This is a modern-English version of Bushido, the Soul of Japan, originally written by Nitobe, Inazo. It has been thoroughly updated, including changes to sentence structure, words, spelling, and grammar—to ensure clarity for contemporary readers, while preserving the original spirit and nuance. If you click on a paragraph, you will see the original text that we modified, and you can toggle between the two versions.

Scroll to the bottom of this page and you will find a free ePUB download link for this book.

BUSHIDO
THE SOUL OF JAPAN
THE SPIRIT OF JAPAN

BY
INAZO NITOBÉ, A.M., Ph.D.
Author’s Edition, Revised and Enlarged
13th EDITION
1908
DECEMBER, 1904
TO MY BELOVED UNCLE
TOKITOSHI OTA
WHO TAUGHT ME TO REVERE THE PAST
AND
TO ADMIRE THE DEEDS OF THE SAMURAI
I DEDICATE
THIS LITTLE BOOK
—“That way
Over the mountain, which who stands upon,
Is apt to doubt if it be indeed a road;
While if he views it from the waste itself,
Up goes the line there, plain from base to brow,
Not vague, mistakable! What’s a break or two
Seen from the unbroken desert either side?
And then (to bring in fresh philosophy)
What if the breaks themselves should prove at last
The most consummate of contrivances
To train a man’s eye, teach him what is faith?”
Robert Browning
Robert Browning
,
Bishop Blougram’s Apology.

“There are, if I may so say, three powerful spirits, which have from time to time, moved on the face of the waters, and given a predominant impulse to the moral sentiments and energies of mankind. These are the spirits of liberty, of religion, and of honor.”
—Hallam,
Europe in the Middle Ages.

“There are, if I can put it this way, three strong forces that have, over time, influenced humanity's moral beliefs and motivations. These are the forces of freedom, faith, and integrity.”
—Hallam,
Medieval Europe.

“Chivalry is itself the poetry of life.”
—Schlegel,
Philosophy of History.

“Chivalry is the poetry of life itself.”
—Schlegel,
History Philosophy


PREFACE

About ten years ago, while spending a few days under the hospitable roof of the distinguished Belgian jurist, the lamented M. de Laveleye, our conversation turned, during one of our rambles, to the subject of religion. “Do you mean to say,” asked the venerable professor, “that you have no religious instruction in your schools?” On my replying in the negative he suddenly halted in astonishment, and in a voice which I shall not easily forget, he repeated “No religion! How do you impart moral education?” The question stunned me at the time. I could give no ready answer, for the moral precepts I learned in my childhood days, were not given in schools; and not until I began to analyze the different elements that formed my notions of right and wrong, did I find that it was Bushido that breathed them into my nostrils.

About ten years ago, while I was spending a few days at the welcoming home of the well-known Belgian jurist, the late M. de Laveleye, our conversation took a turn toward religion during one of our walks. “Are you telling me,” asked the respected professor, “that there’s no religious education in your schools?” When I answered no, he stopped in shock, and in a voice I’ll never forget, he repeated, “No religion! How do you teach moral education?” The question caught me off guard at the time. I couldn’t find a quick answer because the moral lessons I learned as a child weren’t taught in schools; it wasn’t until I started to analyze what shaped my ideas of right and wrong that I realized it was Bushido that instilled them in me.

The direct inception of this little book is due to the frequent queries put by my wife as to the reasons why such and such ideas and customs prevail in Japan.

The creation of this little book is a result of my wife's constant questions about why certain ideas and customs exist in Japan.

In my attempts to give satisfactory replies to M. de Laveleye and to my wife, I found that without understanding Feudalism and Bushido,[1] the moral ideas of present Japan are a sealed volume.

In trying to give satisfying answers to M. de Laveleye and my wife, I realized that without understanding Feudalism and Bushido,[1] the moral ideas of modern Japan are completely incomprehensible.

[1] Pronounced Boó-shee-doh’. In putting Japanese words and names into English, Hepburn’s rule is followed, that the vowels should be used as in European languages, and the consonants as in English.

Taking advantage of enforced idleness on account of long illness, I put down in the order now presented to the public some of the answers given in our household conversation. They consist mainly of what I was taught and told in my youthful days, when Feudalism was still in force.

Taking advantage of my forced downtime due to a long illness, I wrote down some of the answers shared in our household discussions in the order now presented to the public. They mainly consist of what I learned and was told during my younger days, when Feudalism was still a thing.

Between Lafcadio Hearn and Mrs. Hugh Fraser on one side and Sir Ernest Satow and Professor Chamberlain on the other, it is indeed discouraging to write anything Japanese in English. The only advantage I have over them is that I can assume the attitude of a personal defendant, while these distinguished writers are at best solicitors and attorneys. I have often thought,—“Had I their gift of language, I would present the cause of Japan in more eloquent terms!” But one who speaks in a borrowed tongue should be thankful if he can just make himself intelligible.

Between Lafcadio Hearn and Mrs. Hugh Fraser on one side and Sir Ernest Satow and Professor Chamberlain on the other, it’s really discouraging to write anything about Japan in English. The only advantage I have over them is that I can take on the role of a personal advocate, while these talented writers are at best legal representatives. I’ve often thought, “If I had their command of language, I would convey Japan’s story in a much more powerful way!” But anyone who speaks in a second language should be grateful if they can just make themselves understood.

All through the discourse I have tried to illustrate whatever points I have made with parallel examples from European history and literature, believing that these will aid in bringing the subject nearer to the comprehension of foreign readers.

Throughout the discussion, I've tried to illustrate the points I've made with comparable examples from European history and literature, thinking that these will help foreign readers better understand the subject.

Should any of my allusions to religious subjects and to religious workers be thought slighting, I trust my attitude towards Christianity itself will not be questioned. It is with ecclesiastical methods and with the forms which obscure the teachings of Christ, and not with the teachings themselves, that I have little sympathy. I believe in the religion taught by Him and handed down to us in the New Testament, as well as in the law written in the heart. Further, I believe that God hath made a testament which maybe called “old” with every people and nation,—Gentile or Jew, Christian or Heathen. As to the rest of my theology, I need not impose upon the patience of the public.

If any of my references to religious topics and religious people seem disrespectful, I hope my stance on Christianity itself won’t be questioned. I have little sympathy for church practices and the traditions that cloud Christ's teachings, not the teachings themselves. I believe in the religion He taught and that has been passed down to us in the New Testament, as well as in the moral law written in our hearts. Moreover, I believe that God has made a covenant, which could be considered “old,” with every group and nation—whether Gentile or Jew, Christian or Pagan. As for the rest of my beliefs, I won’t take up more of the public’s time.

In concluding this preface, I wish to express my thanks to my friend Anna C. Hartshorne for many valuable suggestions and for the characteristically Japanese design made by her for the cover of this book.

In closing this preface, I want to thank my friend Anna C. Hartshorne for her many helpful suggestions and for the uniquely Japanese design she created for the cover of this book.

INAZO NITOBE.

INAZO NITOBE.

Malvern, Pa., Twelfth Month, 1899.

Malvern, PA, December 1899.


PREFACE
TO THE TENTH AND REVISED EDITION

Since its first publication in Philadelphia, more than six years ago, this little book has had an unexpected history. The Japanese reprint has passed through eight editions, the present thus being its tenth appearance in the English language. Simultaneously with this will be issued an American and English edition, through the publishing-house of Messrs. George H. Putnam’s Sons, of New York.

Since its first publication in Philadelphia over six years ago, this little book has had an unexpected journey. The Japanese reprint has gone through eight editions, making this its tenth appearance in English. At the same time, an American and English edition will be released by the publishing company Messrs. George H. Putnam’s Sons, in New York.

In the meantime, Bushido has been translated into Mahratti by Mr. Dev of Khandesh, into German by Fräulein Kaufmann of Hamburg, into Bohemian by Mr. Hora of Chicago, into Polish by the Society of Science and Life in Lemberg,—although this Polish edition has been censured by the Russian Government. It is now being rendered into Norwegian and into French. A Chinese translation is under contemplation. A Russian officer, now a prisoner in Japan, has a manuscript in Russian ready for the press. A part of the volume has been brought before the Hungarian public and a detailed review, almost amounting to a commentary, has been published in Japanese. Full scholarly notes for the help of younger students have been compiled by my friend Mr. H. Sakurai, to whom I also owe much for his aid in other ways.

In the meantime, Bushido has been translated into Marathi by Mr. Dev from Khandesh, into German by Fräulein Kaufmann from Hamburg, into Czech by Mr. Hora from Chicago, and into Polish by the Society of Science and Life in Lviv—although this Polish edition has been censored by the Russian government. It's currently being translated into Norwegian and French. A Chinese translation is being considered. A Russian officer, now a prisoner in Japan, has a manuscript in Russian ready for publication. A portion of the book has been introduced to the Hungarian audience, and a detailed review, almost like a commentary, has been published in Japanese. Comprehensive scholarly notes to assist younger students have been put together by my friend Mr. H. Sakurai, to whom I also owe a lot for his support in various ways.

I have been more than gratified to feel that my humble work has found sympathetic readers in widely separated circles, showing that the subject matter is of some interest to the world at large. Exceedingly flattering is the news that has reached me from official sources, that President Roosevelt has done it undeserved honor by reading it and distributing several dozens of copies among his friends.

I have been very happy to feel that my modest work has found understanding readers in various circles, showing that the topic is of some interest to the broader world. It's incredibly flattering to hear from official sources that President Roosevelt has given it the honor of reading it and sharing several copies with his friends.

In making emendations and additions for the present edition, I have largely confined them to concrete examples. I still continue to regret, as I indeed have never ceased to do, my inability to add a chapter on Filial Piety, which is considered one of the two wheels of the chariot of Japanese ethics—Loyalty being the other. My inability is due rather to my ignorance of the Western sentiment in regard to this particular virtue, than to ignorance of our own attitude towards it, and I cannot draw comparisons satisfying to my own mind. I hope one day to enlarge upon this and other topics at some length. All the subjects that are touched upon in these pages are capable of further amplification and discussion; but I do not now see my way clear to make this volume larger than it is.

In updating this edition, I mainly focused on specific examples. I still regret, as I always have, not being able to add a chapter on Filial Piety, which is viewed as one of the two key principles of Japanese ethics—Loyalty being the other. My inability to do so stems more from my lack of understanding of the Western perspective on this virtue than from any ignorance of our own views, and I can't draw comparisons that satisfy me. I hope to expand on this and other topics in more detail someday. All the subjects covered in these pages could be explored further, but I don’t currently see a way to make this volume any larger than it is.

This Preface would be incomplete and unjust, if I were to omit the debt I owe to my wife for her reading of the proof-sheets, for helpful suggestions, and, above all, for her constant encouragement.

This Preface would be incomplete and unfair if I didn’t acknowledge the debt I owe to my wife for reading the proof-sheets, for her helpful suggestions, and, most importantly, for her ongoing encouragement.

I.N.
Kyoto,
Kyoto,

Fifth Month twenty-second, 1905.

CONTENTS


BUSHIDO AS AN ETHICAL SYSTEM.

Chivalry is a flower no less indigenous to the soil of Japan than its emblem, the cherry blossom; nor is it a dried-up specimen of an antique virtue preserved in the herbarium of our history. It is still a living object of power and beauty among us; and if it assumes no tangible shape or form, it not the less scents the moral atmosphere, and makes us aware that we are still under its potent spell. The conditions of society which brought it forth and nourished it have long disappeared; but as those far-off stars which once were and are not, still continue to shed their rays upon us, so the light of chivalry, which was a child of feudalism, still illuminates our moral path, surviving its mother institution. It is a pleasure to me to reflect upon this subject in the language of Burke, who uttered the well-known touching eulogy over the neglected bier of its European prototype.

Chivalry is just as much a part of Japan as its symbol, the cherry blossom; it’s not just an outdated virtue tucked away in the pages of history. It’s still a vibrant source of power and beauty among us, and even if it doesn’t take on a specific form, it still influences our moral climate and reminds us that we remain under its strong influence. The societal conditions that gave rise to chivalry are long gone, but like distant stars that once shone and no longer exist, their light still reaches us. Similarly, the spirit of chivalry, born from feudalism, continues to guide us on our moral journey, outliving its original context. I find it enjoyable to think about this topic using the words of Burke, who delivered the famous heartfelt tribute over the forgotten grave of its European counterpart.

It argues a sad defect of information concerning the Far East, when so erudite a scholar as Dr. George Miller did not hesitate to affirm that chivalry, or any other similar institution, has never existed either among the nations of antiquity or among the modern Orientals.[2] Such ignorance, however, is amply excusable, as the third edition of the good Doctor’s work appeared the same year that Commodore Perry was knocking at the portals of our exclusivism. More than a decade later, about the time that our feudalism was in the last throes of existence, Carl Marx, writing his “Capital,” called the attention of his readers to the peculiar advantage of studying the social and political institutions of feudalism, as then to be seen in living form only in Japan. I would likewise invite the Western historical and ethical student to the study of chivalry in the Japan of the present.

It highlights a troubling lack of information about the Far East when such a knowledgeable scholar as Dr. George Miller boldly claimed that chivalry, or any similar system, has never existed among ancient nations or modern Eastern cultures.[2] This ignorance is understandable, as the third edition of the good Doctor’s work was published in the same year that Commodore Perry was pushing against our isolationism. More than a decade later, around the time our feudalism was nearing its end, Karl Marx, in his "Capital," pointed out the unique value of studying the social and political systems of feudalism, which by then could only be seen in its living form in Japan. I would also encourage Western historians and ethicists to explore chivalry in present-day Japan.

[2] History Philosophically Illustrated, (3rd Ed. 1853), Vol. II, p. 2.

Enticing as is a historical disquisition on the comparison between European and Japanese feudalism and chivalry, it is not the purpose of this paper to enter into it at length. My attempt is rather to relate, firstly, the origin and sources of our chivalry; secondly, its character and teaching; thirdly, its influence among the masses; and, fourthly, the continuity and permanence of its influence. Of these several points, the first will be only brief and cursory, or else I should have to take my readers into the devious paths of our national history; the second will be dwelt upon at greater length, as being most likely to interest students of International Ethics and Comparative Ethology in our ways of thought and action; and the rest will be dealt with as corollaries.

As interesting as a detailed discussion comparing European and Japanese feudalism and chivalry is, this paper won’t dive into it extensively. Instead, I will focus on, first, the origins and sources of our chivalry; second, its character and teachings; third, its impact on the general population; and, fourth, the continuity and lasting effects of its influence. Of these topics, the first will be brief and superficial, or else I would have to lead my readers through the complicated details of our national history; the second will be explored in more depth, as it is most likely to interest those studying International Ethics and Comparative Ethology regarding our ways of thinking and acting; and the rest will be addressed as supporting points.

The Japanese word which I have roughly rendered Chivalry, is, in the original, more expressive than Horsemanship. Bu-shi-do means literally Military-Knight-Ways—the ways which fighting nobles should observe in their daily life as well as in their vocation; in a word, the “Precepts of Knighthood,” the noblesse oblige of the warrior class. Having thus given its literal significance, I may be allowed henceforth to use the word in the original. The use of the original term is also advisable for this reason, that a teaching so circumscribed and unique, engendering a cast of mind and character so peculiar, so local, must wear the badge of its singularity on its face; then, some words have a national timbre so expressive of race characteristics that the best of translators can do them but scant justice, not to say positive injustice and grievance. Who can improve by translation what the German “Gemüth” signifies, or who does not feel the difference between the two words verbally so closely allied as the English gentleman and the French gentilhomme?

The Japanese word that I’ve roughly translated as Chivalry is actually more expressive than just Horsemanship. Bu-shi-do literally means Military-Knight-Ways—the principles that fighting nobles should follow in their everyday lives as well as in their profession; in short, the “Precepts of Knighthood,” the noblesse oblige of the warrior class. Now that I’ve explained its literal meaning, I’d like to use the original term from now on. Using the original word is also a good idea because a teaching that is so specific and unique, forming a mindset and character so distinct and tied to its culture, needs to showcase its uniqueness clearly. Some words carry a national timbre that reflects racial characteristics so well that even the best translators can only do them a disservice, not to mention a blatant injustice. Who can improve on what the German word “Gemüth” conveys, or who doesn’t feel the difference between the two words that are so closely related, the English gentleman and the French gentilhomme?

Bushido, then, is the code of moral principles which the knights were required or instructed to observe. It is not a written code; at best it consists of a few maxims handed down from mouth to mouth or coming from the pen of some well-known warrior or savant. More frequently it is a code unuttered and unwritten, possessing all the more the powerful sanction of veritable deed, and of a law written on the fleshly tablets of the heart. It was founded not on the creation of one brain, however able, or on the life of a single personage, however renowned. It was an organic growth of decades and centuries of military career. It, perhaps, fills the same position in the history of ethics that the English Constitution does in political history; yet it has had nothing to compare with the Magna Charta or the Habeas Corpus Act. True, early in the seventeenth century Military Statutes (Buké Hatto) were promulgated; but their thirteen short articles were taken up mostly with marriages, castles, leagues, etc., and didactic regulations were but meagerly touched upon. We cannot, therefore, point out any definite time and place and say, “Here is its fountain head.” Only as it attains consciousness in the feudal age, its origin, in respect to time, may be identified with feudalism. But feudalism itself is woven of many threads, and Bushido shares its intricate nature. As in England the political institutions of feudalism may be said to date from the Norman Conquest, so we may say that in Japan its rise was simultaneous with the ascendency of Yoritomo, late in the twelfth century. As, however, in England, we find the social elements of feudalism far back in the period previous to William the Conqueror, so, too, the germs of feudalism in Japan had been long existent before the period I have mentioned.

Bushido is the code of moral principles that the samurai were expected to follow. It’s not a written code; at its best, it includes a few sayings passed down orally or documented by some famous warrior or scholar. More often, it’s an unwritten and unspoken code, which gains its strength from real actions and a law that's inscribed on the hearts of individuals. It wasn’t created by a single gifted person or based on the life of one well-known figure. Instead, it gradually developed over decades and centuries of military tradition. It probably occupies a similar place in ethical history as the English Constitution does in political history, yet it lacks parallels like the Magna Carta or the Habeas Corpus Act. True, in the early seventeenth century, Military Statutes (Buké Hatto) were issued; however, their thirteen brief articles mostly addressed issues like marriage, castles, and alliances, with only a few regulations about conduct. Therefore, we cannot pinpoint a specific time and place and say, “This is where it all began.” We can only identify its origins with the rise of feudal consciousness, which corresponds to the feudal age. However, feudalism itself is made up of many elements, and Bushido is part of its complexity. Just as political institutions of feudalism in England can be traced back to the Norman Conquest, we can say that in Japan, it began to take shape around the time Yoritomo rose to power in the late twelfth century. Yet, just like in England, the social structures of feudalism in Japan were already in place long before this period I mentioned.

Again, in Japan as in Europe, when feudalism was formally inaugurated, the professional class of warriors naturally came into prominence. These were known as samurai, meaning literally, like the old English cniht (knecht, knight), guards or attendants—resembling in character the soldurii whom Cæsar mentioned as existing in Aquitania, or the comitati, who, according to Tacitus, followed Germanic chiefs in his time; or, to take a still later parallel, the milites medii that one reads about in the history of Mediæval Europe. A Sinico-Japanese word Bu-ké or Bu-shi (Fighting Knights) was also adopted in common use. They were a privileged class, and must originally have been a rough breed who made fighting their vocation. This class was naturally recruited, in a long period of constant warfare, from the manliest and the most adventurous, and all the while the process of elimination went on, the timid and the feeble being sorted out, and only “a rude race, all masculine, with brutish strength,” to borrow Emerson’s phrase, surviving to form families and the ranks of the samurai. Coming to profess great honor and great privileges, and correspondingly great responsibilities, they soon felt the need of a common standard of behavior, especially as they were always on a belligerent footing and belonged to different clans. Just as physicians limit competition among themselves by professional courtesy, just as lawyers sit in courts of honor in cases of violated etiquette, so must also warriors possess some resort for final judgment on their misdemeanors.

Once feudalism was officially established in Japan, just like in Europe, the warrior class became prominent. These individuals were known as samurai, which is similar in meaning to the old English term cniht (knecht, knight), referring to guards or attendants. They were akin to the soldurii mentioned by Cæsar in Aquitania, or the comitati who, according to Tacitus, followed Germanic leaders during his time; and for a more recent comparison, the milites medii found in the history of Medieval Europe. A commonly used Sino-Japanese term, Bu-ké or Bu-shi (Fighting Knights), was also adopted. They were a privileged class, likely stemming from a tough group who made fighting their profession. Over a long period of constant warfare, this class was naturally made up of the bravest and most adventurous, with those who were timid or weak filtered out, leaving "a rough race, all masculine, with brutish strength," to quote Emerson, to form families and the ranks of the samurai. As they claimed significant honor and privileges, along with considerable responsibilities, they soon recognized the need for a common code of conduct, especially since they were always ready for battle and were part of different clans. Just as doctors limit competition through professional courtesy and lawyers uphold honor in court to address breaches of etiquette, warriors also needed a means for resolving disputes regarding their misconduct.

Fair play in fight! What fertile germs of morality lie in this primitive sense of savagery and childhood. Is it not the root of all military and civic virtues? We smile (as if we had outgrown it!) at the boyish desire of the small Britisher, Tom Brown, “to leave behind him the name of a fellow who never bullied a little boy or turned his back on a big one.” And yet, who does not know that this desire is the corner-stone on which moral structures of mighty dimensions can be reared? May I not go even so far as to say that the gentlest and most peace-loving of religions endorses this aspiration? This desire of Tom’s is the basis on which the greatness of England is largely built, and it will not take us long to discover that Bushido does not stand on a lesser pedestal. If fighting in itself, be it offensive or defensive, is, as Quakers rightly testify, brutal and wrong, we can still say with Lessing, “We know from what failings our virtue springs.”[3] “Sneaks” and “cowards” are epithets of the worst opprobrium to healthy, simple natures. Childhood begins life with these notions, and knighthood also; but, as life grows larger and its relations many-sided, the early faith seeks sanction from higher authority and more rational sources for its own justification, satisfaction and development. If military interests had operated alone, without higher moral support, how far short of chivalry would the ideal of knighthood have fallen! In Europe, Christianity, interpreted with concessions convenient to chivalry, infused it nevertheless with spiritual data. “Religion, war and glory were the three souls of a perfect Christian knight,” says Lamartine. In Japan there were several

Fair play in a fight! What rich seeds of morality exist in this basic sense of savagery and childhood. Isn't it the foundation of all military and civic virtues? We smile (as if we've outgrown it!) at the boyish desire of young Britisher, Tom Brown, “to leave behind him the name of someone who never bullied a smaller kid or turned his back on a bigger one.” Yet, who doesn't know that this desire is the cornerstone on which vast moral structures can be built? Can I even say that the gentlest and most peace-loving religions support this aspiration? Tom's desire is a key part of England's greatness, and it won't take us long to see that Bushido isn't on a lower pedestal. If fighting, whether it's offensive or defensive, is, as Quakers rightly say, brutal and wrong, we can still agree with Lessing, “We know from what failings our virtue springs.”[3] “Sneaks” and “cowards” are the worst insults to healthy, straightforward people. Childhood starts with these ideas, as does knighthood; but as life expands and relationships become more complex, early beliefs seek validation from higher authorities and more rational sources for their own justification, satisfaction, and growth. If military interests had operated alone, without higher moral support, the ideal of knighthood would have fallen far short of chivalry! In Europe, Christianity, interpreted with convenient concessions to chivalry, nonetheless infused it with spiritual values. “Religion, war, and glory were the three souls of a perfect Christian knight,” says Lamartine. In Japan, there were several

SOURCES OF BUSHIDO,

of which I may begin with Buddhism. It furnished a sense of calm trust in Fate, a quiet submission to the inevitable, that stoic composure in sight of danger or calamity, that disdain of life and friendliness with death. A foremost teacher of swordsmanship, when he saw his pupil master the utmost of his art, told him, “Beyond this my instruction must give way to Zen teaching.” “Zen” is the Japanese equivalent for the Dhyâna, which “represents human effort to reach through meditation zones of thought beyond the range of verbal expression.”[4] Its method is contemplation, and its purport, as far as I understand it, to be convinced of a principle that underlies all phenomena, and, if it can, of the Absolute itself, and thus to put oneself in harmony with this Absolute. Thus defined, the teaching was more than the dogma of a sect, and whoever attains to the perception of the Absolute raises himself above mundane things and awakes, “to a new Heaven and a new Earth.”

I may begin with Buddhism. It provides a sense of calm trust in Destiny, a quiet acceptance of the inevitable, that stoic composure in the face of danger or disaster, that indifference to life and ease with death. A leading swordsmanship teacher, when he saw his student master the highest levels of his art, said to him, “At this point, my teaching must give way to Zen teaching.” “Zen” is the Japanese term for Dhyâna, which “represents human effort to reach through meditation zones of thought beyond the range of verbal expression.”[4] Its method is meditation, and its purpose, as far as I understand, is to grasp a principle that underlies all phenomena, and if possible, to comprehend the Absolute itself, thereby putting oneself in harmony with this Absolute. With this definition, the teaching transcends the dogma of a sect, and whoever perceives the Absolute elevates themselves above worldly matters and awakens “to a new Heaven and a new Earth.”

[3] Ruskin was one of the most gentle-hearted and peace loving men that ever lived. Yet he believed in war with all the fervor of a worshiper of the strenuous life. “When I tell you,” he says in the Crown of Wild Olive, “that war is the foundation of all the arts, I mean also that it is the foundation of all the high virtues and faculties of men. It is very strange to me to discover this, and very dreadful, but I saw it to be quite an undeniable fact. * * * I found in brief, that all great nations learned their truth of word and strength of thought in war; that they were nourished in war and wasted by peace, taught by war and deceived by peace; trained by war and betrayed by peace; in a word, that they were born in war and expired in peace.”
[4] Lafcadio Hearn, Exotics and Retrospectives, p. 84.

What Buddhism failed to give, Shintoism offered in abundance. Such loyalty to the sovereign, such reverence for ancestral memory, and such filial piety as are not taught by any other creed, were inculcated by the Shinto doctrines, imparting passivity to the otherwise arrogant character of the samurai. Shinto theology has no place for the dogma of “original sin.” On the contrary, it believes in the innate goodness and God-like purity of the human soul, adoring it as the adytum from which divine oracles are proclaimed. Everybody has observed that the Shinto shrines are conspicuously devoid of objects and instruments of worship, and that a plain mirror hung in the sanctuary forms the essential part of its furnishing. The presence of this article is easy to explain: it typifies the human heart, which, when perfectly placid and clear, reflects the very image of the Deity. When you stand, therefore, in front of the shrine to worship, you see your own image reflected on its shining surface, and the act of worship is tantamount to the old Delphic injunction, “Know Thyself.” But self-knowledge does not imply, either in the Greek or Japanese teaching, knowledge of the physical part of man, not his anatomy or his psycho-physics; knowledge was to be of a moral kind, the introspection of our moral nature. Mommsen, comparing the Greek and the Roman, says that when the former worshiped he raised his eyes to heaven, for his prayer was contemplation, while the latter veiled his head, for his was reflection. Essentially like the Roman conception of religion, our reflection brought into prominence not so much the moral as the national consciousness of the individual. Its nature-worship endeared the country to our inmost souls, while its ancestor-worship, tracing from lineage to lineage, made the Imperial family the fountain-head of the whole nation. To us the country is more than land and soil from which to mine gold or to reap grain—it is the sacred abode of the gods, the spirits of our forefathers: to us the Emperor is more than the Arch Constable of a Rechtsstaat, or even the Patron of a Culturstaat—he is the bodily representative of Heaven on earth, blending in his person its power and its mercy. If what M. Boutmy[5] says is true of English royalty—that it “is not only the image of authority, but the author and symbol of national unity,” as I believe it to be, doubly and trebly may this be affirmed of royalty in Japan.

What Buddhism didn't provide, Shintoism offered in plenty. The loyalty to the emperor, the respect for ancestral memory, and the deep sense of filial piety that no other belief system teaches were instilled by Shinto beliefs, bringing humility to the otherwise proud nature of the samurai. Shinto theology doesn’t include the concept of “original sin.” Instead, it believes in the inherent goodness and divine purity of the human soul, celebrating it as the sacred place from which divine messages are revealed. It's easy to notice that Shinto shrines are notably free of objects and tools for worship, with a simple mirror being the key element of their interior. This mirror symbolizes the human heart, which, when completely calm and clear, reflects the true image of the Divine. So when you stand in front of the shrine to worship, you see your own reflection on its smooth surface, and the act of worship essentially echoes the ancient Delphic command, “Know Thyself.” However, self-knowledge, in both Greek and Japanese teachings, does not refer to the physical aspect of a person, not their anatomy or psychology; it’s about understanding our moral character, examining our ethical nature. Mommsen points out that when the Greeks prayed, they looked to the heavens, since their prayers were about contemplation, whereas the Romans covered their heads, representing reflection. Much like the Roman view of religion, our reflection emphasizes not just the moral but also the national consciousness of the individual. The worship of nature connects us deeply to the land, while ancestor worship, tracing family lines, positions the Imperial family as the ultimate source of our nation. For us, the country is more than just the land and resources for wealth or agriculture—it is the sacred home of the gods and the spirits of our ancestors. To us, the Emperor is more than just the chief authority of a Rechtsstaat or even the figurehead of a Kulturstaat—he is the physical embodiment of Heaven on earth, embodying its power and mercy. If what M. Boutmy says about English royalty—that it “is not only the image of authority, but the author and symbol of national unity,” which I believe to be true, can be affirmed to an even greater extent for the royalty in Japan.

[5] The English People, p. 188.

The tenets of Shintoism cover the two predominating features of the emotional life of our race—Patriotism and Loyalty. Arthur May Knapp very truly says: “In Hebrew literature it is often difficult to tell whether the writer is speaking of God or of the Commonwealth; of heaven or of Jerusalem; of the Messiah or of the nation itself.”[6] A similar confusion may be noticed in the nomenclature of our national faith. I said confusion, because it will be so deemed by a logical intellect on account of its verbal ambiguity; still, being a framework of national instinct and race feelings, Shintoism never pretends to a systematic philosophy or a rational theology. This religion—or, is it not more correct to say, the race emotions which this religion expressed?—thoroughly imbued Bushido with loyalty to the sovereign and love of country. These acted more as impulses than as doctrines; for Shintoism, unlike the Mediæval Christian Church, prescribed to its votaries scarcely any credenda, furnishing them at the same time with agenda of a straightforward and simple type.

The core beliefs of Shintoism revolve around two main aspects of our emotional life—Patriotism and Loyalty. Arthur May Knapp rightly states, “In Hebrew literature, it's often hard to tell whether the writer is referring to God or to the Commonwealth; to heaven or to Jerusalem; to the Messiah or to the nation itself.”[6] A similar confusion can be seen in the terminology of our national faith. I call it confusion because a logical mind might see it that way due to its verbal ambiguity; however, as a framework for national instinct and racial feelings, Shintoism doesn't claim to offer a systematic philosophy or rational theology. This religion—or should we say, the racial emotions that this religion represents?—deeply infused Bushido with loyalty to the sovereign and love for the country. These acted more like impulses than doctrines, as Shintoism, unlike the Medieval Christian Church, provided its followers with very few credenda, while offering agenda that were straightforward and simple.

[6]Feudal and Modern Japan” Vol. I, p. 183.

As to strictly ethical doctrines, the teachings of Confucius were the most prolific source of Bushido. His enunciation of the five moral relations between master and servant (the governing and the governed), father and son, husband and wife, older and younger brother, and between friend and friend, was but a confirmation of what the race instinct had recognized before his writings were introduced from China. The calm, benignant, and worldly-wise character of his politico-ethical precepts was particularly well suited to the samurai, who formed the ruling class. His aristocratic and conservative tone was well adapted to the requirements of these warrior statesmen. Next to Confucius, Mencius exercised an immense authority over Bushido. His forcible and often quite democratic theories were exceedingly taking to sympathetic natures, and they were even thought dangerous to, and subversive of, the existing social order, hence his works were for a long time under censure. Still, the words of this master mind found permanent lodgment in the heart of the samurai.

When it comes to strict ethical teachings, Confucius was the most influential source of Bushido. His explanation of the five key relationships—between master and servant (the ruling and the ruled), father and son, husband and wife, older and younger brother, and among friends—validated what the community instinctively understood even before his writings came from China. The calm, kind, and worldly-wise nature of his political and ethical teachings was especially fitting for the samurai, who were part of the ruling class. His aristocratic and conservative approach matched the needs of these warrior statesmen. Following Confucius, Mencius had a significant impact on Bushido. His powerful and often quite democratic ideas resonated with compassionate individuals and were even considered a threat to and disruptive of the existing social order, leading to his works being censored for a long time. Nevertheless, the thoughts of this brilliant teacher found a lasting place in the hearts of the samurai.

The writings of Confucius and Mencius formed the principal text-books for youths and the highest authority in discussion among the old. A mere acquaintance with the classics of these two sages was held, however, in no high esteem. A common proverb ridicules one who has only an intellectual knowledge of Confucius, as a man ever studious but ignorant of Analects. A typical samurai calls a literary savant a book-smelling sot. Another compares learning to an ill-smelling vegetable that must be boiled and boiled before it is fit for use. A man who has read a little smells a little pedantic, and a man who has read much smells yet more so; both are alike unpleasant. The writer meant thereby that knowledge becomes really such only when it is assimilated in the mind of the learner and shows in his character. An intellectual specialist was considered a machine. Intellect itself was considered subordinate to ethical emotion. Man and the universe were conceived to be alike spiritual and ethical. Bushido could not accept the judgment of Huxley, that the cosmic process was unmoral.

The writings of Confucius and Mencius were the main textbooks for young people and the highest authority in discussions among the elders. However, just having a basic understanding of the classics from these two sages wasn't highly regarded. A common saying mocks someone who only has a superficial understanding of Confucius, calling him someone who is always studying yet ignorant of the Analects. A typical samurai refers to a literary scholar as a book-obsessed fool. Another compares learning to a foul-smelling vegetable that needs to be boiled over and over before it can be useful. A person who has read a little comes off as slightly pretentious, and someone who has read a lot seems even more so; both are equally off-putting. The point was that knowledge truly counts only when it is absorbed by the learner's mind and reflected in his character. An intellectual expert was seen as a machine. Intelligence itself was regarded as subordinate to ethical feelings. Both man and the universe were viewed as being inherently spiritual and moral. Bushido could not accept Huxley's view that the cosmic process was without morality.

Bushido made light of knowledge as such. It was not pursued as an end in itself, but as a means to the attainment of wisdom. Hence, he who stopped short of this end was regarded no higher than a convenient machine, which could turn out poems and maxims at bidding. Thus, knowledge was conceived as identical with its practical application in life; and this Socratic doctrine found its greatest exponent in the Chinese philosopher, Wan Yang Ming, who never wearies of repeating, “To know and to act are one and the same.”

Bushido saw knowledge as less important on its own. It wasn't sought for its own sake, but as a way to gain wisdom. So, someone who didn't reach this goal was viewed as no more than a handy tool, churning out poems and sayings when asked. Therefore, knowledge was viewed as being the same as its practical use in life; and this Socratic idea had its strongest supporter in the Chinese philosopher, Wan Yang Ming, who never tired of saying, “To know and to act are one and the same.”

I beg leave for a moment’s digression while I am on this subject, inasmuch as some of the noblest types of bushi were strongly influenced by the teachings of this sage. Western readers will easily recognize in his writings many parallels to the New Testament. Making allowance for the terms peculiar to either teaching, the passage, “Seek ye first the kingdom of God and his righteousness; and all these things shall be added unto you,” conveys a thought that may be found on almost any page of Wan Yang Ming. A Japanese disciple[7] of his says—“The lord of heaven and earth, of all living beings, dwelling in the heart of man, becomes his mind (Kokoro); hence a mind is a living thing, and is ever luminous:” and again, “The spiritual light of our essential being is pure, and is not affected by the will of man. Spontaneously springing up in our mind, it shows what is right and wrong: it is then called conscience; it is even the light that proceedeth from the god of heaven.” How very much do these words sound like some passages from Isaac Pennington or other philosophic mystics! I am inclined to think that the Japanese mind, as expressed in the simple tenets of the Shinto religion, was particularly open to the reception of Yang Ming’s precepts. He carried his doctrine of the infallibility of conscience to extreme transcendentalism, attributing to it the faculty to perceive, not only the distinction between right and wrong, but also the nature of psychical facts and physical phenomena. He went as far as, if not farther than, Berkeley and Fichte, in Idealism, denying the existence of things outside of human ken. If his system had all the logical errors charged to Solipsism, it had all the efficacy of strong conviction and its moral import in developing individuality of character and equanimity of temper cannot be gainsaid.

I need to take a moment to digress on this topic, as some of the finest examples of bushi were significantly influenced by this sage's teachings. Western readers will likely notice many similarities in his writings compared to the New Testament. If we consider the unique terms used in each teaching, the line, “Seek ye first the kingdom of God and his righteousness; and all these things shall be added unto you,” expresses a sentiment found in almost every page of Wan Yang Ming. A Japanese disciple of his states, “The lord of heaven and earth, of all living beings, residing in the heart of man, becomes his mind (Kokoro); thus, a mind is a living entity and is always bright,” and again, “The spiritual light of our true being is pure and unaffected by human will. It naturally arises in our mind, revealing what is right and wrong; this is called conscience; it is even the light that comes from the god of heaven.” These words sound very much like passages from Isaac Pennington or other philosophical mystics! I believe that the Japanese mindset, reflected in the straightforward principles of the Shinto religion, was particularly receptive to Yang Ming’s teachings. He took his doctrine of the infallibility of conscience to extreme transcendentalism, claiming it had the ability to understand not only the difference between right and wrong but also the nature of psychic facts and physical phenomena. He went as far as, if not further than, Berkeley and Fichte in Idealism, denying the existence of things beyond human understanding. While his system may have had all the logical flaws associated with Solipsism, it carried the strength of deep conviction, and its moral implications in fostering individuality and balanced temperament cannot be denied.

[7]Miwa Shissai.

Thus, whatever the sources, the essential principles which Bushido imbibed from them and assimilated to itself, were few and simple. Few and simple as these were, they were sufficient to furnish a safe conduct of life even through the unsafest days of the most unsettled period of our nation’s history. The wholesome, unsophisticated nature of our warrior ancestors derived ample food for their spirit from a sheaf of commonplace and fragmentary teachings, gleaned as it were on the highways and byways of ancient thought, and, stimulated by the demands of the age, formed from these gleanings anew and unique type of manhood. An acute French savant, M. de la Mazelière, thus sums up his impressions of the sixteenth century:—“Toward the middle of the sixteenth century, all is confusion in Japan, in the government, in society, in the church. But the civil wars, the manners returning to barbarism, the necessity for each to execute justice for himself,—these formed men comparable to those Italians of the sixteenth century, in whom Taine praises ‘the vigorous initiative, the habit of sudden resolutions and desperate undertakings, the grand capacity to do and to suffer.’ In Japan as in Italy ‘the rude manners of the Middle Ages made of man a superb animal, wholly militant and wholly resistant.’ And this is why the sixteenth century displays in the highest degree the principal quality of the Japanese race, that great diversity which one finds there between minds (esprits) as well as between temperaments. While in India and even in China men seem to differ chiefly in degree of energy or intelligence, in Japan they differ by originality of character as well. Now, individuality is the sign of superior races and of civilizations already developed. If we make use of an expression dear to Nietzsche, we might say that in Asia, to speak of humanity is to speak of its plains; in Japan as in Europe, one represents it above all by its mountains.”

So, no matter the sources, the core principles that Bushido absorbed and made its own were few and straightforward. Even though they were simple, they were enough to guide a person through the most dangerous times of our nation’s history. The straightforward, honest nature of our warrior ancestors found plenty of inspiration for their spirit from a mix of basic and scattered teachings, collected from the paths of ancient thought, and driven by the needs of the time, created a new and unique kind of manhood from these insights. An insightful French scholar, M. de la Mazelière, sums up his view of the sixteenth century: “Around the middle of the sixteenth century, Japan is in turmoil, with chaos in governance, society, and the church. The civil wars, a return to barbaric customs, and the need for individuals to seek justice on their own—these conditions crafted men similar to those Italians of the sixteenth century, whom Taine praises for ‘the strong initiative, the tendency for quick decisions and daring actions, and the great ability to act and endure.’ In Japan, just like in Italy, ‘the rough customs of the Middle Ages turned men into superb beings, completely martial and wholly resilient.’ This is why the sixteenth century showcases the core trait of the Japanese race, the remarkable diversity found among both minds (esprits) and temperaments. While in India and even in China, men mainly vary in levels of energy or intelligence, in Japan, they also differ in the originality of their character. Individuality marks superior races and advanced civilizations. Using a phrase beloved by Nietzsche, we could say that in Asia, talking about humanity means discussing its plains; in Japan, as in Europe, it is primarily represented by its mountains.”

To the pervading characteristics of the men of whom M. de la Mazelière writes, let us now address ourselves. I shall begin with

To the defining traits of the men that M. de la Mazelière writes about, let’s now turn our attention. I’ll start with

RECTITUDE OR JUSTICE,

the most cogent precept in the code of the samurai. Nothing is more loathsome to him than underhand dealings and crooked undertakings. The conception of Rectitude may be erroneous—it may be narrow. A well-known bushi defines it as a power of resolution;—“Rectitude is the power of deciding upon a certain course of conduct in accordance with reason, without wavering;—to die when it is right to die, to strike when to strike is right.” Another speaks of it in the following terms: ”Rectitude is the bone that gives firmness and stature. As without bones the head cannot rest on the top of the spine, nor hands move nor feet stand, so without rectitude neither talent nor learning can make of a human frame a samurai. With it the lack of accomplishments is as nothing.” Mencius calls Benevolence man’s mind, and Rectitude or Righteousness his path. “How lamentable,” he exclaims, “is it to neglect the path and not pursue it, to lose the mind and not know to seek it again! When men’s fowls and dogs are lost, they know to seek for them again, but they lose their mind and do not know to seek for it.” Have we not here “as in a glass darkly” a parable propounded three hundred years later in another clime and by a greater Teacher, who called Himself the Way of Righteousness, through whom the lost could be found? But I stray from my point. Righteousness, according to Mencius, is a straight and narrow path which a man ought to take to regain the lost paradise.

the most important principle in the samurai code. Nothing disgusts him more than deceitful behavior and dishonest actions. The idea of Rectitude might be mistaken—it could be limited. A well-known bushi describes it as a determination;—“Rectitude is the ability to choose a course of action based on reason, without hesitation;—to die when it’s right to die, to strike when it’s right to strike.” Another expresses it this way: “Rectitude is the foundation that provides strength and character. Just as without bones the head can't sit atop the spine, nor can hands move or feet stand, without rectitude, neither talent nor knowledge can transform a person into a samurai. Without it, a lack of skills means nothing.” Mencius refers to Benevolence as the mind of a person, and Rectitude or Righteousness as the path. “How unfortunate," he exclaims, “is it to ignore the path and fail to follow it, to lose one’s mind and not know to look for it again! When people lose their chickens and dogs, they know to search for them, but when they lose their minds, they don’t know to search for that.” Don't we see here “as in a dark mirror” a lesson taught three hundred years later in another place by a greater Teacher, who called Himself the Way of Righteousness, through whom the lost could be found? But I digress. Righteousness, according to Mencius, is a straight and narrow path that a person should take to regain the lost paradise.

Even in the latter days of feudalism, when the long continuance of peace brought leisure into the life of the warrior class, and with it dissipations of all kinds and gentle accomplishments, the epithet Gishi (a man of rectitude) was considered superior to any name that signified mastery of learning or art. The Forty-seven Faithfuls—of whom so much is made in our popular education—are known in common parlance as the Forty-seven Gishi.

Even in the final days of feudalism, when an extended period of peace allowed the warrior class to enjoy leisure and various pleasures along with refined skills, the title Gishi (a man of integrity) was regarded as more esteemed than any title indicating proficiency in knowledge or art. The Forty-seven Loyal Ones—who are greatly emphasized in our popular education—are commonly referred to as the Forty-seven Gishi.

In times when cunning artifice was liable to pass for military tact and downright falsehood for ruse de guerre, this manly virtue, frank and honest, was a jewel that shone the brightest and was most highly praised. Rectitude is a twin brother to Valor, another martial virtue. But before proceeding to speak of Valor, let me linger a little while on what I may term a derivation from Rectitude, which, at first deviating slightly from its original, became more and more removed from it, until its meaning was perverted in the popular acceptance. I speak of Gi-ri, literally the Right Reason, but which came in time to mean a vague sense of duty which public opinion expected an incumbent to fulfil. In its original and unalloyed sense, it meant duty, pure and simple,—hence, we speak of the Giri we owe to parents, to superiors, to inferiors, to society at large, and so forth. In these instances Giri is duty; for what else is duty than what Right Reason demands and commands us to do. Should not Right Reason be our categorical imperative?

In a time when clever deception could easily be mistaken for military strategy and outright lies could be seen as tactics of war, this genuine quality, straightforward and honest, was a rare gem that stood out and was highly cherished. Integrity is closely linked to Valor, another quality of a warrior. But before I dive into talking about Valor, I want to take a moment to address something I consider a offshoot of Integrity, which initially strayed slightly from its original meaning but became more distant over time, leading to a perversion in its common understanding. I’m referring to Gi-ri, which literally means Right Reason, but eventually came to signify a vague sense of duty that society expected someone to uphold. In its true and uncorrupted form, it meant duty, plain and simple—thus, we discuss the Giri we owe to our parents, to superiors, to subordinates, to society as a whole, and so on. In these cases, Giri represents duty; because what else is duty but what Right Reason requires and instructs us to do? Shouldn't Right Reason serve as our ultimate principle?

Giri primarily meant no more than duty, and I dare say its etymology was derived from the fact that in our conduct, say to our parents, though love should be the only motive, lacking that, there must be some other authority to enforce filial piety; and they formulated this authority in Giri. Very rightly did they formulate this authority—Giri—since if love does not rush to deeds of virtue, recourse must be had to man’s intellect and his reason must be quickened to convince him of the necessity of acting aright. The same is true of any other moral obligation. The instant Duty becomes onerous, Right Reason steps in to prevent our shirking it. Giri thus understood is a severe taskmaster, with a birch-rod in his hand to make sluggards perform their part. It is a secondary power in ethics; as a motive it is infinitely inferior to the Christian doctrine of love, which should be the law. I deem it a product of the conditions of an artificial society—of a society in which accident of birth and unmerited favour instituted class distinctions, in which the family was the social unit, in which seniority of age was of more account than superiority of talents, in which natural affections had often to succumb before arbitrary man-made customs. Because of this very artificiality, Giri in time degenerated into a vague sense of propriety called up to explain this and sanction that,—as, for example, why a mother must, if need be, sacrifice all her other children in order to save the first-born; or why a daughter must sell her chastity to get funds to pay for the father’s dissipation, and the like. Starting as Right Reason, Giri has, in my opinion, often stooped to casuistry. It has even degenerated into cowardly fear of censure. I might say of Giri what Scott wrote of patriotism, that “as it is the fairest, so it is often the most suspicious, mask of other feelings.” Carried beyond or below Right Reason, Giri became a monstrous misnomer. It harbored under its wings every sort of sophistry and hypocrisy. It might easily have been turned into a nest of cowardice, if Bushido had not a keen and correct sense of

Giri basically just meant duty, and I’d say its origins come from the idea that in our actions, like towards our parents, even though love should be the main reason, if that’s missing, there needs to be some other authority to enforce respect for family. They defined this authority as Giri. They correctly identified this authority—Giri—because if love doesn’t lead us to do virtuous things, we need to rely on our intellect and reason to understand why we should act properly. This applies to any moral obligation. When Duty feels burdensome, Right Reason steps in to stop us from avoiding it. Giri, understood in this way, is a strict taskmaster, wielding a birch rod to make slackers do their part. It is a secondary force in ethics; as a motivation, it’s vastly inferior to the Christian doctrine of love, which should be the guiding principle. I see it as a result of the conditions in a made-up society—where birth circumstances and unearned privileges created class differences, where family was the social unit, where age mattered more than talent, and where natural feelings often gave way to arbitrary, man-made rules. Because of this very artificiality, Giri eventually turned into a vague sense of proper behavior that was used to justify various actions—like why a mother must, if necessary, sacrifice all her other children to save the firstborn; or why a daughter must sell her purity to fund her father’s addiction, and so on. Starting as Right Reason, Giri has, in my view, often slipped into moral reasoning that avoids the real issue. It has even devolved into a cowardly fear of judgment. I could say about Giri what Scott wrote about patriotism, that “as it is the fairest, so it is often the most suspicious, mask of other feelings.” When taken to extremes, Giri became a terrible misnomer. It sheltered all kinds of deception and hypocrisy. It could have easily turned into a refuge for cowardice if Bushido hadn’t maintained a clear and accurate sense of

COURAGE, THE SPIRIT OF DARING
AND BEARING,

to the consideration of which we shall now return. Courage was scarcely deemed worthy to be counted among virtues, unless it was exercised in the cause of Righteousness. In his “Analects” Confucius defines Courage by explaining, as is often his wont, what its negative is. “Perceiving what is right,” he says, “and doing it not, argues lack of courage.” Put this epigram into a positive statement, and it runs, “Courage is doing what is right.” To run all kinds of hazards, to jeopardize one’s self, to rush into the jaws of death—these are too often identified with Valor, and in the profession of arms such rashness of conduct—what Shakespeare calls, “valor misbegot”—is unjustly applauded; but not so in the Precepts of Knighthood. Death for a cause unworthy of dying for, was called a “dog’s death.” “To rush into the thick of battle and to be slain in it,” says a Prince of Mito, “is easy enough, and the merest churl is equal to the task; but,” he continues, “it is true courage to live when it is right to live, and to die only when it is right to die,” and yet the Prince had not even heard of the name of Plato, who defines courage as “the knowledge of things that a man should fear and that he should not fear.” A distinction which is made in the West between moral and physical courage has long been recognized among us. What samurai youth has not heard of “Great Valor” and the “Valor of a Villein?”

to the consideration of which we shall now return. Courage was barely considered a virtue unless it was shown in the service of Righteousness. In his “Analects,” Confucius defines Courage by explaining, as is often his style, what it is not. “Knowing what is right,” he says, “and not doing it shows a lack of courage.” Put this quote into positive terms, and it says, “Courage is doing what is right.” Taking risks, putting oneself in danger, rushing into the face of death—these are often confused with Valor, and in the military, this reckless behavior—what Shakespeare calls “valor misbegot”—is wrongly celebrated; but not in the Precepts of Knighthood. Dying for a cause unworthy of your life was referred to as a “dog’s death.” “Running into the heart of battle and getting killed there,” says a Prince of Mito, “is easy enough, and anyone can do that; but,” he adds, “true courage is living when it’s right to live and dying only when it’s right to die,” and yet the Prince had never even heard of Plato, who defines courage as “the knowledge of what things a person should fear and what not to fear.” A distinction made in the West between moral and physical courage has long been recognized among us. What samurai youth hasn’t heard of “Great Valor” and the “Valor of a Villein?”

Valor, Fortitude, Bravery, Fearlessness, Courage, being the qualities of soul which appeal most easily to juvenile minds, and which can be trained by exercise and example, were, so to speak, the most popular virtues, early emulated among the youth. Stories of military exploits were repeated almost before boys left their mother’s breast. Does a little booby cry for any ache? The mother scolds him in this fashion: “What a coward to cry for a trifling pain! What will you do when your arm is cut off in battle? What when you are called upon to commit harakiri?” We all know the pathetic fortitude of a famished little boy-prince of Sendai, who in the drama is made to say to his little page, “Seest thou those tiny sparrows in the nest, how their yellow bills are opened wide, and now see! there comes their mother with worms to feed them. How eagerly and happily the little ones eat! but for a samurai, when his stomach is empty, it is a disgrace to feel hunger.” Anecdotes of fortitude and bravery abound in nursery tales, though stories of this kind are not by any means the only method of early imbuing the spirit with daring and fearlessness. Parents, with sternness sometimes verging on cruelty, set their children to tasks that called forth all the pluck that was in them. “Bears hurl their cubs down the gorge,” they said. Samurai’s sons were let down the steep valleys of hardship, and spurred to Sisyphus-like tasks. Occasional deprivation of food or exposure to cold, was considered a highly efficacious test for inuring them to endurance. Children of tender age were sent among utter strangers with some message to deliver, were made to rise before the sun, and before breakfast attend to their reading exercises, walking to their teacher with bare feet in the cold of winter; they frequently—once or twice a month, as on the festival of a god of learning,—came together in small groups and passed the night without sleep, in reading aloud by turns. Pilgrimages to all sorts of uncanny places—to execution grounds, to graveyards, to houses reputed to be haunted, were favorite pastimes of the young. In the days when decapitation was public, not only were small boys sent to witness the ghastly scene, but they were made to visit alone the place in the darkness of night and there to leave a mark of their visit on the trunkless head.

Courage, strength, bravery, fearlessness, and guts are qualities that resonate strongly with young minds and can be developed through practice and role models. These were, in a sense, the most popular virtues, eagerly embraced by youth. Tales of military feats were shared almost as soon as boys could speak. If a little one whimpers over a minor hurt, the mother scolds him like this: “What a coward to cry over a small pain! What will you do when your arm is severed in battle? What about when you have to commit harakiri?” We all know the touching bravery of a famished little boy-prince from Sendai, who tells his young servant, “Do you see those tiny sparrows in the nest, how their yellow mouths are wide open? And look! Here comes their mother with worms to feed them. How eagerly and joyfully they eat! But for a samurai, feeling hunger when his stomach is empty is a disgrace.” Stories of bravery and endurance are plentiful in children’s tales, although these stories are not the only way to instill a sense of daring and fearlessness from an early age. Parents, sometimes stern to the point of being harsh, assigned their children tasks that demanded all their bravery. “Bears throw their cubs down the gorge,” they’d say. Sons of samurai were subjected to the steep valleys of hardship and pushed to tasks that felt endless. Occasionally going without food or exposure to the cold was seen as an effective way to toughen them up. Young children were sent to strangers with messages to deliver, made to rise before dawn, and before breakfast, tackle their reading, walking barefoot to their teacher in the winter's chill; often—once or twice a month, like on the festival for the god of learning—they would gather in small groups and spend the night reading aloud in turns. Pilgrimages to all kinds of eerie places—execution sites, graveyards, and rumored haunted houses—were favorite pastimes for the young. In the times when decapitations were public spectacles, not only were young boys taken to see the horrific event, but they were also sent alone to the site in the dead of night to leave a mark of their visit on the severed head.

Does this ultra-Spartan system of “drilling the nerves” strike the modern pedagogist with horror and doubt—doubt whether the tendency would not be brutalizing, nipping in the bud the tender emotions of the heart? Let us see what other concepts Bushido had of Valor.

Does this extremely basic method of “drilling the nerves” shock today’s educators with fear and uncertainty—uncertainty about whether this approach might be harmful, stifling the gentle emotions of the heart? Let’s examine what other ideas Bushido had about Valor.

The spiritual aspect of valor is evidenced by composure—calm presence of mind. Tranquillity is courage in repose. It is a statical manifestation of valor, as daring deeds are a dynamical. A truly brave man is ever serene; he is never taken by surprise; nothing ruffles the equanimity of his spirit. In the heat of battle he remains cool; in the midst of catastrophes he keeps level his mind. Earthquakes do not shake him, he laughs at storms. We admire him as truly great, who, in the menacing presence of danger or death, retains his self-possession; who, for instance, can compose a poem under impending peril or hum a strain in the face of death. Such indulgence betraying no tremor in the writing or in the voice, is taken as an infallible index of a large nature—of what we call a capacious mind (yoyū), which, for from being pressed or crowded, has always room for something more.

The spiritual side of bravery shows through in a calm, composed demeanor. Serenity is courage at rest. It’s a steady expression of valor, just like brave actions are a dynamic one. A truly courageous person is always composed; they’re never caught off guard; nothing disrupts their inner peace. In the heat of battle, they stay cool; in the midst of disasters, their mind remains steady. Earthquakes don’t unsettle them; they laugh at storms. We admire those who, when faced with danger or death, maintain their composure; for example, someone who can write a poem in the face of danger or hum a tune when confronting death. Such a display, without a hint of tremor in the writing or voice, is viewed as a clear indication of a great character—of what we call a capacious mind (yoyū), which, instead of feeling pressed or crowded, always has room for more.

It passes current among us as a piece of authentic history, that as Ōta Dokan, the great builder of the castle of Tokyo, was pierced through with a spear, his assassin, knowing the poetical predilection of his victim, accompanied his thrust with this couplet—

It is known among us as a real historical event that as Ōta Dokan, the great builder of the Tokyo castle, was stabbed with a spear, his assassin, aware of his victim's love for poetry, added this couplet to his attack—

“Ah! how in moments like these
Our heart doth grudge the light of life;”

whereupon the expiring hero, not one whit daunted by the mortal wound in his side, added the lines—

whereupon the dying hero, not at all discouraged by the fatal wound in his side, added the lines—

“Had not in hours of peace,
It learned to lightly look on life.”

There is even a sportive element in a courageous nature. Things which are serious to ordinary people, may be but play to the valiant. Hence in old warfare it was not at all rare for the parties to a conflict to exchange repartee or to begin a rhetorical contest. Combat was not solely a matter of brute force; it was, as well, an intellectual engagement.

There’s even a playful aspect to a brave character. What seems serious to regular people might just be a game to the courageous. So, in ancient battles, it wasn't uncommon for opposing sides to trade witty remarks or start a verbal sparring match. Fighting wasn't just about physical strength; it was also an intellectual challenge.

Of such character was the battle fought on the bank of the Koromo River, late in the eleventh century. The eastern army routed, its leader, Sadato, took to flight. When the pursuing general pressed him hard and called aloud—“It is a disgrace for a warrior to show his back to the enemy,” Sadato reined his horse; upon this the conquering chief shouted an impromptu verse—

Of such character was the battle fought on the bank of the Koromo River, late in the eleventh century. The eastern army was defeated, and its leader, Sadato, ran away. When the chasing general pressed him hard and shouted, “It's disgraceful for a warrior to turn his back to the enemy,” Sadato stopped his horse; at this, the winning chief shouted an impromptu verse—

“Torn into shreds is the warp of the cloth” (koromo).

Scarcely had the words escaped his lips when the defeated warrior, undismayed, completed the couplet—

Scarcely had the words left his mouth when the defeated warrior, unbothered, finished the couplet—

“Since age has worn its threads by use.”

Yoshiie, whose bow had all the while been bent, suddenly unstrung it and turned away, leaving his prospective victim to do as he pleased. When asked the reason of his strange behavior, he replied that he could not bear to put to shame one who had kept his presence of mind while hotly pursued by his enemy.

Yoshiie, who had been drawing his bow the whole time, suddenly unstrung it and turned away, leaving his potential victim free to act as he wished. When asked why he acted so strangely, he said he couldn’t bring himself to shame someone who had stayed calm while being chased by his enemy.

The sorrow which overtook Antony and Octavius at the death of Brutus, has been the general experience of brave men. Kenshin, who fought for fourteen years with Shingen, when he heard of the latter’s death, wept aloud at the loss of “the best of enemies.” It was this same Kenshin who had set a noble example for all time, in his treatment of Shingen, whose provinces lay in a mountainous region quite away from the sea, and who had consequently depended upon the Hōjō provinces of the Tokaido for salt. The Hōjō prince wishing to weaken him, although not openly at war with him, had cut off from Shingen all traffic in this important article. Kenshin, hearing of his enemy’s dilemma and able to obtain his salt from the coast of his own dominions, wrote Shingen that in his opinion the Hōjō lord had committed a very mean act, and that although he (Kenshin) was at war with him (Shingen) he had ordered his subjects to furnish him with plenty of salt—adding, “I do not fight with salt, but with the sword,” affording more than a parallel to the words of Camillus, “We Romans do not fight with gold, but with iron.” Nietzsche spoke for the samurai heart when he wrote, “You are to be proud of your enemy; then, the success of your enemy is your success also.” Indeed valor and honor alike required that we should own as enemies in war only such as prove worthy of being friends in peace. When valor attains this height, it becomes akin to

The grief that Antony and Octavius felt at Brutus's death reflects what many brave people experience. Kenshin, who fought alongside Shingen for fourteen years, wept when he learned of Shingen's passing, calling him “the best of enemies.” Kenshin set a noble standard in how he treated Shingen, who governed provinces in a mountainous area far from the sea and had to rely on the Hōjō provinces of the Tokaido for salt. The Hōjō lord, wanting to weaken Shingen and not being openly at war with him, cut off all salt supply to Shingen. When Kenshin heard about his rival's predicament and could get salt from the coastline of his own lands, he wrote to Shingen, saying he believed the Hōjō lord had acted poorly, and even though he (Kenshin) was at war with Shingen, he had instructed his people to provide Shingen with plenty of salt—adding, “I do not fight with salt, but with the sword.” This echoes the words of Camillus, “We Romans do not fight with gold, but with iron.” Nietzsche captured the samurai spirit when he wrote, “You are to be proud of your enemy; then, the success of your enemy is your success too.” Indeed, both bravery and honor demand that we recognize as enemies in war only those who are worthy of being friends in peace. When bravery reaches this level, it becomes similar to

BENEVOLENCE, THE FEELING OF
DISTRESS,

love, magnanimity, affection for others, sympathy and pity, which were ever recognized to be supreme virtues, the highest of all the attributes of the human soul. Benevolence was deemed a princely virtue in a twofold sense;—princely among the manifold attributes of a noble spirit; princely as particularly befitting a princely profession. We needed no Shakespeare to feel—though, perhaps, like the rest of the world, we needed him to express it—that mercy became a monarch better than his crown, that it was above his sceptered sway. How often both Confucius and Mencius repeat the highest requirement of a ruler of men to consist in benevolence. Confucius would say, “Let but a prince cultivate virtue, people will flock to him; with people will come to him lands; lands will bring forth for him wealth; wealth will give him the benefit of right uses. Virtue is the root, and wealth an outcome.” Again, “Never has there been a case of a sovereign loving benevolence, and the people not loving righteousness,” Mencius follows close at his heels and says, “Instances are on record where individuals attained to supreme power in a single state, without benevolence, but never have I heard of a whole empire falling into the hands of one who lacked this virtue.” Also,—”It is impossible that any one should become ruler of the people to whom they have not yielded the subjection of their hearts.” Both defined this indispensable requirement in a ruler by saying, “Benevolence—Benevolence is Man.” Under the régime of feudalism, which could easily be perverted into militarism, it was to Benevolence that we owed our deliverance from despotism of the worst kind. An utter surrender of “life and limb” on the part of the governed would have left nothing for the governing but self-will, and this has for its natural consequence the growth of that absolutism so often called “oriental despotism,”—as though there were no despots of occidental history!

Love, generosity, affection for others, sympathy, and compassion have always been recognized as the highest virtues, the best qualities of the human soul. Kindness was considered a noble trait in two ways: noble among the many qualities of a great spirit and noble as particularly suited for someone in a royal position. We didn’t need Shakespeare to feel – though, like everyone else, we needed him to articulate it – that mercy suited a monarch better than his crown, that it was above his royal power. How many times did both Confucius and Mencius emphasize that the top requirement for a ruler is benevolence? Confucius would say, “If a prince cultivates virtue, people will flock to him; with people will come lands; lands will produce wealth for him; wealth will enable him to use resources rightly. Virtue is the root, and wealth is the result.” Again, “There has never been a case of a sovereign who loved benevolence, and the people did not love righteousness,” Mencius added, “There are records of individuals attaining supreme power in a single state without benevolence, but I have never heard of an entire empire falling into the hands of someone who lacked this virtue.” Also, “It’s impossible for anyone to become the ruler of people whose hearts they have not gained.” They both defined this essential requirement in a ruler: “Benevolence – Benevolence is Humanity.” Under feudalism, which could easily turn into militarism, we owed our escape from the worst kind of tyranny to Benevolence. A complete surrender of “life and limb” by the governed would leave the governing with nothing but self-will, which naturally leads to the rise of that absolutism often referred to as “oriental despotism,” as if there were no despots in Western history!

Let it be far from me to uphold despotism of any sort; but it is a mistake to identify feudalism with it. When Frederick the Great wrote that “Kings are the first servants of the State,” jurists thought rightly that a new era was reached in the development of freedom. Strangely coinciding in time, in the backwoods of North-western Japan, Yozan of Yonézawa made exactly the same declaration, showing that feudalism was not all tyranny and oppression. A feudal prince, although unmindful of owing reciprocal obligations to his vassals, felt a higher sense of responsibility to his ancestors and to Heaven. He was a father to his subjects, whom Heaven entrusted to his care. In a sense not usually assigned to the term, Bushido accepted and corroborated paternal government—paternal also as opposed to the less interested avuncular government (Uncle Sam’s, to wit!). The difference between a despotic and a paternal government lies in this, that in the one the people obey reluctantly, while in the other they do so with “that proud submission, that dignified obedience, that subordination of heart which kept alive, even in servitude itself, the spirit of exalted freedom.”[8] The old saying is not entirely false which called the king of England the “king of devils, because of his subjects’ often insurrections against, and depositions of, their princes,” and which made the French monarch the “king of asses, because of their infinite taxes and impositions,” but which gave the title of “the king of men” to the sovereign of Spain “because of his subjects’ willing obedience.” But enough!—

Let it be clear that I don’t support tyranny of any kind; however, it’s a mistake to equate feudalism with it. When Frederick the Great said that “Kings are the first servants of the State,” legal scholars correctly believed that a new era in the advancement of freedom had begun. Coincidentally, around the same time in the backwoods of Northwestern Japan, Yozan of Yonézawa made the same statement, illustrating that feudalism wasn’t all about tyranny and oppression. A feudal prince, even if he forgot his duties to his vassals, felt a greater responsibility to his ancestors and to Heaven. He was like a father to his subjects, whom Heaven entrusted to his care. In a sense that isn’t usually associated with the term, Bushido embraced and supported paternal governance—paternal in contrast to the less involved avuncular governance (like Uncle Sam’s, for instance!). The difference between a tyrannical government and a paternal one is that in a tyrannical system, people obey reluctantly, whereas in a paternal system, they do so with “that proud submission, that dignified obedience, that subordination of heart which kept alive, even in servitude itself, the spirit of exalted freedom.”[8] The old saying isn’t entirely wrong that referred to the king of England as the “king of devils” because of his subjects’ frequent uprisings against and toppling of their rulers, and labeled the French king the “king of asses” due to their endless taxes and burdens, while giving the title of “the king of men” to the Spanish monarch “because of his subjects’ willing obedience.” But that’s enough!—

[8] Burke, French Revolution.

Virtue and absolute power may strike the Anglo-Saxon mind as terms which it is impossible to harmonize. Pobyedonostseff has clearly set before us the contrast in the foundations of English and other European communities; namely that these were organized on the basis of common interest, while that was distinguished by a strongly developed independent personality. What this Russian statesman says of the personal dependence of individuals on some social alliance and in the end of ends of the State, among the continental nations of Europe and particularly among Slavonic peoples, is doubly true of the Japanese. Hence not only is a free exercise of monarchical power not felt as heavily by us as in Europe, but it is generally moderated by parental consideration for the feelings of the people. “Absolutism,” says Bismarck, “primarily demands in the ruler impartiality, honesty, devotion to duty, energy and inward humility.” If I may be allowed to make one more quotation on this subject, I will cite from the speech of the German Emperor at Coblenz, in which he spoke of “Kingship, by the grace of God, with its heavy duties, its tremendous responsibility to the Creator alone, from which no man, no minister, no parliament, can release the monarch.”

Virtue and absolute power might seem incompatible to the Anglo-Saxon mindset. Pobyedonostseff has clearly highlighted the difference in the foundations of English and other European societies: those are built on shared interests, while this one is marked by a strong sense of individual identity. What this Russian statesman says about personal dependence on social groups and ultimately on the State among continental nations of Europe, and especially among Slavic peoples, is even more true for the Japanese. This is why the exercise of monarchical power doesn’t weigh on us as heavily as it does in Europe, and it’s usually tempered by a parental regard for the people's feelings. “Absolutism,” Bismarck states, “primarily requires the ruler to be impartial, honest, committed to duty, energetic, and humbly introspective.” If I may add one more quote on this topic, I’d like to reference the German Emperor's speech at Coblenz, where he spoke about “Kingship, by the grace of God, with its heavy duties, its tremendous responsibility to the Creator alone, from which no man, no minister, no parliament, can free the monarch.”

We knew Benevolence was a tender virtue and mother-like. If upright Rectitude and stern Justice were peculiarly masculine, Mercy had the gentleness and the persuasiveness of a feminine nature. We were warned against indulging in indiscriminate charity, without seasoning it with justice and rectitude. Masamuné expressed it well in his oft-quoted aphorism—“Rectitude carried to excess hardens into stiffness; Benevolence indulged beyond measure sinks into weakness.”

We understood that Benevolence was a gentle and nurturing virtue, like that of a mother. While upright Rectitude and strict Justice were distinctly masculine qualities, Mercy embodied the gentleness and charm often associated with femininity. We were cautioned not to engage in blind charity without balancing it with justice and integrity. Masamuné captured this idea perfectly in his famous saying: “Too much Rectitude becomes rigid; too much Benevolence leads to weakness.”

Fortunately Mercy was not so rare as it was beautiful, for it is universally true that “The bravest are the tenderest, the loving are the daring.” “Bushi no nasaké”—the tenderness of a warrior—had a sound which appealed at once to whatever was noble in us; not that the mercy of a samurai was generically different from the mercy of any other being, but because it implied mercy where mercy was not a blind impulse, but where it recognized due regard to justice, and where mercy did not remain merely a certain state of mind, but where it was backed with power to save or kill. As economists speak of demand as being effectual or ineffectual, similarly we may call the mercy of bushi effectual, since it implied the power of acting for the good or detriment of the recipient.

Fortunately, mercy was not just rare but also beautiful, because it’s universally true that “The bravest are the kindest, and the loving are the bold.” “Bushi no nasaké”—the tenderness of a warrior—had a resonance that appealed to whatever is noble within us. The mercy of a samurai wasn’t fundamentally different from the mercy of anyone else; rather, it signified mercy that wasn’t just a blind instinct but one that acknowledged justice, and where mercy went beyond mere emotion to be backed by the power to save or destroy. Just as economists describe demand as either effective or ineffective, we can refer to the mercy of the bushi as effective, since it carried the ability to influence the well-being of the recipient.

Priding themselves as they did in their brute strength and privileges to turn it into account, the samurai gave full consent to what Mencius taught concerning the power of Love. “Benevolence,” he says, “brings under its sway whatever hinders its power, just as water subdues fire: they only doubt the power of water to quench flames who try to extinguish with a cupful a whole burning wagon-load of fagots.” He also says that “the feeling of distress is the root of benevolence, therefore a benevolent man is ever mindful of those who are suffering and in distress.” Thus did Mencius long anticipate Adam Smith who founds his ethical philosophy on Sympathy.

Taking pride in their physical strength and the privileges that came with it, the samurai fully agreed with what Mencius taught about the power of Love. “Benevolence,” he says, “overcomes whatever obstructs its influence, just like water puts out fire: only those who try to extinguish a whole wagon-load of burning wood with a cup of water doubt the effectiveness of water.” He also states that “the feeling of distress is the foundation of benevolence; therefore, a benevolent person is always aware of those who are suffering and in need.” In this way, Mencius anticipated Adam Smith, who based his ethical philosophy on Sympathy.

It is indeed striking how closely the code of knightly honor of one country coincides with that of others; in other words, how the much abused oriental ideas of morals find their counterparts in the noblest maxims of European literature. If the well-known lines,

It is indeed striking how closely the code of chivalry in one country aligns with that of others; in other words, how the often-misunderstood Eastern concepts of morality find their parallels in the finest principles of European literature. If the well-known lines,

Hae tibi erunt artes—pacisque imponere morem,
Parcere subjectis, et debellare superbos,

were shown a Japanese gentleman, he might readily accuse the Mantuan bard of plagiarizing from the literature of his own country.

were shown a Japanese gentleman, he might easily accuse the Mantuan bard of copying from the literature of his own country.

Benevolence to the weak, the downtrodden or the vanquished, was ever extolled as peculiarly becoming to a samurai. Lovers of Japanese art must be familiar with the representation of a priest riding backwards on a cow. The rider was once a warrior who in his day made his name a by-word of terror. In that terrible battle of Sumano-ura, (1184 A.D.), which was one of the most decisive in our history, he overtook an enemy and in single combat had him in the clutch of his gigantic arms. Now the etiquette of war required that on such occasions no blood should be spilt, unless the weaker party proved to be a man of rank or ability equal to that of the stronger. The grim combatant would have the name of the man under him; but he refusing to make it known, his helmet was ruthlessly torn off, when the sight of a juvenile face, fair and beardless, made the astonished knight relax his hold. Helping the youth to his feet, in paternal tones he bade the stripling go: “Off, young prince, to thy mother’s side! The sword of Kumagaye shall never be tarnished by a drop of thy blood. Haste and flee o’er yon pass before thy enemies come in sight!” The young warrior refused to go and begged Kumagaye, for the honor of both, to despatch him on the spot. Above the hoary head of the veteran gleams the cold blade, which many a time before has sundered the chords of life, but his stout heart quails; there flashes athwart his mental eye the vision of his own boy, who this self-same day marched to the sound of bugle to try his maiden arms; the strong hand of the warrior quivers; again he begs his victim to flee for his life. Finding all his entreaties vain and hearing the approaching steps of his comrades, he exclaims: “If thou art overtaken, thou mayest fall at a more ignoble hand than mine. O, thou Infinite! receive his soul!” In an instant the sword flashes in the air, and when it falls it is red with adolescent blood. When the war is ended, we find our soldier returning in triumph, but little cares he now for honor or fame; he renounces his warlike career, shaves his head, dons a priestly garb, devotes the rest of his days to holy pilgrimage, never turning his back to the West, where lies the Paradise whence salvation comes and whither the sun hastes daily for his rest.

Kindness towards the weak, the oppressed, or the defeated has always been praised as especially fitting for a samurai. Fans of Japanese art must know about the image of a priest riding backward on a cow. The rider was once a warrior whose name was synonymous with fear. In the fearsome battle of Sumano-ura (1184 A.D.), one of the most crucial in our history, he caught an enemy and had him in his powerful grip. However, the rules of warfare required that in such situations, no blood should be shed unless the weaker party was of noble birth or had equal skill as the stronger. The fierce combatant intended to know the name of the man beneath him, but when the young man refused to reveal it, his helmet was brutally ripped off, revealing a youthful, innocent face. This sight made the astonished knight loosen his grip. He helped the youth to his feet and, in a fatherly tone, told him, “Go home to your mother! The sword of Kumagaye will never be stained by your blood. Hurry and escape before your enemies see you!” The young warrior refused to flee and urged Kumagaye, for both their honors, to kill him right there. Above the gray-haired veteran gleamed the cold blade, which had many times before ended lives, but his brave heart faltered; he envisioned his own son, who was marching that very day to the sound of the bugle to try his first battle; the warrior's strong hand trembled. He begged his opponent once again to run for his life. Realizing all his pleas were pointless and hearing his comrades approaching, he exclaimed, “If you are captured, you might fall to a more disgraceful hand than mine. Oh, Infinite One! receive his soul!” In an instant, the sword flashed through the air, and when it descended, it was stained with youthful blood. After the war, we find our soldier returning in victory, but he no longer cares for honor or fame; he renounces his life as a warrior, shaves his head, puts on a priest's robe, and devotes the rest of his days to holy pilgrimage, never turning his back to the West, where lies the Paradise from which salvation comes and to where the sun hurries every day to rest.

Critics may point out flaws in this story, which is casuistically vulnerable. Let it be: all the same it shows that Tenderness, Pity and Love, were traits which adorned the most sanguinary exploits of the samurai. It was an old maxim among them that “It becometh not the fowler to slay the bird which takes refuge in his bosom.” This in a large measure explains why the Red Cross movement, considered peculiarly Christian, so readily found a firm footing among us. For decades before we heard of the Geneva Convention, Bakin, our greatest novelist, had familiarized us with the medical treatment of a fallen foe. In the principality of Satsuma, noted for its martial spirit and education, the custom prevailed for young men to practice music; not the blast of trumpets or the beat of drums,—“those clamorous harbingers of blood and death”—stirring us to imitate the actions of a tiger, but sad and tender melodies on the biwa,[9] soothing our fiery spirits, drawing our thoughts away from scent of blood and scenes of carnage. Polybius tells us of the Constitution of Arcadia, which required all youths under thirty to practice music, in order that this gentle art might alleviate the rigors of that inclement region. It is to its influence that he attributes the absence of cruelty in that part of the Arcadian mountains.

Critics might highlight weaknesses in this story, which is definitely open to interpretation. That's fine; it still demonstrates that kindness, compassion, and love were qualities that accompanied the most violent actions of the samurai. There was an old saying among them: “It is unbefitting for the hunter to kill the bird that seeks shelter in his embrace.” This largely explains why the Red Cross movement, often seen as distinctly Christian, found such a strong foundation among us. Long before we heard about the Geneva Convention, Bakin, our greatest novelist, had educated us about the proper medical care for a defeated enemy. In the principality of Satsuma, known for its warrior spirit and education, it was customary for young men to learn music—not the loud blare of trumpets or the pounding of drums—“those noisy heralds of blood and death”—that incite us to mimic the actions of a tiger, but rather sad and gentle tunes on the biwa,[9] calming our fiery tempers and steering our thoughts away from the scent of blood and images of slaughter. Polybius shares about the Constitution of Arcadia, which mandated that all young men under thirty play music to help ease the harshness of that unforgiving land. He credits this practice with the lack of cruelty in that part of the Arcadian mountains.

[9] A musical instrument, resembling the guitar.

Nor was Satsuma the only place in Japan where gentleness was inculcated among the warrior class. A Prince of Shirakawa jots down his random thoughts, and among them is the following: “Though they come stealing to your bedside in the silent watches of the night, drive not away, but rather cherish these—the fragrance of flowers, the sound of distant bells, the insect humming of a frosty night.” And again, “Though they may wound your feelings, these three you have only to forgive, the breeze that scatters your flowers, the cloud that hides your moon, and the man who tries to pick quarrels with you.”

Nor was Satsuma the only place in Japan where kindness was taught among the warrior class. A Prince of Shirakawa writes down his random thoughts, and among them is this: “Though they come quietly to your bedside in the stillness of the night, don’t push them away but rather cherish these—the scent of flowers, the sound of distant bells, the humming of insects on a frosty night.” And again, “Though they may hurt your feelings, these three you just have to forgive: the breeze that scatters your flowers, the cloud that covers your moon, and the person who tries to start a fight with you.”

It was ostensibly to express, but actually to cultivate, these gentler emotions that the writing of verses was encouraged. Our poetry has therefore a strong undercurrent of pathos and tenderness. A well-known anecdote of a rustic samurai illustrates a case in point. When he was told to learn versification, and “The Warbler’s Notes”[10] was given him for the subject of his first attempt, his fiery spirit rebelled and he flung at the feet of his master this uncouth production, which ran

It was supposedly to express, but actually to develop, these softer emotions that writing poetry was promoted. Our poetry, therefore, carries a strong undercurrent of sadness and tenderness. A well-known story about a rural samurai illustrates this perfectly. When he was asked to learn how to write verses, and “The Warbler’s Notes”[10] was given to him as the topic for his first attempt, his fiery spirit resisted, and he threw this awkward piece at his master’s feet, which went

[10] The uguisu or warbler, sometimes called the nightingale of Japan.
“The brave warrior keeps apart
The ear that might listen
To the warbler’s song.”

His master, undaunted by the crude sentiment, continued to encourage the youth, until one day the music of his soul was awakened to respond to the sweet notes of the uguisu, and he wrote

His master, undeterred by the rough sentiment, kept encouraging the young man, until one day the music of his soul was stirred by the sweet notes of the uguisu, and he wrote

“Stands the warrior, mailed and strong,
To hear the uguisu’s song,
Warbled sweet the trees among.”

We admire and enjoy the heroic incident in Körner’s short life, when, as he lay wounded on the battle-field, he scribbled his famous “Farewell to Life.” Incidents of a similar kind were not at all unusual in our warfare. Our pithy, epigrammatic poems were particularly well suited to the improvisation of a single sentiment. Everybody of any education was either a poet or a poetaster. Not infrequently a marching soldier might be seen to halt, take his writing utensils from his belt, and compose an ode,—and such papers were found afterward in the helmets or the breast-plates, when these were removed from their lifeless wearers.

We admire and appreciate the heroic moment in Körner’s short life when, as he lay injured on the battlefield, he quickly wrote his famous “Farewell to Life.” Similar incidents were quite common in our warfare. Our succinct, witty poems were especially good for expressing a single feeling on the spot. Everyone educated was either a poet or an aspiring one. It wasn't unusual to see a marching soldier stop, pull out his writing tools from his belt, and write a poem—and those papers were often discovered later in the helmets or breastplates when they were taken off the lifeless soldiers.

What Christianity has done in Europe toward rousing compassion in the midst of belligerent horrors, love of music and letters has done in Japan. The cultivation of tender feelings breeds considerate regard for the sufferings of others. Modesty and complaisance, actuated by respect for others’ feelings, are at the root of

What Christianity has done in Europe to inspire compassion amid violent horrors, a love for music and literature has achieved in Japan. The development of gentle emotions encourages a caring attitude towards the suffering of others. Modesty and kindness, driven by respect for others’ feelings, are at the core of

POLITENESS,

that courtesy and urbanity of manners which has been noticed by every foreign tourist as a marked Japanese trait. Politeness is a poor virtue, if it is actuated only by a fear of offending good taste, whereas it should be the outward manifestation of a sympathetic regard for the feelings of others. It also implies a due regard for the fitness of things, therefore due respect to social positions; for these latter express no plutocratic distinctions, but were originally distinctions for actual merit.

that courtesy and politeness of behavior that every foreign tourist has observed as a distinctive Japanese trait. Politeness is not a true virtue if it stems only from a fear of offending good taste; instead, it should be a genuine expression of concern for the feelings of others. It also reflects an appropriate consideration for what is suitable, thereby showing respect for social positions; these positions are not indicators of wealth but were initially based on real merit.

In its highest form, politeness almost approaches love. We may reverently say, politeness “suffereth long, and is kind; envieth not, vaunteth not itself, is not puffed up; doth not behave itself unseemly, seeketh not her own, is not easily provoked, taketh not account of evil.” Is it any wonder that Professor Dean, in speaking of the six elements of Humanity, accords to Politeness an exalted position, inasmuch as it is the ripest fruit of social intercourse?

In its best form, politeness is almost like love. We can wisely say that politeness “is patient and kind; does not envy, does not brag, is not arrogant; does not act improperly, does not seek its own interests, is not easily angered, and does not keep track of wrongs.” Is it any surprise that Professor Dean, when discussing the six elements of Humanity, gives politeness such a high status, since it is the most developed outcome of social interaction?

While thus extolling Politeness, far be it from me to put it in the front rank of virtues. If we analyze it, we shall find it correlated with other virtues of a higher order; for what virtue stands alone? While—or rather because—it was exalted as peculiar to the profession of arms, and as such esteemed in a degree higher than its deserts, there came into existence its counterfeits. Confucius himself has repeatedly taught that external appurtenances are as little a part of propriety as sounds are of music.

While celebrating Politeness, I certainly don't want to place it at the top of the list of virtues. If we take a closer look, we'll see that it's connected to other, more important virtues; after all, which virtue exists in isolation? Because it was praised as something unique to the military profession and valued more than it truly deserves, we’ve seen the rise of its imitations. Confucius himself has often taught that external trappings are just as insignificant to propriety as sounds are to music.

When propriety was elevated to the sine qua non of social intercourse, it was only to be expected that an elaborate system of etiquette should come into vogue to train youth in correct social behavior. How one must bow in accosting others, how he must walk and sit, were taught and learned with utmost care. Table manners grew to be a science. Tea serving and drinking were raised to a ceremony. A man of education is, of course, expected to be master of all these. Very fitly does Mr. Veblen, in his interesting book,[11] call decorum “a product and an exponent of the leisure-class life.”

When proper behavior became an essential part of social interactions, it was only natural that a complex system of etiquette developed to teach young people the right way to behave socially. People were meticulously instructed on how to bow when greeting others, how to walk and sit properly. Dining etiquette became a sophisticated discipline. The serving and drinking of tea turned into a formal occasion. A well-educated person is, of course, expected to master all of these skills. Mr. Veblen aptly refers to decorum as “a product and an exponent of the leisure-class life” in his insightful book, [11].

[11]Theory of the Leisure Class, N.Y. 1899, p. 46.

I have heard slighting remarks made by Europeans upon our elaborate discipline of politeness. It has been criticized as absorbing too much of our thought and in so far a folly to observe strict obedience to it. I admit that there may be unnecessary niceties in ceremonious etiquette, but whether it partakes as much of folly as the adherence to ever-changing fashions of the West, is a question not very clear to my mind. Even fashions I do not consider solely as freaks of vanity; on the contrary, I look upon these as a ceaseless search of the human mind for the beautiful. Much less do I consider elaborate ceremony as altogether trivial; for it denotes the result of long observation as to the most appropriate method of achieving a certain result. If there is anything to do, there is certainly a best way to do it, and the best way is both the most economical and the most graceful. Mr. Spencer defines grace as the most economical manner of motion. The tea ceremony presents certain definite ways of manipulating a bowl, a spoon, a napkin, etc. To a novice it looks tedious. But one soon discovers that the way prescribed is, after all, the most saving of time and labor; in other words, the most economical use of force,—hence, according to Spencer’s dictum, the most graceful.

I’ve heard Europeans make dismissive comments about our detailed rules of politeness. They say it takes up too much of our attention and that it’s foolish to follow it so strictly. I agree there might be unnecessary details in formal etiquette, but whether it’s as foolish as trying to keep up with the constantly changing fashions of the West is something I’m not sure about. I don’t see fashions as only useless vanity; instead, I view them as a constant search by humanity for beauty. I also don’t think elaborate ceremonies are entirely trivial; they represent the outcome of careful observation about how to achieve certain results most effectively. If something needs to be done, there’s definitely a best way to do it, and that best way is usually the most efficient and the most elegant. Mr. Spencer defines grace as the most efficient way of moving. The tea ceremony has specific methods for handling a bowl, a spoon, a napkin, etc. To a beginner, it seems tedious. But you quickly realize that the prescribed method is actually the most time-saving and labor-efficient; in other words, it’s the best use of effort—which, according to Spencer’s definition, makes it the most graceful.

The spiritual significance of social decorum,—or, I might say, to borrow from the vocabulary of the “Philosophy of Clothes,” the spiritual discipline of which etiquette and ceremony are mere outward garments,—is out of all proportion to what their appearance warrants us in believing. I might follow the example of Mr. Spencer and trace in our ceremonial institutions their origins and the moral motives that gave rise to them; but that is not what I shall endeavor to do in this book. It is the moral training involved in strict observance of propriety, that I wish to emphasize.

The spiritual importance of social decorum—or, to borrow from the language of the “Philosophy of Clothes,” the spiritual discipline of which etiquette and ceremony are just outward appearances—is much greater than what their looks lead us to believe. I could take a cue from Mr. Spencer and explore the origins of our ceremonial traditions and the moral reasons behind them, but that’s not my aim in this book. I want to highlight the moral development that comes from strictly adhering to propriety.

I have said that etiquette was elaborated into the finest niceties, so much so that different schools advocating different systems, came into existence. But they all united in the ultimate essential, and this was put by a great exponent of the best known school of etiquette, the Ogasawara, in the following terms: “The end of all etiquette is to so cultivate your mind that even when you are quietly seated, not the roughest ruffian can dare make onset on your person.” It means, in other words, that by constant exercise in correct manners, one brings all the parts and faculties of his body into perfect order and into such harmony with itself and its environment as to express the mastery of spirit over the flesh. What a new and deep significance the French word biensèance[12] comes thus to contain!

I’ve mentioned that etiquette developed into detailed nuances, so much so that various schools promoting different systems appeared. However, they all agreed on one fundamental principle, expressed by a prominent figure from the well-known Ogasawara school of etiquette: “The goal of all etiquette is to cultivate your mind so well that even when you're just sitting quietly, not even the roughest thug would dare to approach you.” In other words, through consistent practice of proper manners, one aligns all parts and abilities of their body into perfect order, creating harmony with themselves and their surroundings that demonstrates the control of the spirit over the body. What a new and profound meaning the French word biensèance[12] now holds!

[12] Etymologically well-seatedness.

If the premise is true that gracefulness means economy of force, then it follows as a logical sequence that a constant practice of graceful deportment must bring with it a reserve and storage of force. Fine manners, therefore, mean power in repose. When the barbarian Gauls, during the sack of Rome, burst into the assembled Senate and dared pull the beards of the venerable Fathers, we think the old gentlemen were to blame, inasmuch as they lacked dignity and strength of manners. Is lofty spiritual attainment really possible through etiquette? Why not?—All roads lead to Rome!

If we accept that gracefulness means using minimal effort, then it logically follows that regularly practicing graceful behavior must build up a reserve of strength. Good manners, therefore, represent power held back. When the barbarian Gauls invaded Rome and interrupted the Senate by pulling the beards of the respected elders, we tend to think the old men were at fault because they lacked dignity and strong manners. Can true spiritual growth really be achieved through etiquette? Why not? All paths lead to Rome!

As an example of how the simplest thing can be made into an art and then become spiritual culture, I may take Cha-no-yu, the tea ceremony. Tea-sipping as a fine art! Why should it not be? In the children drawing pictures on the sand, or in the savage carving on a rock, was the promise of a Raphael or a Michael Angelo. How much more is the drinking of a beverage, which began with the transcendental contemplation of a Hindoo anchorite, entitled to develop into a handmaid of Religion and Morality? That calmness of mind, that serenity of temper, that composure and quietness of demeanor, which are the first essentials of Cha-no-yu are without doubt the first conditions of right thinking and right feeling. The scrupulous cleanliness of the little room, shut off from sight and sound of the madding crowd, is in itself conducive to direct one’s thoughts from the world. The bare interior does not engross one’s attention like the innumerable pictures and bric-a-brac of a Western parlor; the presence of kakemono[13] calls our attention more to grace of design than to beauty of color. The utmost refinement of taste is the object aimed at; whereas anything like display is banished with religious horror. The very fact that it was invented by a contemplative recluse, in a time when wars and the rumors of wars were incessant, is well calculated to show that this institution was more than a pastime. Before entering the quiet precincts of the tea-room, the company assembling to partake of the ceremony laid aside, together with their swords, the ferocity of the battle-field or the cares of government, there to find peace and friendship.

As an example of how the simplest things can become art and evolve into spiritual culture, let’s consider Cha-no-yu, the tea ceremony. Tea-drinking as a fine art! Why shouldn’t it be? In children drawing pictures in the sand or in primitive carvings on rocks, there lies the potential for a Raphael or a Michelangelo. How much more meaningful is the act of drinking a beverage that started with the deep contemplation of a Hindu sage, deserving to develop into a partner of Religion and Morality? The calmness of mind, serenity of spirit, composure, and tranquility that are essential to Cha-no-yu are undoubtedly the foundation for right thinking and feeling. The meticulous cleanliness of the small room, isolated from the noise and chaos of the crowd, helps to focus one's thoughts away from the outside world. The sparse interior doesn’t distract like the countless pictures and knick-knacks in a Western living room; the presence of kakemono[13] directs our attention more to the grace of design than to vibrant colors. The ultimate goal is the highest refinement of taste, while anything resembling ostentation is banished with great reverence. The fact that it was created by a thoughtful recluse during a time of constant wars and turmoil clearly indicates that this practice was more than just a hobby. Before entering the serene space of the tea room, those gathering for the ceremony set aside, along with their swords, the aggression of the battlefield and the burdens of governance, finding peace and camaraderie there.

[13] Hanging scrolls, which may be either paintings or ideograms, used for decorative purposes.

Cha-no-yu is more than a ceremony—it is a fine art; it is poetry, with articulate gestures for rhythm: it is a modus operandi of soul discipline. Its greatest value lies in this last phase. Not infrequently the other phases preponderated in the mind of its votaries, but that does not prove that its essence was not of a spiritual nature.

Cha-no-yu is more than just a ceremony—it’s an art form; it’s poetry, with graceful movements creating rhythm: it’s a way of cultivating the soul. Its most significant value comes from this last aspect. While it’s common for the other aspects to dominate the thoughts of its followers, that doesn’t mean its core essence isn’t spiritual.

Politeness will be a great acquisition, if it does no more than impart grace to manners; but its function does not stop here. For propriety, springing as it does from motives of benevolence and modesty, and actuated by tender feelings toward the sensibilities of others, is ever a graceful expression of sympathy. Its requirement is that we should weep with those that weep and rejoice with those that rejoice. Such didactic requirement, when reduced into small every-day details of life, expresses itself in little acts scarcely noticeable, or, if noticed, is, as one missionary lady of twenty years’ residence once said to me, “awfully funny.” You are out in the hot glaring sun with no shade over you; a Japanese acquaintance passes by; you accost him, and instantly his hat is off—well, that is perfectly natural, but the “awfully funny” performance is, that all the while he talks with you his parasol is down and he stands in the glaring sun also. How foolish!—Yes, exactly so, provided the motive were less than this: “You are in the sun; I sympathize with you; I would willingly take you under my parasol if it were large enough, or if we were familiarly acquainted; as I cannot shade you, I will share your discomforts.” Little acts of this kind, equally or more amusing, are not mere gestures or conventionalities. They are the “bodying forth” of thoughtful feelings for the comfort of others.

Politeness is a valuable trait, as it adds grace to our interactions, but it does even more than that. It comes from a place of kindness and humility and is driven by caring feelings for the emotions of others, always expressing sympathy. It asks that we share in others' joys and sorrows. This moral obligation, when translated into the small details of everyday life, shows itself in minor actions that might go unnoticed, or if seen, as one missionary lady who lived here for twenty years once told me, can seem “really funny.” Imagine being out in the hot sun with no shade; a Japanese friend walks by, you greet him, and immediately he takes off his hat—that’s understandable, but the “really funny” part is that while he talks to you, he keeps his parasol down and stands in the blazing sun too. How silly!—Yes, exactly, unless his intention is greater: “You’re in the sun; I sympathize with you; I would gladly offer you my parasol if it were big enough, or if we knew each other well; since I can’t provide shade, I’ll share your discomfort.” Small actions like this, equally or even more amusing, are not just gestures or social norms. They are the expression of genuine concern for the well-being of others.

Another “awfully funny” custom is dictated by our canons of Politeness; but many superficial writers on Japan have dismissed it by simply attributing it to the general topsy-turvyness of the nation. Every foreigner who has observed it will confess the awkwardness he felt in making proper reply upon the occasion. In America, when you make a gift, you sing its praises to the recipient; in Japan we depreciate or slander it. The underlying idea with you is, “This is a nice gift: if it were not nice I would not dare give it to you; for it will be an insult to give you anything but what is nice.” In contrast to this, our logic runs: “You are a nice person, and no gift is nice enough for you. You will not accept anything I can lay at your feet except as a token of my good will; so accept this, not for its intrinsic value, but as a token. It will be an insult to your worth to call the best gift good enough for you.” Place the two ideas side by side; and we see that the ultimate idea is one and the same. Neither is “awfully funny.” The American speaks of the material which makes the gift; the Japanese speaks of the spirit which prompts the gift.

Another "really funny" custom is dictated by our rules of politeness; however, many superficial writers on Japan have dismissed it by attributing it to the overall quirkiness of the country. Every foreigner who has witnessed it will admit the awkwardness they felt in responding appropriately in that situation. In America, when you give a gift, you praise it to the recipient; in Japan, we downplay or criticize it. The underlying thought for you is, "This is a nice gift: if it weren't nice, I wouldn't dare give it to you; it would be an insult to give you anything less than nice." In contrast, our reasoning goes: "You are a nice person, and no gift is nice enough for you. You won't accept anything I offer unless it symbolizes my goodwill; so accept this, not for its actual value, but as a gesture. It would be an insult to your worth to say that the best gift is good enough for you." When we place the two ideas side by side, we see that the ultimate concept is essentially the same. Neither is "really funny." The American focuses on the material aspect of the gift; the Japanese emphasizes the spirit behind it.

It is perverse reasoning to conclude, because our sense of propriety shows itself in all the smallest ramifications of our deportment, to take the least important of them and uphold it as the type, and pass judgment upon the principle itself. Which is more important, to eat or to observe rules of propriety about eating? A Chinese sage answers, “If you take a case where the eating is all-important, and the observing the rules of propriety is of little importance, and compare them together, why merely say that the eating is of the more importance?” “Metal is heavier than feathers,” but does that saying have reference to a single clasp of metal and a wagon-load of feathers? Take a piece of wood a foot thick and raise it above the pinnacle of a temple, none would call it taller than the temple. To the question, “Which is the more important, to tell the truth or to be polite?” the Japanese are said to give an answer diametrically opposite to what the American will say,—but I forbear any comment until I come to speak of

It’s a twisted way of thinking to conclude that since our sense of propriety shows in even the smallest details of our behavior, we should take the least significant of them, treat it as the standard, and judge the whole principle based on that. What matters more, eating or following etiquette while eating? A Chinese sage responds, “If you consider a situation where eating is crucial and following the rules of propriety is less important, and you compare them, why simply assert that eating is more important?” “Metal is heavier than feathers,” but does that statement refer to a single piece of metal and a whole load of feathers? Take a piece of wood a foot thick and raise it above the top of a temple; no one would claim it’s taller than the temple. When asked, “What’s more important, telling the truth or being polite?” the Japanese are said to give an answer completely opposite to what an American would say—and I’ll hold back any commentary until I discuss

VERACITY OR TRUTHFULNESS,

without which Politeness is a farce and a show. “Propriety carried beyond right bounds,” says Masamuné, “becomes a lie.” An ancient poet has outdone Polonius in the advice he gives: “To thyself be faithful: if in thy heart thou strayest not from truth, without prayer of thine the Gods will keep thee whole.” The apotheosis of Sincerity to which Tsu-tsu gives expression in the Doctrine of the Mean, attributes to it transcendental powers, almost identifying them with the Divine. “Sincerity is the end and the beginning of all things; without Sincerity there would be nothing.” He then dwells with eloquence on its far-reaching and long enduring nature, its power to produce changes without movement and by its mere presence to accomplish its purpose without effort. From the Chinese ideogram for Sincerity, which is a combination of “Word” and “Perfect,” one is tempted to draw a parallel between it and the Neo-Platonic doctrine of Logos—to such height does the sage soar in his unwonted mystic flight.

without which Politeness is a joke and a performance. “Propriety pushed too far,” says Masamuné, “turns into a lie.” An ancient poet outdid Polonius in his advice: “Be true to yourself: if you don’t stray from the truth in your heart, without your prayers the Gods will keep you whole.” The peak of Sincerity, as expressed by Tsu-tsu in the Doctrine of the Mean, attributes to it extraordinary powers, almost equating them with the Divine. “Sincerity is the end and the beginning of all things; without Sincerity, there would be nothing.” He then eloquently elaborates on its vast and lasting nature, its ability to create change without motion, and how its mere presence can achieve its goals effortlessly. From the Chinese character for Sincerity, which combines “Word” and “Perfect,” one might see a connection to the Neo-Platonic idea of Logos—the sage reaches such heights in his unusual mystical journey.

Lying or equivocation were deemed equally cowardly. The bushi held that his high social position demanded a loftier standard of veracity than that of the tradesman and peasant. Bushi no ichi-gon—the word of a samurai or in exact German equivalent ein Ritterwort—was sufficient guaranty of the truthfulness of an assertion. His word carried such weight with it that promises were generally made and fulfilled without a written pledge, which would have been deemed quite beneath his dignity. Many thrilling anecdotes were told of those who atoned by death for ni-gon, a double tongue.

Lying or evasion were seen as equally cowardly. The bushi believed that his high social status required a higher standard of honesty than that expected of tradespeople and farmers. Bushi no ichi-gon—the word of a samurai, or in exact German equivalent ein Ritterwort—was a sufficient guarantee of truthfulness. His word carried so much weight that promises were usually made and kept without a written contract, as that would have been considered below his dignity. Many captivating stories were told of those who atoned for ni-gon, a double tongue, by dying.

The regard for veracity was so high that, unlike the generality of Christians who persistently violate the plain commands of the Teacher not to swear, the best of samurai looked upon an oath as derogatory to their honor. I am well aware that they did swear by different deities or upon their swords; but never has swearing degenerated into wanton form and irreverent interjection. To emphasize our words a practice of literally sealing with blood was sometimes resorted to. For the explanation of such a practice, I need only refer my readers to Goethe’s Faust.

The respect for truth was so strong that, unlike most Christians who constantly break the clear teachings of the Teacher about not swearing, the best samurai saw taking an oath as a blow to their honor. I know they did swear by different gods or on their swords; however, swearing never turned into mindless exclamations or disrespectful expressions. To emphasize our words, we sometimes resorted to literally sealing them with blood. For an explanation of this practice, I only need to point my readers to Goethe’s Faust.

A recent American writer is responsible for this statement, that if you ask an ordinary Japanese which is better, to tell a falsehood or be impolite, he will not hesitate to answer “to tell a falsehood!” Dr. Peery[14] is partly right and partly wrong; right in that an ordinary Japanese, even a samurai, may answer in the way ascribed to him, but wrong in attributing too much weight to the term he translates “falsehood.” This word (in Japanese uso) is employed to denote anything which is not a truth (makoto) or fact (honto). Lowell tells us that Wordsworth could not distinguish between truth and fact, and an ordinary Japanese is in this respect as good as Wordsworth. Ask a Japanese, or even an American of any refinement, to tell you whether he dislikes you or whether he is sick at his stomach, and he will not hesitate long to tell falsehoods and answer, “I like you much,” or, “I am quite well, thank you.” To sacrifice truth merely for the sake of politeness was regarded as an “empty form” (kyo-rei) and “deception by sweet words,” and was never justified.

A recent American author claims that if you ask an average Japanese person whether it's better to tell a lie or be rude, they will quickly say, “to tell a lie!” Dr. Peery[14] is partly right and partly wrong; right in that a typical Japanese person, even a samurai, might respond as described, but wrong in giving too much importance to the term he translates as “lie.” This word (in Japanese uso) refers to anything that is not truth (makoto) or fact (honto). Lowell tells us that Wordsworth couldn't tell the difference between truth and fact, and in this regard, an ordinary Japanese person is similar to Wordsworth. Ask a Japanese person, or even a refined American, whether they dislike you or if they have an upset stomach, and they won't hesitate to tell a lie, responding with, “I like you a lot,” or, “I’m just fine, thank you.” Sacrificing truth for the sake of politeness was seen as an “empty form” (kyo-rei) and as “deception by sweet words,” and it was never considered acceptable.

[14] Peery, The Gist of Japan, p. 86.

I own I am speaking now of the Bushido idea of veracity; but it may not be amiss to devote a few words to our commercial integrity, of which I have heard much complaint in foreign books and journals. A loose business morality has indeed been the worst blot on our national reputation; but before abusing it or hastily condemning the whole race for it, let us calmly study it and we shall be rewarded with consolation for the future.

I admit I’m discussing the Bushido concept of honesty; however, it might not hurt to say a few words about our business integrity, which I’ve seen criticized in foreign books and articles. A lax approach to business ethics has really been a major blemish on our national reputation, but before we criticize it or quickly judge an entire culture for it, let’s take a moment to analyze it, and we’ll find comfort for the future.

Of all the great occupations of life, none was farther removed from the profession of arms than commerce. The merchant was placed lowest in the category of vocations,—the knight, the tiller of the soil, the mechanic, the merchant. The samurai derived his income from land and could even indulge, if he had a mind to, in amateur farming; but the counter and abacus were abhorred. We knew the wisdom of this social arrangement. Montesquieu has made it clear that the debarring of the nobility from mercantile pursuits was an admirable social policy, in that it prevented wealth from accumulating in the hands of the powerful. The separation of power and riches kept the distribution of the latter more nearly equable. Professor Dill, the author of “Roman Society in the Last Century of the Western Empire,” has brought afresh to our mind that one cause of the decadence of the Roman Empire, was the permission given to the nobility to engage in trade, and the consequent monopoly of wealth and power by a minority of the senatorial families.

Of all the important careers in life, none was further from the military profession than commerce. The merchant was ranked lowest among the various jobs—followed by the knight, the farmer, and the mechanic. The samurai earned his income from land and could even enjoy amateur farming if he wanted, but trading and accounting were looked down upon. We understood the wisdom behind this social structure. Montesquieu pointed out that keeping the nobility away from business was a smart social policy because it prevented wealth from concentrating in the hands of the powerful. The separation of power and wealth helped to maintain a more equitable distribution of resources. Professor Dill, the author of “Roman Society in the Last Century of the Western Empire,” reminded us that one reason for the decline of the Roman Empire was allowing the nobility to participate in trade, resulting in a monopoly of wealth and power by a small number of senatorial families.

Commerce, therefore, in feudal Japan did not reach that degree of development which it would have attained under freer conditions. The obloquy attached to the calling naturally brought within its pale such as cared little for social repute. “Call one a thief and he will steal:” put a stigma on a calling and its followers adjust their morals to it, for it is natural that “the normal conscience,” as Hugh Black says, “rises to the demands made on it, and easily falls to the limit of the standard expected from it.” It is unnecessary to add that no business, commercial or otherwise, can be transacted without a code of morals. Our merchants of the feudal period had one among themselves, without which they could never have developed, as they did, such fundamental mercantile institutions as the guild, the bank, the bourse, insurance, checks, bills of exchange, etc.; but in their relations with people outside their vocation, the tradesmen lived too true to the reputation of their order.

Commerce in feudal Japan, therefore, didn't develop to the extent it could have under more open conditions. The stigma associated with the profession naturally attracted individuals who cared little about social reputation. When you label someone as a thief, they may just become one: put a stigma on a profession, and its practitioners will adjust their morals accordingly. As Hugh Black points out, “the normal conscience” meets the expectations placed on it and can easily sink to the level of the standard expected. It's clear that no business, commercial or otherwise, can function without a moral code. Our merchants from the feudal period had such a code among themselves, which allowed them to develop essential mercantile institutions like the guild, bank, stock exchange, insurance, checks, and bills of exchange. However, in their dealings with those outside their profession, tradesmen often conformed too closely to the negative reputation of their order.

This being the case, when the country was opened to foreign trade, only the most adventurous and unscrupulous rushed to the ports, while the respectable business houses declined for some time the repeated requests of the authorities to establish branch houses. Was Bushido powerless to stay the current of commercial dishonor? Let us see.

This being the case, when the country was opened to foreign trade, only the boldest and most unethical rushed to the ports, while the reputable businesses hesitated for a while to accept the repeated requests from the authorities to set up branch offices. Was Bushido unable to prevent the tide of commercial dishonor? Let's find out.

Those who are well acquainted with our history will remember that only a few years after our treaty ports were opened to foreign trade, feudalism was abolished, and when with it the samurai’s fiefs were taken and bonds issued to them in compensation, they were given liberty to invest them in mercantile transactions. Now you may ask, “Why could they not bring their much boasted veracity into their new business relations and so reform the old abuses?” Those who had eyes to see could not weep enough, those who had hearts to feel could not sympathize enough, with the fate of many a noble and honest samurai who signally and irrevocably failed in his new and unfamiliar field of trade and industry, through sheer lack of shrewdness in coping with his artful plebeian rival. When we know that eighty per cent. of the business houses fail in so industrial a country as America, is it any wonder that scarcely one among a hundred samurai who went into trade could succeed in his new vocation? It will be long before it will be recognized how many fortunes were wrecked in the attempt to apply Bushido ethics to business methods; but it was soon patent to every observing mind that the ways of wealth were not the ways of honor. In what respects, then, were they different?

Those who are familiar with our history will remember that just a few years after our treaty ports opened to foreign trade, feudalism was abolished. When the samurai's fiefs were taken and they were given bonds as compensation, they were allowed to invest them in business. You might ask, “Why couldn’t they bring their claimed honesty into their new business relationships and reform the old abuses?” Those who were aware could not shed enough tears, and those who cared could not empathize enough with the fate of many noble and honest samurai who utterly and irrevocably failed in the unfamiliar world of trade and industry, simply because they lacked the savvy to compete against their clever commoner rivals. Considering that eighty percent of businesses fail in a highly industrialized country like America, is it any surprise that barely one in a hundred samurai who entered trade succeeded in their new professions? It will take a long time to recognize how many fortunes were lost by trying to apply Bushido ethics to business practices; however, it quickly became clear to every observant person that the paths to wealth were not the same as the paths to honor. In what ways, then, were they different?

Of the three incentives to Veracity that Lecky enumerates, viz: the industrial, the political, and the philosophical, the first was altogether lacking in Bushido. As to the second, it could develop little in a political community under a feudal system. It is in its philosophical, and as Lecky says, in its highest aspect, that Honesty attained elevated rank in our catalogue of virtues. With all my sincere regard for the high commercial integrity of the Anglo-Saxon race, when I ask for the ultimate ground, I am told that “Honesty is the best policy,” that it pays to be honest. Is not this virtue, then, its own reward? If it is followed because it brings in more cash than falsehood, I am afraid Bushido would rather indulge in lies!

Of the three incentives for Veracity that Lecky lists—industrial, political, and philosophical—the first was completely missing in Bushido. Regarding the second, it could hardly grow in a political community bound by a feudal system. It is in its philosophical, and as Lecky puts it, its highest aspect, that Honesty reached a prominent place in our list of virtues. Despite my deep respect for the high commercial integrity of the Anglo-Saxon race, when I seek the ultimate reason, I'm told that “Honesty is the best policy,” meaning it’s beneficial to be honest. If this virtue is pursued merely because it leads to more money than deceit, I fear Bushido would prefer to embrace lies!

If Bushido rejects a doctrine of quid pro quo rewards, the shrewder tradesman will readily accept it. Lecky has very truly remarked that Veracity owes its growth largely to commerce and manufacture; as Nietzsche puts it, “Honesty is the youngest of virtues”—in other words, it is the foster-child of industry, of modern industry. Without this mother, Veracity was like a blue-blood orphan whom only the most cultivated mind could adopt and nourish. Such minds were general among the samurai, but, for want of a more democratic and utilitarian foster-mother, the tender child failed to thrive. Industries advancing, Veracity will prove an easy, nay, a profitable, virtue to practice. Just think, as late as November 1880, Bismarck sent a circular to the professional consuls of the German Empire, warning them of “a lamentable lack of reliability with regard to German shipments inter alia, apparent both as to quality and quantity;” now-a-days we hear comparatively little of German carelessness and dishonesty in trade. In twenty years her merchants learned that in the end honesty pays. Already our merchants are finding that out. For the rest I recommend the reader to two recent writers for well-weighed judgment on this point.[15] It is interesting to remark in this connection that integrity and honor were the surest guaranties which even a merchant debtor could present in the form of promissory notes. It was quite a usual thing to insert such clauses as these: “In default of the repayment of the sum lent to me, I shall say nothing against being ridiculed in public;” or, “In case I fail to pay you back, you may call me a fool,” and the like.

If Bushido dismisses a system of quid pro quo rewards, the smarter businessman will gladly take it on. Lecky rightly observed that honesty has largely grown through commerce and manufacturing; as Nietzsche said, “Honesty is the youngest of virtues”—meaning it's nurtured by industry, by modern industry. Without this nurturing, honesty was like a high-born orphan that only the most sophisticated mind could adopt and raise. Such minds were common among the samurai, but lacking a more democratic and practical guardian, the delicate child struggled to develop. As industries progress, honesty will become an easy, even profitable, virtue to adopt. Just think, as recently as November 1880, Bismarck sent a notice to the professional consuls of the German Empire, warning them of “a lamentable lack of reliability regarding German shipments inter alia, evident in both quality and quantity;” nowadays, we hear much less about German carelessness and dishonesty in trade. In twenty years, their merchants figured out that, in the end, honesty pays off. Our merchants are starting to realize this too. For more insights, I recommend recent writers for well-considered views on this topic.[15] It's interesting to note that integrity and honor were the most reliable assurances that even a merchant debtor could present in the form of promissory notes. It was quite common to include clauses like: “If I fail to repay the amount borrowed, I won’t complain about being ridiculed in public;” or, “If I don’t pay you back, you can call me a fool,” and similar phrases.

[15] Knapp, Feudal and Modern Japan, Vol. I, Ch. IV. Ransome, Japan in Transition, Ch. VIII.

Often have I wondered whether the Veracity of Bushido had any motive higher than courage. In the absence of any positive commandment against bearing false witness, lying was not condemned as sin, but simply denounced as weakness, and, as such, highly dishonorable. As a matter of fact, the idea of honesty is so intimately blended, and its Latin and its German etymology so identified with

Often, I’ve wondered if the truth of Bushido had any higher motive than just courage. Without a clear commandment against lying, dishonesty wasn’t seen as a sin but rather as a sign of weakness, which was viewed as highly dishonorable. In fact, the concept of honesty is so closely intertwined, and its Latin and German roots are so connected with

HONOR,

that it is high time I should pause a few moments for the consideration of this feature of the Precepts of Knighthood.

that it is high time I take a moment to consider this aspect of the Precepts of Knighthood.

The sense of honor, implying a vivid consciousness of personal dignity and worth, could not fail to characterize the samurai, born and bred to value the duties and privileges of their profession. Though the word ordinarily given now-a-days as the translation of Honor was not used freely, yet the idea was conveyed by such terms as na (name) men-moku (countenance), guai-bun (outside hearing), reminding us respectively of the biblical use of “name,” of the evolution of the term “personality” from the Greek mask, and of “fame.” A good name—one’s reputation, the immortal part of one’s self, what remains being bestial—assumed as a matter of course, any infringement upon its integrity was felt as shame, and the sense of shame (Ren-chi-shin) was one of the earliest to be cherished in juvenile education. “You will be laughed at,” “It will disgrace you,” “Are you not ashamed?” were the last appeal to correct behavior on the part of a youthful delinquent. Such a recourse to his honor touched the most sensitive spot in the child’s heart, as though it had been nursed on honor while it was in its mother’s womb; for most truly is honor a prenatal influence, being closely bound up with strong family consciousness. “In losing the solidarity of families,” says Balzac, “society has lost the fundamental force which Montesquieu named Honor.” Indeed, the sense of shame seems to me to be the earliest indication of the moral consciousness of our race. The first and worst punishment which befell humanity in consequence of tasting “the fruit of that forbidden tree” was, to my mind, not the sorrow of childbirth, nor the thorns and thistles, but the awakening of the sense of shame. Few incidents in history excel in pathos the scene of the first mother plying with heaving breast and tremulous fingers, her crude needle on the few fig leaves which her dejected husband plucked for her. This first fruit of disobedience clings to us with a tenacity that nothing else does. All the sartorial ingenuity of mankind has not yet succeeded in sewing an apron that will efficaciously hide our sense of shame. That samurai was right who refused to compromise his character by a slight humiliation in his youth; “because,” he said, “dishonor is like a scar on a tree, which time, instead of effacing, only helps to enlarge.”

The sense of honor, reflecting a strong awareness of personal dignity and value, was a defining trait of the samurai, who were raised to appreciate the responsibilities and privileges of their role. Although the term commonly used today to translate "honor" wasn't freely used back then, the concept was expressed through terms like na (name), men-moku (countenance), and guai-bun (outside hearing), which remind us of the biblical use of “name,” the evolution of the term “personality” from the Greek word for mask, and the notion of “fame.” A good name—one’s reputation, the eternal part of oneself, with the rest being base—was taken for granted, and any violation of its integrity was felt as shame. The sense of shame (Ren-chi-shin) was among the first values instilled in children. “You will be laughed at,” “It will bring you disgrace,” “Aren’t you ashamed?” were the final appeals made to correct a young person’s behavior. This appeal to honor struck a deep chord in the child’s heart, as if it had been nurtured on honor while in the womb; for truly, honor is a prenatal influence, closely tied to strong family identity. “By losing family solidarity,” says Balzac, “society has lost the fundamental force that Montesquieu referred to as Honor.” Indeed, the sense of shame seems to me the earliest sign of our moral awareness. The first and worst punishment that fell upon humanity after tasting “the fruit of that forbidden tree” was not the pain of childbirth or the thorns and thistles but the awakening of the sense of shame. Few moments in history are as poignant as the image of the first mother, with a heavy breast and trembling fingers, using her crude needle on the few fig leaves her despondent husband gathered for her. This initial consequence of disobedience clings to us with a persistence that nothing else can match. All of humanity's sartorial creativity has not yet managed to create an apron that can effectively conceal our sense of shame. That samurai was correct who refused to lower his character for a minor humiliation in his youth; “because,” he said, “dishonor is like a scar on a tree, which time, instead of erasing, only makes larger.”

Mencius had taught centuries before, in almost the identical phrase, what Carlyle has latterly expressed,—namely, that “Shame is the soil of all Virtue, of good manners and good morals.”

Mencius taught centuries ago, in almost the same words, what Carlyle has recently expressed—namely, that “Shame is the foundation of all Virtue, good manners, and good morals.”

The fear of disgrace was so great that if our literature lacks such eloquence as Shakespeare puts into the mouth of Norfolk, it nevertheless hung like Damocles’ sword over the head of every samurai and often assumed a morbid character. In the name of Honor, deeds were perpetrated which can find no justification in the code of Bushido. At the slightest, nay, imaginary insult, the quick-tempered braggart took offense, resorted to the use of the sword, and many an unnecessary strife was raised and many an innocent life lost. The story of a well-meaning citizen who called the attention of a bushi to a flea jumping on his back, and who was forthwith cut in two, for the simple and questionable reason that inasmuch as fleas are parasites which feed on animals, it was an unpardonable insult to identify a noble warrior with a beast—I say, stories like these are too frivolous to believe. Yet, the circulation of such stories implies three things; (1) that they were invented to overawe common people; (2) that abuses were really made of the samurai’s profession of honor; and (3) that a very strong sense of shame was developed among them. It is plainly unfair to take an abnormal case to cast blame upon the Precepts, any more than to judge of the true teaching of Christ from the fruits of religious fanaticism and extravagance—inquisitions and hypocrisy. But, as in religious monomania there is something touchingly noble, as compared with the delirium tremens of a drunkard, so in that extreme sensitiveness of the samurai about their honor do we not recognize the substratum of a genuine virtue?

The fear of shame was so intense that even if our literature lacks the eloquence that Shakespeare gives to Norfolk, it still loomed like Damocles' sword over every samurai and often took on a disturbing quality. In the name of Honor, actions were taken that had no justification in the Bushido code. At the slightest, or even imaginary, insult, a hotheaded braggart would be offended, resorting to swordplay, leading to unnecessary conflict and the loss of many innocent lives. There’s a story about a well-meaning citizen who pointed out a flea jumping on a bushi's back, only to be cut in two for the questionable reason that because fleas are parasites, it was an unthinkable insult to associate a noble warrior with a beast—I mean, stories like this seem too ridiculous to be true. Still, the spread of such stories suggests three things; (1) they were likely made to intimidate the common people; (2) there were genuinely abuses of the samurai’s honorable profession; and (3) a very strong sense of shame developed among them. It’s clearly unfair to judge the Precepts based on an extreme case, just as it is unreasonable to evaluate the true teachings of Christ by the actions of religious fanatics and hypocrites. However, just as there is something touching and noble in the religious zeal of a fanatic compared to the chaotic state of a drunkard, could we not find the basis of a genuine virtue in the extreme sensitivity of the samurai regarding their honor?

The morbid excess into which the delicate code of honor was inclined to run was strongly counterbalanced by preaching magnanimity and patience. To take offense at slight provocation was ridiculed as “short-tempered.” The popular adage said: “To bear what you think you cannot bear is really to bear.” The great Iyéyasu left to posterity a few maxims, among which are the following:—“The life of man is like going a long distance with a heavy load upon the shoulders. Haste not. * * * * Reproach none, but be forever watchful of thine own short-comings. * * * Forbearance is the basis of length of days.” He proved in his life what he preached. A literary wit put a characteristic epigram into the mouths of three well-known personages in our history: to Nobunaga he attributed, “I will kill her, if the nightingale sings not in time;” to Hidéyoshi, “I will force her to sing for me;” and to Iyéyasu, “I will wait till she opens her lips.”

The unhealthy extremes to which the delicate code of honor could lead were effectively balanced by teachings of generosity and patience. Taking offense at minor provocations was seen as “having a short fuse.” The common saying went: “To endure what you think you can't endure is truly to endure.” The great Iyéyasu left behind some maxims for future generations, including the following: “The life of a person is like traveling a long way with a heavy load on their shoulders. Don't rush. * * * * Don't blame others, but always be aware of your own shortcomings. * * * Patience is the foundation of a long life.” He demonstrated in his life what he preached. A clever writer crafted a fitting epigram for three well-known figures in our history: to Nobunaga he attributed, “I'll kill her if the nightingale doesn't sing in time;” to Hidéyoshi, “I'll make her sing for me;” and to Iyéyasu, “I'll wait until she speaks.”

Patience and long suffering were also highly commended by Mencius. In one place he writes to this effect: “Though you denude yourself and insult me, what is that to me? You cannot defile my soul by your outrage.” Elsewhere he teaches that anger at a petty offense is unworthy a superior man, but indignation for a great cause is righteous wrath.

Patience and endurance were also greatly praised by Mencius. At one point, he writes something like this: “Even if you strip me bare and insult me, what does that matter to me? You can't tarnish my soul with your outrage.” In another place, he teaches that getting angry over a minor offense is beneath a noble person, but feeling indignant for a significant cause is justified anger.

To what height of unmartial and unresisting meekness Bushido could reach in some of its votaries, may be seen in their utterances. Take, for instance, this saying of Ogawa: “When others speak all manner of evil things against thee, return not evil for evil, but rather reflect that thou wast not more faithful in the discharge of thy duties.” Take another of Kumazawa:—“When others blame thee, blame them not; when others are angry at thee, return not anger. Joy cometh only as Passion and Desire part.” Still another instance I may cite from Saigo, upon whose overhanging brows “shame is ashamed to sit;”—“The Way is the way of Heaven and Earth: Man’s place is to follow it: therefore make it the object of thy life to reverence Heaven. Heaven loves me and others with equal love; therefore with the love wherewith thou lovest thyself, love others. Make not Man thy partner but Heaven, and making Heaven thy partner do thy best. Never condemn others; but see to it that thou comest not short of thine own mark.” Some of those sayings remind us of Christian expostulations and show us how far in practical morality natural religion can approach the revealed. Not only did these sayings remain as utterances, but they were really embodied in acts.

To see how far Bushido could embody unyielding and humble meekness in some of its followers, look at their words. For example, Ogawa said, “When others speak all kinds of evil about you, don’t respond with evil. Instead, reflect on whether you’ve been completely faithful in your responsibilities.” Another one from Kumazawa states, “When others criticize you, don’t criticize them back; when others are angry with you, don’t return their anger. Joy comes only when Passion and Desire are set aside.” Yet another example from Saigo, who was so honorable that “shame is ashamed to sit upon his brow,” says, “The Way is the way of Heaven and Earth: a person’s role is to follow it. So, make it your life’s goal to honor Heaven. Heaven loves me and others equally, so love others with the same love you have for yourself. Don’t take Man as your partner but Heaven, and by partnering with Heaven, do your best. Never judge others; instead, make sure you don’t fall short of your own standards.” Some of these sayings echo Christian teachings and show how closely natural religion can align with revealed morality. These sayings weren’t just words; they were truly put into action.

It must be admitted that very few attained this sublime height of magnanimity, patience and forgiveness. It was a great pity that nothing clear and general was expressed as to what constitutes Honor, only a few enlightened minds being aware that it “from no condition rises,” but that it lies in each acting well his part: for nothing was easier than for youths to forget in the heat of action what they had learned in Mencius in their calmer moments. Said this sage, “’Tis in every man’s mind to love honor: but little doth he dream that what is truly honorable lies within himself and not anywhere else. The honor which men confer is not good honor. Those whom Châo the Great ennobles, he can make mean again.”

It must be acknowledged that very few people reach this incredible level of generosity, patience, and forgiveness. It’s unfortunate that there wasn’t a clear and universal definition of what constitutes honor; only a handful of enlightened individuals understood that it “doesn't stem from any particular situation,” but instead lies in each person playing their role well. It was all too easy for young people to forget what they learned from Mencius during calmer times when caught up in the heat of action. This sage said, “Everyone has a natural inclination to love honor, but few realize that true honor is found within themselves, not outside. The honor that others bestow isn’t genuine honor. Those whom Châo the Great elevates can easily be brought back down.”

For the most part, an insult was quickly resented and repaid by death, as we shall see later, while Honor—too often nothing higher than vain glory or worldly approbation—was prized as the summum bonum of earthly existence. Fame, and not wealth or knowledge, was the goal toward which youths had to strive. Many a lad swore within himself as he crossed the threshold of his paternal home, that he would not recross it until he had made a name in the world: and many an ambitious mother refused to see her sons again unless they could “return home,” as the expression is, “caparisoned in brocade.” To shun shame or win a name, samurai boys would submit to any privations and undergo severest ordeals of bodily or mental suffering. They knew that honor won in youth grows with age. In the memorable siege of Osaka, a young son of Iyéyasu, in spite of his earnest entreaties to be put in the vanguard, was placed at the rear of the army. When the castle fell, he was so chagrined and wept so bitterly that an old councillor tried to console him with all the resources at his command. “Take comfort, Sire,” said he, “at thought of the long future before you. In the many years that you may live, there will come divers occasions to distinguish yourself.” The boy fixed his indignant gaze upon the man and said—“How foolishly you talk! Can ever my fourteenth year come round again?”

For the most part, an insult was quickly resented and repaid with death, as we’ll see later, while Honor—often nothing more than vanity or social approval—was valued as the summum bonum of earthly existence. Fame, not wealth or knowledge, was the goal that young men aimed for. Many a young man vowed to himself as he left his family home that he wouldn’t return until he had made a name for himself in the world; and many an ambitious mother refused to welcome her sons back unless they could “come home,” as the saying goes, “dressed in finery.” To avoid shame or earn a name, samurai boys would endure any hardships and face severe trials of physical or mental suffering. They understood that the honor gained in youth would grow with age. During the famous siege of Osaka, a young son of Iyéyasu, despite his earnest pleas to be placed in the front line, was positioned at the back of the army. When the castle fell, he was so upset and cried so hard that an old advisor tried to comfort him with everything he could think of. “Take heart, Sire,” he said, “consider the long future ahead of you. In the many years you may live, there will be plenty of opportunities for you to distinguish yourself.” The boy fixed his angry gaze on the man and replied, “How foolish you are! Will my fourteenth year ever come around again?”

Life itself was thought cheap if honor and fame could be attained therewith: hence, whenever a cause presented itself which was considered dearer than life, with utmost serenity and celerity was life laid down.

Life was seen as cheap if it meant gaining honor and fame: therefore, whenever a cause arose that was considered more valuable than life, people would lay down their lives with calmness and speed.

Of the causes in comparison with which no life was too dear to sacrifice, was

Of the reasons for which no life was too valuable to sacrifice, was

THE DUTY OF LOYALTY,

which was the key-stone making feudal virtues a symmetrical arch. Other virtues feudal morality shares in common with other systems of ethics, with other classes of people, but this virtue—homage and fealty to a superior—is its distinctive feature. I am aware that personal fidelity is a moral adhesion existing among all sorts and conditions of men,—a gang of pickpockets owe allegiance to a Fagin; but it is only in the code of chivalrous honor that Loyalty assumes paramount importance.

which was the cornerstone making feudal virtues a balanced structure. Other virtues of feudal morality overlap with those in other ethical systems and among different groups of people, but this virtue—homage and loyalty to a superior—is what sets it apart. I know that personal loyalty exists among all kinds of people—a group of pickpockets may owe allegiance to a Fagin; however, it is only in the code of chivalrous honor that Loyalty holds the highest significance.

In spite of Hegel’s criticism that the fidelity of feudal vassals, being an obligation to an individual and not to a Commonwealth, is a bond established on totally unjust principles,[16] a great compatriot of his made it his boast that personal loyalty was a German virtue. Bismarck had good reason to do so, not because the Treue he boasts of was the monopoly of his Fatherland or of any single nation or race, but because this favored fruit of chivalry lingers latest among the people where feudalism has lasted longest. In America where “everybody is as good as anybody else,” and, as the Irishman added, “better too,” such exalted ideas of loyalty as we feel for our sovereign may be deemed “excellent within certain bounds,” but preposterous as encouraged among us. Montesquieu complained long ago that right on one side of the Pyrenees was wrong on the other, and the recent Dreyfus trial proved the truth of his remark, save that the Pyrenees were not the sole boundary beyond which French justice finds no accord. Similarly, Loyalty as we conceive it may find few admirers elsewhere, not because our conception is wrong, but because it is, I am afraid, forgotten, and also because we carry it to a degree not reached in any other country. Griffis[17] was quite right in stating that whereas in China Confucian ethics made obedience to parents the primary human duty, in Japan precedence was given to Loyalty. At the risk of shocking some of my good readers, I will relate of one “who could endure to follow a fall’n lord” and who thus, as Shakespeare assures, “earned a place i’ the story.”

In spite of Hegel’s criticism that the loyalty of feudal vassals, being an obligation to an individual instead of a Commonwealth, is based on completely unjust principles,[16] a great compatriot of his proudly stated that personal loyalty was a German virtue. Bismarck had good reason to say this, not because the Treue he talked about was unique to his homeland or any specific nation or race, but because this valued trait of chivalry remains strongest among the people where feudalism has persisted the longest. In America, where “everybody is as good as anybody else,” and, as the Irishman added, “better too,” such lofty ideas of loyalty that we hold for our sovereign may be seen as “excellent within certain bounds,” but ridiculous as motivations among us. Montesquieu noted long ago that what is right on one side of the Pyrenees is wrong on the other, and the recent Dreyfus trial confirmed his observation, except that the Pyrenees were not the only boundary where French justice finds no agreement. Likewise, the way we view loyalty may have few admirers elsewhere, not because our view is incorrect, but because it seems, I’m afraid, forgotten, and also because we take it to a level not achieved in any other country. Griffis[17] was absolutely correct in stating that while in China Confucian ethics emphasize obedience to parents as the primary human duty, in Japan, loyalty is prioritized. At the risk of disturbing some of my dear readers, I will recount a story of one “who could endure to follow a fall’n lord” and who thus, as Shakespeare assures us, “earned a place i’ the story.”

[16] Philosophy of History (Eng. trans. by Sibree), Pt. IV, Sec. II, Ch. I.
[17] Religions of Japan.

The story is of one of the purest characters in our history, Michizané, who, falling a victim to jealousy and calumny, is exiled from the capital. Not content with this, his unrelenting enemies are now bent upon the extinction of his family. Strict search for his son—not yet grown—reveals the fact of his being secreted in a village school kept by one Genzo, a former vassal of Michizané. When orders are dispatched to the schoolmaster to deliver the head of the juvenile offender on a certain day, his first idea is to find a suitable substitute for it. He ponders over his school-list, scrutinizes with careful eyes all the boys, as they stroll into the class-room, but none among the children born of the soil bears the least resemblance to his protégé. His despair, however, is but for a moment; for, behold, a new scholar is announced—a comely boy of the same age as his master’s son, escorted by a mother of noble mien. No less conscious of the resemblance between infant lord and infant retainer, were the mother and the boy himself. In the privacy of home both had laid themselves upon the altar; the one his life,—the other her heart, yet without sign to the outer world. Unwitting of what had passed between them, it is the teacher from whom comes the suggestion.

The story revolves around one of the purest characters in our history, Michizané, who becomes a victim of jealousy and slander, leading to his exile from the capital. Unsatisfied with this, his relentless enemies now aim to wipe out his family. A thorough search for his son—who is still very young—reveals that he is hidden in a village school run by Genzo, a former vassal of Michizané. When the schoolmaster receives orders to sacrifice the young boy on a specific day, his first thought is to find a suitable replacement. He goes through his school list, carefully observing all the boys as they enter the classroom, but none of the local children resemble his pupil at all. However, his despair is short-lived when a new student arrives—a handsome boy of the same age as Michizané’s son, accompanied by a mother of noble appearance. Both the mother and the boy are acutely aware of the resemblance between the young noble and the boy who serves him. In the privacy of their home, they have both made sacrifices for each other; the boy his life, and the mother her heart, yet without any outward signs. Unaware of what has transpired between them, it is the teacher who suggests the solution.

Here, then, is the scape-goat!—The rest of the narrative may be briefly told.—On the day appointed, arrives the officer commissioned to identify and receive the head of the youth. Will he be deceived by the false head? The poor Genzo’s hand is on the hilt of the sword, ready to strike a blow either at the man or at himself, should the examination defeat his scheme. The officer takes up the gruesome object before him, goes calmly over each feature, and in a deliberate, business-like tone, pronounces it genuine.—That evening in a lonely home awaits the mother we saw in the school. Does she know the fate of her child? It is not for his return that she watches with eagerness for the opening of the wicket. Her father-in-law has been for a long time a recipient of Michizané’s bounties, but since his banishment circumstances have forced her husband to follow the service of the enemy of his family’s benefactor. He himself could not be untrue to his own cruel master; but his son could serve the cause of the grandsire’s lord. As one acquainted with the exile’s family, it was he who had been entrusted with the task of identifying the boy’s head. Now the day’s—yea, the life’s—hard work is done, he returns home and as he crosses its threshold, he accosts his wife, saying: “Rejoice, my wife, our darling son has proved of service to his lord!”

Here’s the scapegoat! The rest of the story can be told quickly. On the scheduled day, the officer arrives to identify and collect the head of the young man. Will he be fooled by the fake head? Poor Genzo is gripping the hilt of his sword, ready to strike a blow either at the officer or at himself if the examination ruins his plan. The officer picks up the gruesome object in front of him, examines each feature calmly, and in a professional tone declares it authentic. That evening, in a lonely home, the mother we saw at the school is waiting. Does she know her child’s fate? She’s not waiting eagerly for him to return; instead, she’s watching for the gate to open. Her father-in-law has long received Michizané’s support, but since his banishment, her husband has had to serve the enemy of their family’s benefactor. He himself cannot betray his own ruthless master, but his son could fight for the cause of his grandfather’s lord. Being familiar with the exile’s family, he had been assigned the task of identifying the boy’s head. Now that the day’s—and indeed his life’s—hard work is finished, he returns home. As he steps inside, he greets his wife and says, “Rejoice, my dear, our beloved son has served his lord well!”

“What an atrocious story!” I hear my readers exclaim,—“Parents deliberately sacrificing their own innocent child to save the life of another man’s.” But this child was a conscious and willing victim: it is a story of vicarious death—as significant as, and not more revolting than, the story of Abraham’s intended sacrifice of Isaac. In both cases it was obedience to the call of duty, utter submission to the command of a higher voice, whether given by a visible or an invisible angel, or heard by an outward or an inward ear;—but I abstain from preaching.

“What a terrible story!” I hear my readers saying, —“Parents intentionally sacrificing their own innocent child to save another man’s life.” But this child was a aware and willing victim: it’s a story of selfless sacrifice—just as significant, and not more shocking than, the story of Abraham’s planned sacrifice of Isaac. In both cases, it was obedience to the call of duty, total submission to the command of a higher authority, whether given by a visible or invisible angel, or heard by an external or internal voice;—but I won’t preach.

The individualism of the West, which recognizes separate interests for father and son, husband and wife, necessarily brings into strong relief the duties owed by one to the other; but Bushido held that the interest of the family and of the members thereof is intact,—one and inseparable. This interest it bound up with affection—natural, instinctive, irresistible; hence, if we die for one we love with natural love (which animals themselves possess), what is that? “For if ye love them that love you, what reward have ye? Do not even the publicans the same?”

The individuality of the West, which acknowledges distinct interests for father and son, husband and wife, highlights the responsibilities each has to the other. However, Bushido believed that the interests of the family and its members are whole and inseparable. This interest is tied to affection—natural, instinctive, and irresistible; thus, if we die for someone we love with natural love (a love that even animals have), what does that mean? “For if you love those who love you, what reward do you get? Don’t even tax collectors do the same?”

In his great history, Sanyo relates in touching language the heart struggle of Shigemori concerning his father’s rebellious conduct. “If I be loyal, my father must be undone; if I obey my father, my duty to my sovereign must go amiss.” Poor Shigemori! We see him afterward praying with all his soul that kind Heaven may visit him with death, that he may be released from this world where it is hard for purity and righteousness to dwell.

In his remarkable history, Sanyo describes in heartfelt words the inner conflict of Shigemori regarding his father’s rebellious actions. “If I am loyal, my father will be ruined; if I follow my father, my duty to my ruler will be neglected.” Poor Shigemori! We later see him praying with all his heart that kind Heaven will grant him death so he can escape this world where it's difficult for purity and righteousness to exist.

Many a Shigemori has his heart torn by the conflict between duty and affection. Indeed neither Shakespeare nor the Old Testament itself contains an adequate rendering of ko, our conception of filial piety, and yet in such conflicts Bushido never wavered in its choice of Loyalty. Women, too, encouraged their offspring to sacrifice all for the king. Ever as resolute as Widow Windham and her illustrious consort, the samurai matron stood ready to give up her boys for the cause of Loyalty.

Many Shigemori has his heart torn between duty and love. In fact, neither Shakespeare nor the Old Testament captures the essence of ko, our idea of filial piety, yet in these dilemmas, Bushido always chose Loyalty without hesitation. Women also urged their children to give everything for their king. Just like Widow Windham and her famous partner, the samurai women were ready to sacrifice their sons for the sake of Loyalty.

Since Bushido, like Aristotle and some modern sociologists, conceived the state as antedating the individual—the latter being born into the former as part and parcel thereof—he must live and die for it or for the incumbent of its legitimate authority. Readers of Crito will remember the argument with which Socrates represents the laws of the city as pleading with him on the subject of his escape. Among others he makes them (the laws, or the state) say:—“Since you were begotten and nurtured and educated under us, dare you once to say you are not our offspring and servant, you and your fathers before you!” These are words which do not impress us as any thing extraordinary; for the same thing has long been on the lips of Bushido, with this modification, that the laws and the state were represented with us by a personal being. Loyalty is an ethical outcome of this political theory.

Since Bushido, like Aristotle and some modern sociologists, saw the state as existing before the individual—the latter being born into the former as an essential part of it—he must live and die for it or for the person who holds its legitimate authority. Readers of Crito will remember how Socrates portrays the laws of the city pleading with him about his escape. Among other points, he has them (the laws, or the state) say: “Since you were born, raised, and educated under us, do you dare to claim that you are not our child and servant, you and your ancestors before you!” These words might not strike us as particularly remarkable; they have long been echoed by Bushido, with the distinction that the laws and the state are represented to us by a personal being. Loyalty is an ethical result of this political theory.

I am not entirely ignorant of Mr. Spencer’s view according to which political obedience—Loyalty—is accredited with only a transitional function.[18] It may be so. Sufficient unto the day is the virtue thereof. We may complacently repeat it, especially as we believe that day to be a long space of time, during which, so our national anthem says, “tiny pebbles grow into mighty rocks draped with moss.” We may remember at this juncture that even among so democratic a people as the English, “the sentiment of personal fidelity to a man and his posterity which their Germanic ancestors felt for their chiefs, has,” as Monsieur Boutmy recently said, “only passed more or less into their profound loyalty to the race and blood of their princes, as evidenced in their extraordinary attachment to the dynasty.”

I'm not completely unaware of Mr. Spencer's view that political obedience—loyalty—only serves a temporary purpose.[18] That might be true. Each day brings its own significance. We can confidently say this, especially since we think that day will last a long time, during which, as our national anthem puts it, “tiny pebbles grow into mighty rocks draped with moss.” At this moment, we should remember that even among a democratic people like the English, “the sense of personal loyalty to a man and his heirs, which their Germanic ancestors had for their leaders, has,” as Monsieur Boutmy recently noted, “transformed into their deep loyalty to the lineage and bloodline of their princes, shown by their remarkable attachment to the dynasty.”

[18] Principles of Ethics, Vol. I, Pt. II, Ch. X.

Political subordination, Mr. Spencer predicts, will give place to loyalty to the dictates of conscience. Suppose his induction is realized—will loyalty and its concomitant instinct of reverence disappear forever? We transfer our allegiance from one master to another, without being unfaithful to either; from being subjects of a ruler that wields the temporal sceptre we become servants of the monarch who sits enthroned in the penetralia of our heart. A few years ago a very stupid controversy, started by the misguided disciples of Spencer, made havoc among the reading class of Japan. In their zeal to uphold the claim of the throne to undivided loyalty, they charged Christians with treasonable propensities in that they avow fidelity to their Lord and Master. They arrayed forth sophistical arguments without the wit of Sophists, and scholastic tortuosities minus the niceties of the Schoolmen. Little did they know that we can, in a sense, “serve two masters without holding to the one or despising the other,” “rendering unto Cæsar the things that are Cæsar’s and unto God the things that are God’s.” Did not Socrates, all the while he unflinchingly refused to concede one iota of loyalty to his dæmon, obey with equal fidelity and equanimity the command of his earthly master, the State? His conscience he followed, alive; his country he served, dying. Alack the day when a state grows so powerful as to demand of its citizens the dictates of their conscience!

Political subordination, Mr. Spencer predicts, will be replaced by loyalty to the dictates of conscience. If his prediction comes true—will loyalty and the accompanying instinct of reverence vanish forever? We shift our allegiance from one master to another without betraying either; from being subjects of a ruler who wields the temporal scepter, we become servants of the monarch who reigns in the depths of our hearts. A few years ago, a misguided controversy, sparked by Spencer’s confused followers, caused chaos among the educated class in Japan. In their eagerness to support the idea that the throne deserves undivided loyalty, they accused Christians of having treasonous tendencies because they profess allegiance to their Lord and Master. They presented convoluted arguments without the cleverness of Sophists, and complex reasoning lacking the precision of the Schoolmen. Little did they realize that we can, in a sense, “serve two masters without clinging to one or despising the other,” “rendering unto Cæsar the things that are Cæsar’s and unto God the things that are God’s.” Did not Socrates, while he steadfastly refused to give any loyalty to his dæmon, obey with equal fidelity and calm the commands of his earthly master, the State? He followed his alive conscience while serving his dying country. Oh, woe betide the day when a state becomes so powerful that it demands the dictates of its citizens' conscience!

Bushido did not require us to make our conscience the slave of any lord or king. Thomas Mowbray was a veritable spokesman for us when he said:

Bushido didn't demand that we make our conscience subservient to any lord or king. Thomas Mowbray truly spoke for us when he said:

“Myself I throw, dread sovereign, at thy foot.
My life thou shalt command, but not my shame.
The one my duty owes; but my fair name,
Despite of death, that lives upon my grave,
To dark dishonor’s use, thou shalt not have.”

A man who sacrificed his own conscience to the capricious will or freak or fancy of a sovereign was accorded a low place in the estimate of the Precepts. Such a one was despised as nei-shin, a cringeling, who makes court by unscrupulous fawning or as chô-shin, a favorite who steals his master’s affections by means of servile compliance; these two species of subjects corresponding exactly to those which Iago describes,—the one, a duteous and knee-crooking knave, doting on his own obsequious bondage, wearing out his time much like his master’s ass; the other trimm’d in forms and visages of duty, keeping yet his heart attending on himself. When a subject differed from his master, the loyal path for him to pursue was to use every available means to persuade him of his error, as Kent did to King Lear. Failing in this, let the master deal with him as he wills. In cases of this kind, it was quite a usual course for the samurai to make the last appeal to the intelligence and conscience of his lord by demonstrating the sincerity of his words with the shedding of his own blood.

A man who gave up his own conscience to the unpredictable whims or fancies of a ruler was seen as having a low standing in the Precepts. Such a person was looked down upon as nei-shin, a sycophant who ingratiates themselves through shameless flattery, or as chô-shin, a favored one who wins their master's affection through servile submission; these two types of subjects align perfectly with Iago's description—the first being a dutiful, groveling fool who relishes in his own submissive bondage, spending his time much like his master's donkey; the second being someone adorned in appearances of loyalty, yet keeping their heart focused on their own interests. When a subject disagreed with their master, the loyal approach was to use all available means to convince them of their mistake, as Kent did with King Lear. If that failed, the master could handle him as he wished. In such cases, it was quite common for a samurai to make a final appeal to their lord’s intelligence and conscience by proving the sincerity of their words with their own blood.

Life being regarded as the means whereby to serve his master, and its ideal being set upon honor, the whole

Life is seen as a way to serve his master, and its ideal is focused on honor, the whole

EDUCATION AND TRAINING OF
A SAMURAI,

were conducted accordingly.

were carried out accordingly.

The first point to observe in knightly pedagogics was to build up character, leaving in the shade the subtler faculties of prudence, intelligence and dialectics. We have seen the important part æsthetic accomplishments played in his education. Indispensable as they were to a man of culture, they were accessories rather than essentials of samurai training. Intellectual superiority was, of course, esteemed; but the word Chi, which was employed to denote intellectuality, meant wisdom in the first instance and placed knowledge only in a very subordinate place. The tripod that supported the framework of Bushido was said to be Chi, Jin, Yu, respectively Wisdom, Benevolence, and Courage. A samurai was essentially a man of action. Science was without the pale of his activity. He took advantage of it in so far as it concerned his profession of arms. Religion and theology were relegated to the priests; he concerned himself with them in so far as they helped to nourish courage. Like an English poet the samurai believed “’tis not the creed that saves the man; but it is the man that justifies the creed.” Philosophy and literature formed the chief part of his intellectual training; but even in the pursuit of these, it was not objective truth that he strove after,—literature was pursued mainly as a pastime, and philosophy as a practical aid in the formation of character, if not for the exposition of some military or political problem.

The first thing to notice in knightly education was the focus on building character, putting aside more subtle skills like prudence, intelligence, and argumentation. We've seen how important aesthetic skills were in his education. While they were essential for a cultured person, they were more like extras than the main aspects of samurai training. Intellectual superiority was valued, but the term Chi, used to describe intelligence, initially meant wisdom and placed knowledge in a minor role. The foundation of Bushido was said to rest on Chi, Jin, and Yu, which represent Wisdom, Benevolence, and Courage respectively. A samurai was fundamentally a person of action. Science was outside of his domain; he used it only as it related to his military profession. Religion and theology were left to the priests; he engaged with them only to the extent that they fostered courage. Like an English poet, the samurai believed “’tis not the creed that saves the man; but it is the man that justifies the creed.” Philosophy and literature were the core of his intellectual training; however, even in these pursuits, he wasn't after objective truth—literature was mainly a hobby, and philosophy served as a practical tool in character development, if not to address some military or political issue.

From what has been said, it will not be surprising to note that the curriculum of studies, according to the pedagogics of Bushido, consisted mainly of the following,—fencing, archery, jiujutsu or yawara, horsemanship, the use of the spear, tactics, caligraphy, ethics, literature and history. Of these, jiujutsu and caligraphy may require a few words of explanation. Great stress was laid on good writing, probably because our logograms, partaking as they do of the nature of pictures, possess artistic value, and also because chirography was accepted as indicative of one’s personal character. Jiujutsu may be briefly defined as an application of anatomical knowledge to the purpose of offense or defense. It differs from wrestling, in that it does not depend upon muscular strength. It differs from other forms of attack in that it uses no weapon. Its feat consists in clutching or striking such part of the enemy’s body as will make him numb and incapable of resistance. Its object is not to kill, but to incapacitate one for action for the time being.

Based on what has been discussed, it’s not surprising to see that the study curriculum based on the principles of Bushido mainly included the following: fencing, archery, jiu-jitsu or yawara, horse riding, spear handling, tactics, calligraphy, ethics, literature, and history. Among these, jiu-jitsu and calligraphy might need a bit of explanation. There was a strong emphasis on good writing, likely because our characters, which also resemble pictures, have artistic value, and because handwriting was seen as a reflection of one’s character. Jiu-jitsu can be briefly described as using knowledge of the body to either attack or defend. It’s different from wrestling because it doesn’t rely on physical strength, and it’s distinct from other combat styles since it doesn’t involve weapons. Its techniques involve grabbing or striking specific parts of an opponent’s body to cause numbness and prevent them from fighting back. The goal isn’t to kill, but to temporarily disable someone from acting.

A subject of study which one would expect to find in military education and which is rather conspicuous by its absence in the Bushido course of instruction, is mathematics. This, however, can be readily explained in part by the fact that feudal warfare was not carried on with scientific precision. Not only that, but the whole training of the samurai was unfavorable to fostering numerical notions.

A subject you would expect to see in military education, but which is noticeably missing from the Bushido curriculum, is math. This can be partially explained by the fact that feudal warfare wasn't conducted with scientific accuracy. Moreover, the overall training of the samurai didn't encourage numerical thinking.

Chivalry is uneconomical; it boasts of penury. It says with Ventidius that “ambition, the soldier’s virtue, rather makes choice of loss, than gain which darkens him.” Don Quixote takes more pride in his rusty spear and skin-and-bone horse than in gold and lands, and a samurai is in hearty sympathy with his exaggerated confrère of La Mancha. He disdains money itself,—the art of making or hoarding it. It is to him veritably filthy lucre. The hackneyed expression to describe the decadence of an age is “that the civilians loved money and the soldiers feared death.” Niggardliness of gold and of life excites as much disapprobation as their lavish use is panegyrized. “Less than all things,” says a current precept, “men must grudge money: it is by riches that wisdom is hindered.” Hence children were brought up with utter disregard of economy. It was considered bad taste to speak of it, and ignorance of the value of different coins was a token of good breeding. Knowledge of numbers was indispensable in the mustering of forces as well, as in the distribution of benefices and fiefs; but the counting of money was left to meaner hands. In many feudatories, public finance was administered by a lower kind of samurai or by priests. Every thinking bushi knew well enough that money formed the sinews of war; but he did not think of raising the appreciation of money to a virtue. It is true that thrift was enjoined by Bushido, but not for economical reasons so much as for the exercise of abstinence. Luxury was thought the greatest menace to manhood, and severest simplicity was required of the warrior class, sumptuary laws being enforced in many of the clans.

Chivalry isn't practical; it celebrates poverty. It aligns with Ventidius, who said that "ambition, the soldier's virtue, prefers loss over gain that brings shame." Don Quixote takes more pride in his old spear and his emaciated horse than in wealth and land, and a samurai relates strongly to his exaggerated counterpart from La Mancha. He looks down on money itself—the act of making or saving it. To him, it’s truly dirty money. The common saying about the decline of an era is "that civilians love money and soldiers fear death." Being stingy with gold and life draws as much criticism as their excessive use is praised. "Less than all things," says a modern saying, "men must begrudge money: it is riches that obstruct wisdom." Thus, children were raised with total disregard for finances. It was considered poor taste to mention it, and not knowing the value of different coins was seen as a sign of good upbringing. Understanding numbers was essential for gathering troops as well as for allocating benefits and land; however, counting money was left to lesser individuals. In many feudal territories, public finances were managed by a lower type of samurai or by priests. Every thoughtful bushi knew that money was crucial for war; but he didn’t believe turning the appreciation of money into a virtue was necessary. It’s true that thrift was encouraged by Bushido, but not so much for financial reasons as for practicing self-restraint. Luxury was seen as the greatest threat to manhood, and the warrior class was expected to maintain a strict simplicity, with sumptuary laws enforced in many clans.

We read that in ancient Rome the farmers of revenue and other financial agents were gradually raised to the rank of knights, the State thereby showing its appreciation of their service and of the importance of money itself. How closely this was connected with the luxury and avarice of the Romans may be imagined. Not so with the Precepts of Knighthood. These persisted in systematically regarding finance as something low—low as compared with moral and intellectual vocations.

We read that in ancient Rome, the revenue farmers and other financial agents were slowly elevated to the status of knights, showing that the State valued their contributions and recognized the importance of money itself. One can imagine how closely this was tied to the luxury and greed of the Romans. However, this was not the case with the Precepts of Knighthood. These continued to view finance as something inferior—lower than moral and intellectual pursuits.

Money and the love of it being thus diligently ignored, Bushido itself could long remain free from a thousand and one evils of which money is the root. This is sufficient reason for the fact that our public men have long been free from corruption; but, alas, how fast plutocracy is making its way in our time and generation!

Money and the love of it being carefully avoided, Bushido could remain free from a multitude of evils that stem from money. This explains why our public figures have long been free from corruption; but, unfortunately, plutocracy is advancing rapidly in our time!

The mental discipline which would now-a-days be chiefly aided by the study of mathematics, was supplied by literary exegesis and deontological discussions. Very few abstract subjects troubled the mind of the young, the chief aim of their education being, as I have said, decision of character. People whose minds were simply stored with information found no great admirers. Of the three services of studies that Bacon gives,—for delight, ornament, and ability,—Bushido had decided preference for the last, where their use was “in judgment and the disposition of business.” Whether it was for the disposition of public business or for the exercise of self-control, it was with a practical end in view that education was conducted. “Learning without thought,” said Confucius, “is labor lost: thought without learning is perilous.”

The mental discipline that is now mainly supported by studying mathematics used to come from literary analysis and ethical discussions. Very few abstract topics concerned young people; the main goal of their education was, as I mentioned, to shape their character. Those who simply filled their minds with information didn't earn much admiration. Of the three purposes of study that Bacon outlines—for enjoyment, style, and skill—Bushido clearly prioritized skill, focusing on its application in "judgment and managing affairs." Whether it was for handling public matters or practicing self-control, education was aimed at practical outcomes. "Learning without thinking," Confucius said, "is wasted effort; thinking without learning is dangerous."

When character and not intelligence, when the soul and not the head, is chosen by a teacher for the material to work upon and to develop, his vocation partakes of a sacred character. “It is the parent who has borne me: it is the teacher who makes me man.” With this idea, therefore, the esteem in which one’s preceptor was held was very high. A man to evoke such confidence and respect from the young, must necessarily be endowed with superior personality without lacking erudition. He was a father to the fatherless, and an adviser to the erring. “Thy father and thy mother”—so runs our maxim—“are like heaven and earth; thy teacher and thy lord are like the sun and moon.”

When a teacher chooses to focus on character instead of intelligence, and the soul rather than just the mind, their role takes on a sacred quality. “It is the parent who brings me into the world; it is the teacher who shapes me into a person.” With this perspective, the respect for one's teacher was very high. A person who could inspire such trust and admiration in the young must possess a strong personality along with knowledge. He was a father figure to those without one, and a guide to those who strayed. “Your father and your mother”—as our saying goes—“are like heaven and earth; your teacher and your leader are like the sun and moon.”

The present system of paying for every sort of service was not in vogue among the adherents of Bushido. It believed in a service which can be rendered only without money and without price. Spiritual service, be it of priest or teacher, was not to be repaid in gold or silver, not because it was valueless but because it was invaluable. Here the non-arithmetical honor-instinct of Bushido taught a truer lesson than modern Political Economy; for wages and salaries can be paid only for services whose results are definite, tangible, and measurable, whereas the best service done in education,—namely, in soul development (and this includes the services of a pastor), is not definite, tangible or measurable. Being immeasurable, money, the ostensible measure of value, is of inadequate use. Usage sanctioned that pupils brought to their teachers money or goods at different seasons of the year; but these were not payments but offerings, which indeed were welcome to the recipients as they were usually men of stern calibre, boasting of honorable penury, too dignified to work with their hands and too proud to beg. They were grave personifications of high spirits undaunted by adversity. They were an embodiment of what was considered as an end of all learning, and were thus a living example of that discipline of disciplines,

The current system of paying for every type of service wasn't the norm for followers of Bushido. They believed in offering services without expecting money in return. Spiritual service, whether from a priest or a teacher, wasn't to be compensated with cash, not because it lacked value but because it was priceless. Here, the non-mathematical honor instinct of Bushido imparted a more profound lesson than modern economics; wages and salaries can only be paid for services with clear, tangible, and measurable outcomes, while the most significant contribution in education—soul development (which includes the work of a pastor)—is neither clear, tangible, nor measurable. Since it can't be quantified, money, the usual measure of value, serves little purpose. Traditionally, students would give their teachers money or goods at various times of the year; however, these were not payments but offerings, which were appreciated by the recipients, as they were often serious individuals proud of their honorable poverty, too dignified to work with their hands and too proud to beg. They were serious embodiments of high spirits undeterred by challenges. They represented what was believed to be the ultimate goal of all learning, serving as a living example of that discipline of disciplines.

SELF-CONTROL,

which was universally required of samurai.

which was universally expected of samurai.

The discipline of fortitude on the one hand, inculcating endurance without a groan, and the teaching of politeness on the other, requiring us not to mar the pleasure or serenity of another by manifestations of our own sorrow or pain, combined to engender a stoical turn of mind, and eventually to confirm it into a national trait of apparent stoicism. I say apparent stoicism, because I do not believe that true stoicism can ever become the characteristic of a whole nation, and also because some of our national manners and customs may seem to a foreign observer hard-hearted. Yet we are really as susceptible to tender emotion as any race under the sky.

The practice of resilience on one hand, teaching us to endure without complaint, and the lesson of politeness on the other, asking us not to disrupt someone else's happiness or peace with our own sadness or pain, combined to create a stoic mindset that eventually became a national trait of seeming stoicism. I say seeming stoicism because I don’t think true stoicism can ever be a characteristic of an entire nation, and also because some of our national behaviors and customs might appear cold-hearted to an outsider. However, we are just as capable of feeling tender emotions as any other race in the world.

I am inclined to think that in one sense we have to feel more than others—yes, doubly more—since the very attempt to restrain natural promptings entails suffering. Imagine boys—and girls too—brought up not to resort to the shedding of a tear or the uttering of a groan for the relief of their feelings,—and there is a physiological problem whether such effort steels their nerves or makes them more sensitive.

I tend to believe that in a way we have to feel more than others—yes, even more because just trying to hold back our natural emotions leads to suffering. Picture boys—and girls too—being raised not to cry or groan to express their feelings, and it raises a physiological question about whether this effort toughens their nerves or makes them more sensitive.

It was considered unmanly for a samurai to betray his emotions on his face. “He shows no sign of joy or anger,” was a phrase used in describing a strong character. The most natural affections were kept under control. A father could embrace his son only at the expense of his dignity; a husband would not kiss his wife,—no, not in the presence of other people, whatever he might do in private! There may be some truth in the remark of a witty youth when he said, “American husbands kiss their wives in public and beat them in private; Japanese husbands beat theirs in public and kiss them in private.”

It was seen as unmasculine for a samurai to show his emotions on his face. “He shows no sign of joy or anger,” was the phrase used to describe a strong character. The most natural feelings were kept in check. A father could only hug his son if he was willing to sacrifice his dignity; a husband wouldn’t kiss his wife—not in front of others, at least, no matter what he might do in private! There might be some truth to what a clever young man said when he remarked, “American husbands kiss their wives in public and hit them in private; Japanese husbands hit theirs in public and kiss them in private.”

Calmness of behavior, composure of mind, should not be disturbed by passion of any kind. I remember when, during the late war with China, a regiment left a certain town, a large concourse of people flocked to the station to bid farewell to the general and his army. On this occasion an American resident resorted to the place, expecting to witness loud demonstrations, as the nation itself was highly excited and there were fathers, mothers, and sweethearts of the soldiers in the crowd. The American was strangely disappointed; for as the whistle blew and the train began to move, the hats of thousands of people were silently taken off and their heads bowed in reverential farewell; no waving of handkerchiefs, no word uttered, but deep silence in which only an attentive ear could catch a few broken sobs. In domestic life, too, I know of a father who spent whole nights listening to the breathing of a sick child, standing behind the door that he might not be caught in such an act of parental weakness! I know of a mother who, in her last moments, refrained from sending for her son, that he might not be disturbed in his studies. Our history and everyday life are replete with examples of heroic matrons who can well bear comparison with some of the most touching pages of Plutarch. Among our peasantry an Ian Maclaren would be sure to find many a Marget Howe.

Calm behavior and a composed mind should not be disturbed by any kind of passion. I remember when, during the recent war with China, a regiment left a certain town, and a large crowd gathered at the station to say goodbye to the general and his army. An American resident went there expecting to see loud farewells, as the nation was very excited and there were fathers, mothers, and sweethearts among the crowd. He was strangely disappointed; as the whistle blew and the train started moving, thousands of people silently took off their hats and bowed their heads in a respectful farewell. There were no handkerchiefs waving, no words spoken, just a deep silence where only a keen ear could catch a few muffled sobs. In family life, I know of a father who spent whole nights listening to his sick child's breathing, standing behind the door so he wouldn't be seen in this moment of parental vulnerability. I know of a mother who, in her final moments, chose not to call for her son so he wouldn't be interrupted in his studies. Our history and daily life are full of examples of courageous women who could easily stand alongside some of the most emotional stories in Plutarch. Among our peasantry, an Ian Maclaren would surely find many a Marget Howe.

It is the same discipline of self-restraint which is accountable for the absence of more frequent revivals in the Christian churches of Japan. When a man or woman feels his or her soul stirred, the first instinct is to quietly suppress any indication of it. In rare instances is the tongue set free by an irresistible spirit, when we have eloquence of sincerity and fervor. It is putting a premium upon a breach of the third commandment to encourage speaking lightly of spiritual experience. It is truly jarring to Japanese ears to hear the most sacred words, the most secret heart experiences, thrown out in promiscuous audiences. “Dost thou feel the soil of thy soul stirred with tender thoughts? It is time for seeds to sprout. Disturb it not with speech; but let it work alone in quietness and secrecy,”—writes a young samurai in his diary.

It’s the same self-control that explains why there aren’t more frequent revivals in the Christian churches of Japan. When someone feels their soul being stirred, the natural reaction is to hold back any signs of it. Rarely does someone express themselves freely, unless they're overcome by a powerful spirit that brings out their heartfelt words and passion. Encouraging people to speak casually about spiritual experiences is essentially diminishing the importance of the third commandment. It is genuinely unsettling for Japanese people to hear sacred words and private experiences shared in mixed company. “Do you feel your soul being stirred with gentle thoughts? It's time for seeds to grow. Don’t disturb it with words; let it work quietly and privately,” writes a young samurai in his diary.

To give in so many articulate words one’s inmost thoughts and feelings—notably the religious—is taken among us as an unmistakable sign that they are neither very profound nor very sincere. “Only a pomegranate is he”—so runs a popular saying—“who, when he gapes his mouth, displays the contents of his heart.”

To express one's deepest thoughts and feelings, especially about religion, in so many clear words is seen by us as a clear indication that they aren't very deep or sincere. “He is only a pomegranate”—as a common saying goes—“who, when he opens his mouth, reveals the contents of his heart.”

It is not altogether perverseness of oriental minds that the instant our emotions are moved we try to guard our lips in order to hide them. Speech is very often with us, as the Frenchman defined it, “the art of concealing thought.”

It’s not just a quirk of Eastern minds that as soon as our feelings are stirred, we try to keep our lips sealed to hide them. For us, speech is often, as the Frenchman put it, “the art of hiding thoughts.”

Call upon a Japanese friend in time of deepest affliction and he will invariably receive you laughing, with red eyes or moist cheeks. At first you may think him hysterical. Press him for explanation and you will get a few broken commonplaces—“Human life has sorrow;” “They who meet must part;” “He that is born must die;” “It is foolish to count the years of a child that is gone, but a woman’s heart will indulge in follies;” and the like. So the noble words of a noble Hohenzollern—“Lerne zu leiden ohne Klagen”—had found many responsive minds among us, long before they were uttered.

Reach out to a Japanese friend during your toughest times, and he will likely greet you with laughter, his eyes red or cheeks damp. At first, you might think he's overreacting. If you push him for an explanation, you'll hear some familiar phrases—“Life comes with sorrow;” “People who meet will eventually part;” “Everyone who is born must die;” “It's pointless to obsess over the years of a lost child, but a woman’s heart can’t help but indulge in such feelings;” and similar thoughts. Thus, the wise words of a noble Hohenzollern—“Learn to suffer without complaining”—had already resonated with many of us long before they were spoken.

Indeed, the Japanese have recourse to risibility whenever the frailties of human nature are put to severest test. I think we possess a better reason than Democritus himself for our Abderian tendency; for laughter with us oftenest veils an effort to regain balance of temper, when disturbed by any untoward circumstance. It is a counterpoise of sorrow or rage.

Indeed, the Japanese turn to laughter whenever the weaknesses of human nature are put to the hardest test. I believe we have a better explanation than Democritus himself for our tendency to laugh; for with us, laughter often hides an effort to restore our emotional balance when we are shaken by unexpected events. It acts as a counterbalance to sadness or anger.

The suppression of feelings being thus steadily insisted upon, they find their safety-valve in poetical aphorism. A poet of the tenth century writes, “In Japan and China as well, humanity, when moved by sorrow, tells its bitter grief in verse.” A mother who tries to console her broken heart by fancying her departed child absent on his wonted chase after the dragon-fly, hums,

The ongoing insistence on suppressing emotions leads people to express themselves through poetic sayings. A poet from the tenth century wrote, “In Japan and China too, when people are saddened, they pour out their grief in poetry.” A mother trying to soothe her broken heart by imagining her lost child off on a familiar adventure chasing dragonflies hums,

“How far to-day in chase, I wonder,
Has gone my hunter of the dragon-fly!”

I refrain from quoting other examples, for I know I could do only scant justice to the pearly gems of our literature, were I to render into a foreign tongue the thoughts which were wrung drop by drop from bleeding hearts and threaded into beads of rarest value. I hope I have in a measure shown that inner working of our minds which often presents an appearance of callousness or of an hysterical mixture of laughter and dejection, and whose sanity is sometimes called in question.

I won't quote other examples because I know I could only barely do justice to the precious gems of our literature if I tried to translate the thoughts that were painstakingly drawn from hurting hearts and strung together into beads of incredible value. I hope I’ve shown, at least to some extent, the inner workings of our minds that often seem callous or display a bizarre mix of laughter and sadness, and whose sanity is sometimes questioned.

It has also been suggested that our endurance of pain and indifference to death are due to less sensitive nerves. This is plausible as far as it goes. The next question is,—Why are our nerves less tightly strung? It may be our climate is not so stimulating as the American. It may be our monarchical form of government does not excite us as much as the Republic does the Frenchman. It may be that we do not read Sartor Resartus as zealously as the Englishman. Personally, I believe it was our very excitability and sensitiveness which made it a necessity to recognize and enforce constant self-repression; but whatever may be the explanation, without taking into account long years of discipline in self-control, none can be correct.

It has also been suggested that our ability to endure pain and our indifference to death might be due to less sensitive nerves. This makes sense to some extent. The next question is—Why are our nerves not as tightly wound? It could be that our climate isn't as stimulating as America's. It might also be that our monarchical government doesn't excite us as much as the Republic does the French. Perhaps we don’t read Sartor Resartus as passionately as the English do. Personally, I believe it was our own excitability and sensitivity that made it necessary for us to recognize and enforce constant self-control; but whatever the explanation is, none can be correct without considering the long years of training in self-discipline.

Discipline in self-control can easily go too far. It can well repress the genial current of the soul. It can force pliant natures into distortions and monstrosities. It can beget bigotry, breed hypocrisy or hebetate affections. Be a virtue never so noble, it has its counterpart and counterfeit. We must recognize in each virtue its own positive excellence and follow its positive ideal, and the ideal of self-restraint is to keep our mind level—as our expression is—or, to borrow a Greek term, attain the state of euthymia, which Democritus called the highest good.

Discipline in self-control can easily go too far. It can suppress the natural flow of the soul. It can twist flexible personalities into distortions and monstrosities. It can lead to bigotry, foster hypocrisy, or dull our emotions. No matter how noble a virtue may be, it has its counterpart and imitation. We need to recognize each virtue’s own positive qualities and pursue its positive ideal. The ideal of self-restraint is to keep our minds level—as our expression suggests—or, to use a Greek term, to achieve the state of euthymia, which Democritus called the highest good.

The acme of self-control is reached and best illustrated in the first of the two institutions which we shall now bring to view; namely,

The peak of self-control is achieved and best represented in the first of the two institutions that we will now discuss; specifically,

THE INSTITUTIONS OF SUICIDE
AND REDRESS,

of which (the former known as hara-kiri and the latter as kataki-uchi) many foreign writers have treated more or less fully.

of which (the former known as hara-kiri and the latter as kataki-uchi) many foreign writers have discussed in varying detail.

To begin with suicide, let me state that I confine my observations only to seppuku or kappuku, popularly known as hara-kiri—which means self-immolation by disembowelment. “Ripping the abdomen? How absurd!”—so cry those to whom the name is new. Absurdly odd as it may sound at first to foreign ears, it can not be so very foreign to students of Shakespeare, who puts these words in Brutus’ mouth—“Thy (Cæsar’s) spirit walks abroad and turns our swords into our proper entrails.” Listen to a modern English poet, who in his Light of Asia, speaks of a sword piercing the bowels of a queen:—none blames him for bad English or breach of modesty. Or, to take still another example, look at Guercino’s painting of Cato’s death, in the Palazzo Rossa in Genoa. Whoever has read the swan-song which Addison makes Cato sing, will not jeer at the sword half-buried in his abdomen. In our minds this mode of death is associated with instances of noblest deeds and of most touching pathos, so that nothing repugnant, much less ludicrous, mars our conception of it. So wonderful is the transforming power of virtue, of greatness, of tenderness, that the vilest form of death assumes a sublimity and becomes a symbol of new life, or else—the sign which Constantine beheld would not conquer the world!

To start with suicide, I want to clarify that my focus is solely on seppuku or kappuku, commonly known as hara-kiri—which means self-disembowelment. “Ripping the abdomen? How ridiculous!”—so exclaim those who are unfamiliar with the term. Absurd as it may sound at first to outsiders, it shouldn't feel so foreign to Shakespeare scholars, who have Brutus saying, “Thy (Cæsar’s) spirit walks abroad and turns our swords into our own guts.” Listen to a modern poet who, in his Light of Asia, describes a sword piercing a queen's bowels:—nobody criticizes him for poor language or lack of modesty. Or consider Guercino’s painting of Cato’s death in the Palazzo Rossa in Genoa. Anyone familiar with the swan-song that Addison wrote for Cato will not mock the sword partially buried in his abdomen. In our minds, this method of dying ties to instances of the noblest actions and the most poignant emotions, so that nothing repulsive, much less ridiculous, taints our understanding of it. The extraordinary ability of virtue, greatness, and tenderness transforms even the most despicable form of death into something sublime, making it a symbol of new life—or else the sign that Constantine saw would never have conquered the world!

Not for extraneous associations only does seppuku lose in our mind any taint of absurdity; for the choice of this particular part of the body to operate upon, was based on an old anatomical belief as to the seat of the soul and of the affections. When Moses wrote of Joseph’s “bowels yearning upon his brother,” or David prayed the Lord not to forget his bowels, or when Isaiah, Jeremiah and other inspired men of old spoke of the “sounding” or the “troubling” of bowels, they all and each endorsed the belief prevalent among the Japanese that in the abdomen was enshrined the soul. The Semites habitually spoke of the liver and kidneys and surrounding fat as the seat of emotion and of life. The term hara was more comprehensive than the Greek phren or thumos> and the Japanese and Hellenese alike thought the spirit of man to dwell somewhere in that region. Such a notion is by no means confined to the peoples of antiquity. The French, in spite of the theory propounded by one of their most distinguished philosophers, Descartes, that the soul is located in the pineal gland, still insist in using the term ventre in a sense, which, if anatomically too vague, is nevertheless physiologically significant. Similarly entrailles stands in their language for affection and compassion. Nor is such belief mere superstition, being more scientific than the general idea of making the heart the centre of the feelings. Without asking a friar, the Japanese knew better than Romeo “in what vile part of this anatomy one’s name did lodge.” Modern neurologists speak of the abdominal and pelvic brains, denoting thereby sympathetic nerve-centres in those parts which are strongly affected by any psychical action. This view of mental physiology once admitted, the syllogism of seppuku is easy to construct. “I will open the seat of my soul and show you how it fares with it. See for yourself whether it is polluted or clean.”

Not only does seppuku lose any sense of absurdity in our minds due to external associations, but the choice of this specific part of the body for the act is based on an ancient belief regarding where the soul and emotions reside. When Moses mentioned Joseph's “bowels yearning for his brother,” or when David asked God not to forget his bowels, or when Isaiah, Jeremiah, and other prophets spoke of the “sounding” or “troubling” of bowels, they all supported the belief held by the Japanese that the abdomen contains the soul. The Semites commonly referred to the liver and kidneys and surrounding fat as the center of emotions and life. The term hara was broader than the Greek phren or thumos, and both the Japanese and Greeks believed that the spirit of a person resided somewhere in that area. This idea isn't limited to ancient peoples. The French, despite philosopher Descartes’ theory that the soul is in the pineal gland, still use the word ventre in a way that, while anatomically vague, is still significant physiologically. Similarly, entrailles in their language represents affection and compassion. This belief isn't just superstition; it has more scientific backing than the common notion that the heart is the center of feelings. Without needing a monk to explain it, the Japanese understood better than Romeo “in what vile part of this anatomy one’s name did lodge.” Modern neurologists now discuss the abdominal and pelvic brains, referring to sympathetic nerve centers in those areas that are heavily influenced by psychological processes. Once you accept this view of mental physiology, the logic of seppuku becomes straightforward: “I will open the seat of my soul and show you how it is. See for yourself whether it is polluted or pure.”

I do not wish to be understood as asserting religious or even moral justification of suicide, but the high estimate placed upon honor was ample excuse with many for taking one’s own life. How many acquiesced in the sentiment expressed by Garth,

I don’t want to be seen as saying that suicide is justified in a religious or moral sense, but the strong value placed on honor was a significant reason for many to end their own lives. How many agreed with the sentiment expressed by Garth,

“When honor’s lost, ’tis a relief to die;
Death’s but a sure retreat from infamy,”

and have smilingly surrendered their souls to oblivion! Death when honor was involved, was accepted in Bushido as a key to the solution of many complex problems, so that to an ambitious samurai a natural departure from life seemed a rather tame affair and a consummation not devoutly to be wished for. I dare say that many good Christians, if only they are honest enough, will confess the fascination of, if not positive admiration for, the sublime composure with which Cato, Brutus, Petronius and a host of other ancient worthies, terminated their own earthly existence. Is it too bold to hint that the death of the first of the philosophers was partly suicidal? When we are told so minutely by his pupils how their master willingly submitted to the mandate of the state—which he knew was morally mistaken—in spite of the possibilities of escape, and how he took up the cup of hemlock in his own hand, even offering libation from its deadly contents, do we not discern in his whole proceeding and demeanor, an act of self-immolation? No physical compulsion here, as in ordinary cases of execution. True the verdict of the judges was compulsory: it said, “Thou shalt die,—and that by thy own hand.” If suicide meant no more than dying by one’s own hand, Socrates was a clear case of suicide. But nobody would charge him with the crime; Plato, who was averse to it, would not call his master a suicide.

and have happily surrendered their souls to nothingness! In Bushido, death was seen as a solution to many complicated problems when honor was at stake, so for an ambitious samurai, leaving life behind felt like a relatively unremarkable event, not something desperately desired. I believe many decent Christians, if they’re honest, will admit to being drawn to, if not outright admiring, the dignified calm with which Cato, Brutus, Petronius, and many other notable figures from history ended their own lives. Is it too much to suggest that the death of the first philosopher was partly a form of suicide? When we hear in detail from his students about how he willingly followed the state's orders—which he knew were morally wrong—despite having the chance to escape, and how he took the cup of hemlock into his own hands, even pouring some from its deadly contents, don’t we see in his entire act and attitude a form of self-sacrifice? There was no physical force involved here, unlike in typical cases of execution. True, the judges' decision was necessary: it stated, “You will die—and by your own hand.” If suicide simply means dying by one's own hand, Socrates was clearly a case of suicide. But no one would accuse him of that; Plato, who disapproved of it, would not label his teacher a suicide.

Now my readers will understand that seppuku was not a mere suicidal process. It was an institution, legal and ceremonial. An invention of the middle ages, it was a process by which warriors could expiate their crimes, apologize for errors, escape from disgrace, redeem their friends, or prove their sincerity. When enforced as a legal punishment, it was practiced with due ceremony. It was a refinement of self-destruction, and none could perform it without the utmost coolness of temper and composure of demeanor, and for these reasons it was particularly befitting the profession of bushi.

Now my readers will understand that seppuku was not just a way to commit suicide. It was an institution, both legal and ceremonial. Created in the Middle Ages, it was a practice that allowed warriors to atone for their crimes, make amends for mistakes, avoid shame, save their friends, or demonstrate their sincerity. When imposed as a legal punishment, it was carried out with proper ceremony. It was a sophisticated form of self-destruction, and no one could undertake it without the utmost calmness and composure. For these reasons, it was particularly suitable for the bushi profession.

Antiquarian curiosity, if nothing else, would tempt me to give here a description of this obsolete ceremonial; but seeing that such a description was made by a far abler writer, whose book is not much read now-a-days, I am tempted to make a somewhat lengthy quotation. Mitford, in his “Tales of Old Japan,” after giving a translation of a treatise on seppuku from a rare Japanese manuscript, goes on to describe an instance of such an execution of which he was an eye-witness:—

Antiquarian curiosity, if nothing else, drives me to describe this outdated ceremony; however, since a much more skilled writer has already done so in a book that's not widely read these days, I feel inclined to include a fairly long quotation. Mitford, in his “Tales of Old Japan,” after providing a translation of a treatise on seppuku from a rare Japanese manuscript, goes on to recount an instance of such an execution of which he was an eyewitness:—

“We (seven foreign representatives) were invited to follow the Japanese witness into the hondo or main hall of the temple, where the ceremony was to be performed. It was an imposing scene. A large hall with a high roof supported by dark pillars of wood. From the ceiling hung a profusion of those huge gilt lamps and ornaments peculiar to Buddhist temples. In front of the high altar, where the floor, covered with beautiful white mats, is raised some three or four inches from the ground, was laid a rug of scarlet felt. Tall candles placed at regular intervals gave out a dim mysterious light, just sufficient to let all the proceedings be seen. The seven Japanese took their places on the left of the raised floor, the seven foreigners on the right. No other person was present.

“We (seven foreign representatives) were invited to follow the Japanese witness into the hondo or main hall of the temple, where the ceremony was going to take place. It was an impressive scene. A large hall with a high ceiling supported by dark wooden pillars. From the ceiling hung a variety of huge gilt lamps and ornaments typical of Buddhist temples. In front of the high altar, where the floor, covered with beautiful white mats, is raised about three or four inches from the ground, was a rug of scarlet felt. Tall candles placed at regular intervals cast a dim, mysterious light, just enough to illuminate all the proceedings. The seven Japanese took their places on the left side of the raised floor, while the seven foreigners stood on the right. No one else was present.

“After the interval of a few minutes of anxious suspense, Taki Zenzaburo, a stalwart man thirty-two years of age, with a noble air, walked into the hall attired in his dress of ceremony, with the peculiar hempen-cloth wings which are worn on great occasions. He was accompanied by a kaishaku and three officers, who wore the jimbaori or war surcoat with gold tissue facings. The word kaishaku it should be observed, is one to which our word executioner is no equivalent term. The office is that of a gentleman: in many cases it is performed by a kinsman or friend of the condemned, and the relation between them is rather that of principal and second than that of victim and executioner. In this instance the kaishaku was a pupil of Taki Zenzaburo, and was selected by friends of the latter from among their own number for his skill in swordsmanship.

“After a few minutes of tense anticipation, Taki Zenzaburo, a strong man of thirty-two, with a dignified presence, walked into the hall dressed in his formal attire, featuring the distinctive hempen-cloth wings worn on special occasions. He was accompanied by a kaishaku and three officers, all of whom wore the jimbaori or war surcoat adorned with gold trim. It's important to note that the term kaishaku doesn’t translate directly to executioner in our language. This role is that of a gentleman; often, it’s taken on by a relative or friend of the condemned, and the connection between them is more like that of a principal and their second than that of victim and executioner. In this case, the kaishaku was a student of Taki Zenzaburo, chosen by the latter's friends from their group due to his proficiency in swordsmanship.”

“With the kaishaku on his left hand, Taki Zenzaburo advanced slowly towards the Japanese witnesses, and the two bowed before them, then drawing near to the foreigners they saluted us in the same way, perhaps even with more deference; in each case the salutation was ceremoniously returned. Slowly and with great dignity the condemned man mounted on to the raised floor, prostrated himself before the high altar twice, and seated[19] himself on the felt carpet with his back to the high altar, the kaishaku crouching on his left hand side. One of the three attendant officers then came forward, bearing a stand of the kind used in the temple for offerings, on which, wrapped in paper, lay the wakizashi, the short sword or dirk of the Japanese, nine inches and a half in length, with a point and an edge as sharp as a razor’s. This he handed, prostrating himself, to the condemned man, who received it reverently, raising it to his head with both hands, and placed it in front of himself.

“With the kaishaku in his left hand, Taki Zenzaburo slowly approached the Japanese witnesses, bowing before them, then getting closer to the foreigners, he saluted us in the same manner, perhaps even with more respect; in each instance, the greeting was formally acknowledged. Gradually and with great dignity, the condemned man stepped onto the elevated platform, bowed twice before the high altar, and sat[19] on the felt carpet with his back to the high altar, with the kaishaku crouching on his left side. One of the three accompanying officers then stepped forward, holding a stand used in the temple for offerings, on which lay the wakizashi, the Japanese short sword or dirk, nine and a half inches long, with a point and edge as sharp as a razor. He handed it over, bowing deeply to the condemned man, who received it respectfully, lifting it to his head with both hands, and placing it in front of himself.

[19] Seated himself—that is, in the Japanese fashion, his knees and toes touching the ground and his body resting on his heels. In this position, which is one of respect, he remained until his death.

“After another profound obeisance, Taki Zenzaburo, in a voice which betrayed just so much emotion and hesitation as might be expected from a man who is making a painful confession, but with no sign of either in his face or manner, spoke as follows:—

“After another deep bow, Taki Zenzaburo, in a voice that showed just a hint of emotion and hesitation typical of someone making a difficult confession, but with no indication of either in his face or demeanor, said the following:—

‘I, and I alone, unwarrantably gave the order to fire on the foreigners at Kobe, and again as they tried to escape. For this crime I disembowel myself, and I beg you who are present to do me the honor of witnessing the act.’

‘I, and I alone, wrongly gave the order to shoot the foreigners in Kobe, and again as they tried to escape. For this crime, I will take my own life, and I ask you who are here to honor me by witnessing it.’

“Bowing once more, the speaker allowed his upper garments to slip down to his girdle, and remained naked to the waist. Carefully, according to custom, he tucked his sleeves under his knees to prevent himself from falling backward; for a noble Japanese gentleman should die falling forwards. Deliberately, with a steady hand he took the dirk that lay before him; he looked at it wistfully, almost affectionately; for a moment he seemed to collect his thoughts for the last time, and then stabbing himself deeply below the waist in the left-hand side, he drew the dirk slowly across to his right side, and turning it in the wound, gave a slight cut upwards. During this sickeningly painful operation he never moved a muscle of his face. When he drew out the dirk, he leaned forward and stretched out his neck; an expression of pain for the first time crossed his face, but he uttered no sound. At that moment the kaishaku, who, still crouching by his side, had been keenly watching his every movement, sprang to his feet, poised his sword for a second in the air; there was a flash, a heavy, ugly thud, a crashing fall; with one blow the head had been severed from the body.

Bowing once again, the speaker let his upper garments slide down to his waist, remaining bare to the waist. Carefully, by tradition, he tucked his sleeves under his knees to avoid falling backward; a noble Japanese gentleman should die falling forward. With deliberation and a steady hand, he picked up the dirk that lay before him; he looked at it longingly, almost with affection; for a moment, he seemed to gather his thoughts one last time, and then, stabbing deeply below the waist on the left side, he slowly dragged the dirk across to his right side, turning it in the wound and making a slight upward cut. Throughout this excruciating process, he kept his face expressionless. As he pulled out the dirk, he leaned forward and extended his neck; for the first time, a look of pain crossed his face, but he made no sound. At that instant, the kaishaku, who had been crouched by his side, watching his every move closely, sprang to his feet and poised his sword in the air for a moment; there was a flash, a heavy, sickening thud, and a crashing fall; with one stroke, the head was severed from the body.

“A dead silence followed, broken only by the hideous noise of the blood throbbing out of the inert head before us, which but a moment before had been a brave and chivalrous man. It was horrible.

“A dead silence followed, shattered only by the awful sound of blood pulsing out of the lifeless head in front of us, which just moments ago had belonged to a brave and noble man. It was terrifying.”

“The kaishaku made a low bow, wiped his sword with a piece of paper which he had ready for the purpose, and retired from the raised floor; and the stained dirk was solemnly borne away, a bloody proof of the execution.

The kaishaku bowed slightly, wiped his sword with a piece of paper he had prepared for this, and stepped down from the raised floor; the bloodied dirk was carefully taken away, a grim reminder of the execution.

“The two representatives of the Mikado then left their places, and crossing over to where the foreign witnesses sat, called to us to witness that the sentence of death upon Taki Zenzaburo had been faithfully carried out. The ceremony being at an end, we left the temple.”

“The two representatives of the Mikado then left their spots and walked over to where the foreign witnesses were sitting, asking us to confirm that the death sentence on Taki Zenzaburo had been carried out as planned. Once the ceremony was over, we left the temple.”

I might multiply any number of descriptions of seppuku from literature or from the relation of eye-witnesses; but one more instance will suffice.

I could list many descriptions of seppuku from books or from accounts of those who witnessed it; but one more example will be enough.

Two brothers, Sakon and Naiki, respectively twenty-four and seventeen years of age, made an effort to kill Iyéyasu in order to avenge their father’s wrongs; but before they could enter the camp they were made prisoners. The old general admired the pluck of the youths who dared an attempt on his life and ordered that they should be allowed to die an honorable death. Their little brother Hachimaro, a mere infant of eight summers, was condemned to a similar fate, as the sentence was pronounced on all the male members of the family, and the three were taken to a monastery where it was to be executed. A physician who was present on the occasion has left us a diary from which the following scene is translated. “When they were all seated in a row for final despatch, Sakon turned to the youngest and said—‘Go thou first, for I wish to be sure that thou doest it aright.’ Upon the little one’s replying that, as he had never seen seppuku performed, he would like to see his brothers do it and then he could follow them, the older brothers smiled between their tears:—‘Well said, little fellow! So canst thou well boast of being our father’s child.’ When they had placed him between them, Sakon thrust the dagger into the left side of his own abdomen and asked—‘Look, brother! Dost understand now? Only, don’t push the dagger too far, lest thou fall back. Lean forward, rather, and keep thy knees well composed.’ Naiki did likewise and said to the boy—‘Keep thy eyes open or else thou mayst look like a dying woman. If thy dagger feels anything within and thy strength fails, take courage and double thy effort to cut across.’ The child looked from one to the other, and when both had expired, he calmly half denuded himself and followed the example set him on either hand.”

Two brothers, Sakon and Naiki, who were twenty-four and seventeen years old, respectively, tried to kill Iyéyasu to avenge their father's wrongs; however, before they could reach the camp, they were captured. The old general admired the courage of the young men who dared to attempt his life and ordered that they be allowed to die a noble death. Their younger brother Hachimaro, just an eight-year-old child, was given the same fate since the sentence applied to all male members of the family. The three were taken to a monastery where it would be carried out. A physician who was present that day has left us a diary from which the following scene is translated. “When they were all seated in a row for their final moments, Sakon turned to the youngest and said—‘You go first, so I can be sure you do it right.’ When the little one responded that he had never seen seppuku before and would like to watch his brothers do it first, the older siblings smiled through their tears:—‘Well said, little one! You can proudly say you are our father’s child.’ After they placed him between them, Sakon plunged the dagger into the left side of his abdomen and asked—‘Look, brother! Do you understand now? Just don’t push the dagger too far back, or you might fall. Lean forward, and keep your knees steady.’ Naiki did the same and told the boy—‘Keep your eyes open, or you might look like a dying woman. If your dagger hits anything inside and your strength starts to fade, gather your courage and make an extra effort to cut across.’ The child looked back and forth at them, and when both had passed away, he calmly took off part of his clothing and followed their example.”

The glorification of seppuku offered, naturally enough, no small temptation to its unwarranted committal. For causes entirely incompatible with reason, or for reasons entirely undeserving of death, hot headed youths rushed into it as insects fly into fire; mixed and dubious motives drove more samurai to this deed than nuns into convent gates. Life was cheap—cheap as reckoned by the popular standard of honor. The saddest feature was that honor, which was always in the agio, so to speak, was not always solid gold, but alloyed with baser metals. No one circle in the Inferno will boast of greater density of Japanese population than the seventh, to which Dante consigns all victims of self-destruction!

The glorification of seppuku naturally created a strong temptation for people to commit it without just cause. For reasons that made no logical sense or were not worthy of death, hot-headed young men rushed into it like insects drawn to a flame; mixed and confusing motives led more samurai to this act than nuns entering convents. Life was deemed cheap—cheap according to the popular standard of honor. The saddest part was that honor, while always in the spotlight, wasn't always pure; it was often mixed with lesser values. No section in the Inferno can claim a higher concentration of Japanese souls than the seventh, where Dante places all victims of self-destruction!

And yet, for a true samurai to hasten death or to court it, was alike cowardice. A typical fighter, when he lost battle after battle and was pursued from plain to hill and from bush to cavern, found himself hungry and alone in the dark hollow of a tree, his sword blunt with use, his bow broken and arrows exhausted—did not the noblest of the Romans fall upon his own sword in Phillippi under like circumstances?—deemed it cowardly to die, but with a fortitude approaching a Christian martyr’s, cheered himself with an impromptu verse:

And yet, for a true samurai, rushing toward death or seeking it out was equally cowardly. A typical fighter, when he lost battle after battle and was chased from open fields to hills, and from bushes to caves, found himself hungry and alone in the dark hollow of a tree, his sword dull from use, his bow broken, and his arrows used up—didn't the noblest of the Romans fall on his own sword at Philippi under similar circumstances? He considered it cowardly to die, but with a bravery similar to that of a Christian martyr, he lifted his spirits with an impromptu verse:

“Come! evermore come,
Ye dread sorrows and pains!
And heap on my burden’d back;
That I not one test may lack
Of what strength in me remains!”

This, then, was the Bushido teaching—Bear and face all calamities and adversities with patience and a pure conscience; for as Mencius[20] taught, “When Heaven is about to confer a great office on anyone, it first exercises his mind with suffering and his sinews and bones with toil; it exposes his body to hunger and subjects him to extreme poverty; and it confounds his undertakings. In all these ways it stimulates his mind, hardens his nature, and supplies his incompetencies.” True honor lies in fulfilling Heaven’s decree and no death incurred in so doing is ignominious, whereas death to avoid what Heaven has in store is cowardly indeed! In that quaint book of Sir Thomas Browne’s, Religio Medici, there is an exact English equivalent for what is repeatedly taught in our Precepts. Let me quote it: “It is a brave act of valor to contemn death, but where life is more terrible than death, it is then the truest valor to dare to live.” A renowned priest of the seventeenth century satirically observed—“Talk as he may, a samurai who ne’er has died is apt in decisive moments to flee or hide.” Again—“Him who once has died in the bottom of his breast, no spears of Sanada nor all the arrows of Tametomo can pierce.” How near we come to the portals of the temple whose Builder taught “he that loseth his life for my sake shall find it!” These are but a few of the numerous examples which tend to confirm the moral identity of the human species, notwithstanding an attempt so assiduously made to render the distinction between Christian and Pagan as great as possible.

This, then, was the teaching of Bushido—Endure and confront all difficulties and challenges with patience and a clear conscience; for as Mencius[20] taught, “When Heaven is about to give someone a significant position, it first tests their mind with suffering and their body with hard work; it puts them through hunger and extreme poverty; and it complicates their efforts. In all these ways, it sharpens their mind, strengthens their character, and addresses their inadequacies.” True honor lies in fulfilling Heaven’s will, and no death incurred in doing so is shameful, while avoiding what Heaven has in store is indeed cowardly! In that curious book by Sir Thomas Browne, Religio Medici, there is a precise English equivalent for what is often taught in our Precepts. Let me quote it: “It is a courageous act to disregard death, but when life is more terrifying than death, it is truest courage to dare to live.” A famous priest from the seventeenth century wryly noted—“No matter how he talks, a samurai who has never faced death is likely to flee or hide at critical moments.” Again—“The one who has truly faced death in his heart cannot be harmed by the spears of Sanada or the arrows of Tametomo.” How close we come to the gates of the temple whose Builder taught “he that loseth his life for my sake shall find it!” These are just a few examples that reinforce the moral unity of humanity, despite the efforts made to emphasize the differences between Christian and Pagan.

[20] I use Dr. Legge’s translation verbatim.

We have thus seen that the Bushido institution of suicide was neither so irrational nor barbarous as its abuse strikes us at first sight. We will now see whether its sister institution of Redress—or call it Revenge, if you will—has its mitigating features. I hope I can dispose of this question in a few words, since a similar institution, or call it custom, if that suits you better, has at some time prevailed among all peoples and has not yet become entirely obsolete, as attested by the continuance of duelling and lynching. Why, has not an American captain recently challenged Esterhazy, that the wrongs of Dreyfus be avenged? Among a savage tribe which has no marriage, adultery is not a sin, and only the jealousy of a lover protects a woman from abuse: so in a time which has no criminal court, murder is not a crime, and only the vigilant vengeance of the victim’s people preserves social order. “What is the most beautiful thing on earth?” said Osiris to Horus. The reply was, “To avenge a parent’s wrongs,”—to which a Japanese would have added “and a master’s.”

We've seen that the Bushido practice of suicide wasn't as irrational or barbaric as it seems at first glance. Now, let’s explore whether its counterpart, Redress—or Revenge, if you prefer—has any redeeming qualities. I hope to answer this quickly since a similar practice, or custom, has existed among all cultures at some point and isn't entirely gone, as shown by the existence of dueling and lynching. For instance, didn’t an American captain recently challenge Esterhazy to avenge the wrongs done to Dreyfus? In a tribe without marriage, adultery isn’t considered sinful, and only a lover’s jealousy protects a woman from harm; similarly, in a society without criminal courts, murder isn’t viewed as a crime, and it’s the vigilant retribution from the victim’s community that maintains social order. “What is the most beautiful thing on earth?” Osiris asked Horus. The answer was, “To avenge a parent's wrongs,” to which a Japanese person would have added “and a master’s.”

In revenge there is something which satisfies one’s sense of justice. The avenger reasons:—“My good father did not deserve death. He who killed him did great evil. My father, if he were alive, would not tolerate a deed like this: Heaven itself hates wrong-doing. It is the will of my father; it is the will of Heaven that the evil-doer cease from his work. He must perish by my hand; because he shed my father’s blood, I, who am his flesh and blood, must shed the murderer’s. The same Heaven shall not shelter him and me.” The ratiocination is simple and childish (though we know Hamlet did not reason much more deeply), nevertheless it shows an innate sense of exact balance and equal justice “An eye for an eye, a tooth for a tooth.” Our sense of revenge is as exact as our mathematical faculty, and until both terms of the equation are satisfied we cannot get over the sense of something left undone.

In revenge, there's something that satisfies our sense of justice. The avenger thinks, "My good father didn’t deserve to die. The person who killed him did something extremely wrong. If my father were alive, he wouldn’t accept an act like this: Heaven itself despises wrongdoing. It’s my father’s wish; it’s Heaven’s wish that the wrongdoer stops. He must pay for his actions with his life; because he took my father’s blood, I, being his flesh and blood, must take the murderer’s life. Heaven won't protect both him and me." The reasoning is straightforward and immature (though we know Hamlet didn’t think much deeper), yet it demonstrates an inherent sense of balance and fairness—"An eye for an eye, a tooth for a tooth." Our desire for revenge is as precise as our ability to do math, and until both sides of the equation are resolved, we can’t shake the feeling that something is left unfinished.

In Judaism, which believed in a jealous God, or in Greek mythology, which provided a Nemesis, vengeance may be left to superhuman agencies; but common sense furnished Bushido with the institution of redress as a kind of ethical court of equity, where people could take cases not to be judged in accordance with ordinary law. The master of the forty-seven Ronins was condemned to death;—he had no court of higher instance to appeal to; his faithful retainers addressed themselves to Vengeance, the only Supreme Court existing; they in their turn were condemned by common law,—but the popular instinct passed a different judgment and hence their memory is still kept as green and fragrant as are their graves at Sengakuji to this day.

In Judaism, which believed in a jealous God, or in Greek mythology, which had a concept of Nemesis, vengeance might be left to superhuman forces; however, practical wisdom provided Bushido with a system of justice as a sort of ethical court of equity, where people could bring cases to be judged outside of ordinary law. The master of the forty-seven Ronins was sentenced to death; he had no higher court to appeal to; his loyal followers turned to Vengeance, the only Supreme Court that existed; they, in turn, were judged by ordinary law—but public sentiment delivered a different verdict, and that’s why their memory remains as cherished and vibrant as the flowers on their graves at Sengakuji to this day.

Though Lao-tse taught to recompense injury with kindness, the voice of Confucius was very much louder, which counselled that injury must be recompensed with justice;—and yet revenge was justified only when it was undertaken in behalf of our superiors and benefactors. One’s own wrongs, including injuries done to wife and children, were to be borne and forgiven. A samurai could therefore fully sympathize with Hannibal’s oath to avenge his country’s wrongs, but he scorns James Hamilton for wearing in his girdle a handful of earth from his wife’s grave, as an eternal incentive to avenge her wrongs on the Regent Murray.

Though Lao-tse taught to repay injury with kindness, Confucius's voice was much louder, advising that injury should be met with justice; yet revenge was only justified when it was taken on behalf of our superiors and benefactors. One should endure and forgive personal wrongs, including injuries to one's wife and children. A samurai could therefore fully sympathize with Hannibal’s vow to avenge his country's wrongs, but he looks down on James Hamilton for carrying a handful of earth from his wife’s grave in his belt as a constant reminder to avenge her wrongs against Regent Murray.

Both of these institutions of suicide and redress lost their raison d’être at the promulgation of the criminal code. No more do we hear of romantic adventures of a fair maiden as she tracks in disguise the murderer of her parent. No more can we witness tragedies of family vendetta enacted. The knight errantry of Miyamoto Musashi is now a tale of the past. The well-ordered police spies out the criminal for the injured party and the law metes out justice. The whole state and society will see that wrong is righted. The sense of justice satisfied, there is no need of kataki-uchi. If this had meant that “hunger of the heart which feeds upon the hope of glutting that hunger with the life-blood of the victim,” as a New England divine has described it, a few paragraphs in the Criminal Code would not so entirely have made an end of it.

Both of these institutions of suicide and retribution lost their raison d’être with the introduction of the criminal code. We no longer hear about the romantic adventures of a young woman disguising herself to track down her parent's murderer. We can no longer witness family feuds unfold. The chivalrous exploits of Miyamoto Musashi are now a thing of the past. The organized police identify the criminal for the victim, and the law delivers justice. The entire state and society will ensure that wrongs are righted. With a sense of justice fulfilled, there’s no need for kataki-uchi. If this had meant that “hunger of the heart which feeds upon the hope of glutting that hunger with the life-blood of the victim,” as a New England minister described it, a few paragraphs in the Criminal Code wouldn’t have completely put an end to it.

As to seppuku, though it too has no existence de jure, we still hear of it from time to time, and shall continue to hear, I am afraid, as long as the past is remembered. Many painless and time-saving methods of self-immolation will come in vogue, as its votaries are increasing with fearful rapidity throughout the world; but Professor Morselli will have to concede to seppuku an aristocratic position among them. He maintains that “when suicide is accomplished by very painful means or at the cost of prolonged agony, in ninety-nine cases out of a hundred, it may be assigned as the act of a mind disordered by fanaticism, by madness, or by morbid excitement.”[21] But a normal seppuku does not savor of fanaticism, or madness or excitement, utmost sang froid being necessary to its successful accomplishment. Of the two kinds into which Dr. Strahan[22] divides suicide, the Rational or Quasi, and the Irrational or True, seppuku is the best example of the former type.

As for seppuku, even though it doesn't exist de jure, we still hear about it occasionally, and I’m afraid we’ll keep hearing about it as long as we remember the past. Many painless and quick methods of self-immolation will trend, as the number of its followers is growing at an alarming rate worldwide; however, Professor Morselli must acknowledge seppuku's prestigious status among them. He argues that “when suicide is carried out through very painful means or involves prolonged suffering, in ninety-nine cases out of a hundred, it can be attributed to a mind disturbed by fanaticism, insanity, or morbid excitement.”[21] But a typical seppuku does not imply fanaticism, insanity, or excitement; rather, extreme sang froid is crucial for its successful execution. Out of the two categories Dr. Strahan[22] classifies suicide into, the Rational or Quasi, and the Irrational or True, seppuku is the best example of the former.

[21] Morselli, Suicide, p. 314.
[22] Suicide and Insanity.

From these bloody institutions, as well as from the general tenor of Bushido, it is easy to infer that the sword played an important part in social discipline and life. The saying passed as an axiom which called

From these violent institutions, along with the overall nature of Bushido, it's clear that the sword played a significant role in social discipline and daily life. The saying became accepted as a fundamental truth which called

THE SWORD THE SOUL OF THE
SAMURAI,

and made it the emblem of power and prowess. When Mahomet proclaimed that “The sword is the key of Heaven and of Hell,” he only echoed a Japanese sentiment. Very early the samurai boy learned to wield it. It was a momentous occasion for him when at the age of five he was apparelled in the paraphernalia of samurai costume, placed upon a go-board[23] and initiated into the rights of the military profession by having thrust into his girdle a real sword, instead of the toy dirk with which he had been playing. After this first ceremony of adoptio per arma, he was no more to be seen outside his father’s gates without this badge of his status, even if it was usually substituted for every-day wear by a gilded wooden dirk. Not many years pass before he wears constantly the genuine steel, though blunt, and then the sham arms are thrown aside and with enjoyment keener than his newly acquired blades, he marches out to try their edge on wood and stone. When he reaches man’s estate at the age of fifteen, being given independence of action, he can now pride himself upon the possession of arms sharp enough for any work. The very possession of the dangerous instrument imparts to him a feeling and an air of self-respect and responsibility. “He beareth not his sword in vain.” What he carries in his belt is a symbol of what he carries in his mind and heart—Loyalty and Honor. The two swords, the longer and the shorter—called respectively daito and shoto or katana and wakizashi—never leave his side. When at home, they grace the most conspicuous place in study or parlor; by night they guard his pillow within easy reach of his hand. Constant companions, they are beloved, and proper names of endearment given them. Being venerated, they are well-nigh worshiped. The Father of History has recorded as a curious piece of information that the Scythians sacrificed to an iron scimitar. Many a temple and many a family in Japan hoards a sword as an object of adoration. Even the commonest dirk has due respect paid to it. Any insult to it is tantamount to personal affront. Woe to him who carelessly steps over a weapon lying on the floor!

and made it the symbol of power and skill. When Muhammad declared that “The sword is the key to Heaven and Hell,” he was simply reflecting a Japanese belief. From a very young age, the samurai boy learned to use it. It was a significant moment for him when, at five years old, he was dressed in samurai attire, placed on a go-board[23] and initiated into the ways of the military by having a real sword tucked into his waistband instead of the toy knife he had been playing with. After this first ceremony of adoptio per arma, he was never seen outside his father’s gates without this symbol of his status, even if it was often replaced with a gilded wooden knife for everyday wear. It wouldn’t be long before he wore the real steel daily, even if it was dull, and then the fake weapons would be cast aside as he eagerly ventured out to test their sharpness on wood and stone. Upon reaching adulthood at fifteen, with newfound freedom, he could take pride in owning weapons sharp enough for any task. Just having this dangerous instrument instills in him a sense of self-respect and responsibility. “He does not bear his sword in vain.” What he carries at his side symbolizes what he holds in his mind and heart—Loyalty and Honor. The two swords, the longer and the shorter—known as daito and shoto, or katana and wakizashi—are never far from him. When at home, they occupy the most prominent spot in the study or living room; at night, they protect his pillow within easy reach. Constant companions, they are cherished, and he gives them affectionate names. Venerated, they are almost worshipped. The Father of History noted a curious fact that the Scythians sacrificed to an iron scimitar. Many temples and families in Japan treasure a sword as an object of devotion. Even the simplest knife is treated with respect. Any insult to it is seen as a personal offense. Beware the person who carelessly steps over a weapon lying on the floor!

[23] The game of go is sometimes called Japanese checkers, but is much more intricate than the English game. The go-board contains 361 squares and is supposed to represent a battle-field—the object of the game being to occupy as much space as possible.

So precious an object cannot long escape the notice and the skill of artists nor the vanity of its owner, especially in times of peace, when it is worn with no more use than a crosier by a bishop or a sceptre by a king. Shark-skin and finest silk for hilt, silver and gold for guard, lacquer of varied hues for scabbard, robbed the deadliest weapon of half its terror; but these appurtenances are playthings compared with the blade itself.

So valuable an object can't remain unnoticed by artists or its owner's vanity for long, especially during peaceful times when it's displayed just like a bishop's staff or a king's scepter. Shark skin and the finest silk for the grip, silver and gold for the guard, and lacquer in various colors for the scabbard took away some of the weapon's fearsome power; but these embellishments are just toys compared to the blade itself.

The swordsmith was not a mere artisan but an inspired artist and his workshop a sanctuary. Daily he commenced his craft with prayer and purification, or, as the phrase was, “he committed his soul and spirit into the forging and tempering of the steel.” Every swing of the sledge, every plunge into water, every friction on the grindstone, was a religious act of no slight import. Was it the spirit of the master or of his tutelary god that cast a formidable spell over our sword? Perfect as a work of art, setting at defiance its Toledo and Damascus rivals, there is more than art could impart. Its cold blade, collecting on its surface the moment it is drawn the vapors of the atmosphere; its immaculate texture, flashing light of bluish hue; its matchless edge, upon which histories and possibilities hang; the curve of its back, uniting exquisite grace with utmost strength;—all these thrill us with mixed feelings of power and beauty, of awe and terror. Harmless were its mission, if it only remained a thing of beauty and joy! But, ever within reach of the hand, it presented no small temptation for abuse. Too often did the blade flash forth from its peaceful sheath. The abuse sometimes went so far as to try the acquired steel on some harmless creature’s neck.

The swordsmith was not just a craftsman but a truly inspired artist, and his workshop was a sacred place. Every day he began his work with prayer and purification, or, as the saying goes, "he committed his soul and spirit to the forging and tempering of the steel." Each swing of the hammer, every plunge into water, each rub on the grindstone, was a serious spiritual act. Was it the spirit of the master or his protective deity that cast an impressive spell over our sword? Perfect as a work of art, standing boldly against its Toledo and Damascus competitors, it held more than mere artistry. Its cold blade instantly collects the vapors of the air upon being drawn; its flawless texture shines with a bluish light; its unmatched edge carries the weight of histories and possibilities; the curve of its spine blends exquisite beauty with immense strength—all of these elements evoke mixed feelings of power and beauty, awe and fear. It would be harmless if it only existed as a thing of beauty and joy! But, always within reach, it posed a significant temptation for misuse. Too often did the blade leap from its peaceful sheath. Sometimes, the misuse went so far as to test the sharpness of the steel on an unsuspecting creature’s neck.

The question that concerns us most is, however,—Did Bushido justify the promiscuous use of the weapon? The answer is unequivocally, no! As it laid great stress on its proper use, so did it denounce and abhor its misuse. A dastard or a braggart was he who brandished his weapon on undeserved occasions. A self-possessed man knows the right time to use it, and such times come but rarely. Let us listen to the late Count Katsu, who passed through one of the most turbulent times of our history, when assassinations, suicides, and other sanguinary practices were the order of the day. Endowed as he once was with almost dictatorial powers, repeatedly marked out as an object for assassination, he never tarnished his sword with blood. In relating some of his reminiscences to a friend he says, in a quaint, plebeian way peculiar to him:—“I have a great dislike for killing people and so I haven’t killed one single man. I have released those whose heads should have been chopped off. A friend said to me one day, ‘You don’t kill enough. Don’t you eat pepper and egg-plants?’ Well, some people are no better! But you see that fellow was slain himself. My escape may be due to my dislike of killing. I had the hilt of my sword so tightly fastened to the scabbard that it was hard to draw the blade. I made up my mind that though they cut me, I will not cut. Yes, yes! some people are truly like fleas and mosquitoes and they bite—but what does their biting amount to? It itches a little, that’s all; it won’t endanger life.” These are the words of one whose Bushido training was tried in the fiery furnace of adversity and triumph. The popular apothegm—“To be beaten is to conquer,” meaning true conquest consists in not opposing a riotous foe; and “The best won victory is that obtained without shedding of blood,” and others of similar import—will show that after all the ultimate ideal of knighthood was Peace.

The question we're most concerned about is, does Bushido justify the reckless use of a weapon? The answer is a clear no! While it emphasized the proper use of weapons, it also condemned and rejected their misuse. A coward or a braggart is someone who waves a weapon around for no good reason. A composed person knows the right moment to use it, and those moments are rare. Let’s hear from the late Count Katsu, who lived through one of the most chaotic times in our history, when assassinations, suicides, and other violent acts were common. Despite having almost dictatorial powers and being a target for assassination, he never stained his sword with blood. In sharing some of his memories with a friend, he said in his unique, down-to-earth style: “I really dislike killing people, so I haven’t killed a single person. I’ve let go of those whose heads should have been taken off. One day, a friend told me, ‘You don’t kill enough. Don’t you eat pepper and eggplants?’ Well, some people are no better! But you see that guy got killed himself. My survival might be because I dislike killing. I had the hilt of my sword so tightly secured to the scabbard that it was hard to draw the blade. I decided that even if they cut me, I wouldn’t cut back. Yes, yes! Some people are truly like fleas and mosquitoes, and they bite—but what does it really matter? It just itches a little; it won’t endanger your life.” These words come from someone whose Bushido training was tested in the harsh fires of struggle and success. The common saying, “To be beaten is to conquer,” means true victory comes from not fighting a chaotic enemy; and “The best victory is the one won without shedding blood,” along with others like it, shows that ultimately, the ideal of knighthood was Peace.

It was a great pity that this high ideal was left exclusively to priests and moralists to preach, while the samurai went on practicing and extolling martial traits. In this they went so far as to tinge the ideals of womanhood with Amazonian character. Here we may profitably devote a few paragraphs to the subject of

It was a real shame that this high ideal was only preached by priests and moralists, while the samurai continued to focus on and celebrate martial qualities. They even went as far as to infuse the ideals of femininity with a warrior-like nature. Here we can usefully dedicate a few paragraphs to the topic of

THE TRAINING AND POSITION OF
WOMAN.

The female half of our species has sometimes been called the paragon of paradoxes, because the intuitive working of its mind is beyond the comprehension of men’s “arithmetical understanding.” The Chinese ideogram denoting “the mysterious,” “the unknowable,” consists of two parts, one meaning “young” and the other “woman,” because the physical charms and delicate thoughts of the fair sex are above the coarse mental calibre of our sex to explain.

The female half of our species has often been referred to as the embodiment of contradictions, as the intuitive nature of her mind is beyond men’s rational understanding. The Chinese symbol for “the mysterious” or “the unknowable” is made up of two parts, one meaning “young” and the other “woman,” since the physical allure and delicate thoughts of women are too complex for our straightforward thinking to grasp.

In the Bushido ideal of woman, however, there is little mystery and only a seeming paradox. I have said that it was Amazonian, but that is only half the truth. Ideographically the Chinese represent wife by a woman holding a broom—certainly not to brandish it offensively or defensively against her conjugal ally, neither for witchcraft, but for the more harmless uses for which the besom was first invented—the idea involved being thus not less homely than the etymological derivation of the English wife (weaver) and daughter (duhitar, milkmaid). Without confining the sphere of woman’s activity to Küche, Kirche, Kinder, as the present German Kaiser is said to do, the Bushido ideal of womanhood was preeminently domestic. These seeming contradictions—Domesticity and Amazonian traits—are not inconsistent with the Precepts of Knighthood, as we shall see.

In the Bushido ideal of women, there isn’t much mystery and only a seeming contradiction. I've mentioned it was Amazonian, but that's only part of the truth. In Chinese characters, the symbol for wife shows a woman holding a broom—not to wield it offensively or defensively against her partner, nor for witchcraft, but for the more ordinary purposes for which the broom was originally intended. This idea is just as grounded as the etymological origins of the English words wife (weaver) and daughter (from duhitar, meaning milkmaid). Without limiting a woman’s role to Küche, Kirche, Kinder, as the current German Kaiser is said to do, the Bushido ideal of womanhood is primarily domestic. These apparent contradictions—Domesticity and Amazonian attributes—are not at odds with the Precepts of Knighthood, as we will see.

Bushido being a teaching primarily intended for the masculine sex, the virtues it prized in woman were naturally far from being distinctly feminine. Winckelmann remarks that “the supreme beauty of Greek art is rather male than female,” and Lecky adds that it was true in the moral conception of the Greeks as in their art. Bushido similarly praised those women most “who emancipated themselves from the frailty of their sex and displayed an heroic fortitude worthy of the strongest and the bravest of men.”[24] Young girls therefore, were trained to repress their feelings, to indurate their nerves, to manipulate weapons,—especially the long-handled sword called nagi-nata, so as to be able to hold their own against unexpected odds. Yet the primary motive for exercises of this martial character was not for use in the field; it was twofold—personal and domestic. Woman owning no suzerain of her own, formed her own bodyguard. With her weapon she guarded her personal sanctity with as much zeal as her husband did his master’s. The domestic utility of her warlike training was in the education of her sons, as we shall see later.

Bushido was mainly a teaching for men, so the virtues it valued in women weren't distinctly feminine. Winckelmann notes that “the supreme beauty of Greek art is more masculine than feminine,” and Lecky points out this was also true in the Greeks' moral views along with their art. Similarly, Bushido admired those women who “liberated themselves from the weaknesses of their gender and showed a heroic strength worthy of the strongest and bravest men.”[24] Young girls were trained to suppress their emotions, toughen their nerves, and wield weapons—especially the long-handled sword called nagi-nata—so they could stand their ground against unexpected challenges. However, the main reason for this martial training wasn't for battlefield use; it served two purposes—personal and domestic. Women, having no lord of their own, formed their own bodyguards. With their weapons, they protected their personal integrity with the same dedication as their husbands defended their masters’. The domestic purpose of their warlike training was in preparing their sons, which we will explore later.

[24] Lecky, History of European Morals II, p. 383.

Fencing and similar exercises, if rarely of practical use, were a wholesome counterbalance to the otherwise sedentary habits of woman. But these exercises were not followed only for hygienic purposes. They could be turned into use in times of need. Girls, when they reached womanhood, were presented with dirks (kai-ken, pocket poniards), which might be directed to the bosom of their assailants, or, if advisable, to their own. The latter was very often the case: and yet I will not judge them severely. Even the Christian conscience with its horror of self-immolation, will not be harsh with them, seeing Pelagia and Domnina, two suicides, were canonized for their purity and piety. When a Japanese Virginia saw her chastity menaced, she did not wait for her father’s dagger. Her own weapon lay always in her bosom. It was a disgrace to her not to know the proper way in which she had to perpetrate self-destruction. For example, little as she was taught in anatomy, she must know the exact spot to cut in her throat: she must know how to tie her lower limbs together with a belt so that, whatever the agonies of death might be, her corpse be found in utmost modesty with the limbs properly composed. Is not a caution like this worthy of the Christian Perpetua or the Vestal Cornelia? I would not put such an abrupt interrogation, were it not for a misconception, based on our bathing customs and other trifles, that chastity is unknown among us.[25] On the contrary, chastity was a pre-eminent virtue of the samurai woman, held above life itself. A young woman, taken prisoner, seeing herself in danger of violence at the hands of the rough soldiery, says she will obey their pleasure, provided she be first allowed to write a line to her sisters, whom war has dispersed in every direction. When the epistle is finished, off she runs to the nearest well and saves her honor by drowning. The letter she leaves behind ends with these verses;—

Fencing and similar activities, while not always practical, were a healthy balance to the otherwise inactive lifestyles of women. However, these activities were not pursued solely for health reasons. They could be useful in times of need. When girls reached adulthood, they were given dirks (kai-ken, pocket daggers), which could be aimed at their attackers—or, if necessary, at themselves. Unfortunately, the latter was often the case; still, I won't judge them harshly. Even the Christian moral viewpoint, which typically abhors self-harm, finds room for compassion, especially since Pelagia and Domnina, two women who took their own lives, were canonized for their purity and devotion. When a Japanese woman felt her chastity threatened, she didn’t wait for her father’s dagger. Her own weapon was always tucked close to her heart. It was considered disgraceful for her not to know how to properly end her own life. For instance, although she received little education in anatomy, she had to know the exact spot to cut her throat; she needed to know how to tie her legs together with a belt so that, no matter the pain of death, her body would be found in a modest position. Isn’t such caution worthy of Christian martyrs like Perpetua or the Vestal Cornelia? I wouldn't pose this question if it weren't for a misconception—stemming from our bathing customs and other trivial matters—that suggests chastity is unknown among us.[25] On the contrary, chastity was a highly valued virtue among samurai women, regarded as more important than life itself. A young woman captured and facing potential violence from rough soldiers declares that she would submit to their desires, but only if she is first allowed to send a message to her sisters, who have been scattered by war. Once she finishes her letter, she rushes to the nearest well and saves her honor by drowning. The letter she leaves behind concludes with these lines;—

“For fear lest clouds may dim her light,
Should she but graze this nether sphere,
The young moon poised above the height
Doth hastily betake to flight.”
[25] For a very sensible explanation of nudity and bathing see Finck’s Lotos Time in Japan, pp. 286-297.

It would be unfair to give my readers an idea that masculinity alone was our highest ideal for woman. Far from it! Accomplishments and the gentler graces of life were required of them. Music, dancing and literature were not neglected. Some of the finest verses in our literature were expressions of feminine sentiments; in fact, women played an important role in the history of Japanese belles lettres. Dancing was taught (I am speaking of samurai girls and not of geisha) only to smooth the angularity of their movements. Music was to regale the weary hours of their fathers and husbands; hence it was not for the technique, the art as such, that music was learned; for the ultimate object was purification of heart, since it was said that no harmony of sound is attainable without the player’s heart being in harmony with herself. Here again we see the same idea prevailing which we notice in the training of youths—that accomplishments were ever kept subservient to moral worth. Just enough of music and dancing to add grace and brightness to life, but never to foster vanity and extravagance. I sympathize with the Persian prince, who, when taken into a ball-room in London and asked to take part in the merriment, bluntly remarked that in his country they provided a particular set of girls to do that kind of business for them.

It would be unfair to give my readers the impression that masculinity was our only ideal for women. Not at all! Achievements and the finer qualities of life were expected of them. Music, dancing, and literature were also valued. Some of the best poetry in our literature expressed feminine feelings; in fact, women played a significant role in the history of Japanese belles lettres. Dancing was taught (I am referring to samurai girls, not geisha) mainly to soften their movements. Music was meant to entertain their fathers and husbands during their weary hours; therefore, music was not learned for the sake of technique or art itself, but because the ultimate goal was to purify the heart, as it was said that no harmony can be achieved without the player’s heart being in tune with herself. Once again, we see the same idea in the education of young men—that accomplishments were always considered secondary to moral value. Just enough music and dancing to add elegance and joy to life, but never to promote vanity or excess. I empathize with the Persian prince who, when taken to a ballroom in London and asked to join in the fun, bluntly replied that in his country they provided a specific group of girls to handle that sort of thing for them.

The accomplishments of our women were not acquired for show or social ascendency. They were a home diversion; and if they shone in social parties, it was as the attributes of a hostess,—in other words, as a part of the household contrivance for hospitality. Domesticity guided their education. It may be said that the accomplishments of the women of Old Japan, be they martial or pacific in character, were mainly intended for the home; and, however far they might roam, they never lost sight of the hearth as the center. It was to maintain its honor and integrity that they slaved, drudged and gave up their lives. Night and day, in tones at once firm and tender, brave and plaintive, they sang to their little nests. As daughter, woman sacrificed herself for her father, as wife for her husband, and as mother for her son. Thus from earliest youth she was taught to deny herself. Her life was not one of independence, but of dependent service. Man’s helpmeet, if her presence is helpful she stays on the stage with him: if it hinders his work, she retires behind the curtain. Not infrequently does it happen that a youth becomes enamored of a maiden who returns his love with equal ardor, but, when she realizes his interest in her makes him forgetful of his duties, disfigures her person that her attractions may cease. Adzuma, the ideal wife in the minds of samurai girls, finds herself loved by a man who, in order to win her affection, conspires against her husband. Upon pretence of joining in the guilty plot, she manages in the dark to take her husband’s place, and the sword of the lover assassin descends upon her own devoted head.

The accomplishments of our women were not for show or social climbing. They were a way to keep busy at home; and if they stood out at social gatherings, it was as attributes of a hostess—in other words, as part of the household's hospitality. Domesticity shaped their education. One could say that the skills of the women of Old Japan, whether martial or peaceful, were mainly intended for home life; and no matter how far they traveled, they never lost sight of the hearth as the center. They worked hard, sacrificed, and dedicated their lives to maintain its honor and integrity. Night and day, with voices that were both strong and gentle, brave and sorrowful, they sang to their little homes. As daughters, women sacrificed for their fathers; as wives, for their husbands; and as mothers, for their sons. From a young age, they were taught to put themselves last. Their lives weren't about independence but about supporting others. A man’s partner, if her presence is beneficial, she stays onstage with him; if it gets in the way of his work, she steps back. It often happens that a young man falls in love with a girl who loves him just as much, but when she realizes that her presence makes him neglect his responsibilities, she may disfigure herself to lessen her appeal. Adzuma, the perfect wife in the eyes of samurai girls, finds herself loved by a man who, in trying to win her heart, plots against her husband. Under the guise of joining in that treacherous plan, she secretly takes her husband's place, and the lover's assassination attempt falls upon her devoted head.

The following epistle written by the wife of a young daimio, before taking her own life, needs no comment:—“Oft have I heard that no accident or chance ever mars the march of events here below, and that all moves in accordance with a plan. To take shelter under a common bough or a drink of the same river, is alike ordained from ages prior to our birth. Since we were joined in ties of eternal wedlock, now two short years ago, my heart hath followed thee, even as its shadow followeth an object, inseparably bound heart to heart, loving and being loved. Learning but recently, however, that the coming battle is to be the last of thy labor and life, take the farewell greeting of thy loving partner. I have heard that Kō-u, the mighty warrior of ancient China, lost a battle, loth to part with his favorite Gu. Yoshinaka, too, brave as he was, brought disaster to his cause, too weak to bid prompt farewell to his wife. Why should I, to whom earth no longer offers hope or joy—why should I detain thee or thy thoughts by living? Why should I not, rather, await thee on the road which all mortal kind must sometime tread? Never, prithee, never forget the many benefits which our good master Hideyori hath heaped upon thee. The gratitude we owe him is as deep as the sea and as high as the hills.”

The following letter written by the wife of a young daimyo, before taking her own life, needs no comment:—“I’ve often heard that no accident or chance ever disrupts the course of events down here, and that everything happens according to a plan. Taking shelter under the same branch or drinking from the same river is also something that was decided long before we were born. Since we were united in eternal marriage just two short years ago, my heart has followed you, just as a shadow follows its source—inseparably linked, heart to heart, loving and being loved. However, I recently learned that the upcoming battle will be the final one of your struggles and life, so take this farewell from your loving partner. I’ve heard that Kō-u, the great warrior of ancient China, lost a battle because he didn’t want to part with his beloved Gu. Yoshinaka, brave as he was, faced disaster because he couldn’t say goodbye to his wife in time. Why should I, to whom the earth no longer offers hope or joy—why should I keep you or your thoughts weighed down by living? Why shouldn’t I wait for you on the path that all mortals must eventually take? Please, never forget the many gifts our good master Hideyori has given you. Our gratitude to him is as deep as the sea and as high as the hills.”

Woman’s surrender of herself to the good of her husband, home and family, was as willing and honorable as the man’s self-surrender to the good of his lord and country. Self-renunciation, without which no life-enigma can be solved, was the keynote of the Loyalty of man as well as of the Domesticity of woman. She was no more the slave of man than was her husband of his liege-lord, and the part she played was recognized as Naijo, “the inner help.” In the ascending scale of service stood woman, who annihilated herself for man, that he might annihilate himself for the master, that he in turn might obey heaven. I know the weakness of this teaching and that the superiority of Christianity is nowhere more manifest than here, in that it requires of each and every living soul direct responsibility to its Creator. Nevertheless, as far as the doctrine of service—the serving of a cause higher than one’s own self, even at the sacrifice of one’s individuality; I say the doctrine of service, which is the greatest that Christ preached and is the sacred keynote of his mission—as far as that is concerned, Bushido is based on eternal truth.

A woman’s commitment to the well-being of her husband, home, and family was just as willing and honorable as a man’s commitment to the welfare of his lord and country. Self-denial, which is essential for solving the mysteries of life, was key to both a man’s loyalty and a woman’s domestic role. She was no more a slave to her husband than he was to his liege lord, and her role was recognized as Naijo, “the inner help.” In the hierarchy of service, a woman willingly sacrificed herself for a man, so he could sacrifice himself for the master, who in turn would obey heaven. I understand the weaknesses of this teaching and that the superiority of Christianity is most evident here, as it demands each individual be directly accountable to their Creator. Still, when it comes to the teaching of service—serving a cause greater than oneself, even at the cost of one’s individuality; I assert that the doctrine of service, which is the greatest message Christ preached and the sacred essence of his mission—as far as that goes, Bushido is rooted in eternal truth.

My readers will not accuse me of undue prejudice in favor of slavish surrender of volition. I accept in a large measure the view advanced with breadth of learning and defended with profundity of thought by Hegel, that history is the unfolding and realization of freedom. The point I wish to make is that the whole teaching of Bushido was so thoroughly imbued with the spirit of self-sacrifice, that it was required not only of woman but of man. Hence, until the influence of its Precepts is entirely done away with, our society will not realize the view rashly expressed by an American exponent of woman’s rights, who exclaimed, “May all the daughters of Japan rise in revolt against ancient customs!” Can such a revolt succeed? Will it improve the female status? Will the rights they gain by such a summary process repay the loss of that sweetness of disposition, that gentleness of manner, which are their present heritage? Was not the loss of domesticity on the part of Roman matrons followed by moral corruption too gross to mention? Can the American reformer assure us that a revolt of our daughters is the true course for their historical development to take? These are grave questions. Changes must and will come without revolts! In the meantime let us see whether the status of the fair sex under the Bushido regimen was really so bad as to justify a revolt.

My readers won’t accuse me of having an unfair bias toward complete submission of will. I largely accept the view put forward with broad knowledge and strong reasoning by Hegel, which states that history is the unfolding and realization of freedom. The point I want to make is that the entire philosophy of Bushido was so deeply rooted in the spirit of self-sacrifice that it was expected from both women and men. Therefore, until the influence of its principles is completely eliminated, our society will not achieve the viewpoint hastily expressed by an American advocate for women’s rights, who declared, “May all the daughters of Japan rise in revolt against ancient customs!” Can such a revolt be successful? Will it actually improve the status of women? Will the rights they gain through such a drastic process be worth the loss of their current qualities of sweetness and gentleness? Wasn’t the loss of domesticity for Roman matrons followed by gross moral corruption? Can the American reformer guarantee that a rebellion from our daughters is the right path for their historical development? These are serious questions. Changes must and will happen without revolts! In the meantime, let’s examine whether the status of women under the Bushido system was truly bad enough to warrant a rebellion.

We hear much of the outward respect European knights paid to “God and the ladies,”—the incongruity of the two terms making Gibbon blush; we are also told by Hallam that the morality of Chivalry was coarse, that gallantry implied illicit love. The effect of Chivalry on the weaker vessel was food for reflection on the part of philosophers, M. Guizot contending that Feudalism and Chivalry wrought wholesome influences, while Mr. Spencer tells us that in a militant society (and what is feudal society if not militant?) the position of woman is necessarily low, improving only as society becomes more industrial. Now is M. Guizot’s theory true of Japan, or is Mr. Spencer’s? In reply I might aver that both are right. The military class in Japan was restricted to the samurai, comprising nearly 2,000,000 souls. Above them were the military nobles, the daimio, and the court nobles, the kugé—these higher, sybaritical nobles being fighters only in name. Below them were masses of the common people—mechanics, tradesmen, and peasants—whose life was devoted to arts of peace. Thus what Herbert Spencer gives as the characteristics of a militant type of society may be said to have been exclusively confined to the samurai class, while those of the industrial type were applicable to the classes above and below it. This is well illustrated by the position of woman; for in no class did she experience less freedom than among the samurai. Strange to say, the lower the social class—as, for instance, among small artisans—the more equal was the position of husband and wife. Among the higher nobility, too, the difference in the relations of the sexes was less marked, chiefly because there were few occasions to bring the differences of sex into prominence, the leisurely nobleman having become literally effeminate. Thus Spencer’s dictum was fully exemplified in Old Japan. As to Guizot’s, those who read his presentation of a feudal community will remember that he had the higher nobility especially under consideration, so that his generalization applies to the daimio and the kugé.

We often hear about the outward respect European knights showed to “God and the ladies,”—the mismatch of these two ideas was enough to make Gibbon uncomfortable; Hallam also tells us that the morality of Chivalry was rough, and that gallantry suggested forbidden love. The impact of Chivalry on women was a topic for thinkers, with M. Guizot arguing that Feudalism and Chivalry had positive effects, while Mr. Spencer claims that in a military society (and isn’t feudal society military?), the status of women is inevitably low, improving only as society becomes more industrialized. So, is M. Guizot’s theory true for Japan, or is Mr. Spencer’s? I might say that both perspectives have merit. The military class in Japan was limited to the samurai, who numbered nearly 2 million. Above them were the military nobles, the daimio, and the court nobles, the kugé—these higher, pleasure-seeking nobles were warriors only in title. Below them were large groups of common people—mechanics, tradespeople, and farmers—whose lives focused on peaceful pursuits. Therefore, the characteristics of a militant society that Herbert Spencer describes can be said to have been solely applicable to the samurai class, while the traits of an industrial society were relevant to the classes above and below it. This is clearly shown by the status of women; in no class did she have less freedom than among the samurai. Interestingly, the lower the social class—like among small craftsmen—the more equal the relationship between husband and wife tended to be. Among the higher nobility, too, the difference in the dynamics between the sexes was less pronounced, mainly because there were few situations that highlighted these differences, and the leisurely nobleman had become almost effeminate. Thus, Spencer’s statement was fully illustrated in Old Japan. Regarding Guizot’s theory, those who read his description of a feudal community will recall that he particularly focused on the higher nobility, so his generalization applies to the daimio and the kugé.

I shall be guilty of gross injustice to historical truth if my words give one a very low opinion of the status of woman under Bushido. I do not hesitate to state that she was not treated as man’s equal; but until we learn to discriminate between difference and inequalities, there will always be misunderstandings upon this subject.

I would be doing a serious disservice to historical truth if my words made anyone think that women had a very low status under Bushido. I’m not afraid to say that she wasn't treated as an equal to man; however, until we learn to distinguish between differences and inequalities, there will always be misunderstandings about this topic.

When we think in how few respects men are equal among themselves, e.g., before law courts or voting polls, it seems idle to trouble ourselves with a discussion on the equality of sexes. When, the American Declaration of Independence said that all men were created equal, it had no reference to their mental or physical gifts: it simply repeated what Ulpian long ago announced, that before the law all men are equal. Legal rights were in this case the measure of their equality. Were the law the only scale by which to measure the position of woman in a community, it would be as easy to tell where she stands as to give her avoirdupois in pounds and ounces. But the question is: Is there a correct standard in comparing the relative social position of the sexes? Is it right, is it enough, to compare woman’s status to man’s as the value of silver is compared with that of gold, and give the ratio numerically? Such a method of calculation excludes from consideration the most important kind of value which a human being possesses; namely, the intrinsic. In view of the manifold variety of requisites for making each sex fulfil its earthly mission, the standard to be adopted in measuring its relative position must be of a composite character; or, to borrow from economic language, it must be a multiple standard. Bushido had a standard of its own and it was binomial. It tried to guage the value of woman on the battle-field and by the hearth. There she counted for very little; here for all. The treatment accorded her corresponded to this double measurement;—as a social-political unit not much, while as wife and mother she received highest respect and deepest affection. Why among so military a nation as the Romans, were their matrons so highly venerated? Was it not because they were matrona, mothers? Not as fighters or law-givers, but as their mothers did men bow before them. So with us. While fathers and husbands were absent in field or camp, the government of the household was left entirely in the hands of mothers and wives. The education of the young, even their defence, was entrusted to them. The warlike exercises of women, of which I have spoken, were primarily to enable them intelligently to direct and follow the education of their children.

When we consider how few ways men are equal to each other, for example, in law courts or voting booths, it seems pointless to engage in a discussion about gender equality. When the American Declaration of Independence stated that all men are created equal, it didn't refer to their mental or physical abilities; it simply echoed what Ulpian declared long ago, that all men are equal before the law. In this case, legal rights defined their equality. If the law were the only way to measure a woman's position in society, it would be as straightforward to determine where she stands as it is to give her weight in pounds and ounces. But the real question is: Is there an accurate way to compare the social positions of the two sexes? Is it appropriate, is it sufficient, to compare a woman's status to a man's like comparing silver's value to gold's, and express the ratio numerically? Such a calculation ignores the most crucial type of value a human being has, which is intrinsic value. Given the diverse requirements for each sex to fulfill its role in life, the standard for measuring their relative positions must be multifaceted; or, borrowing from economic terminology, it must be a multiple standard. Bushido had its own standard that was binary. It tried to assess a woman's value on the battlefield and at home. In battle, she was valued very little; at home, she was valued highly. The treatment she received reflected this dual assessment: as a social-political entity, not much, while as a wife and mother, she received the utmost respect and deepest affection. Why, in such a militaristic nation as Rome, were their matrons so highly esteemed? Was it not because they were matrona, mothers? Not as warriors or lawmakers, but as their mothers, men revered them. The same applies to us. While fathers and husbands were away in battle or at war, the management of the household was left entirely to mothers and wives. The education of the young, and even their protection, was their responsibility. The martial skills of women I mentioned earlier were primarily to help them guide and oversee their children's education effectively.

I have noticed a rather superficial notion prevailing among half-informed foreigners, that because the common Japanese expression for one’s wife is “my rustic wife” and the like, she is despised and held in little esteem. When it is told that such phrases as “my foolish father,” “my swinish son,” “my awkward self,” etc., are in current use, is not the answer clear enough?

I’ve noticed a pretty shallow idea going around among ill-informed foreigners that, because the common Japanese phrase for one’s wife is “my rustic wife” and similar expressions, she is looked down upon and not valued much. When it’s pointed out that phrases like “my foolish father,” “my swinish son,” “my awkward self,” etc., are commonly used, isn’t the answer obvious?

To me it seems that our idea of marital union goes in some ways further than the so-called Christian. “Man and woman shall be one flesh.” The individualism of the Anglo-Saxon cannot let go of the idea that husband and wife are two persons;—hence when they disagree, their separate rights are recognized, and when they agree, they exhaust their vocabulary in all sorts of silly pet-names and—nonsensical blandishments. It sounds highly irrational to our ears, when a husband or wife speaks to a third party of his other half—better or worse—as being lovely, bright, kind, and what not. Is it good taste to speak of one’s self as “my bright self,” “my lovely disposition,” and so forth? We think praising one’s own wife or one’s own husband is praising a part of one’s own self, and self-praise is regarded, to say the least, as bad taste among us,—and I hope, among Christian nations too! I have diverged at some length because the polite debasement of one’s consort was a usage most in vogue among the samurai.

To me, it seems that our concept of marriage goes further in some ways than what’s typically considered Christian. “Man and woman shall be one flesh.” The individualism of the Anglo-Saxon really struggles with the idea that husband and wife are two separate people; that’s why when they disagree, their individual rights come into play, and when they agree, they use all kinds of silly pet names and ridiculous compliments. It sounds pretty irrational to us when a husband or wife refers to their partner—good or bad—as being lovely, bright, kind, and so on. Is it really appropriate to call oneself “my bright self,” “my lovely disposition,” and the like? We see praising our own spouse as praising a part of ourselves, and self-praise is generally viewed, at the very least, as bad taste among us—and I hope that’s the case among Christian nations too! I've wandered off a bit because the polite belittling of one’s partner was a trend very much in style among the samurai.

The Teutonic races beginning their tribal life with a superstitious awe of the fair sex (though this is really wearing off in Germany!), and the Americans beginning their social life under the painful consciousness of the numerical insufficiency of women[26] (who, now increasing, are, I am afraid, fast losing the prestige their colonial mothers enjoyed), the respect man pays to woman has in Western civilization become the chief standard of morality. But in the martial ethics of Bushido, the main water-shed dividing the good and the bad was sought elsewhere. It was located along the line of duty which bound man to his own divine soul and then to other souls, in the five relations I have mentioned in the early part of this paper. Of these we have brought to our reader’s notice, Loyalty, the relation between one man as vassal and another as lord. Upon the rest, I have only dwelt incidentally as occasion presented itself; because they were not peculiar to Bushido. Being founded on natural affections, they could but be common to all mankind, though in some particulars they may have been accentuated by conditions which its teachings induced. In this connection, there comes before me the peculiar strength and tenderness of friendship between man and man, which often added to the bond of brotherhood a romantic attachment doubtless intensified by the separation of the sexes in youth,—a separation which denied to affection the natural channel open to it in Western chivalry or in the free intercourse of Anglo-Saxon lands. I might fill pages with Japanese versions of the story of Damon and Pythias or Achilles and Patroclos, or tell in Bushido parlance of ties as sympathetic as those which bound David and Jonathan.

The Teutonic races started their tribal lives with a superstitious respect for women (though this is really fading in Germany!), while Americans began their social lives painfully aware of the shortage of women[26] (who, now increasing, are, I fear, quickly losing the status their colonial mothers had). In Western civilization, the respect that men show to women has become the main standard of morality. However, in the martial ethics of Bushido, the main dividing line between right and wrong was found elsewhere. It was located along the line of duty that connected a man to his own divine soul and then to others, in the five relationships I mentioned earlier in this paper. We have highlighted Loyalty, which is the relationship between a vassal and his lord. I have only briefly touched on the others as they came up because they were not unique to Bushido. Based on natural affections, they could only be common to all humanity, although some aspects may have been emphasized by circumstances influenced by its teachings. In this context, I recall the unique strength and tenderness of friendship between men, which often added a romantic bond to brotherhood, likely intensified by the separation of the sexes during youth—a separation that denied affection the natural outlet it had in Western chivalry or in the free interactions of Anglo-Saxon cultures. I could fill pages with Japanese retellings of the stories of Damon and Pythias or Achilles and Patroclus, or speak in Bushido terms about bonds as deep as those between David and Jonathan.

[26] I refer to those days when girls were imported from England and given in marriage for so many pounds of tobacco, etc.

It is not surprising, however, that the virtues and teachings unique in the Precepts of Knighthood did not remain circumscribed to the military class. This makes us hasten to the consideration of

It’s not surprising, though, that the virtues and teachings found in the Precepts of Knighthood didn’t stay limited to just the military class. This leads us to quickly examine

THE INFLUENCE OF BUSHIDO

on the nation at large.

on the country overall.

We have brought into view only a few of the more prominent peaks which rise above the range of knightly virtues, in themselves so much more elevated than the general level of our national life. As the sun in its rising first tips the highest peaks with russet hue, and then gradually casts its rays on the valley below, so the ethical system which first enlightened the military order drew in course of time followers from amongst the masses. Democracy raises up a natural prince for its leader, and aristocracy infuses a princely spirit among the people. Virtues are no less contagious than vices. “There needs but one wise man in a company, and all are wise, so rapid is the contagion,” says Emerson. No social class or caste can resist the diffusive power of moral influence.

We have highlighted only a few of the more notable peaks that rise above the range of noble virtues, which are much higher than the overall standard of our national life. Just as the rising sun first touches the tallest peaks with a warm glow and then gradually illuminates the valley below, the ethical framework that initially inspired the military order eventually attracted followers from the general population. Democracy naturally elevates one among its people as a leader, while aristocracy instills a regal spirit within the populace. Virtues are as contagious as vices. “It only takes one wise person in a group for everyone to become wise; the spreading is that quick,” says Emerson. No social class or caste can resist the powerful effect of moral influence.

Prate as we may of the triumphant march of Anglo-Saxon liberty, rarely has it received impetus from the masses. Was it not rather the work of the squires and gentlemen? Very truly does M. Taine say, “These three syllables, as used across the channel, summarize the history of English society.” Democracy may make self-confident retorts to such a statement and fling back the question—“When Adam delved and Eve span, where then was the gentleman?” All the more pity that a gentleman was not present in Eden! The first parents missed him sorely and paid a high price for his absence. Had he been there, not only would the garden have been more tastefully dressed, but they would have learned without painful experience that disobedience to Jehovah was disloyalty and dishonor, treason and rebellion.

Talk as we might about the victorious rise of Anglo-Saxon freedom, it has rarely been driven by the masses. Wasn't it actually the work of the squires and gentlemen? M. Taine rightly points out, “These three syllables, as used across the channel, summarize the history of English society.” Democracy might confidently counter such a statement and throw back the question—“When Adam worked the land and Eve made clothes, where was the gentleman?” It's a shame a gentleman wasn't around in Eden! The first parents really missed him and paid dearly for his absence. If he had been there, not only would the garden have looked nicer, but they would have learned without painful experience that disobedience to God was disloyalty and dishonor, treason and rebellion.

What Japan was she owed to the samurai. They were not only the flower of the nation but its root as well. All the gracious gifts of Heaven flowed through them. Though they kept themselves socially aloof from the populace, they set a moral standard for them and guided them by their example. I admit Bushido had its esoteric and exoteric teachings; these were eudemonistic, looking after the welfare and happiness of the commonalty, while those were aretaic, emphasizing the practice of virtues for their own sake.

What Japan had, she owed to the samurai. They were not just the pride of the nation but its foundation as well. All the wonderful benefits of Heaven came through them. Even though they maintained a social distance from the general public, they established a moral standard and led by example. I acknowledge that Bushido had its deeper and more surface-level teachings; the former focused on the welfare and happiness of the people, while the latter emphasized practicing virtues for their own sake.

In the most chivalrous days of Europe, Knights formed numerically but a small fraction of the population, but, as Emerson says—“In English Literature half the drama and all the novels, from Sir Philip Sidney to Sir Walter Scott, paint this figure (gentleman).” Write in place of Sidney and Scott, Chikamatsu and Bakin, and you have in a nutshell the main features of the literary history of Japan.

In the most noble days of Europe, knights made up only a small part of the population, but, as Emerson says, “In English Literature, half the drama and all the novels, from Sir Philip Sidney to Sir Walter Scott, depict this figure (gentleman).” Replace Sidney and Scott with Chikamatsu and Bakin, and you have a summary of the main features of Japan’s literary history.

The innumerable avenues of popular amusement and instruction—the theatres, the story-teller’s booths, the preacher’s dais, the musical recitations, the novels—have taken for their chief theme the stories of the samurai. The peasants round the open fire in their huts never tire of repeating the achievements of Yoshitsuné and his faithful retainer Benkei, or of the two brave Soga brothers; the dusky urchins listen with gaping mouths until the last stick burns out and the fire dies in its embers, still leaving their hearts aglow with the tale that is told. The clerks and the shop-boys, after their day’s work is over and the amado[27] of the store are closed, gather together to relate the story of Nobunaga and Hidéyoshi far into the night, until slumber overtakes their weary eyes and transports them from the drudgery of the counter to the exploits of the field. The very babe just beginning to toddle is taught to lisp the adventures of Momotaro, the daring conqueror of ogre-land. Even girls are so imbued with the love of knightly deeds and virtues that, like Desdemona, they would seriously incline to devour with greedy ear the romance of the samurai.

The countless ways of popular entertainment and education—the theaters, the storytelling booths, the preacher’s podium, the musical performances, the novels—have focused on the stories of the samurai. The peasants gathered around the fire in their huts never get tired of recounting the feats of Yoshitsuné and his loyal friend Benkei, or the two brave Soga brothers; the kids listen with wide eyes until the last stick burns out and the fire fades to embers, still leaving them buzzing with the story that was shared. The clerks and shop workers, after finishing their shifts and locking up the store, come together to tell the tale of Nobunaga and Hidéyoshi late into the night, until sleep takes over their tired eyes and carries them away from their everyday grind to the adventures in the fields. Even the little ones just starting to walk are taught to say the adventures of Momotaro, the brave conqueror of ogre-land. Girls are so filled with admiration for noble deeds and virtues that, like Desdemona, they would eagerly listen to the tales of the samurai.

[27] Outside shutters.

The samurai grew to be the beau ideal of the whole race. “As among flowers the cherry is queen, so among men the samurai is lord,” so sang the populace. Debarred from commercial pursuits, the military class itself did not aid commerce; but there was no channel of human activity, no avenue of thought, which did not receive in some measure an impetus from Bushido. Intellectual and moral Japan was directly or indirectly the work of Knighthood.

The samurai became the ideal figure of the entire race. “Just as the cherry blossom is the queen among flowers, the samurai is the ruler among men,” sang the people. Excluded from business pursuits, the military class itself didn't support commerce; however, there wasn't any area of human activity or thought that didn't get some boost from Bushido. The intellectual and moral landscape of Japan was shaped, directly or indirectly, by the influence of Knighthood.

Mr. Mallock, in his exceedingly suggestive book, “Aristocracy and Evolution,” has eloquently told us that “social evolution, in so far as it is other than biological, may be defined as the unintended result of the intentions of great men;” further, that historical progress is produced by a struggle “not among the community generally, to live, but a struggle amongst a small section of the community to lead, to direct, to employ, the majority in the best way.” Whatever may be said about the soundness of his argument, these statements are amply verified in the part played by bushi in the social progress, as far as it went, of our Empire.

Mr. Mallock, in his very thought-provoking book, “Aristocracy and Evolution,” has clearly explained that “social evolution, as far as it differs from biological evolution, can be defined as the unintended outcome of the actions of influential individuals;” additionally, he asserts that historical progress results from a struggle “not among the general population to survive, but rather a struggle among a small group of people to lead, to guide, and to utilize the majority effectively.” Regardless of the validity of his argument, these observations are strongly reflected in the role bushi played in the social advancement, to the extent that it occurred, of our Empire.

How the spirit of Bushido permeated all social classes is also shown in the development of a certain order of men, known as otoko-daté, the natural leaders of democracy. Staunch fellows were they, every inch of them strong with the strength of massive manhood. At once the spokesmen and the guardians of popular rights, they had each a following of hundreds and thousands of souls who proffered in the same fashion that samurai did to daimio, the willing service of “limb and life, of body, chattels and earthly honor.” Backed by a vast multitude of rash and impetuous working-men, those born “bosses” formed a formidable check to the rampancy of the two-sworded order.

How the spirit of Bushido spread across all social classes is also evident in the rise of a certain group of men known as otoko-daté, the natural leaders of democracy. They were tough individuals, embodying the strength of robust manhood. As both the voices and protectors of people's rights, each one had a following of hundreds and thousands who offered their unwavering loyalty, just as samurai did to their daimyo, pledging “limb and life, body, belongings, and earthly honor.” Supported by a large number of bold and impulsive working-class men, these born leaders created a powerful counterbalance to the dominance of the two-sworded order.

In manifold ways has Bushido filtered down from the social class where it originated, and acted as leaven among the masses, furnishing a moral standard for the whole people. The Precepts of Knighthood, begun at first as the glory of the élite, became in time an aspiration and inspiration to the nation at large; and though the populace could not attain the moral height of those loftier souls, yet Yamato Damashii, the Soul of Japan, ultimately came to express the Volksgeist of the Island Realm. If religion is no more than “Morality touched by emotion,” as Matthew Arnold defines it, few ethical systems are better entitled to the rank of religion than Bushido. Motoöri has put the mute utterance of the nation into words when he sings:—

In many ways, Bushido has spread from the social class where it began and has inspired the masses, providing a moral standard for everyone. The Code of Knighthood, which initially represented the glory of the elite, eventually became a goal and motivation for the entire nation. Even though the general population couldn’t reach the same moral heights as those exceptional individuals, Yamato Damashii, the Soul of Japan, ultimately came to embody the Volksgeist of the Island Realm. If religion is simply “morality infused with emotion,” as Matthew Arnold puts it, few ethical systems deserve the title of religion more than Bushido. Motoöri has expressed the nation's silent sentiment in words when he writes:—

“Isles of blest Japan!
Should your Yamato spirit
Strangers seek to scan,
Say—scenting morn’s sun-lit air,
Blows the cherry wild and fair!”

Yes, the sakura[28] has for ages been the favorite of our people and the emblem of our character. Mark particularly the terms of definition which the poet uses, the words the wild cherry flower scenting the morning sun.

Yes, the sakura[28] has long been the favorite of our people and the symbol of our identity. Pay special attention to the description the poet uses, the phrase wild cherry flower scenting the morning sun.

[28] Cerasus pseudo-cerasus, Lindley.

The Yamato spirit is not a tame, tender plant, but a wild—in the sense of natural—growth; it is indigenous to the soil; its accidental qualities it may share with the flowers of other lands, but in its essence it remains the original, spontaneous outgrowth of our clime. But its nativity is not its sole claim to our affection. The refinement and grace of its beauty appeal to our æsthetic sense as no other flower can. We cannot share the admiration of the Europeans for their roses, which lack the simplicity of our flower. Then, too, the thorns that are hidden beneath the sweetness of the rose, the tenacity with which she clings to life, as though loth or afraid to die rather than drop untimely, preferring to rot on her stem; her showy colors and heavy odors—all these are traits so unlike our flower, which carries no dagger or poison under its beauty, which is ever ready to depart life at the call of nature, whose colors are never gorgeous, and whose light fragrance never palls. Beauty of color and of form is limited in its showing; it is a fixed quality of existence, whereas fragrance is volatile, ethereal as the breathing of life. So in all religious ceremonies frankincense and myrrh play a prominent part. There is something spirituelle in redolence. When the delicious perfume of the sakura quickens the morning air, as the sun in its course rises to illumine first the isles of the Far East, few sensations are more serenely exhilarating than to inhale, as it were, the very breath of beauteous day.

The Yamato spirit isn't a tame, delicate plant, but a wild—naturally occurring—growth; it’s native to the land. While it might share some accidental qualities with the flowers of other regions, at its core, it remains the unique, spontaneous product of our environment. However, its origin isn’t the only reason we feel attached to it. The elegance and beauty of its presence appeal to our aesthetic sense like no other flower can. We can’t appreciate the Europeans’ fascination with their roses, which lack the simplicity of our flower. Additionally, the thorns that lie hidden beneath the sweetness of the rose, its stubbornness to survive—as if reluctant or afraid to die rather than drop prematurely, choosing instead to decay on its stem; its flashy colors and strong scents—all these traits are completely unlike ours, which carries no hidden dangers, always ready to depart life at nature’s call, whose colors are never dazzling and whose light fragrance never becomes overwhelming. The beauty of color and form has its limits; it’s a fixed aspect of existence, whereas fragrance is fleeting, ethereal like the breath of life. That’s why frankincense and myrrh are so significant in all religious ceremonies. There’s something spiritual in fragrance. When the delightful scent of the sakura freshens the morning air as the sun begins its journey to illuminate the islands of the Far East, few feelings are as peacefully uplifting as inhaling what feels like the very breath of a beautiful day.

When the Creator himself is pictured as making new resolutions in his heart upon smelling a sweet savor (Gen. VIII, 21), is it any wonder that the sweet-smelling season of the cherry blossom should call forth the whole nation from their little habitations? Blame them not, if for a time their limbs forget their toil and moil and their hearts their pangs and sorrows. Their brief pleasure ended, they return to their daily tasks with new strength and new resolutions. Thus in ways more than one is the sakura the flower of the nation.

When the Creator is shown making new commitments in His heart after experiencing a sweet scent (Gen. VIII, 21), is it any surprise that the delightful cherry blossom season brings the entire nation out from their homes? Don’t blame them if, for a while, they forget their hard work and their hearts their struggles and pain. Once their brief joy is over, they return to their everyday responsibilities with renewed energy and fresh determination. In many ways, the sakura is truly the flower of the nation.

Is, then, this flower, so sweet and evanescent, blown whithersoever the wind listeth, and, shedding a puff of perfume, ready to vanish forever, is this flower the type of the Yamato spirit? Is the Soul of Japan so frailly mortal?

Is this flower, so sweet and fleeting, blown wherever the wind chooses, and releasing a burst of fragrance, ready to disappear forever, is this flower a symbol of the Yamato spirit? Is the Soul of Japan so delicately mortal?

IS BUSHIDO STILL ALIVE?

Or has Western civilization, in its march through the land, already wiped out every trace of its ancient discipline?

Or has Western civilization, in its journey across the land, already erased every trace of its ancient discipline?

It were a sad thing if a nation’s soul could die so fast. That were a poor soul that could succumb so easily to extraneous influences. The aggregate of psychological elements which constitute a national character, is as tenacious as the “irreducible elements of species, of the fins of fish, of the beak of the bird, of the tooth of the carnivorous animal.” In his recent book, full of shallow asseverations and brilliant generalizations, M. LeBon[29] says, “The discoveries due to the intelligence are the common patrimony of humanity; qualities or defects of character constitute the exclusive patrimony of each people: they are the firm rock which the waters must wash day by day for centuries, before they can wear away even its external asperities.” These are strong words and would be highly worth pondering over, provided there were qualities and defects of character which constitute the exclusive patrimony of each people. Schematizing theories of this sort had been advanced long before LeBon began to write his book, and they were exploded long ago by Theodor Waitz and Hugh Murray. In studying the various virtues instilled by Bushido, we have drawn upon European sources for comparison and illustrations, and we have seen that no one quality of character was its exclusive patrimony. It is true the aggregate of moral qualities presents a quite unique aspect. It is this aggregate which Emerson names a “compound result into which every great force enters as an ingredient.” But, instead of making it, as LeBon does, an exclusive patrimony of a race or people, the Concord philosopher calls it “an element which unites the most forcible persons of every country; makes them intelligible and agreeable to each other; and is somewhat so precise that it is at once felt if an individual lack the Masonic sign.”

It would be sad if a nation's spirit could fade away so quickly. That would be a weak spirit that could easily give in to outside influences. The collection of psychological traits that make up a national character is as stubborn as the "irreducible traits of species, the fins of fish, the beak of birds, and the teeth of carnivorous animals." In his recent book, filled with superficial claims and clever generalizations, M. LeBon[29] says, “The discoveries made through intelligence are the shared heritage of humanity; the qualities or flaws of character belong solely to each people: they are the solid foundation that the waters must erode day after day for centuries before they can even wear down its outer roughness.” These are strong statements and are worth considering, as long as there are qualities and flaws of character that belong solely to each people. Simplistic theories like this had been proposed long before LeBon started writing his book, and they were debunked a long time ago by Theodor Waitz and Hugh Murray. In examining the various virtues instilled by Bushido, we have referenced European sources for comparison and examples, and we have found that no single quality of character was its exclusive heritage. It is true that the collection of moral qualities has a completely unique character. This collection is what Emerson refers to as a “compound result into which every great force contributes as an ingredient.” But instead of making it, as LeBon does, an exclusive heritage of a race or people, the Concord philosopher describes it as “an element that unites the most influential people from every country; makes them understandable and pleasant to each other; and is so specific that it is immediately felt if an individual lacks the Masonic sign.”

[29] The Psychology of Peoples, p. 33.

The character which Bushido stamped on our nation and on the samurai in particular, cannot be said to form “an irreducible element of species,” but nevertheless as to the vitality which it retains there is no doubt. Were Bushido a mere physical force, the momentum it has gained in the last seven hundred years could not stop so abruptly. Were it transmitted only by heredity, its influence must be immensely widespread. Just think, as M. Cheysson, a French economist, has calculated, that supposing there be three generations in a century, “each of us would have in his veins the blood of at least twenty millions of the people living in the year 1000 A.D.” The merest peasant that grubs the soil, “bowed by the weight of centuries,” has in his veins the blood of ages, and is thus a brother to us as much as “to the ox.”

The influence that Bushido has had on our nation, especially on the samurai, cannot be considered an “irreducible element of species,” but there's no doubt about the energy it still holds. If Bushido were just a physical force, the momentum it’s gained over the last seven hundred years wouldn’t stop so suddenly. If it were passed down solely through heredity, its impact would be incredibly widespread. Just think about it—M. Cheysson, a French economist, calculated that if there are three generations in a century, “each of us would have in our veins the blood of at least twenty million people living in the year 1000 A.D.” Even the simplest peasant, “burdened by the weight of centuries,” carries within him the blood of past ages, making him a brother to us just as much as “to the ox.”

An unconscious and irresistible power, Bushido has been moving the nation and individuals. It was an honest confession of the race when Yoshida Shôin, one of the most brilliant pioneers of Modern Japan, wrote on the eve of his execution the following stanza;—

An unstoppable and compelling force, Bushido has been shaping the nation and its people. It was a true acknowledgment of the culture when Yoshida Shôin, one of the most exceptional pioneers of Modern Japan, wrote the following stanza on the eve of his execution;—

“Full well I knew this course must end in death;
It was Yamato spirit urged me on
To dare whate’er betide.”

Unformulated, Bushido was and still is the animating spirit, the motor force of our country.

Unformulated, Bushido is and always has been the driving spirit, the force behind our country.

Mr. Ransome says that “there are three distinct Japans in existence side by side to-day,—the old, which has not wholly died out; the new, hardly yet born except in spirit; and the transition, passing now through its most critical throes.” While this is very true in most respects, and particularly as regards tangible and concrete institutions, the statement, as applied to fundamental ethical notions, requires some modification; for Bushido, the maker and product of Old Japan, is still the guiding principle of the transition and will prove the formative force of the new era.

Mr. Ransome says that “there are three distinct Japans existing side by side today—the old, which hasn’t completely faded away; the new, which has barely begun to emerge, even in spirit; and the transition, currently going through its most critical changes.” While this is very true in many ways, especially regarding visible institutions, the statement needs some adjustment when it comes to core ethical beliefs; because Bushido, the essence of Old Japan, is still the guiding principle of the transition and will be the shaping force of the new era.

The great statesmen who steered the ship of our state through the hurricane of the Restoration and the whirlpool of national rejuvenation, were men who knew no other moral teaching than the Precepts of Knighthood. Some writers[30] have lately tried to prove that the Christian missionaries contributed an appreciable quota to the making of New Japan. I would fain render honor to whom honor is due: but this honor can hardly be accorded to the good missionaries. More fitting it will be to their profession to stick to the scriptural injunction of preferring one another in honor, than to advance a claim in which they have no proofs to back them. For myself, I believe that Christian missionaries are doing great things for Japan—in the domain of education, and especially of moral education:—only, the mysterious though not the less certain working of the Spirit is still hidden in divine secrecy. Whatever they do is still of indirect effect. No, as yet Christian missions have effected but little visible in moulding the character of New Japan. No, it was Bushido, pure and simple, that urged us on for weal or woe. Open the biographies of the makers of Modern Japan—of Sakuma, of Saigo, of Okubo, of Kido, not to mention the reminiscences of living men such as Ito, Okuma, Itagaki, etc.:—and you will find that it was under the impetus of samuraihood that they thought and wrought. When Mr. Henry Norman declared, after his study and observation of the Far East,[31] that only the respect in which Japan differed from other oriental despotisms lay in “the ruling influence among her people of the strictest, loftiest, and the most punctilious codes of honor that man has ever devised,” he touched the main spring which has made new Japan what she is and which will make her what she is destined to be.

The great leaders who guided our country through the chaos of the Restoration and the challenge of national renewal were men who only followed the moral teachings of the Precepts of Knighthood. Some writers[30] have recently attempted to argue that Christian missionaries played a significant role in shaping New Japan. While I want to give credit where it's due, this recognition is unlikely to be extended to the missionaries. It would be more appropriate for them to adhere to the biblical principle of honoring one another instead of making claims without evidence to support them. Personally, I believe that Christian missionaries are doing valuable work in Japan, particularly in education and moral development; however, the mysterious yet undeniable influence of the Spirit remains shrouded in divine secrecy. Whatever they achieve still has an indirect impact. No, up to this point, Christian missions have had limited visible influence in shaping the character of New Japan. It was Bushido, plain and simple, that motivated us through both good times and bad. If you look at the biographies of the architects of Modern Japan—people like Sakuma, Saigo, Okubo, Kido, and even the reflections of contemporary figures like Ito, Okuma, Itagaki, etc.—you will see that they were driven by samurai values in their thoughts and actions. When Mr. Henry Norman stated, after his studies and observations of the Far East,[31] that the key difference between Japan and other Eastern autocracies was “the ruling influence among her people of the strictest, loftiest, and most meticulous codes of honor that man has ever devised,” he highlighted the essential force that has shaped new Japan and will continue to define her future.

[30] Speer; Missions and Politics in Asia, Lecture IV, pp. 189-190; Dennis: Christian Missions and Social Progress, Vol. I, p. 32, Vol. II, p. 70, etc.
[31] The Far East, p. 375.

The transformation of Japan is a fact patent to the whole world. In a work of such magnitude various motives naturally entered; but if one were to name the principal, one would not hesitate to name Bushido. When we opened the whole country to foreign trade, when we introduced the latest improvements in every department of life, when we began to study Western politics and sciences, our guiding motive was not the development of our physical resources and the increase of wealth; much less was it a blind imitation of Western customs. A close observer of oriental institutions and peoples has written:—“We are told every day how Europe has influenced Japan, and forget that the change in those islands was entirely self-generated, that Europeans did not teach Japan, but that Japan of herself chose to learn from Europe methods of organization, civil and military, which have so far proved successful. She imported European mechanical science, as the Turks years before imported European artillery. That is not exactly influence,” continues Mr. Townsend, “unless, indeed, England is influenced by purchasing tea of China. Where is the European apostle,” asks our author, “or philosopher or statesman or agitator who has re-made Japan?”[32] Mr. Townsend has well perceived that the spring of action which brought about the changes in Japan lay entirely within our own selves; and if he had only probed into our psychology, his keen powers of observation would easily have convinced him that that spring was no other than Bushido. The sense of honor which cannot bear being looked down upon as an inferior power,—that was the strongest of motives. Pecuniary or industrial considerations were awakened later in the process of transformation.

The transformation of Japan is something everyone can see. In such a significant change, many factors came into play; but if we had to identify the main one, it would definitely be Bushido. When we opened the nation to foreign trade, introduced the latest advancements in all areas of life, and began to study Western politics and sciences, our main motivation wasn't just to develop our physical resources or increase wealth; nor was it merely to blindly imitate Western customs. A close observer of Eastern institutions and peoples has noted: “We hear every day how Europe influenced Japan, but we forget that the changes in those islands were entirely self-generated. Europeans didn’t teach Japan, but Japan chose to learn from Europe successful methods of organization, both civil and military. She imported European mechanical science, just as the Turks did before with European artillery. That isn't really influence,” Mr. Townsend continues, “unless, of course, England is influenced by buying tea from China. Where is the European apostle,” our author asks, “or philosopher or statesman or activist who has reshaped Japan?”[32] Mr. Townsend understood well that the motivation behind the changes in Japan came entirely from within us; and if he had looked deeper into our psychology, his sharp observation would have revealed that this motivation was none other than Bushido. The sense of honor that cannot tolerate being seen as an inferior force—that was the strongest motivation. Financial or industrial considerations arose later in the transformation process.

[32] Meredith Townsend, Asia and Europe, N.Y., 1900, 28.

The influence of Bushido is still so palpable that he who runs may read. A glimpse into Japanese life will make it manifest. Read Hearn, the most eloquent and truthful interpreter of the Japanese mind, and you see the working of that mind to be an example of the working of Bushido. The universal politeness of the people, which is the legacy of knightly ways, is too well known to be repeated anew. The physical endurance, fortitude and bravery that “the little Jap” possesses, were sufficiently proved in the China-Japanese war.[33] “Is there any nation more loyal and patriotic?” is a question asked by many; and for the proud answer, “There is not,” we must thank the Precepts of Knighthood.

The influence of Bushido is still so evident that anyone can recognize it easily. A look into Japanese life makes this clear. Read Hearn, the most eloquent and truthful interpreter of the Japanese mindset, and you'll see how that mindset reflects the principles of Bushido. The universal politeness of the people, which comes from their chivalrous traditions, is well-known and doesn't need repeating. The physical endurance, strength, and bravery that “the little Jap” exhibits were clearly demonstrated in the Sino-Japanese War.[33] “Is there any nation more loyal and patriotic?” is a question many ask; and for the proud response, “There isn’t,” we owe our gratitude to the Principles of Knighthood.

[33] Among other works on the subject, read Eastlake and Yamada on Heroic Japan, and Diosy on The New Far East.

On the other hand, it is fair to recognize that for the very faults and defects of our character, Bushido is largely responsible. Our lack of abstruse philosophy—while some of our young men have already gained international reputation in scientific researches, not one has achieved anything in philosophical lines—is traceable to the neglect of metaphysical training under Bushido’s regimen of education. Our sense of honor is responsible for our exaggerated sensitiveness and touchiness; and if there is the conceit in us with which some foreigners charge us, that, too, is a pathological outcome of honor.

On the flip side, it's important to acknowledge that many of our character flaws can be traced back to Bushido. Our absence of complex philosophy—while some young men have already made a name for themselves in scientific research, not a single one has made a mark in philosophy—results from the lack of metaphysical training in Bushido's educational system. Our sense of honor contributes to our excessive sensitivity and defensiveness; and if some foreigners accuse us of arrogance, that too is a byproduct of our strong sense of honor.

Have you seen in your tour of Japan many a young man with unkempt hair, dressed in shabbiest garb, carrying in his hand a large cane or a book, stalking about the streets with an air of utter indifference to mundane things? He is the shosei (student), to whom the earth is too small and the Heavens are not high enough. He has his own theories of the universe and of life. He dwells in castles of air and feeds on ethereal words of wisdom. In his eyes beams the fire of ambition; his mind is athirst for knowledge. Penury is only a stimulus to drive him onward; worldly goods are in his sight shackles to his character. He is the repository of Loyalty and Patriotism. He is the self-imposed guardian of national honor. With all his virtues and his faults, he is the last fragment of Bushido.

Have you noticed on your trip to Japan many young men with messy hair, dressed in their scruffiest clothes, carrying a big stick or a book, wandering the streets with a total lack of concern for everyday matters? He is the shosei (student), for whom the world feels too small and the sky isn't high enough. He has his own views on the universe and life. He lives in dreams and thrives on deep, philosophical ideas. In his eyes shines the fire of ambition; his mind craves knowledge. Poverty only pushes him forward; material possessions are just chains that hold him back. He embodies Loyalty and Patriotism. He is the self-appointed protector of national honor. With all his strengths and weaknesses, he is the last remnant of Bushido.

Deep-rooted and powerful as is still the effect of Bushido, I have said that it is an unconscious and mute influence. The heart of the people responds, without knowing the reason why, to any appeal made to what it has inherited, and hence the same moral idea expressed in a newly translated term and in an old Bushido term, has a vastly different degree of efficacy. A backsliding Christian, whom no pastoral persuasion could help from downward tendency, was reverted from his course by an appeal made to his loyalty, the fidelity he once swore to his Master. The word “Loyalty” revived all the noble sentiments that were permitted to grow lukewarm. A band of unruly youths engaged in a long continued “students’ strike” in a college, on account of their dissatisfaction with a certain teacher, disbanded at two simple questions put by the Director,—“Is your professor a blameless character? If so, you ought to respect him and keep him in the school. Is he weak? If so, it is not manly to push a falling man.” The scientific incapacity of the professor, which was the beginning of the trouble, dwindled into insignificance in comparison with the moral issues hinted at. By arousing the sentiments nurtured by Bushido, moral renovation of great magnitude can be accomplished.

As deeply rooted and powerful as the influence of Bushido still is, I’ve said it operates unconsciously and silently. The feelings of the people respond instinctively, without understanding why, to any appeal made to what they’ve inherited. Therefore, the same moral idea expressed with a new term compared to an old Bushido term has a significantly different impact. A Christian who had fallen away, who couldn’t be helped by any pastoral encouragement to change his downward path, was turned back by an appeal to his loyalty, the commitment he once made to his Master. The word “Loyalty” sparked all the noble feelings that had started to fade. A group of unruly students engaging in an extended “student strike” because they were unhappy with a certain teacher disbanded after the Director simply asked two questions: “Is your professor a good person? If so, you should respect him and keep him at the school. Is he weak? If so, it’s not manly to push someone who’s already falling.” The professor’s lack of skill, which started the whole issue, became trivial when stacked against the moral questions raised. By awakening the feelings nurtured by Bushido, significant moral renewal can be achieved.

One cause of the failure of mission work is that most of the missionaries are grossly ignorant of our history—“What do we care for heathen records?” some say—and consequently estrange their religion from the habits of thought we and our forefathers have been accustomed to for centuries past. Mocking a nation’s history!—as though the career of any people—even of the lowest African savages possessing no record—were not a page in the general history of mankind, written by the hand of God Himself. The very lost races are a palimpsest to be deciphered by a seeing eye. To a philosophic and pious mind, the races themselves are marks of Divine chirography clearly traced in black and white as on their skin; and if this simile holds good, the yellow race forms a precious page inscribed in hieroglyphics of gold! Ignoring the past career of a people, missionaries claim that Christianity is a new religion, whereas, to my mind, it is an “old, old story,” which, if presented in intelligible words,—that is to say, if expressed in the vocabulary familiar in the moral development of a people—will find easy lodgment in their hearts, irrespective of race or nationality. Christianity in its American or English form—with more of Anglo-Saxon freaks and fancies than grace and purity of its founder—is a poor scion to graft on Bushido stock. Should the propagator of the new faith uproot the entire stock, root and branches, and plant the seeds of the Gospel on the ravaged soil? Such a heroic process may be possible—in Hawaii, where, it is alleged, the church militant had complete success in amassing spoils of wealth itself, and in annihilating the aboriginal race: such a process is most decidedly impossible in Japan—nay, it is a process which Jesus himself would never have employed in founding his kingdom on earth. It behooves us to take more to heart the following words of a saintly man, devout Christian and profound scholar:—“Men have divided the world into heathen and Christian, without considering how much good may have been hidden in the one, or how much evil may have been mingled with the other. They have compared the best part of themselves with the worst of their neighbors, the ideal of Christianity with the corruption of Greece or the East. They have not aimed at impartiality, but have been contented to accumulate all that could be said in praise of their own, and in dispraise of other forms of religion.”[34]

One reason mission work often fails is that many missionaries know very little about our history—some people say, “What do we care about records of unbelievers?”—and as a result, they distance their religion from the way we and our ancestors have thought for centuries. Mocking a nation’s history!—as if the life story of any people—even the least recognized African tribes, who have no documented history—wasn’t a part of the broader story of humanity, written by God’s own hand. The very lost races are a text waiting to be understood by those who can see. For a thoughtful and faithful mind, these races are like God’s handwriting, clearly visible in black and white, just like their skin; and if this analogy holds, the Asian race is a valuable page covered in golden hieroglyphs! When missionaries ignore the history of a people, they assert that Christianity is a new religion, while I believe it is an “old, old story” that, if presented in clear language—that is, using the words familiar to the moral growth of the people—will easily find a place in their hearts, regardless of race or nationality. Christianity in its American or English form—with more of Anglo-Saxon quirks than the grace and purity of its founder—is a weak branch to connect to Bushido roots. Should those spreading the new faith completely uproot the entire original culture and plant the seeds of the Gospel in the ruined ground? Such a radical approach might work in Hawaii, where, as claimed, the church successfully amassed wealth and wiped out the native population; but such an approach is certainly impossible in Japan—it’s a method that Jesus Himself would never have used to establish His kingdom on earth. We ought to reflect seriously on the words of a saintly man, devoted Christian, and deep scholar:—“People have divided the world into heathen and Christian, without considering how much goodness might be found in the former, or how much evil might exist in the latter. They have compared the best of themselves with the worst of their neighbors, the ideal of Christianity with the corruption of Greece or the East. They have not pursued fairness but have been satisfied to gather only praise for their own beliefs and criticism for other religions.”[34]

[34] Jowett, Sermons on Faith and Doctrine, II.

But, whatever may be the error committed by individuals, there is little doubt that the fundamental principle of the religion they profess is a power which we must take into account in reckoning

But regardless of any mistakes made by individuals, there's no doubt that the core principle of the religion they practice is a force we have to consider when calculating.

THE FUTURE OF BUSHIDO,

whose days seem to be already numbered. Ominous signs are in the air, that betoken its future. Not only signs, but redoubtable forces are at work to threaten it.

whose days seem to be running out. Ominous signs are in the air that indicate what’s ahead. Not only signs, but formidable forces are at work to threaten it.

Few historical comparisons can be more judiciously made than between the Chivalry of Europe and the Bushido of Japan, and, if history repeats itself, it certainly will do with the fate of the latter what it did with that of the former. The particular and local causes for the decay of Chivalry which St. Palaye gives, have, of course, little application to Japanese conditions; but the larger and more general causes that helped to undermine Knighthood and Chivalry in and after the Middle Ages are as surely working for the decline of Bushido.

Few historical comparisons can be more thoughtfully made than between the Chivalry of Europe and the Bushido of Japan. If history does repeat itself, it will likely treat the fate of the latter just as it did with the former. The specific reasons for the decline of Chivalry outlined by St. Palaye don't directly apply to Japan, but the broader, more universal factors that contributed to the erosion of Knighthood and Chivalry during and after the Middle Ages are definitely at play in the decline of Bushido.

One remarkable difference between the experience of Europe and of Japan is, that, whereas in Europe when Chivalry was weaned from Feudalism and was adopted by the Church, it obtained a fresh lease of life, in Japan no religion was large enough to nourish it; hence, when the mother institution, Feudalism, was gone, Bushido, left an orphan, had to shift for itself. The present elaborate military organization might take it under its patronage, but we know that modern warfare can afford little room for its continuous growth. Shintoism, which fostered it in its infancy, is itself superannuated. The hoary sages of ancient China are being supplanted by the intellectual parvenu of the type of Bentham and Mill. Moral theories of a comfortable kind, flattering to the Chauvinistic tendencies of the time, and therefore thought well-adapted to the need of this day, have been invented and propounded; but as yet we hear only their shrill voices echoing through the columns of yellow journalism.

One significant difference between the experiences of Europe and Japan is that, while in Europe, Chivalry was revitalized when it separated from Feudalism and was embraced by the Church, in Japan no religion was substantial enough to support it. As a result, when Feudalism—the foundation—disappeared, Bushido was left to fend for itself. Today’s complex military structure may try to support it, but modern warfare doesn’t really allow for its ongoing development. Shintoism, which nurtured it in its early days, is now outdated. The ancient wisdom of China is being replaced by the new thinkers like Bentham and Mill. Moral theories that are comforting and aligned with the nationalistic sentiments of the time have been created and presented, but so far, we only hear their loud voices reverberating through the pages of sensationalist journalism.

Principalities and powers are arrayed against the Precepts of Knighthood. Already, as Veblen says, “the decay of the ceremonial code—or, as it is otherwise called, the vulgarization of life—among the industrial classes proper, has become one of the chief enormities of latter-day civilization in the eyes of all persons of delicate sensibilities.” The irresistible tide of triumphant democracy, which can tolerate no form or shape of trust—and Bushido was a trust organized by those who monopolized reserve capital of intellect and culture, fixing the grades and value of moral qualities—is alone powerful enough to engulf the remnant of Bushido. The present societary forces are antagonistic to petty class spirit, and Chivalry is, as Freeman severely criticizes, a class spirit. Modern society, if it pretends to any unity, cannot admit “purely personal obligations devised in the interests of an exclusive class.”[35] Add to this the progress of popular instruction, of industrial arts and habits, of wealth and city-life,—then we can easily see that neither the keenest cuts of samurai’s sword nor the sharpest shafts shot from Bushido’s boldest bows can aught avail. The state built upon the rock of Honor and fortified by the same—shall we call it the Ehrenstaat or, after the manner of Carlyle, the Heroarchy?—is fast falling into the hands of quibbling lawyers and gibbering politicians armed with logic-chopping engines of war. The words which a great thinker used in speaking of Theresa and Antigone may aptly be repeated of the samurai, that “the medium in which their ardent deeds took shape is forever gone.”

Principalities and powers are lined up against the Principles of Knighthood. Already, as Veblen says, “the decline of the ceremonial code—or, as it's otherwise called, the coarsening of life—among the working class has become one of the main issues of modern civilization for anyone with refined sensibilities.” The unstoppable wave of triumphant democracy, which tolerates no form of trust—and Bushido was a trust organized by those who controlled the reserve of intellect and culture, establishing the grades and value of moral qualities—is the only force strong enough to wash away the remnants of Bushido. The current societal forces oppose petty class spirit, and Chivalry is, as Freeman harshly critiques, a class spirit. Modern society, if it claims to have any unity, cannot accept “purely personal obligations created in the interests of an exclusive class.”[35] Add to this the advancements in education, industrial skills and habits, wealth, and urban life,—we can easily see that neither the sharpest cuts of a samurai’s sword nor the most precise arrows from Bushido’s bravest bows stand a chance. The state built on the foundation of Honor and strengthened by it—should we call it the Ehrenstaat or, like Carlyle, the Heroarchy?—is quickly falling into the hands of nitpicking lawyers and chattering politicians armed with logic-slicing weapons. The words a great thinker used when speaking about Theresa and Antigone can aptly be applied to the samurai, that “the environment in which their passionate deeds took form is forever gone.”

[35] Norman Conquest, Vol. V, p. 482.

Alas for knightly virtues! alas for samurai pride! Morality ushered into the world with the sound of bugles and drums, is destined to fade away as “the captains and the kings depart.”

Alas for knightly virtues! Alas for samurai pride! Morality introduced to the world with the sound of bugles and drums is bound to fade away as “the captains and the kings depart.”

If history can teach us anything, the state built on martial virtues—be it a city like Sparta or an Empire like Rome—can never make on earth a “continuing city.” Universal and natural as is the fighting instinct in man, fruitful as it has proved to be of noble sentiments and manly virtues, it does not comprehend the whole man. Beneath the instinct to fight there lurks a diviner instinct to love. We have seen that Shintoism, Mencius and Wan Yang Ming, have all clearly taught it; but Bushido and all other militant schools of ethics, engrossed, doubtless, with questions of immediate practical need, too often forgot duly to emphasize this fact. Life has grown larger in these latter times. Callings nobler and broader than a warrior’s claim our attention to-day. With an enlarged view of life, with the growth of democracy, with better knowledge of other peoples and nations, the Confucian idea of Benevolence—dare I also add the Buddhist idea of Pity?—will expand into the Christian conception of Love. Men have become more than subjects, having grown to the estate of citizens: nay, they are more than citizens, being men.

If history teaches us anything, it's that a state built on martial virtues—whether it's a city like Sparta or an empire like Rome—can never create a lasting society. While the fighting instinct in humans is universal and natural, and while it has led to noble feelings and masculine virtues, it doesn't capture the entirety of humanity. Beneath the drive to fight lies a deeper instinct to love. We've seen that Shintoism, Mencius, and Wang Yangming all emphasized this, but Bushido and other militant ethical schools, focused on immediate practical needs, often neglected to highlight this important truth. Life has become broader in recent times. There are callings nobler and more expansive than just being a warrior that deserve our attention today. With a broader perspective on life, with the growth of democracy, and with a better understanding of other peoples and nations, the Confucian idea of Benevolence—might I also mention the Buddhist idea of Compassion?—will evolve into the Christian notion of Love. People have become more than mere subjects; they've grown into citizens, and, indeed, they are more than citizens—they are human beings.

Though war clouds hang heavy upon our horizon, we will believe that the wings of the angel of peace can disperse them. The history of the world confirms the prophecy that “the meek shall inherit the earth.” A nation that sells its birthright of peace, and backslides from the front rank of Industrialism into the file of Filibusterism, makes a poor bargain indeed!

Though dark clouds of war loom ahead, we believe that the wings of the angel of peace can clear them away. The history of the world supports the belief that “the meek shall inherit the earth.” A nation that gives up its birthright of peace and slips back from the forefront of Industrialism into the ranks of Filibusterism makes a regrettable deal!

When the conditions of society are so changed that they have become not only adverse but hostile to Bushido, it is time for it to prepare for an honorable burial. It is just as difficult to point out when chivalry dies, as to determine the exact time of its inception. Dr. Miller says that Chivalry was formally abolished in the year 1559, when Henry II. of France was slain in a tournament. With us, the edict formally abolishing Feudalism in 1870 was the signal to toll the knell of Bushido. The edict, issued two years later, prohibiting the wearing of swords, rang out the old, “the unbought grace of life, the cheap defence of nations, the nurse of manly sentiment and heroic enterprise,” it rang in the new age of “sophisters, economists, and calculators.”

When society changes to the point that it becomes not just unfavorable but actively hostile to Bushido, it’s time to prepare for its honorable farewell. It's just as hard to identify when chivalry dies as it is to pinpoint when it first began. Dr. Miller states that chivalry was officially abolished in 1559, when Henry II of France was killed in a tournament. For us, the decree formally ending feudalism in 1870 marked the beginning of the end for Bushido. The decree, issued two years later, banning the wearing of swords, signaled the shift from “the unbought grace of life, the cheap defense of nations, the nurse of manly sentiment and heroic enterprise” to a new era of “sophists, economists, and calculators.”

It has been said that Japan won her late war with China by means of Murata guns and Krupp cannon; it has been said the victory was the work of a modern school system; but these are less than half-truths. Does ever a piano, be it of the choicest workmanship of Ehrbar or Steinway, burst forth into the Rhapsodies of Liszt or the Sonatas of Beethoven, without a master’s hand? Or, if guns win battles, why did not Louis Napoleon beat the Prussians with his Mitrailleuse, or the Spaniards with their Mausers the Filipinos, whose arms were no better than the old-fashioned Remingtons? Needless to repeat what has grown a trite saying that it is the spirit that quickeneth, without which the best of implements profiteth but little. The most improved guns and cannon do not shoot of their own accord; the most modern educational system does not make a coward a hero. No! What won the battles on the Yalu, in Corea and Manchuria, was the ghosts of our fathers, guiding our hands and beating in our hearts. They are not dead, those ghosts, the spirits of our warlike ancestors. To those who have eyes to see, they are clearly visible. Scratch a Japanese of the most advanced ideas, and he will show a samurai. The great inheritance of honor, of valor and of all martial virtues is, as Professor Cramb very fitly expresses it, “but ours on trust, the fief inalienable of the dead and of the generation to come,” and the summons of the present is to guard this heritage, nor to bate one jot of the ancient spirit; the summons of the future will be so to widen its scope as to apply it in all walks and relations of life.

It’s been said that Japan won its recent war with China thanks to Murata guns and Krupp cannons; some claim the victory was due to a modern school system. But these are only partial truths. Does a piano, no matter how finely crafted by Ehrbar or Steinway, produce the Rhapsodies of Liszt or the Sonatas of Beethoven without a skilled pianist? Or if guns win battles, then why didn’t Louis Napoleon defeat the Prussians with his Mitrailleuse, or the Spaniards conquer the Filipinos, whose weapons were no better than the outdated Remingtons? It’s often repeated that it’s the spirit that animates, without which even the best tools are of little use. The most advanced guns and cannons don’t fire themselves; the latest educational systems can’t turn a coward into a hero. No! What won the battles on the Yalu, in Korea, and Manchuria were the spirits of our ancestors, guiding our hands and inspiring our hearts. Those spirits are not gone; the spirits of our warrior ancestors are very much alive. For those who are willing to see, they are clearly present. Scratch beneath the surface of the most progressive Japanese thinker, and you will find a samurai. The great legacy of honor, bravery, and all martial virtues is, as Professor Cramb aptly puts it, “ours on trust, the inalienable fief of the dead and of future generations,” and the call of the present is to protect this heritage, preserving every bit of the ancient spirit; the call of the future will be to expand its application to all aspects and relationships of life.

It has been predicted—and predictions have been corroborated by the events of the last half century—that the moral system of Feudal Japan, like its castles and its armories, will crumble into dust, and new ethics rise phoenix-like to lead New Japan in her path of progress. Desirable and probable as the fulfilment of such a prophecy is, we must not forget that a phoenix rises only from its own ashes, and that it is not a bird of passage, neither does it fly on pinions borrowed from other birds. “The Kingdom of God is within you.” It does not come rolling down the mountains, however lofty; it does not come sailing across the seas, however broad. “God has granted,” says the Koran, “to every people a prophet in its own tongue.” The seeds of the Kingdom, as vouched for and apprehended by the Japanese mind, blossomed in Bushido. Now its days are closing—sad to say, before its full fruition—and we turn in every direction for other sources of sweetness and light, of strength and comfort, but among them there is as yet nothing found to take its place. The profit and loss philosophy of Utilitarians and Materialists finds favor among logic-choppers with half a soul. The only other ethical system which is powerful enough to cope with Utilitarianism and Materialism is Christianity, in comparison with which Bushido, it must be confessed, is like “a dimly burning wick” which the Messiah was proclaimed not to quench but to fan into a flame. Like His Hebrew precursors, the prophets—notably Isaiah, Jeremiah, Amos and Habakkuk—Bushido laid particular stress on the moral conduct of rulers and public men and of nations, whereas the Ethics of Christ, which deal almost solely with individuals and His personal followers, will find more and more practical application as individualism, in its capacity of a moral factor, grows in potency. The domineering, self-assertive, so-called master-morality of Nietzsche, itself akin in some respects to Bushido, is, if I am not greatly mistaken, a passing phase or temporary reaction against what he terms, by morbid distortion, the humble, self-denying slave-morality of the Nazarene.

It has been predicted—and these predictions have been supported by events from the past fifty years—that the moral system of Feudal Japan, like its castles and armories, will disintegrate, and new ethics will rise from the ashes to guide New Japan on its path of progress. While it's desirable and likely that such a prophecy will come true, we must remember that a phoenix rises only from its own ashes, and it is not a migratory bird, nor does it soar on the wings of others. “The Kingdom of God is within you.” It doesn’t descend from high mountains; it doesn’t sail across vast seas. “God has granted,” says the Koran, “to every people a prophet in its own tongue.” The seeds of the Kingdom, as understood and embraced by the Japanese mind, grew within Bushido. Sadly, its time is coming to an end—before it has fully developed—and we look everywhere for other sources of inspiration and strength, but so far, nothing has been found to replace it. The profit-and-loss mindset of Utilitarians and Materialists appeals to logicians with only half a soul. The only other ethical framework strong enough to challenge Utilitarianism and Materialism is Christianity, which, in comparison, makes Bushido seem like “a dimly burning wick” that the Messiah was meant to fan into a flame, not extinguish. Like His Hebrew predecessors, particularly prophets such as Isaiah, Jeremiah, Amos, and Habakkuk, Bushido placed a strong emphasis on the moral behavior of leaders, public figures, and nations, while Christ’s Ethics, which focus mainly on individuals and His personal followers, will find more practical relevance as individualism becomes a stronger moral factor. The domineering, self-assertive so-called master-morality of Nietzsche, which shares some similarities with Bushido, is, if I’m not mistaken, just a temporary phase or reaction against what he distorts into the humble, self-denying slave-morality of the Nazarene.

Christianity and Materialism (including Utilitarianism)—or will the future reduce them to still more archaic forms of Hebraism and Hellenism?—will divide the world between them. Lesser systems of morals will ally themselves on either side for their preservation. On which side will Bushido enlist? Having no set dogma or formula to defend, it can afford to disappear as an entity; like the cherry blossom, it is willing to die at the first gust of the morning breeze. But a total extinction will never be its lot. Who can say that stoicism is dead? It is dead as a system; but it is alive as a virtue: its energy and vitality are still felt through many channels of life—in the philosophy of Western nations, in the jurisprudence of all the civilized world. Nay, wherever man struggles to raise himself above himself, wherever his spirit masters his flesh by his own exertions, there we see the immortal discipline of Zeno at work.

Christianity and Materialism (including Utilitarianism)—or will the future turn them into even more outdated forms of Hebraism and Hellenism?—will split the world between them. Lesser systems of morals will team up on either side for their survival. Which side will Bushido choose? Lacking a fixed dogma or formula to defend, it could easily fade away as an identity; like the cherry blossom, it’s ready to fall at the slightest breeze of the morning. But it will never completely vanish. Who can say that stoicism is gone? It may be dead as a system, but it lives on as a virtue: its energy and vitality can still be felt in many aspects of life—in the philosophies of Western nations, in the laws of all civilized societies. Indeed, wherever people strive to elevate themselves, wherever the spirit dominates the flesh through personal effort, there we can see the lasting influence of Zeno’s discipline at work.

Bushido as an independent code of ethics may vanish, but its power will not perish from the earth; its schools of martial prowess or civic honor may be demolished, but its light and its glory will long survive their ruins. Like its symbolic flower, after it is blown to the four winds, it will still bless mankind with the perfume with which it will enrich life. Ages after, when its customaries shall have been buried and its very name forgotten, its odors will come floating in the air as from a far-off unseen hill, “the wayside gaze beyond;”—then in the beautiful language of the Quaker poet,

Bushido may fade as a separate code of ethics, but its impact won’t disappear from the world; its schools of martial skills or civic values may be destroyed, but its spirit and glory will endure long after they’re gone. Like its symbolic flower, even when scattered to the winds, it will continue to bless humanity with the fragrance that enriches life. Even many ages later, when its customs have been forgotten and its name is lost, its essence will drift through the air like a distant memory from an unseen hill, “the wayside gaze beyond;”—then in the beautiful words of the Quaker poet,

“The traveler owns the grateful sense
Of sweetness near, he knows not whence,
And, pausing, takes with forehead bare
The benediction of the air.”
scroll
明治三十八年六月二十二日印
明治三十八年六月二十五日訂正增補第十版發行
明治三十八年九月二十日第十一版發行
明治四十年二月二十日第十二版發行
明治四十一年三月二十五日第十三版發行

英文武士道
正價金壹圓

著作權登錄濟

著作者 新渡戶稻造
東京市小石川區小日向臺町一丁目七十五番地

發行者 櫻井彥一郎
東京市牛込區市ヶ谷加賀町一丁目三番地

印刷者 青木弘
東京市牛込區市ヶ谷加賀町一丁目十二番地

印刷所 株式會社 秀英舍第一工場
東京市牛込區市ヶ谷加賀町一丁目十二番地

發行所 丁未出版社
東京市麴町區五番町十六番地

Download ePUB

If you like this ebook, consider a donation!