This is a modern-English version of The Essays of Arthur Schopenhauer; the Art of Controversy, originally written by Schopenhauer, Arthur.
It has been thoroughly updated, including changes to sentence structure, words, spelling,
and grammar—to ensure clarity for contemporary readers, while preserving the original spirit and nuance. If
you click on a paragraph, you will see the original text that we modified, and you can toggle between the two versions.
Scroll to the bottom of this page and you will find a free ePUB download link for this book.
THE ESSAYS OF ARTHUR SCHOPENHAUER:
THE ART OF CONTROVERSY
By Arthur Schopenhauer
Translated By T. Bailey Saunders
CONTENTS
TABLE OF CONTENTS
TRANSLATOR'S PREFACE.
The volume now before the reader is a tardy addition to a series in which I have endeavoured to present Schopenhauer's minor writings in an adequate form.
The book in front of you is a late addition to a series where I have tried to present Schopenhauer's shorter works in a proper format.
Its contents are drawn entirely from his posthumous papers. A selection of them was given to the world some three of four years after his death by his friend and literary executor, Julius Frauenstädt, who for this and other offices of piety, has received less recognition than he deserves. The papers then published have recently been issued afresh, with considerable additions and corrections, by Dr. Eduard Grisebach, who is also entitled to gratitude for the care with which he has followed the text of the manuscripts, now in the Royal Library at Berlin, and for having drawn attention—although in terms that are unnecessarily severe—to a number of faults and failings on the part of the previous editor.
Its contents come entirely from his posthumous papers. A selection of them was shared with the public about three or four years after his death by his friend and literary executor, Julius Frauenstädt, who, for this and other acts of devotion, has received less recognition than he deserves. The papers that were published have recently been reissued, with significant additions and corrections, by Dr. Eduard Grisebach, who also deserves thanks for the care with which he has followed the text of the manuscripts, now in the Royal Library in Berlin, and for highlighting—though in unnecessarily harsh terms—a number of mistakes and shortcomings by the previous editor.
The fact that all Schopenhauer's works, together with a volume of his correspondence, may now be obtained in a certain cheap collection of the best national and foreign literature displayed in almost every bookshop in Germany, is sufficient evidence that in his own country the writer's popularity is still very great; nor does the demand for translations indicate that his fame has at all diminished abroad. The favour with which the new edition of his posthumous papers has been received induces me, therefore, to resume a task which I thought, five years ago, that I had finally completed; and it is my intention to bring out one more volume, selected partly from these papers and partly from his Parerga.
The fact that all of Schopenhauer's works, along with a collection of his correspondence, can now be found in a budget-friendly selection of the best national and international literature in almost every bookstore in Germany shows that he is still very popular in his own country. The demand for translations also suggests that his fame hasn’t diminished at all overseas. The positive reception of the new edition of his posthumous papers encourages me, therefore, to take up a project that I believed I had finished five years ago; I plan to publish one more volume, made up partly of these papers and partly from his Parerga.
A small part of the essay on The Art of Controversy was published in Schopenhauer's lifetime, in the chapter of the Parerga headed Zur Logik und Dialektik. The intelligent reader will discover that a good deal of its contents is of an ironical character. As regards the last three essays I must observe that I have omitted such passages as appear to be no longer of any general interest or otherwise unsuitable. I must also confess to having taken one or two liberties with the titles, in order that they may the more effectively fulfil the purpose for which titles exist. In other respects I have adhered to the original with the kind of fidelity which aims at producing an impression as nearly as possible similar to that produced by the original.
A small part of the essay on The Art of Controversy was published during Schopenhauer's lifetime in the chapter of the Parerga titled Zur Logik und Dialektik. The thoughtful reader will notice that much of its content is quite ironic. Regarding the last three essays, I should mention that I have left out parts that seem to no longer be of general interest or are otherwise inappropriate. I also admit to having taken a few liberties with the titles so that they better serve their purpose. In other ways, I have stuck to the original as closely as possible, aiming to create an impression similar to that of the original.
T.B.S.
February, 1896
February 1896
THE ART OF CONTROVERSY.
PRELIMINARY: LOGIC AND DIALECTIC.
By the ancients, Logic and Dialectic were used as synonymous terms; although {Greek: logizesthai}, "to think over, to consider, to calculate," and {Greek: dialegesthai}, "to converse," are two very different things.
By ancient thinkers, Logic and Dialectic were treated as the same concept; however, {Greek: logizesthai}, "to think over, to consider, to calculate," and {Greek: dialegesthai}, "to converse," are actually two very different things.
The name Dialectic was, as we are informed by Diogenes Laertius, first used by Plato; and in the Phaedrus, Sophist, Republic, bk. vii., and elsewhere, we find that by Dialectic he means the regular employment of the reason, and skill in the practice of it. Aristotle also uses the word in this sense; but, according to Laurentius Valla, he was the first to use Logic too in a similar way.{1} Dialectic, therefore, seems to be an older word than Logic. Cicero and Quintilian use the words in the same general signification.{2}
The term Dialectic was, as noted by Diogenes Laertius, first used by Plato; and in the Phaedrus, Sophist, Republic, bk. vii., and other works, we see that by Dialectic he refers to the systematic use of reason and the skill in applying it. Aristotle also employs the term in this way; however, according to Laurentius Valla, he was the first to use Logic in a similar context.{1} Thus, Dialectic appears to be an older term than Logic. Cicero and Quintilian use both terms with the same general meaning.{2}
{Footnote 1: He speaks of {Greek: dyscherelai logicai}, that is, "difficult points," {Greek: protasis logicae aporia logicae}}
{Footnote 1: He speaks of {Greek: dyscherelai logicai}, that is, "difficult points," {Greek: protasis logicae aporia logicae}}
{Footnote 2: Cic. in Lucullo: Dialecticam inventam esse, veri et falsi quasi disceptatricem. Topica, c. 2: Stoici enim judicandi vias diligenter persecuti sunt, ea scientia, quam Dialecticen appellant. Quint., lib. ii., 12: Itaque haec pars dialecticae, sive illam disputatricem dicere malimus; and with him this latter word appears to be the Latin equivalent for Dialectic. (So far according to "Petri Rami dialectica, Audomari Talaei praelectionibus illustrata." 1569.)}
{Footnote 2: Cic. in Lucullo: They say that dialectic was invented as a means of judging what is true and false. Topica, c. 2: For the Stoics carefully explored ways of judgment, through the knowledge that they call Dialectic . Quint., lib. ii., 12: Therefore, this part of dialectic, or as we might prefer to call it, the disputative one; and with him this latter word seems to be the Latin equivalent for Dialectic. (So far according to "Petri Rami dialectica, Audomari Talaei praelectionibus illustrata." 1569.)}
This use of the words and synonymous terms lasted through the Middle Ages into modern times; in fact, until the present day. But more recently, and in particular by Kant, Dialectic has often been employed in a bad sense, as meaning "the art of sophistical controversy"; and hence Logic has been preferred, as of the two the more innocent designation. Nevertheless, both originally meant the same thing; and in the last few years they have again been recognised as synonymous.
This use of words and similar terms lasted from the Middle Ages into modern times; in fact, until today. However, more recently, especially with Kant, "Dialectic" has often been used negatively, referring to "the art of sophistical controversy"; therefore, "Logic" has been favored as the more innocent term. Still, both originally meant the same thing, and in the last few years, they have once again been recognized as synonymous.
It is a pity that the words have thus been used from of old, and that I am not quite at liberty to distinguish their meanings. Otherwise, I should have preferred to define Logic (from {Greek: logos}, "word" and "reason," which are inseparable) as "the science of the laws of thought, that is, of the method of reason"; and Dialectic (from {Greek: dialegesthai}, "to converse"—and every conversation communicates either facts or opinions, that is to say, it is historical or deliberative) as "the art of disputation," in the modern sense of the word. It it clear, then, that Logic deals with a subject of a purely à priori character, separable in definition from experience, namely, the laws of thought, the process of reason or the {Greek: logos}, the laws, that is, which reason follows when it is left to itself and not hindered, as in the case of solitary thought on the part of a rational being who is in no way misled. Dialectic, on the other hand, would treat of the intercourse between two rational beings who, because they are rational, ought to think in common, but who, as soon as they cease to agree like two clocks keeping exactly the same time, create a disputation, or intellectual contest. Regarded as purely rational beings, the individuals would, I say, necessarily be in agreement, and their variation springs from the difference essential to individuality; in other words, it is drawn from experience.
It's unfortunate that these words have been used in a certain way for so long, and that I'm not entirely free to clarify their meanings. Otherwise, I would prefer to define Logic (from {Greek: logos}, "word" and "reason," which cannot be separated) as "the science of the laws of thought, specifically the method of reason"; and Dialectic (from {Greek: dialegesthai}, "to converse"—and every conversation shares either facts or opinions, meaning it is historical or deliberative) as "the art of debate," in the contemporary sense. It’s clear that Logic focuses on a purely à priori subject, which can be defined apart from experience, namely, the laws of thought, the reasoning process, or the {Greek: logos}, the rules that reason follows when left alone and undisturbed, as in the case of individual reflection by a rational being who isn't misled. Dialectic, on the other hand, addresses the interaction between two rational beings who, due to their rationality, should ideally think similarly, but when they stop agreeing—like two clocks that no longer show the same time—they create a debate or an intellectual competition. Viewed as purely rational beings, individuals would necessarily be in agreement, and their differences arise from the uniqueness that comes with individuality; in other words, these differences are rooted in experience.
Logic, therefore, as the science of thought, or the science of the process of pure reason, should be capable of being constructed à priori. Dialectic, for the most part, can be constructed only à posteriori; that is to say, we may learn its rules by an experiential knowledge of the disturbance which pure thought suffers through the difference of individuality manifested in the intercourse between two rational beings, and also by acquaintance with the means which disputants adopt in order to make good against one another their own individual thought, and to show that it is pure and objective. For human nature is such that if A. and B. are engaged in thinking in common, and are communicating their opinions to one another on any subject, so long as it is not a mere fact of history, and A. perceives that B.'s thoughts on one and the same subject are not the same as his own, he does not begin by revising his own process of thinking, so as to discover any mistake which he may have made, but he assumes that the mistake has occurred in B.'s. In other words, man is naturally obstinate; and this quality in him is attended with certain results, treated of in the branch of knowledge which I should like to call Dialectic, but which, in order to avoid misunderstanding, I shall call Controversial or Eristical Dialectic. Accordingly, it is the branch of knowledge which treats of the obstinacy natural to man. Eristic is only a harsher name for the same thing.
Logic, then, as the science of thought or the science of pure reasoning, should be possible to construct à priori. Dialectic, on the other hand, can mainly only be constructed à posteriori; this means we can learn its rules through practical experience of how pure thought is affected by the differences in individuality that arise during interactions between two rational beings. We also learn from the strategies that debaters use to defend their own ideas and show that their thoughts are pure and objective. Human nature is such that if A and B are thinking together and sharing their opinions on a topic that isn't just a straightforward historical fact, when A notices that B's thoughts on the same subject differ from his own, A doesn't start by reevaluating his own thinking to find any mistakes he may have made. Instead, he assumes the mistake lies with B. In other words, humans are naturally stubborn; and this characteristic leads to certain outcomes, which I would like to refer to as Dialectic, but to avoid confusion, I will call it Controversial or Eristical Dialectic. Thus, it is the field of knowledge that focuses on the natural stubbornness of people. Eristic is just a stronger term for the same concept.
Controversial Dialectic is the art of disputing, and of disputing in such a way as to hold one's own, whether one is in the right or the wrong—per fas et nefas.{1} A man may be objectively in the right, and nevertheless in the eyes of bystanders, and sometimes in his own, he may come off worst. For example, I may advance a proof of some assertion, and my adversary may refute the proof, and thus appear to have refuted the assertion, for which there may, nevertheless, be other proofs. In this case, of course, my adversary and I change places: he comes off best, although, as a matter of fact, he is in the wrong.
Controversial Dialectic is the skill of arguing and doing so in a way that you can hold your own, regardless of whether you're right or wrong—per fas et nefas. A person may be objectively right, but still appear to lose in the eyes of onlookers, and sometimes even in his own view. For instance, I might present evidence for a claim, and my opponent might successfully refute that evidence, thereby seeming to disprove the claim, even though there could be other evidence supporting it. In this situation, of course, my opponent and I switch roles: he appears to win, even though, in reality, he's the one in the wrong.
{Footnote 1: According to Diogenes Laertius, v., 28, Aristotle put Rhetoric and Dialectic together, as aiming at persuasion, {Greek: to pithanon}; and Analytic and Philosophy as aiming at truth. Aristotle does, indeed, distinguish between (1) Logic, or Analytic, as the theory or method of arriving at true or apodeictic conclusions; and (2) Dialectic as the method of arriving at conclusions that are accepted or pass current as true, {Greek: endoxa} probabilia; conclusions in regard to which it is not taken for granted that they are false, and also not taken for granted that they are true in themselves, since that is not the point. What is this but the art of being in the right, whether one has any reason for being so or not, in other words, the art of attaining the appearance of truth, regardless of its substance? That is, then, as I put it above.
{Footnote 1: According to Diogenes Laertius, v., 28, Aristotle combined Rhetoric and Dialectic, focusing on persuasion, {Greek: to pithanon}; and Analytic and Philosophy, focusing on truth. Aristotle does differentiate between (1) Logic, or Analytic, as the theory or method for reaching true or certain conclusions; and (2) Dialectic as the method for arriving at conclusions that are accepted or generally considered true, {Greek: endoxa} probabilia; conclusions for which it is not assumed that they are false, nor is it assumed that they are true by themselves, since that’s not the goal. Isn't this just the art of being right, regardless of whether one has any justification for being so, in other words, the art of creating the appearance of truth, without regard for its actual substance? That is, as I stated above.}
Aristotle divides all conclusions into logical and dialectical, in the manner described, and then into eristical. (3) Eristic is the method by which the form of the conclusion is correct, but the premisses, the materials from which it is drawn, are not true, but only appear to be true. Finally (4) Sophistic is the method in which the form of the conclusion is false, although it seems correct. These three last properly belong to the art of Controversial Dialectic, as they have no objective truth in view, but only the appearance of it, and pay no regard to truth itself; that is to say, they aim at victory. Aristotle's book on Sophistic Conclusions was edited apart from the others, and at a later date. It was the last book of his Dialectic.}
Aristotle categorizes all conclusions into logical and dialectical, as described, and then into eristical. (3) Eristic is the approach where the conclusion is logically structured, but the premises, the basis for the conclusion, are not actually true; they just seem to be true. Finally, (4) Sophistic is the method where the structure of the conclusion is flawed, even though it appears to be sound. These last three belong to the field of Controversial Dialectic, since they focus on the appearance of truth rather than objective truth and disregard truth itself; in other words, they aim for victory. Aristotle's book on Sophistic Conclusions was published separately and later than the others. It was the final book of his Dialectic.
If the reader asks how this is, I reply that it is simply the natural baseness of human nature. If human nature were not base, but thoroughly honourable, we should in every debate have no other aim than the discovery of truth; we should not in the least care whether the truth proved to be in favour of the opinion which we had begun by expressing, or of the opinion of our adversary. That we should regard as a matter of no moment, or, at any rate, of very secondary consequence; but, as things are, it is the main concern. Our innate vanity, which is particularly sensitive in reference to our intellectual powers, will not suffer us to allow that our first position was wrong and our adversary's right. The way out of this difficulty would be simply to take the trouble always to form a correct judgment. For this a man would have to think before he spoke. But, with most men, innate vanity is accompanied by loquacity and innate dishonesty. They speak before they think; and even though they may afterwards perceive that they are wrong, and that what they assert is false, they want it to seem the contrary. The interest in truth, which may be presumed to have been their only motive when they stated the proposition alleged to be true, now gives way to the interests of vanity: and so, for the sake of vanity, what is true must seem false, and what is false must seem true.
If the reader is wondering why this is the case, I would say it's just the natural flaws in human nature. If human nature were not flawed but completely honorable, our goal in any discussion would solely be to discover the truth; we wouldn't care whether the truth supported our original opinion or our opponent's view. That wouldn't matter at all, or at least it would be a minor issue; but as things stand, that's our main concern. Our innate vanity, especially regarding our intellect, won't let us admit that we were wrong and our opponent was right. The solution to this problem would simply be to make the effort to always form accurate judgments. For this, a person would need to think before speaking. But for most people, innate vanity comes with chatter and dishonesty. They speak before they think; and even if they later realize they're wrong and what they said is false, they want it to appear the opposite. The interest in truth, which was likely their only motivation when they made the claim, is now overshadowed by their vanity: so, for the sake of vanity, what is true must appear false, and what is false must appear true.
However, this very dishonesty, this persistence in a proposition which seems false even to ourselves, has something to be said for it. It often happens that we begin with the firm conviction of the truth of our statement; but our opponent's argument appears to refute it. Should we abandon our position at once, we may discover later on that we were right after all; the proof we offered was false, but nevertheless there was a proof for our statement which was true. The argument which would have been our salvation did not occur to us at the moment. Hence we make it a rule to attack a counter-argument, even though to all appearances it is true and forcible, in the belief that its truth is only superficial, and that in the course of the dispute another argument will occur to us by which we may upset it, or succeed in confirming the truth of our statement. In this way we are almost compelled to become dishonest; or, at any rate, the temptation to do so is very great. Thus it is that the weakness of our intellect and the perversity of our will lend each other mutual support; and that, generally, a disputant fights not for truth, but for his proposition, as though it were a battle pro aris et focis. He sets to work per fas et nefas; nay, as we have seen, he cannot easily do otherwise. As a rule, then, every man will insist on maintaining whatever he has said, even though for the moment he may consider it false or doubtful.{1}
However, this very dishonesty, this insistence on a claim that even we think might be false, has its merits. Often, we start out fully convinced that what we’re saying is true, but our opponent’s argument seems to disprove it. If we give up our stance right away, we might later realize that we were correct all along; the evidence we provided was wrong, but there was indeed valid proof for our claim. The argument that could have saved us didn’t come to mind at that moment. Therefore, we make it a habit to challenge a counter-argument, even if it seems true and strong, believing that its truth is only superficial, and that during the debate we might think of another argument that could challenge it or bolster our claim. In this way, we are almost forced to be dishonest; or, at the very least, the temptation to do so is quite strong. Thus, the limitations of our intellect and the stubbornness of our will support each other; and generally, a debater fights not for truth, but for their position, as if it were a battle for their home and hearth. They go about it by any means necessary; indeed, as we have seen, they can hardly do otherwise. Typically, every person will insist on defending whatever they have said, even if, for the moment, they might think it is false or uncertain.{1}
{Footnote 1: Machiavelli recommends his Prince to make use of every moment that his neighbour is weak, in order to attack him; as otherwise his neighbour may do the same. If honour and fidelity prevailed in the world, it would be a different matter; but as these are qualities not to be expected, a man must not practise them himself, because he will meet with a bad return. It is just the same in a dispute: if I allow that my opponent is right as soon as he seems to be so, it is scarcely probable that he will do the same when the position is reversed; and as he acts wrongly, I am compelled to act wrongly too. It is easy to say that we must yield to truth, without any prepossession in favour of our own statements; but we cannot assume that our opponent will do it, and therefore we cannot do it either. Nay, if I were to abandon the position on which I had previously bestowed much thought, as soon as it appeared that he was right, it might easily happen that I might be misled by a momentary impression, and give up the truth in order to accept an error.}
{Footnote 1: Machiavelli advises that a ruler should take advantage of any moment when their neighbor is weak to launch an attack, otherwise, the neighbor might do the same. If honor and loyalty were common in the world, things would be different; but since we can't expect such qualities, one shouldn’t practice them because it will likely backfire. The same applies in a disagreement: if I concede that my opponent is right the moment they seem to be, there's little chance they will reciprocate if the situation changes; and since they act unfairly, I’m forced to act unfairly as well. It's easy to claim we must submit to the truth without bias towards our own views; however, we can't assume our opponent will do the same, and therefore, we can't either. Moreover, if I were to abandon the position I've carefully considered as soon as it appears my opponent is correct, I could easily be misled by a fleeting impression and end up accepting a falsehood instead of the truth.}
To some extent every man is armed against such a procedure by his own cunning and villainy. He learns by daily experience, and thus comes to have his own natural Dialectic, just as he has his own natural Logic. But his Dialectic is by no means as safe a guide as his Logic. It is not so easy for any one to think or draw an inference contrary to the laws of Logic; false judgments are frequent, false conclusions very rare. A man cannot easily be deficient in natural Logic, but he may very easily be deficient in natural Dialectic, which is a gift apportioned in unequal measure. In so far natural Dialectic resembles the faculty of judgment, which differs in degree with every man; while reason, strictly speaking, is the same. For it often happens that in a matter in which a man is really in the right, he is confounded or refuted by merely superficial arguments; and if he emerges victorious from a contest, he owes it very often not so much to the correctness of his judgment in stating his proposition, as to the cunning and address with which he defended it.
To some extent, everyone is prepared against such actions by their own cleverness and deceit. They learn from daily experiences and thus develop their own natural Dialectic, just like they have their own natural Logic. However, their Dialectic is not nearly as reliable as their Logic. It’s not that easy for someone to think or draw a conclusion that goes against the laws of Logic; false judgments happen often, while false conclusions are quite rare. A person can't easily lack natural Logic, but they can very easily lack natural Dialectic, which is distributed unevenly. In this sense, natural Dialectic is similar to the ability to judge, which varies in degree from person to person; whereas reason, strictly speaking, remains the same. It often happens that in a situation where someone is actually correct, they are confused or disproven by just superficial arguments; and if they manage to win an argument, it’s often not so much because their judgment in stating their position was right, but due to the skill and cleverness with which they defended it.
Here, as in all other cases, the best gifts are born with a man; nevertheless, much may be done to make him a master of this art by practice, and also by a consideration of the tactics which may be used to defeat an opponent, or which he uses himself for a similar purpose. Therefore, even though Logic may be of no very real, practical use, Dialectic may certainly be so; and Aristotle, too, seems to me to have drawn up his Logic proper, or Analytic, as a foundation and preparation for his Dialectic, and to have made this his chief business. Logic is concerned with the mere form of propositions; Dialectic, with their contents or matter—in a word, with their substance. It was proper, therefore, to consider the general form of all propositions before proceeding to particulars.
Here, as in all other cases, the best skills come naturally to a person; however, a lot can be done to help him master this art through practice, and by considering the strategies that can be used to outsmart an opponent, or those he uses himself for a similar goal. So, even though Logic might not be very practically useful, Dialectic definitely can be; and Aristotle, I believe, developed his formal Logic or Analytic as a basis and preparation for his Dialectic, making it his main focus. Logic deals with the structure of statements; Dialectic focuses on their content or substance. Therefore, it was essential to examine the overall structure of all statements before diving into specifics.
Aristotle does not define the object of Dialectic as exactly as I have done it here; for while he allows that its principal object is disputation, he declares at the same time that it is also the discovery of truth.{1} Again, he says, later on, that if, from the philosophical point of view, propositions are dealt with according to their truth, Dialectic regards them according to their plausibility, or the measure in which they will win the approval and assent of others.{2} He is aware that the objective truth of a proposition must be distinguished and separated from the way in which it is pressed home, and approbation won for it; but he fails to draw a sufficiently sharp distinction between these two aspects of the matter, so as to reserve Dialectic for the latter alone.{3} The rules which he often gives for Dialectic contain some of those which properly belong to Logic; and hence it appears to me that he has not provided a clear solution of the problem.
Aristotle doesn't define the object of Dialectic as clearly as I've done here; while he acknowledges that its main focus is on arguing, he also states that it involves discovering the truth.{1} Later, he mentions that if propositions are considered from a philosophical standpoint based on their truth, Dialectic looks at them based on their believability, or how likely they are to gain approval and agreement from others.{2} He recognizes that the objective truth of a proposition should be distinguished from how it's presented and the support it gains; however, he doesn't clearly separate these two aspects enough to confine Dialectic to just the latter.{3} The rules he frequently cites for Dialectic include some that actually belong to Logic; therefore, it seems to me that he hasn't provided a clear answer to the issue.
{Footnote 1: Topica, bk. i., 2.}
{Footnote 1: Topica, book 1, 2.}
{Footnote 2: Ib., 12.}
{Footnote 2: Id., 12.}
{Footnote 3: On the other hand, in his book De Sophisticis Elenchis, he takes too much trouble to separate Dialectic from Sophistic and Eristic, where the distinction is said to consist in this, that dialectical conclusions are true in their form and their contents, while sophistical and eristical conclusions are false.
{Footnote 3: On the other hand, in his book De Sophisticis Elenchis, he goes to great lengths to distinguish Dialectic from Sophistic and Eristic, claiming that the difference lies in the fact that dialectical conclusions are true both in form and content, while sophistical and eristical conclusions are false.}
Eristic so far differs from Sophistic that, while the master of Eristic aims at mere victory, the Sophist looks to the reputation, and with it, the monetary rewards which he will gain. But whether a proposition is true in respect of its contents is far too uncertain a matter to form the foundation of the distinction in question; and it is a matter on which the disputant least of all can arrive at certainty; nor is it disclosed in any very sure form even by the result of the disputation. Therefore, when Aristotle speaks of Dialectic, we must include in it Sophistic, Eristic, and Peirastic, and define it as "the art of getting the best of it in a dispute," in which, unquestionably, the safest plan is to be in the right to begin with; but this in itself is not enough in the existing disposition of mankind, and, on the other hand, with the weakness of the human intellect, it is not altogether necessary. Other expedients are required, which, just because they are unnecessary to the attainment of objective truth, may also be used when a man is objectively in the wrong; and whether or not this is the case, is hardly ever a matter of complete certainty.
Eristic is different from Sophistic in that, while the Eristic expert aims for mere victory, the Sophist focuses on reputation and the monetary rewards that come with it. However, whether a statement is true based on its content is too uncertain to serve as the basis for this distinction; it's something the disputant can hardly be sure about, and the outcome of the debate doesn't clarify it in a reliable way. Therefore, when Aristotle talks about Dialectic, we should include Sophistic, Eristic, and Peirastic, defining it as "the art of winning an argument." Clearly, the safest approach is to start out being right, but this alone isn't enough given how people are, and with the limitations of human understanding, it's not always essential. Other strategies are needed, which, because they don't depend on achieving objective truth, can also be employed when a person is objectively wrong; and whether or not that is the case is rarely clear-cut.
I am of opinion, therefore, that a sharper distinction should be drawn between Dialectic and Logic than Aristotle has given us; that to Logic we should assign objective truth as far as it is merely formal, and that Dialectic should be confined to the art of gaining one's point, and contrarily, that Sophistic and Eristic should not be distinguished from Dialectic in Aristotle's fashion, since the difference which he draws rests on objective and material truth; and in regard to what this is, we cannot attain any clear certainty before discussion; but we are compelled, with Pilate, to ask, What is truth? For truth is in the depths, {Greek: en butho hae halaetheia} (a saying of Democritus, Diog. Laert., ix., 72). Two men often engage in a warm dispute, and then return to their homes each of the other's opinion, which he has exchanged for his own. It is easy to say that in every dispute we should have no other aim than the advancement of truth; but before dispute no one knows where it is, and through his opponent's arguments and his own a man is misled.}
I believe that we should make a clearer distinction between Dialectic and Logic than Aristotle provided. Logic should focus on objective truth as far as it is merely formal, while Dialectic should be limited to the skill of persuading others. Additionally, Sophistic and Eristic should not be separated from Dialectic in the way Aristotle suggests, because the distinction he makes is based on objective and material truth; however, regarding what that truth is, we can't reach clear certainty before we have a discussion. Like Pilate, we are forced to ask, What is truth? Because truth lies deep down, {Greek: en butho hae halaetheia} (a saying of Democritus, Diog. Laert., ix., 72). Two people often get into a heated argument and then go home convinced of the other's viewpoint, which they have adopted in place of their own. It’s easy to claim that in every debate we should aim for the pursuit of truth, but before the debate, no one knows where that truth lies, and through the arguments of their opponent and their own, a person can become misled.
We must always keep the subject of one branch of knowledge quite distinct from that of any other. To form a clear idea of the province of Dialectic, we must pay no attention to objective truth, which is an affair of Logic; we must regard it simply as the art of getting the best of it in a dispute, which, as we have seen, is all the easier if we are actually in the right. In itself Dialectic has nothing to do but to show how a man may defend himself against attacks of every kind, and especially against dishonest attacks; and, in the same fashion, how he may attack another man's statement without contradicting himself, or generally without being defeated. The discovery of objective truth must be separated from the art of winning acceptance for propositions; for objective truth is an entirely different matter: it is the business of sound judgment, reflection and experience, for which there is no special art.
We always need to keep different fields of knowledge separate from each other. To really understand what Dialectic is about, we shouldn’t focus on objective truth, which belongs to Logic; instead, we should see it simply as the skill of coming out on top in a debate. As we've noted, this is much easier when we actually have the right answer. Dialectic's main purpose is to demonstrate how a person can defend themselves against all kinds of attacks, especially dishonest ones, and similarly, how they can challenge someone else's statement without contradicting themselves or generally losing the argument. Discovering objective truth has to be distinct from the skill of gaining acceptance for ideas because objective truth is a completely different issue: it involves sound judgment, careful thought, and experience, none of which is tied to any specific skill set.
Such, then, is the aim of Dialectic. It has been defined as the Logic of appearance; but the definition is a wrong one, as in that case it could only be used to repel false propositions. But even when a man has the right on his side, he needs Dialectic in order to defend and maintain it; he must know what the dishonest tricks are, in order to meet them; nay, he must often make use of them himself, so as to beat the enemy with his own weapons.
Such is the goal of Dialectic. It's been defined as the Logic of appearance, but that's an incorrect definition, as it would only serve to reject false propositions. Even when someone is in the right, they need Dialectic to defend and uphold their position; they must be aware of dishonest tactics in order to counter them; in fact, they often have to use those very tactics themselves to outsmart the opponent with their own tools.
Accordingly, in a dialectical contest we must put objective truth aside, or, rather, we must regard it as an accidental circumstance, and look only to the defence of our own position and the refutation of our opponent's.
So, in a debate, we need to set aside objective truth, or rather, we should see it as a secondary factor, and focus solely on defending our own viewpoint and disproving our opponent’s.
In following out the rules to this end, no respect should be paid to objective truth, because we usually do not know where the truth lies. As I have said, a man often does not himself know whether he is in the right or not; he often believes it, and is mistaken: both sides often believe it. Truth is in the depths. At the beginning of a contest each man believes, as a rule, that right is on his side; in the course of it, both become doubtful, and the truth is not determined or confirmed until the close.
In following the rules for this purpose, we shouldn't focus on objective truth because we usually don’t know where the truth actually lies. As I've mentioned, a person often isn’t sure if they are right; they believe they are, but they can be wrong—both sides usually think so. Truth is hidden deep down. At the start of a dispute, each person generally believes they are in the right; as the situation unfolds, both start to doubt, and the truth isn’t figured out or verified until the end.
Dialectic, then, need have nothing to do with truth, as little as the fencing master considers who is in the right when a dispute leads to a duel. Thrust and parry is the whole business. Dialectic is the art of intellectual fencing; and it is only when we so regard it that we can erect it into a branch of knowledge. For if we take purely objective truth as our aim, we are reduced to mere Logic; if we take the maintenance of false propositions, it is mere Sophistic; and in either case it would have to be assumed that we were aware of what was true and what was false; and it is seldom that we have any clear idea of the truth beforehand. The true conception of Dialectic is, then, that which we have formed: it is the art of intellectual fencing used for the purpose of getting the best of it in a dispute; and, although the name Eristic would be more suitable, it is more correct to call it controversial Dialectic, Dialectica eristica.
Dialectic, then, doesn't have to do with truth, just like a fencing master doesn't care who is right when a disagreement leads to a duel. The whole point is the thrust and parry. Dialectic is the art of intellectual fencing; and it's only when we view it this way that we can establish it as a field of knowledge. If we aim for purely objective truth, we end up with just Logic; if we focus on defending false statements, it's simply Sophistry; and in both cases, we have to assume we know what's true and what's false, which is rarely clear to us beforehand. The right understanding of Dialectic is what we've formed: it is the art of intellectual fencing used to gain an advantage in a debate; and while the term Eristic might be more fitting, it's more accurate to call it controversial Dialectic, Dialectica eristica.
Dialectic in this sense of the word has no other aim but to reduce to a regular system and collect and exhibit the arts which most men employ when they observe, in a dispute, that truth is not on their side, and still attempt to gain the day. Hence, it would be very inexpedient to pay any regard to objective truth or its advancement in a science of Dialectic; since this is not done in that original and natural Dialectic innate in men, where they strive for nothing but victory. The science of Dialectic, in one sense of the word, is mainly concerned to tabulate and analyse dishonest stratagems, in order that in a real debate they may be at once recognised and defeated. It is for this very reason that Dialectic must admittedly take victory, and not objective truth, for its aim and purpose.
Dialectic, in this context, aims only to create a structured system that collects and showcases the strategies most people use when they realize that truth isn't on their side during an argument but still try to win. Therefore, it would be quite pointless to focus on objective truth or its advancement in the study of Dialectic, since that doesn’t happen in the original and natural Dialectic that people inherently possess, where they seek nothing but victory. The study of Dialectic, in one sense, is primarily focused on listing and analyzing dishonest tactics, so that they can be quickly identified and countered in a real debate. For this reason, Dialectic must indeed aim for victory, rather than objective truth, as its goal and purpose.
I am not aware that anything has been done in this direction, although I have made inquiries far and wide.{1} It is, therefore, an uncultivated soil. To accomplish our purpose, we must draw from our experience; we must observe how in the debates which often arise in our intercourse with our fellow-men this or that stratagem is employed by one side or the other. By finding out the common elements in tricks repeated in different forms, we shall be enabled to exhibit certain general stratagems which may be advantageous, as well for our own use, as for frustrating others if they use them.
I'm not aware of any progress made in this area, even though I've asked around quite a bit.{1} So, it remains an untapped resource. To achieve our goal, we need to draw on our experiences; we should pay attention to how different tactics are used during the discussions we have with others. By identifying the common themes in tricks that appear in various ways, we can highlight some general strategies that could be useful for ourselves and help us counter others if they use them.
{Footnote 1: Diogenes Laertes tells us that among the numerous writings on Rhetoric by Theophrastus, all of which have been lost, there was one entitled {Greek: Agonistikon taes peri tous eristikous gogous theorias.} That would have been just what we want.}
{Footnote 1: Diogenes Laertes informs us that among the many works on Rhetoric by Theophrastus, all of which have been lost, there was one called {Greek: Agonistikon taes peri tous eristikous gogous theorias.} That would have been exactly what we need.}
What follows is to be regarded as a first attempt.
What comes next should be seen as an initial effort.
THE BASIS OF ALL DIALECTIC.
First of all, we must consider the essential nature of every dispute: what it is that really takes place in it.
First of all, we need to think about the core nature of every conflict: what actually happens in it.
Our opponent has stated a thesis, or we ourselves,—it is all one. There are two modes of refuting it, and two courses that we may pursue.
Our opponent has put forward a thesis, or we have—it's all the same. There are two ways to challenge it, and two paths we can take.
I. The modes are (1) ad rem, (2) ad hominem or ex concessis. That is to say: We may show either that the proposition is not in accordance with the nature of things, i.e., with absolute, objective truth; or that it is inconsistent with other statements or admissions of our opponent, i.e., with truth as it appears to him. The latter mode of arguing a question produces only a relative conviction, and makes no difference whatever to the objective truth of the matter.
I. The modes are (1) ad rem, (2) ad hominem, or ex concessis. In other words: We can demonstrate either that the proposition doesn’t align with the nature of things, meaning it doesn't fit with absolute, objective truth; or that it contradicts other statements or admissions from our opponent, meaning it doesn’t fit with the truth as they perceive it. The second way of arguing a point only creates a relative conviction and doesn’t change the objective truth of the situation at all.
II. The two courses that we may pursue are (1) the direct, and (2) the indirect refutation. The direct attacks the reason for the thesis; the indirect, its results. The direct refutation shows that the thesis is not true; the indirect, that it cannot be true.
II. The two paths we can take are (1) direct refutation and (2) indirect refutation. The direct approach challenges the reasoning behind the thesis; the indirect one questions its outcomes. Direct refutation demonstrates that the thesis is false; indirect refutation indicates that it cannot be true.
The direct course admits of a twofold procedure. Either we may show that the reasons for the statement are false (nego majorem, minorem); or we may admit the reasons or premisses, but show that the statement does not follow from them (nego consequentiam); that is, we attack the conclusion or form of the syllogism.
The direct approach involves two methods. We can either demonstrate that the reasons for the statement are false (nego majorem, minorem); or we can accept the reasons or premises but argue that the statement doesn't logically follow from them (nego consequentiam); in other words, we challenge the conclusion or the structure of the syllogism.
The direct refutation makes use either of the diversion or of the instance.
The direct refutation uses either the diversion or the instance.
(a) The diversion.—We accept our opponent's proposition as true, and then show what follows from it when we bring it into connection with some other proposition acknowledged to be true. We use the two propositions as the premisses of a syllogism giving a conclusion which is manifestly false, as contradicting either the nature of things,{1} or other statements of our opponent himself; that is to say, the conclusion is false either ad rem or ad hominem.{2} Consequently, our opponent's proposition must have been false; for, while true premisses can give only a true conclusion, false premisses need not always give a false one.
(a) The diversion.—We accept our opponent's claim as true, and then demonstrate what follows when we connect it with another claim that is also acknowledged to be true. We use both claims as the premises of a syllogism that leads to a conclusion that is clearly false, as it contradicts either the nature of reality,{1} or other statements made by our opponent; in other words, the conclusion is false either ad rem or ad hominem.{2} Therefore, our opponent's claim must be false; because true premises can only lead to true conclusions, while false premises do not necessarily lead to false conclusions.
{Footnote 1: If it is in direct contradiction with a perfectly undoubted, truth, we have reduced our opponent's position ad absurdum.}
{Footnote 1: If it directly contradicts an undeniable truth, we have undermined our opponent's argument ad absurdum.}
{Footnote 2: Socrates, in Hippia Maj. et alias.}
{Footnote 2: Socrates, in Hippias Major and others.}
(b) The instance, or the example to the contrary.—This consists in refuting the general proposition by direct reference to particular cases which are included in it in the way in which it is stated, but to which it does not apply, and by which it is therefore shown to be necessarily false.
(b) The instance, or the example to the contrary.—This involves disproving the general statement by directly referencing specific cases that fall under it as stated, but do not actually apply, thus demonstrating that it is necessarily false.
Such is the framework or skeleton of all forms of disputation; for to this every kind of controversy may be ultimately reduced. The whole of a controversy may, however, actually proceed in the manner described, or only appear to do so; and it may be supported by genuine or spurious arguments. It is just because it is not easy to make out the truth in regard to this matter, that debates are so long and so obstinate.
This is the structure or outline of all types of debate; every type of controversy can ultimately be simplified to this. A debate can actually follow the described process or just seem to do so, and it can be backed by real or misleading arguments. It's precisely because it's difficult to determine the truth in this regard that discussions are often lengthy and stubborn.
Nor can we, in ordering the argument, separate actual from apparent truth, since even the disputants are not certain about it beforehand. Therefore I shall describe the various tricks or stratagems without regard to questions of objective truth or falsity; for that is a matter on which we have no assurance, and which cannot be determined previously. Moreover, in every disputation or argument on any subject we must agree about something; and by this, as a principle, we must be willing to judge the matter in question. We cannot argue with those who deny principles: Contra negantem principia non est disputandum.
We can't, while organizing the discussion, separate real truth from perceived truth, since even the participants aren't sure about it in advance. So, I'll outline the various tricks or tactics without worrying about what's objectively true or false; that's something we can't be confident about or figure out beforehand. Additionally, in any debate or argument on any topic, we need to agree on some fundamentals; based on this principle, we should be ready to evaluate the issue at hand. We cannot engage in debate with those who reject basic principles: Contra negantem principia non est disputandum.
STRATAGEMS.
I.
The Extension.—This consists in carrying your opponent's proposition beyond its natural limits; in giving it as general a signification and as wide a sense as possible, so as to exaggerate it; and, on the other hand, in giving your own proposition as restricted a sense and as narrow limits as you can, because the more general a statement becomes, the more numerous are the objections to which it is open. The defence consists in an accurate statement of the point or essential question at issue.
The Extension.—This involves pushing your opponent's argument beyond its natural boundaries; giving it as broad a meaning and as wide a scope as possible to exaggerate it; and, conversely, presenting your own argument in as limited a way and as narrow a focus as you can, because the more general a statement is, the more objections it opens itself up to. The defense lies in clearly stating the key point or essential issue at hand.
Example 1.—I asserted that the English were supreme in drama. My opponent attempted to give an instance to the contrary, and replied that it was a well-known fact that in music, and consequently in opera, they could do nothing at all. I repelled the attack by reminding him that music was not included in dramatic art, which covered tragedy and comedy alone. This he knew very well. What he had done was to try to generalise my proposition, so that it would apply to all theatrical representations, and, consequently, to opera and then to music, in order to make certain of defeating me. Contrarily, we may save our proposition by reducing it within narrower limits than we had first intended, if our way of expressing it favours this expedient.
Example 1.—I claimed that the English were the best in drama. My opponent tried to give an example to contradict me and argued that everyone knows they have no talent in music, and therefore in opera as well. I countered his point by reminding him that music isn't part of dramatic art, which only includes tragedy and comedy. He knew this perfectly well. What he did was attempt to broaden my statement so that it would apply to all theatrical performances, including opera and music, to ensure he could defeat my argument. On the contrary, we can defend our assertion by narrowing it down more than we originally intended, if our wording allows for this approach.
Example 2.—A. declares that the Peace of 1814 gave back their independence to all the German towns of the Hanseatic League. B. gives an instance to the contrary by reciting the fact that Dantzig, which received its independence from Buonaparte, lost it by that Peace. A. saves himself thus: "I said 'all German towns,' and Dantzig was in Poland."
Example 2.—A. claims that the Peace of 1814 restored independence to all the German towns of the Hanseatic League. B. counters this by pointing out that Dantzig, which gained its independence from Buonaparte, lost it with that Peace. A. defends himself by saying, "I said 'all German towns,' and Dantzig was in Poland."
This trick was mentioned by Aristotle in the Topica (bk. viii., cc. 11, 12).
This trick was mentioned by Aristotle in the Topica (bk. viii., cc. 11, 12).
Example 3.—Lamarck, in his Philosophic Zoologique (vol. i., p. 208), states that the polype has no feeling, because it has no nerves. It is certain, however, that it has some sort of perception; for it advances towards light by moving in an ingenious fashion from branch to branch, and it seizes its prey. Hence it has been assumed that its nervous system is spread over the whole of its body in equal measure, as though it were blended with it; for it is obvious that the polype possesses some faculty of perception without having any separate organs of sense. Since this assumption refutes Lamarck's position, he argues thus: "In that case all parts of its body must be capable of every kind of feeling, and also of motion, of will, of thought. The polype would have all the organs of the most perfect animal in every point of its body; every point could see, smell, taste, hear, and so on; nay, it could think, judge, and draw conclusions; every particle of its body would be a perfect animal and it would stand higher than man, as every part of it would possess all the faculties which man possesses only in the whole of him. Further, there would be no reason for not extending what is true of the polype to all monads, the most imperfect of all creatures, and ultimately to the plants, which are also alive, etc., etc." By using dialectical tricks of this kind a writer betrays that he is secretly conscious of being in the wrong. Because it was said that the creature's whole body is sensitive to light, and is therefore possessed of nerves, he makes out that its whole body is capable of thought.
Example 3.—Lamarck, in his Philosophic Zoologique (vol. i., p. 208), claims that the polyp has no sensation because it lacks nerves. However, it's clear that it has some form of perception; it moves cleverly from branch to branch toward light and captures its prey. Therefore, it's been suggested that its nervous system is evenly distributed throughout its body, as if it's integrated with it; it’s evident that the polyp has some ability to perceive without distinct sensory organs. Since this idea contradicts Lamarck's argument, he reasons: "In that case, every part of its body must be capable of all types of sensation, as well as movement, will, and thought. The polyp would possess all the organs of the most advanced animal throughout its body; every part could see, smell, taste, hear, and so on; indeed, it could think, judge, and reason; each particle of its body would be a perfect animal and it would be superior to humans, as each part would have all the abilities that humans possess only in totality. Furthermore, there would be no reason not to apply what is true for the polyp to all monads, the most basic of all beings, and ultimately to plants, which are also alive, etc., etc." By using such dialectical tricks, a writer reveals their underlying awareness of being incorrect. Because it was stated that the creature’s entire body is responsive to light, and therefore has nerves, he concludes that its whole body is capable of thought.
II.
The Homonymy.—This trick is to extend a proposition to something which has little or nothing in common with the matter in question but the similarity of the word; then to refute it triumphantly, and so claim credit for having refuted the original statement.
The Homonymy.—This tactic involves stretching a claim to relate it to something that shares little or nothing in common with the actual topic except for the similarity of the word; then, you refute it confidently, and as a result, take credit for having disproved the original statement.
It may be noted here that synonyms are two words for the same conception; homonyms, two conceptions which are covered by the same word. (See Aristotle, Topica, bk. i., c. 13.) "Deep," "cutting," "high," used at one moment of bodies at another of tones, are homonyms; "honourable" and "honest" are synonyms.
It’s worth mentioning that synonyms are two words for the same idea; homonyms are two different ideas represented by the same word. (See Aristotle, Topica, bk. i., c. 13.) "Deep," "cutting," and "high" can describe physical objects at one moment and sounds at another, which makes them homonyms; "honourable" and "honest" are synonyms.
This is a trick which may be regarded as identical with the sophism ex homonymia; although, if the sophism is obvious, it will deceive no one.
This is a trick that can be seen as the same as the fallacy ex homonymia; however, if the fallacy is obvious, it won’t fool anyone.
Every light can be extinguished. The intellect is a light. Therefore it can be extinguished.
Every light can be turned off. The mind is a light. So it can be turned off.
Here it is at once clear that there are four terms in the syllogism, "light" being used both in a real and in a metaphorical sense. But if the sophism takes a subtle form, it is, of course, apt to mislead, especially where the conceptions which are covered by the same word are related, and inclined to be interchangeable. It is never subtle enough to deceive, if it is used intentionally; and therefore cases of it must be collected from actual and individual experience.
Here it is clear that there are four terms in the syllogism, with "light" being used in both a literal and a metaphorical way. However, if the argument takes on a subtle form, it can easily mislead, especially when the ideas represented by the same word are connected and tend to be interchangeable. It’s never subtle enough to trick someone if used intentionally; therefore, examples of it must be gathered from real-life experiences.
It would be a very good thing if every trick could receive some short and obviously appropriate name, so that when a man used this or that particular trick, he could be at once reproached for it.
It would be really helpful if every trick had a short and clearly fitting name, so that whenever someone used a specific trick, they could be immediately called out for it.
I will give two examples of the homonymy.
I’ll provide two examples of homonymy.
Example 1.—A.: "You are not yet initiated into the mysteries of the Kantian philosophy."
Example 1.—A.: "You haven't been introduced to the mysteries of Kantian philosophy yet."
B.: "Oh, if it's mysteries you're talking of, I'll have nothing to do with them."
B.: "Oh, if you're talking about mysteries, I want no part of it."
Example 2.—I condemned the principle involved in the word honour as a foolish one; for, according to it, a man loses his honour by receiving an insult, which he cannot wipe out unless he replies with a still greater insult, or by shedding his adversary's blood or his own. I contended that a man's true honour cannot be outraged by what he suffers, but only and alone by what he does; for there is no saying what may befall any one of us. My opponent immediately attacked the reason I had given, and triumphantly proved to me that when a tradesman was falsely accused of misrepresentation, dishonesty, or neglect in his business, it was an attack upon his honour, which in this case was outraged solely by what he suffered, and that he could only retrieve it by punishing his aggressor and making him retract.
Example 2.—I criticized the idea behind the word honour as being foolish; because according to it, a person loses their honour by taking an insult, which they can't fix unless they respond with an even bigger insult, or by shedding either their opponent's or their own blood. I argued that a person's true honour cannot be taken away by what they endure, but only by what they do; because we can't predict what might happen to any of us. My opponent quickly challenged my reasoning and successfully showed me that when a business person is wrongly accused of lying, cheating, or neglecting their work, it’s an attack on their honour, which in this situation is compromised solely by what they endure, and that they can only restore it by punishing their attacker and forcing them to take it back.
Here, by a homonymy, he was foisting civic honour, which is otherwise called good name, and which may be outraged by libel and slander, on to the conception of knightly honour, also called point d'honneur, which may be outraged by insult. And since an attack on the former cannot be disregarded, but must be repelled by public disproof, so, with the same justification, an attack on the latter must not be disregarded either, but it must be defeated by still greater insult and a duel. Here we have a confusion of two essentially different things through the homonymy in the word honour, and a consequent alteration of the point in dispute.
Here, through a play on words, he was mixing up civic honor, also known as good name, which can be damaged by libel and slander, with the idea of knightly honor, or point d'honneur, which can be harmed by insults. Since an attack on the former can't be ignored and needs to be countered with public proof, similarly, an attack on the latter also can't be overlooked and must be addressed with an even greater insult and a duel. This creates a confusion between two fundamentally different concepts because of the ambiguity in the word honor, leading to a shift in the actual debate.
III.
Another trick is to take a proposition which is laid down relatively, and in reference to some particular matter, as though it were uttered with a general or absolute application; or, at least, to take it in some quite different sense, and then refute it. Aristotle's example is as follows:
Another trick is to take a statement that's presented in a specific context and act as if it applies generally or absolutely; or at least interpret it in a completely different way and then argue against it. Aristotle's example is as follows:
A Moor is black; but in regard to his teeth he is white; therefore, he is black and not black at the same moment. This is an obvious sophism, which will deceive no one. Let us contrast it with one drawn from actual experience.
A Moor is black; but when it comes to his teeth, he is white; so, he is both black and not black at the same time. This is a clear fallacy that won't fool anyone. Let’s compare it to something based on real-life experience.
In talking of philosophy, I admitted that my system upheld the Quietists, and commended them. Shortly afterwards the conversation turned upon Hegel, and I maintained that his writings were mostly nonsense; or, at any rate, that there were many passages in them where the author wrote the words, and it was left to the reader to find a meaning for them. My opponent did not attempt to refute this assertion ad rem, but contented himself by advancing the argumentum ad hominem, and telling me that I had just been praising the Quietists, and that they had written a good deal of nonsense too.
While discussing philosophy, I acknowledged that my views supported the Quietists and praised them. Soon after, the conversation shifted to Hegel, and I argued that most of his writings were nonsense; or at least, there were many sections where he wrote words, leaving it up to the reader to find any meaning. My opponent didn't try to counter this point directly but instead resorted to an ad hominem argument, pointing out that I had just praised the Quietists, who had also written a fair amount of nonsense.
This I admitted; but, by way of correcting him, I said that I had praised the Quietists, not as philosophers and writers, that is to say, for their achievements in the sphere of theory, but only as men, and for their conduct in mere matters of practice; and that in Hegel's case we were talking of theories. In this way I parried the attack.
This I acknowledged; however, to correct him, I said that I had praised the Quietists, not for their philosophies and writings, meaning their accomplishments in the realm of theory, but only as individuals and for their behavior in simple matters of practice; and that in Hegel's case we were discussing theories. In this way, I deflected the criticism.
The first three tricks are of a kindred character. They have this in common, that something different is attacked from that which was asserted. It would therefore be an ignoratio elenchi to allow oneself to be disposed of in such a manner.
The first three tricks are similar in nature. They all share the fact that something different is targeted than what was claimed. Therefore, it would be an ignoratio elenchi to let oneself be handled in this way.
For in all the examples that I have given, what the opponent says is true, but it stands in apparent and not in real contradiction with the thesis. All that the man whom he is attacking has to do is to deny the validity of his syllogism; to deny, namely, the conclusion which he draws, that because his proposition is true, ours is false. In this way his refutation is itself directly refuted by a denial of his conclusion, per negationem consequentiae. Another trick is to refuse to admit true premisses because of a foreseen conclusion. There are two ways of defeating it, incorporated in the next two sections.
For all the examples I've given, what the opponent says is true, but it seems to contradict the thesis instead of genuinely opposing it. All the person being attacked has to do is reject the validity of the opponent's argument; specifically, to deny the conclusion that just because their statement is true, ours must be false. By doing this, their refutation is directly countered by denying their conclusion, per negationem consequentiae. Another tactic is to refuse to accept true premises because of a predicted conclusion. There are two ways to overcome this, which are included in the next two sections.
IV.
If you want to draw a conclusion, you must not let it be foreseen, but you must get the premisses admitted one by one, unobserved, mingling them here and there in your talk; otherwise, your opponent will attempt all sorts of chicanery. Or, if it is doubtful whether your opponent will admit them, you must advance the premisses of these premisses; that is to say, you must draw up pro-syllogisms, and get the premisses of several of them admitted in no definite order. In this way you conceal your game until you have obtained all the admissions that are necessary, and so reach your goal by making a circuit. These rules are given by Aristotle in his Topica, bk. viii., c. 1. It is a trick which needs no illustration.
If you want to reach a conclusion, you shouldn't let it be obvious. Instead, you need to get the premises accepted one by one without drawing attention, mixing them into your conversation here and there; otherwise, your opponent will try all kinds of tricks. Or, if it’s uncertain whether your opponent will accept them, you should present the premises of those premises; in other words, you should create supporting arguments and get several of their premises accepted in no specific order. This way, you hide your strategy until you've secured all the necessary admissions, allowing you to achieve your goal through a roundabout approach. These guidelines are provided by Aristotle in his Topica, bk. viii., c. 1. It’s a tactic that requires no examples.
V.
To prove the truth of a proposition, you may also employ previous propositions that are not true, should your opponent refuse to admit the true ones, either because he fails to perceive their truth, or because he sees that the thesis immediately follows from them. In that case the plan is to take propositions which are false in themselves but true for your opponent, and argue from the way in which he thinks, that is to say, ex concessis. For a true conclusion may follow from false premisses, but not vice versâ. In the same fashion your opponent's false propositions may be refuted by other false propositions, which he, however, takes to be true; for it is with him that you have to do, and you must use the thoughts that he uses. For instance, if he is a member of some sect to which you do not belong, you may employ the declared, opinions of this sect against him, as principles.{1}
To prove the truth of a statement, you can also use previous statements that are false if your opponent refuses to accept the true ones, either because they can't see their truth or because they realize that the conclusion directly follows from them. In this situation, your strategy is to take statements that are false in themselves but true for your opponent, and argue based on their reasoning, that is to say, ex concessis. A true conclusion can come from false premises, but not the other way around. Similarly, your opponent's false statements can be countered with other false statements that they believe to be true; after all, it's their perspective you’re dealing with, and you need to use their reasoning. For example, if they belong to a group you don’t, you can use that group's stated opinions against them as principles.{1}
{Footnote 1: Aristotle, Topica bk. viii., chap. 2.}
{Footnote 1: Aristotle, Topica bk. viii., chap. 2.}
VI.
Another plan is to beg the question in disguise by postulating what has to be proved, either (1) under another name; for instance, "good repute" instead of "honour"; "virtue" instead of "virginity," etc.; or by using such convertible terms as "red-blooded animals" and "vertebrates"; or (2) by making a general assumption covering the particular point in dispute; for instance, maintaining the uncertainty of medicine by postulating the uncertainty of all human knowledge. (3) If, vice versâ, two things follow one from the other, and one is to be proved, you may postulate the other. (4) If a general proposition is to be proved, you may get your opponent to admit every one of the particulars. This is the converse of the second.{1}
Another way to sidestep the question is by asserting what needs to be proven, either (1) under a different name; for example, using "good reputation" instead of "honor"; "virtue" instead of "virginity," etc.; or by using interchangeable terms like "red-blooded animals" and "vertebrates"; or (2) by making a broad assumption that covers the specific issue at hand; for instance, arguing the uncertainty of medicine by claiming all human knowledge is uncertain. (3) If, vice versa, two things are interdependent, and one needs to be proved, you can assert the other. (4) If a general statement is up for proof, you can get your opponent to agree with every single detail. This is the opposite of the second.{1}
{Footnote 1: Idem, chap. 11. The last chapter of this work contains some good rules for the practice of Dialectics.}
{Footnote 1: Same, chap. 11. The last chapter of this work includes some useful guidelines for practicing Dialectics.}
VII.
Should the disputation be conducted on somewhat strict and formal lines, and there be a desire to arrive at a very clear understanding, he who states the proposition and wants to prove it may proceed against his opponent by question, in order to show the truth of the statement from his admissions. The erotematic, or Socratic, method was especially in use among the ancients; and this and some of the tricks following later on are akin to it.{1}
If the debate is carried out in a fairly strict and formal manner, and there's a desire to reach a clear understanding, the person presenting the proposition and looking to prove it can question their opponent to highlight the truth of the statement based on their admissions. The questioning method, often called the Socratic method, was commonly used in ancient times; this and some of the techniques that came later are similar to it.{1}
{Footnote 1: They are all a free version of chap. 15 of Aristotle's De Sophistici Elenchis.}
{Footnote 1: They are all a free version of chap. 15 of Aristotle's De Sophistici Elenchis.}
The plan is to ask a great many wide-reaching questions at once, so as to hide what you want to get admitted, and, on the other hand, quickly propound the argument resulting from the admissions; for those who are slow of understanding cannot follow accurately, and do not notice any mistakes or gaps there may be in the demonstration.
The strategy is to ask a lot of broad questions all at once to conceal what you really want to be acknowledged, and then quickly present the argument that comes from those admissions; because those who struggle to understand can’t keep up and won’t notice any errors or gaps in the reasoning.
VIII.
This trick consists in making your opponent angry; for when he is angry he is incapable of judging aright, and perceiving where his advantage lies. You can make him angry by doing him repeated injustice, or practising some kind of chicanery, and being generally insolent.
This tactic involves getting your opponent angry; because when they're upset, they can't think clearly or see where their advantage is. You can provoke their anger by treating them unfairly, using trickery, and being generally rude.
IX.
Or you may put questions in an order different from that which the conclusion to be drawn from them requires, and transpose them, so as not to let him know at what you are aiming. He can then take no precautions. You may also use his answers for different or even opposite conclusions, according to their character. This is akin to the trick of masking your procedure.
Or you can ask questions in a different order than what’s needed for drawing conclusions, and mix them up so he doesn’t realize what you’re really aiming for. This way, he can’t take any precautions. You can also use his answers for different or even opposing conclusions, depending on their nature. This is similar to the trick of hiding your method.
X.
If you observe that your opponent designedly returns a negative answer to the questions which, for the sake of your proposition, you want him to answer in the affirmative, you must ask the converse of the proposition, as though it were that which you were anxious to see affirmed; or, at any rate, you may give him his choice of both, so that he may not perceive which of them you are asking him to affirm.
If you notice that your opponent intentionally gives a negative response to the questions you want him to answer positively for your argument, you should ask the opposite of your proposition as if that’s what you really want him to agree with; or, at the very least, you can offer him a choice between both, so he won’t realize which one you want him to support.
XL.
If you make an induction, and your opponent grants you the particular cases by which it is to be supported, you must refrain from asking him if he also admits the general truth which issues from the particulars, but introduce it afterwards as a settled and admitted fact; for, in the meanwhile, he will himself come to believe that he has admitted it, and the same impression will be received by the audience, because they will remember the many questions as to the particulars, and suppose that they must, of course, have attained their end.
If you make an argument based on specific examples and your opponent agrees to those examples, you should avoid asking them if they also accept the general conclusion that comes from those specifics. Instead, just present it later as an established and accepted fact. In the meantime, they will likely start believing that they accepted it, and the audience will have the same impression since they will recall all the questions about the specifics and think that the point has been made.
XII.
If the conversation turns upon some general conception which has no particular name, but requires some figurative or metaphorical designation, you must begin by choosing a metaphor that is favourable to your proposition. For instance, the names used to denote the two political parties in Spain, Serviles and Liberates, are obviously chosen by the latter. The name Protestants is chosen by themselves, and also the name Evangelicals; but the Catholics call them heretics. Similarly, in regard to the names of things which admit of a more exact and definite meaning: for example, if your opponent proposes an alteration, you can call it an innovation, as this is an invidious word. If you yourself make the proposal, it will be the converse. In the first case, you can call the antagonistic principle "the existing order," in the second, "antiquated prejudice." What an impartial man with no further purpose to serve would call "public worship" or a "system of religion," is described by an adherent as "piety," "godliness": and by an opponent as "bigotry," "superstition." This is, at bottom, a subtle petitio principii. What is sought to be proved is, first of all, inserted in the definition, whence it is then taken by mere analysis. What one man calls "placing in safe custody," another calls "throwing into prison." A speaker often betrays his purpose beforehand by the names which he gives to things. One man talks of "the clergy"; another, of "the priests."
If the conversation shifts to a general idea that doesn’t have a specific name but needs a figurative or metaphorical label, you should start by picking a metaphor that supports your argument. For example, the names used for the two political parties in Spain, Serviles and Liberates, are clearly chosen by the latter. The term Protestants is self-chosen, as is Evangelicals; however, Catholics refer to them as heretics. Similarly, regarding things that have a more precise and clear meaning: if your opponent suggests an alteration, you might label it an innovation, since that word carries negative connotations. If you’re the one making the suggestion, the terminology will flip. In the first case, you can describe the opposing principle as "the existing order," while in the second, as "antiquated prejudice." What an unbiased person would call "public worship" or a "system of religion" is characterized by a supporter as "piety" or "godliness," and by an adversary as "bigotry" or "superstition." At its core, this is a subtle petitio principii. What is intended to be proven is, first and foremost, included in the definition, from which it is later extracted through simple analysis. What one person might call "placing in safe custody," another might refer to as "throwing into prison." A speaker often reveals their intent in advance through the names they assign to things. One person mentions "the clergy"; another refers to "the priests."
Of all the tricks of controversy, this is the most frequent, and it is used instinctively. You hear of "religious zeal," or "fanaticism"; a "faux pas" a "piece of gallantry," or "adultery"; an "equivocal," or a "bawdy" story; "embarrassment," or "bankruptcy"; "through influence and connection," or by "bribery and nepotism"; "sincere gratitude," or "good pay."
Of all the tricks in a debate, this is the most common, and people use it instinctively. You hear terms like "religious zeal" or "fanaticism"; a "faux pas" a "gesture of goodwill," or "adultery"; an "ambiguous," or "risqué" story; "embarrassment," or "bankruptcy"; "through influence and connections," or by "bribery and favoritism"; "genuine appreciation," or "good compensation."
XIII.
To make your opponent accept a proposition, you must give him the counter-proposition as well, leaving him his choice of the two; and you must render the contrast as glaring as you can, so that to avoid being paradoxical he will accept the proposition, which is thus made to look quite probable. For instance, if you want to make him admit that a boy must do everything that his father tells him to do, ask him "whether in all things we must obey or disobey our parents." Or, if a thing is said to occur "often," ask whether by "often" you are to understand few or many cases; and he will say "many." It is as though you were to put grey next black, and call it white; or next white, and call it black.
To get your opponent to agree with a proposition, you also need to offer them a counter-proposition, giving them the choice between the two. You should make the difference between the options as obvious as possible so that in trying to avoid sounding unreasonable, they will lean towards accepting the proposition, which then appears quite likely. For example, if you want them to admit that a boy should do everything his father says, ask them whether we should always obey or disobey our parents. Or, if something is described as happening "often," inquire whether "often" means a few instances or many; they’ll likely say "many." It’s like putting gray next to black and calling it white; or next to white and calling it black.
XIV.
This, which is an impudent trick, is played as follows: When your opponent has answered several of your questions without the answers turning out favourable to the conclusion at which you are aiming, advance the desired conclusion,—although it does not in the least follow,—as though it had been proved, and proclaim it in a tone of triumph. If your opponent is shy or stupid, and you yourself possess a great deal of impudence and a good voice, the trick may easily succeed. It is akin to the fallacy non causae ut causae.
This is a bold trick that works like this: When your opponent has answered several of your questions and their answers don’t support the conclusion you want, just present your desired conclusion—as if it had been proven—and declare it triumphantly. If your opponent is timid or not very sharp, and you are quite audacious and have a strong voice, this trick is likely to work. It’s similar to the fallacy non causae ut causae.
XV.
If you have advanced a paradoxical proposition and find a difficulty in proving it, you may submit for your opponent's acceptance or rejection some true proposition, the truth of which, however, is not quite palpable, as though you wished to draw your proof from it. Should he reject it because he suspects a trick, you can obtain your triumph by showing how absurd he is; should he accept it> you have got reason on your side for the moment, and must now look about you; or else you can employ the previous trick as well, and maintain that your paradox is proved by the proposition which he has accepted. For this an extreme degree of impudence is required; but experience shows cases of it, and there are people who practise it by instinct.
If you've put forward a paradoxical statement and are struggling to prove it, you can present a true statement for your opponent to accept or reject, even if its truth isn't completely obvious, as if you're trying to derive proof from it. If they reject it because they think it's a trick, you can point out how ridiculous they are; if they accept it, you have a moment of reason on your side and need to strategize; alternatively, you could use the previous trick again and argue that your paradox is proven by the statement they accepted. This requires a high level of audacity, but experience shows that it happens, and some people do this instinctively.
XVI.
Another trick is to use arguments ad hominem, or ex concessis{1} When your opponent makes a proposition, you must try to see whether it is not in some way—if needs be, only apparently—inconsistent with some other proposition which he has made or admitted, or with the principles of a school or sect which he has commended and approved, or with the actions of those who support the sect, or else of those who give it only an apparent and spurious support, or with his own actions or want of action. For example, should he defend suicide, you may at once exclaim, "Why don't you hang yourself?" Should he maintain that Berlin is an unpleasant place to live in, you may say, "Why don't you leave by the first train?" Some such claptrap is always possible.
Another trick is to use arguments ad hominem, or ex concessis{1}. When your opponent makes a claim, you should try to see if it’s in any way—perhaps only seemingly—inconsistent with something else they’ve said or admitted, or with the beliefs of a group they’ve endorsed and supported, or with the actions of those who truly support the group, or even those who provide only a fake or misleading support, or with their own actions or lack of action. For instance, if they defend suicide, you might immediately say, "Why don't you just hang yourself?" If they insist that Berlin is a terrible place to live, you could respond, "Then why don’t you catch the first train out of here?" Some kind of nonsensical argument is always possible.
{Footnote 1: The truth from which I draw my proof may he either (1) of an objective and universally valid character; in that case my proof is veracious, secundum veritatem; and it is such proof alone that has any genuine validity. Or (2) it may be valid only for the person to whom I wish to prove my proposition, and with whom I am disputing. He has, that is to say, either taken up some position once for all as a prejudice, or hastily admitted it in the course of the dispute; and on this I ground my proof. In that case, it is a proof valid only for this particular man, ad kominem. I compel my opponent to grant my proposition, but I fail to establish it as a truth of universal validity. My proof avails for my opponent alone, but for no one else. For example, if my opponent is a devotee of Kant's, and I ground my proof on some utterance of that philosopher, it is a proof which in itself is only ad hominem. If he is a Mohammedan, I may prove my point by reference to a passage in the Koran, and that is sufficient for him; but here it is only a proof ad hominem,}
{Footnote 1: The truth I rely on for my argument can be either (1) objective and universally valid; in that case, my argument is true, secundum veritatem; and only this kind of proof holds real validity. Or (2) it might only be valid for the person I’m trying to persuade in this debate. This person has either committed to a belief as a bias or quickly accepted it during our discussion; I base my argument on this. In this scenario, it’s a proof that’s only valid for this specific individual, ad hominem. I force my opponent to accept my argument, but I don't establish it as a truth applicable to everyone. This argument works only for my opponent, not for anyone else. For example, if my opponent is a fan of Kant, and I base my argument on something he said, then that proof is only ad hominem. If he is a Muslim, I might prove my point by referencing a verse in the Koran, and that will be enough for him; but in this case, it’s still just a proof ad hominem,}
XVII.
If your opponent presses you with a counter-proof, you will often be able to save yourself by advancing some subtle distinction, which, it is true, had not previously occurred to you; that is, if the matter admits of a double application, or of being taken in any ambiguous sense.
If your opponent challenges you with a counterargument, you can often defend yourself by introducing some subtle distinction that you hadn't thought of before; that is, if the issue allows for multiple interpretations or can be taken in an ambiguous way.
XVIII.
If you observe that your opponent has taken up a line of argument which will end in your defeat, you must not allow him to carry it to its conclusion, but interrupt the course of the dispute in time, or break it off altogether, or lead him away from the subject, and bring him to others. In short, you must effect the trick which will be noticed later on, the mutatio controversiae. (See § xxix.)
If you notice that your opponent is using an argument that will lead to your defeat, you shouldn’t let him finish it. Instead, you should interrupt the discussion in time, either end it completely or steer him away from the topic and onto something else. In short, you need to pull off the trick that will be discussed later, the mutatio controversiae. (See § xxix.)
XIX.
Should your opponent expressly challenge you to produce any objection to some definite point in his argument, and you have nothing much to say, you must try to give the matter a general turn, and then talk against that. If you are called upon to say why a particular physical hypothesis cannot be accepted, you may speak of the fallibility of human knowledge, and give various illustrations of it.
If your opponent directly asks you to raise an objection to a specific point in their argument, and you don’t have much to say, you should try to steer the discussion in a broader direction and argue against that instead. If you’re asked why a specific physical hypothesis can’t be accepted, you can talk about how human knowledge is fallible and provide different examples to illustrate this.
XX.
When you have elicited all your premisses, and your opponent has admitted them, you must refrain from asking him for the conclusion, but draw it at once for yourself; nay, even though one or other of the premisses should be lacking, you may take it as though it too had been admitted, and draw the conclusion. This trick is an application of the fallacy non causae ut causae.
When you’ve gotten all your premises and your opponent agrees with them, you shouldn’t ask him for the conclusion, but instead draw it yourself right away. In fact, even if one or more of the premises is missing, you can treat it as if it has been accepted and draw the conclusion anyway. This tactic is an example of the fallacy non causae ut causae.
XXI.
When your opponent uses a merely superficial or sophistical argument and you see through it, you can, it is true, refute it by setting forth its captious and superficial character; but it is better to meet him with a counter-argument which is just as superficial and sophistical, and so dispose of him; for it is with victory that you are concerned, and not with truth. If, for example, he adopts an argumentum ad hominem, it is sufficient to take the force out of it by a counter argumentum ad hominem or argumentum ex concessis; and, in general, instead of setting forth the true state of the case at equal length, it is shorter to take this course if it lies open to you.
When your opponent uses a shallow or misleading argument and you see through it, you can definitely refute it by highlighting its flawed and superficial nature. However, it's more effective to respond with a counter-argument that's just as shallow and misleading, thus defeating him. Your goal is victory, not truth. For instance, if he resorts to an argumentum ad hominem, it's enough to weaken it with a counter argumentum ad hominem or argumentum ex concessis; generally, instead of explaining the true situation in detail, it’s quicker to take this approach if it's available to you.
XXII.
If your opponent requires you to admit something from which the point in dispute will immediately follow, you must refuse to do so, declaring that it is a petitio principii For he and the audience will regard a proposition which is near akin to the point in dispute as identical with it, and in this way you deprive him of his best argument.
If your opponent tries to get you to admit something that would lead directly to the main issue, you should refuse and say that it's a petitio principii. He and the audience will see a statement that is closely related to the main issue as the same as it, and this way you take away his strongest argument.
XXIII.
Contradiction and contention irritate a man into exaggerating his statement. By contradicting your opponent you may drive him into extending beyond its proper limits a statement which, at all events within those limits and in itself, is true; and when you refute this exaggerated form of it, you look as though you had also refuted his original statement. Contrarily, you must take care not to allow yourself to be misled by contradictions into exaggerating or extending a statement of your own. It will often happen that your opponent will himself directly try to extend your statement further than you meant it; here you must at once stop him, and bring him back to the limits which you set up; "That's what I said, and no more."
Contradiction and conflict can push a person to amplify their argument. When you contradict your opponent, you might make them stretch a statement that, in its original form, is true. Once you counter this exaggerated version, it may seem like you’ve also refuted their original point. On the other hand, be cautious not to let contradictions lead you to exaggerate your own statements. Often, your opponent might try to take your point further than you intended. In that case, you need to immediately rein them in and clarify the original limits you set: "That's what I said, and nothing more."
XXIV.
This trick consists in stating a false syllogism. Your opponent makes a proposition, and by false inference and distortion of his ideas you force from it other propositions which it does not contain and he does not in the least mean; nay, which are absurd or dangerous. It then looks as if his proposition gave rise to others which are inconsistent either with themselves or with some acknowledged truth, and so it appears to be indirectly refuted. This is the diversion, and it is another application of the fallacy non causae ut causae.
This trick involves stating a false syllogism. Your opponent presents an idea, and by twisting their reasoning and misrepresenting their thoughts, you extract other ideas from it that aren’t actually there and that they definitely didn’t intend; in fact, these ideas might even be absurd or dangerous. It then seems as if their idea leads to others that contradict each other or conflict with some accepted truth, making it appear indirectly refuted. This is the diversion, and it’s another way to apply the fallacy non causae ut causae.
XXV.
This is a case of the diversion by means of an instance to the contrary. With an induction ({Greek: epagogae}), a great number of particular instances are required in order to establish it as a universal proposition; but with the diversion ({Greek: apagogae}) a single instance, to which the proposition does not apply, is all that is necessary to overthrow it. This is a controversial method known as the instance—instantia, {Greek: enstasis}. For example, "all ruminants are horned" is a proposition which may be upset by the single instance of the camel. The instance is a case in which a universal truth is sought to be applied, and something is inserted in the fundamental definition of it which is not universally true, and by which it is upset. But there is room for mistake; and when this trick is employed by your opponent, you must observe (1) whether the example which he gives is really true; for there are problems of which the only true solution is that the case in point is not true—for example, many miracles, ghost stories, and so on; and (2) whether it really comes under the conception of the truth thus stated; for it may only appear to do so, and the matter is one to be settled by precise distinctions; and (3) whether it is really inconsistent with this conception; for this again may be only an apparent inconsistency.
This is a case of diversion through an instance to the contrary. With induction ({Greek: epagogae}), you need a lot of specific examples to establish a universal statement. But with diversion ({Greek: apagogae}), just one example that doesn't fit the statement is enough to disprove it. This controversial method is known as the instance—instantia, {Greek: enstasis}. For instance, the proposition "all ruminants have horns" can be disproven by just one example: the camel. An instance tries to apply a universal truth but introduces something that isn’t universally true, which disrupts it. However, there’s room for error; when your opponent uses this tactic, you should check (1) if the example they give is truly accurate, since some issues only have a solution in saying the case isn’t true—think of many miracles or ghost stories; (2) if it genuinely fits the defined truth; it may seem to fit and needs careful distinctions; and (3) if it really contradicts this truth; it might just seem like a contradiction.
XXVI.
A brilliant move is the retorsio argumenti, or turning of the tables, by which your opponent's argument is turned against himself. He declares, for instance, "So-and-so is a child, you must make allowance for him." You retort, "Just because he is a child, I must correct him; otherwise he will persist in his bad habits."
A smart tactic is the retorsio argumenti, or turning the tables, where you use your opponent's argument against them. For example, if they say, "So-and-so is a child; you need to be lenient with him," you can respond, "Just because he’s a child, I need to correct him; otherwise, he’ll continue his bad behaviors."
XXVII.
Should your opponent surprise you by becoming particularly angry at an argument, you must urge it with all the more zeal; not only because it is a good thing to make him angry, but because it may be presumed that you have here put your finger on the weak side of his case, and that just here he is more open to attack than even for the moment you perceive.
If your opponent surprises you by getting really angry during an argument, you should push your points even harder; not just because making him angry is beneficial, but also because it likely means you've identified a weak spot in his argument, and at this moment, he's more vulnerable to criticism than you might realize.
XXVIII.
This is chiefly practicable in a dispute between scholars in the presence of the unlearned. If you have no argument ad rem, and none either ad hominem, you can make one ad auditores; that is to say, you can start some invalid objection, which, however, only an expert sees to be invalid. Now your opponent is an expert, but those who form your audience are not, and accordingly in their eyes he is defeated; particularly if the objection which you make places him in any ridiculous light. People are ready to laugh, and you have the laughers on your side. To show that your objection is an idle one, would require a long explanation on the part of your opponent, and a reference to the principles of the branch of knowledge in question, or to the elements of the matter which you are discussing; and people are not disposed to listen to it.
This is mostly doable in a disagreement between scholars when there are laypeople present. If you have no valid argument about the topic itself, and none directed at the person, you can create one aimed at the audience; that is, you can introduce some weak objection that only an expert would recognize as such. Your opponent is an expert, but your audience isn’t, so they see him as defeated, especially if your objection makes him look foolish. People love to laugh, and you have the support of those who are laughing. To prove that your objection is pointless would require a long explanation from your opponent, referencing the principles of the subject at hand or the basics of the discussion, and people aren’t interested in hearing that.
For example, your opponent states that in the original formation of a mountain-range the granite and other elements in its composition were, by reason of their high temperature, in a fluid or molten state; that the temperature must have amounted to some 480° Fahrenheit; and that when the mass took shape it was covered by the sea. You reply, by an argument ad auditores, that at that temperature—nay, indeed, long before it had been reached, namely, at 212° Fahrenheit—the sea would have been boiled away, and spread through the air in the form of steam. At this the audience laughs. To refute the objection, your opponent would have to show that the boiling-point depends not only on the degree of warmth, but also on the atmospheric pressure; and that as soon as about half the sea-water had gone off in the shape of steam, this pressure would be so greatly increased that the rest of it would fail to boil even at a temperature of 480°. He is debarred from giving this explanation, as it would require a treatise to demonstrate the matter to those who had no acquaintance with physics.
For example, your opponent argues that in the initial formation of a mountain range, the granite and other elements were in a fluid or molten state due to their high temperature, which must have been around 480° Fahrenheit, and that this mass was covered by the sea. You counter this with an argument directed at the audience, stating that at that temperature—actually, long before reaching it, specifically at 212° Fahrenheit—the sea would have boiled away and turned into steam in the air. This makes the audience laugh. To counter your point, your opponent would need to explain that boiling point depends not just on temperature, but also on atmospheric pressure; and that as soon as about half the seawater became steam, the pressure would increase so much that the remaining water wouldn't boil even at 480°. He can't provide this explanation, as it would take a detailed discussion to clarify for those who aren't familiar with physics.
XXIX.{1}
{Footnote 1: See § xviii.}
{Footnote 1: See § 18.}
If you find that you are being worsted, you can make a diversion—that is, you can suddenly begin to talk of something else, as though it had a bearing on the matter in dispute, and afforded an argument against your opponent. This may be done without presumption if the diversion has, in fact, some general bearing on the matter; but it is a piece of impudence if it has nothing to do with the case, and is only brought in by way of attacking your opponent.
If you realize you're losing an argument, you can create a diversion—that is, you can suddenly start discussing something else, as if it's relevant to the issue at hand and provides a counterargument against your opponent. This can be done without arrogance if the diversion actually relates to the matter; however, it's quite audacious if it has no connection to the case and is simply used to undermine your opponent.
For example, I praised the system prevailing in China, where there is no such thing as hereditary nobility, and offices are bestowed only on those who succeed in competitive examinations. My opponent maintained that learning, as little as the privilege of birth (of which he had a high opinion) fits a man for office. We argued, and he got the worst of it. Then he made a diversion, and declared that in China all ranks were punished with the bastinado, which he connected with the immoderate indulgence in tea, and proceeded to make both of them a subject of reproach to the Chinese. To follow him into all this would have been to allow oneself to be drawn into a surrender of the victory which had already been won.
For example, I praised the system in China, where there’s no such thing as hereditary nobility, and positions are given only to those who pass competitive exams. My opponent argued that education, like the privilege of birth (which he valued highly), qualifies a person for office. We debated, and he lost the argument. Then he changed tactics and claimed that all ranks in China were punished with the bastinado, linking it to excessive tea drinking, and started using both points to criticize the Chinese. Engaging with him on that would have meant giving up the victory I had already achieved.
The diversion is mere impudence if it completely abandons the point in dispute, and raises, for instance, some such objection as "Yes, and you also said just now," and so on. For then the argument becomes to some extent personal; of the kind which will be treated of in the last section. Strictly speaking, it is half-way between the argumentum ad personam, which will there be discussed, and the argumentum ad hominem.
The diversion is just plain audacity if it completely ignores the main issue and brings up something like, "Yeah, but you just said," and so on. At that point, the argument gets somewhat personal, which will be covered in the last section. Technically, it's a middle ground between the argumentum ad personam, which will be discussed there, and the argumentum ad hominem.
How very innate this trick is, may be seen in every quarrel between common people. If one of the parties makes some personal reproach against the other, the latter, instead of answering it by refuting it, allows it to stand,—as it were, admits it; and replies by reproaching his antagonist on some other ground. This is a stratagem like that pursued by Scipio when he attacked the Carthaginians, not in Italy, but in Africa. In war, diversions of this kind may be profitable; but in a quarrel they are poor expedients, because the reproaches remain, and those who look on hear the worst that can be said of both parties. It is a trick that should be used only faute de mieux.
How natural this behavior is can be seen in every argument between regular people. If one person throws some personal insult at the other, the second person, instead of directly refuting it, allows it to stand—essentially admitting it—and responds by insulting their opponent on a different issue. This tactic is similar to what Scipio did when he attacked the Carthaginians, not in Italy, but in Africa. In war, such diversions can be useful; however, in a dispute, they are ineffective because the accusations linger, and onlookers hear the worst from both sides. It’s a trick that should only be used as a last resort.
XXX.
This is the argumentum ad verecundiam. It consists in making an appeal to authority rather than reason, and in using such an authority as may suit the degree of knowledge possessed by your opponent.
This is the argumentum ad verecundiam. It involves appealing to authority instead of reason and using an authority that matches the level of knowledge of your opponent.
Every man prefers belief to the exercise of judgment, says Seneca; and it is therefore an easy matter if you have an authority on your side which your opponent respects. The more limited his capacity and knowledge, the greater is the number of the authorities who weigh with him. But if his capacity and knowledge are of a high order, there are very few; indeed, hardly any at all. He may, perhaps, admit the authority of professional men versed in a science or an art or a handicraft of which he knows little or nothing; but even so he will regard it with suspicion. Contrarily, ordinary folk have a deep respect for professional men of every kind. They are unaware that a man who makes a profession of a thing loves it not for the thing itself, but for the money he makes by it; or that it is rare for a man who teaches to know his subject thoroughly; for if he studies it as he ought, he has in most cases no time left in which to teach it.
Every man prefers belief to using judgment, says Seneca; and it’s therefore easy if you have an authority on your side that your opponent respects. The more limited his ability and knowledge, the more authorities he trusts. But if his ability and knowledge are high, there are very few; in fact, hardly any at all. He might accept the authority of professionals skilled in a field or trade he knows little to nothing about; but even then, he will approach it with suspicion. On the other hand, regular people have a deep respect for professionals of all kinds. They don’t realize that a person who makes a living from something may not love it for the sake of the thing itself, but for the money it brings in; or that it’s rare for someone who teaches to truly know his subject inside and out; since if he studies it as he should, he often has no time left to teach it.
But there are very many authorities who find respect with the mob, and if you have none that is quite suitable, you can take one that appears to be so; you may quote what some said in another sense or in other circumstances. Authorities which your opponent fails to understand are those of which he generally thinks the most. The unlearned entertain a peculiar respect for a Greek or a Latin flourish. You may also, should it be necessary, not only twist your authorities, but actually falsify them, or quote something which you have invented entirely yourself. As a rule, your opponent has no books at hand, and could not use them if he had. The finest illustration of this is furnished by the French curé, who, to avoid being compelled, like other citizens, to pave the street in front of his house, quoted a saying which he described as biblical: paveant illi, ego non pavebo. That was quite enough for the municipal officers. A universal prejudice may also be used as an authority; for most people think with Aristotle that that may be said to exist which many believe. There is no opinion, however absurd, which men will not readily embrace as soon as they can be brought to the conviction that it is generally adopted. Example affects their thought just as it affects their action. They are like sheep following the bell-wether just as he leads them. They would sooner die than think. It is very curious that the universality of an opinion should have so much weight with people, as their own experience might tell them that its acceptance is an entirely thoughtless and merely imitative process. But it tells them nothing of the kind, because they possess no self-knowledge whatever. It is only the elect Who Say with Plato: {Greek: tois pollois polla dokei} which means that the public has a good many bees in its bonnet, and that it would be a long business to get at them.
But there are plenty of people who gain respect from the crowd, and if you don't have a suitable source, you can use one that seems appropriate; you might quote someone in a different context or situation. The authorities that your opponent doesn't fully grasp are usually the ones they think the most about. Those who lack knowledge hold a special respect for Greek or Latin phrases. Additionally, if needed, you can not only twist your sources but even outright fabricate them or quote something you've completely made up. Generally, your opponent won't have any books nearby and wouldn't know how to use them if they did. A great example of this is the French priest who, to avoid having to pave the street in front of his house like everyone else, quoted a saying he claimed was biblical: "let them pave, I will not pave." That was enough for the local officials. A widely held belief can also serve as an authority, since many people agree with Aristotle that something exists if enough people believe in it. There's no opinion, no matter how ridiculous, that people won't adopt once they're convinced it's popular. Examples shape their thoughts just like they influence their actions. They're like sheep following the leader without question. They would rather accept things than think for themselves. It's strange that the widespread nature of an opinion holds so much sway over people, especially when their own experiences should tell them that accepting it is a mindless, imitative process. But they remain unaware of this because they lack self-awareness. Only the enlightened would say, as Plato did: "tois pollois polla dokei," meaning that the public has many misguided notions, and it would take a long time to unravel them.
But to speak seriously, the universality of an opinion is no proof, nay, it is not even a probability, that the opinion is right. Those who maintain that it is so must assume (1) that length of time deprives a universal opinion of its demonstrative force, as otherwise all the old errors which were once universally held to be true would have to be recalled; for instance, the Ptolemaic system would have to be restored, or Catholicism re-established in all Protestant countries. They must assume (2) that distance of space has the same effect; otherwise the respective universality of opinion among the adherents of Buddhism, Christianity, and Islam will put them in a difficulty.
But to be serious, just because an opinion is widely held doesn't mean it's correct; in fact, it doesn't even make it likely to be right. Those who argue that it does must believe (1) that over time, a universal opinion loses its persuasive power, otherwise all the old beliefs that were once commonly accepted would have to be reinstated; for example, we would have to bring back the Ptolemaic system or restore Catholicism in all Protestant countries. They must also believe (2) that distance has a similar effect; otherwise, the widespread beliefs among followers of Buddhism, Christianity, and Islam would create a contradiction.
When we come to look into the matter, so-called universal opinion is the opinion of two or three persons; and we should be persuaded of this if we could see the way in which it really arises.
When we actually examine the situation, what people call universal opinion is really just the opinion of a couple of individuals; and we would believe this if we could understand how it really comes about.
We should find that it is two or three persons who, in the first instance, accepted it, or advanced and maintained it; and of whom people were so good as to believe that they had thoroughly tested it. Then a few other persons, persuaded beforehand that the first were men of the requisite capacity, also accepted the opinion. These, again, were trusted by many others, whose laziness suggested to them that it was better to believe at once, than to go through the troublesome task of testing the matter for themselves. Thus the number of these lazy and credulous adherents grew from day to day; for the opinion had no sooner obtained a fair measure of support than its further supporters attributed this to the fact that the opinion could only have obtained it by the cogency of its arguments. The remainder were then compelled to grant what was universally granted, so as not to pass for unruly persons who resisted opinions which every one accepted, or pert fellows who thought themselves cleverer than any one else.
We should notice that it started with two or three people who initially accepted, promoted, and defended the idea; people believed they had thoroughly tested it. Then a few others, already convinced that the first group had the right capabilities, also agreed with the opinion. These people were trusted by many others, whose laziness led them to think it was easier to just believe than to go through the hassle of figuring it out for themselves. As a result, the number of these lazy and gullible followers increased daily; once the opinion gained a reasonable level of support, its new supporters assumed this was because the opinion must have solid arguments. The rest then felt pressured to accept what was widely accepted, so they wouldn’t be seen as troublesome or as thinking they were smarter than everyone else.
When opinion reaches this stage, adhesion becomes a duty; and henceforward the few who are capable of forming a judgment hold their peace. Those who venture to speak are such as are entirely incapable of forming any opinions or any judgment of their own, being merely the echo of others' opinions; and, nevertheless, they defend them with all the greater zeal and intolerance. For what they hate in people who think differently is not so much the different opinions which they profess, as the presumption of wanting to form their own judgment; a presumption of which they themselves are never guilty, as they are very well aware. In short, there are very few who can think, but every man wants to have an opinion; and what remains but to take it ready-made from others, instead of forming opinions for himself?
When opinion gets to this point, going along with it becomes a responsibility; and from then on, the few who can actually think for themselves stay quiet. Those who dare to voice their thoughts are usually those who can't form their own opinions or judgments, simply echoing what others say. Yet, they defend these opinions with even more passion and intolerance. What they really dislike about people who think differently isn't just the different views they hold, but the audacity of wanting to think for themselves—something they never do themselves, as they are well aware. In short, very few people can truly think, but everyone wants to have an opinion; so what’s left is to take pre-packaged opinions from others instead of forming their own.
Since this is what happens, where is the value of the opinion even of a hundred millions? It is no more established than an historical fact reported by a hundred chroniclers who can be proved to have plagiarised it from one another; the opinion in the end being traceable to a single individual.{1} It is all what I say, what you say, and, finally, what he says; and the whole of it is nothing but a series of assertions:
Since this is what happens, where is the value of the opinion of even a hundred million people? It's no more reliable than a historical fact reported by a hundred chroniclers who can be shown to have copied from each other; the opinion ultimately tracing back to a single individual. It's all about what I say, what you say, and, in the end, what he says; and all of this is just a series of claims:
{Footnote 1: See Bayle's Pensées sur les Comètes, i., p. 10.}
{Footnote 1: See Bayle's Pensées sur les Comètes, i., p. 10.}
Dico ego, tu dicis, sed denique dixit et ille; Dictaque post toties, nil nisi dicta vides.
I say, you say, but in the end, he said it; And after all those words, you see nothing but words.
Nevertheless, in a dispute with ordinary people, we may employ universal opinion as an authority. For it will generally be found that when two of them are fighting, that is the weapon which both of them choose as a means of attack. If a man of the better sort has to deal with them, it is most advisable for him to condescend to the use of this weapon too, and to select such authorities as will make an impression on his opponent's weak side. For, ex hypoihesi, he is as insensible to all rational argument as a horny-hided Siegfried, dipped in the flood of incapacity, and unable to think or judge. Before a tribunal the dispute is one between authorities alone,—such authoritative statements, I mean, as are laid down by legal experts; and here the exercise of judgment consists in discovering what law or authority applies to the case in question. There is, however, plenty of room for Dialectic; for should the case in question and the law not really fit each other, they can, if necessary, be twisted until they appear to do so, or vice versa.
However, in a conflict with regular people, we can use common opinion as a reference. Typically, when two of them are arguing, that’s the weapon they both choose to attack. If someone of higher status has to deal with them, it’s best for him to also use this weapon and pick authorities that will resonate with his opponent's weaknesses. Because, hypothetically, he is as unresponsive to all rational arguments as a tough-skinned Siegfried, stuck in a state of confusion, unable to think or judge. In a court, the disagreement is simply between authorities—specifically, those authoritative statements set by legal experts; here, the task of judgment is to figure out which law or authority is relevant to the case at hand. However, there’s still plenty of opportunity for Dialectic; if the case and the law don’t really match up, they can be manipulated to make them seem like they do, or vice versa.
XXXI.
If you know that you have no reply to the arguments which your opponent advances, you may, by a fine stroke of irony, declare yourself to be an incompetent judge: "What you now say passes my poor powers of comprehension; it may be all very true, but I can't understand it, and I refrain from any expression of opinion on it." In this way you insinuate to the bystanders, with whom you are in good repute, that what your opponent says is nonsense. Thus, when Kant's Kritik appeared, or, rather, when it began to make a noise in the world, many professors of the old ecclectic school declared that they failed to understand it, in the belief that their failure settled the business. But when the adherents of the new school proved to them that they were quite right, and had really failed to understand it, they were in a very bad humour.
If you realize that you can't counter your opponent's arguments, you might cleverly claim you're not a qualified judge: "What you're saying is beyond my understanding; it may all be true, but I just can't grasp it, so I won't offer any opinion." This way, you subtly suggest to the audience, who thinks highly of you, that your opponent’s words are nonsense. For example, when Kant's Kritik was published, or more accurately, when it started making waves in the world, many professors from the old eclectic school claimed they didn't understand it, thinking that their lack of comprehension was enough to dismiss it. But when followers of the new school showed them that they were indeed right and had genuinely misunderstood it, they were left very upset.
This is a trick which may be used only when you are quite sure that the audience thinks much better of you that of your opponent. A professor, for instance may try it on a student.
This is a trick that should only be used when you are certain that the audience thinks much more highly of you than of your opponent. For example, a professor might try it on a student.
Strictly, it is a case of the preceding trick: it is a particularly malicious assertion of one's own authority, instead of giving reasons. The counter-trick is to say: "I beg your pardon; but, with your penetrating intellect, it must be very easy for you to understand anything; and it can only be my poor statement of the matter that is at fault"; and then go on to rub it into him until he understands it nolens volens, and sees for himself that it was really his own fault alone. In this way you parry his attack. With the greatest politeness he wanted to insinuate that you were talking nonsense; and you, with equal courtesy, prove to him that he is a fool.
Strictly speaking, this is a repeat of the previous trick: it's a particularly nasty way of claiming authority without providing any justification. The counter-move is to say, "I apologize, but with your sharp intellect, you should be able to grasp anything easily; it must just be my poor explanation that's lacking." Then, you continue to emphasize it until he understands it involuntarily and realizes that the fault was really his alone. This way, you deflect his attack. He tried to subtly suggest that you were talking nonsense, and you, with equal politeness, show him that he's the one being foolish.
XXXII.
If you are confronted with an assertion, there is a short way of getting rid of it, or, at any rate, of throwing suspicion on it, by putting it into some odious category; even though the connection is only apparent, or else of a loose character. You can say, for instance, "That is Manichasism," or "It is Arianism," or "Pelagianism," or "Idealism," or "Spinozism," or "Pantheism," or "Brownianism," or "Naturalism," or "Atheism," or "Rationalism," "Spiritualism," "Mysticism," and so on. In making an objection of this kind, you take it for granted (1) that the assertion in question is identical with, or is at least contained in, the category cited—that is to say, you cry out, "Oh, I have heard that before"; and (2) that the system referred to has been entirely refuted, and does not contain a word of truth.
If someone challenges you with a claim, there’s a quick way to dismiss it or, at the very least, cast doubt on it by putting it into some negative category, even if the link is only superficial or loosely related. You could say, for example, "That’s Manichaeism," or "It’s Arianism," or "Pelagianism," or "Idealism," or "Spinozism," or "Pantheism," or "Brownianism," or "Naturalism," or "Atheism," or "Rationalism," or "Spiritualism," or "Mysticism," and so on. By making an objection like this, you assume (1) that the claim in question is the same as, or at least fits within, the cited category—that is to say, you’re saying, "Oh, I’ve heard that before"; and (2) that the system mentioned has been completely debunked and doesn’t contain any truth.
XXXIII.
"That's all very well in theory, but it won't do in practice." In this sophism you admit the premisses but deny the conclusion, in contradiction with a well-known rule of logic. The assertion is based upon an impossibility: what is right in theory must work in practice; and if it does not, there is a mistake in the theory; something has been overlooked and not allowed for; and, consequently, what is wrong in practice is wrong in theory too.
"That sounds great in theory, but it doesn't work in real life." In this argument, you accept the premises but reject the conclusion, which goes against a basic principle of logic. The claim is based on a contradiction: what is true in theory must work in practice; if it doesn't, there's a flaw in the theory; something has been missed or not taken into account; and, as a result, what fails in practice is also flawed in theory.
XXXIV.
When you state a question or an argument, and your opponent gives you no direct answer or reply, but evades it by a counter-question or an indirect answer, or some assertion which has no bearing on the matter, and, generally, tries to turn the subject, it is a sure sign that you have touched a weak spot, sometimes without knowing it. You have, as it were, reduced him to silence. You must, therefore, urge the point all the more, and not let your opponent evade it, even when you do not know where the weakness which you have hit upon really lies.
When you ask a question or make a point, and your opponent doesn’t give you a clear answer but instead avoids it with a counter-question, an indirect response, or a claim that doesn't relate to the topic, and generally tries to change the subject, it's a strong indication that you've hit a nerve, often without realizing it. You have, in a sense, left them speechless. Therefore, you should press the issue even harder and not let your opponent sidestep it, even if you're not sure what the weakness you've discovered actually is.
XXXV.
There is another trick which, as soon as it is practicable, makes all others unnecessary. Instead of working on your opponent's intellect by argument, work on his will by motive; and he, and also the audience if they have similar interests, will at once be won over to your opinion, even though you got it out of a lunatic asylum; for, as a general rule, half an ounce of will is more effective than a hundredweight of insight and intelligence. This, it is true, can be done only under peculiar circumstances. If you succeed in making your opponent feel that his opinion, should it prove true, will be distinctly prejudicial to his interest, he will let it drop like a hot potato, and feel that it was very imprudent to take it up.
There’s another tactic that, once it’s possible, makes all other tactics unnecessary. Instead of trying to change your opponent's mind with arguments, appeal to their will with motives; they, as well as the audience if they share similar interests, will quickly be swayed to your opinion, even if you got it from someone in a mental hospital; because, generally speaking, a little willpower is more effective than a lot of insight and intelligence. This can only be done in specific situations. If you can make your opponent realize that their opinion, if it turns out to be correct, will seriously harm their interests, they will drop it like a hot potato and regret ever holding onto it.
A clergyman, for instance, is defending some philosophical dogma; you make him sensible of the fact that it is in immediate contradiction with one of the fundamental doctrines of his Church, and he abandons it.
A clergyman, for example, is defending a certain philosophical belief; you make him aware that it directly contradicts one of the core teachings of his Church, and he lets it go.
A landed proprietor maintains that the use of machinery in agricultural operations, as practised in England, is an excellent institution, since an engine does the work of many men. You give him to understand that it will not be very long before carriages are also worked by steam, and that the value of his large stud will be greatly depreciated; and you will see what he will say.
A landowner believes that using machinery in farming, like they do in England, is a great system because a machine can do the work of many people. You hint that it won't be long before carriages are also powered by steam, which will significantly decrease the value of his large stable of horses; just watch his reaction.
In such cases every man feels how thoughtless it is to sanction a law unjust to himself—quam temere in nosmet legem sancimus iniquam! Nor is it otherwise if the bystanders, but not your opponent, belong to the same sect, guild, industry, club, etc., as yourself. Let his thesis be never so true, as soon as you hint that it is prejudicial to the common interests of the said society, all the bystanders will find that your opponent's arguments, however excellent they be, are weak and contemptible; and that yours, on the other hand, though they were random conjecture, are correct and to the point; you will have a chorus of loud approval on your side, and your opponent will be driven out of the field with ignominy. Nay, the bystanders will believe, as a rule, that they have agreed with you out of pure conviction. For what is not to our interest mostly seems absurd to us; our intellect being no siccum lumen. This trick might be called "taking the tree by its root"; its usual name is the argumentum ab utili.
In these situations, everyone realizes how foolish it is to endorse a law that unfairly affects them—quam temere in nosmet legem sancimus iniquam! It’s no different if the onlookers share your beliefs or belong to the same group, industry, or club as you, but your opponent doesn’t. Even if their argument is completely valid, as soon as you suggest it's harmful to the common good of that group, all the bystanders will suddenly find your opponent's points, no matter how solid, to be weak and ridiculous. Meanwhile, your arguments, even if they are just random guesses, will seem right on target; you will receive an enthusiastic endorsement from the crowd, and your opponent will be humiliated. In fact, the bystanders will generally think they've sided with you purely out of conviction. After all, what doesn’t benefit us often seems absurd; our understanding is not a siccum lumen. This tactic could be called "taking the tree by its root" and is commonly known as the argumentum ab utili.
XXXVI.
You may also puzzle and bewilder your opponent by mere bombast; and the trick is possible, because a man generally supposes that there must be some meaning in words:
You can also confuse and astonish your opponent with just empty showboating; and this is possible because people usually assume that there has to be some meaning behind words:
Gewöhnlich glaubt der Mensch, wenn er nur Worte hört, Es müsse sich dabei doch auch was denken lassen.
Usually, a person believes that when they hear words, there must be some kind of thought behind them.
If he is secretly conscious of his own weakness, and accustomed to hear much that he does not understand, and to make as though he did, you can easily impose upon him by some serious fooling that sounds very deep or learned, and deprives him of hearing, sight, and thought; and by giving out that it is the most indisputable proof of what you assert. It is a well-known fact that in recent times some philosophers have practised this trick on the whole of the public with the most brilliant success. But since present examples are odious, we may refer to The Vicar of Wakefield for an old one.
If he's secretly aware of his own shortcomings and used to hearing a lot that he doesn’t get, while pretending he does, you can easily trick him with some serious nonsense that sounds really profound or scholarly, which shuts down his ability to see, hear, or think clearly. By claiming that it’s the most undeniable evidence for what you’re saying, you can manipulate him. It’s well known that lately, some philosophers have pulled this stunt on the entire public with great success. But since current examples are unpleasant, we can look to The Vicar of Wakefield for an old one.
XXXVII.
Should your opponent be in the right, but, luckily for your contention, choose a faulty proof, you can easily manage to refute it, and then claim that you have thus refuted his whole position. This is a trick which ought to be one of the first; it is, at bottom, an expedient by which an argumentum ad hominem is put forward as an argumentum ad rem. If no accurate proof occurs to him or to the bystanders, you have won the day. For example, if a man advances the ontological argument by way of proving God's existence, you can get the best of him, for the ontological argument may easily be refuted. This is the way in which bad advocates lose a good case, by trying to justify it by an authority which does not fit it, when no fitting one occurs to them.
If your opponent is right but, fortunately for you, uses a flawed argument, you can easily refute it and then claim you've disproved their entire position. This is a tactic that should be among your top strategies; essentially, it’s when an argumentum ad hominem is presented as an argumentum ad rem. If neither he nor the onlookers can provide a solid proof, you’ve won. For example, if someone presents the ontological argument to prove God's existence, you can easily defeat him since the ontological argument can be easily disproven. This is how poor advocates can ruin a strong case by trying to support it with an irrelevant authority when they can’t find a suitable one.
XXXVIII.
A last trick is to become personal, insulting, rude, as soon as you perceive that your opponent has the upper hand, and that you are going to come off worst. It consists in passing from the subject of dispute, as from a lost game, to the disputant himself, and in some way attacking his person. It may be called the argumentum ad personam, to distinguish it from the argumentum ad hominem, which passes from the objective discussion of the subject pure and simple to the statements or admissions which your opponent has made in regard to it. But in becoming personal you leave the subject altogether, and turn your attack to his person, by remarks of an offensive and spiteful character. It is an appeal from the virtues of the intellect to the virtues of the body, or to mere animalism. This is a very popular trick, because every one is able to carry it into effect; and so it is of frequent application. Now the question is, What counter-trick avails for the other party? for if he has recourse to the same rule, there will be blows, or a duel, or an action for slander.
A final trick is to get personal, insulting, and rude as soon as you realize that your opponent has the advantage and you're likely to lose. This means shifting from the topic of the dispute, like conceding a lost game, to attacking the opponent themselves. This can be called the argumentum ad personam, to differentiate it from the argumentum ad hominem, which moves from objective discussion about the subject to comments or admissions your opponent made about it. But when you get personal, you completely leave the topic and focus your attack on the individual, using offensive and spiteful remarks. It’s an appeal from intellectual virtues to physical ones or just primal instincts. This tactic is popular because anyone can use it, making it quite common. The question is, what counter-tactic works for the other party? If they resort to the same approach, it could lead to fights, a duel, or a defamation lawsuit.
It would be a great mistake to suppose that it is sufficient not to become personal yourself. For by showing a man quite quietly that he is wrong, and that what he says and thinks is incorrect—a process which occurs in every dialectical victory—you embitter him more than if you used some rude or insulting expression. Why is this? Because, as Hobbes observes,{1} all mental pleasure consists in being able to compare oneself with others to one's own advantage. Nothing is of greater moment to a man than the gratification of his vanity, and no wound is more painful than that which is inflicted on it. Hence such phrases as "Death before dishonour," and so on. The gratification of vanity arises mainly by comparison of oneself with others, in every respect, but chiefly in respect of one's intellectual powers; and so the most effective and the strongest gratification of it is to be found in controversy. Hence the embitterment of defeat, apart from any question of injustice; and hence recourse to that last weapon, that last trick, which you cannot evade by mere politeness. A cool demeanour may, however, help you here, if, as soon as your opponent becomes personal, you quietly reply, "That has no bearing on the point in dispute," and immediately bring the conversation back to it, and continue to show him that he is wrong, without taking any notice of his insults. Say, as Themistocles said to Eurybiades—Strike, but hear me. But such demeanour is not given to every one.
It would be a big mistake to think that it's enough not to get personal yourself. By calmly showing someone that they’re wrong and that their thoughts and opinions are incorrect—a process that happens in every debate victory—you actually hurt them more than if you used a rude or insulting comment. Why is that? Because, as Hobbes points out,{1} all mental pleasure comes from being able to compare yourself to others in a way that makes you feel good. Nothing matters more to a person than feeding their ego, and no hurt is more painful than the one that affects it. This explains phrases like "Death before dishonor," and similar expressions. The satisfaction of vanity mainly comes from comparing oneself to others, especially regarding intelligence; so the most effective and strongest satisfaction comes from argument. This is why defeat stings, regardless of any sense of injustice; it's also why people resort to that final weapon or last trick that you can’t sidestep with just politeness. A calm attitude can help here; if your opponent gets personal, you can quietly respond, "That has nothing to do with the issue at hand," and immediately steer the conversation back to it, continuing to show them they’re wrong while ignoring their insults. Say, just like Themistocles said to Eurybiades—Strike, but hear me. But not everyone can maintain such composure.
{Footnote 1: Elementa philosophica de Cive.}
{Footnote 1: Philosophical Elements of the Citizen.}
As a sharpening of wits, controversy is often, indeed, of mutual advantage, in order to correct one's thoughts and awaken new views. But in learning and in mental power both disputants must be tolerably equal. If one of them lacks learning, he will fail to understand the other, as he is not on the same level with his antagonist. If he lacks mental power, he will be embittered, and led into dishonest tricks, and end by being rude.
As a way to sharpen our minds, debate is often beneficial for both sides, helping to refine ideas and inspire new perspectives. However, for a productive discussion, both parties need to have a similar level of knowledge and intelligence. If one person doesn't have enough knowledge, they won't grasp what the other is saying because they're not on the same wavelength. If they lack mental sharpness, they might become frustrated, resort to dishonesty, and ultimately behave rudely.
The only safe rule, therefore, is that which Aristotle mentions in the last chapter of his Topica: not to dispute with the first person you meet, but only with those of your acquaintance of whom you know that they possess sufficient intelligence and self-respect not to advance absurdities; to appeal to reason and not to authority, and to listen to reason and yield to it; and, finally, to cherish truth, to be willing to accept reason even from an opponent, and to be just enough to bear being proved to be in the wrong, should truth lie with him. From this it follows that scarcely one man in a hundred is worth your disputing with him. You may let the remainder say what they please, for every one is at liberty to be a fool—desipere est jus gentium. Remember what Voltaire says: La paix vaut encore mieux que la vérité. Remember also an Arabian proverb which tells us that on the tree of silence there hangs its fruit, which is peace.
The only reliable guideline, then, is the one Aristotle refers to in the last chapter of his Topica: don’t argue with just anyone you meet, but only with people you know can think critically and have enough self-respect not to say silly things; focus on reason over authority, be willing to listen to reason and accept it; and, finally, value truth, be open to accepting reason even from someone who disagrees with you, and be fair enough to admit when you’re wrong if the truth is on their side. This means that almost no one out of a hundred is worth having a debate with. You can let everyone else say what they want, as everyone has the right to be foolish—desipere est jus gentium. Keep in mind what Voltaire said: La paix vaut encore mieux que la vérité. Also, remember an Arabian proverb that tells us that on the tree of silence there hangs its fruit, which is peace.
ON THE COMPARATIVE PLACE OF INTEREST AND BEAUTY IN WORKS OF ART.
In the productions of poetic genius, especially of the epic and dramatic kind, there is, apart from Beauty, another quality which is attractive: I mean Interest.
In the works of poetic genius, especially in epic and dramatic forms, there is, besides Beauty, another appealing quality: I mean Interest.
The beauty of a work of art consists in the fact that it holds up a clear mirror to certain ideas inherent in the world in general; the beauty of a work of poetic art in particular is that it renders the ideas inherent in mankind, and thereby leads it to a knowledge of these ideas. The means which poetry uses for this end are the exhibition of significant characters and the invention of circumstances which will bring about significant situations, giving occasion to the characters to unfold their peculiarities and show what is in them; so that by some such representation a clearer and fuller knowledge of the many-sided idea of humanity may be attained. Beauty, however, in its general aspect, is the inseparable characteristic of the idea when it has become known. In other words, everything is beautiful in which an idea is revealed; for to be beautiful means no more than clearly to express an idea.
The beauty of a work of art comes from its ability to reflect certain ideas that are inherent in the world; the beauty of poetic art, in particular, lies in its capacity to reveal the ideas inherent in humanity, leading us to a greater understanding of these ideas. Poetry achieves this through the portrayal of significant characters and the creation of circumstances that lead to meaningful situations, allowing the characters to express their unique traits and show what lies within them. Through such representations, we can gain a clearer and deeper understanding of the complex idea of humanity. However, beauty, in its broadest sense, is an essential characteristic of an idea once it has been understood. In other words, everything that reveals an idea is beautiful; to be beautiful simply means to effectively express an idea.
Thus we perceive that beauty is always an affair of knowledge, and that it appeals to the knowing subject, and not to the will; nay, it is a fact that the apprehension of beauty on the part of the subject involves a complete suppression of the will.
Thus we see that beauty is always about knowledge, and it appeals to the knowing subject, not to the will; in fact, the experience of beauty for the subject requires a total suppression of the will.
On the other hand, we call drama or descriptive poetry interesting when it represents events and actions of a kind which necessarily arouse concern or sympathy, like that which we feel in real events involving our own person. The fate of the person represented in them is felt in just the same fashion as our own: we await the development of events with anxiety; we eagerly follow their course; our hearts quicken when the hero is threatened; our pulse falters as the danger reaches its acme, and throbs again when he is suddenly rescued. Until we reach the end of the story we cannot put the book aside; we lie away far into the night sympathising with our hero's troubles as though they were our own. Nay, instead of finding pleasure and recreation in such representations, we should feel all the pain which real life often inflicts upon us, or at least the kind which pursues us in our uneasy dreams, if in the act of reading or looking at the stage we had not the firm ground of reality always beneath our feet. As it is, in the stress of a too violent feeling, we can find relief from the illusion of the moment, and then give way to it again at will. Moreover, we can gain this relief without any such violent transition as occurs in a dream, when we rid ourselves of its terrors only by the act of awaking.
On the other hand, we find drama or descriptive poetry engaging when it depicts events and actions that naturally evoke concern or sympathy, similar to what we experience in real-life situations involving ourselves. We feel the fate of the characters just like our own: we anxiously await the outcome; we closely follow the storyline; our hearts race when the hero is in danger; our pulse quickens as the tension peaks, and we breathe a sigh of relief when they are unexpectedly saved. We can't set the book aside until we finish the story; we stay up late into the night, empathizing with the hero's struggles as if they were our own. In fact, instead of finding enjoyment and relaxation in these portrayals, we often experience the same pain that real life inflicts upon us, or at least the kind that haunts us in restless dreams, unless we have the solid ground of reality beneath us while reading or watching the performance. In such cases, amidst intense feelings, we can find relief from the illusion of the moment and then allow ourselves to be swept away by it again at will. Plus, we can achieve this relief without the jarring shift that happens in a dream, where we escape its horrors only by waking up.
It is obvious that what is affected by poetry of this character is our will, and not merely our intellectual powers pure and simple. The word interest means, therefore, that which arouses the concern of the individual will, quod nostrâ interest; and here it is that beauty is clearly distinguished from interest. The one is an affair of the intellect, and that, too, of the purest and simplest kind. The other works upon the will. Beauty, then, consists in an apprehension of ideas; and knowledge of this character is beyond the range of the principle that nothing happens without a cause. Interest, on the other hand, has its origin nowhere but in the course of events; that is to say, in the complexities which are possible only through the action of this principle in its different forms.
It's clear that poetry of this kind impacts our will, not just our intellect in a straightforward way. The term interest refers to what captures the attention of our will, quod nostrâ interest; and this is where beauty is distinct from interest. One pertains to the intellect, and that, too, in its purest and simplest form. The other influences the will. Therefore, beauty involves an understanding of ideas; this type of knowledge goes beyond the principle that nothing occurs without a cause. Interest, on the other hand, originates solely from the flow of events; in other words, from the complexities that only arise through the operation of this principle in its various forms.
We have now obtained a clear conception of the essential difference between the beauty and the interest of a work of art. We have recognised that beauty is the true end of every art, and therefore, also, of the poetic art. It now remains to raise the question whether the interest of a work of art is a second end, or a means to the exhibition of its beauty; or whether the interest of it is produced by its beauty as an essential concomitant, and comes of itself as soon as it is beautiful; or whether interest is at any rate compatible with the main end of art; or, finally, whether it is a hindrance to it.
We now have a clear understanding of the key difference between the beauty and the interest of a piece of art. We've recognized that beauty is the ultimate goal of all art, including poetry. The next question to consider is whether the interest of a work of art is a separate goal or a way to showcase its beauty; or if the interest arises naturally from its beauty as an essential companion, appearing as soon as it is beautiful; or if interest can coexist with the main purpose of art; or, finally, if it somehow hinders that purpose.
In the first place, it is to be observed that the interest of a work of art is confined to works of poetic art. It does not exist in the case of fine art, or of music or architecture. Nay, with these forms of art it is not even conceivable, unless, indeed, the interest be of an entirely personal character, and confined to one or two spectators; as, for example, where a picture is a portrait of some one whom we love or hate; the building, my house or my prison; the music, my wedding dance, or the tune to which I marched to the war. Interest of this kind is clearly quite foreign to the essence and purpose of art; it disturbs our judgment in so far as it makes the purely artistic attitude impossible. It may be, indeed, that to a smaller extent this is true of all interest.
First of all, it’s important to note that the appeal of a work of art is mainly found in poetic works. It doesn’t really apply to fine art, music, or architecture. In fact, with these art forms, it’s not even understandable unless the interest is strictly personal and limited to one or two people; for instance, when a painting is a portrait of someone we love or hate, the building is my home or my prison, or the music is my wedding dance or the tune I marched to in the war. This kind of interest is clearly separate from the true essence and purpose of art; it skews our judgment because it makes maintaining a purely artistic perspective impossible. To some extent, this might also be true for all types of interest.
Now, since the interest of a work of art lies in the fact that we have the same kind of sympathy with a poetic representation as with reality, it is obvious that the representation must deceive us for the moment; and this it can do only by its truth. But truth is an element in perfect art. A picture, a poem, should be as true as nature itself; but at the same time it should lay stress on whatever forms the unique character of its subject by drawing out all its essential manifestations, and by rejecting everything that is unessential and accidental. The picture or the poem will thus emphasize its idea, and give us that ideal truth which is superior to nature.
Now, since the appeal of a work of art comes from the fact that we feel the same kind of connection to a poetic representation as we do to reality, it's clear that the representation must temporarily trick us; and it can only do this through its authenticity. But authenticity is a key element in great art. A painting or a poem should be as true as nature itself; however, it should also focus on what makes its subject unique by highlighting all its essential aspects and discarding anything that is unimportant or random. The painting or poem will thus highlight its idea and provide us with that ideal truth that surpasses nature.
Truth, then, forms the point that is common both to interest and beauty in a work of art, as it is its truth which produces the illusion. The fact that the truth of which I speak is ideal truth might, indeed, be detrimental to the illusion, since it is just here that we have the general difference between poetry and reality, art and nature. But since it is possible for reality to coincide with the ideal, it is not actually necessary that this difference should destroy the illusion. In the case of fine arts there is, in the range of the means which art adopts, a certain limit, and beyond it illusion is impossible. Sculpture, that is to say, gives us mere colourless form; its figures are without eyes and without movement; and painting provides us with no more than a single view, enclosed within strict limits, which separate the picture from the adjacent reality. Here, then, there is no room for illusion, and consequently none for that interest or sympathy which resembles the interest we have in reality; the will is at once excluded, and the object alone is presented to us in a manner that frees it from any personal concern.
Truth is the shared element between interest and beauty in a piece of art, because it’s the truth that creates the illusion. The fact that the truth I’m talking about is ideal truth could actually harm the illusion, as this is where we find the main difference between poetry and reality, art and nature. However, because it’s possible for reality to align with the ideal, this difference doesn’t necessarily have to undermine the illusion. In fine arts, there is a specific limit to the techniques that art employs, and beyond that limit, illusion becomes impossible. For instance, sculpture offers us only colorless form; its figures lack eyes and motion; and painting gives us just a single perspective, confined within strict boundaries that separate the artwork from the surrounding reality. In this scenario, there’s no space for illusion, and therefore, none for the interest or empathy similar to what we experience in reality; the will is immediately set aside, and the object is presented to us in a way that eliminates any personal connection.
It is a highly remarkable fact that a spurious kind of fine art oversteps these limits, produces an illusion of reality, and arouses our interest; but at the same time it destroys the effect which fine art produces, and serves as nothing but a mere means of exhibiting the beautiful, that is, of communicating a knowledge of the ideas which it embodies. I refer to waxwork. Here, we might say, is the dividing line which separates it from the province of fine art. When waxwork is properly executed, it produces a perfect illusion; but for that very reason we approach a wax figure as we approach a real man, who, as such, is for the moment an object presented to our will. That is to say, he is an object of interest; he arouses the will, and consequently stills the intellect. We come up to a wax figure with the same reserve and caution as a real man would inspire in us: our will is excited; it waits to see whether he is going to be friendly to us, or the reverse, fly from us, or attack us; in a word, it expects some action of him. But as the figure, nevertheless, shows no sign of life, it produces the impression which is so very disagreeable, namely, of a corpse. This is a case where the interest is of the most complete kind, and yet where there is no work of art at all. In other words, interest is not in itself a real end of art.
It’s a striking fact that a fake form of fine art goes beyond these boundaries, creates an illusion of reality, and grabs our attention; yet it simultaneously undermines the impact that fine art has and becomes merely a way to showcase beauty, that is, to convey the ideas it represents. I’m talking about waxwork. Here, we can identify the line that distinguishes it from true fine art. When waxwork is done well, it creates a flawless illusion; but because of this, we approach a wax figure like we would a real person, who, at that moment, is an object presented to our will. In other words, he becomes an object of interest; he stimulates our will, and as a result, quiets our intellect. We approach a wax figure with the same cautiousness as we would feel around a real person: our will is stirred; it waits to see if he will be friendly or not, if he will flee from us, or confront us; in short, it anticipates some action from him. However, since the figure shows no signs of life, it leaves us with a very unpleasant impression, reminiscent of a corpse. This is a situation where the interest is very strong, yet there is no true work of art involved. In other words, interest alone does not constitute a genuine purpose of art.
The same truth is illustrated by the fact that even in poetry it is only the dramatic and descriptive kind to which interest attaches; for if interest were, with beauty, the aim of art, poetry of the lyrical kind would, for that very reason, not take half so great a position as the other two.
The same truth is shown by the fact that even in poetry, only the dramatic and descriptive types capture interest. If interest, along with beauty, were the goal of art, lyrical poetry wouldn't hold as prominent a place as the other two genres.
In the second place, if interest were a means in the production of beauty, every interesting work would also be beautiful. That, however, is by no means the case. A drama or a novel may often attract us by its interest, and yet be so utterly deficient in any kind of beauty that we are afterwards ashamed of having wasted our time on it. This applies to many a drama which gives no true picture of the real life of man; which contains characters very superficially drawn, or so distorted as to be actual monstrosities, such as are not to be found in nature; but the course of events and the play of the action are so intricate, and we feel so much for the hero in the situation in which he is placed, that we are not content until we see the knot untangled and the hero rescued. The action is so cleverly governed and guided in its course that we remain in a state of constant curiosity as to what is going to happen, and we are utterly unable to form a guess; so that between eagerness and surprise our interest is kept active; and as we are pleasantly entertained, we do not notice the lapse of time. Most of Kotzebue's plays are of this character. For the mob this is the right thing: it looks for amusement, something to pass the time, not for intellectual perception. Beauty is an affair of such perception; hence sensibility to beauty varies as much as the intellectual faculties themselves. For the inner truth of a representation, and its correspondence with the real nature of humanity, the mob has no sense at all. What is flat and superficial it can grasp, but the depths of human nature are opened to it in vain.
First, if interest were a means of creating beauty, then every interesting work would also be beautiful. However, that's definitely not the case. A drama or a novel might draw us in with its engaging story, yet it can lack any real beauty, leaving us feeling embarrassed for wasting our time on it afterward. This is true for many dramas that don't accurately represent real human life; they can feature characters that are poorly drawn or so exaggerated that they become ridiculous, not found in reality. Yet, the plot twists and the unfolding action might be so complex, and we feel such sympathy for the hero's predicament, that we can’t help but want to see how everything gets resolved and the hero gets saved. The action is so skillfully crafted that we stay constantly curious about what will happen next, making it hard to predict the outcome; between our eagerness and surprise, our interest remains piqued, and as we are entertained, we lose track of time. Most of Kotzebue's plays fit this description. For the average audience, this is what they want: they seek entertainment, something to fill the time, not deep intellectual engagement. Beauty involves such engagement; therefore, sensitivity to beauty varies just like intellectual abilities. The average audience has no sense of the deeper truth of a portrayal or its alignment with real human nature. They can understand what is simple and shallow, but the complexities of human nature remain beyond their grasp.
It is also to be observed that dramatic representations which depend for their value on their interest lose by repetition, because they are no longer able to arouse curiosity as to their course, since it is already known. To see them often, makes them stale and tedious. On the other hand, works of which the value lies in their beauty gain by repetition, as they are then more and more understood.
It’s also worth noting that dramatic performances that rely on their excitement lose their appeal with repetition, as the audience already knows what’s going to happen and can no longer feel that sense of curiosity. Watching them too often makes them dull and boring. In contrast, works that are valued for their beauty actually benefit from being seen multiple times, as they become increasingly appreciated and understood.
Most novels are on the same footing as dramatic representations of this character. They are creatures of the same sort of imagination as we see in the story-teller of Venice and Naples, who lays a hat on the ground and waits until an audience is assembled. Then he spins a tale which so captivates his hearers that, when he gets to the catastrophe, he makes a round of the crowd, hat in hand, for contributions, without the least fear that his hearers will slip away. Similar story-tellers ply their trade in this country, though in a less direct fashion. They do it through the agency of publishers and circulating libraries. Thus they can avoid going about in rags, like their colleagues elsewhere; they can offer the children of their imagination to the public under the title of novels, short stories, romantic poems, fairy tales, and so on; and the public, in a dressing-gown by the fireside, sits down more at its ease, but also with a greater amount of patience, to the enjoyment of the interest which they provide.
Most novels are on the same level as dramatic portrayals of this character. They come from the same kind of imagination as the storyteller in Venice and Naples, who places a hat on the ground and waits for an audience to gather. Then he tells a story that enchants his listeners so much that, when he reaches the ending, he makes the rounds with his hat in hand for donations, without any worry that his audience will leave. Similar storytellers practice their craft in this country, though in a less direct way. They do it through publishers and libraries, allowing them to avoid wandering around in rags like their counterparts elsewhere. They present the creations of their imagination to the public under titles like novels, short stories, romantic poems, fairy tales, and so on. Meanwhile, the audience, dressed comfortably in their pajamas by the fire, settles in with more relaxation but also more patience to enjoy the entertainment these stories provide.
How very little aesthetic value there generally is in productions of this sort is well known; and yet it cannot be denied that many of them are interesting; or else how could they be so popular?
How little aesthetic value there usually is in productions like this is widely recognized; yet, it can’t be denied that many of them are interesting; otherwise, how could they be so popular?
We see, then, in reply to our second question, that interest does not necessarily involve beauty; and, conversely, it is true that beauty does not necessarily involve interest. Significant characters may be represented, that open up the depths of human nature, and it may all be expressed in actions and sufferings of an exceptional kind, so that the real nature of humanity and the world may stand forth in the picture in the clearest and most forcible lines; and yet no high degree of interest may be excited in the course of events by the continued progress of the action, or by the complexity and unexpected solution of the plot. The immortal masterpieces of Shakespeare contain little that excites interest; the action does not go forward in one straight line, but falters, as in Hamlet, all through the play; or else it spreads out in breadth, as in The Merchant of Venice, whereas length is the proper dimension of interest; or the scenes hang loosely together, as in Henry IV. Thus it is that Shakespeare's dramas produce no appreciable effect on the mob.
We can see, in answer to our second question, that interest doesn’t necessarily include beauty; and conversely, beauty doesn’t necessarily include interest. Significant characters can be portrayed, revealing deep aspects of human nature, and they can express this through extraordinary actions and sufferings, allowing the true nature of humanity and the world to emerge clearly and vividly in the narrative; yet, the ongoing progression of events may not generate a strong sense of interest, whether because of the complexity and unexpected resolution of the plot. The timeless masterpieces of Shakespeare contain little that stirs interest; the action doesn’t proceed in a straight line, but hesitates, as in Hamlet, throughout the play; or it expands in breadth, as in The Merchant of Venice, while sustained length is the key element of interest; or the scenes are loosely connected, as in Henry IV. As a result, Shakespeare's dramas have little impact on the masses.
The dramatic requirement stated by Aristotle, and more particularly the unity of action, have in view the interest of the piece rather than its artistic beauty. It may be said, generally, that these requirements are drawn up in accordance with the principle of sufficient reason to which I have referred above. We know, however, that the idea, and, consequently, the beauty of a work of art, exist only for the perceptive intelligence which has freed itself from the domination of that principle. It is just here that we find the distinction between interest and beauty; as it is obvious that interest is part and parcel of the mental attitude which is governed by the principle, whereas beauty is always beyond its range. The best and most striking refutation of the Aristotelian unities is Manzoni's. It may be found in the preface to his dramas.
The dramatic requirements set by Aristotle, especially the unity of action, focus more on the story's interest than its artistic beauty. Generally speaking, these requirements align with the principle of sufficient reason that I mentioned earlier. However, we understand that the idea, and consequently the beauty of an artwork, only exist for those who have liberated their perception from the constraints of that principle. This is where we see the difference between interest and beauty; interest clearly belongs to the mindset shaped by this principle, while beauty always exists outside its limits. The most compelling critique of the Aristotelian unities comes from Manzoni, found in the preface to his dramas.
What is true of Shakespeare's dramatic works is true also of Goethe's. Even Egmont makes little effect on the public, because it contains scarcely any complication or development; and if Egmont fails, what are we to say of Tasso or Iphigenia? That the Greek tragedians did not look to interest as a means of working upon the public, is clear from the fact that the material of their masterpieces was almost always known to every one: they selected events which had often been treated dramatically before. This shows us how sensitive was the Greek public to the beautiful, as it did not require the interest of unexpected events and new stories to season its enjoyment.
What is true of Shakespeare's plays is also true of Goethe's. Even Egmont has little impact on the audience because it includes hardly any twists or development; and if Egmont struggles, what can we say about Tasso or Iphigenia? It's evident that the Greek tragedians didn't rely on intrigue to engage the audience, as the themes of their masterpieces were almost always already well-known. They chose events that had often been dramatized before. This demonstrates how attuned the Greek audience was to beauty, as they didn't need the thrill of unexpected events or new stories to enhance their enjoyment.
Neither does the quality of interest often attach to masterpieces of descriptive poetry. Father Homer lays the world and humanity before us in its true nature, but he takes no trouble to attract our sympathy by a complexity of circumstance, or to surprise us by unexpected entanglements. His pace is lingering; he stops at every scene; he puts one picture after another tranquilly before us, elaborating it with care. We experience no passionate emotion in reading him; our demeanour is one of pure perceptive intelligence; he does not arouse our will, but sings it to rest; and it costs us no effort to break off in our reading, for we are not in condition of eager curiosity. This is all still more true of Dante, whose work is not, in the proper sense of the word, an epic, but a descriptive poem. The same thing may be said of the four immortal romances: Don Quixote, Tristram Shandy, La Nouvelle Heloïse, and Wilhelm Meister. To arouse our interest is by no means the chief aim of these works; in Tristram Shandy the hero, even at the end of the book, is only eight years of age.
The quality of interest often doesn’t attach to masterpieces of descriptive poetry. Homer presents the world and humanity as they truly are, but he doesn’t make an effort to gain our sympathy through complex circumstances or to surprise us with unexpected twists. His pace is slow; he stops at every scene, displaying one picture after another calmly, elaborating on each with care. We don’t feel passionate emotions while reading him; we engage with pure perceptive intelligence; he doesn’t excite our will but soothes it to rest; and it doesn’t take much effort to pause our reading since we aren’t filled with eager curiosity. This is even more true for Dante, whose work isn’t, in the strictest sense, an epic, but a descriptive poem. The same can be said for the four timeless romances: Don Quixote, Tristram Shandy, La Nouvelle Heloïse, and Wilhelm Meister. Sparking our interest isn’t the main goal of these works; in Tristram Shandy, the protagonist is only eight years old even at the end of the book.
On the other hand, we must not venture to assert that the quality of interest is not to be found in masterpieces of literature. We have it in Schiller's dramas in an appreciable degree, and consequently they are popular; also in the Oedipus Rex of Sophocles. Amongst masterpieces of description, we find it in Ariosto's Orlando Furioso; nay, an example of a high degree of interest, bound up with the beautiful, is afforded in an excellent novel by Walter Scott—The Heart of Midlothian. This is the most interesting work of fiction that I know, where all the effects due to interest, as I have given them generally in the preceding remarks, may be most clearly observed. At the same time it is a very beautiful romance throughout; it shows the most varied pictures of life, drawn with striking truth; and it exhibits highly different characters with great justice and fidelity.
On the other hand, we shouldn't claim that the quality of interest is absent in great works of literature. We can see it in Schiller's plays to a noticeable extent, which is why they are popular; it's also present in Sophocles' Oedipus Rex. Among great descriptive works, we find it in Ariosto's Orlando Furioso; indeed, a prime example of a high level of interest combined with beauty is found in an excellent novel by Walter Scott—The Heart of Midlothian. This is the most engaging piece of fiction I know, where all the effects of interest, as discussed in my earlier comments, are clearly evident. At the same time, it is a beautifully crafted romance throughout; it portrays diverse scenes of life with striking realism and features distinctly different characters with remarkable accuracy and depth.
Interest, then, is certainly compatible with beauty. That was our third question. Nevertheless, a comparatively small admixture of the element of interest may well be found to be most advantageous as far as beauty is concerned; for beauty is and remains the end of art. Beauty is in twofold opposition with interest; firstly, because it lies in the perception of the idea, and such perception takes its object entirely out of the range of the forms enunciated by the principle of sufficient reason; whereas interest has its sphere mainly in circumstance, and it is out of this principle that the complexity of circumstance arises. Secondly, interest works by exciting the will; whereas beauty exists only for the pure perceptive intelligence, which has no will. However, with dramatic and descriptive literature an admixture of interest is necessary, just as a volatile and gaseous substance requires a material basis if it is to be preserved and transferred. The admixture is necessary, partly, indeed, because interest is itself created by the events which have to be devised in order to set the characters in motion; partly because our minds would be weary of watching scene after scene if they had no concern for us, or of passing from one significant picture to another if we were not drawn on by some secret thread. It is this that we call interest; it is the sympathy which the event in itself forces us to feel, and which, by riveting our attention, makes the mind obedient to the poet, and able to follow him into all the parts of his story.
Interest, then, definitely goes hand in hand with beauty. That was our third question. However, a relatively small amount of interest can be the most beneficial for appreciating beauty, since beauty is and remains the ultimate goal of art. Beauty stands in twofold contrast to interest; first, because it lies in the perception of the idea, and that perception completely removes its subject from the realm of the factors defined by the principle of sufficient reason; while interest mainly operates within the realm of circumstance, and it’s from this principle that the complexity of circumstance arises. Second, interest engages the will; whereas beauty exists only for the pure perceptive intelligence, which has no will. However, in dramatic and descriptive literature, a mix of interest is necessary, just as a volatile and gaseous substance needs a solid foundation to be preserved and transferred. This mix is essential, in part because interest is created by the events that need to be crafted to drive the characters forward; and also because our minds would grow tired of watching scene after scene if they didn’t resonate with us, or of moving from one meaningful image to another if we weren’t pulled along by some invisible thread. This is what we call interest; it's the empathy that the event itself compels us to feel, and which, by capturing our attention, makes our minds receptive to the poet and capable of following him through every part of his story.
If the interest of a work of art is sufficient to achieve this result, it does all that can be required of it; for its only service is to connect the pictures by which the poet desires to communicate a knowledge of the idea, as if they were pearls, and interest were the thread that holds them together, and makes an ornament out of the whole. But interest is prejudicial to beauty as soon as it oversteps this limit; and this is the case if we are so led away by the interest of a work that whenever we come to any detailed description in a novel, or any lengthy reflection on the part of a character in a drama, we grow impatient and want to put spurs to our author, so that we may follow the development of events with greater speed. Epic and dramatic writings, where beauty and interest are both present in a high degree, may be compared to the working of a watch, where interest is the spring which keeps all the wheels in motion. If it worked unhindered, the watch would run down in a few minutes. Beauty, holding us in the spell of description and reflection, is like the barrel which checks its movement.
If the appeal of a piece of art is strong enough to achieve its purpose, it does everything that's expected of it; its main job is to connect the images the creator wants to share to convey an idea, as if they were pearls strung together by the thread of interest, creating a beautiful necklace. However, too much interest can negatively impact beauty if it goes beyond that point; this happens when we become so wrapped up in the interest of a work that during detailed descriptions in a novel or lengthy thoughts from a character in a play, we feel restless and wish to rush the author along so we can quickly see what happens next. Epic and dramatic works, where both beauty and interest are highly present, can be likened to how a watch works, with interest acting as the spring that keeps everything moving. If it functioned without any restrictions, the watch would stop running within minutes. Beauty, capturing our attention through description and reflection, is like the barrel that slows its progress.
Or we may say that interest is the body of a poetic work, and beauty the soul. In the epic and the drama, interest, as a necessary quality of the action, is the matter; and beauty, the form that requires the matter in order to be visible.
Or we can say that interest is the substance of a poetic work, and beauty is the essence. In epic tales and dramas, interest, being a crucial aspect of the action, is the content; and beauty is the form that needs the content to be appreciated.
PSYCHOLOGICAL OBSERVATIONS.
In the moment when a great affliction overtakes us, we are hurt to find that the world about us is unconcerned and goes its own way. As Goethe says in Tasso, how easily it leaves us helpless and alone, and continues its course like the sun and the moon and the other gods:
In the moment when a heavy burden hits us, it hurts to realize that the world around us is indifferent and keeps moving forward. As Goethe says in Tasso, it easily leaves us feeling helpless and alone, continuing its path just like the sun, the moon, and the other gods:
... die Welt, wie sie so leicht, Uns hülflos, einsam lässt, und ihren Weg, Wie Sonn' und Mond und andre Götter geht.
... the world, how easily it leaves us helpless, lonely, and goes on its way, like the sun and moon and other gods.
Nay more! it is something intolerable that even we ourselves have to go on with the mechanical round of our daily business, and that thousands of our own actions are and must be unaffected by the pain that throbs within us. And so, to restore the harmony between our outward doings and our inward feelings, we storm and shout, and tear our hair, and stamp with pain or rage.
No more! It’s completely unbearable that we have to continue with the daily grind of our lives while thousands of our actions are, and have to be, unaffected by the pain we feel inside. So, to bring back some alignment between what we do on the outside and what we feel on the inside, we scream and shout, pull our hair out, and stomp around in pain or anger.
Our temperament is so despotic that we are not satisfied unless we draw everything into our own life, and force all the world to sympathise with us. The only way of achieving this would be to win the love of others, so that the afflictions which oppress our own hearts might oppress theirs as well. Since that is attended with some difficulty, we often choose the shorter way, and blab out our burden of woe to people who do not care, and listen with curiosity, but without sympathy, and much oftener with satisfaction.
Our temperament is so despotic that we’re not satisfied unless we pull everything into our own lives and make the whole world sympathize with us. The only way to achieve this would be to earn the love of others, so that the struggles weighing down our hearts might weigh down theirs too. Since that can be pretty challenging, we often take the easier route and vent our troubles to people who don’t care, who listen out of curiosity but without any sympathy, and even more often with satisfaction.
Speech and the communication of thought, which, in their mutual relations, are always attended by a slight impulse on the part of the will, are almost a physical necessity. Sometimes, however, the lower animals entertain me much more than the average man. For, in the first place, what can such a man say? It is only conceptions, that is, the driest of ideas, that can be communicated by means of words; and what sort of conceptions has the average man to communicate, if he does not merely tell a story or give a report, neither of which makes conversation? The greatest charm of conversation is the mimetic part of it,—the character that is manifested, be it never so little. Take the best of men; how little he can say of what goes on within him, since it is only conceptions that are communicable; and yet a conversation with a clever man is one of the greatest of pleasures.
Speech and the sharing of thoughts, which are always influenced by a slight push from the will, are practically a physical necessity. However, sometimes, the lower animals entertain me much more than the average person. For starters, what can such a person really say? It’s only ideas, the most basic of concepts, that can be shared through words; and what kind of ideas does the average person have to share if they’re not simply telling a story or giving a report, neither of which really constitutes conversation? The true charm of conversation is its mimetic aspect — the character that’s shown, no matter how small. Take even the best of people; how little they can truly express about what’s going on inside them, since only concepts can be shared; yet, having a conversation with a smart person is one of life’s greatest pleasures.
It is not only that ordinary men have little to say, but what intellect they have puts them in the way of concealing and distorting it; and it is the necessity of practising this concealment that gives them such a pitiable character; so that what they exhibit is not even the little that they have, but a mask and disguise. The lower animals, which have no reason, can conceal nothing; they are altogether naïve, and therefore very entertaining, if we have only an eye for the kind of communications which they make. They speak not with words, but with shape and structure, and manner of life, and the things they set about; they express themselves, to an intelligent observer, in a very pleasing and entertaining fashion. It is a varied life that is presented to him, and one that in its manifestation is very different from his own; and yet essentially it is the same. He sees it in its simple form, when reflection is excluded; for with the lower animals life is lived wholly in and for the present moment: it is the present that the animal grasps; it has no care, or at least no conscious care, for the morrow, and no fear of death; and so it is wholly taken up with life and living.
It's not just that regular people have little to say; it's that whatever intelligence they do possess often leads them to hide and twist it. The need to maintain this disguise gives them a rather sad character, so what they show isn't even the little they have, but rather a mask and a facade. The lower animals, which lack reasoning, can't hide anything; they are completely naïve and therefore quite entertaining if we’re open to the kind of communication they offer. They don't speak with words but through their shape, behavior, way of life, and the activities they engage in. To an observant individual, they express themselves in a very enjoyable and entertaining manner. A diverse life unfolds before them, one that appears quite different from their own; yet, in essence, it's the same. They experience it in its straightforward form, without reflection; for lower animals live entirely in the moment: they grasp only the present, have no concerns—at least none they are consciously aware of—for tomorrow, and no fear of death; thus, they are fully immersed in life and living.
The conversation among ordinary people, when it does not relate to any special matter of fact, but takes a more general character, mostly consists in hackneyed commonplaces, which they alternately repeat to each other with the utmost complacency.{1}
The talks between regular folks, when they aren't about any specific topic but are more general, mostly revolve around tired clichés that they take turns repeating to each other with great satisfaction.{1}
{Footnote 1: Translator's Note.—This observation is in Schopenhauer's own English.}
{Footnote 1: Translator's Note.—This observation is in Schopenhauer's own English.}
Some men can despise any blessing as soon as they cease to possess it; others only when they have obtained it. The latter are the more unhappy, and the nobler, of the two.
Some men can overlook any blessing as soon as they no longer have it; others only after they have received it. The latter are the more unfortunate and the nobler of the two.
When the aching heart grieves no more over any particular object, but is oppressed by life as a whole, it withdraws, as it were, into itself. There is here a retreat and gradual extinction of the will, whereby the body, which is the manifestation of the will, is slowly but surely undermined; and the individual experiences a steady dissolution of his bonds,—a quiet presentiment of death. Hence the heart which aches has a secret joy of its own; and it is this, I fancy, which the English call "the joy of grief."
When the heart stops grieving over any specific thing and instead feels weighed down by life overall, it pulls inward, so to speak. There's a kind of retreat and slow fading of the will, causing the body, which reflects that will, to be gradually worn down; and the person feels an ongoing loosening of their connections—a subtle sense of impending death. So, the aching heart has its own hidden joy; I guess this is what the English refer to as "the joy of grief."
The pain that extends to life as a whole, and loosens our hold on it, is the only pain that is really tragic. That which attaches to particular objects is a will that is broken, but not resigned; it exhibits the struggle and inner contradiction of the will and of life itself; and it is comic, be it never so violent. It is like the pain of the miser at the loss of his hoard. Even though pain of the tragic kind proceeds from a single definite object, it does not remain there; it takes the separate affliction only as a symbol of life as a whole, and transfers it thither.
The pain that affects our entire lives and weakens our grip on it is the only pain that is truly tragic. Pain tied to specific things represents a will that is broken but not accepting; it shows the struggle and inner conflict of the will and of life itself, and it’s comical, no matter how intense. It’s like the misery of a hoarder losing their stash. Although tragic pain comes from one specific source, it doesn't stay there; it takes that individual loss as a symbol of life as a whole and expands from there.
Vexation is the attitude of the individual as intelligence towards the check imposed upon a strong manifestation of the individual as will. There are two ways of avoiding it: either by repressing the violence of the will—in other words, by virtue; or by keeping the intelligence from dwelling upon the check—in other words, by Stoicism.
Vexation is how a person feels when their strong desire or will is restricted by something. There are two ways to deal with it: either by holding back the intensity of that desire—essentially, through virtue; or by not letting the mind focus on the restriction—essentially, through Stoicism.
To win the favour of a very beautiful woman by one's personality alone is perhaps a greater satisfaction to one's vanity than to anything else; for it is an assurance that one's personality is an equivalent for the person that is treasured and desired and defied above all others. Hence it is that despised love is so great a pang, especially when it is associated with well-founded jealousy.
To win the favor of a very beautiful woman just through one's personality is probably a bigger boost to one's ego than anything else; it confirms that one's character is as valuable as the person who is cherished and sought after above all others. That's why unrequited love hurts so much, especially when it comes with valid jealousy.
With this joy and this pain, it is probable that vanity is more largely concerned than the senses, because it is only the things of the mind, and not mere sensuality, that produce such violent convulsions. The lower animals are familiar with lust, but not with the passionate pleasures and pains of love.
With this joy and this pain, it's likely that vanity plays a bigger role than the senses, because it's only the matters of the mind, and not just physical desires, that cause such intense emotions. Lower animals experience lust, but they don’t know the passionate joys and sorrows of love.
To be suddenly placed in a strange town or country where the manner of life, possibly even the language, is very different from our own, is, at the first moment, like stepping into cold water. We are brought into sudden contact with a new temperature, and we feel a powerful and superior influence from without which affects us uncomfortably. We find ourselves in a strange element, where we cannot move with ease; and, over and above that, we have the feeling that while everything strikes us as strange, we ourselves strike others in the same way. But as soon as we are a little composed and reconciled to our surroundings, as soon as we have appropriated some of its temperature, we feel an extraordinary sense of satisfaction, as in bathing in cool water; we assimilate ourselves to the new element, and cease to have any necessary pre-occupation with our person. We devote our attention undisturbed to our environment, to which we now feel ourselves superior by being able to view it in an objective and disinterested fashion, instead of being oppressed by it, as before.
Being suddenly dropped into a new town or country where the way of life and even the language might be completely different from our own feels, at first, like stepping into cold water. We immediately confront a new environment that has a strong and overwhelming influence on us, making us uncomfortable. We find ourselves in unfamiliar territory, where we can't move easily, and on top of that, we sense that while everything seems strange to us, we appear strange to others as well. But once we start to calm down and adapt to our surroundings, once we soak in some of the local vibe, we experience an unexpected sense of satisfaction, like bathing in cool water; we begin to blend in with the new atmosphere, and we stop being so preoccupied with ourselves. We can now focus on our surroundings undisturbed, feeling a sense of superiority as we look at it objectively and without bias, instead of being overwhelmed by it like before.
When we are on a journey, and all kinds of remarkable objects press themselves on our attention, the intellectual food which we receive is often so large in amount that we have no time for digestion; and we regret that the impressions which succeed one another so quickly leave no permanent trace. But at bottom it is the same with travelling as with reading. How often do we complain that we cannot remember one thousandth part of what we read! In both cases, however, we may console ourselves with the reflection that the things we see and read make an impression on the mind before they are forgotten, and so contribute to its formation and nurture; while that which we only remember does no more than stuff it and puff it out, filling up its hollows with matter that will always be strange to it, and leaving it in itself a blank.
When we go on a journey and see all sorts of amazing things, the amount of information we take in can be so overwhelming that we don't have time to process it. We often wish that the fleeting impressions would leave a lasting mark. But traveling is really similar to reading. How often do we find ourselves frustrated that we can't remember even a tiny fraction of what we read? In both situations, though, we can take comfort in knowing that the things we experience and read leave an impression on our minds before we forget them, helping to shape and develop our thoughts. On the other hand, what we only remember doesn’t do much more than clutter our minds, filling the gaps with stuff that feels unfamiliar, and leaving our minds blank in essence.
It is the very many and varied forms in which human life is presented to us on our travels that make them entertaining. But we never see more than its outside, such as is everywhere open to public view and accessible to strangers. On the other hand, human life on its inside, the heart and centre, where it lives and moves and shows its character, and in particular that part of the inner side which could be seen at home amongst our relatives, is not seen; we have exchanged it for the outer side. This is why on our travels we see the world like a painted landscape, with a very wide horizon, but no foreground; and why, in time, we get tired of it.
The many different ways human life shows itself during our travels make them fun and interesting. However, we only see the surface, the aspects that are open to everyone and easy for strangers to access. In contrast, the deeper aspects of human life—the heart and soul, where it truly thrives and reveals its true self—especially what we experience at home with our families, remain hidden; we've traded that for the surface view. That’s why when we travel, the world appears like a painted scene, with a vast horizon but no real depth; and eventually, it leaves us feeling weary.
One man is more concerned with the impression which he makes upon the rest of mankind; another, with the impression which the rest of mankind makes upon him. The disposition of the one is subjective; of the other, objective; the one is, in the whole of his existence, more in the nature of an idea which is merely presented; the other, more of the being who presents it.
One guy cares more about how he appears to others, while another focuses on how others affect him. The first one's perspective is more about his own thoughts; the second one's is about the outside world. The first is more like an idea that he puts out there, while the second is more about the person who is sharing it.
A woman (with certain exceptions which need not be mentioned) will not take the first step with a man; for in spite of all the beauty she may have, she risks a refusal. A man may be ill in mind or body, or busy, or gloomy, and so not care for advances; and a refusal would be a blow to her vanity. But as soon as he takes the first step, and helps her over this danger, he stands on a footing of equality with her, and will generally find her quite tractable.
A woman (with a few exceptions that don't need to be addressed) typically won't make the first move with a man because, despite her beauty, she risks being turned down. A man might be dealing with personal issues or be in a bad mood, making him uninterested in advances, and a rejection would hurt her pride. However, once he makes the first move and helps her navigate this risk, he puts himself on equal ground with her, and she'll usually be quite agreeable.
The praise with which many men speak of their wives is really given to their own judgment in selecting them. This arises, perhaps, from a feeling of the truth of the saying, that a man shows what he is by the way in which he dies, and by the choice of his wife.
The compliments that many men give their wives are actually reflections of their own judgment in choosing them. This may come from a sense of the truth in the saying that a man reveals who he is by how he lives and by the woman he chooses as his wife.
If education or warning were of any avail, how could Seneca's pupil be a Nero?
If education or warnings were effective, how could Seneca's student turn out to be a Nero?
The Pythagorean{1} principle that like is known only by like is in many respects a true one. It explains how it is that every man understands his fellow only in so far as he resembles him, or, at least, is of a similar character. What one man is quite sure of perceiving in another is that which is common to all, namely, the vulgar, petty or mean elements of our nature; here every man has a perfect understanding of his fellows; but the advantage which one man has over another does not exist for the other, who, be the talents in question as extraordinary as they may, will never see anything beyond what he possesses himself, for the very good reason that this is all he wants to see. If there is anything on which he is in doubt, it will give him a vague sense of fear, mixed with pique; because it passes his comprehension, and therefore is uncongenial to him.
The Pythagorean principle that like is known only by like is true in many ways. It shows how a person understands others only to the extent that they are similar or share a common character. What one person is sure to notice in another is what is shared by everyone—the ordinary, petty, or mediocre parts of our nature; in this area, everyone has a clear understanding of their peers. However, the advantages one person has over another are invisible to the other person, who, no matter how extraordinary their talents might be, will only see what they already possess because that's all they truly care to see. If something raises doubts for him, it will create a vague sense of fear mixed with irritation because it goes beyond his understanding and feels alien to him.
{Footnote 1: See Porphyry, de Vita Pythagorae.}
{Footnote 1: See Porphyry, On the Life of Pythagoras.}
This is why it is mind alone that understands mind; why works of genius are wholly understood and valued only by a man of genius, and why it must necessarily be a long time before they indirectly attract attention at the hands of the crowd, for whom they will never, in any true sense, exist. This, too, is why one man will look another in the face, with the impudent assurance that he will never see anything but a miserable resemblance of himself; and this is just what he will see, as he cannot grasp anything beyond it. Hence the bold way in which one man will contradict another. Finally, it is for the same reason that great superiority of mind isolates a man, and that those of high gifts keep themselves aloof from the vulgar (and that means every one); for if they mingle with the crowd, they can communicate only such parts of them as they share with the crowd, and so make themselves common. Nay, even though they possess some well-founded and authoritative reputation amongst the crowd, they are not long in losing it, together with any personal weight it may give them, since all are blind to the qualities on which it is based, but have their eyes open to anything that is vulgar and common to themselves. They soon discover the truth of the Arabian proverb: Joke with a slave, and he'll show you his heels.
This is why only a person of intelligence can truly understand another intelligent person; why masterpieces are fully appreciated and valued only by someone who has a similar level of genius. It takes a long time before these works catch the attention of the masses, who will never truly grasp their significance. This is also why one person may look another in the eye with the bold assurance that they will only see a pathetic reflection of themselves, and that’s exactly what they’ll perceive, as they can't comprehend anything beyond that. This explains the confidence with which one person will challenge another. Ultimately, it’s the same reason why individuals with superior intellect often feel isolated and those gifted individuals keep their distance from the general public (which means everyone); because if they blend in with the masses, they can only express the parts of themselves that align with those around them, making them ordinary. In fact, even if they have a well-established and respected reputation among the crowd, they will soon lose it, along with any influence it provided, as everyone is blind to the qualities that underpin it but fully aware of what is common and vulgar among themselves. They quickly realize the truth of the Arabian saying: Joke with a slave, and he'll show you his heels.
It also follows that a man of high gifts, in his intercourse with others, must always reflect that the best part of him is out of sight in the clouds; so that if he desires to know accurately how much he can be to any one else, he has only to consider how much the man in question is to him. This, as a rule, is precious little; and therefore he is as uncongenial to the other, as the other to him.
It’s also true that a highly gifted person, in their interactions with others, must always keep in mind that the best part of them is hidden away in the clouds. So, if they want to understand how much they truly mean to someone else, they just need to think about how much that person means to them. Usually, that’s very little; and because of that, they are as mismatched to the other person as the other is to them.
Goethe says somewhere that man is not without a vein of veneration. To satisfy this impulse to venerate, even in those who have no sense for what is really worthy, substitutes are provided in the shape of princes and princely families, nobles, titles, orders, and money-bags.
Goethe mentions that humans have a tendency to venerate. To fulfill this urge to admire, even in those who don't recognize what is truly worthy, substitutes are offered in the form of princes and royal families, nobles, titles, honors, and wealth.
Vague longing and boredom are close akin.
Vague longing and boredom are closely related.
When a man is dead, we envy him no more; and we only half envy him when he is old.
When a man is dead, we no longer envy him; and we only partially envy him when he is old.
Misanthropy and love of solitude are convertible ideas.
Misanthropy and a love of solitude are interchangeable concepts.
In chess, the object of the game, namely, to checkmate one's opponent, is of arbitrary adoption; of the possible means of attaining it, there is a great number; and according as we make a prudent use of them, we arrive at our goal. We enter on the game of our own choice.
In chess, the goal of the game, which is to checkmate your opponent, is something we've all agreed upon. There are many ways to achieve this, and depending on how wisely we use them, we can reach our objective. We start the game by our own choosing.
Nor is it otherwise with human life, only that here the entrance is not of our choosing, but is forced on us; and the object, which is to live and exist, seems, indeed, at times as though it were of arbitrary adoption, and that we could, if necessary, relinquish it. Nevertheless it is, in the strict sense of the word, a natural object; that is to say, we cannot relinquish it without giving up existence itself. If we regard our existence as the work of some arbitrary power outside us, we must, indeed, admire the cunning by which that creative mind has succeeded in making us place so much value on an object which is only momentary and must of necessity be laid aside very soon, and which we see, moreover, on reflection, to be altogether vanity—in making, I say, this object so dear to us that we eagerly exert all our strength in working at it; although we knew that as soon as the game is over, the object will exist for us no longer, and that, on the whole, we cannot say what it is that makes it so attractive. Nay, it seems to be an object as arbitrarily adopted as that of checkmating our opponent's king; and, nevertheless, we are always intent on the means of attaining it, and think and brood over nothing else. It is clear that the reason of it is that our intellect is only capable of looking outside, and has no power at all of looking within; and, since this is so, we have come to the conclusion that we must make the best of it.
Human life is no different; the entrance into it isn't something we choose but something that happens to us. The goal, which is to live and exist, sometimes seems like it's completely random and that we could let go of it if we wanted to. Still, in a strict sense, it's a natural goal; we can't give it up without giving up existence itself. If we see our existence as the result of some random force outside of us, we have to admire the cleverness of that creative mind for making us value something that's temporary and will soon be gone. When we think about it, it's all vanity—this thing is so precious to us that we tirelessly work toward it, even though we know that once the game is over, it won't matter to us anymore, and we can't even define what makes it so appealing. It seems just as arbitrarily chosen as trying to checkmate an opponent's king, yet we stay focused on how to achieve it and think about little else. It's clear that the reason for this is that our intellect is only good at looking outward, not inward; and since that's the case, we've concluded we have to make the most of it.
ON THE WISDOM OF LIFE: APHORISMS.
The simple Philistine believes that life is something infinite and unconditioned, and tries to look upon it and live it as though it left nothing to be desired. By method and principle the learned Philistine does the same: he believes that his methods and his principles are unconditionally perfect and objectively valid; so that as soon as he has found them, he has nothing to do but apply them to circumstances, and then approve or condemn. But happiness and truth are not to be seized in this fashion. It is phantoms of them alone that are sent to us here, to stir us to action; the average man pursues the shadow of happiness with unwearied labour; and the thinker, the shadow of truth; and both, though phantoms are all they have, possess in them as much as they can grasp. Life is a language in which certain truths are conveyed to us; could we learn them in some other way, we should not live. Thus it is that wise sayings and prudential maxims will never make up for the lack of experience, or be a substitute for life itself. Still they are not to be despised; for they, too, are a part of life; nay, they should be highly esteemed and regarded as the loose pages which others have copied from the book of truth as it is imparted by the spirit of the world. But they are pages which must needs be imperfect, and can never replace the real living voice. Still less can this be so when we reflect that life, or the book of truth, speaks differently to us all; like the apostles who preached at Pentecost, and instructed the multitude, appearing to each man to speak in his own tongue.
The ordinary person thinks life is infinite and unrestricted, trying to view and live it as if there's nothing more to want. The educated person does the same through their methods and principles, believing they are perfectly valid and unconditionally correct; once they find them, all that's left is to apply them to situations and then judge the results. But happiness and truth can't be captured this way. We only receive glimpses of them to motivate us; the average person tirelessly chases the illusion of happiness, while the thinker seeks the illusion of truth; both, even if they only grasp phantoms, still hold onto as much as they can. Life is a language that conveys certain truths; if we could learn them differently, we wouldn't need to live. That's why wise sayings and practical tips can never replace real experience or life itself. Still, they shouldn't be dismissed; they are part of life too and should be valued as notes taken from the book of truth as conveyed by the world’s spirit. However, these notes will be imperfect and can never substitute for the real living message. This is even more true when we consider that life, or the book of truth, speaks differently to each of us, much like the apostles at Pentecost, who preached to the crowd, seeming to speak in every individual's language.
Recognise the truth in yourself, recognise yourself in the truth; and in the same moment you will find, to your astonishment, that the home which you have long been looking for in vain, which has filled your most ardent dreams, is there in its entirety, with every detail of it true, in the very place where you stand. It is there that your heaven touches your earth.
Recognize the truth within yourself, see yourself in the truth; and in that very moment, you’ll be amazed to discover that the home you've been searching for in vain, which has filled your deepest dreams, is completely present, with every detail true, right where you are. It’s where your heaven meets your earth.
What makes us almost inevitably ridiculous is our serious way of treating the passing moment, as though it necessarily had all the importance which it seems to have. It is only a few great minds that are above this weakness, and, instead of being laughed at, have come to laugh themselves.
What makes us almost inevitably ridiculous is the serious way we treat the passing moment, as if it inherently carries all the importance it seems to have. Only a few great minds rise above this weakness and, instead of being laughed at, have learned to laugh at themselves.
The bright and good moments of our life ought to teach us how to act aright when we are melancholy and dull and stupid, by preserving the memory of their results; and the melancholy, dull, and stupid moments should teach us to be modest when we are bright. For we generally value ourselves according to our best and brightest moments; and those in which we are weak and dull and miserable, we regard as no proper part of us. To remember them will teach us to be modest, humble, and tolerant.
The bright and good moments of our lives should teach us how to behave properly when we feel sad, down, or unmotivated, by reminding us of their outcomes. Conversely, the sad, boring, and uninspired moments should remind us to be humble when we're shining. We usually judge ourselves based on our best and brightest moments, while we often dismiss our weaker, dull, and miserable times as not truly representing us. Remembering them will help us be more modest, humble, and tolerant.
Mark my words once for all, my dear friend, and be clever. Men are entirely self-centred, and incapable of looking at things objectively. If you had a dog and wanted to make him fond of you, and fancied that of your hundred rare and excellent characteristics the mongrel would be sure to perceive one, and that that would be sufficient to make him devoted to you body and soul—if, I say, you fancied that, you would be a fool. Pat him, give him something to eat; and for the rest, be what you please: he will not in the least care, but will be your faithful and devoted dog. Now, believe me, it is just the same with men—exactly the same. As Goethe says, man or dog, it is a miserable wretch:
Mark my words once and for all, my dear friend, and be smart. People are completely self-centered and unable to see things objectively. If you had a dog and wanted him to love you, and thought that out of your hundred unique and amazing traits the mutt would notice just one, and that would be enough for him to be devoted to you completely—if you thought that, you would be foolish. Just pet him, give him something to eat; and as for the rest, be whoever you want: he won't care at all and will be your loyal and devoted dog. Now, believe me, it's exactly the same with people—exactly the same. As Goethe says, whether man or dog, it's a pitiful creature:
Denn ein erbärmlicher Schuft, so wie der Mensch, ist der hund.
Because a wretched scoundrel, just like the person, is the dog.
If you ask why these contemptible fellows are so lucky, it is just because, in themselves and for themselves and to themselves, they are nothing at all. The value which they possess is merely comparative; they exist only for others; they are never more than means; they are never an end and object in themselves; they are mere bait, set to catch others.{1} I do not admit that this rule is susceptible of any exception, that is to say, complete exceptions. There are, it is true, men—though they are sufficiently rare—who enjoy some subjective moments; nay, there are perhaps some who for every hundred subjective moments enjoy a few that are objective; but a higher state of perfection scarcely ever occurs. But do not take yourself for an exception: examine your love, your friendship, and consider if your objective judgments are not mostly subjective judgments in disguise; consider if you duly recognise the good qualities of a man who is not fond of you. Then be tolerant: confound it! it's your duty. As you are all so self-centred, recognise your own weakness. You know that you cannot like a man who does not show himself friendly to you; you know that he cannot do so for any length of time unless he likes you, and that he cannot like you unless you show that you are friendly to him; then do it: your false friendliness will gradually become a true one. Your own weakness and subjectivity must have some illusion.
If you wonder why these despicable people are so lucky, it’s simply because they are nothing on their own. Their worth is just relative; they exist only for others; they are never more than a means to an end; they are never an end in themselves; they are just bait to catch others.{1} I don’t believe this rule has any true exceptions. It’s true that there are some individuals—though they are quite rare—who experience a few genuine moments; and there might be some who enjoy a few objective moments for every hundred subjective ones; but a higher state of perfection is hardly ever achieved. But don’t think you’re an exception: look at your love, your friendships, and ask yourself if your objective judgments aren’t mostly subjective evaluations in disguise; think about whether you truly recognize the good qualities of someone who isn’t fond of you. So be tolerant: for goodness' sake, it's your duty. Since you are all so self-focused, acknowledge your own weaknesses. You know you can’t like someone who isn’t friendly to you; you know that they can’t be friendly for long if they don’t like you, and they can’t like you unless you show them friendliness first; so do it: your insincere friendliness will slowly turn into genuine kindness. Your own weaknesses and subjectivity create some illusions.
{Footnote 1: All this is very euphemistically expressed in the Sophoclean verse:
{Footnote 1: All this is expressed in a very diplomatic way in the Sophoclean verse:
(Greek: charis charin gar estin ha tiktous aei)}
(Greek: charis charin gar estin ha tiktous aei)}
This is really an à priori justification of politeness; but I could give a still deeper reason for it.
This is really a priori justification of politeness; but I could provide an even deeper reason for it.
Consider that chance, which, with error, its brother, and folly, its aunt, and malice, its grandmother, rules in this world; which every year and every day, by blows great and small, embitters the life of every son of earth, and yours too; consider, I say, that it is to this wicked power that you owe your prosperity and independence; for it gave you what it refused to many thousands, just to be able to give it to individuals like you. Remembering all this, you will not behave as though you had a right to the possession of its gifts; but you will perceive what a capricious mistress it is that gives you her favours; and therefore when she takes it into her head to deprive you of some or all of them, you will not make a great fuss about her injustice; but you will recognise that what chance gave, chance has taken away; if needs be, you will observe that this power is not quite so favourable to you as she seemed to be hitherto. Why, she might have disposed not only of what she gave you, but also of your honest and hard-earned gains.
Consider that chance, along with its sibling error, its aunt folly, and its grandmother malice, rules this world. Every year and every day, with both big and small blows, it makes life bitter for every person on earth, including you. I say, think about how it’s to this wicked force that you owe your success and independence; it granted you what it denied countless others, just to give it to people like you. Keeping all this in mind, you won't act like you have a right to its gifts; instead, you'll see what a capricious master she is, bestowing her favors on you. So, when she decides to take some or all of them away, you won't make a big deal about her unfairness; you'll understand that what chance gave, chance can also take away. If necessary, you'll realize that this force isn’t as friendly to you as it appeared to be up until now. In fact, it could have taken away not just what it gave you, but also your honest, hard-earned rewards.
But if chance still remains so favourable to you as to give you more than almost all others whose path in life you may care to examine, oh! be happy; do not struggle for the possession of her presents; employ them properly; look upon them as property held from a capricious lord; use them wisely and well.
But if luck is still so favorable to you that you have more than almost everyone else whose life you might consider, oh! be happy; don’t fight to keep her gifts; use them wisely; think of them as possessions granted by a fickle master; make sure you use them wisely and well.
The Aristotelian principle of keeping the mean in all things is ill suited to the moral law for which it was intended; but it may easily be the best general rule of worldly wisdom, the best precept for a happy life. For life is so full of uncertainty; there are on all sides so many discomforts, burdens, sufferings, dangers, that a safe and happy voyage can be accomplished only by steering carefully through the rocks. As a rule, the fear of the ills we know drive us into the contrary ills; the pain of solitude, for example, drives us into society, and the first society that comes; the discomforts of society drive us into solitude; we exchange a forbidding demeanour for incautious confidence and so on. It is ever the mark of folly to avoid one vice by rushing into its contrary:
The Aristotelian idea of finding balance in everything doesn't fit well with the moral law it was meant for; however, it can be the best overall guideline for practical wisdom and a happy life. Life is filled with unpredictability; there are countless discomforts, burdens, pains, and dangers surrounding us, so navigating safely and happily requires careful steering through obstacles. Typically, our fear of known problems pushes us into their opposite issues; for instance, the loneliness we feel makes us seek out company, and we often settle for the first group we find. Then, the discomfort of being with others drives us back into solitude; we trade a stony demeanor for reckless confidence, and so on. It’s always foolish to avoid one flaw by jumping into its opposite.
Stulti dum vitant vitia in contraria currunt.
Fools, while avoiding faults, run into the opposite extremes.
Or else we think that we shall find satisfaction in something, and spend all our efforts on it; and thereby we omit to provide for the satisfaction of a hundred other wishes which make themselves felt at their own time. One loss and omission follows another, and there is no end to the misery.
Or we believe that we'll find satisfaction in something and put all our energy into it; as a result, we neglect to address the satisfaction of countless other desires that arise in their own time. One loss and oversight leads to another, and the misery seems endless.
{Greek: Maeden agan} and nil admirari are, therefore, excellent rules of worldly wisdom.
{Greek: Maeden agan} and nil admirari are, therefore, great guidelines for practical living.
We often find that people of great experience are the most frank and cordial in their intercourse with complete strangers, in whom they have no interest whatever. The reason of this is that men of experience know that it is almost impossible for people who stand in any sort of mutual relation to be sincere and open with one another; but that there is always more or less of a strain between them, due to the fact that they are looking after their own interests, whether immediate or remote. They regret the fact, but they know that it is so; hence they leave their own people, rush into the arms of a complete stranger, and in happy confidence open their hearts to him. Thus it is that monks and the like, who have given up the world and are strangers to it, are such good people to turn to for advice.
We often see that people with a lot of experience are the most open and friendly when interacting with complete strangers, even when they have no personal interest in them. This happens because experienced individuals understand that it’s almost impossible for people who have any kind of relationship to be completely honest and straightforward with each other; there’s always some level of tension because they’re looking out for their own interests, whether in the short term or long term. They might regret this reality, but they accept it; so they leave their familiar surroundings, rush toward a complete stranger, and confidently open up to them. This is why monks and others who have withdrawn from the world and are unfamiliar with it can be such great sources of advice.
It is only by practising mutual restraint and self-denial that we can act and talk with other people; and, therefore, if we have to converse at all, it can only be with a feeling of resignation. For if we seek society, it is because we want fresh impressions: these come from without, and are therefore foreign to ourselves. If a man fails to perceive this, and, when he seeks the society of others, is unwilling to practise resignation, and absolutely refuses to deny himself, nay, demands that others, who are altogether different from himself, shall nevertheless be just what he wants them to be for the moment, according to the degree of education which he has reached, or according to his intellectual powers or his mood—the man, I say, who does this, is in contradiction with himself. For while he wants some one who shall be different from himself, and wants him just because he is different, for the sake of society and fresh influence, he nevertheless demands that this other individual shall precisely resemble the imaginary creature who accords with his mood, and have no thoughts but those which he has himself.
It's only by practicing mutual restraint and self-denial that we can interact and communicate with others; so if we have to engage at all, it can only be with a sense of acceptance. When we seek out company, it's because we desire new experiences: these come from outside ourselves and are therefore unfamiliar. If someone fails to recognize this and, when seeking the company of others, is unwilling to accept limitations, completely refuses to hold back, and insists that others, who are fundamentally different from him, should nonetheless be exactly what he wants them to be in that moment—based on his level of education, intellectual abilities, or mood—that person is being contradictory. He wants someone different precisely because they are different, for the sake of companionship and new influences, yet he still demands that this other person mirror the idealized version that fits his mood and share only the thoughts he possesses.
Women are very liable to subjectivity of this kind; but men are not free from it either.
Women are often prone to this kind of subjectivity; however, men aren't free from it either.
I observed once to Goethe, in complaining of the illusion and vanity of life, that when a friend is with us we do not think the same of him as when he is away. He replied: "Yes! because the absent friend is yourself, and he exists only in your head; whereas the friend who is present has an individuality of his own, and moves according to laws of his own, which cannot always be in accordance with those which you form for yourself."
I once mentioned to Goethe, while complaining about the illusion and vanity of life, that when a friend is with us, we don’t think about them the same way we do when they’re away. He replied, "Yes! Because the absent friend is really just an idea you have in your head, while the friend who is here has their own individuality and acts according to their own rules, which might not always match the ones you set for yourself."
A good supply of resignation is of the first importance in providing for the journey of life. It is a supply which we shall have to extract from disappointed hopes; and the sooner we do it, the better for the rest of the journey.
A healthy dose of acceptance is crucial for navigating through life. It’s something we’ll need to draw from our unfulfilled dreams, and the sooner we can do this, the better for the remainder of our journey.
How should a man be content so long as he fails to obtain complete unity in his inmost being? For as long as two voices alternately speak in him, what is right for one must be wrong for the other. Thus he is always complaining. But has any man ever been completely at one with himself? Nay, is not the very thought a contradiction?
How can a man be truly satisfied if he hasn’t achieved complete harmony within himself? As long as conflicting voices speak within him, what feels right for one side will feel wrong for the other. He will always be complaining. But has any man ever really been entirely at peace with himself? Isn’t the idea itself a contradiction?
That a man shall attain this inner unity is the impossible and inconsistent pretension put forward by almost all philosophers.{1} For as a man it is natural to him to be at war with himself as long as he lives. While he can be only one thing thoroughly, he has the disposition to be everything else, and the inalienable possibility of being it. If he has made his choice of one thing, all the other possibilities are always open to him, and are constantly claiming to be realised; and he has therefore to be continuously keeping them back, and to be overpowering and killing them as long as he wants to be that one thing. For example, if he wants to think only, and not act and do business, the disposition to the latter is not thereby destroyed all at once; but as long as the thinker lives, he has every hour to keep on killing the acting and pushing man that is within him; always battling with himself, as though he were a monster whose head is no sooner struck off than it grows again. In the same way, if he is resolved to be a saint, he must kill himself so far as he is a being that enjoys and is given over to pleasure; for such he remains as long as he lives. It is not once for all that he must kill himself: he must keep on doing it all his life. If he has resolved upon pleasure, whatever be the way in which it is to be obtained, his lifelong struggle is with a being that desires to be pure and free and holy; for the disposition remains, and he has to kill it every hour. And so on in everything, with infinite modifications; it is now one side of him, and now the other, that conquers; he himself is the battlefield. If one side of him is continually conquering, the other is continually struggling; for its life is bound up with his own, and, as a man, he is the possibility of many contradictions.
That a person can achieve inner unity is the unrealistic and contradictory claim made by almost all philosophers.{1} As a human, it's natural for him to be at war with himself throughout his life. While he can fully commit to one thing, he has the potential to embrace everything else and the unavoidable option of becoming it. If he chooses one path, all the other possibilities remain available and constantly urge to be realized; thus, he must continuously hold them back and suppress them as long as he wants to pursue that one thing. For instance, if he decides to focus solely on thinking and not on acting or doing business, the tendency to act doesn't just vanish; as long as the thinker lives, he must continuously suppress the doer within him, always battling himself, as if he were a monster whose head grows back as soon as it's cut off. Similarly, if he aims to be a saint, he must suppress his enjoyment and pleasures because those desires persist as long as he lives. It's not a one-time act of suppression; he must keep doing it throughout his life. If he chooses pleasure, in whatever form it may take, his lifelong struggle is against the part of him that seeks purity, freedom, and holiness; that desire always remains, and he must confront it every hour. And this pattern continues in everything, with countless variations; sometimes one side prevails, and sometimes the other does; he himself is the battleground. When one side consistently wins, the other is always fighting back because its existence is tied to his own, making him, as a human, a vessel of many contradictions.
{Footnote 1: Audacter licet profitearis, summum bonum esse anímí concordian.—Seneca.}
{Footnote 1: You may boldly declare that the highest good is harmony of the soul.—Seneca.}
How is inner unity even possible under such circumstances? It exists neither in the saint nor in the sinner; or rather, the truth is that no man is wholly one or the other. For it is men they have to be; that is, luckless beings, fighters and gladiators in the arena of life.
How is inner unity possible in these circumstances? It exists neither in the saint nor in the sinner; in fact, the truth is that no person is completely one or the other. Because they are people they have to be; that is, unfortunate beings, fighters and gladiators in the arena of life.
To be sure, the best thing he can do is to recognise which part of him smarts the most under defeat, and let it always gain the victory. This he will always be able to do by the use of his reason, which is an ever-present fund of ideas. Let him resolve of his own free will to undergo the pain which the defeat of the other part involves. This is character. For the battle of life cannot be waged free from all pain; it cannot come to an end without bloodshed; and in any case a man must suffer pain, for he is the conquered as well as the conqueror. Haec est vivendi conditio.
To be sure, the best thing he can do is recognize which part of him hurts the most during defeat, and always let that part win. He can do this by using his reason, which is an endless source of ideas. He should willingly choose to face the pain that comes from the defeat of the other part. This is character. The struggle of life can’t be fought without some pain; it can’t end without some kind of sacrifice; and in any case, a person must endure suffering because he is both the defeated and the victor. Haec est vivendi conditio.
The clever man, when he converses, will think less of what he is saying that of the person with whom he is speaking; for then he is sure to say nothing which he will afterwards regret; he is sure not to lay himself open, nor to commit an indiscretion. But his conversation will never be particularly interesting.
The smart person, when they talk, will focus less on what they're saying and more on the person they're speaking to; this way, they're unlikely to say anything they’ll regret later; they will avoid putting themselves at risk or making a mistake. However, their conversation will probably never be all that engaging.
An intellectual man readily does the opposite, and with him the person with whom he converses is often no more than the mere occasion of a monologue; and it often happens that the other then makes up for his subordinate rôle by lying in wait for the man of intellect, and drawing his secrets out of him.
An intellectual person often does the opposite, and for him, the person he's talking to is usually just a chance for a monologue; it often happens that the other person compensates for their lesser role by waiting for the intellectual to let slip his secrets.
Nothing betrays less knowledge of humanity than to suppose that, if a man has a great many friends, it is a proof of merit and intrinsic value: as though men gave their friendship according to value and merit! as though they were not, rather, just like dogs, which love the person that pats them and gives them bits of meat, and never trouble themselves about anything else! The man who understands how to pat his fellows best, though they be the nastiest brutes,—that's the man who has many friends.
Nothing shows a lack of understanding of human nature more than thinking that if someone has a lot of friends, it means they are truly worthy or valuable. It's as if friendships are given based on someone's worth! People tend to act more like dogs, loving whoever shows them kindness and gives them treats, without thinking about anything else. The person who knows how to give the best praise to others, even if they are the worst types, is the one who has many friends.
It is the converse that is true. Men of great intellectual worth, or, still more, men of genius, can have only very few friends; for their clear eye soon discovers all defects, and their sense of rectitude is always being outraged afresh by the extent and the horror of them. It is only extreme necessity that can compel such men not to betray their feelings, or even to stroke the defects as if they were beautiful additions. Personal love (for we are not speaking of the reverence which is gained by authority) cannot be won by a man of genius, unless the gods have endowed him with an indestructible cheerfulness of temper, a glance that makes the world look beautiful, or unless he has succeeded by degrees in taking men exactly as they are; that is to say, in making a fool of the fools, as is right and proper. On the heights we must expect to be solitary.
It's the opposite that’s true. Greatly intelligent people, or even more so, geniuses, tend to have very few friends; their keen insight quickly reveals all the flaws, and their strong sense of justice is constantly shocked by how pervasive and shocking those flaws can be. Only extreme necessity can force these individuals not to express their true feelings or to pretend that these flaws are appealing traits. Personal love (since we aren't talking about the respect earned by authority) isn't something a genius can win unless the gods have granted him an unbreakable cheerfulness, a gaze that makes the world seem beautiful, or unless he has gradually learned to accept people just as they are; in other words, to mock the foolish appropriately. At greater heights, we should expect to feel alone.
Our constant discontent is for the most part rooted in the impulse of self-preservation. This passes into a kind of selfishness, and makes a duty out of the maxim that we should always fix our minds upon what we lack, so that we may endeavour to procure it. Thus it is that we are always intent on finding out what we want, and on thinking of it; but that maxim allows us to overlook undisturbed the things which we already possess; and so, as soon as we have obtained anything, we give it much less attention than before. We seldom think of what we have, but always of what we lack.
Our ongoing dissatisfaction mostly comes from the instinct for self-preservation. This leads to a form of selfishness, where we feel it’s our duty to focus on what we don’t have, so we can try to get it. As a result, we’re always preoccupied with figuring out what we want and thinking about it; however, this mindset makes us ignore the things we already have. So, once we get something, we pay a lot less attention to it than we did before. We rarely consider what we have, but we're always thinking about what we lack.
This maxim of egoism, which has, indeed, its advantages in procuring the means to the end in view, itself concurrently destroys the ultimate end, namely, contentment; like the bear in the fable that throws a stone at the hermit to kill the fly on his nose. We ought to wait until need and privation announce themselves, instead of looking for them. Minds that are naturally content do this, while hypochondrists do the reverse.
This principle of self-interest, which does have its benefits in achieving the desired goals, ultimately undermines the true goal—happiness; similar to the bear in the fable that throws a stone at the hermit to swat the fly on his nose. We should wait until necessity and hardship present themselves, rather than seeking them out. People who are naturally content do this, while those who are overly anxious do the opposite.
A man's nature is in harmony with itself when he desires to be nothing but what he is; that is to say, when he has attained by experience a knowledge of his strength and of his weakness, and makes use of the one and conceals the other, instead of playing with false coin, and trying to show a strength which he does not possess. It is a harmony which produces an agreeable and rational character; and for the simple reason that everything which makes the man and gives him his mental and physical qualities is nothing but the manifestation of his will; is, in fact, what he wills. Therefore it is the greatest of all inconsistencies to wish to be other than we are.
A person's true nature is in balance when they want to be nothing more than what they are; in other words, when they've learned through experience what their strengths and weaknesses are, using their strengths wisely and hiding their weaknesses, rather than pretending to be strong when they aren't. This balance creates a pleasant and rational character because everything that shapes a person and defines their mental and physical traits is simply an expression of their will; it is, in fact, what they will. Therefore, it is the utmost inconsistency to desire to be different from who we truly are.
People of a strange and curious temperament can be happy only under strange circumstances, such as suit their nature, in the same way as ordinary circumstances suit the ordinary man; and such circumstances can arise only if, in some extraordinary way, they happen to meet with strange people of a character different indeed, but still exactly suited to their own. That is why men of rare or strange qualities are seldom happy.
People with unusual and curious personalities can only find happiness in odd situations that match their nature, just like typical situations work for the average person. These unique circumstances can only happen if, in some exceptional way, they come across strange people who are different but still perfectly suited to them. That's why individuals with rare or strange qualities are rarely happy.
All this pleasure is derived from the use and consciousness of power; and the greatest of pains that a man can feel is to perceive that his powers fail just when he wants to use them. Therefore it will be advantageous for every man to discover what powers he possesses, and what powers he lacks. Let him, then, develop the powers in which he is pre-eminent, and make a strong use of them; let him pursue the path where they will avail him; and even though he has to conquer his inclinations, let him avoid the path where such powers are requisite as he possesses only in a low degree. In this way he will often have a pleasant consciousness of strength, and seldom a painful consciousness of weakness; and it will go well with him. But if he lets himself be drawn into efforts demanding a kind of strength quite different from that in which he is pre-eminent, he will experience humiliation; and this is perhaps the most painful feeling with which a man can be afflicted.
All this enjoyment comes from having and being aware of power; and the worst pain a person can feel is realizing that their abilities fail them just when they need them. So, it’s important for everyone to figure out what abilities they have and what they don’t. They should then enhance the strengths they excel in and make good use of them; they should follow the path where those strengths can benefit them, and even if it means overcoming their preferences, they should steer clear of paths where they only have a weak level of the necessary strengths. This way, they’ll often feel a sense of strength and rarely feel the pain of weakness, leading to a better life. But if they allow themselves to get involved in tasks that require a type of strength different from the one they excel in, they’ll face humiliation; this is possibly the most painful emotion a person can experience.
Yet there are two sides to everything. The man who has insufficient self-confidence in a sphere where he has little power, and is never ready to make a venture, will on the one hand not even learn how to use the little power that he has; and on the other, in a sphere in which he would at least be able to achieve something, there will be a complete absence of effort, and consequently of pleasure. This is always hard to bear; for a man can never draw a complete blank in any department of human welfare without feeling some pain.
Yet there are two sides to everything. The person who lacks self-confidence in an area where they have little control, and is never willing to take a risk, will not only fail to learn how to use the little power they do have; but also, in an area where they could actually accomplish something, there will be a total lack of effort, and therefore no enjoyment. This is always difficult to endure; for a person can never completely fail in any aspect of human well-being without experiencing some pain.
As a child, one has no conception of the inexorable character of the laws of nature, and of the stubborn way in which everything persists in remaining what it is. The child believes that even lifeless things are disposed to yield to it; perhaps because it feels itself one with nature, or, from mere unacquaintance with the world, believes that nature is disposed to be friendly. Thus it was that when I was a child, and had thrown my shoe into a large vessel full of milk, I was discovered entreating the shoe to jump out. Nor is a child on its guard against animals until it learns that they are ill-natured and spiteful. But not before we have gained mature experience do we recognise that human character is unalterable; that no entreaty, or representation, or example, or benefit, will bring a man to give up his ways; but that, on the contrary, every man is compelled to follow his own mode of acting and thinking, with the necessity of a law of nature; and that, however we take him, he always remains the same. It is only after we have obtained a clear and profound knowledge of this fact that we give up trying to persuade people, or to alter them and bring them round to our way of thinking. We try to accommodate ourselves to theirs instead, so far as they are indispensable to us, and to keep away from them so far as we cannot possibly agree.
As a child, you don’t really grasp the unchanging nature of the laws of nature and how stubbornly everything stays the way it is. A child thinks even inanimate objects will bend to its will; maybe because it feels connected to nature, or simply because it's unfamiliar with the world and believes nature is friendly. I remember when I was a kid, throwing my shoe into a big bowl of milk and trying to convince the shoe to jump out. Kids also aren’t cautious around animals until they learn that they can be unfriendly and spiteful. It’s only after we gain some life experience that we realize human character is set in stone; no amount of pleading, persuasion, or example, and no benefits will change someone's ways. Instead, everyone is driven to act and think in their own way, as if compelled by a natural law; no matter how you approach them, they always stay the same. It’s only when we truly understand this that we stop trying to change others or persuade them to see things our way. Instead, we try to adapt to their views as much as we need to and avoid them when we can't possibly agree.
Ultimately we come to perceive that even in matters of mere intellect—although its laws are the same for all, and the subject as opposed to the object of thought does not really enter into individuality—there is, nevertheless, no certainty that the whole truth of any matter can be communicated to any one, or that any one can be persuaded or compelled to assent to it; because, as Bacon says, intellectus humanus luminis sicci non est: the light of the human intellect is coloured by interest and passion.
Ultimately, we realize that even in intellectual matters—although the rules apply to everyone and the subject of thought doesn't truly factor into individuality—there's still no guarantee that the complete truth about anything can be communicated to anyone, or that anyone can be convinced or forced to agree with it. As Bacon says, intellectus humanus luminis sicci non est: the light of human intellect is tinted by personal interests and emotions.
It is just because all happiness is of a negative character that, when we succeed in being perfectly at our ease, we are not properly conscious of it. Everything seems to pass us softly and gently, and hardly to touch us until the moment is over; and then it is the positive feeling of something lacking that tells us of the happiness which has vanished; it is then that we observe that we have failed to hold it fast, and we suffer the pangs of self-reproach as well as of privation.
It's simply because all happiness is a negative feeling that, when we manage to be completely at ease, we're not really aware of it. Everything seems to flow by gently and barely affects us until the moment has passed; then it's the undeniable sense of something missing that reminds us of the happiness that’s gone. At that point, we realize we haven't been able to keep it close, and we feel not only the sting of regret but also the pain of loss.
Every happiness that a man enjoys, and almost every friendship that he cherishes, rest upon illusion; for, as a rule, with increase of knowledge they are bound to vanish. Nevertheless, here as elsewhere, a man should courageously pursue truth, and never weary of striving to settle accounts with himself and the world. No matter what happens to the right or to the left of him,—be it a chimaera or fancy that makes him happy, let him take heart and go on, with no fear of the desert which widens to his view. Of one thing only must he be quite certain: that under no circumstances will he discover any lack of worth in himself when the veil is raised; the sight of it would be the Gorgon that would kill him. Therefore, if he wants to remain undeceived, let him in his inmost being feel his own worth. For to feel the lack of it is not merely the greatest, but also the only true affliction; all other sufferings of the mind may not only be healed, but may be immediately relieved, by the secure consciousness of worth. The man who is assured of it can sit down quietly under sufferings that would otherwise bring him to despair; and though he has no pleasures, no joys and no friends, he can rest in and on himself; so powerful is the comfort to be derived from a vivid consciousness of this advantage; a comfort to be preferred to every other earthly blessing. Contrarily, nothing in the world can relieve a man who knows his own worthlessness; all that he can do is to conceal it by deceiving people or deafening them with his noise; but neither expedient will serve him very long.
Every happiness a person experiences, and almost every friendship they value, is based on illusion; usually, as knowledge increases, these things fade away. Still, like in all areas of life, a person should bravely seek the truth and never tire of grappling with themselves and the world. No matter what happens around them—whether it’s a fantasy or something that brings them joy—they should stay hopeful and keep moving forward, without fearing the emptiness that lies ahead. There’s one thing they must be absolutely sure of: under no circumstances will they find a lack of value within themselves when the mask is lifted; seeing that would be like facing a monster that could destroy them. So, if they wish to remain unfooled, they should truly feel their own worth deep inside. To lack that feeling isn't just the greatest, but the only real suffering; all other mental anguish can be healed or even instantly eased by a firm sense of self-worth. A person who is confident in their value can endure hardships that would otherwise drive them to despair; even without pleasures, joys, or friends, they can find peace within themselves. The comfort that comes from a strong sense of this advantage is more desirable than any other earthly blessing. Conversely, nothing can ease the pain of someone who feels worthless; all they can do is hide it by fooling others or drowning them out with noise, but neither method will last long.
We must always try to preserve large views. If we are arrested by details we shall get confused, and see things awry. The success or the failure of the moment, and the impression that they make, should count for nothing.{1}
We should always aim to keep the big picture in mind. If we get caught up in the details, we'll become confused and see things incorrectly. The success or failure of a moment, and the impression they leave, shouldn't matter at all.{1}
{Footnote 1: Translator's Note.—Schopenhauer, for some reason that is not apparent, wrote this remark in French.}
{Footnote 1: Translator's Note.—Schopenhauer wrote this comment in French for reasons that aren't clear.}
How difficult it is to learn to understand oneself, and clearly to recognise what it is that one wants before anything else; what it is, therefore, that is most immediately necessary to our happiness; then what comes next; and what takes the third and the fourth place, and so on.
How hard it is to learn to understand yourself and clearly recognize what you want above everything else; what is most essential for your happiness; then what comes next; and what takes the third and fourth spots, and so on.
Yet, without this knowledge, our life is planless, like a captain without a compass.
Yet, without this knowledge, our life is aimless, like a captain without a compass.
The sublime melancholy which leads us to cherish a lively conviction of the worthlessness of everything of all pleasures and of all mankind, and therefore to long for nothing, but to feel that life is merely a burden which must be borne to an end that cannot be very distant, is a much happier state of mind than any condition of desire, which, be it never so cheerful, would have us place a value on the illusions of the world, and strive to attain them.
The deep sadness that makes us truly believe that everything—every pleasure and every person—is worthless leads us to want for nothing. Instead, we simply feel that life is just a burden we have to carry until the end, which isn’t far away. This mindset is actually a much happier state of being than any desire. Even if that desire is cheerful, it makes us value the illusions of the world and pushes us to chase after them.
This is a fact which we learn from experience; and it is clear, à priori, that one of these is a condition of illusion, and the other of knowledge.
This is a fact we learn from experience; and it’s clear, à priori, that one of these is a condition of illusion, and the other of knowledge.
Whether it is better to marry or not to marry is a question which in very many cases amounts to this: Are the cares of love more endurable than the anxieties of a livelihood?
Whether it's better to marry or not is a question that often comes down to this: Are the challenges of love easier to handle than the worries of making a living?
Marriage is a trap which nature sets for us. {1}
Marriage is a trap that nature sets for us. {1}
{Footnote 1: Translator's Note.—Also in French.}
{Footnote 1: Translator's Note.—Also available in French.}
Poets and philosophers who are married men incur by that very fact the suspicion that they are looking to their own welfare, and not to the interests of science and art.
Poets and philosophers who are married often raise the suspicion that they are more concerned with their own well-being than with the interests of science and art.
Habit is everything. Hence to be calm and unruffled is merely to anticipate a habit; and it is a great advantage not to need to form it.
Habit is everything. So, staying calm and composed is just about expecting a habit; and it’s a big advantage not to have to develop it.
"Personality is the element of the greatest happiness." Since pain and boredom are the two chief enemies of human happiness, nature has provided our personality with a protection against both. We can ward off pain, which is more often of the mind than of the body, by cheerfulness; and boredom by intelligence. But neither of these is akin to the other; nay, in any high degree they are perhaps incompatible. As Aristotle remarks, genius is allied to melancholy; and people of very cheerful disposition are only intelligent on the surface. The better, therefore, anyone is by nature armed against one of these evils, the worse, as a rule, is he armed against the other.
"Personality is the key to the greatest happiness." Since pain and boredom are the two main enemies of human happiness, nature has equipped our personality with a defense against both. We can fend off pain, which is often more mental than physical, through cheerfulness; and we can combat boredom with intelligence. However, these qualities are not really similar; in fact, to a significant extent, they may even be incompatible. As Aristotle points out, genius is linked to melancholy, while people who are very cheerful tend to be only superficially intelligent. Therefore, the better someone is naturally equipped to handle one of these challenges, the worse they usually are at handling the other.
There is no human life that is free from pain and boredom; and it is a special favour on the part of fate if a man is chiefly exposed to the evil against which nature has armed him the better; if fate, that is, sends a great deal of pain where there is a very cheerful temper in which to bear it, and much leisure where there is much intelligence, but not vice versâ. For if a man is intelligent, he feels pain doubly or trebly; and a cheerful but unintellectual temper finds solitude and unoccupied leisure altogether unendurable.
There’s no human life that’s free from pain and boredom, and it’s a real blessing from fate if someone mainly faces the hardships that nature has equipped them to handle better. If fate, for example, brings a lot of pain to someone with a very positive attitude to cope with it, and gives plenty of free time to someone who is highly intelligent, but not the other way around. Because if a person is smart, they feel pain even more intensely; while someone who is cheerful but not very intellectual finds solitude and unoccupied leisure completely unbearable.
In the sphere of thought, absurdity and perversity remain the masters of this world, and their dominion is suspended only for brief periods. Nor is it otherwise in art; for there genuine work, seldom found and still more seldom appreciated, is again and again driven out by dullness, insipidity, and affectation.
In the realm of ideas, absurdity and perversity are still in control, and their rule lasts only for short spells. The same goes for art; true creativity, which is rare and even rarer to be valued, is constantly pushed aside by boredom, blandness, and pretentiousness.
It is just the same in the sphere of action. Most men, says Bias, are bad. Virtue is a stranger in this world; and boundless egoism, cunning and malice, are always the order of the day. It is wrong to deceive the young on this point, for it will only make them feel later on that their teachers were the first to deceive them. If the object is to render the pupil a better man by telling him that others are excellent, it fails; and it would be more to the purpose to say: Most men are bad, it is for you to be better. In this way he would, at least, be sent out into the world armed with a shrewd foresight, instead of having to be convinced by bitter experience that his teachers were wrong.
It’s the same in terms of action. Most people, says Bias, are not good. Virtue is rare in this world, and rampant selfishness, deceit, and malice are the norm. It’s wrong to mislead the young about this, as it will only make them feel later that their teachers were the first to lie to them. If the goal is to make the student a better person by telling him that others are great, it won’t work; it would be more effective to say: Most people are not good, so you need to be better. This way, he would at least go out into the world with clear awareness, instead of having to learn through painful experience that his teachers were mistaken.
All ignorance is dangerous, and most errors must be dearly paid. And good luck must he have that carries unchastised an error in his head unto his death.{1}
All ignorance is risky, and most mistakes come with a high cost. And he is truly fortunate who goes to his death carrying an uncorrected mistake in his mind.{1}
{Footnote 1: Translator's Note.—This, again, is Schopenhauer's own English.}
{Footnote 1: Translator's Note.—This is Schopenhauer's own English again.}
Every piece of success has a doubly beneficial effect upon us when, apart from the special and material advantage which it brings it is accompanied by the enlivening assurance that the world, fate, or the daemon within, does not mean so badly with us, nor is so opposed to our prosperity as we had fancied; when, in fine, it restores our courage to live.
Every success has a twofold benefit for us; not only does it provide us with specific and tangible advantages, but it also brings the uplifting reassurance that the world, fate, or the inner spirit doesn’t mean as poorly for us, nor is it as against our success as we had imagined. Ultimately, it renews our courage to keep living.
Similarly, every misfortune or defeat has, in the contrary sense, an effect that is doubly depressing.
Similarly, every misfortune or defeat has, on the flip side, an effect that is even more discouraging.
If we were not all of us exaggeratedly interested in ourselves, life would be so uninteresting that no one could endure it.
If we weren't all overly focused on ourselves, life would be so boring that no one could stand it.
Everywhere in the world, and under all circumstances, it is only by force that anything can be done; but power is mostly in bad hands, because baseness is everywhere in a fearful majority.
Everywhere in the world, and in every situation, things can only be accomplished through force; however, power is mostly held by those with bad intentions, as dishonesty is alarmingly common.
Why should it be folly to be always intent on getting the greatest possible enjoyment out of the moment, which is our only sure possession? Our whole life is no more than a magnified present, and in itself as fleeting.
Why is it foolish to be constantly focused on getting the most enjoyment from the moment, which is our only guaranteed possession? Our entire life is just an amplified present, and it’s just as temporary.
As a consequence of his individuality and the position in which he is placed, everyone without exception lives in a certain state of limitation, both as regards his ideas and the opinions which he forms. Another man is also limited, though not in the same way; but should he succeed in comprehending the other's limitation he can confuse and abash him, and put him to shame, by making him feel what his limitation is, even though the other be far and away his superior. Shrewd people often employ this circumstance to obtain a false and momentary advantage.
As a result of his uniqueness and the situation he finds himself in, everyone, without exception, lives with certain limitations regarding their ideas and the opinions they form. Another person is also limited, but in a different way; however, if he manages to understand the other person’s limitations, he can confuse and embarrass him, making him aware of his shortcomings, even if the other person is clearly superior. Clever individuals often take advantage of this situation to gain a temporary and misleading edge.
The only genuine superiority is that of the mind and character; all other kinds are fictitious, affected, false; and it is good to make them feel that it is so when they try to show off before the superiority that is true.{1}
The only real superiority is that of the mind and character; all other kinds are fake, pretentious, and false. It's important to let them know this when they try to flaunt their so-called superiority. {1}
{Footnote 1: Translator's Note.—In the original this also is in French.}
{Footnote 1: Translator's Note.—In the original, this is also in French.}
All the world's a stage, And all the men and women merely players.
Everyone's just playing a role on the world's stage, And all the people are just actors.
Exactly! Independently of what a man really is in himself, he has a part to play, which fate has imposed upon him from without, by determining his rank, education, and circumstances. The most immediate application of this truth appears to me to be that in life, as on the stage, we must distinguish between the actor and his part; distinguish, that is, the man in himself from his position and reputation—- from the part which rank and circumstances have imposed upon him. How often it is that the worst actor plays the king, and the best the beggar! This may happen in life, too; and a man must be very crude to confuse the actor with his part.
Exactly! No matter what a person really is on the inside, they have a role to play that fate has assigned to them from the outside, based on their status, education, and circumstances. The most direct application of this truth seems to me to be that in life, just like on stage, we need to separate the actor from their role; we need to differentiate the person from their position and reputation—from the role assigned to them by status and circumstances. How often does the worst actor play the king, while the best plays the beggar! This can happen in life too; and someone must be very crude to confuse the actor with their role.
Our life is so poor that none of the treasures of the world can make it rich; for the sources of enjoyment are soon found to be all very scanty, and it is in vain that we look for one that will always flow. Therefore, as regards our own welfare, there are only two ways in which we can use wealth. We can either spend it in ostentatious pomp, and feed on the cheap respect which our imaginary glory will bring us from the infatuated crowd; or, by avoiding all expenditure that will do us no good, we can let our wealth grow, so that we may have a bulwark against misfortune and want that shall be stronger and better every day; in view of the fact that life, though it has few delights, is rich in evils.
Our lives are so lacking that none of the world's treasures can truly enrich us; the sources of joy quickly prove to be very limited, and it's pointless to seek one that will never run dry. So, when it comes to our own well-being, we have only two ways to use wealth. We can either spend it on flashy displays and seek the superficial respect that our imagined glory will bring us from the blinded crowd; or, by avoiding any spending that doesn’t benefit us, we can allow our wealth to grow, creating a strong and better shield against misfortune and need each day, especially since life, while it offers few pleasures, is abundant in hardships.
It is just because our real and inmost being is will that it is only by its exercise that we can attain a vivid consciousness of existence, although this is almost always attended by pain. Hence it is that existence is essentially painful, and that many persons for whose wants full provision is made arrange their day in accordance with extremely regular, monotonous, and definite habits. By this means they avoid all the pain which the movement of the will produces; but, on the other hand, their whole existence becomes a series of scenes and pictures that mean nothing. They are hardly aware that they exist. Nevertheless, it is the best way of settling accounts with life, so long as there is sufficient change to prevent an excessive feeling of boredom. It is much better still if the Muses give a man some worthy occupation, so that the pictures which fill his consciousness have some meaning, and yet not a meaning that can be brought into any relation with his will.
Our true and deepest nature is will, and it's only through exercising this will that we can become fully aware of our existence, even though that awareness often comes with pain. This is why existence is fundamentally painful, and many people who have their needs met create their days around strict, repetitive, and clear routines. This way, they can avoid the discomfort that comes from exercising their will; however, their lives turn into a sequence of scenes and images that lack significance. They barely recognize that they are alive. Still, it’s a practical way to cope with life, as long as there’s enough change to keep boredom at bay. It’s even better if the Muses inspire someone with meaningful work, so that the images in their mind carry some weight, yet not a weight that connects to their will.
A man is wise only on condition of living in a world full of fools.
A man is wise only if he lives in a world full of fools.
GENIUS AND VIRTUE.
When I think, it is the spirit of the world which is striving to express its thought; it is nature which is trying to know and fathom itself. It is not the thoughts of some other mind, which I am endeavouring to trace; but it is I who transform that which exists into something which is known and thought, and would otherwise neither come into being nor continue in it.
When I think, it's the spirit of the world trying to express its ideas; it's nature attempting to understand and explore itself. I'm not trying to follow someone else's thoughts; instead, I transform what exists into something that is known and thought about, which wouldn’t come into being or persist otherwise.
In the realm of physics it was held for thousands of years to be a fact beyond question that water was a simple and consequently an original element. In the same way in the realm of metaphysics it was held for a still longer period that the ego was a simple and consequently an indestructible entity. I have shown, however, that it is composed of two heterogeneous parts, namely, the Will, which is metaphysical in its character, a thing in itself, and the knowing subject, which is physical and a mere phenomenon.
In the field of physics, it was accepted for thousands of years as an undeniable fact that water was a simple and therefore original element. Similarly, in the field of metaphysics, it was believed for an even longer time that the ego was a simple and thus an indestructible entity. However, I have demonstrated that it consists of two distinct parts: the Will, which is metaphysical in nature and a thing in itself, and the knowing subject, which is physical and merely a phenomenon.
Let me illustrate what I mean. Take any large, massive, heavy building: this hard, ponderous body that fills so much space exists, I tell you, only in the soft pulp of the brain. There alone, in the human brain, has it any being. Unless you understand this, you can go no further.
Let me show you what I mean. Consider any large, heavy building: this solid, bulky structure that takes up so much space exists, I assure you, only in the soft tissue of the brain. It only truly exists in the human brain. If you don’t grasp this, you can’t move forward.
Truly it is the world itself that is a miracle; the world of material bodies. I looked at two of them. Both were heavy, symmetrical, and beautiful. One was a jasper vase with golden rim and golden handles; the other was an organism, an animal, a man. When I had sufficiently admired their exterior, I asked my attendant genius to allow me to examine the inside of them; and I did so. In the vase I found nothing but the force of gravity and a certain obscure desire, which took the form of chemical affinity. But when I entered into the other—how shall I express my astonishment at what I saw? It is more incredible than all the fairy tales and fables that were ever conceived. Nevertheless, I shall try to describe it, even at the risk of finding no credence for my tale.
Truly, the world itself is a miracle; the world of physical things. I looked at two of them. Both were heavy, symmetrical, and beautiful. One was a jasper vase with a golden rim and golden handles; the other was a living being, an animal, a man. After I had admired their outward appearances enough, I asked my guiding spirit to let me explore their interiors; and I did. Inside the vase, I found nothing but the force of gravity and a certain vague desire, which manifested as chemical attraction. But when I looked into the other—how can I express my astonishment at what I discovered? It’s more unbelievable than all the fairy tales and fables ever created. Still, I will try to describe it, even at the risk of not being believed.
In this second thing, or rather in the upper end of it, called the head, which on its exterior side looks like anything else—a body in space, heavy, and so on—I found no less an object than the whole world itself, together with the whole of the space in which all of it exists, and the whole of the time in which all of it moves, and finally everything that fills both time and space in all its variegated and infinite character; nay, strangest sight of all, I found myself walking about in it! It was no picture that I saw; it was no peep-show, but reality itself. This it is that is really and truly to be found in a thing which is no bigger than a cabbage, and which, on occasion, an executioner might strike off at a blow, and suddenly smother that world in darkness and night. The world, I say, would vanish, did not heads grow like mushrooms, and were there not always plenty of them ready to snatch it up as it is sinking down into nothing, and keep it going like a ball. This world is an idea which they all have in common, and they express the community of their thought by the word "objectivity."
In this second part, or rather at the top of it, called the head, which from the outside looks like anything else—a body in space, heavy, and so on—I discovered no less than the entire world itself, along with all the space where it exists, all the time in which it moves, and everything that fills both time and space in all its diverse and infinite forms; indeed, the strangest sight of all was that I found myself walking around in it! It wasn’t just a picture I was seeing; it wasn’t some sort of illusion, but reality itself. This is what can truly be found in something no bigger than a cabbage, which, at any moment, an executioner might cut off in one blow, suddenly plunging that world into darkness and night. The world, I say, would disappear if heads didn’t grow like mushrooms, and if there weren’t always plenty of them ready to catch it as it sinks into nothing, keeping it alive like a ball. This world is an idea that everyone shares, and they express their shared understanding with the word “objectivity.”
In the face of this vision I felt as if I were Ardschuna when Krishna appeared to him in his true majesty, with his hundred thousand arms and eyes and mouths.
In front of this vision, I felt like Ardschuna when Krishna showed himself in his true glory, with his countless arms, eyes, and mouths.
When I see a wide landscape, and realise that it arises by the operation of the functions of my brain, that is to say, of time, space, and casuality, on certain spots which have gathered on my retina, I feel that I carry it within me. I have an extraordinarily clear consciousness of the identity of my own being with that of the external world.
When I look at a vast landscape and understand that it comes from how my brain works—specifically, through time, space, and causality—on certain points my eyes have captured, I feel that I hold it inside me. I have a very clear awareness of my own existence being connected to the external world.
Nothing provides so vivid an illustration of this identity as a dream. For in a dream other people appear to be totally distinct from us, and to possess the most perfect objectivity, and a nature which is quite different from ours, and which often puzzles, surprises, astonishes, or terrifies us; and yet it is all our own self. It is even so with the will, which sustains the whole of the external world and gives it life; it is the same will that is in ourselves, and it is there alone that we are immediately conscious of it. But it is the intellect, in ourselves and in others, which makes all these miracles possible; for it is the intellect which everywhere divides actual being into subject and object; it is a hall of phantasmagorical mystery, inexpressibly marvellous, incomparably magical.
Nothing illustrates this identity more vividly than a dream. In a dream, other people seem completely separate from us and appear to have perfect objectivity and a nature that's totally different from ours, often confusing, surprising, astonishing, or scaring us; and yet, it’s all a part of our own self. The same goes for the will, which sustains the entire external world and gives it life; it's the same will that exists within us, and we’re only aware of it within ourselves. But it’s the intellect, in ourselves and others, that makes all these wonders possible; for it’s the intellect that divides actual existence into subject and object everywhere; it’s a hall of phantasmagorical mystery, unimaginably amazing, and incredibly magical.
The difference in degree of mental power which sets so wide a gulf between the genius and the ordinary mortal rests, it is true, upon nothing else than a more or less perfect development of the cerebral system. But it is this very difference which is so important, because the whole of the real world in which we live and move possesses an existence only in relation to this cerebral system. Accordingly, the difference between a genius and an ordinary man is a total diversity of world and existence. The difference between man and the lower animals may be similarly explained.
The difference in the level of mental power that creates such a huge gap between a genius and an average person is simply due to a more or less complete development of the brain. However, this difference is significant because the entire real world we inhabit only exists in relation to this brain system. Consequently, the distinction between a genius and an ordinary person represents an entirely different world and existence. The gap between humans and lower animals can also be explained in a similar way.
When Momus was said to ask for a window in the breast, it was an allegorical joke, and we cannot even imagine such a contrivance to be a possibility; but it would be quite possible to imagine that the skull and its integuments were transparent, and then, good heavens! what differences should we see in the size, the form, the quality, the movement of the brain! what degrees of value! A great mind would inspire as much respect at first sight as three stars on a man's breast, and what a miserable figure would be cut by many a one who wore them!
When Momus supposedly asked for a window in the chest, it was a figurative joke, and we can't even picture such a thing being real; however, we could easily imagine that the skull and its coverings were see-through, and then, wow! what differences we would notice in the size, shape, quality, and movement of the brain! What varying levels of importance! A brilliant mind would command as much respect at first glance as three stars on a person’s chest, and what a pathetic impression many would make who wore them!
Men of genius and intellect, and all those whose mental and theoretical qualities are far more developed than their moral and practical qualities—men, in a word, who have more mind than character—are often not only awkward and ridiculous in matters of daily life, as has been observed by Plato in the seventh book of the Republic, and portrayed by Goethe in his Tasso; but they are often, from a moral point of view, weak and contemptible creatures as well; nay, they might almost be called bad men. Of this Rousseau has given us genuine examples. Nevertheless, that better consciousness which is the source of all virtue is often stronger in them than in many of those whose actions are nobler than their thoughts; nay, it may be said that those who think nobly have a better acquaintance with virtue, while the others make a better practice of it. Full of zeal for the good and for the beautiful, they would fain fly up to heaven in a straight line; but the grosser elements of this earth oppose their flight, and they sink back again. They are like born artists, who have no knowledge of technique, or find that the marble is too hard for their fingers. Many a man who has much less enthusiasm for the good, and a far shallower acquaintance with its depths, makes a better thing of it in practice; he looks down upon the noble thinkers with contempt, and he has a right to do it; nevertheless, he does not understand them, and they despise him in their turn, and not unjustly. They are to blame; for every living man has, by the fact of his living, signed the conditions of life; but they are still more to be pitied. They achieve their redemption, not on the way of virtue, but on a path of their own; and they are saved, not by works, but by faith.
People with genius and intelligence, and those whose mental and theoretical abilities are much more developed than their moral and practical skills—essentially, those who think more than they act—often come across as clumsy and ridiculous in everyday situations, as noted by Plato in the seventh book of the Republic and illustrated by Goethe in his Tasso; but they can also be seen, from a moral standpoint, as weak and contemptible individuals; in fact, they might even be considered bad people. Rousseau provides us with real examples of this. Nonetheless, that higher awareness, which is the essence of all virtue, is often stronger in these individuals than in many who act more nobly than they think; indeed, it could be said that those who have noble thoughts possess a better understanding of virtue, while those who act nobly do so with less thought. Passionate about goodness and beauty, they long to rise straight to the heavens; yet, the more earthly elements hold them back, causing them to fall. They resemble natural artists who lack technical skills or find the marble too tough to work with. Many who have far less enthusiasm for goodness and a shallower understanding of its depths can manage to practice it better; they look down on the noble thinkers with disdain, and they have every right to do so; however, they fail to comprehend them, and in turn, the thinkers regard them with disdain, not without justification. They are at fault; every living person has, simply by existing, accepted the conditions of life; but these individuals are even more deserving of pity. They find their redemption, not through virtue, but by their own means; and they are saved, not by deeds, but by faith.
Men of no genius whatever cannot bear solitude: they take no pleasure in the contemplation of nature and the world. This arises from the fact that they never lose sight of their own will, and therefore they see nothing of the objects of the world but the bearing of such objects upon their will and person. With objects which have no such bearing there sounds within them a constant note: It is nothing to me, which is the fundamental base in all their music. Thus all things seem to them to wear a bleak, gloomy, strange, hostile aspect. It is only for their will that they seem to have any perceptive faculties at all; and it is, in fact, only a moral and not a theoretical tendency, only a moral and not an intellectual value, that their life possesses. The lower animals bend their heads to the ground, because all that they want to see is what touches their welfare, and they can never come to contemplate things from a really objective point of view. It is very seldom that unintellectual men make a true use of their erect position, and then it is only when they are moved by some intellectual influence outside them.
Men without any real talent can't stand being alone: they don’t find joy in thinking about nature or the world. This happens because they are always focused on their own desires, so they only notice how things relate to their own will and themselves. For things that don't have any relevance to them, they constantly think, It means nothing to me, which is the core of all their thoughts. As a result, everything appears to them as bleak, strange, and unfriendly. They seem to have any ability to perceive the world only in relation to their own desires; their lives have more moral value than intellectual value. Animals lower their heads to the ground because they only look for what benefits them, and they never really see things from an objective perspective. It’s rare for intellectually limited people to truly take advantage of their upright posture, and they only do so when influenced by some external intellectual force.
The man of intellect or genius, on the other hand, has more of the character of the eternal subject that knows, than of the finite subject that wills; his knowledge is not quite engrossed and captivated by his will, but passes beyond it; he is the son, not of the bondwoman, but of the free. It is not only a moral but also a theoretical tendency that is evinced in his life; nay, it might perhaps be said that to a certain extent he is beyond morality. Of great villainy he is totally incapable; and his conscience is less oppressed by ordinary sin than the conscience of the ordinary man, because life, as it were, is a game, and he sees through it.
The intelligent or genius person, in contrast, embodies more of an eternal knowing subject rather than a limited subject driven by will; their knowledge isn’t completely consumed by their desires but transcends them. They are the child, not of the bondwoman, but of the free. Their life reflects not only a moral but also a theoretical inclination; in fact, it could be argued that to some extent, they exist beyond morality. They are completely incapable of serious wrongdoing; their conscience is less burdened by everyday sins than that of an ordinary person because life appears to them as a game, and they see through it.
The relation between genius and virtue is determined by the following considerations. Vice is an impulse of the will so violent in its demands that it affirms its own life by denying the life of others. The only kind of knowledge that is useful to the will is the knowledge that a given effect is produced by a certain cause. Genius itself is a kind of knowledge, namely, of ideas; and it is a knowledge which is unconcerned with any principle of causation. The man who is devoted to knowledge of this character is not employed in the business of the will. Nay, every man who is devoted to the purely objective contemplation of the world (and it is this that is meant by the knowledge of ideas) completely loses sight of his will and its objects, and pays no further regard to the interests of his own person, but becomes a pure intelligence free of any admixture of will.
The relationship between genius and virtue is shaped by the following points. Vice drives the will with such intensity that it sustains itself by undermining the lives of others. The only type of knowledge useful to the will is understanding that a certain outcome results from a specific cause. Genius itself is a type of knowledge, specifically about ideas; and it is a type of knowledge that ignores any principle of causation. A person focused on this kind of knowledge isn't engaged in the workings of the will. In fact, anyone who is entirely dedicated to objective contemplation of the world (which is what is meant by knowledge of ideas) completely loses touch with their will and its aims, ceasing to consider their own interests, becoming pure intelligence free of any influence from the will.
Where, then, devotion to the intellect predominates over concern for the will and its objects, it shows that the man's will is not the principal element in his being, but that in proportion to his intelligence it is weak. Violent desire, which is the root of all vice, never allows a man to arrive at the pure and disinterested contemplation of the world, free from any relation to the will, such as constitutes the quality of genius; but here the intelligence remains the constant slave of the will.
Where devotion to intellect takes precedence over concern for will and its desires, it indicates that a person's will isn’t the main aspect of who they are, but rather that it weakens as their intelligence grows. Intense desire, which is the source of all wrongdoing, prevents someone from achieving a clear and selfless understanding of the world, detached from any connection to will, which is what defines genius; here, intelligence remains a perpetual servant to the will.
Since genius consists in the perception of ideas, and men of genius contemplate their object, it may be said that it is only the eye which is any real evidence of genius. For the contemplative gaze has something steady and vivid about it; and with the eye of genius it is often the case, as with Goethe, that the white membrane over the pupil is visible. With violent, passionate men the same thing may also happen, but it arises from a different cause, and may be easily distinguished by the fact that the eyes roll. Men of no genius at all have no interest in the idea expressed by an object, but only in the relations in which that object stands to others, and finally to their own person. Thus it is that they never indulge in contemplation, or are soon done with it, and rarely fix their eyes long upon any object; and so their eyes do not wear the mark of genius which I have described. Nay, the regular Philistine does the direct opposite of contemplating—he spies. If he looks at anything it is to pry into it; as may be specially observed when he screws up his eyes, which he frequently does, in order to see the clearer. Certainly, no real man of genius ever does this, at least habitually, even though he is short-sighted.
Since genius is all about perceiving ideas, and people with genius really focus on their object, it can be said that only the eye truly shows evidence of genius. The contemplative gaze has a steady and vivid quality; often, with the eye of genius, as seen with Goethe, you can even see the white part of the eye around the pupil. This can also happen with passionate, intense people, but it comes from a different reason, and you can tell because their eyes tend to roll. People without any genius show no interest in the ideas represented by an object; they only care about how that object relates to others and, ultimately, to themselves. Because of this, they rarely engage in contemplation or don’t stick with it for long, resulting in their eyes not showing the marks of genius that I mentioned. In fact, the typical Philistine does the exact opposite of contemplating—they spy. If he looks at something, it’s to dig into it; you can especially see this when he squints, which he often does to see better. No true person of genius ever does this, at least not regularly, even if they are short-sighted.
What I have said will sufficiently illustrate the conflict between genius and vice. It may be, however, nay, it is often the case, that genius is attended by a strong will; and as little as men of genius were ever consummate rascals, were they ever perhaps perfect saints either.
What I've said shows clearly the struggle between talent and wrongdoing. However, it may be, in fact, it often is the case, that genius comes with a strong will; and just as rarely as talented people are complete villains, are they ever truly perfect saints either.
Let me explain. Virtue is not exactly a positive weakness of the will; it is, rather, an intentional restraint imposed upon its violence through a knowledge of it in its inmost being as manifested in the world. This knowledge of the world, the inmost being of which is communicable only in ideas, is common both to the genius and to the saint. The distinction between the two is that the genius reveals his knowledge by rendering it in some form of his own choice, and the product is Art. For this the saint, as such, possesses no direct faculty; he makes an immediate application of his knowledge to his own will, which is thus led into a denial of the world. With the saint knowledge is only a means to an end, whereas the genius remains at the stage of knowledge, and has his pleasure in it, and reveals it by rendering what he knows in his art.
Let me clarify. Virtue isn’t just a positive weakness of will; it's more about intentionally holding back its intensity through a deep understanding of its essence as it shows up in the world. This understanding of the world, which can only be expressed in ideas, is shared by both the genius and the saint. The difference between them is that the genius expresses his knowledge in a form of his choosing, resulting in Art. The saint, on the other hand, doesn’t have this creative ability; he directly applies his knowledge to his will, which leads him to reject the world. For the saint, knowledge is merely a tool to achieve a goal, while the genius stays in the realm of knowledge, enjoying it and expressing it through his art.
In the hierarchy of physical organisation, strength of will is attended by a corresponding growth in the intelligent faculties. A high degree of knowledge, such as exists in the genius, presupposes a powerful will, though, at the same time, a will that is subordinate to the intellect. In other words, both the intellect and the will are strong, but the intellect is the stronger of the two. Unless, as happens in the case of the saint, the intellect is at once applied to the will, or, as in the case of the artist, it finds its pleasures in a reproduction of itself, the will remains untamed. Any strength that it may lose is due to the predominance of pure objective intelligence which is concerned with the contemplation of ideas, and is not, as in the case of the common or the bad man, wholly occupied with the objects of the will. In the interval, when the genius is no longer engaged in the contemplation of ideas, and his intelligence is again applied to the will and its objects, the will is re-awakened in all its strength. Thus it is that men of genius often have very violent desires, and are addicted to sensual pleasure and to anger. Great crimes, however, they do not commit; because, when the opportunity of them offers, they recognise their idea, and see it very vividly and clearly. Their intelligence is thus directed to the idea, and so gains the predominance over the will, and turns its course, as with the saint; and the crime is uncommitted.
In the structure of human behavior, willpower goes hand in hand with a development in intelligence. A high level of knowledge, like that found in a genius, relies on a strong will, though that will must also be aligned with the intellect. In simpler terms, both the intellect and the will are powerful, but the intellect is the dominant force. Unless, as seen in the case of a saint, the intellect is actively channeled into the will, or, like with an artist, it finds joy in reflecting on itself, the will can become wild and unmanageable. Any strength it may lack comes from the dominance of pure objective intelligence, which focuses on contemplating ideas rather than fully engaging with the will's desires, unlike a common person or someone with bad intentions who is entirely fixated on what they want. When a genius steps away from just thinking about ideas and redirects their intelligence towards their will and its aims, the will is reinvigorated with full force. This is why people of genius often experience intense desires and may become addicted to pleasure and anger. However, they do not commit serious crimes; when the chance arises, they recognize the idea behind the crime and see it clearly. Their intelligence then shifts focus to the idea, regaining control over the will, similar to the saint, and thus they avoid committing the crime.
The genius, then, always participates to some degree in the characteristics of the saint, as he is a man of the same qualification; and, contrarily, the saint always participates to some degree in the characteristics of the genius.
The genius, therefore, always shares some traits of the saint, as he is a person of the same caliber; and, on the other hand, the saint always shares some traits of the genius.
The good-natured character, which is common, is to be distinguished from the saintly by the fact that it consists in a weakness of will, with a somewhat less marked weakness of intellect. A lower degree of the knowledge of the world as revealed in ideas here suffices to check and control a will that is weak in itself. Genius and sanctity are far removed from good-nature, which is essentially weak in all its manifestations.
The friendly personality, which is common, should be seen as different from the virtuous one because it stems from a weakness of will, along with a slightly lesser weakness of intellect. A lower level of worldly knowledge reflected in ideas is enough to manage and control a will that is inherently weak. Genius and virtue are quite distinct from a gentle nature, which is fundamentally weak in all its forms.
Apart from all that I have said, so much at least is clear. What appears under the forms of time, space, and casuality, and vanishes again, and in reality is nothing, and reveals its nothingness by death—this vicious and fatal appearance is the will. But what does not appear, and is no phenomenon, but rather the noumenon; what makes appearance possible; what is not subject to the principle of causation, and therefore has no vain or vanishing existence, but abides for ever unchanged in the midst of a world full of suffering, like a ray of light in a storm,—free, therefore, from all pain and fatality,—this, I say, is the intelligence. The man who is more intelligence than will, is thereby delivered, in respect of the greatest part of him, from nothingness and death; and such a man is in his nature a genius.
Aside from everything I’ve mentioned, one thing is clear. What shows up through the lenses of time, space, and cause-and-effect, only to disappear again, is actually nothing, and its nothingness is shown through death—this deceptive and destructive appearance is the will. But what doesn’t appear, and isn’t a phenomenon, but rather the noumenon; what makes appearance possible; what isn’t bound by the principle of causation and therefore doesn’t have a fleeting or temporary existence, but remains forever unchanged amid a world filled with suffering, like a beam of light in a storm—free from all pain and inevitability—this, I say, is intelligence. A person who relies more on intelligence than will is, in the greatest part of who they are, freed from nothingness and death; and such a person is inherently a genius.
By the very fact that he lives and works, the man who is endowed with genius makes an entire sacrifice of himself in the interests of everyone. Accordingly, he is free from the obligation to make a particular sacrifice for individuals; and thus he can refuse many demands which others are rightly required to meet. He suffers and achieves more than all the others.
By simply living and working, a man with genius completely dedicates himself to the greater good. Because of this, he isn’t obligated to make specific sacrifices for individuals, allowing him to decline many requests that others are justly expected to fulfill. He endures and accomplishes more than anyone else.
The spring which moves the genius to elaborate his works is not fame, for that is too uncertain a quality, and when it is seen at close quarters, of little worth. No amount of fame will make up for the labour of attaining it:
The motivation that drives a genius to create their works isn't fame, because that's too unpredictable, and up close, it's not worth much. No amount of fame can make up for the effort it takes to achieve it:
Nulla est fama tuum par oequiparare laborem.
There's no reputation that can compare to your work.
Nor is it the delight that a man has in his work; for that too is outweighed by the effort which he has to make. It is, rather, an instinct sui generis; in virtue of which the genius is driven to express what he sees and feels in some permanent shape, without being conscious of any further motive.
It's not just the pleasure a person finds in their work; that gets overshadowed by the effort they have to put in. It's more like a unique instinct, where the genius feels compelled to express what they observe and feel in some lasting form, without being aware of any other reason.
It is manifest that in so far as it leads an individual to sacrifice himself for his species, and to live more in the species than in himself, this impulse is possessed of a certain resemblance with such modifications of the sexual impulse as are peculiar to man. The modifications to which I refer are those that confine this impulse to certain individuals of the other sex, whereby the interests of the species are attained. The individuals who are actively affected by this impulse may be said to sacrifice themselves for the species, by their passion for each other, and the disadvantageous conditions thereby imposed upon them,—in a word, by the institution of marriage. They may be said to be serving the interests of the species rather than the interests of the individual.
It is clear that to the extent it drives a person to sacrifice themselves for their species and to prioritize the species over themselves, this impulse has some similarity to certain aspects of the sexual impulse that are unique to humans. The aspects I’m referring to are those that limit this impulse to specific individuals of the opposite sex, thereby fulfilling the needs of the species. Those who feel this impulse can be seen as sacrificing themselves for the species through their love for each other and the challenges it creates for them—in short, through the institution of marriage. They are essentially prioritizing the species' interests over their own individual interests.
The instinct of the genius does, in a higher fashion, for the idea, what passionate love does for the will. In both cases there are peculiar pleasures and peculiar pains reserved for the individuals who in this way serve the interests of the species; and they live in a state of enhanced power.
The instinct of a genius does, in a more elevated way, for the idea what passionate love does for the will. In both scenarios, there are unique pleasures and distinct pains set aside for those who, in this way, serve the interests of the species; and they exist in a state of heightened power.
The genius who decides once for all to live for the interests of the species in the way which he chooses is neither fitted nor called upon to do it in the other. It is a curious fact that the perpetuation of a man's name is effected in both ways.
The genius who chooses to live for the interests of the species in their own way is neither suited nor required to do it any other way. It's interesting that a person's name can be preserved in both ways.
In music the finest compositions are the most difficult to understand. They are only for the trained intelligence. They consist of long movements, where it is only after a labyrinthine maze that the fundamental note is recovered. It is just so with genius; it is only after a course of struggle, and doubt, and error, and much reflection and vacillation, that great minds attain their equilibrium. It is the longest pendulum that makes the greatest swing. Little minds soon come to terms with themselves and the world, and then fossilise; but the others flourish, and are always alive and in motion.
In music, the best compositions are the hardest to grasp. They’re meant for the trained mind. They feature lengthy movements, where only after navigating a complex maze can the main note be found again. It's the same with genius; only after a journey of struggle, doubt, mistakes, and a lot of thought and uncertainty can great minds find their balance. It’s the longest pendulum that makes the widest swing. Smaller minds quickly come to terms with themselves and the world, then become stagnant; but the larger minds thrive, always alive and in motion.
The essence of genius is a measure of intellectual power far beyond that which is required to serve the individual's will. But it is a measure of a merely relative character, and it may be reached by lowering the degree of the will, as well as by raising that of the intellect. There are men whose intellect predominates over their will, and are yet not possessed of genius in any proper sense. Their intellectual powers do, indeed, exceed the ordinary, though not to any great extent, but their will is weak. They have no violent desires; and therefore they are more concerned with mere knowledge than with the satisfaction of any aims. Such men possess talent; they are intelligent, and at the same time very contented and cheerful.
The essence of genius represents a level of intellectual power that is far greater than what's needed to fulfill an individual's desires. However, it’s just a relative measure that can be achieved either by reducing the strength of the will or by increasing the level of intellect. There are people whose intellect outweighs their will, yet they don't truly possess genius. Their intellectual abilities do surpass the ordinary, but not by a significant margin, and their will is weak. They lack intense ambitions, so they focus more on acquiring knowledge rather than pursuing any specific goals. Such individuals have talent; they are smart and, at the same time, very content and cheerful.
A clear, cheerful and reasonable mind, such as brings a man happiness, is dependent on the relation established between his intellect and his will—a relation in which the intellect is predominant. But genius and a great mind depend on the relation between a man's intellect and that of other people—a relation in which his intellect must exceed theirs, and at the same time his will may also be proportionately stronger. That is the reason why genius and happiness need not necessarily exist together.
A clear, cheerful, and reasonable mind, which brings a person happiness, relies on the relationship between their intellect and will—where the intellect is the dominant force. However, genius and a great mind depend on the relationship between a person's intellect and the intellects of others—where their intellect must be greater, and their will may also need to be stronger in comparison. That’s why genius and happiness don’t necessarily have to go hand in hand.
When the individual is distraught by cares or pleasantry, or tortured by the violence of his wishes and desires, the genius in him is enchained and cannot move. It is only when care and desire are silent that the air is free enough for genius to live in it. It is then that the bonds of matter are cast aside, and the pure spirit—the pure, knowing subject—remains. Hence, if a man has any genius, let him guard himself from pain, keep care at a distance, and limit his desires; but those of them which he cannot suppress let him satisfy to the full. This is the only way in which he will make the best use of his rare existence, to his own pleasure and the world's profit.
When a person is overwhelmed by worries or happiness, or tormented by strong wishes and desires, their creativity is trapped and can’t flourish. It’s only when worries and desires quiet down that the environment is clear enough for creativity to thrive. At that point, the constraints of the physical world are set aside, and the true essence—the pure, knowing self—remains. Therefore, if someone has any creativity, they should protect themselves from pain, keep worries at bay, and limit their desires; but for those they can’t suppress, they should indulge in them fully. This is the only way they will truly make the most of their unique life, both for their own enjoyment and for the benefit of others.
To fight with need and care or desires, the satisfaction of which is refused and forbidden, is good enough work for those who, were they free of would have to fight with boredom, and so take to bad practices; but not for the man whose time, if well used, will bear fruit for centuries to come. As Diderot says, he is not merely a moral being.
To struggle with needs and desires that are denied and prohibited is worthwhile for those who, if they were free, would have to battle boredom and might resort to bad habits; but it’s not suitable for a person whose time, if used wisely, can yield benefits for centuries. As Diderot points out, he is more than just a moral being.
Mechanical laws do not apply in the sphere of chemistry, nor do chemical laws in the sphere in which organic life is kindled. In the same way, the rules which avail for ordinary men will not do for the exceptions, nor will their pleasures either.
Mechanical laws don’t apply in chemistry, just like chemical laws don’t apply in the realm where organic life emerges. Similarly, the rules that work for regular people won't work for those exceptions, nor will their enjoyment either.
It is a persistent, uninterrupted activity that constitutes the superior mind. The object to which this activity is directed is a matter of subordinate importance; it has no essential bearing on the superiority in question, but only on the individual who possesses it. All that education can do is to determine the direction which this activity shall take; and that is the reason why a man's nature is so much more important than his education. For education is to natural faculty what a wax nose is to a real one; or what the moon and the planets are to the sun. In virtue of his education a man says, not what he thinks himself, but what others have thought and he has learned as a matter of training; and what he does is not what he wants, but what he has been accustomed to do.
It’s a constant, ongoing process that makes up the superior mind. The focus of this activity is of minor importance; it doesn’t really affect the superiority itself, only the individual who has it. The only thing education can do is guide the direction this activity takes, which is why a person’s nature is much more important than their education. Education is to natural talent what a wax nose is to a real one; or what the moon and planets are to the sun. Because of his education, a person expresses not what he truly thinks but what others have thought and he has learned through training; and his actions are not based on his true desires, but on what he has been trained to do.
The lower animals perform many intelligent functions much better than man; for instance, the finding of their way back to the place from which they came, the recognition of individuals, and so on. In the same way, there are many occasions in real life to which the genius is incomparably less equal and fitted than the ordinary man. Nay more: just as animals never commit a folly in the strict sense of the word, so the average man is not exposed to folly in the same degree as the genius.
The lower animals do many smart things way better than humans; for example, they easily find their way back home and recognize each other. Similarly, there are many real-life situations where a genius is way less equipped than an average person. Moreover, just as animals never really make foolish choices in the strictest sense, the average person isn’t as prone to foolishness as a genius is.
The average man is wholly relegated to the sphere of being; the genius, on the other hand, lives and moves chiefly in the sphere of knowledge. This gives rise to a twofold distinction. In the first place, a man can be one thing only, but he may know countless things, and thereby, to some extent, identify himself with them, by participating in what Spinoza calls their esse objectivum. In the second place, the world, as I have elsewhere observed, is fine enough in appearance, but in reality dreadful; for torment is the condition of all life.
The average person is completely focused on just existing; the genius, however, primarily operates in the realm of knowledge. This leads to a twofold distinction. First, a person can only be one thing, but they can know countless things, which allows them to some extent to connect with those things, by engaging in what Spinoza refers to as their objective essence. Second, as I’ve noted elsewhere, the world seems nice on the surface, but in truth, it’s terrible; for suffering is the condition of all life.
It follows from the first of these distinctions that the life of the average man is essentially one of the greatest boredom; and thus we see the rich warring against boredom with as much effort and as little respite as fall to the poor in their struggle with need and adversity. And from the second of them it follows that the life of the average man is overspread with a dull, turbid, uniform gravity; whilst the brow of genius glows with mirth of a unique character, which, although he has sorrows of his own more poignant than those of the average man, nevertheless breaks out afresh, like the sun through clouds. It is when the genius is overtaken by an affliction which affects others as well as himself, that this quality in him is most in evidence; for then he is seen to be like man, who alone can laugh, in comparison with the beast of the field, which lives out its life grave and dull.
It follows from the first of these distinctions that the life of the average person is basically filled with extreme boredom; and we see the wealthy battling against boredom with as much effort and with as little break as the poor endure in their fight with need and hardship. From the second distinction, we see that the life of the average person is marked by a dull, murky, and monotonous seriousness; while the brow of a genius shines with a unique kind of joy, which, even though they face sorrows that are deeper than those of the average person, still breaks through like the sun shining through clouds. It is when a genius faces a struggle that impacts both themselves and others that this quality is most evident; for then they appear like a person who can laugh, unlike the beast of the field, which lives its life in a serious and dreary manner.
It is the curse of the genius that in the same measure in which others think him great and worthy of admiration, he thinks them small and miserable creatures. His whole life long he has to suppress this opinion; and, as a rule, they suppress theirs as well. Meanwhile, he is condemned to live in a bleak world, where he meets no equal, as it were an island where there are no inhabitants but monkeys and parrots. Moreover, he is always troubled by the illusion that from a distance a monkey looks like a man.
It’s the burden of genius that the more others see him as amazing and deserving of admiration, the more he sees them as small and pathetic. Throughout his life, he has to hide this belief, and usually, they hide theirs too. In the meantime, he’s forced to live in a harsh world, feeling like an island where the only inhabitants are monkeys and parrots. Additionally, he’s constantly plagued by the misconception that from afar, a monkey looks like a human.
Vulgar people take a huge delight in the faults and follies of great men; and great men are equally annoyed at being thus reminded of their kinship with them.
Vulgar people take great pleasure in the mistakes and shortcomings of great men; and great men are just as irritated at being reminded of their connection with them.
The real dignity of a man of genius or great intellect, the trait which raises him over others and makes him worthy of respect, is at bottom the fact, that the only unsullied and innocent part of human nature, namely, the intellect, has the upper hand in him? and prevails; whereas, in the other there is nothing but sinful will, and just as much intellect as is requisite for guiding his steps,—- rarely any more, very often somewhat less,—and of what use is it?
The true dignity of a person with genius or great intellect, the quality that elevates them above others and earns them respect, ultimately lies in the fact that the only pure and innocent aspect of human nature, which is the intellect, dominates and prevails within them. In contrast, in most people, there is only a flawed will, with just enough intellect to navigate their way—rarely any more and often even less—and what good is that?
It seems to me that genius might have its root in a certain perfection and vividness of the memory as it stretches back over the events of past life. For it is only by dint of memory, which makes our life in the strict sense a complete whole, that we attain a more profound and comprehensive understanding of it.
It seems to me that genius may come from a certain level of perfection and clarity in our memory as it looks back on past events. It’s only through memory, which allows our lives to form a complete picture, that we can gain a deeper and broader understanding of it.
Download ePUB
If you like this ebook, consider a donation!