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HINDUISM AND BUDDHISM
AN HISTORICAL SKETCH
BY SIR CHARLES ELIOT
In three volumes VOLUME I
ROUTLEDGE & KEGAN PAUL LTD Broadway House, 68-74 Carter Lane, London, E.C.4.
PRINTED IN GREAT BRITAIN BY
LUND HUMPHRIES LONDON • BRADFORD
PREFACE
The present work was begun in 1907 and was practically complete when the war broke out, but many circumstances such as the difficulty of returning home, unavoidable delays in printing and correcting proofs, and political duties have deferred its publication until now. In the interval many important books dealing with Hinduism and Buddhism have appeared, but having been resident in the Far East (with one brief exception) since 1912 I have found it exceedingly difficult to keep in touch with recent literature. Much of it has reached me only in the last few months and I have often been compelled to notice new facts and views in footnotes only, though I should have wished to modify the text.
Besides living for some time in the Far East, I have paid many visits to India, some of which were of considerable length, and have travelled in all the countries of which I treat except Tibet. I have however seen something of Lamaism near Darjeeling, in northern China and in Mongolia. But though I have in several places described the beliefs and practices prevalent at the present day, my object is to trace the history and development of religion in India and elsewhere with occasional remarks on its latest phases. I have not attempted to give a general account of contemporary religious thought in India or China and still less to forecast the possible result of present tendencies.
In the following pages I have occasion to transcribe words belonging to many oriental languages in Latin characters. Unfortunately a uniform system of transcription, applicable to all tongues, seems not to be practical at present. It was attempted in the Sacred Books of the East, but that system has fallen into disuse and is liable to be misunderstood. It therefore seems best to use for each language the method of transcription adopted by standard works in English dealing with each, for French and German transcriptions, whatever their merits may be as representations of the original sounds, are often misleading to English readers, especially in Chinese. For Chinese I have adopted Wade's system as used in Giles's Dictionary, for Tibetan the system of Sarat Chandra Das, for Pali that of the Pali Text Society and for Sanskrit that of Monier-Williams's Sanskrit Dictionary, except that I write ś instead of s. Indian languages however offer many difficulties: it is often hard to decide whether Sanskrit or vernacular forms are more suitable and in dealing with Buddhist subjects whether Sanskrit or Pali words should be used. I have found it convenient to vary the form of proper names according as my remarks are based on Sanskrit or on Pali literature, but this obliges me to write the same word differently in different places, e.g. sometimes Ajâtaśatru and sometimes Ajâtasattu, just as in a book dealing with Greek and Latin mythology one might employ both Herakles and Hercules. Also many Indian names such as Ramayana, Krishna, nirvana have become Europeanized or at least are familiar to all Europeans interested in Indian literature. It seems pedantic to write them with their full and accurate complement of accents and dots and my general practice is to give such words in their accurate spelling (Râmâyana, etc.) when they are first mentioned and also in the notes but usually to print them in their simpler and unaccented forms. I fear however that my practice in this matter is not entirely consistent since different parts of the book were written at different times.
My best thanks are due to Mr R.F. Johnston (author of Chinese Buddhism), to Professor W.J. Hinton of the University of Hong Kong and to Mr H.I. Harding of H.M. Legation at Peking for reading the proofs and correcting many errors: to Sir E. Denison Ross and Professor L. Finot for valuable information: and especially to Professor and Mrs Rhys Davids for much advice, though they are in no way responsible for the views which I have expressed and perhaps do not agree with them. It is superfluous for me to pay a tribute to these eminent scholars whose works are well known to all who are interested in Indian religion, but no one who has studied the early history of Buddhism or the Pali language can refrain from acknowledging a debt of gratitude to those who have made such researches possible by founding and maintaining during nearly forty years the Pali Text Society and rendering many of the texts still more accessible to Europe by their explanations and translations.
C. ELIOT.
TOKYO,
May, 1921.
LIST OF ABBREVIATIONS
The following are the principal abbreviations used:
Ep. Ind. Epigraphia India.
E.R.E. Encyclopedia of Religion and Ethics (edited by Hastings).
I.A. Indian Antiquary.
J.A. Journal Asiatique.
J.A.O.S. Journal of the American Oriental Society.
J.R.A.S. Journal of the Royal Asiatic Society.
P.T.S. Pali Text Society.
S.B.E. Sacred Books of the East (Clarendon Press).
This work began in 1907 and was nearly finished when the war started, but various factors like the challenges of getting home, unavoidable delays in printing and correcting proofs, and political obligations have postponed its publication until now. In the meantime, many important books on Hinduism and Buddhism have come out, but since I’ve been living in the Far East (with one brief exception) since 1912, it has been very difficult for me to stay updated with recent literature. Much of it has only reached me in the last few months, and I often had to note new facts and perspectives only in footnotes, even though I would have preferred to adjust the main text.
In addition to living in the Far East for some time, I have made several long visits to India and traveled in all the countries I discuss except Tibet. However, I have seen some Lamaism near Darjeeling, in northern China, and in Mongolia. While I have described contemporary beliefs and practices in several places, my goal is to track the history and development of religion in India and elsewhere, with occasional comments on its latest aspects. I haven't tried to provide a comprehensive overview of current religious thought in India or China, let alone predict the potential outcome of current trends.
In the following pages, I will need to transcribe words from many Asian languages using Latin characters. Unfortunately, a consistent system of transcription that applies to all languages doesn’t seem feasible at the moment. It was attempted in the Sacred Books of the East, but that system has fallen out of use and can be misunderstood. Therefore, it seems best to use the transcription method that standard English works adopt for each language. French and German transcriptions, regardless of their accuracy in representing the original sounds, can often be misleading to English readers, especially in Chinese. For Chinese, I’ve adopted Wade's system as used in Giles's Dictionary; for Tibetan, the system of Sarat Chandra Das; for Pali, that of the Pali Text Society; and for Sanskrit, that of Monier-Williams's Sanskrit Dictionary, except that I use ś instead of s. Indian languages, however, present many challenges: it is often tricky to decide whether to use Sanskrit or vernacular forms and whether to use Sanskrit or Pali terms when discussing Buddhist topics. I’ve found it useful to vary the spelling of proper names based on whether my comments come from Sanskrit or Pali literature, but this means I have to write the same word differently in different places, e.g., sometimes Ajâtaśatru and sometimes Ajâtasattu, just as one might use both Herakles and Hercules in a book on Greek and Latin mythology. Also, many Indian names like Ramayana, Krishna, and nirvana have become Westernized or at least are familiar to all Europeans interested in Indian literature. It seems overly formal to write them with their full and accurate accents and dots; my general practice is to spell these words accurately (Râmâyana, etc.) when they are first mentioned and in the notes, but to usually print them in simpler, unaccented forms. However, I fear that my approach may not be entirely consistent since different parts of the book were written at varying times.
I owe special thanks to Mr. R.F. Johnston (author of Chinese Buddhism), Professor W.J. Hinton of the University of Hong Kong, and Mr. H.I. Harding of H.M. Legation in Peking for reviewing the proofs and correcting many errors; to Sir E. Denison Ross and Professor L. Finot for valuable information; and especially to Professor and Mrs. Rhys Davids for their insightful advice, although they are in no way responsible for my views, which they might not even agree with. It’s unnecessary for me to acknowledge these distinguished scholars whose works are well known to anyone interested in Indian religion, but anyone who has studied the early history of Buddhism or the Pali language must express gratitude to those who have made such research possible by founding and sustaining the Pali Text Society for nearly forty years and making many texts more accessible to Europe through their explanations and translations.
C. ELIOT.
TOKYO,
May, 1921.
LIST OF ABBREVIATIONS
The following are the main abbreviations used:
Ep. Ind. Epigraphia India.
E.R.E. Encyclopedia of Religion and Ethics (edited by Hastings).
I.A. Indian Antiquary.
J.A. Journal Asiatique.
J.A.O.S. Journal of the American Oriental Society.
J.R.A.S. Journal of the Royal Asiatic Society.
P.T.S. Pali Text Society.
S.B.E. Sacred Books of the East (Clarendon Press).
CONTENTS
BOOK I
INTRODUCTION
1. INFLUENCE OF INDIAN THOUGHT IN EASTERN ASIA xi
2. ORIGIN AND GROWTH OF HINDUISM xiv
3. THE BUDDHA xix
4. ASOKA xxii
5. EXTENSION OF BUDDHISM AND HINDUISM BEYOND INDIA xxiv
6. NEW FORMS OF BUDDHISM xxix
7. REVIVAL OF HINDUISM xxxiii
8. LATER FORMS OF HINDUISM xl
9. EUROPEAN INFLUENCE AND MODERN HINDUISM xlvi
10. CHANGE AND PERMANENCE IN BUDDHISM xlviii
11. REBIRTH AND THE NATURE OF THE SOUL l
12. " " " " lviii
13. " " " " lxii
14. EASTERN PESSIMISM AND RENUNCIATION lxv
15. EASTERN POLYTHEISM lxviii
16. THE EXTRAVAGANCE OF HINDUISM lxx
17. THE HINDU AND BUDDHIST SCRIPTURES lxxii
18. MORALITY AND WILL lxxvi
19. THE ORIGIN OF EVIL lxxix
20. CHURCH AND STATE lxxxi
21. PUBLIC WORSHIP AND CEREMONIAL lxxxiv
22. THE WORSHIP OF THE REPRODUCTIVE FORCES lxxxvi
23. HINDUISM IN PRACTICE lxxxviii
24. BUDDHISM IN PRACTICE xcii
25. INTEREST OF INDIAN THOUGHT FOR EUROPE xcv
1. INFLUENCE OF INDIAN THOUGHT IN EASTERN ASIA xi
2. ORIGIN AND GROWTH OF HINDUISM xiv
3. THE BUDDHA xix
4. ASOKA xxii
5. EXTENSION OF BUDDHISM AND HINDUISM BEYOND INDIA xxiv
6. NEW FORMS OF BUDDHISM xxix
7. REVIVAL OF HINDUISM xxxiii
8. LATER FORMS OF HINDUISM xl
9. EUROPEAN INFLUENCE AND MODERN HINDUISM xlvi
10. CHANGE AND PERMANENCE IN BUDDHISM xlviii
11. REBIRTH AND THE NATURE OF THE SOUL l
12. " " " " lviii
13. " " " " lxii
14. EASTERN PESSIMISM AND RENUNCIATION lxv
15. EASTERN POLYTHEISM lxviii
16. THE EXTRAVAGANCE OF HINDUISM lxx
17. THE HINDU AND BUDDHIST SCRIPTURES lxxii
18. MORALITY AND WILL lxxvi
19. THE ORIGIN OF EVIL lxxix
20. CHURCH AND STATE lxxxi
21. PUBLIC WORSHIP AND CEREMONIAL lxxxiv
22. THE WORSHIP OF THE REPRODUCTIVE FORCES lxxxvi
23. HINDUISM IN PRACTICE lxxxviii
24. BUDDHISM IN PRACTICE xcii
25. INTEREST OF INDIAN THOUGHT FOR EUROPE xcv
BOOK II
EARLY INDIAN RELIGION: A GENERAL VIEW
BOOK III
PALI BUDDHISM
INTRODUCTION
1. Influence of Indian Thought in Eastern Asia
Probably the first thought which will occur to the reader who is acquainted with the matters treated in this work will be that the subject is too large. A history of Hinduism or Buddhism or even of both within the frontiers of India may be a profitable though arduous task, but to attempt a historical sketch of the two faiths in their whole duration and extension over Eastern Asia is to choose a scene unsuited to any canvas which can be prepared at the present day. Not only is the breadth of the landscape enormous but in some places it is crowded with details which cannot be omitted while in others the principal features are hidden by a mist which obscures the unity and connection of the whole composition. No one can feel these difficulties more than I do myself or approach his work with more diffidence, yet I venture to think that wide surveys may sometimes be useful and are needed in the present state of oriental studies. For the reality of Indian influence in Asia—from Japan to the frontiers of Persia, from Manchuria to Java, from Burma to Mongolia—is undoubted and the influence is one. You cannot separate Hinduism from Buddhism, for without it Hinduism could not have assumed its medieval shape and some forms of Buddhism, such as Lamaism, countenance Brahmanic deities and ceremonies, while in Java and Camboja the two religions were avowedly combined and declared to be the same. Neither is it convenient to separate the fortunes of Buddhism and Hinduism outside India from their history within it, for although the importance of Buddhism depends largely on its foreign conquests, the forms which it assumed in its new territories can be understood only by reference to the religious condition of India at the periods when successive missions were despatched.
This book then is an attempt to give a sketch of Indian thought or Indian religion—for the two terms are nearly equivalent in extent—and of its history and influence in Asia. I will not say in the world, for that sounds too ambitious and really adds little to the more restricted phrase. For ideas, like empires and races, have their natural frontiers. Thus Europe may be said to be non-Mohammedan. Although the essential principles of Mohammedanism seem in harmony with European monotheism, yet it has been deliberately rejected by the continent and often repelled by force. Similarly in the regions west of India[1], Indian religion is sporadic and exotic. I do not think that it had much influence on ancient Egypt, Babylon and Palestine or that it should be counted among the forces which shaped the character and teaching of Christ, though Christian monasticism and mysticism perhaps owed something to it. The debt of Manichaeism and various Gnostic sects is more certain and more considerable, but these communities have not endured and were regarded as heretical while they lasted. Among the Neoplatonists of Alexandria and the Sufis of Arabia and Persia many seem to have listened to the voice of Hindu mysticism but rather as individuals than as leaders of popular movements.
But in Eastern Asia the influence of India has been notable in extent, strength and duration. Scant justice is done to her position in the world by those histories which recount the exploits of her invaders and leave the impression that her own people were a feeble, dreamy folk, sundered from the rest of mankind by their sea and mountain frontiers. Such a picture takes no account of the intellectual conquests of the Hindus. Even their political conquests were not contemptible and were remarkable for the distance if not for the extent of the territory occupied. For there were Hindu kingdoms in Java and Camboja and settlements in Sumatra[2] and even in Borneo, an island about as far from India as is Persia from Rome. But such military or commercial invasions are insignificant compared with the spread of Indian thought. The south-eastern region of Asia—both mainland and archipelago—owed its civilization almost entirely to India. In Ceylon, Burma, Siam, Camboja, Champa and Java, religion, art, the alphabet, literature, as well as whatever science and political organization existed, were the direct gift of Hindus, whether Brahmans or Buddhists, and much the same may be said of Tibet, whence the wilder Mongols took as much Indian civilization as they could stomach. In Java and other Malay countries this Indian culture has been superseded by Islam, yet even in Java the alphabet and to a large extent the customs of the people are still Indian.
In the countries mentioned Indian influence has been dominant until the present day, or at least until the advent of Islam. In another large area comprising China, Japan, Korea, and Annam it appears as a layer superimposed on Chinese culture, yet not a mere veneer. In these regions Chinese ethics, literature and art form the major part of intellectual life and have an outward and visible sign in the Chinese written characters which have not been ousted by an Indian alphabet[3]. But in all, especially in Japan, the influence of Buddhism has been profound and penetrating. None of these lands can be justly described as Buddhist in the same sense as Burma or Siam but Buddhism gave them a creed acceptable in different forms to superstitious, emotional and metaphysical minds: it provided subjects and models for art, especially for painting, and entered into popular life, thought and language.
But what are Hinduism and Buddhism? What do they teach about gods and men and the destinies of the soul? What ideals do they hold up and is their teaching of value or at least of interest for Europe? I will not at once answer these questions by general statements, because such names as Hinduism and Buddhism have different meanings in different countries and ages, but will rather begin by briefly reviewing the development of the two religions. I hope that the reader will forgive me if in doing so I repeat much that is to be found in the body of this work.
One general observation about India may be made at the outset. Here more than in any other country the national mind finds its favourite occupation and full expression in religion. This quality is geographical rather than racial, for it is possessed by Dravidians as much as by Aryans. From the Raja to the peasant most Hindus have an interest in theology and often a passion for it. Few works of art or literature are purely secular: the intellectual and aesthetic efforts of India, long, continuous and distinguished as they are, are monotonous inasmuch as they are almost all the expression of some religious phase. But the religion itself is extraordinarily full and varied. The love of discussion and speculation creates considerable variety in practice and almost unlimited variety in creed and theory. There are few dogmas known to the theologies of the world which are not held by some of India's multitudinous sects[4] and it is perhaps impossible to make a single general statement about Hinduism, to which some sects would not prove an exception. Any such statements in this book must be understood as referring merely to the great majority of Hindus.
As a form of life and thought Hinduism is definite and unmistakeable. In whatever shape it presents itself it can be recognized at once. But it is so vast and multitudinous that only an encyclopedia could describe it and no formula can summarize it. Essayists flounder among conflicting propositions such as that sectarianism is the essence of Hinduism or that no educated Hindu belongs to a sect. Either can easily be proved, for it may be said of Hinduism, as it has been said of zoology, that you can prove anything if you merely collect facts which support your theory and not those which conflict with it. Hence many distinguished writers err by overestimating the phase which specially interests them. For one the religious life of India is fundamentally monotheistic and Vishnuite: for another philosophic Sivaism is its crown and quintessence: a third maintains with equal truth that all forms of Hinduism are tantric. All these views are tenable because though Hindu life may be cut up into castes and sects, Hindu creeds are not mutually exclusive and repellent. They attract and colour one another.
The first thought that might come to mind for anyone familiar with the topics covered in this work is that the subject is far too extensive. Writing a history of Hinduism or Buddhism, or even both within the borders of India, could be a worthwhile but challenging task. However, trying to create a historical overview of these two faiths across all of Eastern Asia is like picking a scene that doesn't fit any canvas we can prepare today. Not only is the scope enormous, but in some areas, it's packed with details that can't be ignored, while in others, the main features are obscured by a mist that hides the unity and connection of the entire picture. No one understands these challenges better than I do, nor approaches this work with more hesitance, yet I believe that broad overviews can sometimes prove useful and are necessary given the current state of Eastern studies. The impact of Indian influence in Asia—from Japan to the borders of Persia, from Manchuria to Java, and from Burma to Mongolia—is undeniable, and that influence is intertwined. You can't separate Hinduism from Buddhism because, without it, Hinduism couldn't have evolved into its medieval form. Some branches of Buddhism, like Lamaism, incorporate Brahmanic deities and rituals. In places like Java and Cambodia, the two religions were openly combined and regarded as the same. It's also impractical to separate the fortunes of Buddhism and Hinduism outside India from their history within it. While the significance of Buddhism is largely based on its foreign expansion, the forms it took in new territories can only be understood by looking at the religious climate of India during the periods when different missions were sent out.
This book aims to provide an overview of Indian thought or Indian religion—since the two terms are almost interchangeable—and of its history and influence in Asia. I won't claim to cover the whole world, as that sounds overly ambitious and doesn’t add much to a more limited description. Just like empires and races, ideas have their own natural boundaries. For example, Europe could be seen as non-Mohammedan. Although the core principles of Mohammedanism align with European monotheism, it has been intentionally rejected by the continent and often pushed away through force. Similarly, in regions to the west of India, Indian religion appears sporadically and as more of an exotic element. I don't believe it had much impact on ancient Egypt, Babylon, and Palestine, nor should it be counted among the influences that shaped Christ's character and teachings, although Christian monasticism and mysticism may have drawn from it. The debt owed by Manichaeism and various Gnostic sects is clearer and more significant, yet these communities did not endure and were seen as heretical in their time. Among the Neoplatonists of Alexandria and the Sufis of Arabia and Persia, many seemed to be inspired by Hindu mysticism, but more as individuals rather than as leaders of popular movements.
However, in Eastern Asia, the influence of India has been significant in terms of scope, strength, and duration. The portrayal of India as a weak, dreamy nation, isolated from the rest of the world by seas and mountains, does not do justice to her place in history. Such a depiction overlooks the intellectual achievements of the Hindus. Their political successes were also notable, characterized by the distances they reached if not the overall area they conquered. Hindu kingdoms existed in Java and Cambodia, with settlements in Sumatra and even as far as Borneo, which is about as distant from India as Persia is from Rome. Yet, these military or commercial incursions pale in comparison to the spread of Indian thought. Southeast Asia—both the mainland and the archipelago—owes its civilization almost entirely to India. In Sri Lanka, Burma, Siam, Cambodia, Champa, and Java, religion, art, writing systems, literature, and much of the science and political organization that exists were direct legacies of the Hindus, whether Brahmans or Buddhists. A similar situation is true for Tibet, from which the more wild Mongols absorbed as much Indian civilization as they could handle. In Java and other Malay countries, this Indian culture has been largely replaced by Islam, but even in Java, the writing system and a significant portion of the local customs remain rooted in Indian traditions.
In the mentioned countries, Indian influence has been predominant up to the present day, or at least until the rise of Islam. In another vast area that includes China, Japan, Korea, and Annam, Indian culture exists as an overlay on Chinese civilization, but it’s not merely superficial. In these regions, Chinese ethics, literature, and art are the core of intellectual life, evidenced by the Chinese characters that have not been replaced by an Indian alphabet. Yet, across all these places—especially Japan—the impact of Buddhism has been deep and significant. None of these countries can truly be called Buddhist in the same way as Burma or Siam, but Buddhism provided a belief system that resonated in various forms with superstitious, emotional, and philosophical minds. It offered themes and models for art, particularly in painting, and became woven into everyday life, thought, and language.
But what are Hinduism and Buddhism? What do they convey about gods, humanity, and the fate of the soul? What ideals do they promote, and are their teachings valuable or at least interesting for Europe? I won't immediately answer these questions with broad assertions because the terms Hinduism and Buddhism hold different meanings across various countries and eras. Instead, I will start by briefly going over the development of the two religions. I hope the reader will forgive me if, in doing so, I repeat much of what is covered in the main body of this work.
One general observation about India can be made from the start: here, more than in any other country, people's minds find their favorite pursuits and full expression in religion. This characteristic is more geographical than racial, as it applies to both Dravidians and Aryans. From the Raja to the farmer, most Hindus are interested in theology and often have a passion for it. Few works of art or literature are solely secular; the intellectual and artistic endeavors in India, long, continuous, and distinguished as they are, tend to be monotonous because they almost all stem from some religious context. However, the religion itself is incredibly rich and varied. The love of debate and contemplation fosters considerable variation in practices and nearly limitless diversity in beliefs and theories. There are very few dogmas recognized in the world’s theologies that aren't held by some of India’s countless sects, and it's likely impossible to offer a single general statement about Hinduism that doesn't have exceptions among some sects. Any such statements in this book should be interpreted as referring to the vast majority of Hindus.
Hinduism, as a way of life and thought, is distinct and recognizable. No matter how it appears, it can be identified immediately. Yet it is so vast and diverse that only an encyclopedia could fully describe it, and no single formula could encapsulate it. Writers often get lost in contradictory views, claiming that sectarianism defines Hinduism, while others assert that no educated Hindu identifies with a sect. Both viewpoints can be supported because, akin to zoology, you can make a case for anything by gathering facts that support your theory and ignoring those that don't. As a result, many respected authors overemphasize the aspect that particularly interests them. Some assert that India's religious life is fundamentally monotheistic and primarily Vishnu-oriented; others argue that philosophical Shaivism is its pinnacle and essence; still, another insists, with equal validity, that all forms of Hinduism are tantric. All these perspectives hold some truth because, although Hindu life may be fragmented into castes and sects, Hindu beliefs are not mutually exclusive or antagonistic. They influence and enrich one another.
2. Origin and Growth of Hinduism
The earliest product of Indian literature, the Rig Veda, contains the songs of the Aryan invaders who were beginning to make a home in India. Though no longer nomads, they had little local sentiment. No cities had arisen comparable with Babylon or Thebes and we hear little of ancient kingdoms or dynasties. Many of the gods who occupied so much of their thoughts were personifications of natural forces such as the sun, wind and fire, worshipped without temples or images and hence more indefinite in form, habitation and attributes than the deities of Assyria or Egypt. The idea of a struggle between good and evil was not prominent. In Persia, where the original pantheon was almost the same as that of the Veda, this idea produced monotheism: the minor deities became angels and the chief deity a Lord of hosts who wages a successful struggle against an independent but still inferior spirit of evil. But in India the Spirits of Good and Evil are not thus personified. The world is regarded less as a battlefield of principles than as a theatre for the display of natural forces. No one god assumes lordship over the others but all are seen to be interchangeable—mere names and aspects of something which is greater than any god.
Indian religion is commonly regarded as the offspring of an Aryan religion, brought into India by invaders from the north and modified by contact with Dravidian civilization. The materials at our disposal hardly permit us to take any other point of view, for the literature of the Vedic Aryans is relatively ancient and full and we have no information about the old Dravidians comparable with it. But were our knowledge less one-sided, we might see that it would be more correct to describe Indian religion as Dravidian religion stimulated and modified by the ideas of Aryan invaders. For the greatest deities of Hinduism, Siva, Krishna, Râma, Durgâ and some of its most essential doctrines such as metempsychosis and divine incarnations, are either totally unknown to the Veda or obscurely adumbrated in it. The chief characteristics of mature Indian religion are characteristics of an area, not of a race, and they are not the characteristics of religion in Persia, Greece or other Aryan lands[5].
Some writers explain Indian religion as the worship of nature spirits, others as the veneration of the dead. But it is a mistake to see in the religion of any large area only one origin or impulse. The principles which in a learned form are championed to-day by various professors represent thoughts which were creative in early times. In ancient India there were some whose minds turned to their ancestors and dead friends while others saw divinity in the wonders of storm, spring and harvest. Krishna is in the main a product of hero worship, but Śiva has no such historical basis. He personifies the powers of birth and death, of change, decay and rebirth—in fact all that we include in the prosaic word nature. Assuredly both these lines of thought—the worship of nature and of the dead—and perhaps many others existed in ancient India.
By the time of the Upanishads, that is about 600 B.C., we trace three clear currents in Indian religion which have persisted until the present day. The first is ritual. This became extraordinarily complicated but retained its primitive and magical character. The object of an ancient Indian sacrifice was partly to please the gods but still more to coerce them by certain acts and formulae[6]. Secondly all Hindus lay stress on asceticism and self-mortification, as a means of purifying the soul and obtaining supernatural powers. They have a conviction that every man who is in earnest about religion and even every student of philosophy must follow a discipline at least to the extent of observing chastity and eating only to support life. Severer austerities give clearer insight into divine mysteries and control over the forces of nature. Europeans are apt to condemn eastern asceticism as a waste of life but it has had an important moral effect. The weakness of Hinduism, though not of Buddhism, is that ethics have so small a place in its fundamental conceptions. Its deities are not identified with the moral law and the saint is above that law. But this dangerous doctrine is corrected by the dogma, which is also a popular conviction, that a saint must be a passionless ascetic. In India no religious teacher can expect a hearing unless he begins by renouncing the world.
Thirdly, the deepest conviction of Hindus in all ages is that salvation and happiness are attainable by knowledge. The corresponding phrases in Sanskrit are perhaps less purely intellectual than our word and contain some idea of effort and emotion. He who knows God attains to God, nay he is God. Rites and self-denial are but necessary preliminaries to such knowledge: he who possesses it stands above them. It is inconceivable to the Hindus that he should care for the things of the world but he cares equally little for creeds and ceremonies. Hence, side by side with irksome codes, complicated ritual and elaborate theology, we find the conviction that all these things are but vanity and weariness, fetters to be shaken off by the free in spirit. Nor do those who hold such views correspond to the anti-clerical and radical parties of Europe. The ascetic sitting in the temple court often holds that the rites performed around him are spiritually useless and the gods of the shrine mere fanciful presentments of that which cannot be depicted or described.
Rather later, but still before the Christian era, another idea makes itself prominent in Indian religion, namely faith or devotion to a particular deity. This idea, which needs no explanation, is pushed on the one hand to every extreme of theory and practice: on the other it rarely abolishes altogether the belief in ritualism, asceticism and knowledge.
Any attempt to describe Hinduism as one whole leads to startling contrasts. The same religion enjoins self-mortification and orgies: commands human sacrifices and yet counts it a sin to eat meat or crush an insect: has more priests, rites and images than ancient Egypt or medieval Rome and yet out does Quakers in rejecting all externals. These singular features are connected with the ascendancy of the Brahman caste. The Brahmans are an interesting social phenomenon without exact parallel elsewhere. They are not, like the Catholic or Moslem clergy, a priesthood pledged to support certain doctrines but an intellectual, hereditary aristocracy who claim to direct the thought of India whatever forms it may take. All who admit this claim and accord a nominal recognition to the authority of the Veda are within the spacious fold or menagerie. Neither the devil-worshipping aboriginee nor the atheistic philosopher is excommunicated, though neither may be relished by average orthodoxy.
Though Hinduism has no one creed, yet there are at least two doctrines held by nearly all who call themselves Hindus. One may be described as polytheistic pantheism. Most Hindus are apparently polytheists, that is to say they venerate the images of several deities or spirits, yet most are monotheists in the sense that they address their worship to one god. But this monotheism has almost always a pantheistic tinge. The Hindu does not say the gods of the heathen are but idols, but it is the Lord who made the heavens: he says, My Lord (Râma, Krishna or whoever it may be) is all the other gods. Some schools would prefer to say that no human language applied to the Godhead can be correct and that all ideas of a personal ruler of the world are at best but relative truths. This ultimate ineffable Godhead is called Brahman[7].
The second doctrine is commonly known as metempsychosis, the transmigration of souls or reincarnation, the last name being the most correct. In detail the doctrine assumes various forms since different views are held about the relation of soul to body. But the essence of all is the same, namely that a life does not begin at birth or end at death but is a link in an infinite series of lives, each of which is conditioned and determined by the acts done in previous existences (karma). Animal, human and divine (or at least angelic) existences may all be links in the chain. A man's deeds, if good, may exalt him to the heavens, if evil may degrade him to life as a beast. Since all lives, even in heaven, must come to an end, happiness is not to be sought in heaven or on earth. The common aspiration of the religious Indian is for deliverance, that is release from the round of births and repose in some changeless state called by such names as union with Brahman, nirvana and many others.
The earliest product of Indian literature, the Rig Veda, features the songs of the Aryan invaders who were starting to settle in India. Although they were no longer nomads, they had little connection to the land. No cities comparable to Babylon or Thebes had emerged, and there’s little mention of ancient kingdoms or dynasties. Many of the gods they focused on were representations of natural forces like the sun, wind, and fire, worshipped without temples or images, making their forms, homes, and characteristics more vague than those of the deities from Assyria or Egypt. The concept of a struggle between good and evil wasn’t significant. In Persia, where the original pantheon closely resembled that of the Veda, this idea led to monotheism: the lesser deities became angels and the main deity emerged as a Lord of hosts who successfully battles an independent, yet subordinate spirit of evil. However, in India, the Spirits of Good and Evil are not personified. The world is seen less as a battlefield of morals and more like a stage showcasing natural forces. No single god takes precedence over others; instead, all are viewed as interchangeable—just different names and aspects of something greater than any deity.
Indian religion is generally viewed as a derivative of an Aryan religion brought into India by northern invaders and influenced by Dravidian civilization. The available sources barely allow for any other perspective, as the literature of the Vedic Aryans is relatively ancient and comprehensive, whereas we lack comparable information on the early Dravidians. However, if our knowledge were less biased, we might understand that it would be more accurate to describe Indian religion as Dravidian religion that was inspired and altered by the ideas of Aryan invaders. The major deities of Hinduism, like Siva, Krishna, Râma, Durgâ, and essential doctrines such as metempsychosis and divine incarnations, are either completely unknown or only vaguely hinted at in the Veda. The key features of mature Indian religion are characteristics of a region, not of a race, and they do not reflect the features of religion in Persia, Greece, or other Aryan territories[5].
Some writers interpret Indian religion as the worship of nature spirits, while others view it as honoring the dead. But it’s misguided to see the religion of any large area as stemming from a single origin or motivation. The principles that are academically debated today were innovative in ancient times. In ancient India, some people directed their thoughts toward their ancestors and deceased loved ones, while others found divinity in the spectacular events of storms, spring, and harvest. Krishna primarily arises from the worship of heroes, while Śiva lacks such a historical foundation. He embodies the forces of birth and death, change, decay, and rebirth—in other words, all that we associate with nature. Clearly, both philosophies—worship of nature and reverence for the dead—and likely many others coexisted in ancient India.
By the time of the Upanishads, around 600 B.C., we can identify three distinct currents in Indian religion that have continued to this day. The first is ritual. This became extremely intricate but retained its primitive and magical essence. An ancient Indian sacrifice aimed not only to appease the gods but also to compel them through specific actions and formulas[6]. Secondly, all Hindus emphasize asceticism and self-denial as a way to purify the soul and gain supernatural abilities. They believe that anyone genuinely committed to religion, and even every philosophy student, must adhere to a discipline that includes at least practicing chastity and eating solely for sustenance. Stricter austerities offer clearer insight into divine mysteries and mastery over natural forces. Europeans often view Eastern asceticism as a waste of life, but it has had a significant moral impact. The weakness of Hinduism, unlike Buddhism, is that ethics play a minor role in its core beliefs. Its deities aren’t identified with moral law, and saints operate beyond that law. However, this dangerous belief is tempered by the idea, which is widely accepted, that a saint must be a detached ascetic. In India, no religious teacher can expect to be heard unless they start by renouncing worldly ties.
Thirdly, the deepest conviction of Hindus throughout history is that knowledge can lead to salvation and happiness. The corresponding phrases in Sanskrit are perhaps less purely intellectual than our term and include some notion of effort and emotion. He who knows God reaches God, or in fact, becomes God. Rites and self-denial are merely initial steps toward such knowledge: those who attain it rise above these practices. It’s unimaginable to Hindus that one could be concerned with worldly matters, and they are equally uninterested in doctrines and rituals. Thus, alongside cumbersome rules, complex rituals, and elaborate theologies, there’s a shared belief that all these are mere distractions and burdens, shackles to be broken by those who are spiritually free. However, those who hold such views do not align with the anti-clerical and radical groups in Europe. The ascetic sitting in the temple courtyard often believes that the rituals surrounding him are spiritually pointless and sees the gods of the shrine as mere fanciful representations of the indescribable.
Later, but still before the Christian era, another concept emerged in Indian religion, namely faith or devotion to a specific deity. This concept, which needs no elaboration, is taken to every extreme in theory and practice: yet it rarely completely eliminates the beliefs in ritualism, asceticism, and knowledge.
Any effort to depict Hinduism as a single entity results in striking contradictions. The same religion promotes self-denial and hedonism: instructs human sacrifices while considering it sinful to eat meat or kill an insect: possesses more priests, ceremonies, and idols than ancient Egypt or medieval Rome, yet surpasses Quakers in rejecting all externals. These peculiar characteristics relate to the dominance of the Brahman caste. The Brahmans represent an intriguing social phenomenon without a direct parallel elsewhere. Unlike the Catholic or Moslem clergy, who are priests devoted to maintaining certain doctrines, Brahmans form an intellectual, hereditary aristocracy claiming to guide the thoughts of India, regardless of how it manifests. Anyone who acknowledges this claim and offers a nominal acceptance of the Veda is part of this vast collective or menagerie. Neither the devil-worshipping indigenous person nor the atheistic philosopher is excommunicated, although neither may be favored by mainstream orthodoxy.
While Hinduism lacks a single creed, there are at least two doctrines commonly held by nearly all who identify as Hindus. One can be described as polytheistic pantheism. Most Hindus seem to be polytheists, meaning they honor the images of various deities or spirits, yet most also identify as monotheists in the sense that they focus their worship on one god. However, this monotheism typically carries a pantheistic nuance. A Hindu does not simply claim the idols of non-believers are just that; instead, they assert that the Lord who created the heavens also states, “My Lord (Râma, Krishna, or whoever it may be) is all the other gods.” Some traditions might argue that no human language used to describe the divine is truly accurate, and that all perceptions of a personal god are, at best, relative truths. This ultimate, indescribable divine essence is referred to as Brahman[7].
The second doctrine is commonly referred to as metempsychosis, the transmigration of souls, or reincarnation, with the latter term being the most precise. The doctrine takes various forms since differing viewpoints exist regarding the soul's relationship to the body. However, the core of all forms is the same: life doesn’t start at birth or end at death but is a part of an infinite continuum of lives, each influenced by actions taken in previous lives (karma). Animal, human, and divine (or at least angelic) existences may all be links in this chain. A person’s actions, when positive, may elevate them to heaven, whereas negative actions may lead them to reincarnation as an animal. Since all lives, even those in heaven, must eventually conclude, happiness cannot be sought solely in heaven or on earth. The typical aspiration of the religious Indian is liberation, seeking freedom from the cycle of rebirths and rest in a constant state referred to by various names like union with Brahman, nirvana, and others.
3. The Buddha
As observed above, the Brahmans claim to direct the religious life and thought of India and apart from Mohammedanism may be said to have achieved their ambition, though at the price of tolerating much that the majority would wish to suppress. But in earlier ages their influence was less extensive and there were other currents of religious activity, some hostile and some simply independent. The most formidable of these found expression in Jainism and Buddhism both of which arose in Bihar in the sixth century[8] B.C. This century was a time of intellectual ferment in many countries. In China it produced Lao-tz[u] and Confucius: in Greece, Parmenides, Empedocles, and the sophists were only a little later. In all these regions we have the same phenomenon of restless, wandering teachers, ready to give advice on politics, religion or philosophy, to any one who would hear them.
At that time the influence of the Brahmans had hardly permeated Bihar, though predominant to the west of it, and speculation there followed lines different from those laid down in the Upanishads, but of some antiquity, for we know that there were Buddhas before Gotama and that Mahâvîra, the founder of Jainism, reformed the doctrine of an older teacher called Parśva.
In Gotama's youth Bihar was full of wandering philosophers who appear to have been atheistic and disposed to uphold the boldest paradoxes, intellectual and moral. There must however have been constructive elements in their doctrine, for they believed in reincarnation and the periodic appearance of superhuman teachers and in the advantage of following an ascetic discipline. They probably belonged chiefly to the warrior caste as did Gotama, the Buddha known to history. The Pitakas represent him as differing in details from contemporary teachers but as rediscovering the truth taught by his predecessors. They imply that the world is so constituted that there is only one way to emancipation and that from time to time superior minds see this and announce it to others. Still Buddhism does not in practice use such formulae as living in harmony with the laws of nature.
Indian literature is notoriously concerned with ideas rather than facts but the vigorous personality of the Buddha has impressed on it a portrait more distinct than that left by any other teacher or king. His work had a double effect. Firstly it influenced all departments of Hindu religion and thought, even those nominally opposed to it. Secondly it spread not only Buddhism in the strict sense but Indian art and literature beyond the confines of India. The expansion of Hindu culture owes much to the doctrine that the Good Law should be preached to all nations.
The teaching of Gotama was essentially practical. This statement may seem paradoxical to the reader who has some acquaintance with the Buddhist scriptures and he will exclaim that of all religious books they are the least practical and least popular: they set up an anti-social ideal and are mainly occupied with psychological theories. But the Buddha addressed a public such as we now find it hard even to imagine. In those days the intellectual classes of India felt the ordinary activities of life to be unsatisfying: they thought it natural to renounce the world and mortify the flesh: divergent systems of ritual, theology and self-denial promised happiness but all agreed in thinking it normal as well as laudable that a man should devote his life to meditation and study. Compared with this frame of mind the teaching of the Buddha is not unsocial, unpractical and mysterious but human, business-like and clear. We are inclined to see in the monastic life which he recommended little but a useless sacrifice but it is evident that in the opinion of his contemporaries his disciples had an easy time, and that he had no intention of prescribing any cramped or unnatural existence. He accepted the current conviction that those who devote themselves to the things of the mind and spirit should be released from worldly ties and abstain from luxury but he meant his monks to live a life of sustained intellectual activity for themselves and of benevolence for others. His teaching is formulated in severe and technical phraseology, yet the substance of it is so simple that many have criticized it as too obvious and jejune to be the basis of a religion. But when he first enunciated his theses some two thousand five hundred years ago, they were not obvious but revolutionary and little less than paradoxical.
The principal of these propositions are as follows. The existence of everything depends on a cause: hence if the cause of evil or suffering can be detected and removed, evil itself will be removed. That cause is lust and craving for pleasure[9]. Hence all sacrificial and sacramental religions are irrelevant, for the cure which they propose has nothing to do with the disease. The cause of evil or suffering is removed by purifying the heart and by following the moral law which sets high value on sympathy and social duties, but an equally high value on the cultivation of individual character. But training and cultivation imply the possibility of change. Hence it is a fatal mistake in the religious life to hold a view common in India which regards the essence of man as something unchangeable and happy in itself, if it can only be isolated from physical trammels. On the contrary the happy mind is something to be built up by good thoughts, good words and good deeds. In its origin the Buddha's celebrated doctrine that there is no permanent self in persons or things is not a speculative proposition, nor a sentimental lament over the transitoriness of the world, but a basis for religion and morals. You will never be happy unless you realize that you can make and remake your own soul.
These simple principles and the absence of all dogmas as to God or Brahman distinguish the teaching of Gotama from most Indian systems, but he accepted the usual Indian beliefs about Karma and rebirth and with them the usual conclusion that release from the series of rebirths is the summum bonum. This deliverance he called saintship (arahattam) or nirvana of which I shall say something below. In early Buddhism it is primarily a state of happiness to be attained in this life and the Buddha persistently refused to explain what is the nature of a saint after death. The question is unprofitable and perhaps he would have said, had he spoken our language, unmeaning. Later generations did not hesitate to discuss the problem but the Buddha's own teaching is simply that a man can attain before death to a blessed state in which he has nothing to fear from either death or rebirth.
The Buddha attacked both the ritual and the philosophy of the Brahmans. After his time the sacrificial system, though it did not die, never regained its old prestige and he profoundly affected the history of Indian metaphysics. It may be justly said that most of his philosophic as distinguished from his practical teaching was common property before his time, but he transmuted common ideas and gave them a currency and significance which they did not possess before. But he was less destructive as a religious and social reformer than many have supposed. He did not deny the existence nor forbid the worship of the popular gods, but such worship is not Buddhism and the gods are merely angels who may be willing to help good Buddhists but are in no wise guides to religion, since they need instruction themselves. And though he denied that the Brahmans were superior by birth to others, he did not preach against caste, partly because it then existed only in a rudimentary form. But he taught that the road to salvation was one and open to all who were able to walk in it[10], whether Hindus or foreigners. All may not have the necessary qualifications of intellect and character to become monks but all can be good laymen, for whom the religious life means the observance of morality combined with such simple exercises as reading the scriptures. It is clear that this lay Buddhism had much to do with the spread of the faith. The elemental simplicity of its principles—namely that religion is open to all and identical with morality—made a clean sweep of Brahmanic theology and sacrifices and put in its place something like Confucianism. But the innate Indian love for philosophizing and ritual caused generation after generation to add more and more supplements to the Master's teaching and it is only outside India that it has been preserved in any purity.
As mentioned earlier, the Brahmans assert that they guide the religious life and thoughts of India, and aside from Islam, they can be said to have achieved this goal, although it involves tolerating much that many would prefer to eliminate. However, in earlier times, their influence was not as extensive, and there were other streams of religious activity, some opposing and some simply independent. The most significant of these was expressed in Jainism and Buddhism, both of which emerged in Bihar in the sixth century B.C. This century was a period of intellectual upheaval in many countries. In China, it produced Laozi and Confucius; in Greece, Parmenides, Empedocles, and the sophists followed shortly after. In all these regions, we see the same trend of restless teachers wandering around, ready to offer advice on politics, religion, or philosophy to anyone willing to listen.
At that time, the influence of the Brahmans had hardly reached Bihar, although it was dominant to the west, and speculation in Bihar took different paths from those outlined in the Upanishads, though they were somewhat ancient since we know there were Buddhas before Gotama, and Mahavira, the founder of Jainism, reformed the teachings of an earlier teacher named Parśva.
During Gotama's youth, Bihar was full of wandering philosophers who seemed to be atheistic and inclined to support the most radical intellectual and moral paradoxes. However, there must have been constructive elements in their teachings, as they believed in reincarnation and the periodic emergence of superhuman teachers, along with the benefits of following an ascetic lifestyle. They likely belonged mainly to the warrior caste, as did Gotama, the Buddha known to history. The Pitakas depict him as differing from his contemporaries in details but as rediscovering truths taught by his predecessors. They suggest that the world is structured such that there is only one path to liberation, and from time to time, exceptional minds comprehend this and share it with others. Still, Buddhism does not use phrases like living in harmony with nature’s laws in practice.
Indian literature is famously focused on ideas rather than facts, but the strong personality of the Buddha has left a clearer portrait than that of any other teacher or ruler. His influence had a dual effect. First, it impacted all aspects of Hindu religion and thought, even those officially opposed to it. Secondly, it led to the spread of not just Buddhism in the strict sense but also Indian art and literature beyond India's borders. The growth of Hindu culture owes much to the belief that the Good Law should be preached to all nations.
Gotama's teachings were fundamentally practical. This might seem contradictory to readers familiar with Buddhist texts, who may argue that of all religious writings, they are the least practical and least popular: they promote an anti-social ideal and focus mainly on psychological theories. But the Buddha addressed an audience that is hard for us to imagine today. In those times, India's intellectual classes found ordinary life unfulfilling; they considered it natural to renounce worldly things and mortify the flesh. Various systems of rituals, theology, and self-denial promised happiness, but they all agreed that it was both normal and commendable for someone to dedicate their life to meditation and study. Compared to this mindset, the Buddha's teachings aren't unsocial, impractical, or mysterious but rather human, straightforward, and clear. While we might view the monastic life he recommended as a pointless sacrifice, it's clear that his contemporaries thought his followers had an easier life, and he had no intention of prescribing a restricted or unnatural existence. He accepted the prevailing belief that those devoted to mental and spiritual pursuits should be freed from worldly bonds and avoid luxury, but he intended his monks to lead lives of sustained intellectual effort for themselves and of kindness towards others. His teachings are expressed in strict and technical language, yet their essence is so simple that many have criticized them as overly obvious and dull to serve as the foundation of a religion. But when he first articulated his ideas about two thousand five hundred years ago, they were not obvious but revolutionary, almost paradoxical.
The main points of his teachings are as follows. Everything exists due to a cause: thus, if we can identify and eliminate the cause of evil or suffering, we can eliminate the suffering itself. That cause is desire and craving for pleasure. Therefore, all sacrificial and ritualistic religions are irrelevant, as the cures they propose are unrelated to the actual problem. The cause of evil or suffering is removed by purifying the heart and adhering to a moral law that highly values empathy and social responsibilities, while also placing a great emphasis on developing individual character. However, training and cultivation imply the potential for transformation. Thus, it is a significant mistake in religious life to hold the widely believed notion in India that the essence of a person is unchangeable and inherently blissful if only it can be separated from physical constraints. On the contrary, a happy mind is something that must be built up through good thoughts, good words, and good deeds. The Buddha's well-known doctrine that there is no permanent self in people or things is not a speculative claim or a sentimental lament about life's transience; rather, it serves as the foundation for religion and morals. You will never achieve happiness unless you realize that you can create and recreate your own soul.
These straightforward principles and the lack of all dogmas regarding God or Brahman set Gotama's teachings apart from most Indian systems. However, he accepted the standard Indian beliefs in karma and rebirth, along with the common conclusion that liberation from the cycle of rebirths is the ultimate goal. He referred to this liberation as saintship (arahattam) or nirvana, about which I will say more below. In early Buddhism, it primarily signifies a state of happiness achievable in this life, and the Buddha consistently refused to explain the nature of a saint after death. The question is fruitless, and perhaps he would have said, had he spoken our language, that it is meaningless. Later generations eagerly discussed the matter, but the Buddha’s own teaching was simply that a person can reach a blessed state in this life where they have nothing to fear from death or rebirth.
The Buddha challenged both the rituals and the philosophy of the Brahmans. After his era, the sacrificial system, although it did not vanish, never regained its former status, and he deeply influenced the history of Indian philosophy. It can be rightly said that most of his philosophical teachings, as distinct from his practical teachings, were shared in common before his time, but he transformed these common ideas and gave them a currency and significance they did not previously have. However, he was less destructive as a religious and social reformer than many believe. He did not deny the existence or forbid the worship of popular gods, but such worship is not Buddhism, and the gods are merely celestial beings who may assist good Buddhists but are not guides to religion, as they require guidance themselves. While he rejected the notion that the Brahmans were superior by birth to others, he did not preach against caste, partly because it existed only in a basic form at that time. But he taught that the path to salvation was singular and accessible to anyone capable of walking it, whether they were Hindus or foreigners. Not everyone may possess the necessary intellect and character to become monks, but anyone can be good laypeople, for whom the religious life means observing morality along with simple practices like reading scriptures. It is evident that this lay Buddhism contributed significantly to the spread of the faith. The fundamental simplicity of its principles—that religion is accessible to all and is synonymous with morality—swept away Brahmanic theology and sacrifices and replaced it with something akin to Confucianism. However, the intrinsic Indian affection for philosophical inquiry and rituals led successive generations to continually add more and more layers to the Master's teachings, and it is only outside India that they have been preserved in any pure form.
4. Asoka
Gotama spent his life in preaching and by his personal exertions spread his doctrines over Bihar and Oudh but for two centuries after his death we know little of the history of Buddhism. In the reign of Asoka (273-232 B.C.) its fortunes suddenly changed, for this great Emperor whose dominions comprised nearly all India made it the state religion and also engraved on rocks and pillars a long series of edicts recording his opinions and aspirations. Buddhism is often criticized as a gloomy and unpractical creed, suited at best to stoical and scholarly recluses. But these are certainly not its characteristics when it first appears in political history, just as they are not its characteristics in Burma or Japan to-day. Both by precept and example Asoka was an ardent exponent of the strenuous life. In his first edict he lays down the principle "Let small and great exert themselves" and in subsequent inscriptions he continually harps upon the necessity of energy and exertion. The Law or Religion (Dhamma) which his edicts enjoin is merely human and civic virtue, except that it makes respect for animal life an integral part of morality. In one passage he summarizes it as "Little impiety, many good deeds, compassion, liberality, truthfulness and purity." He makes no reference to a supreme deity, but insists on the reality and importance of the future life. Though he does not use the word Karma this is clearly the conception which dominates his philosophy: those who do good are happy in this world and the next but those who fail in their duty win neither heaven nor the royal favour. The king's creed is remarkable in India for its great simplicity. He deprecates superstitious ceremonies and says nothing of Nirvana but dwells on morality as necessary to happiness in this life and others. This is not the whole of Gotama's teaching but two centuries after his death a powerful and enlightened Buddhist gives it as the gist of Buddhism for laymen.
Asoka wished to make Buddhism the creed not only of India but of the world as known to him and he boasts that he extended his "conquests of religion" to the Hellenistic kingdoms of the west. If the missions which he despatched thither reached their destination, there is little evidence that they bore any fruit, but the conversion of Ceylon and some districts in the Himalayas seems directly due to his initiative.
Gotama dedicated his life to teaching, and through his personal efforts, he spread his beliefs throughout Bihar and Oudh. However, for two centuries after his death, we know little about the history of Buddhism. During the reign of Asoka (273-232 B.C.), everything changed suddenly. This great Emperor, whose territory encompassed nearly all of India, made Buddhism the state religion and engraved a series of edicts on rocks and pillars, recording his views and aspirations. Buddhism is often seen as a gloomy and impractical belief system, perhaps best suited for stoic and scholarly recluses. But these traits were certainly not true when it first entered political history, just as they aren’t in Burma or Japan today. Asoka, both by his teachings and actions, was a passionate advocate for a vigorous life. In his first edict, he states the principle, "Let small and great exert themselves," and in his later inscriptions, he consistently emphasizes the importance of energy and hard work. The Law or Religion (Dhamma) that his edicts promote focuses on human and civic virtues, with the added emphasis on respect for animal life as a vital part of morality. In one section, he summarizes it as "Little impiety, many good deeds, compassion, generosity, honesty, and purity." He doesn’t mention a supreme deity but stresses the reality and significance of life after death. Although he doesn’t use the term Karma, it clearly encompasses the idea central to his philosophy: those who do good are rewarded with happiness in this life and the next, while those who neglect their duties gain neither heaven nor royal favor. The king's beliefs stand out in India due to their simplicity. He criticizes superstitious rituals and says nothing about Nirvana, focusing instead on morality as essential for happiness in this life and beyond. This isn’t the entirety of Gotama's teachings, but two centuries after his death, a powerful and enlightened Buddhist summarizes it as the essence of Buddhism for ordinary people.
Asoka intended for Buddhism to be the guiding principle not just for India but for the entire world as he understood it. He boasts of extending his "religious conquests" to the Hellenistic kingdoms in the west. While there’s little evidence that the missions he sent there were successful, the conversion of Ceylon and some regions in the Himalayas appears to be directly linked to his efforts.
5. Extension of Buddhism and Hinduism beyond India
This is perhaps a convenient place to review the extension of Buddhism and Hinduism outside India. To do so at this point implies of course an anticipation of chronology, but to delay the survey might blind the reader to the fact that from the time of Asoka onward India was engaged not only in creating but also in exporting new varieties of religious thought.
The countries which have received Indian culture fall into two classes: first those to which it came as a result of religious missions or of peaceful international intercourse, and second those where it was established after conquest or at least colonization. In the first class the religion introduced was Buddhism. If, as in Tibet, it seems to us mixed with Hinduism, yet it was a mixture which at the date of its introduction passed in India for Buddhism. But in the second and smaller class including Java, Camboja and Champa the immigrants brought with them both Hinduism and Buddhism. The two systems were often declared to be the same but the result was Hinduism mixed with some Buddhism, not vice versâ.
The countries of the first class comprise Ceylon, Burma and Siam, Central Asia, Nepal, China with Annam, Korea and Japan, Tibet with Mongolia. The Buddhism of the first three countries[11] is a real unity or in European language a church, for though they have no common hierarchy they use the same sacred language, Pali, and have the same canon. Burma and Siam have repeatedly recognized Ceylon as a sort of metropolitan see and on the other hand when religion in Ceylon fell on evil days the clergy were recruited from Burma and Siam. In the other countries Buddhism presents greater differences and divisions. It had no one sacred language and in different regions used either Sanskrit texts or translations into Chinese, Tibetan, Mongolian and the languages of Central Asia.
1. Ceylon. There is no reason to doubt that Buddhism was introduced under the auspices of Asoka. Though the invasions and settlements of Tamils have brought Hinduism into Ceylon, yet none of the later and mixed forms of Buddhism, in spite of some attempts to gain a footing, ever flourished there on a large scale. Sinhalese Buddhism had probably a closer connection with southern India than the legend suggests and Conjevaram was long a Buddhist centre which kept up intercourse with both Ceylon and Burma.
2. Burma. The early history of Burmese Buddhism is obscure and its origin probably complex, since at many different periods it may have received teachers from both India and China. The present dominant type (identical with the Buddhism of Ceylon) existed before the sixth century[12] and tradition ascribes its introduction both to the labours of Buddhaghosa and to the missionaries of Asoka. There was probably a connection between Pegu and Conjevaram. In the eleventh century Burmese Buddhism had become extremely corrupt except in Pegu but King Anawrata conquered Pegu and spread a purer form throughout his dominions.
3. Siam. The Thai race, who starting from somewhere in the Chinese province of Yünnan began to settle in what is now called Siam about the beginning of the twelfth century, probably brought with them some form of Buddhism. About 1300 the possessions of Râma Komhëng, King of Siam, included Pegu and Pali Buddhism prevailed among his subjects. Somewhat later, in 1361, a high ecclesiastic was summoned from Ceylon to arrange the affairs of the church but not, it would seem, to introduce any new doctrine. Pegu was the centre from which Pali Buddhism spread to upper Burma in the eleventh century and it probably performed the same service for Siam later. The modern Buddhism of Camboja is simply Siamese Buddhism which filtered into the country from about 1250 onwards. The older Buddhism of Camboja, for which see below, was quite different.
At the courts of Siam and Camboja, as formerly in Burma, there are Brahmans who perform state ceremonies and act as astrologers. Though they have little to do with the religion of the people, their presence explains the predominance of Indian rather than Chinese influence in these countries.
4. Tradition says that Indian colonists settled in Khotan during the reign of Asoka, but no precise date can at present be fixed for the introduction of Buddhism into the Tarim basin and other regions commonly called Central Asia. But it must have been flourishing there about the time of the Christian era, since it spread thence to China not later than the middle of the first century. There were two schools representing two distinct currents from India. First the Sarvâstivâdin school, prevalent in Badakshan, Kashgar and Kucha, secondly the Mahâyâna in Khotan and Yarkand. The spread of the former was no doubt connected with the growth of the Kushan Empire but may be anterior to the conversion of Kanishka, for though he gave a great impetus to the propagation of the faith, it is probable that, like most royal converts, he favoured an already popular religion. The Mahâyâna subsequently won much territory from the other school.
5. As in other countries, so in China Buddhism entered by more than one road. It came first by land from Central Asia. The official date for its introduction by this route is 62 A.D. but it was probably known within the Chinese frontier before that time, though not recognized by the state. Secondly when Buddhism was established, there arose a desire for accurate knowledge of the true Indian doctrine. Chinese pilgrims went to India and Indian teachers came to China. After the fourth century many of these religious journeys were made by sea and it was thus that Bodhidharma landed at Canton in 520[13]. A third stream of Buddhism, namely Lamaism, came into China from Tibet under the Mongol dynasty (1280). Khubilai considered this the best religion for his Mongols and numerous Lamaist temples and convents were established and still exist in northern China. Lamaism has not perhaps been a great religious or intellectual force there, but its political importance was considerable, for the Ming and Manchu dynasties who wished to assert their rule over the Tibetans and Mongols by peaceful methods, consistently strove to win the goodwill of the Lamaist clergy.
The Buddhism of Korea, Japan and Annam is directly derived from the earlier forms of Chinese Buddhism but was not affected by the later influx of Lamaism. Buddhism passed from China into Korea in the fourth century and thence to Japan in the sixth. In the latter country it was stimulated by frequent contact with China and the repeated introduction of new Chinese sects but was not appreciably influenced by direct intercourse with Hindus or other foreign Buddhists. In the twelfth and thirteenth centuries Japanese Buddhism showed great vitality, transforming old sects and creating new ones.
In the south, Chinese Buddhism spread into Annam rather late: according to native tradition in the tenth century. This region was a battlefield of two cultures. Chinese influence descending southwards from Canton proved predominant and, after the triumph of Annam over Champa, extended to the borders of Camboja. But so long as the kingdom of Champa existed, Indian culture and Hinduism maintained themselves at least as far north as Hué.
6. The Buddhism of Tibet is a late and startling transformation of Gotama's teaching, but the transformation is due rather to the change and degeneration of that teaching in Bengal than to the admixture of Tibetan ideas. Such admixture however was not absent and a series of reformers endeavoured to bring the church back to what they considered the true standard. The first introduction is said to have occurred in 630 but probably the arrival of Padma Sambhava from India in 747 marks the real foundation of the Lamaist church. It was reformed by the Hindu Atîśa in 1038 and again by the Tibetan Tsong-kha-pa about 1400.
The Grand Lama is the head of the church as reorganized by Tsong-kha-pa. In Tibet the priesthood attained to temporal power comparable with the Papacy. The disintegration of the government divided the whole land into small principalities and among these the great monasteries were as important as any temporal lord. The abbots of the Sakya monastery were the practical rulers of Tibet for seventy years (1270-1340). Another period of disintegration followed but after 1630 the Grand Lamas of Lhasa were able to claim and maintain a similar position.
Mongolian Buddhism is a branch of Lamaism distinguished by no special doctrines. The Mongols were partially converted in the time of Khubilai and a second time and more thoroughly in 1570 by the third Grand Lama.
7. Nepal exhibits another phase of degeneration. In Tibet Indian Buddhism passed into the hands of a vigorous national priesthood and was not exposed to the assimilative influence of Hinduism. In Nepal it had not the same defence. It probably existed there since the time of Asoka and underwent the same phases of decay and corruption as in Bengal. But whereas the last great monasteries in Bengal were shattered by the Mohammedan invasion of 1193, the secluded valley of Nepal was protected against such violence and Buddhism continued to exist there in name. It has preserved a good deal of Sanskrit Buddhist literature but has become little more than a sect of Hinduism.
Nepal ought perhaps to be classed in our second division, that is those countries where Indian culture was introduced not by missionaries but by the settlement of Indian conquerors or immigrants. To this class belong the Hindu civilizations of Indo-China and the Archipelago. In all of these Hinduism and Mahayanist Buddhism are found mixed together, Hinduism being the stronger element. The earliest Sanskrit inscription in these regions is that of Vochan in Champa which is apparently Buddhist. It is not later than the third century and refers to an earlier king, so that an Indian dynasty probably existed there about 150-200 A.D. Though the presence of Indian culture is beyond dispute, it is not clear whether the Chams were civilized in Champa by Hindu invaders or whether they were hinduized Malays who invaded Champa from elsewhere.
8. In Camboja a Hindu dynasty was founded by invaders and the Brahmans who accompanied them established a counterpart to it in a powerful hierarchy, Sanskrit becoming the language of religion. It is clear that these invaders came ultimately from India but they may have halted in Java or the Malay Peninsula for an unknown period. The Brahmanic hierarchy began to fail about the fourteenth century and was supplanted by Siamese Buddhism. Before that time the state religion of both Champa and Camboja was the worship of Śiva, especially in the form called Mukhalinga. Mahayanist Buddhism, tending to identify Buddha with Śiva, also existed but enjoyed less of the royal patronage.
9. Religious conditions were similar in Java but politically there was this difference, that there was no one continuous and paramount kingdom. A considerable number of Hindus must have settled in the island to produce such an effect on its language and architecture but the rulers of the states known to us were hinduized Javanese rather than true Hindus and the language of literature and of most inscriptions was Old Javanese, not Sanskrit, though most of the works written in it were translations or adaptations of Sanskrit originals. As in Camboja, Śivaism and Buddhism both flourished without mutual hostility and there was less difference in the status of the two creeds.
In all these countries religion seems to have been connected with politics more closely than in India. The chief shrine was a national cathedral, the living king was semi-divine and dead kings were represented by statues bearing the attributes of their favourite gods.
This is a good moment to look at how Buddhism and Hinduism spread beyond India. Discussing it here means we're jumping ahead in time, but delaying this overview might make it harder for the reader to see that starting from Asoka, India was not only creating new religious ideas but also sharing them with others.
The countries that adopted Indian culture can be divided into two groups: first, those that received it through religious missions or peaceful interactions, and second, those where it was imposed through conquest or colonization. In the first group, Buddhism was the introduced religion. Even if it seems to be mixed with Hinduism in places like Tibet, the blend was recognized as Buddhism when it first came to India. In the second, smaller group, which includes Java, Cambodia, and Champa, immigrants brought both Hinduism and Buddhism. Although some considered the two faiths the same, the result was Hinduism infused with some elements of Buddhism, not the other way around.
The countries in the first group include Sri Lanka, Myanmar, Thailand, Central Asia, Nepal, China along with Vietnam, Korea, and Japan, Tibet and Mongolia. In the first three countries[11] Buddhism forms a genuine unity, or what we might call a church in European terms, because even without a shared hierarchy, they use Pali as their sacred language and share the same canon. Myanmar and Thailand have consistently viewed Sri Lanka as a sort of leading center, and when Sri Lanka’s Buddhism faced challenges, the clergy were often drawn from Myanmar and Thailand. In the other countries, Buddhism shows more diversity and splits. It lacked a single sacred language and used various texts, either in Sanskrit or translations into Chinese, Tibetan, Mongolian, and other Central Asian languages.
1. Sri Lanka. There's no reason to doubt that Buddhism was brought to Sri Lanka during Asoka's reign. Although Tamil invasions and settlements have introduced Hinduism to the island, later mixed forms of Buddhism struggled to take hold despite some efforts. Sinhalese Buddhism likely had a closer connection with southern India than the legends suggest, and Conjevaram remained a long-standing Buddhist center that maintained ties with both Sri Lanka and Myanmar.
2. Myanmar. The early history of Buddhism in Myanmar is unclear, and its origins are likely complex, given that it may have received teachers from both India and China at various times. The dominant form of Buddhism today (which aligns with that of Sri Lanka) existed before the sixth century[12] and traditions credit both Buddhaghosa's efforts and Asoka’s missionaries for its introduction. There was likely a connection between Pegu and Conjevaram. By the eleventh century, Myanmar Buddhism had deteriorated significantly, particularly in Pegu, but King Anawrata conquered Pegu and spread a purer form throughout his realm.
3. Thailand. The Thai people, who began settling in what is now Thailand from the Chinese province of Yunnan around the early twelfth century, probably brought some form of Buddhism with them. Around 1300, King Râma Komhëng of Thailand controlled Pegu, where Pali Buddhism was prevalent among his subjects. A bit later, in 1361, a senior religious figure was called from Sri Lanka to organize church affairs, but it seems he wasn't there to introduce new teachings. Pegu served as a center for spreading Pali Buddhism to upper Myanmar in the eleventh century and likely played the same role for Thailand later. The contemporary Buddhism in Cambodia is simply an adaptation of Thai Buddhism that permeated the region from around 1250 onward. The older form of Buddhism in Cambodia, which will be discussed below, was quite different.
At the courts of Thailand and Cambodia, as in Myanmar before, Brahmans conduct state ceremonies and serve as astrologers. Though they aren’t deeply connected with the people's religion, their presence illustrates the stronger influence of Indian rather than Chinese culture in these regions.
4. Tradition suggests Indian settlers established themselves in Khotan during Asoka's reign, but there’s no specific date that can be assigned to Buddhism's arrival in the Tarim Basin and other areas typically referred to as Central Asia. However, it must have been thriving there around the beginning of the Common Era, since it spread from there to China by the middle of the first century. Two schools, representing distinct traditions from India, emerged: the Sarvâstivâdin school, prevalent in Badakshan, Kashgar, and Kucha, and the Mahâyâna school in Khotan and Yarkand. The spread of the first school was likely tied to the growth of the Kushan Empire, although it may have appeared before Kanishka's conversion, since he greatly promoted the faith but probably favored a religion that was already popular. The Mahâyâna school later gained a significant following at the expense of the other.
5. Similar to other regions, Buddhism entered China through multiple routes. The first was overland from Central Asia, with the official date for this approach being 62 A.D., although it likely had been known within China beforehand, albeit not officially recognized. When Buddhism became established, there arose a desire for accurate knowledge of authentic Indian teachings. Chinese pilgrims traveled to India, and Indian teachers came to China. After the fourth century, many of these religious voyages occurred by sea, leading to Bodhidharma's arrival in Canton in 520[13]. A third wave of Buddhism, Lamaism, entered China from Tibet during the Mongol dynasty (1280). Khubilai believed that this was the best faith for his Mongols, leading to the establishment of many Lamaist temples and monasteries that still exist in northern China. While Lamaism may not have been a significant religious or intellectual force, it held considerable political weight; the Ming and Manchu dynasties, wanting to assert control over Tibetans and Mongols through peaceful means, consistently sought the support of the Lamaist clergy.
Buddhism in Korea, Japan, and Vietnam is directly derived from earlier forms of Chinese Buddhism but was unaffected by the later influx of Lamaism. Buddhism moved from China into Korea during the fourth century and from there to Japan in the sixth century. In Japan, it was energized by regular interaction with China and the continual introduction of new Chinese sects, although there was not a significant influence from direct contact with Hindus or other foreign Buddhists. In the twelfth and thirteenth centuries, Japanese Buddhism demonstrated great vitality, transforming existing sects and forming new ones.
To the south, Chinese Buddhism spread into Vietnam relatively late, based on local tradition in the tenth century. This area was a cultural battleground. Chinese influence moving south from Canton was dominant, and after Vietnam's victory over Champa, it expanded to the borders of Cambodia. However, while Champa existed, Indian culture and Hinduism persisted, at least as far north as Hué.
6. The Buddhism practiced in Tibet is a late and dramatic transformation of Gotama’s teachings, but this change is more attributable to the decline of those teachings in Bengal than to the merging with Tibetan concepts. Although such merging did occur, a series of reformers sought to restore the church to what they viewed as the true standard. The initial introduction allegedly happened in 630, but the arrival of Padma Sambhava from India in 747 likely marks the real establishment of the Lamaist church. It was reformed by the Hindu Atîśa in 1038 and again by the Tibetan Tsong-kha-pa around 1400.
The Grand Lama is the leader of the church as reorganized by Tsong-kha-pa. In Tibet, the priesthood gained temporal power comparable to that of the Papacy. The fragmentation of the government divided Tibet into small principalities where the major monasteries held as much importance as any earthly lord. The abbots of the Sakya monastery effectively ruled Tibet for seventy years (1270-1340). A further period of fragmentation followed, but after 1630, the Grand Lamas of Lhasa managed to claim and sustain a similar position.
Mongolian Buddhism is a branch of Lamaism that doesn't feature any distinctive doctrines. The Mongols were partially converted during Khubilai's time and again more thoroughly in 1570 by the third Grand Lama.
7. Nepal shows another phase of decline. In Tibet, Indian Buddhism was taken over by a robust national priesthood and did not face the blending with Hinduism that occurred elsewhere. However, Nepal lacked this protection. Buddhism likely existed there since Asoka’s era and underwent similar phases of decay and corruption as in Bengal. While the last great monasteries in Bengal were destroyed by the Muslim invasion of 1193, the isolated valley of Nepal was shielded from such violence, allowing Buddhism to persist there in name. It has retained a fair amount of Sanskrit Buddhist literature but has devolved into little more than a sect of Hinduism.
Nepal might be more accurately classified in our second group, which includes countries where Indian culture was introduced not by missionaries but through the settlement of Indian conquerors or immigrants. This group also includes the Hindu civilizations of Indo-China and the Archipelago. In these areas, Hinduism and Mahayana Buddhism coexist, with Hinduism being the more dominant element. The earliest Sanskrit inscription in these regions is that of Vochan in Champa, which is basically Buddhist. It’s dated no later than the third century and references an earlier king, suggesting an Indian dynasty likely existed in Champa around 150-200 A.D. While the presence of Indian culture is undeniable, it’s unclear whether Indian invaders civilized the Chams in Champa or whether they were Malay people who had been Hinduized and invaded Champa from another location.
8. In Cambodia, a Hindu dynasty was established by invaders, and the Brahmans who accompanied them created a powerful hierarchy, with Sanskrit becoming the religious language. It’s evident that these invaders originated from India, but they may have paused in Java or the Malay Peninsula for an unknown time. The Brahmanic hierarchy began to weaken around the fourteenth century and was overtaken by Thai Buddhism. Prior to that change, the state religion of both Champa and Cambodia included the worship of Shiva, particularly the form called Mukhalinga. Mahayana Buddhism, which often identified Buddha with Shiva, was also present but received less royal support.
9. The religious landscape in Java was similar, but politically there was one key difference: there was no single continuous and dominant kingdom. A significant number of Hindus must have settled on the island to create a notable impact on its language and architecture, but the rulers of the states we know were more Hindu-influenced Javanese than true Hindus, and Old Javanese, not Sanskrit, was the language of literature and most inscriptions, although many of the works written in it were translations or adaptations of Sanskrit originals. Like in Cambodia, both Shaivism and Buddhism thrived without significant conflict, and there was less distinction in the status of the two religions.
In all these countries, religion appears to have been more tightly connected to politics than in India. The main shrine was essentially a national cathedral, the reigning king was considered semi-divine, and deceased kings were represented by statues adorned with attributes of their favorite gods.
6. New Forms of Buddhism
In the three or four centuries following Asoka a surprising change came over Indian Buddhism, but though the facts are clear it is hard to connect them with dates and persons. But the change was clearly posterior to Asoka for though his edicts show a spirit of wide charity it is not crystallized in the form of certain doctrines which subsequently became prominent.
The first of these holds up as the moral ideal not personal perfection or individual salvation but the happiness of all living creatures. The good man who strives for this should boldly aspire to become a Buddha in some future birth and such aspirants are called Bodhisattvas. Secondly Buddhas and some Bodhisattvas come to be considered as supernatural beings and practically deities. The human life of Gotama, though not denied, is regarded as the manifestation of a cosmic force which also reveals itself in countless other Buddhas who are not merely his predecessors or destined successors but the rulers of paradises in other worlds. Faith in a Buddha, especially in Amitâbha, can secure rebirth in his paradise. The great Bodhisattvas, such as Avalokita and Mañjuśrî, are splendid angels of mercy and knowledge who are theoretically distinguished from Buddhas because they have indefinitely postponed their entry into nirvana in order to alleviate the sufferings of the world. These new tenets are accompanied by a remarkable development of art and of idealist metaphysics.
This new form of Buddhism is called Mahâyâna, or the Great Vehicle, as opposed to the Small Vehicle or Hînayâna, a somewhat contemptuous name given to the older school. The idea underlying these phrases is that sects are merely coaches, all travelling on the same road to salvation though some may be quicker than others. The Mahayana did not suppress the Hinayana but it gradually absorbed the traffic.
The causes of this transformation were two-fold, internal or Indian and external. Buddhism was a living, that is changing, stream of thought and the Hindus as a nation have an exceptional taste and capacity for metaphysics. This taste was not destroyed by Gotama's dicta as to the limits of profitable knowledge nor did new deities arouse hostility because they were not mentioned in the ancient scriptures. The development of Brahmanism and Buddhism was parallel: if an attractive novelty appeared in one, something like it was soon provided by the other. Thus the Bhagavad-gîtâ contains the ideas of the Mahayana in substance, though in a different setting: it praises disinterested activity and insists on faith. It is clear that at this period all Indian thought and not merely Buddhism was vivified and transmuted by two great currents of feeling demanding, the one a more emotional morality the other more personal and more sympathetic deities.
I shall show in more detail below that most Mahayanist doctrines, though apparently new, have their roots in old Indian ideas. But the presence of foreign influences is not to be disputed and there is no difficulty in accounting for them. Gandhara was a Persian province from 530 to 330 B.C. and in the succeeding centuries the north-western parts of India experienced the invasions and settlements of numerous aliens, such as Greeks from the Hellenistic kingdoms which arose after Alexander's expedition, Parthians, Sakas and Kushans. Such immigrants, even if they had no culture of their own, at least transported culture, just as the Turks introduced Islam into Europe. Thus whatever ideas were prevalent in Persia, in the Hellenistic kingdoms, or in Central Asia may also have been prevalent in north-western India, where was situated the university town of Taxila frequently mentioned in the Jâtakas as a seat of Buddhist learning. The foreigners who entered India adopted Indian religions[14] and probably Buddhism more often than Hinduism, for it was at that time predominant and disposed to evangelize without raising difficulties as to caste.
Foreign influences stimulated mythology and imagery. In the reliefs of Asoka's time, the image of the Buddha never appears, and, as in the earliest Christian art, the intention of the sculptors is to illustrate an edifying narrative rather than to provide an object of worship. But in the Gandharan sculptures, which are a branch of Græco-Roman art, he is habitually represented by a figure modelled on the conventional type of Apollo. The gods of India were not derived from Greece but they were stereotyped under the influence of western art to this extent that familiarity with such figures as Apollo and Pallas encouraged the Hindus to represent their gods and heroes in human or quasi-human shapes. The influence of Greece on Indian religion was not profound: it did not affect the architecture or ritual of temples and still less thought or doctrine. But when Indian religion and especially Buddhism passed into the hands of men accustomed to Greek statuary, the inclination to venerate definite personalities having definite shapes was strengthened[15].
Persian influence was stronger than Greek. To it are probably due the many radiant deities who shed their beneficent glory over the Mahayanist pantheon, as well as the doctrine that Bodhisattvas are emanations of Buddhas. The discoveries of Stein, Pelliot and others have shown that this influence extended across Central Asia to China and one of the most important turns in the fortunes of Buddhism was its association with a Central Asian tribe analogous to the Turks and called Kushans or Yüeh-chih, whose territories lay without as well as within the frontiers of modern India and who borrowed much of their culture from Persia and some from the Greeks. Their great king Kanishka is a figure in Buddhist annals second only to Asoka. Unfortunately his date is still a matter of discussion. The majority of scholars place his accession about 78 A.D. but some put it rather later[16]. The evidence of numismatics and of art indicates that he came towards the end of his dynasty rather than at the beginning and the tradition which makes Aśvaghosha his contemporary is compatible with the later date.
Some writers describe Kanishka as the special patron of Mahayanism. But the description is of doubtful accuracy. The style of religious art known as Gandharan flourished in his reign and he convened a council which fixed the canon of the Sarvâstivâdins. This school was reckoned as Hinayanist and though Aśvaghosha enjoys general fame in the Far East as a Mahayanist doctor, yet his undoubted writings are not Mahayanist in the strict sense of the word[17]. But a more ornate and mythological form of religion was becoming prevalent and perhaps Kanishka's Council arranged some compromise between the old and the new.
After Aśvaghosha comes Nâgârjuna who may have flourished any time between 125 and 200 A.D. A legend which makes him live for 300 years is not without significance, for he represents a movement and a school as much as a personality and if he taught in the second century A.D. he cannot have been the founder of Mahayanism. Yet he seems to be the first great name definitely connected with it and the ascription to him of numerous later treatises, though unwarrantable, shows that his authority was sufficient to stamp a work or a doctrine as orthodox Mahayanism. His biographies connect him with the system of idealist or nihilistic metaphysics expounded in the literature (for it is more than a single work) called Prajñâpâramitâ, with magical practices (by which the power of summoning Bodhisattvas or deities is specially meant) and with the worship of Amitâbha. His teacher Saraha, a foreigner, is said to have been the first who taught this worship in India. In this there may be a kernel of truth but otherwise the extant accounts of Nâgârjuna are too legendary to permit of historical deductions. He was perhaps the first eminent exponent of Mahayanist metaphysics, but the train of thought was not new: it was the result of applying to the external world the same destructive logic which Gotama applied to the soul and the result had considerable analogies to Śankara's version of the Vedanta. Whether in the second century A.D. the leaders of Buddhism already identified themselves with the sorcery which demoralized late Indian Mahayanism may be doubted, but tradition certainly ascribes to Nâgârjuna this corrupting mixture of metaphysics and magic.
The third century offers a strange blank in Indian history. Little can be said except that the power of the Kushans decayed and that northern India was probably invaded by Persians and Central Asian tribes. The same trouble did not affect southern India and it may be that religion and speculation flourished there and spread northwards, as certainly happened in later times. Many of the greatest Hindu teachers were Dravidians and at the present day it is in the Dravidian regions that the temples are most splendid, the Brahmans strictest and most respected. It may be that this Dravidian influence affected even Buddhism in the third century A.D., for Aryadeva the successor of Nâgârjuna was a southerner and the legends told of him recall certain Dravidian myths. Bodhidharma too came from the South and imported into China a form of Buddhism which has left no record in India.
In the three or four centuries after Asoka, a surprising change took hold of Indian Buddhism. While the facts are clear, it's challenging to link them to specific dates or people. This change definitely occurred after Asoka, as his edicts reflect a spirit of broad compassion, which wasn't fully developed into certain doctrines that later became significant.
The first of these emphasizes the moral ideal of not personal perfection or individual salvation but the happiness of all living beings. A good person who seeks this should courageously aspire to become a Buddha in a future life, and such aspirants are known as Bodhisattvas. Secondly, Buddhas and some Bodhisattvas began to be seen as supernatural beings and basically gods. While the human life of Gotama isn't denied, it's seen as a manifestation of a cosmic force that also appears in countless other Buddhas who aren't just his predecessors or destined successors but also rulers of paradises in other worlds. Believing in a Buddha, especially Amitâbha, can ensure rebirth in his paradise. The great Bodhisattvas, like Avalokita and Mañjuśrî, are magnificent angels of mercy and wisdom who, in theory, differ from Buddhas because they have indefinitely postponed their entry into nirvana to relieve the world’s suffering. These new beliefs are accompanied by a remarkable development in art and idealist metaphysics.
This new version of Buddhism is known as Mahâyâna, or the Great Vehicle, in contrast to the Small Vehicle or Hînayâna, a somewhat derogatory term for the older school. The idea behind these terms is that sects are merely vehicles, all traveling on the same road to salvation, although some may be faster than others. The Mahayana didn’t reject the Hinayana but gradually absorbed its followers.
The factors driving this transformation were twofold: internal, or Indian, and external. Buddhism was a dynamic, evolving body of thought, and the Hindu community has a unique appreciation for metaphysics. This appreciation wasn’t hindered by Gotama’s teachings about the limits of useful knowledge, nor did new deities provoke hostility since they weren't mentioned in ancient scriptures. The advancements of Brahmanism and Buddhism occurred in parallel; when something appealing emerged in one, the other quickly provided something similar. For instance, the Bhagavad-gîtâ contains Mahayana ideas in essence, though it presents them in a different context: it praises selfless action and emphasizes faith. It's evident that during this time, all Indian thought, not just Buddhism, was energized and transformed by two major emotional currents, one demanding a more heartfelt morality and the other a greater presence of personal and sympathetic deities.
I will explain in more detail below that most Mahayanist doctrines, though they seem new, are rooted in old Indian concepts. However, the impact of foreign influences cannot be overlooked, and there's no difficulty in explaining them. Gandhara was a Persian province from 530 to 330 B.C., and in the following centuries, the north-west regions of India experienced invasions and settlements from numerous outsiders, such as Greeks from the Hellenistic kingdoms formed after Alexander's campaign, Parthians, Sakas, and Kushans. Even if these immigrants lacked their own culture, they transported existing culture, just as the Turks brought Islam to Europe. Thus, whatever ideas were common in Persia, the Hellenistic kingdoms, or Central Asia may also have been present in north-west India, where the university town of Taxila, often mentioned in the Jâtakas as a center of Buddhist education, was located. The foreigners who entered India adopted Indian religions[14] and likely Buddhism more frequently than Hinduism, as it was at that time dominant and evangelizing without disputes regarding caste.
Foreign influences spurred mythology and imagery. In the reliefs from Asoka’s time, the Buddha's image never appears, and similar to the earliest Christian art, the sculptors aimed to convey an uplifting narrative rather than provide a focus for worship. But in Gandharan sculptures, a branch of Greco-Roman art, he is regularly depicted by a figure modeled on the typical form of Apollo. The gods of India weren’t derived from Greece but were stylized under Western artistic influence to the extent that familiarity with figures like Apollo and Pallas encouraged Hindus to portray their gods and heroes in human or semi-human likenesses. The Greek influence on Indian religion wasn't significant: it didn’t alter temple architecture or ritual, nor did it change thought or doctrine. However, when Indian religion, especially Buddhism, fell into the hands of individuals familiar with Greek sculpture, the tendency to honor specific personalities with distinct appearances grew stronger[15].
Persian influence was even stronger than Greek. It likely brought about the many radiant deities who cast benevolent light over the Mahayanist pantheon and the idea that Bodhisattvas are emanations of Buddhas. Discoveries by Stein, Pelliot, and others show that this influence spread across Central Asia to China, and one of the pivotal moments in Buddhism's history was its connection with a Central Asian tribe similar to the Turks, known as the Kushans or Yüeh-chih, whose territories extended both within and beyond today's Indian borders and who absorbed much of their culture from Persia and some from the Greeks. Their significant king Kanishka is a key figure in Buddhist history, second only to Asoka. Unfortunately, the timing of his reign is still debated. The majority of scholars date his rise to around 78 A.D., but some suggest it was slightly later[16]. Evidence from coinage and art suggests that he came to power towards the end of his dynasty rather than the beginning, and the tradition associating Aśvaghosha with him aligns with a later date.
Some authors label Kanishka as the special supporter of Mahayanism, but this description is questionable. The Gandharan style of religious art thrived during his reign, and he convened a council that established the canon of the Sarvâstivâdins. This school was considered Hinayanist, and although Aśvaghosha is widely recognized in the Far East as a Mahayanist scholar, his confirmed writings aren’t strictly Mahayanist[17]. However, a more elaborate and mythological form of religion was gaining popularity, and perhaps Kanishka's Council brokered some agreement between the traditional and the innovative.
Following Aśvaghosha came Nâgârjuna, who may have lived anytime between 125 and 200 A.D. A legend claiming he lived for 300 years is notable, as he represents a movement as much as an individual, and if he taught in the second century A.D., he can't be the founder of Mahayanism. Nevertheless, he seems to be the first prominent figure explicitly linked to it, and the attribution of numerous later writings to him, though unjustified, indicates his influence was strong enough to classify a work or doctrine as orthodox Mahayanism. His biographies connect him with the idealist or nihilistic metaphysics explored in the literature (which is more than a single text) called Prajñâpâramitâ, along with magical practices (specifically referring to the ability to summon Bodhisattvas or deities) and the worship of Amitâbha. His teacher Saraha, a foreigner, is said to have been the first to introduce this worship in India. There may be some truth to this, but otherwise, the existing accounts of Nâgârjuna are too mythical to allow for historical conclusions. He may have been the first renowned advocate of Mahayanist metaphysics, but the thought process wasn’t new; it stemmed from applying the same critical logic that Gotama used on the soul to the external world, resulting in considerable similarities to Śankara's interpretation of the Vedanta. Whether, by the second century A.D., the leaders of Buddhism already identified themselves with the sorcery that corrupted late Indian Mahayanism is debatable, but tradition certainly attributes this tainted blend of metaphysics and magic to Nâgârjuna.
The third century presents a puzzling gap in Indian history. Little can be said except that the Kushan power waned, and northern India was likely invaded by Persians and Central Asian tribes. This didn’t seem to affect southern India, which may have enjoyed a flourishing of religion and thought that spread northward, as was certainly the case in later periods. Many of the greatest Hindu teachers were Dravidians, and today, it's in the Dravidian areas where the most magnificent temples stand, and the Brahmans are the strictest and most respected. It’s possible that this Dravidian influence also impacted Buddhism in the third century A.D., as Aryadeva, the successor of Nâgârjuna, hailed from the South, and the legends about him echo certain Dravidian myths. Bodhidharma also came from the South and brought a form of Buddhism to China that has left no trace in India.
7. Revival of Hinduism
In 320 a native Indian dynasty, the Guptas, came to the throne and inaugurated a revival of Hinduism, to which religion we must now turn. To speak of the revival of Hinduism does not mean that in the previous period it had been dead or torpid. Indeed we know that there was a Hindu reaction against the Buddhism of Asoka about 150 B.C. But, on the whole, from the time of Asoka onwards Buddhism had been the principal religion of India, and before the Gupta era there are hardly any records of donations made to Brahmans. Yet during these centuries they were not despised or oppressed. They produced much literature[18]: their schools of philosophy and ritual did not decay and they gradually made good their claim to be the priests of India's gods, whoever those gods might be. The difference between the old religion and the new lies in this. The Brâhmanas and Upanishads describe practices and doctrines of considerable variety but still all the property of a privileged class in a special region. They do not represent popular religion nor the religion of India as a whole. But in the Gupta period Hinduism began to do this. It is not a system like Islam or even Buddhism but a parliament of religions, of which every Indian creed can become a member on condition of observing some simple rules of the house, such as respect for Brahmans and theoretical acceptance of the Veda. Nothing is abolished: the ancient rites and texts preserve their mysterious power and kings perform the horse-sacrifice. But side by side with this, deities unknown to the Veda rise to the first rank and it is frankly admitted that new revelations more suited to the age have been given to mankind.
Art too enters on a new phase. In the early Indian sculptures deities are mostly portrayed in human form, but in about the first century of our era there is seen a tendency to depict them with many heads and limbs and this tendency grows stronger until in mediaeval times it is predominant. It has its origin in symbolism. The deity is thought of as carrying many insignia, as performing more actions than two hands can indicate; the worshipper is taught to think of him as appearing in this shape and the artist does not hesitate to represent it in paint and stone.
As we have seen, the change which came over Buddhism was partly due to foreign influences and no doubt they affected most Indian creeds. But the prodigious amplification of Hinduism was mainly due to the absorption of beliefs prevalent in Indian districts other than the homes of the ancient Brahmans. Thus south Indian religion is characterized when we first know it by its emotional tone and it resulted in the mediaeval Sivaism of the Tamil country. In another region, probably in the west, grew up the monotheism of the Bhâgavatas, which was the parent of Vishnuism.
Hinduism may be said to fall into four principal divisions which are really different religions: the Smârtas or traditionalists, the Sivaites, the Vishnuites and the Śâktas. The first, who are still numerous, represent the pre-buddhist Brahmans. They follow, so far as modern circumstances permit, the ancient ritual and are apparent polytheists while accepting pantheism as the higher truth. Vishnuites and Sivaites however are monotheists in the sense that their minor deities are not essentially different from the saints of Roman and Eastern Christianity but their monotheism has a pantheistic tinge. Neither sect denies the existence of the rival god, but each makes its own deity God, not only in the theistic but in the pantheistic sense and regards the other deity as merely an influential angel. From time to time the impropriety of thus specially deifying one aspect of the universal spirit made itself felt and then Vishnu and Śiva were adored in a composite dual form or, with the addition of Brahmâ, as a trinity. But this triad had not great importance and it is a mistake to compare it with the Christian trinity. Strong as was the tendency to combine and amalgamate deities, it was mastered in these religions by the desire to have one definite God, personal inasmuch as he can receive and return love, although the Indian feeling that God must be all and in all continually causes the conceptions called Vishnu and Śiva to transcend the limits of personality. This feeling is specially clear in the growth of Râma and Krishna worship. Both of these deities were originally ancient heroes, and stories of love and battle cling to them in their later phases. Yet for their respective devotees each becomes God in every sense, God as lover of the soul, God as ruler of the universe and the God of pantheism who is all that exists and can exist.
For some time before and after the beginning of our era, north-western India witnessed a great fusion of ideas and Indian, Persian and Greek religion must have been in contact at the university town of Taxila and many other places. Kashmir too, if somewhat too secluded to be a meeting-place of nations, was a considerable intellectual centre. We have not yet sufficient documents to enable us to trace the history and especially the chronology of thought in these regions but we can say that certain forms of Vishnuism, Śivaism and Buddhism were all evolved there and often show features in common. Thus in all we find the idea that the divine nature is manifested in four forms or five, if we count the Absolute Godhead as one of them[19].
I shall consider at length below this worship of Vishnu and Śiva and here will merely point out that it differs from the polytheism of the Smârtas. In their higher phases all Hindu religions agree in teaching some form of pantheism, some laying more and some less stress on the personal aspect which the deity can assume. But whereas the pantheism of the Smârtas grew out of the feeling that the many gods of tradition must all be one, the pantheism of the Vishnuites was not evolved out of pre-buddhist Brahmanism and is due to the conviction that the one God must be everything. It is Indian but it grew up in some region outside Brahmanic influence and was accepted by the Brahmans as a permissible creed, but many legends in the Epics and Puranas indicate that there was hostility between the old-fashioned Brahmans and the worshippers of Râma, Krishna and Śiva before the alliance was made.
Śâktism[20] also was not evolved from ancient Brahmanism but is different in tone from Vishnuism and Sivaism. Whereas they start from a movement of thought and spiritual feeling, Śâktism has for its basis certain ancient popular worships. With these it has combined much philosophy and has attempted to bring its teaching into conformity with Brahmanism, but yet remains somewhat apart. It worships a goddess of many names and forms, who is adored with sexual rites and the sacrifice of animals, or, when the law permits, of men. It asserts even more plainly than Vishnuism that the teaching of the Vedas is too difficult for these latter days and even useless, and it offers to its followers new scriptures called Tantras and new ceremonies as all-sufficient. It is true that many Hindus object to this sect, which may be compared with the Mormons in America or the Skoptsy in Russia, and it is numerous only in certain parts of India (especially Bengal and Assam) but since a section of Brahmans patronize it, it must be reckoned as a phase of Hinduism and even at the present day it is an important phase.
There are many cults prevalent in India, though not recognized as sects, in which the worship of some aboriginal deity is accepted in all its crudeness without much admixture of philosophy, the only change being that the deity is described as a form, incarnation or servant of some well-known god and that Brahmans are connected with this worship. This habit of absorbing aboriginal superstitions materially lowers the average level of creed and ritual. An educated Brahman would laugh at the idea that village superstitions can be taken seriously as religion but he does not condemn them and, as superstitions, he does not disbelieve in them. It is chiefly owing to this habit that Hinduism has spread all over India and its treatment of men and gods is curiously parallel. Princes like the Manipuris of Assam came under Hindu influence and were finally recognized as Kshattiyas with an imaginary pedigree, and on the same principle their deities are recognized as forms of Siva or Durga. And Siva and Durga themselves were built up in past ages out of aboriginal beliefs, though the cement holding their figures together is Indian thought and philosophy, which are able to see in grotesque rustic godlings an expression of cosmic forces.
Though this is the principal method by which Hinduism has been propagated, direct missionary effort has not been wanting. For instance a large part of Assam was converted by the preaching of Vishnuite teachers in the sixteenth century and the process still continues[21]. But on the whole the missionary spirit characterizes Buddhism rather than Hinduism. Buddhist missionaries preached their faith, without any political motive, wherever they could penetrate. But in such countries as Camboja, Hinduism was primarily the religion of the foreign settlers and when the political power of the Brahmans began to wane, the people embraced Buddhism. Outside India it was perhaps only in Java and the neighbouring islands that Hinduism (with an admixture of Buddhism) became the religion of the natives.
Many features of Hinduism, its steady though slow conquest of India, its extraordinary vitality and tenacity in resisting the attacks of Mohammedanism, and its small power of expansion beyond the seas are explained by the fact that it is a mode of life as much as a faith. To be a Hindu it is not sufficient to hold the doctrine of the Upanishads or any other scriptures: it is necessary to be a member of a Hindu caste and observe its regulations. It is not quite correct to say that one must be born a Hindu, since Hinduism has grown by gradually hinduizing the wilder tribes of India and the process still continues. But a convert cannot enter the fold by any simple ceremony like baptism. The community to which he belongs must adopt Hindu usages and then it will be recognized as a caste, at first of very low standing but in a few generations it may rise in the general esteem. A Hindu is bound to his religion by almost the same ties that bind him to his family. Hence the strength of Hinduism in India. But such ties are hard to knit and Hinduism has no chance of spreading abroad unless there is a large colony of Hindus surrounded by an appreciative and imitative population[22].
In the contest between Hinduism and Buddhism the former owed the victory which it obtained in India, though not in other lands, to this assimilative social influence. The struggle continued from the fourth to the ninth century, after which Buddhism was clearly defeated and survived only in special localities. Its final disappearance was due to the destruction of its remaining monasteries by Moslem invaders but this blow was fatal only because Buddhism was concentrated in its monkhood. Innumerable Hindu temples were destroyed, yet Hinduism was at no time in danger of extinction.
The Hindu reaction against Buddhism became apparent under the Gupta dynasty but Mahayanism in its use of Sanskrit and its worship of Bodhisattvas shows the beginnings of the same movement. The danger for Buddhism was not persecution but tolerance and obliteration of differences. The Guptas were not bigots. It was probably in their time that the oldest Puranas, the laws of Manu and the Mahabharata received their final form. These are on the whole text-books of Smârta Hinduism and two Gupta monarchs celebrated the horse sacrifice. But the Mahabharata contains several episodes which justify the exclusive worship of either Vishnu or Siva, and the architecture of the Guptas suggests that they were Vishnuites. They also bestowed favours on Buddhism which was not yet decadent, for Vasubandhu and Asanga, who probably lived in the fourth century, were constructive thinkers. It is true that their additions were of the dangerous kind which render an edifice top-heavy but their works show vitality and had a wide influence[23]. The very name of Asanga's philosophy—Yogâcârya—indicates its affinity to Brahmanic thought, as do his doctrines of Alayavijñâna and Bodhi, which permit him to express in Buddhist language the idea that the soul may be illumined by the deity. In some cases Hinduism, in others Buddhism, may have played the receptive part but the general result—namely the diminution of differences between the two—was always the same.
The Hun invasions were unfavourable to religious and intellectual activity in the north and, just as in the time of Moslim inroads, their ravages had more serious consequences for Buddhism than for Hinduism. The great Emperor Harsha (†647), of whom we know something from Bâna and Hsüan Chuang, became at the end of his life a zealous but eclectic Buddhist. Yet it is plain from Hsiian Chuang's account that at this time Buddhism was decadent in most districts both of the north and south.
This decadence was hastened by an unfortunate alliance with those forms of magic and erotic mysticism which are called Śâktism[24]. It is difficult to estimate the extent of the corruption, for the singularity of the evil, a combination of the austere and ethical teaching of Gotama with the most fantastic form of Hinduism, arrests attention and perhaps European scholars have written more about it than it deserves. It did not touch the Hinayanist churches nor appreciably infect the Buddhism of the Far East, nor even (it would seem) Indian Buddhism outside Bengal and Orissa. Unfortunately Magadha, which was both the home and last asylum of the faith, was also very near the regions where Śâktism most flourished. It is, as I have often noticed in these pages, a peculiarity of all Indian sects that in matters of belief they are not exclusive nor hostile to novelties. When a new idea wins converts it is the instinct of the older sects to declare that it is compatible with their teaching or that they have something similar and just as good. It was in this fashion that the Buddhists of Magadha accepted Śâktist and tantric ideas. If Hinduism could summon gods and goddesses by magical methods, they could summon Bodhisattvas, male and female, in the same way, and these spirits were as good as the gods. In justice it must be said that despite distortions and monstrous accretions the real teaching of Gotama did not entirely disappear even in Magadha and Tibet.
In 320, the Gupta dynasty, a native Indian royal family, came to power and sparked a revival of Hinduism, which we should now discuss. When we talk about the revival of Hinduism, it doesn't mean that it was completely dead or stagnant before this time. In fact, we know that there was a Hindu response to the Buddhism of Asoka around 150 B.C. Overall, though, from Asoka's reign onward, Buddhism was the main religion in India, and there are hardly any records of donations to Brahmans before the Gupta period. However, during those centuries, Brahmans were neither looked down upon nor oppressed. They produced a lot of literature[18]: their philosophical and ritual schools did not decline, and they gradually established themselves as the priests of India's deities, whatever those deities were. The main difference between the old religion and the new is this: The Brâhmanas and Upanishads contain practices and teachings that were quite varied but were still seen as the property of a privileged class in a specific area. They did not reflect popular religion or the religion of India as a whole. However, during the Gupta period, Hinduism began to encompass this broader scope. It isn’t a system like Islam or even Buddhism, but rather a collection of religions in which any Indian faith can participate, provided it adheres to some basic house rules, like respecting Brahmans and theoretically accepting the Veda. Nothing is abolished: ancient rituals and texts maintain their mysterious power, and kings carry out the horse sacrifice. Alongside this, deities unknown to the Veda rise to prominence, and it is openly acknowledged that new revelations, more fitting for the current age, have been given to humanity.
Art also enters a new phase. In early Indian sculptures, deities are often shown in human form, but around the first century of our era, there’s a noticeable shift toward depicting them with multiple heads and limbs—a trend that strengthens over time and becomes dominant in medieval art. This tendency stems from symbolism. The deity is viewed as possessing many attributes and performing more actions than can be represented by two hands; worshippers are encouraged to envision this image, and artists readily depict it in paint and stone.
As we've seen, the changes in Buddhism were partly due to foreign influences, which likely impacted most Indian faiths as well. However, the massive expansion of Hinduism was primarily a result of integrating beliefs from various Indian regions outside traditional Brahman centers. South Indian religion, for instance, is initially characterized by its emotional tone, leading to the medieval Shaivism of the Tamil region. In another area, likely in the west, the monotheism of the Bhâgavatas emerged, which eventually gave rise to Vaishnavism.
Hinduism can be divided into four main groups that are effectively different religions: the Smârtas or traditionalists, the Shaktas, the Vaishnavites, and the Shaivites. The Smârtas, still numerous today, represent pre-Buddhist Brahmans. They practice the ancient rituals as much as modern circumstances allow and appear polytheistic while accepting pantheism as a higher truth. Vaishnavites and Shaivites are monotheists in that their lesser deities resemble the saints of Roman and Eastern Christianity, though their monotheism has a pantheistic element. Neither group denies the existence of the competing god; instead, each elevates its respective deity to the status of God—not just in a theistic sense but in a pantheistic one—and considers the other deity merely an influential spirit. Occasionally, the inappropriateness of exclusively deifying one aspect of the universal spirit is recognized, resulting in the worship of Vishnu and Shiva in a combined dual form or, along with Brahma, as a trinity. This triad was not particularly significant and shouldn’t be compared to the Christian Trinity. Despite the strong inclination to merge and assimilate deities, the desire for a singular, personal God prevailed in these religions, as this God is capable of giving and receiving love, while the Indian belief that God must encompass everything often leads to the perceptions of Vishnu and Shiva surpassing mere personality. This sentiment is particularly evident in the rise of Rama and Krishna worship. Both were originally ancient heroes, with tales of love and battle leaving their mark in their later portrayals. Yet, for their followers, each becomes God in every sense—God as the beloved of the soul, God as the ruler of the universe, and the God of pantheism, who is everything that exists and can exist.
For some time before and after the beginning of our era, northwestern India experienced a significant blending of ideas, with Indian, Persian, and Greek religions likely interacting at the university town of Taxila and various other locations. Kashmir, despite being somewhat isolated from these exchanges, was also an important intellectual hub. We don't have enough documents yet to trace the history and particularly the timeline of thought in these areas, but we know that specific forms of Vaishnavism, Shaivism, and Buddhism all developed there and often share common features. In all of these, the concept that the divine manifests in four forms—or five if we include the Absolute Godhead—can be found[19].
I will discuss the worship of Vishnu and Shiva in greater detail below, but I want to highlight here that it is distinct from the polytheism of the Smârtas. In their advanced stages, all Hindu religions converge on some type of pantheism, some emphasizing the personal aspect of the deity more than others. However, the Smârtas' pantheism arose from the notion that the many traditional gods must be one, while the Vaishnavites' pantheism did not develop from pre-Buddhist Brahmanism; it stems from the belief that the one God must be everything. This belief is Indian, yet it emerged in regions beyond Brahmanic influence, and was later accepted by Brahmans as a valid belief. However, many legends in the Epics and Puranas suggest that old-fashioned Brahmans and the worshippers of Rama, Krishna, and Shiva experienced hostility before they allied.
Shaktism[20] also did not develop from ancient Brahmanism; rather, it differs in tone from Vaishnavism and Shaivism. While those two start from philosophical and spiritual movements, Shaktism is rooted in specific ancient popular worships. It has combined these with much philosophical thought and has tried to align its teachings with Brahmanism, yet it maintains a distinct identity. It worships a goddess with many names and forms, venerated through sexual rituals and the sacrifice of animals or, when law allows, of humans. It boldly asserts that the teachings of the Vedas are too challenging and even irrelevant for modern times, offering followers new scriptures called Tantras and new rites deemed sufficient. While many Hindus disapprove of this sect—comparable to the Mormons in America or the Skoptsy in Russia—it exists largely in specific areas of India (especially Bengal and Assam). Since a portion of Brahmans support it, it must be regarded as a phase of Hinduism and still plays a significant role today.
Numerous cults exist in India, not officially recognized as sects, that worship some indigenous deity in its rudest form, with minimal philosophical mingling—the only change being that the deity is portrayed as a form, incarnation, or servant of a well-known god, and Brahmans are associated with this worship. This tendency to absorb indigenous superstitions lowers the overall level of beliefs and rituals. An educated Brahman might laugh off the idea that village superstitions should be regarded seriously as religion, but he won't condemn them and doesn't disbelieve them, viewing them as mere superstitions. This approach has largely enabled Hinduism to spread throughout India, and its treatment of humans and deities has an interesting parallel. Rulers like the Manipuris of Assam came under Hindu influence and were eventually classified as Kshatriyas with a fabricated ancestry; similarly, their deities are acknowledged as forms of Shiva or Durga. Indeed, Shiva and Durga themselves were formed from ancient beliefs, although the connecting framework is Indian thought and philosophy, which can perceive primitive rural deities as expressions of cosmic forces.
Though this is the main way Hinduism has expanded, there has also been direct missionary effort. For example, a significant portion of Assam was converted through the teachings of Vaishnavite missionaries in the sixteenth century, and this process is ongoing[21]. However, as a whole, the missionary impulse is more emblematic of Buddhism than Hinduism. Buddhist missionaries spread their teachings without any political motives wherever they could go. In countries such as Cambodia, Hinduism was primarily followed by foreign settlers, and as Brahman political power began to decline, the native populace turned to Buddhism. Outside of India, perhaps only in Java and surrounding islands did Hinduism (blending with Buddhism) become the main religion among the locals.
Many characteristics of Hinduism, including its gradual yet steady conquest of India, its remarkable resilience against Islamic encroachments, and its limited ability to expand overseas, result from the fact that it is as much a way of life as it is a belief system. To be considered a Hindu, it isn't enough to accept the teachings of the Upanishads or any holy texts: one must also belong to a Hindu caste and adhere to its regulations. It’s not entirely accurate to say that one must be born a Hindu, as Hinduism has grown by gradually incorporating the more primitive tribes of India into its fold, and this process continues today. However, a convert cannot join the community through a simple ritual like baptism. The community must adopt Hindu customs, after which they can be recognized as a caste, initially of low status, but potentially rising in general respect over a few generations. A Hindu is tied to their religion by nearly the same bonds that tie them to their family, which explains the strength of Hinduism in India. Nevertheless, these connections are not easy to forge, and Hinduism has little chance of spreading internationally unless there is a large community of Hindus living among an appreciative and receptive population[22].
In the struggle between Hinduism and Buddhism, the former's success in India, though not elsewhere, can be attributed to this assimilative social influence. The debate continued from the fourth to the ninth century, after which Buddhism was clearly defeated and survived only in specific areas. Its complete extinction was caused by the destruction of its remaining monasteries by Muslim invaders; but this setback was only devastating because Buddhism relied heavily on its monastic community. Many Hindu temples were destroyed as well, yet Hinduism was never at significant risk of disappearing.
The Hindu response to Buddhism began to show itself during the Gupta dynasty, but Mahayanism, with its use of Sanskrit and the veneration of Bodhisattvas, indicates the beginnings of this movement. The actual threat to Buddhism wasn't persecution but rather tolerance and the merging of differences. The Guptas were not fanatics. It was likely during their reign that the oldest Puranas, the Laws of Manu, and the Mahabharata reached their final versions. These texts largely serve as foundational texts for Smârta Hinduism, and two Gupta kings performed the horse sacrifice. However, the Mahabharata contains various stories that support the exclusive worship of either Vishnu or Shiva, and Gupta architecture suggests that they favored Vaishnavism. They also extended favors to Buddhism, which had not yet declined, as thinkers like Vasubandhu and Asanga, who likely lived in the fourth century, contributed significantly to its development. While their contributions were of the kind that makes a structure top-heavy, they exhibited vitality and had a broad impact[23]. The name of Asanga's philosophy—Yogâcârya—highlights its connection to Brahmanic thought, much like his ideas of Alayavijñâna and Bodhi, allowing him to articulate in Buddhist terms the concept that the soul may be illuminated by the divine. In various instances, either Hinduism or Buddhism may have adopted the other's ideas, but the general outcome—the reduction of differences between the two—was consistently the same.
The Hun invasions disrupted religious and intellectual activity in the north, and similar to the effects of Islamic incursions, the damage was particularly severe for Buddhism rather than Hinduism. The great Emperor Harsha (†647), known through Bâna and Hsüan Chuang, ultimately became a fervent and eclectic Buddhist by the end of his life. Yet from Hsüan Chuang's accounts, we see that by this time, Buddhism was declining in most regions of both north and south.
This decline was accelerated by an unfortunate alliance with certain forms of magic and erotic mysticism commonly referred to as Shaktism[24]. The extent of this corruption is challenging to gauge, as the unusual blend of the austere and ethical teachings of Gotama with the most bizarre elements of Hinduism stands out, and European scholars may have given it more attention than it merits. This influence did not reach the Hinayanist sects or significantly alter the Buddhism of the Far East, nor did it seem to affect Indian Buddhism outside Bengal and Orissa. Unfortunately, Magadha, both the birthplace and last refuge of the faith, was also very close to the areas where Shaktism thrived. As I have noted multiple times in this text, it is a characteristic of all Indian sects that they are neither exclusive nor hostile to new ideas in matters of belief. When a novel concept attracts followers, the instinct of older sects is to claim it is compatible with their teachings or that they have something similar that is just as valid. This manner led the Buddhists of Magadha to embrace Shaktist and tantric ideas. If Hinduism could invoke gods and goddesses through magical practices, they reasoned, they could likewise summon Bodhisattvas—both male and female—and those spirits would be just as good as the gods. It is fair to acknowledge that despite the distortions and bizarre additions, the core teachings of Gotama did not entirely vanish even in Magadha and Tibet.
8. Later Forms of Hinduism
In the eighth and ninth centuries this degenerate Buddhism was exposed to the attacks of the great Hindu champions Kumâriḷa and Śankara, though it probably endured little persecution in our sense of the word. Both of them were Smârtas or traditionalists and laboured in the cause not of Vishnuism or Śivaism but of the ancient Brahmanic religion, amplified by many changes which the ages had brought but holding up as the religious ideal a manhood occupied with ritual observances, followed by an old age devoted to philosophy. Śankara was the greater of the two and would have a higher place among the famous names of the world had not his respect for tradition prevented him from asserting the originality which he undoubtedly possessed. Yet many remarkable features of his life work, both practical and intellectual, are due to imitation of the Buddhists and illustrate the dictum that Buddhism did not disappear from India[25] until Hinduism had absorbed from it all the good that it had to offer. Śankara took Buddhist institutions as his model in rearranging the ascetic orders of Hinduism, and his philosophy, a rigorously consistent pantheism which ascribed all apparent multiplicity and difference to illusion, is indebted to Mahayanist speculation. It is remarkable that his opponents stigmatized him as a Buddhist in disguise and his system, though it is one of the most influential lines of thought among educated Hindus, is anathematized by some theistic sects[26].
Śankara was a native of southern India. It is not easy to combine in one picture the progress of thought in the north and south, and for the earlier centuries our information as to the Dravidian countries is meagre. Yet they cannot be omitted, for their influence on the whole of India was great. Greeks, Kushans, Huns, and Mohammedans penetrated into the north but, until after the fall of Vijayanagar in 1565, no invader professing a foreign religion entered the country of the Tamils. Left in peace they elaborated their own version of current theological problems and the result spread over India. Buddhism and Jainism also flourished in the south. The former was introduced under Asoka but apparently ceased to be the dominant religion (if it ever was so) in the early centuries of our era. Still even in the eleventh century monasteries were built in Mysore. Jainism had a distinguished but chequered career in the south. It was powerful in the seventh century but subsequently endured considerable persecution. It still exists and possesses remarkable monuments at Sravana Belgola and elsewhere.
But the characteristic form of Dravidian religion is an emotional theism, running in the parallel channels of Vishnuism and Śivaism and accompanied by humbler but vigorous popular superstitions, which reveal the origin of its special temperament. For the frenzied ecstasies of devil dancers (to use a current though inaccurate phrase) are a primitive expression of the same sentiment which sees in the whole world the exulting energy and rhythmic force of Siva. And though the most rigid Brahmanism still flourishes in the Madras Presidency there is audible in the Dravidian hymns a distinct note of anti-sacerdotalism and of belief that every man by his own efforts can come into immediate contact with the Great Being whom he worships.
The Vishnuism and Śivaism of the south go back to the early centuries of our era, but the chronology is difficult. In both there is a line of poet-saints followed by philosophers and teachers and in both a considerable collection of Tamil hymns esteemed as equivalent to the Veda. Perhaps Śivaism was dominant first and Vishnuism somewhat later but at no epoch did either extinguish the other. It was the object of Śankara to bring these valuable but dangerous forces, as well as much Buddhist doctrine and practice, into harmony with Brahmanism.
Islam first entered India in 712 but it was some time before it passed beyond the frontier provinces and for many centuries it was too hostile and aggressive to invite imitation, but the spectacle of a strong community pledged to the worship of a single personal God produced an effect. In the period extending from the eighth to the twelfth centuries, in which Buddhism practically disappeared and Islam came to the front as a formidable though not irresistible antagonist, the dominant form of Hinduism was that which finds expression in the older Puranas, in the temples of Orissa and Khajarao and the Kailâsa at Ellora. It is the worship of one god, either Siva or Vishnu, but a monotheism adorned with a luxuriant mythology and delighting in the manifold shapes which the one deity assumes. It freely used the terminology of the Sânkhya but the first place in philosophy belonged to the severe pantheism of Śankara which, in contrast to this riotous exuberance of legend and sculpture, sees the highest truth in one Being to whom no epithets can be applied.
In the next epoch, say the twelfth to the seventeenth centuries, Indian thought clearly hankers after theism in the western sense and yet never completely acquiesces in it. Mythology, if still rampant according to our taste, at least becomes subsidiary and more detachable from the supreme deity, and this deity, if less anthropomorphic than Allah or Jehovah, is still a being who loves and helps souls, and these souls are explained in varying formulae as being identical with him and yet distinct.
It can hardly be by chance that as the Hindus became more familiar with Islam their sects grew more definite in doctrine and organization especially among the Vishnuites who showed a greater disposition to form sects than the Sivaites, partly because the incarnations of Vishnu offer an obvious ground for diversity. About 1100 A.D.[27] the first great Vaishnava sect was founded by Râmânuja. He was a native of the Madras country and claimed to be the spiritual descendant of the early Tamil saints. In doctrine he expressly accepted the views of the ancient Bhâgavatas, which had been condemned by Śankara, and he affirmed the existence of one personal deity commonly spoken of as Nârâyana or Vâsudeva.
From the time of Śankara onwards nearly all Hindu theologians of the first rank expounded their views by writing a commentary on the Brahma Sûtras, an authoritative but singularly enigmatic digest of the Upanishads. Śankara's doctrine may be summarized as absolute monism which holds that nothing really exists but Brahman and that Brahman is identical with the soul. All apparent plurality is due to illusion. He draws a distinction between the lower and higher Brahman which perhaps may be rendered by God and the Godhead. In the same sense in which individual souls and matter exist, a personal God also exists, but the higher truth is that individuality, personality and matter are all illusion. But the teaching of Râmânuja rejects the doctrines that the world is an illusion and that there is a distinction between the lower and higher Brahman and it affirms that the soul, though of the same substance as God and emitted from him rather than created, can obtain bliss not in absorption but in existence near him.
It is round these problems that Hindu theology turns. The innumerable solutions lack neither boldness nor variety but they all try to satisfy both the philosopher and the saint and none achieve both tasks. The system of Śankara is a masterpiece of intellect, despite his disparagement of reasoning in theology, and could inspire a fine piety, as when on his deathbed he asked forgiveness for having frequented temples, since by so doing he had seemed to deny that God is everywhere. But piety of this kind is unfavourable to public worship and even to those religious experiences in which the soul seems to have direct contact with God in return for its tribute of faith and love. In fact the Advaita philosophy countenances emotional theism only as an imperfect creed and not as the highest truth. But the existence of all sects and priesthoods depends on their power to satisfy the religious instinct with ceremonial or some better method of putting the soul in communication with the divine. On the other hand pantheism in India is not a philosophical speculation, it is a habit of mind: it is not enough for the Hindu that his God is lord of all things: he must be all things and the soul in its endeavour to reach God must obtain deliverance from the fetters not only of matter but of individuality. Hence Hindu theology is in a perpetual oscillation illustrated by the discrepant statements found side by side in the Bhagavad-gîtâ and other works. Indian temperament and Indian logic want a pantheistic God and a soul which can transcend personality, but religious thought and practice imply personality both in the soul and in God. All varieties of Vishnuism show an effort to reconcile these double aspirations and theories. The theistic view is popular, for without it what would become of temples, worshippers and priests? But I think that the pantheistic view is the real basis of Indian religious thought.
The qualified monism of Râmânuja (as his system is sometimes called) led to more uncompromising treatment of the question and to the affirmation of dualism, not the dualism of God and the Devil but the distinctness of the soul and of matter from God. This is the doctrine of Madhva, another southern teacher who lived about a century after Râmânuja and was perhaps directly influenced by Islam. But though the logical outcome of his teaching may appear to be simple theism analogous to Islam or Judaism, it does not in practice lead to this result but rather to the worship of Krishna. Madhva's sect is still important but even more important is another branch of the spiritual family of Râmânuja, starting from Râmânand who probably flourished in the fourteenth century[28].
Râmânuja, while in some ways accepting innovations, insisted on the strict observance of caste. Râmânand abandoned this, separated from his sect and removed to Benares. His teaching marks a turning-point in the history of modern Hinduism. Firstly he held that caste need not prevent a man from rightly worshipping God and he admitted even Moslims as members of his community. To this liberality are directly traceable the numerous sects combining Hindu with Mohammedan doctrines, among which the Kabir Panthis and the Sikhs are the most conspicuous. But it is a singular testimony to the tenacity of Hindu ideas that though many teachers holding most diverse opinions have declared there is no caste before God, yet caste has generally reasserted itself among their followers as a social if not as a religious institution. The second important point in Râmânand's teaching was the use of the vernacular for religious literature. Dravidian scriptures had already been recognized in the south but it is from this time that there begins to flow in the north that great stream of sacred poetry in Hindi and Bengali which waters the roots of modern popular Hinduism. Among many eminent names which have contributed to it, the greatest is Tulsi Das who retold the Ramayana in Hindi and thus wrote a poem which is little less than a Bible for millions in the Ganges valley.
The sects which derive from the teaching of Râmânand mostly worship the Supreme Being under the name of Râma. Even more numerous, especially in the north, are those who use the name of Krishna, the other great incarnation of Vishnu. This worship was organized and extended by the preaching of Vallabha and Caitanya (c. 1500) in the valley of the Ganges and Bengal, but was not new. I shall discuss in some detail below the many elements combined in the complex figure of Krishna but in one way or another he was connected with the earliest forms of Vishnuite monotheism and is the chief figure in the Bhagavad-gîtâ, its earliest text-book. Legend connects him partly with Muttra and partly with western India but, though by no means ignored in southern India, he does not receive there such definite and exclusive adoration as in the north. The Krishnaite sects are emotional, and their favourite doctrine that the relation between God and the soul is typified by passionate love has led to dubious moral results.
This Krishnaite propaganda, which coincided with the Reformation in Europe, was the last great religious movement in India. Since that time there has been considerable activity of a minor kind. Protests have been raised against abuses and existing communities have undergone changes, such as may be seen in the growth of the Sikhs, but there has been no general or original movement. The absence of such can be easily explained by the persecutions of Aurungzeb and by the invasions and internal struggles of the eighteenth century. At the end of that century Hinduism was at its lowest but its productive power was not destroyed. The decennial census never fails to record the rise of new sects and the sudden growth of others which had been obscure and minute.
Any historical treatment of Hinduism inevitably makes Vishnuism seem more prominent than other sects, for it offers more events to record. But though Sivaism has undergone fewer changes and produced fewer great names, it must not be thought of as lifeless or decadent. The lingam is worshipped all over India and many of the most celebrated shrines, such as Benares and Bhubaneshwar, are dedicated to the Lord of life and death. The Śivaism of the Tamil country is one of the most energetic and progressive forms of modern Hinduism, but in doctrine it hardly varies from the ancient standard of the Tiruvacagam.
In the eighth and ninth centuries, this weakened form of Buddhism faced challenges from the prominent Hindu figures Kumâriḷa and Śankara, although it probably didn’t experience much persecution in the way we think of it today. Both were traditionalists (Smârtas) who worked not for Vishnuism or Śivaism but for the ancient Brahmanic religion, which was enhanced by various changes brought by time, and promoted the ideal of a life focused on rituals, culminating in old age dedicated to philosophy. Śankara was the more significant of the two and would rank higher among renowned figures globally if his respect for tradition hadn't held him back from asserting his indisputable originality. However, many notable aspects of his life and work, both practical and intellectual, stem from his imitation of the Buddhists, which shows that Buddhism didn’t vanish from India[25] until Hinduism had integrated all the positives it had to offer. Śankara modeled Buddhist institutions when restructuring Hindu ascetic orders, and his philosophy—a strictly consistent pantheism that attributes all superficial diversity and difference to illusion—was influenced by Mahayanist thought. Interestingly, his critics labeled him a disguised Buddhist, and although his system is one of the most influential among educated Hindus, some theistic sects denounce it[26].
Śankara originated from southern India. Combining the intellectual progress of the north and south is challenging, and for the early centuries, our knowledge of the Dravidian regions is limited. Still, they must not be overlooked, as they significantly influenced all of India. Greeks, Kushans, Huns, and Muslims invaded the north, but until the fall of Vijayanagar in 1565, no invader with a foreign religion entered Tamil territory. In peace, they developed their own interpretations of existing theological issues, which spread throughout India. Buddhism and Jainism also thrived in the south. The former was introduced under Asoka but seemed to lose its dominance (if it ever had it) in the early centuries of our era. Yet even in the eleventh century, monasteries were established in Mysore. Jainism had a notable but tumultuous history in the south. It was influential in the seventh century but later faced significant persecution. It still exists and boasts impressive monuments like those at Sravana Belgola and others.
However, the key aspect of Dravidian religion is an emotional theism that runs alongside Vishnuism and Śivaism, paired with simpler but intense popular superstitions, reflecting its unique character. The intense ecstasies of dancers (though labeled inaccurately) are a primitive expression of the same feeling that perceives the entire world as the vibrant energy and rhythmic force of Siva. While strict Brahmanism continues to thrive in the Madras Presidency, Dravidian hymns distinctly express anti-ritualistic sentiments and the belief that anyone, through personal effort, can connect directly with the supreme being they worship.
The roots of Vishnuism and Śivaism in the south date back to the early centuries of our era, but the timeline is complicated. Both feature a line of poet-saints followed by philosophers and teachers, along with a substantial collection of Tamil hymns regarded as equivalent to the Veda. Perhaps Śivaism initially dominated, and Vishnuism followed later, but neither completely extinguished the other. Śankara aimed to reconcile these valuable and potentially dangerous forces, alongside much Buddhist doctrine and practice, with Brahmanism.
Islam first entered India in 712, but it took a while before it spread beyond the border regions, and for centuries, it was too hostile to encourage imitation. However, the sight of a strong community devoted to worshiping one personal God had an impact. In the period from the eighth to the twelfth centuries, during which Buddhism nearly vanished, and Islam emerged as a formidable yet not unbeatable rival, the prevailing form of Hinduism was that expressed in earlier Puranas and in the temples of Orissa, Khajarao, and the Kailâsa at Ellora. This involved the worship of one god, either Siva or Vishnu, but a monotheism rich in mythology and delighting in the various forms that the one deity takes. It freely employed Sânkhya terminology, but the leading philosophical position belonged to Śankara’s strict pantheism, which, in stark contrast to this exuberant mythology and artistry, identifies the highest truth with one Being to whom no adjectives can be applied.
In the following era, approximately from the twelfth to the seventeenth centuries, Indian thought evidently sought theism in the western sense but never fully accepted it. While mythology continued to be prevalent according to our tastes, it became more subordinate and separable from the supreme deity, who, although less anthropomorphic than Allah or Jehovah, is still a loving and helpful being. Souls are interpreted in different ways as being both identical with and distinct from him.
As Hindus became more acquainted with Islam, their sects became clearer in their doctrines and organization, especially among the Vishnuites, who were more inclined to form sects than the Sivaites, partly because Vishnu’s incarnations provide an obvious basis for diversity. Around 1100 A.D.[27], the first major Vaishnava sect was founded by Râmânuja, a native of the Madras region who claimed to be a spiritual descendant of the early Tamil saints. In doctrine, he explicitly accepted the beliefs of the ancient Bhâgavatas, which Śankara had condemned, and he affirmed the existence of one personal deity referred to as Nârâyana or Vâsudeva.
From Śankara’s time onward, nearly all prominent Hindu theologians expounded their views through commentaries on the Brahma Sûtras, an authoritative yet puzzling summary of the Upanishads. Śankara’s doctrine can be summarized as absolute monism, asserting that nothing truly exists but Brahman and that Brahman is identical with the soul. All perceived plurality is attributed to illusion. He distinguishes between the lower and higher Brahman, which might translate to God and the Godhead. In the same way that individual souls and matter exist, a personal God exists too, but the ultimate truth is that individuality, personality, and matter are all illusions. Râmânuja’s teachings, however, reject the notions that the world is an illusion and that there is a distinction between the lower and higher Brahman, affirming instead that the soul, though of the same essence as God and emanating from him rather than being created, can achieve bliss not through absorption but by existing in proximity to him.
Hindu theology revolves around these issues. There are countless solutions, offering both boldness and diversity, yet all strive to satisfy both philosopher and saint, and none succeed in addressing both. Śankara’s system is an intellectual masterpiece, despite his dismissal of reasoning in theology, and could inspire profound devotion; for example, on his deathbed, he sought forgiveness for having visited temples, feeling that it suggested God’s presence was limited. However, such piety tends to undermine public worship and even those religious experiences where the soul appears to connect directly with God in response to its faith and love. In fact, Advaita philosophy regards emotional theism as only an imperfect belief rather than the highest truth. Nevertheless, the survival of all sects and priesthoods hinges on their ability to satisfy the religious instinct through rituals or some better means of connecting the soul with the divine. On the other hand, pantheism in India is not philosophical speculation; it is a mindset: it is insufficient for the Hindu that God is the master of all things; he must be everything, and the soul, in its quest for God, must free itself from not just the bonds of matter but also individuality. Thus, Hindu theology experiences a constant pendulum swing, demonstrated by the differing declarations found side by side in the Bhagavad-gîtâ and other texts. The Indian temperament and logic desire a pantheistic God alongside a soul that transcends personality, yet religious thought and practice imply personality within both the soul and God. All variations of Vishnuism reflect efforts to reconcile these dual aspirations and theories. The theistic perspective is popular because without it, temples, worshippers, and priests could not exist. Still, I believe the pantheistic view forms the real foundation of Indian religious thought.
Râmânuja’s qualified monism (as his system is sometimes called) led to a more straightforward examination of the issue and an affirmation of dualism—not the dualism of God against the Devil, but the distinctness of the soul and matter from God. This is the doctrine of Madhva, another southern teacher who lived about a century after Râmânuja and was possibly influenced by Islam. However, while the logical outcome of his teachings could appear as simple theism similar to Islam or Judaism, it doesn’t practically lead there but instead emphasizes the worship of Krishna. Madhva's sect remains significant, but even more crucial is another faction of Râmânuja's spiritual legacy, originating from Râmānand, who likely flourished in the fourteenth century[28].
Râmânuja, while somewhat accepting innovations, stressed strict adherence to caste. Râmānand rejected this, separating from his sect and moving to Benares. His teachings signify a pivotal moment in the evolution of modern Hinduism. Firstly, he maintained that caste should not hinder a person from worshiping God correctly and even welcomed Muslims into his community. This openness is directly responsible for numerous sects blending Hindu and Muslim doctrines, with the Kabir Panthis and Sikhs standing out the most. Yet, it is significant that despite many teachers proclaiming that there is no caste before God, caste has generally reasserted itself among their followers as a social, if not strictly religious, institution. Râmānand's second crucial teaching was the use of vernacular languages in religious literature. Dravidian scriptures had already been recognized in the south, but from this point onward, a flow of sacred poetry in Hindi and Bengali began to emerge in the north, nurturing the roots of modern popular Hinduism. Among the many notable contributors, the greatest is Tulsi Das, who retold the Ramayana in Hindi, creating a poem that serves as a sort of Bible for millions in the Ganges valley.
The sects arising from Râmānand's teachings primarily worship the Supreme Being under the name Râma. Even more prevalent, especially in the north, are those who worship Krishna, the other significant incarnation of Vishnu. This worship was organized and expanded by the efforts of Vallabha and Caitanya (c. 1500) in the Ganges valley and Bengal, but it wasn't new. I will detail the many elements that make up the complex figure of Krishna later, but in one way or another, he is linked to the earliest forms of Vishnuite monotheism and is a central figure in the Bhagavad-gîtâ, its earliest textbook. Legend associates him partly with Muttra and partly with western India; however, while he is not entirely overlooked in southern India, he does not receive the same distinct and exclusive devotion there as in the north. Krishnaite sects are passionate, and their favored doctrine—that the relationship between God and the soul is characterized by intense love—has led to morally ambiguous outcomes.
This spread of Krishnaite beliefs, which coincided with the Reformation in Europe, represented the last significant religious movement in India. Since then, there has been considerable activity on a smaller scale, with protests against abuses and changes in existing communities, reflected in the emergence of the Sikhs, but no widespread or novel movement has occurred. The lack of such can be easily attributed to the persecutions under Aurangzeb and the invasions and internal conflicts of the eighteenth century. By the end of that century, Hinduism was at a low point, yet its creative vitality wasn't annihilated. The decennial census consistently notes the rise of new sects and the sudden growth of previously obscure and small groups.
Any historical analysis of Hinduism inevitably highlights Vishnuism as more prominent than other sects, since it provides more significant events to document. Nevertheless, although Sivaism has experienced fewer transformations and produced fewer prominent figures, it should not be seen as lifeless or decaying. The lingam is venerated throughout India, and many of the most famous shrines, like those in Benares and Bhubaneshwar, are dedicated to the Lord of life and death. The Śivaism in Tamil regions is among the most dynamic and progressive forms of modern Hinduism, yet in doctrine, it hardly deviates from the ancient standards of the Tiruvacagam.
9. European Influence and Modern Hinduism
The small effect of European religion on Hinduism is remarkable. Islam, though aggressively hostile, yet fused with it in some sects, for instance the Sikhs, but such fusions of Indian religion and Christianity as have been noted[29] are microscopic curiosities. European free thought and Deism have not fared better, for the Brahmo Samaj which was founded under their inspiration has only 5504 adherents[30]. In social life there has been some change: caste restrictions, though not abolished, are evaded by ingenious subterfuges and there is a growing feeling against child-marriage. Yet were the laws against sati and human sacrifice repealed, there are many districts in which such practices would not be forbidden by popular sentiment.
It is easy to explain the insensibility of Hinduism to European contact: even Islam had little effect on its stubborn vitality, though Islam brought with it settlers and resident rulers, ready to make converts by force. But the British have shown perfect toleration and are merely sojourners in the land who spend their youth and age elsewhere. European exclusiveness and Indian ideas about caste alike made it natural to regard them as an isolated class charged with the business of Government but divorced from the intellectual and religious life of other classes. Previous experience of Moslims and other invaders disposed the Brahmans to accept foreigners as rulers without admitting that their creeds and customs were in the least worthy of imitation. European methods of organization and advertisement have not however been disdained.
The last half century has witnessed a remarkable revival of Hinduism. In the previous decades the most conspicuous force in India, although numerically weak, was the already mentioned Brahmo Samaj, founded by Ram Mohun Roy in 1828. But it was colourless and wanting in constructive power. Educated opinion, at least in Bengal, seemed to be tending towards agnosticism and social revolution. This tendency was checked by a conservative and nationalist movement, which in all its varied phases gave support to Indian religion and was intolerant of European ideas. It had a political side but there was nothing disloyal in its main idea, namely, that in the intellectual and religious sphere, where Indian life is most intense, Indian ideas must not decay. No one who has known India during the last thirty years can have failed to notice how many new temples have been built and how many old ones repaired. Almost all the principal sects have founded associations to protect and extend their interests by such means as financial and administrative organization, the publication of periodicals and other literature, annual conferences, lectures and the foundation of religious houses or quasi-monastic orders. Several societies have been founded not restricted to any particular sect but with the avowed object of defending and promoting strict Hinduism. Among such the most important are, first the Bharat Dharma Mahamandala, under the distinguished presidency of the Maharaja of Darbhanga: secondly the movement started by Ramakrishna and Swami Vivekananda and adorned by the beautiful life and writings of Sister Nivedita (Miss Noble) and thirdly the Theosophical Society under the leadership of Mrs Besant. It is remarkable that Europeans, both men and women, have played a considerable part in this revival. All these organizations are influential: the two latter have done great service in defending and encouraging Hinduism, but I am less sure of their success in mingling Eastern and Western ideas or in popularizing Hinduism among Europeans.
Somewhat different, but described by the Census of 1911 as "the greatest religious movement in India of the past half century" is the Arya Samaj, founded in 1875 by Swami Dayanand. Whereas the movements mentioned above support Sanâtana Dharma or Orthodox Hinduism in all its shapes, the Arya Samaj aims at reform. Its original programme was a revival of the ancient Vedic religion but it has since been perceptibly modified and tends towards conciliating contemporary orthodoxy, for it now prohibits the slaughter of cattle, accords a partial recognition to caste, affirms its belief in karma and apparently approves a form of the Yoga philosophy. Though it is not yet accepted as a form of orthodox Hinduism, it seems probable that concessions on both sides will produce this result before long. It numbers at present only about a quarter of a million but is said to be rapidly increasing, especially in the United Provinces and Panjab, and to be remarkable for the completeness and efficiency of its organization. It maintains missionary colleges, orphanages and schools. Affiliated to it is a society for the purification (shuddhi) of Mohammedans, Christians and outcasts, that is for turning them into Hindus and giving them some kind of caste. It would appear that those who undergo this purification do not always become members of the Ṡamaj but are merged in the ordinary Hindu community where they are accepted without opposition if also without enthusiasm.
The limited impact of European religion on Hinduism is notable. Islam, despite its aggressive hostility, intertwined with some sects like the Sikhs, but the blends of Indian religion and Christianity that have been observed [29] are rare curiosities. European free thought and Deism haven't fared much better; the Brahmo Samaj, which was inspired by them, has only 5,504 followers [30]. There has been some change in social life: caste restrictions, while not eliminated, are avoided through clever workarounds, and there’s a growing opposition to child marriage. However, if laws against sati and human sacrifice were repealed, there would still be many areas where such practices might continue due to popular sentiment.
It's easy to understand why Hinduism remains indifferent to European influence: even Islam had minimal effect on its persistent resilience, even though Islam brought settlers and rulers ready to force conversions. The British, on the other hand, have shown complete tolerance and are merely temporary residents who spend their youth and old age elsewhere. Both European exclusivity and Indian ideas about caste made it natural to view them as a separate class tasked with governance but detached from the intellectual and religious life of other groups. Previous encounters with Muslims and other invaders led the Brahmans to accept foreigners as rulers without implying that their beliefs and customs were in any way worthy of emulation. However, European organizational methods and advertising have not been dismissed.
The last fifty years have seen a significant revival of Hinduism. In earlier decades, the most prominent force in India, although numerically small, was the previously mentioned Brahmo Samaj, established by Ram Mohun Roy in 1828. However, it lacked vibrancy and constructive power. Educated perspectives, especially in Bengal, seemed to lean towards agnosticism and social change. This shift was countered by a conservative and nationalist movement that, in all its forms, supported Indian religion and was intolerant of European ideas. It had a political aspect, but there was nothing disloyal in its core idea: that in the intellectual and religious domain, where Indian life is most intense, Indian ideas should not decline. Anyone who has experienced India in the last thirty years would have noticed the numerous new temples built and the many old ones restored. Almost all major sects have created organizations to protect and expand their interests through financial and administrative structures, the publishing of periodicals and literature, annual conferences, lectures, and the establishment of religious institutions or semi-monastic orders. Several societies have been formed that are not tied to any specific sect but are explicitly aimed at defending and promoting strict Hinduism. Among these, the most significant are: first, the Bharat Dharma Mahamandala, under the distinguished leadership of the Maharaja of Darbhanga; second, the movement initiated by Ramakrishna and Swami Vivekananda, enriched by the inspiring life and writings of Sister Nivedita (Miss Noble); and third, the Theosophical Society led by Mrs. Besant. It is noteworthy that Europeans, both men and women, have played a significant role in this revival. All these organizations are influential; the latter two have greatly contributed to defending and promoting Hinduism, but I am less confident in their success in merging Eastern and Western ideas or in popularizing Hinduism among Europeans.
A bit different, but referred to by the Census of 1911 as "the greatest religious movement in India of the past half-century," is the Arya Samaj, founded in 1875 by Swami Dayanand. While the movements mentioned above support Sanâtana Dharma or Orthodox Hinduism in all its forms, the Arya Samaj seeks reform. Its initial goal was to revive the ancient Vedic religion, but it has since modified its approach and is moving towards reconciling with contemporary orthodoxy, as it now prohibits cattle slaughter, partly recognizes caste, affirms belief in karma, and seemingly endorses a version of Yoga philosophy. Although it's not yet recognized as a form of orthodox Hinduism, it seems likely that compromises from both sides will lead to this outcome soon. It currently has about a quarter of a million members but is said to be growing rapidly, especially in the United Provinces and Punjab, and is noted for the thoroughness and effectiveness of its organization. It supports missionary colleges, orphanages, and schools. Affiliated with it is a society focused on the purification (shuddhi) of Muslims, Christians, and outcasts, aimed at converting them to Hinduism and granting them some form of caste. It appears that those who undergo this purification do not always become members of the Samaj but are integrated into the general Hindu community where they are accepted without opposition, though also without enthusiasm.
10. Change and Permanence in Buddhism
Thus we have a record of Indian thought for about 3000 years. It has directly affected such distant points as Balkh, Java and Japan and it is still living and active. But life and action mean change and such wide extension in time and space implies variety. We talk of converting foreign countries but the religion which is transplanted also undergoes conversion or else it cannot enter new brains and hearts. Buddhism in Ceylon and Japan, Christianity in Scotland and Russia are not the same, although professing to reverence the same teachers. It is easy to argue the other way, but it can only be done by setting aside as non-essential differences of great practical importance. Europeans are ready enough to admit that Buddhism is changeable and easily corrupted but it is not singular in that respect[31]. I doubt if Lhasa and Tantrism are further from the teaching of Gotama than the Papacy, the Inquisition, and the religion of the German Emperor, from the teaching of Christ.
A religion is the expression of the thought of a particular age and cannot really be permanent in other ages which have other thoughts. The apparent permanence of Christianity is due first to the suppression of much original teaching, such as Christ's turning the cheek to the smiter and Paul's belief in the coming end of the world, and secondly to the adoption of new social ideals which have no place in the New Testament, such as the abolition of slavery and the improved status of women.
Buddhism arising out of Brahmanism suggests a comparison with Christianity arising out of Judaism, but the comparison breaks down in most points of detail. But there is one real resemblance, namely that Buddhism and Christianity have both won their greatest triumphs outside the land of their birth. The flowers of the mind, if they can be transplanted at all, often flourish with special vigour on alien soil. Witness the triumphs of Islam in the hands of the Turks and Mughals, the progress of Nestorianism in Central Asia, and the spread of Manichaeism in both the East and West outside the limits of Persia. Even so Lamaism in Tibet and Amidism in Japan, though scholars may regard them as singular perversions, have more vitality than any branch of Buddhism which has existed in India since the seventh century. But even here the parallel with Christian sects is imperfect. It would be more complete if Palestine had been the centre from which different phases of Christianity radiated during some twelve centuries, for this is the relation between Indian and foreign Buddhism. Lamaism is not the teaching of the Buddha travestied by Tibetans but a late form of Indian Buddhism exported to Tibet and modified there in some external features (such as ecclesiastical organization and art) but not differing greatly in doctrine from Bengali Buddhism of the eleventh century. And even Amidism appears to have originated not in the Far East but in Gandhara and the adjacent lands. Thus the many varieties of Buddhism now existing are due partly to local colour but even more to the workings of the restless Hindu mind which during many centuries after the Christian era continued to invent for it novelties in metaphysics and mythology.
The preservation of a very ancient form of Buddhism in Ceylon[32] is truly remarkable, for if in many countries Buddhism has shown itself fluid and protean, it here manifests a stability which can hardly be paralleled except in Judaism. The Sinhalese, unlike the Hindus, had no native propensity to speculation. They were content to classify, summarize and expound the teaching of the Pitakas without restating it in the light of their own imagination. Whereas the most stable form of Christianity is the Church of Rome, which began by making considerable additions to the doctrine of the New Testament, the most stable form of Buddhism is neither a transformation of the old nor a protest against innovation but simply the continuation of a very ancient sect in strange lands[33]. This ancient Buddhism, like Islam which is also simple and stable, is somewhat open to the charge of engaging in disputes about trivial details[34], but alike in Ceylon, Burma and Siam, it has not only shown remarkable persistence but has become a truly national religion, the glory and comfort of those who profess it.
So, we have a record of Indian thought for about 3000 years. It has directly influenced far-off places like Balkh, Java, and Japan, and it's still alive and active today. But life and action mean change, and such a long history across different regions implies variety. We speak of converting foreign countries, but the religion that's transplanted also changes itself or it can't reach new minds and hearts. Buddhism in Sri Lanka and Japan, and Christianity in Scotland and Russia aren’t the same, even though they claim to honor the same teachings. It's easy to argue the opposite, but that would mean ignoring significant practical differences that are actually quite important. Europeans readily accept that Buddhism can change and be corrupted, but that’s not unique to Buddhism. I wonder if Lhasa and Tantrism are any further from Gotama's teachings than the Papacy, the Inquisition, or the religion of the German Emperor are from Christ's teachings.
A religion expresses the thinking of its age and can't really stay the same in other times that have different ideas. The seeming permanence of Christianity comes from the suppression of many original teachings, like Christ's directive to turn the other cheek and Paul's belief in an impending end of the world. It also comes from the adoption of new social ideals that aren't in the New Testament, such as the abolition of slavery and the elevated status of women.
Buddhism emerging from Brahmanism invites a comparison to Christianity emerging from Judaism, but the comparison falls apart on many details. However, there is one real similarity: both Buddhism and Christianity have achieved their greatest successes outside their birthplace. The ideas that can flourish, if they can be transplanted at all, often thrive even more vibrantly in foreign soil. Look at the successes of Islam with the Turks and Mughals, the spread of Nestorianism in Central Asia, and the reach of Manichaeism in both the East and West beyond Persia’s borders. Similarly, Lamaism in Tibet and Amidism in Japan, even though scholars may see them as unique perversions, have more vitality than any branch of Buddhism that has existed in India since the seventh century. Yet, even here, the parallel with Christian sects isn’t perfect. It would be a stronger comparison if Palestine had been the center from which various forms of Christianity flourished over about twelve centuries, much like the relationship between Indian and foreign Buddhism. Lamaism isn’t just a twisted version of the Buddha's teachings by Tibetans; it’s a later form of Indian Buddhism that was exported to Tibet and modified there in some external aspects (like its organization and art) but is not very different in doctrine from Bengal Buddhism of the eleventh century. Even Amidism seems to have originated not in the Far East but in Gandhara and nearby regions. Therefore, the many forms of Buddhism we see today are partly due to regional influences but even more because of the dynamic Hindu mind that continued to create new ideas in metaphysics and mythology for many centuries after the Christian era.
The preservation of a very ancient form of Buddhism in Sri Lanka is truly remarkable. While in many places Buddhism has shown itself to be fluid and adaptable, here it exhibits a stability that is hardly matched except by Judaism. The Sinhalese, unlike the Hindus, didn’t have a natural inclination toward speculation. They were satisfied to classify, summarize, and explain the teachings of the Pitakas without reinterpreting them through their own imagination. While the most stable form of Christianity is the Church of Rome, which started by adding to the doctrine of the New Testament, the most stable form of Buddhism is neither an evolution of the old nor a rejection of innovation, but simply the continued existence of a very ancient sect in unfamiliar lands. This ancient Buddhism, like Islam, which is also straightforward and stable, is somewhat charged with engaging in debates over trivial details, but both in Sri Lanka, Burma, and Thailand, it has shown not only remarkable persistence but has also become a truly national religion and a source of pride and comfort for its followers.
11. Rebirth and the Nature of the Soul
The most characteristic doctrine of Indian religion—rarely absent in India and imported by Buddhism into all the countries which it influenced—is that called metempsychosis, the transmigration of the soul or reincarnation. The last of these terms best expresses Indian, especially Buddhist, ideas but still the usual Sanskrit equivalent, Saṃsâra, means migration. The body breaks up at death but something passes on and migrates to another equally transitory tenement. Neither Brahmans nor Buddhists seem to contemplate the possibility that the human soul may be a temporary manifestation of the Eternal Spirit which comes to an end at death—a leaf on a tree or a momentary ripple on the water. It is always regarded as passing through many births, a wave traversing the ocean.
Hindu speculation has never passed through the materialistic phase, and the doctrine that the soul is annihilated at death is extremely rare in India. Even rarer perhaps is the doctrine that it usually enters on a permanent existence, happy or otherwise. The idea underlying the transmigration theory is that every state which we call existence must come to an end. If the soul can be isolated from all the accidents and accessories attaching to it, then there may be a state of permanence and peace but not a state comparable with human existence, however enlarged and glorified. But why does not this conviction of impermanence lead to the simpler conclusion that the end of physical life is the end of all life? Because the Hindus have an equally strong conviction of continuity: everything passes away and changes but it is not true to say of anything that it arises from nothing or passes into nothing. If human organisms (or any other organisms) are mere machines, if there is nothing more to be said about a corpse than about a smashed watch, then (the Hindu thinks) the universe is not continuous. Its continuity means for him that there is something which eternally manifests itself in perishable forms but does not perish with them any more than water when a pitcher is broken or fire that passes from the wood it has consumed to fresh fuel.
These metaphors suggest that the doctrine of transmigration or reincarnation does not promise what we call personal immortality. I confess that I cannot understand how there can be personality in the ordinary human sense without a body. When we think of a friend, we think of a body and a character, thoughts and feelings, all of them connected with that body and many of them conditioned by it. But the immortal soul is commonly esteemed to be something equally present in a new born babe, a youth and an old man. If so, it cannot be a personality in the ordinary sense, for no one could recognize the spirit of a departed friend, if it is something which was present in him the day he was born and different from all the characteristics which he acquired during life. The belief that we shall recognize our friends in another world assumes that these characteristics are immortal, but it is hard to understand how they can be so, especially as it is also assumed that there is nothing immortal in a dog, which possesses affection and intelligence, but that there is something immortal in a new born infant which cannot be said to possess either.
In one way metempsychosis raises insuperable difficulties to the survival of personality, for if you become someone else, especially an animal, you are no longer yourself according to any ordinary use of language. But one of the principal forms taken by the doctrine in India makes a modified survival intelligible. For it is held that a new born child brings with it as a result of actions done in previous lives certain predispositions and these after being developed and modified in the course of that child's life are transmitted to its next existence.
As to the method of transmission there are various theories, for in India the belief in reincarnation is not so much a dogma as an instinct innate in all and only occasionally justified by philosophers, not because it was disputed but because they felt bound to show that their own systems were compatible with it. One explanation is that given by the Vedânta philosophy, according to which the soul is accompanied in its migrations by the Sûkshmaśarîra or subtle body, a counterpart of the mortal body but transparent and invisible, though material. The truth of this theory, as of all theories respecting ghosts and spirits, seems to me a matter for experimental verification, but the Vedânta recognizes that in our experience a personal individual existence is always connected with a physical substratum.
The Buddhist theory of rebirth is somewhat different, for Buddhism even in its later divagations rarely ceased to profess belief in Gotama's doctrine that there is no such thing as a soul—by which is meant no such thing as a permanent unchanging self or âtman. Buddhists are concerned to show that transmigration is not inconsistent with this denial of the âtman. The ordinary, and indeed inevitable translation of this word by soul leads to misunderstanding for we naturally interpret it as meaning that there is nothing which survives the death of the body and a fortiori nothing to transmigrate. But in reality the denial of the âtman applies to the living rather than to the dead. It means that in a living man there is no permanent, unchangeable entity but only a series of mental states, and since human beings, although they have no âtman, certainly exist in this present life, the absence of the âtman is not in itself an obstacle to belief in a similar life after death or before birth. Infancy, youth, age and the state immediately after death may form a series of which the last two are as intimately connected as any other two. The Buddhist teaching is that when men die in whom the desire for another life exists—as it exists in all except saints—then desire, which is really the creator of the world, fashions another being, conditioned by the character and merits of the being which has just come to an end. Life is like fire: its very nature is to burn its fuel. When one body dies, it is as if one piece of fuel were burnt: the vital process passes on and recommences in another and so long as there is desire of life, the provision of fuel fails not. Buddhist doctors have busied themselves with the question whether two successive lives are the same man or different men, and have illustrated the relationship by various analogies of things which seem to be the same and yet not the same, such as a child and an adult, milk and curds, or fire which spreads from a lamp and burns down a village, but, like the Brahmans, they do not discuss why the hypothesis of transmigration is necessary. They had the same feeling for the continuity of nature, and more than others they insisted on the principle that everything has a cause. They held that the sexual act creates the conditions in which a new life appears but is not an adequate cause for the new life itself. And unless we accept a materialist explanation of human nature, this argument is sound: unless we admit that mind is merely a function of matter, the birth of a mind is not explicable as a mere process of cell development: something pre-existent must act upon the cells.
Europeans in discussing such questions as the nature of the soul and immortality are prone to concentrate their attention on death and neglect the phenomena of birth, which surely are equally important. For if a soul survives the death of this complex of cells which is called the body, its origin and development must, according to all analogy, be different from those of the perishable body. Orthodox theology deals with the problem by saying that God creates a new soul every time a child is born[35] but free discussion usually ignores it and taking an adult as he is, asks what are the chances that any part of him survives death. Yet the questions, what is destroyed at death and how and why, are closely connected with the questions what comes into existence at birth and how and why. This second series of questions is hard enough, but it has this advantage over the first that whereas death abruptly closes the road and we cannot follow the soul one inch on its journey beyond, the portals of birth are a less absolute frontier. We know that every child has passed through stages in which it could hardly be called a child. The earliest phase consists of two cells, which unite and then proceed to subdivide and grow. The mystery of the process by which they assume a human form is not explained by scientific or theological phrases. The complete individual is assuredly not contained in the first germ. The microscope cannot find it there and to say that it is there potentially, merely means that we know the germ will develop in a certain way. To say that a force is manifesting itself in the germ and assuming the shape which it chooses to take or must take is also merely a phrase and metaphor, but it seems to me to fit the facts[36].
The doctrines of pre-existence and transmigration (but not, I think, of karma which is purely Indian) are common among savages in Africa and America, nor is their wide distribution strange. Savages commonly think that the soul wanders during sleep and that a dead man's soul goes somewhere: what more natural than to suppose that the soul of a new born infant comes from somewhere? But among civilized peoples such ideas are in most cases due to Indian influence. In India they seem indigenous to the soil and not imported by the Aryan invaders, for they are not clearly enunciated in the Rig Veda, nor formulated before the time of the Upanishads[37]. They were introduced by Buddhism to the Far East and their presence in Manichaeism, Neoplatonism, Sufiism and ultimately in the Jewish Kabbala seems a rivulet from the same source. Recent research discredits the theory that metempsychosis was an important feature in the earlier religion of Egypt or among the Druids[38]. But it played a prominent part in the philosophy of Pythagoras and in the Orphic mysteries, which had some connection with Thrace and possibly also with Crete. A few great European intellects[39]--notably Plato and Virgil—have given it undying expression, but Europeans as a whole have rejected it with that curiously crude contempt which they have shown until recently for Oriental art and literature.
Considering how fixed is the belief in immortality among Europeans, or at least the desire for it, the rarity of a belief in pre-existence or transmigration is remarkable. But most people's expectation of a future life is based on craving rather than on reasoned anticipation. I cannot myself understand how anything that comes into being can be immortal. Such immortality is unsupported by a single analogy nor can any instance be quoted of a thing which is known to have had an origin and yet is even apparently indestructible[40]. And is it possible to suppose that the universe is capable of indefinite increase by the continual addition of new and eternal souls? But these difficulties do not exist for theories which regard the soul as something existing before as well as after the body, truly immortal a parte ante as well as a parte post and manifesting itself in temporary homes of human or lower shape. Such theories become very various and fall into many obscurities when they try to define the nature of the soul and its relation to the body, but they avoid what seems to me the contradiction of the created but immortal soul.
The doctrine of metempsychosis is also interesting as affecting the relations of men and animals. The popular European conception of "the beasts which perish" weakens the arguments for human immortality. For if the mind of a dog or chimpanzee contains no element which is immortal, the part of the human mind on which the claim to immortality can be based must be parlously small, since ex hypothesi sensation, volition, desire and the simpler forms of intelligence are not immortal. But in India where men have more charity and more philosophy this distinction is not drawn. The animating principle of men, animals and plants is regarded as one or at least similar, and even matter which we consider inanimate, such as water, is often considered to possess a soul. But though there is ample warrant in both Brahmanic and Buddhist literature for the idea that the soul may sink from a human to an animal form or vice versâ rise, and though one sometimes meets this belief in modern life[41], yet it is not the most prominent aspect of metempsychosis in India and the beautiful precept of ahimsâ or not injuring living things is not, as Europeans imagine, founded on the fear of eating one's grandparents but rather on the humane and enlightened feeling that all life is one and that men who devour beasts are not much above the level of the beasts who devour one another. The feeling has grown stronger with time. In the Vedas animal sacrifices are prescribed and they are even now used in the worship of some deities. In the Epics the eating of meat is mentioned. But the doctrine that it is wrong to take animal life was definitely adopted by Buddhism and gained strength with its diffusion.
One obvious objection to all theories of rebirth is that we do not remember our previous existences and that, if they are connected by no thread of memory, they are for all practical purposes the existences of different people. But this want of memory affects not only past existences but the early phases of this existence. Does any one deny his existence as an infant or embryo because he cannot remember it[42]? And if a wrong could be done to an infant the effects of which would not be felt for twenty years, could it be said to be no concern of the infant because the person who will suffer in twenty years time will have no recollection that he was that infant? And common opinion in Eastern Asia, not without occasional confirmation from Europe, denies the proposition that we cannot remember our former lives and asserts that those who take any pains to sharpen their spiritual faculties can remember them. The evidence for such recollection seems to me better than the evidence for most spiritualistic phenomena[43].
Another objection comes from the facts of heredity. On the whole we resemble our parents and ancestors in mind as well as in body. A child often seems to be an obvious product of its parents and not a being come from outside and from another life. This objection of course applies equally to the creation theory. If the soul is created by an act of God, there seems to be no reason why it should be like the parents, or, if he causes it to be like them, he is made responsible for sending children into the world with vicious natures. On the other hand if parents literally make a child, mind as well as body, there seems to be no reason why children should ever be unlike their parents, or brothers and sisters unlike one another, as they undoubtedly sometimes are. An Indian would say that a soul[44] seeking rebirth carries with it certain potentialities of good and evil and can obtain embodiment only in a family offering the necessary conditions. Hence to some extent it is natural that the child should be like its parents. But the soul seeking rebirth is not completely fixed in form and stiff: it is hampered and limited by the results of its previous life, but in many respects it may be flexible and free, ready to vary in response to its new environment.
But there is a psychological and temperamental objection to the doctrine of rebirth, which goes to the root of the matter. Love of life and the desire to find a field of activity are so strong in most Europeans that it might be supposed that a theory offering an endless vista of new activities and new chances would be acceptable. But as a rule Europeans who discuss the question say that they do not relish this prospect. They may be willing to struggle until death, but they wish for repose—conscious repose of course—afterwards. The idea that one just dead has not entered into his rest, but is beginning another life with similar struggles and fleeting successes, similar sorrows and disappointments, is not satisfying and is almost shocking[45]. We do not like it, and not to like any particular view about the destinies of the soul is generally, but most illogically, considered a reason for rejecting it[46].
The most distinctive belief in Indian religion—always present in India and carried by Buddhism to all the places it influenced—is metempsychosis, or the transmigration of the soul, also known as reincarnation. The term reincarnation best captures Indian, especially Buddhist, views, but the standard Sanskrit term, Saṃsâra, refers to migration. The body disintegrates at death, but something continues on and migrates to another similarly temporary form. Both Brahmans and Buddhists don’t seem to consider that the human soul could be just a temporary reflection of the Eternal Spirit that ends at death—a leaf on a tree or a fleeting ripple on the water. It is always seen as passing through many lives, like a wave in the ocean.
Hindu thought has never embraced materialism, and the belief that the soul is annihilated at death is extremely uncommon in India. Another rarity is the idea that the soul typically enters a permanent existence, whether happy or not. The foundation of the transmigration theory is that every state we call existence must eventually end. If we can separate the soul from all the circumstances and traits attached to it, then a state of permanence and peace could be possible, but not one that resembles human life, no matter how expanded or glorified it might be. But why isn’t this belief in impermanence leading to the simpler conclusion that the end of physical life is the end of all life? Because Hindus also have a powerful belief in continuity: everything fades and changes, but it’s not accurate to say that anything arises from nothing or vanishes into nothing. If human beings (or any organisms) are just machines, if there’s nothing more to say about a corpse than about a broken watch, then (the Hindu believes) the universe isn’t continuous. Its continuity means that there’s something that eternally shows itself in perishable forms but doesn’t die with them, just like water doesn’t disappear when a pitcher breaks or fire doesn’t cease to exist when it moves from the wood it has consumed to a new source of fuel.
These metaphors imply that the doctrine of transmigration or reincarnation doesn’t promise what we consider personal immortality. I admit I can’t grasp how there can be personality in the usual human sense without a body. When we think of a friend, we imagine a body along with their character, thoughts, and feelings, all linked to that body and heavily influenced by it. But the immortal soul is typically seen as something equally present in a newborn baby, a young person, and an old man. If that’s true, then it can’t be personality in the usual sense, because no one could recognize the spirit of a departed friend if it was something that was with him at birth and separate from all the characteristics he developed throughout life. The belief that we’ll recognize our friends in another world assumes those characteristics are immortal, but it’s difficult to understand how that can be, especially when it’s also thought that nothing immortal exists in a dog, which has affection and intelligence, yet something immortal exists in a newborn baby which doesn’t seem to possess either.
In one way, metempsychosis presents major challenges to the survival of personality, because if you become someone else, especially an animal, you aren’t really the same person in any standard sense. However, one of the main interpretations of the doctrine in India makes a modified version of survival understandable. It’s believed that a newborn child carries with it certain predispositions as a result of actions from previous lives, and these, after being developed and modified during that child's life, are passed on to their next existence.
As for how this transmission works, there are various theories, because in India, the belief in reincarnation isn’t so much a dogma as an instinct that exists in everyone and is only occasionally explained by philosophers—not due to any disputes but because they felt obliged to show how their own systems aligned with it. One explanation comes from Vedânta philosophy, which states that the soul travels with the Sûkshmaśarîra or subtle body, a counterpart of the physical body that is transparent and invisible, although still material. The validity of this theory, like all theories about ghosts and spirits, seems to me to require experimental verification, but Vedânta acknowledges that in our experience, personal individual existence is always connected to a physical basis.
The Buddhist theory of rebirth differs somewhat, as Buddhism, even in its later variations, has rarely ceased to maintain belief in Gotama's teaching that there is no such thing as a soul—meaning no permanent, unchanging self, or âtman. Buddhists seek to demonstrate that transmigration isn’t inconsistent with this denial of the âtman. The usual translation of âtman as soul leads to misunderstanding because we interpret it to mean that nothing survives the death of the body, and thus nothing can transmigrate. However, the denial of the âtman refers more to the living than the dead. It means that in a living person, there’s no permanent, unchangeable entity, only a series of mental states. And since humans, though lacking an âtman, certainly exist in this life, the absence of the âtman alone isn’t a barrier to believing in a similar life after death or before birth. Infancy, youth, old age, and the state right after death may form a continuous series, with the last two being as closely connected as any other two. Buddhist teachings suggest that when people die with a desire for another life—which exists in everyone except saints—then desire, the true creator of the world, shapes another being, influenced by the character and merits of the being that has just ended. Life is like fire: its essential nature is to burn its fuel. When one body dies, it’s as if one piece of fuel has been burned: the vital process continues and begins anew in another, and as long as there is a desire for life, the supply of fuel doesn’t run out. Buddhist scholars have debated whether two successive lives constitute the same person or different people, using various analogies of things that seem the same but are still different, like a child and an adult, milk and curds, or fire spreading from a lamp that burns down a village. But, like the Brahmans, they don’t explore why the idea of transmigration is necessary. They have a similar intuition about the continuity of nature and, more than others, stress the principle that everything has a cause. They believe the act of sex creates the conditions for a new life to appear but isn’t the sole cause of that new life itself. Unless we accept a materialist view of human nature, this argument holds: unless we claim that the mind is merely a function of matter, the birth of a mind isn’t explainable as just a process of cell development: something pre-existing must interact with the cells.
When Europeans discuss questions about the nature of the soul and immortality, they tend to focus on death and overlook the process of birth, which is also crucial. If a soul survives the death of the physical body we call the human form, how it originates and develops must, based on all analogy, be distinct from that of the transient body. Traditional theology addresses the issue by stating that God creates a new soul every time a child is born[35] but open discussion often ignores this and, considering an adult as they are, asks what are the chances that any part of them exists after death. However, the inquiries into what is destroyed at death and how and why are tightly linked to the questions about what comes into being at birth and how and why. This second set of questions is already challenging, but it has the advantage over the first one in that while death abruptly cuts off the path, and we can’t trace the soul even an inch on its journey onward, the gates of birth provide a less definite boundary. We know each child has gone through stages where it could hardly be called a child. The earliest stage consists of two cells that unite and then begin to subdivide and grow. The enigma of how they take on a human form isn’t clarified by scientific or theological phrases. The complete individual is certainly not found in the first germ. A microscope can’t detect it there, and stating that it is there potently merely indicates that we expect the germ to develop in a specific manner. To claim that a force is manifesting in the germ and taking the form it chooses or must take is just another phrase and a metaphor, but it seems to me to align with the facts[36].
The concepts of pre-existence and transmigration (but not, I believe, karma which is purely Indian) are also common among primitive peoples in Africa and America, and their wide presence isn’t surprising. Primitive cultures commonly think that the soul wanders during sleep and that a dead person's soul goes somewhere: what could be more natural than assuming that the soul of a newborn infant comes from some other place? But among civilized societies, such thoughts often stem from Indian influence. In India, they seem to be native to the environment and not brought in by the Aryan invaders, as they aren’t clearly articulated in the Rig Veda nor defined until the time of the Upanishads[37]. Buddhism carried these ideas to the Far East, and their presence in Manichaeism, Neoplatonism, Sufism, and ultimately in the Jewish Kabbalah appears to be streams from the same source. Recent research disputes that metempsychosis was a significant aspect of earlier Egyptian religion or among the Druids[38]. However, it played an important role in Pythagorean philosophy and in the Orphic mysteries, which had some connection to Thrace and possibly with Crete as well. A few great European thinkers[39]—notably Plato and Virgil—have given it lasting expression, yet Europeans as a whole have dismissed it with that oddly crude disdain they have shown until recently towards Oriental art and literature.
Given how ingrained the belief in immortality is among Europeans, or at least the desire for it, the infrequency of beliefs in pre-existence or transmigration is astonishing. But most people’s expectations of an afterlife are rooted in longing rather than rational anticipation. I personally can’t comprehend how anything that comes into existence can be immortal. That kind of immortality lacks any analogy, and there isn’t one instance we can cite of something that is known to have had an origin and yet appears to be indestructible[40]. Is it conceivable to think that the universe can continually expand with the addition of new and eternal souls? Yet these issues don’t arise for theories that view the soul as something existing before and after the body, truly immortal a parte ante as well as a parte post, manifesting itself in temporary human or lower forms. Such theories can become quite varied and obscure when they attempt to define the nature of the soul and its relationship to the body, but they avoid what I see as the contradiction of having a created but immortal soul.
The doctrine of metempsychosis is also intriguing due to its impact on the relationships between people and animals. The common European belief in "the beasts that perish" weakens the arguments for human immortality. If a dog or chimpanzee’s mind doesn’t contain anything immortal, then the part of the human mind that can claim immortality must be very minimal, since ex hypothesi sensation, volition, desire, and the simpler types of intelligence are not immortal. However, in India, where people possess greater empathy and more philosophical insight, this distinction isn’t typically made. The life force in humans, animals, and plants is viewed as unified or at least similar, and even substances considered inanimate, like water, are often thought to have souls. But although there's plenty of support in both Brahmanic and Buddhist literature that the soul may descend from a human to an animal form or vice versa ascend, and while this belief can occasionally be encountered in modern life[41], it isn't the primary focus of metempsychosis in India. The beautiful principle of ahimsâ, or non-violence towards living things, isn’t, as Europeans believe, grounded in the fear of eating one’s ancestors, but rather in the compassionate and enlightened understanding that all life is interlinked, and that people who devour animals aren’t much above the level of the animals who consume one another. This sentiment has strengthened over time. In the Vedas, animal sacrifices are mentioned, and they still feature in the worship of some deities today. The Epics mention the consumption of meat. However, the belief that it is wrong to take animal life was firmly adopted by Buddhism and grew with its spread.
An obvious criticism of all rebirth theories is that we don’t remember our past lives, and that if these lives are not connected by any thread of memory, practically speaking, they belong to different people. But this memory gap affects not just past lives but also the early stages of this existence. Does anyone deny their existence as an infant or embryo simply because they can’t recall it[42]? And if harm could befall an infant whose effects wouldn’t be felt until twenty years later, could it be argued that it's irrelevant to the infant since the person who will suffer in twenty years will have no memory of being that baby? Common belief in Eastern Asia, sometimes supported by instances from Europe, challenges the idea that we cannot remember past lives and claims that those who make an effort to enhance their spiritual faculties can indeed recall them. The proof for such memories seems to me stronger than the evidence for most spiritual phenomena[43].
Another objection arises from the realities of heredity. Generally, we resemble our parents and ancestors both mentally and physically. Often a child seems to directly result from its parents, rather than being a being that comes from outside and from another life. This objection equally applies to the creation theory. If God creates the soul, there’s no reason for it to resemble the parents, or if He ensures it is similar to them, He is responsible for bringing children into the world with flawed natures. Conversely, if parents literally create a child, both mentally and physically, there’s no reason for children to ever differ from their parents or for siblings to be unlike one another, as they often are. An Indian would argue that a soul[44] seeking rebirth carries certain potentials for good and evil and can only take form in a family that provides the necessary conditions. Therefore, to some extent, it is natural for the child to resemble its parents. However, the soul seeking rebirth isn’t rigid and fixed: it’s constrained and limited by the outcomes of its previous life, but in many ways, it can be adaptable and free, willing to change in response to its new surroundings.
Yet there’s a psychological and temperamental objection to the idea of rebirth that addresses the core issue. The love of life and the desire to find a place for activity are so strong in most Europeans that it might be expected that a theory offering an endless array of new activities and opportunities would be appealing. However, most Europeans who contemplate this question seem to reject that perspective. They might be open to striving until death, but they yearn for rest—conscious rest, of course—afterwards. The notion that a person who has just died hasn’t entered their rest but is about to begin another life filled with similar struggles, fleeting successes, sorrows, and disappointments is unsatisfying and almost disturbing[45]. We dislike it, and generally, without any logical basis, people consider not liking a certain view about the soul's destinies as a justification for rejecting it[46].
12.
It must not however be supposed that Hindus like the prospect of transmigration. On the contrary from the time of the Upanishads and the Buddha to the present day their religious ideal corresponding to salvation is emancipation and deliverance, deliverance from rebirth and from the bondage of desire which brings about rebirth. Now all Indian theories as to the nature of transmigration are in some way connected with the idea of Karma, that is the power of deeds done in past existences to condition or even to create future existences. Every deed done, whether good or bad, affects the character of the doer for a long while, so that to use a metaphor, the soul awaiting rebirth has a special shape, which is of its own making, and it can find re-embodiment only in a form into which that shape can squeeze.
These views of rebirth and karma have a moral value, for they teach that what a man gets depends on what he is or makes himself to be, and they avoid the difficulty of supposing that a benevolent creator can have given his creatures only one life with such strange and unmerited disproportion in their lots. Ordinary folk in the East hope that a life of virtue will secure them another life as happy beings on earth or perhaps in some heaven which, though not eternal, will still be long. But for many the higher ideal is renunciation of the world and a life of contemplative asceticism which will accumulate no karma so that after death the soul will pass not to another birth but to some higher and more mysterious state which is beyond birth and death. It is the prevalence of views like this which has given both Hinduism and Buddhism the reputation of being pessimistic and unpractical.
It is generally assumed that these are bad epithets, but are they not applicable to Christian teaching? Modern and medieval Christianity—as witness many popular hymns—regards this world as vain and transitory, a vale of tears and tribulation, a troubled sea through whose waves we must pass before we reach our rest. And choirs sing, though without much conviction, that it is weary waiting here. This language seems justified by the Gospels and Epistles. It is true that some utterances of Christ suggest that happiness is to be found in a simple and natural life of friendliness and love, but on the whole both he and St Paul teach that the world is evil or at least spoiled and distorted: to become a happy world it must be somehow remade and transfigured by the second coming of Christ. The desires and ambitions which are the motive power of modern Europe are, if not wrong, at least vain and do not even seek for true peace and happiness. Like Indian teachers, the early Christians tried to create a right temper rather than to change social institutions. They bade masters and slaves treat one another with kindness and respect, but they did not attempt to abolish slavery.
Indian thought does not really go much further in pessimism than Christianity, but its pessimism is intellectual rather than emotional. He who understands the nature of the soul and its successive lives cannot regard any single life as of great importance in itself, though its consequences for the future may be momentous, and though he will not say that life is not worth living. Reiterated declarations that all existence is suffering do, it is true, seem to destroy all prospect of happiness and all motive for effort, but the more accurate statement is, in the words of the Buddha himself, that all clinging to physical existence involves suffering. The earliest Buddhist texts teach that when this clinging and craving cease, a feeling of freedom and happiness takes their place and later Buddhism treated itself to visions of paradise as freely as Christianity. Many forms of Hinduism teach that the soul released from the body can enjoy eternal bliss in the presence of God and even those severer philosophers who do not admit that the released soul is a personality in any human sense have no doubt of its happiness.
The opposition is not so much between Indian thought and the New Testament, for both of them teach that bliss is attainable but not by satisfying desire. The fundamental contrast is rather between both India and the New Testament on the one hand and on the other the rooted conviction of European races[47], however much Christian orthodoxy may disguise their expression of it, that this world is all-important. This conviction finds expression not only in the avowed pursuit of pleasure and ambition but in such sayings as that the best religion is the one which does most good and such ideals as self-realization or the full development of one's nature and powers. Europeans as a rule have an innate dislike and mistrust of the doctrine that the world is vain or unreal. They can accord some sympathy to a dying man who sees in due perspective the unimportance of his past life or to a poet who under the starry heavens can make felt the smallness of man and his earth. But such thoughts are considered permissible only as retrospects, not as principles of life: you may say that your labour has amounted to nothing, but not that labour is vain. Though monasteries and monks still exist, the great majority of Europeans instinctively disbelieve in asceticism, the contemplative life and contempt of the world: they have no love for a philosopher who rejects the idea of progress and is not satisfied with an ideal consisting in movement towards an unknown goal. They demand a religion which theoretically justifies the strenuous life. All this is a matter of temperament and the temperament is so common that it needs no explanation. What needs explanation is rather the other temperament which rejects this world as unsatisfactory and sets up another ideal, another sphere, another standard of values. This ideal and standard are not entirely peculiar to India but certainly they are understood and honoured there more than elsewhere. They are professed, as I have already observed, by Christianity, but even the New Testament is not free from the idea that saints are having a bad time now but will hereafter enjoy a triumph, parlously like the exuberance of the wicked in this world. The Far East too has its unworldly side which, though harmonizing with Buddhism, is native. In many ways the Chinese are as materialistic as Europeans, but throughout the long history of their art and literature, there has always been a school, clear-voiced if small, which has sung and pursued the joys of the hermit, the dweller among trees and mountains who finds nature and his own thoughts an all-sufficient source of continual happiness. But the Indian ideal, though it often includes the pleasures of communion with nature, differs from most forms of the Chinese and Christian ideal inasmuch as it assumes the reality of certain religious experiences and treats them as the substance and occupation of the highest life. We are disposed to describe these experiences as trances or visions, names which generally mean something morbid or hypnotic. But in India their validity is unquestioned and they are not considered morbid. The sensual scheming life of the world is sick and ailing; the rapture of contemplation is the true and healthy life of the soul. More than that it is the type and foretaste of a higher existence compared with which this world is worthless or rather nothing at all. This view has been held in India for nearly three thousand years: it has been confirmed by the experience of men whose writings testify to their intellectual power and has commanded the respect of the masses. It must command our respect too, even if it is contrary to our temperament, for it is the persistent ideal of a great nation and cannot be explained away as hallucination or charlatanism. It is allied to the experiences of European mystics of whom St Teresa is a striking example, though less saintly persons, such as Walt Whitman and J.A. Symonds, might also be cited. Of such mysticism William James said "the existence of mystical states absolutely overthrows the pretension of non-mystical states to be the sole and ultimate dictators of what we may believe[48]."
These mystical states are commonly described as meditation but they include not merely peaceful contemplation but ecstatic rapture. They are sometimes explained as union with Brahman[49], the absorption of the soul in God, or its feeling that it is one with him. But this is certainly not the only explanation of ecstasy given in India, for it is recognized as real and beneficent by Buddhists and Jains. The same rapture, the same sense of omniscience and of ability to comprehend the scheme of things, the same peace and freedom are experienced by both theistic and non-theistic sects, just as they have also been experienced by Christian mystics. The experiences are real but they do not depend on the presence of any special deity, though they may be coloured by the theological views of individual thinkers[50]. The earliest Buddhist texts make right rapture (sammâ samâdhi) the end and crown of the eight-fold path but offer no explanation of it. They suggest that it is something wrought by the mind for itself and without the co-operation or infusion of any external influence.
However, it shouldn't be assumed that Hindus view the idea of reincarnation positively. On the contrary, from the time of the Upanishads and the Buddha to the present, their religious ideal of salvation corresponds to liberation and freedom, specifically freedom from rebirth and the bondage of desire that leads to rebirth. All Indian theories about reincarnation are connected in some way to the concept of Karma, which refers to the influence of actions performed in past lives on future lives. Every action, whether positive or negative, impacts the character of the doer for an extended period, so to put it metaphorically, the soul awaiting rebirth takes on a unique shape of its own creation, and can only be reborn into a form that accommodates that shape.
These beliefs about rebirth and karma have moral significance, as they teach that what a person receives is based on what they are or choose to become, and avoid the dilemma of assuming that a benevolent creator would give their creations just one life filled with such strange and unjust disparities in their fates. Most ordinary people in the East hope that living a virtuous life will secure them a happier existence on earth or perhaps in some blissful heaven that, while not eternal, will still last a long time. But for many, the higher ideal is to renounce worldly life and live a contemplative, ascetic life that generates no karma, allowing the soul after death to enter not into another birth but some higher and more mysterious state that transcends birth and death. It's this prevalence of views that has led both Hinduism and Buddhism to be seen as pessimistic and impractical.
It's commonly believed that these labels are negative, but aren't they also applicable to Christian teachings? Modern and medieval Christianity—demonstrated by many popular hymns—views this world as fleeting and temporary, a vale of tears and hardship, a tumultuous sea through which we navigate before reaching our peace. Choirs sing, albeit without much conviction, about the weary waiting here. This language seems justified by the Gospels and Epistles. While some statements from Christ suggests that happiness can be found in a simple and natural life filled with friendship and love, on the whole, both he and St. Paul teach that the world is evil or at least damaged and distorted: to become a happy world, it must somehow be remade and transformed by the second coming of Christ. The desires and ambitions that drive modern Europe are, if not wrong, at least futile and fail to seek true peace and happiness. Like Indian teachers, early Christians aimed to cultivate the right spirit rather than change societal structures. They encouraged mutual kindness and respect between masters and slaves, but did not attempt to abolish slavery.
Indian philosophy doesn't really extend much further in pessimism than Christianity; however, its pessimism leans more towards the intellectual rather than the emotional. Someone who understands the nature of the soul and its series of lives cannot see any single life as particularly crucial, even though the outcomes for the future may be significant, and they wouldn’t claim that life isn’t worth living. While frequent claims that all existence is suffering may seem to eliminate any chance of happiness and any incentive to strive, the more precise statement, using the Buddha's words, is that all attachment to physical existence brings suffering. The earliest Buddhist texts teach that when this attachment and craving cease, a sense of freedom and happiness replaces them, and later Buddhism indulged in visions of paradise as openly as Christianity. Many branches of Hinduism teach that the soul, once freed from the body, can enjoy eternal bliss in God's presence, and even those stricter philosophers who do not acknowledge the released soul as a personality in any human sense still affirm its happiness.
The difference lies not so much between Indian thought and the New Testament, since both assert that bliss is attainable but not through fulfilling desires. The essential contrast is between both India and the New Testament on one side, and the deeply rooted belief among European peoples [47], no matter how much Christian orthodoxy may mask its expression, that this world is of utmost importance. This belief is reflected not only in the explicit pursuit of pleasure and ambition but also in sayings that the best religion is the one that does the most good, and ideals like self-realization or the full development of one's nature and abilities. Generally, Europeans have an instinctive aversion to the idea that the world is futile or unreal. They might tolerate some sympathy for a dying person who sees their past life in proper context or a poet who, under the starry heavens, can feel the insignificance of humanity and its earth. However, such thoughts are typically accepted only in retrospect, not as life principles: one may claim that their work has come to nothing, but not that work itself is pointless. While monasteries and monks still exist, the vast majority of Europeans instinctively reject asceticism, a contemplative life, and disdain for the world: they do not value a philosopher who dismisses the concept of progress and isn't satisfied with an ideal that seeks movement toward an undefined goal. They demand a religion that can theoretically endorse a vigorous life. All this is a matter of demeanor, and this temperament is so widespread that it requires no explanation. What needs clarification is rather the opposing temperament that dismisses this world as unsatisfactory and establishes an alternative ideal, another realm, another set of values. This ideal and standard aren't solely unique to India, but they are certainly more understood and respected there than elsewhere. They are professed, as I've noted, by Christianity, but even the New Testament isn't free from the notion that saints are suffering now but will eventually experience triumph, echoing the unearned exuberance of the wicked in this world. The Far East also contains its unworldly aspect, which resonates with Buddhism but is also indigenous. In many respects, the Chinese are as materially driven as Europeans, but throughout their extensive history of art and literature, there has consistently been a vocal albeit small school that celebrates the joys of being a hermit, a dweller in the trees and mountains who finds nature and his own thoughts to be a sufficient source of ongoing happiness. However, the Indian ideal, though it often embraces communion with nature, diverges from most forms of the Chinese and Christian ideal by assuming the reality of certain spiritual experiences and treating those experiences as the essence and focus of the highest life. We tend to label these experiences as trances or visions, terms that usually imply something abnormal or hypnotic. But in India, their validity is unquestioned and not considered pathological. The sensual and scheming life of the world is viewed as sick and ailing; the ecstasy of contemplation is regarded as the true and healthy life of the soul. Moreover, it is seen as a model and preview of a higher existence, compared to which this world is insignificant or even non-existent. This perspective has been held in India for almost three thousand years; it has been affirmed by the experiences of individuals whose writings demonstrate their intellectual prowess and has gained the respect of the masses. It should also command our respect, even if it contrasts with our temperament, because it is the enduring ideal of a significant nation and cannot simply be dismissed as illusion or trickery. It is akin to the experiences of European mystics, with St. Teresa as a notable example, though less saintly figures like Walt Whitman and J.A. Symonds might also be mentioned. Regarding such mysticism, William James stated, "the existence of mystical states absolutely overthrows the pretension of non-mystical states to be the sole and ultimate dictators of what we may believe[48]."
These mystical states are often referred to as meditation, but they encompass not just peaceful contemplation but also ecstatic joy. They are occasionally interpreted as unity with Brahman [49], the merging of the soul with God, or the feeling of oneness with Him. However, this is definitely not the only interpretation of ecstasy provided in India, as it is recognized as genuine and beneficial by Buddhists and Jains alike. The same ecstatic experience, the same sense of omniscience and understanding the grand design of things, and the same tranquility and freedom are encountered by both theistic and non-theistic sects, much like those experienced by Christian mystics. These experiences are authentic but do not rely on the presence of any specific deity, even though they might be influenced by the theological perspectives of individual thinkers [50]. The earliest Buddhist texts position right ecstasy (sammâ samâdhi) as the goal and pinnacle of the eight-fold path but provide no explanation for it. They imply that it is something the mind creates for itself without the need for external influence or assistance.
13.
Indian ideas about the destiny of the soul are connected with equally important views about its nature. I will not presume to say what is the definition of the soul in European philosophy but in the language of popular religion it undoubtedly means that which remains when a body is arbitrarily abstracted from a human personality, without enquiring how much of that personality is thinkable without a material substratum. This popular soul includes mind, perception and desire and often no attempt is made to distinguish it from them. But in India it is so distinguished. The soul (âtman or purusha) uses the mind and senses: they are its instruments rather than parts of it. Sight, for instance, serves as the spectacles of the soul, and the other senses and even the mind (manas) which is an intellectual organ are also instruments. If we talk of a soul passing from death to another birth, this according to most Hindus is a soul accompanied by its baggage of mind and senses, a subtle body indeed, but still gaseous not spiritual. But what is the soul by itself? When an English poet sings of death that it is "Only the sleep eternal in an eternal night" or a Greek poet calls it [Greek: atermona nêgreton hupnon] we feel that they are denying immortality. But Indian divines maintain that deep sleep is one of the states in which the soul approaches nearest to God: that it is a state of bliss, and is unconscious not because consciousness is suspended but because no objects are presented to it. Even higher than dreamless sleep is another condition known simply as the fourth state[51], the others being waking, dream-sleep and dreamless sleep. In this fourth state thought is one with the object of thought and, knowledge being perfect, there exists no contrast between knowledge and ignorance. All this sounds strange to modern Europe. We are apt to say that dreamless sleep is simply unconsciousness[52] and that the so-called fourth state is imaginary or unmeaning. But to follow even popular speculation in India it is necessary to grasp this truth, or assumption, that when discursive thought ceases, when the mind and the senses are no longer active, the result is not unconsciousness equivalent to non-existence but the highest and purest state of the soul, in which, rising above thought and feeling, it enjoys the untrammelled bliss of its own nature[53].
If these views sound mysterious and fanciful, I would ask those Europeans who believe in the immortality of the soul what, in their opinion, survives death. The brain, the nerves and the sense organs obviously decay: the soul, you may say, is not a product of them, but when they are destroyed or even injured, perceptive and intellectual processes are inhibited and apparently rendered impossible. Must not that which lives for ever be, as the Hindus think, independent of thought and of sense-impressions?
I have observed in my reading that European philosophers are more ready to talk about soul and spirit than to define them[54] and the same is true of Indian philosophers. The word most commonly rendered by soul is âtman[55] but no one definition can be given for it, for some hold that the soul is identical with the Universal Spirit, others that it is merely of the same nature, still others that there are innumerable souls uncreate and eternal, while the Buddhists deny the existence of a soul in toto. But most Hindus who believe in the existence of an âtman or soul agree in thinking that it is the real self and essence of all human beings (or for that matter of other beings): that it is eternal a parte ante and a parte post: that it is not subject to variation but passes unchanged from one birth to another: that youth and age, joy and sorrow, and all the accidents of human life are affections, not so much of the soul as of the envelopes and limitations which surround it during its pilgrimage: that the soul, if it can be released and disengaged from these envelopes, is in itself knowledge and bliss, knowledge meaning the immediate and intuitive knowledge of God. A proper comprehension of this point of view will make us chary of labelling Indian thought as pessimistic on the ground that it promises the soul something which we are inclined to call unconsciousness.
In studying oriental religions sympathy and a desire to agree if possible are the first requisites. For instance, he who says of a certain ideal "this means annihilation and I do not like it" is on the wrong way. The right way is to ascertain what many of our most intelligent brothers mean by the cessation of mental activity and why it is for them an ideal.
Indian beliefs about the fate of the soul are closely linked to equally significant ideas about its nature. I won’t assume to define the soul in European philosophy, but in everyday religious language, it definitely refers to what remains when a body is taken away from a person, without considering how much of that person can be understood without a physical basis. This common idea of the soul encompasses mind, perception, and desire, and often there is no effort to separate it from them. However, in India, it is distinctly recognized. The soul (âtman or purusha) uses the mind and senses; they are tools for it rather than being part of it. Sight, for example, acts like the glasses of the soul, and the other senses as well as the mind (manas), which serves as an intellectual organ, are all instruments. When we talk about a soul moving from one life to another, most Hindus believe it’s a soul that comes with its load of mind and senses—a subtle body, certainly, but still ethereal rather than spiritual. But what is the soul by itself? When an English poet describes death as "Only the sleep eternal in an eternal night" or a Greek poet calls it [Greek: atermona nêgreton hupnon], it seems they are rejecting the idea of immortality. However, Indian theologians argue that deep sleep is one of the states where the soul comes closest to God: it’s a state of bliss, and it's not unconsciousness because consciousness has ceased, but because no objects occupy it. Higher than deep sleep is another state known simply as the fourth state[51], with the others being waking, dream-sleep, and dreamless sleep. In this fourth state, thought merges with the object of thought, and with perfect knowledge, there's no distinction between knowledge and ignorance. This all seems strange to modern Europeans, who tend to interpret dreamless sleep as mere unconsciousness[52] and regard the so-called fourth state as imaginary or meaningless. But to engage with even the popular ideas in India, one must understand this truth, or assumption, that when discursive thought ends, when the mind and senses are inactive, the result is not the kind of unconsciousness that equates to non-existence but rather the highest and purest state of the soul, in which it transcends thought and feeling, enjoying the unrestricted bliss of its own essence[53].
If these ideas sound mysterious and fanciful, I would challenge Europeans who believe in the immortality of the soul to consider what, in their opinion, survives death. The brain, nerves, and sense organs clearly deteriorate: one might argue that the soul is not dependent on them, but when they are damaged or destroyed, perceptual and intellectual functions are inhibited and seem impossible. Mustn't that which lives forever be, as the Hindus propose, independent of thought and sensory experiences?
I've noticed in my reading that European philosophers are more inclined to discuss soul and spirit than to define them[54] and the same is true for Indian philosophers. The term most often translated as soul is âtman[55] but no single definition can capture it, as some believe the soul is identical to the Universal Spirit, others say it’s merely of the same nature, while still others hold that there are countless uncreated and eternal souls, and Buddhists deny the existence of a soul in toto. Nevertheless, most Hindus who believe in the existence of an âtman or soul agree that it is the true self and essence of all beings (including other beings): that it is eternal a parte ante and a parte post: that it is unchanging and transfers unchanged from one life to another: that youth and age, joy and sorrow, and all the ups and downs of human life are not so much characteristics of the soul as of the physical and mental coverings surrounding it during its journey: that the soul, if liberated from these coverings, is in itself knowledge and bliss, with knowledge meaning the immediate and intuitive understanding of God. A proper grasp of this perspective will lead us to be cautious about labeling Indian thought as pessimistic simply because it offers the soul something that could be seen as unconsciousness.
When studying Eastern religions, sympathy and a willingness to understand are crucial. For example, someone who dismisses a certain ideal by saying "this means annihilation and I don't like it" is not approaching it correctly. The right approach is to find out what many of our most intelligent peers mean by the cessation of mental activity and why it is considered an ideal for them.
14. Eastern Pessimism and Renunciation
But the charge of pessimism against Eastern religions is so important that we must consider other aspects of it, for though the charge is wrong, it is wrong only because those who bring it do not use quite the right word. And indeed it would be hard to find the right word in a European language. The temperament and theory described as pessimism are European. They imply an attitude of revolt, a right to judge and grumble. Why did the Deity make something out of nothing? What was his object? But this is not the attitude of Eastern thought: it generally holds that we cannot imagine nothing: that the world process is without beginning or end and that man must learn how to make the best of it.
The Far East purged Buddhism of much of its pessimism. There we see that the First Truth about suffering is little more than an admission of the existence of evil, which all religions and common sense admit. Evil ceases in the saint: nirvana in this life is perfect happiness. And though striving for the material improvement of the world is not held up conspicuously as an ideal in the Buddhist scriptures (or for that matter in the New Testament), yet it is never hinted that good effort is vain. A king should be a good king.
Renunciation is a great word in the religions of both Europe and Asia, but in Europe it is almost active. Except to advanced mystics, it means abandoning a natural attitude and deliberately assuming another which it is difficult to maintain. Something similar is found in India in the legends of those ascetics who triumphed over the flesh until they become very gods in power[56]. But it is also a common view in the East that he who renounces ambition and passion is not struggling against the world and the devil but simply leading a natural life. His passions indeed obey his will and do not wander here and there according to their fancy, but his temperament is one of acquiescence not resistance. He takes his place among the men, beasts and plants around him and ceasing to struggle finds that his own soul contains happiness in itself.
Most Europeans consider man as the centre and lord of the world or, if they are very religious, as its vice-regent under God. He may kill or otherwise maltreat animals for his pleasure or convenience: his task is to subdue the forces of nature: nature is subservient to him and to his destinies: without man nature is meaningless. Much the same view was held by the ancient Greeks and in a less acute form by the Jews and Romans. Swinburne's line
But the idea that Eastern religions are pessimistic is so significant that we need to look at it from different angles. Although this idea is incorrect, it’s only because those who make this claim don’t choose the right word. In fact, it would be challenging to find an appropriate term in a European language. The mindset and theory called pessimism are European. They suggest a sense of rebellion and a right to judge and complain. Why did God create something out of nothing? What was the purpose? However, this isn’t how Eastern thought operates; it generally believes that we cannot conceive of nothingness: the process of the world has no beginning or end, and humans must learn how to make the best of it.
The Far East stripped Buddhism of much of its pessimism. There, the First Truth about suffering is merely an acknowledgment of the existence of evil, which all religions and common sense recognize. Evil disappears in the saint: nirvana in this life is perfect happiness. And while striving for the material improvement of the world isn't explicitly featured as an ideal in Buddhist texts (or in the New Testament, for that matter), it’s never suggested that good efforts are futile. A king should be a good king.
Renunciation is a significant concept in both European and Asian religions, but in Europe, it almost feels active. For most people, except advanced mystics, it means giving up a natural attitude and consciously adopting another that is hard to maintain. A similar idea appears in India with the tales of ascetics who conquered the flesh until they became like gods in power[56]. However, a common belief in the East is that someone who renounces ambition and passion isn’t fighting against the world and evil, but is simply living a natural life. His passions actually follow his will and do not roam free according to their whims, but his attitude is one of acceptance, not defiance. He finds his place among the people, animals, and plants around him, and by stopping the struggle, he realizes that his own soul holds happiness within itself.
Most Europeans view man as the center and ruler of the world or, if they are very religious, as God's vice-regent. He can kill or mistreat animals for pleasure or convenience: his role is to master the forces of nature: nature exists to serve him and his purposes: without man, nature is meaningless. A similar perspective was held by the ancient Greeks and, to a lesser extent, by the Jews and Romans. Swinburne's line
Glory to man in the highest, for man is the master of things
Praise to humanity above, for people are in control of everything.
is overbold for professing Christians but it expresses both the modern scientific sentiment and the ancient Hellenic sentiment.
But such a line of poetry would I think be impossible in India or in any country to the East of it. There man is thought of as a part of nature not its centre or master[57]. Above him are formidable hosts of deities and spirits, and even European engineers cannot subdue the genii of the flood and typhoon: below but still not separated from him are the various tribes of birds and beasts. A good man does not kill them for pleasure nor eat flesh, and even those whose aspirations to virtue are modest treat animals as humble brethren rather than as lower creatures over whom they have dominion by divine command.
This attitude is illustrated by Chinese and Japanese art. In architecture, this art makes it a principle that palaces and temples should not dominate a landscape but fit into it and adapt their lines to its features. For the painter, flowers and animals form a sufficient picture by themselves and are not felt to be inadequate because man is absent. Portraits are frequent but a common form of European composition, namely a group of figures subordinated to a principal one, though not unknown, is comparatively rare.
How scanty are the records of great men in India! Great buildings attract attention but who knows the names of the architects who planned them or the kings who paid for them? We are not quite sure of the date of Kâlidâsa, the Indian Shakespeare, and though the doctrines of Śankara, Kabir, and Nânak still nourish, it is with difficulty that the antiquary collects from the meagre legends clinging to their names a few facts for their biographies. And Kings and Emperors, a class who in Europe can count on being remembered if not esteemed after death, fare even worse. The laborious research of Europeans has shown that Asoka and Harsha were great monarchs. Their own countrymen merely say "once upon a time there was a king" and recount some trivial story.
In fact, Hindus have a very weak historical sense. In this they are not wholly wrong, for Europeans undoubtedly exaggerate the historical treatment of thought and art[58]. In science, most students want to know what is certain in theory and useful in practice, not what were the discarded hypotheses and imperfect instruments of the past. In literature, when the actors and audience are really interested, the date of Shakespeare and even the authorship of the play cease to be important[59]. In the same way Hindus want to know whether doctrines and speculations are true, whether a man can make use of them in his own religious experiences and aspirations. They care little for the date, authorship, unity and textual accuracy of the Bhagavad-gîtâ. They simply ask, is it true, what can I get from it? The European critic, who expects nothing of the sort from the work, racks his brains to know who wrote it and when, who touched it up and why?
The Hindus are also indifferent to the past because they do not recognize that the history of the world, the whole cosmic process, has any meaning or value. In most departments of Indian thought, great or small, the conception of [Greek: telos] or purpose is absent, and if the European reader thinks this a grave lacuna, let him ask himself whether satisfied love has any [Greek: telos]. For Hindus the world is endless repetition not a progress towards an end. Creation has rarely the sense which it bears for Europeans. An infinite number of times the universe has collapsed in flaming or watery ruin, aeons of quiescence follow the collapse and then the Deity (he has done it an infinite number of times) emits again from himself worlds and souls of the same old kind. But though, as I have said before, all varieties of theological opinion may be found in India, he is usually represented as moved by some reproductive impulse rather than as executing a plan. Śankara says boldly that no motive can be attributed to God, because he being perfect can desire no addition to his perfection, so that his creative activity is mere exuberance, like the sport of young princes, who take exercise though they are not obliged to do so.
Such views are distasteful to Europeans. Our vanity impels us to invent explanations of the Universe which make our own existence important and significant. Nor does European science altogether support the Indian doctrine of periodicity. It has theories as to the probable origin of the solar system and other similar systems, but it points to the conclusion that the Universe as a whole is not appreciably affected by the growth or decay of its parts, whereas Indian imagination thinks of universal cataclysms and recurring periods of quiescence in which nothing whatever remains except the undifferentiated divine spirit.
Western ethics generally aim at teaching a man how to act: Eastern ethics at forming a character. A good character will no doubt act rightly when circumstances require action, but he need not seek occasions for action, he may even avoid them, and in India the passionless sage is still in popular esteem superior to warriors, statesmen and scientists.
It's audacious for professing Christians, but it reflects both modern scientific thinking and ancient Greek ideas.
However, I believe such a line of poetry would be impossible in India or any country to the east. There, people are seen as part of nature, not its center or ruler. Above them are powerful deities and spirits, and even European engineers can't control the forces of floods and typhoons; below, but still connected to them, are various species of birds and animals. A good person doesn’t kill animals for fun or eat meat, and even those with modest virtues treat animals as humble brothers rather than as lesser creatures over whom they have divine authority.
This mindset is reflected in Chinese and Japanese art. In architecture, it’s a principle that palaces and temples should blend into the landscape rather than dominate it, adapting their shapes to the natural features. For painters, flowers and animals can stand alone in a composition and are adequate even without the presence of humans. Portraits are common, but the typical European style of grouping figures around a central figure, while not absent, is relatively rare.
The records of great individuals in India are quite sparse! Great buildings draw attention, but who knows the names of the architects behind them or the kings who funded their creation? We are unsure of Kâlidâsa’s date, often called the Indian Shakespeare, and though the teachings of Śankara, Kabir, and Nânak remain influential, it's difficult for historians to gather concrete facts from the scant legends associated with their names. Kings and Emperors, a class who in Europe are typically remembered, if not honored, after their deaths, fare even worse. Extensive research by Europeans has confirmed that Asoka and Harsha were notable rulers, yet their fellow countrymen merely say, "once upon a time there was a king," recounting trivial tales.
Indeed, Hindus have a weak sense of history. They aren’t entirely wrong; Europeans surely exaggerate the historical significance of concepts and art. In science, most students prioritize what is theoretically certain and practically useful rather than the discarded theories and imperfect tools of the past. In literature, when both actors and audience are genuinely engaged, the date of Shakespeare's works or even the authorship becomes less significant. Similarly, Hindus want to know if doctrines and ideas are true, and if they can be applied to their own spiritual experiences and aspirations. They show little concern for the date, authorship, unity, or textual accuracy of the Bhagavad-gîtâ. They simply ask if it's true and what they can derive from it. The European critic, who expects something quite different, strains to understand who wrote it and when, and who modified it and why.
Hindus are also indifferent to the past because they don't see any meaning or value in the history of the world or the entire cosmic process. In most areas of Indian thought, big or small, the idea of purpose is generally absent, and if a European reader finds this a serious gap, they should consider whether completely fulfilling love has any purpose. For Hindus, the world is an endless cycle of repetition rather than a progression towards a goal. The act of creation rarely holds the same significance for them as it does for Europeans. The universe has collapsed countless times in destructive fire or water, with eons of calm following each collapse, after which the Deity (having done this an infinite number of times) creates worlds and souls of the same kind once again. Yet, as I have mentioned, although a variety of theological opinions exist in India, the Deity is usually seen as being driven more by a reproductive urge than by executing a specific plan. Śankara boldly states that no motive can be assigned to God since, being perfect, He desires nothing beyond His perfection, making His creative activity simply a display of exuberance, like young princes engaging in sports without obligation.
Such views do not sit well with Europeans. Our pride leads us to come up with explanations about the Universe that make our own existence feel important and meaningful. European science also does not fully support the Indian idea of cyclical time. It offers theories regarding how the solar system and similar systems likely originated, but it concludes that the overall Universe is not significantly impacted by the rise or fall of its individual parts, while Indian thought envisions global disasters and recurring periods of calm where nothing remains but the undifferentiated divine spirit.
Western ethics generally focus on teaching people how to act, while Eastern ethics prioritize character development. A person with a good character will naturally act rightly when needed, but he doesn’t have to seek out opportunities for action; he might even avoid them, and in India, the calm, wise sage is still often viewed as superior to warriors, politicians, and scientists.
15. Eastern Polytheism
Different as India and China are, they agree in this that in order not to misapprehend their religious condition we must make our minds familiar with a new set of relations. The relations of religion to philosophy, to ethics, and to the state, as well as the relations of different religions to one another, are not the same as in Europe. China and India are pagan, a word which I deprecate if it is understood to imply inferiority but which if used in a descriptive and respectful sense is very useful. Christianity and Islam are organized religions. They say (or rather their several sects say) that they each not only possess the truth but that all other creeds and rites are wrong. But paganism is not organized: it rarely presents anything like a church united under one head: still more rarely does it condemn or interfere with other religions unless attacked first. Buddhism stands between the two classes. Like Christianity and Islam it professes to teach the only true law, but unlike them it is exceedingly tolerant and many Buddhists also worship Hindu or Chinese gods.
Popular religion in India and China is certainly polytheistic, yet if one uses this word in contrast to the monotheism of Islam and of Protestantism the antithesis is unjust, for the polytheist does not believe in many creators and rulers of the world, in many Allahs or Jehovahs, but he considers that there are many spiritual beings, with different spheres and powers, to the most appropriate of whom he addresses his petitions. Polytheism and image-worship lie under an unmerited stigma in Europe. We generally assume that to believe in one God is obviously better, intellectually and ethically, than to believe in many. Yet Trinitarian religions escape being polytheistic only by juggling with words, and if Hindus and Chinese are polytheists so are the Roman and Oriental Churches, for there is no real distinction between praying to the Madonna, Saints and Angels, and propitiating minor deities. William James[60] has pointed out that polytheism is not theoretically absurd and is practically the religion of many Europeans. In some ways it is more intelligible and reasonable than monotheism. For if there is only one personal God, I do not understand how anything that can be called a person can be so expanded as to be capable of hearing and answering the prayers of the whole world. Anything susceptible of such extension must be more than a person. Is it not at least equally reasonable to assume that there are many spirits, or many shapes taken by the superpersonal world spirit, with which the soul can get into touch?
The worship of images cannot be recommended without qualification, for it seems to require artists capable of making a worthy representation of the divine. And it must be confessed that many figures in Indian temples, such as the statues of Kâlî, seem repulsive or grotesque, though a Hindu might say that none of them are so strange in idea or so horrible in appearance as the crucifix. But the claim of the iconoclast from the times of the Old Testament onwards that he worships a spirit whereas others worship wood and stone is true only of the lowest phases of religion, if even there. Hindu theologians distinguish different kinds of avatâras or ways in which God descends into the world: among them are incarnations like Krishna, the presence of God in the human heart and his presence in a symbol or image (arcâ). It may be difficult to decide how far the symbol and the spirit are kept separate either in the East or in Europe, but no one can attend a great car-festival in southern India or the feast of Durgâ in Bengal without feeling and in some measure sharing the ecstasy and enthusiasm of the crowd. It is an enthusiasm such as may be evoked in critical times by a king or a flag, and as the flag may do duty for the king and all that he stands for, so may the image do duty for the deity.
Despite their differences, India and China agree on one thing: to truly understand their religious landscape, we need to familiarize ourselves with a new set of relationships. The connections between religion and philosophy, ethics, and the state, as well as how different religions relate to each other, differ from those in Europe. China and India are often termed pagan—a term I find unhelpful if it suggests inferiority, but useful if it’s meant descriptively and respectfully. Christianity and Islam are organized religions that assert their own truths, insisting that all other beliefs and practices are wrong. In contrast, paganism lacks this organization; it rarely forms a church unified under a single leader and seldom condemns other religions unless provoked. Buddhism occupies a middle ground. Like Christianity and Islam, it claims to teach the only true path, but unlike them, it is very tolerant, and many Buddhists also venerate Hindu or Chinese deities.
The popular religions in India and China are certainly polytheistic. However, using this term to emphasize the monotheism of Islam and Protestantism creates an unfair contrast, as polytheists do not believe in multiple creators or rulers, like many Allahs or Jehovahs. Instead, they recognize many spiritual entities, each with different roles and powers, to whom they direct their prayers. Polytheism and idol worship carry an unwarranted stigma in Europe. We often assume that believing in one God is inherently superior, both intellectually and ethically, to believing in many. Yet, Trinitarian religions are only able to avoid being labeled polytheistic through linguistic manipulation. If Hindus and Chinese are polytheists, then so too are the Roman and Oriental Churches, as there is no significant difference between praying to the Madonna, saints, and angels, and honoring lesser deities. William James has noted that polytheism isn’t conceptually absurd and is, in practice, the faith of many Europeans. In some aspects, it's even more understandable and logical than monotheism. If there’s only one personal God, I struggle to understand how a being that can be classified as a person could possibly hear and respond to the prayers of the entire world. Anything capable of such expansion must transcend being merely a person. Isn’t it at least as rational to consider that there are multiple spirits or various manifestations of a transcendent spirit with which we can connect?
The worship of images cannot be endorsed without reservations, as it appears to necessitate artists skilled enough to create worthy representations of the divine. It must be admitted that many figures in Indian temples, such as the statues of Kâlî, can seem off-putting or bizarre, though a Hindu might argue that none are as strange or distressing as the crucifix. However, the iconoclast's argument—popular since the Old Testament—that he worships a spirit while others venerate wood and stone, is only valid in the most primitive stages of religion, if even then. Hindu theologians differentiate between various forms of avatâras, or ways God manifests in the world, including incarnations like Krishna, God’s presence within the human heart, and his presence in symbols or images (arcâ). It might be challenging to determine how clearly the symbol and spirit are distinguished, whether in the East or in Europe, but no one can experience a grand car festival in southern India or the Durgâ festival in Bengal without feeling and somewhat sharing the collective excitement of the crowd. This enthusiasm can resemble that stirred by a king or a flag in critical times; just as a flag can symbolize a king and all he represents, an image can serve as a stand-in for the deity.
16. The Extravagance of Hinduism
What I have just said applies to India rather than to China and so do the observations which follow. India is the most religious country in the world. The percentage of people who literally make religion their chief business, who sacrifice to it money and life itself (for religious suicide is not extinct), is far greater than elsewhere. Russia[61] probably comes next but the other nations fall behind by a long interval. Matter of fact respectable people—Chinese as well as Europeans—call this attitude extravagance and it sometimes deserves the name, for since there is no one creed or criterion in India, all sorts of aboriginal or decadent superstitions command the respect due to the name of religion.
This extravagance is both intellectual and moral. No story is too extraordinary to be told of Hindu gods. They are the magicians of the universe who sport with the forces of nature as easily as a conjuror in a bazaar does tricks with a handful of balls. But though the average Hindu would be shocked to hear the Puranas described as idle tales, yet he does not make his creed depend on their accuracy, as many in Europe make Christianity depend on miracles. The value of truth in religion is rated higher in India than in Europe but it is not historical truth. The Hindu approaches his sacred literature somewhat in the spirit in which we approach Milton and Dante. The beauty and value of such poems is clear. The question whether they are accurate reports of facts seems irrelevant. Hindus believe in progressive revelation. Many Tantras and Vishnuite works profess to be better suited to the present age than the Vedas, and innumerable treatises in the vernacular are commonly accepted as scripture.
Scriptures in India[62] are thought of as words not writings. It is the sacred sound not a sacred book which is venerated. They are learnt by oral transmission and it is rare to see a book used in religious services. Diagrams accompanied by letters and a few words are credited with magical powers, but still tantric spells are things to be recited rather than written. This view of scripture makes the hearer uncritical. The ordinary layman hears parts of a sacred book recited and probably admires what he understands, but he has no means of judging of a book as a whole, especially of its coherency and consistency.
The moral extravagance of Hinduism is more serious. It is kept in check by the general conviction that asceticism, or at least temperance, charity and self-effacement are the indispensable outward signs of religion, but still among the great religions of the world there is none which countenances so many hysterical, immoral and cruel rites. A literary example will illustrate the position. It is taken from the drama Mâdhava and Mâlatî written about 730 A.D., but the incidents of the plot might happen in any native state to-day, if European supervision were removed. In it Mâdhava, a young Brahman, surprises a priest of the goddess Châmundâ who is about to immolate Mâlatî. He kills the priest and apparently the other characters consider his conduct natural and not sacrilegious. But it is not suggested that either the police or any ecclesiastical authority ought to prevent human sacrifices, and the reason why Mâdhava was able to save his beloved from death was that he had gone to the uncanny spot where such rites were performed to make an offering of human flesh to demons.
In Buddhism religion and the moral law are identified, but not in Hinduism. Brahmanical literature contains beautiful moral sayings, especially about unselfishness and self-restraint, but the greatest popular gods such as Vishnu and Śiva are not identified with the moral law. They are super-moral and the God of philosophy, who is all things, is also above good and evil. The aim of the philosophic saint is not so much to choose the good and eschew evil as to draw nearer to God by rising above both.
Indian literature as a whole has a strong ethical and didactic flavour, yet the great philosophic and religious systems concern themselves little with ethics. They discuss the nature of the external world and other metaphysical questions which seem to us hardly religious: they clearly feel a peculiar interest in defining the relation of the soul to God, but they rarely ask why should I be good or what is the sanction of morality. They are concerned less with sin than with ignorance: virtue is indispensable, but without knowledge it is useless.
What I just mentioned applies more to India than to China, and the following observations are also relevant. India is the most religious country in the world. The percentage of people who dedicate themselves to religion—sacrificing their money and even their lives (religious suicide still happens)—is far greater than in other places. Russia probably comes next, but the other nations lag far behind. In fact, respectable people—both Chinese and Europeans—consider this attitude excessive, and sometimes it truly is, since there isn't one single belief system or standard in India. As a result, various aboriginal or outdated superstitions command the respect usually reserved for religion.
This excess is both intellectual and moral. No story about Hindu gods is too bizarre to be told. They are the sorcerers of the universe, playing with the forces of nature as effortlessly as a magician in a market juggles a few balls. However, while the average Hindu would be shocked to hear the Puranas described as mere tales, he doesn’t base his beliefs on their accuracy, as many Europeans do with Christianity and its miracles. The value of truth in religion is considered more important in India than in Europe, but it’s not historical truth. The Hindu engages with his sacred texts somewhat the way we approach Milton and Dante. The beauty and importance of these poems are clear; whether they accurately report facts seems unimportant. Hindus believe in progressive revelation. Many Tantras and works related to Vishnu claim to be more relevant to the present age than the Vedas, and countless vernacular texts are widely accepted as scripture.
Scriptures in India are viewed as sounds rather than written texts. It's the sacred sound that is revered, not a sacred book. They are learned through oral tradition, and it's rare to see a book used in religious ceremonies. Diagrams with letters and a few words are believed to have magical powers, but generally, tantric spells are meant to be recited rather than written down. This perspective on scripture makes listeners less critical. The average person hears parts of a sacred text recited and likely admires what they comprehend, but they have no way to evaluate the text as a whole, especially its coherence and consistency.
The moral excess of Hinduism is more serious. It's somewhat restrained by the general belief that asceticism, or at least moderation, charity, and humility, are essential outward signs of religion. Nonetheless, among the major world religions, none permits as many hysterical, immoral, and cruel rituals. A literary example illustrates this situation. It's taken from the play Mâdhava and Mâlatî, written around 730 A.D., but the plot's events could occur in any Indian state today if European oversight were removed. In it, Mâdhava, a young Brahman, surprises a priest of the goddess Châmundâ who is about to sacrifice Mâlatî. He kills the priest, and surprisingly, the other characters consider his actions normal and not sacrilegious. However, it's not suggested that either the police or any religious authority should prevent human sacrifices, and the reason Mâdhava was able to save his beloved was that he had gone to the eerie place where these rites were performed to offer human flesh to demons.
In Buddhism, religion and moral law are seen as one, but not in Hinduism. Brahmanical texts contain beautiful moral teachings, especially regarding selflessness and self-control, but the most popular deities like Vishnu and Śiva aren’t associated with moral law. They are super-moral, and the philosophical God, who is everything, is also above good and evil. The goal of the philosophical saint is not so much to choose good and avoid evil as to draw nearer to God by transcending both.
Overall, Indian literature carries a strong ethical and didactic tone, yet the major philosophical and religious systems address ethics little. They explore the nature of the external world and other metaphysical questions that seem barely religious. They obviously have a special interest in defining the relationship between the soul and God, but they seldom ask why one should be good or what underpins morality. They focus less on sin than on ignorance: virtue is essential, but without knowledge, it's meaningless.
17. The Hindu and Buddhist Scriptures
The history and criticism of Hindu and Buddhist scriptures naturally occupy some space in this work, but two general remarks may be made here. First, the oldest scriptures are almost without exception compilations, that is collections of utterances handed down by tradition and arranged by later generations in some form which gives them apparent unity. Thus the Rig Veda is obviously an anthology of hymns and some three thousand years later the Granth or sacred book of the Sikhs was compiled on the same principle. It consists of poems by Nanak, Kabir and many other writers but is treated with extraordinary respect as a continuous and consistent revelation. The Brahmanas and Upanishads are not such obvious compilations yet on careful inspection the older[63] ones will be found to be nothing else. Thus the Brihad Aranyaka Upanishad, though possessing considerable coherency, is not only a collection of such philosophic views as commended themselves to the doctors of the Taittiriya school, but is formed by the union of three such collections. Each of the first two collections ends with a list of the teachers who handed it down and the third is openly called a supplement. One long passage, the dialogue between Yâjnavalkya and his wife, is incorporated in both the first and the second collection. Thus our text represents the period when the Taittirîyas brought their philosophic thoughts together in a complete form, but that period was preceded by another in which slightly different schools each had their own collection and for some time before this the various maxims and dialogues must have been current separately. Since the conversation between Yajnavalkya and Maitreyi occurs in almost the same form in two collections, it probably once existed as an independent piece.
In Buddhist literature the composite and tertiary character of the Sutta Pitaka is equally plain. The various Nikayas are confessedly collections of discourses. The two older ones seem dominated by the desire to bring before the reader the image of the Buddha preaching: the Samyutta and Anguttara emphasize the doctrine rather than the teacher and arrange much the same matter under new headings. But it is clear that in whatever form the various sermons, dialogues and dissertations appear, that form is not primary but presupposes compilers dealing with an oral tradition already stereotyped in language. For long passages such as the tract on morality and the description of progress in the religious life occur in several discourses and the amount of matter common to different Suttas and Nikayas is surprising. Thus nearly the whole of the long Sutta describing the Buddha's last days and death[64], which at first sight seems to be a connected narrative somewhat different from other Suttas, is found scattered in other parts of the Canon.
Thus our oldest texts whether Brahmanic or Buddhist are editions and codifications, perhaps amplifications, of a considerably older oral teaching. They cannot be treated as personal documents similar to the Koran or the Epistles of Paul.
The works of middle antiquity such as the Epics, Puranas, and Mahayanist sutras were also not produced by one author. Many of them exist in more than one recension and they usually consist of a nucleus enveloped and sometimes itself affected by additions which may exceed the original matter in bulk. The Mahâbhârata and Prajñâpâramitâ are not books in the European sense: we cannot give a date or a table of contents for the first edition[65]: they each represent a body of literature whose composition extended over a long period. As time goes on, history naturally grows clearer and literary personalities become more distinct, yet the later Puranas are not attributed to human authors and were susceptible of interpolation even in recent times. Thus the story of Genesis has been incorporated in the Bhavishya Purana, apparently after Protestant missionaries had begun to preach in India.
The other point to which I would draw attention is the importance of relatively modern works, which supersede the older scriptures, especially in Hinduism. This phenomenon is common in many countries, for only a few books such as the Bhagavad-gîtâ, the Gospels and the sayings of Confucius have a portion of the eternal and universal sufficient to outlast the wear and tear of a thousand years. Vedic literature is far from being discredited in India, though some Tantras say openly that it is useless. It still has a place in ritual and is appealed to by reforming sects. But to see Hinduism in proper perspective we must remember that from the time of the Buddha till now, the composition of religious literature in India has been almost uninterrupted and that almost every century has produced works accepted by some sect as infallible scripture. For most Vishnuites the Bhagavad-gîtâ is the beginning of sacred literature and the Nârâyaṇîya[66] is also held in high esteem: the philosophy of each sect is usually determined by a commentary on the Brahma Sutras: the Bhagavata Purana (perhaps in a vernacular paraphrase) and the Ramayana of Tulsi Das are probably the favourite reading of the laity and for devotional purposes may be supplemented by a collection of hymns such as the Namghosha, copies of which actually receive homage in Assam. The average man—even the average priest—regards all these as sacred works without troubling himself with distinctions as to śruti and smṛiti, and the Vedas and Upanishads are hardly within his horizon.
In respect of sacred literature Buddhism is more conservative than Hinduism, or to put it another way, has been less productive in the last fifteen hundred years. The Hinayanists are like those Protestant sects which still profess not to go beyond the Bible. The monks read the Abhidhamma and the laity the Suttas, though perhaps both are disposed to use extracts and compendiums rather than the full ancient texts. Among the Mahayanists the ancient Vinaya and Nikayas exist only as literary curiosities. The former is superseded by modern manuals, the latter by Mahayanist Sutras such as the Lotus and the Happy Land, which are however of respectable antiquity. As in India, each sect selects rather arbitrarily a few books for its own use, without condemning others but also without according to them the formal recognition received by the Old and New Testaments among Christians.
No Asiatic country possesses so large a portion of the critical spirit as China. The educated Chinese, however much they may venerate their classics, think of them as we think of the masterpieces of Greek literature, aS texts which may contain wrong readings, interpolations and lacunae, which owe whatever authority they possess to the labours of the scholars who collected, arranged and corrected them. This attitude is to some extent the result of the attempt made by the First Emperor about 200 B.C. to destroy the classical literature and to its subsequent laborious restoration. At a time when the Indians regarded the Veda as a verbal revelation, certain and divine in every syllable, the Chinese were painfully recovering and re-piecing their ancient chronicles and poems from imperfect manuscripts and fallible memories. The process obliged them to enquire at every step whether the texts which they examined were genuine and complete: to admit that they might be defective or paraphrases of a difficult original. Hence the Chinese have sound principles of criticism unknown to the Hindus and in discussing the date of an ancient work or the probability of an alleged historical event they generally use arguments which a European scholar can accept.
Chinese literature has a strong ethical and political flavour which tempered the extravagance of imported Indian ideas. Most Chinese systems assert more or less plainly that right conduct is conduct in harmony with the laws of the State and the Universe.
The history and critique of Hindu and Buddhist texts take up a significant portion of this work, but two general points can be made here. First, the oldest texts are almost entirely compilations—collections of sayings passed down through tradition and organized by later generations in a way that gives them a sense of unity. For example, the Rig Veda is clearly an anthology of hymns, and about three thousand years later, the Granth, or sacred book of the Sikhs, was compiled using the same approach. It includes poems by Nanak, Kabir, and many other authors but is regarded with immense respect as a continuous and coherent revelation. The Brahmanas and Upanishads may not seem like obvious compilations, but upon closer examination, the older[63] ones are nothing but that. The Brihad Aranyaka Upanishad, while relatively coherent, is not only a collection of philosophic views favored by the scholars of the Taittiriya school, but is also made up of three such collections. Each of the first two collections concludes with a list of the teachers who transmitted it, and the third is explicitly called a supplement. One lengthy passage, the dialogue between Yâjnavalkya and his wife, appears in both the first and the second collection. Thus, our text reflects the time when the Taittirîyas unified their philosophical ideas into a complete form, but that period came after another in which slightly different schools had their own collections, and for some time before this, various maxims and dialogues likely circulated independently. Since the conversation between Yajnavalkya and Maitreyi appears almost identically in two collections, it most likely once existed as a standalone piece.
In Buddhist literature, the composite nature of the Sutta Pitaka is equally apparent. The various Nikayas are openly collections of discourses. The two older ones seem to focus on presenting the Buddha as a preacher: the Samyutta and Anguttara highlight the doctrine more than the teacher and organize much of the same material under different headings. However, it's clear that whatever form the sermons, dialogues, and essays take, that form is not primary but assumes compilers dealing with a previously established oral tradition. Long segments, such as the tract on morality and the description of progress in the religious life, appear in several discourses, and the amount of shared content among different Suttas and Nikayas is remarkable. For instance, nearly the entire lengthy Sutta that describes the Buddha's last days and death[64], which at first glance seems to tell a connected story that differs from other Suttas, is actually found scattered throughout other parts of the Canon.
Therefore, our oldest texts, whether Brahmanic or Buddhist, are editions and codifications, possibly expansions, of significantly older oral teachings. They cannot be treated as personal documents akin to the Koran or the Epistles of Paul.
The works from the middle of antiquity, such as the Epics, Puranas, and Mahayanist sutras, were also not created by a single author. Many exist in more than one version, typically consisting of a core surrounded by additions that may surpass the original content in length. The Mahâbhârata and Prajñâpâramitâ are not books in the European sense: we can't provide a date or a table of contents for the first edition[65]: both represent a body of literature whose composition took a long time. As time progresses, history naturally becomes clearer and literary figures become more defined; yet the later Puranas are not attributed to specific authors and have been subject to additions even in recent times. For instance, the story of Genesis has been incorporated into the Bhavishya Purana, seemingly after Protestant missionaries began their work in India.
The other point I want to highlight is the significance of relatively modern works that replace older scriptures, particularly in Hinduism. This is a common phenomenon in many countries; only a few books, like the Bhagavad-gîtâ, the Gospels, and Confucius's sayings, possess timeless and universal qualities that can endure for a thousand years. Vedic literature is far from discredited in India, although some Tantras openly claim it's useless. It still holds a place in rituals and is referenced by reforming sects. However, to understand Hinduism properly, we must remember that since the time of the Buddha, the creation of religious literature in India has been almost continuous, with nearly every century producing works that some sects accept as infallible scripture. For most Vishnuites, the Bhagavad-gîtâ marks the beginning of sacred literature, and the Nârâyaṇîya[66] is also greatly respected: the philosophy of each sect is generally defined by a commentary on the Brahma Sutras; the Bhagavata Purana (possibly in a vernacular version) and Tulsi Das's Ramayana are likely the preferred readings for the general public, which may also include a collection of hymns like the Namghosha, copies of which are indeed honored in Assam. The average person—even the average priest—views all these as sacred texts, without worrying about distinctions between śruti and smṛiti, and the Vedas and Upanishads are rarely on their radar.
In terms of sacred literature, Buddhism is more conservative than Hinduism, or in other words, has been less productive over the last fifteen hundred years. The Hinayanists resemble those Protestant sects that claim not to exceed the Bible. Monks read the Abhidhamma, while laypeople read the Suttas, although both may prefer to use summaries and excerpts rather than the full ancient texts. Among the Mahayanists, the ancient Vinaya and Nikayas exist only as literary curiosities. The former is replaced by modern guides, while the latter has been overshadowed by Mahayanist Sutras like the Lotus and the Happy Land, which, however, have respectable antiquity. Similar to India, each sect in Buddhism arbitrarily selects a few texts for its own use, neither condemning the others nor officially recognizing them with the same status as the Old and New Testaments have among Christians.
No Asian country displays as strong a critical spirit as China. Educated Chinese people, while they may revere their classics, view them similarly to how we regard the masterpieces of Greek literature—as texts that may contain errors, interpolations, and gaps, which owe their authority to the efforts of scholars who collected, organized, and edited them. This mindset partly stems from the First Emperor's attempt around 200 B.C. to destroy classical literature and the subsequent painstaking restoration process. At a time when Indians regarded the Veda as a divine and certain verbal revelation, the Chinese were meticulously recovering and piecing together their ancient chronicles and poems from incomplete manuscripts and unreliable memories. This process forced them to question at every turn whether the texts they were examining were authentic and complete, acknowledging that they might be flawed or paraphrases of a challenging original. Consequently, the Chinese have developed sound principles of criticism that are absent in Hinduism, and when discussing the date of an ancient work or the likelihood of a purported historical event, they typically employ arguments that a European scholar would recognize and accept.
Chinese literature has a strong ethical and political flavor that softens the excesses of imported Indian ideas. Most Chinese systems assert quite plainly that right conduct is behavior that aligns with the laws of the State and the Universe.
18. Morality and Will
It is dangerous to make sweeping statements about the huge mass of Indian literature, but I think that most Buddhist and Brahmanic systems assume that morality is merely a means of obtaining happiness[67] and is not obedience to a categorical imperative or to the will of God. Morality is by inference raised to the status of a cosmic law, because evil deeds will infallibly bring evil consequences to the doer in this life or in another. But it is not commonly spoken of as such a law. The usual point of view is that man desires happiness and for this morality is a necessary though insufficient preparation. But there may be higher states which cannot be expressed in terms of happiness.
The will receives more attention in European philosophy than in Indian, whether Buddhist or Brahmanic, which both regard it not as a separate kind of activity but as a form of thought. As such it is not neglected in Buddhist psychology: will, desire and struggle are recognized as good provided their object is good, a point overlooked by those who accuse Buddhism of preaching inaction[68].
Schopenhauer's doctrine that will is the essential fact in the universe and in life may appear to have analogies to Indian thought: it would be easy for instance to quote passages from the Pitakas showing that taṇhâ, thirst, craving or desire, is the force which makes and remakes the world. But such statements must be taken as generalizations respecting the world as it is rather than as implying theories of its origin, for though taṇhâ is a link in the chain of causation, it is not regarded as an ultimate principle more than any other link but is made to depend on feeling. The Mâyâ of the Vedanta is not so much the affirmation of the will to live as the illusion that we have a real existence apart from Brahman, and the same may be said of Ahaṃkâra in the Sânkhya philosophy. It is the principle of egoism and individuality, but its essence is not so much self-assertion as the mistaken idea that this is mine, that I am happy or unhappy.
There is a question much debated in European philosophy but little argued in India, namely the freedom of the will. The active European feeling the obligation and the difficulties of morality is perplexed by the doubt whether he really has the power to act as he wishes. This problem has not much troubled the Hindus and rightly, as I think. For if the human will is not free, what does freedom mean? What example of freedom can be quoted with which to contrast the supposed non-freedom of the will? If in fact it is from the will that our notion of freedom is derived, is it not unreasonable to say that the will is not free? Absolute freedom in the sense of something regulated by no laws is unthinkable. When a thing is conditioned by external causes it is dependent. When it is conditioned by internal causes which are part of its own nature, it is free. No other freedom is known. An Indian would say that a man's nature is limited by Karma. Some minds are incapable of the higher forms of virtue and wisdom, just as some bodies are incapable of athletic feats. But within the limits of his own nature a human being is free. Indian theology is not much hampered by the mad doctrine that God has predestined some souls to damnation, nor by the idea of Fate, except in so far as Karma is Fate. It is Fate in the sense that Karma inherited from a previous birth is a store of rewards and punishments which must be enjoyed or endured, but it differs from Fate because we are all the time making our own karma and determining the character of our next birth.
The older Upanishads hint at a doctrine analogous to that of Kant, namely that man is bound and conditioned in so far as he is a part of the world of phenomena but free in so far as the self within him is identical with the divine self which is the creator of all bonds and conditions. Thus the Kaushîtaki Upanishad says, "He it is who causes the man whom he will lead upwards from these worlds to do good works and He it is who causes the man whom he will lead downwards to do evil works. He is the guardian of the world, He is the ruler of the world, He is the Lord of the world and He is myself." Here the last words destroy the apparent determinism of the first part of the sentence. And similarly the Chândogya Upanishad says, "They who depart hence without having known the Self and those true desires, for them there is no freedom in all worlds. But they who depart hence after knowing the Self and those true desires, for them there is freedom in all worlds[70]."
Early Buddhist literature asserts uncompromisingly that every state of consciousness has a cause and in one of his earliest discourses the Buddha argues that the Skandhas, including mental states, cannot be the Self because we have not free will to make them exactly what we choose[71]. But throughout his ethical teaching it is I think assumed that, subject to the law of karma, conscious action is equivalent to spontaneous action. Good mental states can be made to grow and bad mental states to decrease until the stage is reached when the saint knows that he is free. It may perhaps be thought that the early Buddhists did not realize the consequences of applying their doctrine of causation to psychology and hence never faced the possibility of determinism. But determinism, fatalism, and the uselessness of effort formed part of the paradoxical teaching of Makkhali Gosala reported in the Pitakas and therefore well known. If neither the Jains nor the Buddhists allowed themselves to be embarrassed by such denials of free will, the inference is that in some matters at least the Hindus had strong common sense and declined to accept any view which takes away from man the responsibility and lordship of his own soul.
It’s risky to make broad claims about the vast body of Indian literature, but I believe that most Buddhist and Brahmanic systems view morality as just a means to achieve happiness[67] rather than obedience to a universal moral law or to the will of God. Morality is implicitly elevated to the level of a cosmic law because evil actions will inevitably lead to negative consequences for the perpetrator in this life or the next. However, it's not typically referred to as such a law. Generally, the perspective is that people seek happiness, and morality is a necessary although inadequate preparation for this. Yet, there may be higher states that can’t be defined merely in terms of happiness.
The concept of will receives more focus in European philosophy than in Indian thought, whether Buddhist or Brahmanic, both of which don’t see it as a distinct type of activity but rather as a form of thought. In Buddhist psychology, will, desire, and effort are acknowledged as good as long as their objectives are good, something often overlooked by critics who accuse Buddhism of promoting passivity[68].
Schopenhauer's idea that will is the fundamental essence of the universe and life might seem to parallel Indian thought: it's easy to cite passages from the Pitakas that show that taṇhâ, or craving, is the force that shapes and reshapes the world. However, such statements should be viewed as general observations about the world rather than suggesting theories about its origin. Although taṇhâ is part of the chain of causation, it’s not regarded as an ultimate principle any more than any other link, as it is based on feeling. The Mâyâ of the Vedanta isn’t merely about the will to live but the illusion that we exist independently of Brahman, and the same applies to Ahaṃkâra in Sânkhya philosophy. It's the principle of self-identity and individuality, but its core isn’t self-assertion so much as the misguided belief that what we have is mine, that I am happy or unhappy.
The debate over the freedom of the will is widely discussed in European philosophy but less so in India. The active European, feeling the weight and challenges of morality, is troubled by uncertainty about whether he truly has the ability to act as he desires. This issue hasn’t significantly worried Hindus, and rightly so, in my opinion. If human will isn’t free, what does freedom even mean? What instance of freedom can be cited to contrast with the supposed unfreedom of the will? If our notion of freedom actually derives from the will, isn’t it illogical to claim that the will isn’t free? Absolute freedom, in the sense of being governed by no laws, is unimaginable. When something is influenced by external factors, it is reliant. When it is influenced by internal factors that are part of its own nature, it is free. No other form of freedom is known. An Indian would argue that a person's nature is constrained by Karma. Some individuals can't achieve advanced forms of virtue and wisdom, just as some bodies can’t perform athletic feats. But within the bounds of their own nature, individuals are free. Indian theology isn’t overly burdened by the absurd idea that God has condemned some souls to damnation, nor by the notion of Fate, except to the extent that Karma can be seen as Fate. Karma inherited from a previous life is a collection of rewards and punishments to be experienced, yet it differs from Fate because we continually create our karma and shape our next birth.
The older Upanishads suggest a belief similar to Kant’s, which states that humanity is bound and confined to the realm of phenomena but is free as much as the self within them is the same as the divine self, which creates all bonds and conditions. The Kaushîtaki Upanishad states, "He it is who causes the man whom he will elevate from these worlds to perform good deeds, and He it is who causes the man whom he will lower to do evil deeds. He is the protector of the world, He is the ruler of the world, He is the Lord of the world, and He is myself." The last part of this statement nullifies the apparent determinism of the beginning. Similarly, the Chândogya Upanishad states, "Those who depart without knowing the Self and true desires have no freedom in any world. But those who leave after knowing the Self and true desires, for them there is freedom in all worlds[70]."
Early Buddhist texts firmly state that every state of consciousness has a cause, and in one of his first discourses, the Buddha argues that the Skandhas, including mental states, cannot be the Self because we don’t have free will to make them exactly as we wish[71]. However, I believe his ethical teachings imply that, governed by the law of karma, conscious action is essentially the same as spontaneous action. Positive mental states can be nurtured and negative mental states can be diminished until a point is reached when the enlightened person recognizes their freedom. It might be assumed that the early Buddhists didn’t grasp the implications of applying their causation principle to psychology and thus never confronted the potential for determinism. Yet, determinism, fatalism, and the futility of effort were part of the paradoxical teachings of Makkhali Gosala found in the Pitakas and are therefore well-known. If neither the Jains nor the Buddhists were hindered by such denials of free will, it suggests that at least in some areas, the Hindus possessed a strong common sense and refused to accept any perspective that takes away from individuals their responsibility and authority over their own souls.
19. The Origin of Evil
The reader will have gathered from what precedes that Hinduism has little room for the Devil[72]. Buddhism being essentially an ethical system recognizes the importance of the Tempter or Mâra, but still Mâra is not an evil spirit who has spoilt a good world. In Hinduism, whether pantheistic or polytheistic, there is even less disposition to personify evil in one figure, and most Indian religious systems are disposed to think of the imperfections of the world as suffering rather than as sin.
Yet the existence of evil is the chief reason for the existence of religion, at least of such religions as promise salvation, and the explanation of evil is the chief problem of all religions and philosophies, and the problem which they all alike are conspicuously unsuccessful in solving. I can assign no reason for rejecting as untenable the idea that the ultimate reality may be a duality—a good and an evil spirit—or even a plurality[73], but still it is unthinkable for me and I believe for most minds. If there are two ultimate beings, either they must be complementary and necessary one to the other, in which case it seems to me more correct to describe them as two aspects of one being, or if they are quite separate, my mind postulates (but I do not know why) a third being who is the cause of them both.
The problem of evil is not quite the same for Indian and European pantheists. The European pantheist holds that since God is all things or in all things, evil is only something viewed out of due perspective: that the world would be seen to be perfect, if it could be seen as a whole, or that evil will be eliminated in the course of development. But he cannot explain why the partial view of the world which human beings are obliged to take shows the existence of obvious evil. The Hindus think that it is possible and better for the soul to leave the vain show of the world and find peace in union with God. They are therefore not concerned to prove that the world is good, although they cannot explain why God allows it to exist. The Upanishads contain some myths and parables about the introduction of evil but they do not say that a naturally good world was spoilt[74]. They rather imply that increasing complexity involves the increase of evil as well as of good. This is also the ground thought of the Aggañña Sutta, the Buddhist Genesis (Dig. Nik. XXVII.).
I think that the substance of much Indian pantheism—late Buddhist as well as Brahmanic—is that the world, the soul and God (the three terms being practically the same) have two modes of existence: one of repose and bliss, the other of struggle and trouble. Of these the first mode is the better and it is only by mistake[75] that the eternal spirit adopts the latter. But both the mistake and the correction of it are being eternally repeated. Such a formulation of the Advaita philosophy would no doubt be regarded in India as wholly unorthodox. Yet orthodoxy admits that the existence of the world is due to the coexistence of Mâyâ (illusion) with Brahman (spirit) and also states that the task of the soul is to pass beyond Mâyâ to Brahman. If this is so, there is either a real duality (Brahman and Mâyâ) or else Mâyâ is an aspect of Brahman, but an aspect which the soul should transcend and avoid, and for whose existence no reason whatever is given. The more theistic forms of Indian religion, whether Sivaite or Vishnuite, tend to regard individual souls and matter as eternal. By the help of God souls can obtain release from matter. But here again there is no explanation why the soul is contaminated by matter or ignorance.
It is clearly illogical to condemn the Infinite as bad or a mistake. Buddhism is perhaps sometimes open to this charge because on account of its exceedingly cautious language about nirvana it fails to set it up as a reality contrasted with the world of suffering. But many varieties of Indian religion do emphatically point to the infinite reality behind and beyond Mâyâ. It is only Mâyâ which is unsatisfactory because it is partial.
Another attempt to make the Universe intelligible regards it as an eternal rhythm playing and pulsing outwards from spirit to matter (pravritti) and then backwards and inwards from matter to spirit (nirvritti). This idea seems implied by Śankara's view that creation is similar to the sportive impulses of exuberant youth and the Bhagavad-gîtâ is familiar with pravritti and nirvritti, but the double character of the rhythm is emphasized most clearly in Śâkta treatises. Ordinary Hinduism concentrates its attention on the process of liberation and return to Brahman, but the Tantras recognize and consecrate both movements, the outward throbbing stream of energy and enjoyment (bhukti) and the calm returning flow of liberation and peace. Both are happiness, but the wise understand that the active outward movement is right and happy only up to a certain point and under certain restrictions.
That great poet Tulsi Das hints at an explanation of the creation or of God's expansion of himself which will perhaps commend itself to Europeans more than most Indian ideas, namely that the bliss enjoyed by God and the souls whom he loves is greater than the bliss of solitary divinity[76].
The reader can gather from the previous text that Hinduism doesn't leave much room for the Devil[72]. Buddhism, being primarily an ethical system, acknowledges the role of the Tempter or Mâra, but Mâra is not seen as an evil spirit that has tainted a good world. In Hinduism, whether it's pantheistic or polytheistic, there's even less inclination to see evil as a single entity, and most Indian religious systems tend to view the imperfections of the world as suffering rather than sin.
However, the existence of evil is the main reason for the existence of religion, especially those that promise salvation, and the explanation of evil is the central challenge for all religions and philosophies, a challenge they all struggle to address effectively. I can't find a reason to dismiss the idea that the ultimate reality could involve a duality— a good and an evil spirit—or even a plurality[73], but it still seems unimaginable to me and, I believe, to most people as well. If there are two ultimate beings, they must either be complementary and necessary to each other, in which case it seems more accurate to describe them as two aspects of one being, or if they are entirely separate, I instinctively posit (though I can't quite explain why) a third being who is the cause of both.
The issue of evil is not quite the same for Indian and European pantheists. The European pantheist believes that since God is everything or present in everything, evil is merely a matter of perspective: that the world would be seen as perfect if it could be viewed as a whole, or that evil will be resolved over time. However, he can't explain why the limited perspective humans have reveals evident evil. Hindus believe that it's possible and preferable for the soul to leave the illusory nature of the world and find peace in unity with God. They're therefore not focused on proving that the world is good, although they can't explain why God allows it to exist. The Upanishads contain myths and parables about the emergence of evil but do not claim that a naturally good world has been ruined[74]. Instead, they suggest that increasing complexity leads to both the rise of evil and good. This is also the main idea expressed in the Aggañña Sutta, the Buddhist Genesis (Dig. Nik. XXVII.).
I believe that the core of much Indian pantheism—both late Buddhist and Brahmanic—is that the world, the soul, and God (the three terms being practically synonymous) have two modes of existence: one of peace and bliss, and the other of struggle and suffering. Of these, the first mode is better, and it's only by mistake[75] that the eternal spirit chooses the latter. But both the mistake and its correction are being eternally repeated. This interpretation of Advaita philosophy would likely be considered completely unorthodox in India. Yet, orthodoxy acknowledges that the existence of the world arises from the coexistence of Mâyâ (illusion) with Brahman (spirit) and states that the soul's task is to transcend Mâyâ to reach Brahman. If this is true, there is either a real duality (Brahman and Mâyâ) or Mâyâ is an aspect of Brahman, but one that the soul is supposed to transcend and avoid, with no explanation given for its existence. The more theistic branches of Indian religion, whether Sivaite or Vishnuite, tend to view individual souls and matter as eternal. With God's help, souls can liberate themselves from matter. But again, there's no explanation for why the soul becomes tainted by matter or ignorance.
It's clearly illogical to condemn the Infinite as bad or a mistake. Buddhism may sometimes risk this criticism due to its excessively careful language about nirvana, which fails to present it as a reality in contrast to the suffering of the world. Yet many forms of Indian religion do strongly emphasize the infinite reality that exists behind and beyond Mâyâ. Only Mâyâ is unsatisfactory because it is incomplete.
Another approach to making the Universe comprehensible regards it as an eternal rhythm that pulses outwards from spirit to matter (pravritti) and then back inwards from matter to spirit (nirvritti). This idea seems reflected in Śankara's view that creation resembles the playful impulses of youthful exuberance, and the Bhagavad-gîtâ is familiar with pravritti and nirvritti, but the dual nature of the rhythm is emphasized most clearly in Śâkta texts. Ordinary Hinduism focuses on the process of liberation and return to Brahman, but the Tantras acknowledge and celebrate both movements: the outward flow of energy and enjoyment (bhukti) and the calming return to liberation and peace. Both are forms of happiness, but the wise understand that the active outward movement is right and joyful only to a certain extent and under specific conditions.
The great poet Tulsi Das hints at an explanation for creation or God's expansion of Himself that may resonate more with Europeans than with many Indian ideas, suggesting that the bliss experienced by God and the souls He loves is greater than the bliss of solitary divinity[76].
20. Church and State
I will now turn to another point, namely the relations of Church and State. These are simplest in Buddhism, which teaches that the truth is one, that all men ought to follow it and that all good kings should honour and encourage it. This is also the Christian position but Buddhism has almost always been tolerant and has hardly ever countenanced the doctrine that error should be suppressed by force[77]. Buddhism does not claim to cover the whole field of religion as understood in Europe: if people like to propitiate spirits in the hope of obtaining wealth and crops, it permits them to do so. In Japan and Tibet Buddhism has played a more secular role than in other countries, analogous to the struggles of the mediaeval European church for temporal authority. In Japan the great monasteries very nearly became the chief military as well as the chief political power and this danger was averted only by the destruction of Hieizan and other large establishments in the sixteenth century. What was prevented in Japan did actually happen in Tibet, for the monasteries became stronger than any of the competing secular factions and the principal sect set up an ecclesiastical government singularly like the Papacy. In southern countries, such as Burma and Ceylon, Buddhism made no attempt to interfere in politics. This aloofness is particularly remarkable in Siam and Camboja, where state festivals are usually conducted by Brahmans not by Buddhist ecclesiastics. In Siam, as formerly in Burma, the king being a Buddhist is in some ways the head of the Church. He may reform lax discipline or incorrect observances, but apparently not of his own authority but merely as an executive power enforcing the opinion of the higher clergy.
Buddhism and Hinduism both have the idea that the monk or priest is a person who in virtue of ordination or birth lives on a higher level than others. He may teach and do good but irrespective of that it is the duty of the laity to support the priesthood. This doctrine is preached by Hinduism in a stronger form than by Buddhism. The intellectual superiority of the Brahmans as a caste was sufficiently real to ensure its acceptance and in politics they had the good sense to rule by serving, to be ministers and not kings. In theory and to a considerable extent in practice, the Brahmans and their gods are not an imperium in imperio but an imperium super imperium. The position was possible only because, unlike the Papacy and unlike the Lamas of Tibet, they had no Pope and no hierarchy. They produced no à'Beckets or Hildebrands and no Inquisition. They did not quarrel with science but monopolized it.
In India kings are expected to maintain the priesthood and the temples yet Hinduism rarely assumes the form of a state religion[78] nor does it admit, as state religions generally have to admit, that the secular arm has a co-ordinate jurisdiction in ecclesiastical matters. Yet it affects every department of social life and a Hindu who breaks with it loses his social status. Hindu deities are rarely tribal gods like Athene of Athens or the gods of Mr Kipling and the German Emperor. There are thousands of shrines specially favoured by a divine presence but the worshippers think of that presence not as the protector of a race or city but as a special manifestation of a universal though often invisible power. The conquests of Mohammedans and Christians are not interpreted as meaning that the gods of Hinduism have succumbed to alien deities.
The views prevalent in China and Japan as to the relations of Church and State are almost the antipodes of those described. In those countries it is the hardly dissembled theory of the official world that religion is a department of government and that there should be regulations for gods and worship, just as there are for ministers and etiquette. If we say that religion is identified with the government in Tibet and forms an imperium super imperium in India, we may compare its position in the Far East to native states under British rule. There is no interference with creeds provided they respect ethical and social conventions: interesting doctrines and rites are appreciated: the Government accepts and rewards the loyal co-operation of the Buddhist and Taoist priesthoods but maintains the right to restrict their activity should it take a wrong political turn or should an excessive increase in the number of monks seem a public danger. The Chinese Imperial Government successfully claimed the strangest powers of ecclesiastical discipline, since it promoted and degraded not only priests but deities. In both China and Japan there has often been a strong current of feeling in the official classes against Buddhism but on the other hand it often had the support of both emperors and people, and princes not infrequently joined the clergy, especially when it was desirable for them to live in retirement. Confucianism and Shintoism, which are ethical and ceremonial rather than doctrinal, have been in the past to some extent a law to the governments of China and Japan, or more accurately an aspect of those governments. But for many centuries Far Eastern statesmen have rarely regarded Buddhism and Taoism as more than interesting and legitimate activities, to be encouraged and regulated like educational and scientific institutions.
Now, I’ll move on to another topic: the relationship between Church and State. These relationships are most straightforward in Buddhism, which teaches that truth is singular, that everyone should pursue it, and that all good rulers should respect and promote it. This aligns with Christian beliefs, but Buddhism has mostly been tolerant and seldom supports the idea that error should be suppressed by force[77]. Buddhism does not claim to encompass all aspects of religion as understood in Europe; if people want to appease spirits for wealth and good harvests, it allows for that. In Japan and Tibet, Buddhism has taken on a more secular role than in other countries, similar to the medieval European church's struggles for political power. In Japan, the major monasteries nearly became the leading military and political authority, and this risk was only avoided through the destruction of Hieizan and other large monasteries in the sixteenth century. What was averted in Japan actually occurred in Tibet, where the monasteries grew stronger than any competing secular groups, and the main sect established a church-like government reminiscent of the Papacy. In southern regions like Burma and Ceylon, Buddhism made no attempts to interfere in politics. This detachment is particularly notable in Siam and Cambodia, where state celebrations are typically led by Brahmans rather than Buddhist clergy. In Siam, as once in Burma, the king, being a Buddhist, serves in some respect as the head of the Church. He can reform lax practices or incorrect observances, but seemingly not by his own authority; rather, he acts as an executive enforcing the views of the higher clergy.
Both Buddhism and Hinduism hold that a monk or priest is someone who, due to ordination or birth, lives at a higher level than others. While he may teach and do good, the laity is obligated to support the priesthood. Hinduism emphasizes this idea more strongly than Buddhism. The intellectual superiority of the Brahmans as a caste was sufficiently solid to guarantee its acceptance, and in politics, they wisely chose to rule by serving, becoming ministers instead of kings. In theory and often in practice, the Brahmans and their deities do not represent an imperium in imperio but rather an imperium super imperium. This situation was possible because, unlike the Papacy or the Lamas of Tibet, they had no singular Pope or hierarchy. They produced no à'Beckets or Hildebrands, nor did they have an Inquisition. They didn't contest with science but monopolized it.
In India, kings are expected to support the priesthood and temples; however, Hinduism rarely functions as a state religion[78] nor does it acknowledge, as state religions typically must, that the secular authority has a parallel jurisdiction in religious matters. Yet, it influences every aspect of social life, and a Hindu who breaks away from it loses their social standing. Hindu deities are seldom tribal gods like Athena of Athens or the deities referenced by Mr. Kipling and the German Emperor. There are thousands of shrines believed to be favored by divine presence, but worshippers view this presence not as a protector of a race or city, but as a unique manifestation of a universal yet often unseen power. The conquests of Muslims and Christians are not seen as evidence that the gods of Hinduism have been defeated by foreign deities.
The views in China and Japan regarding the relationship between Church and State are nearly the opposite of what has been described. In those countries, it is clearly the position of the official world that religion is a branch of the government and that there should be regulations regarding gods and worship, just like there are for ministers and etiquette. If we say that religion is intertwined with the government in Tibet and forms an imperium super imperium in India, we might compare its role in the Far East to native states under British control. There is no interference with beliefs as long as they respect ethical and social norms; interesting doctrines and rituals are appreciated. The government accepts and rewards the loyal involvement of Buddhist and Taoist clergy but retains the authority to limit their activities if they take a wrong political turn or if an excessive number of monks seems to pose a public threat. The Chinese Imperial Government claimed unusual powers of ecclesiastical discipline, promoting and demoting not just priests but deities as well. In both China and Japan, there has often been a strong sentiment among officials against Buddhism, yet it has also had support from both emperors and the populace, with princes frequently joining the clergy, especially when they wanted to live in seclusion. Confucianism and Shintoism, which are more ethical and ceremonial than doctrinal, have historically served as a kind of law for the governments of China and Japan or more accurately, as aspects of those governments. However, for many centuries, Far Eastern statesmen have typically seen Buddhism and Taoism as merely interesting and legitimate pursuits, to be encouraged and regulated like educational and scientific institutions.
21. Public Worship and Ceremonial
In no point does Hinduism differ from western religions more than in its public worship and, in spite of much that is striking and interesting, the comparison is not to the advantage of India. It is true that temple worship is not so important for the Hindus as Church services are for the Christian. They set more store on home ceremonies and on contemplation. Still the temples of India are so numerous, so conspicuous and so crowded that the religion which maintains them must to some extent be judged by them.
At any rate they avoid the faults of public worship in the west. The practice of arranging the congregation in seats for which they pay seems to me more irreligious than the slovenliness of the heathen and makes the whole performance resemble a very dull concert.
Protestant services are in the main modelled on the ritual of the synagogue. They are meetings of the laity at which the scriptures are read, prayers offered, sermons preached and benedictions pronounced. The clergy play a principal but not exclusive part. The rites of the Roman and Eastern Churches have borrowed much from pagan ceremonial but still they have not wholly departed from the traditions of the synagogue. These have also served as a model for Mohammedan ritual which differs from the Jewish in little but its almost military regularity.
But with all this the ordinary ritual of Hindu temples[79] has nothing in common. It derives from another origin and follows other lines. The temple is regarded as the court of a prince and the daily ceremonies are the attendance of his courtiers on him. He must be awakened, fed, amused and finally put to bed. This conception of ritual prevailed in Egypt but in India there is no trace of it in Vedic literature and perhaps it did not come into fashion until Gupta times. Although the laity may be present and salute the god, such worship cannot be called congregational. Yet in other ways a Hindu temple may provide as much popular worship as a Nonconformist chapel. In the corridors will generally be found readers surrounded by an attentive crowd to whom they recite and expound the Mahabharata or some other sacred text. At festivals and times of pilgrimage the precincts are thronged by a crowd of worshippers the like of which is hardly to be seen in Europe, worshippers not only devout but fired with an enthusiasm which bursts into a mighty chorus of welcome when the image of the god is brought forth from the inner shrine.
The earlier forms of Buddhist ceremonial are of the synagogue type (though in no way derived from Jewish sources) for, though there is no prayer, they consist chiefly of confession, preaching and reading the scriptures. But this puritanic severity could not be popular and the veneration of images and relics was soon added to the ritual. The former was adopted by Buddhism earlier than by the Brahmans. The latter, though a conspicuous feature of Buddhism in all lands, is almost unknown to Hinduism. In their later developments Buddhist and Christian ceremonies show an extraordinary resemblance due in my opinion chiefly to convergence, though I do not entirely exclude mutual influence. Both Buddhism and Roman Catholicism accepted pagan ritual with some reservations and refinements. The worship has for its object an image or a shrine containing a relic which is placed in a conspicuous position at the end of the hall of worship[80]. Animal sacrifices are rejected but offerings of flowers, lights and incense are permitted, as well as the singing of hymns. It is not altogether strange if Buddhist and Catholic rituals starting from the same elements ended by producing similar scenic effects.
Yet though the scenic effect may be similar, there is often a difference in the nature of the rite. Direct invocations are not wanting in Tibetan and Far Eastern Buddhism but many services consist not of prayers but of the recitation of scripture by which merit is acquired. This merit is then formally transferred by the officiants to some special object, such as the peace of the dead or the prosperity of a living suppliant.
The later phases of both Hinduism and Buddhism are permeated by what is called Tantrism[81], that is to say the endeavour to attain spiritual ends by ritual acts such as gestures and the repetition of formulae. These expedients are dangerous and may become puerile, but those who ridicule them often forget that they may be termed sacramental with as much propriety as magical and are in fact based on the same theory as the sacraments of the Catholic Church. When a child is made eligible for salvation by sprinkling with water, by the sign of the cross and by the mantra "In the Name of the Father," etc., or when the divine spirit is localized in bread and wine and worshipped, these rites are closely analogous to tantric ceremonial.
The Buddhist temples of the Far East are in original intention copies of Indian edifices and in the larger establishments there is a daily routine of services performed by resident monks. But the management of religious foundations in these countries has been much influenced by old pagan usages as to temples and worship which show an interesting resemblance to the customs of classical antiquity but have little in common with Buddhist or Christian ideas. A Chinese municipal temple is a public building dedicated to a spirit or departed worthy. If sacrifices are offered in it, they are not likely to take place more than three or four times a year. Private persons may go there to obtain luck by burning a little incense or still more frequently to divine the future: public meetings and theatrical performances may be held there, but anything like a congregational service is rare. Just so in ancient Rome a temple might be used for a meeting of the Senate or for funeral games.
Hinduism stands out from Western religions, especially in how it conducts public worship. Despite its interesting aspects, this comparison doesn't favor India. It’s true that temple worship isn’t as significant for Hindus as church services are for Christians. Hindus place more importance on home rituals and personal reflection. Still, the sheer number, visibility, and crowds at India’s temples mean that the religion behind them is partly evaluated based on these temples.
They also avoid some pitfalls of public worship found in the West. The practice of seating congregants who pay for their spots seems more disrespectful than the informal nature of non-Western practices, making the whole affair feel like a tedious concert.
Protestant services are primarily based on synagogue rituals. They involve gatherings of laypeople where scriptures are read, prayers are said, sermons are delivered, and blessings are given. Clergy have a central but not exclusive role. The liturgies of Roman and Eastern Churches have drawn extensively from pagan traditions while still retaining some synagogue customs. These customs have also inspired Islamic rituals, which differ from Jewish ones mainly in their almost military structure.
However, the standard rituals in Hindu temples [79] have little in common with these. They come from a different origin and follow different guidelines. The temple is seen as a royal court, and the daily rituals resemble the attendance of courtiers. The deity must be awakened, fed, entertained, and finally put to rest. While this idea of ritual existed in ancient Egypt, there’s no evidence of it in Vedic texts, and it likely became popular during Gupta times. Though laypeople can be present and honor the deity, this worship isn’t truly congregational. Nonetheless, a Hindu temple can offer as much communal worship as a Nonconformist chapel. Typically, readers can be found in the corridors, surrounded by an attentive audience, reciting and explaining the Mahabharata or other sacred texts. During festivals and pilgrimages, the temple grounds are packed with worshippers, not just devoted but also passionately enthusiastic, bursting into loud welcomes when the deity's image is brought out from the inner shrine.
Earlier forms of Buddhist ceremonies resemble those of the synagogue (though they aren't derived from Jewish sources). These ceremonies focus mainly on confession, preaching, and reading scriptures, though they lack prayer. However, such austerity wasn't widely embraced, and soon the veneration of images and relics was added to the rituals. Buddhism adopted image worship earlier than Hinduism did. While relic worship is a prominent aspect of Buddhism in various cultures, it is almost absent in Hinduism. In their later developments, both Buddhist and Christian ceremonies show striking similarities, mainly due to convergence, though mutual influence can’t be entirely ruled out. Both Buddhism and Roman Catholicism incorporated pagan practices, albeit with certain modifications. Worship involves an image or a shrine housing a relic prominently displayed at the front of the worship hall [80]. While animal sacrifices are rejected, offerings of flowers, light, and incense are accepted, along with hymn singing. It’s not too surprising that Buddhist and Catholic rituals, starting from the same base, lead to similar visual experiences.
Yet, even when the aesthetic is alike, the essence of the rite often differs. Tibetan and Far Eastern Buddhism includes direct invocations, but many services involve not prayers but recitations of scriptures that accrue merit. This merit is then formally dedicated by officiants to specific purposes, like the peace of the deceased or the welfare of a living person seeking help.
The later developments of both Hinduism and Buddhism are infused with what's known as Tantrism [81], aiming to reach spiritual goals through ritual actions like hand gestures and repeated phrases. These practices can be risky and may come off as childish, but those who mock them often overlook that they can be seen as sacramental just as much as magical, sharing similar theories with Catholic sacraments. When a child is deemed eligible for salvation through water sprinkling, the sign of the cross, and the mantra "In the Name of the Father," or when the divine essence is believed to reside in bread and wine and is venerated, these practices bear significant resemblance to tantric rituals.
Far Eastern Buddhist temples were originally modeled after Indian structures, and in larger facilities, there’s a daily schedule of services conducted by resident monks. However, the management of religious institutions in these regions has been heavily influenced by ancient pagan customs related to temples and worship, reflecting interesting parallels with classical antiquity but sharing little with Buddhist or Christian principles. A municipal temple in China is a public space honoring a spirit or respected figure. If sacrifices occur there, they likely happen only a few times a year. Individuals may visit to seek fortune by burning incense or, more commonly, to predict the future: public gatherings and performances might take place, but organized congregational services are rare. Similarly, in ancient Rome, a temple could serve as a venue for the Senate or for funeral games.
22. The Worship of the Reproductive Forces
One aspect of Indian religions is so singular that it demands notice, although it is difficult to discuss. I mean the worship of the generative forces. The cult of a god, or more often of a goddess, who personifies the reproductive and also the destructive powers of nature (for it is not only in India that the two activities are seen to be akin) existed in many countries. It was prominent in Babylonia and Asia Minor, less prominent but still distinctly present in Egypt and in many cases was accompanied by hysterical and immoral rites, by mutilations of the body and offerings of blood. But in most countries such deities and rites are a matter of ancient history: they decayed as civilization grew: in China and Japan, as formerly in Greece and Rome, they are not an important constituent of religion. It is only in India and to some extent in Tibet, which has been influenced by India, that they have remained unabashed until modern times.
If it is right to regard with veneration the great forces of nature, fire, sun and water, a similar feeling towards the reproductive force cannot be unphilosophic or immoral. Nor does the idea that the supreme deity is a mother rather than a father, though startling, contain anything unseemly. Yet it is an undoubted fact that all the great religions except Hinduism, though they may admit a Goddess of Mercy—Kuan-yin or the Madonna—agree in rejecting essentially sexual deities. Modern Europe is probably prudish to excess, but the general practice of mankind testifies that words and acts too nearly connected with sexual things cannot be safely permitted in the temple. This remark would indeed be superfluous were it not that many millions of our Hindu fellow-citizens are of a contrary opinion.
Such practices prevail chiefly among the Śâktas in Bengal and Assam but similar licence is permitted (though the theoretical justification and theological setting are different) in some Vishnuite sects. Both are reprobated by the majority of respectable Hindus, but both find educated and able apologists. And though it may be admitted that worship of the linga may exist without bad effects, moral or intellectual, yet I think that these effects make themselves felt so soon as a sect becomes distinctly erotic. Anyone who visits two such different localities as Kamakhya in Assam and Gokul near Muttra must be struck with the total absence in the shrines of anything that can be called beautiful, solemn or even terrible. The general impression is of something diseased, unclean and undignified. The figure of the Great Goddess of life and death might have fired[82] the invention of artists but as a matter of fact her worship has paralyzed their hands and brains.
Nor can I give much praise to the Tantras as literature[83]. It is true that, as some authors point out, they contain fine sayings about God and the soul. But in India such things form part of the common literary stock and do not entitle the author to the praise which he would win elsewhere, unless his language or thoughts show originality. Such originality I have not found in those Tantras which are accessible. The magical and erotic parts may have the melancholy distinction of being unlike other works but the philosophical and theological sections could have been produced by any Hindu who had studied these branches of Indian literature.
One unique aspect of Indian religions stands out and deserves attention, even though it’s hard to talk about. I’m referring to the worship of generative forces. There’s a cult that venerates a god, or more often a goddess, who represents the reproductive as well as the destructive powers of nature (the link between these two activities is recognized in many cultures). This worship was prominent in Babylonia and Asia Minor, less so but still present in Egypt, and often involved hysterical and immoral rituals, body mutilations, and blood offerings. However, in most places, these deities and their rites are relics of the past: they faded away as civilizations advanced. In China and Japan, like once in Greece and Rome, they don't play a significant role in religion anymore. It's only in India, and to some extent in Tibet, influenced by India, that such practices have persisted without shame into modern times.
If it’s appropriate to hold the great forces of nature such as fire, sun, and water in reverence, feeling similarly towards the reproductive force is neither unphilosophical nor immoral. Additionally, the idea of the supreme deity as a mother rather than a father, while surprising, isn’t inappropriate. Yet, it is an undeniable fact that all major religions except Hinduism, while they may acknowledge a Goddess of Mercy—like Kuan-yin or the Madonna—essentially reject sexual deities. Modern Europe may be overly modest, but broadly speaking, human practices suggest that discussions and actions too closely related to sexuality are not safely allowed in temples. This observation might seem unnecessary if not for the fact that millions of our Hindu fellow citizens disagree.
Such practices are primarily seen among the Śâktas in Bengal and Assam, but a similar degree of freedom is accepted (albeit with different theoretical justifications and theological contexts) in some Vishnuite sects. Both are condemned by the majority of respectable Hindus, but both have educated and capable defenders. While it may be acknowledged that the worship of the linga can exist without negative moral or intellectual consequences, I believe these effects emerge as soon as a sect becomes overtly erotic. Anyone visiting the very different sites of Kamakhya in Assam and Gokul near Muttra would notice the complete lack of anything that could be called beautiful, solemn, or even awe-inspiring in the shrines. The overall impression is one of something diseased, unclean, and undignified. The figure of the Great Goddess of life and death could have inspired[82] the creativity of artists, but in reality, her worship has stifled their hands and minds.
I can't really praise the Tantras as literature[83]. It’s true that, as some authors mention, they include some meaningful sayings about God and the soul. However, in India, such sentiments are part of the common literary heritage and don’t earn the authors any special recognition unless their language or ideas show originality. I haven't found such originality in the accessible Tantras. The magical and erotic sections may have the unfortunate distinction of being unlike other works, but the philosophical and theological parts could have been created by any Hindu who studied these areas of Indian literature.
23. Hinduism in Practice
After reviewing the characteristics of a religion it is natural to ask what is its effect on those who profess it. Buddhism, Christianity and Islam offer materials for answering such a question, since they are not racial religions. In historical times they have been accepted by peoples who did not profess them previously and we can estimate the consequences of such changes. But Hinduism has racial or geographical limits. It proselytizes, but hardly outside the Indian area: it is difficult to distinguish it from Indian custom, as the gospel is distinguished from the practice of Europe: it is superfluous to enquire what would be its effect on other countries, since it shows no desire to impose itself on them and they none to accept it. It is, like Shinto in Japan, not a religion which has moulded the national character but the national character finding expression in religion. Shinto and Hinduism are also alike in perpetuating ancient beliefs and practices which seem anachronisms but otherwise they are very different, for many races and languages have contributed their thoughts and hopes to the ocean of Hinduism and they all had an interest in speculation and mysticism unknown to the Japanese.
The fact that Hinduism is something larger and more comprehensive than what we call a religion is one reason why it contains much of dubious moral value. It is analogous not to Christianity but to European civilization which produces side by side philanthropy and the horrors of war, or to science which has given us the blessings of surgery and the curse of explosives. There is a deep-rooted idea in India that a man's daily life must be accompanied by religious observances and regulated by a religious code, by no means of universal application but still suitable to his particular class. An immoral occupation need not be irreligious: it simply requires gods of a special character. Hence we find Thugs killing and robbing their victims in the name of Kali. But though the Hindu is not at ease unless his customs are sanctioned by his religion, yet religion in the wider sense is not bound by custom, for the founders of many sects have declared that before God there is no caste. A Hindu may devote himself to religion and abandon the world with all its conventions, but if like most men he prefers to live in the world, it is his duty to follow the customs and usages sanctioned for his class and occupation. Thus as Sister Nivedita has shown in her beautiful writings, cooking, washing and all the humble round of domestic life become one long ritual of purification and prayer in which the entertainment of a guest stands out as a great sacrifice. But though religion may thus give beauty and holiness to common things, yet inasmuch as it sanctifies what it finds rather than prescribes what should be, it must bear the blame for foolish and even injurious customs. Child marriages have nothing to do with the creed of Hinduism, yet many Hindus, especially Hindu women, would feel it irreligious, as well as a social disgrace, to let a daughter become adult without being married.
A comparison of Indian Mohammedans and Hindus suggests that the former are more warlike and robust, the latter more intellectual and ingenious. The fact that some Mohammedans belong to hardy tribes of invaders must be taken into account but Islam deserves the credit of having introduced a simple and fairly healthy rule of life which does not allow every caste to make its own observances into a divine law. Yet it would seem that the medical and sanitary rules of Hinduism deserve less abuse than they generally receive. Col. King, Sanitary Commissioner of the Madras Presidency, is quoted as saying in a lecture[84]: "The Institutes of Vishnu and the Laws of Manu fit in excellently with the bacteriology, parasitology and applied hygiene of the West. The hygiene of food and water, private and public conservancy, disease suppression and prevention, are all carefully dealt with."
Hinduism certainly has proved marvellously stimulating to the intellect or—shall we put it the other way?--is the product of profound, acute, and restless minds. It cannot be justly accused of being enervating or melancholy, for many Hindu states were vigorous and warlike[85] and the accounts of early travellers indicate that in pre-mohammedan days the people were humane, civilized and contented. It created an original and spiritual art, for Indian art, more than any other, is the direct product of religion and not merely inspired by it. In ages when original talent is rare this close relation has disadvantages for it tends to make all art symbolic and conventional. An artist must not represent a deity in the way that he thinks most effective: the proportions, attitude and ornaments are all prescribed, not because they suit a picture or statue but because they mean something.
Indian literature is also directly related to religion. Its extent is well-nigh immeasurable. I will not alarm the reader with statistics of the theological and metaphysical treatises which it contains. A little of such goes a long way even when they are first-rate, but India may at least boast of having more theological works which, if considered as intellectual productions, must be placed in the first class than Europe. Nor are religious writings of a more human type absent—the language of heart to heart and of the heart to God. The Ramayana of Tulsi Das and the Tiruvwçagam are extolled by Groâse, Grierson and Pope (all of them Christians, I believe) as not only masterpieces of literature but as noble expressions of pure devotion, and the poems of Kabir and Tukaram, if less considerable as literary efforts, show the same spiritual quality. Indian poetry, even when nominally secular, is perhaps too much under religious influence to suit our taste and the long didactic and philosophic harangues which interrupt the action of the Mahabharata seem to us inartistic, yet to those who take the pains to familiarize themselves with what at first is strange, the Mahabharata is, I think, a greater poem than the Iliad. It should not be regarded as an epic distended and interrupted by interpolated sermons but as the scripture of the warrior caste, which sees in the soldier's life a form of religion.
I have touched in several places on the defects of Hinduism. They are due partly to its sanction of customs which have no necessary connection with it and partly to its extravagance, which in the service of the gods sees no barriers of morality or humanity. But suttee, human sacrifices and orgies strike the imagination and assume an importance which they have not and never had for Hinduism as a whole. If Hinduism were really bad, so many great thoughts, so many good lives could not have grown up in its atmosphere. More than any other religion it is a quest of truth and not a creed, which must necessarily become antiquated: it admits the possibility of new scriptures, new incarnations, new institutions. It has no quarrel with knowledge or speculation: perhaps it excludes materialists, because they have no common ground with religion, but it tolerates even the Sânkhya philosophy which has nothing to say about God or worship. It is truly dynamic and in the past whenever it has seemed in danger of withering it has never failed to bud with new life and put forth new flowers.
More than other religions, Hinduism appeals to the soul's immediate knowledge and experience of God. It has sacred books innumerable but they agree in little but this, that the soul can come into contact and intimacy with its God, whatever name be given him and even if he be superpersonal. The possibility and truth of this experience is hardly questioned in India and the task of religion is to bring it about, not to promote the welfare of tribes and states but to effect the enlightenment and salvation of souls.
The love of the Hindus for every form of argument and philosophizing is well known but it is happily counterbalanced by another tendency. Instinct and religion both bring them into close sympathy with nature. India is in the main an agricultural country[86] and nearly three-quarters of the population are villagers whose life is bound up with the welfare of plants and animals and lies at the mercy of rivers that overflow or skies that withhold the rain. To such people nature-myths and sacred animals appeal with a force that Europeans rarely understand. The parrots that perch on the pinnacles of the temple and the oxen that rest in the shade of its courts are not intruders but humble brothers of mankind, who may also be the messengers of the gods.
After looking at the features of a religion, it's natural to wonder what impact it has on its followers. Buddhism, Christianity, and Islam provide insight into this question since they are not tied to any specific race. Historically, these religions have been embraced by peoples who did not practice them before, allowing us to evaluate the consequences of such changes. In contrast, Hinduism has racial or geographical boundaries. It does seek to spread, but rarely beyond the Indian region; it's hard to separate it from Indian customs, much like distinguishing the gospel from European practices. There's no point in questioning its impact in other countries, as it shows no intent to spread there, and those countries show no interest in accepting it. Like Shinto in Japan, it doesn't shape the national character but rather expresses it through religion. Both Shinto and Hinduism preserve ancient beliefs and practices that may seem outdated, yet they differ significantly. Many races and languages have contributed their ideas and aspirations to Hinduism, which has an interest in speculation and mysticism that is not found in Japanese culture.
One reason Hinduism is broader and more encompassing than what we consider a religion is that it includes many practices of questionable moral value. It’s comparable not to Christianity but to European civilization, which produces philanthropy alongside the horrors of war, or to science, which has given us the benefits of surgery as well as the dangers of explosives. There's a deep-rooted belief in India that a person's daily life should include religious practices and be governed by a religious code, which isn't universally applicable but fits their particular social class. A job that's considered immoral doesn't have to be irreligious; it just needs a particular kind of deity. Thus, we find Thugs killing and robbing in the name of Kali. However, while a Hindu often feels uneasy unless their customs are sanctioned by their religion, broader religion isn't confined by tradition, as many sect founders have claimed that before God, there is no caste. A Hindu can dedicate themselves to spirituality and leave the world behind, but if, like most people, they prefer to stay in the world, they must follow the customs appropriate for their class and profession. Sister Nivedita beautifully illustrates that cooking, cleaning, and all aspects of domestic life become a continuous ritual of purification and prayer, where hosting guests becomes a significant sacrifice. While religion can add beauty and sanctity to everyday life, it must also take responsibility for foolish and harmful customs. Child marriage isn’t an element of Hindu doctrine, yet many Hindus, especially women, would see it as irreligious and socially disgraceful to let a daughter reach adulthood without getting married.
Comparing Indian Muslims and Hindus suggests that Muslims tend to be more aggressive and resilient, while Hindus are more intellectual and inventive. We must consider that some Muslims come from hardy invading tribes, but Islam deserves recognition for introducing a straightforward and fairly healthy way of life that doesn't let every caste create its own divine laws. Still, it seems that the medical and hygiene practices of Hinduism deserve less criticism than they often receive. Col. King, Sanitary Commissioner of the Madras Presidency, is quoted as saying in a lecture[84]: "The Institutes of Vishnu and the Laws of Manu align excellently with the bacteriology, parasitology, and applied hygiene of the West. Food and water hygiene, private and public sanitation, disease control, and prevention are all carefully addressed."
Hinduism has undoubtedly been a great source of intellectual stimulation or, should we say, is the product of deep, sharp, and restless minds. It can't justly be accused of being debilitating or gloomy since many Hindu states were vigorous and combative[85] and early travelers reported that in pre-Islamic times, the people were humane, civilized, and content. It produced original and spiritual art, with Indian art being more directly influenced by religion than any other. When original talent is rare, this close relationship has some drawbacks, as it often makes art overly symbolic and conventional. An artist can't depict a deity in the way they find most effective; proportions, postures, and adornments are all prescribed, not for visual appeal but for their specific meaning.
Indian literature is also closely connected to religion, extending almost infinitely. I won’t overwhelm the reader with statistics about the theological and metaphysical works it contains; even a little can go a long way, even when top-notch. Yet India can at least claim to have more theological writings that, considered as intellectual contributions, belong in the first tier compared to Europe. There are also religious writings of a more human nature—addressing deep feelings between humans and God. The Ramayana by Tulsi Das and the Tiruvacagam are praised by Groâse, Grierson, and Pope (who are all, I believe, Christians) as not only literary masterpieces but also as noble expressions of pure devotion, and the poems of Kabir and Tukaram, while perhaps less impressive as literary works, reflect the same spiritual quality. Even when labeled secular, Indian poetry is likely too influenced by religion for modern tastes, and the long philosophical interludes in the Mahabharata may seem inelegant to us. Yet for those willing to engage with what initially feels unfamiliar, the Mahabharata may be a greater epic than the Iliad. It should not be regarded as an epic bloated and interrupted by added sermons but as scripture for the warrior class, which views the soldier's life as a form of spirituality.
I've touched on several flaws of Hinduism. They're partly due to its endorsement of customs that aren't necessarily related to it and partly to its excessiveness, which in serving the gods overlooks moral and humanitarian limits. However, practices like suttee, human sacrifices, and festivals capture the imagination and seem to carry more weight than they actually do within Hinduism as a whole. If Hinduism were truly problematic, so many great ideas and virtuous lives couldn't have emerged from its environment. More than any other religion, it's a pursuit of truth, not a strict creed that inevitably becomes outdated; it allows for new scriptures, new incarnations, and new institutions. It doesn't clash with knowledge or speculation; it may exclude materialists due to a lack of common ground with faith, but it even tolerates the Sânkhya philosophy that doesn’t address God or worship. It is genuinely dynamic, and throughout history, whenever it has seemed on the brink of decline, it has always rejuvenated itself and flourished anew.
Among religions, Hinduism particularly invites the soul’s direct understanding and experience of God. It has numerous sacred texts, but they share little beyond this common idea: that the soul can connect with and experience its God, regardless of what name is given and even if that God is superpersonal. The possibility and reality of this experience are seldom questioned in India, and the role of religion is to facilitate it, not to enhance the welfare of tribes and states but to achieve the enlightenment and salvation of souls.
The Hindu love for debate and philosophy is well-known, but it's fortunately balanced by another tendency. Both instinct and religion link them closely with nature. India primarily relies on agriculture[86], with nearly three-quarters of the population living in villages that are intertwined with the welfare of plants and animals, reliant on rivers that can flood or skies that may withhold rainfall. For these people, nature myths and sacred animals resonate with a power that is often misunderstood by Europeans. The parrots perched atop temple spires and the oxen resting in its shaded courtyards aren't outsiders but humble kin to humanity, potentially even messengers of the gods.
24. Buddhism in Practice
As I said above, it is easier to estimate the effects of Buddhism than of Hinduism, for its history is the chronicle of a great missionary enterprise and there are abundant materials for studying the results of its diffusion.
Even its adversaries must admit that it has many excellent qualities. It preaches morality and charity and was the first religion to proclaim to the world—not to a caste or country—that these are the foundation of that Law which if kept brings happiness. It civilized many nations, for instance the Tibetans and Mongols. It has practised toleration and true unworldliness, if not without any exception[87], at least far more generally than any other great religion. It has directly encouraged art and literature and, so far as I know, has never opposed the progress of knowledge. But two charges may be brought against it which deserve consideration. First that its pessimistic doctrines and monastic institutions are, if judged by ordinary standards, bad for the welfare of a nation: second that more than any other religion it is liable to become corrupt.
In all Buddhist lands, though good laymen are promised the blessings of religion, the monastic and contemplative life is held up as the ideal. In Christendom, this ideal is rejected by Protestants and for the Roman and Oriental Churches it is only one among others. Hence every one's judgment of Buddhism must in a large measure depend on what he thinks of this ideal. Monks are not of this world and therefore the world hateth them. If they keep to themselves, they are called lazy and useless. If they take part in secular matters, they meet with even severer criticism. Yet can any one doubt that what is most needed in the present age is more people who have leisure and ability to think?
Whatever evil is said of Buddhist monks is also said of Mt Athos and similar Christian establishments. I am far from saying that this depreciation of the cloistered life is just in either case but any impartial critic of monastic institutions must admit that their virtues avoid publicity and their faults attract attention. In all countries a large percentage of monks are indolent: it is the temptation which besets all but the elect. Yet the Buddhist ideal of the man who has renounced the world leaves no place for slackness, nor I think does the Christian. Buddhist monks are men of higher aspirations than others: they try to make themselves supermen by cultivating not the forceful and domineering part of their nature but the gentle, charitable and intelligent part. The laity treat them with the greatest respect provided that they set an example of a life better than most men can live. A monastic system of this kind is found in Burma. I do not mean that it is not found in other Buddhist lands, but I cite an instance which I have seen myself and which has impressed most observers favourably.
The Burmese monks are not far from the ideal of Gotama, yet perhaps by adhering somewhat strictly to the letter of his law they have lost something of the freedom which he contemplated. In his time there were no books: the mind found exercise and knowledge in conversation. A monastery was not a permanent residence, except during the rainy season, but merely a halting-place for the brethren who were habitually wanderers, continually hearing and seeing something new. Hermits and solitary dwellers in the forests were not unknown but assuredly the majority of the brethren had no intention of secluding themselves from the intellectual life of the age. What would Gotama have done had he lived some hundreds or thousands of years later? I see no reason to doubt that he would have encouraged the study of literature and science. He would probably have praised all art which expresses noble and spiritual ideas, while misdoubting representations of sensuous beauty.
The second criticism—that Buddhists are prone to corrupt their faith—is just, for their courteous acquiescence in other creeds enfeebles and denaturalizes their own. In Annam, Korea and some parts of China though there are temples and priests more or less deserving the name of Buddhist, there is no idea that Buddhism is a distinct religion or mode of life. Such statements as that the real religion of the Burmese is not Buddhism but animism are, I think, incorrect, but even the Burmese are dangerously tolerant.
This weakness is not due to any positive defect, since Buddhism provides for those who lead the higher life a strenuous curriculum and for the laity a system of morality based on rational grounds and differing little from the standard accepted in both Europe and China, except that it emphasizes the duties of mankind to animals. The weakness comes from the absence of any command against superstitious rites and beliefs. When the cardinal principles of Buddhism are held strongly these accessories do not matter, but the time comes when the creeper which was once an ornament grows into the walls of the shrine and splits the masonry. The faults of western religions are mainly faults of self-assertion—such as the Inquisition and opposition to science. The faults of Indian religions are mainly tolerance of what does not belong to them and sometimes of what is not only foreign to them but bad in itself.
Buddhism has been both praised and blamed as a religion which acknowledges neither God nor the soul[88] and its acceptance in its later phases of the supernatural has been regarded as proving the human mind's natural need of theism. But it is rather an illustration of that craving for personal though superhuman help which makes Roman Catholics supplement theism with the worship of saints.
On the whole it is correct to say that Buddhism (except perhaps in very exceptional sects) has always taken and still takes a point of view which has little in common with European theism. The world is not thought of as the handiwork of a divine personality nor the moral law as his will. The fact that religion can exist without these ideas is of capital importance[89]. But any statements implying that Buddhism divorces morality from the doctrine of immortality may be misunderstood for it teaches that just as an old man may suffer for the follies of his youth, so faults committed in one life may be punished in another. Rewards and punishments in another world were part of the creed of Asoka and tradition represents the missionaries who converted Ceylon as using this simple argument[90]. It would not however be true to say that Buddhism makes the value of morality contingent on another world. The life of an Arhat which includes the strictest morality is commended on its own account as the best and happiest existence.
European assertions about Buddhism often imply that it sets up as an ideal and goal either annihilation or some condition of dreamy bliss. Modern Buddhists who mostly neglect Nirvana as something beyond their powers, just as the ordinary Christian does not say that he hopes to become a saint, lose much of the Master's teaching but do it less injustice than such misrepresentations. The Buddha did not describe Nirvana as something to be won after death, but as a state of happiness attainable in this life by strenuous endeavour—a state of perfect peace but compatible with energy, as his own example showed.
As I mentioned earlier, it's easier to evaluate the impact of Buddhism than Hinduism because Buddhism's history is a narrative of a major missionary effort, and there’s a wealth of material available for analyzing its spread.
Even its critics must acknowledge that it has many admirable qualities. It advocates morality and charity and was the first religion to declare to the world—not just to a specific caste or nation—that these are the foundation of the Law which, if followed, leads to happiness. It helped civilize many cultures, such as the Tibetans and Mongols. It has practiced tolerance and genuine selflessness, if not without exceptions[87], at least more so than any other major religion. It has directly fostered art and literature and, as far as I know, has never resisted the advancement of knowledge. However, there are two criticisms that deserve attention. First, its pessimistic beliefs and monastic institutions may be detrimental to a nation’s welfare when judged by common standards. Second, it seems more susceptible to corruption than any other religion.
In all Buddhist countries, while good laypeople are promised religious blessings, the monastic and contemplative life is presented as the ideal. In Christendom, this ideal is rejected by Protestants, and it’s just one of many for the Roman and Oriental Churches. Therefore, everyone’s opinion about Buddhism largely depends on how they view this ideal. Monks are seen as not of this world, and as a result, the world tends to dislike them. If they isolate themselves, they are labeled as lazy and unproductive. If they involve themselves in worldly matters, they face even harsher criticism. Yet, can anyone argue that what the modern world needs most is more individuals who have the time and ability to reflect?
Any criticism directed at Buddhist monks is also directed at Mt Athos and similar Christian communities. I’m not saying that this negative view of monastic life is justified in either case, but any unbiased observer of monastic institutions must recognize that their virtues often go unnoticed while their flaws attract attention. In every country, a significant number of monks are lazy: it’s a temptation that challenges all but the most dedicated. Nevertheless, the Buddhist ideal of a person who has renounced worldly life leaves no space for sloth, and I believe the same holds true for the Christian ideal. Buddhist monks aspire to be better than others: they seek to transform themselves into virtuous individuals by nurturing the gentle, compassionate, and thoughtful aspects of their character, rather than the aggressive and dominating ones. The lay community respects them greatly, provided they lead a life that surpasses what most people can achieve. A monastic system like this can be observed in Burma. I’m not suggesting it doesn’t exist in other Buddhist regions, but I reference an example I've personally witnessed, which has positively impressed many observers.
Burmese monks come close to the ideal of Gotama, yet by strictly adhering to his teachings, they may have lost some of the freedom he envisioned. In his time, there were no books; the mind found stimulation and knowledge through conversation. A monastery wasn’t a permanent residence, except during the rainy season, but rather a stopping point for monks who were typically travelers, continually experiencing new sights and sounds. While hermits and solitary forest dwellers existed, the majority of the monks did not aim to distance themselves from the intellectual currents of their time. What would Gotama have done had he lived hundreds or thousands of years later? I see no reason to doubt that he would have promoted the study of literature and science. He would likely have appreciated any art that conveys noble and spiritual ideas while being skeptical of representations emphasizing mere physical beauty.
The second criticism—that Buddhists are prone to corrupt their beliefs—is valid because their willing acceptance of other faiths weakens and distorts their own. In Annam, Korea, and some regions of China, while there are temples and priests that somewhat match the title of Buddhist, there’s no perception of Buddhism as a distinct religion or lifestyle. Claims that the true religion of the Burmese isn’t Buddhism but animism are, I believe, inaccurate, yet even the Burmese exhibit alarming tolerance.
This vulnerability isn’t due to any inherent flaw, since Buddhism offers a rigorous path for those pursuing a higher life and a moral framework for laypeople that’s based on rational principles, closely aligning with the standards accepted in both Europe and China, except it highlights humanity’s responsibilities toward animals. The issue arises from the lack of a command against superstitious practices and beliefs. When the core principles of Buddhism are strongly maintained, these external rituals don’t pose an issue, but eventually, the vine that was once a decoration can invade the foundation of the shrine and damage its structure. The faults of Western religions primarily stem from self-assertion—such as the Inquisition and resistance to science. In contrast, the faults of Indian religions largely involve tolerating elements that do not belong to them and occasionally embracing what is not only foreign but inherently flawed.
Buddhism has been both celebrated and criticized as a religion that recognizes neither God nor the soul[88], and its later phases, which embraced the supernatural, have been seen as evidence of the human mind’s inherent need for theism. However, it more accurately reflects that yearning for personal, albeit superhuman, support that leads Roman Catholics to complement theism with the veneration of saints.
Overall, it's accurate to state that Buddhism (except perhaps in very rare sects) has always held and continues to hold a perspective that differs significantly from European theism. The world isn’t viewed as the creation of a divine being, nor is the moral law considered his will. The realization that religion can exist without these concepts is crucially important[89]. However, any claims suggesting that Buddhism separates morality from the belief in an afterlife might be misleading, as it teaches that just like an old man may suffer for his youthful mistakes, wrongs committed in one life can be addressed in another. Beliefs in rewards and punishments in the afterlife were part of Asoka’s teachings, and tradition indicates that the missionaries who converted Ceylon used this straightforward argument [90]. Nonetheless, it wouldn’t be accurate to say that Buddhism makes morality’s value dependent on another world. The life of an Arhat, which embodies the strictest morality, is valued in its own right as the best and most fulfilling existence.
European claims regarding Buddhism often imply that it promotes either annihilation or a state of dreamlike happiness. Modern Buddhists who mostly disregard Nirvana as something beyond their abilities—just like the average Christian doesn’t assert that they hope to become a saint—miss out on much of the Master’s teachings, yet they do it less an injustice than such mischaracterizations. The Buddha didn’t describe Nirvana as a reward to be obtained after death, but as a state of happiness achievable in this life through dedicated effort—a state of perfect peace that coexists with vitality, as his own life demonstrated.
25. Interest of Indian Thought for Europe
We are now in a better position to answer the question asked at the beginning of this introduction, Is Indian thought of value or at least of interest for Europe?
Let me confess that I cannot share the confidence in the superiority of Europeans and their ways which is prevalent in the west. Whatever view we take of the rights and wrongs of the recent war, it is clearly absurd for Europe as a whole to pose in the presence of such doings as a qualified instructor in humanity and civilization. Many of those who are proudest of our fancied superiority escape when the chance offers from western civilization and seek distraction in exploration, and many who have spent their lives among what they consider inferior races are uneasy when they retire and settle at home. In fact European civilization is not satisfying and Asia can still offer something more attractive to many who are far from Asiatic in spirit. Yet though most who have paid even a passing visit to the East feel its charm, the history, art and literature of Asia are still treated with ignorant indifference in cultured circles—an ignorance and indifference which are extraordinary in Englishmen who have so close a connection with India and devote a disproportionate part of their education to ancient Greece and Rome. I have heard a professor of history in an English university say that he thought the history of India began with the advent of the British and that he did not know that China had any history at all. And Matthew Arnold in speaking of Indian thought[91] hardly escaped meriting his own favourite epithets of condemnation, Philistine and saugrenu.
Europeans sometimes mention it as an amazing and almost ridiculous circumstance that an educated Chinese can belong to three religions, Confucianism, Taoism and Buddhism. But I find this attitude of mind eminently sensible. Confucianism is an admirable religion for State ceremonies and College chapels. By attending its occasional rites one shows a decent respect for Heaven and Providence and commits oneself to nothing. And though a rigid Confucianist may have the contempt of a scholar and statesman for popular ideas, yet the most devout Buddhist and Taoist can conform to Confucianism without scruple, whereas many who have attended an English coronation service must have wondered at the language which they seemed to approve of by their presence. And in China if you wish to water the aridity of Confucianism, you can find in Buddhism or Taoism whatever you want in the way of emotion or philosophy and you will not be accused of changing your religion because you take this refreshment. This temper is not good for creating new and profound religious thought, but it is good for sampling and appreciating the "varieties of religious experience" which offer their results as guides for this and other lives.
For religion is systematized religious experience and this experience depends on temperament. There can therefore be no one religion in the European sense and it is one of the Hindus' many merits that they recognize this. Some people ask of religion forgiveness for their sins, others communion with the divine: most want health and wealth, many crave for an explanation of life and death. Indian religion accommodates itself to these various needs. Nothing is more surprising than the variety of its phases except the underlying unity.
This power of varying in sympathetic response to the needs of many minds and growing in harmony with the outlook of successive ages, is a contrast to the pretended quod semper, quod ubique, quod ab omnibus[92] of Western Churches, for in view of their differences and mutual hostility it can only be called a pretence. Indians recognize that only the greatest and simplest religious questions can be asked now in the same words that came to the lips more than two thousand years ago and even if the questions are the same, the answers of the thoughtful are still as widely divergent as the pronouncements of the Buddha and the Brahmans. But nearly all the propositions contained in a European creed involve matters of history or science which are obviously affected by research and discovery as much as are astronomy or medicine, and not only are the propositions out of date but they mostly refer to problems which have lost their interest. But Indian religion eschews creeds and will not die with the spread of knowledge. It will merely change and enter a new phase of life in which much that is now believed and practised will be regarded as the gods and rites of the Veda are regarded now.
I do not think that there is much profit in comparing religions, which generally means exalting one at the expense of the others, but rather that it is interesting and useful to learn what others, especially those least like ourselves, think of these matters. And in religious questions Asia has a distinct right to be heard.
For if Europeans have any superiority over Asiatics, it lies in practical science, finance and administration, not in thought or art. If one were collecting views about philosophy and religion in Europe, one would not begin by consulting financiers and engineers, and the policeman who stands in the middle of the street and directs the traffic to this side and that is not intellectually superior to those who obey him as if he were something superhuman. Europeans in Asia are like such a policeman: their gifts are authority and power to organize: in other respects their superiority is imaginary.
I do not think that Christianity will ever make much progress in Asia, for what is commonly known by that name is not the teaching of Christ but a rearrangement of it made in Europe and like most European institutions practical rather than thoughtful. And as for the teaching of Christ himself, the Indian finds it excellent but not ample or satisfying. There is little in it which cannot be found in some of the many scriptures of Hinduism and it is silent on many points about which they speak, if not with convincing authority, at least with suggestive profundity. Neither do I think that Europe is likely to adopt Buddhist or Brahmanic methods of thought on any large scale. Theosophical and Buddhist societies have my sympathy but it is sympathy with lonely workers in an unpopular cause and I am not sure that they always understand what they try to teach. There is truth at the bottom of the dogma that all Buddhas must be born and teach in India: Asiatic doctrine may commend itself to European minds but it fits awkwardly into European life.
But this is no reason for refusing to accord to Indian religion at least the same attention that we give to Plato and Aristotle. Every idea which is held strongly by any large body of men is worthy of respectful examination, although I do not think that because an opinion is widespread it is therefore true. Thus the idea that in the remote past there was some kind of paradise or golden age and that the span of human life was once much longer than now is found among most nations. Yet research and analogy suggest that it is without foundation. The fact that about half the population of the world has come under the influence of Hindu ideas gives Indian thought historical importance rather than authority. The claim of India to the attention of the world is that she, more than any other nation since history began, has devoted herself to contemplating the ultimate mysteries of existence and, in my eyes, the fact that Indian thought diverges widely from our own popular thought is a positive merit. In intellectual and philosophical pursuits we want new ideas and Indian ideas are not familiar or hackneyed in the west, though I think that more European philosophers and mystics have arrived at similar conclusions than is generally supposed.
Indian religions have more spirituality and a greater sense of the Infinite than our western creeds and more liberality. They are not merely tolerant but often hold that the different classes of mankind have their own rules of life and suitable beliefs and that he who follows such partial truths does no wrong to the greater and all-inclusive truths on which his circumstances do not permit him to fix his attention. And though some Indian religions may sanction bad customs, sacrifice of animals and immoral rites, yet on the whole they give the duty of kindness to animals a prominence unknown in Europe and are more penetrated with the idea that civilization means a gentle and enlightened temper—an idea sadly forgotten in these days of war. Their speculative interest can hardly be denied. For instance, the idea of a religion without a personal God may seem distasteful or absurd but the student of human thought must take account of it and future generations may not find it a useless notion. It is certain that in Asia we find Buddhist Churches which preach morality and employ ritual and yet are not theistic, and also various systems of pantheism which, though they may use the word God, obviously use it in a sense which has nothing in common with Christian and Mohammedan ideas.
India's greatest contribution to religion is not intellectual, as the mass of commentaries and arguments produced by Hindus might lead us to imagine, but the persistent and almost unchallenged belief in the reality and bliss of certain spiritual states which involve intuition. All Indians agree that they are real, even to the extent of offering an alternative superior to any ordinary life of pleasure and success, but their value for us is lessened by the variety of interpretations which they receive and which make it hard to give a more detailed definition than that above. For some they are the intuition of a particular god, for others of divinity in general. For Buddhists they mean a new life of knowledge, freedom and bliss without reference to a deity. But apart from such high matters I believe that the mental training preliminary to these states—what is called meditation and concentration—is well worth the attention of Europeans. I am not recommending trances or catalepsy: in these as in other matters the Hindus are probably prone to exaggerate and the Buddha himself in his early quest for truth discarded trances as an unsatisfactory method. But the reader can convince himself by experiment that the elementary discipline which consists in suppressing "discursive thought" and concentrating the mind on a particular object—say a red flower—so that for some time nothing else is present to the mind and the image of the flower is seen and realized in all its details, is most efficacious for producing mental calm and alertness. By such simple exercises the mind learns how to rest and refresh itself. Its quickness of apprehension and its retentive power are considerably increased, for words and facts imprinted on it when by the suppression of its ordinary activities it has thus been made a tabula rasa remain fixed and clear.
Such great expressions of emotional theism as the Râmâyana of Tulsi Das are likely to find sympathetic readers in Europe, but the most original feature of Indian thought is that, as already mentioned, it produces systems which can hardly be refused the name of religion and yet are hardly theistic. The Buddha preached a creed without reference to a supreme deity and the great Emperor Asoka, the friend of man and beast, popularized this creed throughout India. Even at the present day the prosperous and intelligent community of Jains follow a similar doctrine and the Advaita philosophy diverges widely from European theism. It is true that Buddhism invented gods for itself and became more and more like Hinduism and that the later Vedantist and Sivaite schools have a strong bent to monotheism. Yet all Indian theism seems to me to have a pantheistic tinge[93] and India is certainly the classic land of Pantheism. The difficulties of Pantheism are practical: it does not lend itself easily to popular cries and causes and it finds it hard to distinguish and condemn evil[94]. But it appeals to the scientific temper and is not repulsive to many religious and emotional natures. Indeed it may be said that in monotheistic creeds the most thoughtful and devout minds often tend towards Pantheism, as witness the Sufis among Moslims, the Kabbalists among the Jews and many eminent mystics in the Christian Church. In India, the only country where the speculative interest is stronger than the practical, it is a common form of belief and it is of great importance for the history and criticism of religion to see how an idea which in Europe is hardly more than philosophic theory works on a large scale.
Later Buddhism—the so-called Mahayana—may be justly treated as one of the many varieties of Indian religion, not more differentiated from others than is for instance the creed of the Sikhs. The speculative side of early Buddhism (which was however mainly a practical movement) may be better described as an Indian critique of current Indian views. The psychology of the Pitakas has certainly enough life to provoke discussion still, for it receives both appreciative treatment and uncompromising condemnation at the hands of European scholars. To set it aside as not worth the labour spent on elucidating it, seems to me an error of judgment. As a criticism of the doctrine developed in the Upanishads, it is acute and interesting, even if we hold the Upanishads to be in the right, and no serious attempt to analyze the human mind can be without value, for though the facts are before every human being such attempts are rare. It is singular that so many religions should prescribe and prophecy for the soul without being able to describe its nature. Hesitation and diffidence in defining the Deity seem proper and natural but it is truly surprising that people are not agreed as to the essential facts about their own consciousness, their selves, souls, minds and spirits: whether these are the same or different: whether they are entities or aggregations. The Buddha's answers to these questions cannot be dismissed as ancient or outlandish, for they are practically the conclusions arrived at by a distinguished modern psychologist, William James, who says in his Psychology[95], "The states of consciousness are all that psychology requires to do her work with. Metaphysics or theology may prove the soul to exist, but for psychology the hypothesis of such a substantial principle of unity is superfluous" and again "In this book the provisional solution which we have reached must be the final one: The thoughts themselves are the thinkers."
Equally in sympathy with Buddhist ideas is the philosophy of M. Bergson, which holds that movement, change, becoming is everything and that there is nothing else: no things that move and change and become[96]. Huxley too, speaking of idealism, said "what Berkeley does not seem to have so clearly perceived is that the non-existence of a substance of mind is equally arguable.... It is a remarkable indication of the subtlety of Indian speculation that Gautama should have seen deeper than the greatest of modern idealists[97]."
Even Mr Bradley says "the soul is a particular group of psychical events in so far as those events are taken merely as happening in time[98]." There is a smack of the Pitakas about this, although Mr Bradley's philosophy as a whole shows little sympathy for Buddhism but a wondrous resemblance both in thought and language to the Vedânta. This is the more remarkable because there is no trace in his works of Sanskrit learning or even of Indian influence at second hand. A peculiarly original and independent mind seems to have worked its way to many of the doctrines of the Advaita, without entirely adopting its general conclusions, for I doubt if Sankara would have said "the positive relation of every appearance as an adjective to reality and the presence of reality among its appearances in different degrees and with different values—this double truth we have found to be the centre of philosophy." But still this is the gist of many Vedantic utterances both early[99] and late. Gauḍapâda states that the world of appearance is due to svabhâva or the essential nature of Brahman and I imagine that the thought here is the same as when Mr Bradley says that the Absolute is positively present in all appearances.
Among many coincidences both in thought and expression, I note the following. Mr Bradley[100] says "The Perfect ... means the identity of idea and existence, accompanied by pleasure" which is almost the verbal equivalent of saccidânanda. "The universe is one reality which appears in finite centres." "How there can be such a thing as appearance we do not understand." In the same way Vedantists and Mahayanists can offer no explanation of Maya or whatever is the power which makes the universe of phenomena. Again he holds that neither our bodies nor our souls (as we commonly understand the word) are truly real[101] and he denies the reality of progress "For nothing perfect, nothing genuinely real can move." And his discussion of the difficulty of reconciling the ideas of God and the Absolute and specially the phrase "short of the Absolute, God cannot rest and having reached that goal he is lost and religion with him" is an epitome of the oscillations of philosophic Hinduism which feels the difficulty far more keenly than European religion, because ideas analogous to the Absolute are a more vital part of religion (as distinguished from metaphysics) in India than in Europe[102].
Nor can Indian ideas as to Maya and the unreality of matter be dismissed as curious dreams of mystical brains, for the most recent phases of Physics—a science which changes its fundamental ideas as often as philosophy—tend to regard matter as electrical charges in motion. This theory is a phrase rather than an explanation, but it has a real affinity to Indian phrases which say that Brahman or Śakti (which are forces) produce the illusion of the world.
I am not venturing here on any general comparison of European and Indian thought. My object is merely to point out that the latter contains many ideas to which British philosophers find themselves led and from which, when they have discovered them in their own way, they do not shrink. It can hardly then be without interest to see how these ideas have been elaborated, often more boldly and thoroughly, in Asia.
We are now in a better position to answer the question asked at the beginning of this introduction: Is Indian thought of value or at least of interest for Europe?
I must admit that I don’t share the common belief in the superiority of Europeans and their ways which is prevalent in the West. No matter what perspective we take on the rights and wrongs of the recent war, it is clearly ridiculous for Europe as a whole to act like a qualified instructor in humanity and civilization in light of such actions. Many of those who take the most pride in our supposed superiority often escape from Western civilization when they get the chance, seeking distraction in exploration, and many who have spent their lives among what they consider inferior races feel uneasy when they return home. In reality, European civilization is unfulfilling, and Asia still offers something more appealing to many who may not even be very Asiatic in spirit. Despite the fact that most who have visited the East even briefly feel its charm, the history, art, and literature of Asia continue to be met with ignorant indifference in cultured circles—an ignorance and indifference that is particularly surprising among Englishmen, given their close ties to India and the disproportionate attention they give to ancient Greece and Rome. I’ve heard a professor of history at an English university say he thought India's history began with the arrival of the British and that he didn’t know China had any history whatsoever. And Matthew Arnold, when discussing Indian thought, hardly avoided deserving his own favorite terms of condemnation, Philistine and saugrenu.
Europeans sometimes find it astonishing and almost ridiculous that an educated Chinese person can belong to three religions—Confucianism, Taoism, and Buddhism. But I find this attitude quite sensible. Confucianism is a great religion for state ceremonies and college meetings. By participating in its occasional rites, one shows a decent respect for Heaven and Providence without committing to anything. And while a strict Confucianist might look down on popular ideas, the most devout Buddhist and Taoist can still conform to Confucianism without trouble, whereas many who attend an English coronation service must have wondered at the words they seemed to endorse by simply being there. In China, if you want to add some depth to the dryness of Confucianism, you can find in Buddhism or Taoism whatever you need in terms of emotion or philosophy without being accused of changing your religion for enjoying this enrichment. This attitude may not foster the creation of new and profound religious thought, but it does allow for the exploration and appreciation of the "varieties of religious experience" that offer guidance for this life and others.
Religion is structured religious experience, and this experience relies on temperament. Therefore, there can be no single religion in the European sense, and one of the many strengths of Hindus is that they recognize this. Some people seek forgiveness for their sins through religion, others yearn for communion with the divine: most seek health and wealth, while many crave explanations about life and death. Indian religion adjusts itself to meet these various needs. Nothing is more surprising than the diversity of its forms except for the underlying unity.
This ability to vary in meaningful response to the needs of diverse minds and to grow harmoniously with the perspectives of successive ages contrasts sharply with the pretended quod semper, quod ubique, quod ab omnibus [92] of Western Churches, as, given their differences and mutual hostility, it can only be labeled as a pretense. Indians understand that only the greatest and simplest religious inquiries can be posed now in the same words that were spoken more than two thousand years ago, and even if the questions remain the same, the thoughtful answers differ as widely as the teachings of Buddha and the Brahmans. Almost all the propositions found in a European creed involve historical or scientific matters that are clearly influenced by research and discovery just as much as astronomy or medicine; not only are these propositions outdated, but they refer mostly to questions that have lost their significance. However, Indian religion avoids creeds and will not vanish with the spread of knowledge. It will simply change and enter a new phase of existence in which much that is currently believed and practiced will be regarded like how the gods and rites of the Veda are viewed now.
I don't believe there is much value in comparing religions, which often means elevating one at the expense of others; instead, it’s interesting and useful to learn what others, especially those most different from us, think about these matters. And when it comes to religious questions, Asia has a clear right to be heard.
If Europeans have any superiority over Asians, it lies in practical science, finance, and administration—not in thought or art. If someone were gathering opinions about philosophy and religion in Europe, they wouldn't start by consulting financiers and engineers, and the policeman directing traffic in the middle of the street is not intellectually superior to those who follow his guidance as if he were something superhuman. Europeans in Asia resemble such a policeman: their strengths lie in authority and organizing power; in other respects, their superiority is mostly imagined.
I don’t believe that Christianity will ever gain much traction in Asia, as what is commonly referred to by that name isn’t the original teaching of Christ but a rearrangement of it made in Europe, which, like most European institutions, is more practical than thoughtful. Regarding the teachings of Christ himself, Indians find them excellent but not extensive or fulfilling. Much of what he taught can be found in various scriptures of Hinduism, and he remains silent on many topics that they address, if not with convincing authority, then at least with thought-provoking depth. I also doubt that Europe is likely to adopt Buddhist or Brahmanic ways of thinking on a large scale. Theosophical and Buddhist societies have my support, but it’s sympathy for isolated workers in an unpopular cause, and I am unsure that they always fully understand what they’re trying to teach. There is some truth in the dogma that all Buddhas must be born and teach in India: while Asian doctrine may appeal to European minds, it fits uneasily into European life.
Nonetheless, this shouldn’t prevent us from giving Indian religion at least the same level of attention we give to Plato and Aristotle. Every strong belief held by a large group of people deserves respectful scrutiny, even though I don't believe that just because an opinion is widespread, it is therefore true. For instance, the notion that there was once a paradise or golden age in the distant past, and that human life once spanned much longer than it does now, is found among most nations. Yet research and analogy suggest that this idea has no grounding. The fact that about half the world's population has been influenced by Hindu ideas grants Indian thought historical importance rather than authority. India's claim to the world's attention comes from its long-standing focus on contemplating the ultimate mysteries of existence, and in my view, the divergence of Indian thought from our own popular thought is a positive aspect. In intellectual and philosophical pursuits, we seek new ideas, and Indian ideas are not familiar or clichéd in the West, although I believe that more European philosophers and mystics have reached similar conclusions than is commonly recognized.
Indian religions possess more spirituality, a greater sense of the Infinite than our Western creeds, and more openness. They are not just tolerant; they often maintain that different classes of humanity have their own life rules and suitable beliefs, and those who adhere to such partial truths do no harm to the greater and all-encompassing truths that their circumstances do not allow them to fully engage with. While some Indian religions may endorse harmful customs, like animal sacrifice and immoral rites, overall, they place a level of importance on kindness to animals that is rare in Europe and are more deeply infused with the idea that civilization means a gentle and enlightened spirit—an idea sadly neglected in our current era of war. Their speculative interest is undeniable. For example, the concept of a religion without a personal God may seem distasteful or absurd, but anyone studying human thought must consider it, and future generations may find it to be a valuable concept. It is evident that in Asia, we find Buddhist churches that teach morality and use ritual without being theistic, as well as various systems of pantheism that, although they may use the term God, clearly do so in a way that has little in common with Christian and Islamic concepts.
India’s most significant contribution to religion is not intellectual, as the wealth of commentaries and arguments produced by Hindus might lead us to believe, but rather the enduring and almost unquestioned conviction in the reality and joy of certain spiritual states that involve intuition. All Indians agree that these states are real, to the extent of presenting an alternative to the ordinary life of pleasure and success, but their value for us is diminished by the range of interpretations they receive and which makes it difficult to provide a more precise definition than what has been provided. For some, these states signify the intuition of a specific god; for others, of divinity in general. For Buddhists, they represent a new life of knowledge, freedom, and joy without any deity being referenced. However, beyond these higher matters, I firmly believe that the mental training that precedes these states—often referred to as meditation and concentration—is well worth the attention of Europeans. I am not advocating trances or catalepsy: in these areas, as in many others, Hindus may tend to exaggerate, and even the Buddha himself discarded trances as an ineffective method during his early pursuit of truth. However, the reader can test for themselves that the basic discipline of silencing "discursive thought" and focusing the mind on a specific object—let's say a red flower—so that for a while, nothing else fills the mind, and the image of the flower is vividly seen and grasped in all its details, is very effective at instilling mental calm and alertness. Through such straightforward practices, the mind learns how to rest and rejuvenate itself. Its speed of comprehension and memory retention are significantly enhanced since words and facts that have imprinted themselves when the mind is made a tabula rasa through the suppression of its usual activities remain clear and vivid.
Great expressions of emotional theism, such as the Râmâyana of Tulsi Das, are likely to resonate with readers in Europe, but the most original aspect of Indian thought is that, as already pointed out, it produces systems that can hardly be termed religious yet are barely theistic. Buddha preached a doctrine without reference to a supreme deity, and the great Emperor Asoka, a friend to both humans and animals, spread this doctrine throughout India. Even today, the prosperous and educated Jain community follows a similar belief, and the Advaita philosophy deviates significantly from European theism. While it’s true that Buddhism created its own gods and became increasingly similar to Hinduism and that later Vedantist and Shaivite schools lean towards monotheism, Indian theism generally appears to hold a pantheistic tint [93] and India is certainly the classic land of Pantheism. The challenges of Pantheism are practical: it does not easily lend itself to popular cries and causes, and it struggles to clearly distinguish and condemn evil [94]. However, it resonates with a scientific perspective and isn't off-putting to many religious and emotionally inclined individuals. Indeed, it can be said that in monotheistic beliefs, the most thoughtful and devout minds often gravitate towards Pantheism, as seen in the Sufis among Muslims, the Kabbalists among the Jews, and many notable mystics in the Christian Church. In India, the only country where speculative interest prevails over practical concerns, Pantheism is a common belief, and it is crucial for the history and critique of religion to observe how an idea that in Europe remains largely philosophical theory operates on a grand scale.
Later Buddhism—the so-called Mahayana—can rightly be viewed as one of the many forms of Indian religion, not more differentiated from others than, for example, the belief system of the Sikhs. The speculative aspect of early Buddhism (which was primarily a practical movement) can be better described as an Indian critique of prevailing Indian views. The psychology of the Pitakas undeniably has enough life to continue provoking discussion, as European scholars engage with it through both favorable and harsh critiques. Dismissing it as unworthy of the effort spent in elucidating it seems to me a misjudgment. Its criticism of the doctrines developed in the Upanishads is insightful and intriguing, even if we believe the Upanishads to be correct, as no serious endeavor to analyze the human mind is without value; while the facts about the mind are evident to every human being, such efforts are rare. It’s remarkable that so many religions can prescribe and predict the fate of the soul without being able to describe its nature. Uncertainty about defining the Deity seems proper and natural, but it is genuinely astonishing that there is no consensus on the essential facts about consciousness, self, soul, mind, and spirit: whether these are identical or distinct, and whether they are entities or combinations. Buddha’s responses to these inquiries cannot simply be dismissed as outdated or bizarre, as they align closely with the conclusions reached by a notable modern psychologist, William James, who states in his Psychology [95], "The states of consciousness are all that psychology requires to do her work with. Metaphysics or theology may prove the soul exists, but for psychology, the hypothesis of a unified principle is unnecessary" and further states, "In this book, the provisional solution we've reached must remain the final one: The thoughts themselves are the thinkers."
M. Bergson’s philosophy, which asserts that movement, change, and becoming are all there is, resonates closely with Buddhist ideas, suggesting that there are no separate entities that change and become [96]. Huxley, likewise, spoke of idealism, noting "what Berkeley does not seem to have clearly perceived is that the non-existence of a substance of mind is equally arguable.... It is a significant indication of the sophistication of Indian thought that Gautama managed to see deeper than the greatest modern idealists [97]."
Even Mr. Bradley notes, "the soul is a particular group of mental events in the extent to which those events are taken simply as occurring in time [98]." There’s a flavor of the Pitakas in this, even though Mr. Bradley's overall philosophy shows little sympathy for Buddhism but bears a remarkable resemblance both in thought and language to the Vedânta. This is particularly striking given there is no sign in his works of Sanskrit knowledge or even of Indian influence indirectly. An exceptionally original and independent mind seems to have arrived at many of the doctrines of Advaita without fully embracing its overall conclusions, as I doubt Sankara would have said "the positive relation of every appearance as an adjective to reality and the presence of reality among its appearances in varying degrees and with different values—this double truth we have identified as the center of philosophy." However, this does encapsulate the essence of many early [99] and later Vedantic statements. Gauḍapâda claims that the world of appearance comes from svabhâva or the essential nature of Brahman, and it seems to me that this idea aligns with what Mr. Bradley says about the Absolute being positively present in all appearances.
Among many coincidences in thought and expression, I note the following. Mr. Bradley [100] states, "The Perfect ... refers to the identity of idea and existence, accompanied by pleasure," which closely mirrors the phrase saccidânanda. "The universe is one reality that presents itself in finite centers." "We do not understand how anything can be considered an appearance." Similarly, Vedantists and Mahayanists cannot provide an explanation for Maya or whatever power creates the universe of phenomena. He also asserts that neither our bodies nor our souls (as we typically comprehend the word) are truly real [101], and he denies the reality of progress, stating, "For nothing perfect, nothing genuinely real, can change." His analysis of reconciling the concepts of God and the Absolute, especially the phrase "short of the Absolute, God cannot rest, and having arrived at that goal, he becomes lost along with religion," is a summary of the fluctuations of philosophical Hinduism, which feel these challenges more acutely than European religion since ideas related to the Absolute form a more vital part of religion (as distinct from metaphysics) in India than in Europe [102].
Moreover, Indian ideas concerning Maya and the unreality of matter cannot simply be brushed off as odd fantasies of mystics, as the latest developments in physics—a field that frequently shifts its foundational concepts—are leaning towards viewing matter as electrical charges in motion. This notion, more of a phrase than an explanation, has a real connection to Indian expressions that state Brahman or Śakti (which are forces) create the illusion of the world.
I am not here attempting a broad comparison of European and Indian thought. My goal is simply to highlight that the latter contains many ideas that British philosophers find themselves led to, and from which, once they have discovered them, they do not shy away. It should be of interest to examine how these ideas have been explored, often more boldly and thoroughly, in Asia.
BOOK II
EARLY INDIAN RELIGION
A GENERAL VIEW
BOOK II
In this book I shall briefly sketch the condition of religion in India prior to the rise of Buddhism and in so doing shall be naturally led to indicate several of the fundamental ideas of Hinduism. For few old ideas have entirely perished: new deities, new sects and new rites have arisen but the main theories of the older Upanishads still command respect and modern reformers try to justify their teaching from the ancient texts.
But I do not propose to discuss in detail the religion of the Vedic hymns for, so far as it can be distinguished from later phases, it looks backward rather than forward. It is important to students of comparative mythology, of the origins of religion, of the Aryan race. But it represents rather what the Aryans brought into India than what was invented in India, and it is this latter which assumes a prominent place in the intellectual history of the world as Hinduism and Buddhism. The ancient nature gods of the wind and the dawn have little place in the mental horizon of either the Buddha or Bhagavad-gîtâ and even when the old names remain, the beings who bear them generally have new attributes. Still, Vedic texts are used in modern worship and in many respects there is a real continuity of thought.
In the first chapter I enquire whether there is any element common to the religions of India and to the countries of Eastern Asia and find that the worship of nature spirits and the veneration of ancestors prevail throughout the whole of this vast region and have not been suppressed by Buddhism or Brahmanism. Then coming to the purely Indian sphere, I have thought it might not be amiss to give an epitome of such parts of Indian history as are of importance for religion. Next I endeavour to explain how the social institutions of India and the unique position acquired by the Brahman aristocracy have determined the character of Hindu religion—protean and yet unmistakeably Indian in all its phases—and I also investigate the influence of the belief in rebirth, which from the time of the Upanishads onwards dominates Indian thought. In the fourth and fifth chapters I trace the survival of some ancient ideas and show how many attributes of the Vedic gods can be found in modern deities who are at first sight widely different and how theories of salvation by sacrifice or asceticism or knowledge have been similarly persistent. In the sixth chapter I attempt to give a picture of religious life, both Brahmanic and non-Brahmanic, as it existed in India about the time when the Buddha was born. Of the non-Brahmanic sects which then flourished most have disappeared, but one, namely the Jains, has survived and left a considerable record in literature and art. I have therefore devoted a chapter to it here.
My object in this book is to discuss the characteristics of Indian religion which are not only fundamental but ancient. Hence this is not the place to dwell on Bhakti or relatively modern theistic sects, however great their importance in later Hinduism may be.
In this book, I will briefly outline the state of religion in India before Buddhism emerged and, in doing so, will naturally highlight several key concepts of Hinduism. Few ancient ideas have completely vanished: new deities, new sects, and new rituals have emerged, but the core teachings of the older Upanishads still hold significance, with modern reformers attempting to align their teachings with these ancient texts.
However, I don’t plan to delve deeply into the religion of the Vedic hymns, as it mostly looks to the past rather than the future. It’s important for those studying comparative mythology, the origins of religion, and the Aryan race. Yet, it reflects more of what the Aryans brought into India than what originated there, and it is the latter that takes a significant role in the world’s intellectual history as Hinduism and Buddhism. The ancient nature gods of wind and dawn play little part in the thoughts of either the Buddha or the Bhagavad-gîtâ, and even when the old names remain, the entities they refer to often possess new qualities. Still, Vedic texts are utilized in contemporary worship, maintaining a real continuity of thought in many respects.
In the first chapter, I explore whether there are common elements in the religions of India and those in East Asia, discovering that the worship of nature spirits and the honoring of ancestors is widespread across this vast area and has not been diminished by Buddhism or Brahmanism. Next, in the purely Indian context, I thought it might be useful to summarize key parts of Indian history that are important for religious understanding. I will then explain how India's social systems and the distinct position of the Brahman elite have shaped Hindu religion—adaptable yet unmistakably Indian in all its variations—and I will also examine the impact of the belief in rebirth, which has been central to Indian thought since the time of the Upanishads. In the fourth and fifth chapters, I trace the survival of some ancient ideas and show how many characteristics of the Vedic gods can still be found in modern deities that appear at first glance to be very different, as well as how concepts of salvation through sacrifice, asceticism, or knowledge have also persisted. In the sixth chapter, I provide a glimpse of the religious life, both Brahmanic and non-Brahmanic, as it was in India around the time of the Buddha’s birth. Among the non-Brahmanic sects that were thriving then, many have vanished, but one, the Jains, has endured, leaving a significant legacy in literature and art. Therefore, I have devoted a chapter to them here.
My aim in this book is to discuss the characteristics of Indian religion that are both fundamental and ancient. Thus, this is not the space to focus on Bhakti or relatively modern theistic sects, no matter how significant they became in later Hinduism.
CHAPTER I
RELIGIONS OP INDIA AND EASTERN ASIA
The countries with which this work deals are roughly speaking India with Ceylon; Indo-China with parts of the Malay Archipelago; Japan and China with the neighbouring regions such as Tibet and Mongolia. All of them have been more or less influenced by Hinduism and Buddhism and in hardly any of them is Mohammedanism the predominant creed[103], though it may have numerous adherents. The rest of Asia is mainly Mohammedan or Christian and though a few Buddhists may be found even in Europe (as the Kalmuks) still neither Hinduism nor Buddhism has met with general acceptance west of India.
In one sense, the common element in the religion of all these countries is the presence of Indian ideas, due in most cases to Buddhism which is the export form of Hinduism, although Brahmanic Hinduism reached Camboja and the Archipelago. But this is not the element on which I wish now to insist. I would rather enquire whether apart from the diffusion of ideas which has taken place in historical times, there is any common substratum in the religious temperament of this area, any fund of primitive, or at least prehistoric ideas, shared by its inhabitants. Such common ideas will be deep-seated and not obvious, for it needs but little first-hand acquaintance with Asia to learn that all generalizations about the spirit of the East require careful testing and that such words as Asiatic or oriental do not connote one type of mind. For instance in China and Japan the control of the state over religion is exceptionally strong: in India it is exceptionally weak. The religious temperaments of these nations differ from one another as much as the Mohammedan and European temperaments and the fact that many races have adopted Buddhism and refashioned it to their liking does not indicate that their mental texture is identical. The cause of this superficial uniformity is rather that Buddhism in its prime had no serious rivals in either activity or profundity, but presented itself to the inhabitants of Eastern Asia as pre-eminently the religion of civilized men, and was often backed by the support of princes. Yet one cannot help thinking that its success in Eastern Asia and its failure in the West are not due merely to politics and geography but must correspond with some racial idiosyncrasies. Though it is hard to see what mental features are common to the dreamy Hindus and the practical Chinese, it may be true that throughout Eastern Asia for one reason or another such as political despotism, want of military spirit, or on the other hand a tendency to regard the family, the clan or the state as the unit, the sense of individuality is weaker than in Western Asia or Europe, so that pantheism and quietism with their doctrines of the vanity of the world and the bliss of absorption arouse less opposition from robust lovers of life. This is the most that can be stated and it does not explain why there are many Buddhists in Japan but none in Persia.
But apart from Buddhism and all creeds which have received a name, certain ideas are universal in this vast region. One of them is the belief in nature spirits, beings who dwell in rocks, trees, streams and other natural objects and possess in their own sphere considerable powers of doing good or ill. The Nagas, Yakshas and Bhutas of India, the Nats of Burma, the Peys of Siam, the Kami of Japan and the Shen of China are a few items in a list which might be indefinitely extended. In many countries this ghostly population is as numerous as the birds of the forest: they haunt every retired spot and perch unseen under the eaves of every house. Theology has not usually troubled itself to define their status and it may even be uncertain whether respect is shown to the spirits inhabiting streams and mountain peaks or to the peaks and streams themselves[104].
They may be kindly (though generally requiring punctilious attention), or mischievous, or determined enemies of mankind. But infinite as are their variations, the ordinary Asiatic no more doubts their existence than he doubts the existence of animals. The position which they enjoy, like their character, is various, for in Asia deities like men have careers which depend on luck. Many of them remain mere elves or goblins, some become considerable local deities. But often they occupy a position intermediate between real gods and fairies. Thus in southern India, Burma and Ceylon may be seen humble shrines, which are not exactly temples but the abodes of beings whom prudent people respect. They have little concern with the destinies of the soul or the observance of the moral law but much to do with the vagaries of rivers and weather and with the prosperity of the village. Though these spirits may attain a high position within a certain district (as for instance Maha Saman, the deity of Adam's Peak in Ceylon) they are not of the same stuff as the great gods of Asia. These latter are syntheses of many ideas, and centuries of human thought have laboured on their gigantic figures. It is true that the mental attitude which deifies the village stream is fundamentally the same as that which worships the sun, but in the latter case the magnitude of the phenomenon deified sets it even for the most rustic mind in another plane. Also the nature gods of the Veda are not quite the same as the nature spirits which the Indian peasants worship to-day and worshipped, as the Pitakas tell us, in the time of the Buddha. For the Vedic deities are such forces as fire and light, wind and water. This is nature worship but the worship of nature generalized, not of some bold rock or mysterious rustling tree. It may be that a migratory life, such as the ancient Aryans at one time led, inclined their minds to these wider views, since neither the family nor the tribe had an abiding interest in any one place. Thus the ancestors of the Turks in the days before Islam worshipped the spirits of the sky, earth and water, whereas the more civilized but sedentary Chinese had genii for every hamlet, pool and hillock.
It is difficult to say whether monotheism is a development of this nature worship or has another origin. In Japanese religion the monotheistic tendency is markedly absent. The sun-goddess is the principal deity but remains simply prima inter pares. But in the ancient religion of China, T'ien or Heaven, also called Shang-ti, the supreme ruler, though somewhat shadowy and impersonal, does become an omnipotent Providence without even approximate rivals. Other superhuman beings are in comparison with him merely angels. Unfortunately the early history of Chinese religion is obscure and the documents scanty. In India however the evolution of pantheism or theism (though usually with a pantheistic tinge) out of the worship of nature forces seems clear. These gods or forces are seen to melt into one another and to be aspects of one another, until the mind naturally passes on to the idea that they are all manifestations of one force finding expression in human consciousness as well as in physical phenomena. The animist and pantheist represent different stages but not different methods of thought. For the former, every natural object which impresses him is alive; the latter concurs in this view, only he thinks the universe is instinct with one and the same life displaying itself in infinite variety.
One difficulty incidental to the treatment of Asiatic religions in European languages is the necessity, or at any rate the ineradicable habit, of using well-known words like God and soul as the equivalents of Asiatic terms which have not precisely the same content and which often imply a different point of view. For practical life it is wise and charitable to minimize religious differences and emphasize points of agreement. But this willingness to believe that others think as we do becomes a veritable vice if we are attempting an impartial exposition of their ideas. If the English word God means the deity of ordinary Christianity, who is much the same as Allah or Jehovah—that is to say the creator of the world and enforcer of the moral law—then it would be better never to use this word in writing of the religions of India and Eastern Asia, for the concept is almost entirely foreign to them. The nature spirits of which we have been speaking are clearly not God: when an Indian peasant brings offerings to the tomb of a deceased brigand or the Emperor of China promotes some departed worthy to be a deity of a certain class, we call the ceremony deification, but there is not the smallest intention of identifying the person deified with the Supreme Being, and odd as it may seem, the worship of such "gods" is compatible with monotheism or atheism. In China, Shang-ti is less definite than God[105] and it does not appear that he is thought of as the creator of the world and of human souls. Even the greater Hindu deities are not really God, for those who follow the higher life can neglect and almost despise them, without, however, denying their existence. On the other hand Brahman, the pantheos of India, though equal to the Christian God in majesty, is really a different conception, for he is not a creator in the ordinary sense: he is impersonal and though not evil, yet he transcends both good and evil. He might seem merely a force more suited to be the subject matter of science than of religion, were not meditation on him the occupation, and union with him the goal, of many devout lives. And even when Indian deities are most personal, as in the Vishnuite sects, it will be generally found that their relations to the world and the soul are not those of the Christian God. It is because the conception of superhuman existence is so different in Europe and Asia that Asiatic religions often seem contradictory or corrupt: Buddhism and Jainism, which we describe as atheistic, and the colourless respectable religion of educated Chinese, become in their outward manifestations unblushingly polytheistic.
Similar difficulties and ambiguities attend the use of the word soul, for Buddhism, which is supposed to hold that there is no soul, preaches retribution in future existences for acts done in this, and seeks to terrify the evil doer with the pains of hell; whereas the philosophy of the Brahmans, which inculcates a belief in the soul, seems to teach in some of its phases that the disembodied and immortal soul has no consciousness in the ordinary human sense. Here language is dealing with the same problems as those which we describe by such phrases as the soul, immortality and continuous existence, but it is striving to express ideas for which we have little sympathy and no adequate terminology. They will be considered later.
But one attitude towards that which survives death is almost universal in Eastern Asia and also easily intelligible. It finds expression in the ceremonies known as ancestor worship. This practice has attracted special attention in China, where it is the commonest and most conspicuous form of religious observance, but it is equally prevalent among the Hindus, though less prominent because it is only one among the many rites which engage the attention of that most devout nation. It is one of the main constituents in the religions of Indo-China and Japan, though the best authorities think that it was not the predominant element in the oldest form of Shinto. It is less prominent among the Tibeto-Burmese tribes but not absent, for in Tibet there are both good and evil ghosts who demand recognition by appropriate rites. It is sometimes hard to distinguish it from the worship of natural forces. For instance in China and southern India most villages have a local deity who is often nameless. The origin of such deities may be found either in a departed worthy or in some striking phenomenon or in the association of the two.
The cult of ghosts may be due to either fear or affection, and both motives are found in Eastern Asia. But though abundant examples of the propitiation of angry spirits can be cited, respect and consideration for the dead are the feelings which usually inspire these ceremonies at the present day and form the chief basis of family religion. There is no need to explain this sentiment. It is much stronger in Asia than in Europe but some of its manifestations may be paralleled by masses and prayers for the dead, others by the care bestowed on graves and by notices in memoriam. As a rule both in China and India only the last three generations are honoured in these ceremonies. The reason is obvious: the more ancient ancestors have ceased to be living memories. But it might be hard to find a theoretical justification for neglecting them and it is remarkable that in all parts of Asia the cult of the dead fits very awkwardly into the official creeds. It is not really consistent with any doctrine of metempsychosis or with Buddhist teaching as to the impermanence of the Ego. In China may be found the further inconsistency that the spirit of a departed relative may receive the tribute of offerings and salutations called ancestor worship, while at the same time Buddhist services are being performed for his deliverance from hell. But of the wide distribution, antiquity and strength of the cult there can be no doubt. It is anterior not only to Brahmanism but to the doctrines of transmigration and karma, and the main occupation of Buddhist priests in China and Japan is the performance of ceremonies supposed to benefit the dead. Even within Buddhism these practices cannot be dismissed as a late or foreign corruption. In the Khuddaka-pâṭha which, if not belonging to the most ancient part of the Buddhist canon, is at least pre-Christian and purely Indian, the dead are represented as waiting for offerings and as blessing those who give them. It is also curious that a recent work called Raymond by Sir O. Lodge (1916) gives a view of the state after death which is substantially that of the Chinese. For its teaching is that the dead retain their personality, concern themselves with the things of this world, know what is going to happen here and can to some extent render assistance to the living[106]. Also (and this point is specially remarkable) burning and mutilation of the body seem to inconvenience the dead.
Early Chinese works prescribe that during the performance of ancestral rites, the ghosts are to be represented by people known as the personators of the dead who receive the offerings and are supposed to be temporarily possessed by spirits and to be their mouthpieces. Possession by ghosts or other spirits is, in popular esteem, of frequent occurrence in India, China, Japan and Indo-China. It is one of the many factors which have contributed to the ideas of incarnation and deification, that is, that gods can become men and men gods. In Europe the spheres of the human and divine are strictly separated: to pass from one to the other is exceptional: a single incarnation is regarded as an epoch-making event of universal importance. But in Asia the frontiers are not thus rigidly delimitated, nor are God and man thus opposed. The ordinary dead become powers in the spirit world and can bless or injure here: the great dead become deities: in another order of ideas, the dead immediately become reincarnate and reappear on earth: the gods take the shape of men, sometimes for the space of a human life, sometimes for a shorter apparition. Many teachers in India have been revered as partial incarnations of Vishnu and most of the higher clergy in Tibet claim to be Buddhas or Bodhisattvas manifest in the flesh. There is no proof that the doctrine of metempsychosis existed in Eastern Asia independently of Indian influence but the ready acceptance accorded to it was largely due to the prevalent feeling that the worlds of men and spirits are divided by no great gulf. It is quite natural to step into the spirit world and back again into this.
It will not have escaped the reader's attention that many of the features which I have noticed as common to the religions of Eastern Asia—such as the worship of nature spirits and ancestors—are not peculiar to those countries but are almost, if not quite, universal in certain stages of religious development. They can, for instance, be traced in Europe. But whereas they exist here as survivals discernible only to the eye of research and even at the beginning of the Christian era had ceased to be the obvious characteristics of European paganism, in Asia they are still obvious. Age and logic have not impaired their vigour, and official theology, far from persecuting them, has accommodated its shape to theirs. This brings us to another point where the linguistic difficulty again makes itself felt, namely, that the word religion has not quite the same meaning in Eastern Asia as in Mohammedan and Christian lands. I know of no definition which would cover Christianity, Buddhism, Confucianism and the superstitions of African savages, for the four have little community of subject matter or aim. If any definition can be found it must I think be based on some superficial characteristic such as ceremonial. Nor is there any objection to refusing the title of religion to Buddhism and Confucianism, except that an inconvenient lacuna would remain in our vocabulary, for they are not adequately described as philosophies. A crucial instance of the difference in the ideas prevalent in Europe and Eastern Asia is the fact that in China many people belong to two or three religions and it would seem that when Buddhism existed in India the common practice was similar. Paganism and spiritual religion can co-exist in the same mind provided their spheres are kept distinct. But Christianity and Islam both retain the idea of a jealous God who demands not only exclusive devotion but also exclusive belief: to believe in other Gods is not only erroneous; it is disobedience and disloyalty. But such ideas have little currency in Eastern Asia, especially among Buddhists. The Buddha is not a creator or a king but rather a physician. He demands no allegiance and for those who disobey him the only punishment is continuance of the disease. And though Indian deities may claim personal and exclusive devotion, yet in defining and limiting belief their priests are less exacting than Papal or Moslim doctors. Despite sectarian formulas, the Hindu cherishes broader ideas such as that all deities are forms and passing shapes of one essence; that all have their proper places and that gods, creeds and ceremonies are necessary helps in the lower stages of the religious life but immaterial to the adept.
It does not follow from this that Hindus are lukewarm or insincere in their convictions. On the contrary, faith is more intense and more widely spread among them than in Europe. Nor can it be said that their religion is something detachable from ordinary life: the burden of daily observances prescribed and duly borne seems to us intolerable. But Buddhism and many forms of Hinduism present themselves as methods of salvation with a simplicity and singleness of aim which may be paralleled in the Gospels but only rarely in the national churches of Europe. The pious Buddhist is one who moulds his life and thoughts according to a certain law: he is not much concerned with worshipping the gods of the state or city, but has nothing against such worship: his aims and procedure have nothing to do with spirits who give wealth and children or avert misfortune. But since such matters are of great interest to mankind, he is naturally brought into contact with them and he has no more objection to a religious service for procuring rain than to a scientific experiment for the same purpose. Similarly Confucians follow a system of ethics which is sufficient for a gentleman and accords a decorous recognition to a Supreme Being and ancestral spirits. Much concession to superstition would be reprehensible according to this code but if a Confucian honours some deity either for his private objects or because it is part of his duties as a magistrate, he is not offending Confucius. He is simply engaging in an act which has nothing to do with Confucianism. The same distinction often applies in Indian religion but is less clear there, because both the higher doctrine as well as ordinary ceremonial and mythology are described under one name as Hinduism. But if a native of southern India occasionally sacrifices a buffalo to placate some village spirit, it does not follow that all his religious notions are of this barbarous type.
Asiatic ideas as to the relations between religions are illustrated by an anecdote related to me in Assam. Christianity has made many converts among the Khasis, a non-Hindu tribe of that region, and a successful revival meeting extending over a week was once held in a district of professing Christians. When the week was over and the missionaries gone, the Khasis performed a ceremony in honour of their tribal deities. Their pastors regarded this as a woeful lapse from grace but no disbelief in Christianity or change of faith was implied. The Khasis had embraced Christianity in the same spirit that animated the ancient disciples of the Buddha: it was the higher law which spoke of a new life and of the world to come. But it was not understood that it offered to take over the business of the local deities, to look after crops and pigs and children, to keep smallpox, tigers and serpents in order. Nobody doubted the existence of spirits who regulate these matters, while admitting that ethics and the road to heaven were not in their department, and therefore it was thought wise to supplement the Christian ceremonies by others held in their honour and thus let them see that they were not forgotten and run no risk of incurring their enmity.
My object in this chapter is to point out at the very beginning that in Asia the existence of a duly labelled religion, such as Buddhism or Confucianism, does not imply the suppression of older nameless beliefs, especially about nature spirits and ghosts. In China and many other countries we must not be surprised to find Buddhists honouring spirits who have nothing to do with Buddhism. In India we must not suppose that the doctrines of Râmânuja or any other great teacher are responsible for the crudities of village worship, nor yet rashly assume that the villager is ignorant of them.
The countries discussed in this work include India and Ceylon, Indochina, parts of the Malay Archipelago, Japan, and China, along with neighboring areas like Tibet and Mongolia. All of these regions have been influenced by Hinduism and Buddhism to varying degrees, and in very few of them is Islam the main religion, even though there are many followers. The rest of Asia is predominantly Islamic or Christian, and while some Buddhists can be found in Europe (like the Kalmuks), neither Hinduism nor Buddhism has gained widespread acceptance outside of India.
In a broader sense, the common factor in the religions of all these countries is the presence of Indian ideas, mostly due to Buddhism, which is essentially an exported version of Hinduism, although Brahmanic Hinduism also reached Cambodia and the Archipelago. However, this is not the aspect I want to focus on now. I'd like to explore whether, aside from the spread of ideas that has occurred throughout history, there's a shared underlying religious temperament in this area—a foundational set of primitive or at least prehistoric beliefs held by its people. Such shared beliefs will be deep-rooted and not immediately apparent, as anyone familiar with Asia knows that generalizations about Eastern spirituality require thorough examination, and terms like "Asian" or "Oriental" do not refer to a single type of mindset. For example, in China and Japan, the state's control over religion is particularly strong, while in India, it is quite weak. The spiritual attitudes of these nations differ as much as those of Muslims and Europeans, and the fact that many ethnic groups have adopted Buddhism and modified it does not mean their cognitive frameworks are the same. This apparent uniformity may stem from the fact that Buddhism, in its early days, had no major competitors in effectiveness or depth, presenting itself to the people of Eastern Asia as the ideal religion of civilized individuals, often supported by rulers. Yet, one cannot help but think that its success in Eastern Asia and its failure in the West are not just a matter of politics and geography, but must correspond to some racial characteristics. While it's challenging to identify common psychological traits between the contemplative Hindus and pragmatic Chinese, it might be true that in Eastern Asia, due to reasons like political tyranny, lack of military spirit, or a tendency to view family, clan, or state as the fundamental unit, the sense of individuality is less pronounced than in Western Asia or Europe. Consequently, ideas like pantheism and quietism, with their beliefs in the futility of the material world and the bliss of merging into oneness, face less resistance from those who passionately embrace life. This is as much as can be said, and it does not clarify why there are many Buddhists in Japan but none in Persia.
Except for Buddhism and other named beliefs, certain ideas are widely shared across this large region. One of these is the belief in nature spirits—beings that reside in rocks, trees, streams, and other elements of nature, possessing considerable power to do good or harm within their realms. The Nagas, Yakshas, and Bhutas of India; the Nats of Burma; the Peys of Siam; the Kami of Japan; and the Shen of China are just a few of many examples that could be listed. In many regions, this ghostly population is as plentiful as the birds in the trees: they lurk in every secluded area and remain unseen under the eaves of every home. Theology generally doesn’t delve into defining their status, and it may even be unclear whether respect is directed towards the spirits inhabiting streams and mountains or towards the streams and mountains themselves.
These spirits can be benevolent (though they usually demand careful attention), mischievous, or outright adversarial to humanity. Despite their variations, the typical Asian holds no doubt about their existence, much like they do not doubt the presence of animals. The status they hold, similar to their characteristics, varies, as in Asia, deities, like people, have fortunes that change with luck. Many remain mere elves or goblins, while some evolve into significant local deities. Often, they exist in a position that is neither fully divine nor entirely fairy-like. Thus, in southern India, Burma, and Ceylon, one can find modest shrines that are not quite temples, but rather the homes of beings that sensible people respect. These spirits are less concerned with the fate of souls or moral adherence and more with the whims of rivers, weather, and the wellbeing of the village. Even when these spirits achieve a notable status in a given region (like Maha Saman, the deity of Adam's Peak in Ceylon), they don't share the same essence as the major gods of Asia. The latter are complex amalgamations of numerous ideas, shaped by centuries of human thought. While it's true that the mindset that venerates a local stream is fundamentally the same as that which worships the sun, the scale of the worshiped phenomenon elevates the latter into an entirely different realm, even for the most primitive mind. Additionally, the nature gods of the Veda are not quite the same as the nature spirits worshiped by contemporary Indian peasants, which, as the Pitakas inform us, they also honored during Buddha's time. The Vedic deities embody forces like fire, light, wind, and water. This represents nature worship, but on a more generalized scale rather than focusing on some distinct rock or mysteriously rustling tree. It's possible that a nomadic lifestyle, like that which the ancient Aryans once lived, encouraged such broader views, as neither family nor tribe fostered a lasting attachment to a specific location. Hence, the ancestors of the Turks, before adopting Islam, worshiped the spirits of the sky, earth, and water, while the more civilized but settled Chinese had protective spirits for every village, pond, and hillock.
It's tough to determine whether monotheism is a progression from nature worship or has an entirely different origin. In Japanese religion, the monotheistic inclination is noticeably absent. The sun goddess is the principal deity but is merely one among equals. However, in ancient Chinese religion, there’s T'ien or Heaven, also referred to as Shang-ti, the highest ruler, though somewhat vague and impersonal, who becomes an omnipotent providence without any real rivals. Other superhuman beings are comparatively just angels. Unfortunately, early Chinese religious history remains obscure and the available documents are scarce. In India, however, the evolution from nature worship to pantheism or theism (often with a pantheistic angle) is apparent. These deities or forces are observed to blend into one another and be facets of one another, leading one naturally to the notion that they are all manifestations of a single force finding expression in both human awareness and natural phenomena. Animism and pantheism represent varied stages but not distinct methods of thought. For the former, every compelling natural object is alive; the latter agrees but believes the universe teems with one unified life displaying itself in endless diversity.
One challenge encountered in discussing Asian religions in European languages is the need, or at least the ingrained habit, of using well-known terms like God and soul as equivalents for Asian concepts that do not exactly match in meaning and often suggest a different perspective. In practical matters, it's wise and charitable to downplay religious differences and focus on commonalities. Yet, this inclination to assume others think like we do can become a real vice when striving for an impartial presentation of their ideas. If the English term God refers to the deity of conventional Christianity, similar to Allah or Jehovah, that is, the creator of the world and enforcer of the moral code, then it would be better never to use this term when discussing the religions of India and Eastern Asia, as this concept is largely foreign to them. The nature spirits previously mentioned are clearly not God: when an Indian peasant makes offerings at the grave of a deceased outlaw or when the Emperor of China elevates a respected individual to a specific class of deity, we call this act deification, but there is no intention of equating the person being deified with the Supreme Being. Despite how odd it may seem, the veneration of such "gods" can coexist with monotheism or atheism. In China, Shang-ti is less definite than God, and it doesn’t seem he is regarded as the creator of the world and of human souls. Even the greater Hindu deities are not truly God, as those who pursue a higher spiritual path can disregard and even disdain them without denying their existence. Conversely, Brahman, the pantheistic concept in India, while equal to the Christian God in grandeur, represents a fundamentally different idea; he is not a creator in the usual sense: he is impersonal, and though not evil, he transcends both good and evil. He might appear to be merely a force more suited for scientific study than for religious contemplation, were it not for the meditation on him that occupies and aims to unite many devout lives. Even when Indian deities seem most personal, particularly in the Vishnuite sects, it is generally found that their relationship to the world and the soul differs from that of the Christian God. The dissimilarity in perspectives on superhuman existence between Europe and Asia explains why Asian religions often appear contradictory or corrupted: Buddhism and Jainism, which we label as atheistic, and the seemingly neutral religion of educated Chinese, often present openly polytheistic aspects.
Similar difficulties and ambiguities arise when discussing the term soul, as Buddhism, which is traditionally said to deny the soul, teaches about retribution in future existences for actions taken in this life, and it seeks to instill fear in wrongdoers with concepts of hell; yet, some branches of Brahmanic belief, which emphasize a belief in the soul, appear to teach in certain interpretations that the disembodied and immortal soul lacks consciousness in the ordinary human sense. Here, language grapples with the same issues we frame under terms like soul, immortality, and continuous existence, yet it strives to express ideas for which we have little affinity and no suitable terminology. These will be examined later.
However, one perspective about what persists after death is almost universally accepted in Eastern Asia and is quite comprehensible. It is reflected in practices known as ancestor worship. This tradition has garnered particular attention in China, where it is the most common and noticeable form of religious observance, but it is equally widespread among Hindus, though less visible since it competes with numerous other rites that engage this deeply religious nation. It is a key component of the religions in Indochina and Japan, although the best researchers believe it was not the main theme in the earliest forms of Shinto. It's less pronounced among the Tibeto-Burmese tribes, though not absent, as in Tibet there are both benevolent and malevolent ghosts that require recognition through appropriate rituals. Distinguishing ancestor worship from natural force veneration can sometimes be challenging. In places like China and southern India, many villages have local deities that are often nameless. These deities can either originate from a notable figure who has passed or from some remarkable natural phenomenon, or the two may be intertwined.
The practice of honoring ghosts may stem from either fear or affection, with both motivations present in Eastern Asia. While many examples of appeasing angry spirits can be cited, it is respect and care for the deceased that typically inspire these ceremonies today, forming the core of family spirituality. This sentiment needs no explanation. It is significantly stronger in Asia than in Europe, though some parallels can be found in mass services and prayers for the dead, or in the upkeep of graves and memorial notices. Generally, both in China and India, only the last three generations are honored in these practices, as this is the obvious limit: more ancient ancestors have faded from living memory. Nevertheless, one might struggle to find a theoretical rationale for ignoring them, and it is noteworthy that throughout Asia, the veneration of the dead fits awkwardly into the established doctrines. It doesn't align well with any belief in reincarnation or with Buddhist teachings about the impermanence of the self. In China, there's an additional inconsistency: while a departed relative's spirit may receive the offerings and acknowledgments typical of ancestor worship, Buddhist ceremonies are simultaneously conducted for their salvation from hell. There is no doubt about the widespread nature, antiquity, and strength of this cult; it pre-dates not only Brahmanism but also beliefs in reincarnation and karma. The primary duty of Buddhist priests in China and Japan involves performing ceremonies intended to benefit the deceased. Even within Buddhism, these practices can't simply be dismissed as a late or foreign corruption. In the Khuddaka-pāṭha, which, even if it's not part of the earliest Buddhist texts, is at least pre-Christian and purely Indian, the dead are depicted as awaiting offerings and as blessing those who provide them. Interestingly, a recent book called Raymond by Sir O. Lodge (1916) shares perspectives on the afterlife that closely align with the Chinese view, teaching that the dead retain their identities, take an interest in worldly matters, anticipate future events, and can, to some degree, assist the living. Moreover, (and this point is particularly noteworthy), the burning or mutilation of the body seems to disturb the dead.
Earlier Chinese texts specify that during ancestral rites, the spirits are represented by individuals known as personators of the dead, who accept offerings and are thought to be momentarily possessed by spirits, acting as their mouthpieces. Possession by ghosts or other spirits is often regarded as a common occurrence in India, China, Japan, and Indochina. This notion has helped foster ideas of reincarnation and deification, meaning gods can become men and men can become gods. In Europe, the realms of human and divine are strictly separated; transitioning from one to another is exceptional, with a single incarnation viewed as a momentous event of universal significance. In Asia, however, these boundaries are not rigidly defined, nor is the distinction between God and man so clear-cut. Ordinary deceased individuals become influential in the spirit world, capable of bestowing blessings or causing harm in the present; prominent figures become deities; and in other beliefs, the dead quickly reincarnate and return to earth, while gods can take on human form, sometimes for the entirety of a lifespan, other times for brief appearances. Numerous teachers in India have been revered as partial incarnations of Vishnu, and many of the higher clergy in Tibet claim to be Buddhas or Bodhisattvas manifested in flesh. There’s no evidence that the belief in reincarnation existed in Eastern Asia independently of Indian influence, but the ready acceptance of it is largely due to the prevailing notion that the realms of the living and spirits are not sharply divided. It is quite natural to move from the spirit world back into this one.
It should not have escaped the reader's notice that many features I've identified as common to the religions of Eastern Asia—like the veneration of nature spirits and ancestors—are not exclusive to those regions but are almost universally found in certain stages of religious evolution. They can also be found in Europe. However, while such aspects exist there as remnants discernible only to scholarly inquiry and had largely faded as prominent traits of European paganism by the beginning of the Christian era, in Asia, they remain clearly evident. The passage of time and logical thought have not diminished their strength, and established theology, rather than suppressing them, has modified itself to accommodate them. This leads us to another point where linguistic challenges arise: the term religion does not carry the same implications in Eastern Asia as it does in Islamic and Christian contexts. I am unaware of any definition that would encompass Christianity, Buddhism, Confucianism, and the superstitions of African tribes, as these four share little in terms of content or purpose. If any definition is to be found, it will likely be based on some superficial aspect like ritual. There’s also no objection to denying the title of religion to Buddhism and Confucianism, besides leaving a gap in our vocabulary, since they are inadequately described as philosophies. A key illustration of the discrepant ideas held in Europe and Eastern Asia is that in China, many individuals belong to two or three religions. It seems that when Buddhism existed in India, the general practice was similar. Both paganism and spiritual religion can coexist in the same mind as long as their domains are kept separate. However, both Christianity and Islam maintain the concept of a possessive God who not only demands exclusive devotion but also exclusive belief: to believe in other gods is deemed not just erroneous but also rebellious and disloyal. These concepts hold little weight in Eastern Asia, particularly among Buddhists. The Buddha is not a creator or a sovereign, but more akin to a healer. He demands no loyalty, and for those who do not follow him, the only consequence is the continuation of their suffering. Although some Indian deities may seek personal and exclusive devotion, their priests tend to be less demanding in defining and constraining belief compared to Papal or Islamic authorities. Despite sectarian declarations, Hindus embrace broader concepts, such as the understanding that all deities are forms and transient manifestations of a singular essence; that all occupy their rightful places; and that gods, beliefs, and rituals function as necessary aids in the early stages of spiritual life but are ultimately insignificant to the adept.
This does not imply that Hindus are indifferent or insincere in their beliefs. On the contrary, faith is stronger and more widespread among them than in Europe. It can't be said that their religion is separate from everyday life: the demands of daily practices imposed and faithfully followed can seem overwhelming to us. But Buddhism, along with many expressions of Hinduism, presents itself as pathways to salvation with a clarity and singular focus that may be comparable to the Gospels, but only rarely found in European national churches. A dedicated Buddhist shapes his life and thoughts according to specific principles; he is not preoccupied with the worship of state or local deities, though he has no objection to such veneration. His goals and methods are unrelated to spirits of wealth, fertility, or misfortune. Since these aspects are highly relevant to humanity, he inevitably interacts with them, and he views a religious ritual for securing rain no differently than a scientific experiment aimed at the same result. Similarly, Confucians adhere to a code of ethics sufficient for a gentleman and acknowledge a Supreme Being and ancestral spirits respectfully. While excessive concessions to superstition would be inappropriate according to this code, if a Confucian honors a deity for personal reasons or as part of his official responsibilities as a magistrate, he is not transgressing Confucius's teachings. He is merely participating in an act unrelated to Confucianism. This distinction also often applies in Indian spirituality, but is less clear-cut there, since both higher doctrines and common rituals and mythologies fall under the umbrella of Hinduism. So if someone from southern India occasionally sacrifices a buffalo to appease a village spirit, it doesn't imply that all of his spiritual beliefs are of that primitive nature.
Asiatic perspectives on the relationships between various religions are illustrated by a story shared with me in Assam. Christianity has gained many followers among the Khasis, a non-Hindu tribe in that region, and a successful revival meeting lasting a week was once held for those who identified as Christians. When the meeting concluded and the missionaries left, the Khasis carried out a ceremony honoring their tribal deities. Their pastors viewed this act as a serious decline in faith, but no loss of belief in Christianity or shift in faith was implied. The Khasis embraced Christianity with the same spirit that animated the early disciples of the Buddha: it represented a higher law that spoke of a new life and an afterlife. However, it wasn't understood to take on the role of local deities, looking after their crops, livestock, and children, or managing diseases, wild animals, and snakes. No one questioned the existence of spirits in charge of these concerns while also agreeing that ethics and the pathway to heaven lay outside their jurisdiction, so it was deemed wise to complement the Christian rites with others dedicated to their honor, thereby ensuring the spirits felt remembered and mitigating any risk of incurring their wrath.
The goal of this chapter is to highlight from the outset that in Asia, the existence of a clearly defined religion, such as Buddhism or Confucianism, does not signify the elimination of older, unnamed beliefs, particularly concerning nature spirits and ghosts. In China and many other regions, it shouldn’t surprise us to see Buddhists honoring spirits unrelated to Buddhism. In India, we should not presume that the teachings of Rāmānuja or any other prominent figure are accountable for the simpler practices of village worship, nor should we hastily conclude that the villagers are ignorant of them.
CHAPTER II
HISTORICAL
It may be useful to insert here a brief sketch of Indian history, but its aim is merely to outline the surroundings in which Hindu religion and philosophy grew up. It, therefore, passes lightly over much which is important from other points of view and is intended for reference rather than for continuous reading.
An indifference to history, including biography, politics and geography, is the great defect of Indian literature. Not only are there few historical treatises[107] but even historical allusions are rare and this curious vagueness is not peculiar to any age or district. It is as noticeable among the Dravidians of the south as among the speakers of Aryan languages in the north. It prevails from Vedic times until the Mohammedan conquest, which produced chronicles though it did not induce Brahmans to write them in Sanskrit. The lacuna is being slowly filled up by the labours of European scholars who have collected numerous data from an examination of inscriptions, monuments and coins, from the critical study of Hindu literature, and from research in foreign, especially Chinese, accounts of ancient India.
At first sight the history of India seems merely a record of invasions, the annals of a land that was always receptive and fated to be conquered. The coast is poor in ports and the nearest foreign shore distant. The land frontiers offer more temptation to invaders than to emigrants. The Vedic Aryans, Persians, Greeks and hordes innumerable from Central Asia poured in century after century through the passes of the north-western mountains and after the arrival of Vasco da Gama other hordes came from Europe by sea. But the armies and fleets of India can tell no similar story of foreign victories. This picture however neglects the fact that large parts of Indo-China and the Malay Archipelago (including Camboja, Champa, Java and even Borneo) received not only civilization but colonists and rulers from India. In the north too Nepal, Kashmir, Khotan and many other districts might at one time or another be legitimately described as conquered or tributary countries. It may indeed be justly objected that Indian literature knows nothing of Camboja and other lands where Indian buildings have been discovered[108] and that the people of India were unconscious of having conquered them. But Indian literature is equally unconscious of the conquests made by Alexander, Kanishka and many others. Poets and philosophers were little interested in the expeditions of princes, whether native or foreign. But if by India is meant the country bounded by the sea and northern mountains it undoubtedly sent armies and colonists to regions far beyond these limits, both in the south-east and the north, and if the expansion of a country is to be measured not merely by territorial acquisition but by the diffusion of its institutions, religion, art and literature, then "the conquests of the Dhamma," to use Asoka's phrase, include China, Japan, Tibet and Mongolia.
The fact that the Hindus paid no attention to these conquests and this spread of their civilization argues a curious lack of interest in national questions and an inability to see or utilize political opportunities which must be the result of temperament rather than of distracting invasions. For the long interval between the defeat of the Huns in 526 A.D. and the raids of Mahmud of Ghazni about 1000 A.D. which was almost entirely free from foreign inroads, seems precisely the period when the want of political ideas and constructive capacity was most marked. Nor were the incursions always destructive and sterile. The invaders, though they had generally more valour than culture of their own, often brought with them foreign art and ideas, Hellenic, Persian or Mohammedan. Naturally the northern districts felt their violence most as well as the new influences which they brought, whereas the south became the focus of Hindu politics and culture which radiated thence northwards again. Yet, on the whole, seeing how vast is the area occupied by the Hindus, how great the differences not only of race but of language, it is remarkable how large a measure of uniformity exists among them (of course I exclude Mohammedans) in things religious and intellectual. Hinduism ranges from the lowest superstition to the highest philosophy but the stages are not distributed geographically. Pilgrims go from Badrinath to Ramesvaram: the Vaishnavism of Trichinopoly, Muttra and Bengal does not differ in essentials, the worship of the linga can be seen almost anywhere. And though India has often been receptive, this receptivity has been deliberate and discriminating. Great as was the advance of Islam, the resistance offered to it was even more remarkable and at the present day it cannot be said that in the things which most interest them Indian minds are specially hospitable to British ideas.
The relative absence of political unity seems due to want of interest in politics. It is often said that the history of India in pre-Mohammedan times is an unintelligible or, at least, unreadable, record of the complicated quarrels and varying frontiers of small states. Yet this is as true of the history of the Italian as of the Indian peninsula. The real reason why Indian history seems tedious and intricate is that large interests are involved only in the greatest struggles, such as the efforts to repulse the Huns or Mohammedans.
The ordinary wars, though conducted on no small scale, did not involve such causes or principles as the strife of Roundheads with Cavaliers. With rare exceptions, states and empires were regarded as the property of their monarchs. Religion claimed to advise kings, like other wealthy persons, as to their duties and opportunities, and ministers became the practical rulers of kingdoms just as a steward may get the management of an estate into his hands. But it rarely occurred to Hindus that other persons in the estate had any right to a share in the government, or that a Raja could be dispossessed by anybody but another Raja. Of that, indeed, there was no lack. Not only had every sovereign to defend himself against the enemies in his own house but external politics seemed based on the maxim that it is the duty of a powerful ruler to increase his territory by direct and unprovoked attacks on his neighbours. There is hardly a king of eminence who did not expand his power in this way, and the usual history of a royal house is successful aggression followed by collapse when weaker hands were unable to hold the inherited handful. Even moderately long intervals of peace are rare. Yet all the while we seem to be dealing not with the expansion or decadence of a nation, but with great nobles who add to their estates or go bankrupt.
These features of Indian politics are illustrated by the Arthaśâstra, a manual of state-craft attributed to Câṇakya, the minister of Candragupta and sometimes called the Indian Macchiavelli. Its authenticity has been disputed but it is now generally accepted by scholars as an ancient work composed if not in the fourth century, at least some time before the Christian era. It does not, like Manu and other Brahmanic law-books, give regulations for an ideal kingdom but frankly describes the practice of kings. The form of state contemplated is a small kingdom surrounded by others like it and war is assumed to be their almost normal relation, but due to the taste or policy of kings, not to national aspirations or economic causes. Towards the Brahmans a king has certain moral obligations, towards his subjects and fellow monarchs none. It is assumed that his object is to obtain money from his subjects, conquer his neighbours, and protect himself by espionage and severe punishments against the attacks to which he is continually exposed, especially at the hands of his sons. But the author does not allow his prince a life of pleasure: he is to work hard and the first things he has to attend to are religious matters.
The difficulty of writing historical epitomes which are either accurate or readable is well known and to outline the events which have occurred in the vast area called India during the last 2500 years is a specially arduous task, for it is almost impossible to frame a narrative which follows the fortunes of the best known Hindu kingdoms and also does justice to the influence of southern India and Islam. It may be useful to tabulate the principal periods, but the table is not continuous and even when there is no gap in chronology, it often happens that only one political area is illuminated amid the general darkness and that this area is not the same for many centuries.
1. From about 500 to 200 B.C. Magadha (the modern Bihar) was the principal state and the dominions of its great king Asoka were almost the same as British India to-day.
2. In the immediately succeeding period many invaders entered from the north-west. Some were Greeks and some Iranians but the most important were the Kushans who ruled over an Empire embracing both north-western India and regions beyond it in Afghanistan and Central Asia. This Empire came to an end in the third century A.D. but the causes of its collapse are obscure.
3. The native Hindu dynasty of the Guptas began to rule in 320 A.D. Its dominions included nearly all northern India but it was destroyed by the invasions of the Huns in the fifth and sixth centuries.
4. The Hindu Emperor Harsha (606-647 A.D.) practically reconstituted the Gupta Empire but his dominions split up after his death. At the same time another Empire which extended from Gujarat to Madras was founded by Pulakeśin, a prince from the south, a region which though by no means uncivilized had hitherto played a small part in the general history of India.
5. From 650 to 1000 A.D. India was divided among numerous independent kingdoms. There was no central power but Bengal and the Deccan were more prominent than previously.
6. After 1000 A.D. the conquests of Mohammedan invaders became important and the Hindu states of northern and central India collapsed or grew weak. But the Hindus held out in Rajputana, Orissa, and above all in Vijayanagar.
7. In 1526 came the invasion of the Mughals, who founded an Empire which at its zenith (1556-1707) included all India except the extreme south. In its decadence the Marathas and Sikhs became powerful and Europeans began to intervene.
It is generally agreed that at a period which, though not fixed, was anterior to 1000 B.C.[109] a body of invaders known as Aryans and nearly akin to the ancient Iranians entered India through the north-western mountains. They found there other tribes not deficient in civilization but unable to offer any effective resistance. These tribes who retired southwards are commonly known as Dravidians[110] and possibly represent an earlier invasion of central-Asiatic tribes allied to the remote ancestors of the Turks and Mongols[111]. At the time when the earlier hymns of the Rig Veda were composed, the Aryans apparently lived in the Panjab and did not know the sea, the Vindhya mountains or the Narbudda river. They included several tribes, among whom five are specially mentioned, and we hear that a great battle was fought on the Ravi, in which a confederation of ten kings who wished to force a passage to the east was repulsed by Sudas, chief of the Tritsus. Still the south-eastern movement, across the modern United Provinces to the borders of Bengal, continued and, so far as our records go, it was in this direction rather than due south or south-west, that the Aryans chiefly advanced[112]. When the Brâhmaṇas and earlier Upanishads were composed (c. 800-600 B.C.) the principal political units were the kingdoms of the Pancâlas and Kurus in the region of Delhi. The city of Ayodhyâ (Oudh) is also credited with a very ancient but legendary history.
The real history of India begins with the life of the Buddha who lived in the sixth century B.C.[113] At that time the small states of northern India, which were apparently oligarchies or monarchies restricted by the powers of a tribal council, were in process of being absorbed by larger states which were absolute monarchies and this remained the normal form of government in both Hindu and Moslim times. Thus Kosala (or Oudh) absorbed the kingdom of Benares but was itself conquered by Magadha or Bihar, the chief city of which was Pataliputra or Patna, destined to become the capital of India. We also know that at this period and for about two centuries later the Persian Empire had two satrapies within the limits of modern India, one called "India," including the country east of the Indus and possibly part of the Panjab, and the other called Gândhâra (Peshawar) containing Takshaśilâ[114], a celebrated university. The situation of this seat of learning is important, for it was frequented by students from other districts and they must have felt there in early times Persian and afterwards Hellenistic influence. There are clear signs of Persian influence in India in the reign of Asoka. Of Magadha there is little to be said for the next century and a half, but it appears to have remained the chief state of northern India.
In 327 B.C. Alexander the Great after over-throwing the Persian Empire invaded India, where he remained only nineteen months. He probably intended to annex Sind and the Panjab permanently to his Empire but he died in 323 and in the next year Candragupta, an exiled scion of the royal house of Magadha, put an end to Macedonian authority in India and then seized the throne of his ancestors. He founded the Maurya dynasty under which Magadha expanded into an Empire comprising all India except the extreme south. Seleucus Nicator, who had inherited the Asiatic possessions of Alexander and wished to assert his authority, came into collision with Candragupta but was completely worsted and about 303 B.C. concluded a treaty by which he ceded the districts of Kabul, Herat and Kandahar. Shortly afterwards he sent as his ambassador to the court of Pataliputra a Greek named Megasthenes who resided there for a considerable time and wrote an account of the country still extant in a fragmentary form. The grandson of Candragupta was Asoka, the first ruler of all India (c. 273-231 B.C.). His Empire extended from Afghanistan almost to Madras and was governed with benevolent but somewhat grandmotherly despotism. He was an ardent Buddhist and it is mainly owing to his efforts, which are described in more detail below, that Buddhism became during some centuries the dominant faith in India. Asoka's Empire broke up soon after his death in circumstances which are not clear, for we now enter upon one of those chaotic periods which recur from time to time in Indian history and we have little certain information until the fourth century A.D. Andhra, a region including large parts of the districts now called the Northern Circars, Hyderabad and Central Provinces, was the first to revolt from the Mauryas and a dynasty of Andhra kings[115], who claimed to belong to the Śâtavâhana family, ruled until 236 A.D. over varying but often extensive territories. What remained of the Maurya throne was usurped in 184 B.C. by the Sungas who in their turn were overthrown by the Kaṇvas. These latter could not withstand the Andhras and collapsed before them about 27 B.C.
Alexander's invasion produced little direct effect, and no allusion to it has been found in Indian literature. But indirectly it had a great influence on the political, artistic and religious development of the Hindus by preparing the way for a series of later invasions from the north which brought with them a mixed culture containing Hellenic, Persian and other elements. During some centuries India, as a political region, was not delimitated on the north-western side as it is at present and numerous principalities rose and fell which included Indian territory as well as parts of Afghanistan.
These states were of at least three classes, Hellenistic, Persian or Parthian, and Scythian, if that word can be properly used to include the Sakas and Kushans.
Bactria was a Persian satrapy before Alexander's invasion but when he passed through it on his way to India he founded twelve cities and settled a considerable number of his soldiers in them. It formed part of the Empire of Seleucus but declared itself independent in 250 B.C. about the same time that the Parthians revolted and founded the Empire of the Arsacidae. The Bactrian kings bore Greek names and in 209 Antiochus III made peace with one of them called Euthydemus, in common cause against the nomads who threatened Western Asia. Demetrius, the son of this Euthydemus, appears to have conquered Kabul, the Panjab and Sind (c. 190 B.C.) but his reign was troubled by the rebellion of a certain Eukratides and it is probable that many small and contending frontier-states, of which we have a confused record, were ruled by the relatives of one or other of these two princes. The most important of them was Menander, apparently king of the Kabul valley. About 155 he made an incursion to the east, occupied Muttra and threatened Pataliputra itself but was repulsed. He is celebrated in Buddhist literature as the hero of the Questions of Milinda but his coins, though showing some Buddhist emblems, indicate that he was also a worshipper of Pallas. Shortly after this Hellenic influence in Bactria was overwhelmed by the invasion of the Yüeh-chih, though the Greek principalities in the Panjab may have lasted considerably longer.
In the reign of Mithridates (c. 171-138 B.C.) the Parthian Empire was limitrophe with India and possibly his authority extended beyond the Indus. A little later the Parthian dependencies included two satrapies, Aracosia and the western Panjab with capitals at Kandahar and Taxila respectively. In the latter ruled kings or viceroys one of whom called Gondophores (c. 20 A.D.) is celebrated on account of his legendary connection with the Apostle Thomas.
More important for the history of India were the conquests of the Sakas and Yüeh-chih, nomad tribes of Central Asia similar to the modern Turkomans[116]. The former are first heard of in the basin of the river Ili, and being dislodged by the advance of the Yüeh-chih moved southwards reaching northwestern India about 150 B.C. Here they founded many small principalities, the rulers of which appear to have admitted the suzerainty of the Parthians for some time and to have borne the title of satraps. It is clear that western India was parcelled out among foreign princes called Sakas, Yavanas, or Pallavas whose frontiers and mutual relations were constantly changing. The most important of these principalities was known as the Great Satrapy which included Surashṭra (Kathiawar) with adjacent parts of the mainland and lasted until about 395 A.D.
The Yüeh-chih started westwards from the frontiers of China about 100 B.C. and, driving the Sakas before them, settled in Bactria. Here Kadphises, the chief of one of their tribes, called the Kushans, succeeded in imposing his authority on the others who coalesced into one nation henceforth known by the tribal name. The chronology of the Kushan Empire is one of the vexed questions of Indian history and the dates given below are stated positively only because there is no space for adequate discussion and are given with some scepticism, that is desire for more knowledge founded on facts. Kadphises I (c. 15-45 A.D.) after consolidating his Empire led his armies southwards, conquering Kabul and perhaps Kashmir. His successor Kadphises II (c. 45-78 A.D.) annexed the whole of north-western India, including northern Sind, the Panjab and perhaps Benares. There was a considerable trade between India and the Roman Empire at this period and an embassy was sent to Trajan, apparently by Kanishka (c. 78-123), the successor of Kadphises. This monarch played a part in the later history of Buddhism comparable with that of Asoka in earlier ages[117]. He waged war with the Parthians and Chinese, and his Empire which had its capital at Peshawar included Afghanistan, Bactria, Kashgar, Yarkand, Khotan[118] and Kashmir. These dominions, which perhaps extended as far as Gaya in the east, were retained by his successors Huvishka (123-?140 A.D.) and Vasudeva (?140-178 A.D.), but after this period the Andhra and Kushan dynasties both collapsed as Indian powers, although Kushan kings continued to rule in Kabul. The reasons of their fall are unknown but may be connected with the rise of the Sassanids in Persia. For more than a century the political history of India is a blank and little can be said except that the kingdom of Surashṭra continued to exist under a Saka dynasty.
Light returns with the rise of the Gupta dynasty, which roughly marks the beginning of modern Hinduism and of a reaction against Buddhism. Though nothing is known of the fortunes of Pataliputra, the ancient imperial city of the Mauryas, during the first three centuries of our era, it continued to exist. In 320 a local Raja known as Candragupta I increased his dominions and celebrated his coronation by the institution of the Gupta era. His son Samudra Gupta continued his conquests and in the course of an extraordinary campaign, concluded about 340 A.D., appears to have received the submission of almost the whole peninsula. He made no attempt to retain all this territory but his effective authority was exercised in a wide district extending from the Hugli to the rivers Jumna and Chambal in the west and from the Himalayas to the Narbudda. His son Candragupta II or Vikramâditya added to these possessions Malwa, Gujarat and Kathiawar and for more than half a century the Guptas ruled undisturbed over nearly all northern India except Rajputana and Sind. Their capital was at first Pataliputra, but afterwards Kausambi and Ayodhya became royal residences.
The fall of the Guptas was brought about by another invasion of barbarians known as Hûnas, Ephthalites[119] or White Huns and apparently a branch of the Huns who invaded Europe. This branch remained behind in Asia and occupied northern Persia. They invaded India first in 455, and were repulsed, but returned about 490 in greater force and overthrew the Guptas. Their kings Toramâṇa and Mihiragula were masters of northern India till 540 and had their local capital at Sialkot in the Panjab, though their headquarters were rather in Bamyin and Balkh. The cruelties of Mihiragula provoked a coalition of Hindu princes. The Huns were driven to the north and about 565 A.D. their destruction was completed by the allied forces of the Persians and Turks. Though they founded no permanent states their invasion was important, for many of them together with kindred tribes such as the Gurjaras (Gujars) remained behind when their political power broke up and, like the Sakas and Kushans before them, contributed to form the population of north-western India, especially the Rajput clans.
The defeat of the Huns was followed by another period of obscurity, but at the beginning of the seventh century Harsha (606-647 A.D.), a prince of Thanesar, founded after thirty-five years of warfare a state which though it did not outlast his own life emulated for a time the dimensions and prosperity of the Gupta Empire. We gather from the account of the Chinese pilgrim Hsüan Chuang, who visited his court at Kanauj, that the kings of Bengal, Assam and Ujjain were his vassals but that the Panjab, Sind and Kashmir were independent. Kalinga, to the south of Bengal, was depopulated but Harsha was not able to subdue Pulakeśin II, the Câlukya king of the Deccan.
Let us now turn for a moment to the history of the south. It is even more obscure both in events and chronology than that of the north, but we must not think of the Dravidian countries as uninhabited or barbarous. Even the classical writers of Europe had some knowledge of them. King Pandion (Pândya) sent a mission to Augustus in 20 B.C.[120] Pliny[121] speaks of Modura (Madura) and Ptolemy also mentions this town with about forty others. It is said[122] that there was a temple dedicated to Augustus at Muziris, identified with Cranganore. From an early period the extreme south of the peninsula was divided into three states known as the Pândya, Cera and Cola kingdoms[123]. The first corresponded to the districts of Madura and Tinnevelly. Cera or Kerala lay on the west coast in the modern Travancore. The Cola country included Tanjore, Trichinopoly, Madras, with the greater part of Mysore. From the sixth to the eighth century A.D. a fourth power was important, namely the Pallavas, who apparently came from the north of the Madras Presidency. They had their capital at Conjeevaram and were generally at war with the three kingdoms. Their king, Narasimha-Varman (625-645 A.D.) ruled over part of the Deccan and most of the Cola country but after about 750 they declined, whereas the Colas grew stronger and Rajaraja (985-1018) whose dominions included the Madras Presidency and Mysore made them the paramount power in southern India, which position they retained until the thirteenth century.
As already mentioned, the Deccan was ruled by the Andhras from 220 B.C. to 236 A.D., but for the next three centuries nothing is known of its history until the rise of the Câlukya dynasty at Vatapi (Badami) in Bijapur. Pulakeśin II of this dynasty (608-642), a contemporary of Harsha, was for some time successful in creating a rival Empire which extended from Gujarat to Madras, and his power was so considerable that he exchanged embassies with Khusru II, King of Persia, as is depicted in the frescoes of Ajanta. But in 642 he was defeated and slain by the Pallavas.
With the death of Pulakeśin and Harsha begins what has been called the Rajput period, extending from about 650 to 1000 A.D. and characterized by the existence of numerous kingdoms ruled by dynasties nominally Hindu, but often descended from northern invaders or non-Hindu aboriginal tribes. Among them may be mentioned the following:
1. Kanauj or Pancâla. This kingdom passed through troublous times after the death of Harsha but from about 840 to 910 A.D. under Bhoja (or Mihira) and his son, it became the principal power in northern India, extending from Bihar to Sind. In the twelfth century it again became important under the Gaharwar dynasty.
2. Kanauj was often at war with the Palas of Bengal, a line of Buddhist kings which began about 730 A.D. Dharmapala (c. 800 A.D.) was sufficiently powerful to depose the king of Kanauj. Subsequently the eastern portion of the Pala kingdom separated itself under a rival dynasty known as the Senas.
3. The districts to the south of the Jumna known as Jejâkabhukti (Bundelkhand) and Cedi (nearly equivalent to our Central Provinces) were governed by two dynasties known as Candels and Kalacuris. The former are thought to have been originally Gonds. They were great builders and constructed among other monuments the temples of Khajarao. Kîrtivarman Chandel (1049-1100) greatly extended their territories. He was a patron of learning and the allegorical drama Prabodhacandrodaya was produced at his court.
4. The Paramara (Pawar) dynasty of Malwa were likewise celebrated as patrons of literature and kings Munja (974-995) and Bhoja (1018-1060) were authors as well as successful warriors.
5. Though the Câlukyas of Vatapi were temporarily crushed by the Pallavas their power was re-established in 655 and continued for a century. The Eastern Câlukyas, another branch of the same family, established themselves in Vengi between the Kistna and Godaveri. Here they ruled from 609 to 1070 first as viceroys of the Western Câlukyas and then as an independent power till they were absorbed by the Colas. Yet another branch settled in Gujarat.
6. The Câlukyas of Vatapi were overthrown by the Râshṭrakûṭas who were masters of the Deccan from about 750 to 972, and reigned first at Nasik and then at Manyakheta (Malkhed). Krishna I of this dynasty excavated the Kailasa temple at Ellora (c. 760) but many of his successors were Jains. During the ninth century the Râshṭrakûṭas seem to have ruled over most of western India from Malwa to the Tungabhadra.
7. The Râshṭrakûṭas collapsed before a revival of the Câlukya dynasty which reappears from 993 to 1190 as the Câlukyas of Kalyani (in the Nizam's dominions). The end of this dynasty was partly due to the usurpation of a Jain named Bijjala in whose reign the sect of the Lingâyats arose.
We must now turn to an event of great historical importance although its details are not relevant to the subject of this book, namely the Mohammedan conquest. Three periods in it may be recognized. First, the conquest of Sind in 712 A.D. by the Arabs, who held it till the eleventh century but without disturbing or influencing India beyond their immediate neighbourhood. Secondly, the period of invasions and dynasties which are commonly called Turki (c. 1000-1526 A.D.). The progress of Islam in Central Asia coincided with the advance to the west and south of vigorous tribes known as Turks or Mongols, and by giving them a religious and legal discipline admirably suited to their stage of civilization, it greatly increased their political efficiency. The Moslim invaders of India started from principalities founded by these tribes near the north-western frontier with a military population of mixed blood and a veneer of Perso-Arabic civilization, and apart from the greater invasions, there were incursions and settlements of Turkis, Afghans and Mongols. The whole period was troublous and distracted. The third period was more significant and relatively stable. Baber, a Turkish prince of Fergana, captured Delhi in 1526 and founded the power of the Mughals, which during the seventeenth century deserved the name of the Indian Empire.
The first serious Moslim incursions were those of Mahmud of Ghazni, who between 997 and 1030 made many raids in which he sacked Kanauj, Muttra, Somnath and many other places but without acquiring them as permanent possessions. Only the Panjab became a Moslim province. In 1150 the rulers of Ghor, a vassal principality near Herat, revolted against Ghazni and occupied its territory, whence the chieftain commonly called Muhammad of Ghor descended on India and subdued Hindustan as well as the Panjab (1175-1206). One of his slaves named Kutb-ud-Din Ibak became his general and viceroy and, when Muhammad died, founded at Delhi the dynasty known as Slave Sultans. They were succeeded by the Khilji Sultans (1290-1318) the most celebrated of whom was the capable but ferocious Ala-ud-Din and these again by the Tughlak dynasty. Muhammad Adil, the second of this line, attempted to move the capital from Delhi to Daulatabad in the Deccan. In 1398 northern India was convulsed by the invasion of Timur who only remained a few months but sacked Delhi with terrible carnage. Many years of confusion followed, and a dynasty known as the Saiyids ruled in greatly diminished territories. But in 1451 arose the Lodi or Afghan dynasty which held the Panjab, Hindustan and Bundelkhand until the advent of the Mughals. These five royal houses do not represent successive invasions from the west. Their founders, though of diverse origin, were all leaders engaged in the troubled politics of northern India, and they all reigned at Delhi, round which a tradition of Empire thus grew up. But the succession was disputed in almost every case; out of thirty-four kings twelve came to a violent end and not one deserved to be called Emperor of India. They were confronted by a double array of rivals, firstly Hindu states which were at no period all reduced to subjection, and, secondly, independent Mohammedan states, for the governors in the more distant provinces threw off their allegiance and proclaimed themselves sovereigns. Thus Bengal from the time of its first conquest by Muhammad Bakhtyar had only a nominal connection with Delhi and declared itself independent in 1338. When Timur upset the Tughlak dynasty, the states of Jaunpur, Gujarat, Malwa and Khandesh became separate kingdoms and remained so until the time of Akbar. In the south one of Muhammad Adil's generals founded the Bahmani dynasty which for about a century (1374-1482) ruled the Deccan from sea to sea. It then split up into five sultanates with capitals at Bidar, Bijapur, Golkonda, Ahmadnagar and Elichpur.
In the twelfth century, the Hindu states were not quite the same as those noticed for the previous period. Kanauj and Gujarat were the most important. The Palas and Senas ruled in Bengal, the Tomaras at Delhi, the Chohans in Ajmer and subsequently in Delhi too. The Mohammedans conquered all these states at the end of the twelfth century. Their advance was naturally less rapid towards the south. In the Deccan the old Hindu dynasties had been replaced by the Hoysalas (c. 1117-1310 A.D.) and the Yadavas (1180-1309 A.D.) with capitals at Halebid and Daulatabad respectively. Both were destroyed by Malik Kafur, the slave general of Sultan Ala-ud-Din, but the spirit of the Deccan was not broken and within a few years the brothers Bukka and Harihara founded the state of Vijayanagar, "the never-to-be-forgotten Empire" as a native scholar has aptly termed it, which for more than two centuries was the centre of Hindu political power. The imposing ruins of its capital may still be seen at Hampi on the Tungabhadra and its possessions comprised everything to the south of this, and, at times, also territory to the north, for throughout its existence it was engaged in warfare with the Bahmani dynasty or the five sultanates. Among its rulers the most notable was Krishnadeva (1509-1529) but the arrogance and weakness of his successors provoked the five Moslim Sultans to form a coalition. They collected an immense army, defeated the troops of Vijayanagar at the battle of Talikota and sacked the city (1565).
In two other districts the Hindus were able to retain political independence until the time of Akbar, namely Orissa and Rajputana. In the former the best known name is Anantavarman Colaganga (1076-1147) who built the temple of Jagannath at Puri, established the Eastern Ganga dynasty and ruled from the Godaveri to the Ganges. The Mohammedans never occupied Rajputana, and though they captured the principal fortresses, they did not retain them. The State of Mewar can even boast that it never made any but a nominal and honourable submission to the Sultans of Delhi. Akbar incorporated the Rajputs in his Empire and by his considerate treatment secured their support.
The history of the Mughals may be divided into three periods. In the first Baber acquired (1526 A.D.) the dominions of the Lodi dynasty as well as Jaunpur, but his death was followed by a troubled interval and it was not till the second period (1556-1707) comprising the reigns of Akbar, Jehangir, Shah Jehan and Aurungzeb that the Empire was securely established. Akbar made himself master of practically all India north of the Godaveri and his liberal policy did much to conciliate his Hindu subjects. He abolished the poll tax levied from non-Moslims and the tax on pilgrimages. The reform of revenue administration was entrusted to an orthodox Hindu, Todar Mall. Among the Emperor's personal friends were Brahmans and Rajputs, and the principal Hindu states (except Mewar) sent daughters to his harem. In religion he was eclectic and loved to hear theological argument. Towards the end of his life he adopted many Hindu usages and founded a new religion which held as one of its principal tenets that Akbar was God's Viceregent. His successors, Jehangir and Shah Jehan, were also tolerant of Hinduism, but Aurungzeb was a fanatical Moslim and though he extended his rule over all India except the extreme south, he alienated the affection of his Hindu subjects by reimposing the poll tax and destroying many temples. The Rajputs, Sikhs and Marathas all rebelled and after his death the Empire entered into the third period in which it rapidly disintegrated. Hindu states, like the Maratha confederacy and Rajputana, asserted themselves. Mohammedan governors declared their independence in Oudh, Bengal, the Nizam's dominions and elsewhere: Persians and Afghans raided the Panjab: French and English contended for the possession of southern India.
It would be outside the purpose of this book even to outline the establishment of British authority, but I may mention that direct European influence began to be felt in the sixteenth century, for Vasco da Gama arrived in Calicut in 1498 and Goa was a Portuguese possession from 1510 onwards. Nor can we linger over the fortunes of the Marathas who took the place of Vijayanagar as the Hindu opposition to Mohammedanism. They are, however, important for us in so far as they show that even in matters political the long Moslim domination had not broken the spirit of the Hindus. About 1660 a chieftain named Sivaji, who was not merely a successful soldier but something of a fanatic with a belief in his divine mission, founded a kingdom in the western Ghats and, like the Sikh leaders, almost created a nation, for it does not appear that before his time the word Maratha (Mahârâshṭra) had any special ethnic significance. After half a century the power of his successors passed into the hands of their Brahman ministers, known as Peshwas, who became the heads of a confederacy of Maratha chiefs, including the Rajas of Gwalior, Berar and Orissa, Indore and Baroda. About 1760 the Marathas were practically masters of India and though the Mughal Emperor nominally ruled at Delhi, he was under their tutelage. They had a chance of reviving the glories of Asoka and the Guptas, but, even apart from the intervention of Europeans, they were distracted by jealousy and quarrels.
It might be helpful to include a brief overview of Indian history here, but the purpose is just to outline the context in which Hindu religion and philosophy developed. As a result, it only lightly touches upon many important aspects from other perspectives and is designed for reference rather than continuous reading.
A lack of attention to history, including biography, politics, and geography, is a major flaw in Indian literature. There are very few historical treatises[107] and even historical references are rare; this peculiar vagueness isn't unique to any specific era or region. It's as evident among the Dravidians in the south as it is among speakers of Aryan languages in the north. This trend persists from Vedic times until the Muslim conquests, which generated historical accounts but did not encourage Brahmans to write them in Sanskrit. European scholars are slowly filling this gap by compiling extensive data through the study of inscriptions, monuments, and coins, critically analyzing Hindu literature, and researching foreign, especially Chinese, records of ancient India.
At first glance, India's history appears to be just a record of invasions—a chronicle of a land that was always open to and bound to be conquered. The coastline lacks ports and the nearest foreign shores are far away. The landfrontiers tempt invaders more than they do would-be emigrants. The Vedic Aryans, Persians, Greeks, and countless hordes from Central Asia poured in century after century through the northwestern mountain passes, and after Vasco da Gama's arrival, more groups came from Europe by sea. However, India's armies and fleets can't tell a similar story of foreign victories. This view overlooks that large areas of Indo-China and the Malay Archipelago (including Cambodia, Champa, Java, and even Borneo) not only received culture but also colonizers and rulers from India. In the north, regions like Nepal, Kashmir, Khotan, and many others could be considered conquered or tributary lands at different times. One could rightfully argue that Indian literature doesn't acknowledge Cambodia and other territories with Indian buildings discovered[108] and that the people of India were oblivious to having conquered them. But Indian texts are also unaware of the conquests made by Alexander, Kanishka, and others. Poets and philosophers showed little interest in the campaigns of kings, whether local or foreign. However, if we define India as the territory bounded by the sea and northern mountains, it certainly sent armies and settlers far beyond these limits, both southeast and northward. If we measure a country's expansion not just by territorial gain but by the spread of its institutions, religion, art, and literature, then "the conquests of the Dhamma," as Asoka put it, include China, Japan, Tibet, and Mongolia.
The fact that Hindus paid little mind to these victories and the spread of their culture indicates a curious disinterest in national matters and an inability to recognize or seize political opportunities, which must stem from their temperament rather than from disruptive invasions. The extended period between the defeat of the Huns in 526 A.D. and Mahmud of Ghazni's raids around 1000 A.D., which was mostly free from foreign incursions, seems to be precisely the time when the absence of political ideas and constructive ability was most evident. Moreover, these incursions weren't always destructive and barren. The invaders, though usually more courageous than cultured, often introduced foreign art and ideas—Greek, Persian, or Muslim. Naturally, the northern areas felt their impact more intensely alongside the new influences they brought, whereas the south became the center of Hindu politics and culture, which later radiated north again. However, despite the vast area occupied by Hindus and the significant differences in ethnicity and language, it’s remarkable how much uniformity exists among them (excluding Muslims) in religious and intellectual matters. Hinduism varies from basic superstition to profound philosophy, but these stages aren’t geographically distributed. Pilgrims journey from Badrinath to Rameswaram; the Vaishnavism of Trichinopoly, Mathura, and Bengal shares core essentials, and linga worship can be found almost everywhere. Although India has often been receptive, this receptivity has been intentional and discerning. Despite the substantial influence of Islam, the resistance to it was even more noteworthy, and today it cannot be said that Indian minds are particularly open to British ideas in areas of significant interest to them.
The relative lack of political unity seems to be due to a disinterest in politics. It's often said that pre-Muslim Indian history is an incomprehensible or, at least, unreadable account of the complex disputes and changing borders of small states. However, this is just as applicable to Italian history as to Indian. The actual reason why Indian history seems tedious and intricate is that significant interests are only at stake during major conflicts, like the attempts to repel the Huns or Muslims.
Ordinary wars, although conducted on a sizeable scale, didn’t involve the same causes or principles as the conflict between Roundheads and Cavaliers. With few exceptions, states and empires were viewed as the possessions of their kings. Religion advised kings, much like other wealthy individuals, regarding their duties and opportunities, and ministers often became the de facto rulers of kingdoms, akin to a steward taking control of an estate. However, it rarely occurred to Hindus that anyone in the estate had any right to share in governance, or that a Raja could be dethroned by anyone other than another Raja. Indeed, there was no shortage of that. Each sovereign not only had to defend against enemies at home but external politics seemed to be based on the principle that a powerful ruler's duty was to expand his territory through unprovoked attacks on neighbors. Almost every prominent king expanded power in this way, and the typical history of a royal lineage is one of successful aggression followed by a downfall when weaker rulers could no longer maintain control. Even moderately long periods of peace are rare. Yet, throughout, the focus seems not to be on the rise or fall of a nation but on great nobles who either grew their estates or went bankrupt.
These characteristics of Indian politics are illustrated by the Arthaśāstra, a manual of statecraft attributed to Cāṇakya, the minister of Candragupta, sometimes referred to as the Indian Machiavelli. Its authenticity has been debated, but scholars now generally accept it as an ancient work composed, if not in the fourth century, at least sometime before the Christian era. Unlike Manu and other Brahmanic law books, it does not provide rules for an ideal kingdom but candidly describes the practices of kings. The model of the state it envisions is a small kingdom surrounded by others like it, where war is considered the usual state of affairs, driven by kings' preferences or policies rather than national ambitions or economic motives. A king has certain moral duties towards the Brahmans; however, towards his subjects and fellow monarchs, he has none. It's assumed his goal is to extract wealth from his subjects, conquer his neighbors, and protect himself through spying and harsh punishments against the continual threats he faces, especially from his own sons. Yet the author doesn’t permit his prince a life of leisure: he must work hard, giving priority to religious matters.
The challenge of writing historical summaries that are both accurate and engaging is well-known, and summarizing the events that have occurred in the vast region called India over the last 2500 years is especially challenging, as it's nearly impossible to create a narrative that captures the fortunes of the most well-known Hindu kingdoms while also acknowledging the influence of southern India and Islam. It might help to list the main periods, but that list lacks continuity, and even where there are no chronological gaps, it often happens that only one political area is illuminated against a background of general obscurity, and that area shifts across many centuries.
1. From about 500 to 200 B.C., Magadha (now Bihar) was the main state, and its great king Asoka's realm was almost identical to present-day British India.
2. In the following period, many invaders entered from the northwest. Some were Greeks, and some were Iranians, but the most significant were the Kushans, who ruled an empire that included both northwestern India and areas beyond in Afghanistan and Central Asia. This empire collapsed in the third century A.D., but the reasons for its downfall are unclear.
3. The native Hindu dynasty of the Guptas began ruling in 320 A.D. Their territory encompassed nearly all of northern India, but they were overthrown by the invasions of the Huns in the fifth and sixth centuries.
4. The Hindu emperor Harsha (606-647 A.D.) essentially reconstituted the Gupta Empire, but his lands splintered after his death. At the same time, another empire, extending from Gujarat to Madras, was founded by Pulakeśin, a prince from the south, a region that, while certainly not uncivilized, had previously played a minor role in the history of India.
5. From 650 to 1000 A.D., India was divided among numerous independent kingdoms. There was no central power, though Bengal and the Deccan gained prominence during this period.
6. After 1000 A.D., the conquests of Muslim invaders became significant, leading to the collapse or weakening of the Hindu states in northern and central India. However, the Hindus resisted in Rajputana, Orissa, and especially in Vijayanagar.
7. In 1526, the Mughals invaded, establishing an empire that, at its height (1556-1707), encompassed all of India except the far south. As their influence waned, the Marathas and Sikhs rose in power, and Europeans began to get involved.
It is widely acknowledged that at a time that is not exactly defined but was prior to 1000 B.C.[109], a group of invaders known as Aryans, closely related to the ancient Iranians, entered India through the northwestern mountains. They encountered another civilization there, which, while not lacking in development, was unable to resist effectively. These tribes that retreated southward are commonly known as Dravidians[110] and possibly represent an earlier invasion of Central Asian tribes related to the remote ancestors of the Turks and Mongols[111]. At the time the early hymns of the Rig Veda were composed, the Aryans are believed to have lived in the Punjab and were unaware of the sea, the Vindhya mountains, or the Narbudda river. They comprised several tribes, of which five are specifically mentioned. It's noted that a significant battle occurred on the Ravi where Sudas, chief of the Tritsus, repelled a coalition of ten kings who sought to advance eastward. Nevertheless, the southeastern movement, across what are now called the United Provinces to the borders of Bengal, continued, and as far as our records indicate, it was primarily in this direction, rather than due south or southwest, that the Aryans made their primary advances[112]. When the Brāhmaṇas and earlier Upanishads were created (c. 800-600 B.C.), the main political entities were the kingdoms of the Pancālas and Kurus around the Delhi area. The city of Ayodhyā (Oudh) is also credited with a very ancient but legendary history.
The actual history of India begins with the life of the Buddha, who lived in the sixth century B.C.[113] At that time, the small states of northern India, which were apparently oligarchies or monarchies limited by a tribal council's powers, were in the process of being absorbed by larger states, which tended toward absolute monarchies. This remained the standard form of government both during Hindu and Muslim eras. For instance, Kosala (or Oudh) swallowed the kingdom of Benares but was itself conquered by Magadha (Bihar), the main city of which was Pataliputra or Patna, destined to become the capital of India. We also note that during this time and for about two centuries after, the Persian Empire held two satrapies within what is modern India, one labeled "India," which encompassed the land east of the Indus and possibly part of the Punjab, and the second called Gândhâra (Peshawar), which included Takshaśilâ[114], a well-known university. The location of this educational institution is significant, as it drew students from other regions who likely experienced early Persian and later Hellenistic influences. There are clear indications of Persian influence in India during Asoka's reign. There isn't much to say about Magadha in the following century and a half, but it seems to have retained its status as northern India’s chief state.
In 327 B.C., Alexander the Great, after toppling the Persian Empire, invaded India, where he stayed only nineteen months. He likely aimed to permanently annex Sind and Punjab to his Empire, but he passed away in 323, and in the following year, Candragupta, an exiled member of the royal house of Magadha, ended Macedonian control in India and then seized his ancestral throne. He founded the Maurya dynasty, under which Magadha grew into an Empire covering nearly all of India except the far south. Seleucus Nicator, who inherited Alexander's Asian territories and wanted to assert his authority, clashed with Candragupta, but suffered a total defeat and secured a treaty around 303 B.C., surrendering the territories of Kabul, Herat, and Kandahar. Soon after, he sent a Greek named Megasthenes as his ambassador to the court at Pataliputra, where he lived for a substantial time and wrote an account of the country that still exists today in fragmented form. Candragupta's grandson was Asoka, the first ruler to govern all of India (c. 273-231 B.C.). His empire stretched from Afghanistan to Madras and was ruled with a benevolent but somewhat overprotective despotism. He was a passionate Buddhist, and it's largely due to his efforts, which are detailed further below, that Buddhism became the dominant faith in India for several centuries. Asoka's Empire began to fragment soon after his death under unclear circumstances, entering into one of those chaotic periods that periodically recur in Indian history, and we lack reliable information until the fourth century A.D. The Andhra region, which now includes parts of the Northern Circars, Hyderabad, and Central Provinces, was the first to rebel against the Mauryas, and a line of Andhra kings[115], who claimed descent from the Śâtavâhana family, governed often extensive territories until 236 A.D. What remained of the Maurya throne was usurped in 184 B.C. by the Sungas, who were later overthrown by the Kaṇvas. These couldn't withstand the Andhras and fell around 27 B.C.
Alexander’s invasion had little direct impact, and no mention of it has appeared in Indian literature. Indirectly, though, it profoundly influenced the political, artistic, and religious development of the Hindus by paving the way for a series of later invasions from the north that brought a mixed culture with Hellenic, Persian, and other influences. For centuries, India, as a political entity, was not clearly defined on the northwestern side as it is today; numerous principalities rose and fell that included Indian territory along with parts of Afghanistan.
These states can be divided into at least three classes: Hellenistic, Persian or Parthian, and Scythian, if that term can broadly include the Sakas and Kushans.
Before Alexander's invasion, Bactria was a Persian satrapy; however, when he passed through on his way to India, he founded twelve cities and settled a sizable number of his soldiers there. It became part of Seleucus's Empire but declared independence in 250 B.C. around the same time the Parthians rebelled and established the Empire of the Arsacidae. The Bactrian kings were given Greek names, and in 209 B.C., Antiochus III negotiated peace with one of them, named Euthydemus, to jointly combat the nomads threatening Western Asia. Demetrius, the son of Euthydemus, appears to have conquered Kabul, Punjab, and Sind around 190 B.C.; however, his reign was complicated by a rebellion from a certain Eukratides, and it’s likely that various small and competing frontier states, which we have a muddled record of, were ruled by relatives of one or the other of these two princes. Menander, evidently king of the Kabul valley, was the most notable among them. Approximately in 155 B.C., he ventured east, took over Mathura, and threatened Pataliputra but was driven back. He is celebrated in Buddhist literature as the hero of the Questions of Milinda, but his coins, while showing some Buddhist symbols, suggest that he also worshiped Pallas. Shortly after this, the Greek influence in Bactria was overwhelmed by the Yüeh-chih invasion, though the Greek principalities in Punjab might have lasted significantly longer.
During the reign of Mithridates (c. 171-138 B.C.), the Parthian Empire bordered India and he may have extended his authority beyond the Indus. Shortly thereafter, the Parthian dependencies included two satrapies, Aracosia and the western Punjab, with capitals in Kandahar and Taxila, respectively. Kings or viceroys ruled in the latter, one of whom, Gondophores (c. 20 A.D.), gained fame due to his legendary association with the Apostle Thomas.
More crucial for Indian history were the conquests of the Sakas and Yüeh-chih, nomadic tribes from Central Asia akin to modern Turkomans[116]. The Sakas were first recorded in the Ili river basin and, dislodged by Yüeh-chih advances, migrated southward, reaching northwestern India around 150 B.C. They established numerous small principalities, whose rulers initially seemed to acknowledge Parthian authority for a time and adopted the title of satraps. It's evident that western India was divided among foreign rulers known as Sakas, Yavanas, or Pallavas, whose borders and relationships were in constant flux. The most significant of these principalities was the Great Satrapy, including Surashṭra (Kathiawar) and adjacent areas, lasting until around 395 A.D.
The Yüeh-chih began migrating westward from China's borders around 100 B.C., pushing the Sakas before them and settling in Bactria. There, Kadphises, a leader of one of their tribes, known as the Kushans, managed to unite the others under his authority, forming a single nation thereafter identified by their tribal name. The timeline concerning the Kushan Empire is one of the more complicated issues in Indian history, and the dates provided below are stated firmly only due to space limitations for adequate discussion and are presented with a degree of skepticism, expressing a desire for more knowledge based on facts. Kadphises I (c. 15-45 A.D.) consolidated his Empire and moved southward, conquering Kabul and possibly Kashmir. His successor, Kadphises II (c. 45-78 A.D.), annexed all of northwestern India, covering northern Sind, Punjab, and perhaps even Benares. Significant trade occurred between India and the Roman Empire during this period; an embassy was sent to Trajan, apparently from Kanishka (c. 78-123), Kadphises's successor. This ruler played a pivotal role in Buddhism's later history, comparable to Asoka's role in earlier times[117]. He engaged in wars against the Parthians and Chinese, and his Empire, which had its capital at Peshawar, included Afghanistan, Bactria, Kashgar, Yarkand, Khotan[118] and Kashmir. His dominions may have extended eastward to Gaya. These areas were retained by his heirs Huvishka (123-?140 A.D.) and Vasudeva (?140-178 A.D.), but after this period, both the Andhra and Kushan dynasties crumbled as Indian powers, although Kushan kings continued to rule in Kabul. The causes of their decline are unknown but could relate to the rise of the Sassanids in Persia. For over a century, India's political history remains blank, with little to report, except that the kingdom of Surashṭra persisted under a Saka dynasty.
Clarity returned with the emergence of the Gupta dynasty, which roughly marks the beginning of modern Hinduism and a response against Buddhism. Although nothing is known about the fate of Pataliputra, the ancient capital of the Mauryas, during the first three centuries of our era, it endured. In 320, a local Raja named Candragupta I expanded his realm and celebrated his coronation by establishing the Gupta era. His son Samudra Gupta continued his military campaigns and, around 340 A.D., seemingly secured the submission of almost the entire peninsula. He made no effort to keep all of this territory, but his effective rule spanned a broad area from the Hugli to the rivers Jumna and Chambal in the west, and from the Himalayas to the Narbudda. His son Candragupta II or Vikramāditya further added Malwa, Gujarat, and Kathiawar to these lands, and for over fifty years, the Guptas ruled largely unchallenged over almost all northern India except Rajputana and Sind. Their capital was initially at Pataliputra, but later Kausambi and Ayodhya also became royal residences.
The Guptas' downfall was caused by another invasion of barbarians known as the Hūnas, Ephthalites[119] or White Huns, likely a branch of the Huns who invaded Europe. This faction remained in Asia and occupied northern Persia. They first invaded India in 455 but were repelled, returning in greater numbers around 490 and ultimately overthrowing the Guptas. Their kings, Toramāṇa and Mihiragula, ruled over northern India until 540 and had their local capital in Sialkot, Punjab, although their main headquarters were likely in Bamyin and Balkh. Mihiragula's brutalities sparked a coalition of Hindu rulers. The Huns were driven north, and around 565 A.D., their destruction was completed by the combined forces of Persians and Turks. Although they didn't establish permanent states, their invasion was significant, as many of them, along with related tribes like the Gurjaras (Gujars), remained after their political authority dissipated, contributing to the population of northwestern India, particularly among the Rajput clans.
Following the defeat of the Huns, there was another period of obscurity, but at the start of the seventh century, Harsha (606-647 A.D.), a prince from Thanesar, established a state after thirty-five years of warfare that, while not surviving beyond his life, briefly matched the size and prosperity of the Gupta Empire. Accounts from the Chinese pilgrim Hsüan Chuang, who visited Harsha's court at Kanauj, indicate that the kings of Bengal, Assam, and Ujjain were his vassals, whereas Punjab, Sind, and Kashmir remained independent. Kalinga, to the south of Bengal, was devastated, but Harsha couldn't conquer Pulakeśin II, the Cālukya king of the Deccan.
Now, let's briefly examine the history of the south. It's even more obscure in terms of events and timelines than the north, but we shouldn't assume that the Dravidian regions were uninhabited or barbaric. Even European classical scholars had some knowledge of them. King Pandion (Pândya) sent a mission to Augustus in 20 B.C.[120] Pliny[121] mentions Modura (Madura), and Ptolemy cites this city along with around forty others. It's said[122] there was a temple dedicated to Augustus at Muziris, identified with Cranganore. From early on, the extreme south of the peninsula was divided into three states known as the Pândya, Cera, and Cola kingdoms[123]. The first corresponds to the areas of Madura and Tinnevelly. Cera or Kerala was located on the west coast, in what is now Travancore. The Cola territory encompassed Tanjore, Trichinopoly, and Madras, along with most of Mysore. From the sixth to the eighth century A.D., another power known as the Pallavas, who seemingly originated from the north of the Madras Presidency, gained importance. Their capital was at Conjeevaram and they often clashed with the three kingdoms. Their king, Narasimha-Varman (625-645 A.D.), ruled over part of the Deccan and much of the Cola land, but around 750, they began to decline, while the Colas grew stronger. Rajaraja (985-1018), whose territory included the Madras Presidency and Mysore, established them as the dominant force in southern India, and they continued in this role until the thirteenth century.
As previously noted, the Deccan was governed by the Andhras from 220 B.C. to 236 A.D.; however, nothing is known about its history for the next three centuries until the rise of the Cālukya dynasty in Vatapi (Badami). Pulakeśin II of this dynasty (608-642) was a contemporary of Harsha and successfully established a rival Empire stretching from Gujarat to Madras, achieving such power that he exchanged embassies with Khusru II, King of Persia, as depicted in the frescoes of Ajanta. However, in 642, he was defeated and killed by the Pallavas.
With the death of Pulakeśin and Harsha, we begin what is known as the Rajput period, lasting from about 650 to 1000 A.D., characterized by numerous kingdoms ruled by dynasties that were nominally Hindu but often descended from northern invaders or non-Hindu indigenous tribes. Among these were:
1. Kanauj or Pancāla. This Kingdom experienced troubled times after Harsha's death but from around 840 to 910 A.D., under Bhoja (or Mihira) and his son, it became the main power in northern India, stretching from Bihar to Sind. In the twelfth century, it regained importance under the Gaharwar dynasty.
2. Kanauj frequently fought against the Palas of Bengal, a series of Buddhist monarchs starting around 730 A.D. Dharmapala (c. 800 A.D.) was powerful enough to dethrone the ruler of Kanauj. Subsequently, the eastern part of the Pala empire separated under a rival dynasty known as the Senas.
3. The regions south of the Jumna, called Jejâkabhukti (Bundelkhand) and Cedi (roughly our Central Provinces), were governed by two dynasties, the Candels and Kalacuris. The former are thought to be originally Gonds. They were noted builders, having constructed monuments like the temples of Khajuraho. Kîrtivarman Chandel (1049-1100) substantially enlarged their territories. He was a patron of learning, and the allegorical drama Prabodhacandrodaya was performed at his court.
4. The Paramara (Pawar) dynasty of Malwa was also celebrated as patrons of literature, with kings Munja (974-995) and Bhoja (1018-1060) being both authors and successful warriors.
5. Although the Cālukyas of Vatapi were temporarily defeated by the Pallavas, their power was restored in 655 and lasted for about a century. The Eastern Cālukyas, a branch of the same family, established themselves in Vengi between the Krishna and Godavari rivers, ruling there from 609 to 1070 first as vassals to the Western Cālukyas and later as an independent power until they were assimilated by the Colas. Another branch also settled in Gujarat.
6. The Cālukyas of Vatapi were overrun by the Rāshṭrakūṭas, who dominated the Deccan from about 750 to 972, first ruling in Nasik and later in Manyakheta (Malkhed). Krishna I of this dynasty excavated the Kailasa temple at Ellora (c. 760), but many of his successors were Jains. During the ninth century, the Rāshṭrakūṭas seemed to govern most of western India from Malwa to the Tungabhadra.
7. The Rāshṭrakūṭas eventually fell before a revival of the Cālukya dynasty, which reemerged from 993 to 1190 as the Cālukyas of Kalyani (in the Nizam's territories). The end of this dynasty was partly due to the usurpation by a Jain named Bijjala, during which the sect of the Lingâyats emerged.
We now must address an event of great historical significance, despite the details being somewhat tangential to this book's subject: the Muslim conquest. Three phases can be identified within this process. First, there was the conquest of Sind in 712 A.D. by the Arabs, who controlled it until the eleventh century without profoundly influencing India beyond their immediate area. The second phase involved invasions and dynasties commonly referred to as Turki (c. 1000-1526 A.D.). The spread of Islam in Central Asia occurred simultaneously with the westward and southward movement of dynamic tribes known as Turks or Mongols, who were enhanced with a religious and legal framework well-suited to their level of civilization, greatly increasing their political effectiveness. The Muslim invaders in India came from principalities established by these tribes near the northwestern border, bringing with them a mixed blood military population and elements of Perso-Arabic civilization. Alongside major invasions, there were numerous lesser incursions and settlements by Turks, Afghans, and Mongols. The entire period was chaotic and fractured. The third phase was more significant and relatively stable. Babur, a Turkish prince from Fergana, seized Delhi in 1526, establishing Mughal power, which during the seventeenth century deserved the title of the Indian Empire.
The initial significant Muslim incursions were those of Mahmud of Ghazni, who conducted numerous raids between 997 and 1030, plundering Kanauj, Mathura, Somnath, and many other places without acquiring them as permanent territories. Only Punjab became a Muslim province. In 1150, the rulers of Ghor, a vassal principality near Herat, rebelled against Ghazni and occupied its lands. From there, the chieftain commonly known as Muhammad of Ghor descended into India, conquering Hindustan and Punjab (1175-1206). One of his slaves named Kutb-ud-Din Ibak became his general and viceroy and, after Muhammad's death, founded the dynasty known as the Slave Sultans in Delhi. They were succeeded by the Khilji Sultans (1290-1318), the most notable being the competent yet brutal Ala-ud-Din, followed by the Tughlak dynasty. Muhammad Adil, the second ruler of this line, attempted to relocate the capital from Delhi to Daulatabad in the Deccan. In 1398, northern India was thrown into turmoil by Timur's invasion, which, although brief, resulted in immense destruction in Delhi. A prolonged period of confusion ensued, during which the Saiyids ruled over drastically reduced territories. However, in 1451, the Lodi or Afghan dynasty rose, holding Punjab, Hindustan, and Bundelkhand until the Mughal arrival. These five royal houses do not represent consecutive invasions from the west. Their founders, despite their diverse origins, were all leaders navigating the tumultuous politics of northern India, reigning in Delhi, which fostered an imperial tradition. However, succession was contentious in almost every instance; of thirty-four kings, twelve met violent ends, and none earned the title Emperor of India. They faced rival opposition from two fronts—firstly from Hindu states that were never entirely subdued, and secondly from independent Muslim states, as governors in far provinces asserted their sovereignty. Consequently, Bengal, from the time of its initial conquest by Muhammad Bakhtyar, maintained only a nominal connection to Delhi, declaring its independence in 1338. Following Timur's disruption of the Tughlak dynasty, the realms of Jaunpur, Gujarat, Malwa, and Khandesh emerged as independent kingdoms and remained so until Akbar's era. In the south, one of Muhammad Adil's generals founded the Bahmani dynasty, which, for about a century (1374-1482), ruled the Deccan from coast to coast. Eventually, this realm fragmented into five sultanates with centres in Bidar, Bijapur, Golkonda, Ahmadnagar, and Elichpur.
By the twelfth century, Hindu states had evolved from what had previously been observed. Kanauj and Gujarat were the most significant. The Palas and Senas ruled Bengal, while the Tomaras presided at Delhi, the Chohans in Ajmer, and later in Delhi as well. The Muslims conquered all these states by the end of the twelfth century. Naturally, their advance was slower towards the south. In the Deccan, old Hindu dynasties had been replaced by the Hoysalas (c. 1117-1310 A.D.) and the Yadavas (1180-1309 A.D.) with capitals in Halebid and Daulatabad, respectively. Both were destroyed by Malik Kafur, the slave general of Sultan Ala-ud-Din, but the spirit of the Deccan remained unbroken and within a few years, the brothers Bukka and Harihara founded the state of Vijayanagar, which a local scholar aptly termed "the never-to-be-forgotten Empire." This state, for more than two centuries, was the centre of Hindu political power, and the striking ruins of its capital are still visible at Hampi along the Tungabhadra. Its territory included everything south of there, and at times extended north as well, as it constantly engaged in conflicts with the Bahmani dynasty or the five sultanates. Among its rulers, the most notable was Krishnadeva (1509-1529), but the arrogance and weakness of his successors led the five Muslim Sultans to form a coalition. They assembled a massive army, defeated Vijayanagar's forces at the Battle of Talikota, and looted the city (1565).
In two other areas, the Hindus managed to maintain political independence until Akbar's arrival: Orissa and Rajputana. In the former, a prominent figure was Anantavarman Colaganga (1076-1147), who built the Jagannath temple in Puri and established the Eastern Ganga dynasty, ruling from the Godavari to the Ganges. The Muslims never fully occupied Rajputana, and although they captured its main fortresses, they could not hold them. The State of Mewar is particularly noteworthy for claiming that it never made anything more than nominal and honorable submissions to the Sultans of Delhi. Akbar, however, incorporated the Rajputs into his Empire, earning their support through his considerate treatment.
The Mughal history can be divided into three phases. In the first phase, Babur acquired (1526 A.D.) the territories of the Lodi dynasty, as well as Jaunpur, but his death was followed by a tumultuous time. It wasn’t until the second phase (1556-1707), covering the reigns of Akbar, Jehangir, Shah Jehan, and Aurangzeb, that the Empire was firmly established. Akbar practically ruled all of India north of the Godavari, and his inclusive policies did much to ease relations with his Hindu subjects. He eliminated the poll tax imposed on non-Muslims and the pilgrimage tax. Revenue management was handled by Todar Mall, an orthodox Hindu. Among the Emperor's close friends were Brahmans and Rajputs, and almost all key Hindu states (except Mewar) married their daughters into his harem. Religiously, he was eclectic and enjoyed engaging in theological debates. Toward the end of his life, he adopted various Hindu traditions and created a new religion that posited Akbar as God's Vicegerent as one of its central beliefs. His successors, Jehangir and Shah Jehan, were also tolerant towards Hinduism, but Aurangzeb was a zealous Muslim. Though he extended his rule across all of India except the far south, he alienated his Hindu subjects by reintroducing the poll tax and demolishing several temples. Consequently, the Rajputs, Sikhs, and Marathas revolted, and after his death, the Empire entered a third phase marked by swift disintegration. Hindu states like the Maratha confederacy and those in Rajputana grew strong. Muslim governors declared independence in Oudh, Bengal, the Nizam's territories, and elsewhere; Persians and Afghans raided Punjab; and French and English contended for dominion over southern India.
This book's purpose does not extend to exploring the establishment of British authority, but it is notable that direct European influence began to take root in the sixteenth century, as Vasco da Gama arrived in Calicut in 1498, and Goa became a Portuguese colony starting in 1510. Nor can we linger on the fortunes of the Marathas, who rose to replace Vijayanagar as the Hindu opposition to Muslim rule. However, they hold significance in demonstrating that even in political matters, the prolonged Muslim domination could not extinguish the spirit of the Hindus. Around 1660, a leader named Shivaji, who was not only a skilled soldier but also somewhat of a fanatic with a belief in his divine mission, established a kingdom in the Western Ghats. Similar to the Sikh leaders, he almost forged a nation, for it seems that before his time, the term Maratha (Mahārāshṭra) didn't possess any particular ethnic significance. After about fifty years, power shifted from his heirs into the hands of their Brahman ministers, known as Peshwas, who became heads of a confederation of Maratha chiefs, which included the Rajas of Gwalior, Berar, and Orissa, Indore, and Baroda. Around 1760, the Marathas were effectively the dominant force in India, and although the Mughal Emperor nominally ruled from Delhi, he was under their guidance. They had the opportunity to revive the achievements of Asoka and the Guptas, but even without European interference, their ambitions were hampered by jealousy and internal strife.
CHAPTER III
GENERAL CHARACTERISTICS OF INDIAN RELIGION
1
In the first chapter we enquired whether there are any religious ideas common to Eastern Asia as a whole and found that they amount to little more than a background of nature worship and ancestor worship almost universally present behind the official creeds. Also the conception of a religious system and its relation to beliefs which do not fall within it are not quite the same in these countries as in Europe, so that the inhabitants sometimes follow more than one religion.
Let us now examine the characteristics common to Indian creeds. They are numerous and striking. A prolonged study of the multitudinous sects in which Indian religion manifests itself makes the enquirer feel the truth of its own thesis that plurality is an illusion and only the one substratum real. Still there are divergent lines of thought, the most important of which are Hinduism and Buddhism. Though decadent Buddhism differed little from the sects which surrounded it, early Buddhism did offer a decided contrast to the Brahmanic schools in its theories as to human nature as well as in ignoring tradition and sacerdotalism. We may argue that Buddhism is merely Vaishnavism or Śaivism in travelling dress, but its rejection of Brahmanic authority is of capital importance. It is one of the reasons for its success outside India and its disappearance in India meant that it could not maintain this attitude. Yet many features of Buddhism are due to the fact that Hinduism, and not Islam or Christianity, was the national expression of religion in India and also many features of Hinduism may be explained by the existence of this once vigorous antagonist.
Hinduism[124] has striking peculiarities which distinguish it from Christianity, Islam and even from Buddhism. It recognizes no one master and all unifying principles known to other creeds seem here to be absent. Yet its unity and vitality are clear and depend chiefly on its association with the Brahman caste. We cannot here consider the complex details of the modern caste system but this seems the place to examine the position of the Brahmans, for, from the dawn of Sanskrit literature until now, they have claimed to be the guides of India in all matters intellectual and religious and this persistent claim, though often disputed, has had a great measure of success.
The institution of caste is social rather than religious and has grown gradually: we know for instance that in the time of the Buddha it had not attained to anything like its present complexity and rigidity. Its origin is explicable if we imagine that the Indo-Aryans were an invading people with an unusual interest in religion. The Kshatriyas and Vaiśyas mark the distinction between the warriors or nobles and the plebs which is found in other Aryan communities, and the natives whom the Aryans conquered formed a separate class, recognized as inferior to all the conquerors. This might have happened in any country. The special feature of India is the numerical, social and intellectual strength of the priestly caste. It is true that in reading Sanskrit literature we must remember that most of it is the work of Brahmans and discount their proclivity to glorify the priesthood, but still it is clear that in India the sacerdotal families acquired a position without parallel elsewhere and influenced its whole social and political history. In most countries powerful priesthoods are closely connected with the Government under which they flourish and support the secular authority. As a result of this alliance, kings and the upper classes generally profess and protect orthodoxy, and revolutionary movements in religion generally come from below. But in ancient India though the priests were glad enough to side with the kings, the nobles during many centuries were not ready to give up thinking for themselves. The Hindu's capacity for veneration and the small inclination of the Brahmans to exercise direct government prevented revolts against sacerdotal tyranny from assuming the proportions we should expect, but whereas in many countries history records the attempts of priests to become kings, the position is here reversed. The national proclivity towards all that is religious, metaphysical, intellectual and speculative made all agree in regarding the man of knowledge who has the secret of intercourse with the other world as the highest type. The priests tended to become a hereditary guild possessed of a secret professional knowledge. The warrior caste disputed this monopoly and sought with less learning but not inferior vigour to obtain the same powers. They had some success during a considerable period, for Buddhism, Jainism and other sects all had their origin in the military aristocracy and had it remained purely Hindu, it would perhaps have continued the contest. But it was partly destroyed by Turanian invaders and partly amalgamated with them, so that in 500 A.D. whereas the Brahmans were in race and temperament very much what they were in 500 B.C. the Kshatriyas were different. It is interesting to see how this continuity of race brought triumph to the Brahmans in the theological sphere. At one time the Buddhists and even the Jains seemed to be competitors for the first place, but there are now hardly any Indian Buddhists in India[125] and less than a million and a half of Jains, whereas Hinduism has more than 217 million adherents. The power of persistence and resistance displayed by the priestly caste is largely due to the fact that they were householders not collected in temples or monasteries but distributed over the country in villages, intensely occupied with the things of the mind and soul, but living a simple family life. The long succession of invasions which swept over northern India destroyed temples, broke up monasteries and annihilated dynasties, but their destructive force had less effect on these communities of theologians whose influence depended not on institutions or organization but on their hereditary aptitudes. Though the modern Brahmans are not pure in race, still the continuity of blood and tradition is greater among them than in the royal families of India. Many of these belong to districts which were formerly without the pale of Hinduism: many more are the descendants of the northern hordes who century after century invaded India: few can bring forward any good evidence of Kshatriya descent. Hence in India kings have never attained a national and representative position like the Emperors of China and Japan or even the Sultans of Turkey. They were never considered as the high priests of the land or a quasi-divine epitome of the national qualities: the people tended to regard them as powerful and almost superhuman beings, but somewhat divorced from the moral standard and ideals of their subjects. In early times there was indeed the idea of a universal Emperor, the Cakravartin, analogous to the Messiah but, by a characteristic turn of thought, he was thought of less as a deliverer than as a type of superman, recurring at intervals. But monarchs who even approximated to this type were rare, and some of the greatest of them were in early ages Buddhists and in later Mohammedans, so that they had not the support of the priesthood and as time went on it became less and less possible to imagine all India rendering sympathetic homage to one sovereign.
In the midst of a perturbed flux of dynasties, usually short lived, often alien, only occasionally commanding the affection and respect of the population, the Brahmans have maintained for at least two millenniums and a half their predominant position as an intellectual aristocracy. They are an aristocracy, for they boldly profess to be by birth better than other men. Although it is probable that many clans have entered the privileged order without genealogical warrant, yet in all cases birth is claimed[126]. And though the Brahmans have aristocratic faults, such as unreasonable pride of birth, still throughout their long history they have produced in every age men of intelligence, learning and true piety, in numbers sufficient to make their claims to superiority seem reasonable. In all ages they have been sensual, ambitious and avaricious, but in all ages penetrated by the conviction that desire is a plague and gratification unsatisfying. It is the intelligent sensualist and politician who are bound to learn that passion and office are vanity.
A Brahman is not necessarily a priest. Although they have continually and on the whole successfully claimed a monopoly of sacred science, yet at the present day many follow secular callings and probably this was so in early periods. And though many rites can be performed by Brahmans only, yet by a distinction which it is difficult for Europeans to grasp, the priests of temples are not necessarily and, in many places, not usually Brahmans. The reason perhaps is that the easy and superstitious worship offered in temples is considered trivial and almost degrading in comparison with the elaborate ceremonial and subtle speculation which ought to occupy a Brahman's life.
In Europe we are accustomed to associate the ideas of sacerdotalism, hierarchy and dogma, mainly because they are united in the greatest religious organization familiar to us, the Roman Catholic Church. But the combination is not necessary. Hinduism is intensely sacerdotal but neither hierarchical nor dogmatic: Mohammedanism is dogmatic but neither sacerdotal nor hierarchical: Buddhism is dogmatic and also somewhat hierarchical, since it has to deal with bodies of men collected in monasteries where discipline is necessary, but except in its most corrupt forms it is not sacerdotal. The absence of the hierarchical idea in Hinduism is striking. Not only is there no Pope, but there is hardly any office comparable with a Bishopric[127]. The relationships recognized in the priesthood are those springing from birth and the equally sacred ties uniting teacher and pupil. Hence there is little to remind us of the organization of Christian Churches. We have simply teachers expounding their sacred books to their scholars, with such combination of tradition and originality as their idiosyncrasies may suggest, somewhat after the theory of congregational churches. But that resemblance is almost destroyed by the fact that both teachers and pupils belong to clans, connected by descent and accepted by the people as a superior order of mankind. Even in the most modern sects the descendants of the founder often receive special reverence.
Though the Brahmans have no ecclesiastical discipline, they do not tolerate the interference of kings. Buddhist sovereigns have summoned councils, but not so Hindu monarchs. They have built temples, paid priests to perform sacrifices and often been jealous of them but for the last two thousand years they have not attempted to control them within their own sphere or to create a State Church. And the Brahmans on their side have kept within their own province. It is true that they have succeeded in imposing—or in identifying themselves with—a most exacting code of social, legal and religious prescriptions, but they have rarely aimed at temporal power or attempted to be more than viziers. They have of course supported pious kings and received support—especially donations—from them, and they have enjoyed political influence as domestic chaplains to royal families, but they have not consented to any such relations between religion and the state as exist (or existed) in England, Russia, Mohammedan countries or China. At the ancient coronation ceremony the priest who presented the new ruler to his subjects said, "This is your King, O people: The King of us Brahmans is Soma[128]."
In the first chapter, we explored whether there are any shared religious ideas across Eastern Asia and found that they mostly involve a background of nature worship and ancestor worship that is nearly universally present behind the official beliefs. Additionally, the understanding of a religious system and how it relates to beliefs outside it is not quite the same in these countries as it is in Europe, which means that people there often follow more than one religion.
Now, let’s look at the common characteristics of Indian religions. They are many and quite distinct. A deep dive into the numerous sects of Indian religion reveals the truth of the thesis that plurality is an illusion and only one underlying reality is true. However, there are varying schools of thought, most notably Hinduism and Buddhism. Although later Buddhism seemed very similar to the surrounding sects, early Buddhism contrasted sharply with the Brahmanic schools, especially in its theories about human nature and its disregard for tradition and priestly authority. We might argue that Buddhism is just a version of Vaishnavism or Śaivism dressed differently, but its rejection of Brahmanic authority is critically important. This is one reason it thrived outside India, and its decline within India meant that it could no longer maintain this stance. Still, many aspects of Buddhism arise from the fact that Hinduism, rather than Islam or Christianity, was the primary religious expression in India, while many features of Hinduism can be understood through its history with this once vigorous rival.
Hinduism[124] has notable features that set it apart from Christianity, Islam, and even Buddhism. It does not recognize a single leader, and all the unifying principles found in other religions seem absent here. Yet its unity and vitality are clear and depend mainly on its connection to the Brahman caste. We can’t dive into the intricate details of the modern caste system here, but it’s important to look at the position of the Brahmans. From the beginnings of Sanskrit literature until now, they have claimed to be the intellectual and spiritual leaders of India, and this enduring claim, despite challenges, has met with significant success.
The caste system is more social than religious and has evolved gradually; for instance, during the time of the Buddha, it wasn’t nearly as complex or rigid as it is today. Its origins can be understood if we consider that the Indo-Aryans were an invading people with a deep interest in religion. The Kshatriyas and Vaiśyas represent the distinction between the warrior nobles and the common people, similar to other Aryan societies, while the natives conquered by the Aryans formed a separate class, recognized as inferior to all the conquerors. This could have occurred anywhere. What makes India unique is the formidable numerical, social, and intellectual power of the priestly caste. It’s true that when reading Sanskrit literature, we should keep in mind that most of it was produced by Brahmans, who have a tendency to glorify the priesthood. Nonetheless, it’s clear that in India, priestly families achieved a status unmatched elsewhere, influencing the entire social and political landscape. In many countries, powerful religious institutions are closely tied to governmental authority and support secular power. Because of this alliance, kings and the upper classes generally uphold and protect orthodoxy, with revolutionary movements in religion typically emerging from the lower classes. However, in ancient India, even though priests often sided with kings, the nobles were resistant for many centuries to relinquishing their independent thought. The Hindu tradition of reverence and the Brahmans' reluctance to exert direct political control kept revolts against priestly tyranny from reaching the size we might expect. Yet, unlike many countries where history records priests attempting to ascend to kingship, the opposite situation occurred here. The national appreciation for all things religious, philosophical, intellectual, and speculative led everyone to see the knowledgeable person who had the means to connect with the spiritual world as the highest ideal. The priests tended to become a hereditary group endowed with specialized spiritual knowledge. The warrior caste challenged this monopoly, striving, with less education but equal vigor, to gain similar authority. They enjoyed some success for a significant period, as Buddhism, Jainism, and other sects all originated from the military elite. However, this dynamic was partly disrupted by Turanian invasions and partly absorbed by them, resulting in changes such that by 500 A.D., while the Brahmans were essentially the same in character and lineage as they had been in 500 B.C., the Kshatriyas had transformed. It’s fascinating to observe how this continuity of race contributed to the Brahmans’ triumph in theological matters. At one point, Buddhists and even Jains appeared to be competition for dominance, but there are now hardly any Indian Buddhists left in India[125] and fewer than one and a half million Jains, compared to over 217 million followers of Hinduism. The resilience shown by the priestly caste is largely due to their status as householders living in villages, intensely focused on intellectual and spiritual matters while leading simple family lives. The ongoing invasions that swept through northern India destroyed temples, dismantled monasteries, and wiped out dynasties, yet these communities of theologians, whose influence was rooted in their inherent capabilities rather than institutional means, were less affected. Although modern Brahmans do not maintain racial purity, the continuity of blood and tradition is stronger among them than in the royal families of India. Many of these kings descended from regions once outside the influence of Hinduism, and many are descendent from the northern hordes who invaded India century after century, with few able to provide solid proof of Kshatriya ancestry. Consequently, in India, kings have never held a national and representative title akin to that of the emperors of China and Japan, or even the sultans of Turkey. They were never considered the high priests of the land or a quasi-divine embodiment of national characteristics; the populace viewed them as powerful and almost superhuman figures, but somewhat detached from the moral standards and ideals of their subjects. In earlier times, there was indeed the concept of a universal Emperor, the Cakravartin, analogous to the Messiah, but, in a distinctive viewpoint, he was seen less as a savior and more as a type of superman who emerged at intervals. Nevertheless, monarchs who even came close to this description were rare, and some of the most notable were Buddhists in early times and later Mohammedans, lacking the support of the priesthood, making it increasingly unlikely to envision all of India paying homage to a single ruler.
Amid a chaotic succession of dynasties, usually short-lived and often foreign, only occasionally earning the affection and respect of the populace, the Brahmans have upheld their dominant status as an intellectual elite for at least two and a half millennia. They are an elite because they boldly claim to be superior to others by birth. While it’s likely that many clans entered the privileged ranks without strict genealogical justification, in every case, they assert their lineage[126]. And although Brahmans have flaws typical of aristocracy, such as an unreasonable pride in their lineage, throughout their long history, they have produced in every era a number of intelligent, learned, and genuinely pious individuals, making their claims to superiority seem reasonable. Across the ages, they have possessed sensual desires, ambition, and greed, yet they have been pervaded by the belief that craving is a plague and satisfaction ultimately unfulfilling. It is the informed sensualist and politician who are destined to discover that both passion and position are ultimately vanity.
A Brahman isn’t necessarily a priest. Although they have continually and generally successfully claimed a monopoly on sacred knowledge, today many pursue secular careers, and this likely was true in earlier times as well. While many rituals can only be performed by Brahmans, there’s a distinction that’s difficult for Europeans to understand: the priests of temples are not necessarily, and often aren’t, Brahmans. This may be because the simple and superstitious worship offered at temples is viewed as trivial and almost degrading compared to the elaborate ceremonies and subtle philosophical inquiries that should define a Brahman's life.
In Europe, we often associate the concepts of priesthood, hierarchy, and dogma largely because they are combined in the most significant religious organization familiar to us, the Roman Catholic Church. But this combination isn’t essential. Hinduism is highly sacerdotal yet neither hierarchical nor dogmatic; Islam is dogmatic, though neither sacerdotal nor hierarchical; Buddhism is dogmatic and somewhat hierarchical since it involves groups of individuals gathered in monasteries where discipline is necessary, but except in its most corrupted forms, it is not sacerdotal. The lack of a hierarchical structure in Hinduism is remarkable. There is no Pope, and hardly any office that resembles a bishopric[127]. The relationships within the priesthood are primarily those derived from birth and the equally important connections between teacher and student. Therefore, there’s little that resembles the organization of Christian churches. We merely have teachers explaining their sacred texts to students, combining tradition and originality as their individual characteristics allow, somewhat like congregational churches. However, this similarity is almost diminished by the fact that both teachers and students belong to clans, linked by ancestry and regarded by the people as a superior class. Even in the newest sects, the descendants of the founders often receive special respect.
Although Brahmans lack formal ecclesiastical discipline, they do not allow interference from kings. Buddhist rulers have called for councils, but Hindu kings have not. They have constructed temples, paid priests for sacrifices, and at times have been jealous of them, but for the last two thousand years, they haven’t sought to control the Brahmans within their domain or to create a state church. The Brahmans, for their part, have remained within their own sphere. It’s true they’ve managed to enforce—or have linked themselves with—a very demanding code of social, legal, and religious norms, but they have rarely sought political power or aimed to be anything more than advisors. They have certainly backed devout rulers and received support, especially donations, from them, and they’ve held political sway as personal chaplains to royal families, yet they haven’t agreed to any relationship between religion and the state akin to those that exist in (or existed in) England, Russia, Islamic countries, or China. During the ancient coronation ceremony, the priest who presented the new ruler to his subjects declared, "This is your King, O people: The King of us Brahmans is Soma[128]."
2
These facts go far to explain some peculiar features of Hinduism. Compared with Islam or Christianity its doctrines are extraordinarily fluid, multiform and even inconsistent: its practice, though rarely lax, is also very various in different castes and districts. The strangeness of the phenomenon is diminished if one considers that the uniformity and rigidity of western creeds are due to their political more than to their religious character. Like the wind, the spirit bloweth where it listeth: it is governed by no laws but those which its own reverence imposes: it lives in changing speculation. But in Europe it has been in double bondage to the logic of Greece and the law of Rome. India deals in images and metaphor: Greece in dialectic. The original thought of Christianity had something of this Indian quality, though more sober and less fantastic, with more limitation and less imagination. On this substratum the Greeks reared their edifices of dialectic and when the quarrels of theologians began to disturb politics, the state treated the whole question from a legal point of view. It was assumed that there must be a right doctrine which the state should protect or even enforce, and a wrong doctrine which it should discourage or even forbid. Hence councils, creeds and persecutions. The whole position is logical and legal. The truth has been defined: those who do not accept it harm not only themselves but others: therefore they should be restrained and punished.
But in religious matters Hindus have not proceeded in this way as a rule. They have adopted the attitude not of a judge who decides, but of the humane observer who sees that neither side is completely right or completely wrong and avoids expressing his opinion in a legal form. Hindu teachers have never hesitated to proclaim their views as the whole and perfect truth. In that indeed they do not yield to Christian theologians but their pronouncements are professorial rather than judicial and so diverse and yet all so influential that the state, though bound to protect sound doctrine, dare not champion one more than the other. Religious persecution is rare. It is not absent but the student has to search for instances, whereas in Christian Europe they are among the most conspicuous facts of history.
Restless, subtle and argumentative as Hindu thought is, it is less prone than European theology to the vice of distorting transcendental ideas by too stringent definition. It adumbrates the indescribable by metaphors and figures. It is not afraid of inconsistencies which may illustrate different aspects of the infinite, but it rarely tries to cramp the divine within the limits of a logical phrase. Attempts to explain how the divine and human nature were combined in Christ convulsed the Byzantine Empire and have fettered succeeding generations with their stiff formulae. It would be rash to say that the ocean of Hindu theological literature contains no speculations about the incarnations of Vishnu similar to the views of the Nestorians, Monophysites and Catholics, but if such exist they have never attracted much interest or been embodied in well-known phrases[129]. The process by which a god can be born as a man, while continuing to exist as a god, is not described in quasi-legal language. Similarly the Soma offered in sacrifices is a god as well as a drink. But though the ritual of this sacrifice has produced an infinity of discussion and exegesis, no doctrine like transubstantiation or consubstantiation has assumed any prominence.
The Hindu has an extraordinary power of combining dogma and free thought, uniformity and variety. For instance it is held that the Vedas are a self-existent, eternal revelation made manifest to ancient sages and that their correct recitation ensures superhuman results. Yet each Veda exists in several recensions handed down by oral tradition in separate schools, and though the exact text and pronunciation are matters of the utmost importance, diversities of opinion respecting them are tolerated and honoured. Further, though the early scriptures were preserved with scrupulous care the canon was never closed. It is impossible to say how many Upanishads there are, nor does a Hindu think the less of an Upanishad because it is not found in a certain list. And in mediaeval and modern times these ancient sacred books have been replaced for all except Brahmans by more recent Sanskrit works, or by a vernacular literature which, though having no particular imprimatur, claims the same authority as the Vedas[130].
The only essential tenets of Hinduism are recognition of the Brahman caste and divine authority of the Vedas. Those who publicly deny these doctrines as the Buddhists, Jains and Sikhs have done, put themselves outside the pale, but the recognition required to ensure orthodoxy or at least to avoid excommunication must not be compared with that implied by such phrases as recognizing the authority of the Bible, or the supremacy of the Pope. The utmost latitude of interpretation is allowed and the supposed followers of the Veda comprise sects whose beliefs seem to have no relation to one another or to the Veda, philosophic atheists and demonolaters whose religious ideas hardly rise above those of African savages.
One explanation may be, that every nation insists on liberty at the expense of logic in the matters which interest it most. We do this in politics. It might be difficult to make an untravelled oriental understand how parliamentary institutions can continue for a day, how socialists and republicans can take part in the government of a monarchical country, and why the majority do not muzzle the opposition. Yet Englishmen prefer to let this curious illogical muddle continue rather than tolerate some symmetrical and authoritative system which would check free speech and individuality. It is the same in Indian religion. In all ages the Hindu has been passionately devoted to speculation. He will bear heavy burdens in the way of priestly exaction, social restrictions, and elaborate ceremonies, but he will not allow secular or even ecclesiastical authority to cramp and school his religious fancy, nor will he be deterred from sampling an attractive form of speculation merely because it is pronounced unorthodox by the priesthood, and the priesthood, being themselves Hindus, are discreet in the use of anathemas. They insist not so much on particular doctrines and rites as on the principle that whatever the doctrine, whatever the rite, they must be the teachers and officiants. In critical and revolutionary times the Brahmans have often assured their pre-eminence by the judicious recognition of heresies. In all ages there has been a conservative clique which restricted religion to ceremonial observances. Again and again some intellectual or emotional outburst has swept away such narrow limits and proclaimed doctrines which seemed subversive of the orthodoxy of the day. But they have simply become the orthodoxy of the morrow, under the protection of the same Brahman caste. The assailants are turned into champions, and in time the bold reformers stiffen into antiquated saints.
Hinduism has not been made but has grown. It is a jungle not a building. It is a living example of a great national paganism such as might have existed in Europe if Christianity had not become the state religion of the Roman Empire, if there had remained an incongruous jumble of old local superstitions, Greek philosophy and oriental cults such as the worship of Mithra or Serapis. Yet the parallel is not exact, for in Rome many of the discordant religious elements remained exotic, whereas in India they all, whatever their origin, became Indian and smack of the soil. There was wanting in European paganism the bond of union supplied by the Brahmans who by sometimes originating, sometimes tolerating and adapting, have managed to set their seal upon all Indian beliefs.
These facts help explain some unique features of Hinduism. Compared to Islam or Christianity, its doctrines are remarkably fluid, diverse, and even inconsistent: its practices, while rarely lax, vary significantly across different castes and regions. The oddity of this situation lessens when you realize that the uniformity and rigidity of Western beliefs stem more from political factors than religious ones. Like the wind, the spirit moves wherever it wants: it is governed by no laws other than those it imposes on itself: it thrives on changing ideas. However, in Europe, it has been constrained by the logic of Greece and the law of Rome. India relies on images and metaphors: Greece on dialectics. The original thought of Christianity had some of this Indian quality, albeit more subdued and less fantastical, with more restrictions and less imagination. On this foundation, the Greeks built their dialectical arguments, and when the disputes of theologians began to interfere with politics, the state addressed the entire issue legally. It was assumed there must be a correct doctrine that the state should support or even enforce, and a wrong doctrine that it should discourage or even prohibit. This led to councils, creeds, and persecutions. The entire framework is logical and legal. The truth has been defined: those who don’t accept it harm not only themselves but others: therefore, they should be restrained and punished.
But in religious matters, Hindus typically don’t handle things this way. They adopt the perspective of an impartial observer who recognizes that neither side is entirely right or wrong and avoids expressing their opinion in legal terms. Hindu teachers have always confidently proclaimed their views as the complete and perfect truth. In this, they do not yield to Christian theologians, but their pronouncements are more professorial than judicial, so diverse and influential that the state, despite being bound to protect sound doctrine, cannot favor one over the others. Religious persecution is uncommon. While it exists, it is not easy to find examples, whereas in Christian Europe, such instances are among the most noticeable events in history.
While Hindu thought is restless, subtle, and argumentative, it is less likely than European theology to distort transcendental ideas through overly strict definitions. It suggests the indescribable through metaphors and figures. It embraces inconsistencies that can illustrate different aspects of the infinite, but it rarely tries to force the divine into the confines of a logical formula. Attempts to explain how the divine and human natures were combined in Christ shaken the Byzantine Empire and have chained subsequent generations with their rigid formulas. It would be reckless to claim that the vast ocean of Hindu theological literature contains no speculations about the incarnations of Vishnu similar to the views of the Nestorians, Monophysites, and Catholics, but if such speculations exist, they have never garnered much interest or been expressed in well-known phrases[129]. The process through which a god can be born as a man, while still existing as a god, isn’t described in quasi-legal terms. Similarly, the Soma offered in sacrifices is both a god and a drink. Yet, although the ritual of this sacrifice has caused endless discussion and interpretation, no doctrine like transubstantiation or consubstantiation has gained significant prominence.
The Hindu has an exceptional ability to combine dogma with free thought, uniformity with variety. For instance, it is believed that the Vedas are a self-existing, eternal revelation revealed to ancient sages, and that their correct recitation yields superhuman results. Yet each Veda exists in several versions passed down through oral tradition in different schools, and while the precise text and pronunciation are of utmost importance, differences in opinion regarding them are tolerated and respected. Moreover, even though the early scriptures were preserved with meticulous care, the canon was never closed. It’s impossible to determine how many Upanishads exist, nor does a Hindu think less of an Upanishad simply because it isn’t found on a specific list. In medieval and modern times, these ancient sacred texts have been replaced for all but Brahmans by more recent Sanskrit works, or by vernacular literature that, while lacking specific endorsement, claims the same authority as the Vedas[130].
The only essential tenets of Hinduism are the recognition of the Brahman caste and the divine authority of the Vedas. Those who publicly deny these doctrines, like the Buddhists, Jains, and Sikhs, place themselves outside the fold, but the recognition needed to ensure orthodoxy or at least to avoid excommunication should not be compared to what is implied by phrases such as recognizing the authority of the Bible, or the supremacy of the Pope. The broadest latitude of interpretation is permitted, and those considered followers of the Veda include sects whose beliefs seem unrelated to one another or to the Veda, philosophic atheists, and demon worshippers whose religious ideas barely exceed those of African tribes.
One explanation might be that every nation prioritizes freedom over logic in the issues that matter most to them. We do this in politics. It would be tough to make an untraveled Easterner grasp how parliamentary institutions can function for even a day, how socialists and republicans can participate in the governance of a monarchical country, and why the majority doesn't silence the opposition. Yet Englishmen prefer to let this peculiar illogical mess continue rather than accept some symmetrical and authoritative system that would limit free speech and individuality. The same holds true in Indian religion. Throughout history, Hindus have been passionately committed to speculation. They’ll endure heavy burdens from priestly demands, social restrictions, and elaborate ceremonies, but they won’t allow secular or even ecclesiastical authority to constrain their religious imagination. They aren’t deterred from exploring an appealing form of speculation just because it is labeled unorthodox by the priesthood, and the priesthood, being Hindus themselves, use anathemas sparingly. They emphasize not so much particular doctrines and rites, but the principle that regardless of doctrine or rite, they must be the teachers and officiants. In times of crisis and revolution, Brahmans have often maintained their superiority by wisely acknowledging heresies. Throughout history, there has been a conservative group that limited religion to ceremonial practices. Again and again, some intellectual or emotional surge has broken down such narrow boundaries, proclaiming doctrines that seemed to threaten the orthodoxy of the day. Yet, these ideas simply became the orthodoxy of the next day, under the protection of the same Brahman caste. The challengers become champions, and eventually, the bold reformers settle into outdated saints.
Hinduism has not been constructed; it has evolved. It is a jungle, not a building. It is a living example of a significant national paganism that might have existed in Europe if Christianity had not become the state religion of the Roman Empire, if a chaotic mix of old local superstitions, Greek philosophy, and Eastern cults like the worship of Mithra or Serapis had remained. However, the comparison isn't exact, because in Rome, many of the clashing religious elements remained foreign, while in India, all beliefs, regardless of their origin, became Indian and resonated with the local culture. European paganism lacked the unifying bond provided by the Brahmans, who have managed, by sometimes originating, sometimes accepting, and adapting, to stamp their mark on all Indian beliefs.
3
Thus the dominance of the Brahmans and their readiness to countenance every cult and doctrine which can attract worshippers explains the diversity of Indian religion, but are there no general characteristics which mark all its multiple forms? There are, and they apply to Buddhism as well as Hinduism, but in attempting to formulate them it is well to say that Indian religion is as wilful and unexpected in its variations as human nature itself and that all generalizations about it are subject to exceptions. If we say that it preaches asceticism and the subjection of the flesh, we may be confronted with the Vallabhâcâryas who inculcate self-indulgence; if we say that it teaches reincarnation and successive lives, we may be told that the Lingâyats[131] do not hold that doctrine. And though we might logically maintain that these sects are unorthodox, yet it does not appear that Hindus excommunicate them. Still, it is just to say that the doctrines mentioned are characteristic of Hinduism and are repudiated only by eccentric sects.
Perhaps the idea which has had the widest and most penetrating influence on Indian thought is that conception of the Universe which is known as Saṃsâra, the world of change and transmigration. The idea of rebirth and the wandering of souls from one body to another exists in a fragmentary form among savage tribes in many countries, but in India it makes its appearance as a product of ripening metaphysics rather than as a survival. It plays no part in the Vedic hymns: it first acquires importance in the older Upanishads but more as a mystery to be communicated to the elect than as a popular belief and to some extent as the special doctrine of the military class rather than of the Brahmans. At the time of the Buddha, however, it had passed beyond this stage and was as integral a part of popular theology as is the immortality of the soul in Europe.
Such expressions as the transmigration of souls or metempsychosis imperfectly represent Indian ideas. They are incorrect as descriptions of Buddhist dogmas, which start by denying the existence of a soul, and they are not entirely suitable to those Vedantic schools which regard transmigration as part of the illusory phenomenal world. The thought underlying the doctrine is rather that as a child grows into youth and age, so the soul passes from life to life in continuity if not in identity. Whatever the origin of the idea may have been, its root in post-Vedic times is a sense of the transitoriness but continuity of everything. Nothing is eternal or even permanent: not even the gods, for they must die, not even death, for it must turn into new life.
This view of life is ingrained in Indian nature. It is not merely a scientific or philosophical speculation, but it summarizes the outlook of ordinary humanity. In Europe the average religious man thanks or at least remembers his Creator. But in India the Creator has less place in popular thought. There is a disinclination to make him responsible for the sufferings of the world, and speculation, though continually occupied with the origins of things, rarely adopts the idea familiar to Christians and Mohammedans alike, that something was produced out of nothing by the divine fiat. Hindu cosmogonies are various and discordant in details, but usually start with the evolution or emanation of living beings from the Divinity and often a reproductive act forms part of the process, such as the hatching of an egg or the division of a Divinity into male and female halves. In many accounts the Deity brings into being personages who continue the work of world-making and such entities as mind, time and desire are produced before the material world. But everything in these creation stories is figurative. The faithful are not perplexed by the discrepancies in the inspired narratives, and one can hardly imagine an Indian sect agitated by the question whether God made the world in six literal days.
All religious doctrines, especially theories about the soul, are matters of temperament. A race with more power of will and more delight in life might have held that the soul is the one agent that can stand firm and unshaken midst the flux of circumstance. The intelligent but passive Hindu sees clearly that whatever illusions the soul may have, it really passes on like everything else and continueth not in one stay. He is disposed to think of it not as created with the birth of the body, but as a drop drawn from some ocean to which it is destined to return. As a rule he considers it to be immortal but he does not emphasize or value personality in our sense. In previous births he has already been a great many persons and he will be a great many more. Whatever may be the thread between these existences it is not individuality. And what he craves is not eternal personal activity, but unbroken rest in which personality, even if supposed to continue, can have little meaning.
The character of the successive appearances or tenements of the soul is determined by the law of Karma, which even more than metempsychosis is the basis of Indian ideas about the universe. Karma is best known as a term of the Buddhists, who are largely responsible both for the definition and wide diffusion of the doctrine. But the idea is Brahmanic as well as Buddhist and occurs in well-known passages of the Upanishads, where it is laid down that as a man acts so shall he be in the next life[132]. The word (which means simply deed) is the accepted abbreviation for the doctrine that all deeds bring upon the doer an accurately proportionate consequence either in this existence, or, more often, in a future birth. At the end of a man's life his character or personality is practically the sum of his acts, and when extraneous circumstances such as worldly position disappear, the soul is left with nothing but these acts and the character they have formed as, in Indian language, the fruit of life and it is these acts and this character which determine its next tenement. That tenement is simply the home which it is able to occupy in virtue of the configuration and qualities which it has induced in itself. It cannot complain.
One aspect of the theory of Saṃsâra which is important for the whole history of Indian thought is its tendency towards pessimism. This tendency is specially definite and dogmatic in Buddhism, but it is a marked characteristic of the Indian temperament and appears in almost every form of devotion and speculation. What salvation or the desire to be saved is to the ordinary Protestant, Mukti or Moksha, deliverance, is to the ordinary Hindu. In Buddhism this desire is given a dogmatic basis for it is declared that all existence in all possible worlds necessarily involves dukkha or suffering[133] and this view seems to have met with popular as well as philosophic assent. But the desire for release and deliverance is based less on a contemplation of the woes of life than on a profound sense of its impermanence and instability[134]. Life is not the preface to eternity, as religious Europeans think: the Hindu justly rejects the notion that the conduct of the soul during a few score years can fix its everlasting destiny. Every action is important for it helps to determine the character of the next life, but this next life, even if it should be passed in some temporary heaven, will not be essentially different from the present. Before and behind there stretches a vista of lives, past, present and to come, impermanent and unsatisfying, so that future existences are spoken of not as immortality but as repeated death.
The Brahmans' dominance and their willingness to accept any cult or doctrine that attracts followers helps explain the diversity of Indian religion. However, are there any common traits that define all its numerous forms? Yes, there are, and they apply to both Buddhism and Hinduism. But when trying to define them, it's important to note that Indian religion is as unpredictable and varied as human nature itself, meaning any generalizations about it come with exceptions. For instance, if we claim it promotes asceticism and controlling the body, we might be challenged by the Vallabhâcâryas, who encourage self-indulgence. If we say it teaches reincarnation and multiple lives, we may encounter the Lingâyats[131] who don't believe in that doctrine. While we could logically argue that these sects are unorthodox, it doesn't seem like Hindus excommunicate them. Still, it is fair to say that the aforementioned doctrines are characteristic of Hinduism, with only a few eccentric sects rejecting them.
Perhaps the concept with the most significant and profound impact on Indian thought is the idea of the Universe known as Saṃsāra, the realm of change and reincarnation. The notion of rebirth and souls moving from one body to another exists in a fragmented form among primitive tribes worldwide, but in India, it emerges as a developed metaphysical concept rather than a relic. It doesn't feature in the Vedic hymns; it gains significance first in the older Upanishads, more as a secret meant for the enlightened than as a mainstream belief, primarily associated with the warrior class rather than the Brahmans. By the time of the Buddha, however, it had become an essential part of popular theology, comparable to the idea of the soul's immortality in Europe.
Expressions like the transmigration of souls or metempsychosis don't fully capture Indian concepts. They inaccurately describe Buddhist beliefs, which begin by denying the existence of a soul, and they aren't entirely suitable for those Vedantic schools that view transmigration as part of the illusory world of appearances. The underlying thought is more that just as a child grows into youth and age, the soul moves from life to life in continuity, if not in identity. Regardless of its origins, in post-Vedic times, it is rooted in the understanding that everything is transient yet continuous. Nothing is eternal or even lasting: not even the gods, who must die, and not even death, which must lead to new life.
This perspective on life is deeply embedded in Indian nature. It's not just a scientific or philosophical idea; it reflects the general outlook of ordinary people. In Europe, the average religious person thanks or remembers their Creator. But in India, the Creator has a lesser presence in popular thought. There's an unwillingness to hold Him responsible for the world's suffering, and speculation about origins rarely aligns with the Christian and Muslim view that something arose from nothing by divine will. Hindu creation stories vary and have conflicting details, but they typically start with the evolution or emanation of living beings from the Divine, often involving a reproductive act, such as an egg hatching or a deity splitting into male and female halves. In many tales, the deity creates beings that continue the process of world-making, and concepts like mind, time, and desire are produced before the material world. Yet, everything in these creation stories is metaphorical. The faithful aren't troubled by inconsistencies in the inspired accounts, and it's hard to imagine an Indian sect being upset about whether God created the world in six literal days.
All religious doctrines, especially those concerning the soul, depend on one's temperament. A race with a stronger will and more joy in life might believe that the soul is the one entity that can remain firm amidst changing circumstances. The intelligent but passive Hindu recognizes that whatever illusions the soul holds, it ultimately moves on like everything else and does not remain fixed. He is inclined to view it not as created when the body is born but as a drop taken from an ocean to which it will eventually return. Generally, he considers it immortal, but he doesn't stress or value individuality in our conventional sense. In previous lives, he has already been many different people and will be many more. Whatever connects these existences, it is not individuality. What he desires is not eternal personal activity but uninterrupted rest, where individuality, even if assumed to persist, holds little significance.
The nature of the successive forms or existences of the soul is determined by the law of Karma, which, even more than metempsychosis, underpins Indian views about the universe. Karma is most recognized as a Buddhist term, with Buddhists largely responsible for its definition and widespread acceptance. However, this concept also has Brahmanic roots and appears in well-known sections of the Upanishads, where it's stated that a person’s actions determine their next life[132]. The word (which simply means deed) is the common shorthand for the doctrine that all deeds bring corresponding consequences upon the doer, either in this life or, more often, in a future birth. At the end of a person's life, their character or personality is essentially the sum of their actions, and when external factors like social status vanish, the soul is left with nothing but these actions and the character they have shaped, which is referred to in Indian language as the fruit of life. It is these actions and this character that dictate its next existence. That existence is simply the home it can inhabit based on the qualities and configurations it has developed within itself. It has no grounds for complaint.
One significant aspect of the Saṃsāra theory that influences the entire history of Indian thought is its tendency towards pessimism. This characteristic is particularly evident and dogmatic in Buddhism, but it's a notable trait of the Indian temperament and appears in nearly every form of devotion and thought. What salvation or the desire for salvation means to the typical Protestant, Mukti or Moksha (liberation) represents for the average Hindu. In Buddhism, this desire has a dogmatic foundation, asserting that all existence across all possible worlds inherently involves dukkha or suffering[133], a view that seems to have gained both popular and philosophical support. Yet, the desire for release and liberation is based less on reflecting on life’s sorrows and more on a deep awareness of its impermanence and instability[134]. Life isn't an introduction to eternity, as religious Europeans believe; the Hindu rightly dismisses the idea that a few decades of a soul’s actions could define its eternal fate. Each action matters as it helps shape the character of the next life, but this next life, even if spent in some temporary heaven, won't be fundamentally different from the present one. Before and after lies a span of lives, past, present, and future, all transient and unsatisfactory, so future existences are referred to not as immortality but as repeated death.
4
This sense of weary reiteration is increased by two other doctrines, which are prevalent in Hinduism, though not universal or uncontested. The first of them identifies the human soul with the supreme and only Being. The doctrine of Saṃsâra holds that different forms of existence may be phases of the same soul and thus prepares the way for the doctrine that all forms of existence are the same and all souls parts of, or even identical with the Âtman or Self, the divine soul which not only pervades the world but is the world. Connected with this doctrine is another, namely, that the whole world of phenomena is Mâyâ or illusion. Nothing really exists except the supreme Âtman: all perception of plurality and difference is illusion and error: the reality is unity, identity and rest. The development of these ideas leads to some of the principal systems of philosophy and will claim our attention later. At present I merely give their outlines as indicative of Hindu thought and temperament. The Indian thinks of this world as a circular and unending journey, an ocean without shore, a shadow play without even a plot. He feels more strongly than the European that change is in itself an evil and he finds small satisfaction in action for its own sake. All his higher aspirations bid him extricate himself from this labyrinth of repeated births, this phantasmagoria of fleeting, unsubstantial visions and he has generally the conviction that this can be done by knowledge, for since the whole Saṃsâra is illusion, it collapses and ceases so soon as the soul knows its own real nature and its independence of phenomena. This conviction that the soul in itself is capable of happiness and in order to enjoy needs only the courage to know itself and be itself goes far to correct the apathy which is the great danger of Indian thought. It is also just to point out that from the Upanishads down to the writings of Rabindranath Tagore in the present day Indian literature from time to time enunciates the idea that the whole universe is the manifestation of some exuberant force giving expression to itself in joyous movement. Thus the Taittirîya Upanishad (III. 6) says: "Bliss is Brahman, for from bliss all these beings are born, by bliss when born they live, into bliss they enter at their death."
It is remarkable that Indian thought, restless and speculative as it is, hardly ever concerns itself with the design, object or end of the world. The notion of [Greek: Telos] plays little part in its cosmogony or ethics[135]. The Universe is often regarded as a sport, a passing whim of the divine Being, almost a mistake. Those legends which describe it as the outcome of a creative act, generally represent the creator as moved by some impulse to multiply himself rather than as executing some deliberate if mysterious plan. Legends about the end of the world and the establishment of a better order are rare. Hindu chronology revels in periods, whose enormous length though expressed in figures leaves no real impression on the mind, days and nights of Brahma, Kalpas, Manvantaras and Yugas, in which gods and worlds are absorbed into the supreme essence and born again. But there is no finality about these catastrophes: the destruction of the whole universe is as certain as the death of a mouse and to the philosopher not more important[136]. Everything is periodic: Buddhas, Jinas and incarnations of all sorts are all members of a series. They all deserve great respect and are of great importance in their own day, but they are none of them final, still less are they able to create a new heaven and earth or to rise above the perpetual flux of Saṃsâra. The Buddhists look forward to the advent of Maitreya, the future Buddha, and the Hindus to the reappearance of Vishnu as Kalkî, who, sword in hand and mounted on a white horse, will purge India of barbarians, but these future apparitions excite only a feeble interest in the popular conscience and cannot be compared in intensity with such ideas as the Jewish Messiah.
It may seem that Indian religion is dreamy, hopeless, and unpractical, but another point of view will show that all Indian systems are intensely practical and hopeful. They promise happiness and point out the way. A mode of life is always prescribed, not merely by works on law and ceremony but by theological and metaphysical treatises. These are not analogous to the writings of Kant or Schopenhauer and to study them as if they were, is like trying to learn riding or cricket by reading handbooks. The aphorisms of the Sânkhya and Vednâta are meant to be read under the direction of a teacher who will see that the pupil's mind is duly prepared not only by explanation but by abstinence and other physical training. Hindu religions are unpractical only in so far that they decline to subordinate themselves to human life. It is assumed that the religious man who is striving towards a goal beyond this world is ready to sacrifice the world without regret and in India the assumption is justified surprisingly often.
As mentioned already the word god has more than one meaning. In India we have at least two different classes of divinities, distinguished in the native languages. First there is Brahman the one self-existent, omnipresent, superpersonal spirit from whom all things emanate and to whom all things return. The elaboration of this conception is the most original feature of Indian theology, which tends to regard Brahman as not merely immanent in all things, but as being all things, so that the soul liberated from illusion can see that it is one with him and that nothing else exists. Very different is the meaning of Deva: this signifies a god (which is not the same as God, though our language insufficiently distinguishes the two) roughly comparable with the gods of classical mythology[137]. How little sense of divinity it carries with it is seen by the fact that it became the common form of address to kings and simply equivalent to Your Majesty. In later times, though Siva is styled Mahâdeva, it was felt that the great sectarian gods, who are for their respective worshippers the personal manifestations in which Brahman makes himself intelligible, required some name distinguishing them from the hosts of minor deities. They are commonly spoken of by some title signifying the Lord: thus Siva is Îśvara, Vishnu and his incarnations are more often styled Bhagavad.
From the Vedic hymns onwards the gods of India have been polymorphic figures not restricted by the limitations of human personality. If a Jew or a Moslim hears new views about God, he is disposed to condemn them as wrong. The Hindu's inclination is to appropriate them and ascribe to his own deity the novel attributes, whether they are consistent with the existing figure or not. All Indian gods are really everything. As the thought of the worshipper wanders among them they turn into one another. Even so sturdy a personality as Indra is declared to be the same as Agni and as Varuna, and probably every deity in the Vedic pantheon is at some time identified with another deity. But though in one way the gods seem vague and impersonal, in another the distinction between gods and men is slight. The Brâhmaṇas tell us that the gods were originally mortal and obtained immortality by offering sacrifices: the man who sacrifices like them makes for himself an immortal body in the abode of the gods and practically becomes a Deva and the bliss of great sages is declared equal to the bliss of the gods[138]. The human and divine worlds are not really distinct, and as in China and Japan, distinguished men are deified. The deification of Buddha takes place before our eyes as we follow the course of history: the origin of Krishna's godhead is more obscure but it is probable that he was a deified local hero. After the period of the Brâhmaṇas the theory that deities manifest themselves to the world in avatâras or descents, that is in our idiom incarnations, becomes part of popular theology.
There are other general characteristics of Indian religion which will be best made clear by more detailed treatment in succeeding chapters. Such are, firstly, a special theory of sacrifice or ritual which, though totally rejected by Buddhism, has survived to modern times. Secondly, a belief in the efficacy of self-mortification as a means of obtaining super-human powers or final salvation. Thirdly, an even more deeply rooted conviction that salvation can be obtained by knowledge. Fourthly, there is the doctrine that faith or devotion to a particular deity is the best way to salvation, but this teaching, though it seems natural to our minds, does not make its appearance in India until relatively late. It is not so peculiarly Indian as the other ideas mentioned, but even at the outset it is well to insist on its prevalence during the last two thousand years because a very false impression may be produced by ignoring it.
There also runs through Indian religion a persistent though inconspicuous current of non-theistic thought. It does not deny the existence of spirits but it treats them as being, like men, subject to natural laws, though able, like men, to influence events. The ultimate truth for it is not pantheism but fixed natural laws of which no explanation is offered. The religion of the Jains and the Sânkhya philosophy belong to this current. So did the teaching of several ancient sects, such as the Âjîvìkas, and strictly speaking Buddhism itself. For the Buddha is not an Avatâra or a messenger but a superman whose exceptional intelligence sees that the Wheel of Causation and the Four Truths are part of the very nature of things. It is strange too that asceticism, sacrifices and modern tantric rites which seem to us concerned with the relations between man and God are in India penetrated by a non-theistic theory, namely that there are certain laws which can be studied and applied, much like electricity, and that then spirits can be coerced to grant what the ascetic or sacrificer desires. At the same time such views are more often implied than formulated. The Dharma is spoken of as the teaching of the Buddha rather than as Cosmic Order like the Tao of the Chinese and though tantric theory assumes the existence of certain forces which can be used scientifically, the general impression produced by tantric works is that they expound an intricate mythology and ritual.
This feeling of tired repetition is heightened by two other beliefs that are common in Hinduism, although they aren’t universal or unchallenged. The first belief equates the human soul with the ultimate, singular Being. The doctrine of Saṃsâra suggests that various forms of existence may be stages of the same soul, paving the way for the idea that all forms of existence are identical and all souls are parts of, or even the same as, the Âtman or Self, the divine essence that not only fills the world but is the world. Linked to this belief is another: that the entire world of phenomena is Mâyâ or illusion. Nothing truly exists except the supreme Âtman; all perceptions of multiplicity and difference are illusions and mistakes; reality is unity, identity, and stillness. The evolution of these concepts leads to some of the main philosophical systems and will be discussed later. For now, I merely outline them as indicative of Hindu thought and attitude. Indians view this world as a continuous, cyclical journey, an endless ocean, a shadow play without a plot. They feel more acutely than Europeans that change is inherently evil and derive little satisfaction from action for its own sake. Their higher aspirations urge them to free themselves from this maze of repeated rebirths, this fleeting spectacle of insubstantial visions, and they generally believe that this can be achieved through knowledge, since the entire Saṃsâra is an illusion that collapses and fades once the soul understands its true nature and its independence from phenomena. This belief that the soul is inherently capable of happiness and requires only the courage to know itself and affirm its existence helps to counter the apathy that poses a significant risk to Indian thought. It is also worth noting that from the Upanishads to the writings of Rabindranath Tagore, Indian literature intermittently expresses the idea that the whole universe is the manifestation of an exuberant force expressing itself through joyous movement. Thus, the Taittirîya Upanishad (III. 6) states: "Bliss is Brahman, for from bliss all these beings are born, by bliss when born they live, into bliss they enter at their death."
It is noteworthy that Indian thought, while restless and speculative, rarely focuses on the design, purpose, or end of the world. The concept of [Greek: Telos] plays little role in its cosmogony or ethics[135]. The Universe is often seen as a playful whim of the divine Being, almost an error. Legends that depict it as the result of a creative act typically show the creator as motivated by some desire to multiply itself rather than as executing a deliberate, albeit mysterious, plan. Tales about the end of the world and the establishment of a better order are uncommon. Hindu timelines indulge in vast periods, whose immense lengths, though quantified, leave no lasting impression—days and nights of Brahma, Kalpas, Manvantaras, and Yugas, during which gods and worlds merge into the supreme essence and are reborn. Yet, there is no sense of finality to these events: the annihilation of the entire universe is as certain as a mouse's death and holds no greater significance to the philosopher[136]. Everything is cyclical: Buddhas, Jinas, and various incarnations are all parts of a series. They are all worthy of great respect and hold great importance in their times, yet none are final, nor can they establish a new heaven and earth or transcend the perpetual change of Saṃsâra. The Buddhists anticipate the coming of Maitreya, the future Buddha, while the Hindus await the return of Vishnu as Kalkî, who, armed with a sword and riding a white horse, will cleanse India of outsiders, but these future appearances generate only mild interest among the general populace and cannot be compared in significance to ideas like the Jewish Messiah.
It might appear that Indian religion is dreamy, hopeless, and impractical, but another perspective reveals that all Indian systems are deeply practical and optimistic. They offer promises of happiness and outline the path to it. A way of living is always prescribed, not only by texts on law and ritual but also by theological and philosophical writings. These aren't analogous to the works of Kant or Schopenhauer, and studying them as if they were is like trying to learn to ride a bike or play cricket purely through manuals. The aphorisms of the Sânkhya and Vednâta are intended to be explored under the guidance of a teacher who ensures that the student's mind is adequately prepared through explanation as well as abstinence and other physical training. Hindu religions may seem impractical only to the extent that they refuse to subordinate themselves to human life. It is assumed that the religious person aiming for a goal beyond this world is prepared to sacrifice worldly attachments without regret, and in India, this assumption often proves to be true.
As previously mentioned, the word god has multiple meanings. In India, at least two distinct classes of deities exist, identified in native languages. First, there is Brahman, the sole self-existent, omnipresent, superpersonal spirit from which all things emerge and to which all things return. The development of this concept is the most distinctive aspect of Indian theology, which tends to see Brahman as not just present in all things, but as encompassing all things, so that the soul liberated from illusion can recognize its oneness with Brahman and realize that nothing else exists. The meaning of Deva is quite different: it refers to a god (which is not the same as God, although our language fails to adequately distinguish between the two) that roughly resembles the gods of classical mythology[137]. Its limited sense of divinity is illustrated by the fact that it became a common term of address for kings, equivalent to Your Majesty. In later times, while Siva is honored as Mahâdeva, it was acknowledged that the major sectarian gods, who serve as personal manifestations of Brahman to their respective followers, needed distinctive names to separate them from the multitude of minor deities. They are often referred to by titles signifying the Lord: thus Siva is called Îśvara, and Vishnu and his avatars are often known as Bhagavad.
From the Vedic hymns onward, the gods of India have been depicted as polymorphic figures, not confined by the limitations of human personality. If a Jew or a Muslim encounters new interpretations of God, they tend to reject them as incorrect. The Hindu, however, tends to absorb them and attribute these new qualities to his own deity, even if they do not align with the established figure. All Indian gods essentially embody everything. As the worshiper's thoughts shift among them, they transform into one another. Even a strong personality like Indra is claimed to be the same as Agni and Varuna, and likely every deity in the Vedic pantheon has been identified with another at some point. However, while the gods may appear vague and impersonal in some respects, in others, the line between gods and humans is thin. The Brâhmaṇas tell us that the gods were originally mortal and gained immortality through sacrifices: a man who sacrifices like them creates an immortal body for himself in the abode of the gods and essentially becomes a Deva, and the joy of great sages is stated to be equal to that of the gods[138]. The human and divine realms are not truly separate, and similar to China and Japan, notable individuals are often deified. The deification of Buddha is evident throughout history, while the origins of Krishna's divinity are less clear, but he likely began as a local hero who was deified. After the Brâhmaṇas period, the doctrine that deities manifest in the world through avatâras or incarnations becomes part of popular theology.
There are additional general features of Indian religion that will be best elucidated through more detailed exploration in subsequent chapters. These include, firstly, a unique theory of sacrifice or ritual, which, though entirely dismissed by Buddhism, has persisted into modern times. Secondly, a belief in the effectiveness of self-mortification as a means to acquire superhuman powers or ultimate salvation. Thirdly, a deeply ingrained conviction that knowledge can lead to salvation. Fourthly, the idea that faith or devotion to a particular deity offers the best path to salvation; however, this belief, although it may seem intuitive to us, does not emerge in India until relatively late. It is not as distinctly Indian as the other concepts mentioned, but it is essential to recognize its prevalence over the last two thousand years to avoid creating a misleading impression.
A consistent, albeit understated, stream of non-theistic thought also runs through Indian religion. This viewpoint does not deny the existence of spirits but regards them as being, like humans, subject to natural laws, while also possessing the ability to influence events, much like people. The ultimate truth for this perspective is not pantheism but fixed natural laws for which no explanation is provided. The religions of the Jains and the Sânkhya philosophy fit within this current. Several ancient sects, like the Âjîvìkas, and strictly speaking, Buddhism itself also align with this thinking. For the Buddha is neither an Avatâra nor a messenger but a superhuman being whose exceptional wisdom understands that the Wheel of Causation and the Four Truths are intrinsic to the nature of existence. It is also peculiar that ascetic practices, sacrifices, and modern tantric rituals that may seem to concern relationships between humans and God are, in India, infused with a non-theistic framework, which suggests that there are certain laws that can be studied and applied, similar to electricity, allowing spirits to be compelled to grant what the ascetic or sacrificer desires. At the same time, these ideas are more often implied than explicitly stated. The Dharma is referred to as the teaching of the Buddha rather than as Cosmic Order like the Tao in Chinese thought, and although tantric theory assumes the existence of specific forces that can be utilized scientifically, the overall impression created by tantric texts is that they present a complex mythology and ritual.
CHAPTER IV
VEDIC DEITIES AND SACRIFICES
1
Our knowledge of early Indian religion is derived almost entirely from literature. After the rise of Buddhism this is supplemented to some extent by buildings, statues and inscriptions, but unlike Egypt and Babylonia, pre-Buddhist India has yielded no temples, images or other religious antiquities, nor is it probable that such will be discovered. Certainly the material for study is not scanty. The theological literature of India is enormous: the difficulty is to grasp it and select what is important. The enquirer is confronted with a series of encyclopædic works of great bulk and considerable antiquity, treating of every aspect of religion which interested the Brahmans. But he continually feels the want of independent testimony to check their statements. They set forth the views of their authors but whether those views met with general acceptance outside the Brahmanic caste and influenced Indian life as a whole or whether classes, such as the military caste, or regions, such as western India and Dravidian India, had different views, it is often hard to say. Even more serious is the difficulty of chronology which affects secular as well as religious literature. The feats of Hindus in the matter of computing time show in the most extravagant form the peculiarities of their mental temperament, for while in their cosmogonies æons whose length the mind can hardly grasp are tabulated with the names of their superhuman rulers there are few[139] dates in the pre-Mohammedan history which can be determined from purely Indian sources. The fragments of obscure Greek writers and the notes of a travelling Chinaman furnish more trustworthy data about important epochs in the history of the Hindus than the whole of their gigantic literature, in which there has been found no mention of Alexander's invasion and only scattered allusions to the conquests of the Sakas, Kushans and Hûnas. We can hardly imagine doubt as to the century in which Shakespeare or Virgil lived, yet when I first studied Sanskrit the greatest of Indian dramatists, Kalidasa, was supposed to have lived about 50 B.C. His date is not yet fixed with unanimity but it is now generally placed in the fifth or sixth century A.D.
This chronological chaos naturally affects the value of literature as a record of the development of thought. We are in danger of moving in a vicious circle: of assigning ideas to an epoch because they occur in a certain book, while at the same time we fix the date of the book in virtue of the ideas which it contains. Still we may feel some security as to the sequence, if not the exact dates, of the great divisions in Indian religious literature such as the period of the Vedic hymns, the period of the Brâhmaṇas, the rise of Buddhism, the composition of the two great epics, and the Puranas. If we follow the opinion of most authorities and accept the picture of Indian life and thought contained in the Pali Tripitaka as in the main historical, it seems to follow that both the ritual system of the Brâhmaṇas and the philosophic speculations of the Upanishads were in existence by 500 B.C.[140] and sufficiently developed to impress the public mind with a sense of their futility. Some interval of mental growth seems to separate the Upanishads from the Brâhmaṇas and a more decided interval separates the Brâhmaṇas from the earlier hymns of the Rig Veda, if not from the compilation of the whole collection[141]. We may hence say that the older Upanishads and Brahmaṇas must have been composed between 800 and 500 B.C. and the hymns of the Rig Veda hardly later than 1000 B.C. Many authorities think the earlier hymns must date from 2000 rather than 1000 B.C. but the resemblance of the Rig Veda to the Zoroastrian Gathas (which are generally regarded as considerably later than 1000 B.C.) is plain, and it will be strange if the two collections prove to be separated by an interval of many centuries. But the stage of social and religious culture indicated in the Vedic hymns may have begun long before they were composed, and rites and deities common to Indians and Iranians existed before the reforms of Zoroaster[142].
It may seem that everything is uncertain in this literature without dates or authors and that the growth of religion in India cannot be scientifically studied. The difficulties are indeed considerable but they are materially reduced by the veneration in which the ancient scriptures were held, and by the retentiveness of memory and devotion to grammar, if not to history, which have characterized the Brahmans for at least twenty-five centuries. The authenticity of certain Vedic texts is guaranteed not only by the quotations found in later works, but by treatises on phonetics, grammar and versification as well as by indices which give the number of words in every book, chapter and verse. We may be sure that we possess not perhaps the exact words of the Vedic poets, but what were believed about 600 B.C. to be their exact words, and there is no reason to doubt that this is a substantially correct version of the hymns as recited several centuries earlier[143].
In drawing any deductions from the hymns of the Rig Veda it must be remembered that it is the manual of the Hotri priests[144]. This does not affect the age or character of the single pieces: they may have been composed at very different dates and they are not arranged in the order in which the priest recites them. But the liturgical character of the compilation does somewhat qualify its title to give a complete picture of religion. One could not throw doubt on a ceremony of the Church, still less on a popular custom, because it was not mentioned in the missal, and we cannot assume that ideas or usages not mentioned in the Rig Veda did not exist at the time when it was composed.
We have no other Sanskrit writings contemporary with the older parts of the Rig Veda, but the roots of epic poetry stretch far back and ballads may be as old as hymns, though they neither sought nor obtained the official sanction of the priesthood. Side by side with Vedic tradition, unrecorded Epic tradition built up the figures of Siva, Râma and Krishna which astonish us by their sudden appearance in later literature only because their earlier phases have not been preserved.
The Vedic hymns were probably collected and arranged between 1000 and 500 B.C. At that period rites and ceremonies multiplied and absorbed man's mind to a degree unparalleled in the history of the world and literature occupied itself with the description or discussion of this dreary ceremonial. Buddhism was a protest against the necessity of sacrifices and, though Buddhism decayed in India, the sacrificial system never recovered from the attack and assumed comparatively modest proportions. But in an earlier period, after the composition of the Vedic hymns and before the predominance of speculation, skill in ceremonial was regarded as the highest and indeed only science and the ancient prayers and poems of the race were arranged in three collections to suit the ritual. These were the Rig Veda, containing metrical prayers: the Yajur Veda (in an old and new recension known as the Black and the White) containing formulæ mainly in prose to be muttered during the course of the sacrifice: and the Sâma Veda, a book of chants, consisting almost entirely of verses taken from the Rig Veda and arranged for singing. The Rig Veda is clearly older than the others: its elements are anterior to the Brahmanic liturgy and are arranged in less complete subservience to it than in the Yajur and Sâma Vedas.
The restriction of the words Veda and Vedic to the collection of hymns, though convenient, is not in accordance with Indian usage, which applies the name to a much larger body of religious literature. What we call the Rig Veda is strictly speaking the mantras of the Rig Veda or the Rig-Veda-Saṃhitâ: besides this, there are the Brâhmaṇas or ceremonial treatises, the Âraṇyakas and Upanishads containing philosophy and speculation, the Sûtras or aphoristic rules, all comprised in the Veda or Śruti (hearing), that is the revelation heard directly by saints as opposed to Smṛiti (remembering) or tradition starting from human teachers. Modern Hindus when not influenced by the language of European scholars apply the word Veda especially to the Upanishads.
For some time only three[145] Vedas were accepted. But the Epics and the Puranas know of the fourfold Veda and place the Atharva Veda on a level with the other three. It was the manual of two ancient priestly families, the Atharvans and Angirasas, whose speciality was charms and prophylactics rather than the performance of the regular sacrifices. The hymns and magic songs which it contains were probably collected subsequently to the composition of the Brâhmaṇas, but the separate poems are older and, so far as can be judged from their language, are intermediate between the Rig Veda and the Brâhmaṇas. But the substance of many of the spells must be older still, since the incantations prescribed show a remarkable similarity to old German, Russian and Lettish charms. The Atharva also contains speculative poems and, if it has not the freshness of the Rig Veda, is most valuable for the history of Indian thought and civilization.
I will not here enquire what was the original home of the Aryans or whether the resemblances shown by Aryan languages justify us in believing that the ancestors of the Hindus, Greeks, Kelts, Slavs, etc., belonged to a single race and physical type. The grounds for such a belief seem to me doubtful. But a comparison of language, religion and customs makes it probable that the ancestors of the Iranians and Hindus dwelt together in some region lying to the north of India and then, in descending southwards, parted company and wandered, one band westwards to Persia and the other to the Panjab and south-east[146]. These latter produced the poets of the Rig Veda. Their home is indicated by their acquaintance with the Himalayas, the Kabul river, the Indus and rivers of the Panjab, and the Jamna. The Ganges, though known, apparently lay beyond their sphere, but the geography of the Atharva extends as far as Benares and implies a practical knowledge of the sea, which is spoken of somewhat vaguely in the Rig Veda. It is probable that the oldest hymns were composed among the rivers of the Panjab, but the majority somewhat further to the east, in the district of Kurukshetra or Thanesar. At some period subsequent to the Aryan immigration there was a great struggle between two branches of the same stock, related in a legendary form as the contest between the Kauravas and Pâṇḍavas. Some have thought that we have here an indication of a second invasion composed of Aryans who remained in the mountainous districts north of the Hindu Kush when the first detachment moved south and who developed there somewhat different customs. It is also possible that the Atharva Veda may represent the religious ideas of these second invaders. In several passages the Mahâbhârata speaks of the Atharva as the highest Veda and represents the Pâṇḍavas as practising polyandry, a custom which still prevails among many Himalayan tribes.
The Rig Veda depicts a life not far advanced in material arts but, considering the date, humane and civilized. There were no towns but merely villages and fortified enclosures to be used as refuges in case of necessity. The general tone of the hymns is kindly and healthy; many of them indeed have more robust piety than interest. There are few indications of barbarous customs. The general impression is of a free and joyous life in which the principal actors are chiefs and priests, though neither have become tyrannical.
The composition of this anthology probably extended over several centuries and comprised a period of lively mental growth. It is therefore natural that it should represent stages of religious development which are not contemporaneous. But though thought is active and exuberant in these poems they are not altogether an intellectual outburst excited by the successful advance into India. The calm of settlement as well as the fire of conquest have left their mark on them and during the period of composition religion grew more boldly speculative but also more sedentary, formal and meticulous. The earliest hymns bear traces of quasi-nomadic life, but the writers are no longer nomads. They follow agriculture as well as pasturage, but they are still contending with the aborigines: still expanding and moving on. They mention no states or capitals: they revere rivers and mountains but have no shrines to serve as religious centres, as repositories and factories of tradition. Legends and precepts have of course come down from earlier generations, but are not very definite or cogent: the stories of ancient sages and warriors are vague and wanting in individual colour.
Our understanding of early Indian religion mainly comes from literature. After Buddhism emerged, this knowledge was partly enriched by buildings, statues, and inscriptions, but unlike Egypt and Babylonia, pre-Buddhist India didn’t produce temples, images, or other religious artifacts, and it's unlikely such discoveries will be made. The material available for study is certainly not scarce. India has a vast theological literature, but the challenge is to comprehend it and figure out what’s important. The researcher faces a range of extensive and ancient encyclopedic works that cover every aspect of religion that interested the Brahmins. However, there is a persistent lack of independent evidence to verify their claims. These texts present the views of their authors, but whether these views were widely accepted outside the Brahmin caste and influenced Indian society as a whole, or if other groups, like the military caste, or regions, such as western India and Dravidian India, held different views, is often unclear. An even bigger challenge is the issue of chronology, which affects both secular and religious literature. The Hindus’ achievements in timekeeping showcase the unique characteristics of their mindset; while their cosmogonies detail immense aeons with names of their superhuman rulers, there are very few dates in pre-Islamic history that can be determined from purely Indian sources. Fragments from obscure Greek writers and accounts from a traveling Chinese scholar provide more reliable information about crucial periods in Hindu history than the entirety of their extensive literature, which contains no mention of Alexander's invasion and only scattered references to the conquests of the Sakas, Kushans, and Hûnas. While we can hardly doubt the century in which Shakespeare or Virgil lived, when I first studied Sanskrit, it was believed that the greatest Indian dramatist, Kalidasa, lived around 50 B.C. His date is still not agreed upon, but it is generally placed in the fifth or sixth century A.D.
This chronological confusion inevitably diminishes the value of literature as a record of thought's evolution. We risk falling into a cycle: attributing ideas to a time period because they appear in a particular text, while simultaneously dating that text based on the ideas it contains. Nonetheless, we can find some assurance regarding the sequence, if not the exact dates, of significant segments in Indian religious literature, such as the period of the Vedic hymns, the time of the Brâhmaṇas, the rise of Buddhism, the creation of the two major epics, and the Puranas. If we accept the views of most scholars and regard the depiction of Indian life and thought in the Pali Tripitaka as primarily historical, it suggests that both the ritual system of the Brâhmaṇas and the philosophical ideas of the Upanishads existed by 500 B.C. or earlier and had developed sufficiently to lead people to see their futility. There appears to be some gap of intellectual growth separating the Upanishads from the Brâhmaṇas, and a more significant gap separating the Brâhmaṇas from the earlier hymns of the Rig Veda, if not from the compilation of the entire collection[141]. Therefore, we can assert that the older Upanishads and Brâhmaṇas were likely composed between 800 and 500 B.C., with the hymns of the Rig Veda dating no later than 1000 B.C. Many scholars believe the earlier hymns may actually date back to 2000 B.C. instead of 1000 B.C., but the similarities between the Rig Veda and the Zoroastrian Gathas (which are generally considered to be much later than 1000 B.C.) are evident, and it would be surprising if the two collections were separated by many centuries. However, the stage of social and religious culture indicated in the Vedic hymns might have started long before their composition, and common rites and deities among Indians and Iranians existed before Zoroaster's reforms[142].
It may seem that everything in this literature is uncertain due to the absence of dates and authors, making scientific study of the development of religion in India seem impossible. The challenges are considerable, but they are significantly eased by the reverence for ancient scriptures and the strong memory and dedication to grammar, if not to history, that the Brahmins have maintained for at least twenty-five centuries. The authenticity of specific Vedic texts is supported not only by quotations found in later works but also by writings on phonetics, grammar, and verse structure, along with indices listing the number of words in every book, chapter, and verse. We can be confident that we possess what may not be the exact words of the Vedic poets, but what was believed around 600 B.C. to be their exact words, and there’s no reason to doubt that this is a substantially accurate version of the hymns as recited several centuries earlier[143].
When drawing any conclusions from the hymns of the Rig Veda, it’s essential to remember that it serves as a manual for the Hotri priests[144]. This doesn't affect the age or character of individual pieces: they could have been composed at very different times and are not organized in the sequence in which the priest recites them. However, the liturgical nature of this compilation somewhat limits its ability to provide a complete picture of religion. One wouldn’t question a church ceremony, let alone a popular custom, simply because it’s not mentioned in the missal. We also can't assume that ideas or practices not referenced in the Rig Veda didn't exist during its composition.
We lack other Sanskrit writings contemporary with the older parts of the Rig Veda, but the roots of epic poetry run deep, and ballads may be as old as hymns, even though they neither sought nor secured the official endorsement of the priesthood. Alongside Vedic tradition, the unrecorded Epic tradition shaped the figures of Siva, Râma, and Krishna, which surprise us with their sudden emergence in later literature largely because their earlier forms haven’t been preserved.
The Vedic hymns were likely collected and arranged between 1000 and 500 B.C. At that time, rites and ceremonies multiplied, capturing people's attention to an unprecedented degree, and literature focused on describing or discussing this dreary ceremonial. Buddhism arose as a reaction against the need for sacrifices, and while Buddhism faded in India, the sacrificial system never fully recovered from this challenge and became comparatively modest. However, in an earlier period, after the Vedic hymns were composed but before speculation took center stage, skill in ritual was considered the highest, and indeed the only science, leading to the arrangement of the ancient prayers and poems into three collections designed for ritual use. These were the Rig Veda, containing metrical prayers; the Yajur Veda (available in an old and new version known as the Black and the White), consisting of formulas mainly in prose to be recited during the sacrifice; and the Sâma Veda, a book of songs made up almost entirely of verses from the Rig Veda rearranged for singing. The Rig Veda is clearly older than the others: its components predate the Brahmanic liturgy and are organized in a less complete subservience to it than is seen in the Yajur and Sâma Vedas.
While it’s convenient to restrict the words Veda and Vedic to the collection of hymns, this doesn’t align with Indian practice, which applies the term to a much broader range of religious literature. What we refer to as the Rig Veda is, strictly speaking, the mantras of the Rig Veda or Rig-Veda-Saṃhitâ: in addition to this, there are the Brâhmaṇas or ceremonial texts, the Âraṇyakas and Upanishads that contain philosophical and speculative content, and the Sûtras or aphoristic rules, all included in the Veda or Śruti (hearing), which denotes the revelation heard directly by saints, in contrast to Smṛiti (remembering), which concerns traditions handed down from human teachers. Modern Hindus, when not swayed by European scholarship, particularly associate the term Veda with the Upanishads.
For a while, only three[145] Vedas were recognized. However, the Epics and the Puranas acknowledge the fourfold Veda and regard the Atharva Veda equally with the other three. It served as a manual for two ancient priestly families, the Atharvans and Angirasas, whose focus was on charms and protective rites rather than regular sacrifices. The hymns and magic songs it contains were likely compiled after the Brâhmaṇas were written, but the individual poems are older and, based on their language, seem to fall between the Rig Veda and the Brâhmaṇas in age. However, many of the spells likely predate these texts, as the rituals prescribed show a remarkable similarity to ancient German, Russian, and Lettish charms. The Atharva also includes speculative poems and, while it may lack the vibrancy of the Rig Veda, it holds significant value for understanding Indian thought and civilization.
I won't delve into the original homeland of the Aryans or whether the similarities among Aryan languages justify the belief that the ancestors of Hindus, Greeks, Kelts, Slavs, and others were of a single race or physical type. The basis for such a belief seems questionable to me. However, comparing languages, religions, and customs makes it likely that the ancestors of Iranians and Hindus lived together in a region north of India before separating and moving southward, with one group heading west to Persia and the other to the Punjab and southeast[146]. The latter group produced the poets of the Rig Veda. Their homeland is indicated by their knowledge of the Himalayas, the Kabul River, the Indus, and the rivers of the Punjab, as well as the Jamna. The Ganges, while known, apparently lay outside their domain, but the geography described in the Atharva extends to Benares and suggests a practical understanding of the sea, which is mentioned in a somewhat vague manner in the Rig Veda. It’s likely that the oldest hymns were composed along the rivers of the Punjab, but that most were penned slightly farther east, in the region of Kurukshetra or Thanesar. After the Aryan migration, there was a major conflict between two branches of the same lineage, illustrated in a legendary way as the struggle between the Kauravas and Pâṇḍavas. Some believe this indicates a second wave of Aryans who remained in the mountainous regions north of the Hindu Kush when the initial group moved south and who developed somewhat different customs there. It’s also possible that the Atharva Veda reflects the religious beliefs of these second invaders. Several passages in the Mahâbhârata describe the Atharva as the highest Veda and portray the Pâṇḍavas as practicing polyandry, a tradition that persists among many Himalayan tribes.
The Rig Veda portrays a society not very advanced in material arts but, considering its time, humane and civilized. There were no cities, only villages and fortified areas to be used as shelters when necessary. The hymns generally express a warm and healthy tone; many possess more robust piety than deep interest. There are few signs of savage customs. The overall impression is of a free and joyful existence where the main figures are chiefs and priests, though neither has turned tyrannical.
The creation of this anthology likely took place over several centuries and encompassed a time of vibrant intellectual growth. Thus, it’s natural that it reflects stages of religious development that are not simultaneous. Although thought is dynamic and abundant in these poems, they are not merely an intellectual explosion sparked by a successful incursion into India. The tranquility of settlement, as well as the fervor of conquest, is evident in them, and during the time of composition, religion became increasingly speculative but also more settled, formal, and precise. The earliest hymns retain traces of a near-nomadic lifestyle, yet the authors are no longer nomads. They engage in both agriculture and pastoralism but still face challenges from indigenous peoples: they are expanding and moving onward. They make no mention of states or capitals; they honor rivers and mountains but have no shrines that serve as religious centers, repositories, or hubs of tradition. Legends and teachings from earlier generations have indeed survived, but they lack clarity and precision: the tales of ancient sages and warriors are vague and lack distinct qualities.
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The absence of sculpture and painting explains much in the character of the Vedic deities. The hymn-writers were devout and imaginative, not content to revere some undescribed being in the sky, but full of mythology, metaphor and poetry and continually singling out new powers for worship. Among many races the conceptions thus evolved acquire solidity and permanence by the aid of art. An image stereotypes a deity, worshippers from other districts can see it and it remains from generation to generation as a conservative and unifying force. Even a stone may have something of the same effect, for it connects the deity with the events, rites and ideas of a locality. But the earliest stratum of Vedic religion is worship of the powers of nature—such as the Sun, the Sky, the Dawn, the Fire—which are personified but not localized or depicted. Their attributes do not depend at all on art, not much on local or tribal custom but chiefly on imagination and poetry, and as this poetry was not united in one collection until a later period, a bard was under no obligation to conform to the standards of his fellows and probably many bards sang without knowing of one another's existence.
Such a figure as Agni or Fire—if one can call him a figure—illustrates the fluid and intangible character of Vedic divinities. He is one of the greatest in the Pantheon, and in some ways his godhead is strongly marked. He blesses, protects, preserves, and inspires: he is a divine priest and messenger between gods and men: he "knows all generations." Yet we cannot give any definite account of him such as could be drawn up for a Greek deity. He is not a god of fire, like Vulcan, but the Fire itself regarded as divine. The descriptions of his appearance are not really anthropomorphic but metaphorical imagery depicting shining, streaming flames. The hymns tell us that he has a tawny beard and hair: a flaming head or three heads: three tongues or seven: four eyes or a thousand. One poem says that he faces in all directions: another that he is footless and headless. He is called the son of Heaven and Earth, of Tvashṭri and the Waters, of the Dawn, of Indra-Vishnu. One singer says that the gods generated him to be a light for the Aryans, another that he is the father of the gods. This multiple origin becomes more definite in the theory of Agni's three births: he is born on earth from the friction of fire sticks, in the clouds as lightning, and in the highest heavens as the Sun or celestial light. In virtue of this triple birth he assumes a triune character: his heads, tongues, bodies and dwellings are three, and this threefold nature has perhaps something to do with the triads of deities which become frequent later and finally develop into the Trimûrti or Brahmâ, Vishnu, and Siva. But there is nothing fixed or dogmatic in this idea of Agni's three births. In other texts he is said to have two, one in Heaven and one on Earth, and yet another turn of fancy ascribes to him births innumerable because he is kindled on many hearths. Some of the epithets applied to him become quasi-independent. For instance, Agni Vaiśvânara—All men's fire—and Agni Tanunapat, which seems to mean son of himself, or fire spontaneously generated, are in a later period treated almost as separate deities. Mâtariśvan is sometimes a name of Agni and sometimes a separate deity who brings Agni to mankind.
In the same way the Rig Veda has not one but many solar deities. Mitra, Sûrya, Savitri, and perhaps Puśan, Bhaga, Vivasvat and Vishnu, are all loose personifications of certain functions or epithets of the sun. Deities are often thought of in classes. Thus we have the Maruts, Rudras and Vasus. We hear of Prajâpati in the singular, but also of the Prajâpatis or creative forces.
Not only does Agni tend to be regarded as more than one: he is identified with other gods. We are told he is Varuṇa and Mitra, Savitri and Indra. "Thou art Varuṇa when born," says one hymn, "thou becomest Mitra when kindled. In thee, O son of strength, are all the gods[147]." Such identifications are common in the Vedas. Philosophically, they are an early manifestation of the mental bias which leads to pantheism, metempsychosis, and the feeling that all things and persons are transitory and partial aspects of the one reality. But evidently the mutability of the Vedic gods is also due to their nature: they are bundles of epithets and functions without much personal or local centre. And these epithets and functions are to a large extent, the same. All the gods are bright and swift and helpful: all love sacrifices and bestow wealth, sons and cows. A figure like Agni enables us to understand the many-sided, inconsistent presentment of Siva and Vishnu in later times. A richer mythology surrounds them but in the fluidity of their outline, their mutability and their readiness to absorb or become all other deities they follow the old lines. Even a deity like Gaṇeśa who seems at first sight modern and definite illustrates these ancient characteristics. He has one or five heads and from four to sixteen arms: there are half a dozen strange stories of his birth and wonderful allegories describing his adventures. Yet he is also identified with all the Gods and declared to be the creator, preserver and destroyer of the Universe, nay the Supreme Spirit itself[148].
In Soma, the sacred plant whose juice was offered in the most solemn sacrifices, we again find the combination of natural phenomena and divinity with hardly any personification. Soma is not a sacred tree inhabited by some spirit of the woods but the Lord of immortality who can place his worshippers in the land of eternal life and light. Some of the finest and most spiritual of the Vedic hymns are addressed to him and yet it is hard to say whether they are addressed to a person or a beverage. The personification is not much more than when French writers call absinthe "La fée aux yeux verts." Later, Soma was identified with the moon, perhaps because the juice was bright and shining. On the other hand Soma worship is connected with a very ancient but persistent form of animism, for the Vedic poets celebrate as immortal the stones under which the plant is pressed and beg them to bestow wealth and children. Just so at the present day agricultural and other implements receive the salutations and prayers of those who use them. They are not gods in any ordinary sense but they are potent forces.
But some Vedic deities are drawn more distinctly, particularly Indra, who having more character has also lasted longer than most of his fellows, partly because he was taken over by Buddhism and enrolled in the retinue of the Buddha. He appears to have been originally a god of thunder, a phenomenon which lends itself to anthropomorphic treatment. As an atmospheric deity, he conquers various powers of evil, particularly Vritra, the demon of drought. The Vedas know of evil spirits against whom the gods wage successful war but they have no single personification of evil in general, like our devil, and few malevolent deities. Of these latter Rudra, the prototype of Siva, is the most important but he is not wholly malevolent for he is the god of healing and can take away sickness as well as cause it. Indian thought is not inclined to dualism, which is perhaps the outcome of a practical mind desiring a certain course and seeing everywhere the difficulties which the Evil One puts in the way of it, but rather to that pantheism which tends to subsume both good and evil under a higher unity.
Indra was the tutelary deity of the invading Aryans. His principles would delight a European settler in Africa. He protects the Aryan colour and subjects the black skin: he gave land to the Aryans and made the Dâsyus (aborigines) subject to them: he dispersed fifty thousand of the black race and rent their citadels[149]. Some of the events with which he is connected, such as the battles of King Sudas, may have a historical basis. He is represented as a gigantic being of enormous size and vigour and of gross passions. He feasts on the flesh of bulls and buffaloes roasted by hundreds, his potations are counted in terms of lakes, and not only nerve him for the fray but also intoxicate him[150]. Under the name of Sakka, Indra figures largely in the Buddhist sûtras, and seems to have been the chief popular deity in the Buddha's lifetime. He was adopted into the new creed as a sort of archangel and heavenly defender of the faith. In the epics he is still a mighty deity and the lord of paradise. Happiness in his heaven is the reward of the pious warrior after death. The Mahâbhârata and the Puranas, influenced perhaps by Buddhism, speak of a series of Indras, each lasting for a cycle, but superseded when a new heaven and earth appear. In modern Hinduism his name is familiar though he does not receive much worship. Yet in spite of his long pre-eminence there is no disposition to regard him as the supreme and only god. Though the Rig Veda calls him the creator and destroyer of all things[151], he is not God in our sense any more than other deities are. He is the personification of strength and success, but he is not sufficiently spiritual or mystical to hold and satisfy the enquiring mind.
The lack of sculpture and painting reveals a lot about the nature of the Vedic deities. The writers of hymns were devout and imaginative; they weren’t satisfied with simply honoring an unspecified being in the sky. Instead, they created a rich tapestry of mythology, metaphor, and poetry, consistently highlighting new forces to worship. Among many cultures, these evolving concepts gain stability and continuity through art. An image can represent a deity, allowing worshippers from different regions to recognize it, and it endures from generation to generation as a stabilizing and unifying force. Even a stone might serve a similar purpose by linking the deity to local events, rituals, and ideas. Yet, the earliest layer of Vedic religion focuses on worshipping natural forces—like the Sun, the Sky, the Dawn, and Fire—which are personified but not localized or visually represented. Their characteristics rely not on art, or even local traditions, but mainly on imagination and poetry. And since this poetry wasn’t compiled into a single collection until later, each bard had the freedom to create without needing to follow others’ standards, possibly leading to many bards composing without knowledge of each other.
A figure like Agni or Fire—if he can truly be called a figure—shows the fluid and abstract nature of Vedic deities. He is one of the most significant in the pantheon, with some distinct qualities. He blesses, protects, preserves, and inspires: he acts as a divine priest and messenger between gods and humans: he “knows all generations.” Yet, we can’t provide a clear account of him like we could for a Greek god. He’s not a god of fire, like Vulcan, but rather Fire itself seen as divine. Descriptions of his form are not really human-like but metaphorical, portraying bright, flowing flames. The hymns tell us he has a tawny beard and hair: a flaming head or three heads: three tongues or seven: four eyes or a thousand. One poem claims he looks in all directions; another states he is footless and headless. He is referred to as the son of Heaven and Earth, of Tvashṭri and the Waters, of the Dawn, and of Indra-Vishnu. One singer states the gods created him to be a light for the Aryans, while another names him the father of the gods. This varied origin becomes more defined in the idea of Agni’s three births: born on earth from the friction of fire sticks, in the clouds as lightning, and in the highest heavens as the Sun or celestial light. Due to this triple birth, he takes on a triune character: his heads, tongues, bodies, and homes are three, which may connect to the later frequent triads of deities that evolve into the Trimûrti of Brahmâ, Vishnu, and Siva. However, there’s nothing fixed or dogmatic about this concept of Agni’s three births. In other texts, he is said to have two: one in Heaven and one on Earth, while another idea suggests he has countless births because he is lit on many hearths. Some of the epithets applied to him almost become independent. For example, Agni Vaiśvânara—All men’s fire—and Agni Tanunapat, which seems to mean son of himself, or spontaneously generated fire, are later treated nearly as separate deities. Mâtariśvan sometimes refers to Agni and sometimes to a different deity who brings Agni to humanity.
Similarly, the Rig Veda features not just one but many solar deities. Mitra, Sûrya, Savitri, and perhaps Puśan, Bhaga, Vivasvat, and Vishnu are all loose representations of certain functions or characteristics of the sun. Deities are often categorized. For example, we have the Maruts, Rudras, and Vasus. Prajâpati appears in the singular, but there are also the Prajâpatis, representing creative forces.
Not only is Agni often viewed as multiple beings, but he is also linked with other gods. He is described as Varuṇa and Mitra, Savitri and Indra. "You are Varuṇa at birth," says one hymn, "you become Mitra when kindled. In you, O son of strength, are all the gods[147]." Such associations are common in the Vedas. Philosophically, they reflect an early inclination toward pantheism, the belief in the transference of souls, and the idea that all things and beings are fleeting and partial aspects of a single reality. However, the changing nature of the Vedic gods stems from their essence: they are collections of epithets and functions with little personal or local grounding. Moreover, many of these epithets and functions overlap. All the gods are seen as bright, fast, and helpful: they all appreciate sacrifices and grant wealth, sons, and cattle. A figure like Agni helps us comprehend the complex and inconsistent representations of Siva and Vishnu in later periods. They have richer mythologies surrounding them, yet their fluidity, changeability, and willingness to absorb or merge with other deities reflect ancient characteristics. Even a deity like Gaṇeśa, who may seem modern and defined at first glance, embodies these traditional traits. He can have one or five heads and anywhere from four to sixteen arms: there are several strange tales about his birth and remarkable allegories depicting his adventures. Still, he is also associated with all the gods and proclaimed as the creator, preserver, and destroyer of the Universe, even the Supreme Spirit itself[148].
In Soma, the sacred plant whose juice was offered in the most significant sacrifices, we again encounter the blending of natural elements and divinity with little personification. Soma isn’t a sacred tree that some forest spirit inhabits but rather the Lord of immortality who can bring his worshippers to a land of eternal life and light. Some of the most beautiful and spiritual Vedic hymns are dedicated to him, yet it’s challenging to determine whether they are addressed to a person or a beverage. The personification here is akin to how French writers refer to absinthe as "La fée aux yeux verts." Later on, Soma became associated with the moon, perhaps because the juice was bright and luminous. On the flip side, Soma worship connects with an ancient yet enduring form of animism, as the Vedic poets celebrate the stones under which the plant is pressed, seeking their blessings for wealth and children. Just as today, agricultural tools and implements receive respect and prayers from their users. They are not gods in the usual sense but are powerful forces.
However, some Vedic deities, particularly Indra, are depicted more distinctly. Indra, with a stronger character, has also endured longer than most of his counterparts, partly because Buddhism adopted him, incorporating him into the retinue of the Buddha. Initially, he seems to have been a god of thunder, a concept that easily lends itself to human-like representation. As an atmospheric god, he combats various evil forces, especially Vritra, the demon of drought. The Vedas mention evil spirits that the gods successfully battle, but they lack a singular personification of evil, like our devil, and have few malevolent deities. Among these, Rudra, the prototype of Siva, stands out, yet he is not entirely malevolent, as he is also considered the god of healing who can both cause and cure illness. Indian thought does not lean toward dualism, perhaps due to a practical mindset that seeks a certain path while recognizing the challenges posed by evil, but rather toward a type of pantheism that incorporates both good and evil into a higher unity.
Indra served as the protective deity for the invading Aryans. His ideals would be appealing to a European settler in Africa. He guards the Aryan race and overpowers those with darker skin; he granted land to the Aryans and made the Dâsyus (aborigines) subservient: he vanquished fifty thousand of the black race and tore down their strongholds[149]. Some events associated with him, like the battles of King Sudas, may have historical roots. He is depicted as a colossal being of immense size and strength with crude desires. He feasts on roasted bulls and buffaloes by the hundreds, his drinks measured in lakes, which not only equip him for battle but also intoxicate him[150]. Under the name of Sakka, Indra appears prominently in the Buddhist sûtras, seeming to have been the main popular deity during the Buddha’s lifetime. In the new faith, he is regarded as a sort of archangel and protector of the belief. In the epics, he remains a powerful deity and the lord of paradise. Happiness in his heaven rewards the pious warrior with bliss after death. The Mahâbhārata and the Puranas, perhaps influenced by Buddhism, mention a succession of Indras, each lasting for a cycle, replaced when a new heaven and earth emerge. In modern Hinduism, his name is well-known, though he isn’t widely worshipped. Despite his long-standing prominence, there isn’t a tendency to see him as the ultimate and only god. Even though the Rig Veda refers to him as the creator and destroyer of all things[151], he is not God in the way we understand it, just like other deities aren’t. He embodies strength and success, but he isn’t spiritual or mystical enough to engage and satisfy an inquisitive mind.
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One of the most interesting and impressive of Vedic deities is Varuṇa, often invoked with a more shadowy double called Mitra. No myths or exploits are related of him but he is the omnipotent and omniscient upholder of moral and physical law. He established earth and sky: he set the sun in heaven and ordained the movements of the moon and stars: the wind is his breath and by his law the heavens and earth are kept apart. He perceives all that exists in heaven and earth or beyond, nor could a man escape him though he fled beyond the sky. The winkings of men's eyes are all numbered by him[152]: he knows all that man does or thinks. Sin is the infringement of his ordinances and he binds sinners in fetters. Hence they pray to him for release from sin and he is gracious to the penitent. Whereas the other deities are mainly asked to bestow material boons, the hymns addressed to Varuṇa contain petitions for forgiveness. He dwells in heaven in a golden mansion. His throne is great and lofty with a thousand columns and his abode has a thousand doors. From it he looks down on the doings of men and the all-seeing sun comes to his courts to report.
There is much in these descriptions which is unlike the attributes ascribed to any other member of the Vedic pantheon and recalls Ahura Mazda of the Avesta or Semitic deities. No proof of foreign influence is forthcoming, but the opinion of some scholars that the figure of Varuṇa somehow reflects Semitic ideas is plausible. It has been suggested that he was originally a lunar deity, which explains his association with Mitra (the Persian Mithra) who was a sun god, and that the group of deities called Âdityas and including Mitra and Varuṇa were the sun, moon and the five planets known to the ancients. This resembles the Babylonian worship of the heavenly bodies and, though there is no record whatever of how such ideas reached the Aryans, it is not difficult to imagine that they may have come from Babylonia either to India[153] or to the country where Indians and Iranians dwelt together. There is a Semitic flavour too in the Indian legend of the Churning of the Ocean[154]. The Gods and Asuras effect this by using a huge serpent as a rope to whirl round a mountain and from the turmoil there arise various marvellous personages and substances including the moon. This resembles in tone if not in detail the Babylonian creation myths, telling of a primæval abyss of waters and a great serpent which is slain by the Gods who use its body as the material for making the heavens and the earth[155].
Yet Varuṇa is not the centre of a monotheistic religion any more than Indra, and in later times he becomes a water god of no marked importance. The Aryans and Semites, while both dissatisfied with polytheism and seeking the one among the many, moved along different paths and did not reach exactly the same goal. Semitic deities were representations of the forces of nature in human form but their character was stereotyped by images, at any rate in Assyria and Babylonia, and by the ritual of particular places with which they were identified. Semitic polytheism is mainly due to the number of tribes and localities possessing separate deities, not to the number of deities worshipped by each place and tribe. As villages and small towns were subordinate to great towns, so the deities of minor localities were subordinate to those of the greater. Hence the Semitic god was often thought of as a king who might be surrounded by a court and then became the head of a pantheon of inferior deities, but also might be thought of as tolerating no rivals. This latter conception when combined with moral earnestness gives us Jehovah, who resembles Varuṇa, except that Varuṇa is neither jealous nor national. Indian polytheism also originated in the personification of various phenomena, the sun, thunder, fire, rivers, and so forth, but these deities unlike the Semitic gods had little to do with special tribes or localities and the philosophic Indian easily traced a connection between them. It is not difficult to see that sun, fire and lightning have something in common. The gods are frequently thought of as joined in couples, triads or larger companies and early worship probably showed the beginnings of a feature which is prominent in the later ritual, namely, that a sacrifice is not an isolated oblation offered to one particular god but a series of oblations presented to a series of deities. There was thus little disposition to exalt one god and annihilate the others, but every disposition to identify the gods with one another and all of them with something else. Just as rivers, mountains and plains are dimly seen to be parts of a whole which later ages call nature, so are the gods seen to be parts of some divine whole which is greater than any of them. Even in the Rig Veda we find such sentiments as "The priests speak of the One Being in many ways: they call it Agni, Yama, Mâtariśvan[156]." Hence it is not surprising that when in the later Vedic period a tendency towards monotheism (but monotheism of a pantheistic type) appears, the supreme position is given to none of the old deities but to a new figure, Prajâpati. This word, meaning Lord of living creatures, occurs in the Rig Veda as an epithet of the sun and is also occasionally used as the name of the Being by whom all gods and worlds were generated and by whose power they continue to exist. In the Brâhmaṇas and later ritual literature he is definitely recognized as the supreme deity, the Creator, the first sacrificer and the sacrifice itself. It is perhaps owing to his close connection with ceremonial that enquiring and speculative minds felt Prajâpati not to be a final or satisfactory explanation of the universe. He is identified with Brahmâ, the active personal creator, and this later name gradually ousts the other but he does not, any more than Indra or Varuṇa, become the Âtman or supreme universal Being of the Upanishads.
The principal Vedic deities are male and the few goddesses that are mentioned such as Ushas. the Dawn, seem to owe their sex to purely dramatic reasons. Greece and Rome as well as India felt it appropriate to represent the daybreak as a radiant nymph. But though in later times such goddesses as Durgâ assumed in some sects a paramount position, and though the Veda is familiar with the idea of the world being born, there are few traces in it of a goddess corresponding to the Great Mother, Cybele or Astarte.
In an earlier period of Vedic studies many deities were identified with figures in the classical or Teutonic mythology chiefly on philological grounds but most of these identifications have now been abandoned. But a few names and figures seem to be found among both the Asiatic and European Aryans and to point to a common stock of ideas. Dyaus, the Sky God, is admittedly the same as Zeus and Jupiter. The Aśvins agree in character, though not in name, with the Dioscuri and other parallels are quoted from Lettish mythology. Bhaga, the bountiful giver, a somewhat obscure deity, is the same word as the Slavonic Bog, used in the general sense of God, and we find deva in Sanskrit, deus in Latin, and devas in Lithuanian. Ushas, the Dawn, is phonetically related to [Greek: 'Êhôs] and Aurora who, however, are only half deities. Indra, if he cannot be scientifically identified with Thor, is a similar personage who must have grown out of the same stock of ideas. By a curious transference the Prophet Elias has in south-eastern Europe inherited the attributes of the thunder god and is even now in the imagination of the peasantry a jovial and riotous being who, like Indra, drives a noisy chariot across the sky.
The connection with ancient Persian mythology is closer. The Avestan religion was a reformation due to the genius of Zoroaster and therefore comparable with Buddhism rather than Hinduism, but the less systematic polytheism which preceded it contained much which reminds us of the Vedic hymns. It can hardly be doubted that the ancestors of the Indians and Iranians once practised almost identical forms of religion and had even a common ritual. The chief features of the fire cult and of the Soma or Haoma sacrifice appear in both. The sacrifice is called Yajña in the Veda, Yasna in the Avesta: the Hotri priest is Zaotar, Atharvan is Athravan, Mitra is Mithra. Vâyu and Âpaḥ (the divine waters) meet us in the Avesta in almost the same forms and Indra's epithet of Vritrahan (the slayer of Vritra) appears as Verethragna. Ahura Mazda seems to be a development of the deity who appears as Varuṇa in India though he has not the same name, and the main difference between Indian and Iranian religion lies in this, that the latter was systematized by a theistic reformer who exalted one deity above the others, whereas in India, where there was more religious vitality, polytheistic and pantheistic fancies flourished uncurbed and the greatest reformer, the Buddha, was not a theist.
One peculiarity of Indians in all ages is that they put more into religion than other races. It received most of the energy and talent which, elsewhere, went into art, politics and philosophy. Hence it became both intense and manifold, for deities and creeds were wanted for every stage of intelligence and variety of taste, and also very tolerant, for sects in India, though multitudinous, are not so sharply divided or mutually hostile as in Europe. Connected with the general interest which religion inspired is its strongly marked speculative character. The Rig Veda asks whether in the beginning there was being or not being, and the later Vedas and Brâhmaṇas are filled with discussions as to the meaning of ceremonies, which show that the most dreary formalism could not extinguish the innate propensity to seek for a reason. In the Upanishads we have the same spirit dealing with more promising material. And throughout the long history of Hinduism religion and philosophy are seldom separated: we rarely find detached metaphysicians: philosophers found new sects or support old ones: religion absorbs philosophy and translates it into theology or myths.
One of the most fascinating and impressive Vedic deities is Varuṇa, often invoked alongside a darker counterpart named Mitra. There are no myths or deeds associated with him, but he is the all-powerful and all-knowing guardian of moral and physical laws. He created the earth and the sky: he placed the sun in the heavens and established the movements of the moon and stars: the wind is his breath, and by his will, heaven and earth are kept apart. He sees everything that exists in heaven and earth or beyond, and no one can escape him, even if they flee far beyond the sky. He has counted every blink of a person’s eyes[152]: he knows everything that a person does or thinks. Sin is the violation of his rules, and he binds sinners in chains. Therefore, people pray to him for liberation from sin, and he is compassionate to those who repent. While other deities are primarily asked to grant material gifts, the hymns directed at Varuṇa consist mainly of requests for forgiveness. He lives in heaven in a golden residence. His throne is grand and tall, with a thousand columns, and his home has a thousand doors. From there, he watches over human actions, and the all-seeing sun visits his court to bring reports.
Much in these descriptions sets him apart from the characteristics of other Vedic gods, evoking parallels to Ahura Mazda from the Avesta or Semitic deities. There is no evidence of foreign influence, but some scholars argue that the figure of Varuṇa reflects some Semitic ideas, which seems reasonable. It has been proposed that he was originally a lunar deity, which explains his connection to Mitra (the Persian Mithra), who was a sun god, and that the group of deities known as Âdityas, including Mitra and Varuṇa, represented the sun, moon, and the five planets recognized by ancient peoples. This is akin to Babylonian worship of celestial bodies, and although there is no record of how such ideas reached the Aryans, it's easy to imagine they could have come from Babylonia to India[153] or to the region where Indo-Iranians coexisted. There is also a Semitic flavor in the Indian legend of the Churning of the Ocean[154]. The Gods and Asuras achieve this by using a massive serpent as a rope to whirl around a mountain, resulting in various wondrous beings and substances emerging, including the moon. This resembles the Babylonian creation stories, which describe a primordial ocean and a great serpent slain by the Gods, using its body to create heaven and earth[155].
However, Varuṇa is not the center of a monotheistic religion, just like Indra, and later on, he becomes a water god of little significance. The Aryans and Semites, though both dissatisfied with polytheism and seeking a singular truth among the many, took different paths and did not end up at the same destination. Semitic deities embodied natural forces in human form, but their identities were shaped by images, especially in Assyria and Babylonia, and by the rituals specific to places they were associated with. Semitic polytheism mainly arose from the presence of numerous tribes and localities each with their deities, rather than the sheer number of deities celebrated in any location. Just as villages and small towns fell under the influence of larger cities, so did the gods from minor regions fall under those of the greater ones. Therefore, the Semitic god was often envisioned as a ruler surrounded by a court, possibly leading to a hierarchy of lesser deities, but he also might have been seen as accepting no rivals. This latter view, blended with a moral seriousness , produces Jehovah, who resembles Varuṇa, except Varuṇa is neither jealous nor nationalistic. Indian polytheism also stemmed from the personification of various phenomena like the sun, thunder, fire, rivers, and so on, but unlike Semitic gods, these deities were less tied to specific tribes or areas, and the philosophical Indian could easily see connections among them. It's clear that sun, fire, and lightning have common ground. Gods are often thought of in pairs, triads, or larger groups, and early worship likely hinted at a characteristic that later rituals emphasized: a sacrifice is not merely an isolated offering to one god but a series of offerings made to multiple deities. Thus, there was little inclination to elevate one god above others, but a strong tendency to merge the identities of the gods and link them all to a greater whole. Just as rivers, mountains, and plains are perceived as parts of an overall whole called nature, so are the gods seen as components of a divine whole greater than themselves. Even in the Rig Veda, we encounter sentiments like "The priests speak of the One Being in many ways: they call it Agni, Yama, Mâtariśvan[156]." Therefore, it's not surprising that in the later Vedic period, as a tendency towards a monotheistic (but pantheistic) outlook emerges, none of the old deities holds the supreme position but a new figure named Prajâpati. This term, meaning Lord of living creatures, appears in the Rig Veda as a title for the sun and is sometimes used to refer to the Being through whom all gods and worlds were created and continue to exist. In the Brâhmaṇas and later ritual texts, he is clearly recognized as the supreme deity, the Creator, the first sacrificer, and the sacrifice itself. It is likely due to his close association with rituals that those searching for understanding found Prajâpati an incomplete or unsatisfactory explanation of existence. He is identified with Brahmâ, the active personal creator, and this later name gradually replaces the former, but he does not, like Indra or Varuṇa, become the Âtman or the supreme universal Being of the Upanishads.
The main Vedic deities are male, and the few goddesses mentioned, such as Ushas, the Dawn, appear to owe their femininity to purely dramatic reasons. Greece and Rome, like India, found it fitting to portray the dawn as a radiant nymph. However, even though in later times goddesses like Durgâ gained significant status in certain sects, and while the Veda acknowledges the idea of the world being born, there are few traces of a goddess akin to the Great Mother, Cybele, or Astarte.
In earlier Vedic studies, many deities were linked to figures from classical or Teutonic mythology, mostly on linguistic grounds, but most of these connections have since been dismissed. However, a few names and figures still seem to appear among both the Asiatic and European Aryans, hinting at a shared foundation of ideas. Dyaus, the Sky God, is clearly the same as Zeus and Jupiter. The Aśvins align well in character, although not in name, with the Dioscuri, and other parallels are noted in Lettish mythology. Bhaga, the generous giver, a rather obscure deity, shares a name with the Slavonic Bog, meaning God, and we see deva in Sanskrit, deus in Latin, and devas in Lithuanian. Ushas, the Dawn, is phonetically related to [Greek: 'Êhôs] and Aurora, who were also only partially deities. Indra, if he cannot be scientifically linked to Thor, is a similar figure who must have emerged from the same set of ideas. Interestingly, the Prophet Elias in southeastern Europe has taken on attributes of the thunder god and is still imagined by the local peasants as a jovial and riotous being who, like Indra, drives a noisy chariot across the sky.
The connection with ancient Persian mythology is more pronounced. The Avestan religion was a reformation brought about by the genius of Zoroaster and can thus be compared to Buddhism rather than Hinduism, but the earlier, less systematic polytheism that preceded it shares many reminders of the Vedic hymns. It is undeniable that the ancestors of the Indians and Iranians once practiced nearly identical religious forms and possibly even a common ritual. The key elements of the fire cult and the Soma or Haoma sacrifice are evident in both. The sacrifice is referred to as Yajña in the Veda and Yasna in the Avesta: the Hotri priest is Zaotar, Atharvan is Athravan, while Mitra is Mithra. Vâyu and Âpaḥ (the divine waters) appear in the Avesta in almost identical forms, and Indra's title of Vritrahan (the slayer of Vritra) shows up as Verethragna. Ahura Mazda seems to evolve from the deity represented as Varuṇa in India, although he carries a different name, and the main difference between Indian and Iranian religions is that the latter was systematized by a theistic reformer who elevated one deity above the others, while in India, where there was more religious dynamism, polytheistic and pantheistic concepts thrived freely, with Buddhism's greatest reformer not being a theist.
A unique aspect of Indians across ages is their tendency to invest more in religion than other cultures. Most of the energy and talent that in other places went into art, politics, and philosophy were directed toward religion. As a result, it became both intense and diverse, with deities and beliefs required for every level of understanding and preference, and it also became notably tolerant, as Indian sects, despite their multitude, are not nearly as sharply divided or hostile toward one another as seen in Europe. This general interest in religion is linked to its strongly speculative nature. The Rig Veda ponders whether in the beginning there was being or non-being, and the later Vedas and Brâhmaṇas are filled with debates regarding the meanings of rituals, indicating that even the most tedious formalism couldn't extinguish the inherent desire to seek out reasons. In the Upanishads, this same spirit engages with more promising content. Throughout the extensive history of Hinduism, religion and philosophy rarely exist separately: we seldom find isolated metaphysicians; philosophers either establish new sects or bolster existing ones: religion absorbs philosophy and translates it into theology or myths.
4
To the age of the Vedas succeeds that of the Brâhmaṇas or sacrificial treatises. The two periods are distinct and have each a well-marked tone, but they pass into one another, for the Yajur and Sâma Vedas pre-suppose the ritual of the Brâhmaṇas. These treatises introduce us to one feature of Indian religion mentioned above, namely the extraordinary elaboration of its ritual. To read them one would suppose that the one occupation of all India was the offering of sacrifices. The accounts are no doubt exaggerated and must often be treated as specimens of sacerdotal imagination, like the Biblical descriptions of the rites performed in the Tabernacle during the wanderings of the Israelites. But making all allowance for priestly enthusiasm, it still remains true that the intellect of India, so far as it is preserved in literature, was occupied during two centuries or so with the sacrificial art and that philosophy had difficulty in disentangling itself from ceremonies. One has only to compare Greek and Sanskrit literature to see how vast are the proportions assumed by ritual in India. Our information about the political institutions, the wars and chronology of ancient Greece is full, but of the details of Greek worship we hear little and probably there was not much to tell. But in India, where there are no histories and no dates, we know every prayer and gesture of the officiants throughout complicated sacrifices and possess a whole library describing their correct performance.
In most respects these sacrifices which absorbed so much intellect and energy belong to ancient history. They must not be confounded with the ceremonies performed in modern temples, which have a different origin and character. A great blow was struck at the sacrificial system by Buddhism. Not only did it withdraw the support of many kings and nobles (and the greater ceremonies being very costly depended largely on the patronage of the wealthy), but it popularized the idea that animal sacrifices are shocking and that attempts to win salvation by offerings are crude and unphilosophic. But though, after Buddhism had leavened India for a few centuries, we no longer find the religious world given over to sacrificing as it had been about 600 B.C., these rites did not die out. Even now they are occasionally performed in South India and the Deccan. There are still many Brahmans in these regions who, if they have not the means or learning to perform the greater Vedic ceremonies, at any rate sympathize with the mental attitude which they imply, and this attitude has many curious features.
The rite of sacrifice, which in the simple form of an offering supposed to be agreeable to the deity is the principal ceremony in the early stages of most religions, persists in their later stages but gives rise to clouds of theory and mystical interpretations. Thus in Christianity, the Jewish sacrifices are regarded as prototypes of the death of Christ and that death itself as a sacrifice to the Almighty, an offering of himself to himself, which in some way acts as an expiation for the sins of the world. And by a further development the sacrifice of the mass, that is, the offering of portions of bread and wine which are held to be miraculously transformed into the body and blood of Christ by the manipulations of a qualified priest, is believed to repeat every day the tragedy of Calvary. The prevalence of this view in Europe should make us chary of stigmatizing Hindu ideas about sacrifice as mental aberrations. They represent the fancies of acute intellects dealing with ancient ceremonies which they cannot abandon but which they transform into something more congenial to their own transitional mode of thought.
Though the Brâhmaṇas and Upanishads mix up ritual with physical and metaphysical theories in the most extraordinary fashion, their main motive deserves sympathy and respect. Their weakness lies in their inability to detach themselves (as the Buddha succeeded in doing) from a ritual which though elaborate was neither edifying nor artistic: they seem unable to see the great problems of existence except through the mists of altar smoke. Their merit is their evident conviction that this formalism is inadequate. Their wish is not to distort and cramp nature by bringing it within the limits of the ritual, but to enlarge and expand the ritual until it becomes cosmic. If they regard the whole universe as one long act of prayer and sacrifice, the idea is grandiose rather than pedantic, though the details may not always be to our taste[157]. And the Upanishads pass from ritual and theology to real speculation in a way unknown to Christian thought. To imagine a parallel, we must picture Spinoza beginning with an exposition of the Trinity and transubstantiation and proceeding to develop his own system without becoming unorthodox.
The conception of the sacrifice set forth in the Brâhmaṇas is that it is a scientific method of acquiring immortality as well as temporal blessings. Though originally a mere offering in the do ut des principle, it has assumed a higher and more mysterious position[158]. We are told that the gods obtained immortality and heaven by sacrifice, that they created the universe by sacrifice, that Prajâpati, the creator, is the sacrifice. Although some writers are disposed to distinguish magic sharply from religion, the two are not separated in the Vedas. Sacrifice is not merely a means of pleasing the gods: it is a system of authorized magic or sacred science controlling all worlds, if properly understood. It is a mysterious cosmic force like electricity which can be utilized by a properly trained priest but is dangerous in unskilful hands, for the rites, if wrongly performed, bring disaster or even death on bunglers. Though the Vedic sacrifices fell more and more out of general use, this notion of the power of rites and formulae did not fade with them but has deeply infected modern Hinduism and even Buddhism, in both of which the lore of spells and gestures assumes monstrous proportions. The Vedic and modern tantric rituals are different but they are based on the same supposition that the universe (including the gods which are part of it) is regulated by some permeating principle, and that this principle can be apprehended by sacred science and controlled by the use of proper methods[159]. So far as these systems express the idea that the human mind can grasp the universe by knowledge, they offer an example of the bold sweep of the Hindu intellect, but the methods prescribed are often fatuous.
The belief in the potency of words and formulae, though amplified and embellished by the Hindus, is not an Indian invention but a common aspect of early thought which was less emphasized in other countries. It is found in Persia and among the tribes of Central and Northern Asia and of Northern Europe, and attained a high development in Finland where runot or magical songs are credited with very practical efficacy. Thus the Kalevala relates how Wäinämöinen was building a boat by means of songs when the process came to a sudden stop because he had forgotten three words. This is exactly the sort of thing that might happen in the legends of a Vedic sacrifice if the priest had forgotten the texts he ought to recite.
The external features of Vedic rites are remarkable and unlike what we know of those performed by other nations of antiquity. The sacrifice is not as a rule a gift presented to a single god to win his favour. Oblations are made to most members of the pantheon in the course of a prolonged ceremony, but the time, manner and recipients of these oblations are fixed rather by the mysteries of sacrificial science, than by the sacrificer's need to propitiate a particular deity. Also the sacrifice is not offered in a temple and it would appear that in pre-Buddhist times there were no religious edifices. It is not even associated with sacred spots, such as groves or fountains haunted by a deity. The scene of operations requires long and careful preparation, but it is merely an enclosure with certain sheds, fireplaces and mounds. It has no architectural pretensions and is not a centre round which shrines can grow for it requires reconsecration for each ceremony, and in many cases must not be used twice. There is little that is national, tribal or communal about these rites. Some of them, such as the As´vamedha or horse sacrifice and the Râjasaya, or consecration of a king, may be attended by games and sports, but that is because they are connected with secular events. In their essence sacrifices are not popular festivals or holidays but private services, performed for the benefit of the sacrificer, that is, the person who pays the fees of the priests. Usually they have a definite object and, though ceremonies for the attainment of material blessings are not wanting, this object is most frequently supramundane, such as the fabrication of a body in the heavenly world. It is in keeping with these characteristics that there should be no pomp or spectacular effect: the rites resemble some complicated culinary operation or scientific experiment, and the sacrificial enclosure has the appearance of a laboratory rather than a place of worship.
Vedic ritual includes the sacrifice of animals, and there are indications of the former prevalence of human sacrifice. At the time when the Brâhmaṇas were composed the human victims were released alive, but afterwards the practice of real sacrifice was revived, probably owing to the continual incorporation into the Hindu community of semi-barbarous tribes and their savage deities. Human victims were offered to Mahâdevî the spouse of Siva until the last century, and would doubtless be offered now, were legal restrictions removed. But though the sporadic survival of an old custom in its most primitive and barbarous form is characteristic of Hinduism, the whole tendency of thought and practice since the rise of Buddhism has been adverse to religious bloodshed, even of animals. The doctrine of substitution and atonement, of offering the victim on behalf of the sacrificer, though not absent, plays a smaller part than in the religions of Western Asia.
Evidently it was not congenial: the Hindu has always been inclined to think that the individual earns his future in another world by his own thoughts and acts. Even the value of the victim is less important than the correct performance of the ceremony. The teaching of the Brâhmaṇas is not so much that a good heart is better than lavish alms as that the ritually correct sacrifice of a cake is better than a hecatomb not offered according to rule.
The offerings required by the Vedic ritual are very varied. The simplest are cakes and libations of melted butter poured on the fire from two wooden spoons held one over the other while Vedic verses are recited. Besides these there was the animal sacrifice, and still more important the Soma[160] sacrifice. This ceremony is very ancient and goes back to the time when the Hindus and Iranians were not divided. In India the sacrifice lasted at least five days and, even in its simpler forms, was far more complicated than any ceremony known to the Greeks, Romans or Jews. Only professional priests could perform it and as a rule a priest did not attempt to master more than one branch and to be for instance either a reciter (Hotri) or singer (Udgâtri). But the five-day sacrifices are little more than the rudiments of the sacrificial art and lead on to the Ahînas or sacrifices comprising from two to twelve days of Soma pressing which last not more than a month. The Ahinas again can be combined into sacrificial sessions lasting a year or more[161], and it would seem that rites of this length were really performed, though when we read of such sessions extending over a hundred years, we may hope that they are creations of a fancy like that of the hymn-writer who celebrated the state
Where congregations ne'er break up
And Sabbaths never end.
The ritual literature of India is enormous and much of it has been edited and translated by European scholars with a care that merited a better object. It is a mine of information respecting curious beliefs and practices of considerable historical interest, but it does not represent the main current of religious ideas in post-Buddhist times. The Brahmans indeed never ceased to give the sacrificial system their theoretical and, when possible, their practical approval, for it embodies a principle most dear to them, namely, that the other castes can obtain success and heaven only under the guidance of Brahmans and by rites which only Brahmans can perform. But for this very reason it incurred the hostility not only of philosophers and morally earnest men, but of the military caste and it never really recovered from the blow dealt it by Buddhism, the religion of that caste. But with every Brahmanic revival it came to the front and the performance of the Aśvamedha or horse sacrifice[162] was long the culminating glory of an orthodox king.
After the era of the Vedas comes the era of the Brâhmaṇas, or sacrificial texts. These two periods are different, each having its own distinct character, but they blend into each other, as the Yajur and Sâma Vedas assume the rituals outlined in the Brâhmaṇas. These texts reveal one aspect of Indian religion mentioned earlier—the extreme complexity of its rituals. Reading them, one might think that the primary activity of all India was offering sacrifices. While the accounts may be exaggerated and should sometimes be viewed as examples of priestly creativity—similar to the Biblical accounts of the rites in the Tabernacle during the Israelites' wanderings—it remains clear that for about two centuries, the focus of Indian intellect, as preserved in literature, was on the art of sacrifice, and philosophy found it challenging to separate itself from these rituals. A comparison of Greek and Sanskrit literature shows just how large a role ritual occupies in India. We have extensive information about the political structures, wars, and timelines of ancient Greece, but little about Greek worship, indicating that it probably wasn't as elaborate. In contrast, in India, where there are no historical records or dates, we know every prayer and gesture of the officiants in complex sacrifices, along with an entire library on how they are to be correctly performed.
For the most part, these sacrifices, which consumed so much intellect and energy, belong to ancient history. They shouldn't be confused with the ceremonies in modern temples, which have a different origin and character. Buddhism dealt a significant blow to the sacrificial system. It not only withdrew support from many kings and nobles (as the larger ceremonies were costly and largely depended on wealthy patrons), but it also popularized the belief that animal sacrifices are distasteful and that striving for salvation through offerings is primitive and unphilosophical. Although, after Buddhism influenced India for a few centuries, we no longer see the religious world as entirely oriented towards sacrifice as it was around 600 B.C., these rites did not disappear completely. They are still occasionally performed in South India and the Deccan. Many Brahmans in these regions, even if they lack the means or knowledge to perform the greater Vedic ceremonies, still resonate with the mindset that these rituals imply, and this mindset has many intriguing aspects.
The ritual of sacrifice, which in its simplest form as an offering intended to please a deity is the primary ceremony in the early stages of most religions, continues in their later stages but becomes tangled in lots of theories and mystical interpretations. In Christianity, for example, Jewish sacrifices are seen as precursors to Christ's death, which is regarded as a sacrifice to God—a self-offering that somehow atones for the world's sins. Furthermore, the sacrifice of the mass, where portions of bread and wine are believed to be miraculously transformed into Christ's body and blood by a qualified priest, is thought to reenact the tragedy of Calvary every day. This prevalent view in Europe should encourage us to be cautious in labeling Hindu ideas about sacrifice as mere mental errors. They reflect the thoughts of sharp intellects grappling with ancient ceremonies that they cannot relinquish but instead evolve into something more compatible with their own changing perspectives.
Although the Brâhmaṇas and Upanishads intertwine ritual with physical and metaphysical theories in unusual ways, their primary aim deserves empathy and respect. Their shortcoming lies in their struggle to detach themselves (unlike the Buddha) from a ritual that, while elaborate, was neither enlightening nor artistic; they seem unable to perceive the significant issues of existence except through the haze of altar smoke. Their strength is their clear recognition that this formalism is insufficient. They do not wish to distort and constrain nature by confining it within the bounds of ritual; rather, they aspire to broaden and expand the ritual until it encompasses the cosmos. Viewing the entire universe as one long act of prayer and sacrifice is a grand idea rather than a narrow-minded one, even if the details may not always suit our preferences[157]. Moreover, the Upanishads transition from ritual and theology to genuine speculation in a way that is unfamiliar to Christian thought. To find a parallel, we might picture Spinoza starting with an explanation of the Trinity and transubstantiation, then moving on to develop his own system without going off the deep end.
The notion of sacrifice presented in the Brâhmaṇas is that it serves as a scientific approach to achieve immortality as well as temporal rewards. Initially a simple offering based on the do ut des principle, it has evolved into something more profound and mysterious[158]. It is stated that the gods attained immortality and heaven through sacrifice, that they created the universe through sacrifice, and that Prajâpati, the creator, is the sacrifice. While some authors prefer to sharply separate magic from religion, the two are intertwined in the Vedas. Sacrifice is not merely a way to please the gods; it represents a system of recognized magic or sacred science that governs all realms, if properly comprehended. It is a mysterious cosmic force akin to electricity, which can be harnessed by a suitably trained priest but is perilous in the hands of novices. If the rituals are performed incorrectly, they can lead to disaster or even death. Although Vedic sacrifices gradually fell out of common use, the idea of the power of rites and formulas did not dissipate alongside them; instead, it has deeply influenced modern Hinduism and even Buddhism, where the knowledge of spells and gestures has reached substantial proportions. There are distinct differences between Vedic and modern tantric rituals, but both are grounded in the same belief that the universe (including the gods, which are part of it) is governed by an underlying principle, which can be understood through sacred science and controlled through proper methods[159]. To the extent that these systems propose that the human mind can comprehend the universe through knowledge, they illustrate the ambitious reach of Hindu thought, but the recommended methods are often misguided.
The belief in the effectiveness of words and formulas, while enhanced and adorned by the Hindus, is not an Indian innovation; it's a common element of early thought that was less emphasized in other cultures. It's found in Persia, among the tribes of Central and Northern Asia, and Northern Europe, achieving notable development in Finland, where runot or magical songs are believed to have very practical effects. For example, the Kalevala tells of Wäinämöinen, who constructed a boat through songs, but the process halted suddenly because he forgot three words. This mirrors what could happen in the narratives of a Vedic sacrifice if the priest overlooked the texts he needed to recite.
The external characteristics of Vedic rituals are striking and unlike those we see in other ancient cultures. Typically, the sacrifice is not simply a gift given to a single god to win His favor. Offerings are made to multiple members of the pantheon throughout a lengthy ceremony, but the timing, method, and recipients of these offerings are determined more by the complexities of sacrificial science than by the sacrificer's intent to appease a specific deity. Moreover, sacrifices are not made in temples, and it appears that there were no religious structures in pre-Buddhist times. They aren't even linked to sacred sites, like groves or springs associated with a deity. The ritual space requires extensive and careful preparation, but it merely consists of a fenced area with some sheds, fireplaces, and mounds. It lacks any architectural significance and does not serve as a central point around which shrines can develop; rather, it requires reconsecration for each ceremony and, in many cases, cannot be reused. There's little that is national, tribal, or communal about these rites. Some rituals, like the As´vamedha or horse sacrifice and the Râjasaya, or king's consecration, may include games and festivities because of their connection to secular events. Fundamentally, sacrifices are not public festivals or holidays, but private services conducted for the benefit of the sacrificer, who is the person paying the priests' fees. Such ceremonies usually have a clear purpose; while there are rites aimed at gaining material blessings, the goal is often transcendent, such as the creation of a body in the heavenly realm. Accordingly, it's fitting that there is no grandeur or showiness involved; the rituals resemble intricate cooking tasks or scientific experiments, and the sacrificial area resembles a laboratory rather than a place of worship.
Vedic rituals include animal sacrifices, and there are signs of a former prevalence of human sacrifice. At the time the Brâhmaṇas were composed, human victims were released alive; however, later practices of actual sacrifice likely resumed, probably due to the ongoing incorporation of semi-barbarous tribes and their savage deities into the Hindu community. Human sacrifices to Mahâdevî, the wife of Shiva, continued until the last century, and would likely still occur today, if legal restrictions were lifted. Although the sporadic survival of an old custom in its most primitive and savage form is a feature of Hinduism, the general tendency of thought and practice has been opposed to religious bloodshed, even animal sacrifice, since the rise of Buddhism. The concepts of substitution and atonement, including offering the victim on behalf of the sacrificer, though not absent, play a lesser role than in the religions of Western Asia.
This clearly did not resonate: Hindus have always leaned towards the belief that individuals shape their future in the afterlife through their own thoughts and actions. Even the value of the victim holds less significance than the accurate conduct of the ceremony. The teaching of the Brâhmaṇas emphasizes that a correctly performed sacrifice of a cake outweighs a lavish offering made without adherence to the rules.
The offerings mandated by the Vedic ritual are quite diverse. The simplest consist of cakes and libations of melted butter poured on the fire using two wooden spoons held one over the other while reciting Vedic verses. In addition, there were animal sacrifices, with the Soma[160] sacrifice being even more significant. This ceremony is very ancient, tracing back to the time when Hindus and Iranians were not yet separated. In India, the sacrifice lasted at least five days and was, even in its simpler forms, far more intricate than any rituals known to the Greeks, Romans, or Jews. Only professional priests were allowed to perform it, and typically a priest would master only one aspect, like being a reciter (Hotri) or singer (Udgâtri). However, five-day sacrifices are just the basics of the sacrificial art, which can lead to Ahînas, or sacrifices lasting from two to twelve days of Soma pressing and extending no longer than a month. The Ahinas could also be combined into sacrificial sessions lasting a year or more[161], and it seems that these prolonged rites were actually conducted, although when we read about such sessions that lasted for a hundred years, we might hope they are products of imagination, much like the hymn-writer who celebrated the state
Where congregations never break up
And Sundays never end.
The ritual literature of India is vast, with much of it having been meticulously edited and translated by European scholars, deserving a worthier purpose. It provides a wealth of information regarding peculiar beliefs and practices of significant historical relevance, yet it does not reflect the main stream of religious ideas in post-Buddhist times. The Brahmans, of course, continued to endorse the sacrificial system theoretically and, when possible, practically, as it encapsulates a principle dear to them—that other castes can achieve success and attain heaven only under Brahman guidance through rites that only Brahmans have the authority to perform. However, for this precise reason, it drew the animosity not just of philosophers and morally principled individuals but also of the warrior caste, and it never fully recovered from the damage dealt by Buddhism, the religion associated with that caste. Nevertheless, each Brahmanical revival brought the system back into focus, and performing the Aśvamedha or horse sacrifice[162] long remained the pinnacle of an orthodox king's glory.
CHAPTER V
ASCETICISM AND KNOWLEDGE
1
As sacrifice and ceremonial are the material accompaniments of prayer, so are asceticism and discipline those of thought. This is less conspicuous in other countries, but in India it is habitually assumed that the study of what we call metaphysics or theology needs some kind of physical discipline and it will be well to elucidate this point before describing the beginnings of speculation.
Tapas, that is asceticism or self-mortification, holds in the religious thought and practice of India as large a place as sacrifice. We hear of it as early, for it is mentioned in the Rig Veda[163], and it lasts longer, for it is a part of contemporary Hinduism just as much as prayer or worship. It appears even in creeds which disavow it theoretically, e.g. in Buddhism, and evidently has its root in a deep-seated and persistent instinct.
Tapas is often translated penance but the idea of mortification as an expiation for sins committed, though not unknown in India, is certainly not that which underlies the austerities of most ascetics. The word means literally heat, hence pain or toil, and some think that its origin should be sought in practices which produced fever, or tended to concentrate heat in the body. One object of Tapas is to obtain abnormal powers by the suppression of desires or the endurance of voluntary tortures. There is an element of truth in this aspiration. Temperance, chastity and mental concentration are great aids for increasing the force of thought and will. The Hindu believes that intensity and perseverance in this road of abstinence and rapture will yield correspondingly increased results. The many singular phenomena connected with Indian asceticism have been imperfectly investigated but a psychological examination would probably find that subjective results (such as visions and the feeling of flying through the air) are really produced by the discipline recommended and there may be elements of much greater value in the various systems of meditation. But this is only the beginning of Tapas. To the idea that the soul when freed from earthly desires is best able to comprehend the divine is superadded another idea, namely that self-mortification is a process of productive labour akin to intellectual toil. Just as the whole world is supposed to be permeated by a mysterious principle which can be known and subdued by the science of the sacrificing priests, so the ascetic is able to control gods and nature by the force of his austerities. The creative deities are said to have produced the world by Tapas, just as they are said to have produced it by sacrifice and Hindu mythology abounds in stories of ascetics who became so mighty that the very gods were alarmed. For instance Râvaṇa, the Demon ruler of Lanka who carried off Sîtâ, had acquired his power by austerities which enabled him to extort a boon from Brahmâ. Thus there need be nothing moral in the object of asceticism or in the use of the power obtained. The epics and dramas frequently portray ascetics as choleric and unamiable characters and modern Yogis maintain the tradition.
Though asceticism resembles the sacrifice in being a means by which man can obtain his wishes whether religious or profane, it differs in being comparatively easy. Irksome as it may be, it demands merely strength of will and not a scientific training in ritual and Vedic texts. Hence in this sphere the supremacy of the Brahman could be challenged by other castes and an instructive legend relates how Râma slew a Śûdra whom he surprised in the act of performing austerities. The lowest castes can by this process acquire a position which makes them equal to the highest[164].
Of the non-Brahmanic sects, the Jains set the highest value on Tapas, but chiefly as a purification of the soul and a means of obtaining an unearthly state of pure knowledge[165]. In theory the Buddha rejected it; he taught a middle way, rejecting alike self-indulgence and self-mortification. But even Pali Buddhism admits such practices as the Dhûtângas and the more extravagant sects, for instance in Tibet, allow monks to entomb themselves in dark cells. According to our standards even the ordinary religious life of both Hindus and Buddhists is severely ascetic. It is assumed as a sine qua non that strict chastity must be observed, nourishment be taken only to support life and not for pleasure, that all gratification coming from the senses must be avoided and the mind kept under rigid discipline. This discipline receives systematic treatment in the Yoga school of philosophy but it is really common to all varieties of Hinduism and Buddhism; all agree that the body must be subdued by physical training before the mind can apprehend the higher truths. The only question is how far asceticism is directly instrumental in giving higher knowledge. If some texts speak slightingly of it, we must remember that the life of a hermit dwelling in the woods without possessions or desires might not be regarded by a Hindu as tapas though we should certainly regard it as asceticism. It is also agreed that supernatural powers can be acquired by special forms of asceticism. These powers are sometimes treated as mere magic and spiritually worthless but their reality is not questioned.
Just as sacrifice and rituals are the physical aspects of prayer, asceticism and discipline are the mental aspects of contemplation. This is less obvious in other cultures, but in India, it's commonly believed that the study of what we call metaphysics or theology requires some form of physical discipline. It’s important to clarify this point before discussing the origins of philosophical thought.
Tapas, or asceticism and self-discipline, holds an equally significant place in Indian religious thought and practice as sacrifice does. It’s mentioned as far back as the Rig Veda[163], and it persists in contemporary Hinduism just as much as prayer or worship. It even appears in beliefs that theoretically reject it, like Buddhism, and it clearly has roots in a deep and lasting instinct.
Tapas is often translated as penance, but the idea of self-denial as atonement for sins, while present in India, isn’t the primary motivation for most ascetics. The term literally means heat, hence implying pain or effort, and some suggest that its origins lie in practices that generate fever or concentrate heat within the body. One goal of Tapas is to gain extraordinary powers through suppressing desires or enduring voluntary suffering. There’s some truth in this aspiration. Abstinence, chastity, and mental focus are significant aids in enhancing the strength of thought and will. Hindus believe that intensity and persistence on this path of self-denial and ecstasy will yield increasingly substantial results. The many unique phenomena associated with Indian asceticism have been studied only superficially, but a psychological analysis might reveal that subjective experiences (like visions or the sensation of flying) are genuinely produced by the recommended practices, and there may be more valuable elements within the various meditation techniques. But this is only the start of Tapas. The belief that the soul, when freed from earthly desires, can best understand the divine is complemented by another idea: that self-discipline is a productive process similar to intellectual labor. Just as the entire world is thought to be infused with a mysterious principle that can be understood and mastered through the rituals of sacrificing priests, so too can the ascetic exert control over gods and nature through the power of their austerities. It's said that the creative deities formed the world through Tapas, just as they did through sacrifice, and Hindu mythology is filled with tales of ascetics who grew so powerful that even the gods were frightened. For instance, Râvaṇa, the demon king of Lanka who kidnapped Sîtâ, gained his strength through austerities that enabled him to demand a boon from Brahmâ. Thus, there doesn't necessarily need to be a moral aspect to the goals of asceticism or the use of the power gained. Epic stories and dramas frequently depict ascetics as irritable and unfriendly, and modern Yogis continue that tradition.
Although asceticism resembles sacrifice in being a means through which a person can achieve their desires, whether spiritual or secular, it differs in that it is relatively easier. As difficult as it may be, it only requires willpower and doesn't necessitate extensive training in ritual and Vedic texts. Because of this, other castes can challenge the Brahman's supremacy in this area, and an instructive legend tells how Râma killed a Śûdra he discovered performing austerities. Members of the lowest castes can attain a position that rivals that of the highest[164].
Among non-Brahmanic sects, the Jains value Tapas the most, but primarily as a means of purifying the soul and achieving a higher state of pure knowledge[165]. In theory, the Buddha rejected it; he taught a middle path that dismissed both self-indulgence and extreme self-denial. However, even Pali Buddhism acknowledges practices like Dhûtângas, and more extreme sects, such as those in Tibet, allow monks to seal themselves in dark cells. By our standards, even the typical religious practices of Hindus and Buddhists are quite ascetic. It’s assumed as a sine qua non that strict chastity must be maintained, nourishment is taken solely to sustain life and not for enjoyment, all sensory gratification is to be avoided, and the mind is to be kept under strict control. This discipline is systematically covered in the Yoga philosophy, but it is essentially a common aspect across all forms of Hinduism and Buddhism; they all agree that the body must be tamed through physical training before the mind can grasp deeper truths. The only issue is how much asceticism directly contributes to gaining higher knowledge. If some texts criticize it, we should remember that a hermit living in the forest without possessions or desires might not be seen by a Hindu as tapas, even though we would certainly consider it asceticism. It's also commonly accepted that supernatural powers can be gained through specific kinds of asceticism. These powers are sometimes viewed as mere magic and lacking spiritual value, but their existence is accepted.
2
We have now said something of two aspects of Indian religion—ritual and asceticism—and must pass on to the third, namely, knowledge or philosophy. Its importance was recognized by the severest ritualists. They admitted it as a supplement and crown to the life of ceremonial observances and in the public estimation it came to be reputed an alternative or superior road to salvation. Respect and desire for knowledge are even more intimately a part of Hindu mentality than a proclivity to asceticism or ritual. The sacrifice itself must be understood as well as offered. He who knows the meaning of this or that observance obtains his desires[166].
Nor did the Brahmans resent criticism and discussion. India has always loved theological argument: it is the national passion. The early Upanishads relate without disapproval how kings such as Ajâtaśatru of Kâśi, Pravâhaṇa Jaivali and Aśvapati Kaikeya imparted to learned Brahmans philosophical and theological knowledge previously unknown to them[167] and even women like Gârgî and Maitreyî took part in theological discussions. Obviously knowledge in the sense of philosophical speculation commended itself to religiously disposed persons in the non-sacerdotal castes for the same reason as asceticism. Whatever difficulties it might offer, it was more accessible than the learning which could be acquired only under a Brahman teacher, although the Brahmans in the interests of the sacerdotal caste maintained that philosophy like ritual was a secret to be imparted, not a result to be won by independent thought.
Again and again the Upanishads insist that the more profound doctrines must not be communicated to any but a son or an accredited pupil and also that no one can think them out for himself[168], yet the older ones admit in such stories as those mentioned that the impulse towards speculation came in early periods, as it did in the time of the Buddha, largely from outside the priestly clans and was adopted rather than initiated by them. But in justice to the Brahmans we must admit that they have rarely—or at any rate much less frequently than other sacerdotal corporations—shown hostility to new ideas and then chiefly when such ideas (like those of Buddhism) implied that the rites by which they gained their living were worthless. Otherwise they showed great pliancy and receptivity, for they combined Vedic rites and mythology with such systems as the Sânkhya and Advaita philosophies, both of which really render superfluous everything which is usually called religion since, though their language is decorous, they teach that he who knows the truth about the universe is thereby saved.
The best opinion of India has always felt that the way of knowledge or Jñâna was the true way. The favourite thesis of the Brahmans was that a man should devote his youth to study, his maturity to the duties and ceremonies of a householder, and his age to more sublime speculations. But at all periods the idea that it was possible to know God and the universe was allied to the idea that all ceremonies as well as all worldly effort and indeed all active morality are superfluous[169]. All alike are unessential and trivial, and merit the attention only of those who know nothing higher. Human feelings and interests qualified and contradicted this negative and unearthly view of religion, but still popular sentiment as well as philosophic thought during the whole period of which we know something of them in India tended to regard the highest life as consisting in rapt contemplation or insight accompanied by the suppression of desire and by disengagement from mundane ties and interests. But knowledge in Indian theology implies more intensity than we attach to the word and even some admixture of volition. The knowledge of Brahman is not an understanding of pantheistic doctrines such as may be obtained by reading The Sacred Books of the East in an easy chair but a realization (in all senses) of personal identity with the universal spirit, in the light of which all material attachments and fetters fall away.
The earlier philosophical speculations of the Brahmans are chiefly found in the treatises called Upanishads. The teaching contained in these works is habitually presented as something secret[170] or esoteric and does not, like Buddhism or Jainism, profess to be a gospel for all. Also the teaching is not systematized and has never been unified by a personality like the Buddha. It grew up in the various parishads, or communities of learned Brahmans, and perhaps flourished most in north western India[171]. There is of course a common substratum of ideas but they appear in different versions: we have the teaching of Yâjñavalkya, of Uddâlaka Âruṇi and other masters and each teaching has some individuality. They are merely reported as words of the wise without an attempt to harmonize them. There are many apparent inconsistencies due to the use of divergent metaphors to indicate different aspects of the indescribable, and some real inconsistencies due to the existence of different schools. Hence, attempts whether Indian or European to give a harmonious summary of this ancient doctrine are likely to be erroneous.
There are a great number of Upanishads, composed at various dates and not all equally revered. They represent different orders of ideas and some of the later are distinctly sectarian. Collections of 45, 52 and 60 are mentioned, and the Muktikâ Upanishad gives a list of 108. This is the number currently accepted in India at the present day. But Schrader[172] describes many Upanishads existing in MS. in addition to this list and points out that though they may be modern there is no ground for calling them spurious. According to Indian ideas there is no a priori objection to the appearance now or in the future of new Upanishads[173]. All revelation is eternal and self-existent but it can manifest itself at its own good time.
Many of the more modern Upanishads appear to be the compositions of single authors and may be called tracts or poems in the ordinary European sense. But the older ones, unless they are very short, are clearly not the attempts of an individual to express his creed but collections of such philosophical sayings and narratives as a particular school thought fit to include in its version of the scriptures. There was so to speak a body of philosophic folk-lore portions of which each school selected and elaborated as it thought best. Thus an apologue proving that the breath is the essential vital constituent of a human being is found in five ancient Upanishads[174]. The Chândogya and Bṛihad-Âraṇyaka both contain an almost identical narrative of how the priest Âruṇi was puzzled and instructed by a king and a similar story is found at the beginning of the Kausîhtaki[175]. The two Upanishads last mentioned also contain two dialogues in which king Ajâtaśatru explains the fate of the soul after death and which differ in little except that one is rather fuller than the other[176]. So too several well-known stanzas and also quotations from the Veda used with special applications are found in more than one Upanishad[177].
The older Upanishads[178] are connected with the other parts of the Vedic canon and sometimes form an appendix to a Brâhmaṇa so that the topics discussed change gradually from ritual to philosophy[179]. It would be excessive to say that this arrangement gives the genesis of speculation in ancient India, for some hymns of the Rig Veda are purely philosophic, but it illustrates a lengthy phase of Brahmanic thought in which speculation could not disengage itself from ritual and was also hampered by physical ideas. The Upanishads often receive such epithets as transcendental and idealistic but in many passages—perhaps in the majority—they labour with imperfect success to separate the spiritual and material. The self or spirit is sometimes identified in man with the breath, in nature with air, ether or space. At other times it is described as dwelling in the heart and about the size of the thumb but capable of becoming smaller, travelling through the veins and showing itself in the pupil: capable also of becoming infinitely large and one with the world soul. But when thought finds its wings and soars above these material fancies, the teaching of the Upanishads shares with Buddhism the glory of being the finest product of the Indian intellect.
In India the religious life has always been regarded as a journey and a search after truth. Even the most orthodox and priestly programme admits this. There comes a time when observances are felt to be vain and the soul demands knowledge of the essence of things. And though later dogmatism asserts that this knowledge is given by revelation, yet a note of genuine enquiry and speculation is struck in the Vedas and is never entirely silenced throughout the long procession of Indian writers. In well-known words the Vedas ask[180] "Who is the God to whom we shall offer our sacrifice? ... Who is he who is the Creator and sustainer of the Universe ... whose shadow is immortality, whose shadow is death?" or, in even more daring phrases[181], "The Gods were subsequent to the creation of this universe. Who then knows whence it sprang? He who in the highest heaven is the overseer of this universe, he knows or even he does not know." These profound enquiries, which have probably no parallel in the contemporary literature of other nations, are as time goes on supplemented though perhaps not enlarged by many others, nor does confidence fail that there is an answer—the Truth, which when known is the goal of life. A European is inclined to ask what use can be made of the truth, but for the Hindus divine knowledge is an end and a state, not a means. It is not thought of as something which may be used to improve the world or for any other purpose whatever. For use and purpose imply that the thing utilized is subservient and inferior to an end, whereas divine knowledge is the culmination and meaning of the universe, or, from another point of view, the annihilation of both the external world and individuality. Hence the Hindu does not expect of his saints philanthropy or activity of any sort.
As already indicated, the characteristic (though not the only) answer of India to these questionings is that nothing really exists except God or, better, except Brahman. The soul is identical with Brahman. The external world which we perceive is not real in the same sense: it is in some way or other an evolution of Brahman or even mere illusion. This doctrine is not universal: it is for instance severely criticized and rejected by the older forms of Buddhism but its hold on the Indian temperament is seen by its reappearance in later Buddhism where by an astounding transformation the Buddha is identified with the universal spirit. Though the form in which I have quoted the doctrine above is an epitome of the Vedânta, it is hardly correct historically to give it as an epitome of the older Upanishads. Their teaching is less complete and uncompromising, more veiled, tentative and allusive, and sometimes cumbered by material notions. But it is obviously the precursor of the Vedânta and the devout Vedântist can justify his system from it.
We've talked about two aspects of Indian religion—ritual and asceticism—and now we need to move on to the third: knowledge or philosophy. Even the strictest ritualists recognized its importance. They accepted it as a complement and pinnacle of the ceremonial life, and many saw it as an alternative or superior path to salvation. Respect and a desire for knowledge are even more fundamental to Hindu mindset than a tendency toward asceticism or ritual. It's important to understand the sacrifice as well as perform it. Those who know the meaning behind this or that practice will fulfill their desires[166].
The Brahmans didn't shy away from criticism and debate. India has always embraced theological argument; it's part of the national character. The early Upanishads recount without disapproval how kings like Ajâtaśatru of Kâśi, Pravâhaṇa Jaivali, and Aśvapati Kaikeya shared philosophical and theological insights previously unknown to learned Brahmans[167] and even women like Gârgî and Maitreyî participated in these theological discussions. Clearly, philosophical knowledge appealed to spiritually inclined individuals outside the priestly classes for the same reason as asceticism. Despite the challenges it might present, it was more accessible than the knowledge that could only be learned under a Brahman teacher, who insisted that philosophy, like ritual, was a secret to be taught, not something to be discovered through independent thought.
Again and again, the Upanishads stress that deeper teachings shouldn't be shared with anyone except a son or an approved student, and that no one can figure them out independently[168]. However, the older texts acknowledge, in stories like those mentioned, that the drive for speculation emerged early, as it did in Buddha's time, mostly from outside the priestly families and was adopted rather than initiated by them. However, it's fair to say that the Brahmans have shown relatively few examples of hostility towards new ideas—much less than other priestly groups—mainly when those ideas (like those of Buddhism) suggested that the rituals they relied on for their livelihood were meaningless. Otherwise, they demonstrated significant adaptability and openness, blending Vedic rituals and mythology with systems like Sânkhya and Advaita philosophies, both of which essentially render everything typically termed religion unnecessary since, despite their formal language, they teach that those who know the truth about the universe are saved.
The prevailing opinion in India has always been that the path of knowledge or Jñâna is the true path. The favored belief among the Brahmans was that a man should spend his youth studying, his adulthood fulfilling the responsibilities and ceremonies of a householder, and his later years engaging in more profound speculations. Throughout all periods, the idea that one could know God and the universe was linked to the belief that all rituals, worldly efforts, and even active morality are unnecessary[169]. All these are trivial and unimportant, deserving attention only from those who have not grasped anything deeper. Human emotions and interests contradicted this negative and otherworldly view of religion, but still, the prevailing sentiment and philosophical thought throughout the known history of India tended to view the highest life as one of deep contemplation or insight, accompanied by the suppression of desires and disengagement from worldly ties and concerns. However, knowledge in Indian theology carries a deeper significance than we usually attribute to the term and sometimes includes a degree of will. The knowledge of Brahman isn't simply an understanding of pantheistic doctrines that one might get from reading The Sacred Books of the East in a comfy chair; it involves a profound realization (in every sense) of personal identity with the universal spirit, in the light of which all material attachments and bonds dissolve.
The early philosophical speculations of the Brahmans are mostly found in the texts known as the Upanishads. The teachings contained in these writings are often presented as something secret[170] or esoteric and do not, like Buddhism or Jainism, claim to be a message for everyone. Moreover, the teachings aren't systematized and haven’t been unified by a single figure like Buddha. They emerged from various parishads, or communities of learned Brahmans, perhaps thriving most in northwestern India[171]. There is certainly a shared foundation of ideas, but they appear in varied forms: we have the teachings of Yâjñavalkya, Uddâlaka Âruṇi, and other masters, each with its individual character. They are merely reported as words of the wise without any attempt at harmonization. Many apparent inconsistencies arise from the use of different metaphors to describe aspects of the indescribable, and some real inconsistencies stem from the existence of different schools. Therefore, attempts—whether Indian or European—to provide a coherent summary of this ancient doctrine are likely to be inaccurate.
There are numerous Upanishads, composed at different times and not all equally esteemed. They reflect different sets of ideas, and some of the later ones are particularly sectarian. Collections of 45, 52, and 60 have been noted, and the Muktikâ Upanishad provides a list of 108. This is the number currently accepted in India today. But Schrader[172] describes many more Upanishads available in manuscript form beyond this list, pointing out that while they may be modern, there's no reason to label them as spurious. According to Indian beliefs, there’s no a priori objection to the emergence of new Upanishads now or in the future[173]. All revelation is eternal and self-existent, but it can manifest itself in its own good time.
Many of the newer Upanishads seem to be the works of single authors and may be categorized as tracts or poems in the typical European sense. However, the older ones, unless they're very brief, are clearly not attempts by an individual to express his beliefs, but rather collections of philosophical sayings and stories that a particular school deemed worthy to include in its scriptural version. There was, so to speak, a body of philosophical folklore from which each school selected and developed portions as it saw fit. For instance, an allegory demonstrating that breath is the essential vital ingredient of a human being appears in five ancient Upanishads[174]. The Chândogya and Bṛihad-Âraṇyaka both contain almost identical narratives of how priest Âruṇi was puzzled and enlightened by a king, and a similar tale is found at the start of the Kausîhtaki[175]. The last two Upanishads also feature two dialogues in which king Ajâtaśatru discusses the fate of the soul after death, differing marginally in length, with one being a bit more detailed than the other[176]. Likewise, several well-known verses and quotes from the Veda used in specific contexts can be found in multiple Upanishads[177].
The older Upanishads[178] are linked to other sections of the Vedic canon and sometimes serve as an appendix to a Brâhmaṇa, leading to a gradual shift in topics from ritual to philosophy[179]. It would be too much to claim that this arrangement illustrates the origin of speculation in ancient India, as some hymns from the Rig Veda are purely philosophical, but it does showcase an extended phase of Brahmanic thought where speculation couldn’t separate itself from ritual and was also hindered by physical concepts. The Upanishads are often described as transcendental and idealistic, but in many passages—perhaps in most—they struggle with limited success to differentiate between the spiritual and the material. The self or spirit is sometimes equated in people with breath, in nature with air, ether, or space. At other times, it is said to reside in the heart, about the size of a thumb, but capable of becoming smaller, moving through veins, and manifesting in the eye: also capable of expanding infinitely and merging with the world soul. Yet when thought takes flight and rises above these material notions, the teachings of the Upanishads share with Buddhism the distinction of being the pinnacle of Indian intellect.
In India, religious life has always been seen as a journey and a quest for truth. Even the most orthodox and priestly approaches acknowledge this. There comes a point when rituals feel empty, and the soul yearns for an understanding of the essence of things. And although later dogma claims that this knowledge is revealed, a genuine spirit of inquiry and speculation resonates throughout the Vedas and remains alive throughout the long lineage of Indian thinkers. The Vedas famously ask[180] "Who is the God to whom we shall offer our sacrifice? ... Who is he who is the Creator and sustainer of the Universe ... whose shadow is immortality, whose shadow is death?" or, in even bolder terms[181], "The Gods were created after this universe. Who then knows whence it sprang? He who in the highest heaven oversees this universe; he knows—or perhaps he does not know." These deep inquiries, likely unmatched in the contemporary literature of other nations, are later supplemented, though perhaps not expanded, by many others, and there's a continuous belief that an answer exists—the Truth, which, once known, becomes the ultimate goal of life. A European might wonder what practical use can be made of the truth, but for Hindus, divine knowledge is an end and a state, not a tool. It's not viewed as something to improve the world or for any other purpose. Function implies that what is utilized is secondary and inferior to an end, while divine knowledge represents the peak and purpose of the universe, or, from another perspective, the dissolution of both the external world and individual identity. Hence, Hindus don't expect philanthropy or action of any sort from their saints.
As previously noted, India's typical (though not the only) response to these inquiries is that nothing truly exists except God or, more accurately, Brahman. The soul is one with Brahman. The external world we perceive isn't real in the same way: it is, in some manner, an evolution of Brahman or even sheer illusion. This doctrine isn’t universal; it's sharply critiqued and rejected by older forms of Buddhism, but its grip on the Indian temperament is evident in its resurgence in later Buddhism, where, through a remarkable transformation, the Buddha is identified with the universal spirit. Though the way I've summarized the doctrine above epitomizes Vedânta, it would not be historically accurate to present it as a summary of the earlier Upanishads. Their teachings are less comprehensive and uncompromising, more veiled, tentative, and allusive, and occasionally encumbered by material ideas. Nevertheless, they clearly lay the groundwork for Vedânta, and devout Vedântists can find justification for their system within them.
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Instead of attempting to summarize the Upanishads it may be well to quote one or two celebrated passages. One is from the Bṛihad-Âraṇyaka[182] and relates how Yâjñavalkya, when about to retire to the forest as an ascetic, wished to divide his property between his two wives, Kâtyâyanî "who possessed only such knowledge as women possess" and Maitreyî "who was conversant with Brahman." The latter asked her husband whether she would be immortal if she owned the whole world. "No," he replied, "like the life of the rich would be thy life but there is no hope of immortality." Maitreyî said that she had no need of what would not make her immortal. Yâjñavalkya proceeded to explain to her his doctrine of the Âtman, the self or essence, the spirit present in man as well as in the universe. "Not for the husband's sake is the husband dear but for the sake of the Âtman. Not for the wife's sake is the wife dear but for the sake of the Âtman. Not for their own sake are sons, wealth, Brahmans, warriors, worlds, gods, Vedas and all things dear, but for the sake of the Âtman. The Âtman is to be seen, to be heard, to be perceived, to be marked: by him who has seen and known the Âtman all the universe is known.... He who looks for Brahmans, warriors, worlds, gods or Vedas anywhere but in the Âtman, loses them all...."
"As all waters have their meeting place in the sea, all touch in the skin, all tastes in the tongue, all odours in the nose, all colours in the eye, all sounds in the ear, all percepts in the mind, all knowledge in the heart, all actions in the hands....As a lump of salt has no inside nor outside and is nothing but taste, so has this Âtman neither inside nor outside and is nothing but knowledge. Having risen from out these elements it (the human soul) vanishes with them. When it has departed (after death) there is no more consciousness." Here Maitreyî professes herself bewildered but Yâjñavalkya continues "I say nothing bewildering. Verily, beloved, that Âtman is imperishable and indestructible. When there is as it were duality, then one sees the other, one tastes the other, one salutes the other, one hears the other, one touches the other, one knows the other. But when the Âtman only is all this, how should we see, taste, hear, touch or know another? How can we know him by whose power we know all this? That Âtman is to be described by no, no (neti, neti). He is incomprehensible for he cannot be comprehended, indestructible for he cannot be destroyed, unattached for he does not attach himself: he knows no bonds, no suffering, no decay. How, O beloved, can one know the knower?" And having so spoken, Yâjñavalkya went away into the forest. In another verse of the same work it is declared that "This great unborn Âtman (or Self) undecaying, undying, immortal, fearless, is indeed Brahman."
It is interesting that this doctrine, evidently regarded as the quintessence of Yâjñavalkya's knowledge, should be imparted to a woman. It is not easy to translate. Âtman, of course, means self and is so rendered by Max Müller in this passage, but it seems to me that this rendering jars on the English ear for it inevitably suggests the individual self and selfishness, whereas Âtman means the universal spirit which is Self, because it is the highest (or only) Reality and Being, not definable in terms of anything else. Nothing, says Yâjñavalkya, has any value, meaning, or indeed reality except in relation to this Self[183]. The whole world including the Vedas and religion is an emanation from him. The passage at which Maitreyî expresses her bewilderment is obscure, but the reply is more definite. The Self is indestructible but still it is incorrect to speak of the soul having knowledge and perception after death, for knowledge and perception imply duality, a subject and an object. But when the human soul and the universal Âtman are one, there is no duality and no human expression can be correctly used about the Âtman. Whatever you say of it, the answer must be neti, neti, it is not like that[184]; that is to say, the ordinary language used about the individual soul is not applicable to the Âtman or to the human soul when regarded as identical with it.
This identity is stated more precisely in another passage[185] where first occurs the celebrated formula Tat tvam asi, That art Thou, or Thou art It[186], i.e. the human soul is the Âtman and hence there is no real distinction between souls. Like Yâjñiavalkya's teaching, the statement of this doctrine takes the form of an intimate conversation, this time between a Brahman, Uddâlaka Âruṇi, and his son Śvetaketu who is twenty-four years of age and having just finished his studentship is very well satisfied with himself. His father remarks on his conceit and says "Have you ever asked your teachers for that instruction by which the unheard becomes heard, the unperceived perceived and the unknown known?" Śvetaketu enquires what this instruction is and his father replies, "As by one lump of clay all that is made of clay is known, and the change[187] is a mere matter of words, nothing but a name, the truth being that all is clay, and as by one piece of copper or by one pair of nail-scissors all that is made of copper or iron can be known, so is that instruction." That is to say, it would seem, the reality is One: all diversity and multiplicity is secondary and superficial, merely a matter of words. "In the beginning," continues the father, "there was only that which is, one without a second. Others say in the beginning there was that only which is not (non-existence), one without a second, and from that which is not, that which is was born. But how could that which is be born of that which is not[188]? No, only that which is was in the beginning, one only without a second. It thought, may I be many: may I have offspring. It sent forth fire." Here follows a cosmogony and an explanation of the constitution of animate beings, and then the father continues--"All creatures have their root in the Real, dwell in the Real and rest in the Real. That subtle being by which this universe subsists, it is the Real, it is the Âtman, and thou, Śvetaketu, art It." Many illustrations of the relations of the Âtman and the universe follow. For instance, if the life (sap) leaves a tree, it withers and dies. So "this body withers and dies when the life has left it: the life dies not." In the fruit of the Banyan (fig-tree) are minute seeds innumerable. But the imperceptible subtle essence in each seed is the whole Banyan. Each example adduced concludes with the same formula, Thou art that subtle essence, and as in the Bṛihad-Âraṇyaka salt is used as a metaphor. "'Place this salt in water and then come to me in the morning.' The son did so and in the morning the father said 'Bring me the salt.' The son looked for it but found it not, for of course it was melted. The father said, 'Taste from the surface of the water. How is it?' The son replied, 'It is salt.' 'Taste from the middle. How is it?' 'It is salt.' 'Taste from the bottom, how is it?' 'It is salt.' ... The father said, 'Here also in this body you do not perceive the Real, but there it is. That subtle being by which this universe subsists, it is the Real, it is the Âtman and thou, Svetaketu, art It.'"
The writers of these passages have not quite reached Śankara's point of view, that the Âtman is all and the whole universe mere illusion or Mâyâ. Their thought still tends to regard the universe as something drawn forth from the Âtman and then pervaded by it. But still the main features of the later Advaita, or philosophy of no duality, are there. All the universe has grown forth from the Âtman: there is no real difference in things, just as all gold is gold whatever it is made into. The soul is identical with this Âtman and after death may be one with it in a union excluding all duality even of perceiver and perceived.
A similar union occurs in sleep. This idea is important for it is closely connected with another belief which has had far-reaching consequences on thought and practice in India, the belief namely that the soul can attain without death and as the result of mental discipline to union[189] with Brahman. This idea is common in Hinduism and though Buddhism rejects the notion of union with the supreme spirit yet it attaches importance to meditation and makes Samâdhi or rapture the crown of the perfect life. In this, as in other matters, the teaching of the Upanishads is manifold and unsystematic compared with later doctrines. The older passages ascribe to the soul three states corresponding to the bodily conditions of waking, dream-sleep, and deep dreamless sleep, and the Bṛihad-Âraṇyaka affirms of the last (IV. 3. 32): "This is the Brahma world. This is his highest world, this is his highest bliss. All other creatures live on a small portion of that bliss." But even in some Upanishads of the second stratum (Mâṇḍukya, Maitrâyaṇa) we find added a fourth state, Caturtha or more commonly Turîya, in which the bliss attainable in deep sleep is accompanied by consciousness[190]. This theory and various practices founded on it develop rapidly.
Instead of trying to summarize the Upanishads, it might be better to quote a couple of well-known passages. One comes from the Bṛihad-Âraṇyaka[182] and describes how Yâjñavalkya, before going to the forest to live as an ascetic, wanted to divide his property between his two wives, Kâtyâyanî "who only had the knowledge typical of women" and Maitreyî "who understood Brahman." The latter asked her husband if she would be immortal if she owned the whole world. "No," he replied, "your life would be like the life of the wealthy, but there’s no hope for immortality." Maitreyî responded that she didn't need what wouldn’t make her immortal. Yâjñavalkya then went on to explain his teachings about the Âtman, the self or essence, the spirit found in both humans and the universe. "It’s not for the husband that the husband is dear, but for the sake of the Âtman. It’s not for the wife that the wife is dear, but for the sake of the Âtman. Sons, wealth, scholars, warriors, worlds, gods, Vedas, and everything else are not valuable for their own sake but for the sake of the Âtman. The Âtman must be seen, heard, perceived, and experienced: whoever knows the Âtman knows all that exists.... Those who search for scholars, warriors, worlds, gods, or Vedas outside of the Âtman will lose everything...."
"Just as all waters meet in the sea, all sensations in the skin, all tastes on the tongue, all smells in the nose, all colors in the eye, all sounds in the ear, all thoughts in the mind, all knowledge in the heart, all actions in the hands.... As a lump of salt has no inside or outside and is solely taste, so the Âtman has no inside or outside and is solely knowledge. Born from these elements, the human soul disappears with them. Once it departs (after death), there’s no more consciousness." Here, Maitreyî confesses her confusion, but Yâjñavalkya continues, "I'm saying nothing confusing. Truly, dear one, that Âtman is imperishable and indestructible. When there appears to be duality, one can see the other, taste the other, greet the other, hear the other, touch the other, know the other. But when the Âtman is all of this, how can we see, taste, hear, touch, or know another? How can we know the one by whose power we know all of this? The Âtman cannot be described; it is beyond description (neti, neti). It is incomprehensible because it cannot be understood, indestructible because it cannot be destroyed, unattached because it does not cling: it knows no ties, no suffering, no decay. How, dear one, can we know the knower?" After saying this, Yâjñavalkya left for the forest. In another verse from the same text, it is stated that "This great unborn Âtman (or Self), which is eternal, undying, immortal, and fearless, is indeed Brahman."
It's noteworthy that this teaching, clearly seen as the essence of Yâjñavalkya's knowledge, is shared with a woman. It's challenging to translate. Âtman means self, as Max Müller translates it here, but using "self" in English often implies the individual and selfishness, while Âtman signifies the universal spirit, which is the Self, as it embodies the highest (or only) Reality and Existence, not definable by anything else. Nothing, Yâjñavalkya asserts, holds value, meaning, or even reality except in relation to this Self[183]. The entire universe, including the Vedas and religion, emanates from it. The passage where Maitreyî expresses her confusion is unclear, but the response is more straightforward. The Self is indestructible, but it’s still inaccurate to claim that the soul retains knowledge and perception after death, as knowledge and perception imply duality, a subject and an object. However, when the human soul and the universal Âtman are one, there is no duality, and no human expression can accurately apply to the Âtman. Whatever you say about it, the response must be neti, neti, it is not like that[184]; that is to say, the typical language used regarding the individual soul does not fit the Âtman or the human soul understood as identical with it.
This identity is more clearly stated in another passage[185] where the famous phrase Tat tvam asi, That art Thou, or Thou art It[186], is introduced, meaning that the human soul is the Âtman, and thus there is no real distinction between souls. Like Yâjñavalkya's teachings, this declaration takes the form of an intimate conversation, this time between a Brahman, Uddâlaka Âruṇi, and his son Śvetaketu, who is twenty-four years old and, having just completed his education, is quite pleased with himself. His father comments on his arrogance and says, "Have you ever asked your teachers for that knowledge that allows the unheard to be heard, the unperceived to be perceived, and the unknown to be known?" Śvetaketu asks what this knowledge is, and his father replies, "Just as by one lump of clay you can understand all made from clay, and the change[187] is merely a matter of words, nothing but a name, the truth being that everything is clay, and similarly, by one piece of copper or one pair of nail scissors, you can know everything made of copper or iron, that's the knowledge." In other words, it seems that the reality is One: all diversity and multiplicity are secondary and superficial, simply a matter of words. "In the beginning," the father continues, "there was only what is, one without a second. Others say that in the beginning there was only what is not (non-existence), one without a second, and from what is not, what is was born. But how could what is emerge from what is not[188]? No, only what is was there in the beginning, one alone without a second. It thought, may I be many: may I have offspring. It generated fire." After that follows a cosmogony and an explanation of the makeup of living beings, then the father goes on—"All beings have their origin in the Real, exist in the Real, and return to the Real. That subtle being by which this universe exists, it is the Real, it is the Âtman, and you, Śvetaketu, are It." Numerous examples illustrating the relationship between the Âtman and the universe are provided. For example, when the life (sap) leaves a tree, it wilts and dies. Similarly, "this body wilts and dies when the life has left it: the life does not die." In the fruit of the Banyan (fig tree) are countless tiny seeds. But the imperceptible subtle essence in each seed is the entire Banyan. Each example concludes with the same formula, Thou art that subtle essence, and just like in the Bṛihad-Âraṇyaka, salt is used as a metaphor. "'Place this salt in water and then come back to me in the morning.' The son did so, and in the morning the father asked, 'Bring me the salt.' The son searched for it but couldn’t find it, as it had dissolved. The father said, 'Taste from the surface of the water. How is it?' The son replied, 'It is salty.' 'Taste from the middle. How is it?' 'It is salty.' 'Taste from the bottom, how is it?' 'It is salty.' ... The father said, 'Here too in this body you don’t perceive the Real, but there it is. That subtle being by which this universe exists, it is the Real, it is the Âtman, and you, Svetaketu, are It.'"
The authors of these passages have not entirely reached Śankara's viewpoint, which sees the Âtman as everything and the entire universe as mere illusion or Mâyâ. Their perspective still tends to consider the universe as something derived from the Âtman and then infused with it. However, the main characteristics of the later Advaita, or non-duality philosophy, are evident. The whole universe has emerged from the Âtman: there is no real distinction between things, just as all gold is gold regardless of what it’s shaped into. The soul is identical to this Âtman, and after death may unite with it in a way that transcends all duality, even that of the perceiver and the perceived.
A similar unity occurs in sleep. This idea is significant because it closely relates to another belief that has deeply influenced thought and practice in India: the belief that the soul can achieve unity[189] with Brahman without dying and through mental discipline. This concept is common in Hinduism, and while Buddhism rejects the idea of unity with the supreme spirit, it places importance on meditation and regards Samâdhi or rapture as the pinnacle of a fulfilled life. In this and other aspects, the teachings of the Upanishads are varied and unsystematic compared to later doctrines. The earlier texts assign three states to the soul that correspond to the physical conditions of waking, dream-sleep, and deep dreamless sleep, and the Bṛihad-Âraṇyaka states about the last (IV. 3. 32): "This is the Brahma world. This is his highest world, this is his greatest bliss. All other creatures live on a small part of that bliss." Yet even in some of the later Upanishads (Mâṇḍukya, Maitrâyaṇa), a fourth state, Caturtha or more commonly Turîya, is introduced, where the bliss experienced during deep sleep is accompanied by consciousness[190]. This theory and the various practices based on it develop quickly.
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The explanation of dreamless sleep as supreme bliss and Yâjñavalkya's statement that the soul after death cannot be said to know or feel, may suggest that union with Brahman is another name for annihilation. But that is not the doctrine of the Upanishads though a European perhaps might say that the consciousness contemplated is so different from ordinary human consciousness that it should not bear the same name. In another passage[191] Yâjñavalkya himself explains "when he does not know, yet he is knowing though he does not know. For knowing is inseparable from the knower, because it cannot perish. But there is no second, nothing else different from him that he could know." A common formula for Brahman in the later philosophy is Saccidânanda, Being, Thought and Joy[192]. This is a just summary of the earlier teaching. We have already seen how the Âtman is recognized as the only Reality. Its intellectual character is equally clearly affirmed. Thus the Bṛihad-Âraṇyaka (III. 7. 23) says: "There is no seer beside him, no hearer beside him, no perceiver beside him, no knower beside him. This is thy Self, the ruler within, the immortal. Everything distinct from him is subject to pain." This idea that pain and fear exist only as far as a man makes a distinction between his own self and the real Self is eloquently developed in the division of the Taittirîya Upanishad called the Chapter of Bliss. "He who knows Brahman" it declares, "which exists, which is conscious, which is without end, as hidden in the depth of the heart, and in farthest space, he enjoys all blessings, in communion with the omniscient Brahman.... He who knows the bliss (ânandam) of that Brahman from which all speech and mind turn away unable to reach it, he never fears[193]."
Bliss is obtainable by union with Brahman, and the road to such union is knowledge of Brahman. That knowledge is often represented as acquired by tapas or asceticism, but this, though repeatedly enjoined as necessary, seems to be regarded (in the nobler expositions at least) as an indispensable schooling rather than as efficacious by its own virtue. Sometimes the topic is treated in an almost Buddhist spirit of reasonableness and depreciation of self-mortification for its own sake. Thus Yâjñavalkya says to Gârgî[194]: "Whoever without knowing the imperishable one offers oblations in this world, sacrifices, and practises asceticism even for a thousand years, his work will perish." And in a remarkable scene described in the Chândogya Upanishad, the three sacred fires decide to instruct a student who is exhausted by austerities, and tell him that Brahman is life, bliss and space[195].
Analogous to the conception of Brahman as bliss, is the description of him as light or "light of lights." A beautiful passage[196] says: "To the wise who perceive him (Brahman) within their own self, belongs eternal peace, not to others. They feel that highest, unspeakable bliss saying, this is that. How then can I understand it? Has it its own light or does it reflect light? No sun shines there, nor moon nor stars, nor these lightnings, much less this fire. When he shines everything shines after him: by his light all the world is lighted."
In most of the texts which we have examined the words Brahman and Âtman are so impersonal that they cannot be replaced by God. In other passages the conception of the deity is more personal. The universe is often said to have been emitted or breathed forth by Brahman. By emphasizing the origin and result of this process separately, we reach the idea of the Maker and Master of the Universe, commonly expressed by the word Îśvara, Lord. But even when using this expression, Hindu thought tends in its subtler moments to regard both the creator and the creature as illusions. In the same sense as the world exists there also exists its creator who is an aspect of Brahman, but the deeper truth is that neither is real: there is but One who neither makes nor is made[197]. In a land of such multiform theology it would be hazardous to say that Monotheism has always arisen out of Pantheism, but in the speculative schools where the Upanishads were composed, this was often its genesis. The older idea is that a subtle essence pervades all nature and the deities who rule nature: this is spiritualized into the doctrine of Brahman attributed to Yâjñavalkya and it is only by a secondary process that this Brahman is personified and sometimes identified with a particular god such as Siva. The doctrine of the personal Îśvara is elaborated in the Śvetâśvatara Upanishad of uncertain date[198]. It celebrates him in hymns of almost Mohammedan monotheism. "Let us know that great Lord of Lords, the highest God of Gods, the Master of Masters, the highest above, as God, as Lord of the world, who is to be glorified[199]." But this monotheistic fervour does not last long without relapsing into the familiar pantheistic strain. "Thou art woman," says the same Upanishad[200], "and Thou art man: Thou art youth and maiden: Thou as an old man totterest along on thy staff: Thou art born with thy face turned everywhere. Thou art the dark-blue bee: Thou the green parrot with the red eyes. Thou art the thunder cloud, the seasons and the seas. Thou art without beginning because Thou art infinite, Thou, from whom all worlds are born."
The idea of dreamless sleep as ultimate bliss and Yâjñavalkya's assertion that the soul after death cannot be said to know or feel may imply that merging with Brahman is synonymous with annihilation. However, this isn’t the teaching of the Upanishads, although a European might argue that the consciousness discussed is so distinct from ordinary human consciousness that it shouldn't share the same label. In another passage[191] Yâjñavalkya further clarifies, "When he does not know, yet he is knowing even though he does not know. For knowing is inseparable from the knower because it cannot fade away. But there is no other, nothing separate from him that he could know." A common term for Brahman in later philosophy is Saccidânanda, which signifies Being, Consciousness, and Bliss[192]. This is a succinct summary of earlier teachings. We have already seen how the Âtman is identified as the only Reality. Its intellectual dimension is also distinctly confirmed. Thus, the Bṛihad-Âraṇyaka (III. 7. 23) states: "There is no seer besides him, no hearer besides him, no perceiver besides him, no knower besides him. This is your Self, the ruler within, the immortal. Everything distinct from him is subject to suffering." This notion that pain and fear exist only because a person differentiates between their own self and the true Self is powerfully elaborated in the section of the Taittirîya Upanishad called the Chapter of Bliss. "He who knows Brahman," it proclaims, "which exists, which is conscious, which is limitless, hidden deep in the heart and in the farthest space, enjoys all blessings, united with the all-knowing Brahman.... He who understands the bliss (ânandam) of that Brahman, from which all speech and thought turn away unable to reach it, never fears[193]."
Bliss can be attained through union with Brahman, and the path to that union is the knowledge of Brahman. This knowledge is often described as gained through tapas or asceticism; however, although it is frequently emphasized as essential, it seems to be viewed (at least in the more noble explanations) as necessary training rather than effective by its own merit. Sometimes, the matter is approached with a nearly Buddhist sense of reason and a discouragement of self-mortification for its own sake. Thus, Yâjñavalkya tells Gârgî[194]: "Whoever, without knowing the imperishable one, offers sacrifices in this world, performs rituals, and practices asceticism even for a thousand years, his actions will come to an end." In a striking scene described in the Chândogya Upanishad, the three sacred fires decide to teach a student who is worn out from austerities and reveal to him that Brahman is life, bliss, and space[195].
Similar to the concept of Brahman as bliss is the description of him as light or "the light of lights." A beautiful passage[196] expresses: "To the wise who perceive him (Brahman) within their own self, belongs eternal peace; not to others. They experience that greatest, indescribable bliss saying, this is that. How then can I grasp it? Does it hold its own light, or does it reflect light? No sun shines there, nor moon, nor stars, nor do lightnings or this fire shine there. When he shines, everything else shines after him; by his light all the world is illuminated."
In most texts we've reviewed, the terms Brahman and Âtman are so impersonal that they cannot simply be replaced with God. In other parts, the idea of the deity is more personal. The universe is often said to have been emitted or breathed forth by Brahman. By distinguishing the origin and outcome of this process separately, we arrive at the notion of the Creator and Master of the Universe, often referred to as Îśvara, the Lord. However, even when this term is used, Hindu thought in its more subtle moments tends to see both the creator and the creation as illusions. In the same way that the world exists, its creator also exists, who is a facet of Brahman, but the deeper reality is that neither is real: there is only One who neither creates nor is created[197]. In a region with such diverse theology, it would be risky to claim that Monotheism has always emerged from Pantheism, yet in the speculative schools where the Upanishads were written, this was often its origin. The earlier notion is that a subtle essence permeates all of nature and the deities that govern it: this is refined into the doctrine of Brahman attributed to Yâjñavalkya, and it is only through a secondary process that this Brahman is personified and sometimes identified with a specific god like Siva. The teaching of the personal Îśvara is elaborated in the Śvetâśvatara Upanishad of uncertain date[198]. It honors him with hymns that resemble almost Islamic monotheism. "Let us know that great Lord of Lords, the highest God of Gods, the Master of Masters, the highest above, as God, as Lord of the world, who deserves praise[199]." But this monotheistic enthusiasm does not endure long without reverting to the familiar pantheistic tone. "Thou art woman," states the same Upanishad[200], "and Thou art man: Thou art youth and maiden: Thou, as an old man, totterest along with thy staff: Thou art born with thy face turned everywhere. Thou art the dark-blue bee: Thou the green parrot with the red eyes. Thou art the thundercloud, the seasons, and the seas. Thou art beginningless because Thou art infinite, Thou, from whom all worlds arise."
CHAPTER VI
RELIGIOUS LIFE IN PRE-BUDDHIST INDIA
In reading the Brâhmaṅas and older Upanishads we often wish we knew more of the writers and their lives. Rarely can so many representative men have bequeathed so much literature and yet left so dim a sketch of their times. Thought was their real life: of that they have given a full record, imperfect only in chronology, for though their speculations are often set forth in a narrative form, we hear surprisingly little about contemporary events.
The territory familiar to these works is the western part of the modern United Provinces with the neighbouring districts of the Panjab, the lands of the Kurus, Pancâlas, and Matsyas, all in the region of Agra and Delhi, and further east Kâśi (Benares) with Videha or Tirhut. Gândhâra was known[201] but Magadha and Bengal are not mentioned. Even in the Buddha's lifetime they were still imperfectly brahmanized.
What we know of the period 800 to 600 B.C. is mostly due to the Brahmans, and many Indianists have accepted their view, that they were then socially the highest class and the repository of religion and culture. But it is clear from Buddhist writings (which, however, are somewhat later) that this pre-eminence was not unchallenged[202], and many admissions in the Brâhmaṅas and Upanishads indicate that some centuries before the Buddha the Kshatriyas held socially the first rank and shared intellectual honours with the Brahmans. Janaka, king of Videha[203], and Yâjñavalkya, the Brahman, meet on terms of mutual respect and other Kshatriyas, such as Ajâtaśatru of Kâśi and Pravâhaṅa Jaivali are represented as instructing Brahmans, and the latter in doing so says "this knowledge did not go to any Brahman before but belonged to the Kshatriyas alone[204]." But as a profession theology, both practical and speculative, was left to the Brahmans.
The proper relation between the nobles and Brahmans finds expression in the office of Purohita[205] or domestic chaplain, which is as old as the Vedas and has lasted to the present day. In early times he was not merely a spiritual guide but also a councillor expected to advise the king as to his enterprises and secure their success by appropriate rites. By king we should understand a tribal chief, entrusted with considerable powers in the not infrequent times of war, but in peace obliged to consult the clan, or at least the aristocratic part of it, on all matters of importance. A Purohita might attain a very high position, like Devabhaga, priest of both the Kurus and Srinjayas[206]. The Brahmans did not attempt to become kings, but the sacred books insist that though a Brahman can do without a king, yet a king cannot do without a Brahman. The two castes are compared to the deities Mitra and Varuṅa, typifying intelligence and will. When they are united deeds can be done[207]. But "the Gods do not eat the food of a king who is without a Purohita." Other castes can offer sacrifices only by the mediation of Brahmans, and it does not appear that kings disputed this, though they claimed the right to think for themselves and may have denied the utility of sacrifice[208]. Apart from kings the duties and claims of the Brahman extend to the people at large. He has four virtues, "birth, deportment, fame and the perfecting of the people," and in return the people owe him respect, liberality, security against oppression and against capital punishment.
Towns in this period must have been few and those few essentially forts, not collections of palaces and temples. We hear of Kâśi (Benares) but the name may signify a district. People are said to go to the Kurus or Pancâlas, not to Mithilâ or any other city. It was in village life—which is still the life of the greater part of India—that Brahmanism grew up. Probably then as now Brahman families occupied separate villages, or at least quarters, and were allowed to hold the land rent free as a reward for rendering religious services to the king. They followed various professions but the life which was most respected, and also most lucrative, was that devoted to the study and practice of sacred science, that is the learning and recitation of sacred texts, performance of ceremonies, and theological discussion. The later law books divide a Brahman's life into four stages or âśramas in which he was successively a student, a householder, a hermit and an ascetic[209]. The third and fourth stages are not very clearly distinguished. A hermit is supposed to renounce family life and live in the forest, but still to perform sacrifices, whereas the Sannyâsi or perfect ascetic, in many ways the ideal of India, subsists on alms, freed alike from duties and passions and absorbed in meditation. In the older Upanishads three stages are indicated as part of contemporary practice[210]. For a period of from nine to thirty-six years, a Brahman dwelt with a teacher. While his state of pupilage lasted he lived on alms and was bound by the severest vows of obedience and chastity. The instruction given consisted in imparting sacred texts which could be acquired only by hearing them recited, for writing, though it may have been known in India as early as the seventh century B.C., was not used for literature. The Śatapatha Brâhmaṇa recommends the study not only of the four Vedas but of the precepts (perhaps grammar, etymology, etc.), the sciences (perhaps philosophy), dialogues (no doubt such as those found in the Upanishads), traditions and ancient legends, stanzas and tales of heroes[211], showing that, besides the scriptures, more popular compositions which doubtless contained the germs of the later Epics and Puranas were held in esteem.
On terminating his apprenticeship the young Brahman became a householder and married, moderate polygamy being usual. To some extent he followed the occupations of an ordinary man of business and father of a family, but the most important point in establishing a home of his own was the kindling of his own sacred fire[212], and the householder's life was regarded as a series of rites, such as the daily offering of milk, the new and full moon ceremonies, seasonal sacrifices every four months and the Soma sacrifice once a year, besides oblations to ancestors and other domestic observances. The third stage of life should begin when a householder sees that his hair is turning grey and a grandson has been born. He should then abandon his home and live in the forest. The tradition that it is justifiable and even commendable for men and women to abandon their families and take to the religious life has at all times been strong in India and public opinion has never considered that the deserted party had a grievance. No doubt comfortable householders were in no hurry to take to the woods and many must always have shirked the duty. But on the other hand, the very pious, of whom India has always produced a superabundance, were not willing to bear the cares of domestic life and renounced the world before the prescribed time. On the whole Brahmanic (as opposed to Buddhist) literature is occupied in insisting not so much that the devout should abandon the world as that they must perform the ritual observances prescribed for householders before doing so.
The Brahman's existence as drawn in the law-books is a description of what the writers thought ought to be done rather than of the general practice. Still it cannot be dismissed as imaginary, for the Nambutiri[213] Brahmans of Travancore have not yet abandoned a mode of life which is in essentials that prescribed by Manu and probably that led by Brahmans in the seventh century B.C. or earlier[214].
They are for the most part landowners dwelling in large houses built to accommodate a patriarchal family and erected in spacious compounds. In youth they spend about eight years in learning the Veda, and in mature life religious ceremonies, including such observances as bathing and the preparation of meals, occupy about six hours of the day. As a profession, the performance of religious rites for others is most esteemed. In food, drink and pleasures, the Nambutiris are almost ascetics: their rectitude, punctiliousness and dignity still command exaggerated respect. But they seem unproductive and petrified, even in such matters as literature and scholarship, and their inability to adapt themselves to changing conditions threatens them with impoverishment and deterioration.
Yet the ideal Brahmanic life, which by no means excludes intellectual activity, is laid out in severe and noble lines and though on its good side somewhat beyond the reach of human endeavour and on its bad side overloaded with pedantry and superstition, it combines in a rare degree self-abnegation and independence. It differs from the ideal set up by Buddhism and by many forms of Hinduism which preach the renunciation of family ties, for it clearly lays down that it is a man's duty to continue his family and help his fellow men just as much as to engage in religious exercises. Thus, the Śatapatha Brâhmaṇa[215] teaches that man is born owing four debts, one to the gods, one to the Rishis or the sages to whom the Vedic hymns were revealed, one to his ancestors and one to men. To discharge these obligations he must offer sacrifices, study the Veda, beget a son and practise hospitality.
The tranquil isolation of village life in ancient India has left its mark on literature. Though the names of teachers are handed down and their opinions cited with pious care, yet for many centuries after the Vedic age we find no books attributed to human authors. There was an indifference to literary fame among these early philosophers and a curious selflessness. Doctors disputed as elsewhere, yet they were at no pains to couple their names with theories or sects. Like the Jewish Rabbis they were content to go down to posterity as the authors of a few sayings, and these are mostly contributions to a common stock with no pretension to be systems of philosophy. The Upanishads leave an impression of a society which, if reposeful, was also mentally alert and tolerant to an unusual degree. Much was absent that occupied the intelligence of other countries. Painting, sculpture and architecture can have attained but modest proportions and the purview of religion included neither temples nor images. India was untroubled by foreign invasions and all classes seem to have been content to let the Kshatriyas look after such internal politics as there were. Trade too was on a small scale. Doubtless the Indian was then, as now, a good man of business and the western coast may have been affected by its relations with the Persian Gulf, but Brahmanic civilization was a thing of the Midland and drew no inspiration from abroad. The best minds were occupied with the leisurely elaboration and discussion of speculative ideas and self-effacement was both practised and preached.
But movement and circulation prevented this calm rustic world from becoming stagnant. Though roads were few and dangerous, a habit of travel was conspicuous among the religious and intellectual classes. The Indian is by nature a pilgrim rather than a stationary monk, and we often hear of Brahmans travelling in quest of knowledge alone or in companies, and stopping in rest houses[216]. In the Śatapatha Brâhmaṇa[217], Uddâlaka Âruṇi is represented as driving about and offering a piece of gold as a prize to those who could defeat him in argument. Great sacrifices were often made the occasion of these discussions. We must not think of them as mere religious ceremonies, as a sort of high mass extending over several days. The fact that they lasted so long and involved operations like building sheds and altars made them unlike our church services and gave opportunities for debate and criticism of what was done. Such competition and publicity were good for the wits. The man who cut the best figure in argument was in greatest demand as a sacrificer and obtained the highest fees. But these stories of prizes and fees emphasize a feature which has characterized the Brahmans from Vedic times to the present day, namely, their shameless love of money. The severest critic cannot deny them a disinterested taste for intellectual, religious and spiritual things, but their own books often use language which shows them as professional men merely anxious to make a fortune by the altar. "The sacrifice is twofold," says the Śatapatha Brâhmaṇa, "oblations to the gods and gifts to the priests. With oblations men gratify the gods and with gifts the human gods. These two kinds of gods when gratified convey the worshipper to the heavenly world[218]." Without a fee the sacrifice is as dead as the victim. It is the fee which makes it living and successful[219].
Tradition has preserved the names of many of these acute, argumentative, fee-loving priests, but of few can we form any clear picture. The most distinguished is Yâjñavalkya who, though seen through a mist of myths and trivial stories about the minutiae of ritual, appears as a personality with certain traits that are probably historical. Many remarks attributed to him are abrupt and scornful and the legend indicates dimly that he was once thought a dangerous innovator. But, as has happened so often since, this early heretic became the corner stone of later orthodoxy. He belonged to the school of the Yajur Veda and was apparently the main author of the new or White recension in which the prayers and directions are more or less separate, whereas in the old or Black recension they are mixed together. According to the legend he vomited forth the texts which he had learnt, calling his fellow pupils "miserable and inefficient Brahmans," and then received a new revelation from the Sun[220]. The quarrel was probably violent for the Śatapatha Brâhmaṇa mentions that he was cursed by priests of the other party. Nor does this work, while recognizing him as the principal teacher, endorse all his sayings. Thus it forbids the eating of beef but adds the curious remark "Nevertheless Yâjñavalkya said, I for one eat it, provided it is tender[221]." Remarkable, too, is his answer to the question what would happen if all the ordinary materials for sacrifices were absent, "Then indeed nothing would be offered here, but there would be offered the truth in faith[222]." It is probable that the Black Yajur Veda represents the more western schools and that the native land of the White recension and of Yâjñavalkya lay further east, perhaps in Videha. But his chief interest for us is not the reforms in text and ritual which he may have made, but his philosophic doctrines of which I have already spoken. Our principal authority for them is the Bṛihad-Âraṇyaka Upanishad of which he is the protagonist, much as Socrates is of the Platonic dialogues. Unfortunately the striking picture which it gives of Yâjñavalkya cannot be accepted as historical. He is a prominent figure in the Śatapatha Brâhmaṇa which is older than the Upanishad and represents an earlier stage of speculation. The sketch of his doctrines which it contains is clearly a preliminary study elaborated and amplified in the Upanishad. But if a personage is introduced in early works as expounding a rudimentary form of certain doctrines and in later works is credited with a matured philosophy, there can be little doubt that he has become a great name whose authority is invoked by later thought, much as Solomon was made the author of the Proverbs and Ecclesiastes and the Song which bears his name.
Yâjñavalkya appears in the Bṛihad-Âraṇyaka as the respected friend but apparently not the chaplain of King Janaka. This monarch celebrated a great sacrifice and offered a thousand cows with a present of money to him who should prove himself wisest. Yâjñavalkya rather arrogantly bade his pupil drive off the beasts. But his claim was challenged: seven Brahmans and one woman, Gârgî Vâcaknavî, disputed with him at length but had to admit his superiority. A point of special interest is raised by the question what happens after death. Yâjñavalkya said to his questioner, "'Take my hand, my friend. We two alone shall know of this. Let this question of ours not be discussed in public.' Then these two went out and argued, and what they said was Karma and what they praised was Karma[223]." The doctrine that a man's deeds cause his future existence and determine its character was apparently not popular among the priesthood who claimed that by their rites they could manufacture heavenly bodies for their clients.
When reading the Brâhmaṇas and older Upanishads, we often wish we knew more about the writers and their lives. It's rare that so many influential people have produced so much literature while leaving such a vague picture of their times. Their thoughts were their true life: they documented that extensively, lacking only in precise dating. Although their ideas are often expressed in a narrative style, we hear surprisingly little about the events of their time.
The area relevant to these works is the western part of modern-day Uttar Pradesh, with neighboring districts in Punjab, the lands of the Kurus, Pancâlas, and Matsyas, all around Agra and Delhi, as well as further east to Kâśi (Benares) and Videha or Tirhut. Gândhâra is mentioned[201], but Magadha and Bengal are not referenced at all. Even during the Buddha's time, these areas were still not fully embraced by Brahmanism.
What we know about the period from 800 to 600 B.C. primarily comes from the Brahmans, and many scholars have accepted their perspective, which claims they were the top social class and the keepers of religion and culture. However, Buddhist texts (which are somewhat later) indicate this dominance was not unchallenged[202], and various remarks in the Brâhmaṇas and Upanishads suggest that centuries before the Buddha, the Kshatriyas were socially the highest and shared intellectual recognition with the Brahmans. Janaka, the king of Videha[203], and Yâjñavalkya, the Brahman, interact with mutual respect, while other Kshatriyas, like Ajâtaśatru of Kâśi and Pravâhaṅa Jaivali, are depicted as teaching Brahmans, with one even stating, "this knowledge didn’t go to any Brahman before; it belonged to the Kshatriyas alone[204]." Yet, as a profession, theology—both practical and theoretical—was left to the Brahmans.
The relationship between the nobles and Brahmans is illustrated by the role of Purohita[205] or family priest, which is as ancient as the Vedas and has persisted to this day. In earlier times, he was not just a spiritual guide but also a counselor expected to advise the king on his ventures and ensure their success through proper rituals. By "king," we understand a tribal leader, who held significant power during frequent wars but was required to consult with the clan, or at least its aristocracy, during peacetime on critical issues. A Purohita could reach a very high position, like Devabhaga, who served both the Kurus and Srinjayas[206]. The Brahmans did not seek to become kings, but sacred texts emphasize that while a Brahman can manage without a king, a king cannot do without a Brahman. The two castes are compared to the deities Mitra and Varuṇa, symbolizing wisdom and will. When they come together, great deeds can be accomplished[207]. However, "the Gods do not consume the offerings of a king without a Purohita." Other castes can only perform sacrifices through the Brahmans, and it appears kings did not argue with this, even as they asserted their right to think independently and may have questioned the necessity of sacrifices[208]. Beyond kings, the responsibilities and rights of the Brahman extend to the general populace. He is characterized by four virtues: "birth, conduct, reputation, and the betterment of the people," and in return, the people owe him respect, generosity, and protection from oppression and capital punishment.
Towns during this period must have been few, essentially military forts rather than sprawling cities filled with palaces and temples. We hear of Kâśi (Benares), but this name might refer to the region rather than a city itself. People were described as going to the Kurus or Pancâlas, rather than to Mithilâ or other cities. It was in village life—which remains the experience of much of India today—that Brahmanism flourished. Likely, as it is now, Brahman families lived in separate villages or at least distinct quarters and were permitted to hold land rent-free in exchange for providing religious services to the king. They engaged in various professions, but the most respected and lucrative path was devoted to studying and practicing sacred knowledge, which included learning and reciting sacred texts, performing rituals, and engaging in theological discussions. Later legal texts categorize a Brahman's life into four stages or âśramas: student, householder, hermit, and ascetic[209]. The third and fourth stages are not clearly defined; a hermit is expected to give up family life and live in the forest while still performing sacrifices, whereas a Sannyâsi or perfect ascetic—often viewed as the ideal in India—lives off charity, free from duties, desires, and deeply engaged in meditation. The older Upanishads indicate three stages relevant to contemporary practice[210]. A Brahman spent between nine and thirty-six years living with a teacher, during which time he lived on alms and adhered to strict vows of obedience and chastity. Learning consisted of oral instruction in sacred texts, which could only be acquired by hearing, as writing—though possibly known in India as early as the seventh century B.C.—was not widely used for literature. The Śatapatha Brâhmaṇa encourages studying not only the four Vedas but also the precepts (potentially grammar, etymology, etc.), sciences (possibly philosophy), dialogues (most likely similar to those in the Upanishads), traditions, ancient tales, verses, and heroic stories[211], indicating that alongside the scriptures, more popular compositions, which likely contained the roots of later Epics and Puranas, were held in high regard.
Upon completing his apprenticeship, the young Brahman became a householder and typically married in a society where moderate polygamy was common. He somewhat followed the routines of an average businessman and family man, but the key aspect of establishing his own home was igniting his own sacred fire[212], with his life as a householder seen as a series of rituals, like daily milk offerings, new and full moon ceremonies, seasonal sacrifices every four months, and an annual Soma sacrifice, alongside offerings to ancestors and other home rituals. The third life stage should start when a householder notices his hair turning gray and has become a grandfather. At this point, he is expected to leave his home and live in the forest. The tradition that it is acceptable—indeed admirable—for men and women to leave their families and pursue religious life has always been strong in India, and public sentiment has never deemed it a grievance for those left behind. Admittedly, comfortable householders were slow to seek the forest, and many may have avoided this responsibility. However, the deeply devout, of whom India has always had plenty, often chose to renounce worldly life before their time. Overall, Brahmanic (as opposed to Buddhist) literature emphasizes that the devout should not just abandon the world but must first fulfill the required rituals for householders.
The Brahman's life, as depicted in legal texts, outlines what the writers believed should be done rather than what was commonly practiced. Still, this description cannot simply be dismissed as fictional, for the Nambutiri[213] Brahmans of Travancore continue to follow a lifestyle that closely resembles what is prescribed by Manu and likely what Brahmans led in the seventh century B.C. or earlier[214].
These Brahmans are mostly landowners living in large houses designed to accommodate an extended family, set within spacious compounds. In their youth, they spend around eight years studying the Veda, and in adulthood, religious rituals—such as bathing and meal preparation—take up about six hours of their day. Performing religious rites for others is a highly respected profession. In terms of food, drink, and leisure, the Nambutiris embody asceticism: their integrity, meticulousness, and dignity still earn them exaggerated respect. However, they appear stagnant and caught in the past, even in literature and scholarship, and their failure to adapt to changing circumstances threatens their future prosperity and vitality.
Nevertheless, the ideal Brahmanic life, which certainly includes intellectual pursuits, is defined by strict and noble principles. While its positive aspects may seem beyond human capability, and its negative aspects often laden with pedantry and superstition, it strikingly combines self-denial and autonomy. It differs from the ideal promoted by Buddhism and various Hindu sects that advocate renouncing family ties, as it clearly states a man's duty to maintain his family and help his fellow humans as much as to engage in spiritual practices. Hence, the Śatapatha Brâhmaṇa[215] teaches that a man is born with four debts: one to the gods, one to the Rishis or sages who received the Vedic hymns, one to his ancestors, and one to fellow humans. To fulfill these obligations, he must offer sacrifices, study the Veda, father a son, and practice hospitality.
The peaceful isolation of ancient village life in India has influenced its literature. Although the names of teachers are preserved, and their views are cited with reverent care, we find few books attributed to individual authors for many centuries following the Vedic age. There existed a detachment from literary fame among these early philosophers coupled with an intriguing selflessness. Doctors debated as elsewhere but were little inclined to associate their names with theories or sects. Like Jewish Rabbis, they preferred to be remembered through pithy sayings, which were mostly part of a communal body of wisdom with no claims of being philosophical systems. The Upanishads present a picture of a society that, while tranquil, was also remarkably aware and tolerant. Many things that captivated the minds of other cultures were absent. Art forms like painting, sculpture, and architecture must have been modest, and religious practices did not include temples or idols. India remained largely untouched by foreign invasions, and all social classes seemed content to let the Kshatriyas manage internal politics. Trade too was limited. Undoubtedly, the Indian at that time, as now, was an astute businessman, and the western coast may have been influenced by its trade with the Persian Gulf, but Brahmanic civilization was primarily a local phenomenon and received little inspiration from outside sources. The best minds were focused on leisurely exploring and debating abstract concepts, and self-effacement was both encouraged and practiced.
However, movement and exchange prevented this calm, rural world from becoming stagnant. Although roads were sparse and treacherous, travel was common among the religious and intellectual circles. The Indian is naturally more inclined to be a traveler than a recluse, and we frequently hear of Brahmans journeying in search of knowledge, either alone or in groups, and resting in inns[216]. In the Śatapatha Brâhmaṇa[217], Uddâlaka Âruṇi is depicted as wandering and offering a piece of gold as a prize to anyone who could best him in debate. Major sacrifices often served as occasions for such discussions. We shouldn’t think of these as mere religious services, akin to lengthy mass rituals. Their duration, along with activities like building shelters and altars, made them distinct from church gatherings, allowing room for debate and evaluating conduct. Such contests and public engagement sharpened wits. Individuals excelling in debate were in high demand for conducting sacrifices, earning the most significant fees. However, the emphasis on rewards and fees highlights a trait that has characterized Brahmans from Vedic times to today: their unabashed love of money. The most critical assessments cannot deny their genuine interest in intellectual, religious, and spiritual concerns, yet their texts frequently use language that depicts them as professionals merely aiming to profit from their religious duties. "The sacrifice is twofold," states the Śatapatha Brâhmaṇa, "with offerings for the gods and gifts for the priests. With offerings, people appease the gods and with gifts, they honor the human gods. Satisfying these two divine types brings the worshipper to paradise[218]." Without a fee, the sacrifice holds no life; it is the payment that animates and fulfills it[219].
Tradition has preserved the names of many sharp-witted, argumentative, fee-seeking priests, but we can barely form an accurate image of few. The most distinguished is Yâjñavalkya, who, although shrouded in myths and trivial tales about the details of rituals, appears as a significant figure with traits likely rooted in historical fact. Many sayings attributed to him are abrupt and dismissive, and the legends suggest he was once viewed as a risky innovator. But, as has often occurred since, this early heretic became foundational to later orthodoxy. He belonged to the Yajur Veda school and appears to have been the principal author of the new, or White, version, where prayers and instructions are largely separated, unlike in the old, or Black, version where they are intertwined. According to legend, he spontaneously recited the texts he learned, referring to his fellow students as "pathetic and incompetent Brahmans," and then received a new revelation from the Sun[220]. The conflict was likely intense, as the Śatapatha Brâhmaṇa states he was cursed by priests of the opposite faction. While this text recognizes him as the leading teacher, it does not endorse all his views. For instance, it prohibits eating beef but includes the peculiar note, "Nevertheless, Yâjñavalkya said, I for one eat it, provided it is tender[221]." Also notable is his response to the question of what occurs after death: "Then indeed nothing would be offered here, but the truth would be presented in faith[222]." It seems the idea that a person's actions shape their future existence and its nature wasn't popular among the priests, who claimed their rituals could create celestial beings for their clients.
2
This imperfect and sketchy picture of religious life in India so far as it can be gathered from the older Brahmanic books has reference mainly to the kingdoms of the Kuru-Pancâlas and Videha in 800-600 B.C. Another picture, somewhat fuller, is found in the ancient literature of the Buddhists and Jains, which depicts the kingdoms of Magadha (Bihar) and Kosala (Oudh) in the time of the Buddha and Mahâvîra, the founder of Jainism, that is, about 500 B.C. or rather earlier. It is probable that the picture is substantially true for this period or even for a period considerably earlier, for Mahâvîra was supposed to have revived with modifications the doctrines of Parśvanâtha and some of the Buddhas mentioned as preceding Gotama were probably historical personages. But the Brahmanic and Buddhist accounts do not give two successive phases of thought in the same people, for the locality is not quite the same. Both pictures include the territory of Kâśi and Videha, but the Brahmanic landscape lies mainly to the west and the Buddhist mainly to the east of this region. In the Buddhist sphere it is clear that in the youth of Gotama Brahmanic doctrines and ritual were well known but not predominant. It is hardly demonstrable from literature, but still probable, that the ideas and usages which found expression in Jainism and Buddhism existed in the western districts, though less powerful there than in the east[224].
A striking feature of the world in which Jainism and Buddhism arose was the prevalence of confraternities or religious orders. They were the recognized form of expression not only for piety but for the germs of theology, metaphysics and science. The ordinary man of the world kept on good terms with such gods as came his way, but those who craved for some higher interest often separated themselves from the body of citizens and followed some special rule of life. In one sense the Brahmans were the greatest of such communities, but they were a hereditary corporation and though they were not averse to new ideas, their special stock in trade was an acquaintance with traditional formulæ and rites. They were also, in the main, sedentary and householders. Somewhat opposed to them were other companies, described collectively as Paribbâjakas or Samanas[225]. These, though offering many differences among themselves, were clearly distinguished from the Brahmans, and it is probable that they usually belonged to the warrior caste. But they did not maintain that religious knowledge was the exclusive privilege of any caste: they were not householders but wanderers and celibates. Often they were ascetics and addicted to extreme forms of self-mortification. They did not study the Vedas or perform sacrifices, and their speculations were often revolutionary, and as a rule not theistic. It is not easy to find any English word which describes these people or the Buddhist Bhikkhus. Monk is perhaps the best, though inadequate. Pilgrim and friar give the idea of wandering, but otherwise suggest wrong associations. But in calling them monks, we must remember that though celibates, and to some extent recluses (for they mixed with the world only in a limited degree), they were not confined in cloisters. The more stationary lived in woods, either in huts or the open air, but many spent the greater part of the year in wandering.
The practice of adopting a wandering religious life was frequent among the upper classes, and must have been a characteristic feature of society. No blame attached to the man who abruptly left his family, though well-to-do people are represented as dissuading their children from the step. The interest in philosophical and theological questions was perhaps even greater than among the Brahmans, and they were recognized not as parerga to a life of business or amusement, but as occupations in themselves. Material civilization had not kept pace with the growth of thought and speculation. Thus restless and inquisitive minds found little to satisfy them in villages or small towns, and the wanderer, instead of being a useless rolling stone, was likely not only to have a more interesting life but to meet with sympathy and respect. Ideas and discussion were plentiful but there were no books and hardly any centres of learning. Yet there was even more movement than among the travelling priests of the Kurus and Pancâlas, a coming and going, a trafficking in ideas. Knowledge was to be picked up in the market-places and highways. Up and down the main roads circulated crowds of highly intelligent men. They lived upon alms, that is to say, they were fed by the citizens who favoured their opinions or by those good souls who gave indiscriminately to all holy men—and in the larger places rest houses were erected for their comfort. It was natural that the more commanding and original spirits should collect others round them and form bands, for though there was public discussion, writing was not used for religious purposes and he who would study any doctrine had to become the pupil of a master. The doctrine too involved a discipline, or mode of life best led in common. Hence these bands easily grew into communities which we may call orders or sects, if we recognize that their constitution was more fluid and less formal than is implied by those words. It is not easy to say how much organization such communities possessed before the time of the Buddha. His Sangha was the most successful of them all and doubtless surpassed the others in this as in other respects. Yet it was modelled on existing institutions and the Vinaya Pitaka[226] itself represents him as prescribing the observance of times and seasons, not so much because he thought it necessary as because the laity suggested that he would do well to follow the practice of the Titthiya schools. By this phrase we are to understand the adherents of Makkhali Gosâla, Sâñjaya Belaṭṭhiputta and others. We know less about these sects than we could wish, but two lists of schools or theories are preserved, one in the Brahmajâla Sutta[227] where the Buddha himself criticises 62 erroneous views and another in Jain literature[228], which enumerates no fewer than 363.
Both catalogues are somewhat artificial, and it is clear that many views are mentioned not because they represent the tenets of real schools but from a desire to condemn all possible errors. But the list of topics discussed is interesting. From the Brahmajâla Sutta we learn that the problems which agitated ancient Magadha were such as the following:--is the world eternal or not: is it infinite or finite: is there a cause for the origin of things or is it without cause: does the soul exist after death: if so, is its existence conscious or unconscious: is it eternal or does it cease to exist, not necessarily at the end of its present life but after a certain number of lives: can it enjoy perfect bliss here or elsewhere? Theories on these and other points are commonly called vâda or talk, and those who hold them vâdins. Thus there is the Kâla-vâda[229] which makes Time the origin and principle of the universe, and the Svabhâva-vada which teaches that things come into being of their own accord. This seems crude when stated with archaic frankness but becomes plausible if paraphrased in modern language as "discontinuous variation and the spontaneous origin of definite species." There were also the Niyati-vâdins, or fatalists, who believed that all that happens is the result of Niyati or fixed order, and the Yadricchâ-vâdins who, on the contrary, ascribed everything to chance and apparently denied causation, because the same result follows from different antecedents. It is noticeable that none of these views imply theism or pantheism but the Buddha directed so persistent a polemic against the doctrine of the Âtman that it must have been known in Magadha. The fundamental principles of the Sânkhya were also known, though perhaps not by that name. It is probably correct to say not that the Buddha borrowed from the Sânkhya but that both he and the Sânkhya accepted and elaborated in different ways certain current views.
The Pali Suttas[230] mention six agnostic or materialist teachers and give a brief but perhaps not very just compendium of their doctrines. One of them was the founder of the Jains who, as a sect that has lasted to the present day with a considerable record in art and literature, merit a separate chapter. Of the remaining five, one, Sâñjaya of the Belaṭṭha clan, was an agnostic, similar to the people described elsewhere[231] as eel-wrigglers, who in answer to such questions as, is there a result of good and bad actions, decline to say either (a) there is, (b) there is not, (c) there both is and is not, (d) there neither is nor is not. This form of argument has been adopted by Buddhism for some important questions but Sâñjaya and his disciples appear to have applied it indiscriminately and to have concluded that positive assertion is impossible.
The other four were in many respects what we should call fatalists and materialists[232], or in the language of their time Akriya-vâdins, denying, that is, free will, responsibility and the merit or demerit of good or bad actions. They nevertheless believed in metempsychosis and practised asceticism. Apparently they held that beings are born again and again according to a natural law, but not according to their deeds: and that though asceticism cannot accelerate the soul's journey, yet at a certain stage it is a fore-ordained and indispensable preliminary to emancipation. The doctrines attributed to all four are crude and startling. Perhaps they are exaggerated by the Buddhist narrator, but they also reflect the irreverent exuberance of young thought. Pûraṇa Kassapa denies that there is any merit in virtue or harm in murder. Another ascetic called Ajita of the garment of hair teaches that nothing exists but the four elements, and that "fools and wise alike are annihilated on the dissolution of the body and after death they are not." Then why, one asks, was he an ascetic? Similarly Pakudha Kaccâyana states that "when a sharp sword cleaves a head in twain" the soul and pain play a part similar to that played by the component elements of the sword and head. The most important of these teachers was Makkhali Gosâla. His doctrine comprises a denial of causation and free will and an assertion that fools and wise alike will make an end of pain after wandering through eighty-four hundred thousand births. The followers of this teacher were called ÂjÎvikas: they were a distinct body in the time of Asoka, and the name[233] occurs as late as the thirteenth century in South Indian inscriptions. Several accounts[234] of the founder are extant, but all were compiled by bitter opponents, for he was hated by Jains and Buddhists alike. His doctrine was closely allied to Jainism, especially the Digambara sect, but was probably more extravagant and anti-social. He appears to have objected to confraternities[235], to have enjoined a solitary life, absolute nudity and extreme forms of self-mortification, such as eating filth. The Jains accused his followers of immorality and perhaps they were ancient prototypes of the lower class of religious mendicants who have brought discredit on Hinduism.
This incomplete and rough overview of religious life in India, based on the older Brahmanic texts , mostly refers to the kingdoms of Kuru-Pancâlas and Videha around 800-600 B.C. A more detailed depiction is found in the ancient literature of Buddhists and Jains, which illustrates the kingdoms of Magadha (Bihar) and Kosala (Oudh) during the time of the Buddha and Mahâvîra, the founder of Jainism, approximately 500 B.C. or even earlier. This representation likely holds true for this time or even a considerably earlier period, as Mahâvîra was thought to have reformed the doctrines of Parśvanâtha, and some of the Buddhas mentioned as preceding Gotama were likely historical figures. However, the Brahmanic and Buddhist accounts do not capture two consecutive phases of thought within the same group, as the geographical focus differs. Both depictions include the areas of Kâśi and Videha, but while the Brahmanic landscape is mainly to the west, the Buddhist one is predominantly to the east of this area. In the Buddhist context, it's clear that during Gotama's youth, Brahmanic doctrines and rituals were known but not dominant. While it's not definitively provable from literature, it is likely that the ideas and practices expressed in Jainism and Buddhism existed in the western districts, although they were less influential there compared to the east[224].
A notable aspect of the environment in which Jainism and Buddhism emerged was the widespread presence of religious orders or communities. These were the recognized expressions of not only faith but also the beginnings of theology, metaphysics, and science. The average person maintained good relations with the deities they encountered, but those seeking a deeper meaning often distanced themselves from society and adhered to specific ways of life. In one sense, the Brahmans constituted the largest of such communities, but they were a hereditary group and, although open to new ideas, their primary expertise was in traditional formulas and rituals. They primarily lived settled lives as householders. In contrast, other groups collectively known as Paribbâjakas or Samanas, despite their internal differences, were clearly distinct from the Brahmans, likely often belonging to the warrior caste. Yet, they did not claim that religious knowledge was the sole privilege of any caste: they were not householders but wanderers and celibates. Many were ascetics and practiced extreme forms of self-denial. They did not study the Vedas or perform sacrifices, and their ideas were often radical and generally non-theistic. It's challenging to find an English term that accurately describes these individuals or the Buddhist Bhikkhus. "Monk" is perhaps the closest, although it falls short. "Pilgrim" or "friar" suggests wandering but carries incorrect implications. Nonetheless, when we refer to them as monks, we must remember that, while celibate and somewhat reclusive (as they only mingled with the world to a limited extent), they were not confined to cloisters. Those who were more settled lived in forests, either in huts or outdoors, while many spent most of the year traveling.
This practice of adopting a wandering religious life was common among the upper classes and must have been a defining aspect of society. No stigma was attached to individuals who suddenly left their families, though affluent individuals are depicted as discouraging their children from doing so. The interest in philosophical and theological issues was perhaps even greater than among the Brahmans, and these pursuits were seen not as sidelines to a life of business or leisure, but as worthy activities in their own right. Material civilization did not keep up with the evolution of thought and speculation. As a result, restless and curious minds found little to engage them in villages or small towns, and a wanderer, rather than being considered a useless drifter, was often seen as having a more exciting life, earning empathy and respect. Ideas and discussions were plentiful, but there were no books and barely any established centers of learning. Nonetheless, there was even more movement than among the itinerant priests of the Kurus and Pancâlas, with a constant ebb and flow, a sharing of ideas. Knowledge could be gained in the marketplaces and along the roads. Crowds of highly intelligent individuals traveled the main routes. They survived on alms, meaning they were fed by citizens who supported their viewpoints or by generous souls who gave freely to all holy men—and in larger towns, rest houses were built for their comfort. It was only natural that the more influential and original thinkers would gather followers and form groups, since, although public discourse occurred, writing was not used for religious purposes, and anyone wishing to study any doctrine had to become a disciple of a master. These doctrines also required a discipline or way of life best practiced collectively. Thus, these groups easily evolved into communities that we might refer to as orders or sects, recognizing their structure as being more fluid and less formal than such terms imply. It is hard to determine how organized these communities were before the era of the Buddha. His Sangha was the most successful of all and likely exceeded others in many respects. Nevertheless, it was modeled on existing frameworks, and the Vinaya Pitaka[226] itself shows him advising adherence to certain routines, not because he viewed it as essential, but because the laypeople suggested he would do well to align with the practices of the Titthiya schools. This phrase refers to the followers of figures like Makkhali Gosâla, Sâñjaya Belaṭṭhiputta, and others. We know less about these sects than we would like, but there are two lists of schools or theories preserved, one in the Brahmajâla Sutta[227], where the Buddha himself critiques 62 flawed views, and another in Jain literature[228], which lists no less than 363.
Both lists are somewhat artificial, and it's evident that many views are included not because they reflect the actual beliefs of real schools but to denounce all potential errors. However, the range of topics discussed is intriguing. From the Brahmajâla Sutta, we learn that the concerns that troubled ancient Magadha included questions like: is the world eternal or not? Is it infinite or finite? Is there a cause for the origins of things, or are they without cause? Does the soul exist after death, and if so, is its existence conscious or unconscious? Is it eternal, or does it stop existing, not just at the end of its current life but after a certain number of lives? Can it attain perfect bliss here or elsewhere? Concepts on these and other matters are commonly known as vâda or discourse, with those who hold them called vâdins. There is, for instance, the Kâla-vâda[229] which posits Time as the origin and foundation of the universe, and the Svabhâva-vada that asserts things come into being on their own. Although this sounds simplistic when presented in archaic terms, it becomes more reasonable when paraphrased in modern terminology as "discontinuous variation and the spontaneous emergence of distinct species." Additionally, there were the Niyati-vâdins, or fatalists, who believed that everything that happens is a result of Niyati or fixed order, and the Yadricchâ-vâdins, who attributed everything to chance and seemingly denied causation since the same result could follow from different antecedent events. It's noteworthy that none of these perspectives suggest theism or pantheism, but the Buddha consistently argued against the doctrine of the Âtman, indicating it must have been known in Magadha. The fundamental principles of Sânkhya were also understood, although perhaps not by that name. It may be fair to say that the Buddha did not borrow from Sânkhya but that both he and Sânkhya engaged with and expanded upon certain prevalent ideas in different ways.
The Pali Suttas[230] mention six agnostic or materialist teachers and provide a brief yet possibly unbalanced summary of their doctrines. One of them was the founder of Jainism, a sect that continues to exist today with a substantial legacy in art and literature and deserves a separate discussion. Of the other five, one, Sâñjaya of the Belaṭṭha clan, was an agnostic, similar to those described elsewhere[231] as eel-wrigglers, who, in response to questions like whether good and bad actions yield results, declined to assert either (a) that they do, (b) that they do not, (c) that they both do and do not, or (d) that they neither do nor do not. This method of argument has been adopted by Buddhism for some significant inquiries, but Sâñjaya and his followers seemed to apply it indiscriminately, ultimately arguing that making positive claims is impossible.
The remaining four were, in many ways, what we might call fatalists and materialists[232], known in their time as Akriya-vâdins, denying, that is, the existence of free will, responsibility, and the merits or demerits of good or bad deeds. Nevertheless, they believed in metempsychosis and practiced asceticism. They seemingly held that beings are reborn repeatedly based on a natural law, but not according to their actions: and while asceticism cannot speed up the soul's journey, at a certain point, it becomes a crucial and prescribed step towards liberation. The doctrines ascribed to all four are crude and shocking. While they might be exaggerated by the Buddhist narrator, they reflect the irreverent fervor of youthful thought. Pûraṇa Kassapa argues that there is no merit in virtue or harm in taking a life. Another ascetic named Ajita, known for his hair shirt, teaches that nothing exists apart from the four elements, and that "both fools and wise perish with the body, and after death, they do not exist.” This raises the question—why then is he an ascetic? Similarly, Pakudha Kaccâyana claims that "when a sharp sword cuts a head in two," the soul and the experience of pain play a role akin to the elements of the sword and the head. The most significant of these teachers was Makkhali Gosâla. His doctrine includes a denial of causation and free will and contends that both fools and wise will ultimately end their suffering after traversing eighty-four hundred thousand births. His followers were known as ÂjÎvikas: they formed a distinct group during the time of Asoka, and the name[233] appears as late as the thirteenth century in South Indian inscriptions. Various accounts[234] of the founder are available, but all were compiled by staunch detractors, as he was disliked by both Jains and Buddhists. His teachings were closely linked to Jainism, particularly the Digambara faction, though he was likely more extreme and anti-social. He seems to have opposed religious communities, advocated for a solitary existence, mandated complete nudity, and encouraged extreme self-mortification practices, such as consuming refuse. The Jains accused his followers of immorality, and they might have served as ancient precursors to a lower class of religious beggars who have tarnished Hinduism’s reputation.
3
None of the phases of religious life described above can be called popular. The religion of the Brahmans was the thought and science of a class. The various un-Brahmanic confraternities usually required their members to be wandering ascetics. They had little to say to village householders who must have constituted the great majority of the population. Also there are signs that priests and nobles, however much they quarrelled, combined to keep the lower castes in subjection[236]. Yet we can hardly doubt that then as now all classes were profoundly religious, and that just as to-day village deities unknown to the Vedas, or even to the Puranas, receive the worship of millions, so then there were gods and rites that did not lack popular attention though unnoticed in the scriptures of Brahmans and Buddhists.
We know little of this popular religion by direct description before or even during the Buddhist period, but we have fragmentary indications of its character. Firstly several incongruous observances have obtruded themselves into the Brahmanic ritual. Thus in the course of the Mahâvrata ceremony[237] the Hotri priest sits in a swing and maidens, carrying pitchers of water on their heads and singing, dance round an altar while drums are beaten. Parallels to this may be found to-day. The image of Krishna, or even a priest who represents Krishna, is swung to and fro in many temples, the use of drums in worship is distressingly common, and during the Pongol festivities in southern India young people dance round or leap over a fire. Other remarkable features in the Mahâvrata are the shooting of arrows into a target of skin, the use of obscene language (such as is still used at the Holi festival) and even obscene acts[238]. We must not assume that popular religion in ancient India was specially indecent, but it probably included ceremonies analogous to the Lupercalia and Thesmophoria, in which licence in words and deeds was supposed to promote fertility and prosperity.
We are also justified in supposing that offerings to ancestors and many ceremonies mentioned in the Gṛihya-sûtras or handbooks of domestic ritual were performed by far larger classes of the population than the greater sacrifices, but we have no safe criteria for distinguishing between priestly injunctions and the real practice of ancient times.
Secondly, in the spells and charms of the Atharva[239], which received the Brahmanic imprimatur later than the other three Vedas, we find an outlook differing from that of the other Vedas and resembling the popular religion of China. Mankind are persecuted by a host of evil spirits and protect themselves by charms addressed directly to their tormentors or by invoking the aid of beneficent powers. All nature is animated by good and evil spirits, to be dealt with like other natural advantages or difficulties, but not thought of as moral or spiritual guides. It is true that the Atharva often rises above this phase, for it consists not of simple folk-lore, but of folk-lore modified under-sacerdotal influence. The protecting powers invoked are often the gods of the Rig Veda[240], but prayers and incantations are also addressed directly to diseases[241] and demons[242] or, on the other hand, to healing plants and amulets[243]. We can hardly be wrong in supposing that in such invocations the Atharva reflects the popular practice of its time, but it prefers the invocation of counteracting forces, whether Vedic deities or magical plants, to the propitiation of malignant spirits, such as the worship of the goddesses presiding over smallpox and cholera which is still prevalent in India. In this there is probably a contrast between the ideas of the Aryan and non-Aryan races. The latter propitiate the demon or disease; the Aryans invoke a beneficent and healing power. But though on the whole the Atharva is inclined to banish the black spectres of popular demonology with the help of luminous Aryan gods, still we find invoked in it and in its subsidiary literature a multitude of spirits, good and bad, known by little except their names which, however, often suffice to indicate their functions. Such are Âśâpati (Lord of the region), Kshetrapati (Lord of the field), both invoked in ceremonies for destroying locusts and other noxious insects, Śakambhara and Apvâ, deities of diarrhoea, and Arâti, the goddess of avarice and grudge. In one hymn[244] the poet invokes, together with many Vedic deities, all manner of nature spirits, demons, animals, healing plants, seasons and ghosts. A similar collection of queer and vague personalities is found in the popular pantheon of China to-day[245].
Thirdly, various deities who are evidently considered to be well known, play some part in the Pali Pitakas. Those most frequently mentioned are Mahâbrahmâ or Brahmâ Sahampati, and Sakka or Indra, but not quite the same as the Vedic Indra and less in need of libations of Soma. In two curious suttas[246] deputations of deities, clearly intended to include all the important gods worshipped at the time, are represented as visiting the Buddha. In both lists a prominent position is given to the Four Great Kings, or Ruling Spirits of the Four Quarters, accompanied by retinues called Gandhabbas, Kumbhandas, Nâgas, and Yakkhas respectively, and similar to the Nats of Burma. The Gandhabbas (or Gandharvas) are heavenly musicians and mostly benevolent, but are mentioned in the Brâhmaṇas as taking possession of women who then deliver oracles. The Nâgas are serpents, sometimes represented as cobras with one or more heads and sometimes as half human: sometimes they live in palaces under the water or in the depths of the earth and sometimes they are the tutelary deities of trees. Serpent worship has undoubtedly been prevalent in India in all ages: indications of it are found in the earliest Buddhist sculptures and it still survives[247]. The Yakkhas (or Yakshas) though hardly demons (as their name is often rendered) are mostly ill disposed to the human race, sometimes man-eaters and often of unedifying conduct. The Mahâsamaya-sutta also mentions mountain spirits from the Himalaya, Satagiri, and Mount Vepulla. Of the Devas or chiefs of the Yakkhas in this catalogue only a few are known to Brahmanic works, such as Soma, Varuṇa, Veṇhu (Vishnu), the Yamas, Pajâpati, Inda (Indra), Sanan-kumâra. All these deities are enumerated together with little regard to the positions they occupy in the sacerdotal pantheon. The enquirer finds a similar difficulty when he tries in the twentieth century to identify rural deities, or even the tutelaries of many great temples, with any personages recognized by the canonical literature.
In several discourses attributed to the Buddha[248] is incorporated a tract called the Sîla-vagga, giving a list of practices of which he disapproved, such as divination and the use of spells and drugs. Among special observances censured, the following are of interest. (a) Burnt offerings, and offerings of blood drawn from the right knee. (b) The worship of the Sun, of Siri, the goddess of Luck, and of the Great One, meaning perhaps the Earth. (c) Oracles obtained from a mirror, or from a girl possessed by a spirit or from a god.
We also find allusions in Buddhist and Jain works as well as in the inscriptions of Asoka to popular festivals or fairs called Samajjas[249] which were held on the tops of hills and seem to have included music, recitations, dancing and perhaps dramatic performances. These meetings were probably like the modern mela, half religion and half entertainment, and it was in such surroundings that the legends and mythology which the great Epics show in full bloom first grew and budded.
Thus we have evidence of the existence in pre-Buddhist India of rites and beliefs—the latter chiefly of the kind called animistic—disowned for the most part by the Buddhists and only tolerated by the Brahmans. No elaborate explanation of this popular religion or of its relation to more intellectual and sacerdotal cults is necessary, for the same thing exists at the present day and the best commentary on the Sîla-vagga is Crooke's Popular Religion and Folk-lore of Northern India.
In themselves such popular superstitions may seem despicable and repulsive (as the Buddha found them), but when they are numerous and vigorous, as in India, they have a real importance for they provide a matrix and nursery in which the beginnings of great religions may be reared. Sâktism and the worship of Râma and Krishna, together with many less conspicuous cults, all entered Brahmanism in this way. Whenever a popular cult grew important or whenever Brahmanic influence spread to a new district possessing such a cult, the popular cult was recognized and brahmanized. This policy can be abundantly illustrated for the last four or five centuries (for instance in Assam), and it was in operation two and a half millenniums ago or earlier. It explains the low and magical character of the residue of popular religion, every ceremony and deity of importance being put under Brahmanic patronage, and it also explains the sudden appearance of new deities. We can safely assert that in the time of the Buddha, and a fortiori in the time of the older Upanishads[250] and Brâhmaṇas, Krishna and Râma were not prominent as deities in Hindustan, but it may well be that they had a considerable position as heroes whose exploits were recited at popular festivals and that Krishna was growing into a god in other regions which have left no literature.
None of the phases of religious life mentioned above can be called popular. The religion of the Brahmins was the thought and science of a specific class. The various non-Brahmanic groups generally required their members to be wandering ascetics. They had little to do with village householders, who made up the vast majority of the population. There are also signs that priests and nobles, despite their quarrels, worked together to keep the lower castes oppressed[236]. Yet we can hardly doubt that, just like today, all classes were deeply religious, and that just as contemporary village deities, unknown to the Vedas or even the Puranas, receive the worship of millions, there were also gods and rites at that time that received popular attention, despite being overlooked in the scriptures of Brahmins and Buddhists.
We know little about this popular religion through direct accounts from before or during the Buddhist period, but we have scattered indications of its nature. For starters, several incongruous practices have crept into the Brahmanic rituals. For example, during the Mahâvrata ceremony[237], the Hotri priest sits in a swing while maidens, carrying pitchers of water on their heads and singing, dance around an altar to the sound of drums. Parallels to this can still be seen today. The image of Krishna, or even a priest representing Krishna, is swung back and forth in many temples, the use of drums in worship is alarmingly common, and during the Pongal festivities in southern India, young people dance around or jump over a fire. Other notable features in the Mahâvrata include shooting arrows at a skin target, the use of vulgar language (similar to what is still used at the Holi festival), and even lewd acts[238]. We shouldn't assume that popular religion in ancient India was especially indecent, but it probably included ceremonies analogous to the Lupercalia and Thesmophoria, which involved license in words and deeds thought to promote fertility and prosperity.
We can also reasonably assume that offerings to ancestors and many rituals mentioned in the Gṛihya-sûtras or handbooks of domestic rituals were performed by a far larger population than the grand sacrifices, but we lack reliable criteria to distinguish between priestly commands and the actual practices of ancient times.
Secondly, in the spells and charms of the Atharva[239], which was recognized by the Brahmins later than the other three Vedas, we find a perspective that differs from the other Vedas and resembles the popular religion of China. Humanity is tormented by a host of evil spirits, and people protect themselves with charms directed at their tormentors or by calling on helpful powers. All nature is animated by good and evil spirits, treated like other natural assets or challenges, but not viewed as moral or spiritual guides. It is true that the Atharva often goes beyond this phase; it is not only simple folklore but folklore influenced by priests. The protective powers invoked are often the gods of the Rig Veda[240], but prayers and charms are also directed at diseases[241] and demons[242], or, conversely, to healing plants and amulets[243]. We can hardly be mistaken in believing that such invocations in the Atharva reflect the popular practices of its time, but it favors invoking counteracting forces, be they Vedic deities or magical plants, rather than appeasing malignant spirits, such as the worship of goddesses associated with smallpox and cholera, which is still common in India. This likely indicates a contrast between the beliefs of Aryan and non-Aryan peoples. The latter propitiate the demon or disease; Aryans invoke a benevolent and healing power. Although the Atharva generally seeks to ward off the dark specters of popular demonology with the help of shining Aryan gods, it also invokes a multitude of spirits—both good and bad—known mainly by their names, which often suffice to indicate their roles. Such spirits include Âśâpati (Lord of the Region), Kshetrapati (Lord of the Field), both called upon in ceremonies to eliminate locusts and other harmful insects, Śakambhara and Apvâ, deities of diarrhea, and Arâti, the goddess of greed and spite. In one hymn[244], the poet calls upon many Vedic deities along with various nature spirits, demons, animals, healing plants, seasons, and ghosts. A similar mix of strange and vague entities is found in the popular pantheon of China today[245].
Thirdly, various deities who seem to be well known play a role in the Pali Pitakas. The ones most frequently mentioned are Mahâbrahmâ or Brahmâ Sahampati, and Sakka or Indra, though they aren't quite the same as the Vedic Indra and require less in the way of Soma offerings. In two intriguing suttas[246], groups of deities, clearly meant to include all the important gods worshipped at the time, are depicted as visiting the Buddha. In both lists, a significant position is given to the Four Great Kings, or Ruling Spirits of the Four Quarters, accompanied by followers known as Gandhabbas, Kumbhandas, Nâgas, and Yakkhas, similar to the Nats of Burma. The Gandhabbas (or Gandharvas) are heavenly musicians, mostly kind-hearted, though they are mentioned in the Brâhmaṇas as possessing women who then deliver oracles. The Nâgas are serpents, sometimes depicted as cobras with one or more heads and at other times as half human: sometimes they dwell in palaces underwater or deep in the earth, and at other times they serve as guardians of trees. Serpent worship has certainly been prevalent in India throughout history: signs of it can be found in the earliest Buddhist sculptures, and it still exists[247]. The Yakkhas (or Yakshas), though not exactly demons (as their name is often interpreted), are generally unfriendly toward humans, sometimes man-eaters, and often display unsavory behavior. The Mahâsamaya-sutta also mentions mountain spirits from the Himalayas, Satagiri, and Mount Vepulla. Of the Devas or chiefs of the Yakkhas in this list, only a few are known from Brahmanic texts, such as Soma, Varuṇa, Veṇhu (Vishnu), the Yamas, Pajâpati, Inda (Indra), and Sanan-kumâra. All these deities are listed together with little regard for their positions in the priestly pantheon. The seeker faces a similar challenge when attempting in the twentieth century to identify rural deities, or even the guardians of many major temples, with characters acknowledged in the canonical literature.
In several discourses attributed to the Buddha[248], a section called the Sîla-vagga is included, listing practices he disapproved of, such as divination and the use of spells and drugs. Among the special practices criticized, the following are noteworthy. (a) Burnt offerings and offerings of blood taken from the right knee. (b) The worship of the Sun, of Siri, the goddess of Luck, and of the Great One, perhaps referring to the Earth. (c) Oracles obtained from a mirror, a girl possessed by a spirit, or a god.
We also find references in Buddhist and Jain texts, as well as in the inscriptions of Asoka, to popular festivals or fairs called Samajjas[249] held on hilltops, which seem to have included music, recitations, dancing, and perhaps dramatic performances. These gatherings were likely similar to the modern mela, a blend of religion and entertainment, and it was in such settings that the legends and mythology depicted in the grand Epics first began to flourish and take root.
Thus, we have evidence of the existence in pre-Buddhist India of rites and beliefs—mainly of the kind called animistic—that were largely rejected by Buddhists and only tolerated by Brahmins. No elaborate explanation of this popular religion or its relationship to more intellectual and priestly cults is needed, as the same phenomenon exists today, and the best commentary on the Sîla-vagga is Crooke's Popular Religion and Folk-lore of Northern India.
These popular superstitions may seem despicable and off-putting in themselves (as the Buddha found them), but when they are numerous and robust, as in India, they hold genuine importance because they provide a foundation in which the seeds of major religions can be nurtured. Sâktism and the worship of Râma and Krishna, along with many less prominent cults, all entered Brahmanism in this way. Whenever a popular cult gained significance or whenever Brahmanic influence spread to a new area with such a cult, the popular cult was acknowledged and integrated into Brahmanism. This policy can be abundantly illustrated over the last four or five centuries (for instance, in Assam), and it was already in effect two and a half millennia ago or earlier. It clarifies the low and magical nature of the remnants of popular religion, with every significant ceremony and deity falling under Brahmanic patronage, and it also explains the sudden emergence of new deities. We can definitively assert that in the time of the Buddha, and a fortiori in the time of the older Upanishads[250] and Brâhmaṇas, Krishna and Râma were not prominent deities in Hindustan, but it is very likely that they held a considerable status as heroes whose exploits were celebrated at popular festivals and that Krishna was becoming a god in other regions that left no written records.
CHAPTER VII
THE JAINS
1
Before leaving pre-Buddhist India, it may be well to say something of the Jains. Many of their doctrines, especially their disregard not only of priests but of gods, which seems to us so strange in any system which can be called a religion, are closely analogous to Buddhism and from one point of view Jainism is part of the Buddhist movement. But more accurately it may be called an early specialized form of the general movement which culminated in Buddhism. Its founder, Mahâvîra, was an earlier contemporary of the Buddha and not a pupil or imitator[252]. Even had its independent appearance been later, we might still say that it represents an earlier stage of thought. Its kinship to the theories mentioned in the last chapter is clear. It does not indeed deny responsibility and free will, but its advocacy of extreme asceticism and death by starvation has a touch of the same extravagance and its list of elements in which physical substances and ideas are mixed together is curiously crude.
Jainism is atheistic, and this atheism is as a rule neither apologetic nor polemical but is accepted as a natural religious attitude. By atheism, of course, a denial of the existence of Devas is not meant; the Jains surpass, if possible, the exuberant fancy of the Brahmans and Buddhists in designing imaginary worlds and peopling them with angelic or diabolical inhabitants, but, as in Buddhism, these beings are like mankind subject to transmigration and decay and are not the masters, still less the creators, of the universe. There were two principal world theories in ancient India. One, which was systematized as the Vedânta, teaches in its extreme form that the soul and the universal spirit are identical and the external world an illusion. The other, systematized as the Sânkhya, is dualistic and teaches that primordial matter and separate individual souls are both of them uncreated and indestructible. Both lines of thought look for salvation in the liberation of the soul to be attained by the suppression of the passions and the acquisition of true knowledge.
Jainism belongs to the second of these classes. It teaches that the world is eternal, self-existent and composed of six constituent substances: souls, dharma, adharma, space, time, and particles of matter[253]. Dharma and adharma are defined by modern Jains as subtle substances analogous to space which make it possible for things to move or rest, but Jacobi is probably right in supposing that in primitive speculation the words had their natural meaning and denoted subtle fluids which cause merit and demerit. In any case the enumeration places in singular juxtaposition substances and activities, the material and the immaterial. The process of salvation and liberation is not distinguished from physical processes and we see how other sects may have drawn the conclusion, which apparently the Jains did not draw, that human action is necessitated and that there is no such thing as free will. For Jainism individual souls are free, separate existences, whose essence is pure intelligence. But they have a tendency towards action and passion and are misled by false beliefs. For this reason, in the existence which we know they are chained to bodies and are found not only in Devas and in human beings but in animals, plants and inanimate matter. The habitation of the soul depends on the merit or demerit which it acquires and merit and demerit have respectively greater or less influence during immensely long periods called Utsarpinî and Avasarpinî, ascending and descending, in which human stature and the duration of life increase or decrease by a regular law. Merit secures birth among the gods or good men. Sin sends the soul to baser births, even in inanimate substances. On this downward path, the intelligence is gradually dimmed till at last motion and consciousness are lost, which is not however regarded as equivalent to annihilation.
Another dogmatic exposition of the Jain creed is based on seven principles, called soul, non-soul, influx, imprisonment, exclusion, dissipation, release[254]. Karma, which in the ordinary language of Indian philosophy means deeds and their effect on the soul, is here regarded as a peculiarly subtle form of matter[255] which enters the soul and by this influx (or âsrava, a term well-known in Buddhism) defiles and weighs it down. As food is transformed into flesh, so the Karma forms a subtle body which invests the soul and prevents it from being wholly isolated from matter at death. The upward path and liberation of the soul are effected by stopping the entrance of Karma, that is by not performing actions which give occasion to the influx, and by expelling it. The most effective means to this end is self-mortification, which not only prevents the entrance of new Karma but annihilates what has accumulated.
Like most Indian sects, Jainism considers the world of transmigration as a bondage or journey which the wise long to terminate. But joyless as is its immediate outlook, its ultimate ideas are not pessimistic. Even in the body the soul can attain a beatific state of perfect knowledge[256] and above the highest heaven (where the greatest gods live in bliss for immense periods though ultimately subject to transmigration) is the paradise of blessed souls, freed from transmigration. They have no visible form but consist of life throughout, and enjoy happiness beyond compare. With a materialism characteristic of Jain theology, the treatise from which this account is taken[257] adds that the dimensions of a perfected soul are two-thirds of the height possessed in its last existence.
How is this paradise to be reached? By right faith, right knowledge and right conduct, called the three jewels, a phrase familiar to Buddhism. The right faith is complete confidence in Mahâvîra and his teaching. Right knowledge is correct theology as outlined above. Knowledge is of five degrees of which the highest is called Kevalam or omniscience. This sounds ambitious, but the special method of reasoning favoured by the Jains is the modest Syâdvâda[258] or doctrine of may-be, which holds that you can (1) affirm the existence of a thing from one point of view, (2) deny it from another, and (3) affirm both existence and non-existence with reference to it at different times. If (4) you should think of affirming existence and non-existence at the same time and from the same point of view, you must say that the thing cannot be spoken of. The essence of the doctrine, so far as one can disentangle it from scholastic terminology, seems just, for it amounts to this, that as to matters of experience it is impossible to formulate the whole and complete truth, and as to matters which transcend experience language is inadequate: also that Being is associated with production, continuation and destruction. This doctrine is called anekânta-vâda, meaning that Being is not one and absolute as the Upanishads assert: matter is permanent, but changes its shape, and its other accidents. Thus in many points the Jains adopt the common sense and primâ facie point of view. But the doctrines of metempsychosis and Karma are also admitted as obvious propositions, and though the fortunes and struggles of the embodied soul are described in materialistic terms, happiness is never placed in material well-being but in liberation from the material universe.
We cannot be sure that the existing Jain scriptures present these doctrines in their original form, but the full acceptance of metempsychosis, the animistic belief that plants, particles of earth and water have souls and the materialistic phraseology (from which the widely different speculations of the Upanishads are by no means free) agree with what we know of Indian thought about 550 B.C. Jainism like Buddhism ignores the efficacy of ceremonies and the powers of priests, but it bears even fewer signs than Buddhism of being in its origin a protestant or hostile movement. The intellectual atmosphere seems other than that of the Upanishads, but it is very nearly that of the Sânkhya philosophy, which also recognizes an infinity of individual souls radically distinct from matter and capable of attaining bliss only by isolation from matter. Of the origin of that important school we know nothing, but it differs from Jainism chiefly in the greater elaboration of its psychological and evolutionary theories and in the elimination of some materialistic ideas. Possibly the same region and climate of opinion gave birth to two doctrines, one simple and practical, inasmuch as it found its principal expression in a religious order, the other more intellectual and scholastic and, at least in the form in which we read it, later[259].
Right conduct is based on the five vows taken by every Jain ascetic, (1) not to kill, (2) not to speak untruth, (3) to take nothing that is not given, (4) to observe chastity, (5) to renounce all pleasure in external objects. These vows receive an extensive and strict interpretation by means of five explanatory clauses applicable to each and to be construed with reference to deed, word, and thought, to acting, commanding and consenting. Thus the vow not to kill forbids not only the destruction of the smallest insect but also all speech or thought which could bring about a quarrel, and the doing, causing or permitting of any action which could even inadvertently injure living beings, such as carelessness in walking. Naturally such rules can be kept only by an ascetic, and in addition to them asceticism is expressly enjoined. It is either internal or external. The former takes such forms as repentance, humility, meditation and the suppression of all desires: the latter comprises various forms of self-denial, culminating in death by starvation. This form of religious suicide is prescribed for those who have undergone twelve years' penance and are ripe for Nirvana[260] but it is wrong if adopted as a means of shortening austerities. Numerous inscriptions record such deaths and the head-teachers of the Digambaras are said still to leave the world in this way.
Important but not peculiar to Jainism is the doctrine of the periodical appearance of great teachers who from time to time restore the true faith[261]. The same idea meets us in the fourteen Manus, the incarnations of Vishnu, and the series of Buddhas who preceded Gotama. The Jain saints are sometimes designated as Buddha, Kevalin, Siddha, Tathâgata and Arhat (all Buddhist titles) but their special appellation is Jina or conqueror which is, however, also used by Buddhists[262]. It was clearly a common notion in India that great teachers appear at regular intervals and that one might reasonably be expected in the sixth century B.C. The Jains gave preference or prominence to the titles Jina or Tîrthankara: the Buddhists to Buddha or Tathâgata.
Before discussing pre-Buddhist India, it’s worth mentioning the Jains. Many of their beliefs, especially their rejection of not only priests but also gods, which seems odd to us in any system that can be called a religion, are very similar to Buddhism. From one standpoint, Jainism is part of the Buddhist movement. More accurately, it can be described as an early specialized version of the broader movement that culminated in Buddhism. Its founder, Mahâvîra, was a contemporary of the Buddha but wasn’t his student or imitator[252]. Even if Jainism had appeared later on its own, it would still represent an earlier stage of thought. Its connection to the theories mentioned in the last chapter is clear. Jainism doesn't deny responsibility and free will, but its extreme asceticism and practice of death by starvation show a sort of extravagance, and its classification of elements mixing physical substances and ideas is strangely simplistic.
Jainism is atheistic, and this atheism is usually not apologetic or confrontational; it’s accepted as a natural part of religious belief. By atheism, it doesn't mean denying the existence of Devas; the Jains are even more imaginative than Brahmans and Buddhists when it comes to creating imaginary worlds filled with angelic or demonic beings. However, like in Buddhism, these beings are like humans, subject to reincarnation and decay, and they are neither the masters nor the creators of the universe. Ancient India had two main theories about the world. One, systematized as Vedânta, teaches, in its extreme form, that the soul and the universal spirit are the same and that the external world is an illusion. The other, known as Sânkhya, is dualistic and states that both primordial matter and individual souls are uncreated and indestructible. Both philosophies seek salvation through the liberation of the soul by suppressing passions and gaining true knowledge.
Jainism falls into the second category. It teaches that the world is eternal, self-existent, and made up of six fundamental substances: souls, dharma, adharma, space, time, and particles of matter[253]. Modern Jains define dharma and adharma as subtle substances similar to space that allow things to move or stay still, but Jacobi likely suggests that in earlier speculation, these terms had their original meanings and referred to subtle fluids that create merit and demerit. In any case, this classification uniquely juxtaposes substances and activities, mixing the material with the immaterial. The process of salvation and liberation isn't separated from physical processes, which may lead other sects to conclude, unlike the Jains, that human actions are predetermined and that free will doesn't exist. For Jains, individual souls are free and separate existences, whose essence is pure intelligence. However, they tend to act out of passion and are misled by false beliefs. Consequently, in our known existence, they are bound to bodies and are found not just in Devas and humans but also in animals, plants, and inanimate matter. A soul’s existence depends on the merit or demerit it accumulates , and merit and demerit influence the soul over incredibly long periods referred to as Utsarpinî and Avasarpinî, periods of ascent and descent, in which human height and lifespan increase or decrease in a regular pattern. Merit leads to rebirth among gods or good people, while sin results in lower births, even resulting in inanimate substances. This downward path gradually dims intelligence until finally, motion and consciousness are lost, which isn’t viewed as annihilation.
Another doctrinal explanation of the Jain belief is based on seven principles: soul, non-soul, influx, imprisonment, exclusion, dissipation, release[254]. Karma, which in everyday Indian philosophy means actions and their effects on the soul, is seen here as a particularly subtle form of matter[255] that enters the soul and, through this influx (or âsrava, a term known in Buddhism), taints and burdens it. Just as food is transformed into flesh, Karma creates a subtle body that envelops the soul and keeps it from being completely isolated from matter at death. The soul’s upward path and liberation are achieved by stopping the entrance of Karma, which means refraining from actions that enable this influx and expelling it. The most effective method to achieve this is through self-mortification, which not only stops new Karma from entering but also eliminates what has already accumulated.
Like most Indian sects, Jainism views the world of reincarnation as a form of bondage or journey that the wise desire to end. But while its immediate outlook may seem bleak, its ultimate beliefs are not pessimistic. Even within the body, the soul can reach a blissful state of perfect knowledge[256], and above the highest heaven (where the greatest gods enjoy bliss for vast periods yet are ultimately subject to reincarnation) lies the paradise of enlightened souls, free from reincarnation. These souls lack visible form but consist entirely of life and experience unmatched happiness. With a materialistic touch typical of Jain theology, the treatise from which this overview is taken[257] adds that the dimensions of a perfected soul equal two-thirds of its height from its last life.
How can one reach this paradise? Through right faith, right knowledge, and right conduct, known as the three jewels, a term familiar in Buddhism. Right faith means complete trust in Mahâvîra and his teachings. Right knowledge involves accurate theology as described above. Knowledge has five levels, with the highest being called Kevalam or omniscience. This may sound ambitious, but the Jain method of reasoning is the modest Syâdvâda[258], or doctrine of may-be, which suggests that you can (1) assert the existence of something from one perspective, (2) deny it from another, and (3) affirm both existence and non-existence at different times. If (4) you consider asserting both existence and non-existence simultaneously from the same perspective, you must say the thing cannot be discussed. The essence of this doctrine, as much as can be separated from complex terminology, is reasonable, as it implies that in matters of experience, capturing the complete truth is impossible, and for things that transcend experience, language falls short. Additionally, Being relates to production, continuity, and destruction. This doctrine is called anekânta-vâda, indicating that Being is not single and absolute as asserted by the Upanishads: matter is permanent but changes its form and other properties. Thus, in many respects, the Jains adopt a common-sense and primâ facie perspective. However, they also recognize the concepts of reincarnation and Karma as evident truths, and while the experiences and struggles of the embodied soul are described in materialistic terms, happiness is never linked to material well-being but to liberation from the material universe.
We cannot guarantee that existing Jain scriptures express these beliefs in their original form, but the complete acceptance of reincarnation, the belief that plants and particles of earth and water have souls, and the materialistic language (from which the varied ideas of the Upanishads aren't free) align with what we know of Indian thought around 550 B.C. Jainism, like Buddhism, overlooks the efficacy of rituals and the powers of priests, but unlike Buddhism, shows even fewer signs of being a protest or hostile movement at its origin. The intellectual climate seems different from that of the Upanishads, but very close to that of the Sânkhya philosophy, which also acknowledges countless individual souls fundamentally distinct from matter, able to achieve bliss only through isolation from matter. We know nothing about the origin of that significant school, but it differs from Jainism primarily due to its more detailed psychological and evolutionary theories and the removal of some materialistic ideas. Probably, the same intellectual and cultural climate gave rise to both doctrines, one being simple and practical, primarily expressed through a religious order, while the other is more intellectual and academic, and at least in the form we read it, later[259].
Right conduct is grounded in the five vows taken by every Jain ascetic: (1) not to kill, (2) not to lie, (3) to take nothing that isn’t given, (4) to maintain chastity, (5) to renounce all pleasure from external objects. These vows are given extensive and strict interpretations through five explanatory clauses applicable to each vow, focusing on thoughts, words, and actions, as well as acting, commanding, and consenting. Thus, the vow against killing prohibits not only the destruction of the tiniest insect but also any speech or thought that could lead to conflict, as well as any actions that could unintentionally harm living beings, like being careless while walking. Naturally, such rules can only be adhered to by an ascetic, in addition to which asceticism is explicitly advised. There are two forms of asceticism: internal and external. The internal form includes repentance, humility, meditation , and the suppression of all desires; the external form consists of various methods of self-denial, culminating in death by starvation. This form of religious suicide is recommended for those who have completed twelve years of penance and are prepared for Nirvana[260], but it’s deemed wrong if embraced as a means to reduce hardships. Numerous inscriptions document such deaths, and it is said that the head-teachers of the Digambaras still leave the world in this manner.
An important yet not exclusive feature of Jainism is the idea of the periodic emergence of great teachers who restore the true faith[261]. This concept also appears in the fourteen Manus, the incarnations of Vishnu, and the series of Buddhas preceding Gotama. Jain saints are sometimes referred to as Buddha, Kevalin, Siddha, Tathâgata, and Arhat (all Buddhist terms), but their specific title is Jina or conqueror, which is also used by Buddhists[262]. It was evidently a shared belief in India that great teachers emerge at regular intervals, and it was reasonable to expect one in the sixth century B.C. The Jains preferred or highlighted the titles Jina or Tîrthankara, while the Buddhists favored Buddha or Tathâgata.
2
According to the Jain scriptures all Jinas are born in the warrior caste, never among Brahmans. The first called Rishabha, who was born an almost inexpressibly[263] long time ago and lived 8,400,000 years, was the son of a king of Ayodhyâ. But as ages elapsed, the lives of his successors and the intervals which separated them became shorter. Parśva, the twenty-third Jina, must have some historical basis[264]. We are told that he lived 250 years before Mahâvîra, that his followers still existed in the time of the latter: that he permitted the use of clothes and taught that four and not five vows were necessary[265]. Both Jain and Buddhist scriptures support the idea that Mahâvîra was a reviver and reformer rather than an originator. The former do not emphasize the novelty of his revelation and the latter treat Jainism as a well-known form of error without indicating that it was either new or attributable to one individual.
Mahâvîra, or the great hero, is the common designation of the twenty-fourth Jina but his personal name was Vardhamâna. He was a contemporary of the Buddha but somewhat older and belonged to a Kshatriya clan, variously called Jñâta, Ñâta, or Ñâya. His parents lived in a suburb of Vaiśâlî and were followers of Parśva. When he was in his thirty-first year they decided to die by voluntary starvation and after their death he renounced the world and started to wander naked in western Bengal, enduring some persecution as well as self-inflicted penances. After thirteen years of this life, he believed that he had attained enlightenment and appeared as the Jina, the head of a religious order called Nirgaṇṭhas (or Nigaṇṭhas). This word, which means unfettered or free from bonds, is the name by which the Jains are generally known in Buddhist literature and it occurs in their own scriptures, though it gradually fell out of use. Possibly it was the designation of an order claiming to have been founded by Parśva and accepted by Mahâvîra.
The meagre accounts of his life relate that he continued to travel for nearly thirty years and had eleven principal disciples. He apparently influenced much the same region as the Buddha and came in contact with the same personalities, such as kings Bimbisâra and Ajâtasattu. He had relations with Makkhali Gosâla and his disciples disputed with the Buddhists[266] but it does not appear that he himself ever met Gotama. He died at the age of seventy-two at Pâvâ near Râjagaha. Only one of his principal disciples, Sudharman, survived him and a schism broke out immediately after his death. There had already been one in the fifteenth year of his teaching brought about by his son-in-law.
According to Jain scriptures, all Jinas are born into the warrior caste, never among the Brahmans. The first, named Rishabha, was born an incredibly long time ago and lived for 8,400,000 years; he was the son of a king from Ayodhyâ. As time progressed, the lives of his successors and the intervals between them grew shorter. Parśva, the twenty-third Jina, likely has some historical basis. It's said he lived 250 years before Mahâvîra, and his followers were still present during Mahâvîra's time: he allowed the use of clothes and taught that four, not five, vows were necessary. Both Jain and Buddhist texts suggest that Mahâvîra was a restorer and reformer rather than a founder. Jain texts don’t highlight the uniqueness of his message, while Buddhist texts refer to Jainism as a known form of error without indicating it was either new or attributed to a single person.
Mahâvîra, meaning the great hero, is the common name for the twenty-fourth Jina, but his personal name was Vardhamâna. He was a contemporary of the Buddha but slightly older and belonged to a Kshatriya clan known as Jñâta, Ñâta, or Ñâya. His parents lived in a suburb of Vaiśâlî and were followers of Parśva. When he turned thirty-one, they chose to die by voluntary starvation, and after their passing, he renounced worldly life and began wandering naked in western Bengal, enduring both persecution and practicing harsh penances. After thirteen years of this lifestyle, he believed he had reached enlightenment and emerged as the Jina, the leader of a religious group called Nirgaṇṭhas (or Nigaṇṭhas). This term means unfettered or free from bonds and is how the Jains are generally referred to in Buddhist texts, although it gradually fell out of use. It was possibly the name of an order claiming to have been founded by Parśva and accepted by Mahâvîra.
The sparse accounts of his life indicate that he traveled for nearly thirty years and had eleven main disciples. He seemingly had a similar influence in the same region as the Buddha and interacted with notable figures like kings Bimbisâra and Ajâtasattu. He had connections with Makkhali Gosâla, and his followers argued with the Buddhists, but it appears he never personally met Gotama. He passed away at the age of seventy-two in Pâvâ near Râjagaha. Only one of his main disciples, Sudharman, lived on after him, and a schism began immediately following his death. There had already been a division in the fifteenth year of his teachings caused by his son-in-law.
3
We have no information about the differences on which these schisms turned, but Jainism is still split into two sects which, though following in most respects identical doctrines and customs, refuse to intermarry or eat together. Their sacred literature is not the same and the evidence of inscriptions indicates that they were distinct at the beginning of the Christian era and perhaps much earlier.
The Digambara sect, or those who are clothed in air, maintain that absolute nudity is a necessary condition of saintship: the other division or Śvetâmbaras, those who are dressed in white, admit that Mahâvîra went about naked, but hold that the use of clothes does not impede the highest sanctity, and also that such sanctity can be attained by women, which the Digambaras deny. Nudity as a part of asceticism was practised by several sects in the time of Mahâvîra[267] but it was also reprobated by others (including all Buddhists) who felt it to be barbarous and unedifying. It is therefore probable that both Digambaras and Śvetâmbaras existed in the infancy of Jainism, and the latter may represent the older sect reformed or exaggerated by Mahâvîra. Thus we are told[268] that "the law taught by Vardhamâna forbids clothes but that of the great sage Parśva allows an under and an upper garment." But it was not until considerably later that the schism was completed by the constitution of two different canons[269]. At the present day most Digambaras wear the ordinary costume of their district and only the higher ascetics attempt to observe the rule of nudity. When they go about they wrap themselves in a large cloth, but lay it aside when eating. The Digambaras are divided into four principal sects and the Śvetâmbaras into no less than eighty-four, which are said to date from the tenth century A.D.
Apart from these divisions, all Jain communities are differentiated into laymen and members of the order or Yatis, literally strivers. It is recognized that laymen cannot observe the five vows. Killing, lying, and stealing are forbidden to them only in their obvious and gross forms: chastity is replaced by conjugal fidelity and self-denial by the prohibition of covetousness. They can also acquire merit by observing seven other miscellaneous vows (whence we hear of the twelvefold law) comprising rules as to residence, trade, etc. Agriculture is forbidden since it involves tearing up the ground and the death of insects.
Mahâvîra was succeeded by a long line of teachers sometimes called Patriarchs and it would seem that their names have been correctly preserved though the accounts of their doings are meagre. Various notices in Buddhist literature confirm the idea that the Jains were active in the districts corresponding to Oudh, Tirhut and Bihar in the period following Mahâvîra's death, and we hear of them in Ceylon before our era. Further historical evidence is afforded by inscriptions[270]. The earliest in which the Jains are mentioned are the edicts of Asoka. He directed the officials called "superintendents of religion" to concern themselves with the Niganṭḥas[271]: and when [272] he describes how he has provided medicine, useful plants and wells for both men and animals, we are reminded of the hospitals for animals which are still maintained by the Jains. According to Jain tradition (which however has not yet been verified by other evidence) Samprati, the grandson of Asoka, was a devout patron of the faith. More certain is the patronage accorded to it by King Khâravela of Orissa about 157 B.C. which is attested by inscriptions. Many dedicatory inscriptions prove that the Jains were a flourishing community at Muttra in the reigns of Kanishka, Huvishka and Vasudeva and one inscription from the same locality seems as old as 150 B.C. We learn from these records that the sect comprised a great number of schools and subdivisions. We need not suppose that the different teachers were necessarily hostile to one another but their existence testifies to an activity and freedom of interpretation which have left traces in the multitude of modern subsects.
Jainism also spread in the south of India and before our era it had a strong hold in Tamil lands, but our knowledge of its early progress is defective. According to Jain tradition there was a severe famine in northern India about 200 years after Mahâvîra's death and the patriarch Bhadrabâhu led a band of the faithful to the south[273]. In the seventh century A.D. we know from various records of the reign of Harsha and from the Chinese pilgrim Hsüan Chuang that it was nourishing in Vaiśâlî and Bengal and also as far south as Conjeevaram. It also made considerable progress in the southern Maratha country under the Câlukya dynasty of Vatapi, in the modern district of Bijapur (500-750) and under the Râshṭrakûta sovereigns of the Deccan. Amoghavarsha of this line (815-877) patronized the Digambaras and in his old age abdicated and became an ascetic. The names of notable Digambara leaders like Jinasena and Guṇabhadra dating from this period are preserved and Jainism must in some districts have become the dominant religion. Bijjala who usurped the Câlukya throne (1156-1167) was a Jain and the Hoysala kings of Mysore, though themselves Vaishnavas, protected the religion. Inscriptions[274] appear to attest the presence of Jainism at Girnar in the first century A.D. and subsequently Gujarat became a model Jain state after the conversion of King Kumarapala about 1160.
Such success naturally incurred the enmity of the Brahmans and there is more evidence of systematic persecution directed against the Jains than against the Buddhists. The Cola kings who ruled in the south-east of the Madras Presidency were jealous worshippers of Siva and the Jains suffered severely at their hands in the eleventh century and also under the Pândya kings of the extreme south. King Sundara of the latter dynasty is said to have impaled 8000 of them and pictures on the walls of the great temple at Madura represent their tortures. A little later (1174) Ajayadeva, a Saiva king of Gujarat, is said to have raged against them with equal fury. The rise of the Lingâyats in the Deccan must also have had an unfavourable effect on their numbers. But in the fourteenth century greater tolerance prevailed, perhaps in consequence of the common danger from Islam. Inscriptions found at Sravana Belgola and other places[275] narrate an interesting event which occurred in 1368. The Jains appealed to the king of Vijayanagar for protection from persecution and he effected a public reconciliation between them and the Vaishnavas, holding the hands of both leaders in his own and declaring that equal protection would be given to both sects. Another inscription records an amicable agreement regulating the worship of a lingam in a Jain temple at Halebid. Many others, chiefly recording grants of land, testify to the prosperity of Jainism in the Hindu kingdom of Vijayanagar and in the region of Mt Abu in the sixteenth and seventeenth centuries[276]. The great Emperor Akbar himself came under the influence of Jainism and received instruction from three Jain teachers from 1578 to 1597.
Persecution and still more the steady pressure and absorptive power of Hinduism have reduced the proportions of the sect, and the last census estimated it at one million and a third. It is probable, however, that many Jains returned themselves as Hindus, and that their numbers are really greater. More than two-fifths of them are found in Bombay, Rajputana, and Central India. Elsewhere they are generally distributed but only in small numbers. They observe caste, at least in some districts, and generally belong to the Baniyas. They include many wealthy merchants who expend large sums on the construction and maintenance of temples, houses for wandering ascetics and homes for cattle. Their respect and care for animal life are remarkable. Wherever Jains gain influence beasts are not slaughtered or sacrificed, and when old or injured are often kept in hospitals or asylums, as, for instance, at Ahmadabad[277]. Their ascetics take stringent precautions to avoid killing the smallest creature: they strain their drinking water, sweep the ground before them with a broom as they walk and wear a veil over their mouths. Even in the shops of the laity lamps are carefully screened to prevent insects from burning themselves.
The principal divisions are the Digambara and Śvetâmbara as above described and an offshoot of the latter called Dhundia[278] who refuse to use images in worship and are remarkable even among Jains for their aversion to taking life. In Central India the Digambaras are about half the total number; in Baroda and Bombay the Śvetâmbaras are stronger. In Central India the Jains are said to be sharply distinguished from Hindus but in other parts they intermarry with Vaishnavas and while respecting their own ascetics as religious teachers, employ the services of Brahmans in their ceremonies.
We don't have information about the differences that led to these splits, but Jainism is still divided into two sects that, while following mostly the same beliefs and practices, refuse to intermarry or eat together. Their sacred texts differ, and evidence from inscriptions shows they were distinct at the start of the Christian era, and maybe even earlier.
The Digambara sect, or those who practice nudity, believe that absolute nudity is essential for saintliness. The other group, the Śvetāmbaras, or "white-clothed," agree that Mahâvîra roamed naked, but argue that wearing clothes doesn't hinder the highest level of purity, and that women can achieve this purity as well, which the Digambaras reject. Nudity as a form of asceticism was practiced by several sects during Mahâvîra's time, but was also condemned by others (including all Buddhists) who viewed it as savage and unedifying. It's likely that both Digambaras and Śvetâmbaras existed in the early stages of Jainism, and the latter may represent the earlier sect that was reformed or exaggerated by Mahâvîra. We are told that "the law taught by Vardhamâna forbids clothing but that of the great sage Parśva allows an under and upper garment." It wasn't until much later that the split solidified with the establishment of two separate canons. Today, most Digambaras wear regular clothing from their region, and only higher ascetics strictly follow the nudity rule. When they go out, they cover themselves with a large cloth but set it aside while eating. The Digambaras are divided into four main sects, and the Śvetâmbaras have around eighty-four, which are said to originate from the tenth century A.D.
Besides these divisions, all Jain groups are divided into laypeople and members of the order or Yatis, literally meaning "strivers." It's accepted that laypeople can't fully follow the five vows. Killing, lying, and stealing are prohibited only in their clear and obvious forms: chastity is replaced by marital fidelity, and self-control by the ban on greed. They can also earn merit by following seven other various vows (which is where we get the twelvefold law) related to rules about where to live, trade, etc. Agriculture is forbidden because it involves disturbing the earth and killing insects.
Mahâvîra was succeeded by a long line of teachers sometimes called Patriarchs, and it appears their names have been accurately preserved, although accounts of their actions are scarce. Various references in Buddhist texts confirm that the Jains were active in areas like Oudh, Tirhut, and Bihar after Mahâvîra's death, and we hear of them in Ceylon before our time. Further historical evidence comes from inscriptions. The earliest mentions of Jains are found in the edicts of Asoka. He instructed officials called "superintendents of religion" to look after the Niganṭḥas, and when he lists how he provided medicine, helpful plants, and wells for both people and animals, it reminds us of the animal hospitals that Jains still maintain. According to Jain tradition (although this hasn't been verified by other sources), Samprati, Asoka's grandson, was a devout supporter of Jainism. More reliably, King Khâravela of Orissa around 157 B.C. showed support for Jainism, as confirmed by inscriptions. Numerous dedicatory inscriptions suggest that the Jains were a thriving community in Muttra during the reigns of Kanishka, Huvishka, and Vasudeva, and one inscription from the same place seems to date back to around 150 B.C. These records indicate that the sect included many schools and subdivisions. We shouldn't assume that the different teachers were necessarily at odds with each other, but their presence indicates a level of activity and freedom of interpretation that has left its mark on the many modern subsects.
Jainism also spread in southern India, and before our era, it had a strong presence in Tamil Nadu, but our understanding of its early development is limited. Jain tradition states there was a severe famine in northern India about 200 years after Mahâvîra's death, prompting the patriarch Bhadrabâhu to lead a group of followers south. In the seventh century A.D., we know from various sources during the reign of Harsha and from the Chinese pilgrim Hsüan Chuang that Jainism was thriving in Vaiśâlî and Bengal and even as far south as Conjeevaram. It also made significant progress in the southern Maratha region under the Câlukya dynasty of Vatapi, in the present-day district of Bijapur (500-750), and under the Râshṭrakûta emperors of the Deccan. Amoghavarsha from this dynasty (815-877) supported the Digambaras and became an ascetic in his old age. The names of notable Digambara leaders like Jinasena and Guṇabhadra from this period are remembered, and in some regions, Jainism likely became the main religion. Bijjala, who took the Câlukya throne (1156-1167), was a Jain, and the Hoysala kings of Mysore, though themselves Vaishnavas, protected the faith. Inscriptions appear to confirm the presence of Jainism at Girnar in the first century A.D., and subsequently, Gujarat became a prominent Jain region after King Kumarapala's conversion around 1160.
Such success naturally drew the ire of Brahmans, and there's more evidence of organized persecution against the Jains than against the Buddhists. The Cola kings who ruled in the southeast of Madras Presidency were devoted followers of Siva and the Jains faced heavy persecution at their hands in the eleventh century, as well as from the Pândya kings in the far south. It's said that King Sundara of the latter dynasty impaled 8000 Jains, and there are depictions of their torture on the walls of the great temple at Madura. A little later (1174), Ajayadeva, a Saiva king of Gujarat, is said to have aggressively targeted them as well. The rise of the Lingâyats in the Deccan likely negatively impacted their numbers too. However, by the fourteenth century, there seemed to be greater tolerance, possibly due to the shared threat from Islam. Inscriptions from Sravana Belgola and other places describe an interesting event from 1368. The Jains sought protection from the king of Vijayanagar due to persecution, and he facilitated a public reconciliation between them and the Vaishnavas, holding hands with both leaders and declaring that equal protection would be given to both sects. Another inscription records a friendly agreement regulating the worship of a lingam in a Jain temple at Halebid. Many other inscriptions, mainly documenting land grants, show the prosperity of Jainism in the Hindu kingdom of Vijayanagar and in the Mount Abu region in the sixteenth and seventeenth centuries. The great Emperor Akbar himself came under Jain influence and learned from three Jain teachers from 1578 to 1597.
Persecution, and the relentless pressure and assimilative power of Hinduism, have diminished the size of the sect, with the last census estimating their numbers at about one million three hundred thousand. However, it's likely that many Jains listed themselves as Hindus, and their actual numbers may be higher. More than two-fifths of them live in Bombay, Rajputana, and Central India. They are generally spread elsewhere but in small numbers. They observe caste in some areas and typically belong to the Baniya community. They include many affluent merchants who invest large sums in building and maintaining temples, shelters for wandering ascetics, and homes for animals. Their respect for and care for animal life is noteworthy. Wherever Jains hold influence, animals are not slaughtered or sacrificed, and when they are old or injured, they are often kept in hospitals or sanctuaries, as seen in Ahmadabad. Their ascetics take extreme measures to avoid killing even the smallest insect: they filter their drinking water, sweep the ground before them with a broom as they walk, and wear a veil over their mouths. Even in laypeople's shops, lamps are carefully shielded to prevent insects from burning themselves.
The main divisions are the Digambara and Śvetâmbara as previously mentioned, along with a branch of the latter called Dhundia that refuses to use images in worship and is especially known among Jains for their strict anti-violence stance. In Central India, Digambaras make up about half the total, while the Śvetâmbaras are more prevalent in Baroda and Bombay. In Central India, Jains are reportedly quite distinct from Hindus, but in other areas, they intermarry with Vaishnavas and, while respecting their ascetics as spiritual leaders, engage Brahmans for their rituals.
4
The Jains have a copious and in part ancient literature. The oldest works are found in the canon (or Siddhânta) of the Śvetâmbaras, which is not accepted by the Digambaras. In this canon the highest rank is given to eleven works[279] called Angas or limbs of the law but it also comprises many other esteemed treatises such as the Kalpasûtra ascribed to Bhadrabâhu. Fourteen older books called Puvvas (Sk. Pûrvas) and now lost are said to have together formed a twelfth anga. The language of the canon is a variety of Prakrit[280], fairly ancient though more modern than Pali, and remarkable for its habit of omitting or softening consonants coming between two vowels, e.g. sûyam for sûtram, loo for loko[281]. We cannot, however, conclude that it is the language in which the books were composed, for it is probable that the early Jains, rejecting Brahmanical notions of a revealed text, handed down their religious teaching in the vernacular and allowed its grammar and phonetics to follow the changes brought about by time. According to a tradition which probably contains elements of truth the first collection of sacred works was made about 200 years after Mahâvîra's death by a council which sat at Pataliputra. Just about the same time came the famine already mentioned and many Jains migrated to the south. When they returned they found that their co-religionists had abandoned the obligation of nakedness and they consequently refused to recognize their sacred books. The Śvetâmbara canon was subsequently revised and written down by a council held at Valabhi in Gujarat in the middle of the fifth century A.D. This is the edition which is still extant. The canon of the Digambaras, which is less well known, is said to be chiefly in Sanskrit and according to tradition was codified by Pushpadanta in the second century A.D. but appears to be really posterior to the Śvetâmbara scriptures[282]. It is divided into four sections called Vedas and treating respectively of history, cosmology, philosophy and rules of life[283].
Though the books of the Jain canon contain ancient matter, yet they seem, as compositions, considerably later than the older parts of the Buddhist Tripitaka. They do not claim to record recent events and teaching but are attempts at synthesis which assume that Jainism is well known and respected. In style they offer some resemblance to the Pitakas: there is the same inordinate love of repetition and in the more emotional passages great similarity of tone and metaphor[284].
Besides the two canons, the Jains have a considerable literature consisting both of commentaries and secular works. The most eminent of their authors is Hemacandra, born in 1088, who though a monk was an ornament of the court and rendered an important service to his sect by converting Kumârapâla, King of Gujarat. He composed numerous and valuable works on grammar, lexicography, poetics and ecclesiastical biography. Such subjects were congenial to the later Jain writers and they not only cultivated both Sanskrit and Prakrit but also had a vivifying effect on the vernaculars of southern India. Kanarese, Tamil, and Telugu in their literary form owe much to the labours of Jain monks, and the Jain works composed in these languages, such as the Jîvakacintâmaṇi in Tamil, if not of world-wide importance, at least greatly influenced Dravidian civilization.
Though the Jains thus occupy an honourable, and even distinguished place in the history of letters it must be confessed that it is hard to praise their older religious books. This literature is of considerable scientific interest for it contains many data about ancient India as yet unsifted but it is tedious in style and rarely elevated in sentiment. It has an arid extravagance, which merely piles one above the other interminable lists of names and computations of immensity in time and space. Even more than in the Buddhist suttas there is a tendency to repetition which offends our sense of proportion and though the main idea, to free the soul from the trammels of passion and matter, is not inferior to any of the religious themes of India, the treatment is not adequate to the subject and the counsels of perfection are smothered under a mass of minute precepts about the most unsavoury details of life and culminate in the recommendation of death by voluntary starvation.
The Jains have a vast and partially ancient body of literature. The oldest works are found in the canon (or Siddhânta) of the Śvetâmbaras, which the Digambaras do not accept. In this canon, the highest status is given to eleven works[279] known as Angas or limbs of the law, but it also includes many other respected texts, such as the Kalpasûtra attributed to Bhadrabâhu. Fourteen older books called Puvvas (Sk. Pûrvas), which are now lost, are said to have formed a twelfth anga. The language of the canon is a variety of Prakrit[280], which is quite ancient but more modern than Pali, notable for its tendency to omit or soften consonants between two vowels, e.g. sûyam for sûtram, loo for loko[281]. However, we cannot conclude that this is the language in which the books were originally written; it is likely that the early Jains, rejecting Brahmanical ideas of a revealed text, passed down their religious teachings in the vernacular and allowed its grammar and phonetics to evolve over time. According to a tradition that likely contains some truth, the first collection of sacred works was compiled about 200 years after Mahâvîra's death by a council that convened in Pataliputra. Around the same time, the mentioned famine occurred, and many Jains migrated south. When they returned, they found that their fellow believers had abandoned the practice of nudity and consequently would not recognize their sacred books. The Śvetâmbara canon was later revised and documented by a council held in Valabhi, Gujarat, in the mid-fifth century A.D. This is the version that still exists today. The canon of the Digambaras, which is less well-known, is said to be primarily in Sanskrit and, according to tradition, was codified by Pushpadanta in the second century A.D., but it appears to be later than the Śvetâmbara scriptures[282]. It is divided into four sections called Vedas, dealing with history, cosmology, philosophy, and rules of life[283].
Although the books of the Jain canon contain ancient content, they seem, as compositions, to be significantly later than the older parts of the Buddhist Tripitaka. They do not claim to record recent events or teachings but are attempts at synthesis that assume Jainism is well-known and respected. In style, they share some resemblance to the Pitakas: there is the same excessive love of repetition and, in the more emotional sections, a significant similarity in tone and metaphor[284].
In addition to the two canons, the Jains have a substantial body of literature that includes both commentaries and secular works. The most notable of their authors is Hemacandra, born in 1088, who, although a monk, was a prominent figure at court and made an important contribution to his sect by converting Kumârapâla, King of Gujarat. He wrote many valuable works on grammar, lexicography, poetics, and ecclesiastical biography. Such subjects appealed to later Jain writers, who not only cultivated both Sanskrit and Prakrit but also significantly influenced the vernaculars of southern India. Kanarese, Tamil, and Telugu in their literary forms owe a great deal to the efforts of Jain monks, and the Jain works created in these languages, like the Jîvakacintâmaṇi in Tamil, may not have global significance, but they greatly shaped Dravidian civilization.
Although the Jains hold a respected, even distinguished place in the history of literature, it must be acknowledged that it is difficult to praise their older religious texts. This literature is of considerable scientific interest, as it contains much data about ancient India that remains unexamined, but it is tedious in style and rarely elevated in sentiment. It exhibits a dry extravagance, merely stacking one interminable list of names and vast calculations of time and space on top of another. Even more than in the Buddhist suttas, there is a tendency for repetition that disrupts our sense of proportion, and while the main idea—to free the soul from the constraints of passion and matter—is no less significant than any religious theme in India, the treatment of this idea is insufficient, and the recommendations for perfection are buried under countless minute precepts concerning the most unpleasant details of life, culminating in the suggestion of death by voluntary starvation.
5
But observation of Jainism as it exists to-day produces a quite different impression. The Jains are well-to-do, industrious and practical: their schools and religious establishments are well ordered: their temples have a beauty, cleanliness, and cheerfulness unusual in India and due to the large use made of white marble and brilliant colours. The tenderness for animal life may degenerate into superstition (though surely it is a fault on the right side) and some observances of the ascetics (such as pulling out the hair instead of shaving the head) are severe, but as a community the Jains lead sane and serious lives, hardly practising and certainly not parading the extravagances of self-torture which they theoretically commend. Mahâvîra is said to have taught that place, time and occasion should be taken into consideration and his successors adapted their precepts to the age in which they lived. Such monks as I have met[285] maintained that extreme forms of tapas were good for the nerves of ancient saints but not for the weaker natures of to-day. But in avoiding rigorous severity, they have not fallen into sloth or luxury.
The beauty of Jainism finds its best expression in architecture. This reached its zenith both in style and quantity during the eleventh and twelfth centuries which accords with what we know of the growth of the sect. After this period the Mohammedan invasions were unfavourable to all forms of Hindu architecture. But the taste for building remained and somewhat later pious Jains again began to construct large edifices which are generally less degenerate than modern Hindu temples, though they often show traces of Mohammedan influence. Hathi Singh's temple at Ahmadabad completed in 1848 is a fine example of this modern style.
There is a considerable difference between Jain and Buddhist architecture both in intention and effect. Jain monks did not live together in large communities and there was no worship of relics. Hence the vihâra and the stûpa—the two principal types of Buddhist buildings—are both absent. Yet there is some resemblance between Jain temples (for instance those at Palitâna) and the larger Burmese sanctuaries, such as the Shwe Dagon Pagoda. It is partly due to the same conviction, namely that the most meritorious work which a layman can perform is to multiply shrines and images. In both localities the general plan is similar. On the top of a hill or mound is a central building round which are grouped a multitude of other shrines. The repetition of chapels and images is very remarkable: in Burma they all represent Gotama, in Jain temples the figures of Tîrthankaras are nominally different personalities but so alike in presentment that the laity rarely know them apart. In both styles of art white and jewelled images are common as well as groups of four sitting figures set back to back and facing the four quarters[286]: in both we meet with veritable cities of temples, on the hill tops of Gujarat and in the plain of Pagan on the banks of the Irawaddy. As some features of Burmese art are undoubtedly borrowed from India[287], the above characteristics may be due to imitation of Jain methods. It might be argued that the architectural style of late Indian Buddhism survives among the Jains but there is no proof that the multiplication of temples and images was a feature of this style. But in some points it is clear that the Jains have followed the artistic conventions of the Buddhists. Thus Pârśvanâtha is sheltered by a cobra's hood, like Gotama, and though the Bo-tree plays no part in the legend of the Tîrthankaras, they are represented as sitting under such trees and a living tree is venerated at Palitâna.
As single edifices illustrating the beauty of Jain art both in grace of design and patient elaboration of workmanship may be mentioned the Towers of Fame and Victory at Chitore, and the temples of Mt Abu. Some differences of style are visible in north and south India. In the former the essential features are a shrine with a portico attached and surmounted by a conical tower, the whole placed in a quadrangular court round which are a series of cells or chapels containing images seated on thrones. These are the Tîrthankaras, almost exactly alike and of white marble, though some of the later saints are represented as black. The Śvetâmbaras represent their Tîrthankaras as clothed but in the temples of the Digambaras the images are naked.
In the south are found religious monuments of two kinds known as Bastis and Bettus. The Bastis consist of pillared vestibules leading to a shrine over which rises a dome constructed in three or four stages. The Bettus are not temples in the ordinary sense but courtyards surrounding gigantic images of a saint named Gommateśvara who is said to have been the son of the first Tîrthankara[288]. The largest of these colossi is at Sravana Belgola. It is seventy feet in height and carved out of a mass of granite standing on the top of a hill and represents a sage so sunk in meditation that anthills and creepers have grown round his feet without breaking his trance. An inscription states that it was erected about 983 A.D. by the minister of a king of the Ganga dynasty[289].
But even more remarkable than these gigantic statues are the collections of temples found on several eminences, such as Girnar and Satrunjaya[290], mountain masses which rise abruptly to a height of three or four thousand feet out of level plains. On the summit of Satrunjaya are innumerable shrines, arranged in marble courts or along well-paved streets. In each enclosure is a central temple surrounded by others at the sides, and all are dominated by one which in the proportions of its spire and courtyard surpasses the rest. Only a few Yatis are allowed to pass the night in the sacred precincts and it is a strange experience to enter the gates at dawn and wander through the interminable succession of white marble courts tenanted only by flocks of sacred pigeons. On every side sculptured chapels gorgeous in gold and colour stand silent and open: within are saints sitting grave and passionless behind the lights that burn on their altars. The multitude of calm stone faces, the strange silence and emptiness, unaccompanied by any sign of neglect or decay, the bewildering repetition of shrines and deities in this aerial castle, suggest nothing built with human purpose but some petrified spirit world.
Soon after dawn a string of devotees daily ascends the hill. Most are laymen, but there is a considerable sprinkling of ascetics, especially nuns. After joining the order both sexes wear yellowish white robes and carry long sticks. They spend much of their time in visiting holy places and usually do not stop at one rest house for more than two months. The worship performed in the temples consists of simple offerings of flowers, incense and lights made with little ceremony. Pilgrims go their rounds in small bands and kneeling together before the images sing the praises of the Jinas.
Observing Jainism as it is today gives a completely different impression. The Jains are prosperous, hardworking, and practical: their schools and religious institutions are well organized; their temples exhibit an unusual beauty, cleanliness, and vibrancy in India, largely due to the extensive use of white marble and bright colors. Their compassion for animal life can sometimes border on superstition (though it's certainly a fault on the right side), and some practices of the ascetics (like pulling out hair instead of shaving their heads) are quite strict. However, as a community, the Jains live rational and serious lives, rarely engaging in and definitely not showcasing the self-torture extravagances they theoretically advocate. Mahâvîra is said to have taught that one should take into account place, time, and occasion, and his successors adapted their teachings to fit the era in which they lived. The monks I've met maintain that extreme forms of tapas were beneficial for the nerves of ancient saints but not suitable for the more fragile individuals of today. In steering clear of harsh austerity, they haven't slipped into laziness or luxury.
The beauty of Jainism is best expressed through its architecture. This reached its peak in both style and quantity during the eleventh and twelfth centuries, which aligns with what we understand about the growth of the sect. After this period, the Muslim invasions were detrimental to all forms of Hindu architecture. Nonetheless, the desire for building persisted, and later on, devout Jains began constructing large structures again, which are generally more elegant than modern Hindu temples, though they often show signs of Muslim influence. Hathi Singh's temple in Ahmedabad, completed in 1848, is a fine example of this modern style.
There is a significant difference between Jain and Buddhist architecture, both in purpose and effect. Jain monks didn't live in large communities and there was no worship of relics. Because of this, the vihâra and stûpa—the two main types of Buddhist buildings—are absent. Yet, there is some resemblance between Jain temples (for example, those at Palitâna) and the larger Burmese sanctuaries, like the Shwe Dagon Pagoda. This similarity arises from a shared belief that the most meritorious act a layperson can perform is to build shrines and images. In both cases, the general layout is alike. At the top of a hill or mound is a central building surrounded by numerous other shrines. The repetition of chapels and images is striking: in Burma, they all depict Gotama, while in Jain temples, the figures of Tîrthankaras are nominally different individuals but so similar in appearance that the laity rarely distinguish them. In both art styles, white and jeweled images are common, along with groups of four seated figures placed back to back, each facing one of the four directions: both feature actual cities of temples, on the hilltops of Gujarat and in the plains of Pagan along the banks of the Irawaddy. As some aspects of Burmese art are certainly borrowed from India, the aforementioned characteristics may arise from imitation of Jain practices. It could be argued that the architectural style of late Indian Buddhism survives among the Jains, but there's no evidence that the increase in temples and images was a notable part of this style. However, it is clear that the Jains have adopted some artistic conventions from the Buddhists. For example, Pârśvanâtha is depicted under a cobra's hood, much like Gotama, and even though the Bo-tree has no role in the legends of the Tîrthankaras, they are shown sitting under such trees, and a living tree is revered at Palitâna.
Notable structures showcasing the beauty of Jain art through elegance in design and detailed craftsmanship include the Towers of Fame and Victory at Chitore and the temples of Mt Abu. Distinct styles are apparent in northern and southern India. In the north, key features are a shrine with an attached portico, topped by a conical tower, all situated within a quadrangular courtyard that includes a series of cells or chapels containing images seated on thrones. These depict the Tîrthankaras, who are almost identical and made of white marble, although some later saints are shown as black. The Śvetâmbaras depict their Tîrthankaras as clothed, while in the temples of the Digambaras, the images are naked.
In the south, there are two kinds of religious monuments known as Bastis and Bettus. The Bastis consist of pillared entrances leading to a shrine topped by a dome constructed in three or four tiers. The Bettus are not temples in the traditional sense but courtyards surrounding colossal statues of a saint named Gommateśvara, believed to be the son of the first Tîrthankara. The largest of these statues is in Sravana Belgola. It stands seventy feet tall, carved from a solid piece of granite on top of a hill, and represents a sage so deep in meditation that anthills and vines have emerged around his feet without disrupting his trance. An inscription indicates it was erected around 983 A.D. by the minister of a king from the Ganga dynasty.
Even more impressive than these massive statues are the collections of temples found atop several peaks, like Girnar and Satrunjaya, which rise sharply to heights of three or four thousand feet above the surrounding plains. At the summit of Satrunjaya, countless shrines are laid out in marble courtyards or along well-paved streets. Each enclosure has a central temple surrounded by additional structures, all dominated by one whose spire and courtyard proportions are superior to the rest. Only a few Yatis are permitted to stay overnight in these sacred areas, and it's a unique experience to enter the gates at dawn and stroll through the endless succession of white marble courts, filled only with flocks of sacred pigeons. All around, intricately sculpted chapels adorned with gold and color stand silently open: within, saints sit solemnly behind the lights that burn on their altars. The multitude of calm stone faces, the eerie silence and emptiness—free from any sign of neglect or decay—and the bewildering repetition of shrines and deities in this elevated realm evoke a sense of something not constructed by human intention, but rather a petrified spirit world.
Shortly after dawn, a stream of devotees climbs the hill daily. Most are laypeople, but there’s also a significant number of ascetics, especially nuns. Upon joining the order, both genders wear yellowish-white robes and carry long staffs. They spend much of their time visiting holy sites and typically do not stay at one rest house for more than two months. The worship performed in the temples involves simple offerings of flowers, incense, and lights, done with minimal ceremony. Pilgrims move in small groups, kneeling together before the images as they sing the praises of the Jinas.
6
It is remarkable that Jainism is still a living sect, whereas the Buddhists have disappeared from India. Its strength and persistence are centred in its power of enlisting the interest of the laity and of forming them into a corporation. In theory the position of the Jain and Buddhist layman is the same. Both revere and support a religious order for which they have not a vocation, and are bound by minor vows less stringent than those of the monks. But among the Buddhists the members of the order came to be regarded more and more as the true church[291] and the laity tended to become (what they actually have become in China and Japan) pious persons who revere that order as something extraneous to themselves and very often only as one among several religious organizations. Hence when in India monasteries decayed or were destroyed, little active Buddhism was left outside them. But the wandering ascetics of the Jains never concentrated the strength of the religion in themselves to the same extent; the severity of their rule limited their numbers: the laity were wealthy and practically formed a caste; persecution acted as a tonic. As a result we have a sect analogous in some ways to the Jews, Parsis, and Quakers[292], among all of whom we find the same features, namely a wealthy laity, little or no sacerdotalism and endurance of persecution.
Another question of some interest is how far Jainism should be regarded as separate from Buddhism. Historically the position seems clear. Both are offshoots of a movement which was active in India in the sixth century B.C. in certain districts and especially among the aristocracy. Of these offshoots—the survivors among many which hardly outlived their birth—Jainism was a trifle the earlier, but Buddhism was superior and more satisfying to the intellect and moral sense alike. Out of the theory and practice of religious life current in their time Gotama fashioned a beautiful vase, Mahâvîra a homely but still durable pot. The resemblances between the two systems are not merely obvious but fundamental. Both had their origin outside the priestly class and owed much of their success to the protection of princes. Both preach a road to salvation open to man's unaided strength and needing neither sacrifice nor revealed lore. Both are universal, for though Buddhism set about its world mission with more knowledge and grasp of the task, the Jain sûtras are addressed "to Aryans and non-Aryans" and it is said that in modern times Mohammedans have been received into the Jain Church. Neither is theistic. Both believe in some form of reincarnation, in karma and in the periodical appearance of beings possessed of superhuman knowledge and called indifferently Jinas or Buddhas. The historian may therefore be disposed to regard the two religions as not differing much more than the varieties of Protestant Dissenters to be found in Great Britain. But the theologian will perceive real differences. One of the most important doctrines of Buddhism---perhaps in the Buddha's own esteem the central doctrine—is the non-existence of the soul as a permanent entity: in Jainism on the contrary not only the human body but the whole world including inanimate matter is inhabited by individual souls who can also exist apart from matter in individual blessedness. The Jain theory of fivefold knowledge is unknown to the Buddhists, as is their theory of the Skandhas to the Jains. Secondly as to practice Jainism teaches (with some concessions in modern times) that salvation is obtainable by self-mortification but this is the method which the Buddha condemned after prolonged trial. It is clear that in his own opinion and that of his contemporaries the rule and ideal of life which he prescribed differed widely from those of the Jains, Âjîvikas and other wandering ascetics.
It’s remarkable that Jainism is still a living tradition, while Buddhism has largely faded away in India. Its strength and persistence come from its ability to engage the interest of laypeople and organize them into a community. The roles of laypeople in Jainism and Buddhism are theoretically similar. Both admire and support a religious order that they themselves don't belong to, and both are bound by lesser vows that are not as strict as those of monks. However, among Buddhists, members of the order became increasingly seen as the true church [291], leading laypeople to often view them (as has happened in China and Japan) as devout individuals who regard that order as separate from themselves, often one of many religious groups. Therefore, when monasteries in India fell into decline or were destroyed, very little active Buddhism remained outside of them. In contrast, the wandering ascetics of Jainism never concentrated their religious strength to the same degree; their strict rules limited their numbers, while their wealthy laypeople practically formed a caste, and persecution acted as a motivating factor. Consequently, we have a sect that is somewhat analogous to Jews, Parsis, and Quakers [292], all of whom have similar characteristics, including a wealthy laity, minimal sacerdotalism, and resilience in the face of persecution.
Another interesting question is how much Jainism should be considered separate from Buddhism. Historically, the distinction seems clear. Both are offshoots of a movement that was active in India in the sixth century B.C., particularly among the aristocracy. Among these offshoots—the survivors among many that barely lasted—Jainism was slightly the earlier, but Buddhism was more intellectually and morally satisfying. From the religious theory and practices of their time, Gotama created an elegant vase, while Mahâvîra made a simple but durable pot. The similarities between the two systems are not just obvious but fundamental. Both arose outside the priestly class and relied heavily on the support of princes for their success. Both teach a path to salvation that depends on one’s own efforts and requires neither sacrifice nor revealed teachings. Both aim to be universal; although Buddhism approached its global mission with more knowledge and a clearer understanding of the task, Jain scriptures are directed "to Aryans and non-Aryans," and it's noted that in modern times, Muslims have been welcomed into the Jain community. Neither religion is theistic. Both believe in some version of reincarnation, karma, and the periodic arrival of beings with superhuman wisdom, referred to interchangeably as Jinas or Buddhas. A historian might therefore consider the two religions as not differing significantly more than various Protestant dissenters in Great Britain. However, a theologian would recognize real differences. One of the most important doctrines of Buddhism—perhaps the central doctrine in the Buddha's own view—is the idea that the soul does not exist as a permanent entity. In contrast, Jainism holds that not only human bodies but the entire world, including inanimate matter, is inhabited by individual souls that can exist apart from matter in a state of individual bliss. The Jain concept of fivefold knowledge is unknown to Buddhists, just as their theory of Skandhas is unknown to Jains. Additionally, Jainism teaches (with some modern concessions) that salvation can be achieved through self-mortification, a method that the Buddha rejected after extensive trial. Clearly, in his opinion and that of his contemporaries, the way of life he advocated differed significantly from that of the Jains, Âjîvikas, and other wandering ascetics.
BOOK III
PALI BUDDHISM
BOOK III
In the previous book I have treated chiefly the general characteristics of Indian religion. They persist in its later phases but great changes and additions are made. In the present book I propose to speak about the life and teaching of the Buddha which even hostile critics must admit to be a turning point in the history of Indian thought and institutions, and about the earliest forms of Buddhism. For twelve centuries or more after the death of this great genius Indian religion flows in two parallel streams, Buddhist and Brahmanic, which subsequently unite, Buddhism colouring the whole river but ceasing within India itself to have any important manifestations distinct from Brahmanism.
In a general survey it is hardly possible to follow the order of strict chronology until comparatively modern times. We cannot, for instance, give a sketch of Indian thought in the first century B.C., simply because our data do not permit us to assign certain sects and books to that period rather than to the hundred years which preceded or followed it. But we can follow with moderate accuracy the two streams of thought in their respective courses. I have wondered if I should not take Hinduism first. Its development from ancient Brahmanism is continuous and Buddhism is merely an episode in it, though a lengthy one. But many as are the lacunæ in the history of Buddhism, it offers more data and documents than the history of Hinduism. We know more about the views of Asoka for instance than about those of Candragupta Maurya. I shall therefore deal first with Buddhism and then with Hinduism, while regretting that a parallel and synoptic treatment is impracticable.
The eight chapters of this book deal mainly with Pali Buddhism[293]--a convenient and non-controversial term—and not with the Mahayana, though they note the tendencies which found expression in it. In the first chapter I treat of the Buddha's life: in the second I venture to compare him with other great religious teachers: in the third I consider his doctrine as expounded in the Pali Tripitaka and in the fourth the order of mendicants which he founded. The nature and value of the Pali Canon form the subject of the fifth chapter and the sixth is occupied with the great Emperor Asoka whose name is the clearest landmark in the early history of Buddhism, and indeed of India.
The seventh and eighth chapters discuss topics which belong to Hinduism as well as to Buddhism, namely, meditation and mythology. The latter is anterior to Buddhism and it is only in a special sense that it can be called an addition or accretion. Indian thought makes clearings in the jungle of mythology, which become obliterated or diminished as the jungle grows over them again. Buddhism was the most thorough of such clearings, yet it was invaded more rapidly and completely than any other. The Vedânta and Sânkhya are really, if less obviously, similar clearings. They raise no objection to popular divinities but such divinities do not come within the scope of religious philosophy as they understand it.
In the previous book, I primarily focused on the general features of Indian religion. These characteristics remain in later developments, but significant changes and additions have occurred. In this book, I plan to discuss the life and teachings of the Buddha, which even critics have to acknowledge as a pivotal moment in the history of Indian thought and institutions, as well as the earliest forms of Buddhism. For over twelve centuries after the death of this remarkable figure, Indian religion has flowed in two parallel streams, Buddhism and Brahmanism, which later merge, with Buddhism influencing the entire stream but losing its distinct presence within India, where it blends into Brahmanism.
In a broad overview, it’s difficult to maintain a strict chronological order until relatively modern times. For example, we can’t sketch Indian thought in the first century B.C. because our information doesn’t allow us to clearly place certain sects and texts in that timeframe over the century before or after. However, we can track the two streams of thought with reasonable accuracy in their respective paths. I considered starting with Hinduism first since its development from ancient Brahmanism is continuous, and Buddhism is only a significant episode within it. Yet, despite the gaps in the history of Buddhism, it provides more information and documents than Hinduism does. We know more about Asoka's views than we do about Candragupta Maurya's. Therefore, I will first address Buddhism and then Hinduism while noting that a parallel and synoptic treatment is not feasible.
The eight chapters of this book primarily focus on Pali Buddhism[293]—a straightforward and non-controversial term—and not on Mahayana, though I will mention the trends that found expression in it. The first chapter covers the Buddha's life; the second compares him to other great religious teachers; the third examines his teachings as presented in the Pali Tripitaka, and the fourth looks at the mendicant order he established. The nature and significance of the Pali Canon are the topics of the fifth chapter, and the sixth focuses on the great Emperor Asoka, whose name is a key landmark in the early history of Buddhism and indeed of India.
The seventh and eighth chapters cover subjects relevant to both Hinduism and Buddhism, specifically meditation and mythology. The latter predates Buddhism, and can only be considered an addition or expansion in a specific sense. Indian thought clears paths in the dense jungle of mythology, which become obscured or reduced as the jungle encroaches again. Buddhism was the most thorough of these clearings, yet it was overwhelmed more swiftly and completely than any others. The Vedânta and Sânkhya represent similar clearings, although less visibly. They don’t reject popular deities, but such deities fall outside the bounds of religious philosophy as they see it.
CHAPTER VIII
LIFE OF THE BUDDHA
1
We have hitherto been occupied with obscure and shadowy personalities. The authors of the Upanishads are nameless and even MahâvÎra is unknown outside India. But we now come to the career of one who must be ranked among the greatest leaders of thought that the world has seen, the Indian prince generally known as Gotama or the Buddha. His historical character has been called in question, but at the present day probably few, if any, competent judges doubt that he was a real person whose date can be fixed and whose life can be sketched at least in outline.
We have seen that apart from the personality of Gotama, ancient India was familiar with the idea of a Buddha and had even classified the attributes he should possess. Two styles of biography are therefore possible: an account of what Gotama actually was and did and an account of what a Buddha is expected to be and do. This second style prevails in later Buddhist works: they contain descriptions of the deeds and teaching of a Buddha, adapted to such facts in Gotama's life as seemed suitable for such treatment or could not be ignored. Rhys Davids has well compared them to Paradise Regained, but the supernatural element is, after the Indian fashion, more ornate.
The reader will perhaps ask what are the documents describing Gotama's sayings and doings and what warrant we have for trusting them. I will treat of this question in more detail in a later chapter and here will merely say that the Pali works called Vinaya or monastic rules and Suttas[294] or sermons recount the circumstances in which each rule was laid down and each sermon preached. Some narrative passages, such as the Sutta which relates the close of the Buddha's life and the portion of the Vinaya which tells how he obtained enlightenment and made his first converts, are of considerable length. Though these narratives are compilations which accepted new matter during several centuries, I see no reason to doubt that the oldest stratum contains the recollections of those who had seen and heard the master.
In basing the following account on the Pali Canon, I do not mean to discredit Sanskrit texts merely because they are written in that language or to deny that many Pali texts contain miraculous and unhistorical narratives[295]. But the principal Sanskrit Sûtras such as the Lotus and the Diamond Cutter are purely doctrinal and those texts which profess to contain historical matter, such as the Vinayas translated from Sanskrit into Chinese, are as yet hardly accessible to European scholars. So far as they are known, they add incidents to the career of the Buddha without altering its main lines, and when the accounts of such incidents are not in themselves improbable they merit consideration. On the whole these Sanskrit texts are later and more embellished than their Pali counterparts, but it is necessary not to forget the existence of this vast store-house of traditions, which may contain many surprises[296].
Though the Pali texts do not give the story of the Buddha's life in a connected form, they do give us details about many important events in it and they offer a picture of the world in which he moved. The idea of biography was unknown to the older Indian literature. The Brâhmaṇas and Upanishads tell us of the beliefs and practices of their sages, the doctrines they taught and the sacrifices they offered, but they rarely give even an outline of their lives. And whenever the Hindus write about a man of religion or a philosopher, their weak historical sense and their strong feeling for the importance of the teaching lead them to neglect the figure of the teacher and present a portrait which seems to us dim and impersonal. Indian saints are distinguished by what they said, not by what they did and it is a strong testimony to Gotama's individuality and force of character, that in spite of the centuries which separate us from him and the misty unreal atmosphere which in later times hangs round his name, his personality is more distinct and lifelike than that of many later teachers.
Most of the stories of his youth and childhood have a mythical air and make their first appearance in works composed long after his death, but there is no reason to distrust the traditional accounts of his lineage. He was the son of Suddhodana of the Kshatriya clan known as Sâkya or Sâkiya[297]. In later literature his father is usually described as a king but this statement needs qualification. The Sâkyas were a small aristocratic republic. At the time of the Buddha's birth they recognized the suzerainty of the neighbouring kingdom of Kosala or Oudh and they were subsequently annexed by it, but, so long as they were independent, all that we know of their government leads us to suppose that they were not a monarchy like Kosala and Magadha. The political and administrative business of the clan was transacted by an assembly which met in a council hall[298] at Kapilavatthu. Its president was styled Râjâ but we do not know how he was selected nor for how long he held office. The Buddha's father is sometimes spoken of as Râjâ, sometimes as if he were a simple citizen. Some scholars think the position was temporary and elective[299]. But in any case it seems clear that he was not a Mahârâjâ like Ajâtasattu and other monarchs of the period. He was a prominent member of a wealthy and aristocratic family rather than a despot. In some passages[300] Brahmans are represented as discussing the Buddha's claims to respect. It is said that he is of a noble and wealthy family but not that he is the son of a king or heir to the throne, though the statement, if true, would be so obvious and appropriate that its omission is sufficient to disprove it. The point is of psychological importance, for the later literature in its desire to emphasize the sacrifice made by the Buddha exaggerates the splendour and luxury by which he was surrounded in youth and produces the impression that his temperament was something like that reflected in the book of Ecclesiastes, the weary calm, bred of satiety and disenchantment, of one who has possessed everything and found everything to be but vanity. But this is not the dominant note of the Buddha's discourses as we have them. He condemns the pleasures and ambitions of the world as unsatisfying, but he stands before us as one who has resisted and vanquished temptation rather than as a disillusioned pleasure-seeker. The tone of these sermons accords perfectly with the supposition, supported by whatever historical data we possess, that he belonged to a fighting aristocracy, active in war and debate, wealthy according to the standard of the times and yielding imperfect obedience to the authority of kings and priests. The Pitakas allude several times to the pride of the Sâkyas, and in spite of the gentleness and courtesy of the Buddha this family trait is often apparent in his attitude, in the independence of his views, his calm disregard of Brahmanic pretensions and the authority that marks his utterances.
The territory of the Sâkyas lay about the frontier which now divides Nepal from the United Provinces, between the upper Rapti and the Gandak rivers, a hundred miles or so to the north of Benares. The capital was called Kapilavatthu[301], and the mention of several other towns in the oldest texts indicates that the country was populous. Its wealth was derived chiefly from rice-fields and cattle. The uncultivated parts were covered with forest and often infested by robbers. The spot where the Buddha was born was known as the Lumbini Park and the site, or at least what was supposed to be the site in Asoka's time, is marked by a pillar erected by that monarch at a place now called Rummindei[302]. His mother was named Mâyâ and was also of the Sâkya clan. Tradition states that she died seven days after his birth and that he was brought up by her sister, Mahâprajâpatî, who was also a wife of Suddhodana. The names of other relatives are preserved, but otherwise the older documents tell us nothing of his childhood and the copious legends of the later church seem to be poetical embellishments. The Sutta-Nipâta contains the story of an aged seer named Asita who came to see the child and, much like Simeon, prophesied his future greatness but wept that he himself must die before hearing the new gospel.
The personal name of the Buddha was Siddhârtha in Sanskrit or Siddhattha in Pali, meaning he who has achieved his object, but it is rarely used. Persons who are introduced in the Pitakas as addressing him directly either employ a title or call him Gotama (Sanskrit Gautama). This was the name of his gotra or gens and roughly corresponds to a surname, being less comprehensive than the clan name Sâkya. The name Gotama is applied in the Pitakas to other Sâkyas such as the Buddha's father and his cousin Ânanda. It is said to be still in use in India and has been borne by many distinguished Hindus. But since it seemed somewhat irreverent to speak of the Buddha merely by his surname, it became the custom to describe him by titles. The most celebrated of these is the word Buddha[303] itself, the awakened or wise one. But in Pali works he is described just as frequently by the name of Bhagavâ or the Lord. The titles of Śâkya-Muni and Śâkya-Siṃha have also passed into common use and the former is his usual designation in the Sanskrit sûtras. The word Tathâgata, of somewhat obscure signification[304], is frequently found as an equivalent of Buddha and is put into the mouth of Gotama himself as a substitute for the first personal pronoun.
We can only guess what was the religious and moral atmosphere in which the child grew up. There were certainly Brahmans in the Sâkya territory: everyone had heard of their Vedic lore, their ceremonies and their claims to superiority. But it is probable that their influence was less complete here than further west[305] and that even before this time they encountered a good deal of scepticism and independent religious sentiment. This may have been in part military impatience of priestly pedantry, but if the Sâkyas were not submissive sheep, their waywardness was not due to want of interest in religion. A frequent phrase in the Buddha's discourses speaks of the "highest goal of the holy life for the sake of which clansmen leave their homes and go forth into homelessness." The religious mendicant seemed the proper incarnation of this ideal to which Kshatriyas as well as Brahmans aspired, and we are justified in supposing that the future Buddha's thoughts would naturally turn towards the wandering life. The legend represents him as carefully secluded from all disquieting sights and as learning the existence of old age, sickness and death only by chance encounters which left a profound impression. The older texts do not emphasize this view of his mental development, though they do not preclude it. It is stated incidentally that his parents regretted his abandonment of worldly life and it is natural to suppose that they may have tried to turn his mind to secular interests and pleasures[306]. His son, Râhula, is mentioned several times in the Pitakas but his wife only once and then not by name but as "the princess who was the mother of Râhula[307]." His separation from her becomes in the later legend the theme of an affecting tale but the scanty allusions to his family found in the Pitakas are devoid of sentimental touches. A remarkable passage is preserved in the Anguttara Nikâya[308] describing his feelings as a young man and may be the origin of the story[309] about the four visions of old age, sickness, death and of peace in the religious life. After describing the wealth and comfort in which he lived[310], he says that he reflected how people feel repulsion and disgust at the sight of old age, sickness and death. But is this right? "I also" he thought "am subject to decay and am not free from the power of old age, sickness and death. Is it right that I should feel horror, repulsion and disgust when I see another in such plight? And when I reflected thus, my disciples, all the joy of life which there is in life died within me."
No connected account of his renunciation of the world has been found in the Pitakas but[311] people are represented as saying that in spite of his parents' grief he "went out from the household life into the homeless state" while still a young man. Accepted tradition, confirmed by the Mahâparinibbâna Sutta, says that he retired from worldly life when he was twenty-nine years old. The event is also commemorated in a poem of the Sutta-Nipâta[312] which reads like a very ancient ballad.
It relates how Bimbisâra, King of Magadha, looking out from his palace, saw an unknown ascetic, and feeling he was no ordinary person went himself to visit him. It would appear from this that Gotama on leaving his family went down to the plains and visited Râjagaha, the capital of Magadha, now Rajgîr to the south of Patna. The teachers of the Ganges valley had probably a greater reputation for learning and sanctity than the rough wits of the Sâkya land and this may have attracted Gotama. At any rate he applied himself diligently to acquire what knowledge could be learned from contemporary teachers of religion. We have an account put into his own mouth[313] of his experiences as the pupil of Alâra Kâlâma and Uddaka Râmaputta but it gives few details of his studies. It would appear however that they both had a fixed system (dhamma) to impart and that their students lived in religious discipline (vinaya) as members of an Order. They were therefore doing exactly what the Buddha himself did later on a larger scale and with more conspicuous success. The instruction, we gather, was oral. Gotama assimilated it thoroughly and rapidly but was dissatisfied because he found that it did not conduce to perfect knowledge and salvation[314]. He evidently accepted his teachers' general ideas about belief and conduct—a dhamma, a vinaya, and the practice of meditation—but rejected the content of their teaching as inadequate. So he went away.
The European mystic knows the dangers of Quietism[315]. When Molinos and other quietists praise the Interior Silence in which the soul neither speaks nor desires nor thinks, they suggest that the suspension of all mental activity is good in itself. But more robust seekers hold that this "orison of quiet" is merely a state of preparation, not the end of the quest, and valuable merely because the soul recuperates therein and is ready for further action. Some doctrine akin to that of the quietists seems to underlie the mysterious old phrases in which the Buddha's two teachers tried to explain their trances, and he left them for much the same reasons as led the Church to condemn Quietism. He did not say that the trances are bad; indeed he represented them as productive of happiness[316] in a sense which Europeans can hardly follow. But he clearly refused to admit that they were the proper end of the religious life. He felt there was something better and he set out to find it.
The interval between his abandonment of the world and his enlightenment is traditionally estimated at seven years and this accords with our other data. But we are not told how long he remained with his two teachers nor where they lived. He says however that after leaving them he wandered up and down the land of Magadha, so that their residence was probably in or near that district[317]. He settled at a place called Uruvelâ. "There" he says "I thought to myself, truly this is a pleasant spot and a beautiful forest. Clear flows the river and pleasant are the bathing places: all around are meadows and villages." Here he determined to devote himself to the severest forms of asceticism. The place is in the neighbourhood of Bodh-Gaya, near the river now called Phalgu or Lilañja but formerly Nerañjara. The fertile fields and gardens, the flights of steps and temples are modern additions but the trees and the river still give the sense of repose and inspiration which Gotama felt, an influence alike calming to the senses and stimulating to the mind. Buddhism, though in theory setting no value on the pleasures of the eye, is not in practice disdainful of beauty, as witness the many allusions to the Buddha's personal appearance, the persistent love of art, and the equally persistent love of nature which is found in such early poems as the Theragâthâ and still inspires those who select the sites of monasteries throughout the Buddhist world from Burma to Japan. The example of the Buddha, if we may believe the story, shows that he felt the importance of scenery and climate in the struggle before him and his followers still hold that a holy life is led most easily in beautiful and peaceful landscapes.
Until now, we’ve been focused on obscure and shadowy figures. The authors of the Upanishads remain unknown, and even MahâvÎra isn’t recognized outside of India. But now we turn to one of history's greatest thinkers, the Indian prince commonly known as Gotama or the Buddha. His historical existence has been debated, but today, it’s likely that few, if any, qualified experts doubt that he was a real person whose life can at least be outlined and whose timeline can be established.
We’ve established that, aside from Gotama's individual persona, ancient India had an understanding of what a Buddha was and had even defined the qualities he should have. Thus, there are two possible types of biography: one that recounts the actual life and actions of Gotama, and the other that describes the expectations of what a Buddha should be and do. This latter style is common in later Buddhist texts, which adapt accounts of Gotama’s life to illustrate the deeds and teachings expected of a Buddha. Rhys Davids aptly compared them to Paradise Regained, although the supernatural elements are, following Indian tradition, more elaborate.
Readers may wonder what documents exist to describe Gotama’s words and actions and how much trust we can place in them. I’ll address this question more thoroughly in a later chapter; for now, I’ll simply state that the Pali texts called Vinaya or monastic rules and Suttas[294] or sermons recount the circumstances under which each rule was established and each sermon delivered. Some narrative sections, such as the Sutta detailing the end of the Buddha’s life and part of the Vinaya that explains how he achieved enlightenment and converted his first followers, are quite extensive. While these narratives are compilations that incorporated new material over several centuries, I believe the oldest layers reflect the memories of those who actually knew and listened to the master.
In basing this account on the Pali Canon, I don’t intend to dismiss Sanskrit texts simply because they are in that language or to deny that many Pali texts include miraculous and unhistorical stories[295]. However, the main Sanskrit Sûtras, like the Lotus and the Diamond Cutter, are purely doctrinal, and texts that claim to present historical information, such as the Vinayas translated from Sanskrit into Chinese, have not yet been widely available to European scholars. As far as they are known, they add details to the Buddha’s life without changing its essential narrative, and where the accounts are plausible, they deserve consideration. Overall, these Sanskrit texts are later and more embellished than their Pali counterparts, but it’s essential to remember this vast repository of traditions, which might reveal many surprises[296].
Although the Pali texts do not provide a connected narrative of the Buddha’s life, they do offer insights into many significant events and depict the world he lived in. The concept of biography was foreign to earlier Indian literature. The Brâhmaṇas and Upanishads discuss the beliefs and practices of their sages, the teachings they imparted, and the offerings they made, but they rarely sketch even the outlines of their lives. When Hindus write about a religious figure or philosopher, their weak grasp of historical context and strong emphasis on the importance of teachings often overshadow the individual's personal story, resulting in portrayals that appear vague and impersonal. Indian saints are recognized for their words, not their actions, and it’s a striking testament to Gotama’s individuality and character that, despite the centuries separating us and the unclear haze that lingers around his name in later times, his personality remains clearer and more vibrant than that of many later figures.
Most of the stories about his youth and childhood have a mythical quality and first appeared in texts written long after his death, but there's no reason to doubt the traditional accounts of his ancestry. He was the son of Suddhodana from the Kshatriya clan known as Sâkya or Sâkiya[297]. In later writings, his father is usually referred to as a king, but this needs some clarification. The Sâkyas were a small aristocratic republic. At the time of the Buddha’s birth, they acknowledged the authority of the neighboring kingdom of Kosala or Oudh and were eventually annexed by it. However, while they were independent, all we know of their governance suggests they weren’t a monarchy like Kosala and Magadha. The clan's political and administrative matters were managed by an assembly that met in a council hall[298] in Kapilavatthu. Its leader was titled Râjâ, but we lack details on how he was chosen or how long he served. The Buddha’s father is sometimes referred to as Râjâ, other times as a regular citizen. Some scholars believe the position was temporary and elected[299]. Regardless, it’s clear he wasn’t a Mahârâjâ like Ajâtasattu and other rulers of the time. He was more of a prominent figure from a wealthy and aristocratic family than a tyrant. In some sections[300], Brahmans are depicted discussing Buddha's significance. They note that he comes from a noble and wealthy family but do not claim he is the son of a king or a crown prince; if that were true, it would be evident and its omission casts doubt on it. This is psychologically significant, as later literature, in its desire to highlight the sacrifice made by the Buddha, tends to exaggerate the opulence and luxury surrounding his youth, creating an impression of a temperament akin to that described in the book of Ecclesiastes—a weary calm born of excess and disillusionment, from someone who has had everything and found it all vanity. Yet this isn’t the dominant theme of the Buddha’s teachings as we have them. He criticizes worldly pleasures and ambitions as unfulfilling, presenting himself instead as someone who conquered temptation rather than merely an embittered pleasure-seeker. The tone of these sermons aligns with the assumption, supported by the historical evidence we have, that he belonged to a warrior aristocracy, actively engaged in war and debate, relatively wealthy for the period, and showed only partial obedience to the authority of kings and priests. The Pitakas refer to the pride of the Sâkyas several times, and despite the Buddha's gentleness and courtesy, this family trait is often evident in his attitudes, in his independence of thought, and in his calm disregard for Brahmanic pretensions and authority in his statements.
The Sâkya territory was located near the border that now separates Nepal from the United Provinces, situated between the upper Rapti and the Gandak rivers, about a hundred miles north of Benares. The capital was named Kapilavatthu[301], and references to several other towns in the oldest texts suggest that the region was densely populated. Its wealth came primarily from rice fields and livestock. The uncultivated areas were forested and often plagued by bandits. The location where the Buddha was born was known as Lumbini Park, and the site—at least what was believed to be the site in Asoka's time—is marked by a pillar erected by the king at a location currently referred to as Rummindei[302]. His mother was named Mâyâ and was also from the Sâkya clan. Tradition holds that she died seven days after his birth, and he was raised by her sister, Mahâprajâpatî, who was also Suddhodana's wife. The names of other relatives are known, but aside from that, the older documents provide little information about his childhood, and the extensive legends from later sources seem to be poetic embellishments. The Sutta-Nipâta contains a story about an old seer named Asita who visited the child and, much like Simeon, foresees his future greatness but weeps, lamenting that he will die before experiencing the new gospel.
The Buddha's personal name was Siddhârtha in Sanskrit or Siddhattha in Pali, meaning "he who has achieved his goal," but it’s rarely used. Individuals in the Pitakas who speak directly to him either use a title or call him Gotama (Sanskrit Gautama). This was the name of his gotra or clan and is akin to a surname, being less comprehensive than the clan name Sâkya. The name Gotama applies to other Sâkyas in the Pitakas, such as the Buddha's father and his cousin Ânanda. It is reportedly still used in India and has been held by many distinguished Hindus. However, since referring to the Buddha simply by his surname seemed somewhat disrespectful, it became customary to address him with titles. The most famous of these is the word Buddha[303] itself, meaning "the awakened" or "wise one." In Pali texts, he is just as frequently referred to by the title Bhagavâ, or "the Lord." The titles Śâkya-Muni and Śâkya-Siṃha have also become widely used, with the former being his most common designation in Sanskrit sutras. The term Tathâgata, of somewhat unclear meaning[304], frequently appears as a synonym for Buddha and is used by Gotama himself to replace the first-person pronoun.
We can only speculate what the religious and moral environment was like as the child grew up. There were certainly Brahmans in the Sâkya area; everyone was aware of their Vedic knowledge, rituals, and notions of superiority. However, their influence was likely less dominant here than in the western regions[305], and even then they probably faced significant skepticism and independent religious thought. This might have been partly due to military disdain for priestly pedantry, but the Sâkyas were not mere complacent sheep; their independence was not due to a lack of interest in religion. A common phrase in the Buddha’s teachings refers to the "highest goal of the holy life, for which clansmen leave their homes and embrace homelessness." The religious wanderer seemed the ideal embodiment of this aim that both Kshatriyas and Brahmans sought, and it’s reasonable to think that the future Buddha’s thoughts would naturally gravitate towards the life of a renunciant. Legends portray him as being carefully sheltered from all disturbing sights, learning of old age, sickness, and death only through chance encounters that left a lasting impact. The older texts do not emphasize this view of his mental growth, though they don’t entirely discount it. They mention that his parents lamented his choice to abandon worldly life, and it’s natural to assume they might have tried to steer him towards secular interests and pleasures[306]. His son, Râhula, is referenced multiple times in the Pitakas, while his wife is mentioned only once, and then not by name, as "the princess who was the mother of Râhula[307]." His separation from her later becomes the focus of a touching story, but the sparse references to his family in the Pitakas lack sentimental details. There’s a notable passage preserved in the Anguttara Nikâya[308] that describes his feelings as a young man, which may have inspired the tale[309] about the four visions of old age, sickness, death, and peace in the religious life. After illustrating the wealth and comfort of his upbringing[310], he reflects on how people react with aversion and disgust to the sight of old age, sickness, and death. Yet he questions, "Is this fair? I too am subject to decay and not exempt from the grip of old age, sickness, and death. Should I feel horror, aversion, and disgust when I see another in such a condition? Upon this reflection, all the joy I once found in life vanished."
There isn’t a cohesive account of his renouncing worldly life in the Pitakas, but[311] people are depicted as saying that despite his parents' sorrow, he "left his household life for the homeless state" while still quite young. The accepted tradition, confirmed by the Mahâparinibbâna Sutta, states that he renounced worldly life at age twenty-nine. This event is also commemorated in a poem from the Sutta-Nipâta[312] that reads like a very ancient ballad.
It recounts how Bimbisâra, the King of Magadha, while looking out from his palace, saw an unfamiliar ascetic and sensing he was no ordinary individual, went to visit him. It seems that Gotama, upon leaving his family, traveled down to the plains and visited Râjagaha, the capital of Magadha, now known as Rajgîr, located south of Patna. The intellectuals of the Ganges valley likely held a higher reputation for wisdom and sanctity than the rough individuals from Sâkya, which may have drawn Gotama there. In any case, he dedicated himself to learning what he could from the contemporary spiritual teachers. We have an account presented in his own words[313] detailing his experiences as a student of Alâra Kâlâma and Uddaka Râmaputta, but it provides few specifics about his studies. It appears they both had structured teachings (dhamma) to offer, and their students lived under religious discipline (vinaya) as members of a community. They conducted themselves in a manner similar to how the Buddha later did on a larger scale and with greater success. The education, it seems, was oral. Gotama absorbed it quickly and thoroughly but remained unsatisfied because he found it did not lead to ultimate knowledge and liberation[314]. He clearly accepted his teachers' general concepts of belief and behavior—a dhamma, a vinaya, and meditation practice—but deemed their specific teachings inadequate. So, he moved on.
European mystics understand the perils of Quietism[315]. When Molinos and other quietists extol the Interior Silence where the soul neither speaks, desires, nor thinks, they imply that halting all mental activity is inherently good. But more vigorous seekers assert that this "stillness of prayer" serves merely as a preparatory stage, not the culmination of the quest, valuable only because the soul rejuvenates there and readies for further action. A notion resembling that of the quietists seems to underpin the ambiguous ancient phrases through which the Buddha’s two teachers sought to explain their trances, and he departed from them for reasons akin to those that led the Church to renounce Quietism. He did not assert that the trances were wrong; indeed, he portrayed them as sources of happiness[316] in a way Europeans might struggle to understand. However, he clearly rejected the idea that they represented the true goal of the spiritual journey. He sensed there was something better and set out to find it.
Traditionally, the duration between his renunciation and his enlightenment is estimated to be seven years, which aligns with our other information. However, it is unclear how long he stayed with his two teachers or where they lived. He mentions that after leaving them, he wandered throughout the land of Magadha, suggesting their residence was likely in or near that area[317]. He settled in a location known as Uruvelâ. "There," he said, "I reflected, this truly is a lovely place with a beautiful forest. The river flows clear, and the bathing spots are pleasant; meadows and villages surround me." In this spot, he resolved to engage in the most extreme forms of asceticism. This area is near Bodh-Gaya, by the river currently called Phalgu or Lilañja but formerly known as Nerañjara. The fertile fields and gardens, with their temples and steps, are later additions, but the trees and river still offer a sense of peace and inspiration that Gotama experienced—a calming influence on the senses and a stimulus to the mind. Although Buddhism in theory places little value on visual pleasures, it does not practically disregard beauty, as seen in the many references to the Buddha’s physical appearance, the enduring appreciation for art, and the consistent love of nature that surfaces in early poems like the Theragâthâ, inspiring those who choose monastery locations across the Buddhist world from Burma to Japan. If the story holds true, the Buddha recognized the significance of scenery and environment in the challenges he would face, and his followers still maintain that a holy life is most easily lived in beautiful and peaceful settings.
2
Hitherto we have found allusions to the events of the Buddha's life rather than consecutive statements and narratives but for the next period, comprising his struggle for enlightenment, its attainment and the commencement of his career as a teacher, we have several accounts, both discourses put into his own mouth and narratives in the third person like the beginning of the Mahâvagga. It evidently was felt that this was the most interesting and critical period of his life and for it, as for the period immediately preceding his death, the Pitakas provide the elements of a biography. The accounts vary as to the amount of detail and supernatural events which they contain, but though the simplest is perhaps the oldest, it does not follow that events consistent with it but only found in other versions are untrue. One cannot argue that anyone recounting his spiritual experiences is bound to give a biographically complete picture. He may recount only what is relevant to the purpose of his discourse.
Gotama's ascetic life at Uruvelâ is known as the wrestling or struggle for truth. The story, as he tells it in the Pitakas, gives no dates, but is impressive in its intensity and insistent iteration[318]. Fire, he thought to himself, cannot be produced from damp wood by friction, but it can from dry wood. Even so must the body be purged of its humours to make it a fit receptacle for illumination and knowledge. So he began a series of terrible fasts and sat "with set teeth and tongue pressed against the palate" until in this spiritual wrestling the sweat poured down from his arm pits. Then he applied himself to meditation accompanied by complete cessation of breathing, and, as he persevered and went from stage to stage of this painful exercise, he heard the blood rushing in his head and felt as if his skull was being split, as if his belly were being cut open with a butcher's knife, and finally as if he were thrown into a pit of burning coals. Elsewhere[319] he gives further details of the horrible penances which he inflicted on himself. He gradually reduced his food to a grain of rice each day. He lived on seeds and grass, and for one period literally on dung. He wore haircloth or other irritating clothes: he plucked out his hair and beard: he stood continuously: he lay upon thorns. He let the dust and dirt accumulate till his body looked like an old tree. He frequented a cemetery—that is a place where corpses were thrown to decay or be eaten by birds and beasts—and lay among the rotting bodies.
But no enlightenment, no glimpse into the riddle of the world came of all this, so, although he was nearly at death's door, he determined to abstain from food altogether. But spirits appeared and dissuaded him, saying that if he attempted thus to kill himself they would nourish him by infusing a celestial elixir through his skin and he reflected that he might as well take a little food[320]. So he took a palmful or two of bean soup. He was worn almost to a shadow, he says. "When I touched my belly, I felt my backbone through it and when I touched my back, I felt my belly—so near had my back and my belly come together through this fasting. And when I rubbed my limbs to refresh them the hair fell off[321]." Then he reflected that he had reached the limit of self-mortification and yet attained no enlightenment. There must be another way to knowledge. And he remembered how once in his youth he had sat in the shade of a rose apple tree and entered into the stage of contemplation known as the first rapture. That, he now thought, must be the way to enlightenment: why be afraid of such bliss? But to attain it, he must have more strength and to get strength he must eat. So he ate some rice porridge. There were five monks living near him, hoping that when he found the Truth he would tell it to them. But when they saw that he had begun to take food, their faith failed and they went away.
The Buddha then relates how, having taken food, he began to meditate and passed through four stages of contemplation, culminating in pure self-possession and equanimity, free alike from all feeling of pain or ease. Such meditation was nothing miraculous but supposed to be within the power of any trained ascetic. Then there arose before him a vision of his previous births, the hundreds of thousands of existences with all their details of name, family and caste through which he had passed. This was succeeded by a second and wider vision in which he saw the whole universe as a system of karma and reincarnation, composed of beings noble or mean, happy or unhappy, continually "passing away according to their deeds," leaving one form of existence and taking shape in another. Finally, he understood the nature of error[322] and of suffering, the cessation of suffering and the path that leads to the cessation of suffering. "In me thus set free the knowledge of freedom arose and I knew 'Rebirth has been destroyed, the higher life has been led; what had to be done has been done, I have no more to do with this world[323].' This third knowledge came to me in the last watch of the night: ignorance was destroyed, knowledge had arisen, darkness was destroyed, light had arisen, as I sat there earnest, strenuous, resolute[324]."
On attaining enlightenment he at first despaired of preaching the truth to others. He reflected that his doctrine was abstruse and that mankind are given over to their desires. How can such men understand the chain of cause and effect or teaching about Nirvana and the annihilation of desire? So he determined to remain quiet and not to preach. Then the deity Brahmâ Sahampati appeared before him and besought him to preach the Truth, pleading that some men could understand. The Buddha surveyed the world with his mind's eye and saw the different natures of mankind. "As in a pool of lotuses, blue, red or white, some lotuses born in the water, grown up in the water, do not rise above the water but thrive hidden under the water and other lotuses, blue, red or white, born in the water, grown up in the water, reach to the surface: and other lotuses, blue, red or white, born in the water, grown up in the water, stand up out of the water and the water does not touch them." Thus did he perceive the world to be and he said to Brahmâ "The doors of immortality are open. Let them that have ears to hear, show faith."
Then he began to wonder to whom he should first preach his doctrine, and he thought of his former teachers. But a spirit warned him that they had recently died. Then he thought of the five monks who had tended him during his austerities but left him when he ceased to fast. By his superhuman power of vision he perceived that they were living at Benares in the deer park, Isipatana. So, after remaining awhile at Uruvelâ he started to find them and on the way met a naked ascetic, in answer to whose enquiries he proclaimed himself as the Buddha; "I am the Holy One in this world, I am the highest teacher, I alone am the perfect supreme Buddha, I have gained calm and nirvana, I go to Benares to set moving the wheels of righteousness[325]. I will beat the drum of immortality in the darkness of this world." But the ascetic replied. "It may be so, friend," shook his head, took another road and went away, with the honour of being the first sceptic.
When the Buddha reached the deer park[326], a wood where ascetics were allowed to dwell and animals might not be killed, the five monks saw him coming and determined not to salute him since he had given up his exertions, and turned to a luxurious life. But as he drew near they were overawed and in spite of their resolution advanced to meet him, and brought water to wash his feet. While showing him this honour they called him Friend Gotama but he replied that it was not proper to address the Tathâgata[327] thus. He had become a Buddha and was ready to teach them the Truth but the monks demurred saying that if he had been unable to win enlightenment while practising austerities, he was not likely to have found it now that he was living a life of ease. But he overcame their doubts and proceeded to instruct them, apparently during some days, for we are told that they went out to beg alms.
Can this account be regarded as in any sense historical, as being not perhaps the Buddha's own words but the reminiscences of some one who had heard him describe the crisis of his life? Like so much of the Pitakas the narrative has an air of patchwork. Many striking passages, such as the descriptions of the raptures through which he passed, occur in other connections but the formulæ are ancient and their use here may be as early and legitimate as elsewhere. In its main outlines the account is simple, unpretentious and human. Gotama seeks to obtain enlightenment by self-mortification: finds that this is the wrong way: tries a more natural method and succeeds: debates whether he shall become a teacher and at first hesitates. These are not features which the average Indian hagiographer, anxious to prove his hero omnipotent and omniscient, would invent or emphasize. Towards the end of the narrative the language is more majestic and the compiler introduces several stanzas, but though it is hardly likely that Gotama would have used these stanzas in telling his own story, they may be ancient and in substance authentic. The supernatural intervention recorded is not really great. It amounts to this, that in mental crises the Buddha received warnings somewhat similar to those delivered by the dæmon of Socrates[328]. The appearance of Brahmâ Sahampati is related with more detail and largely in verse, which suggests that the compiler may have inserted some legend which he found ready to hand, but on the whole I am inclined to believe that in this narrative we have a tradition not separated from the Buddha by many generations and going back to those who had themselves heard him describe his wrestling to obtain the Truth and his victory.
Other versions of the enlightenment give other incidents which are not rendered less credible by their omission from the narrative quoted, for it is clearly an epitome put together for a special didactic purpose. But still the story as related at the beginning of the Mahâvagga of the Vinaya has a stronger smack of mythology than the passages quoted from the Sutta-Pitaka. In these last the Bodhi-tree[329] is mentioned only incidentally, which is natural, for it is a detail which would impress later piety rather than the Buddha himself. But there is no reason to be sceptical as to the part it has played in Buddhist history. Even if we had not been told that he sat under a tree, we might surmise that he did so, for to sit under a tree or in a cave was the only alternative for a homeless ascetic. The Mahâvagga states that after attaining Buddhahood he sat crosslegged at the foot of the tree for seven days uninterruptedly, enjoying the bliss of emancipation, and while there thought out the chain of causation which is only alluded to in the suttas quoted above. He also sat under three other trees, seven days under each. Heavy rain came on but Mucalinda, the king of the serpents, "came out of his abode and seven times encircled the body of the Lord with his windings and spread his great hood over the Lord's head." Here we are in the domain of mythology: this is not a vignette from the old religious life on the banks of the Nerañjara but a work of sacred art: the Holy Supreme Buddha sitting immovable and imperturbable in the midst of a storm sheltered by the folds of some pious monster that the artist's fancy has created.
The narrative quoted from the Majjhima-Nikâya does not mention that the Buddha during his struggle for enlightenment was assailed or tempted by Mâra, the personification of evil and of transitory pleasures but also of death. But that such an encounter—in some respects analogous to the temptation of Christ by the Devil—formed part of the old tradition is indicated by several passages in the Pitakas[330] and not merely by the later literature where it assumes a prominent and picturesque form. This struggle is psychologically probable enough but the origin of the story, which is exhaustively discussed in Windisch's Buddha und Mâra, seems to lie not so much in any account which the Buddha may have given of his mental struggles as in amplifications of old legends and in dramatizations of metaphors which he may have used about conquering death.
The Bodhi-tree is still shown at Bodh-Gaya. It stands on a low terrace behind the temple, the whole lying in a hollow, below the level of the surrounding modern buildings, and still attracts many pilgrims from all Buddhist lands though perhaps not so many as the tree at Anuradhapura in Ceylon, which is said to be sprung from one of its branches transplanted thither. Whatever title it may have to the reverence of the faithful rests on lineage rather than identity, for the growth which we see at Bodh-Gaya now cannot claim to be the branches under which the Buddha sat or even the trunk which Asoka tended. At best it is a modern stem sprung from the seeds of the old tree, and this descent is rendered disputable by legends of its destruction and miraculous restoration. Even during the time that Sir A. Cunningham knew the locality from 1862 to 1880 it would seem that the old trunk decayed and was replaced by scions grown from seed.
The texts quoted above leave the Buddha occupied in teaching the five monks in the Deer Park and the Mahâvagga gives us the text of the sermon[331] with which he opened his instruction. It is entitled Turning the Wheel of Righteousness, and is also known as The Sermon at Benares. It is a very early statement of the main doctrines of primitive Buddhism and I see no reason to doubt that it contains the ideas and phrases of the Buddha. The gist of the sermon is extremely simple. He first says that those who wish to lead a religious life should avoid the two extremes of self-indulgence and self-torture and follow a middle way. Then he enunciates what he calls the four truths[332] about evil or suffering and the way to make an end of it. He opens very practically, and it may be noticed that abstruse as are many of his discourses they generally go straight to the heart of some contemporary interest. Here he says that self-indulgence is low and self-mortification crazy: that both are profitless and neither is the religious life. That consists in walking in the middle path, or noble eightfold path defined in a celebrated formula as right views, right aspirations, right speech, right conduct, right livelihood, right effort, right mindfulness, right rapture. He then enunciates the four truths. The first declares that all clinging to existence involves suffering. I shall have occasion to examine later the pessimism which is often said to characterize Buddhism and Indian thought generally. Here let it suffice to say that the first truth must be taken in conjunction with the others. The teaching of the Buddha is a teaching not so much of pessimism as of emancipation: but emancipation implies the existence of evil from which men must be freed: a happy world would not need it. Buddhism recognizes the evil of the world but it is not on that account a religion of despair: the essence of it is that it provides a remedy and an escape.
The second and third truths must be taken together and in connection with the formula known as the chain of causation (paṭiccasamuppâda). Everything has a cause and produces an effect. If this is, that is: if this is not, then that is not. This simple principle of uniform causation is applied to the whole universe, gods and men, heaven, earth and hell. Indian thought has always loved wide applications of fundamental principles and here a law of the universe is propounded in a form both simple and abstract. Everything exists in virtue of a cause and does not exist if that cause is absent. Suffering has a cause and if that cause can be detected and eliminated, suffering itself will be eliminated. This cause of evil is Tanhâ, the thirst or craving for existence, pleasure and success. And the cure is to remove it. It may seem to the European that this is a proposal to cure the evils of life by removing life itself but when in the fourth truth we come to the course to be followed by the seeker after salvation—the eightfold path—we find it neither extravagant nor morbid. We may imagine that an Indian of that time asking different schools of thinkers for the way to salvation would have been told by Brahmans (if indeed they had been willing to impart knowledge to any but an accredited pupil) that he who performs a certain ceremony goes to the abode of the gods: other teachers would have insisted on a course of fasting and self-torture: others again like Sâñjaya and Makkhali would have given argumentative and unpractical answers. The Buddha's answer is simple and practical: seven-eighths of it would be accepted in every civilized country as a description of the good life. It is not merely external, for it insists on right thought and right aspiration: the motive and temper are as important as the act. It does not neglect will-power and activity, for right action, right livelihood and right effort are necessary—a point to be remembered when Buddhism is called a dreamy unpractical religion. But no doubt the last stage of the path, right rapture or right meditation, is meant to be its crown and fulfilment. It takes the place of prayer and communion with the deity and the Buddha promises the beatific vision in this life to those who persevere. The negative features of the Path are also important. It contains no mention of ceremonial, austerities, gods, many or one, nor of the Buddha himself. He is the discoverer and teacher of the truth; beyond that his personality plays no part.
But we are here treating of his life rather than of his doctrine and must now return to the events which are said to have followed the first sermon.
The first converts had, even before embracing the Buddha's teaching, been followers of a religious life but the next batch of recruits came from the wealthy mercantile families of Benares. The first was a youth named Yasa who joined the order, while his father, mother and former wife became lay believers. Then came first four and subsequently fifty friends of Yasa and joined the order. "At that time" says the Mahâvagga. "there were sixty-one Arhats[333] in the world," so that at first arhatship seems to have followed immediately on ordination. Arhat, it may be mentioned, is the commonest word in early Buddhist literature (more common than any phrase about nirvana) for describing sanctity and spiritual perfection. The arhat is one who has broken the fetters of the senses and passions, for whom there will be no new birth or death, and who lives in this world like the Buddha, detached but happy and beneficent.
The Buddha then addressed his followers and said--"Monks, I am delivered from all fetters, human and divine, and so are you. Go now and wander for the gain of many, for the welfare of many, out of compassion for the world, for the good, for the gain and for the welfare of gods and men. Let not two of you go the same way. Preach the doctrine which is glorious in the beginning, glorious in the middle and glorious in the end, in the spirit and in the letter; proclaim a consummate, perfect and pure life of holiness." The monks then went forth and returned bringing candidates to be formally ordained by the Buddha. But seeing that these journeys caused fatigue and trouble, he authorized the ordained monks to confer ordination without reference to himself. He then returned to Uruvelâ, where he had dwelt before attaining Buddhahood, and converted a thousand Jaṭilas, that is to say Brahmans living the life of hermits, which involved the abandonment of household life but not of sacrifices. The admission of these hermits to the order is probably historical and explains the presence among the Buddha's disciples of a tendency towards self-mortification of which he himself did not wholly approve. The Mahâvagga[334] contains a series of short legends about these occurrences, one of them in two versions. The narratives are miraculous but have an ancient tone and probably represent the type of popular story current about the Buddha shortly after or even during his life. One of them is a not uncommon subject in Buddhist art. It relates how the chamber in which a Brahman called Kassapa kept his sacred fire was haunted by a fire-breathing magical serpent. The Buddha however spent the night in this chamber and after a contest in which both emitted flames succeeded in conquering the beast. After converting the Jaṭilas he preached to them the celebrated Fire Sermon, said to have been delivered on the eminence now called Brahma Yoen[335] near Gaya and possibly inspired by the spectacle of grass fires which at some seasons may be seen creeping over every hill-side in an Indian night, "Everything, Monks, is burning and how is it burning? The eye is burning: what the eye sees is burning: thoughts based on the eye are burning: the contact of the eye (with visible things) is burning and the sensation produced by that contact, whether pleasant, painful or indifferent is also burning. With what fire is it burning? It is burning with the fire of lust, the fire of anger, with the fire of ignorance; it is burning with the sorrows of birth, decay, death, grief, lamentation, suffering, dejection and despair."
The Buddha now went on with his converts to Râjagaha. He stopped in a bamboo grove outside the town and here the king, Bimbisâra, waited on him and with every sign of respect asked him to take food in his palace. It was on this occasion that we first hear of him accepting an invitation to dinner[336], which he did frequently during the rest of his career. After the repast the king presented a pleasure garden just outside the town "to the fraternity of monks with the Buddha at their head." At that time another celebrated teacher named Sâñjaya was stopping at Râjagaha with a train of two hundred and fifty disciples. Two of them, Sâriputta and Moggallâna, joined the Buddha's order and took with them the whole body of their companions.
The Mahâvagga proceeds to relate that many of the young nobility joined the order and that the people began to murmur saying "The Monk Gotama causes fathers to beget no sons and families to become extinct." And again "The Great Monk has come to Giribbaja of the Magadha people, leading with him all the followers of Sâñjaya. Whom will he lead off next?" When this was told to the Buddha he replied that the excitement would only last seven days and bade his followers answer with the following verse "It is by the true doctrine that the great heroes, the Buddhas, lead men. Who will murmur at the wise who lead men by the power of truth?" It is possible, as Oldenburg suggests, that we have here two popular couplets which were really bandied between the friends and enemies of the Buddha.
Until now, we've seen references to events in the Buddha's life instead of detailed narratives. However, in the next section, covering his quest for enlightenment, achieving it, and starting his teaching career, we have several accounts, including both speeches attributed to him and third-person narratives like the beginning of the Mahâvagga. It seems that this was considered the most significant and pivotal time in his life, providing the building blocks for a biography, similar to the period just before his death. The accounts differ in detail and the degree of supernatural elements described, but just because the simplest version is likely the oldest doesn't mean that other consistent events found in different accounts are untrue. One cannot claim that anyone sharing their spiritual journey must provide a complete biographical picture; they might only share what's relevant to their message.
Gotama's ascetic life at Uruvelâ is known as the struggle for truth. The story, as he narrates it in the Pitakas, doesn't include specific dates but is striking in its intensity and repeated emphasis. He thought to himself that fire can't be generated from wet wood through friction, but it can from dry. Likewise, the body must be cleansed of its impurities to make it a suitable vessel for illumination and knowledge. So he embarked on extreme fasting and sat "with clenched teeth and tongue pressed against the roof of his mouth" until, in this spiritual struggle, sweat poured down from his armpits. Then he engaged in meditation coupled with complete breath-holding, and as he persisted through this painful practice, he heard blood rushing in his head and felt like his skull was splitting, his belly being sliced open with a butcher's knife, and finally, as if he were thrown into a pit of burning coals. Elsewhere, he shares more details about the severe penances he imposed on himself. He gradually limited his food to just a grain of rice each day, subsisted on seeds and grass, and during one period, literally on dung. He wore coarse clothing that irritated his skin, pulled out his hair and beard, stood continuously, and lay on spikes. He allowed dust and dirt to build up until his body resembled an old tree. He spent time in a cemetery—a spot where corpses were left to decay or be consumed by animals—and lay among the decaying bodies.
But no enlightenment or insight into the world's mysteries came from all of this, so although he was nearing death, he decided to stop eating altogether. However, spirits appeared and advised him against this, saying that if he tried to starve himself, they would sustain him with a celestial elixir through his skin. He realized he might as well eat a little food. So he took a handful of bean soup. He felt almost like a shadow, saying, "When I touched my belly, I could feel my spine through it, and when I touched my back, I felt my belly—so close had my back and my belly become through fasting. And as I rubbed my limbs to revive them, my hair fell out." He then reflected that he had reached the limit of self-inflicted suffering and still had not gained enlightenment. There had to be another way to knowledge. He remembered how, once in his youth, he had sat in the shade of a rose apple tree and entered the stage of contemplation known as the first rapture. He thought that must be the path to enlightenment: why fear such bliss? But to achieve it, he needed more strength, and to regain strength, he needed food. So he ate some rice porridge. Five monks lived nearby, hoping he would share the truth with them once he discovered it. But when they saw he had started eating, their faith waned, and they left.
The Buddha then recounts how, having eaten, he began to meditate and went through four stages of contemplation, culminating in pure self-mastery and equanimity, free from all feelings of pain or pleasure. This meditation was not miraculous but was believed to be accessible to any skilled ascetic. Then a vision arose in which he saw his previous lives, the countless existences with all their details of names, families, and castes he had experienced. This was followed by a broader vision in which he perceived the entire universe as a system of karma and reincarnation, made up of beings noble or wretched, happy or unhappy, continually "passing away according to their deeds," leaving one form of existence and assuming another. Finally, he understood the nature of error and suffering, the end of suffering, and the way that leads to the end of suffering. "In me set free, the knowledge of liberation arose, and I realized 'Rebirth has been destroyed, the higher life has been attained; what needed to be done has been accomplished; I have no further ties to this world.' This third knowledge came to me in the last watch of the night: ignorance was dispelled, knowledge arose, darkness faded, and light dawned as I sat there earnest, determined, resolute."
Upon attaining enlightenment, he initially despaired of sharing the truth with others. He thought his teachings were too complex and that people were consumed by their desires. How could they grasp the chain of cause and effect or teachings about Nirvana and the end of desire? So, he decided to remain silent and not preach. Then the deity Brahmâ Sahampati appeared before him, urging him to share the truth, explaining that some individuals could understand. The Buddha surveyed the world with his mental eye and observed the varied natures of people. "Just as in a pool of lotuses—blue, red, or white—some lotuses born and grown in the water do not rise above it but thrive hidden, while others reach the surface, and some stand above the water, untouched by it." Thus, he perceived the world and told Brahmâ, "The doors to immortality are open. Let those who have ears to hear, show faith."
Then he began to ponder whom he should preach to first and thought of his previous teachers. However, a spirit warned him that they had recently passed away. Next, he recalled the five monks who helped him during his austerities but abandoned him once he started eating. With his extraordinary vision, he sensed they were residing at Benares in the deer park, Isipatana. After remaining a while at Uruvelâ, he set out to find them and on the way met a naked ascetic. In response to his inquiries, the Buddha identified himself: "I am the Holy One in this world, I am the highest teacher, I alone am the perfect supreme Buddha, I have attained calm and nirvana, and I am going to Benares to set the wheels of righteousness in motion. I will sound the drum of immortality in the darkness of this world." However, the ascetic replied, "It may be so, friend," shook his head, took another path, and left; thus, gaining the distinction of being the first skeptic.
When the Buddha arrived at the deer park—a grove where ascetics could live and animals were not to be killed—the five monks saw him coming and decided not to greet him since they believed he had abandoned his exertions for a life of luxury. However, as he approached, they were awed, and despite their resolution, they went to meet him, offering water to wash his feet. In honoring him, they referred to him as Friend Gotama, but he replied that it wasn't appropriate to address the Tathâgata this way. He had become a Buddha and was ready to teach them the truth, but the monks hesitated, arguing that if he had been unable to achieve enlightenment through austerities, he was unlikely to find it now that he was living a life of comfort. However, he overcame their doubts and began instructing them, apparently over several days, as it is noted that they went out to beg for alms.
Can this account be considered historical, perhaps not in the exact words of the Buddha but as memories from someone who heard him describe the pivotal moments of his life? Like much of the Pitakas, the narrative has a patchwork feel. Many striking passages, like the descriptions of the raptures he experienced, appear elsewhere but the formulas used are ancient, and their inclusion here might be just as legitimate as in other contexts. In its main structure, the account is straightforward, humble, and human. Gotama seeks enlightenment through self-mortification, realizes it's the wrong approach, tries a more natural method, and succeeds. He deliberates on becoming a teacher but initially hesitates. These elements are not typically those an average Indian hagiographer would invent or emphasize to prove their hero's superiority. Toward the end of the narrative, the language becomes more majestic, and the compiler introduces several verses, but while it's unlikely that Gotama would have used those verses in recounting his own story, they could be ancient and genuinely authentic. The recorded supernatural occurrence isn't particularly grand; it merely indicates that during mental crises, the Buddha received warnings somewhat similar to those given by Socrates' daemon. The appearance of Brahmâ Sahampati is described with more detail and largely in verse, suggesting that the compiler may have included some legend he found readily available. Overall, I tend to think that in this narrative, we have a tradition not separated from the Buddha by many generations, reaching back to those who themselves heard him share his struggle for the truth and his triumph.
Other versions of the enlightenment include different incidents that aren't made less credible due to their absence in the quoted narrative, as it is clearly a condensed account crafted for a specific teaching purpose. Nevertheless, the story recounted at the beginning of the Mahâvagga of the Vinaya carries a stronger mythical flavor than the passages from the Sutta-Pitaka. In these latter texts, the Bodhi-tree is only mentioned incidentally, which is fitting since it's a detail likely to inspire later devotion more than the Buddha himself. However, we should not doubt its role in Buddhist history. Even if we hadn't been told he sat under a tree, it's reasonable to assume he did so, as sitting under a tree or in a cave was the only option for a homeless ascetic. The Mahâvagga states that after attaining enlightenment, he sat cross-legged at the base of the tree for seven days uninterrupted, enjoying the bliss of liberation, and while there contemplated the chain of causation briefly mentioned in the previous suttas. He also sat under three other trees, spending seven days under each. Heavy rain fell, but Mucalinda, the king of the serpents, "emerged from his dwelling, coiled around the Lord's body seven times, and spread his great hood over the Lord's head." Here, we enter the realm of mythology; this is not just a snapshot from the ancient religious life along the banks of the Nerañjara but a piece of sacred art: the Holy Supreme Buddha sitting motionless and untroubled amidst a storm, sheltered by the folds of a pious creature created by the artist's imagination.
The narrative from the Majjhima-Nikâya doesn't mention that during his quest for enlightenment, the Buddha was tempted or challenged by Mâra, the embodiment of evil, fleeting pleasures, and death. However, the existence of such an encounter—similar in some ways to the temptation of Christ by the Devil—is suggested by multiple passages in the Pitakas and not just the later literature where it takes on a more prominent and vivid form. This struggle seems psychologically plausible, but the story's origins, extensively discussed in Windisch's *Buddha und Mâra*, appear to stem more from embellishments of old tales and dramatizations of metaphors he might have used regarding overcoming death.
The Bodhi-tree is still revered at Bodh-Gaya. It sits on a low terrace behind the temple, located in a hollow beneath the level of the surrounding modern buildings, and continues to attract many pilgrims from all Buddhist regions, although perhaps not as many as the tree in Anuradhapura, Sri Lanka, which is said to have sprouted from one of its transplanted branches. The respect it garners from the faithful is based on lineage rather than identity, as the growth we see at Bodh-Gaya now cannot claim to be the same branches the Buddha sat under, or even the trunk tended by Asoka. At best, it is a modern stem descended from the seeds of the ancient tree, a lineage disputed by legends of its destruction and miraculous revival. During Sir A. Cunningham's visits from 1862 to 1880, it appears the old trunk decayed and was replaced by new growth from seeds.
The texts mentioned earlier leave the Buddha engaged in teaching the five monks in the Deer Park, and the Mahâvagga provides the text of his sermon with which he began his instruction. This sermon is titled Turning the Wheel of Righteousness, also known as The Sermon at Benares. It is an early articulation of the core doctrines of early Buddhism, and I find no reason to question that it embodies the ideas and phrases of the Buddha. The essence of the sermon is very straightforward. He begins by stating that those wishing to pursue a spiritual life should avoid the extremes of self-indulgence and self-torture and instead follow a middle path. He then presents what he calls the four truths regarding evil or suffering and the means to end it. He starts quite practically, noting that although many of his discourses are complex, they often address pertinent contemporary issues. Here, he asserts that self-indulgence is low, and self-mortification is madness; both are unproductive and do not constitute a genuine spiritual life. True spiritual life involves walking the middle path, or noble eightfold path, which is defined in a well-known formula as right views, right intentions, right speech, right action, right livelihood, right effort, right mindfulness, and right meditation. He then elaborates on the four truths. The first states that all attachment to existence involves suffering. I will later examine the pessimism often attributed to Buddhism and Indian thought in general. Here, it suffices to say that the first truth must be understood in conjunction with the others. The Buddha's teaching is not merely a lesson in pessimism but one of liberation: but liberation implies the existence of suffering from which people must be freed; a blissful world wouldn’t require it. Buddhism acknowledges the suffering present in the world, but that doesn't make it a religion of despair; its essence lies in offering a remedy and a way out.
The second and third truths should be taken together and are connected with the principle known as the chain of causation (paṭiccasamuppâda). Everything has a cause and produces an effect. If this exists, that exists; if this does not exist, then that does not exist. This straightforward principle of consistent causation applies across the universe—gods and humans, heaven, earth, and hell. Indian thought has always enjoyed broad applications of core principles, and here a universal law is being proposed in a way that is both simple and abstract. Everything exists because of a cause and does not exist if that cause is absent. Suffering has a cause, and if that cause can be identified and removed, suffering itself will cease. This cause of evil is Tanhâ, the thirst or craving for existence, pleasure, and success. The solution is to eliminate this craving. To a European, this might seem like a suggestion to resolve life's troubles by eradicating life itself, but when we reach the fourth truth—the path for those seeking salvation, the eightfold path—we find it neither excessive nor morbid. One could imagine that an Indian of that era inquiring about salvation from different schools of thought would have been told by Brahmans (if they were willing to teach anyone besides recognized students) that performing specific rituals leads to the realm of the gods; others would have insisted on a regimen of fasting and harsh self-denial; some, like Sâñjaya and Makkhali, would have offered argumentative and impractical responses. The Buddha's answer is simple and applicable: seventy-five percent of it would be accepted in every civilized society as a description of a good life. It's not merely physical; it emphasizes right thoughts and aspirations: intention and attitude are as crucial as action. It doesn't overlook willpower and effort since right actions, right livelihood, and right effort are all essential—a point to keep in mind when Buddhism is referred to as a dreamy and impractical religion. However, the final stage of the path—right meditation or rapture—is intended to be its pinnacle and fulfillment. It serves as a substitute for prayer and communion with a deity, and the Buddha promises the blissful vision in this life for those who persevere. The negative aspects of the Path are significant. It makes no mention of rituals, austerities, deities—many or one—or of the Buddha himself. He is simply the discoverer and teacher of the truth; beyond that, his personal identity plays no role.
But we are currently discussing his life, not his teachings, so we must return to the events that are said to have followed his first sermon.
The initial converts had already been living a spiritual life before adopting the Buddha's teachings, but the next group of followers emerged from the wealthy merchant families of Benares. The first was a young man named Yasa who joined the order, while his father, mother, and former wife became lay supporters. Following him were first four and later fifty of Yasa's friends who joined the order. "At that time," says the Mahâvagga, "there were sixty-one Arhats in the world," suggesting that reaching arhat status seemed to follow immediately after ordination. It is worth mentioning that arhat is the most common term in early Buddhist texts (more frequent than any references to nirvana) used to describe sanctity and spiritual perfection. An arhat is someone who has broken free from the restraints of the senses and desires, who will not face rebirth or death, and who lives in this world like the Buddha—detached yet joyful and benevolent.
The Buddha then addressed his followers, saying, "Monks, I am free from all fetters, human and divine, and so are you. Go now and wander for the benefit of many, for the welfare of many, out of compassion for the world, for the good, and for the benefit of both gods and humans. Do not let two of you travel the same path. Preach the teaching that is glorious in the beginning, glorious in the middle, and glorious in the end, both in spirit and in letter; proclaim a fulfilling, perfect, and pure life of holiness." The monks then set out and returned with candidates to be formally ordained by the Buddha. However, seeing that these journeys were tiring and troublesome, he authorized the ordained monks to confer ordination without needing his approval. He then returned to Uruvelâ, where he had lived before achieving Buddhahood, and converted a thousand Jaṭilas, who were Brahmans living as hermits, which involved giving up household life but not sacrifices. The inclusion of these hermits in the order is likely historical and accounts for the presence among the Buddha's disciples of a tendency toward self-denial that he did not completely endorse. The Mahâvagga contains a series of short tales regarding these events, one of which has two versions. The stories are miraculous but maintain an ancient quality, likely representing the kind of popular tale circulating about the Buddha shortly after or even during his lifetime. One of them, a common subject in Buddhist art, narrates how the room where a Brahman named Kassapa kept his sacred fire was haunted by a fire-breathing magical serpent. The Buddha, however, spent the night in that room, and after a contest in which both emitted flames, he succeeded in defeating the creature. After converting the Jaṭilas, he delivered the famous Fire Sermon, said to have been given on the hill now known as Brahma Yoen near Gaya, possibly inspired by the sight of grass fires that may sweep across the hills during certain seasons of an Indian night: "Everything, Monks, is burning, and how is it burning? The eye is burning; what the eye sees is burning; the thoughts generated by the eye are burning; the contact between the eye and visible objects is burning, as is the sensation that contact generates—be it pleasant, painful, or indifferent. With what fire is it burning? It is burning with the fire of desire, the fire of anger, the fire of ignorance; it is burning with the sorrows of birth, decay, death, grief, lamentation, suffering, depression, and despair."
The Buddha then traveled with his new followers to Râjagaha. He stopped in a bamboo grove outside the town, where the king Bimbisâra came to show respect and invited him to dine in his palace. It was during this occasion that we first hear of him accepting an invitation for a meal, which he continued to do frequently throughout his life. After the meal, the king offered a pleasure garden just outside the town to the monk community, placing the Buddha at its head. At that time, another prominent teacher named Sâñjaya was also in Râjagaha, accompanied by two hundred and fifty disciples. Two of them, Sâriputta and Moggallâna, joined the Buddha's order and took their entire group of companions with them.
The Mahâvagga tells us that many young nobles joined the order, leading the community to murmur, saying, "The Monk Gotama is causing fathers to have no sons, and families are going extinct." And again, they said, "The Great Monk has come to Giribbaja among the Magadha people, taking along all the followers of Sâñjaya. Who will he lead away next?" When the Buddha heard this, he replied that the commotion would last only seven days and instructed his followers to respond with the verse: "It is by the true doctrine that the great heroes, the Buddhas, guide people. Who would complain about the wise who lead through the power of truth?" It's possible, as Oldenburg suggests, that these couplets were popular sayings exchanged between the Buddha's supporters and detractors.
3
It now becomes difficult to give dates but the Mahâvagga[337] relates that the Buddha stopped some time at Râjagaha and then revisited his native town, Kapilavatthu. That he should have done so is natural enough but there is little trace of sentiment in the narrative of the Vinaya. Its object is to state the occasion on which the Buddha laid down the rules of the order. Irrelevant incidents are ignored and those which are noticed are regarded simply as the circumstances which led to the formulation of certain regulations. "The Lord dwelt in the Sakka country near Kapilavatthu in the Banyan Grove. And in the forenoon having put on his robes and taken his alms bowl he went to the home of the Sakka Suddhodana[338] and sat down on a seat prepared for him. Then the princess who was the mother of Râhula[339] said to him 'This is your father, Râhula, go and ask him for your inheritance.' Then young Râhula went to the place where the Lord was, and standing before him said 'Your shadow, Monk, is a place of bliss.' Then the Lord rose from his seat and went away but Râhula followed him saying 'Give me my inheritance, Monk.' Then the Lord said to Sâriputta (who had already become his chief disciple) 'Well, Sâriputta, confer the preliminary ordination on young Râhula.' Sâriputta asked how he should do so and the Buddha explained the forms.
"Then the Sakka Suddhodana went to the place where the Lord was and after respectfully saluting him asked for a boon. 'Lord, when the Blessed One gave up the world, it was great pain to me and so it was when Nanda[340] did the same. Great too was my pain when Râhula did it. The love for a son, Lord, cuts into the skin, the flesh, the bones, and reaches the marrow. Let not the preliminary ordination be conferred on a son without his parents' permission.' The Buddha assented. Three or four years later Suddhodana died."
From Kapilavatthu the Buddha is said to have gone to Sâvatthî, the capital of Kosala where Pasenadi was king, but now we lose the chronological thread and do not find it again until the last years of his life. Few of the numerous incidents recorded in the Pitakas can be dated. The narrators resemble those Indian artists who when carving a story in relief place all the principal figures in one panel without attempting to mark the sequence of the incidents which are represented simultaneously. For the connection of events with the Buddha's teaching the compilers of the Pitakas had an eye; for their connection with his life none at all. And though this attitude is disquieting to the historic sense it is not unjustifiable. The object and the achievement of the Buddha was to preach a certain doctrine and to found an order. All the rest—years and countries, pains and pleasures—was of no importance. And it would appear that we have not lost much: we should have a greater sense of security if we had an orderly account of his wanderings and his relations with the kings of his time, but after he had once entered on his ministry the events which broke the peaceful tenour of his long life were few and we probably know most of them though we cannot date them. For about forty-five years he moved about Kosala, Magadha and Anga visiting the two capitals Sâvatthî and Râjagaha and going as far west as the country of the Kurus. He took little part in politics or worldly life, though a hazy but not improbable story[341] represents him as pacifying the Sâkyas and Koliyas, who were on the point of fighting about the water of the Rohini which irrigated the lands of both clans. He uniformly enjoyed the respect and attention of kings and the wealthy classes. Doubtless he was not popular with the Brahmans or with those good people who disliked seeing fine young men made into monks. But it does not appear that his teaching provoked any serious tumults or that he was troubled by anything but schism within the order. We have, if not a history, at least a picture of a life which though peaceful was active and benevolent but aloof, majestic and authoritative.
We are told[342] that at first his disciples wandered about at all seasons but it was not long before he bade them observe the already established routine for itinerant monks of travelling on foot during the greater part of the year but of resting for three months during the rainy season known as Vassa and beginning some time in June. When moving about he appears to have walked from five to ten miles a day, regulating his movements so as to reach inhabited places in time to collect food for the midday meal. The afternoon he devoted to meditation and in the evening gave instruction. He usually halted in woods or gardens on the outskirts of villages and cities, and often on the bank of a river or tank, for shade and water would be the first requisites for a wandering monk. On these journeys he was accompanied by a considerable following of disciples: five hundred or twelve hundred and fifty are often mentioned and though the numbers may be exaggerated there is no reason to doubt that the band was large. The suttas generally commence with a picture of the surroundings in which the discourse recorded was delivered. The Buddha is walking along the high road from Râjagaha to Nâlanda with a great company of disciples. Or he is journeying through Kosala and halting in a mango-grove on the banks of the Aciravatî river. Or he is stopping in a wood outside a Brahman village and the people go out to him. The principal Brahmans, taking their siesta on the upper terraces of their houses, see the crowd and ask their doorkeepers what it means. On hearing the cause they debate whether they or the Buddha should pay the first call and ultimately visit him. Or he is halting on the shore of the Gaggarâ Lake at Campâ in Western Bengal, sitting under the fragrant white flowers of a campaka tree. Or he visits the hills overlooking Râjagaha haunted by peacocks and by wandering monks. Often he stops in buildings described as halls, which were sometimes merely rest houses for travellers. But it became more and more the custom for the devout to erect such buildings for his special use and even in his lifetime they assumed the proportions of monasteries[343]. The people of Vesâlî built one in a wood to the north of their city known as the Gabled Hall. It was a storied house having on the ground floor a large room surrounded by pillars and above it the private apartments of the Buddha. Such private rooms (especially those which he occupied at Sâvatthî), were called Gandhakûṭî or the perfumed chamber. At Kapilavatthu[344] the Sâkyas erected a new building known as Santhagâra. The Buddha was asked to inaugurate it and did so by a discourse lasting late into the night which he delivered sitting with his back against a pillar. At last he said his back was tired and lay down, leaving Ânanda to continue the edification of the congregation who were apparently less exhausted than the preacher.
But perhaps the residence most frequently mentioned is that in the garden called Jetavana at Sâvatthî. Anâthapiṇḍika, a rich merchant of that town, was converted by the Buddha when staying at Râjagaha and invited him to spend the next rainy season at Sâvatthî[345]. On returning to his native town to look for a suitable place, he decided that the garden of the Prince Jeta best satisfied his requirements. He obtained it only after much negotiation for a sum sufficient to cover the whole ground with coins. When all except a small space close to the gateway had been thus covered Jeta asked to be allowed to share in the gift and on receiving permission erected on the vacant spot a gateway with a room over it. "And Anâthapiṇḍika the householder built dwelling rooms and retiring rooms and storerooms and halls with fireplaces, and outside storehouses and closets and cloisters and halls attached to the bath rooms and ponds and roofed open sheds[346]."
Buddhaghosa has given an account[347] of the way in which the Buddha was wont to spend his days when stopping in some such resting-place, and his description is confirmed by the numerous details given in the Pitakas. He rose before dawn and would often retire and meditate until it was time to set out on the round for alms but not unfrequently he is represented as thinking that it was too early to start and that he might first visit some monk of the neighbourhood. Then he went round the town or village with his disciples, carrying his almsbowl and accepting everything put into it. Sometimes he talked to his disciples while walking[348]. Frequently, instead of begging for alms, he accepted an invitation to dine with some pious person who asked the whole band of disciples and made strenuous culinary efforts. Such invitations were given at the conclusion of a visit paid to the Buddha on the previous day and were accepted by him with silence which signified consent. On the morning of the next day the host announced in person or through a messenger that the meal was ready and the Buddha taking his mantle and bowl went to the house. The host waited on the guests with his own hands, putting the food which he had prepared into their bowls. After the repast the Buddha delivered a discourse or catechized the company. He did the same with his own disciples when he collected food himself and returned home to eat it. He took but one meal a day[349], between eleven and twelve, and did not refuse meat when given to him, provided that he did not know the animals had been slaughtered expressly for his food. When he had given instruction after the meal he usually retired to his chamber or to a quiet spot under trees for repose and meditation. On one occasion[350] he took his son Râhula with him into a wood at this hour to impart some of the deepest truths to him, but as a rule he gave no further instruction until the late afternoon.
The Pitakas represent all believers as treating the Buddha with the greatest respect but the salutations and titles which they employ hardly exceed those ordinarily used in speaking to eminent persons[351]. Kings were at this time addressed as Deva, whereas the Buddha's usual title is Bhagavâ or Bhante, Lord. A religious solemnity and deliberation prevails in the interviews which he grants but no extravagance of adoration is recorded. Visitors salute him by bowing with joined hands, sit respectfully on one side while he instructs them and in departing are careful to leave him on their right hand. He accepts such gifts as food, clothes, gardens and houses but rejects all ceremonial honours. Thus Prince Bodhi[352] when receiving him carpeted his mansion with white cloths but the Buddha would not walk on them and remained standing at the entrance till they were taken up.
The introduction to the Ariyapariyesana-Sutta gives a fairly complete picture of a day in his life at Sâvatthî. It relates how in the morning he took his bowl and mantle and went to the town to collect food. While he was away, some monks told his personal attendant Ânanda that they wished to hear a discourse from him, as it was long since they had had the privilege. Ânanda suggested that they had better go to the hermitage of the Brahman Rammaka near the town. The Buddha returned, ate his meal and then said "Come, Ânanda, let us go to the terrace of Migâra's mother[353] and stay there till evening." They went there and spent the day in meditation. Towards evening the Buddha rose and said "Let us go to the old bath to refresh our limbs." After they had bathed, Ânanda suggested that they should go to Rammaka's hermitage: the Buddha assented by his silence and they went together. Within the hermitage were many monks engaged in instructive conversation, so the Buddha waited at the door till there was a pause in the talk. Then he coughed and knocked. The monks opened the door, and offered him a seat. After a short conversation, he recounted to them how he had striven for and obtained Buddhahood.
These congregations were often prolonged late into the night. We hear for instance how he sat on the terrace belonging to Migâra's mother[354] in the midst of an assembly of monks waiting for his words, still and silent in the light of the full moon; how a monk would rise, adjusting his robe so as to leave one shoulder bare, bow with his hands joined and raised to his forehead and ask permission to put a question and the Lord would reply, Be seated, monk, ask what you will. But sometimes in these nightly congregations the silence was unbroken. When King Ajâtasattu went to visit him[355] in the mango grove of Jîvaka he was seized with sudden fear at the unearthly stillness of the place and suspected an ambush. "Fear not, O King," said Jîvaka, "I am playing you no tricks. Go straight on. There in the pavilion hall the lamps are burning ... and there is the Blessed One sitting against the middle pillar, facing the east with the brethren round him." And when the king beheld the assembly seated in perfect silence, calm as a clear lake, he exclaimed "Would that my son might have such calm as this assembly now has."
The major part of the Buddha's activity was concerned with the instruction of his disciples and the organization of the Sangha or order. Though he was ready to hear and teach all, the portrait presented to us is not that of a popular preacher who collects and frequents crowds but rather that of a master, occupied with the instruction of his pupils, a large band indeed but well prepared and able to appreciate and learn by heart teaching which, though freely offered to the whole world, was somewhat hard to untrained ears. In one passage[356] an enquirer asks him why he shows more zeal in teaching some than others. The answer is, if a landowner had three fields, one excellent, one middling and one of poor soil, would he not first sow the good field, then the middling field, and last of all the bad field, thinking to himself; it will just produce fodder for the cattle? So the Buddha preaches first to his own monks, then to lay-believers, and then, like the landowner who sows the bad field last, to Brahmans, ascetics and wandering monks of other sects, thinking if they only understand one word, it will do them good for a long while. It was to such congregations of disciples or to enquirers belonging to other religious orders that he addressed his most important discourses, iterating in grave numbered periods the truths concerning the reality of sorrow and the equal reality of salvation, as he sat under a clump of bamboos or in the shade of a banyan, in sight perhaps of a tank where the lotuses red, white and blue, submerged or rising from the water, typified the various classes of mankind.
He did not start by laying down any constitution for his order. Its rules were formed entirely by case law. Each incident and difficulty was referred to him as it arose and his decision was accepted as the law on that point. During his last illness he showed a noble anxiety not to hamper his followers by the prestige of his name but to leave behind him a body of free men, able to be a light and a help to themselves. But a curious passage[357] represents an old monk as saying immediately after his death "Weep not, brethren; we are well rid of the Great Monk. We used to be annoyed by being told, 'This beseems you and this does not beseem you. But now we shall be able to do what we like and not have to do what we don't like.'" Clearly the laxer disciples felt the Master's hand to be somewhat heavy and we might have guessed as much. For though Gotama had a breadth of view rare in that or in any age, though he refused to multiply observances or to dogmatize, every sutta indicates that he was a man of exceptional authority and decision; what he has laid down he has laid down; there is no compulsion or punishment, no vow of obedience or sacrificium intellectus; but it is equally clear that there is no place in the order for those who in great or small think differently from the master.
In shepherding his flock he had the assistance of his senior disciples. Of these the most important were Sâriputta and Moggallâna, both of them Brahmans who left their original teacher Sâñjaya to join him at the outset of his ministry. Sâriputta[358] enjoyed his confidence so fully that he acted as his representative and gave authoritative expositions of doctrine. The Buddha even compared him to the eldest son of an Emperor who assists his father in the government. But both he and Moggallâna died before their master and thus did not labour independently. Another important disciple Upâli survived him and probably contributed materially to the codification of the Vinaya. Anuruddha and Ânanda, both of them Sâkyas, are also frequently mentioned, especially the latter who became his personal attendant[359] and figures in the account of his illness and death as the beloved disciple to whom his last instructions were committed. These two together with four other young Sâkya nobles and Upâli joined the order twenty-five years before Gotama's death and perhaps formed an inner circle of trusted relatives, though we have no reason to think there was any friction between them and Brahmans like Sâriputta. Upâli is said to have been barber of the Sâkyas. It is not easy to say what his social status may have been, but it probably did not preclude intimacy.
The Buddha was frequently occupied with maintaining peace and order among his disciples. Though the profession of a monk excluded worldly advancement, it was held in great esteem and was hence adopted by ambitious and quarrelsome men who had no true vocation. The troubles which arose in the Sangha are often ascribed in the Vinaya to the Chabbaggiyas, six brethren who became celebrated in tradition as spirits of mischief and who are evidently made the peg on which these old monkish anecdotes are hung. As a rule the intervention of the Buddha was sufficient to restore peace, but one passage[360] indicates resistance to his authority. The brethren quarrelled so often that the people said it was a public scandal. The Buddha endeavoured to calm the disputants, but one of them replied, "Lord, let the Blessed One quietly enjoy the bliss which he has obtained in this life. The responsibility for these quarrels will rest with us alone." This seems a clear hint that the Blessed One had better mind his own business. Renewed injunctions and parables met with no better result. "And the Blessed One thought" says the narrative "'truly these fools are infatuated,' and he rose from his seat and went away."
Other troubles are mentioned but by far the most serious was the schism of Devadatta, represented as occurring in the old age of Gotama when he was about seventy-two. The story as told in the Cullavagga[361] is embellished with supernatural incidents and seems not to observe the natural sequence of events but perhaps three features are historical: namely that Devadatta wished to supersede the Buddha as head of the order, that he was the friend of Ajâtasattu, Crown Prince and afterwards King of Magadha[362], and that he advocated a stricter rule of life than the Buddha chose to enforce. This combination of piety and ambition is perhaps not unnatural. He was a cousin of the Buddha and entered the order at the same time as Ânanda and other young Sâkya nobles. Sprung from that quarrelsome breed he possessed in a distorted form some of Gotama's own ability. He is represented as publicly urging the Master to retire and dwell at ease but met with an absolute refusal. Sâriputta was directed to "proclaim" him in Râjagaha, the proclamation being to the effect that his nature had changed and that all his words and deeds were disowned by the order. Then Devadatta incited the Crown Prince to murder his father, Bimbisâra. The plot was prevented by the ministers but the king told Ajâtasattu that if he wanted the kingdom he could have it and abdicated. But his unnatural son put him to death all the same[363] by starving him slowly in confinement. With the assistance of Ajâtasattu, Devadatta then tried to compass the death of the Buddha. First he hired assassins, but they were converted as soon as they approached the sacred presence. Then he rolled down a rock from the Vulture's peak with the intention of crushing the Buddha, but the mountain itself interfered to stop the sacrilege and only a splinter scratched the Lord's foot. Then he arranged for a mad elephant to be let loose in the road at the time of collecting alms, but the Buddha calmed the furious beast. It is perhaps by some error of arrangement that after committing such unpardonable crimes Devadatta is represented as still a member of the order and endeavouring to provoke a schism by asking for stricter rules. The attempt failed and according to later legends he died on the spot, but the Vinaya merely says that hot blood gushed from his mouth.
That there are historical elements in this story is shown by the narrative of Fa Hsien, the Chinese pilgrim who travelled in India about 400 A.D. He tells us that the followers of Devadatta still existed in Kosala and revered the three previous Buddhas but refused to recognize Gotama. This is interesting, for it seems to show that it was possible to accept Gotama's doctrine, or the greater part of it, as something independent of his personality and an inheritance from earlier teachers.
The Udâna and Jâtaka relate another plot without specifying the year. Some heretics induced a nun called Sundarî to pretend she was the Buddha's concubine and hired assassins to murder her. They then accused the Bhikkhus of killing her to conceal their master's sin, but the real assassins got drunk with the money they had received and revealed the conspiracy in their cups.
But these are isolated cases. As a whole the Buddha's long career was marked by a peace and friendliness which are surprising if we consider what innovations his teaching contained. Though in contending that priestly ceremonies were useless he refrained from neither direct condemnation nor satire, yet he is not represented as actively attacking[364] them and we may doubt if he forbade his lay disciples to take part in rites and sacrifices as a modern missionary might do. We find him sitting by the sacred fire of a Brahman[365] and discoursing, but not denouncing the worship carried on in the place. When he converted Siha[366], the general of the Licchavis, who had been a Jain, he bade him continue to give food and gifts as before to the Jain monks who frequented his house—an instance of toleration in a proselytizing teacher which is perhaps without parallel. Similarly in the Sîgâlovâda-sutta it is laid down that a good man ministers to monks and to Brahmans. If it is true that Ajâtasattu countenanced Devadatta's attempts to murder him, he ignored such disagreeable details with a sublime indifference, for he continued to frequent Râjagaha, received the king, and preached to him one of his finest sermons without alluding to the past. He stands before us in the suttas as a man of amazing power of will, inaccessible to fear, promises and, one may add, to argument but yet in comparison with other religious leaders singularly gentle in taking the offensive against error. Often he simply ignored it as irrelevant: "Never mind" he said on his deathbed to his last convert "Never mind, whether other teachers are right or wrong. Listen to me, I will teach you the truth." And when he is controversial his method is often to retain old words in honourable use with new meanings. The Brahmans are not denounced like the Pharisees in the New Testament but the real Brahman is a man of uprightness and wisdom: the real sacrifice is to abstain from sin and follow the Truth.
Women played a considerable part in the entourage of Gotama. They were not secluded in India at that time and he admitted that they were capable of attaining saintship. The work of ministering to the order, of supplying it with food and raiment, naturally fell largely to pious matrons, and their attentive forethought delighted to provide for the monks those comforts which might be accepted but not asked for. Prominent among such donors was Visâkhâ, who married the son of a wealthy merchant at Sâvatthî and converted her husband's family from Jainism to the true doctrine. The Vinaya recounts how after entertaining the Buddha and his disciples she asked eight boons which proved to be the privileges of supplying various classes of monks with food, clothing and medicine and of providing the nuns with bathing dresses, for, said she, it shocked her sense of propriety to see them bathing naked. But the anecdotes respecting the Buddha and women, whether his wife or others, are not touched with sentiment, not even so much as is found in the conversation between Yâjñavalkya and Maitreyî in the Upanishad. To women as a class he gave their due and perhaps in his own opinion more than their due, but if he felt any interest in them as individuals, the sacred texts have obliterated the record. In the last year of his life he dined with the courtezan Ambapâlî and the incident has attracted attention on account of its supposed analogy to the narrative about Christ and "the woman which was a sinner." But the resemblance is small. There is no sign that the Buddha, then eighty years of age, felt any personal interest in Ambapâlî. Whatever her morals may have been, she was a benefactress of the order and he simply gave her the same opportunity as others of receiving instruction. When the Licchavi princes tried to induce him to dine with them instead of with her, he refused to break his promise. The invitations of princes had no attraction for him, and he was a prince himself. A fragment of conversation introduced irrelevantly into his deathbed discourses[367] is significant--"How, Lord, are we to conduct ourselves with regard to womankind? Don't see them, Ânanda. But if we see them, what are we to do? Abstain from speech. But if they should speak to us what are we to do? Keep wide awake."
This spirit is even more evident in the account of the admission of Nuns to the order. When the Buddha was visiting his native town his aunt and foster mother, Mahâprajâpatî, thrice begged him to grant this privilege to women but was thrice refused and went away in tears. Then she followed him to Vesâlî and stood in the entrance of the Kûṭagâra Hall "with swollen feet and covered with dust, and sorrowful." Ânanda, who had a tender heart, interviewed her and, going in to the Buddha, submitted her request but received a triple refusal. But he was not to be denied and urged that the Buddha admitted women to be capable of attaining saintship and that it was unjust to refuse the blessings of religion to one who had suckled him. At last Gotama yielded—perhaps the only instance in which he is represented as convinced by argument—but he added "If, Ânanda, women had not received permission to enter the Order, the pure religion would have lasted long, the good law would have stood fast a thousand years. But since they had received that permission, it will now stand fast for only five hundred years[368]."
He maintained and approved the same hard detached attitude in other domestic relations. His son Râhula received special instruction but is not represented as enjoying his confidence like Ânanda. A remarkable narrative relates how, when the monk Sangâmaji was sitting beneath a tree absorbed in meditation, his former wife (whom he had left on abandoning the world) laid his child before him and said "Here, monk, is your little son, nourish me and nourish him." But Sangâmaji took no notice and the woman went away. The Buddha who observed what happened said "He feels no pleasure when she comes, no sorrow when she goes: him I call a true Brahman released from passion[369]." This narrative is repulsive to European sentiment, particularly as the chronicler cannot spare the easy charity of a miracle to provide for the wife and child, but in taking it as an index of the character of Gotama, we must bear in mind such sayings of Christ as "If any man come to me and hate not his father and mother and wife and children and brethren and sisters, yea and his own life also, he cannot be my disciple[370]."
It's hard to pinpoint exact dates, but the Mahâvagga[337] mentions that the Buddha spent some time in Râjagaha before returning to his hometown, Kapilavatthu. It's understandable that he did this, but the Vinaya narrative hardly shows any sentiment. Its purpose is simply to discuss the context in which the Buddha established the rules for the order. Irrelevant episodes are overlooked, and the ones that are included are treated just as events that led to the creation of specific regulations. "The Lord stayed in the Sakka country near Kapilavatthu in the Banyan Grove. One morning, after putting on his robes and taking his alms bowl, he went to the home of Sakka Suddhodana[338] and sat down on a seat that had been prepared for him. The princess, who was Râhula's[339] mother, said to him, 'This is your father, Râhula. Go and ask him for your inheritance.' Young Râhula approached the Lord and, standing before him, said, 'Your shadow, Monk, is a place of bliss.' Then the Lord rose and walked away, but Râhula followed him, saying, 'Give me my inheritance, Monk.' The Lord then said to Sâriputta, who had already become his chief disciple, 'Well, Sâriputta, grant the preliminary ordination to young Râhula.' Sâriputta asked how to do it, and the Buddha explained the procedures.
"Then Sakka Suddhodana went to where the Lord was, respectfully saluted him, and requested a favor. 'Lord, when the Blessed One renounced the world, it caused me great pain, as did Nanda's[340] departure as well. My pain was equally immense when Râhula left. The love a father has for his son, Lord, cuts through flesh and bone and reaches to the marrow. Please do not allow a son to be ordained without the consent of his parents.' The Buddha agreed. Three or four years later, Suddhodana died."
After leaving Kapilavatthu, the Buddha reportedly went to Sâvatthî, the capital of Kosala, where Pasenadi was king. However, we lose track of the timeline and don’t pick it up again until the later years of his life. Few of the many events recorded in the Pitakas can be dated accurately. The storytellers resemble Indian artists who carve scenes in relief, presenting all key figures in one panel without indicating the chronological flow of the events depicted. While the compilers of the Pitakas connected events with the Buddha's teachings, they made no effort to tie them to his life. This might be unsettling to historical perspectives, but is not unjustifiable. The Buddha's mission was to preach a particular doctrine and found an order. Everything else—including years, places, joys, and sorrows—was secondary. We haven't lost a lot, really; we would feel safer with a structured account of his travels and his interactions with the kings of his time, but once he began his ministry, the significant disruptions to his peaceful life were few, and we probably know most of them, even if we can't date them. For about forty-five years, he traveled through Kosala, Magadha, and Anga, visiting the two capitals, Sâvatthî and Râjagaha, and going as far west as the land of the Kurus. He took little interest in politics or worldly matters, although there is a vague yet plausible story[341] about him mediating between the Sâkyas and the Koliyas, who were about to fight over the water of the Rohini river that irrigated both clans' lands. He consistently earned the respect and attention of kings and wealthy individuals. It's likely he wasn’t popular with Brahmans or those who disapproved of fine young men becoming monks. However, his teachings didn’t seem to cause any significant uproars, and he faced little trouble except for schisms within the order. We have, if not a biography, at least a picture of a life that was peaceful, active, benevolent, yet detached, majestic, and authoritative.
We hear[342] that initially, his disciples wandered around at all times, but it wasn’t long before he instructed them to follow the established routine for itinerant monks—traveling on foot for most of the year but resting for three months during the rainy season, known as Vassa, starting around June. When traveling, he seems to have walked five to ten miles a day, timing his travels to arrive at populated areas in time to collect food for the midday meal. The afternoons were dedicated to meditation, and in the evenings, he taught. He typically stopped in forests or gardens on the outskirts of villages and cities, often by the banks of rivers or ponds, as shade and water were essential for a wandering monk. He was usually accompanied by a significant number of disciples; five hundred to twelve hundred and fifty are frequently mentioned. While the figures might be exaggerated, there’s no reason to doubt that the group was sizable. The suttas often begin with a description of the setting where the discourse took place. The Buddha may be walking along the highway from Râjagaha to Nâlanda with a large group of disciples or journeying through Kosala and resting in a mango grove by the river Aciravatî. Sometimes, he would stop in a forest near a Brahman village where the locals came out to see him. The leading Brahmans, taking naps on the upper terraces of their homes, would notice the crowd and ask their attendants what was happening. After learning the reason, they would debate whether they or the Buddha should make the first visit and eventually go to him. He might also stop at the edge of the Gaggarâ Lake in Campâ, sitting under the fragrant white blossoms of a campaka tree, or visit the hills overlooking Râjagaha, frequented by peacocks and wandering monks. He often rested in structures referred to as halls, which varied from simple resting places for travelers to more elaborately constructed monasteries that developed during his lifetime[343]. People in Vesâlî built one in a forest north of their city known as the Gabled Hall. This multistory house featured a large room surrounded by pillars on the ground floor, with private quarters for the Buddha above. Such private rooms (especially those he used in Sâvatthî) were referred to as Gandhakûṭî or the perfumed chamber. In Kapilavatthu[344], the Sâkyas built a new building named Santhagâra. The Buddha was asked to inaugurate it and did so with a lecture that lasted late into the night while sitting with his back against a pillar. Finally, he mentioned that he was tired and lay down, leaving Ânanda to continue instructing the congregation, who seemed less fatigued than the teacher himself.
However, the residence most often mentioned is in the garden known as Jetavana in Sâvatthî. Anâthapiṇḍika, a wealthy merchant from that town, was converted by the Buddha while he was staying in Râjagaha and invited him to spend the next rainy season in Sâvatthî[345]. Upon returning to his hometown to find a suitable location, he concluded that Prince Jeta's garden fit his needs the best. After much negotiation, he acquired it for a sum that allowed him to cover the entire area with coins. Once they had covered all but a small space near the gate, Jeta asked to share in the gift and, with permission, built a gateway with a room above it on the available space. "And Anâthapiṇḍika the householder constructed living quarters, retreat rooms, storerooms, halls with fireplaces, outside storage rooms, closets, cloisters, and halls connecting to the bathrooms and ponds, and roofed open sheds[346]."
Buddhaghosa has provided an account[347] of how the Buddha generally spent his days while resting at such places, and his description is corroborated by the numerous details in the Pitakas. He would rise before dawn and often meditate until it was time to begin his alms collection. However, he would sometimes think it was too early to start and consider visiting a monk in the area instead. After he would go around the town or village with his disciples, carrying his alms bowl and taking whatever was offered to him. Sometimes, he would engage in conversation with his disciples while walking[348]. Often, instead of collecting alms, he would accept an invitation to dine with a devoted follower who asked all his disciples to join and made great efforts in cooking. These invitations were usually given at the end of a visit to the Buddha the day before and were accepted silently, indicating agreement. The next morning, the host would personally or through a messenger announce that the meal was ready, and the Buddha would take his robe and bowl and head to the house. The host would serve the guests with his own hands, placing the food he had prepared into their bowls. After the meal, the Buddha would give a discourse or engage the attendees in discussion. He did the same with his disciples when he collected food for himself and returned home to eat it. He typically had only one meal a day[349], between eleven and noon, and accepted meat if offered to him, as long as he was unaware that the animals had been killed specifically for him. After instructing his followers post-meal, he would generally retire to his room or to a peaceful area under trees for rest and meditation. On one occasion[350], he took his son Râhula to the woods at that time to impart some of the deepest truths to him, but usually, he would not give further instruction until late in the afternoon.
The Pitakas portray all believers treating the Buddha with great respect, but the salutations and titles they use hardly exceed those normally employed when addressing distinguished individuals[351]. Kings were addressed as Deva during this time, while the Buddha’s regular titles are Bhagavâ or Bhante, meaning Lord. There was a sense of solemnity and consideration during the meetings he held, but no excessive adulation is recorded. Visitors saluted him by bowing with their hands together, sitting respectfully to the side while he taught, and when leaving, they ensured they departed with him on their right side. He accepted gifts like food, clothing, gardens, and homes but rejected all ceremonial honors. For instance, when Prince Bodhi[352] hosted him, he carpeted his mansion with white cloths, but the Buddha refused to walk on them and remained standing at the entrance until they were removed.
The introduction to the Ariyapariyesana-Sutta provides a fairly complete picture of a day in his life at Sâvatthî. It describes how in the morning he took his bowl and robe and went to the town to gather food. While he was away, some monks told his personal attendant Ânanda that they wanted to hear a lecture from him, as it had been a long time since they had the opportunity. Ânanda suggested they should go to the hermitage of the Brahman Rammaka near the town. Once the Buddha returned, ate his meal, he said, "Come, Ânanda, let’s go to the terrace of Migâra's mother[353] and stay there until evening." They went there and spent the day meditating. As evening approached, the Buddha stood up and said, "Let’s go to the old bath to refresh ourselves." After taking a bath, Ânanda proposed they visit Rammaka's hermitage; the Buddha agreed with his silence, and they went together. Many monks were engaged in meaningful conversation inside the hermitage, so the Buddha waited at the door until there was a lull in their discussion. Then he coughed and knocked. The monks opened the door and offered him a seat. After a brief chat, he shared with them how he had strived for and attained Buddhahood.
These gatherings often extended late into the night. For example, we hear how he sat on the terrace belonging to Migâra's mother[354] in the midst of a gathering of monks waiting for his words, still and silent under the full moon; how a monk might rise, adjusting his robe to leave one shoulder bare, bowing with joined hands raised to his forehead, asking permission to pose a question, and the Lord would reply, "Be seated, monk, ask what you will." But sometimes, in these nighttime meetings, silence reigned. When King Ajâtasattu went to see him[355] in the mango grove of Jîvaka, he was suddenly struck by fear at the otherworldly stillness of the place, suspecting a trap. "Fear not, O King," Jîvaka said, "I am not playing tricks on you. Continue straight on. Over there in the hall, the lamps are lit ... and there is the Blessed One sitting against the middle pillar, facing east, surrounded by the brethren." When the king saw the assembly seated in perfect silence, calm as a clear lake, he exclaimed, "I wish my son could have such tranquility as this gathering currently possesses."
The majority of the Buddha's work centered on instructing his disciples and organizing the Sangha or order. Although he was ready to listen to and educate everyone, the picture presented to us does not depict him as a popular preacher drawing crowds, but rather as a master focused on teaching his well-prepared students—a large group, capable of appreciating and memorizing teachings that, while freely presented to the world, were somewhat challenging for untrained listeners. In one instance[356], a seeker asks him why he seems more eager to teach some over others. The answer is, if a landowner had three fields—one excellent, one average, and one poor—wouldn't he first sow the good one, then the average one, and finally the bad one, thinking to himself that this last one will just yield fodder for the cattle? So, the Buddha teaches primarily to his monks first, then to lay believers, and lastly, like the landowner sowing the bad field last, to Brahmans, ascetics, and wandering monks from other sects, believing that if they understand just one word, it will benefit them for a long time. It was to such groups of disciples or seekers from other religious orders that he delivered his most significant discourses, articulating solemnly and in numbered phrases the truths about the reality of suffering and the equally real path to salvation, as he sat beneath a clump of bamboo or in the shade of a banyan tree, perhaps near a tank where lotuses of red, white, and blue, submerged or rising from the water, symbolized the diversity of humanity.
He didn't initiate his order with a set constitution. Its rules emerged entirely through case law. Every situation and difficulty was presented to him as they arose, and his decision set the precedent for that issue. During his final illness, he displayed a noble concern not to burden his followers with the weight of his name but to leave behind a community of free people who could guide themselves. However, a curious passage[357] features an old monk saying right after his death, "Do not weep, brothers; we are well rid of the Great Monk. We used to feel constrained by being told, 'This is proper for you, and this is not.' Now, we will be free to do as we please, without having to adhere to what we find burdensome." Clearly, the less disciplined disciples felt the Master's reins were a bit heavy, which we might have suspected. For although Gotama possessed a rare breadth of view in that time or any other, and refused to create excessive observances or dogmatism, every sutta indicates he was a person of extraordinary authority and decisiveness; what he established was firm—there was no compulsion or punishment, no vow of obedience or sacrificium intellectus; but it is equally clear that there was no acceptance in the order for those who, in any regard, thought differently from the master.
In guiding his followers, he received assistance from his senior disciples. The most significant of these were Sâriputta and Moggallâna, both Brahmans who left their original teacher Sâñjaya to join him at the beginning of his ministry. Sâriputta[358] enjoyed his complete trust, acting as his representative and providing authoritative interpretations of doctrine. The Buddha even likened him to the eldest son of an emperor who supports his father in governance. However, both he and Moggallâna passed away before their master and did not operate independently. Another key disciple, Upâli, survived him and likely played a significant role in the codification of the Vinaya. Anuruddha and Ânanda, both Sâkyas, are also mentioned often, particularly the latter, who became his personal attendant[359] and features prominently in the accounts of his illness and death as the beloved disciple to whom his final instructions were entrusted. These two, along with four other young Sâkya nobles and Upâli, joined the order twenty-five years before Gotama's passing and might have constituted a close-knit circle of trusted family members, although we have no reason to believe there was any discord between them and Brahmans like Sâriputta. Upâli is noted to have been the barber for the Sâkyas. It's not easy to determine his social status, but it likely didn't impede close relations.
The Buddha often focused on maintaining peace and order among his disciples. While being a monk excluded worldly advancement, it was held in high regard and attracted ambitious and contentious individuals who lacked true dedication. The troubles within the Sangha are frequently attributed in the Vinaya to the Chabbaggiyas, six brothers who became notorious in tradition for causing mischief and who clearly served as the backdrop for old monastic stories. Typically, the Buddha's intervention was enough to restore harmony, but one account[360] suggests some resistance to his authority. The brethren argued so often that people claimed it was a public disgrace. The Buddha tried to pacify the disputants, but one of them responded, "Lord, let the Blessed One enjoy the bliss he has acquired in this life. We will bear the responsibility for these quarrels ourselves." This implies that the Blessed One should really focus on his own affairs. Further words of guidance and parables did not yield better results. "And the Blessed One thought," the narrative reveals, "'truly these fools are deluded,' and he rose from his seat and walked away."
Other issues are noted, but by far the gravest was the schism caused by Devadatta, said to have emerged in Gotama's old age when he was around seventy-two. The story told in the Cullavagga[361] is embellished with supernatural elements and does not seem to follow the natural order of events. However, three aspects may be historical: Devadatta's wish to replace the Buddha as head of the order, his friendship with Ajâtasattu, Crown Prince and later King of Magadha[362], and his advocacy for stricter life rules than those the Buddha imposed. This blend of devotion and ambition isn't entirely surprising. As a cousin of the Buddha, he entered the order simultaneously as Ânanda and other young Sâkya nobles. Coming from that contentious lineage, he exhibited some of Gotama's own abilities in a twisted form. He is depicted as pushing the Master to retire and enjoy ease, but met with a firm refusal. Sâriputta was instructed to declare him in Râjagaha, the proclamation stating that his nature had changed and that the order disowned all his words and actions. Later, Devadatta persuaded the Crown Prince to murder his father, Bimbisâra. The ministers intercepted the plot, but the king told Ajâtasattu that if he wanted the throne, he could take it and abdicated. Nevertheless, his unnatural son imprisoned him and caused his death by slow starvation. With Ajâtasattu's backing, Devadatta then attempted to kill the Buddha. First, he hired assassins, but they were converted as they approached the sacred presence. Next, he rolled a rock down from the Vulture's Peak intending to crush the Buddha, but the mountain itself intervened, and only a splinter grazed the Lord's foot. Then he arranged for a crazed elephant to rampage in the road during alms collection, but the Buddha calmed the enraged creature. It could be some mistake in arrangement that, after committing such unforgivable acts, Devadatta is still depicted as a member of the order seeking to create a schism by calling for more stringent rules. His attempt failed, and according to later legends, he died on the spot, but the Vinaya simply notes that hot blood gushed from his mouth.
Historical elements in this tale are supported by the account of Fa Hsien, the Chinese traveler who visited India around 400 A.D. He reports that Devadatta's followers still existed in Kosala, honoring the three previous Buddhas but refusing to acknowledge Gotama. This is intriguing as it suggests that it was possible to accept Gotama's teachings—or most of them—as something separate from his personality, an inheritance from earlier teachers.
The Udâna and Jâtaka recount another conspiracy without specifying the year. Some heretics convinced a nun named Sundarî to pose as the Buddha's mistress and hired assassins to kill her. They then accused the Bhikkhus of murder to hide their master's sin, but the real killers got drunk with the money they were given and revealed the plot while intoxicated.
Yet, these are isolated incidents. Overall, the Buddha's lengthy career was characterized by a tranquility and goodwill that seem remarkable considering the revolutionary nature of his teachings. While he claimed that priestly ceremonies held no value, he neither condemned nor ridiculed them directly and it’s questionable whether he forbade his lay followers from participating in rites and sacrifices as a contemporary missionary might. We find him sitting next to a Brahman's sacred fire[365] while discussing, but without denouncing the worship practiced there. When he converted Siha[366], the general of the Licchavis, who had previously been a Jain, he encouraged him to continue providing food and gifts to the Jain monks who visited his home—an instance of tolerance in a proselytizing teacher that is perhaps unparalleled. Similarly, the Sîgâlovâda-sutta states that a good man supports monks and Brahmans. If it’s true that Ajâtasattu supported Devadatta’s murderous attempts, he ignored such unpleasant facts with extraordinary indifference, for he kept going to Râjagaha, received the king, and preached to him one of his finest sermons without mentioning past disputes. He appears in the suttas as a figure of incredible resolve, immune to fear, temptations, and, one might add, arguments, yet compared to other religious leaders, he was notably gentle in his criticism of falsehood. Often, he simply disregarded it as unimportant: "Never mind," he said from his deathbed to his last convert, "Never mind whether other teachers are right or wrong. Listen to me, and I will teach you the truth." And when he debates, his approach frequently involves keeping traditional words in respected use while assigning them new meanings. The Brahmans are not criticized like the Pharisees in the New Testament; rather, the true Brahman is depicted as a person of integrity and wisdom: the true sacrifice is to refrain from sin and pursue the Truth.
Women played a significant role in Gotama’s circle. They were not confined in India at that time, and he acknowledged their ability to reach sainthood. The responsibilities of providing food and clothing to the order naturally fell to pious women, whose thoughtful provisions ensured that monks received comforts that could be accepted but not solicited. One notable donor was Visâkhâ, who married the son of a wealthy merchant in Sâvatthî and converted her husband’s family from Jainism to the true doctrine. The Vinaya recounts how after hosting the Buddha and his disciples, she requested eight favors, which turned out to be the rights to provide different classes of monks with food, clothing, and medicine and to give the nuns bathing attire, because, as she stated, it offended her sense of decorum to see them bathing unclothed. However, the stories involving the Buddha and women, including his wife and others, lack sentimentality, even less so than the dialogue between Yâjñavalkya and Maitreyî in the Upanishad. He acknowledged women collectively and perhaps, in his view, afforded them more than their due, but if he held any personal interest in individual women, the sacred texts do not record it. In the last year of his life, he dined with the courtesan Ambapâlî, and this incident drew attention due to its supposed parallels with the narrative about Christ and "the woman which was a sinner." However, the similarities are minimal. There is no indication that the Buddha, at eighty years old, had any personal interest in Ambapâlî. Regardless of her moral standing, she was a benefactor of the order, and he simply took the opportunity to instruct her as he did with others. When the Licchavi princes tried to persuade him to dine with them instead of her, he declined to break his promise. The princes' invitations held no appeal for him, nor did he feel compelled to join them; after all, he was a prince himself. An inconsequential snippet of dialogue from his final discourses[367] is telling: "How, Lord, should we act in relation to women? Don't look at them, Ânanda. But if we see them, what should we do? Refrain from speaking. But if they speak to us, what should we do? Stay alert."
This same detached approach is evident in the account of the admission of nuns to the order. When the Buddha was visiting his hometown, his aunt and foster mother, Mahâprajâpatî, requested three times for him to grant this privilege to women but was denied each time, leaving her in tears. She then followed him to Vesâlî and stood at the entrance of the Kûṭagâra Hall "with swollen feet and covered in dust, and sorrowful." Ânanda, who had a compassionate nature, spoke with her and, going to the Buddha, presented her request, only to receive another three refusals. However, he was not to be deterred and argued that the Buddha admitted women could achieve sainthood, making it unjust to deny the religious benefits to someone who had nursed him. Ultimately, Gotama relented—perhaps the only case in which he is depicted as being persuaded by argument—but added, "If, Ânanda, women had not been permitted to enter the Order, the pure religion would persist for a long time, and the good law would stand firm for a thousand years. But since they have received that permission, it will last only five hundred years[368]."
He maintained the same indifferent demeanor in other familial relationships. His son Râhula received special lessons but isn’t shown as enjoying the same level of trust as Ânanda. A notable narrative describes how, while the monk Sangâmaji was meditating under a tree, his former wife (whom he had left when he renounced the world) placed their child before him, saying, "Here, monk, is your little son; take care of me and him." However, Sangâmaji paid no attention, and the woman left. The Buddha, witnessing this, said, "He feels no joy when she arrives, nor sorrow when she departs: him I call a true Brahman, free from passion[369]." This story may be off-putting to Western sentiments, particularly since the narrator doesn't even grant the easy kindness of a miracle to provide for the wife and child, but in taking this as an indicator of Gotama's character, we must consider sayings of Christ such as, "If any man comes to me and hates not his father, mother, wife, children, brothers, and sisters, yes, and his own life also, he cannot be my disciple[370]."
4
Political changes, in which however he took no part, occurred in the last years of the Buddha's life. In Magadha Ajâtasattu had come to the throne. If, as the Vinaya represents, he at first supported the schism of Devadatta, he subsequently became a patron of the Buddha. He was an ambitious prince and fortified Pâṭaligâma (afterwards Pâṭaliputra) against the Vajjian confederation, which he destroyed a few years after the Buddha's death. This confederation was an alliance of small oligarchies like the Licchavis and Videhans. It would appear that this form of constitution was on the wane in northern India and that the monarchical states were annexing the decaying commonwealths. In Kosala, Viḍûḍabha conquered Kapilavatthu a year or two before the Buddha's death, and is said to have perpetrated a great massacre of the Sâkya clan[371]. Possibly in consequence of these events the Buddha avoided Kosala and the former Sâkya territory. At any rate the record of his last days opens at Râjagaha, the capital of Magadha.
This record is contained in the Mahâparinibbâna Sutta, the longest of the suttas and evidently a compilation. The style is provokingly uneven. It often promises to give a simple and natural narrative but such passages are interrupted by more recent and less relevant matter. No general estimate of its historical value can be given but each incident must be apprized separately. Nearly all the events and discourses recorded in it are found elsewhere in the canon in the same words[372] and it contains explanatory matter of a suspiciously apologetic nature. Also the supernatural element is freely introduced. But together with all this it contains plain pathetic pictures of an old man's fatigue and sufferings which would not have been inserted by a later hand, had they not been found ready in tradition. And though events and sermonettes are strung together in a way which is not artistic, there is nothing improbable in the idea that the Buddha when he felt his end approaching should have admonished his disciples about all that he thought most important.
The story opens at Râjagaha about six months before the Buddha's death. The King sends his minister to ask whether he will be successful in attacking the Vajjians. The Buddha replies that as long as they act in concord, behave honourably, and respect the Faith, so long may they be expected not to decline but prosper. The compiler may perhaps have felt this narrative to be an appropriate parallel to the Buddha's advice to his disciples to live in peace and order. He summoned and addressed the brethren living in Râjagaha and visited various spots in the neighbourhood. In these last utterances one phrase occurs with special frequency, "Great is the fruit, great the advantage of meditation accompanied by upright conduct: great is the advantage of intelligence accompanied by meditation. The mind which has such intelligence is freed from intoxications, from the desires of the senses, from love of life, from delusion and from ignorance."
He then set forth accompanied by Ânanda and several disciples. Judging from the route adopted his intention was to go ultimately to Sâvatthî. This was one of the towns where he resided from time to time, but we cannot tell what may have been his special motives for visiting it on the present occasion, for if the King of Kosala had recently massacred the Sâkyas his presence there would have been strange. The road was not direct but ran up northwards and then followed the base of the mountains, thus enabling travellers to cross rivers near their sources where they were still easy to ford. The stopping-places from Râjagaha onwards were Nâlanda, Pâṭaliputra, Vesâlî, Bhandagâma, Pâvâ, Kusinârâ, Kapilavatthu, Setavya, Sâvatthî. On his last journey the Buddha is represented as following this route but he died at the seventh stopping-place, Kusinârâ. When at Pâṭaligâma, he prophesied that it would become a great emporium[373]. He was honourably entertained by the officers of the King who decided that the gate and ferry by which he left should be called Gotama's gate and Gotama's ferry. The gate received the name, but when he came to the Ganges he vanished miraculously and appeared standing on the further bank. He then went on to Vesâlî, passing with indifference and immunity from the dominions of the King of Magadha into those of his enemies, and halted in the grove of the courtezan Ambapâlî[374]. She came to salute him and he accepted her invitation to dine with her on the morrow, in spite of the protests of the Licchavi princes.
The rainy season was now commencing and the Buddha remained near Vesâlî in the village of Beluva, where he fell seriously ill. One day after his recovery he was sitting in the shade with Ânanda, who said that during the illness his comfort had been the thought that the Buddha would not pass away without leaving final instructions to the Order. The reply was a remarkable address which is surely, at least, in parts the Buddha's own words.
"What does the order expect of me, Ânanda? I have preached the truth without any distinction of esoteric or exoteric, for in respect of the truth, there is no clenched hand in the teaching of the Tathâgata. If there is anyone who thinks 'it is I who will lead the brotherhood' or 'the order is dependent on me,' it is he who should give instructions. But the Tathâgata does not think that he should lead the order or that the order is dependent on him. Why then should he leave instructions? I am an old man now, and full of years, my pilgrimage is finished, I have reached my sum of days, I am turning eighty years; and just as a worn-out cart can only be made to move along with much additional care, so can the body of the Tathagâta be kept going only with much additional care. It is only when the Tathagâta, ceasing to attend to any outward thing becomes plunged in meditation, it is only then that the body of the Tathagâta is at ease. Therefore, Ânanda, be a lamp and a refuge to yourselves. Seek no other refuge. Let the Truth be your lamp and refuge; seek no refuge elsewhere.
"And they, Ânanda, who now or when I am dead shall be a lamp and a refuge to themselves, seeking no other refuge but taking the Truth as their lamp and refuge, these shall be my foremost disciples—these who are anxious to learn."
This discourse is succeeded by a less convincing episode, in which the Buddha tells Ânanda that he can prolong his life to the end of a world-period if he desires it. But though the hint was thrice repeated, the heedless disciple did not ask the Master to remain in the world. When he had gone, Mâra, the Evil one, appeared and urged on the Buddha that it was time for him to pass away. He replied that he would die in three months but not before he had completely established the true religion. Thus he deliberately rejected his allotted span of life and an earthquake occurred. He explained the cause of it to Ânanda, who saw his mistake too late. "Enough, Ânanda, the time for making such a request is past[375]."
The narrative becomes more human when it relates how one afternoon he looked at the town and said, "This will be the last time that the Tathâgata will behold Vesâlî. Come, Ânanda, let us go to Bhandagâma." After three halts he arrived at Pâvâ and stopped in the mango grove of Cunda, a smith, who invited him to dinner and served sweet rice, cakes, and a dish which has been variously interpreted as dried boar's flesh or a kind of truffle. The Buddha asked to be served with this dish and bade him give the sweet rice and cakes to the brethren. After eating some of it he ordered the rest to be buried, saying that no one in heaven or earth except a Buddha could digest it, a strange remark to chronicle since it was this meal which killed him[376]. But before he died he sent word to Cunda that he had no need to feel remorse and that the two most meritorious offerings in the world are the first meal given to a Buddha after he has obtained enlightenment and the last one given him before his death. On leaving Cunda's house he was attacked by dysentery and violent pains but bore them patiently and started for Kusinârâ with his disciples. In going thither he crossed the river Kakutthâ[377], and some verses inserted into the text, which sound like a very old ballad, relate how he bathed in it and then, weary and worn out, lay down on his cloak. A curious incident occurs here. A young Mallian, named Pukkuisa, after some conversation with the Buddha, presents him with a robe of cloth of gold, but when it is put on it seems to lose its splendour, so exceedingly clear and bright is his skin. Gotama explains that there are two occasions when the skin of a Buddha glows like this—the night of his enlightenment and the night before his death. The transfiguration of Christ suggests itself as a parallel and is also associated with an allusion to his coming death. Most people have seen a face so light up under the influence of emotion that this popular metaphor seemed to express physical truth and it is perhaps not excessive to suppose that in men of exceptional gifts this illumination may have been so bright as to leave traces in tradition.
Then they went on[378] to a grove at Kusinârâ, and he lay down on a couch spread between two Sâla trees. These trees were in full bloom, though it was not the season for their flowering; heavenly strains and odours filled the air and spirits unseen crowded round the bed. But Ânanda, we are told, went into the Vihâra, which was apparently also in the grove, and stood leaning against the lintel weeping at the thought that he was to lose so kind a master. The Buddha sent for him and said, "Do not weep. Have I not told you before that it is the very nature of things most near and dear to us that we must part from them, leave them, sever ourselves from them? All that is born, brought into being and put together carries within itself the necessity of dissolution. How then is it possible that such a being should not be dissolved? No such condition is possible. For a long time, Ânanda, you have been very near me by words of love, kind and good, that never varies and is beyond all measure. You have done well, Ânanda. Be earnest in effort and you too shall soon be free from the great evils—from sensuality, from individuality, from delusion and from ignorance."
The Indians have a strong feeling that persons of distinction should die in a suitable place[379], and now comes a passage in which Ânanda begs the Buddha not to die "in this little wattle and daub town in the midst of the jungle" but rather in some great city. The Buddha told him that Kusinârâ had once been the capital of King Mahâsudassana and a scene of great splendour in former ages. This narrative is repeated in an amplified form in the Sutta and Jâtaka[380] called Mahâsudassana, in which the Buddha is said to have been that king in a previous birth.
Kusinârâ was at that time one of the capitals of the Mallas, who were an aristocratic republic like the Sâkyas and Vajjians. At the Buddha's command Ânanda went to the Council hall and summoned the people. "Give no occasion to reproach yourself hereafter saying, The Tathâgata died in our own village and we neglected to visit him in his last hours." So the Mallas came and Ânanda presented them by families to the dying Buddha as he lay between the flowering trees, saying "Lord, a Malla of such and such a name with his children, his wives, his retinue and his friends humbly bows down at the feet of the Blessed One."
A monk called Subhadda, who was not a believer, also came and Ânanda tried to turn him away but the Buddha overhearing said "Do not keep out Subhadda. Whatever he may ask of me he will ask from a desire for knowledge and not to annoy me and he will quickly understand my replies." He was the last disciple whom the Buddha converted, and he straightway became an Arhat.
Now comes the last watch of the night. "It may be, Ânanda," said the Buddha, "that some of you may think, the word of the Master is ended. We have no more a teacher. But you should not think thus. The truths and the rules which I have declared and laid down for you all, let them be the teacher for you after I am gone.
"When I am gone address not one another as hitherto, saying 'Friend.' An elder brother may address a younger brother by his name or family-name or as friend, but a younger brother should say to an elder, Sir, or Lord.
"When I am gone let the order, if it should so wish, abolish all the lesser and minor precepts."
Thus in his last address the dying Buddha disclaims, as he had disclaimed before in talking to Ânanda, all idea of dictating to the order: his memory is not to become a paralyzing tradition. What he had to teach, he has taught freely, holding back nothing in "a clenched fist." The truths are indeed essential and immutable. But they must become a living part of the believer, until he is no longer a follower but a light unto himself. The rest does not matter: the order can change all the minor rules if expedient. But in everyday life discipline and forms must be observed: hitherto all have been equal compared with the teacher, but now the young must show more respect for the older. And in the same spirit of solicitude for the order he continues:
"When I am gone, the highest penalty should be imposed on Channa." "What is that, Lord?" "Let him say what he likes, but the brethren should not speak to him or exhort him or admonish him[381]."
The end approaches. "It may be, that there is some doubt or misgiving in the mind of some as to the Buddha, or the truth, or the path, or the way. Enquire freely. Do not have to reproach yourselves afterwards with the thought, 'Our teacher was face to face with us and we could not bring ourselves to enquire when we were face to face with him.'" All were silent. A second and third time he put the same question and there was silence still. "It may be, that you put no questions out of awe for the teacher. Let one friend communicate to another." There was still silence, till Ânanda said "How wonderful, Lord, and how marvellous. In this whole assembly there is no one who has any doubt or misgiving as to the Buddha, the truth, the path and the way." "Out of the fulness of faith hast thou spoken Ânanda, but the Tathâgata knows for certain that it is so. Even the most backward of all these five hundred brethren has become converted and is no longer liable to be born in a state of suffering and is assured of final salvation."
"Behold, I exhort you saying, The elements of being are transitory[382]. Strive earnestly. These were the last words of the Tathâgata." Then he passed through a series of trances (no less than twenty stages are enumerated) and expired.
An earthquake and thunder, as one might have predicted, occurred at the moment of his death but comparatively little stress is laid on these prodigies. Anuruddha seems to have taken the lead among the brethren and bade Ânanda announce the death to the Mallas. They heard it with cries of grief: "Too soon has the Blessed One passed away. Too soon has the light gone out of the world."
No less than six days were passed in preparation for the obsequies[383]. On the seventh they decided to carry the body to the south of the city and there burn it. But when they endeavoured to lift it, they found it immoveable. Anuruddha explained that spirits who were watching the ceremony wished it to be carried not outside the city but through it. When this was done the corpse moved easily and the heaven rained flowers. The meaning of this legend is that the Mallas considered a corpse would have defiled the city and therefore proposed to carry it outside. By letting it pass through the city they showed that it was not the ordinary relics of impure humanity.
Again, when they tried to light the funeral pile it would not catch fire. Anuruddha explained that this delay also was due to the intervention of spirits who wished that Mahâkassapa, the same whom the Buddha had converted at Uruvelâ and then on his way to pay his last respects, should arrive before the cremation. When he came attended by five hundred monks the pile caught fire of itself and the body was consumed completely, leaving only the bones. Streams of rain extinguished the flames and the Mallas took the bones to their council hall. There they set round them a hedge of spears and a fence of bows and honoured them with dance and song and offerings of garlands and perfumes.
Whatever may be thought of this story, the veneration of the Buddha's relics, which is attested by the Piprava vase, is a proof that we have to do with a man rather than a legend. The relics may all be false, but the fact that they were venerated some 250 years after his death shows that the people of India thought of him not as an ancient semi-divine figure like Rama or Krishna but as something human and concrete.
Seven persons or communities sent requests for a portion of the relics, saying that they would erect a stupa over them and hold a feast. They were King Ajâtasattu of Magadha, the Licchavis of Vesâlî, the Sâkyas of Kapilavatthu, the Bulis of Allakappa, the Koṭiyas of Râmagâma, the Mallas of Pâvâ[384] and the Brahman of Veṭhadîpa. All except the last were Kshatriyas and based their claim on the ground that they like the Buddha belonged to the warrior caste. The Mallas at first refused, but a Brahman called Doṇa bade them not quarrel over the remains of him who taught forbearance. So he divided the relics into eight parts, one for Kusinârâ and one for each of the other seven claimants. At this juncture the Moriyas of Pipphalivana sent in a claim for a share but had to be content with the embers of the pyre since all the bones had been distributed. Then eight stupas were built for the relics in the towns mentioned and one over the embers and one by Doṇa the Brahman over the iron vessel in which the body had been burnt.
Political changes, in which he did not participate, took place in the last years of the Buddha's life. In Magadha, Ajâtasattu had ascended to the throne. Initially supporting Devadatta's schism, he later became a supporter of the Buddha. He was an ambitious prince who fortified Pâṭaligâma (later Pâṭaliputra) against the Vajjian confederation, which he destroyed a few years after the Buddha's death. This confederation was an alliance of smaller oligarchies like the Licchavis and Videhans. It seems that this type of government was declining in northern India, with monarchical states absorbing the failing commonwealths. In Kosala, Viḍûḍabha conquered Kapilavatthu a year or two before the Buddha's death, and reportedly committed a great massacre of the Sâkya clan[371]. Likely as a result of these events, the Buddha avoided Kosala and the former Sâkya territory. Regardless, the account of his last days begins in Râjagaha, the capital of Magadha.
This account is found in the Mahâparinibbâna Sutta, the longest of the suttas and clearly a compilation. The style is frustratingly inconsistent. It often hints at a straightforward and natural narrative, but these sections are interrupted by more recent and less relevant content. A general assessment of its historical value is difficult; however, each incident should be evaluated individually. Almost all the events and discourses recorded here can also be found elsewhere in the canon using the same wording[372] and it includes explanatory elements of a suspiciously apologetic nature. Additionally, the supernatural aspect is freely incorporated. Yet, amidst all this, it contains clear, touching depictions of an elderly man’s exhaustion and suffering that likely wouldn’t have been added by later authors if they hadn’t been present in tradition. While the events and teachings are strung together in a way that lacks artistry, it’s not implausible to believe that as the Buddha sensed his end was near, he would have advised his disciples on what he deemed most important.
The story begins in Râjagaha about six months before the Buddha's death. The King sends his minister to ask whether he will succeed in attacking the Vajjians. The Buddha answers that as long as they act in harmony, behave honorably, and respect the Faith, they can be expected to continue to thrive. The compiler might have viewed this narrative as a fitting parallel to the Buddha's advice for his disciples to live peacefully and in order. He called together the monks in Râjagaha and visited various places nearby. In these final messages, one phrase appears particularly often: "Great is the fruit, great the advantage of meditation joined with upright conduct: great is the advantage of intelligence joined with meditation. A mind with such intelligence is freed from intoxications, from sensory desires, from attachment to life, from delusion, and from ignorance."
He then set out, accompanied by Ânanda and several disciples. Based on the route they took, it seems his ultimate goal was to reach Sâvatthî. This was one of the towns where he often stayed, but we can’t ascertain his specific reasons for visiting it now—especially if the King of Kosala had recently massacred the Sâkyas, his presence would seem odd. The road wasn’t direct, running north first and then along the base of the mountains, allowing travelers to cross rivers near their sources where they were easier to ford. The stops from Râjagaha onward were Nâlanda, Pâṭaliputra, Vesâlî, Bhandagâma, Pâvâ, Kusinârâ, Kapilavatthu, Setavya, and Sâvatthî. On his final journey, the Buddha is said to have followed this route but passed away at the seventh stop, Kusinârâ. At Pâṭaligâma, he predicted it would become a great trade center[373]. He was respectfully hosted by the King's officials, who decided the gate and ferry he used to leave would be named Gotama's gate and Gotama's ferry. The gate received the name, but when he reached the Ganges, he miraculously vanished and appeared standing on the opposite bank. He then proceeded to Vesâlî, crossing from the lands of the King of Magadha to those of his adversaries with indifference, and stopped in the grove of the courtesan Ambapâlî[374]. She came to greet him, and despite the Licchavi princes' protests, he accepted her invitation to dine with her the following day.
The rainy season was starting, and the Buddha stayed near Vesâlî in the village of Beluva, where he fell seriously ill. One day, after recovering, he sat in the shade with Ânanda, who expressed that during the illness, his comfort came from the thought that the Buddha would not pass away without leaving final guidance for the Order. The reply was a remarkable address that likely includes, at least in parts, the Buddha's own words.
"What does the Order expect from me, Ânanda? I have preached the truth without distinguishing between esoteric or exoteric, for regarding the truth, there’s no clenched hand in the teachings of the Tathâgata. If anyone believes, 'I will lead the brotherhood' or 'the Order is dependent on me,' that person should give instructions. But the Tathâgata does not see himself as the leader of the Order or the Order as dependent on him. So why should he leave instructions? I am now an old man, well advanced in years; my journey is complete, I have lived my days; I am turning eighty years old; and just as a worn-out cart can only be moved with much extra care, so too can the body of the Tathâgata continue only with great additional care. Only when the Tathâgata stops attending to any outward matters and immerses himself in meditation does his body find ease. Therefore, Ânanda, be a lamp and a refuge to yourselves. Seek no other refuge. Let Truth be your lamp and refuge; do not seek refuge elsewhere.
"And those, Ânanda, who now or after my passing will be a lamp and a refuge to themselves, seeking no other refuge but taking Truth as their lamp and refuge, these shall be my foremost disciples—those who are eager to learn."
This discourse is followed by a less convincing episode in which the Buddha tells Ânanda he could extend his life for the remainder of a world-period if he wished. However, despite the hint being repeated three times, the inattentive disciple did not ask the Master to stay in the world. After he left, Mâra, the Evil one, appeared and urged the Buddha that it was time for him to go. He replied he would pass away in three months but not before fully establishing the true religion. Thus, he intentionally disregarded his expected lifespan, causing an earthquake, which he explained to Ânanda, who realized his mistake too late. "Enough, Ânanda, the time for making such a request has passed[375]."
The narrative becomes more relatable when it describes how one afternoon he looked at the town and said, "This will be the last time the Tathâgata sees Vesâlî. Come, Ânanda, let us go to Bhandagâma." After three stops, he reached Pâvâ and rested in the mango grove of Cunda, a smith, who invited him for dinner and served sweet rice, cakes, and a dish interpreted variously as either dried boar's flesh or a type of truffle. The Buddha requested this dish for himself and told him to give the sweet rice and cakes to the monks. After tasting some, he ordered the rest to be buried, stating that no one in heaven or earth except a Buddha could digest it—an odd remark to record since this meal ultimately killed him[376]. However, before passing, he sent word to Cunda that he should feel no remorse, and noted that the two most meritorious offerings in the world are the first meal offered to a Buddha after his enlightenment and the last one before his death. Leaving Cunda's house, he was struck by dysentery and severe pain, but endured them stoically as he set off for Kusinârâ with his disciples. On the way, he crossed the Kakutthâ river[377], and some verses inserted into the text, resembling an ancient ballad, tell how he bathed in it and afterward, weary and exhausted, lay down on his cloak. A curious incident occurs here: a young Mallian named Pukkuisa, after conversing with the Buddha, offered him a robe made of gold cloth, but when it was draped on him, it appeared to lose its brilliance—his skin was so exceptionally clear and bright. Gotama explained there are two occasions when a Buddha's skin glows like that: on the night of his enlightenment and the night before his death. The transformation of Christ comes to mind as a parallel and is linked to allusions of his impending death. Many people have seen a face glow with emotion, suggesting this popular metaphor expresses a physical truth, and perhaps in individuals with extraordinary gifts, this illumination may have been so intense that it left lasting impressions in tradition.
Then they proceeded[378] to a grove in Kusinârâ, where he lay down on a couch spread between two Sâla trees. These trees were in full bloom, although it wasn’t the flowering season; celestial strains and fragrances filled the air, and unseen spirits gathered around the bed. However, Ânanda reportedly went into the Vihâra, which was apparently also in the grove, and stood leaning against the doorframe, weeping at the thought of losing such a kind master. The Buddha called for him and said, "Do not weep. Have I not told you before that it’s the nature of the things we cherish most that we must part with, leave behind, and sever ourselves from? Everything that is born, created, and formed carries within it the inevitability of dissolution. How, then, can such a being not face dissolution? No other state is possible. For a long time, Ânanda, you have been very close to me with your words of love, which are kind, and good, that never waver and are beyond measure. You've done well, Ânanda. Be diligent in your efforts, and you too shall soon be free from the great evils—from sensuality, from individuality, from delusion, and from ignorance."
The people of India have a strong belief that distinguished individuals should die in a fitting location[379], and now comes a moment when Ânanda begs the Buddha not to die "in this little wattle-and-daub town in the jungle" but rather in a grand city. The Buddha explained that Kusinârâ was once the capital of King Mahâsudassana and a place of great splendor in the past. This narrative is repeated in a more detailed form in the Sutta and Jâtaka[380] called Mahâsudassana, where the Buddha is said to have been that king in a previous life.
At that time, Kusinârâ was one of the capitals of the Mallas, who were an aristocratic republic similar to the Sâkyas and Vajjians. Following the Buddha’s command, Ânanda went to the Council hall and called the people. "Do not give yourselves a reason to regret later saying the Tathâgata died in our village, and we neglected to visit him in his final moments." So the Mallas came, and Ânanda presented them by families to the dying Buddha, saying, "Lord, a Malla of such-and-such a name with his children, his wives, his attendants, and his friends humbly bows down at the feet of the Blessed One."
A monk named Subhadda, who was not a believer, also arrived, and Ânanda tried to send him away, but the Buddha, overhearing, said, "Do not keep out Subhadda. Whatever he may ask of me, he will do so out of a desire for knowledge, not to annoy me, and he will quickly understand my responses." He was the last disciple the Buddha converted, and he immediately became an Arhat.
Now comes the last watch of the night. "It may be, Ânanda," said the Buddha, "that some of you might think the Master's words have ended. We no longer have a teacher. But you should not think this way. The truths and the teachings I have declared and laid down for you, let them be your teacher after I am gone.
"When I am gone, do not address one another as you have until now, saying 'Friend.' An older brother may call a younger brother by his name or family name or as friend, but a younger brother should address an elder as Sir or Lord.
"When I am gone, let the Order, if they wish, abolish all lesser and minor precepts."
In his final address, the dying Buddha rejects any notion of dictating to the Order, just as he had previously with Ânanda: his memory is not meant to become a suffocating tradition. Everything he had to teach, he taught openly, holding nothing back in "a clenched fist." The truths are indeed essential and immutable, but they must become a living part of the believer, until they are no longer a follower but a light unto themselves. The rest is not important: the Order can adjust all minor rules if needed. However, in daily life, discipline and structures must be maintained: traditionally, all have been equal in relation to the teacher, but now the younger must show more respect towards the older. In the same spirit of concern for the Order, he continues:
"When I am gone, the highest penalty should be imposed on Channa." "What is that, Lord?" "Let him say what he wishes, but the monks should not speak to him, advise him, or admonish him[381]."
The end nears. "It may be that some of you have doubts or uncertainties regarding the Buddha, or the truth, or the path, or the way. Feel free to ask. Do not let yourselves feel regret later, thinking, 'Our teacher was with us, and we couldn’t bring ourselves to ask when we were face to face with him.'" Everyone was silent. A second and third time, he repeated the same question, but silence continued. "It may be that you do not ask questions out of respect for the teacher. Let one friend talk to another." Still, there was silence until Ânanda said, "How wonderful, Lord, and how marvelous. In this entire assembly, there isn’t anyone who has any doubts or uncertainties regarding the Buddha, the truth, the path, and the way." "Out of the fullness of faith have you spoken, Ânanda, but the Tathâgata knows for certain that it is true. Even the most backward of all these five hundred monks has become converted and is no longer bound to be born into a state of suffering; he is assured of ultimate salvation."
"Behold, I exhort you, saying that the elements of being are transitory[382]. Strive diligently. These were the last words of the Tathâgata." Then he entered a series of trances (as many as twenty stages are noted) and passed away.
An earthquake and thunder, as one might anticipate, occurred at the moment of his passing, but relatively little emphasis is placed on these wonders. Anuruddha seems to have taken the lead among the monks and instructed Ânanda to announce the death to the Mallas. They received the news with cries of sorrow: "Too soon has the Blessed One departed. Too soon has the light vanished from the world."
Six days were spent preparing for the funeral[383]. On the seventh, they decided to carry the body south of the city to burn it. However, when they tried to lift it, they found it immovable. Anuruddha explained that spirits observing the ceremony wanted it carried not outside the city but through it. Once this was arranged, the body moved easily, and heaven rained flowers. This story implies that the Mallas believed a corpse would contaminate the city, so they initially proposed to take it outside. By allowing it to pass through the city, they showed that it was not just ordinary relics of impure humanity.
Moreover, when they attempted to ignite the funeral pyre, it wouldn't catch fire. Anuruddha explained that this delay was also due to spirits wanting Mahâkassapa, the same man the Buddha had converted at Uruvelâ and who was en route to pay his final respects, to arrive before the cremation. When he finally came with five hundred monks, the pyre spontaneously ignited, completely consuming the body and leaving only the bones. Torrential rain extinguished the flames, and the Mallas took the bones to their council hall. There, they surrounded them with a hedge of spears and a fence of bows, honoring them with dances, songs, and offerings of garlands and perfumes.
Whatever may be thought of this story, the reverence for the Buddha's relics, evidenced by the Piprava vase, confirms that we are dealing with a man rather than a legend. The relics may all be false, but the fact that they were venerated around 250 years after his death shows that the people of India regarded him not as an ancient semi-divine figure like Rama or Krishna, but as something human and concrete.
Seven individuals or communities sent requests for portions of the relics, stating they would build a stupa over them and hold a feast. They were King Ajâtasattu of Magadha, the Licchavis of Vesâlî, the Sâkyas of Kapilavatthu, the Bulis of Allakappa, the Koṭiyas of Râmagâma, the Mallas of Pâvâ[384] and the Brahman of Veṭhadîpa. All except the last were Kshatriyas, basing their claims on the fact that they, like the Buddha, belonged to the warrior caste. Initially, the Mallas refused, but a Brahman named Doṇa urged them not to quarrel over the remains of him who taught forbearance. He divided the relics into eight parts, one for Kusinârâ and one for each of the other seven claimants. Just then, the Moriyas of Pipphalivana requested a portion as well but had to settle for the ashes of the pyre, as all the bones had been distributed. Eight stupas were constructed for the relics in the mentioned towns, one over the ashes, and another built by Doṇa the Brahman over the iron vessel in which the body had been cremated.
5
Thus ended the career of a man who was undoubtedly one of the greatest intellectual and moral forces that the world has yet seen, but it is hard to arrive at any certain opinion as to the details of his character and abilities, for in the later accounts he is deified and in the Pitakas though veneration has not gone so far as this, he is ecclesiasticized and the human side is neglected. The narrative moves like some stately ceremonial in which emotion and incident would be out of place until it reaches the strange deathbed, spread between the flowering trees, and Ânanda introduces with the formality of a court chamberlain the Malla householders who have come to pay their last respects and bow down at the feet of the dying teacher. The scenes described are like stained glass windows; the Lord preaching in the centre, sinners repenting and saints listening, all in harmonious colours and studied postures. But the central figure remains somewhat aloof; when once he had begun his ministry he laboured uninterruptedly and with continual success, but the foundation of the kingdom of Righteousness seems less like the triumphant issue of a struggle than the passage through the world of some compassionate angel. This is in great part due to the fact that the Pitakas are works of edification. True, they set before us the teacher as well as his teaching but they speak of his doings and historical surroundings only in order to provide a proper frame for the law which he preached. A less devout and more observant historian would have arranged the picture differently and even in the narratives that have come down to us there are touches of human interest which seem authentic.
When the Buddha was dying Ânanda wept because he was about to lose so kind a master and the Buddha's own language to him is even more affectionate. He cared not only for the organization of the order but for its individual members. He is frequently represented as feeling that some disciple needed a particular form of instruction and giving it. Nor did he fail to provide for the comfort of the sick and weary. For instance a ballad[385] relates how Panthaka driven from his home took refuge at the door of the monastery garden. "Then came the Lord and stroked my head and taking me by the arm led me into the garden of the monastery and out of kindness he gave me a towel for my feet." A striking anecdote[386] relates how he once found a monk who suffered from a disagreeable disease lying on the ground in a filthy state. So with Ânanda's assistance he washed him and lifting him up with his own hands laid him on his bed. Then he summoned the brethren and told them that if a sick brother had no special attendant the whole order should wait on him. "You, monks, have no mothers or fathers to care for you. If you do not wait one on the other, who is there who will wait on you? Whosoever would wait on me, he should wait on the sick." This last recalls Christ's words, "Inasmuch as ye have done it unto the least of these brethren, ye have done it unto me." And, if his approval of monks being deaf to the claims of family affection seems unfeeling, it should also be mentioned that in the book called Songs of the Nuns[387] women relate how they were crazy at the loss of their children but found complete comfort and peace in his teaching. Sometimes we are told that when persons whom he wished to convert proved refractory he "suffused them with the feeling of his love" until they yielded to his influence[388]. We can hardly doubt that this somewhat cumbrous phrase preserves a tradition of his personal charm and power.
The beauty of his appearance and the pleasant quality of his voice are often mentioned but in somewhat conventional terms which inspire no confidence that they are based on personal reminiscence, nor have the most ancient images which we possess any claim to represent his features, for the earliest of them are based on Greek models and it was not the custom to represent him by a figure until some centuries after his death. I can imagine that the truest idea of his person is to be obtained not from the abundant effigies which show him as a somewhat sanctimonious ascetic, but from statues of him as a young man, such as that found at Sarnath, which may possibly preserve not indeed the physiognomy of Gotama but the general physique of a young Nepalese prince, with powerful limbs and features and a determined mouth. For there is truth at the bottom of the saying that Gotama was born to be either a Buddha or a universal monarch: he would have made a good general, if he had not become a monk.
We are perhaps on firmer ground when we find speakers in the Pitakas[389] commenting on his calm and bright expression and his unruffled courtesy in discussion. Of his eloquence it is hard to judge. The Suttas may preserve his teaching and some of his words but they are probably rearrangements made for recitation. Still it is impossible to prove that he did not himself adopt this style, particularly when age and iteration had made the use of certain formulæ familiar to him. But though these repetitions and subdivisions of arrangement are often wearisome, there are not wanting traces of another manner, which suggest a terse and racy preacher going straight to the point and driving home his meaning with homely instances.
Humour often peeps through the Buddha's preaching. It pervades the Jâtaka stories, and more than once he is said to have smiled when remembering some previous birth. Some suttas, such as the tales of the Great King of Glory, and of King Mahâ Vijita's sacrifice[390], are simply Jâtakas in another form—interesting stories full of edification for those who can understand but not to be taken as a narrative of facts. At other times he simply states the ultimate facts of a case and leaves them in their droll incongruity. Thus when King Ajâtasattu was moved and illuminated by his teaching, he observed to his disciples that His Majesty had all the makings of a saint in him, if only he had not killed that excellent man his own father. Somewhat similar is his judgment[391] on two naked ascetics, who imitated in all things the ways of a dog and a cow respectively, in the hope of thus obtaining salvation. When pressed to say what their next birth would be, he opined that if their penance was successful they would be reborn as dogs and cows, if unsuccessful, in hell. Irony and modesty are combined in his rejection of extravagant praise. "Such faith have I, Lord[392]" said Sâriputta, "that methinks there never has been nor will be nor is now any other greater or wiser than the Blessed One." "Of course, Sâriputta" is the reply, "you have known all the Buddhas of the past." "No, Lord." "Well then, you know those of the future." "No, Lord." "Then at least you know me and have penetrated my mind thoroughly." "Not even that, Lord." "Then why, Sâriputta, are your words so grand and bold."
There is much that is human in these passages yet we should be making a fancy portrait did we allow ourselves to emphasize them too much and neglect the general tone of the Pitakas. These scriptures are the product of a school; but that school grew up under the Buddha's personal influence and more than that is rooted in the very influences and tendencies which produced the Buddha himself. The passionless, intellectual aloofness; the elemental simplicity with which the facts of life are stated and explained without any concession to sentiment, the rigour of the prescription for salvation, that all sensual desire and attachment must be cut off, are too marked and consistent for us to suppose them due merely to monkish inability to understand the more human side of his character. The Buddha began his career as an Indian Muni, one supposed to be free from all emotions and intent only on seeking deliverance from every tie connecting him with the world. This was expected of him and had he done no more it would have secured him universal respect. The fact that he did a great deal more, that he devoted his life to active preaching, that he offered to all happiness and escape from sorrow, that he personally aided with advice and encouragement all who came to him, caused both his contemporaries and future generations to regard him as a saviour. His character and the substance of his teaching were admirably suited to the needs of the religious world of India in his day. Judged by the needs of other temperaments, which are entitled to neither more nor less consideration, they seem too severe, too philosophic and the later varieties of Buddhism have endeavoured to make them congenial to less strenuous natures.
Before leaving the personality of the Buddha, we must say a word about the more legendary portions of his biography, for though of little importance for history they have furnished the chief subjects of Buddhist art and influenced the minds of his followers as much as or more than the authentic incidents of his career[393]. The later legend has not distorted the old narrative. It is possible that all its incidents may be founded on stories known to the compilers of the Pitakas, though this is not at present demonstrable, but they are embellished by an unstinted use of the supernatural and of the hyperbole usual in Indian poetry. The youthful Buddha moves through showers of flowers and an atmosphere crowded with attendant deities. He cannot even go to school without an escort of ten thousand children and a hundred thousand maidens and astonishes the good man who proposes to teach him the alphabet by suggesting sixty-four systems of writing.
The principal scenes in this legend are as follows. The Bodhisattva, that is the Buddha to-be, resides in the Tusita Heaven and selects his birth-place and parentage. He then enters the womb of his mother Mâyâ in the shape of a white elephant, which event she sees in a dream. Brahmans are summoned and interpret the vision to mean that her son will be a Universal Monarch or a Buddha. When near her confinement Mâyâ goes to visit her parents but on the way brings forth her son in the Lumbini grove. As she stands upright holding the bough of a tree, he issues from her side without pain to her and is received by deities, but on touching the ground, takes seven steps and says, "I am the foremost in the world." On the same day are born several persons who play a part in his life—his wife, his horse, Ânanda, Bimbisâra and others. Asita does homage to him, as does also his father, and it is predicted that he will become a Buddha and renounce the world. His father in his desire to prevent this secludes him in the enjoyment of all luxury. At the ploughing festival he falls into a trance under a tree and the shadow stands still to protect him and does not change. Again his father does him homage. He is of herculean strength and surpasses all as an archer. He marries his cousin Yasodharâ, when sixteen years old. Then come the four visions, which are among the scenes most frequently depicted in modern sacred art. As he is driving in the palace grounds the gods show him an old man, a sick man, a corpse and a monk of happy countenance. His charioteer explains what they are and he determines to abandon the world. It was at this time that his son was born and on hearing the news he said that a new fetter now bound him to worldly life but still decided to execute his resolve. That night he could take no pleasure in the music of the singing women who were wont to play to him and they fell asleep. As he looked at their sleeping forms he felt disgust and ordered Channa, his charioteer, to saddle Kaṇṭhaka, a gigantic white horse, eighteen cubits long from head to tail. Meanwhile he went to his wife's room and took a last but silent look as she lay sleeping with her child.
Then he started on horseback attended by Channa and a host of heavenly beings who opened the city gates. Here he was assailed by Mâra the Tempter who offered him universal empire but in vain. After jumping the river Anomâ on his steed, he cut off his long hair with his sword and flinging it up into the air wished it might stay there if he was really to become a Buddha. It remained suspended; admiring gods placed it in a heavenly shrine and presented Gotama with the robes of a monk.
Not much is added to the account of his wanderings and austerities as given in the Pitakas, but the attainment of Buddhahood naturally stimulates the devout imagination. At daybreak Gotama sits at the foot of a tree, lighting up the landscape with the golden rays which issue from his person. Sujârâ a noble maiden and her servant Pûrṇâ offer him rice and milk in a golden vessel and he takes no more food for seven weeks. He throws the vessel into the river, wishing that if he is to become a Buddha it may ascend the stream against the current. It does so and then sinks to the abode of the Nâgas. Towards evening he walks to the Bodhi-tree and meets a grass-cutter who offers him grass to make a seat. This he accepts and taking his seat vows that rather than rise before attaining Buddhahood, he will let his blood dry up and his body decay. Then comes the great assault of the Tempter. Mâra attacks him in vain both with an army of terrible demons and with bands of seductive nymphs. During the conflict Mâra asked him who is witness to his ever having performed good deeds or bestowed alms? He called on the earth to bear witness. Earthquakes and thunders responded to the appeal and the goddess of the Earth herself rose and bore testimony. The rout of Mâra is supposed to have taken place in the late evening. The full moon[394] came out and in the three watches of the night he attained enlightenment.
The Pali and early Sanskrit texts place the most striking legendary scenes in the first part of the Buddha's life just as scribes give freest rein to their artistic imagination in tracing the first letter and word of a chapter. In the later version, the whole text is coloured and gilded with a splendour that exceeds the hues of ordinary life but no incidents of capital importance are added after the Enlightenment[395]. Historical names still occur and the Buddha is still a wandering teacher with a band of disciples, but his miracles continually convulse the universe: he preaches to mankind from the sky and retires for three months to the Tusita Heaven in order to instruct his mother, who had died before she could hear the truth from her son's lips, and often the whole scene passes into a vision where the ordinary limits of space, time and number cease to have any meaning.
Thus came to a close the life of a man who was undoubtedly one of the greatest intellectual and moral forces that the world has ever seen. However, it's difficult to form a clear opinion about his character and abilities. In later accounts, he is worshipped, and while the Pitakas don't go as far, they certainly focus on his ecclesiastical side while neglecting his human aspects. The narrative flows like a grand ceremony in , where emotion and action seem out of place until reaching the strange death scene, set among flowering trees. Ânanda formally introduces the Malla householders who have come to pay their last respects and bow at the feet of the dying teacher. The scenes described resemble stained glass windows: the Lord teaching in the center, sinners repenting, and saints listening, all portrayed in harmonious colors and deliberate poses. But the central figure seems somewhat distant; after beginning his ministry, he labored non-stop and with great success. Yet, the foundation of the kingdom of Righteousness feels less like triumphant success and more like the passage of a compassionate angel through the world. This is largely because the Pitakas are meant for edification. They present both the teacher and his teachings, but they discuss his actions and historical context only to set the proper framework for the law he preached. A less devout and more observant historian would have portrayed the picture differently. Even in the narratives we have, there are elements of human interest that feel genuine.
When the Buddha was dying, Ânanda cried because he was about to lose such a kind master, and the Buddha spoke to him in even more affectionate terms. He cared not only for the organization of the order but also for its individual members. He is often depicted as sensing when a disciple needed a specific form of guidance and providing it. He also ensured comfort for the sick and weary. For example, a ballad [385] tells how Panthaka, driven from his home, found refuge at the monastery garden's door. "Then came the Lord, stroked my head, and took me by the arm, leading me into the monastery's garden, and out of kindness gave me a towel for my feet." A notable anecdote [386] recounts how he found a monk suffering from a horrible disease lying filthy on the ground. With Ânanda's help, he washed the monk and lifted him onto his bed. Then, he called on the brethren and instructed them that if a sick brother had no special caretaker, the entire order should attend to him. "You, monks, have no mothers or fathers to care for you. If you don't take care of one another, who will take care of you? Whoever wishes to serve me must serve the sick." This echoes Christ's words, "Inasmuch as ye have done it unto the least of these brethren, ye have done it unto me." And while his approval of monks ignoring family ties might seem callous, it’s worth noting that in the book called Songs of the Nuns [387], women recount how they were heartbroken over their children's loss but found complete comfort and peace in his teachings. Sometimes, we hear that when individuals he wanted to convert resisted, he "filled them with the feeling of his love" until they yielded to his influence [388]. We can hardly doubt that this somewhat clumsy phrase preserves a tradition of his personal charm and influence.
The beauty of his appearance and the pleasant quality of his voice are often mentioned, but in somewhat conventional ways that inspire little confidence they are based on personal memories. The oldest images we have do not accurately represent his features; the earliest are based on Greek models, and it wasn't the custom to depict him as a figure until centuries after his death. I imagine that the truest idea of his appearance is gained not from the plentiful effigies showing him as a somewhat pious ascetic but from statues of him as a young man, like the one found in Sarnath, which might preserve the general physique of a young Nepalese prince—strong limbs, striking features, and a determined mouth. There’s truth in saying Gotama was born to be either a Buddha or a universal monarch; he would have made a great general had he not become a monk.
We might be on firmer ground when finding comments in the Pitakas [389] about his calm and bright expression and his unwavering politeness in discussion. It’s hard to judge his eloquence. The Suttas may preserve his teachings and some of his words, but they are likely rearrangements made for recitation. Still, it's impossible to prove he didn’t adopt this style himself, especially when age and repetition made certain formulas familiar. Despite the often tedious repetitions and subdivisions, glimpses of a different style suggest a concise and engaging speaker who got straight to the point and emphasized his meaning with relatable examples.
Humor often shines through the Buddha's teachings. It saturates the Jâtaka stories, and numerous times he is said to have smiled while recalling a previous birth. Some suttas, like the tales of the Great King of Glory and King Mahâ Vijita's sacrifice [390], are essentially Jâtakas in another form—interesting narratives full of insights for those who can understand but not meant to be taken as factual accounts. At other times, he lays out the ultimate facts plainly and leaves them in their amusing absurdity. For instance, when King Ajâtasattu was moved and enlightened by his teachings, he remarked to his disciples that His Majesty had all the makings of a saint, if only he hadn’t killed his own excellent father. A similar sentiment applies to his judgment [391] on two naked ascetics, who mimicked the behaviors of a dog and a cow, hoping to achieve salvation. When pressed to say what their next rebirth would be, he suggested if their penance succeeded, they’d be reborn as dogs and cows; if not, then hell. Irony and modesty blend in his dismissal of extravagant praise. "Such faith have I, Lord [392]," said Sâriputta, "that I believe there has never been, nor will ever be, anyone greater or wiser than the Blessed One." "Of course, Sâriputta," comes the reply, "you have known all the Buddhas of the past." "No, Lord." "Well then, you know those of the future." "No, Lord." "Then at least you know me and have fully understood my mind." "Not even that, Lord." "Then why, Sâriputta, are your words so grand and bold?"
There’s much humanity in these passages, yet if we focus too much on them, we risk creating a fanciful portrait while ignoring the general tone of the Pitakas. These scriptures are products of a specific school; however, that school developed under the Buddha's personal influence and is rooted in the very influences and tendencies that birthed the Buddha himself. The emotionless, intellectual detachment; the elemental simplicity with which life’s facts are stated and explained without conceding to sentiment; the rigor of the requirement for salvation, that all sensual desires and attachments must be severed, are too marked and consistent for us to assume they are merely due to a monk's inability to grasp the more human side of his character. The Buddha began his journey as an Indian Muni, expected to be free of all emotions and solely focused on seeking liberation from worldly ties. This was expected of him, and had he done no more, it would have earned him universal respect. The fact that he did much more—devoted his life to preaching actively, offered happiness and relief from sorrow to all, and personally aided with advice and encouragement anyone who came to him—caused both his contemporaries and future generations to view him as a savior. His character and the essence of his teachings were perfectly aligned with the needs of India’s religious world in his time. When judged against the needs of other temperaments, which deserve equal consideration, they appear too harsh and philosophical, leading to later forms of Buddhism trying to make the teachings more relatable to less intense natures.
Before we move on from the Buddha's personality, we should mention the more legendary aspects of his biography; while they hold little historical significance, they have provided the main subjects of Buddhist art and shaped the beliefs of his followers just as much, if not more, than the authentic events of his life [393]. The later legends haven’t distorted the old narrative; all its events might be rooted in stories known to the Pitakas' compilers, although that can't currently be proven. They are adorned with copious supernatural elements and typical hyperbole found in Indian poetry. The young Buddha walks amidst showers of blossoms and an atmosphere filled with deities. He can't even go to school without being escorted by ten thousand children and a hundred thousand maidens, dazzling the good man who plans to teach him the alphabet by proposing sixty-four ways of writing.
The key scenes in this legend unfold as follows: The Bodhisattva, who will become the Buddha, resides in Tusita Heaven and chooses his birthplace and parents. He then enters his mother Mâyâ's womb in the form of a white elephant, a vision she sees in a dream. Brahmins are called to interpret the vision, declaring her son will become a Universal Monarch or a Buddha. When Mâyâ is near her time, she visits her parents, but on the way, she gives birth to her son in the Lumbini grove. Standing upright and holding onto a tree branch, he emerges from her side without causing her pain, and as he touches the ground, he takes seven steps and proclaims, "I am the foremost in the world." On the same day, several individuals integral to his life are born—his wife, his horse, Ânanda, Bimbisâra, and others. Asita pays homage to him, as does his father, and it’s foretold he will become a Buddha and renounce worldly life. In his father's desire to prevent this, he indulges him in a life of luxury. At a ploughing festival, he enters a trance beneath a tree, where the shadow stops moving to protect him. Again, his father pays respects. He possesses extraordinary strength and excels as an archer. At sixteen, he marries his cousin Yasodharâ. Next come the four visions, frequently depicted in modern sacred art. While driving through the palace grounds, the gods reveal an old man, a sick man, a corpse, and a joyful monk to him. His charioteer explains what they are, and he decides to abandon the world. At this time, his son is born, and upon hearing the news, he feels a new tie binding him to worldly life but still resolves to carry out his decision. That night, he cannot take pleasure in the music of the singing women who typically entertain him and soon they fall asleep. As he gazes at their sleeping forms, he feels disgust and instructs Channa, his charioteer, to saddle Kaṇṭhaka, a massive white horse, eighteen cubits long from head to tail. Meanwhile, he sneaks into his wife's room and takes a final, silent look as she sleeps with their child.
He then sets off on horseback, accompanied by Channa and a host of celestial beings who open the city gates. At this point, he is confronted by Mâra the Tempter, who offers him universal rule, but in vain. After leaping the Anomâ River on his steed, he cuts off his long hair with his sword and tosses it into the air, wishing for it to stay there if he is destined to become a Buddha. It remains suspended; admiring gods place it in a heavenly shrine and present Gotama with monastic robes.
The account of his wanderings and austerities, as detailed in the Pitakas, isn't heavily expanded here, but attaining Buddhahood naturally fuels the devout imagination. At dawn, Gotama sits beneath a tree, illuminating the landscape with golden rays emanating from him. Sujârâ, a noble maiden, and her servant Pûrṇâ offer him rice and milk in a golden vessel, and he eats no more food for seven weeks. He throws the vessel into the river, wishing it to float upstream against the current if he is to become a Buddha. It does just that, then sinks to the home of the Nâgas. Towards evening, he walks to the Bodhi tree and meets a grass-cutter who offers him grass to sit on. He accepts it and takes a seat, vowing that rather than stand up before attaining Buddhahood, he will let his blood dry and his body decay. Next comes the great assault from the Tempter. Mâra attacks him unsuccessfully with a legion of terrifying demons and seductive nymphs. During the battle, Mâra asks who can testify to any good deeds or acts of charity he has performed. He calls upon the earth to bear witness. Earthquakes and thunder respond to his plea, and the goddess of the Earth herself rises to testify. Mâra's defeat is thought to have occurred late in the evening. The full moon [394] emerged, and throughout the three watches of the night, he attained enlightenment.
The Pali and early Sanskrit texts highlight the most vivid legendary scenes from the Buddha's early life, just as scribes freely unleash their artistic imagination while outlining the first letter and word of a chapter. In the later version, the entire text is imbued with a splendor that goes beyond the colors of everyday life, yet no crucial incidents are introduced after the Enlightenment [395]. Historical names still appear, and the Buddha remains a wandering teacher with disciples, but his miracles shake the universe: he preaches to humanity from the sky and retreats for three months to Tusita Heaven to instruct his mother who died before hearing the truths from her son, and often the entire scene morphs into a vision where the usual bounds of space, time, and numbers lose significance.
CHAPTER IX
THE BUDDHA COMPARED WITH OTHER RELIGIOUS TEACHERS
The personality of the Buddha invites comparison with the founders of the other world-religions, Christ and Mohammed. We are tempted to ask too if there is any resemblance between him and Confucius, a contemporary Asiatic whose influence has been equally lasting, but here there is little common ground. For Confucius's interest was mainly in social and ethical problems, not in religion. He laid stress on those ties of kinship and society, respecting which the Indian monk (like Christ) sometimes spoke harshly, although there is a strong likeness between the moral code of the Buddhist layman and Confucianism: he was full of humility and respect for antiquity, whereas Gotama had a good share of that self-confidence which is necessary for all who propound to the world a new religion.[396]
But with Mohammed comparison, or rather contrast, is easier. Both were seekers after truth: both found what they believed to be the truth only when of mature years, Gotama when about thirty-six, Mohammed when forty or more: both lived to be elderly men and possessed great authority. But there the analogy ends. Perhaps no single human being has had so great an effect on the world as Mohammed. His achievements are personal and, had he never lived, it is not clear that the circumstances of the age would have caused some one else to play approximately the same part. He more than Cæsar or Alexander was individually the author of a movement which transformed part of three continents. No one else has been able to fuse the two noble instincts of religion and empire in so perfect a manner, perfect because the two do not conflict or jar, as do the teachings of Christ and the pretensions of his Church to temporal power. But it is precisely this fusion of religion and politics which disqualifies Islam as a universal religion and prevents it from satisfying the intellectual and spiritual wants of that part of humanity which is most intellectual and most spiritual. Law and religion are inextricably mixed in it and a Moslim, more than the most superstitious of Buddhists or Christians, is bound by a vast number of ties and observances which have nothing to do with religion. It is in avoiding these trammels that the superior religious instinct of Gotama shows itself. He was aided in this by the temper of his times. Though he was of the warrior caste and naturally brought into association with princes, he was not on that account tempted to play a part in politics, for to the Hindus, then as now, renunciation of the world was indispensable for serious religion and there is no instance of a teacher obtaining a hearing among them without such renunciation as a preliminary. According to Indian popular ideas a genius might become either an Emperor or a Buddha but not like Mohammed a mixture of the two. But the danger which beset Gotama, and which he consistently and consciously avoided, though Mohammed could not, was to give authoritative decisions on unessential points as to both doctrine and practice. There was clearly a party which wished to make the rule of his order more severe and, had he consented, the religious world of his day would have approved. But by so doing he would have made Buddhism an Indian sect like Jainism, incapable of flourishing in lands with other institutions. If Buddhism has had little influence outside Asia, that is because there are differences of temperament in the world, not because it sanctions anachronisms or prescribes observances of a purely local and temporary value. In all his teaching Gotama insists on what is essential only and will not lend his name and authority to what is merely accessory. He will not for instance direct or even recommend his disciples to be hermits. "Whoever wishes may dwell in a wood and whoever wishes may dwell near a village." And in his last days he bade them be a light unto themselves and gave them authority to change all the lesser precepts. It is true that the order decided to make no use of this permission, but the spirit which dictated it has shaped the destinies of the faith.
Akin to this contrast is another—that between the tolerance of Gotama and the persecuting spirit of Islam. Mohammed and his followers never got rid of the idea that any other form of religion is an insult to the Almighty: that infidels should if possible be converted by compulsion, or, if that were impossible, allowed to exist only on sufferance and in an inferior position. Such ideas were unknown to Gotama. He laboured not for his own or his Creator's glory but simply and solely to benefit mankind. Conversion by force had no meaning for him, for what he desired was not a profession of allegiance but a change of disposition and amid many transformations his Church has not lost this temper.
When we come to compare Gotama and Christ we are struck by many resemblances of thought but also by great differences of circumstances and career. Both were truly spiritual teachers who rose above forms and codes: both accepted the current ideals of their time and strove to become the one a Buddha, the other Messiah. But at the age when Christ was executed Gotama was still in quest of truth and still on the wrong track. He lived nearly fifty years longer and had ample opportunity of putting his ideas into practice. So far as our meagre traditions allow us to trace the development of the two, the differences are even more fundamental. Peaceful as was the latter part of Gotama's life, the beginning was a period of struggle and disillusion. He broke away from worldly life to study philosophy: he broke away from philosophy to wear out his body with the severest mortification; that again he found to be vanity and only then did he attain to enlightenment. And though he offers salvation to all without distinction, he repeatedly says that it is difficult: with hard wrestling has he won the truth and it is hard for ordinary men to understand.
Troubled as was the life of Christ, it contains no struggle of this sort. As a youth he grew up in a poor family where the disenchantment of satiety was unknown: his genius first found expression in sermons delivered in the synagogue—the ordinary routine of Jewish ritual: his appearance as a public teacher and his ultimate conviction that he was the Messiah were a natural enlargement of his sphere, not a change of method: the temptation, though it offers analogies to Gotama's mental struggle and particularly to the legends about Mâra, was not an internal revolution in which old beliefs were seen to be false and new knowledge arose from their ashes. So far as we know, his inner life was continuous and undisturbed, and its final expression is emotional rather than intellectual. He gives no explanations and leaves no feeling that they are necessary. He is free in his use of metaphor and chary of definition. The teaching of the Buddha on the other hand is essentially intellectual. The nature and tastes of his audience were a sufficient justification for his style, but it indicates a temper far removed from the unquestioning and childlike faith of Christ. We can hardly conceive him using such a phrase as Our Father, but we may be sure that if he had done so he would have explained why and how and to what extent such words can be properly used of the Deity.
The most sceptical critics of the miracles recorded in the Gospels can hardly doubt that Christ possessed some special power of calming and healing nervous maladies and perhaps others. Sick people naturally turned to him: they were brought to him when he arrived in a town. Though the Buddha was occasionally kind to the sick, no such picture is drawn of the company about him and persons afflicted with certain diseases could not enter the order. When the merchant Anâthapiṇḍika is seriously ill, he sends a messenger with instructions to inform the Buddha and Sâriputta of his illness and to add in speaking to Sâriputta that he begs him to visit him out of compassion[397]. He does not presume to address the same request to the Buddha. Christ teaches that the world is evil or, perhaps we should say, spoiled, but wishes to remove the evil and found the Kingdom of Heaven: the Buddha teaches that birth, sickness and death are necessary conditions of existence and that disease, which like everything else has its origin in Karma, can be destroyed only when the cause is destroyed[398]. Nor do we find ascribed to him that love of children and tenderness towards the weak and erring which are beautiful features in the portrait of Christ[399]. He had no prejudices: he turned robust villains like Angulimâla, the brigand, into saints and dined with prostitutes but one cannot associate him with simple friendly intercourse. When he accepted invitations he did not so much join in the life of the family which he visited as convert the entertainment offered to him into an edifying religious service. Yet in propaganda and controversy he was gracious and humane beyond the measure of all other teachers. He did not call the priests of his time a generation of vipers, though he laughed at their ceremonies and their pretensions to superior birth.
Though the Buddha passed through intellectual crises such as the biographies of Christ do not hint at, yet in other matters it is he rather than Christ who offers a picture and example of peace. Christ enjoyed with a little band of friends an intimacy which the Hindu gave to none, but from the very commencement of his mission he is at enmity with what he calls the world. The world is evil and a great event is coming of double import, for it will bring disaster on the wicked as well as happiness for the good. "Repent ye, for the Kingdom of Heaven is at hand." He is angry with the world because it will not hear him. He declares that it hates him and the gospel according to St John even makes him say, "I pray not for the world, but for them which thou hast given me[400]." The little towns of Galilee are worse in his eyes than the wicked cities of antiquity because they are not impressed by his miracles and Jerusalem which has slighted all the prophets and finally himself is to receive signal punishment. The shadow of impending death fell over the last period of his ministry and he felt that he was to be offered as a sacrifice. The Jews even seem to have thought at one time that he was unreasonably alarmed[401].
But the Buddha was not angry with the world. He thought of it as unsatisfactory and transitory rather than wicked, as ignorant rather than rebellious. He troubled little about people who would not listen. The calm and confidence which so many narratives attribute to him rarely failed to meet with the respect which they anticipated. In his life there is no idea of sacrifice, no element of the tragic, no nervous irritability. When Devadatta meditated his assassination, he is represented as telling his disciples that they need not be uneasy because it was physically impossible to kill a Buddha. The saying is perhaps not historical but it illustrates Indian sentiment. In his previous existences, when preparing for Buddhahood, he had frequently given his life for others, not because it was any particular good to them but in order to perfect his character for his own great career and bring about the selflessness which is essential to a Buddha. When once he had attained enlightenment any idea of sacrifice, such as the shepherd laying down his life for the sheep, had no meaning. It would be simply the destruction of the more valuable for the less valuable. Even the modern developments of Buddhism which represent the Buddha Amida as a saviour do not contain the idea that he gives up his life for his followers.
Gotama instituted a religious order and lived long enough to see it grow out of infancy, but its organization was gradual and for a year or two it was simply a band of disciples not more bound by rules than the seventy whom Christ sent forth to preach. Would Christ, had he lived longer, have created something analogous to the Buddhist sangha, a community not conflicting with national and social institutions but independent of them? The question is vain and to Europeans Christ's sketch of the Christian life will appear more satisfactory than the finished portrait of the Bhikkhu. But though his maxims are the perfect expression of courtesy and good feeling with an occasional spice of paradox, such as the command to love one's enemies, yet the experience of nearly twenty centuries has shown that this morality is not for the citizens of the world. The churches which give themselves his name preach with rare exceptions that soldiering, financing and the business of government—things about which he cared as little as do the birds and the lilies of the field—are the proper concern of Christian men and one wonders whether he would not, had his life been prolonged, have seen that many of his precepts, such as turning the other cheek and not resisting evil, are incompatible with ordinary institutions and have followed the example of the great Indian by founding a society in which they could be kept. The monastic orders of the Roman and Eastern Churches show that such a need was felt.
There are many resemblances between the Gospels and the teaching of the Buddha but the bases of the two doctrines are different and, if the results are sometimes similar, this shows that the same destination can be reached by more than one road. It is perhaps the privilege of genius to see the goal by intuition: the road and the vehicle are subsidiary and may be varied to suit the minds of different nations. Christ, being a Jew, took for his basis a refined form of the old Jewish theism. He purged Jehovah of his jealousy and prejudices and made him a spirit of pure benevolence who behaves to men as a loving father and bids them behave to one another as loving brethren. Such ideas lie outside the sphere of Gotama's thought and he would probably have asked why on this hypothesis there is any evil in the world. That is a question which the Gospels are chary of discussing but they seem to indicate that the disobedience and sinfulness of mankind are the root of evil. A godly world would be a happy world. But the Buddha would have said that though the world would be very much happier if all its inhabitants were moral and religious, yet the evils inherent in individual existence would still remain; it would still be impermanent and unsatisfactory.
Yet the Buddha and Christ are alike in points which are of considerable human interest, though they are not those emphasized by the Churches. Neither appears to have had much taste for theology or metaphysics. Christ ignored them: the Buddha said categorically that such speculations are vain. Indeed it is probably a general law in religions that the theological phase does not begin until the second generation, when the successors of the founder try to interpret and harmonize his words. He himself sees clearly and says plainly what mankind ought to do. Neither the Buddha, nor Christ, nor Mohammed cared for much beyond this, and such of their sayings as have reference to the whence, the whither and the why of the universe are obscure precisely because these questions do not fall within the field of religious genius and receive no illumination from its light. Argumentative as the Buddhist suttas are, their aim is strictly practical, even when their language appears scholastic, and the burden of all their ratiocination is the same and very simple. Men are unhappy because of their foolish desires: to become happy they must make themselves a new heart and will and, perhaps the Buddha would have added, new eyes.
Neither the Buddha nor Christ thought it worth while to write anything and both of them ignored ceremonial and sacerdotal codes in a way which must have astounded their contemporaries. The law-books and sacrifices to which Brahmans and Pharisees devoted time and study are simply left on one side. The former are replaced by injunctions to cultivate a good habit of mind, such as is exemplified in the Eightfold Path and the Beatitudes, the latter by some observances of extreme simplicity, such as the Pâtimokkha and the Lord's Prayer. In both cases subsequent generations felt that the provision made by the Founders was inadequate and the Buddhist and Christian Churches have multiplied ceremonies which, though not altogether unedifying, would certainly have astonished Gotama and Christ.
For Christ the greatest commandments were that a man should love God and his neighbours. This summary is not in the manner of Gotama and though love (mettâ) has an important place in his teaching, it is rather an inseparable adjunct of a holy life than the force which creates and animates it. In other words the Buddha teaches that a saint must love his fellow men rather than that he who loves his fellow men is a saint. But the passages extolling mettâ are numerous and striking, and European writers have, I think, shown too great a disposition to maintain that mettâ is something less than Christian love and little more than benevolent equanimity. The love of the New Testament is not eros but agape, a new word first used by Jewish and Christian writers and nearly the exact equivalent of mettâ. For both words love is rather too strong a rendering and charity too weak. Nor is it just to say that the Buddha as compared with Christ preaches inaction. The Christian nations of Europe are more inclined to action than the Buddhist nations of Asia, yet the Beatitudes do not indicate that the strenuous life is the road to happiness. Those declared blessed are the poor, the mourners, the meek, the hungry, the pure and the persecuted. Such men have just the virtues of the patient Bhikkhu and like Christ the Buddha praised the merciful and the peacemakers. And similarly Christ's phrase about rendering unto Cæsar the things that are Caesar's seems to dissociate his true followers (like the Bhikkhus) from political life. Money and taxes are the affair of those who put their heads on coins; God and the things which concern him have quite another sphere.
The personality of the Buddha invites comparison with the founders of other world religions, like Christ and Mohammed. We might also wonder if there are any similarities between him and Confucius, a contemporary Asian whose influence has also lasted, but the common ground is limited. Confucius focused mainly on social and ethical issues, not religion. He emphasized the importance of kinship and social ties, which the Indian monk (like Christ) sometimes criticized, although there is a notable resemblance between the moral teachings of the Buddhist layperson and Confucianism: Confucius was full of humility and respect for tradition, whereas Gotama displayed a level of self-confidence essential for anyone proposing a new religion to the world.[396]
However, comparing Gotama and Mohammed is more straightforward. Both were seekers of truth: both found what they believed to be truth later in life, with Gotama discovering it around thirty-six and Mohammed around forty. Both lived into old age and held significant authority. But that’s where the similarities end. Perhaps no single person has influenced the world as much as Mohammed. His achievements were personal, and had he not lived, it’s uncertain whether anyone else would have taken on a similar role during that era. More than Cæsar or Alexander, he was the primary catalyst of a movement that transformed parts of three continents. He uniquely combined religion and empire so seamlessly that the two didn’t conflict, unlike the teachings of Christ and the claims of his Church regarding temporal power. However, this combination of religion and politics disqualifies Islam as a universal religion, failing to meet the intellectual and spiritual needs of humanity's more intellectual and spiritual members. In Islam, law and religion are inseparably intertwined, and a Muslim, more than the most superstitious Buddhist or Christian, is bound by numerous obligations and practices that are unrelated to religion. Gotama’s superior religious discernment is evident in how he navigated this issue. He was also greatly influenced by the mindset of his time. Although he was from the warrior caste and often interacted with royalty, he was not tempted into politics, as for Hindus, then and now, renouncing worldly life has always been essential for serious religious practice, and there has been no teacher respected by them who did not begin with such renunciation. In Indian popular thought, a genius could either become an Emperor or a Buddha, but not a combination of both like Mohammed. The danger that Gotama consciously avoided—one that Mohammed could not—is giving official opinions on less significant matters of doctrine and practice. There were clearly factions intent on making his order stricter, and had he agreed, the religious world of his day would have endorsed it. Yet this would have confined Buddhism to an Indian sect like Jainism, unable to grow in regions with different institutions. The reason Buddhism has had minimal influence outside Asia is due to global differences in temperament, not because it endorses anachronisms or demands practices of purely local and temporary relevance. Throughout his teachings, Gotama emphasizes only what is essential and refuses to associate his name and authority with secondary matters. For instance, he did not direct or even suggest that his followers become hermits. "Whoever wishes may dwell in a forest and whoever wishes may live near a village." In his last days, he told them to be a light unto themselves and empowered them to modify all minor precepts. It’s true that the order chose not to utilize this permission, but the spirit behind it has influenced the future of the faith.
Connected to this contrast is another—between Gotama's tolerance and the persecuting nature of Islam. Mohammed and his followers never shed the belief that any other religion is an insult to the Almighty: that infidels should, if possible, be compelled to convert, or if that was not feasible, allowed to exist only on sufferance and in an inferior status. Gotama had no such thoughts. He labored not for his own glory or that of his Creator, but solely to benefit humanity. Conversion by force meant nothing to him; what mattered was a transformation of the heart and mind, and throughout many changes within his Church, this spirit has remained intact.
When comparing Gotama and Christ, we notice many similar thoughts, but also significant differences in circumstances and life paths. Both were genuinely spiritual teachers who transcended rules and rituals: both accepted the prevailing ideals of their time and aspired to embody the Buddha for one and the Messiah for the other. However, at the time of Christ's execution, Gotama was still in search of truth and on the wrong track. He lived nearly fifty years longer, allowing him ample time to apply his insights. As much as our limited records may allow us to trace their development, the differences are even more fundamental. Though the later part of Gotama's life was peaceful, his early years were marked by struggle and disillusionment. He detached from worldly existence to explore philosophy: he moved away from philosophy to rigorously discipline his body; he then determined that this approach was futile and only then achieved enlightenment. Although he offers salvation to all without distinction, he often states that it is difficult: his truth was attained through intense struggle, making it hard for everyday people to grasp.
Christ's life, despite its troubles, does not include such struggles. As a child, he grew up in a humble family untouched by the disenchantment of excess: his brilliance first came to light in sermons given in the synagogue—the regular practices of Jewish ritual: his emergence as a public teacher and his eventual belief that he was the Messiah represented a natural expansion of his role, not a change in his approach: the temptation, although it shares similarities with Gotama's mental battles and particularly the legends surrounding Mâra, was not an internal upheaval where old beliefs crumbled and new wisdom emerged from their ruins. As far as we know, his inner life remained continuous and undisturbed, culminating in expressions that were more emotional than intellectual. He provided no explanations and left no impression that they were necessary. He freely used metaphors and was cautious with definitions. In contrast, the Buddha's teachings are fundamentally intellectual. The nature and preferences of his audience justified his approach, indicating a mindset far removed from Christ's unquestioning and childlike faith. We can hardly imagine him using a term like Our Father, but we can be certain that if he had, he would have clarified why and how such words could appropriately refer to the Deity.
Even the most skeptical critics of the miracles in the Gospels cannot deny that Christ had some unique ability to calm and heal nervous disorders and perhaps more. Sick individuals naturally sought him out: they were brought to him upon his arrival in towns. While the Buddha occasionally showed kindness to the sick, no similar image surrounds him, and those suffering from certain illnesses could not join the order. When the merchant Anâthapiṇḍika fell seriously ill, he sent a message instructing the Buddha and Sâriputta about his condition, adding to Sâriputta a request to visit him out of compassion[397]. He didn’t dare to ask the same of the Buddha. Christ teaches that the world is evil, or perhaps it's better to say, corrupted, but he aims to remove this evil and establish the Kingdom of Heaven: the Buddha teaches that birth, illness, and death are necessary aspects of existence, and that suffering, which, like everything else, arises from Karma, can only be eradicated when its root causes are eliminated[398]. We also do not find in him the love for children and care for the weak and flawed that enrich the portrait of Christ[399]. He had no prejudices: he turned hardened criminals like Angulimâla, the bandit, into saints and dined with sex workers, but one does not associate him with simple friendly interaction. When he accepted invitations, he didn’t just engage in the family life he visited but transformed the gathering into a meaningful religious experience. Yet in his outreach and debates, he was gracious and compassionate beyond all other teachers. He didn't label the priests of his time a generation of vipers, even though he mocked their rituals and claims of noble lineage.
Although the Buddha faced intellectual challenges not hinted at in the biographies of Christ, in many other respects, it is he who exemplifies a peaceful existence. Christ shared intimate moments with a few close friends that no Hindu could replicate, yet from the very start of his mission, he stood in opposition to what he termed the world. The world was evil and a significant event was on the horizon, one that would bring disaster upon the wicked while rewarding the good. "Repent, for the Kingdom of Heaven is at hand." He was upset with the world for not listening. He declared that it hated him, and the Gospel of John even has him stating, "I do not pray for the world, but for those you have given me[400]." The small towns of Galilee appeared worse to him than the sinful cities of the past because they were unimpressed by his miracles, and Jerusalem, which had disregarded all the prophets—including himself—was destined for severe punishment. The shadow of impending death loomed over his final ministry, and he felt that he was to be sacrificed. At one point, even the Jews seemed to think he was being overly anxious[401].
Yet the Buddha did not harbor anger towards the world. He viewed it as unsatisfactory and fleeting rather than wicked, as uninformed rather than defiant. He did not concern himself much with those who refused to listen. The calm and assurance attributed to him in many stories seldom failed to receive the respect that was expected. His life lacked notions of sacrifice, tragedy, or nervous strain. When Devadatta plotted to assassinate him, he supposedly reassured his disciples that there was no need to worry since it was physically impossible to kill a Buddha. This saying may not be historical, but it reflects Indian sentiment. In his earlier lives, while preparing for Buddhahood, he had often given his life for others—not out of any particular benefit to them but to develop his character for his significant path and achieve the selflessness essential for a Buddha. Once he attained enlightenment, the concept of sacrifice, such as a shepherd laying down his life for the sheep, held no significance for him. That would simply equate to sacrificing the more valuable for the lesser. Even modern interpretations of Buddhism portraying the Buddha Amida as a savior lack the notion of him giving up his life for his followers.
Gotama established a religious order and lived long enough to witness its maturation from infancy, but its organization evolved gradually, and for a year or two, it was merely a group of followers bound by no more rules than the seventy whom Christ sent out to preach. Would Christ, had he lived longer, have created something akin to the Buddhist sangha, a community that doesn't clash with national and social institutions but remains independent of them? Such a question is futile, and to Europeans, Christ’s outline of Christian life may seem more satisfying than the polished image of the Bhikkhu. However, although his teachings are marked by courtesy and goodwill alongside some paradoxical elements, like the command to love one’s enemies, nearly twenty centuries of experience show that this morality does not suit the citizens of the world. The churches adopting his name, with few exceptions, preach that military service, finance, and governance—concerns he treated with the same indifference as birds and lilies in the field—are the rightful engagements of Christian individuals. One wonders if, had his life been extended, he might have realized that many of his teachings, such as turning the other cheek and not resisting evil, contradict ordinary institutions and followed the example of the great Indian by founding a community where such ideals could be maintained. The monastic orders of the Roman and Eastern Churches demonstrate that such a desire was present.
There are many similarities between the Gospels and the teachings of the Buddha, but the foundations of the two doctrines differ, and while the outcomes may sometimes align, this illustrates that the same destination can be reached through different avenues. It may be a hallmark of genius to perceive the goal intuitively: the method and vehicle are secondary and can be adapted to resonate with diverse cultures. Christ, as a Jew, based his teachings on a refined version of ancient Jewish theism. He purified Jehovah of jealousy and bias, presenting him as a spirit of pure benevolence who treats humans as a loving father and encourages them to treat each other as loving siblings. Such concepts fall outside the scope of Gotama’s thoughts, and he would likely question why, under this idea, evil exists in the world. That question is one the Gospels approach cautiously, but they suggest that human disobedience and sinfulness are the roots of evil. A righteous world would be a happy one. However, the Buddha would argue that even though the world would be significantly happier if all its inhabitants were moral and religious, the inherent evils of individual existence would still persist; it would remain impermanent and unsatisfactory.
Nevertheless, Buddha and Christ share qualities of considerable human interest, even if these aren't the ones highlighted by the Churches. Neither seemed to have much interest in theology or metaphysics. Christ overlooked them; the Buddha actually stated outright that such inquiries are futile. This might be a general trend in religions, where theological discussion often doesn’t start until the second generation, when the founder's successors work to interpret and unify his teachings. Both founders saw clearly and articulated plainly what humanity should do. Neither the Buddha, nor Christ, nor Mohammed focused primarily on anything beyond this, and their comments regarding the origins, destinations, and reasons for the universe are vague simply because these questions lie outside the realm of religious insight and don’t receive clarity from it. Although the Buddhist suttas are argumentative, their goal is strictly practical; even when their language seems academic, the essence of all their reasoning is simple. People suffer due to their foolish desires: to find happiness they must cultivate a new heart and will, and perhaps the Buddha would have added, new perspectives.
Neither the Buddha nor Christ found it necessary to write anything, and both ignored rituals and priestly codes in ways that must have surprised their contemporaries. The law-books and sacrifices that Brahmans and Pharisees devoted their time to studying are simply set aside. The former are replaced by calls to cultivate a sound mindset, exemplified in the Eightfold Path and the Beatitudes, while the latter entails some extremely simple practices, like the Pâtimokkha and the Lord's Prayer. In both cases, later generations felt the founders' provisions were inadequate, and the Buddhist and Christian Churches have expanded rituals which, while not entirely unenlightening, would certainly have astonished Gotama and Christ.
For Christ, the greatest commandments were to love God and one’s neighbors. This summary is not in Gotama's style, and although love (mettâ) holds significant weight in his teachings, it serves more as an essential aspect of a holy life rather than the force that drives it. In other words, Buddha instructs that a saint must love humanity rather than suggesting that those who love their fellow humans are saints. However, the sections highlighting mettâ are numerous and striking, and I believe European writers have sometimes assumed too readily that mettâ is somehow inferior to Christian love and little more than benevolent calmness. New Testament love is not eros but agape, a term first used by Jewish and Christian writers, closely paralleling mettâ. Both terms cover a range stronger than "love" but weaker than "charity." It is also unfair to say that the Buddha, in contrast to Christ, advocates for inaction. Christian nations in Europe tend to be more action-oriented than the Buddhist cultures in Asia, yet the Beatitudes do not imply that a vigorous life leads to happiness. The individuals deemed blessed are the poor, the mourners, the meek, the hungry, the pure, and the persecuted—all of whom share virtues with the patient Bhikkhu, and like Christ, the Buddha commended the merciful and the peacemakers. Similarly, Christ’s phrase about rendering to Cæsar what is Cæsar's appears to separate his true followers (like the Bhikkhus) from political life. Money and taxes are the concern of those whose images appear on coins; God and matters pertaining to Him belong to a different realm.
CHAPTER X
THE TEACHING OF THE BUDDHA
1
When the Buddha preached his first sermon[402] to the five monks at Benares the topics he selected were the following. First comes an introduction about avoiding extremes of either self-indulgence or self-mortification. This was specially appropriate to his hearers who were ascetics and disposed to over-rate the value of austerities. Next he defines the middle way or eightfold path. Then he enunciates the four truths of the nature of suffering, its origin, its cessation, and the method of bringing about that cessation. This method is no other than the eightfold path. Then his hearers understood that whatever has a beginning must have an end. This knowledge is described as the pure and spotless Eye of Truth. The Buddha then formally admitted them as the first members of the Sangha. He then explained to them that there is no such thing as self. We are not told that they received any further instruction before they were sent forth to be teachers and missionaries: they were, it would seem, sufficiently equipped. When the Buddha instructs his sixth convert, Yasa, the introduction is slightly different, doubtless because he was a layman. It treats of "almsgiving, of moral duties, of heaven, of the evil, vanity and sinfulness of desires, of the blessings which come from abandoning desires." Then when his catechumen's mind was prepared, he preached to him "the chief doctrine of the Buddhas, namely suffering, its cause, its cessation and the Path." And when Yasa understood this he obtained the Eye of Truth.
It is clear, therefore, that the Buddha regarded practice as the foundation of his system. He wished to create a temper and a habit of life. Mere acquiescence in dogma, such as a Christian creed, is not sufficient as a basis of religion and test of membership. It is only in the second stage that he enunciates the four great theorems of his system (of which one, the Path, is a matter of practice rather than doctrine) and only later still that he expounds conceptions which are logically fundamental, such as his view of personality. "Just as the great ocean has only one taste, the taste of salt, so has this doctrine and discipline only one taste, the taste of emancipation[403]." This practical aim has affected the form given to much of the Buddha's teaching, for instance the theory of the Skandhas and the chain of causation. When examined at leisure by a student of to-day, the dogmas seem formulated with imperfect logic and the results trite and obvious. But such doctrines as that evil must have a cause which can be discovered and removed by natural methods: that a bad unhappy mind can be turned into a good, happy mind by suppressing evil thoughts and cultivating good thoughts, are not commonplaces even now, if they receive a practical application, and in 500 B.C. they were not commonplaces in any sense.
And yet no one can read Buddhist books or associate with Buddhist monks without feeling that the intellectual element is preponderant, not the emotional. The ultimate cause of suffering is ignorance. The Buddha has won the truth by understanding the universe. Conversion is usually described by some such phrase as acquiring the Eye of Truth, rather than by words expressing belief or devotion. The major part of the ideal life, set forth in a recurring passage of the Dîgha Nikâya, consists in the creation of intellectual states, and though the Buddha disavowed all speculative philosophy his discourses are full, if not of metaphysics, at least of psychology. And this knowledge is essential. It is not sufficient to affirm one's belief in it; it must be assimilated and taken into the life of every true Buddhist. All cannot do this: most of the unconverted are blinded by lust and passion, but some are incapacitated by want of mental power. They must practise virtue and in a happier birth their minds will be enlarged.
The reader who has perused the previous chapters will have some idea of the tone and subject matter of the Buddha's preaching. We will now examine his doctrine as a system and will begin with the theory of existence, premising that it disclaims all idea of doing more than analyze our experience. With speculations or assertions as to the origin, significance and purpose of the Universe, the Buddha has nothing to do. Such questions do not affect his scheme of salvation. What views—if any—he may have held or implied about them we shall gather as we go on. But it is dangerous to formulate what he did not formulate himself, and not always easy to understand what he did formulate. For his words, though often plain and striking, are, like the utterances of other great teachers, apt to provoke discordant explanations. They meet our thoughts half way, but no interpretation exhausts their meaning. When we read into them the ideas of modern philosophy and combine them into a system logical and plausible after the standard of this age, we often feel that the result is an anachronism: but if we treat them as ancient simple discourses by one who wished to make men live an austere and moral life, we still find that there are uncomfortably profound sayings which will not harmonize with this theory.
The Buddha's aversion to speculation did not prevent him from insisting on the importance of a correct knowledge of our mental constitution, the chain of causation and other abstruse matters; nor does it really take the form of neglecting metaphysics: rather of defining them in a manner so authoritative as to imply a reserve of unimparted knowledge. Again and again questions about the fundamental mysteries of existence are put to him and he will not give an answer. It would not conduce to knowledge, peace, or freedom from passion, we are told, and, therefore, the Lord has not declared it. Therefore: not, it would seem, because he did not know, but because the discussion was not profitable. And the modern investigator, who is not so submissive as the Buddha's disciples, asks why not? Can it be that the teacher knew of things transcendental not to be formulated in words? Once[404] he compared the truths he had taught his disciples to a bunch of leaves which he held in his hand and the other truths which he knew but had not taught to the leaves of the whole forest in which they were walking. And the story of the blind men and the elephant[405] seems to hint that Buddhas, those rare beings who are not blind, can see the constitution of the universe. May we then in chance phrases get a glimpse of ideas which he would not develop? It may be so, but the quest is temerarious. "What I have revealed[406] hold as revealed, and what I have not revealed, hold as not revealed." The gracious but authoritative figure of the Master gives no further reply when we endeavour to restate his teaching in some completer form which admits of comparison with the ancient and modern philosophies of Europe.
The best introduction to his theory of existence is perhaps the instruction given to the five monks after his first sermon. The body[407] is not the self, he says, for if it were, it would not be subject to disease and we should be able to say, let my body be or not be such and such. As the denial of the existence of the self or ego (Attâ in Pali, Âtman in Sanskrit) is one of the fundamental and original tenets of Gotama, we must remember that this self whose existence is denied is something not subject to decay, and possessing perfect free will with power to exercise it. The Brahmanic Âtman is such a self but it is found nowhere in the world of our experience[408]. For the body or form is not the self, neither is sensation or feeling (vedanâ) for they are not free and eternal. Neither is perception (saññâ)[409] the self. Neither, the Buddha goes on to say, are the Sankhâras the self, and for the same reason.
Here we find ourselves sailing on the high seas of dogmatic terminology and must investigate the meaning of this important and untranslateable word. It is equivalent to the Sanskrit saṃskâra, which is akin to the word Sanskrit itself, and means compounding, making anything artificial and elaborate. It may be literally translated as synthesis or confection, and is often used in the general sense of phenomena since all phenomena are compound[410]. Occasionally[411] we hear of three Sankhâras, body or deed, word and thought. But in later literature the Sankhâras become a category with fifty-two divisions and these are mostly mental or at least subjective states. The list opens with contact (phasso) and then follow sensation, perception, thought, reflection, memory and a series of dispositions or states such as attention, effort, joy, torpor, stupidity, fear, doubt, lightness of body or mind, pity, envy, worry, pride. As European thought does not class all these items under one heading or, in other words, has no idea equivalent to Sankhâra, it is not surprising that no adequate rendering has been found, especially as Buddhism regards everything as mere becoming, not fixed existence, and hence does not distinguish sharply between a process and a result—between the act of preparing and a preparation. Conformations, confections, syntheses, co-efficients, tendencies, potentialities have all been used as equivalents but I propose to use the Pali word as a rule. In some passages the word phenomena is an adequate literary equivalent, if it is remembered that phenomena are not thought of apart from a perceiving subject: in others some word like predispositions or tendencies is a more luminous rendering, because the Sankhâras are the potentialities for good and evil action existing in the mind as a result of Karma[412].
The Buddha has now enumerated four categories which are not the self. The fifth and last is Viññâṇa, frequently rendered by consciousness. But this word is unsuitable in so far as it suggests in English some unified and continuous mental state. Viññâṇa sometimes corresponds to thought and sometimes is hardly distinguished from perception, for it means awareness[413] of what is pleasant or painful, sweet or sour and so on. But the Pitakas continually insist[414] that it is not a unity and that its varieties come into being only when they receive proper nourishment or, as we should say, an adequate stimulus. Thus visual consciousness depends on the sight and on visible objects, auditory consciousness on the hearing and on sounds. Viññâṇa is divided into eighty-nine classes according as it is good, bad or indifferent, but none of these classes, nor all of them together, can be called the self.
These five groups—body, feeling, perception, the sankhâras, thought—are generally known as the Skandhas[415] signifying in Sanskrit collections or aggregates. The classification adopted is not completely logical, for feeling and perception are both included in the Sankhâras and also counted separately. But the object of the Buddha was not so much to analyze the physical and mental constitution of a human being as to show that this constitution contains no element which can be justly called self or soul. For this reason all possible states of mind are catalogued, sometimes under more than one head. They are none of them the self and no self, ego, or soul in the sense defined above is discernible, only aggregates of states and properties which come together and fall apart again. When we investigate ourselves we find nothing but psychical states: we do not find a psyche. The mind is even less permanent than the body[416], for the body may last a hundred years or so "but that which is called mind, thought or consciousness, day and night keeps perishing as one thing and springing up as another." So in the Saṃyutta-Nikâya, Mara the Tempter asks the nun Vajirâ by whom this being, that is the human body, is made. Her answer is "Here is a mere heap of sankhâras: there is no 'being.' As when various parts are united, the word 'chariot[417]' is used (to describe the whole), so when the skandhas are present, the word 'being' is commonly used. But it is suffering only that comes into existence and passes away." And Buddhaghosa[418]says:
"Misery only doth exist, none miserable;
No doer is there, naught but the deed is found;
Nirvana is, but not the man that seeks it;
The path exists but not the traveller on it."
Thus the Buddha and his disciples rejected such ideas as soul, being and personality. But their language does not always conform to this ideal of negative precision, for the vocabulary of Pali (and still more of English) is inadequate for the task of discussing what form conduct and belief should take unless such words are used. Also the Attâ (Âtman), which the Buddha denies, means more than is implied by our words self and personality. The word commonly used to signify an individual is puggalo. Thus in one sutta[419] the Buddha preaches of the burden, the bearer of the burden, taking it up and laying it down. The burden is the five skandhas and the bearer is the individual or puggalo. This, if pressed, implies that there is a personality apart from the skandhas which has to bear them. But probably it should not be pressed and we should regard the utterance as merely a popular sermon using language which is, strictly speaking, metaphorical.
When the Buddha gave his first sermon to the five monks in Benares, he focused on several key topics. First, he introduced the idea of avoiding extremes of self-indulgence and self-mortification, which was especially relevant to his audience of ascetics who tended to overemphasize the importance of austerities. Next, he defined the middle way or the eightfold path. He then explained the four truths regarding the nature of suffering, its cause, its cessation, and how to achieve that cessation, which is through the eightfold path. His audience realized that everything that has a beginning must also have an end. This understanding is referred to as the pure and unblemished Eye of Truth. The Buddha then formally accepted them as the first members of the Sangha and explained that there is no such thing as a permanent self. There is no indication that they received further teachings before being sent out as teachers and missionaries; they seemed to be adequately prepared. When the Buddha taught his sixth convert, Yasa, the introduction was slightly different, likely because Yasa was a layman. It addressed "almsgiving, moral duties, heaven, the harmful nature of desires, and the blessings that come from letting go of those desires." Once Yasa's mind was ready, the Buddha taught him "the main doctrine of the Buddhas, which includes suffering, its cause, its cessation, and the Path." And when Yasa understood this, he gained the Eye of Truth.
It is clear that the Buddha viewed practice as the foundation of his teachings. He aimed to create a mindset and a lifestyle. Simply agreeing with dogma, like a Christian creed, isn’t enough to constitute true religion or membership. Only in the second stage does he outline the four central theorems of his system (one of which, the Path, is more about practice than theory), and only later does he clarify fundamental concepts, like his views on personality. "Just as the great ocean has only one taste, the taste of salt, this doctrine and discipline has only one taste, the taste of liberation." This practical focus has shaped much of the Buddha's teachings, such as the theory of the Skandhas and the chain of causation. When examined by a modern student, the doctrines may seem poorly structured and the conclusions obvious. However, ideas like the fact that evil must have a cause that can be identified and removed through natural methods, and that a troubled mind can be transformed into a happy one by rejecting negative thoughts and fostering positive ones, are still relevant today, and in 500 B.C. they were groundbreaking concepts.
And yet, no one can read Buddhist texts or interact with Buddhist monks without sensing that the intellectual aspect prevails over the emotional. The root cause of suffering is ignorance. The Buddha attained truth through understanding the universe. Conversion is often described as gaining the Eye of Truth rather than expressing belief or devotion. A significant part of the ideal life, as described in a recurring section of the Dîgha Nikâya, involves developing intellectual states, and although the Buddha dismissed speculative philosophy, his teachings are rich in psychological insights. This understanding is crucial; it's not enough to simply profess belief in it; it must be integrated into the life of every genuine Buddhist. Not everyone can achieve this: many who haven't converted are blinded by desires and passions, while others may lack the mental capability. They must practice virtue, and in a more fortunate rebirth, their minds will expand.
Readers who have gone through the prior chapters will have an understanding of the tone and subject matter of the Buddha's teachings. We will now analyze his doctrine as a system, starting with his theory of existence, which simply aims to analyze our experience. The Buddha does not engage with speculations or assertions about the origin, meaning, or purpose of the universe. Such questions do not influence his salvation framework. Any views he may have held or suggested about them will emerge as we proceed. However, it’s risky to assert what he didn’t explicitly formulate, and it’s not always easy to grasp what he did articulate. His words, though often clear and impactful, like those of other great teachers, can inspire conflicting interpretations. They resonate with us, but no interpretation fully captures their essence. When we interpret them through the lens of modern philosophy, trying to construct a logical and plausible system by today’s standards, we often feel anachronistic results; but if we view them as ancient straightforward teachings aimed at guiding people towards a disciplined and moral life, we still encounter profoundly unsettling statements that won't align with such a theory.
The Buddha’s aversion to speculation didn’t stop him from emphasizing the importance of accurately understanding our mental structure, the chain of causation, and other complex matters, nor did it lead to negligence regarding metaphysics; rather, he defined these topics in an authoritative way that suggested a depth of knowledge not fully shared. He often faced questions about the fundamental mysteries of existence and would refrain from answering. It wouldn’t lead to knowledge, peace, or liberation from passion, we are told, and so the Lord chose not to reveal it. Therefore: likely not because he lacked knowledge, but because the discussion was not beneficial. Modern inquirers, who are less deferential than the Buddha's followers, may wonder why not. Could it be that the teacher knew of transcendental truths that cannot be articulated? Once, he likened the truths he shared with his disciples to a handful of leaves he was holding, compared to the entire forest of truths he was aware of but hadn’t taught. The story of the blind men and the elephant suggests that Buddhas, those rare beings who are not blind, can perceive the universe's structure. Can we perhaps glimpse ideas he wouldn’t articulate in chance phrases? It's possible, but the quest is audacious. "What I have revealed, treat as revealed, and what I have not revealed, treat as not revealed." The graceful yet commanding presence of the Master offers no further answers when we attempt to recast his teachings into a more complete form that allows for comparison with ancient and modern Western philosophies.
The best entry point into his theory of existence is probably the guidance given to the five monks after his first sermon. The body isn’t the self, he says, because if it were, it wouldn’t be subject to illness and we would be able to say, "let my body be this way or not." Since the denial of the self or ego (Attâ in Pali, Âtman in Sanskrit) is one of the fundamental tenets of Gotama, we must understand that this self, whose existence is negated, is something that is not subject to decay and possesses perfect free will. The Brahmanic Âtman represents such a self, but it is not found in our experiential world. The body or form is not the self, nor are sensation or feeling (vedanâ) because they are not free and eternal. Perception (saññâ) is also not the self. The Buddha adds that the Sankhâras are not the self, for the same reasons.
Here we embark on the complex seas of dogmatic terminology and must explore the meaning of this significant word that is hard to translate. It corresponds to the Sanskrit word saṃskâra, which relates to the term Sanskrit itself, and means compounding, making something artificial and complex. It can be literally translated as synthesis or combination, and is often used in the broader sense of phenomena since all phenomena are compound. Occasionally, three Sankhâras are mentioned: body or action, speech, and thought. But in later literature, Sankhâras evolved into a category with fifty-two subdivisions, mostly representing mental or subjective states. The list starts with contact (phasso) and continues with sensation, perception, thought, reflection, memory, and a range of dispositions or states like attention, effort, joy, laziness, confusion, fear, doubt, lightness of body or mind, compassion, envy, worry, and pride. As European thought doesn’t categorize all these elements under one heading or, in other words, doesn't have an equivalent concept to Sankhâra, it’s not surprising that no suitable interpretation has yet been found, especially as Buddhism sees everything as becoming rather than fixed existence, and thus doesn’t sharply differentiate between process and outcome—between the act of preparing and the preparation itself. Terms like conformation, combination, synthesis, coefficients, tendencies, and potentialities have all been proposed as equivalents, but I plan to primarily use the Pali term. In some sections, the term phenomena serves as an adequate literary equivalent, keeping in mind that phenomena are not considered separately from a perceiving subject; in others, terms like predispositions or tendencies provide a clearer translation, as Sankhâras represent the potentialities for good and evil actions in the mind resulting from Karma.
The Buddha has now identified four categories that are not the self. The fifth and final category is Viññâṇa, commonly translated as consciousness. However, this term is misleading in English, as it implies a unified and continuous mental state. Viññâṇa sometimes correlates with thought and at other times is almost indistinguishable from perception, as it refers to awareness of what is pleasant or painful, sweet or sour, and so on. Yet, the Pitakas repeatedly assert that it is not a unity and that these varieties only come into being when they receive appropriate nourishment or, as we might say, adequate stimulation. Visual consciousness, for example, depends on sight and visible objects; auditory consciousness relies on hearing and sounds. Viññâṇa is divided into eighty-nine types based on whether they are good, bad, or neutral, but none of these categories, nor all combined, can be deemed the self.
These five groups—body, feeling, perception, the sankhâras, and thought—are commonly known as the Skandhas, which in Sanskrit means collections or aggregates. The classification isn’t perfectly logical, as feeling and perception are included in the Sankhâras yet also listed separately. However, the Buddha’s intent was not so much to analyze the physical and mental makeup of a human being as it was to demonstrate that this constitution contains no element rightly termed self or soul. For this reason, all possible mental states are categorized, sometimes under multiple headings. None of them are the self, and no self, ego, or soul as previously defined can be identified—only aggregates of states and properties that come together and disperse. When we examine ourselves, we find no solid self, just psychological states; we do not encounter a constant psyche. The mind is even less stable than the body, which can exist for a hundred years or so, while what we refer to as the mind, thought, or consciousness continuously perishes and re-emerges as something different. In the Saṃyutta-Nikâya, Mara the Tempter asks the nun Vajirâ who creates this being, referring to the human body. Her response is, "Here is merely a pile of sankhâras: there is no 'being.' Just as various components come together to form a 'chariot’ (to describe the whole), so when the skandhas are present, the term 'being' is often used. But only suffering comes into and exits existence." And Buddhaghosa says:
"Only misery is real; there are no miserable people;
No one can be found doing; only the action exists;
Nirvana is real, but not the person looking for it;
The path is there, but not the one walking it."
Thus, the Buddha and his followers rejected concepts such as soul, being, and personality. However, their language does not always adhere to this ideal of negative precision because the vocabulary of Pali (and even more so of English) lacks the means to discuss the forms conduct and belief should take without using such terms. Moreover, the Attâ (Âtman) that the Buddha denies implies more than what our words self and personality convey. The term commonly used to denote an individual is puggalo. In one sutta, the Buddha discusses the burden, the one who carries the burden, taking it up and setting it down. The burden refers to the five skandhas, while the bearer is the individual or puggalo. This, if pushed, suggests that a personality exists apart from the skandhas that must bear them. However, it's likely this should not be overemphasized, and we should view the statement as a simple sermon utilizing language that is, strictly speaking, metaphorical.
2
The doctrine of Anattâ—the doctrine that there is no such thing as a soul or self—is justly emphasized as a most important part of the Buddha's teaching and Buddhist ethics might be summarized as the selfless life. Yet there is a danger that Europeans may exaggerate and misunderstand the doctrine by taking it as equivalent to a denial of the soul's immortality or of free will or to an affirmation that mind is a function of the body. The universality of the proposition really diminishes its apparent violence and nihilism. To say that some beings have a soul and others have not is a formidable proposition, but to say that absolutely no existing person or thing contains anything which can be called a self or soul is less revolutionary than it sounds. It clearly does not deny that men exist for decades and mountains for millenniums: neither does it deny that before birth or after death there may be other existences similar to human life. It merely states that in all the world, organic and inorganic, there is nothing which is simple, self-existent, self-determined, and permanent: everything is compound, relative and transitory. The obvious fact that infancy, youth and age form a series is not denied: the series may be called a personality and death need not end it. The error to be avoided is the doctrine of the Brahmans that through this series there runs a changeless self, which assumes new phases like one who puts on new garments.
The co-ordination and apparent unity observable in our mental constitution is due to mano which is commonly translated mind but is really for Buddhism, as for the Upanishads, a sensus communis. Whereas the five senses have different spheres or fields which are independent and do not overlap, mano has a share in all these spheres. It receives and cognizes all sense impressions.
The philosophy of early Buddhism deals with psychology rather than with metaphysics. It holds it profitable to analyze and discuss man's mental constitution, because such knowledge leads to the destruction of false ideals and the pursuit of peace and insight. Enquiry into the origin and nature of the external world is not equally profitable: in fact it is a vain intellectual pastime. Still in treating of such matters as sensation, perception and consciousness, it is impossible to ignore the question of external objects or to avoid propounding, at least by implication, some theory about them. In this connection we often come upon the important word Dhamma (Sanskrit, Dharma). It means a law, and more especially the law of the Buddha, or, in a wider sense, justice, righteousness or religion[420]. But outside the moral and religious sphere it is commonly used in the plural as equivalent to phenomena, considered as involving states of consciousness. The Dhamma-sangaṇi[421] divides phenomena into those which exist for the subject and those which exist for other individuals and ignores the possibility of things existing apart from a knowing subject. This hints at idealism and other statements seem more precise. Thus the Saṃyutta-Nikâya declares: "Verily, within this mortal body, some six feet high, but conscious and endowed with mind, is the world, and its origin, and its passing away[422]." And similarly[423] the problem is posed, "Where do the four elements pass away and leave no trace behind." Neither gods nor men can answer it, and when it is referred to the Buddha, his decision is that the question is wrongly put and therefore admits of no solution. "Instead of asking where the four elements pass away without trace, you should have asked:
Where do earth, water, fire and wind,
And long and short and fine and coarse,
Pure and impure no footing find?
Where is it that both name and form[424]
Die out and leave no trace behind?"
To that the answer is: In the mind of the Saint.
Yet it is certain that such passages should not be interpreted as equivalent to the later Yogâcâra doctrine that only thought really exists or to any form of the doctrine that the world is Mâyâ or illusion. The Pitakas leave no doubt on this point, for they elaborate with clearness and consistency the theory that sensation and consciousness depend on contact, that is contact between sense organs and sense objects. "Man is conceived as a compound of instruments, receptive and reacting[425]" and the Saṃyutta-Nikâya puts into the Buddha's mouth the following dogmatic statement[426]. "Consciousness arises because of duality. What is that duality? Visual[427] consciousness arises because of sight and because of visible objects. Sight is transitory and mutable: it is its very nature to change. Visible objects are the same. So this duality is both in movement and transitory."
The question of the reality of the external world did not present itself to the early Buddhists. Had it been posed we may surmise that the Buddha would have replied, as in similar cases, that the question was not properly put. He would not, we may imagine, have admitted that the human mind has the creative power which idealism postulates, for such power seems to imply the existence of something like a self or âtman. But still though the Pitakas emphasize the empirical duality of sense-organs and sense-objects, they also supply a basis for the doctrines of Nâgârjuna and Asanga, which like much late Buddhist metaphysics insist on using logic in regions where the master would not use it. When it is said that the genesis of the world and its passing away are within this mortal frame, the meaning probably is that the world as we experience it with its pains and pleasures depends on the senses and that with the modification or cessation of the senses it is changed or comes to an end. In other words (for this doctrine like most of the Buddha's doctrines is at bottom ethical rather than metaphysical) the saint can make or unmake his own world and triumph over pain. But the theory of sensation may be treated not ethically but metaphysically. Sensation implies a duality and on the one side the Buddha's teaching argues that there is no permanent sentient self but merely different kinds of consciousness arising in response to different stimuli. It is admitted too that visible objects are changing and transitory like sight itself and thus there is no reason to regard the external world, which is one half of the duality, as more permanent, self-existent and continuous than the other half. When we apply to it the destructive analysis which the Buddha applied only to mental states, we easily arrive at the nihilism or idealism of the later Buddhists. Of this I will treat later. For the present we have only to note that early Buddhism holds that sensation depends on contact, that is on a duality. It does not investigate the external part of this duality and it is clear that such investigation leads to the very speculations which the Buddha declared to be unprofitable, such as arguments about the eternity and infinity of the universe.
The doctrine of Anattâ is counterbalanced by the doctrine of causation. Without this latter the Buddha might seem to teach that life is a chaos of shadows. But on the contrary he teaches the universality of law, in this life and in all lives. For Hindus of most schools of thought, metempsychosis means the doctrine that the immortal soul passes from one bodily tenement to another, and is reborn again and again: karma is the law which determines the occurrence and the character of these births. In Buddhism, though the Pitakas speak continually of rebirth, metempsychosis is an incorrect expression since there is no soul to transmigrate and there is strictly speaking nothing but karma. This word, signifying literally action or act, is the name of the force which finds expression in the fact that every event is the result of causes and also is itself a cause which produces effects; further in the fact (for Indians regard it as one) that when a life, whether of a god, man or lower creature, comes to an end, the sum of its actions (which is in many connections equivalent to personal character) takes effect as a whole and determines the character of another aggregation of skandhas—in popular language, another being—representing the net result of the life which has come to an end. Karma is also used in the more concrete sense of the merit or demerit acquired by various acts. Thus we hear of karma which manifests itself in this life, and of karma which only manifests itself in another. No explanation whatever is given of the origin of karma, of its reason, method or aims and it would not be consistent with the principles of the Buddha to give such an explanation. Indeed, though it is justifiable to speak of karma as a force which calls into being the world as we know it, such a phrase goes beyond the habitual language of early Buddhism which merely states that everything has a cause and that every one's nature and circumstances are the result of previous actions in this or other existences. Karma is not so much invoked as a metaphysical explanation of the universe as accorded the consideration which it merits as an ultimate moral fact.
It has often been pointed out that the Buddha did not originate or even first popularize the ideas of reincarnation and karma: they are Indian, not specifically Buddhist. In fact, of all Indian systems of thought, Buddhism is the one which has the greatest difficulty in expressing these ideas in intelligible and consistent language, because it denies the existence of the ego. Some writers have gone so far as to suggest that the whole doctrine formed no part of the Buddha's original teaching and was an accretion, or at most a concession of the master to the beliefs of his time. But I cannot think this view is correct. The idea is woven into the texture of the Buddha's discourses. When in words which have as strong a claim as any in the Pitakas to be regarded as old and genuine he describes the stages by which he acquired enlightenment and promises the same experiences to those who observe his discipline[428], he says that he first followed the thread of his own previous existences through past æons, plumbing the unfathomed depths of time: next, the whole of existence was spread out before him, like a view-seen from above, and he saw beings passing away from one body and taking shape in another, according to their deeds. Only when he understood both the perpetual transformation of the universe and also the line and sequence in which that transformation occurs, only then did he see the four truths as they really are.
It is unfortunate for us that the doctrine of reincarnation met with almost universal assent in India[429]. If some one were to found a new Christian sect, he would probably not be asked to prove the immortality of the soul: it is assumed as part of the common religious belief. Similarly, no one asked the Buddha to prove the doctrine of rebirth. If we permit our fancy to picture an interview between him and someone holding the ordinary ideas of an educated European about the soul, we may imagine that he would have some difficulty in understanding what is the alternative to rebirth. His interlocutor might reply that there are two types of theory among Europeans. Some think that the soul comes into existence with the body at birth but continues to exist everlasting and immortal after the death of the body. Others, commonly called materialists, while agreeing that the soul comes into existence with the birth of the body, hold that it ceases to exist with the death of the body. To the first theory the Buddha would probably have replied that there is one law without exception, namely that whatever has a beginning has also an end. The whole universe offers no analogy or parallel to the soul which has a beginning but no end, and not the smallest logical need is shown for believing a doctrine so contrary to the nature of things. And as for materialism he would probably say that it is a statement of the processes of the world as perceived but no explanation of the mental or even of the physical world. The materialists forget that objects as known cannot be isolated from the knowing subject. Sensation implies contact and duality but it is no real explanation to say that mental phenomena are caused by physical phenomena. The Buddha reckoned among vain speculations not only such problems as the eternity and infinity of the world but also the question, Is the principle of life (Jîva) identical with the body or not identical. That question, he said, is not properly put, which is tantamount to condemning as inadequate all theories which derive life and thought from purely material antecedents[430]. Other ideas of modern Europe, such as that the body is an instrument on which the soul works, or the expression of the soul, seem to imply, or at least to be compatible with, the pre-existence of the soul.
It is probable too that the Buddha would have said, and a modern Buddhist would certainly say, that the fact of rebirth can easily be proved by testimony and experience, because those who will make the effort can recall their previous births. For his hearers the difficulty must have been not to explain why they believed in rebirth but to harmonize the belief with the rest of the master's system, for what is reborn and how? We detect a tendency to say that it is Viññâṇa, or consciousness, and the expression paṭisandhiviññâṇam or rebirth-consciousness occurs[431]. The question is treated in an important dialogue in the Majjhima-Nikâya[432], where a monk called Sâti maintains that, according to the Buddha's teaching, consciousness transmigrates unchanged. The Buddha summoned Sâti and rebuked his error in language of unusual severity, for it was evidently capital and fatal if persisted in. The Buddha does not state what transmigrates, as the European reader would wish him to do, and would no doubt have replied to that question that it is improperly framed and does not admit of an answer.
His argument is directed not so much against the idea that consciousness in one existence can have some connection with consciousness in the next, as against the idea that this consciousness is a unity and permanent. He maintains that it is a complex process due to many causes, each producing its own effect. Yet the Pitakas seem to admit that the processes which constitute consciousness in one life, can also produce their effect in another life, for the character of future lives may be determined by the wishes which we form in this life. Existence is really a succession of states of consciousness following one another irrespective of bodies. If ABC and abc are two successive lives, ABC is not more of a reality or unity than BCa. No personality passes over at death from ABC to abc but then ABC is itself not a unity: it is merely a continuous process of change[433].
The discourse seems to say that taṇhâ, the thirst for life, is the connecting link between different births, but it does not use this expression. In one part of his address the Buddha exhorts his disciples not to enquire what they were or what they will be or what is the nature of their present existence, but rather to master and think out for themselves the universal law of causation, that every state has a cause for coming into being and a cause for passing away. No doubt his main object is as usual practical, to incite to self-control rather than to speculation. But may he not also have been under the influence of the idea that time is merely a form of human thought? For the ordinary mind which cannot conceive of events except as following one another in time, the succession of births is as true as everything else. The higher kinds of knowledge, such as are repeatedly indicated in the Buddha's discourse, though they are not described because language is incapable of describing them, may not be bound in this way by the idea of time and may see that the essential truth is not so much a series of births in which something persists and passes from existence to existence, as the timeless fact that life depends upon taṇhâ, the desire for life. Death, that is the breaking up of such constituents of human life as the body, states of consciousness, etc., does not affect taṇhâ. If taṇhâ has not been deliberately suppressed, it collects skandhas again. The result is called a new individual. But the essential truth is the persistence of the taṇhâ until it is destroyed.
Still there is no doubt that the earliest Buddhist texts and the discourse ascribed to the Buddha himself speak, when using ordinary untechnical language, of rebirth and of a man dying and being born[434] in such and such a state. Only we must not suppose that the man's self is continued or transferred in this operation. There is no entity that can be called soul and strictly speaking no entity that can be called body, only a variable aggregation of skandhas, constantly changing. At death this collocation disperses but a new one reassembles under the influence of taṇhâ, the desire of life, and by the law of karma which prescribes that every act must have its result. The illustration that comes most naturally is that of water. Waves pass across the surface of the sea and successive waves are not the same, nor is what we call the same wave really the same at two different points in its progress, and yet one wave causes another wave and transmits its form and movement. So are beings travelling through the world (saṃsâra) not the same at any two points in a single life and still less the same in two consecutive lives: yet it is the impetus and form of the previous lives, the desire that urges them and the form that it takes, which determine the character of the succeeding lives.
But Buddhist writers more commonly illustrate rebirth by fire than by water and this simile is used with others in the Questions of Milinda. We cannot assume that this book reflects the views of the Buddha or his immediate followers, but it is the work of an Indian in touch with good tradition who lived a few centuries later and expressed his opinions with lucidity. It denies the existence of transmigration and of the soul and then proceeds to illustrate by metaphors and analogies how two successive lives can be the same and yet not the same. For instance, suppose a man carelessly allows his lamp to set his thatch on fire with the result that a whole village is burnt down. He is held responsible for the loss but when brought before the judge argues that the flame of his lamp was not the same as the flame that burnt down the village. Will such a plea be allowed? Certainly not. Or to take another metaphor. Suppose a man were to choose a young girl in marriage and after making a contract with her parents were to go away, waiting for her to grow up. Meanwhile another man comes and marries her. If the two men appeal to the King and the later suitor says to the earlier, The little child whom you chose and paid for is one and the full grown girl whom I paid for and married is another, no one would listen to his argument, for clearly the young woman has grown out of the girl and in ordinary language they are the same person. Or again suppose that one man left a jar of milk with another and the milk turned to curds. Would it be reasonable for the first man to accuse the second of theft because the milk has disappeared?
The caterpillar and butterfly might supply another illustration. It is unfortunate that the higher intelligences offer no example of such metamorphosis in which consciousness is apparently interrupted between the two stages. Would an intelligent caterpillar take an interest in his future welfare as a butterfly and stigmatize as vices indulgences pleasant to his caterpillar senses and harmful only to the coming butterfly, between whom and the caterpillar there is perhaps no continuity of consciousness? We can imagine how strongly butterflies would insist that the foundation of morality is that caterpillars should realize that the butterflies' interests and their own are the same.
The concept of Anattâ—meaning there is no soul or self—is a crucial part of the Buddha's teachings and can be summed up as living selflessly. However, there's a risk that people in Europe might misinterpret this doctrine, thinking it denies the soul's immortality, free will, or suggests that the mind is merely a product of the body. The universal nature of this idea makes its seemingly severe stance on selfhood less radical than it appears. Claiming that some beings have a soul while others do not is a bold statement, but saying that absolutely no existing person or thing has what can be called a self or soul is less groundbreaking than it sounds. It clearly does not deny that humans exist for decades and mountains for thousands of years; nor does it deny that there might be other forms of existence before birth or after death, which are similar to human life. It simply points out that throughout the world, both living and non-living, nothing is simple, self-existing, self-determined, or permanent: everything is composite, relative, and temporary. The obvious progression from infancy to youth to old age isn’t denied; this progression might be termed a personality, and death doesn’t have to end it. The mistake to avoid is the Brahmanical belief that a changeless self runs through this series, taking on new forms like someone changing clothes.
The coordination and apparent unity in our mental makeup is due to mano, commonly translated as mind but, for Buddhism as well as the Upanishads, it refers to a sensus communis. While our five senses operate in distinct areas without overlapping, mano interacts with all these areas, receiving and processing all sensory input.
The philosophy of early Buddhism focuses more on psychology than metaphysics. It finds value in examining and discussing human mental structures because such understanding leads to eliminating false ideals and pursuing peace and insight. Investigating the origins and nature of the external world isn’t as beneficial; in fact, it’s a futile intellectual exercise. Still, when addressing issues of sensation, perception, and consciousness, it becomes impossible to ignore external objects or to avoid at least implying some theory about them. This brings us to the significant term Dhamma (Sanskrit, Dharma). It refers to a law, especially the Buddha's law, or more broadly, justice, righteousness, or religion[420]. But outside of moral and religious contexts, it’s often used in the plural to mean phenomena that involve states of consciousness. The Dhamma-sangaṇi[421] distinguishes between phenomena that exist for the observer and those that exist for others, ignoring the possibility of things existing independently of a conscious observer. This suggests idealism, and other statements appear more precise. The Saṃyutta-Nikâya asserts: "Indeed, within this mortal body, about six feet tall, yet conscious and endowed with mind, is the world, along with its origin and its passing away[422]." Similarly[423], the question arises, "Where do the four elements pass away and leave no trace behind?" Neither gods nor humans can answer this, and when posed to the Buddha, he decides it’s a poorly phrased question and therefore doesn’t have a solution. "Instead of asking where the four elements vanish without a trace, you should have asked:
Where do earth, water, fire, and wind,
And long and short, fine and coarse,
Pure and impure have no ground to stand?
Where do both name and form __A_TAG_PLACEHOLDER_0__
Dissolve and leave no mark at all?"
The answer to that is: In the mind of the Saint.
However, it’s certain that such passages shouldn’t be interpreted as supporting the later Yogâcâra doctrine that only thought truly exists or any belief claiming the world is Mâyâ or illusion. The Pitakas clearly maintain the stance that sensation and consciousness rely on contact, meaning the interaction between sense organs and sense objects. "Humans are seen as a combo of instruments, receptive and reactive[425]," and the Saṃyutta-Nikâya attributes the following dogmatic statement to the Buddha[426]: "Consciousness arises because of duality. What is this duality? Visual[427] consciousness results from sight and visible objects. Sight is temporary and ever-changing; it’s in its nature to change. The same goes for visible objects. Thus, this duality is in constant motion and change."
The question of whether the external world really exists didn’t come up for early Buddhists. If it had, we might speculate that the Buddha would have responded, as he often did, that the question was improperly formulated. It’s unlikely he would have accepted that the human mind has the creative power idealism suggests, since such power implies the existence of something akin to a self or âtman. Yet despite emphasizing the empirical duality of sense organs and sense objects, the Pitakas also provide a foundation for the doctrines of Nâgârjuna and Asanga, who, like much later Buddhist metaphysics, rely on logic in areas where the Buddha wouldn’t. When it’s stated that the origin and dissolution of the world occur within this mortal frame, it likely means that the world as we experience it—complete with its pains and pleasures—depends on the senses, and that with the alteration or cessation of these senses, it either changes or comes to an end. In other words, (since this doctrine, like most of the Buddha's teachings, is fundamentally ethical rather than metaphysical), the saint can create or dismantle his own world and overcome suffering. However, the theory of sensation can be examined in a metaphysical context. Sensation implies a duality, and the Buddha's teaching argues there is no permanent sentient self, only various kinds of consciousness arising in response to different stimuli. It’s also accepted that visible objects are ever-changing like sight itself, so there’s no reason to view the external world—one half of the duality—as more permanent, self-existing, and continuous than the other half. When we apply the destructive analysis the Buddha only used on mental states to it, we easily arrive at the nihilism or idealism of later Buddhists. I will discuss this further later. For now, it’s important to note that early Buddhism maintains that sensation relies on contact, which means a duality. It doesn’t delve into the external part of this duality, and it’s evident that such exploration leads to the very speculations the Buddha deemed unhelpful, such as debates about the eternity and infinity of the universe.
The doctrine of Anattâ is balanced by the doctrine of causation. Without the latter, the Buddha might seem to suggest that life is merely a jumble of shadows. But on the contrary, he teaches about the universality of law, in this life and all lives. For most Hindu schools of thought, metempsychosis means that the immortal soul moves from one body to another, being reborn over and over again; karma is the law that dictates when and how these rebirths occur. In Buddhism, while the Pitakas frequently mention rebirth, metempsychosis is an incorrect term since there’s no soul to transmigrate, and strictly speaking, there’s only karma. This word, which literally means action or act, refers to the force reflected in the fact that every event results from causes and also serves as a cause producing effects; further, it signifies (as Indians view it as one) that when a life—whether that of a god, person, or lower creature—ends, the sum of its actions (which in many contexts aligns with personal character) impacts as a whole, determining the nature of another collection of skandhas—in simpler terms, another being—representing the aggregate result of the life that has come to an end. Karma is also used in a more concrete sense to indicate the merit or demerit gained through various actions. Thus, we hear of karma manifesting in this life and karma that only manifests in another. No explanation is given regarding the origin of karma, its reason, method, or goals, and providing such an explanation wouldn’t align with the Buddha’s principles. Indeed, while it’s valid to discuss karma as a force that shapes the world as we know it, such language goes beyond the usual terminology of early Buddhism, which simply notes that everything has a cause and that everyone’s nature and circumstances result from previous actions in this or other existences. Karma is not invoked as a metaphysical explanation of the universe but receives the attention it deserves as a fundamental moral fact.
It’s been frequently noted that the Buddha didn’t create or even initially popularize the concepts of reincarnation and karma: these ideas are Indian, not specifically Buddhist. In fact, out of all Indian philosophies, Buddhism has the hardest time articulating these concepts in clear and consistent language because it denies the ego's existence. Some scholars have even suggested that the entire doctrine did not form part of the Buddha's original teachings and was instead an addition or, at most, a concession to the beliefs of his time. However, I don’t believe this viewpoint is accurate. The idea is woven into the fabric of the Buddha's teachings. In words that have a strong claim to being among the oldest and most authentic in the Pitakas, when he recounts the stages through which he reached enlightenment and promises similar experiences to those who adhere to his practices[428], he states that he first traced the thread of his previous lives through deep time, exploring the unexplored depths of history. Next, he saw existence laid out before him like a view from above, and he observed beings transitioning from one body to another based on their deeds. It was only after he grasped both the continuous transformation of the universe and the line and sequence by which this transformation occurs that he recognized the four truths as they truly are.
It’s unfortunate for us that the concept of reincarnation received nearly universal agreement in India[429]. If someone were to establish a new Christian denomination, they likely wouldn’t need to prove the soul's immortality, as it’s assumed within common religious belief. Similarly, no one challenged the Buddha to justify the concept of rebirth. If we let our imagination run free to picture a conversation between him and someone with a typical educated European perspective on the soul, we might see him struggling to understand what the alternative to rebirth would be. His conversation partner might suggest that Europeans generally hold two theories: some believe the soul comes into existence with the body at birth but continues existing forever and immortal beyond the body's death, while others, known as materialists, agree that the soul coexists with the body at birth but ceases to exist when the body dies. To the first theory, the Buddha may have responded that there’s one law without exception: anything that begins must also end. There’s no parallel in the entire universe to a soul that has a beginning but no end, and there’s no logical reason to believe in a doctrine so contrary to the nature of things. Regarding materialism, he would likely argue that it merely describes the processes of the world as they are perceived without explaining the mental or even physical realms. Materialists overlook that known objects cannot be detached from the observing subject. Sensation requires contact and duality, but merely saying that mental phenomena arise from physical phenomena lacks real explanatory power. The Buddha classified as vain speculations not only questions about the eternity and infinity of the universe but also the inquiry into whether the principle of life (Jîva) is identical to the body or not. He stated that this question is improperly framed, which effectively dismisses all theories attributing life and thought to purely material origins[430]. Other modern European concepts, like viewing the body as a tool that the soul uses or as an expression of the soul, seem to imply, or at least allow for, the pre-existence of the soul.
It’s likely that the Buddha would have asserted, and a modern Buddhist certainly would agree, that the reality of rebirth can be easily demonstrated through testimony and experience, because those who are willing to put in the effort can recall their past lives. For his audience, the challenge would have been less about justifying their belief in rebirth than reconciling this belief with the overall framework of the master’s teachings: what is reborn, and how? There’s a tendency to say that it’s Viññâṇa, or consciousness, and the term paṭisandhiviññâṇam or rebirth-consciousness appears[431]. This topic is explored in an important dialogue in the Majjhima-Nikâya[432], where a monk named Sâti claims that, according to the Buddha’s teachings, consciousness transmigrates unchanged. The Buddha called Sâti forth and harshly corrected his error, indicating it was a significant and potentially fatal misunderstanding if continued. The Buddha doesn’t detail what transmigrates, as a European reader might hope, and would likely respond to that question by saying it’s inaccurately framed and not answerable.
His argument isn’t specifically against the notion that consciousness in one life can connect to consciousness in the next, but rather against the idea that this consciousness is a singular and lasting entity. He argues that it’s a complex process influenced by many causes, each producing different effects. Still, the Pitakas seem to acknowledge that the processes that shape consciousness in one life can also influence consciousness in another, as the character of future lives may stem from the desires formed in this life. Existence is truly a sequence of states of consciousness, one following another, irrespective of physical bodies. If ABC and abc represent two successive lives, ABC is not more real or unified than BCa. No personality transitions from ABC to abc at death; instead, ABC itself isn’t a unity: rather, it’s merely a continuous process of change[433].
The discourse seems to suggest that taṇhâ, the thirst for life, is the link between different births, though this phrase isn’t explicitly used. At one point in his address, the Buddha advises his disciples not to question what they were or will be or what their current existence is like, but instead to take control and contemplate the universal law of causation, where every state has a cause for coming into being and a cause for passing away. Clearly, his primary aim is practical, guiding toward self-regulation rather than speculation. Yet could he not also have been influenced by the notion that time is merely a construct of human thought? For the ordinary mind, which can only perceive events as consecutive in time, the succession of births feels as real as anything else. The higher types of knowledge indicated in the Buddha's teachings, though not explicitly described because language fails to capture them, may not be constrained by the idea of time and might recognize that the essential truth lies not in a series of births where something continues from existence to existence, but in the timeless fact that life is dependent on taṇhâ, the desire for life. Death, defined as the dissolution of elements of human life such as the body and states of consciousness, doesn’t affect taṇhâ. If taṇhâ hasn't been consciously overcome, it will reassemble skandhas anew. The outcome is what we term a new individual. However, the fundamental fact remains the continuity of taṇhâ until it is eradicated.
Nonetheless, there’s no doubt that the earliest Buddhist texts and the teachings attributed to the Buddha himself, when using straightforward language, discuss rebirth and the process of a man dying and being born[434] in such or such a state. However, we shouldn’t assume that a person’s self is continued or transferred in this process. There’s no entity called a soul and, strictly speaking, no entity called a body—only a variable collection of skandhas that is constantly changing. At death, this combination disperses, but a new one gathers together under the influence of taṇhâ, the desire for life, guided by the law of karma, which demands that every act yields a consequence. The most natural illustration is that of water: waves move across the ocean's surface, and successive waves are not identical; nor is what we refer to as the same wave truly the same at two points in its trajectory, yet one wave causes another and transmits its form and motion. Similarly, beings navigating through the world (saṃsâra) are not the same at any two points in a single life—not to mention being even less the same across two consecutive lives: yet it’s the momentum and form of previous lives, along with the desires propelling them and their resulting manifestations, that shape the characteristics of future lives.
Buddhist writers tend to illustrate rebirth more often with fire than with water, and this metaphor, among others, appears in the Questions of Milinda. We cannot assume that this book represents the views of the Buddha or his immediate followers, but it was authored by an Indian connected to sound traditions who lived a few centuries later and articulated his opinions clearly. It dismisses the concepts of transmigration and the soul, then utilizes metaphors and analogies to illustrate how two successive lives can share similarities yet remain distinct. For example, if a man carelessly allows his lamp to ignite his thatched roof and consequently burns down an entire village, he’s held accountable for the damage. Should he be brought before a judge, he might argue that the flame of his lamp isn’t the same as the fire that consumed the village. Would such a defense be accepted? Certainly not. Or consider another analogy: if a man selects a young girl for marriage and, after making arrangements with her parents, leaves, waiting for her to grow up, and meanwhile, another man marries her, should both men appeal to the King, the later suitor might claim to the earlier that the child he chose and paid for is one person, while the fully grown girl he married is another. No one would heed his argument, as it’s clear the young woman has matured from the girl, and in normal terms, they are the same individual. Yet another example could be given: if one man left a jar of milk with another, and that milk turned into curds, would it be reasonable for the original man to accuse the second of theft because the milk is no longer there?
The caterpillar and butterfly might serve as another illustration. Unfortunately, higher forms of intelligence provide no examples of such metamorphosis where consciousness seemingly interrupts between the two stages. Would an aware caterpillar focus on its future well-being as a butterfly, condemning pleasures enjoyable to its caterpillar senses as vices that could harm only the future butterfly, with little to no continuity of consciousness between the caterpillar and butterfly? We can imagine how insistently butterflies might argue that the foundation of ethics is that caterpillars should understand their interests align with the butterflies'.
3
When the Buddha contemplated the saṃsâra, the world of change and transmigration in which there is nothing permanent, nothing satisfying, nothing that can be called a self, he formulated his chief conclusions, theoretical and practical, in four propositions known as the four noble[435] truths, concerning suffering, the cause of suffering, the extinction of suffering, and the path to the extinction of suffering[436]. These truths are always represented as the essential and indispensable part of Buddhism. Without them, says the Buddha more than once, there can be no emancipation, and agreeably to this we find them represented as having formed part of the teaching of previous Buddhas[437] and consequently as being rediscovered rather than invented by Gotama. He even compares himself to one who has found in the jungle the site of an ancient city and caused it to be restored. It would therefore not be surprising if they were found in pre-Buddhist writings, and it has been pointed out that they are practically identical with the four divisions of the Hindu science of medicine: roga, disease; rogahetu, the cause of disease; arogya, absence of disease; bhaisajya, medicine. A similar parallel between the language of medicine and moral science can be found in the Yoga philosophy, and if the fourfold division of medicine can be shown to be anterior to Buddhism[438], it may well have suggested the mould in which the four truths were cast. The comparison of life and passion to disease is frequent in Buddhist writings and the Buddha is sometimes hailed as the King of Physicians. It is a just compendium of his doctrine—so far as an illustration can be a compendium—to say that human life is like a diseased body which requires to be cured by a proper regimen. But the Buddha's claim to originality is not thereby affected, for it rests upon just this, that he was able to regard life and religion in this spirit and to put aside the systems of ritual, speculation and self-mortification which were being preached all round him.
The first truth is that existence involves suffering. It receives emotional expression in a discourse in the Saṃyutta-Nikâya[439]. "The world of transmigration, my disciples, has its beginning in eternity. No origin can be perceived, from which beings start, and hampered by ignorance, fettered by craving, stray and wander. Which think you are more—the tears which you have shed as you strayed and wandered on this long journey, grieving and weeping because you were bound to what you hated and separated from what you loved—which are more, these tears, or the waters in the four oceans? A mother's death, a son's death, a daughter's death, loss of kinsmen, loss of property, sickness, all these have you endured through long ages—and while you felt these losses and strayed and wandered on this long journey, grieving and weeping because you were bound to what you hated and separated from what you loved, the tears that you shed are more than the water in the four oceans."
It is remarkable that such statements aroused no contradiction. The Buddha was not an isolated and discontented philosopher, like Schopenhauer in his hotel, but the leader of an exceptionally successful religious movement in touch and sympathy with popular ideas. On many points his assertions called forth discussion and contradiction but when he said that all existence involves suffering no one disputed the dictum: no one talked of the pleasures of life or used those arguments which come so copiously to the healthy-minded modern essayist when he devotes a page or two to disproving pessimism[440]. On this point the views and temperament of the Buddha were clearly those of educated India. The existence of this conviction and temperament in a large body of intellectual men is as important as the belief in the value of life and the love of activity for its own sake which is common among Europeans. Both tempers must be taken into account by every theory which is not merely personal but endeavours to ascertain what the human race think and feel about existence.
The sombre and meditative cast of Indian thought is not due to physical degeneration or a depressing climate. Many authors speak as if the Hindus lived in a damp relaxing heat in which physical and moral stamina alike decay. I myself think that as to climate India is preferable to Europe, and without arguing about what must be largely a question of personal taste, one may point to the long record of physical and intellectual labour performed even by Europeans in India. Neither can it be maintained that in practice Buddhism destroys the joy and vigour of life. The Burmese are among the most cheerful people in the world and the Japanese among the most vigorous, and the latter are at least as much Buddhists as Europeans are Christians. It might be plausibly maintained that Europeans' love of activity is mainly due to the intolerable climate and uncomfortable institutions of their continent, which involve a continual struggle with the weather and continual discussion forbidding any calm and comprehensive view of things. The Indian being less troubled by these evils is able to judge what is the value of life in itself, as an experience for the individual, not as part of a universal struggle, which is the common view of seriously minded Europeans, though as to this struggle they have but hazy ideas of the antagonists, the cause and the result.
The Buddhist doctrine does not mean that life is something trifling and unimportant, to be lived anyhow. On the contrary, birth as a human being is an opportunity of inestimable value. He who is so born has at least a chance of hearing the truth and acquiring merit. "Hard is it to be born as a man, hard to come to hear the true law" and when the chance comes, the good fortune of the being who has attained to human form and the critical issues which depend on his using it rightly are dwelt on with an earnestness not surpassed in Christian homiletics. He who acts ill as a man may fall back into the dreary cycles of inferior births, among beasts and blind aimless beings who cannot understand the truth, even if they hear it. From this point of view human life is happiness, only like every form of existence it is not satisfying or permanent.
Dukkha is commonly rendered in English by pain or suffering, but an adequate literary equivalent which can be used consistently in translating is not forthcoming. The opposite state, sukha, is fairly rendered by well-being, satisfaction and happiness. Dukkha is the contrary of this: uneasiness, discomfort, difficulty. Pain or suffering are too strong as renderings, but no better are to hand. When the Buddha enlarges on the evils of the world it will be found that the point most emphasized as vitiating life is its transitoriness.
"Is that which is impermanent sorrow or joy?" he asks of his disciples. "Sorrow, Lord," is the answer, and this oft-repeated proposition is always accepted as self-evident. The evils most frequently mentioned are the great incurable weaknesses of humanity, old age, sickness and death, and also the weariness of being tied to what we hate, the sadness of parting from what we love. Another obvious evil is that we cannot get what we want or achieve our ambitions. Thus the temper which prompts the Buddha's utterances is not that of Ecclesiastes—the melancholy of satiety which, having enjoyed all, finds that all is vanity—but rather the regretful verdict of one who while sympathizing with the nobler passions—love, ambition, the quest of knowledge—is forced to pronounce them unsatisfactory. The human mind craves after something which is permanent, something of which it can say This is mine. It longs to be something or to produce something which is not transitory and which has an absolute value in and for itself. But neither in this world nor in any other world are such states and actions possible. Only in Nirvana do we find a state which rises above the transitory because it rises above desire. Not merely human life but all possible existences in all imaginable heavens must be unsatisfactory, for such existences are merely human life under favourable conditions. Some great evils, such as sickness, may be absent but life in heaven must come to an end: it is not eternal, it is not even permanent, it does not, any more than this life, contain anything that god or man can call his own. And it may be observed that when Christian writers attempt to describe the joys of a heaven which is eternally satisfying, they have mostly to fall back on negative phrases such as "Eye hath not seen nor ear heard."
The European view of life differs from the Asiatic chiefly in attributing a value to actions in themselves, and in not being disturbed by the fact that their results are impermanent. It is, in fact, the theoretical side of the will to live, which can find expression in a treatise on metaphysics as well as in an act of procreation. An Englishman according to his capacity and mental culture is satisfied with some such rule of existence as having a good time, or playing the game, or doing his duty, or working for some cause. The majority of intelligent men are prepared to devote their lives to the service of the British Empire: the fact that it must pass away as certainly as the Empire of Babylon and that they are labouring for what is impermanent does not disturb them and is hardly ever present to their minds. Those Europeans who share with Asiatics some feeling of dissatisfaction with the impermanent try to escape it by an unselfish morality and by holding that life, which is unsatisfactory if regarded as a pursuit of happiness, acquires a new and real value if lived for others. And from this point of view the European moralist is apt to criticize the Buddhist truths of suffering and the release from suffering as selfish. But Buddhism is as full as or fuller than Christianity of love, self-sacrifice and thought for others. It says that it is a fine thing to be a man and have the power of helping others: that the best life is that which is entirely unselfish and a continual sacrifice. But looking at existence as a whole, and accepting the theory that the happiest and best life is a life of self-sacrifice, it declines to consider as satisfactory the world in which this principle holds good. Many of the best Europeans would probably say that their ideal is not continual personal enjoyment but activity which makes the world better. But this ideal implies a background of evil just as much as does the Buddha's teaching. If evil vanished, the ideal would vanish too.
There is one important negative aspect of the truth of suffering and indeed of all the four truths. A view of human life which is common in Christian and Mohammedan countries represents man as put in the world by God, and human life as a service to be rendered to God. Whether it is pleasant, worth living or not are hardly questions for God's servants. There is no trace of such a view in the Buddha's teaching. It is throughout assumed that man in judging human life by human standards is not presumptuous or blind to higher issues. Life involves unhappiness: that is a fact, a cardinal truth. That this unhappiness may be ordered for disciplinary or other mysterious motives by what is vaguely called One above, that it would disappear or be explained if we could contemplate our world as forming part of a larger universe, that "there is some far off divine event," some unexpected solution in the fifth act of this complicated tragedy, which could justify the creator of this dukkhakkhandha, this mass of unhappiness—for all such ideas the doctrine of the Blessed One has nothing but silence, the courteous and charitable silence which will not speak contemptuously. The world of transmigration has neither beginning nor end nor meaning: to those who wish to escape from it the Buddha can show the way: of obligation to stop in it there can be no question[441].
Buddhism is often described as pessimistic, but is the epithet just? What does it mean? The dictionary defines pessimism as the doctrine which teaches that the world is as bad as it can be and that everything naturally tends towards evil. That is emphatically not Buddhist teaching. The higher forms of religion have their basis and origin in the existence of evil, but their justification and value depend on their power to remove it. A religion, therefore, can never be pessimistic, just as a doctor who should simply pronounce diseases to be incurable would never be successful as a practitioner. The Buddha states with the utmost frankness that religion is dependent on the existence of evil. "If three things did not exist, the Buddha would not appear in the world and his law and doctrine would not shine. What are the three? Birth, old age and death." This is true. If there were people leading perfectly happy, untroubled lives, it is not likely that any thought of religion would enter their minds, and their irreligious attitude would be reasonable, for the most that any deity is asked to give is perfect happiness, and that these imaginary folk are supposed to have already. But according to Buddhism no form of existence can be perfectly happy or permanent. Gods and angels may be happier than men but they are not free from the tyranny of desire and ultimately they must fall from their high estate and pass away.
When the Buddha reflected on saṃsāra, the ever-changing world where nothing lasts, nothing fulfills us, and nothing can be defined as a true self, he articulated his main insights, both theoretical and practical, into four statements known as the four noble truths. These truths address suffering, the causes of suffering, the end of suffering, and the path leading to the end of suffering. They are seen as the core and essential part of Buddhism. Without them, the Buddha frequently asserted, there can be no liberation. In line with this, we observe that they are presented as previously taught by earlier Buddhas, suggesting that Gotama rediscovered them rather than created them. He even likens himself to someone who has uncovered an ancient city in a jungle and has helped bring it back to life. Thus, it wouldn't be surprising to find them in pre-Buddhist texts, and it's noted that they closely resemble the four sections of Hindu medicine: roga (disease), rogahetu (cause of disease), arogya (absence of disease), and bhaisajya (medicine). A similar association between medical language and moral philosophy appears in Yoga philosophy, and if it can be demonstrated that the four categories of medicine predated Buddhism, they might have influenced the framework of the four truths. Buddhism often equates life and passion with disease, and the Buddha is sometimes referred to as the King of Physicians. It's fair to sum up his teachings—albeit in a simplified manner—by saying that human life resembles a sick body needing cure through a proper approach. However, this doesn't undermine the Buddha’s claim to originality, as it lies in his ability to see life and spirituality in this light and to set aside the ritualistic, speculative, and self-punishing doctrines propagated around him.
The first truth asserts that existence entails suffering. It find emotional expression in a discourse from the Saṃyutta-Nikâya. "The cycle of rebirth, my disciples, has no clear beginning. There’s no observable origin from which beings emerge, and while trapped in ignorance, chained by desire, they stumble and wander. Which do you think is more— the tears you’ve shed while wandering on this long journey, grieving because you’re stuck with what you loathe and missing what you cherish—are these tears more than the waters of the four oceans? A mother’s death, a son’s death, a daughter’s death, loss of family, loss of wealth, sickness—these are experiences you’ve endured for ages—and while feeling these losses as you wandered on this long journey, grieving and weeping because you’re tied to what you hate and separated from what you love, your tears exceed the waters in the four oceans."
It’s striking that such statements drew no opposition. The Buddha wasn’t an isolated, discontented thinker like Schopenhauer in a hotel room; he was the leader of a highly successful religious movement aligned with the sentiments of the people. On many issues, his claims sparked debate and contradiction, but when he declared that all existence involves suffering, no one contested this statement: no one brought up the joys of life or employed the arguments that a healthy-minded modern essayist would use to refute pessimism. Regarding this matter, the Buddha's mindset reflected that of educated India. The presence of this belief among many intellectuals is as significant as the common European appreciation for the value of life and the enjoyment of activity for its own sake. Both perspectives must be considered by any theory aiming to understand what humanity thinks and feels about existence.
The serious and reflective nature of Indian thought isn't due to physical decline or a gloomy climate. Many writers suggest that Hindus live in a damp climate that deteriorates physical and moral strength. Personally, I believe India has a preferable climate to Europe, and while the debate may be largely subjective, one can point to the extensive physical and intellectual contributions made by Europeans in India. Moreover, it can’t be claimed that Buddhism diminishes life's joy and vitality. The Burmese are among the most cheerful people globally, and the Japanese are some of the most energetic; they are just as much Buddhists as Europeans are Christians. One could argue that the Europeans’ love for activity is largely a result of the harsh climate and uncomfortable societal conditions on their continent, which necessitate a constant struggle against the weather and ongoing discussions that prevent a calm and comprehensive outlook on life. In contrast, Indians, less burdened by such adversities, can appreciate the intrinsic value of life as an individual experience, rather than as part of a universal struggle—a viewpoint often held by serious Europeans, who tend to have vague notions about the challenges, causes, and outcomes of this struggle.
The Buddhist perspective doesn’t imply that life is trivial or insignificant, to be lived carelessly. Quite the opposite, being born as a human is a remarkable opportunity. Those who are born as humans at least have the chance to hear the truth and accumulate merit. "It’s hard to be born as a human, difficult to hear the true law," and when that opportunity arises, the fortunate being who has achieved human form and the crucial decisions they must make are emphasized with a seriousness comparable to Christian sermons. Someone who acts poorly as a human may fall back into the dreary cycles of lesser existences, among animals and blind, aimless beings who can't grasp the truth, even if they hear it. From this perspective, human life represents happiness, yet like every form of existence, it lacks satisfaction and permanence.
Dukkha is typically translated in English as pain or suffering, but there isn’t a perfect literary equivalent that can be consistently used in translations. The opposite state, sukha, translates fairly well to well-being, contentment, and happiness. Dukkha stands in contrast to this: it signifies uneasiness, discomfort, or difficulty. While pain or suffering might be too strong of translations, better alternatives don’t exist. When the Buddha elaborates on the challenges of the world, the most emphasized aspect that corrupts life is its impermanence.
"Is what is impermanent sorrow or joy?" he asks his disciples. "Sorrow, Lord," they reply, and this frequently repeated statement is always accepted as self-evident. The most commonly cited challenges are humanity's major incurable weaknesses: old age, sickness, and death, as well as the distress of being attached to what we detest and the sadness of separating from what we cherish. Another obvious challenge is that we often cannot attain what we desire or fulfill our ambitions. Thus, the mindset that prompts the Buddha's statements isn’t that of Ecclesiastes—the melancholy of someone who, having experienced everything, finds all to be meaningless—but is instead the regretful conclusion of someone who, while empathizing with higher passions—love, ambition, the quest for knowledge—must regard them as unsatisfactory. The human mind longs for something lasting, something it can claim as its own. It yearns to become something or create something that isn’t fleeting and that has inherent value. However, neither in this world nor in any other can such states and actions exist. Only in Nirvana do we find a state that transcends the transient, as it transcends desire. Not only human existence but all potential existences across all conceivable heavens must be unsatisfactory, for these existences are simply human life under favorable conditions. Some severe difficulties, like sickness, may be absent, but life in heaven is not eternal; it does not last, and it does not contain anything that either deity or man can rightfully call their own. It is noteworthy that when Christian writers attempt to depict the joys of an eternally satisfying heaven, they often resort to vague phrases like "Eye has not seen nor ear heard."
The European perspective on life diverges from the Asian view primarily in attributing value to actions themselves and not being distressed by their impermanence. It represents the theoretical aspect of the will to live, which can be expressed in philosophical discussions and in actions like procreation. An Englishman of varying capacity and mental sophistication is often content with a principle of existence such as having a good time, playing the game, fulfilling one’s duty, or working for a cause. Many intelligent individuals are willing to dedicate their lives to serving the British Empire: the fact that it is destined to fade away just like the Empire of Babylon, and that they are laboring for something impermanent, does not trouble them and is rarely at the forefront of their minds. Those Europeans who share a sentiment of dissatisfaction with impermanence often attempt to escape it through altruistic morality, maintaining that life—which is unfulfilling when viewed as a pursuit of happiness—gains real value when lived for others. From this standpoint, European moralists are inclined to criticize the Buddhist truths surrounding suffering and liberation from suffering as selfish. However, Buddhism is as rich, if not richer, in love, selflessness, and care for others as Christianity. It posits that being human is a noble thing, granting the power to aid others, and that the finest life is one of complete selflessness and ongoing sacrifice. Yet, when assessing existence holistically and accepting the idea that the most rewarding and virtuous life is one of self-sacrifice, it refrains from regarding the world where such a principle prevails as satisfactory. Many of the most admirable Europeans might claim that their ideal isn’t constant personal enjoyment but rather an active contribution to making the world better. This ideal, however, implies the presence of evil, just as with the Buddha's teachings. If evil were to vanish, this ideal would cease to exist as well.
There’s one significant negative aspect of the truth of suffering, and indeed of all four truths. A perspective on human life common in Christian and Islamic societies portrays humans as having been placed on Earth by God, with life as a service to be rendered to God. Whether such life is pleasant or worth living is generally not a concern for God’s servants. No trace of this belief is found in the Buddha’s teachings. It is consistently assumed that when humans evaluate life with human criteria, they are not being presumptuous or ignoring higher matters. Life entails unhappiness: this is a fact, a fundamental truth. Whether this unhappiness is arranged for discipline or other mysterious purposes by a vague notion of a higher power, whether it would disappear or be clarified if we could see our existence as part of a larger universe, or whether "there's some far-off divine event," some unexpected resolution in the climax of this complicated tragedy that would justify the creator of this mass of suffering—Buddhism says nothing on these matters, maintaining a respectful silence that does not belittle. The cycle of rebirth has no beginning, no end, and no inherent meaning: for those who wish to escape it, the Buddha can guide the way; there’s no obligation to remain in it.
Buddhism is often labeled as pessimistic, but is this label accurate? What does it really mean? The dictionary defines pessimism as the belief that the world is as bad as it can be and that everything naturally trends toward evil. That is emphatically not what Buddhism teaches. Higher forms of religion originate from the existence of evil, but their purpose and value depend on their ability to eliminate it. Thus, a religion can never truly be pessimistic, similar to a doctor who simply declares diseases incurable would not succeed in practice. The Buddha candidly states that religion relies on the reality of evil: "If three things did not exist, the Buddha would not appear in the world, and his law and teaching would not shine. What are the three? Birth, old age, and death." This statement holds truth. If there were individuals living perfectly happy and untroubled lives, it's unlikely that religion would even cross their minds, and their irreligiosity would be justifiable, as the maximum that any deity might be asked to provide is perfect happiness—which these imaginary folks are believed to possess already. However, Buddhism teaches that no form of existence can be completely happy or enduring. Gods and angels may experience more happiness than humans, but they remain under the dominion of desire, and in the end, they, too, must lose their exalted position and fade away.
4
The second Truth declares the origin of suffering. "It is," says the Buddha, "the thirst which causes rebirth, which is accompanied by pleasure and lust and takes delight now here, now there; namely, the thirst for pleasure, the thirst for another life, the thirst for success." This Thirst (Taṇhâ) is the craving for life in the widest sense: the craving for pleasure which propagates life, the craving for existence in the dying man which brings about another birth, the craving for wealth, for power, for pre-eminence within the limits of the present life. What is the nature of this craving and of its action? Before attempting to answer we must consider what is known as the chain of causation[442], one of the oldest, most celebrated, and most obscure formulæ of Buddhism. It is stated that the Buddha knew it before attaining enlightenment[443], but it is second in importance only to the four truths, and in the opening sections of the Mahâvagga, he is represented as meditating on it under the Bo-tree, both in its positive and negative form. It runs as follows: "From ignorance come the sankhâras, from the sankhâras comes consciousness, from consciousness come name-and-form, from name-and-form come the six provinces (of the senses), from the six provinces comes contact, from contact comes sensation, from sensation comes craving, from craving comes clinging, from clinging comes existence, from existence comes birth, from birth come old age and death, pain and lamentation, suffering, sorrow, and despair. This is the origin of this whole mass of suffering. But by the destruction of ignorance, effected by the complete absence of lust, the sankhâras are destroyed, by the destruction of the sankhâras, consciousness is destroyed" and so on through the whole chain backwards.
The chain is also known as the twelve Nidânas or causes. It is clearly in its positive and negative forms an amplification of the second and third truths respectively, or perhaps they are a luminous compendium of it.
Besides the full form quoted above there are shorter versions. Sometimes there are only nine links[444] or there are five links combined in an endless chain[445]. So we must not attach too much importance to the number or order of links. The chain is not a genealogy but a statement respecting the interdependence of certain stages and aspects of human nature. And though the importance of cause (hetu) is often emphasized, the causal relation is understood in a wider sense than is usual in our idiom. If there were no birth, there would be no death, but though birth and death are interdependent we should hardly say that birth is the cause of death.
In whatever way we take the Chain of Causation, it seems to bring a being into existence twice, and this is the view of Buddhaghosa who says that the first two links (ignorance and the sankhâras) belong to past time and explain the present existence: the next eight (consciousness to existence) analyse the present existence: and the last two (birth and old age) belong to future time, representing the results in another existence of desire felt in this existence. And that is perhaps what the constructor of the formula meant. It is clearest if taken backwards. Suppose, the Buddha once said to Ânanda[446], there were no birth, would there then be any old age or death? Clearly not. That is the meaning of saying that old age and death depend on birth: if birth were annihilated, they too would be annihilated. Similarly birth depends on Bhava which means becoming and does not imply anything self-existent and stationary: all the world is a continual process of coming into existence and passing away. It is on the universality of this process that birth (jâti) depends. But on what does the endless becoming itself depend? We seem here on the threshold of the deepest problems but the answer, though of wide consequences, brings us back to the strictly human and didactic sphere. Existence depends on Upâdâna. This word means literally grasping or clinging to and should be so translated here but it also means fuel and its use is coloured by this meaning, since Buddhist metaphor is fond of describing life as a flame. Existence cannot continue without the clinging to life, just as fire cannot continue without fuel[447].
The clinging in its turn depends on Taṇhâ, the thirst or craving for existence. The distinction between taṇhâ and upâdâna is not always observed, and it is often said taṇhâ is the cause of karma or of sorrow. But, strictly speaking, upâdâna is the grasping at life or pleasure: taṇhâ is the incessant, unsatisfied craving which causes it. It is compared to the birana, a weed which infests rice fields and sends its roots deep into the ground. So long as the smallest piece of root is left the weed springs up again and propagates itself with surprising rapidity, though the cultivator thought he had exterminated it. This metaphor is also used to illustrate how taṇhâ leads to a new birth. Death is like cutting down the plant: the root remains and sends up another growth.
We now seem to have reached an ultimate principle and basis, namely, the craving for life which transcends the limits of one existence and finds expression in birth after birth. Many passages in the Pitakas justify the idea that the force which constructs the universe of our experience is an impersonal appetite, analogous to the Will of Schopenhauer. The shorter formula quoted above in which it is said that the sankhâras come from taṇhâ also admits of such an interpretation. But the longer chain does not, or at least it considers taṇhâ not as a cosmic force but simply as a state of the human mind. Suffering can be traced back to the fact that men have desire. To what is desire due? To sensation. With this reply we leave the great mysteries at which the previous links seemed to hint and begin one of those enquiries into the origin and meaning of human sensation which are dear to early Buddhism. Just as there could be no birth if there were no existence, so there could be no desire if there were no sensation. What then is the cause of sensation? Contact (phasso). This word plays a considerable part in Buddhist psychology and is described as producing not only sensation but perception and volition (cetanâ)[448]. Contact in its turn depends on the senses (that is the five senses as we know them, and mind as a sixth) and these depend on name-and-form. This expression, which occurs in the Upanishads as well as in Buddhist writings, denotes mental and corporeal life. In explaining it the commentators say that form means the four elements and shape derived from them and that name means the three skandhas of sensation, perception and the sankhâras. This use of the word nâma probably goes back to ancient superstitions which regarded a man's name as containing his true being but in Buddhist terminology it is merely a technical expression for mental states collectively. Buddhaghosa observes that name-and-form are like the playing of a lute which does not come from any store of sound and when it ceases does not go to form a store of sound elsewhere.
On what do name-and-form depend? On consciousness. This point is so important that in teaching Ânanda the Buddha adds further explanations. "Suppose," he says, "consciousness were not to descend into the womb, would name-and-form consolidate in the womb? No, Lord. Therefore, Ânanda, consciousness is the cause, the occasion, the origin of name-and-form." But consciousness according to the Buddha's teaching[449] is not a unity, a thinking soul, but mental activity produced by various appropriate causes. Hence it cannot be regarded as independent of name-and-form and as their generator. So the Buddha goes on to say that though name-and-form depend on consciousness it is equally true that consciousness depends on name-and-form. The two together make human life: everything that is born, and dies or is reborn in another existence[450], is name-and-form plus consciousness.
What we have learnt hitherto is that suffering depends on desire and desire on the senses. For didactic purposes this is much, but as philosophy the result is small: we have merely discovered that the world depends on name-and-form plus consciousness, that is on human beings. The first two links of the chain (the last in our examination) do not leave the previous point of view—the history of individual life and not an account of the world process—but they have at least that interest which attaches to the mysterious.
"Consciousness depends on the sankhâras." Here the sankhâras seem to mean the predispositions anterior to consciousness which accompany birth and hence are equivalent to one meaning of Karma, that is the good and bad qualities and tendencies which appear when rebirth takes place. Perhaps the best commentary on the statement that consciousness depends on the sankhâras is furnished by a Sutta called Rebirth according to the sankhâras[451]. The Buddha there says that if a monk possessed of the necessary good qualities cherishes a wish to be born after death as a noble, or in one of the many heavens, "then those predispositions (sankhâra) and mental conditions (vihâro) if repeated[452] conduce to rebirth" in the place he desires. Similarly when Citta is dying, the spirits of the wood come round his death-bed and bid him wish to be an Emperor in his next life. Thus a personality with certain predispositions and aptitudes may be due to the thought and wishes of a previous personality[453], and these predispositions, asserts the last article of the formula, depend upon ignorance. We might be tempted to identify this ignorance with some cosmic creative force such as the Unconscious of Hartmann or the Mâyâ of Śankara. But though the idea that the world of phenomena is a delusion bred of ignorance is common in India, it does not enter into the formula which we are considering. Two explanations of the first link are given in the Pitakas, which are practically the same. One[454] states categorically that the ignorance which produces the sankhâras is not to know the four Truths. Elsewhere[455] the Buddha himself when asked what ignorance means replies that it is not to know that everything must have an origin and a cessation. The formula means that it is ignorance of the true nature of the world and the true interests of mankind that brings about the suffering which we see and feel. We were born into the world because of our ignorance in our last birth and of the desire for re-existence which was in us when we died.
Of the supreme importance attached to this doctrine of causation there can be no doubt. Perhaps the best instance is the story of Sâriputta's conversion. In the early days of the Buddha's mission he asked for a brief summary of the new teaching and in reply the essential points were formulated in the well-known verses which declare that all things have a cause and an end[456]. Such utterances sound like a scientific dictum about the uniformity of nature or cosmic law. But though the Pitakas imply some such idea, they seem to shrink from stating it clearly. They do not emphasize the orderly course of nature or exhort men to live in harmony with it. We are given to understand that the intelligence of those supermen who are called Buddhas sees that the four Truths are a consequence of the nature of the universe but subsequent instruction bids us attend to the truths themselves and not to their connection with the universal scheme. One reason for this is that Indians were little inclined to think of impersonal laws and forces[457]. The law of karma and the periodic rhythm of growth and decay which the universe obeys are ideas common to Hinduism and Buddhism and not incompatible with the mythology and ritual to which the Buddha objected. And though the Pitakas insist on the universality of causation, they have no notion of the uniformity of nature in our sense[458]. The Buddhist doctrine of causation states that we cannot obtain emancipation and happiness unless we understand and remove the cause of our distress, but it does not discuss cosmic forces like karma and Mâyâ. Such discussion the Buddha considered unprofitable[459] and perhaps he may have felt that insistence on cosmic law came dangerously near to fatalism[460].
Though the number of the links may be varied the Buddha attached importance to the method of concatenation and the impersonal formulation of the whole and in one passage[461] he objects to the questions, what are old age and death and who is it that has old age and death. Though the chain of causation treats of a human life, it never speaks of a person being born or growing old and Buddhaghosa[462] observes that the Wheel of existence is without known beginning, without a personal cause or passive recipient and empty with a twelvefold emptiness. It has no external cause such as Brahma or any deity "and is also wanting in any ego passively recipient of happiness and misery."
The twelve Nidânas have passed into Buddhist art as the Wheel of Life. An ancient example of this has been discovered in the frescoes of Ajanta and modern diagrams, which represent the explanations current in mediæval India, are still to be found in Tibet and Japan[463]. In the nave of the wheel are three female figures signifying passion, hatred and folly and in the spaces between the spokes are scenes depicting the phases of human life: round the felly runs a series of pictures representing the twelve links of the chain. The first two links are represented by a blind man or blind camel and by a potter making pots. The third, or consciousness, is an ape. Some have thought that this figure represents the evolution of mind, which begins to show itself in animals and is perfected in man. It may however refer to a simile found in the Pitakas[464] where the restless, changeable mind is compared to a monkey jumping about in a tree.
The second Truth talks about the origin of suffering. "It is," says the Buddha, "the craving that causes rebirth, which is linked to pleasure and desire, finding enjoyment here and there; specifically, the craving for pleasure, the craving for another life, the craving for success." This Thirst (Taṇhâ) is the deep desire for life in the broadest sense: the urge for pleasure that sustains life, the longing for existence in those who are dying that leads to another birth, the desire for wealth, for power, and for prominence within this life. What is the nature of this craving and how does it operate? Before answering, we need to look at the chain of causation [442], one of the oldest, most well-known, and most complex ideas in Buddhism. It's said that the Buddha understood it before achieving enlightenment [443], but its importance is second only to the four truths, and in the initial sections of the Mahâvagga, he is shown meditating on it under the Bo-tree, in both its positive and negative forms. It unfolds as follows: "From ignorance come the sankhâras, from the sankhâras comes consciousness, from consciousness comes name-and-form, from name-and-form come the six senses, from the six senses comes contact, from contact comes sensation, from sensation comes craving, from craving comes clinging, from clinging comes existence, from existence comes birth, from birth come old age and death, pain and lamentation, suffering, sorrow, and despair. This is the root of this entire mass of suffering. But by eliminating ignorance, achieved through the complete absence of lust, the sankhâras are destroyed, and by the destruction of the sankhâras, consciousness is eliminated," and so on through the entire chain backwards.
The chain is also known as the twelve Nidânas or causes. In both its positive and negative forms, it amplifies the second and third truths respectively, or perhaps they sum it up brilliantly.
Besides the complete form mentioned above, there are shorter versions. Sometimes there are only nine links [444] or five links combined in an endless chain [445]. Hence, we shouldn't overly fixate on the number or order of links. The chain isn't a genealogy but a statement about the interdependence of certain stages and aspects of human nature. Although the importance of cause (hetu) is often stressed, the causal relation is understood in a broader way than is typical in our language. If there were no birth, there would be no death, but while birth and death are interdependent, we wouldn’t necessarily say that birth causes death.
In whatever way we consider the Chain of Causation, it seems to bring a being into existence twice, which is the view of Buddhaghosa. He states that the first two links (ignorance and the sankhâras) relate to the past and explain the current existence; the next eight (from consciousness to existence) break down the present existence; and the last two (birth and old age) refer to the future, indicating the outcomes in another existence of desires felt in this one. This might be what the creator of the formula intended. It is clearest when looked at in reverse. Suppose, the Buddha once said to Ânanda [446], there were no birth, would there be any old age or death? Certainly not. That captures the essence of stating that old age and death depend on birth: if birth were gone, so would they. Similarly, birth relies on Bhava, which means becoming and doesn’t imply anything eternal and static; the entire world is a perpetual cycle of creation and dissolution. It is on the universality of this cycle that birth (jâti) depends. But what does this endless becoming itself depend on? We seem to be at the edge of the deepest questions, but the answer, though far-reaching, takes us back into the strictly human and educational realm. Existence relies on Upâdâna. This term literally means grasping or clinging to and should be translated that way here, but it also means fuel, and this meaning colors its use, as Buddhist metaphor often describes life as a flame. Existence cannot persist without clinging to life, just as fire cannot exist without fuel [447].
This clinging, in turn, depends on Taṇhâ, the craving or thirst for existence. The distinction between taṇhâ and upâdâna is sometimes overlooked, and it’s often suggested that taṇhâ causes karma or sorrow. However, strictly speaking, upâdâna refers to the grasping at life or pleasure: taṇhâ is the constant, unfulfilled thirst that drives it. It’s likened to the birana, a weed that invades rice fields and sends its roots deep into the soil. As long as the smallest piece of root remains, the weed quickly re-emerges and spreads, even after a cultivator thinks they’ve eliminated it. This metaphor is also used to illustrate how taṇhâ leads to a new birth. Death is akin to cutting down the plant: the root stays and grows another shoot.
We seem to have uncovered a fundamental principle and foundation: the craving for life that transcends the limits of a single existence and expresses itself in constant rebirth. Many passages in the Pitakas support the notion that the driving force behind our reality is an impersonal appetite, much like Schopenhauer’s Will. The shorter formula mentioned above, stating that the sankhâras arise from taṇhâ, can also be interpreted this way. However, the longer chain does not frame taṇhâ as a cosmic force but rather as a state of the human mind. Suffering traces back to the fact that humans have desires. What are desires a result of? Sensation. With this answer, we step away from the grand mysteries hinted at by the previous links and delve into an exploration of the origin and meaning of human sensation, a core interest of early Buddhism. Just as there can be no birth without existence, there can be no desire without sensation. What then is the cause of sensation? Contact (phasso). This term plays a significant role in Buddhist psychology and is described as producing not just sensation but also perception and volition (cetanâ) [448]. Contact relies on the senses (namely the five senses we recognize, plus the mind as a sixth), and these depend on name-and-form. This term, which appears in both the Upanishads and Buddhist writings, refers to mental and physical life. In explaining it, commentators say that form signifies the four elements and their shapes, while name implies the three skandhas of sensation, perception, and the sankhâras. This use of the word nâma likely traces back to ancient beliefs suggesting that a person’s name contains their true essence, but in Buddhist terminology, it’s just a technical term for collective mental states. Buddhaghosa notes that name-and-form are like the music of a lute; it doesn’t come from a reservoir of sound and when it stops doesn’t create a reservoir of sound elsewhere.
What do name-and-form depend on? On consciousness. This point is so crucial that in teaching Ânanda, the Buddha provides further clarification. "Imagine," he says, "if consciousness didn’t enter the womb, would name-and-form develop there? No, Lord. Therefore, Ânanda, consciousness is the cause, the reason, the origin of name-and-form." However, according to the Buddha's teachings [449], consciousness is not a singular entity, a thinking soul, but a mental activity produced by various appropriate causes. Thus, it cannot be viewed as independent of name-and-form or as their creator. The Buddha continues to explain that while name-and-form rely on consciousness, it is equally true that consciousness relies on name-and-form. Together, they create human life: everything that is born, dies, or is reborn in another existence [450], is name-and-form plus consciousness.
What we have learned so far is that suffering hinges on desire, and desire hinges on the senses. For educational purposes, this is significant, but philosophically it leaves much to be desired: we’ve merely realized that the world relies on name-and-form plus consciousness, essentially on human beings. The first two links of the chain (the last in our consideration) don’t shift from the previous perspective—the story of individual life rather than an account of the world process—but they carry that intrinsic interest related to the mysterious.
"Consciousness is dependent on the sankhâras." Here, the sankhâras seem to indicate the predispositions that precede consciousness, which accompany birth and are therefore similar to one aspect of Karma, meaning the good and bad qualities and tendencies that emerge upon rebirth. A helpful commentary on the statement that consciousness relies on the sankhâras can be found in a Sutta called Rebirth according to the sankhâras [451]. There, the Buddha indicates that if a monk with the right qualities wishes to be born after death as a noble, or in one of many heavens, "then those predispositions (sankhâra) and mental conditions (vihâro) if repeated [452] contribute to rebirth" in the desired place. Similarly, when Citta is dying, the spirits of the forest surround his deathbed, encouraging him to wish to be an Emperor in his next life. Thus, a personality with specific predispositions and abilities may stem from the thoughts and wishes of a previous personality [453], and these predispositions, as the final statement of the formula suggests, come from ignorance. We might be inclined to equate this ignorance with some cosmic creative force like Hartmann’s Unconscious or the Mâyâ of Śankara. Yet, while the idea that the world of phenomena is an illusion born of ignorance is common in India, it doesn’t feature in the formula we’re discussing. Two explanations of the first link are provided in the Pitakas, which are virtually identical. One [454] clearly states that the ignorance causing the sankhâras is a lack of knowledge regarding the four Truths. Elsewhere [455], when asked about the meaning of ignorance, the Buddha responds that it is not knowing that everything must originate and eventually cease. The formula suggests that ignorance of the world’s true nature and humanity’s true interests leads to the suffering we experience. We came into the world due to our ignorance in our last life and the desire for rebirth that was within us when we passed away.
There is no doubt about the essential importance attributed to this doctrine of causation. A prime example is the story of Sâriputta's conversion. In the early days of the Buddha's mission, he asked for a concise summary of the new teachings, and in response, the key points were laid out in the well-known verses stating that all things have a cause and an end [456]. Such statements resemble a scientific principle regarding the consistency of nature or cosmic law. While the Pitakas imply such an idea, they seem hesitant to express it clearly. They do not emphasize the orderly nature of things or encourage people to align their lives with it. We understand that the intelligence of those exceptional beings known as Buddhas perceives the four Truths as a result of the universe's nature, but later instructions urge us to focus on the truths themselves rather than their relation to the universal scheme. One reason for this is that Indians were not particularly inclined to consider impersonal laws and forces [457]. The concepts of karma and the cycles of growth and decay that govern the universe are prevalent in both Hinduism and Buddhism and do not conflict with the mythology and rituals which the Buddha criticized. Although the Pitakas emphasize the universality of causation, they do not share a concept of the uniformity of nature as we understand it [458]. The Buddhist doctrine of causation maintains that we cannot achieve liberation and happiness unless we understand and eliminate the causes of our suffering; however, it does not delve into cosmic forces like karma and Mâyâ. Such discussions the Buddha deemed unhelpful [459], and perhaps he felt that an emphasis on cosmic law edged too close to fatalism [460].
Although the number of links may vary, the Buddha placed importance on the structure of the chain and the impersonal framing of it all, and in one passage [461] he criticizes the questions, what are old age and death and who experiences old age and death. While the chain of causation refers to human life, it never mentions a person being born or aging, and Buddhaghosa [462] notes that the Wheel of existence has no known beginning, no personal cause or passive recipient, and is empty with a twelvefold emptiness. It has no external cause like Brahma or any deity "and lacks any self that passively receives happiness and suffering."
The twelve Nidânas have been represented in Buddhist art as the Wheel of Life. An ancient illustration of this has been discovered in the frescoes of Ajanta, and modern diagrams depicting the explanations prevalent in medieval India are still found in Tibet and Japan [463]. In the center of the wheel are three female figures symbolizing passion, hatred, and ignorance, and between the spokes are scenes depicting phases of human life: around the outer edge runs a series of images representing the twelve links of the chain. The first two links are illustrated by a blind man or blind camel and a potter making pots. The third link, or consciousness, is represented by an ape. Some believe this figure symbolizes the evolution of mind, which begins to manifest in animals and reaches perfection in humans. However, it may also relate to a simile found in the Pitakas [464] where the restless, ever-changing mind is compared to a monkey jumping in a tree.
5
We have now examined three of the four Truths, for the Chain of Causation in its positive form gives us the origin of suffering and in its negative form the facts as to the extinction of suffering: it teaches that as its links are broken suffering disappears. The fourth truth, or the way which leads to the extinction of suffering, gives practical directions to this effect. The way is the Noble Eightfold Path consisting of: right views, right aspirations, right speech, right conduct, right livelihood, right effort, right mindfulness, right rapture. This formula is comparable not with the Decalogue, to which correspond the precepts for monks and laymen, but rather with the Beatitudes. It contains no commands or prohibitions but in the simplest language indicates the spirit that leads to emancipation. It breathes an air of noble freedom. It says nothing about laws and rites: it simply states that the way to be happy is to have a good heart and mind, taking shape in good deeds and at last finding expression and fulfilment in the rapture of ecstasy. We may think the numerical subdivisions of the Path pedantic and find fault with its want of definition, for it does not define the word right (sammâ) which it uses so often, but in thus ignoring ceremonialism and legalism and making simple goodness in spirit and deed the basis of religion. Gotama rises above all his contemporaries and above all subsequent teachers except Christ. In detaching the perfect life from all connection with a deity or outside forces and in teaching man that the worst and best that can happen to him lie within his own power, he holds a unique position.
Indian thought has little sympathy with the question whether morality is utilitarian or intuitionist, whether we do good to benefit ourselves or whether certain acts and states are intrinsically good. The Buddha is a physician who prescribes a cure for a disease—the disease of suffering—and that cure is not a quack medicine which pretends to heal rapidly but a regime and treatment. If we ask whether the reason for following the regime is that it is good for us or that it is scientifically correct; or why we want to be well or whether health is really good: both the Buddha and the physician would reply that such questions are tiresome and irrelevant. With an appearance of profundity, they ask nothing worth answering. The eightfold path is the way and the only way of salvation. Its form depends on the fact that the knowledge of the Buddha, which embraces the whole universe, sees that it is a consequence of the nature of things. In that sense it may be described as an eternal law, but this is not the way in which the Pitakas usually speak of it and it is not represented as a divine revelation dictated by other than human motives. "Come, disciples," the Buddha was wont to say, "lead a holy life for the complete extinction of suffering." Holiness is simply the way out of misery into happiness. To ask why we should take that way, would seem to an Indian an unnecessary question, as it might seem to a Christian if he were asked why he wants to save his soul, but if the question is pressed, the answer must be at every point, for the Christian as much as for the Buddhist, to gain happiness[465]. Incidentally the happiness of others is fully cared for, since both religions make unselfishness the basis of morality and hold that the conscious and selfish pursuit of happiness is not the way to gain it, but if we choose to apply European methods of analysis to the Buddha's preaching, it is utilitarian. But the fact that he and his first disciples did not think such analysis and discussion necessary goes far to show that the temper created in his Order was not religiously utilitarian. It never occurred to them to look at things that way.
The eightfold path is the road to happiness but it is the way, not the destination, and the action of the Buddha and his disciples is something beyond it. They had obtained the goal, for they were all Arhats, and they might, if they had been inspired by that selfishness which some European authors find prominent in Buddhism, have entered into their rest. Yet the Buddha bade them go among men and preach "for the gain and welfare of many" and they continued their benevolent activity although it could add nothing to the reward which they had already won.
The Buddha often commented on the eightfold path, and we may follow one of the expositions attributed to him[466]. What, he asks, is meant by right views (Sammâdiṭṭhi)? Simply a knowledge of the four truths, and of such doctrines about personality and karma as are implied in them. But the negative aspects of this Sammâdiṭṭhi are more striking than the positive. It does not imply any philosophical or metaphysical system: the Buddha has shaken off all philosophical theories[467]. Secondly, it does not imply that any knowledge or belief is of efficacy in itself, as the lore of the Brahmans is supposed to be or those Christian creeds which save by faith. The Buddha has not a position such as the Church attributes to Christ, or later Buddhism to Amida. All that is required under the head of right belief is a knowledge of the general principles and programme of Buddhism.
The Buddha continues, What is right resolve? It is the resolve to renounce pleasures, to bear no malice and do no harm. What is right speech? To abstain from lying and slandering, harsh words and foolish chatter. What is right conduct? To abstain from taking life, from stealing, from immorality. What is right livelihood? To abandon wrong occupations and get one's living by a right occupation. This is elsewhere defined as one that does not bring hurt or danger to any living thing, and five bad occupations are enumerated, namely, those of a caravan-trader, slave-dealer, butcher, publican and poison seller. European critics of Buddhism have often found fault with its ethics as being a morality of renunciation, and in the explanation epitomized above each section of the path is interpreted in this way. But this negative form is not a peculiarity of Buddhism. Only two of the commandments in our Decalogue are positive precepts; the rest are prohibitions. The same is true of most early codes. The negative form is at once easier and more practical for it requires a mental effort to formulate any ideal of human life; it is comparatively easy to note the bad things people do, and say, don't. The pruning of the feelings, the cutting off of every tendril which can cling to the pleasures of sense, is an essential part of that mental cultivation in which the higher Buddhism consists. But the Pitakas say clearly that what is to be eliminated is only bad mental states. Desire for pleasure and striving after wealth are bad, but it does not follow that desire and striving are bad in themselves. Desire for what is good (Dhammachando as opposed to Kâmachando) is itself good, and the effort to obtain nirvana is often described as a struggle or wrestling[468]. Similarly though absolute indifference to pains and pleasures is the ideal for a Bhikkhu, this by no means implies, as is often assumed, a general insensibility and indifference, the harmless oyster-like life of one who hurts nobody and remains in his own shell. European criticisms on the selfishness and pessimism of Buddhism forget the cheerfulness and buoyancy which are the chief marks of its holy men. The Buddhist saint is essentially one who has freed himself. His first impulse is to rejoice in his freedom and share it with others, not to abuse the fetters he has cut away. Active benevolence and love[469] are enjoined as a duty and praised in language of no little beauty and earnestness. In the Itivuttaka[470] the following is put into the mouth of Buddha. "All good works whatever[471] are not worth one sixteenth part of love which sets free the heart. Love which sets free the heart comprises them: it shines, gives light and radiance. Just as the light of all the stars is not worth one sixteenth of the light of the moon: as in the last month of the rains in the season of autumn, when the sky is clear and cloudless the sun mounts up on high and overcomes darkness in the firmament: as in the last hour of the night when the dawn is breaking, the morning star shines and gives light and radiance: even so does love which sets free the soul and comprises all good works, shine and give light and radiance." So, too, the Sutta-Nipâta bids a man love not only his neighbour but all the world. "As a mother at the risk of her life watches over her own child, her only child, so let every one cultivate a boundless love towards all beings[472]." Nor are such precepts left vague and universal. If some of his acts and words seem wanting in family affection, the Buddha enjoined filial piety as emphatically as Moses or Confucius. There are two beings, he says, namely Father and Mother, who can never be adequately repaid[473]. If a man were to carry his parents about on his shoulders for a hundred years or could give them all the kingdoms and treasures of the earth, he still would not discharge his debt of gratitude[474]. But whereas Confucius said that the good son does not deviate from the way of his father, the Buddha, who was by no means conservative in religious matters, said that the only way in which a son could repay his parents was by teaching them the True Law.
The Buddha defines the sixth section of the path more fully than those which precede. Right effort, he says, is when a monk makes an effort, and strives to prevent evil states of mind from arising: to suppress them if they have arisen: to produce good states of mind, and develop and perfect them. Hitherto we have been considering morality, indispensable but elementary. This section is the beginning of the specially Buddhist discipline of mental cultivation. The process is apt to seem too self-conscious: we wonder if a freer growth would not yield better fruits. But in a comparison with the similar programmes of other religions Buddhism has little to fear. Its methods are not morbid or introspective: it does not fetter the intellect with the bonds of authority. The disciple has simply to discriminate between good and bad thoughts, to develop the one and suppress the other. It is noticeable that under this heading of right effort, or right wrestling as it is sometimes called, both desire and striving for good ends are consecrated. Sloth and torpor are as harmful to spiritual progress as evil desires and as often reprimanded. Also the aim is not merely negative: it is partly creative. The disciple is not to suppress will and feeling, but he is to make all the good in him grow; he should foster, increase and perfect it.
What is right-mindfulness[475], the seventh section of the path? It is "When a monk lives as regards the body, observant of the body, strenuous, conscious, mindful and has rid himself of covetousness and melancholy": and similarly as regards the sensations, the mind and phenomena. The importance of this mindfulness is often insisted on. It amounts to complete self-mastery by means of self-knowledge which allows nothing to be done heedlessly and mechanically and controls not merely recognized acts of volition but also those sense-impressions in which we are apt to regard the mind as merely receptive. "Self is the lord of self: who else should be the lord? With self well subdued, a man finds a lord such as few can find[476]."
Although the Buddha denies that there is any soul or self (attâ) apart from the skandhas, yet here his ethical system seems to assume that a ruling principle which may be called self does exist. Nor is the discrepancy fully explained by saying that the non-existence of self or soul is the correct dogma and that expressions like self being the lord of self are concessions to the exigencies of exposition. The evolution of the self-controlled saint out of the confused mental states of the ordinary man is a psychological difficulty. As we shall see, when the eightfold path has been followed to the end new powers arise in the mind, new lights stream into it. Yet if there is no self or soul, where do they arise, into what do they stream?
The doctrine of Gotama as expressed in his earliest utterance on the subject to the five monks at Benares is that neither the body, nor any mental faculty to which a name can be given, is what was called in Brahmanic theology âtman, that is to say an entity which is absolutely free, imperishable, changeless and not subject to pain. This of course does not exclude the possibility that there may be something which does not come under any of the above categories and which may be such an entity as described. Indeed Brahmanic works which teach the existence of the âtman often use language curiously like that of Buddhism. Thus the Bhagavad-gîtâ[477] says that actions are performed by the Guṇas and only he who is deluded by egoism thinks "I am the doer." And the Vishnu Purana objects to the use of personal pronouns. "When one soul is dispersed in all bodies, it is idle to ask who are you, who am I[478]?" The accounts of the Buddhist higher life would be easier to understand if we could suppose that there is such a self: that the pilgrim who is walking in the paths gradually emancipates, develops and builds it up: that it becomes partly free in nirvana before death and wholly free after death. Schrader[479] has pointed out texts in the Pitakas which seem to imply that there is something which is absolute and therefore not touched by the doctrine of anattâ. In a remarkable passage[480] the Buddha says: Therefore my disciples get rid of what is not yours. To get rid of it will mean your health and happiness for a long time. Form, sensation, perception, etc., are not yours; get rid of them. If a man were to take away, or burn, or use for his needs, all the grass, and boughs, and branches and leaves in this Jeta wood, would it ever occur to you to say, the man is taking us away, burning us, or using us for his needs? Certainly not, Lord. And why not? Because, Lord, it is not our self or anything belonging to our self. Just in the same way, replies the Buddha, get rid of the skandhas. The natural sense of this seems to be that the skandhas have no more to do with the real being of man than have the trees of the forest where he happens to be[481]. This suggests that there is in man something real and permanent, to be contrasted with the transitory skandhas and when the Buddha asks whether anything which is perishable and changeable can be called the self, he seems to imply that there is somewhere such a self. But this point cannot be pressed, for it is perfectly logical to define first of all what you mean by a ghost and then to prove that such a thing does not exist. If we take the passages at present collected as a whole, and admit that they are somewhat inconsistent or imperfectly understood, the net result is hardly that the name of self can be given to some part of human nature which remains when the skandhas are set on one side.
But though the Buddha denied that there is in man anything permanent which can be called the self, this does not imply a denial that human nature can by mental training be changed into something different, something infinitely superior to the nature of the ordinary man, perhaps something other than the skandhas[482]. One of his principal objections to the doctrine of the permanent self was that, if it were true, emancipation and sanctity would be impossible[483], because human nature could not be changed. In India the doctrine of the âtman was really dangerous, because it led a religious man to suppose that to ensure happiness and emancipation it is only necessary to isolate the âtman by self-mortification and by suppressing discursive thought as well as passion. But this, the Buddha teaches, is a capital error. That which can make an end of suffering is not something lurking ready-made in human nature but something that must be built up: man must be reborn, not flayed and stripped of everything except some core of unchanging soul. As to the nature of this new being the Pitakas are reticent, but not absolutely silent, as we shall see below. Our loose use of language might possibly lead us to call the new being a soul, but it is decidedly not an âtman, for it is something which has been brought into being by deliberate effort. The collective name for these higher states of mind is paññâ[484], wisdom or knowledge. This word is the Pali equivalent of the Sanskrit prajñâ and is interesting as connecting early and later Buddhism, for prajñâ in the sense of transcendental or absolute knowledge plays a great part in Mahayanism and is even personified.
The Pitakas imply that Buddhas and Arhats can understand things which the ordinary human mind cannot grasp and human words cannot utter. Later Indian Buddhists had no scruples in formulating what the master left unformulated. They did not venture to use the words âtman or attâ, but they said that the saint can rise above all difference and plurality, transcend the distinction between subject and object and that nirvana is the absolute (Bhûtatathatâ). The Buddha would doubtless have objected to this terminology as he objected to all attempts to express the ineffable but perhaps the thought which struggles for expression in such language is not far removed from his own thought.
One of the common Buddhist similes for human life is fire and it is the best simile for illuminating all Buddhist psychology. To insist on finding a soul is like describing flames as substances. Fire is often spoken of as an element but it is really a process which cannot be isolated or interrupted. A flame is not the same as its fuel and it can be distinguished from other flames. But though you can individualize it and propagate it indefinitely, you cannot isolate it from its fuel and keep it by itself. Even so in the human being there is not any soul which can be isolated and go on living eternally but the analogy of the flame still holds good. Unseizable though a flame may be, and undefinable as substance, it is not unreasonable to trim a fire and make a flame rise above its fuel, free from smoke, clear and pure. If it were a conscious flame, such might be its own ideal.
The eighth and last section of the path is sammâ-samâdhi, right concentration or rapture. Mental concentration is essential to samâdhi, which is the opposite of those wandering desires often blamed as seeking for pleasure here and there. But samâdhi is more than mere concentration or even meditation and may be rendered by rapture or ecstasy, though like so many technical Buddhist terms it does not correspond exactly to any European word. It takes in Buddhism the place occupied in other religions by prayer—prayer, that is, in the sense of ecstatic communion with the divine being. The sermon[485] which the Buddha preached to King Ajâtasattu on the fruits of the life of a recluse gives an eloquent account of the joys of samâdhi. He describes how a monk[486] seats himself in the shade of a tree or in some mountain glen and then "keeping his body erect and his intelligence alert and intent" purifies his mind from all lust, ill-temper, sloth, fretfulness and perplexity. When these are gone, he is like a man freed from jail or debt, gladness rises in his heart and he passes successively through four stages of meditation[487]. Then his whole mind and even his body is permeated with a feeling of purity and peace. He concentrates his thoughts and is able to apply them to such great matters as he may select. He may revel in the enjoyment of supernatural powers, for we cannot deny that the oldest documents which we possess credit the sage with miraculous gifts, though they attach little importance to them, or he may follow the train of thought which led the Buddha himself to enlightenment. He thinks of his previous births and remembers them as clearly as a man who has been a long walk remembers at the end of the day the villages through which he has passed. He thinks of the birth and deaths of other beings and sees them as plainly as a man on the top of a house sees the people moving in the streets below. He realizes the full significance of the four truths and he understands the origin and cessation of the three great evils, love of pleasure, love of existence and ignorance. And when he thus sees and knows, his heart is set free. "And in him thus set free there arises the knowledge of his freedom and he knows that rebirth has been destroyed, the higher life has been led, what had to be done has been done. He has no more to do with this life. Just as if in a mountain fastness there were a pool of water, clear, translucent and serene and a man standing on the bank and with eyes to see should perceive the mussels and the shells, the gravel and pebbles and the shoals of fish as they move about or lie within it."
Similar accounts occur in many other passages with variations in the number of stages described. We must not therefore insist on the details as essential. But in all cases the process is marked by mental activity. The meditations of Indian recluses are often described as self-hypnotism, and I shall say something on this point elsewhere, but it is clear that in giving the above account the Buddha did not contemplate any mental condition in which the mind ceases to be active or master of itself. When, at the beginning, the monk sits down to meditate it is "with intelligence alert and intent": in the last stage he has the sense of freedom, of duty done, and of knowledge immediate and unbounded, which sees the whole world spread below like a clear pool in which every fish and pebble is visible.
We have now looked at three of the four Truths. The Chain of Causation reveals the origin of suffering in its positive form and the facts about the extinction of suffering in its negative form: it shows that when its links are broken, suffering disappears. The fourth truth, or the path that leads to the end of suffering, provides practical guidance for this. This path is the Noble Eightfold Path, which includes: right views, right intentions, right speech, right actions, right livelihood, right effort, right mindfulness, and right concentration. This framework isn't comparable to the Ten Commandments, which relate to rules for monks and laypeople, but rather to the Beatitudes. It doesn’t contain commands or prohibitions but simply points out the spirit that leads to liberation in straightforward language. It embodies a sense of noble freedom. It doesn’t mention laws and rites; it simply states that the way to happiness is to have a good heart and mind, which manifest in good deeds and ultimately find expression in ecstatic joy. While we might see the numbered sections of the Path as overly pedantic and criticize its ambiguity—since it doesn’t define the word 'right' (sammā) which it uses frequently—by bypassing ceremonialism and legalism and establishing pure goodness in thought and action as the foundation of religion, Gotama rises above all his contemporaries and all later teachers except Christ. By separating the ideal life from any connection with a deity or outside forces and teaching that the best and worst things that can happen are within one's control, he occupies a unique position.
Indian philosophy shows little interest in whether morality is utilitarian or intuitionistic, whether our good actions benefit us or if certain acts and states are inherently good. The Buddha is like a doctor providing a remedy for a sickness—the sickness of suffering—and this remedy isn’t a quick-fix cure but a regimen and treatment. If we ask whether we follow this regimen because it benefits us or because it's scientifically correct; or why we even desire wellness or if health is genuinely good: both the Buddha and the doctor would find such questions tedious and irrelevant. With a façade of depth, they ask nothing significant. The eightfold path is the way, and the only way to salvation. Its structure hinges on the fact that the Buddha's knowledge, which encompasses the entire universe, recognizes it as a consequence of the nature of things. In that sense, it can be called an eternal law, but that’s not how the Pitakas typically present it, and it isn’t depicted as a divine revelation driven by motives other than human. "Come, disciples," the Buddha would say, "live a holy life for the total extinction of suffering." Holiness is just the route from misery to happiness. To ask why we should take this path would seem unnecessary to an Indian, just as it might seem to a Christian if asked why he wants to save his soul; but if pressed, the answer would have to be, for both the Christian and the Buddhist, to achieve happiness. The happiness of others is also fully taken care of, since both religions emphasize selflessness as the core of morality and believe that the conscious and selfish pursuit of happiness is not the way to find it. However, if we choose to apply European analytical methods to the Buddha's teachings, it appears utilitarian. Yet the fact that he and his early disciples didn’t find such analysis and discussion necessary indicates that the mindset created within his Order was not religiously utilitarian. They never considered things that way.
The eightfold path is the road to happiness but it’s a way, not a destination, and the actions of the Buddha and his disciples go beyond it. They had reached the goal since they were all Arhats, and they could have, if driven by the selfishness that some European writers claim is prominent in Buddhism, chosen to enter into their rest. Yet the Buddha instructed them to go among people and teach "for the benefit and welfare of many," and they continued their altruistic efforts even though it could add nothing to the reward they had already gained.
The Buddha often elaborated on the eightfold path, and we can look at one of the explanations attributed to him. What, he asks, does right view (Sammâdiṭṭhi) mean? Simply an understanding of the four truths and of doctrines about personal identity and karma that are implied in them. However, the negative aspects of this Sammâdiṭṭhi are more striking than the positive. It doesn’t imply any philosophical or metaphysical system; the Buddha has discarded all philosophical theories. Secondly, it does not suggest that any knowledge or belief is effective in itself, like the teachings of the Brahmins or those Christian creeds that claim to save through faith. The Buddha doesn’t hold a position like that which the Church attributes to Christ, or later Buddhism to Amida. All that is necessary under the heading of right belief is a grasp of the general principles and framework of Buddhism.
The Buddha continues, what is right intention? It’s the intention to renounce pleasures, to harbor no malice and to do no harm. What is right speech? To refrain from lying, slander, harsh language, and pointless chatter. What is right action? To avoid killing, stealing, and immoral behavior. What is right livelihood? To abandon harmful jobs and earn one's living through right means. This is defined as a means that doesn’t bring harm or danger to any living being, and five harmful occupations are noted: those of a caravan trader, slave dealer, butcher, tax collector, and poison seller. European critiques of Buddhism often criticize its ethics as a morality of renunciation; in the summary above, each component of the path is interpreted this way. However, this negative form isn’t unique to Buddhism. Only two of the commandments in our Decalogue are positive precepts; the rest are prohibitions. The same applies to most early codes. The negative form is easier and more practical since it requires less mental effort to define a human life ideal; it's considerably simpler to identify the bad things people do and say, “don’t do that.” Trimming the feelings, cutting off every tendril that clings to sensual pleasures, is a crucial part of the mental cultivation that constitutes higher Buddhism. The Pitakas clearly state that what must be eliminated are merely the negative mental states. Desire for pleasure and the pursuit of wealth are undesirable, but that doesn’t imply that desire and striving are inherently bad. The desire for what is good (Dhammachando as opposed to Kâmachando) is indeed good, and the effort to attain nirvana is frequently depicted as a struggle or wrestling. Similarly, while absolute indifference to pain and pleasure is the ideal for a Bhikkhu, it doesn't imply general insensitivity and indifference, the harmless, oyster-like existence of someone who does no harm and stays within their shell. European criticisms regarding the supposed selfishness and pessimism of Buddhism overlook the cheerfulness and lightness that are hallmarks of its saints. The Buddhist saint is essentially one who has liberated themselves. Their first instinct is to celebrate their freedom and share it with others, not to resent the bonds they have broken. Active compassion and love are seen as duties and are praised in beautifully expressive language. In the Itivuttaka, the following words are attributed to the Buddha: "All good deeds whatever are not worth one sixteenth of love that liberates the heart. Love that liberates the heart encompasses them: it radiates, brings light, and shines. Just as the light of all the stars pales in comparison to the light of the moon; as in the last month of the rains during autumn, when the sky is clear and cloudless and the sun rises high to dispel darkness: as in the last hour of the night when dawn breaks, the morning star shines and gives light and radiance: so does love that liberates the soul and includes all good deeds shine and emit light." Likewise, the Sutta-Nipâta urges individuals to love not only their neighbors but all beings: "Just as a mother risks her life to protect her only child, so should everyone cultivate boundless love towards all beings." Nor are such instructions vague and broad. If some of his actions and words seem lacking in familial affection, the Buddha emphasized filial piety as strongly as Moses or Confucius. He said there are two beings, Father and Mother, who can never be adequately repaid. If someone were to carry their parents around on their shoulders for a hundred years or could give them all the kingdoms and riches on earth, they still would not fulfill their debt of gratitude. However, while Confucius stated that a good son does not stray from his father’s path, the Buddha, who was certainly not conservative in religious matters, suggested that the only way a son could repay his parents was by teaching them the True Law.
The Buddha elaborates on the sixth section of the path in more detail than the previous ones. Right effort, he states, is when a monk strives to prevent evil mental states from arising, to suppress them if they have arisen, to produce good mental states, and to nurture and perfect them. Until now, we have been exploring morality, which is essential but basic. This section marks the beginning of the specifically Buddhist practice of mental cultivation. The process may seem too self-conscious: we might wonder if a more natural growth would yield better results. However, compared to similar approaches in other religions, Buddhism has little to fear. Its methods are not unhealthy or overly introspective; they do not constrain the intellect with authoritative restrictions. The disciple simply needs to differentiate between good and bad thoughts, develop the positive, and suppress the negative. It's notable that within this right effort section, or "right wrestling" as it's sometimes referred to, both the desire and striving for good outcomes are encouraged. Laziness and lethargy are just as detrimental to spiritual advancement as negative desires and are reprimanded just as often. Moreover, the goal isn’t merely negative; it's partially constructive. The disciple is not meant to suppress will and feeling but to nurture, amplify, and refine all that is good within them.
What is right mindfulness, the seventh section of the path? It is when a monk interacts with the body, being observant, diligent, aware, and has freed themselves from covetousness and melancholy; this applies similarly to sensations, the mind, and phenomena. The significance of this mindfulness is often stressed. It amounts to complete self-control through self-awareness, which ensures nothing is done carelessly or mechanically and governs not only recognized acts of will but also sense impressions which we might consider as merely passive. "Self is the master of self; who else should be the master? With the self well subdued, a person finds a master that few can find."
Although the Buddha denies the existence of any soul or self (attâ) separate from the skandhas, here his ethical system seems to imply that a governing principle called 'self' does exist. The discrepancy isn't fully clarified by stating that the non-existence of self or soul is the correct doctrine and that phrases like "self is the lord of self" are just concessions to the necessities of explanation. The transition of the self-controlled saint from the chaotic mental states of the average person presents a psychological challenge. As we will see, when the eightfold path has been successfully followed, new capacities emerge in the mind, and fresh insights illuminate it. However, if there’s no self or soul, where do these arise, and into what do they stream?
The doctrine of Gotama, as expressed in his first teaching to the five monks in Benares, asserts that neither the body nor any mental capacity that can be named is what was called in Brahmanic theology âtman, meaning an entity that is absolutely free, imperishable, unchanging, and not subject to pain. This doesn’t rule out the possibility that something exists outside these categories, which could fit that description. In fact, Brahmanic texts that teach the existence of the âtman often utilize language remarkably close to that of Buddhism. For instance, the Bhagavad-gîtâ states that actions are performed by the Guṇas, and only someone deluded by egoism thinks "I am the doer." The Vishnu Purana criticizes the use of personal pronouns: "When one soul is dispersed through all bodies, it is pointless to ask who are you, who am I?" Accounts of the higher life in Buddhism would be easier to comprehend if we could assume that such a self exists: that the seeker on the path is gradually freeing, developing, and building it up; that it becomes partially free in nirvana before death and wholly free afterward. Schrader has pointed out texts in the Pitakas which seem to imply that there is something absolute and therefore untouched by the doctrine of anattā. In one remarkable passage, the Buddha says: Therefore my disciples, rid yourselves of what isn’t yours. To rid yourselves of it will lead to your health and happiness for a long time. Form, sensation, perception, etc., do not belong to you; let go of them. If a person were to take away, burn, or use for their needs all the grass, boughs, branches, and leaves in this Jeta wood, would it ever cross your mind to say, the person is taking us away, burning us, or using us for their purposes? Certainly not, Lord. And why not? Because, Lord, it is not our self or anything belonging to our self. Much like that, the Buddha replies, let go of the skandhas. The natural implication here seems to be that the skandhas are no more tied to the true essence of a person than the trees of the forest in which they dwell. This suggests that within a person, something real and lasting exists, distinct from the temporary skandhas, and when the Buddha questions whether anything perishable and changeable can be designated the self, he seems to imply that an actual self exists somewhere. However, this point cannot be overstated since it’s entirely logical to first define what you mean by a ghost and then demonstrate that such a thing does not exist. When examining the passages currently gathered as a whole, and acknowledging that they are somewhat inconsistent or imperfectly understood, the net outcome isn’t that the label of self can be applied to any part of human nature remaining when the skandhas are set aside.
However, even though the Buddha denied the existence of anything permanent in man that could be labeled as the self, this doesn’t mean denying that human nature can, through mental training, evolve into something different, something far superior to the ordinary man’s nature, perhaps something beyond the skandhas. One of his main objections to the idea of a permanent self was that if it were true, attaining liberation and holiness would be impossible because human nature couldn’t be altered. In India, the concept of the âtman was genuinely perilous, as it led a spiritual individual to believe that achieving happiness and liberation was merely a matter of isolating the âtman through self-mortification and stifling discursive thought as well as passion. The Buddha teaches that this is a significant mistake. What can end suffering isn’t something lurking in human nature ready-made but something that must be constructed: a person must be reborn, not skinned and stripped of everything except some core of an unchanging soul. Regarding the nature of this new being, the Pitakas are noncommittal yet not completely silent, as we will explain below. Our casual use of language might lead us to label this new being as a soul, but it is definitely not an âtman since it is something created through conscious effort. The overarching term for these elevated mental states is paññâ, or wisdom. This term is the Pali version of the Sanskrit prajñâ and is significant as it connects early and later Buddhism, for prajñâ, in the sense of transcendental or absolute knowledge, plays an essential role in Mahayana Buddhism and is even personified.
The Pitakas imply that Buddhas and Arhats can comprehend aspects that the typical human mind cannot grasp, and which human language cannot articulate. Later Indian Buddhists were unreserved in articulating what the master left unspoken. They refrained from using the terms âtman or attâ but asserted that the saint can transcend all differences and plurality, surpass the distinction between subject and object, and that nirvana is the absolute (Bhûtatathatâ). The Buddha would likely have challenged this terminology, as he did with all efforts to articulate the ineffable, but perhaps the ideas striving for expression in such language are not too distant from his own thinking.
A common Buddhist metaphor for human life is fire, which effectively illustrates all Buddhist psychology. To insist on finding a soul is akin to describing flames as substances. Fire is often classified as an element, yet it truly represents a process that cannot be isolated or interrupted. A flame differs from its fuel, and it can be distinguished from other flames. However, while you can individualize it and propagate it endlessly, you cannot isolate it from its fuel and preserve it independently. Similarly, in a person, there is no soul that can be isolated and continue to exist forever, but the metaphor of the flame holds. Although a flame is elusive and undefinable as a substance, it is not unreasonable to tend to a fire and raise a flame above its fuel, free from smoke, clear and pure. If it were a conscious flame, that might well be its ideal.
The eighth and final section of the path is sammâ-samâdhi, right concentration or rapture. Mental focus is vital for samâdhi, which stands in contrast to those wandering desires often criticized for seeking pleasure in varying places. However, samâdhi surpasses mere concentration or even meditation and can be described as rapture or ecstasy, although, like several technical Buddhist terms, it doesn’t correlate exactly with any European term. In Buddhism, it takes the place of prayer—prayer, in the sense of ecstatic communion with the divine. The sermon preached by the Buddha to King Ajâtasattu regarding the fruits of a recluse's life provides an eloquent depiction of the joys of samâdhi. It describes how a monk sits in the shade of a tree or in a mountain glen and then "keeping his body upright and his mind alert and focused," purifies his thoughts of all lust, anger, laziness, restlessness, and confusion. When these emotions are absent, he feels as though he has been released from prison or debt; joy fills his heart, and he passes through four stages of meditation. His entire being, even his body, becomes infused with a sense of purity and tranquility. He focuses his thoughts and can apply them to significant matters of his choice. He may revel in extraordinary experiences, for we cannot dismiss that the oldest documents credit the sage with miraculous abilities, although they place little significance on such gifts, or he may pursue the thoughts that led the Buddha to enlightenment. He reflects on his previous existences and recalls them as clearly as someone returning from a long walk remembers the villages they've passed. He contemplates the births and deaths of other beings and sees them as clearly as one standing on a rooftop observes the people moving below. He grasps the full meaning of the four truths and understands the roots and cessation of the three great evils: the craving for pleasure, the craving for existence, and ignorance. And when he perceives and knows this, his heart is liberated. "And within him, thus liberated, the knowledge of his freedom arises, and he knows that rebirth has been vanquished, the higher life has been lived, and what needed to be done has been done. He is no longer bound to this life. Just as if there were a clear, tranquil mountain pool, and a person standing by the bank, with vision clear, perceives the mussels and shells, gravel and pebbles, and fish swimming or resting within."
Similar accounts appear across many other texts with variations in the number of stages described. Thus, we should not fixate on details as essential. However, in all instances, the process is characterized by mental activity. The meditations of Indian ascetics are often referred to as self-hypnosis, and I will address this point elsewhere, but it’s evident that in presenting the above account, the Buddha didn’t envision any mental state where the mind ceases to be engaged or fails to control itself. When, initially, the monk settles down to meditate, it’s "with awareness sharp and directed"; in the final stage, he experiences a sense of freedom, of duty fulfilled, and of immediate and boundless knowledge that sees the entire world below like a clear pool where every fish and pebble is revealed.
6
With this stage he attains Nirvâṇa[488], the best known word and the most difficult to explain in all the vocabulary of Buddhism.
It is perhaps used more by western students than by oriental believers and it belongs to the same department of religious language as the word saint. For most Christians there is something presumptuous in trying to be a saint or in defining the precise form of bliss enjoyed by saints in heaven and it is the same with nirvana. Yet no one denies that sanctity and nirvana are religious ideals. In a passage already quoted[489], Gotama described how in attaining Buddhahood he sought and arrived at the incomparable security of nirvana in which there is no birth, age, sickness, death, pain or defilement. This, confirmed by many other statements, shows that nirvana is a state attainable in this existence and compatible with a life of intellectual and physical exertion such as he himself led. The original meaning is the state of peace and happiness in which the fires of lust, hatred and stupidity are extinguished and the participle nibbuto apparently derived from the same root had passed into popular language in the sense of happy[490]. Two forms of nirvana are distinguished. The first is upâdi-sesa-nibbânam[491] or nirvana in which the skandhas remain, although passion is destroyed. This state is also called arhatship, the condition of an arhat, meaning originally a worthy or venerable man, and the person enjoying it is alive. The idea that the emancipated saint who has attained the goal still lingers in the world, though no longer of the world, and teaches others, is common to all Indian religions. With the death of an arhat comes the state known as an-upâdi-sesa-nibbânam in which no skandhas remain. It is also called Parinibbânam and this word and the participle parinibbuto are frequently used with special reference to the death of the Buddha[492]. The difference between the two forms of nirvana is important though the second is only the continuation of the first. Nirvana in this life admits of approximate definition: it is the goal of the religious life, though only the elect can even enter the struggle. Nirvana after death is not a goal in the same sense. The correct doctrine is rather that death is indifferent to one who has obtained nirvana and the difficulty of defining his nature after death does not mean that he has been striving for something inexplicable and illusory.
Arhatship is the aim and sum of the Buddha's teaching: it is associated in many passages with love for others, with wisdom, and happiness and is a condition of perfection attainable in this life. The passages in the Pitakas which seem to be the oldest and the most historical suggest that the success of the Buddha was due to the fact that he substituted for the chilly ideal of the Indian Munis something more inspiring and more visibly fruitful, something akin to what Christ called the Kingdom of Heaven. Thus we are told in the Vinaya that Bhaddiya was found sitting at the foot of a tree and exclaiming ecstatically, O happiness, happiness. When asked the reason of these ejaculations, he replied that formerly when he was a raja he was anxious and full of fear but that now, even when alone in the forest, he had become tranquil and calm, "with mind as peaceful as an antelope's."
Nirvana is frequently described by such adjectives as deathless, endless and changeless. These epithets seem to apply to the quality, not to the duration of the arhat's existence (for they refer to the time before the death of the body) and to signify that in the state which he has attained death and change have no power over him. He may suffer in body but he does not suffer in mind, for he does not identify himself with the body or its feelings[493].
Numerous passages could be quoted from the poetical books of the Pali Canon to the effect that nirvana is happiness and the same is stated in the more dogmatic and logical portions. Thus we hear of the bliss of emancipation and of the happiness which is based on the religious life[494] and the words "Nirvana is the greatest happiness" are put into Gotama's own mouth[495]. The middle way preached by him is declared to be free from all distress, and those who walk in it make an end of pain even in this life[496]. In one passage[497] Gotama is found meditating in a wood one winter night and is asked if he feels well and happy. The night is cold, his seat is hard, his clothes are light and the wind bitter. He replies emphatically that he is happy. Those who live in comfortable houses suffer from the evils of lust, hatred and stupidity but he has made an end of those evils and therefore is happy. Thus nirvana is freedom and joy: it is not extinction in the sense we give the word but light to them that sit in darkness, release to those in prison and torture. But though it is legitimately described in terms which imply positive happiness it transcends all human standards of good and evil, pleasure and pain. In describing the progress to it we all—whether Indians or Europeans—necessarily use such words as better, higher, happier, but in truth it is not to be expressed in terms of such values. In an interesting sutta[498] a Jain argues that happiness is the goal of life. But the Buddha states categorically first that perfect happiness is only attainable by abandoning the conscious pursuit of happiness and secondly that even absolute happiness when attained is not the highest goal: there is a better state beyond, and that state is certainly not annihilation or extinction of feeling, for it is described in terms of freedom and knowledge.
The Dhamma-sangaṇi speaks of Nirvana as the Uncompounded Element[499] and as a state not productive of good or evil. Numerous assertions[500] are made about it incidentally but, though we hear that it is perfected and supramundane, most of the epithets are negative and amount to little more than that it transcends, or is absolutely detached from, all human experience. Uncompounded (asankhato) may refer to the passing away of all sankhâras but what may be the meaning of dhâtu or element in this context, I do not presume to conjecture. But whatever else the word may mean, it clearly does not signify annihilation. Both here and in the Questions of Milinda an impression is produced in the mind of the reader, and perhaps was not absent in the mind of the writer, that nirvana is a sphere or plane of existence resembling though excelling space or ether. It is true that the language when carefully examined proves to be cautious and to exclude material interpretations but clearly the expositor when trying to make plain the inexplicable leaned to that side of error rather than towards annihilation[501].
Somewhat similar is the language attributed to the Buddha in the Udâna[502]. "There is a state (âyatanam) where there is neither earth nor water, fire nor air, nor infinity either of space or of consciousness, nor nothingness, nor the absence of perception or non-perception[503], neither this world nor another, neither sun nor moon. That I call neither coming, going, nor standing, neither death nor birth. It is without stability, without movement, without basis: it is the end of sorrow, unborn, unoriginated, uncreated, uncompounded[504]." The statements about nirvana in the Questions of Milinda are definite and interesting. In this work[505], Nâgasena tells King Milinda that there are two things which are not the result of a cause, to wit space and Nirvana. Nirvana is unproduceable (which does not mean unattainable) without origin, not made of anything and uncompounded. He who orders his life aright passes beyond the transitory, and gains the Real, the highest fruit. And when he has gained that, he has realized Nirvana[506].
The parts of the Pitakas which seem oldest leave the impression that those who heard and understood the Buddha's teaching at once attained this blissful state, just as the Church regards the disciples of Christ as saints. But already in the Pitakas[507] we find the idea that the struggle to obtain nirvana extends over several births and that there are four routes leading to sanctification. These routes are described by the names of those who use them and are commonly defined in terms of release from the ten fetters binding man to the world[508]. The first is the Sotâpanno, he who has entered into the stream and is on his way to salvation. He has broken the first three fetters called belief in the existence of self, doubt, and trust in ceremonies or good works. He will be born again on earth or in some heaven but not more than seven times before he attains nirvana. He who enters on the next stage is called Sakadâgâmin or coming once, because he will be born once more in this world[509] and in that birth attain nirvana. He has broken the fetters mentioned and also reduced to a minimum the next two, lust and hate. The Anâgâmin, or he who does not return, has freed himself entirely from these five fetters and will not be reborn on earth or any sensuous heaven but in a Brahmâ world once only. The fourth route is that of the Arhat who has completed his release by breaking the bonds called love of life, pride, self-righteousness and ignorance and has made an end of all evil and impurity. He attains nirvana here and is no more subject to rebirth. This simple and direct route is the one contemplated in the older discourses but later doctrine and popular feeling came to regard it as more and more unusual, just as saints grow fewer as the centuries advance further from the Apostolic age. In the dearth of visible Arhats it was consoling to think that nirvana could be won in other worlds.
The nirvana hitherto considered is that attained by a being living in this or some other world. But all states of existence whatever come to an end. When one who has not attained nirvana dies, he is born again. But what happens when an Arhat or a Buddha dies? This question did not fail to arouse interest during the Buddha's lifetime yet in the Pitakas the discussion, though it could not be stifled, is relegated to the background and brought forward only to be put aside as unpractical. The greatest teachers of religion—Christ as well as Buddha—have shown little disposition to speak of what follows on death. For them the centre of gravity is on this side of the grave not on the other: the all important thing is to live a religious life, at the end of which death is met fearlessly as an incident of little moment. The Kingdom of Heaven, of which Christ speaks, begins on earth though it may end elsewhere. In the Gospels we hear something of the second coming of Christ and the Judgment: hardly anything of the place and character of the soul's eternal life. We only gather that a child of God who has done his best need have no apprehension in this or another world. Though expressed in very different phraseology, something like that is the gist of what the Buddha teaches about the dying Saint. But this reticent attitude did not satisfy ancient India any more than it satisfies modern Europe and we have the record of how he was questioned and what he said in reply. Within certain limits that reply is quite definite. The question, does the Tathâgata, that is the Buddha or perfected saint, exist after death, which is the phraseology usually employed by the Pitakas in formulating the problem, belongs to the class of questions called not declared or undetermined[510], because they do not admit of either an affirmative or a negative answer. Other problems belonging to this class are: Is the world eternal or not: Is the world infinite or not: Is the soul[511] the same as the body or different from it? It is categorically asserted that none of these questions admit of a reply: thus it is not right to say that (a) the saint exists after death, (b) or that he does not exist, (c) or that he both does and does not exist, (d) or that he neither exists nor does not exist. The Buddha's teaching about these problems is stated with great clearness in a Sutta named after Mâlunkyaputta[512], an enquirer who visits him and after enumerating them says frankly that he is dissatisfied because the Buddha will not answer them. "If the Lord answers them, I will lead a religious life under him, but if he does not answer them, I will give up religion and return to the world. But if the Lord does not know, then the straightforward thing is to say, I do not know." This is plain speaking, almost discourtesy. The Buddha's reply is equally plain, but unyielding. "Have I said to you, come and be my disciple and I will teach you whether the world is eternal or not, infinite or not: whether the soul is identical with the body, or separate, whether the saint exists after death or not?" "No, Lord." "Now suppose a man were wounded by a poisoned arrow and his friends called in a physician to dress his wound. What if the man were to say, I shall not have my wound treated until I know what was the caste, the family, the dwelling-place, the complexion and stature of the man who wounded me; nor shall I let the arrow be drawn out until I know what is the exact shape of the arrow and bow, and what were the animals and plants which supplied the feathers, leather, shaft and string. The man would never learn all that, because he would die first." "Therefore" is the conclusion, "hold what I have determined as determined and what I have not determined, as not determined."
This sutta may be taken in connection with passages asserting that the Buddha knows more than he tells his disciples. The result seems to be that there are certain questions which the human mind and human language had better leave alone because we are incapable of taking or expressing a view sufficiently large to be correct, but that the Buddha has a more than human knowledge which he does not impart because it is not profitable and overstrains the faculties, just as it is no part of a cure that the patient should make an exhaustive study of his disease.
With reference to the special question of the existence of the saint after death, the story of Yamaka[513] is important. He maintained that a monk in whom evil is destroyed (khînâsavo) is annihilated when he dies, and does not exist. This was considered a grave heresy and refuted by Sâriputta who argues that even in this life the nature of a saint passes understanding because he is neither all the skandhas taken together nor yet one or more of them.
Yet it would seem that according to the psychology of the Pitakas an ordinary human being is an aggregate of the skandhas and nothing more. When such a being dies and in popular language is born again, the skandhas reconstitute themselves but it is expressly stated that when the saint dies this does not happen. The Chain of Causation says that consciousness and the sankhâras are interdependent. If there is no rebirth, it is because (as it would seem) there are in the dying saint no sankhâras. His nature cannot be formulated in the same terms as the nature of an ordinary man. It may be noted that karma is not equivalent to the effect produced on the world by a man's words and deeds, for if that were so, no one would have died leaving more karma behind him than the Buddha himself, yet according to Hindu doctrine, whether Buddhist or Brahmanic, no karma attaches to the deeds of a saint. His acts may affect others but there is nothing in them which tends to create a new existence.
In another dialogue[514] the Buddha replies to a wandering monk called Vaccha who questioned him about the undetermined problems and in answer to every solution suggested says that he does not hold that view. Vaccha asks what objection he has to these theories that he has not adopted any of them?
"Vaccha, the theory that the saint exists (or does not exist and so on) after death is a jungle, a desert, a puppet show, a writhing, an entanglement and brings with it sorrow, anger, wrangling and agony. It does not conduce to distaste for the world, to the absence of passion, to the cessation of evil, to peace, to knowledge, to perfect enlightenment, to nirvana. Perceiving this objection, I have not adopted any of these theories." "Then has Gotama any theory of his own?" "Vaccha, the Tathâgata has nothing to do with theories, but this is what he knows: the nature of form, how form arises, how form perishes: the nature of perception, how it arises and how it perishes (and so on with the other skandhas). Therefore I say that the Tathâgata is emancipated because he has completely and entirely abandoned all imaginations, agitations and false notions about the Ego and anything pertaining to the Ego." But, asks Vaccha, when one who has attained this emancipation of mind dies where is he reborn? "Vaccha, the word 'reborn' does not fit the case." "Then, Gotama, he is not reborn." "To say he is not reborn does not fit the case, nor is it any better to say he is both reborn and not reborn or that he is neither reborn nor not reborn." "Really, Gotama, I am completely bewildered and my faith in you is gone."
"Never mind your bewilderment. This doctrine is profound and difficult. Suppose there was a fire in front of you. You would see it burning and know that its burning depended on fuel. And if it went out (nibbâyeyya) you would know that it had gone out. But if some one were to ask you, to which quarter has it gone, East, West, North or South, what would you say?"
"The expression does not fit the case, Gotama. For the fire depended on fuel and when the fuel is gone it is said to be extinguished, being without nourishment."
"In just the same way, all form by which one could predicate the existence of the saint is abandoned and uprooted like a fan palm[515], so that it will never grow up in future. The saint who is released from what is styled form is deep, immeasurable, hard to fathom, like the great ocean. It does not fit the case to say either that he is reborn, not reborn, both reborn and not reborn, or neither reborn nor not reborn." Exactly the same statement is then repeated four times the words sensation, perception, sankhâras and consciousness being substituted successively for the word form. Vaccha, we are told, was satisfied.
To appreciate properly the Buddha's simile we must concentrate our attention on the fire. When we apply this metaphor to annihilation, we usually think of the fuel or receptacle and our mind dwells sadly on the heap of ashes or the extinguished lamp. But what has become of the fire? It is hardly correct to say that it has been destroyed. If a particular fire may be said to be annihilated in the sense that it is impossible to reconstitute it by repeating the same process of burning, the reason is not so much that we cannot get the same flames as that we cannot burn the same fuel twice. But so long as there is continuous combustion in the same fireplace or pile of fuel, we speak of the same fire although neither the flame nor the fuel remains the same. When combustion ceases, the fire goes out in popular language. To what quarter does it go? That question clearly does not "fit the case." But neither does it fit the case to say that the fire is annihilated[516].
Nirvana is the cessation of a process not the annihilation of an existence. If I take a walk, nothing is annihilated when the walk comes to an end: a particular form of action has ceased. Strictly speaking the case of a fire is the same: when it goes out a process ceases. For the ordinary man nirvana is annihilation in the sense that it is the absence of all the activities which he considers desirable. But for the arhat (who is the only person able to judge) nirvana after death, as compared with nirvana in life, may be quiescence and suspension of activity, only that such phrases seem to imply that activity is the right and normal condition, quiescence being negative and unnatural, whereas for an arhat these values are reversed.
We may use too the parallel metaphor of water. A wave cannot become an immortal personality. It may have an indefinitely long existence as it moves across the ocean, although both its shape and substance are constantly changing, and when it breaks against an obstacle the resultant motion may form new waves. And if a wave ceases to struggle for individual existence and differentiation from the surrounding sea, it cannot be said to exist any more as a wave. Yet neither the water which was its substance nor the motion which impelled it have been annihilated. It is not even quite correct to say that it has been merged in the sea. A drop of water added to a larger liquid mass is merged. The wave simply ceases to be active and differentiated.
In the Saṃyutta-Nikâya[517] the Buddha's statement that the saint after death is deep and immeasurable like the ocean is expanded by significant illustration of the mathematician's inability to number the sand or express the sea in terms of liquid measure. It is in fact implied that if we cannot say he is, this is only because that word cannot properly be applied to the infinite, innumerable and immeasurable.
The point which is clearest in the Buddha's treatment of this question is that whatever his disciples may have thought, he did not himself consider it of importance for true religion. Speculation on such points may be interesting to the intellect but is not edifying. It is a jungle where the traveller wanders without advancing, and a puppet-show, a vain worldly amusement which wears a false appearance of religion because it is diverting itself with quasi-religious problems. What is the state of the saint after death, is not as people vainly suppose a question parallel to, am I going to heaven or hell, what shall I do to be saved? To those questions the Buddha gives but one answer in terms of human language and human thought, namely, attain to nirvana and arhatship on this side of death, if possible in your present existence; if not now, then in the future good existences which you can fashion for yourself. What lies beyond is impracticable as a goal, unprofitable as a subject of speculation. We shall probably not be transgressing the limits of Gotama's thought if we add that those who are not arhats are bound to approach the question with misconception and it is a necessary part of an Arhat's training to get rid of the idea "I am[518]." The state of a Saint after death cannot be legitimately described in language which suggests that it is a fuller and deeper mode of life[519]. Yet it is clear that nearly all who dispute about it wish to make out that it is a state they could somehow regard with active satisfaction. In technical language they are infected with arûparâgo, or desire for life in a formless world, and this is the seventh of the ten fetters, all of which must be broken before arhatship is attained. I imagine that those modern sects, such as the Zen in Japan, which hold that the deepest mysteries of the faith cannot be communicated in words but somehow grow clear in meditation are not far from the master's teaching, though to the best of my belief no passage has been produced from the Pitakas stating that an arahat has special knowledge about the avyâkatâni or undetermined questions.
Almost all who treat of nirvana after death try to make the Buddha say, is or is not. That is what he refused to do. We still want a plain answer to a plain question and insist that he really means either that the saint is annihilated or enters on an infinite existence. But the true analogues to this question are the other insoluble questions, for instance, is the world infinite or finite in space? This is in form a simple physical problem, yet it is impossible for the mind to conceive either an infinite world or a world stopping abruptly with not even space beyond. A common answer to this antinomy is that the mind is attempting to deal with a subject with which it is incompetent to deal, that the question is wrongly formulated and that every answer to it thus formulated must be wrong. The way of truth lies in first finding the true question. The real difficulty of the Buddha's teaching, though it does not stimulate curiosity so much as the question of life after death, is the nature and being of the saint in this life before death, raised in the argument with Yamaka[520].
Another reason for not pressing the Buddha's language in either direction is that, if he had wished to preach in the subtlest form either infinite life or annihilation, he would have found minds accustomed to the ideas and a vocabulary ready for his use. If he had wished to indicate any form of absorption into a universal soul, or the acquisition by the individual self of the knowledge that it is identical with the universal self, he could easily have done so. But he studiously avoided saying anything of the kind. He teaches that all existence involves suffering and he preaches escape from it. After that escape the words being and not being no longer apply, and the reason why some people adopt the false idea of annihilation is because they have commenced by adopting the false alternative of either annihilation or an eternal prolongation of this life. A man makes[521] himself miserable because he thinks he has lost something or that there is something which he cannot get. But if he does not think he has lost something or is deprived of something he might have, then he does not feel miserable. Similarly, a man holds the erroneous opinion, "This world is the self, or soul and I shall become it after death and be eternal, and unchanging." Then he hears the preaching of a Buddha and he thinks "I shall be annihilated, I shall not exist any more," and he feels miserable. But if a man does not hold this doctrine that the soul is identical with the universe and will exist eternally—which is just complete full-blown folly[522]--and then hears the preaching of a Buddha it does not occur to him to think that he will be annihilated and he is not miserable. Here the Buddha emphasizes the fact that his teaching is not a variety of the Brahmanic doctrine about the Âtman. Shortly afterwards in the same sutta he even more emphatically says that he does not teach annihilation. He teaches that the saint is already in this life inconceivable (ananuvejjo): "And when I teach and explain this some accuse me falsely and without the smallest ground[523] saying 'Gotama is an unbeliever; he preaches the annihilation, the destruction, the dying out of real being.' When they talk like this they accuse me of being what I am not, of saying what I do not say."
Though the Buddha seems to condemn by anticipation the form of the Vedanta known as the Advaita, this philosophy illustrates the difficulty of making any statement about the saint after his death. For it teaches that the saint knows that there is but one reality, namely Brahman, and that all individual existences are illusion: he is aware that he is Brahman and that he is not differentiated from the world around him. And when he dies, what happens? Metaphors about drops and rivers are not really to the point. It would be more correct to say that nothing at all has happened. His physical life, an illusion which did not exist for himself, has ceased to exist for others.
Perhaps he will be nearest to the Buddha's train of thought who attempts to consider, by reflection rather than by discussion in words, what is meant by annihilation. By thinking of the mystery of existence and realizing how difficult it is to explain how and why anything exists, we are apt to slip into thinking that it would be quite natural and intelligible if nothing existed or if existing things became nothing. Yet as a matter of fact our minds have no experience of this nothing of which we talk and it is inconceivable. When we try to think of nothingness we really think of space from which we try to remove all content, yet could we create an absolute vacuum within a vessel, the interior of the vessel would not be annihilated. The man who has attained nirvana cannot be adequately defined or grasped even in this life: what binds him to being is cut[524] but it is inappropriate and inadequate to say that he has become nothing[525].
At this stage, he reaches Nirvâṇa[488], the most recognized and hardest to define term in all of Buddhism.
It's perhaps more often used by Western students than by Eastern followers, and it falls into the same category of religious language as the word saint. For most Christians, there's something presumptuous about trying to become a saint or defining the exact form of happiness that saints experience in heaven; the same goes for nirvana. However, no one disputes that holiness and nirvana are religious ideals. In a previously mentioned passage[489], Gotama explained how, upon achieving Buddhahood, he sought and found the unmatched security of nirvana, a state without birth, aging, illness, death, suffering, or impurity. This, supported by numerous other statements, indicates that nirvana is a state that can be achieved in this life and is compatible with a life of intellectual and physical activity like the one he lived himself. The original meaning refers to the state of peace and happiness where the flames of desire, hatred, and ignorance are extinguished, and the participle nibbuto, seemingly derived from the same root, has entered common language to mean happy[490]. Two types of nirvana are identified. The first is upâdi-sesa-nibbânam[491], or nirvana in which the skandhas remain, even though desire has been eradicated. This state, also known as arhatship, refers to the condition of an arhat, which originally meant a worthy or respected individual, and the person in this state is still alive. The concept that the liberated saint who has reached their goal lingers in the world, although no longer of the world, to teach others is common across all Indian religions. With the death of an arhat comes the state known as an-upâdi-sesa-nibbânam, where no skandhas remain. This is also referred to as Parinibbânam, and this term, along with the participle parinibbuto, is frequently used specifically concerning the Buddha's death[492]. The distinction between the two forms of nirvana is significant, though the second is merely a continuation of the first. Nirvana in this life can be roughly defined as the goal of the religious life, though only the chosen few can even engage in the quest for it. Nirvana after death is not a goal in the same manner. The proper understanding is that death is irrelevant to someone who has achieved nirvana, and the difficulty in defining their nature after death doesn't imply that they have been striving for something inexplicable and illusory.
Arhatship is the ultimate aim of the Buddha's teachings: it is often associated with love for others, wisdom, and happiness, and is a state of perfection that can be reached in this life. The sections of the Pitakas that appear to be the oldest and most historical suggest that the Buddha's success stemmed from offering something more inspiring and visibly fruitful than the cold ideal of the Indian Munis, something akin to what Christ referred to as the Kingdom of Heaven. In the Vinaya, we learn that Bhaddiya was found sitting at the foot of a tree exclaiming joyfully, "O happiness, happiness." When asked why he was so elated, he explained that previously, as a raja, he was anxious and fearful, but now, even when alone in the forest, he felt calm and peaceful, "with a mind as tranquil as an antelope's."
Nirvana is frequently described with terms like deathless, endless, and changeless. These descriptors seem to relate to the quality of the arhat's existence (as they refer to the time before the death of the body) and indicate that in the state they have reached, death and change have no hold on them. They may experience physical suffering but do not suffer mentally, as they do not equate themselves with the body or its sensations[493].
Numerous passages in the poetic texts of the Pali Canon confirm that nirvana is happiness, and this is reiterated in the more doctrinal and logical sections as well. We hear about the joy of liberation and the happiness rooted in a religious life[494], and the phrase "Nirvana is the greatest happiness" is attributed to Gotama[495]. The middle way he preached is said to be free from all distress, and those who follow it can end their suffering even in this life[496]. In one instance[497], Gotama is meditating in a forest on a winter night when asked if he feels good and happy. The night is cold, his sitting place uncomfortable, his clothing light, and the wind biting. He responds emphatically that he is happy. Those who dwell in comfortable homes suffer from desires, hatred, and ignorance, but he has put an end to those ills and hence is happy. Thus, nirvana is both freedom and joy: it is not extinction as we typically define it, but light to those who are in darkness, release to those in confinement and torment. Even though it can be rightfully described in terms that suggest positive happiness, it goes beyond all human definitions of good and evil, pleasure and pain. In speaking about the journey towards nirvana, we all—whether Indian or European—inevitably use words like better, higher, or happier, yet in reality, it cannot be expressed in such terms. In an intriguing sutta[498], a Jain argues that happiness is the ultimate goal of life. But the Buddha clearly states that perfect happiness can only be achieved by relinquishing the conscious pursuit of happiness and that even absolute happiness, when attained, is not the highest aim; there is a better state beyond that, and this state is definitely not annihilation or the end of feeling, as it is described in terms of freedom and knowledge.
The Dhamma-sangaṇi refers to Nirvana as the Uncompounded Element[499] and as a state that does not produce good or evil. Various claims[500] are made about it, but while it is described as perfected and supramundane, most of the terms are negative and suggest that it transcends or is completely detached from all human experience. "Uncompounded" (asankhato) may pertain to the cessation of all sankhâras, but what the term "dhâtu" or element means in this context is beyond my guess. However, whatever else the term may signify, it clearly does not denote annihilation. Both here and in the Questions of Milinda, a sense is communicated to the reader, and perhaps was present in the writer's mind, that nirvana is a sphere or realm of existence that, while resembling, surpasses space or ether. It is true that the language used, when examined closely, is cautious and avoids material interpretations, yet it's clear that the expositor, in trying to clarify the unexplainable, leaned more towards misunderstanding than towards the idea of annihilation[501].
The language attributed to the Buddha in the Udâna[502] is somewhat similar. "There is a state (âyatanam) where there is neither earth, nor water, fire, nor air, nor infinity of space or consciousness, nor nothingness, nor absence of perception or non-perception[503], neither this world nor another, neither sun nor moon. I call that neither coming, nor going, nor standing, neither death nor birth. It is without stability, without movement, without basis: it is the end of sorrow, unborn, unoriginated, uncreated, uncompounded[504]." The statements about nirvana in the Questions of Milinda are clear and intriguing. In this work[505], Nâgasena tells King Milinda that there are two things that are not caused, namely space and Nirvana. Nirvana cannot be produced (though that does not mean it can't be attained), it has no origin, is not made of anything, and is uncompounded. One who lives rightly transcends the transient and achieves the Real, the highest reward. And when they achieve that, they realize Nirvana[506].
The sections of the Pitakas that seem to be the oldest give the impression that those who heard and understood the Buddha's teachings immediately reached this blissful state, just as the Church considers the disciples of Christ to be saints. However, in the Pitakas[507], we already see the idea that the effort to attain nirvana spans multiple lifetimes and that there are four paths to sanctification. These paths are named after the individuals who follow them and are typically defined in relation to the removal of the ten fetters that bind a person to the world[508]. The first is the Sotâpanno, someone who has entered the stream and is on their way to salvation. They have broken the first three fetters: the belief in a self, doubt, and reliance on rituals or good deeds. They will be reborn on earth or in a heavenly realm but not more than seven times before achieving nirvana. The next level is called Sakadâgâmin, meaning "coming once," as they will be born again in this world[509] and in that rebirth attain nirvana. They have broken the previously mentioned fetters and minimized the next two, desire and hatred. The Anâgâmin, or "he who does not return," has entirely freed themselves from these five fetters and will not be reborn on earth or in any sensual heavens, but only in a Brahmâ world once. The fourth path is that of the Arhat, who has completed their liberation by breaking the bonds of attachment to life, pride, self-righteousness, and ignorance and has eradicated all wrongdoing and impurity. They achieve nirvana in this life and are no longer subject to rebirth. This straightforward and direct path is the one highlighted in the older discourses, but later teachings and popular sentiment came to regard it as increasingly rare, similar to how saints seem to dwindle as centuries pass from the Apostolic age. In the absence of visible Arhats, it was comforting to think that nirvana could be attained in other realms.
The nirvana considered so far is that reached by a being living in this world or another. But all states of existence eventually end. When someone who has not achieved nirvana dies, they are reborn. But what happens when an Arhat or a Buddha dies? This question sparked interest during the Buddha's life, yet in the Pitakas, while the discussion couldn't be avoided, it is pushed to the background and only brought up to be set aside as impractical. The greatest religious teachers—both Christ and Buddha—have shown little desire to discuss what comes after death. For them, the primary focus is on this side of the grave, not the other; the crucial thing is to lead a religious life, after which death is faced fearlessly as merely a minor occurrence. The Kingdom of Heaven that Christ refers to begins on earth, even if it might extend elsewhere. In the Gospels, there's mention of Christ's second coming and the Judgment, but very little about the eternal life of the soul. We can only infer that a child of God who has done their best need not worry about this world or the next. Though expressed in vastly different terms, that is essentially the message of the Buddha regarding the dying Saint. However, this reserved approach didn't satisfy ancient India any more than it does modern Europe, and there is a record of his responses to such inquiries. Within certain limits, those answers are quite clear. The question of whether the Tathâgata, referring to the Buddha or a perfected saint, exists after death—a phrase commonly used by the Pitakas to frame the issue—belongs to the category of questions labeled not declared or indeterminate[510], as they do not allow for a positive or negative answer. Other issues in this category include: Is the world eternal or not? Is the world infinite or not? Is the soul[511] the same as the body or different from it? It is firmly stated that none of these questions have answers: thus, it's incorrect to say that (a) the saint exists after death, (b) or that they do not exist, (c) or that they both exist and do not exist, (d) or that they neither exist nor do not exist. The Buddha's teachings on these matters are articulated with great clarity in a Sutta named after Mâlunkyaputta[512], an inquirer who approaches him and, after listing these questions, candidly states his dissatisfaction because the Buddha refuses to provide answers. "If the Lord gives me answers, I will follow him as a disciple, but if he does not, I will abandon religion and return to the world. But if the Lord does not have knowledge, then the straightforward thing is to say, I do not know." This is clear language, almost impolite. The Buddha's response is equally direct but firm. "Have I asked you to come become my disciple and I will teach you whether the world is eternal or not, infinite or not: whether the soul is the same as the body or different, whether the saint exists after death or not?" "No, Lord." "Now suppose a man is hit by a poisoned arrow and his friends call a doctor to treat his wound. What if that man were to say he wouldn’t let the doctor treat his wound until he knew the caste, family, home, complexion, and size of the person who shot him; nor would he allow the arrow to be removed until he knew the exact shape of the arrow and bow, and all the animals and plants that supplied the feathers, leather, shaft, and string. The man would never learn all that, because he would die first." "Therefore," he concludes, "consider what I have established as established and what I have not established as not established."
This sutta can be linked to passages claiming that the Buddha knows more than he reveals to his disciples. The takeaway seems to be that there are certain questions the human mind and language should leave alone, as they are incapable of forming or articulating a sufficiently broad and accurate perspective. However, the Buddha possesses a knowledge beyond human comprehension that he chooses not to share because it would not be beneficial and would overly strain one's faculties, just as it's unnecessary for a patient to conduct a thorough investigation into their illness as part of a cure.
Regarding the specific issue of the saint’s existence after death, the story of Yamaka[513] is significant. He argued that a monk in whom evil is eliminated (khînâsavo) is annihilated upon death and does not exist. This was viewed as a serious heresy and countered by Sâriputta, who maintains that even in life, the nature of a saint surpasses understanding because they are neither the totality of the skandhas nor just one or more of them.
It seems that, according to the psychology of the Pitakas, an ordinary human being is simply a collection of skandhas and nothing beyond that. When such a being dies and is popularly said to be reborn, the skandhas reassemble, but it is explicitly stated that this reconstitution does not occur when the saint dies. The Chain of Causation indicates that consciousness and the sankhâras are interdependent. If there is no rebirth, it is because, as it appears, there are no sankhâras left in the dying saint. Their nature cannot be explained in the same way as that of an ordinary person. It's noteworthy that karma does not equate to the impact created on the world by a person's words and actions, for if that were the case, no one would leave behind more karma than the Buddha. Yet according to Hindu doctrine, whether Buddhist or Brahmanic, no karma is attached to an arhat's actions. Their deeds may influence others, but nothing in them leads to the creation of a new existence.
In another dialogue[514], the Buddha responds to a wandering monk named Vaccha who challenges him about the unresolved issues, and for each proposed solution, he states that he does not hold that viewpoint. Vaccha questions why he objects to these theories that he has not embraced?
"Vaccha, the theory that the saint exists (or does not exist, etc.) after death is a jungle, a wasteland, a puppet show, a turmoil, a snarl, and leads to sorrow, anger, disputes, and agony. It does not foster distaste for the world, the absence of desire, the cessation of evil, peace, knowledge, perfect enlightenment, or nirvana. Recognizing this flaw, I have not adopted any of these theories." "So, does Gotama have a theory of his own?" "Vaccha, the Tathâgata does not concern himself with theories, but this is what he understands: the nature of form, how form arises, how form fades away; the nature of perception, how it arises and how it ceases (and so on with the other skandhas). Therefore, I assert that the Tathâgata is liberated because he has completely and entirely let go of all notions, disturbances, and false beliefs about the Ego and anything related to it." But Vaccha asks, when someone who has attained this mental liberation dies, where do they get reborn? "Vaccha, the term 'reborn' doesn’t apply here." "Then, Gotama, they are not reborn." "To say they are not reborn does not fit the case, nor is it any better to say they are both reborn and not reborn or that they are neither reborn nor not reborn." "Honestly, Gotama, I'm completely confused and my faith in you is gone."
"Don't worry about your confusion. This doctrine is profound and challenging. Imagine there’s a fire in front of you. You see it burning and realize its flame relies on fuel. And if it goes out (nibbâyeyya), you would know it has extinguished. But if someone asked you which direction it has gone—East, West, North, or South—what would you say?"
"That expression does not suit the situation, Gotama. Fire depends on fuel, and when the fuel is gone, we say it's extinguished, as it has no nourishment."
"In the same way, all forms that would allow you to assert the existence of the saint are relinquished and uprooted like a fan palm[515], ensuring they will not sprout again. The saint who is freed from what is called form is profound, boundless, and unfathomable, like the vast ocean. It is not appropriate to say that they are reborn, not reborn, both reborn and not reborn, or neither reborn nor not reborn." This same assertion is reiterated four times, substituting the terms sensation, perception, sankhâras, and consciousness for the word form. Vaccha, we're told, felt satisfied.
To properly grasp the Buddha's analogy, we must focus on the concept of fire. When we apply this metaphor to annihilation, we usually associate it with the fuel or container and dwell sorrowfully on the pile of ashes or the extinguished light. But what truly happens to the fire? It's somewhat inaccurate to say that it has been destroyed. If we say a specific fire has been annihilated in the sense that it's impossible to recreate it by repeating the same burning process, the reason for this revelation is less about our inability to repeat the flames and more about the fact that we cannot burn the same fuel again. However, as long as there's ongoing combustion in the same fireplace or fuel stack, we refer to it as the same fire, even though neither the flame nor the fuel remains the same. When combustion ceases, it simply goes out in popular discourse. To which direction does it go? That question clearly doesn’t fit the case. But neither does it fit to say that the fire is annihilated[516].
Nirvana is the stopping of a process, not the obliteration of an existence. If I go for a walk, nothing is destroyed when the walk ends; a specific action has just ceased. Technically, the same applies to a fire; when it goes out, a process concludes. For an ordinary individual, nirvana seems like annihilation as it denotes the absence of all the activities they deem desirable. But for the arhat (the only one truly capable of judging), nirvana after death, as opposed to nirvana in life, may be a state of stillness and inactivity, only those words tend to suggest that activity is the ideal and normal state, with stillness viewed negatively as unnatural, while for the arhat, those values are inverted.
We can also draw a parallel metaphor with water. A wave cannot transform into an everlasting entity. It may exist indefinitely as it traverses the ocean, even as both its form and essence are constantly altering, and when it crashes against an obstacle, the resultant motion may create new waves. And if a wave stops fighting for individual identity and differentiation from the surrounding sea, it can no longer be regarded as a wave. Yet neither the water that constitutes it nor the motion that propels it has been annihilated. It wouldn’t even be accurate to claim it has merged into the sea. A droplet added to a larger mass becomes unified. The wave merely stops being active and differentiated.
In the Saṃyutta-Nikâya[517], the Buddha's remark that the saint after death is deep and unmeasurable like the ocean is elaborated with a significant example of a mathematician's inability to count grains of sand or measure the sea in liquid volume. It suggests that if we cannot say he is, it's only because that term cannot genuinely apply to something infinite, countless, and immeasurable.
The clearest thing in the Buddha's treatment of this question is that, whatever his followers may believe, he did not consider it crucial for genuine spirituality. Speculation on such matters may spark intellectual interest but is not enlightening. It's like a jungle where the traveler wanders without making progress, a puppet show, a superficial worldly entertainment that appears religious merely because it engages in quasi-religious issues. Questions about the state of the saint after death are not to be confused with, "Am I going to heaven or hell? What do I need to do to be saved?" The Buddha provides only one answer to these queries, articulated in human terms: achieve nirvana and arhatship before death, if possible in your current life; if not, then in future good lives you can create for yourself. What lies beyond is impractical as a target and unhelpful as a topic for speculation. It’s likely we don't stray from Gotama's thoughts if we assert that those who aren’t arhats are bound to approach the matter with misconceptions, and getting rid of the notion “I am[518]” is an essential part of Arhat's training. The state of a saint after death cannot appropriately be described using language that implies it is a richer and deeper form of existence[519]. Nevertheless, it’s evident that nearly all who discuss it seek to frame it as a state they could, in some way, view with active contentment. In technical terms, they're afflicted with arûparâgo, or a desire for existence in a formless realm, which is the seventh of the ten fetters that must be broken before achieving arhatship. I suspect that modern sects like Zen in Japan, which assert that the faith's most profound mysteries cannot be communicated in words but become clear through meditation, closely align with the master’s teachings. However, to my knowledge, no passage has been found in the Pitakas that states an arhat possesses special knowledge about the avyâkatâni or unresolved issues.
Almost everyone discussing nirvana after death attempts to make the Buddha say, yes or no. That's a question he refused to answer. We continue to seek a straightforward response to a simple inquiry and insist that he must mean either that the saint is annihilated or enters into an infinite existence. But the true parallels to this issue lie with the other unresolvable issues, such as whether the world is infinite or finite in space. Formally, this seems like a basic physical question, yet the mind struggles to grasp either an infinite world or one that stops abruptly, leaving no space beyond. A common response to this paradox is that the mind is trying to engage with a subject it's incapable of understanding, meaning the question itself is misformulated and any resulting answer mistakenly framed. The pathway to truth starts with correctly identifying the genuine question. The real challenge of the Buddha's teaching, while it may not intrigue as much as life after death, revolves around understanding the nature and essence of the saint in this life prior to death, as raised in the debate with Yamaka[520].
Another reason not to press the Buddha's language in either direction is that if he wished to preach either infinite life or annihilation, he could have found minds already familiar with those concepts and a vocabulary ready for conveying his ideas. If he wanted to indicate any form of union with a universal soul, or imply that the individual self achieved the understanding that it's identical with the universal self, he could have easily done so. However, he intentionally chose not to express anything of the sort. He teaches that all existence involves suffering and advocates for escaping that suffering. After that escape, terms like being and non-being no longer apply. The reason some people cling to the erroneous notion of annihilation is they start with the false dichotomy of either annihilation or eternal continuation of this life. A person becomes[521] miserable because they believe they have lost something or think there’s something they cannot attain. But if they don’t harbor thoughts of having lost anything or being deprived of something they might have, they wouldn’t feel unhappy. Likewise, someone who believes "This world is the self or soul and I will become it after death, existing eternally and unchanging," may then hear the Buddha's teaching and think, "I will be annihilated, I will cease to exist," which leads to misery. However, if a person does not hold that belief—that the soul is synonymous with the universe and will exist forever—which is just plain folly[522], and listens to the Buddha's preaching, it won't even occur to them that they will be annihilated, and they won't feel miserable. The Buddha emphasizes that his teachings are not an alternative to the Brahmanic doctrine about the Âtman. Later in the same sutta, he even more explicitly states that he does not endorse annihilation. He asserts that the saint is already inconceivable (ananuvejjo) in this life: "And when I teach and clarify this, some accuse me wrongly and without basis[523], saying 'Gotama is an unbeliever; he preaches annihilation, destruction, and the extinction of true existence.' When they say this, they falsely accuse me of being what I'm not, of asserting things I don’t claim."
Although the Buddha seems to anticipate and critique the form of Vedanta known as Advaita, this philosophy exemplifies the difficulty of making any assertions about the saint after death. It holds that the saint recognizes there’s only one reality—Brahman—and that all individual existences are illusions: he realizes he is Brahman and is not distinct from the world around him. So, what occurs when he dies? Metaphors involving drops and rivers do not truly address the issue. It would be more accurate to state that nothing at all happens. His physical life, an illusion he did not recognize, ceases to exist for others.
Perhaps those who are closest to the Buddha's perspective are those who reflect inwardly rather than engage in verbal debates about the concept of annihilation. By contemplating the mystery of existence and recognizing how tricky it is to convey how or why anything exists, we may find ourselves believing that it would be entirely natural and reasonable for nothing to exist or for existing things to dissolve into nothingness. Yet, in reality, our minds lack experience with this nothingness we speak of; it remains beyond comprehension. As we attempt to envision nothingness, we actually think of space devoid of content, but could we achieve an absolute vacuum within a vessel, the inside of that vessel would not be annihilated. The person who has achieved nirvana cannot be accurately defined or comprehended even in this life: what unites them with existence is severed[524], yet it's misleading and insufficient to claim that they have become nothing[525].
CHAPTER XI
MONKS AND LAYMEN
1
The great practical achievement of the Buddha was to found a religious order which has lasted to the present day. It is known as the Sangha and its members are called Bhikkhus[526]. It is chiefly to this institution that the permanence of his religion is due.
Corporations or confraternities formed for the purpose of leading a particular form of life are among the most widespread manifestations, if not of primitive worship, at any rate of that stage in which it passes into something which can be called personal religion and at least three causes contribute to their formation. First, early institutions were narrower and more personal than those of to-day. In politics as well as religion such relatively broad designations as Englishman or Frenchman, Buddhist or Christian, imply a slowly widening horizon gained by centuries of cooperation and thought. In the time of the Buddha such national and religious names did not exist. People belonged to a clan or served some local prince. Similarly in religious matters they followed some teacher or worshipped some god, and in either case if they were in earnest they tended to become members of a society. Societies such as the Pythagorean and Orphic brotherhoods were also common in Greece from the sixth century B.C. onwards but the result was small, for the genius of the Greeks turned towards politics and philosophy. But in India, where politics had strangely little attraction for the cultured classes, energy and intelligence found an outlet in the religious life and created a multitude of religious societies. Even to-day Hinduism has no one creed or code and those who take a serious interest in religion are not merely Hindus but follow some sect which, without damning what it does not adopt, selects its own dogmas and observances. This is not sectarianism in the sense of schism. It is merely the desire to have for oneself some personal, intimate religious life. Even in so uncompromising and levelling a creed as Islam the devout often follow special tariqs, that is, roads or methods of the devotional life, and these tariqs, though differing more than the various orders of the Roman Catholic Church, are not regarded as sects distinct from ordinary orthodoxy. When Christ died, Christianity was not much more than such a tariq. It was an incipient religious order which had not yet broken with Judaism.
This idea of the private, even secret religious body is closely allied to another, namely, that family life and worldly business are incompatible with the quest for higher things. In early ages only priests and consecrated persons are expected to fast and practise chastity but when once the impression prevails that such observances not only achieve particular ends but produce wiser, happier, or more powerful lives, then they are likely to be followed by considerable numbers of the more intelligent, emotional and credulous sections of the population. The early Christian Church was influenced by the idea that the world is given over to Satan and that he who would save himself must disown it. The gentler Hindus were actuated by two motives. First, more than other races, they felt the worry and futility of worldly life. Secondly, they had a deep-rooted belief that miraculous powers could be acquired by self-mortification and the sensations experienced by those who practised fasting and trances confirmed this belief.
The third cause for the foundation and increase of religious orders is a perception of the influence which they can exercise. The disciples of a master or the priests of a god, if numerous and organized, clearly possess a power analogous to that of an army. To use such institutions for the service and protection of the true faith is an obvious expedient of the zealot: ecclesiastical statecraft and ambition soon make their appearance in most orders founded for the assistance of the Church militant. But of this spirit Buddhism has little to show; except in Tibet and Japan it is almost absent. The ideal of the Buddha lay within his order and was to be realized in the life of the members. They had no need to strive after any extraneous goal.
The Sangha, as this order was called, arose naturally out of the social conditions of India in the time of Gotama. It was considered proper that an earnest-minded man should renounce the world and become a wanderer. In doing this and in collecting round him a band of disciples who had a common mode of life Gotama created nothing new. He merely did with conspicuous success what every contemporary teacher was doing. The confraternity which he founded differed from others chiefly in being broader and more human, less prone to extravagances and better organized. As we read the accounts in the Pitakas, its growth seems so simple and spontaneous that no explanation is necessary. Disciples gather round the master and as their numbers increase he makes a few salutary regulations. It is almost with surprise that we find the result to be an organization which became one of the great forces of the world.
The Buddha said that he taught a middle path equally distant from luxury and from self-mortification, but Europeans are apt to be struck by his condemnation of pleasure and to be repelled by a system which suppresses so many harmless activities. But contemporary opinion in India criticized his discipline as easy-going and lax. We frequently hear in the Vinaya that the people murmured and said his disciples behaved like those who still enjoy the good things of the world. Some, we are told, tried to enter the order merely to secure a comfortable existence[527]. It is clear that he went to the extreme limits which public opinion allowed in dispensing with the rigours considered necessary to the religious life, and we shall best understand his spirit if we fix our attention not so much on the regime, to our way of thinking austere, which he prescribed—the single meal a day and so on—as on his insistence that what is necessary is emancipation of heart and mind and the cultivation of love and knowledge, all else being a matter of indifference. Thus he says to the ascetic Kassapa[528] that though a man perform all manner of penances, yet if he has not attained the bliss which comes of good conduct, a good heart and good mind, he is far from being a true monk. But when he has the heart of love that knows no anger nor ill-will, when he has destroyed lust and become emancipated even before death, then he deserves the name of monk. It is a common thing to say, he goes on, that it is hard to lead the life of a monk. But asceticism is comparatively easy; what is really hard is the conversion and emancipation of the heart.
In India, where the proclivity to asceticism and self-torture is endemic, it was only natural that penance should in very truth seem easier and more satisfactory than this spiritual discipline. It won more respect and doubtless seemed more tangible and definite, more like what the world expected from a holy man. Accordingly we find that efforts were made by Devadatta and others to induce the Buddha to increase the severity of his discipline. But he refused[529]. The more ascetic form of life, which he declined to make obligatory, is described in the rules known as Dhutângas, of which twelve or thirteen are enumerated. They are partly a stricter form of the ordinary rules about food and dress and partly refer to the life of a hermit who lives in the woods or in a cemetery.
In the Pitakas[530] Kassapa's disciples are described as dhutavâdâ and the advantages arising from the observance of the Dhutângas are enumerated in the Questions of Milinda. It is probable that the Buddha himself had little sympathy with them. He was at any rate anxious that they should not degenerate into excesses. Thus he forbade[531] his disciples to spend the season of the rains in a hollow tree, or in a place where dead bodies are kept, or to use an alms bowl made out of a skull. Now Kassapa had been a Brahman ascetic and it is probable that in tolerating the Dhutângas the Buddha merely intended to allow him and his followers to continue the practices to which they were accustomed. They were an influential body and he doubtless desired their adhesion, for he was sensitive to public opinion[532] and anxious to conform to it when conformity involved no sacrifice of principle. We hear repeatedly that the laity complained of some practice of his Bhikkhus and that when the complaint was brought to his ears he ordered the objectionable practice to cease. Once the king of Magadha asked the congregation to postpone the period of retreat during the rains until the next full moon day. They referred the matter to the Buddha: "I prescribe that you obey kings," was his reply.
One obvious distinction between the Buddha's disciples and other confraternities was that they were completely clad, whereas the Âjîvikas, Jains and others went about naked. The motive for this rule was no doubt decency and a similar thought made Gotama insist on the use of a begging bowl, whereas some sectaries collected scraps of food in their hands. Such extravagances led to abuses resembling the degradation of some modern fakirs. Even the Jain scriptures admit that pious householders were disgusted by the ascetics who asked for a lodging in their houses—naked, unwashed men, foul to smell and loathsome to behold[533]. This was the sort of life which the Buddha called anariyam, ignoble or barbaric. With such degradation of humanity he would have nothing to do. He forbade nakedness, as well as garments of hair and other uncomfortable costumes. The raiment which he prescribed consisted of three pieces of cloth of the colour called kâsâva. This was probably dull orange, selected as being unornamental. It would appear that in mediæval India the colour in use was reddish: at present a rather bright and not unpleasing yellow is worn in Burma, Ceylon, Siam and Camboja. Originally the robes were made of rags collected and sewed together but it soon became the practice for pious laymen to supply the Order with raiment.
The Buddha's significant practical achievement was creating a religious community that still exists today. This community, known as the Sangha, consists of its members called Bhikkhus[526]. The longevity of his religion is largely attributed to this institution.
Groups formed to pursue a specific way of life are among the most common expressions of what can be considered personal religion. Three main factors contribute to their formation. First, early institutions were more personal and narrower than those today. In both politics and religion, broad labels like Englishman, Frenchman, Buddhist, or Christian reflect the expanding perspectives achieved through centuries of cooperation and thought. In Buddha's time, such national and religious identifiers were non-existent. People identified with their clan or served local rulers. In terms of religion, they followed certain teachers or gods, and those truly committed often became members of a community. Societies like the Pythagorean and Orphic brotherhoods were prevalent in Greece since the sixth century B.C., but they had limited influence, as the Greeks were more inclined toward politics and philosophy. In India, however, where politics held little appeal for the educated classes, energy and intellect channeled into the religious sphere, resulting in a variety of religious societies. Even today, Hinduism lacks a single creed or code, and those seriously interested in religion are not just Hindus; they follow a specific sect that chooses its own beliefs and practices without denouncing those it doesn't include. This isn't sectarianism in the sense of a division; it's more about having a personal, intimate religious experience. Even within a rigorous faith like Islam, devout followers often pursue particular tariqs, or paths of devotion, and these tariqs, while differing significantly from the various Catholic Church orders, aren't seen as separate from mainstream orthodoxy. When Christ died, Christianity was nearly equivalent to one such tariq. It was an emerging religious community that hadn't fully separated from Judaism.
The concept of a private, even secret religious group aligns closely with the idea that family life and worldly affairs are incompatible with the pursuit of higher ideals. In early times, only priests and dedicated individuals were expected to fast and practice chastity. However, once the belief took hold that such practices not only achieved specific goals but also resulted in wiser, happier, or more powerful lives, many intelligent, emotional, and gullible individuals began to adopt them. The early Christian Church was influenced by the notion that the world was under Satan's control and anyone who wished to save themselves must renounce it. Gentler Hindus were motivated by two main reasons. First, more than other cultures, they felt the stress and futility of earthly existence. Second, they deeply believed that miraculous powers could result from self-discipline, and those who practiced fasting and meditation confirmed this belief through their experiences.
The third factor in the establishment and growth of religious communities is the recognition of the power they can wield. The followers of a master or the priests of a deity, if organized and numerous, possess a force similar to that of an army. Using such organizations to promote and safeguard the true faith is a clear strategy for the zealous: ecclesiastical tactics and ambitions often arise in many groups created to support the active Church. However, this dynamic is largely absent in Buddhism; outside of Tibet and Japan, it is almost nonexistent. The Buddha's ideal was embedded within his community and was supposed to manifest in the members' lives. They didn't need to pursue any outside objectives.
The Sangha, as this community was called, naturally emerged from the societal context of India during Gotama's time. It was generally accepted that a serious person should renounce worldly life to become a wanderer. In doing so and attracting a group of disciples who lived similarly, Gotama didn't create something new; he achieved with notable success what other teachers were already doing. The brotherhood he established notably differed from others by being broader and more humane, less inclined towards extremism, and better structured. As we read the accounts in the Pitakas, its growth appears so straightforward and organic that it seems no further explanation is needed. Disciples gather around the master, and as their numbers grow, he implements a few beneficial regulations. It is almost surprising to see that their outcome was an organization that became one of the great influences in the world.
The Buddha stated that he taught a middle path, avoiding both indulgence and self-deprivation, yet Europeans often focus on his rejection of pleasure and feel repelled by a system that suppresses many harmless activities. However, contemporary Indian opinion criticized his teachings for being too lenient. The Vinaya frequently mentions that people complained, saying his disciples acted like they still enjoyed worldly comforts. Some, it is said, attempted to join the order merely to secure a comfortable life[527]. It's evident that he pushed boundaries regarding what public opinion would tolerate in relaxing the strict rules considered essential to the religious life. We best grasp his intention if we focus more on the spiritual liberation he advocated rather than the austere lifestyle he prescribed—such as having only one meal a day. He emphasized the importance of emotional and mental freedom and fostering love and knowledge, viewing everything else as secondary. He tells the ascetic Kassapa[528] that performing numerous penances doesn’t make one a true monk unless it results in happiness derived from good conduct, a genuine heart, and a clear mind. But once he possesses a heart full of love devoid of anger or malice, and becomes liberated even before death, then he truly deserves to be called a monk. He remarks that many claim it’s hard to live like a monk, but the truth is that asceticism is relatively easy—the real challenge lies in transforming and freeing the heart.
In India, where the tendency towards asceticism and self-harm is widespread, it’s only natural for penance to seem more appealing and satisfying than spiritual discipline. It gained more respect and seemed more tangible and in line with societal expectations of holiness. Consequently, we see efforts by Devadatta and others to persuade the Buddha to intensify his discipline. But he refused[529]. The more austere lifestyle, which he opted not to make mandatory, is detailed in the rules known as Dhutângas, of which twelve or thirteen are listed. They partially involve stricter regulations regarding food and clothing, and partly pertain to the life of a hermit residing in forests or cemeteries.
In the Pitakas[530] Kassapa's followers are labeled dhutavâdâ, and the benefits of following the Dhutângas are discussed in the Questions of Milinda. It’s likely that the Buddha himself had little affinity for these practices. At the very least, he wanted to ensure they didn’t devolve into excess. He forbade[531] his disciples from spending the rainy season in a hollow tree, in places where corpses were kept, or using an alms bowl made from a skull. Kassapa had been a Brahman ascetic, and it seems that by allowing the Dhutângas, the Buddha intended to let him and his followers continue their familiar practices. They were a significant group, and he likely sought their support, as he was attuned to public sentiment[532] and eager to adapt when it aligned with his principles. We often hear that laypeople complained about certain practices of his Bhikkhus, and when these grievances reached him, he ordered the problematic practices to stop. Once, the king of Magadha asked the monks to delay their rainy season retreat until the next full moon. They brought the matter to the Buddha, who simply replied, "I decree that you obey kings."
One clear difference between the Buddha's disciples and other groups was that they were fully clothed, while the Âjîvikas, Jains, and others went around naked. The intention behind this rule was likely modesty, and Gotama also insisted on the use of a begging bowl, while some sect members collected food scraps in their hands. Such extremities resulted in abuses similar to the degradation seen in some modern fakirs. Even Jain texts acknowledge that pious householders were repulsed by naked, unkempt ascetics seeking shelter in their homes[533]. This type of life, the Buddha referred to as anariyam, or ignoble. He wanted nothing to do with such dehumanization. He prohibited nudity and the wearing of garments made from animal hair or other uncomfortable attire. The clothing he prescribed consisted of three pieces of cloth made from a color known as kâsâva, which was likely a dull orange, chosen for its simplicity. It appears that in medieval India, the color in use was reddish; currently, a bright and pleasant yellow is worn in Burma, Ceylon, Siam, and Cambodia. Initially, the robes were created from rags sewn together, but it soon became customary for devoted laypeople to provide the Order with clothing.
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In the Mahâ and Culla-vaggas of the Vinaya Pitaka we possess a large collection of regulations purporting to be issued by the Buddha for the guidance of the Order on such subjects as ceremonial, discipline, clothes, food, furniture and medicine. The arrangement is roughly chronological. Gotama starts as a new teacher, without either followers or a code. As disciples multiply the need for regulations and uniformity of life is felt. Each incident and difficulty that arises is reported to him and he defines the correct practice. One may suspect that many usages represented as originating in the injunctions of the master really grew up gradually. But the documents are ancient; they date from the generations immediately following the Buddha's death, and their account of his activity as an organizer is probably correct in substance. One of the first reasons which rendered regulations necessary was the popularity of the order and the respect which it enjoyed. King Bimbisâra of Magadha is represented as proclaiming that "It is not permitted to do anything to those who join the order of the Sakyaputtiya[534]." Hence robbers[535], debtors, slaves, soldiers anxious to escape service and others who wished for protection against the law or merely to lead an idle life, desired to avail themselves of these immunities. This resulted in the gradual elaboration of a code of discipline which did much to secure that only those actuated by proper motives could enter the order and only those who conducted themselves properly could stay within it.
We find traces of a distinction between those Bhikkhus who were hermits and lived solitary lives in the woods and those who moved about in bands, frequenting rest houses. In the time of the Buddha the wandering life was a reality but later most monks became residents in monasteries. Already in the Vinaya we seem to breathe the atmosphere of large conventual establishments where busy superintendents see to the lodging and discipline of crowds of monks, and to the distribution of the gifts made by pious laymen. But the Buddha himself knew the value of forests and plant life for calming and quickening the mind. "Here are trees," he would say to his disciples at the end of a lecture, "go and think it out[536]."
In the poetical books of the Tripitaka, especially the collections known as the Songs of the Monks and Nuns, this feeling is still stronger: we are among anchorites who pass their time in solitary meditation in the depths of forests or on mountain tops and have a sense of freedom and a joy in the life of wild things not found in cloisters. These old monkish poems are somewhat wearisome as continuous reading, but their monotonous enthusiasm about the conquest of desire is leavened by a sincere and observant love of nature. They sing of the scenes in which meditation is pleasant, the flowery banks of streams that flow through reeds and grasses of many colours as well as the mysterious midnight forest when the dew falls and wild beasts howl; they note the plumage of the blue peacock, the flight of the yellow crane and the gliding movements of the water snake. It does not appear that these amiable hermits arrogated any superiority to themselves or that there was any opposition between them and the rest of the brethren. They preferred a form of the religious life which the Buddha would not make compulsory, but it is older than Buddhism and not yet dead in India. The Sangha exercised no hierarchical authority over them and they accepted such simple symbols of union as the observance of Uposatha days.
The character of the Sangha has not materially changed since its constitution took definite shape towards the end of the master's life. It was and is simply a body of people who believe that the higher life cannot be lived in any existing form of society and therefore combine to form a confraternity where they are relieved of care for food and raiment, where they can really take no thought for the morrow and turn the cheek to the smiter. They were not a corporation of priests and they had no political aims. Any free man, unless his parents or the state had a claim on him and unless he suffered from certain diseases, was admitted; he took no vows of obedience and was at any time at liberty to return to the world.
Though the Sangha as founded by the Buddha did not claim, still less exact, anything from the laity, yet it was their duty, their most obvious and easy method of acquiring merit, to honour and support monks, to provide them with food, clothes and lodging and with everything which they might lawfully possess. Strictly speaking a monk does not beg for food nor thank for what he receives. He gives the layman a chance of doing a good deed and the donor, not the recipient, should be thankful.
At first the Buddha admitted converts to the order himself, but he subsequently prescribed two simple ceremonies for admission to the novitiate and to full privileges respectively. They are often described as ordinations but are rather applications from postulants which are granted by a Chapter consisting of at least ten members. The first, called pabbajjâ or going forth—that is leaving the world—is effected when the would-be novice, duly shorn and robed in yellow, recites the three refuges and the ten precepts[537]. Full membership is obtained by the further ceremony called upasampadâ. The postulant, who must be at least twenty years old, is examined in order to ascertain that he is sui juris and has no disqualifying disease or other impediment. Then he is introduced to the Chapter by "a learned and competent monk" who asks those who are in favour of his admission to signify the same by their silence and those who are not, to speak. If this formula is repeated three times without calling forth objection, the upasampadâ is complete. The newly admitted Bhikkhu must have an Upajjhâya or preceptor on whom he waits as a servant, seeing to his clothes, bath, bed, etc. In return the preceptor gives him spiritual instruction, supervises his conduct and tends him when sick.
The Chapter which had power to accept new monks and regulate discipline consisted of the monks inhabiting a parish or district, whose extent was fixed by the Sangha itself. Its reality as a corporate body was secured by stringent regulations that under no excuse must the Bhikkhus resident in a parish omit to assemble on Uposatha days[538]. The Vinaya[539] represents the initiative for these simple observances as coming not from the Buddha but from King Bimbisâra, who pointed out that the adherents of other schools met on fixed days and that it would be well if his disciples did the same. He assented and ordered that when they met they should recite a formula called Pâtimokkha which is still in use. It is a confessional service, in which a list of offences is read out and the brethren are asked three times after each item "Are you pure in this matter?" Silence indicates a good conscience. Only if a monk has anything to confess does he speak. It is then in the power of the assembly to prescribe some form of expiation. The offender may be rebuked, suspended or even expelled. But he must admit his guilt. Otherwise disciplinary measures are forbidden.
What has been said above[540] about the daily life of the Buddha applies equally to the life of his disciples. Like him they rose early, journeyed or went to beg their only meal until about half-past eleven and spent the heat of the day in retirement and meditation. In the evening followed discussion and instruction. It was forbidden to accept gold and silver but the order might possess parks and monasteries and receive offerings of food and clothes. The personal possessions allowed to a monk were only the three robes, a girdle, an alms bowl, a razor, a needle and a water strainer[541]. Everything else which might be given to an individual had to be handed over to the confraternity and held in common and the Vinaya shows clearly how a band of wandering monks following their teacher from place to place speedily grew into an influential corporation possessing parks and monasteries near the principal cities. The life in these establishments attained a high level of comfort according to the standard of the times and the number of restrictive precepts suggests a tendency towards luxury. This was natural, for the laity were taught that their duty was to give and the Order had to decide how much it could properly receive from those pious souls who were only too happy to acquire merit. In the larger Vihâras, for instance at Sâvatthî, there were halls for exercise (that is walking up and down), halls with fires in them, warm baths and store rooms.
The year of the Bhikkhus was divided into two parts. During nine months they might wander about, live in the woods or reside in a monastery. During the remaining three months, known as Vassa[542] or rainy season, residence in a monastery was obligatory. This custom, as mentioned, existed in India before the Buddha's time and the Pitakas represent him as adopting it, chiefly out of deference to public opinion. He did not prescribe any special observances for the period of Vassa, but this was the time when people had most leisure, since it was hard to move about, and also when the monks were brought into continual contact with the inhabitants of a special locality. So it naturally became regarded as the appropriate season for giving instruction to the laity. The end of the rainy season was marked by a ceremony called Pavâraṇâ, at which the monks asked one another to pardon any offences that might have been committed, and immediately after it came the Kathiṇa ceremony or distribution of robes. Kathiṇa signifies the store of raw cotton cloth presented by the laity and held as common property until distributed to individuals.
It would be tedious to give even an abstract of the regulations contained in the Vinaya. They are almost exclusively concerned with matters of daily life, dwellings, furniture, medicine and so forth, and if we compare them with the statutes of other religious orders, we are struck by the fact that the Buddha makes no provision for work, obedience or worship. In the western branches of the Christian Church—and to some extent, though less markedly, in the eastern—the theory prevails that "Satan finds some mischief still for idle hands to do" and manual labour is a recognized part of the monastic life. But in India conditions and ideals were different. The resident monk grew out of the wandering teacher or disputant, who was not likely to practise any trade; it was a maxim that religious persons lived on alms, and occupations which we consider harmless, such as agriculture, were held to be unsuitable because such acts as ploughing may destroy animal life. Probably the Buddha would not have admitted the value of manual labour as a distraction and defence against evil thoughts. No one was more earnestly bent on the conquest of such thoughts, but he wished to extirpate them, not merely to crowd them out. Energy and activity are insisted on again and again, and there is no attempt to discourage mental activity. Reading formed no part of the culture of the time, but a life of travel and new impressions, continual discussion and the war of wits, must have given the Bhikkhus a more stimulating training than was to be had in the contemporary Brahmanic schools.
The Buddha's regulations contain no vow of obedience or recognition of rank other than simple seniority or the relation of teacher to pupil. As time went on various hierarchical expedients were invented in different countries, since the management of large bodies of men necessitates authority in some form, but except in Lamaism this authority has rarely taken the form familiar to us in the Roman and Oriental Churches, where the Bishops and higher clergy assume the right to direct both the belief and conduct of others. In the Sangha, no monk could give orders to another: he who disobeyed the precepts of the order ceased to be a member of it either ipso facto, or if he refused to comply with the expiation prescribed. Also there was no compulsion, no suppression of discussion, no delegated power to explain or supplement the truth. Hence differences of opinion in the Buddhist Church have largely taken the shape of schools of thought rather than of separate and polemical sects. Dissension indeed has not been absent but of persecution, such as stains the annals of the Christian Church, there is hardly any record. The fact that the Sangha, though nearly five hundred years older than any Christian institution, is still vigorous shows that this noble freedom is not unsuccessful as a practical policy.
The absence of anything that can be called worship or cultus in Gotama's regulations is remarkable. He not merely sets aside the older religious rites, such as prayer and sacrifice; he does not prescribe anything whatever which is in ordinary language a religious act. For the Pâtimokkha, Pavâraṇâ, etc., are not religious ceremonies, but chapters of the order held with an ethical object, and the procedure (the proposal of a resolution and the request for an expression of opinion) is that adopted in modern public meetings, except that assent is signified by silence. It is true that the ceremonial of a religion is not likely to develop during the life of the founder, for pious recollection and recitation of his utterances in the form of scripture are as yet impossible. Still, if the Buddha had had any belief whatever in the edifying effect of ritual, he would not have failed to institute some ceremony, appealing if not to supernatural beings at least to human emotions. Even the few observances which he did prescribe seem to be the result of suggestion from others and the only inference to be drawn is that he regarded every form of religious observance as entirely superfluous.
At first the Sangha consisted exclusively of men. It was not until about five years after its establishment that the entreaties of the Buddha's fostermother, who had become a widow, and of Ânanda prevailed on him to throw it open to women as well[543] but it would seem that the permission was wrung from him against his judgment. His reluctance was not due to a low estimate of female ability, for he recognized and made use of the influence of women in social and domestic life and he admitted that they were as capable as men of attaining the highest stages of spiritual and intellectual progress. This is also attested by the Pitakas, for some of the most important and subtle arguments and expositions are put into the mouths of nuns[544]. Indeed the objections raised by the Buddha, though emphatic, are as arguments singularly vague and the eight rules for nuns which he laid down and compared to an embankment built to prevent a flood seem dictated not by the danger of immorality but by the fear that women might aspire to the management of the order and to be the equals or superiors of monks.
So far as we can tell, his fears were not realized. The female branch of the order showed little vigour after its first institution but it does not appear that it was a cause of weakness or corruption. Women were influential in the infancy of Buddhism, but we hear little of the nuns when this first ardour was over. We may surmise that it was partly due to personal devotion to Gotama and also that there was a growing tendency to curtail the independence allowed to women by earlier Aryan usage. The daughters of Asoka play some part in the narratives of the conversion of Ceylon and Nepal but after the early days of the Church female names are not prominent: subsequently the succession became interrupted and, as nuns can receive ordination only from other nuns and not from monks, it could not be restored. The so-called nuns of the present day are merely religious women corresponding to the sisters of Protestant Churches, but are not ordained members of an order. But the right of women to enjoy the same spiritual privileges as men is not denied in theory and in practice Buddhism has done nothing to support or commend the system of the harem or zenana. In some Buddhist countries such as Burma and Siam women enjoy almost the same independence as in Europe. In China and Japan their status is not so high, but one period when Buddhism was powerful in Japan (800-1100 A.D.) was marked by the number of female writers and among the Manchus and Tibetans women enjoy considerable freedom and authority.
Those who follow the law of the Buddha but are not members of the Sangha are called Upâsakas[545], that is worshippers or adherents. The word may be conveniently rendered by laymen although the distinction between clergy and laity, as understood in most parts of Europe, does not quite correspond to the distinction between Bhikkhus and Upâsakas. European clergy are often thought of as interpreters of the Deity, and whenever they have had the power they have usually claimed the right to supervise and control the moral or even the political administration of their country. Something similar may be found in Lamaism, but it forms no part of Gotama's original institution nor of the Buddhist Church as seen to-day in Burma, Siam and Ceylon. The members of the Sangha are not priests or mediators. They have joined a confraternity in order to lead a higher life for which ordinary society has no place. They will teach others, not as those whose duty it is to make the laity conform to their standard but as those who desire to make known the truth. And easy as is the transition from this attitude to the other, it must be admitted that Buddhism has rarely laid itself open to the charge of interfering in politics or of seeking temporal authority. Rather may it be accused of a tendency to indolence. In some cases elementary education is in the hands of the monks and their monasteries serve the purpose of village schools. Elsewhere they are harmless recluses whom the unsympathetic critic may pity as useless but can hardly condemn as ambitious or interfering. This is not however altogether true of Tibet and the Far East.
It is sometimes said that the only real Buddhists are the members of the Sangha and there is some truth in this, particularly in China, where one cannot count as a Buddhist every one who occasionally attends a Buddhist service. But on the other hand Gotama accorded to the laity a definite and honourable position and in the Pitakas they notify their conversion by a special formula. They cannot indeed lead the perfect life but they can ensure birth in happy states and a good layman may even attain nirvana on his death-bed. But though the pious householder "takes his refuge in the law and in the order of monks" from whom he learns the law, yet these monks make no attempt to supervise or even to judge his life. The only punishment which the Order inflicts, to turn down the bowl and refuse to accept alms from guilty hands, is reserved for those who have tried to injure it and is not inflicted on notorious evil livers. It is the business of a monk to spread true knowledge and good feeling around him without enquiring into the thoughts and deeds of those who do not spontaneously seek his counsel. Indeed it may be said that in Burma it is the laity who supervise the monks rather than vice versa. Those Bhikkhus who fall short of the accepted standard, especially in chastity, are compelled by popular opinion to leave the monastery or village where they have misbehaved. This reminds us of the criticisms of laymen reported in the Vinaya and the deference which the Buddha paid to them.
The ethical character of Buddhism and its superiority to other Indian systems are shown in the precepts which it lays down for laymen. Ceremony and doctrine have hardly any place in this code, but it enjoins good conduct and morality: moderation in pleasures and consideration for others. Only five commandments are essential for a good life but they are perhaps more comprehensive and harder to keep than the Decalogue, for they prescribe abstinence from the five sins of taking life, drinking intoxicants, lying, stealing and unchastity. It is meritorious to observe in addition three other precepts, namely, to use no garlands or perfumes: to sleep on a mat spread on the ground and not to eat after midday. Pious laymen keep all these eight precepts, at least on Uposatha days, and often make a vow to observe them for some special period. The nearer a layman can approximate to the life of a monk the better for his spiritual health, but still the aims and ideals, and consequently the methods, of the lay and religious life are different. The Bhikkhu is not of this world, he has cut himself loose from its ties, pleasures and passions; he strives not for heaven but for arhatship. But the layman, though he may profitably think of nirvana and final happiness, may also rightly aspire to be born in some temporary heaven. The law merely bids him be a kind, temperate, prudent man of the world. It is only when he speaks to the monks that the Buddha really speaks to his own and gives his own thoughts: only for them are the high selfless aspirations, the austere counsels of perfection and the promises of bliss and something beyond bliss. But the lay morality is excellent in its own sphere—the good respectable life—and its teaching is most earnest and natural in those departments where the hard unsentimental precepts of the higher code jar on western minds. Whereas the monk severs all family ties and is fettered by no domestic affection, this is the field which the layman can cultivate with most profit. It was against his judgment that the Buddha admitted women to his order and in bidding his monks beware of them he said many hard things. But for women in the household life the Pitakas show an appreciation and respect which is illustrated by the position held by women in Buddhist countries from the devout and capable matron Visâkhâ down to the women of Burma in the present day. The Buddha even praised the ancients because they married for love and did not buy their wives[546].
The right life of a layman is described in several suttas[547] and in all of them, though almsgiving, religious conversation and hearing the law are commended, the main emphasis is on such social virtues as pleasant speech, kindness, temperance, consideration for others and affection. The most complete of these discourses, the Sigâlovâda-sutta[548], relates how the Buddha when starting one morning to beg alms in Râjagaha saw the householder Sigâla bowing down with clasped hands and saluting the four quarters, the nadir and the zenith. The object of the ceremony was to avert any evil which might come from these six points. The Buddha told him that this was not the right way to protect oneself: a man should regard his parents as the east, his teachers as the south, his wife and children as the west, his friends as the north, his servants as the nadir and monks and Brahmans as the zenith. By fulfilling his duty to these six classes a man protects himself from all evil which may come from the six points. Then he expounded in order the mutual duties of (1) parents and children, (2) pupils and teachers, (3) husband and wife, (4) friends, (5) master and servant, (6) laity and clergy. The precepts which follow show how much common sense and good feeling Gotama could bring to bear on the affairs of every-day life when he gave them his attention and the whole classification of reciprocal obligations recalls the five relationships of Chinese morality, three of which are identical with Gotama's divisions, namely parents and children, husband and wife, and friends. But national characteristics make themselves obvious in the differences. Gotama says nothing about politics or loyalty; the Chinese list, which opens with the mutual duties of sovereigns and subjects, is silent respecting the church and clergy.
The Sangha is an Indian institution and invites comparison with that remarkable feature of Indian social life, the Brahman caste. At first sight the two seem mutually opposed, for the one is a hereditary though intellectual aristocracy, claiming the possession of incommunicable knowledge and power, the other a corporation open to all who choose to renounce the world and lead a good life. And this antithesis contains historical truth: the Sangha, like the similar orders of the Jains and other Kshatriya sects, was in its origin a protest against the exclusiveness and ritualism of the Brahmans. Yet compared with anything to be found in other countries the two bodies have something in common. For instance it is a meritorious act to feed either Brahmans or Bhikkhus. Europeans are inclined to call both of them priests, but this is inaccurate for a Bhikkhu rarely deserves the title [549] and nowadays Brahmans are not necessarily priests nor priests Brahmans. But in India there is an old and widespread idea that he who devotes himself to a religious and intellectual life (and the two spheres, though they do not coincide, overlap more than in Europe) should be not only respected but supported by the rest of the world. He is not a professional man in the sense that lawyers, doctors and clergymen are, but rather an aristocrat. Though from the earliest times the nobles of India have had a full share of pride and self-confidence, the average Hindu has always believed in another kind of upper class, entered in some sects by birth, in others by merit, but in general a well-defined body, the conduct of whose members does not fail to command respect. The do ut des principle is certainly not wanting, but the holy man is honoured not so much because he will make an immediate return by imparting some instruction or performing some ceremony but because to honour him is a good act which, like other good acts, will sooner or later find its reward. The Buddha is not represented as blaming the respect paid to Brahmans but as saying that Brahmans must deserve it. Birth and plaited hair do not make a true Brahman any more than a shaven head makes a Bhikkhu, but he who has renounced the world, who is pure in thought, word and deed, who follows the eight-fold path, and perfects himself in knowledge, he is the true Brahman[550]. Men of such aspirations are commoner in India than elsewhere and more than elsewhere they form a class, which is defined by each sect for itself. But in all sects it is an essential part of piety to offer respect and gifts to this religious aristocracy.
In the Mahâ and Culla-vaggas of the Vinaya Pitaka, we have a vast collection of rules attributed to the Buddha, meant to guide the Order on topics like ceremonies, discipline, clothing, food, furniture, and medicine. The organization is generally chronological. Gotama begins as a new teacher with no followers or established code. As more disciples join, the need for guidelines and a consistent way of life becomes apparent. Every issue and challenge that arises is reported to him, and he clarifies the correct actions. One might suspect that many traditions claimed to originate from the master actually developed gradually over time. However, these documents are ancient, dating back to the generations right after the Buddha's death, and their portrayal of his role as an organizer is likely accurate at its core. One of the initial reasons for needing these regulations was the growing popularity and respect of the order. King Bimbisâra of Magadha is noted for stating that "no one is allowed to harm those who join the Sakyaputtiya order." Consequently, robbers, debtors, slaves, soldiers looking to escape service, and others seeking protection from the law or simply wanting an easy life wanted to take advantage of these privileges. This led to the gradual development of a discipline code that ensured only those with genuine intentions could join the order, and only those who behaved properly could remain in it.
We see signs of a distinction between Bhikkhus who lived as hermits in the woods and those who traveled in groups, staying at rest houses. During the Buddha's time, wandering was common, but later on, most monks settled into monasteries. Even in the Vinaya, we can sense the presence of large monastery communities where busy overseers manage the housing and discipline of many monks, as well as distribute donations made by devoted laypeople. Yet the Buddha himself recognized the calming and energizing effects of forests and nature for the mind. "Here are trees," he'd tell his disciples after finishing a talk, "go and reflect on it[536]."
In the poetic texts of the Tripitaka, especially in the collections named the Songs of the Monks and Nuns, this sentiment is even stronger: we encounter anchorites engaging in solitary meditation deep in forests or on mountaintops, experiencing a sense of freedom and joy found in the wilderness that is absent in enclosed spaces. These old monk poems can be somewhat dull to read continuously, but their repetitive enthusiasm about overcoming desires is tempered by a genuine and observant appreciation for nature. They celebrate the beautiful locations where meditation is enjoyable, from flowering riverbanks surrounded by various colors of reeds and grasses to the enchanting midnight woods when dew falls and wild animals howl; they notice the vibrant plumage of the blue peacock, the flight of the yellow crane, and the sleek movement of the water snake. It appears that these gentle hermits did not consider themselves superior or oppose the other monks. They simply preferred a style of religious life that the Buddha wouldn’t enforce, although it predates Buddhism and still exists in India. The Sangha held no hierarchical power over them, and they accepted simple symbols of unity, such as observing Uposatha days.
The nature of the Sangha has not significantly altered since its formal establishment towards the end of the master's life. It is just a group of people who believe that a higher life cannot thrive within any current societal structure and thus come together to form a brotherhood where they do not have to worry about food and clothing, where they needn't think about tomorrow and can turn the other cheek to those who strike them. They were not a corporation of priests, and they had no political ambitions. Any free person, unless bound by family or governmental claims or afflicted by certain diseases, could join; they did not take vows of obedience and were free to return to society at any time.
Though the Sangha founded by the Buddha did not require anything from the laity, it was the laypeople's duty, their simplest way to gain merit, to honor and support the monks by providing them with food, clothing, housing, and everything else they might legally own. Strictly speaking, a monk doesn't beg for food nor thank those who offer it. He gives the laypeople the opportunity to perform good deeds, and it is the donor, not the recipient, who should feel grateful.
Initially, the Buddha personally admitted converts to the order, but he later introduced two simple ceremonies for newcomers: one for novices and another for full membership. They are often referred to as ordinations but are more like applications from candidates that are approved by a Chapter with at least ten members. The first, known as pabbajjâ or going forth, involves the aspirant, after getting a proper haircut and donning yellow robes, reciting the three refuges and the ten precepts[537]. Full membership is granted through a further ceremony called upasampadâ. The applicant, who must be at least twenty years old, undergoes an examination to ensure he is sui juris and free from disqualifying illnesses or other barriers. Then, he is presented to the Chapter by "a knowledgeable and competent monk," who asks anyone in favor of his admission to signify it by remaining silent, and anyone opposed to speak up. If this is reiterated three times without objection, the upasampadâ is finalized. The newly admitted Bhikkhu must have an Upajjhâya or preceptor whom he serves, taking care of his robes, bathing, sleeping arrangements, and so on. In return, the preceptor provides spiritual guidance, monitors his behavior, and cares for him when ill.
The Chapter responsible for accepting new monks and managing discipline consisted of monks residing in a specific area or district, defined by the Sangha itself. Their existence as a corporate entity was secured by strict rules ensuring that under no circumstances could the Bhikkhus living in a parish skip their meetings on Uposatha days[538]. The Vinaya[539] indicates that the initiative for these simple gatherings came not from the Buddha but from King Bimbisâra, who pointed out that followers of other groups gathered on specific days and recommended his disciples do the same. The Buddha agreed and decreed that they should recite a formula called Pâtimokkha when they met, which is still practiced today. It’s a confessional process, where a list of offenses is shouted out, and the monks are asked three times after each item, "Are you pure in this matter?" Silence indicates a clear conscience. Only if a monk has something to confess does he speak up. The assembly then has the authority to mandate an expiation. The offender may face rebuke, temporary suspension, or even expulsion. However, he must acknowledge his wrongdoing; otherwise, disciplinary actions are prohibited.
What has been described above[540] about the Buddha's daily life similarly applies to his disciples. Like him , they would wake early, travel or go out to gather their only meal until around 11:30 AM, and spend the afternoon in reflection and meditation. Evenings were spent in discussion and teaching. Accepting gold and silver was forbidden, but the order could have parks and monasteries and receive offerings of food and clothing. A monk's personal belongings were limited to three robes, a belt, an alms bowl, a razor, a needle, and a water strainer[541]. Anything else given to an individual had to be handed over to the community and shared collectively, and the Vinaya clearly illustrates how a group of wandering monks following their teacher quickly evolved into a significant organization with parks and monasteries near major cities. Life in these establishments became quite comfortable by the standards of the time, and the number of restrictive rules suggests a tendency towards luxury. This was understandable, as the laypeople were taught that their duty was to give, and the Order had to decide how much they could responsibly accept from those well-meaning individuals eager to earn merit. In larger Vihâras, like those at Sâvatthî, there were exercise halls (for walking back and forth), rooms with fires, warm baths, and storage areas.
The year for the Bhikkhus was split into two parts. For nine months, they could wander, live in the woods, or stay in a monastery. During the remaining three months, known as Vassa[542] or rainy season, they were required to reside in a monastery. This custom predated the Buddha and the Pitakas show that he adopted it mainly due to community expectations. He did not impose any specific observances for Vassa, but it became a time when people had more leisure, as travel was difficult, and when monks had constant contact with the residents of a specific area. Thus, it naturally evolved to be seen as the right time to instruct the laypeople. The end of the rainy season was celebrated with a ceremony called Pavâraṇâ, where monks asked each other to forgive any offenses that may have occurred, followed immediately by the Kathiṇa ceremony or the distribution of robes. Kathiṇa refers to the collection of raw cotton cloth given by laypeople, which is kept as common property until passed out to individuals.
It would be tedious to summarize even an abstract of the regulations found in the Vinaya. They mostly focus on everyday matters: housing, furnishings, medicine, and so forth. If we compare them to other religious orders' statutes, we notice that the Buddha does not provide for work, obedience, or worship. In the Western branches of the Christian Church—and to some extent, though less distinctly, in the Eastern—there’s a belief that "Satan finds mischief still for idle hands to do" and that manual labor is an acknowledged component of monastic life. But in India, conditions and values were different. The resident monk emerged from the wandering teacher or debater, who was unlikely to have a trade; it was common knowledge that religious individuals lived off alms, and activities we deem harmless, like farming, were considered inappropriate because they could harm animal life. Probably, the Buddha would not have recognized the value of manual labor as a way to deflect and guard against harmful thoughts. No one was more earnestly determined to conquer such thoughts, yet he aimed to eradicate them, not merely to overshadow them. Energy and effort were emphasized repeatedly, and there was no attempt to dissuade mental activity. Reading was not part of the culture at that time, but a lifestyle filled with travel and new experiences, ongoing discussions, and intellectual challenges must have provided the Bhikkhus with a more stimulating training than what was available in the contemporary Brahmanic schools.
The Buddha's rules do not include any vow of obedience or acknowledgment of rank beyond basic seniority or the teacher-pupil relationship. Over time, various hierarchical methods were developed in different countries, as managing large groups of individuals requires some form of authority, although this authority has seldom taken the familiar shape seen in the Roman and Oriental Churches, where Bishops and higher clergy claim the right to direct others' beliefs and behaviors. In the Sangha, no monk could command another: he who disobeys the precepts of the order ceases to be part of it either ipso facto or if he refuses to follow the prescribed atonement. Also, there was no pressure, no suppression of discussion, and no assigned authority to explain or expand on the truth. As a result, differences of opinion within the Buddhist Church have largely emerged as schools of thought rather than as distinct and contentious sects. While disputes have existed, records of persecution, as seen in the history of the Christian Church, are hardly present. The fact that the Sangha, though nearly five hundred years older than any Christian institution, remains active indicates that this noble freedom has proven effective as a practical strategy.
The remarkable absence of anything resembling worship or religious rituals in Gotama's regulations is noteworthy. He not only dismisses older religious practices like prayer and sacrifice; he does not instruct any action typically regarded as a religious act. For the Pâtimokkha, Pavâraṇâ, etc., are not religious rituals but order meetings held with an ethical purpose, and the process (proposing a resolution and seeking opinions) resembles modern public gatherings, except assent is indicated by silence. It's true that ritual aspects are unlikely to develop during a founder's lifetime since pious recollections and recitations of his teachings in a scriptural form are not yet possible. Nonetheless, if the Buddha believed in the uplifting power of rituals, he would likely have instituted some ceremony, appealing to not just supernatural beings but human emotions as well. Even the few observances he prescribed appear to be based on suggestions from others, leading to the conclusion that he saw all forms of religious practice as completely unnecessary.
Initially, the Sangha was composed solely of men. It wasn’t until about five years after its inception that the appeals of the Buddha's foster mother, who had become a widow, along with those of Ânanda, persuaded him to allow women to join as well[543]. However, it appears that this permission was reluctantly given against his better judgment. His hesitance stemmed not from a low opinion of women's abilities, as he recognized and utilized their influence in social and domestic life, admitting that they were just as capable as men of reaching the highest spiritual and intellectual achievements. This is also supported by the Pitakas, which attribute some of the most significant and nuanced arguments and explanations to nuns[544]. In fact, although the Buddha's objections were forceful, they were somewhat vague, and the eight rules for nuns that he outlined—compared to a dam built to block a flood—seem driven not by genuine concern for morality but by the fear that women might aim for leadership within the order, potentially becoming equals or superiors to monks.
As far as we can tell, his concerns were unfounded. The female branch of the order lacked energy after its initial formation, but this does not seem to have led to weakness or corruption. Women played a significant role in early Buddhism, yet they fade from the narratives once the initial enthusiasm subsided. This may be partly due to personal devotion to Gotama and a growing tendency to restrict the independence previously afforded to women by ancient Aryan customs. The daughters of Asoka appear in the accounts of the conversion of Ceylon and Nepal, but after those early days, female figures become less prominent: later on, this succession broke down, and since nuns can only be ordained by other nuns—not by monks—this could not be restored. Today's so-called nuns resemble religious women akin to the sisters in Protestant churches, but they are not ordained members of any order. Nonetheless, the right of women to enjoy the same spiritual privileges as men isn’t denied in theory, and in practice, Buddhism has not supported or endorsed the system of harems or zenanas. In some Buddhist countries, like Burma and Siam, women have nearly the same freedom as in Europe. In China and Japan, their status isn’t as high, but during the period when Buddhism was influential in Japan (800-1100 A.D.), there was a notable number of female writers, and among the Manchus and Tibetans, women hold considerable autonomy and authority.
Those who follow Buddha's teachings but aren’t part of the Sangha are called Upâsakas[545], meaning worshippers or supporters. The term can be conveniently interpreted as laypeople, although the differentiation between clergy and laity, as understood in most parts of Europe, doesn’t completely align with the distinction between Bhikkhus and Upâsakas. European clergy are often seen as mediators of the Divine, and whenever they’ve held power, they usually claim the authority to govern the moral or even political climate of their nation. A similar aspect exists in Lamaism, yet it isn't a part of Gotama's original framework or of the contemporary Buddhist Church, as observed in Burma, Siam, and Ceylon. The members of the Sangha are not priests or intermediaries. They’ve joined a brotherhood to lead a higher life that common society does not accommodate. They will teach others, not as those tasked with making laypeople conform to their standards, but as those wishing to share the truth. While it’s easy for this perspective to shift into another, Buddhism has rarely been accused of meddling in politics or seeking earthly power. It might instead be charged with a tendency toward passivity. In some instances, basic education is in the hands of monks, and their monasteries act as village schools. In other places, they are harmless recluses whom unsympathetic critics may view as useless but can hardly categorize as ambitious or intrusive. However, this doesn’t entirely apply to Tibet and the Far East.
It’s often said that the only true Buddhists are members of the Sangha, and there’s some truth to this, particularly in China, where not everyone who occasionally attends a Buddhist service qualifies as a Buddhist. However, Gotama did grant laypeople a specific and respectful role, as reflected in the Pitakas, where they announce their conversion using a unique formula. Although they cannot lead the perfect life, they can ensure rebirth in fortunate states, and a good layperson might achieve nirvana at the point of death. Even though the pious householders "take refuge in the law and in the Order of monks," where they learn the law, these monks make no effort to control or judge their lives. The only punishment the Order enforces—turning the bowl down and refusing to accept offerings from unworthy hands—is reserved for those who have tried to harm it, and is not applied to people with known bad behaviors. A monk’s role is to spread true knowledge and positivity around him without prying into the thoughts and actions of those who do not actively seek his guidance. Indeed, in Burma, it might be said that the laypeople supervise the monks rather than the other way around. Bhikkhus who do not meet the expected standards, especially in terms of chastity, are pressured by public opinion to leave the monastery or village where they have erred. This echoes the critiques from laypeople noted in the Vinaya and the respect the Buddha showed them.
The ethical nature of Buddhism and its superiority over other Indian systems are evident in the precepts it outlines for laypeople. Rituals and doctrines hardly factor into this code, which emphasizes good conduct and morality: moderation in pleasures and consideration for others. Only five commandments are essential for a good life, and they may be even more comprehensive and challenging to uphold than the Ten Commandments, as they require abstaining from five unethical actions: taking life, consuming intoxicants, lying, stealing, and committing sexual misconduct. It’s considered meritorious to additionally observe three other precepts: not using garlands or fragrances, sleeping on a mat on the floor, and not eating after midday. Devout laypeople observe all eight precepts, especially on Uposatha days, and often pledge to follow them for a specified period. The closer a layperson can live like a monk, the better for their spiritual well-being, yet the goals and values—and thus the methods—of lay and religious life differ. The Bhikkhu is detached from this world; he has severed connections to its ties, pleasures, and passions, and he strives for arhatship rather than heaven. However, while the layperson may rightly aspire to be reborn into a temporary paradise, they also seek to think about nirvana and ultimate happiness. The law instructs them merely to be kind, moderate, and sensible members of society. It is only when speaking to the monks that the Buddha truly communicates with his own, imparting his thoughts: only to them does he offer lofty selfless aspirations, austere advice for perfection, and promises of bliss and something beyond bliss. However, the lay morality is excellent within its own sphere—the good, respectable life—and its lessons are greatly earnest and natural in areas where the rigid, unsentimental precepts of the higher code clash with Western sensibilities. While the monk cuts off family ties and is not bound by domestic affections, this is where the layperson can engage with the most benefit. The Buddha reluctantly allowed women into his order and cautioned his monks to be wary of them, making several harsh statements. Yet the Pitakas demonstrate an appreciation and respect for women in household life, reflected by the role women play in Buddhist countries, from the devout and capable matron Visâkhâ to contemporary women in Burma. The Buddha even praised the ancients for marrying for love rather than purchasing their wives[546].
The proper life for a layperson is detailed in several suttas[547], and in all of them, while almsgiving, spiritual discussions, and listening to the law are encouraged, the main focus is on social virtues like pleasant speech, kindness, moderation, consideration for others, and affection. The most comprehensive of these teachings, the Sigâlovâda-sutta[548], recounts how the Buddha, while journeying one morning to gather alms in Râjagaha, observed the householder Sigâla bowing with clasped hands and saluting the four directions, the ground, and the sky. The purpose of this act was to avert any misfortune from these six points. The Buddha informed him that this was not the right way to protect oneself: a man should see his parents as the east, his teachers as the south, his wife and children as the west, his friends as the north, his servants as the nadir, and monks and Brahmans as the zenith. By fulfilling obligations to these six groups, a man safeguards himself from all evil that may arise from those directions. He then elaborated on the mutual responsibilities of (1) parents and children, (2) students and teachers, (3) husband and wife, (4) friends, (5) master and servant, (6) laity and clergy. The precepts that follow illustrate how much common sense and empathy Gotama could apply to everyday life when he chose to focus on it, and the entire classification of reciprocal responsibilities resonates with the five relationships in Chinese ethics, three of which are identical to Gotama's categories: parents and children, husband and wife, and friends. However, national traits become evident in the discrepancies. Gotama makes no mention of politics or loyalty; meanwhile, the Chinese list begins with the mutual duties of rulers and subjects while being silent about the church and clergy.
The Sangha is an Indian institution and invites comparison with the notable feature of Indian social life, the Brahman caste. At first glance, the two seem to be opposites: the first is a hereditary yet intellectual aristocracy claiming exclusive knowledge and power, while the second is an organization open to anyone willing to renounce worldly life and lead a righteous life. This contrast holds historical truth: the Sangha, like similar groups among the Jains and other Kshatriya sects, originally arose as a reaction against the exclusivity and ritualism of the Brahmans. Yet, when compared to entities found in other countries, both groups possess some similarities. For example, it’s a meritorious act to feed both Brahmans and Bhikkhus. Europeans often mistakenly label both groups as priests, however, this is misleading as a Bhikkhu rarely lives up to that title [549], and nowadays, not all Brahmans are priests, nor are all priests Brahmans. But within India, there exists an old and widespread belief that those who devote themselves to religious and intellectual pursuits (which, despite not overlapping perfectly, are more connected than in Europe) deserve respect and support from the rest of society. He is not a professional in the same way as lawyers, doctors, or clergy; instead, he is more akin to an aristocrat. Even though India's nobility has always exhibited pride and self-assuredness, the average Hindu has believed in a different class of upper society, some of whom are born into it, while others earn it through their actions, forming a well-defined group whose members always command respect. While the do ut des principle is undoubtedly present, the holy person is honored not solely because he offers immediate returns by sharing wisdom or performing rites but also because honoring him is a good deed that, like other good deeds, will ultimately be rewarded. The Buddha is not portrayed as criticizing the respect shown to Brahmans but instead asserts that they must earn it. Birth and braided hair don't create a true Brahman any more than a shaved head creates a Bhikkhu; rather, he who has renounced the world, is pure in thought, word, and deed, follows the eight-fold path, and perfects his knowledge is the true Brahman[550]. Such aspirants occur more frequently in India than in other locations and form a defined class unique to each sect. However, in all sects, it is a fundamental aspect of piety to show respect and offer gifts to this religious elite.
CHAPTER XII
ASOKA
1
The first period in the history of Buddhism extends from the death of the founder to the death of Asoka, that is to about 232 B.C. It had then not only become a great Indian religion but had begun to send forth missionaries to foreign countries. But this growth had not yet brought about the internal changes which are inevitable when a creed expands far beyond the boundaries within which it was a natural expression of local thought. An intellectual movement and growth is visible within the limits of the Pali Canon and is confirmed by what we hear of the existence of sects or schools, but it does not appear that in the time of Asoka the workings of speculation had led to any point of view materially different from that of Gotama.
Our knowledge of general Indian history before the reign of Asoka is scanty and the data which can be regarded as facts for Buddhist ecclesiastical history are scantier still. We hear of two (or including the Mahâsangîti three) meetings sometimes called Councils; scriptures, obviously containing various strata, were compiled, and eighteen sects or schools had time to arise and some of them to decay. Much doubt has been cast upon the councils[551] but to my mind this suspicion is unmerited, provided that too ecclesiastical a meaning is not given to the word. We must not suppose that the meetings held at Râjagaha and Vesâlî were similar to the Council of Nicaea or that they produced the works edited by the Pali Text Society. Such terms as canon, dogma and council, though indispensable, are misleading at this period. We want less formal equivalents for the same ideas. A number of men who were strangers to those conceptions of a hierarchy and a Bible[552] which are so familiar to us met together to fix and record the opinions and injunctions of the Master or to remove misapprehensions and abuses. It would be better if we could avoid using even the word Buddhist at this period, for it implies a difference sharper than the divisions existing between the followers of Gotama and others. They were in the position of the followers of Christ before they received at Antioch the name of Christians and the meeting at Râjagaha was analogous to the conferences recorded in the first chapter of the Acts of the Apostles.
The record of this meeting and of the subsequent meeting at Vesâlî is contained in Chapters XI. and XII. of the Cullavagga, which must therefore be later than the second meeting and perhaps considerably later. Other accounts are found in the Dîpavaṃsa, Mahâ-Bodhi-Vaṃsa and Buddhaghosa's commentaries. The version given in the Cullavagga is abrupt and does not entirely agree with other narratives of what followed on the death of the Buddha[553]. It seems to be a combination of two documents, for it opens as a narrative by Kassapa, but it soon turns into a narrative about him. But the clumsiness in compilation and the errors of detail are hardly sufficient to discredit an event which is probable in itself and left an impression on tradition. The Buddha combined great personal authority with equally great liberality. While he was alive he decided all questions of dogma and discipline himself, but he left to the Order authority to abolish all the minor precepts. It seems inevitable that some sort of meeting should have been held to consider the position created by this wide permission. Brief and confused as the story in the Cullavagga is, there is nothing improbable in its outline—namely that a resolution was taken at Kusinârâ where he died to hold a synod during the next rains at Râjagaha, a more central place where alms and lodgings were plentiful, and there come to an agreement as to what should be accepted as the true doctrine and discipline. Accordingly five hundred monks met near this town and enquired into the authenticity of the various rules and suttas. They then went on to ask what the Buddha had meant by the lesser and minor precepts which might be abolished. Ânanda (who came in for a good deal of blame in the course of the proceedings) confessed that he had forgotten to ask the Master for an explanation and divergent opinions were expressed as to the extent of the discretion allowed. Kassapa finally proposed that the Sangha should adopt without alteration or addition the rules made by the Buddha. This was approved and the Dhamma and Vinaya as chanted by the assembled Bhikkhus were accepted. The Abhidhamma is not mentioned. The name usually given to these councils is Sangîti, which means singing or chanting together. An elder is said to have recited the text sentence by sentence and each phrase was intoned after him by the assembly as a sign of acceptance. Upâli was the principal authority for the Vinaya and Ânanda for the Dhamma but the limits of the authority claimed by the meeting are illustrated by an anecdote[554] which relates that after the chanting of the law had been completed Pûraṇa and his disciples arrived from the Southern Hills. The elders asked him to accept the version rehearsed by them. He replied, "The Dhamma and Vinaya have been well sung by the Theras, nevertheless as they have been received and heard by me from the mouth of the Lord, so will I hold them." In other words the council has put together a very good account of the Buddha's teaching but has no claim to impose it on those who have personal reminiscences of their own.
This want of a central authority, though less complete than in Brahmanism, marks the early life of the Buddhist community. We read in later works[555] of a succession of Elders who are sometimes called Patriarchs[556] but it would be erroneous to think of them as possessing episcopal authority. They were at most the chief teachers of the order. From the death of the Buddha to Asoka only five names are mentioned. But five names can fill the interval only if their bearers were unusually long-lived. It is therefore probable that the list merely contains the names of prominent Theras who exercised little authority in virtue of any office, though their personal qualities assured them respect. Upâli, who comes first, is called chief of the Vinaya but, so far as there was one head of the order, it seems to have been Kassapa. He is the Brahman ascetic of Uruvelâ whose conversion is recorded in the first book of the Mahâvagga and is said to have exchanged robes with the Buddha[557]. He observed the Dhutângas and we may conjecture that his influence tended to promote asceticism. Dasaka and Sonaka are also designated as chiefs of the Vinaya and there was perhaps a distinction between those who studied (to use modern phrases) ecclesiastical law and dogmatic theology.
The accounts[558] of the second Council are as abrupt as those of the first and do not connect it with previous events. The circumstances said to have led to its meeting are, however, probable. According to the Cullavagga, a hundred years after the death of the Buddha certain Bhikkhus of Vajjian lineage resident at Vesâlî upheld ten theses involving relaxations of the older discipline. The most important of these was that monks were permitted to receive gold and silver, but all of them, trivial as they may seem, had a dangerous bearing for they encouraged not only luxury but the formation of independent schools. For instance they allowed pupils to cite the practice of their preceptors as a justification for their conduct and authorized monks resident in one parish to hold Uposatha in separate companies and not as one united body. The story of the condemnation of these new doctrines contains miraculous incidents but seems to have a historical basis. It relates how a monk called Yasa, when a guest of the monks of Vesâlî, quarrelled with them because they accepted money from the laity and, departing thence, sought for support among the Theras or elders of the south and west. The result was a conference at Vesâlî in which the principal figures are Revata and Sabbakâmi, a pupil of Ânanda, expressly said to have been ordained one hundred and twenty years earlier[559]. The ten theses were referred to a committee, which rejected them all, and this rejection was confirmed by the whole Sangha, who proceeded to rehearse the Vinaya. We are not however told that they revised the Sutta or Abhidhamma.
Here ends the account of the Cullavagga but the Dîpavaṃsa adds that the wicked Vajjian monks, to whom it ascribes wrong doctrines as well as errors in discipline, collected a strong faction and held a schismatic council called the Mahâsangîti. This meeting recited or compiled a new version of the Dhamma and Vinaya[560]. It is not easy to establish any facts about the origin and tenets of this Mahâsangîtika or Mahâsanghika sect, though it seems to have been important. The Chinese pilgrims Fa Hsien and Hsüan Chuang, writing on the basis of information obtained in the fifth and seventh centuries of our era, represent it as arising in connection with the first council, which was either that of Râjagaha or some earlier meeting supposed to have been held during the Buddha's lifetime, and Hsüan Chuang[561] intimates that it was formed of laymen as well as monks and that it accepted additional matter including dhâraṇîs or spells rejected by the monkish council. Its name (admitted by its opponents) seems to imply that it represented at one time the opinions of the majority or at least a great number of the faithful. But it was not the sect which flourished in Ceylon and the writer of the Dîpavaṃsa is prejudiced against it. It may be a result of this animus that he connects it with the discreditable Vajjian schism and the Chinese tradition may be more correct. On the other hand the adherents of the school would naturally be disposed to assign it an early origin. Fa Hsien says[562] that the Vinaya of the Mahâsanghikas was considered "the most complete with the fullest explanations." A translation of this text is contained in the Chinese Tripitaka[563].
Early Indian Buddhism is said to have been divided into eighteen sects or schools, which have long ceased to exist and must not be confounded with any existing denominations. Fa Hsien observes that they agree in essentials and differ only in details and this seems to have been true not only when he wrote (about 420 A.D.) but throughout their history. In different epochs and countries Buddhism presents a series of surprising metamorphoses, but the divergences between the sects existing in India at any given time are less profound in character and less violent in expression than the divisions of Christianity. Similarly the so-called sects[564] in modern China, Burma and Siam are better described as schools, in some ways analogous to such parties as the High and Low Church in England. On the other hand some of the eighteen schools exceeded the variations permitted in Christianity and Islam by having different collections of the scriptures. But at the time of which we are treating these collections had not been reduced to writing: they were of considerable extent compared with the Bible or Koran and they admitted later explanatory matter. The record of the Buddha's words did not profess to be a miraculous revelation but merely a recollection of what had been said. It is therefore natural that each school should maintain that the memory of its own scholars had transmitted the most accurate and complete account and that tradition should represent the successive councils as chiefly occupied in reciting and sifting these accounts.
It is generally agreed that the eighteen[565] schools were in existence during or shortly before the reign of Asoka, and that six others[566] arose about the same period, but subsequently to them. The best materials for a study of their opinions are afforded by the text and commentary[567] of the Kathâ-vatthu, a treatise attributed to Tissa Moggaliputta, who is said to have been President of the Third Council held under Asoka. It is an examination and refutation of heretical views rather than a description of the bodies that held them but we can judge from it what was the religious atmosphere at the time and the commentary gives some information about various sects. Many centuries later I-ching tells us that during his visit to India (671-695 A.D.) the principal schools were four in number, with eighteen subdivisions. These four[568] are the Mahâsanghika, the Sthavira (equivalent to the old Theravâda), the Mûlasarvâstivâda and the Sammitiya, and from the time of Asoka onwards they throw the remaining divisions into the shade[569]. He adds that it is not determined which of the four should be grouped with the Mâhâyana and which with the Hînayâna, that distinction being probably later in origin. The differences between the eighteen schools in I-ching's time were not vital but concerned the composition of the canon and details of discipline. It was a creditable thing to be versed in the scriptures of them all[570]. It is curious that though the Kathâvatthu pays more attention to the opinions of the six new sects than to those held by most of the eighteen, yet this latter number continued to be quoted nearly a thousand years later, whereas the additional six seem forgotten. It may be that they were more unorthodox than the others and hence required fuller criticism. Five of their names are geographical designations, but we hear no more of them after the age of Asoka.
The religious horizon of the heretics confuted in the Kâthavatthu does not differ materially from that of the Pitakas. There are many questions about arhatship, its nature, the method of obtaining it and the possibility of losing it. Also we find registered divergent views respecting the nature of knowledge and sensation. Of these the most important is the doctrine attributed to the Sammitiyas, that a soul exists in the highest and truest sense. They are also credited with holding that an arhat can fall from arhatship, that a god can enter the paths or the Order, and that even an unconverted man can get rid of all lust and ill-will[571]. This collection of beliefs is possibly explicable as a result of the view that the condition of the soul, which is continuous from birth to birth, is stronger for good or evil than its surroundings. The germs of the Mahâyâna may be detected in the opinions of some sects on the nature of the Buddha and the career of a Bodhisattva. Thus the Andhakas thought that the Buddha was superhuman in the ordinary affairs of life and the Vetulyakas[572] held that he was not really born in the world of men but sent a phantom to represent him, remaining himself in the Tusita heaven. The doctrines attributed to the Uttarâpathakas and Andhakas respectively that an unconverted man, if good, is capable of entering on the career of a Bodhisattva and that a Bodhisattva can in the course of his career fall into error and be reborn in state of woe, show an interest in the development of a Bodhisattva and a desire to bring it nearer to human life which are foreign to the Pitakas. An inclination to think of other states of existence in a manner half mythological half metaphysical is indicated by other heresies, such as that there is an intermediate realm where beings await rebirth, that the dead benefit by gifts given in the world[573], that there are animals in heaven, that the Four Truths, the Chain of Causation, and the Eightfold Path, are self-existent (asankhata).
The point of view of the Kathâ-vatthu, and indeed of the whole Pali Tripitaka, is that of the Vibhajjavâdins, which seems to mean those who proceed by analysis and do not make vague generalizations. This was the school to which Tissa Moggaliputta belonged and was identical with the Theravâda (teaching of the elders) or a section of it. The prominence of this sect in the history of Buddhism has caused its own view, namely that it represents primitive Buddhism, to be widely accepted. And this view deserves respect for it rests on a solid historical basis, namely that about two and a half centuries after the Buddha's death and in the country where he preached, the Vibhajjavâdins claimed to get back to his real teaching by an examination of the existing traditions[574]. This is a very early starting-point. But the Sarvâstivâdins[575] were also an early school which attained to widespread influence and had a similar desire to preserve the simple and comparatively human presentment of the Buddha's teaching as opposed to later embellishments. Only three questions in the Kathâ-vatthu are directed against them but this probably means not that they were unimportant but that they did not differ much from the Vibhajjavâdins. The special views attributed to them are that everything really exists, that an arhat can fall from arhatship, and that continuity of thought constitutes Samâdhi or meditation. These theses may perhaps be interpreted as indicative of an aversion to metaphysics and the supernatural. A saint has not undergone any supernatural transformation but has merely reached a level from which he can fall: meditation is simply fixity of attention, not a mystic trance. In virtue of the first doctrine European writers often speak of the Sarvâstivâdins as realists but their peculiar view concerned not so much the question of objective reality as the difference between being and becoming. They said that the world is whereas other schools maintained that it was a continual process of becoming[576]. It is not necessary at present to follow further the history of this important school. It had a long career and flourished in Kashmir and Central Asia.
Confused as are the notices of these ancient sects, we see with some clearness that in opposition to the Theravâda there was another body alluded to in terms which, though hostile, still imply an admission of size and learning, such as Mahâsanghika or Mahâsangîtika, the people of the great assembly, and Âcâryavâda or the doctrine of the Teachers. It appears to have originated in connection with some council and to embody a popular protest against the severity of the doctrine there laid down. This is natural, for it is pretty obvious that many found the argumentative psychology of the Theravâdins arid and wearisome. The Dîpavamsa accuses the Mahâsanghikas of garbling the canon but the Chinese pilgrims testify that in later times their books were regarded as specially complete. One well-known work, the Mahâvastu, perhaps composed in the first century B.C., describes itself as belonging to the Lokuttara branch of the Mahâsanghikas. The Mahâsanghikas probably represent the elements which developed into the Mahâyâna. It is not possible to formulate their views precisely but, whereas the Theravâda was essentially teaching for the Bhikkhu, they represented those concessions to popular taste from which Buddhism has never been quite dissociated even in its earliest period.
The early history of Buddhism spans from the death of its founder to the death of Asoka, around 232 B.C. By that time, it had grown into a major religion in India and started sending missionaries abroad. However, this expansion hadn’t yet caused the internal changes that typically occur when a belief system spreads beyond its initial context. An intellectual movement was evident within the Pali Canon, supported by the existence of various sects or schools, but it didn’t seem that by Asoka’s time, new ideas had emerged that significantly differed from Gotama’s teachings.
Our understanding of Indian history prior to Asoka’s reign is limited, and concrete evidence for Buddhist ecclesiastical history is even scarcer. We learn about two (or three, including the Mahâsangîti) assemblies sometimes referred to as Councils; texts, clearly comprising multiple layers, were compiled, and eighteen sects or schools had formed and some had faded. There’s much skepticism about these councils [551], but I believe this skepticism is unfounded as long as we don’t assign too formal a meaning to the term. We shouldn’t assume that the meetings at Râjagaha and Vesâlî were like the Council of Nicaea or that they produced the edited texts of the Pali Text Society. Terms like canon, dogma, and council, while necessary, can be misleading for this period. We need simpler equivalents for these ideas. A group of men who weren’t familiar with the concepts of hierarchy and scripture[552] met to clarify and document the teachings and rules of the Master or to address misunderstandings and abuses. It would be better not to even use the term “Buddhist” during this time, as it suggests a sharper divide than that between Gotama’s followers and others. They were like the followers of Christ before they were called Christians at Antioch, and the meeting at Râjagaha resembled the gatherings mentioned in the first chapter of the Acts of the Apostles.
The record of this gathering and the later meeting at Vesâlî can be found in Chapters XI and XII of the Cullavagga, which must be written after the second meeting and possibly a good while later. Other accounts are present in the Dîpavaṃsa, Mahâ-Bodhi-Vaṃsa, and Buddhaghosa's commentaries. The version in the Cullavagga is abrupt and does not fully align with other accounts of what occurred after the Buddha's death[553]. It seems like a combination of two texts, starting as a narrative by Kassapa that quickly shifts to being about him. Though the compilation seems clumsy and has some errors, this doesn’t discredit an event that seems likely in itself and that left a lasting impression on tradition. The Buddha had a strong personal authority alongside notable openness. While he was alive, he determined all questions of doctrine and discipline himself, but he allowed the Order to abolish lesser precepts. It seems unavoidable that some form of meeting would have taken place to discuss the implications of this broad permission. Despite being brief and somewhat disorganized, the story in the Cullavagga is not implausible; it suggests that a resolution was made at Kusinârâ, where he died, to have a synod during the next rainy season at Râjagaha, an area with ample alms and accommodations, to reach an agreement on what should be accepted as true doctrine and practice. Thus, five hundred monks gathered near this town to investigate the authenticity of various rules and suttas. They then sought to understand what the Buddha meant regarding the lesser precepts that could be dismissed. Ânanda (who received criticism during this process) admitted that he forgot to ask the Master for clarification, leading to differing opinions about the extent of the allowed discretion. Ultimately, Kassapa suggested that the Sangha should adopt the rules set forth by the Buddha without changes. This proposal was accepted, and the Dhamma and Vinaya recited by the assembled Bhikkhus were approved. The Abhidhamma isn’t mentioned. The name typically given to these councils is Sangîti, meaning to sing or chant together. It’s said that an elder recited the text phrase by phrase, with the assembly responding in unison to indicate acceptance. Upâli was mainly responsible for the Vinaya and Ânanda for the Dhamma, but the limits of their authority are illustrated by an anecdote[554] wherein, after the law was recited, Pûraṇa and his disciples arrived from the Southern Hills. The elders asked him to accept their version. He responded, "The Dhamma and Vinaya have indeed been well sung by the Theras; however, as I have received and heard them from the mouth of the Lord, I will hold to them." In other words, the council produced a strong representation of the Buddha's teachings but had no authority to impose it on those who had personal memories of their own.
The lack of a central authority, less complete than in Brahmanism, marks the early Buddhist community. In later texts[555], we read about a succession of Elders sometimes referred to as Patriarchs[556], but it would be misleading to think of them as possessing episcopal power. They were primarily the leading teachers of the order. From the Buddha’s death to Asoka, only five individuals are named. However, five names can fill this gap only if those individuals lived unusually long lives. Therefore, it’s likely this list only contains prominent Theras who held little authority based on any position, though their personal qualities earned them respect. Upâli, who is mentioned first, is referred to as the chief of the Vinaya, but it seems that Kassapa was seen as the head of the order. He is the Brahman ascetic from Uruvelâ whose conversion is noted in the first book of the Mahâvagga, who is said to have exchanged robes with the Buddha[557]. He practiced the Dhutângas, and we might assume that his influence promoted asceticism. Dasaka and Sonaka are also described as leaders of the Vinaya, and there may have been a distinction between those studying (using today's terms) ecclesiastical law and dogmatic theology.
The accounts[558] of the second Council are as brief as those of the first and do not link to prior events. The circumstances that supposedly led to its meeting, however, appear plausible. According to the Cullavagga, about a hundred years after the Buddha's death, certain Bhikkhus of Vajjian lineage living in Vesâlî supported ten points involving relaxations of older rules. The most significant of these was that monks were permitted to accept gold and silver, but all of these, trivial as they may seem, had dangerous implications as they encouraged not only luxury but also the establishment of independent schools. For example, they allowed students to cite their teachers’ practices as justification for their actions and permitted monks in one parish to hold Uposatha in separate groups instead of as one united body. The narrative of the condemnation of these new beliefs contains miraculous elements but appears to have historical foundations. It recounts how a monk named Yasa, when visiting the monks in Vesâlî, disagreed with them for accepting money from laity and, after leaving, sought support from the Theras of the south and west. This led to a conference in Vesâlî, where key figures include Revata and Sabbakâmi, a pupil of Ânanda, who is specifically noted to have been ordained one hundred and twenty years earlier[559]. The ten points were referred to a committee, which rejected all of them, and this rejection was confirmed by the entire Sangha, who then reviewed the Vinaya. However, we are not told that they revised the Sutta or Abhidhamma.
This concludes the account in the Cullavagga, but the Dîpavaṃsa adds that the dishonest Vajjian monks, who are attributed with wrong beliefs as well as disciplinary errors, gathered a strong faction and held a controversial council called the Mahâsangîti. This meeting recited or compiled a new version of the Dhamma and Vinaya[560]. It is difficult to confirm any specific facts about the origins and beliefs of the Mahâsangîtika or Mahâsanghika sect, though it appears to have been significant. The Chinese pilgrims Fa Hsien and Hsüan Chuang, writing based on information from the fifth and seventh centuries A.D., state that it arose in relation to the first council, which was either that of Râjagaha or some earlier meeting believed to have occurred during the Buddha's lifetime. Hsüan Chuang[561] suggests that it included both laypeople and monks, and accepted additional materials, including the dhâraṇîs or spells that were rejected by the monkish council. Its name (acknowledged by its opponents) seems to indicate that it at one time represented the views of the majority or at least many of the followers. However, it was not the sect that thrived in Ceylon, and the writer of the Dîpavaṃsa shows bias against it. This could be why he links it to the disreputable Vajjian schism, and the Chinese accounts may be more accurate. Conversely, supporters of this school would naturally want to claim it had early origins. Fa Hsien states[562] that the Mahâsanghikas’ Vinaya was regarded as "the most complete with the fullest explanations." A translation of this text exists in the Chinese Tripitaka[563].
Early Indian Buddhism is said to have been divided into eighteen sects or schools, which no longer exist and should not be confused with any current denominations. Fa Hsien noted that they agreed on key points and differed only in specifics, which seems to hold true not just when he wrote (around 420 A.D.) but throughout their history. In various periods and regions, Buddhism exhibits a series of remarkable transformations, but the differences among the Indian sects at any given time are less profound and less stark than the divisions found in Christianity. Similarly, the so-called sects[564] in modern China, Burma, and Siam are better understood as schools, somewhat analogous to the High and Low Church factions in England. On the other hand, some of the eighteen schools went beyond the variations allowed in Christianity and Islam by having different collections of scriptures. However, at the time we are discussing, these collections had not been written down: they were extensive compared to the Bible or Koran and included later explanatory material. The records of the Buddha's words did not claim to be miraculous revelations, but simply recollections of what was said. Thus, it is natural that each school would assert that its scholars' memories had passed down the most accurate and complete accounts, and that tradition would depict the successive councils primarily engaged in reciting and refining these accounts.
It’s generally accepted that the eighteen[565] schools existed during or just before Asoka’s reign, and that six others[566] emerged around the same time, but after the first eighteen. The best materials for studying their beliefs come from the text and commentary[567] of the Kathâ-vatthu, a treatise attributed to Tissa Moggaliputta, who is said to have been President of the Third Council held under Asoka. It is an examination and rebuttal of heretical views rather than a detailed description of the groups that held them, but we can discern the religious climate of the time from it, and the commentary provides some insights into various sects. Many centuries later, I-ching tells us that during his visit to India (671-695 A.D.), there were primarily four schools, each with eighteen subdivisions. These four[568] are the Mahâsanghika, the Sthavira (which is equivalent to the old Theravâda), the Mûlasarvâstivâda, and the Sammitiya; from the time of Asoka onward, they overshadow the others[569]. He also notes that it has not been determined which of the four should be classified with the Mâhâyana and which with the Hînayâna, a distinction likely originating later. The differences among the eighteen schools during I-ching’s time were not fundamental but concerned the composition of the canon and specific disciplinary details. It was commendable to have knowledge of the scriptures from all of them[570]. Interestingly, despite the Kathâvatthu focusing more on the views of the six new sects than on those of most of the eighteen, the latter continued to be cited nearly a thousand years later, while the additional six seem to have faded from memory. They may have been more unorthodox than the others, thereby necessitating deeper critique. Five of their names are geographical identifiers, but we hear nothing more about them after Asoka’s era.
The beliefs of the heretics criticized in the Kâthavatthu do not significantly differ from those in the Pitakas. Many questions arise regarding arhatship—its essence, how to attain it, and whether it can be lost. Divergent views about knowledge and sensation are also recorded. The most notable among these is the doctrine attributed to the Sammitiyas, asserting the existence of a soul in the highest and truest sense. They also purportedly believed that an arhat can fall from that state, that a god can join the paths or the Order, and that even an unconverted individual can completely overcome all desire and ill will[571]. This collection of beliefs could stem from the understanding that the soul’s condition, which persists from life to life, is more influential for good or evil than external factors. Early elements of the Mahâyâna might be found in some sects’ views on the nature of the Buddha and the role of a Bodhisattva. For instance, the Andhakas believed that the Buddha was superhuman regarding everyday matters, while the Vetulyakas [572] claimed that he wasn’t actually born into the human world but sent a phantom to represent him, remaining himself in the Tusita heaven. The views attributed to the Uttarâpathakas and Andhakas, respectively, that a good unconverted person can embark on the Bodhisattva path and that a Bodhisattva can make mistakes and be reborn in a state of suffering, indicate a focus on the Bodhisattva’s development and a desire to relate it more closely to human experience— ideas that are absent in the Pitakas. A tendency to perceive different states of existence in a half-mythical, half-metaphysical way is evident in other heresies, such as the belief in an intermediate realm where beings await rebirth, that the deceased benefit from gifts given in this life[573], that there are animals in heaven, and that the Four Truths, the Chain of Causation, and the Eightfold Path are self-existent (asankhata).
The perspective of the Kathâ-vatthu, and indeed that of the whole Pali Tripitaka, is aligned with the Vibhajjavâdins, which seems to refer to those who base their approach on analysis rather than vague generalizations. This was the school to which Tissa Moggaliputta belonged and was synonymous with the Theravâda (teaching of the elders) or a section of it. The prominence of this sect in Buddhist history has led to its view, namely that it represents original Buddhism, being widely accepted. This perspective is deserving of respect because it has a solid historical foundation, indicating that about two and a half centuries after the Buddha's death and in the land where he taught, the Vibhajjavâdins sought to return to his true teachings through examining existing traditions[574]. This marks a very early beginning. However, the Sarvâstivâdins[575] were also an early school that gained widespread influence and shared a similar ambition to preserve a straightforward and relatively human version of the Buddha’s teachings, as opposed to later embellishments. Only three questions in the Kathâ-vatthu challenge them, but this likely reflects not their insignificance but rather that they did not differ substantially from the Vibhajjavâdins. The specific views ascribed to them include that everything truly exists, that an arhat can fall from arhatship, and that the continuity of thought constitutes Samâdhi or meditation. These ideas may suggest an aversion to metaphysical concepts and the supernatural. A saint doesn’t undergo any supernatural transformation but reaches a level from which he can fall; meditation is merely focused attention, not a mystical trance. In light of the first idea, European writers often describe the Sarvâstivâdins as realists, but their specific viewpoint dealt less with the question of objective reality than with the difference between being and becoming. They asserted that the world is, while other schools claimed it was a constant process of becoming[576]. It is not necessary at this point to delve further into the history of this significant school, which had a long trajectory and flourished in Kashmir and Central Asia.
Despite the muddled descriptions of these ancient sects, it is clear that in contrast to the Theravâda, there existed another group referred to in terms that, although hostile, imply recognition of their size and scholarship, such as Mahâsanghika or Mahâsangîtika, the people of the great assembly, and Âcâryavâda or the doctrine of the Teachers. This group seems to have emerged in connection with some council and represents a popular pushback against the strictness of the doctrine established there. This makes sense, as it’s evident that many found the argumentative style of the Theravâdins dry and tiresome. The Dîpavamsa criticizes the Mahâsanghikas for distorting the canon, but later Chinese travelers affirm that their texts were regarded as particularly comprehensive. One well-known work, the Mahâvastu, possibly composed in the first century B.C., claims to belong to the Lokuttara branch of the Mahâsanghikas. The Mahâsanghikas likely contributed elements that evolved into the Mahâyâna. While it’s not possible to precisely articulate their beliefs, it appears they made concessions to popular preferences, which Buddhism has never fully dissociated from, even in its earliest days.
2
For some two centuries after Gotama's death we have little information as to the geographical extension of his doctrine, but some of the Sanskrit versions of the Vinaya[577] represent him as visiting Muttra, North-west India and Kashmir. So far as is known, the story of this journey is not supported by more ancient documents or other arguments: it contains a prediction about Kanishka, and may have been composed in or after his reign when the flourishing condition of Buddhism in Gândhâra made it seem appropriate to gild the past. But the narratives about Muttra and Kashmir contain several predictions relating to the progress of the faith 100 years after the Buddha's death and these can hardly be explained except as references to a tradition that those regions were converted at the epoch mentioned. There is no doubt of the connection between Kashmir and the Sarvâstivâdins nor anything improbable in the supposition that the first missionary activity was in the direction of Muttra and Kashmir.
But the great landmark in the earlier history of Buddhism is the reign of Asoka. He came to the throne about 270 B.C. and inherited the vast dominions of his father and grandfather. Almost all that we know of the political events of his reign is that his coronation did not take place until four years later, which may indicate a disputed succession, and that he rounded off his possessions by the conquest of Kalinga, that is the country between the Mahanadi and the Godavari, about 261 B.C. This was the end of his military career. Nothing could be gained by further conquests, for his empire already exceeded the limits set to effective government by the imperfect communications of the epoch, seeing that it extended from Afghanistan to the mouths of the Ganges and southwards almost to Madras. No evidence substantiates the later stories which represent him as a monster of wickedness before his conversion, but according to the Dîpavaṃsa he at first favoured heretics.
The general effect of Asoka's rule on the history of Buddhism and indeed of Asia is clear, but there is still some difference of opinion as to the date of his conversion. The most important document for the chronology of his reign is the inscription known as the first Minor Rock Edict[578]. It is now generally admitted that it does not state the time which has elapsed since the death of the Buddha, as was once supposed, and that the King relates in it how for more than two and a half years after his conversion to Buddhism he was a lay-believer and did not exert himself strenuously, but subsequently joined the Sangha[579] and began to devote his energies to religion rather more than a year before the publication of the edict. This proclamation has been regarded by some as the first, by others as the last of his edicts. On the latter supposition we must imagine that he published a long series of ethical but not definitely Buddhist ordinances and that late in life he became first a lay-believer and then a monk, probably abdicating at the same time. But the King is exceedingly candid as to his changes of life and mind: he tells us how the horrors of the war with Kalinga affected him, how he was an easygoing layman and then a zealous monk. Had there been a stage between the war and his acceptance of Buddhism as a layman, a period of many years in which he devoted himself to the moral progress of his people without being himself a Buddhist, he would surely have explained it. Moreover in the Bhâbrû edict, which is distinctly ecclesiastical and deals with the Buddhist scriptures, he employs his favourite word Dhamma in the strict Buddhist sense, without indicating that he is giving it an unusual or new meaning. I therefore think it probable that he became a lay Buddhist soon after the conquest of Kalinga, that is in the ninth or tenth year after his accession, and a member of the Sangha two and a half years later. On this hypothesis all his edicts are the utterances of a Buddhist.
It may be objected that no one could be a monk and at the same time govern a great empire: it is more natural and more in accordance with Indian usage that towards the end of his life an aged king should abdicate and renounce the world. But Wu Ti, the Buddhist Emperor of China, retired to a monastery twice in the course of his long reign and the cloistered Emperors of Japan in the eleventh and twelfth centuries continued to direct the policy of their country, although they abdicated in name and set a child on the throne as titular ruler. The Buddhist Church was not likely to criticize Asoka's method of keeping his monastic vows and indeed it may be said that his activity was not so much that of a pious emperor as of an archbishop possessed of exceptional temporal power. He definitely renounced conquest and military ambitions and appears to have paid no attention to ordinary civil administration which he perhaps entrusted to Commissioners; he devoted himself to philanthropic and moral projects "for the welfare of man and beast," such as lecturing his subjects on their duties towards all living creatures, governing the Church, building hospitals and stûpas, supervising charities and despatching missions. In all his varied activity there is nothing unsuitable to an ecclesiastical statesman: in fact he is distinguished from most popes and prelates by his real indifference to secular aspirations and by the unusual facilities which he enjoyed for immediately putting his ideals into practice.
Asoka has won immortality by the Edicts which he caused to be engraved on stone[580]. They have survived to the present day and are the most important monuments which we possess for the early history of India and of Buddhism. They have a character of their own. A French writer has said "On ne bavarde pas sur la pierre," and for most inscriptions the saying holds good, but Asoka wrote on the rocks of India as if he were dictating to a stenographer. He was no stylist and he was somewhat vain although, considering his imperial position and the excellence of his motives, this obvious side of his character is excusable. His inscriptions give us a unique series of sermons on stones and a record, if not of what the people of India thought, at least of what an exceptionally devout and powerful Hindu thought they ought to think.
Between thirty and forty of these inscriptions have been discovered, scattered over nearly the whole of India, and composed in vernacular dialects allied to Pali[581]. Many of them are dated by the year of the King's reign and all announce themselves as the enactments of Piyadassi, the name Asoka being rarely used[582]. They comprise, besides some fourteen single edicts[583], two series, namely:
(1) Fourteen Rock Edicts, dating from the thirteenth and fourteenth years of Asoka's reign[584] and found inscribed in seven places but the recensions differ and some do not include all fourteen edicts.
(2) Seven Pillar Edicts dating from the 27th and 28th years, and found in six recensions.
The fourteen Rock Edicts are mostly sermons. Their style often recalls the Pitakas verbally, particularly in the application of secular words to religious matters. Thus we hear that righteousness is the best of lucky ceremonies and that whereas former kings went on tours of pleasure and hunting, Asoka prefers tours of piety and has set out on the road leading to true knowledge. In this series he does not mention the Buddha and in the twelfth edict he declares that he reverences all sects. But what he wished to preach and enforce was the Dhamma. It is difficult to find an English equivalent for this word[585] but there is no doubt of the meaning. It is the law, in the sense of the righteous life which a Buddhist layman ought to live, and perhaps religion is the simplest translation, provided that word is understood to include conduct and its consequences in another world but not theism. Asoka burns with zeal to propagate this Dhamma and his language recalls[586] the utterances of the Dhammapada. He formulates the law under four heads[587]: "Parents must be obeyed: respect for living creatures must be enforced: truth must be spoken ... the teacher must be reverenced by the pupil and proper courtesy must be shown to relations." In many ways the Sacred Edict of the Chinese Emperor K'ang Hsi resembles these proclamations for it consists of imperial maxims on public morality addressed by a Confucian Emperor to a population partly Buddhist and Taoist, just as Asoka addressed Brahmans, Jains and other sects as well as Buddhists. But when we find in the thirteenth Rock Edict the incidental statement that the King thinks nothing of much importance except what concerns the next world, we feel the great difference between Indian and Chinese ideas whether ancient or modern.
The Rock Edicts also deal with the sanctity of animal life. Asoka's strong dislike of killing or hurting animals cannot be ascribed to policy, for it must have brought him into collision with the Brahmans who offered animals in sacrifice, but was the offspring of a naturally gentle and civilized mind. We may conjecture that the humanity of Buddhism was a feature which attracted him to it. In Rock Edict I. he forbids animal sacrifices and informs us that whereas formerly many thousand animals were killed daily for the royal kitchens now only three are killed, namely two peacocks and a deer, and the deer not always. But in future even these three creatures will not be slaughtered. In Rock Edict II. he describes how he has cared for the comfort of man and beast. Wells have been dug; trees, roots and healing herbs have been planted and remedies—possibly hospitals—have been provided, all for animals as well as for men, and this not only in his own dominions but in neighbouring realms. In the fourteenth year of his reign he appointed officers called Dhamma-mahâmâtâ, Ministers or Censors of the Dhamma. Their duty was to promote the observance of the Dhamma and they also acted as Charity Commissioners and superintendents of the households of the King's relatives. We hear that "they attend to charitable institutions, ascetics, householders and all the sects: I have also arranged that they shall attend to the affairs of the Buddhist clergy, as well as the Brahmans, the Jains, the Âjîvikas and in fact all the various sects." Further he tells us that the local authorities[588] are to hold quinquennial assemblies at which the Dhamma is to be proclaimed and that religious processions with elephants, cars, and illuminations have been arranged to please and instruct the people. Similar processions can still be seen at the Perahera festival in Kandy.
The last Rock Edict is of special interest for the light which it sheds both on history and on the King's character. He expresses remorse for the bloodshed which accompanied the conquest of Kalinga and declares that he will henceforth devote his attention to conquest by the Dhamma, which he has effected "both in his own dominions and in all the neighbouring realms as far as six hundred leagues (?), even to where the Greek King named Antiochus dwells and beyond that Antiochus to where dwell the four kings named Ptolemy, Antigonus, Magas and Alexander[589], and in the south the kings of the Colas and Pandyas[590] and of Ceylon and likewise here in the King's dominions, among the Yonas[591] and Kâmbojas[592] in Nâbhaka of the Nâbhitis[593] among the Bhojas and Pitinikas, among the Ândhras and Pulindas[594]. Asoka thus appears to state that he has sent missionaries to (1) the outlying parts of India, on the borders of his own dominions, (2) to Ceylon, (3) to the Hellenistic Kingdoms of Asia, Africa and Europe.
This last statement is of the greatest importance, but no record has hitherto been found of the arrival of these missionaries in the west. The language of the Edict about them is not precise and in fact their despatch is only an inference from it. Of the success of the Indian missions there is no doubt. Buddhism was introduced into southern India, where it flourished to some extent though it had to maintain a double struggle against Jains as well as Brahmans. The statement of the Dîpa and Mahâ-vaṃsas that missionaries were also sent to Pegu (Suvaṇṇabhûmi) is not supported by the inscriptions, though not in itself improbable, but the missions to the north and to Ceylon were remarkably successful.
The Sinhalese Chronicles[595] give the names of the principal missionaries despatched and their statements have received confirmation in the discoveries made at Sanchi and Sonari where urns have been found inscribed with the names of Majjhima, Kassapa, and Gotiputta the successor of Dundhubhissara, who are called teachers of the Himalaya region. The statement in the Mahâ and Dîpa-vaṃsas is that Majjhima was sent to preach in the Himalaya accompanied by four assistants Kassapa, Mâlikâdeva, Dundhâbhinossa and Sahassadeva.
About the twenty-first year of his reign Asoka made a religious tour and under the guidance of his preceptor Upagupta, visited the Lumbini Park (now Rummindei) in the Terâi, where the Buddha was born, and other spots connected with his life and preaching. A pillar has been discovered at Rummindei bearing an inscription which records the visit and the privileges granted to the village where "the Lord was born." At Niglîva a few miles off he erected another inscribed pillar stating that he had done reverence to the stûpa of the earlier Buddha Konâgamana and for the second time repaired it.
During this tour he visited Nepal and Lalitpur, the capital, founding there five stûpas. His daughter Cârumatî is said to have accompanied him and to have remained in Nepal when he returned. She built a convent which still bears her name and lived there as a nun. It does not appear that Asoka visited Kashmir, but he caused a new capital (Srînagar) to be built there, and introduced Buddhism.
In the 27th and 28th year of his reign he composed another series of Edicts and this time had them carved in pillars not on rocks. They are even more didactic than the Rock Edicts and contain an increasing number of references to the next world, as well as stricter regulations forbidding cruelty to animals, but the King remains tolerant and says[596] that the chief thing is that each man should live up to his own creed. It is probable that at this time he had partially abdicated or at least abandoned some of the work of administration, for in Edict IV. he states that he has appointed Commissioners with discretion to award honours and penalties and that he feels secure like a man who has handed over his child to a skilful nurse.
In the two series of Rock and Pillar Edicts there is little dogmatic Buddhism. It is true that the King's anxiety as to the hereafter of his subjects and his solicitude for animals indicate thoughts busy with religious ideas, but still his Dhamma is generally defined in terms which do not go beyond morality, kindness and sympathy. But in the Bhâbrû (less correctly Bhâbrâ) Edict he recommends for study a series of scriptural passage which can be identified more or less certainly with portions of the Pali Pitakas. In the Sarnath Edict he speaks not only as a Buddhist but as head of the Church. He orders that monks or nuns who endeavour to create a schism shall put on lay costume and live outside their former monastery or convent. He thus assumes the right to expel schismatics from the Sangha. He goes on to say that a similar edict (i.e. an edict against schism) is to be inscribed for the benefit of the laity who are to come and see it on Uposatha days. "And on the Uposatha days in all months every officer is to come for the Uposatha service to be inspired with confidence in this Edict and to learn it." Thus the King's officers are to be Buddhists at least to the extent of attending the Uposatha ceremony, and the edict about schismatics is to be brought to the notice of the laity, which doubtless means that the laity are not to give alms to them.
It is probable that many more inscriptions remain to be discovered but none of those known allude to the convening of a Council and our information as to this meeting comes from the two Sinhalese Chronicles and the works of Buddhaghosa. It is said to have been held two hundred and thirty-six years after the death of the Buddha[597] and to have been necessitated by the fact that the favour shown to the Sangha induced heretics to become members of it without abandoning their errors. This occasioned disturbances and the King was advised to summon a sage called Tissa Moggaliputta (or Upagupta) then living in retirement and to place the affairs of the church in his hands. He did so. Tissa then composed the Kathâ-vatthu and presided over a council composed of one thousand arhats which established the true doctrine and fixed the present Pali Canon.
Even so severe a critic of Sinhalese tradition as Vincent Smith admits that the evidence for the council is too strong to be set aside, but it must be confessed that it would be reassuring to find some allusion to it in Asoka's inscriptions. He did not however always say what we should expect. In reviewing his efforts in the cause of religion he mentions neither a council nor foreign missions, although we know from other inscriptions that such missions were despatched. The sessions of the council may be equally true and are in no way improbable, for in later times kings of Burma, Ceylon and Siam held conventions to revise the text of the Tripitaka. It appeared natural that a pious King should see that the sacred law was observed, and begin by ascertaining what that law was.
According to tradition Asoka died after reigning thirty-eight or forty years but we have no authentic account of his death and the stories of his last days seem to be pure legends. The most celebrated are the pathetic tale of Kunâla which closely resembles a Jâtaka[598], and the account of how Asoka vowed to present a hundred million gold pieces to the Sangha and not being able to raise the whole sum made a gift of his dominions instead.
For around two centuries after Gotama's death, we know little about how far his teachings spread, but some Sanskrit versions of the Vinaya[577] mention him visiting Muttra in North-west India and Kashmir. So far, the story of this journey isn't backed by older texts or other evidence; it includes a prediction about Kanishka and might have been written during or after his rule, when Buddhism was thriving in Gândhâra, making it seem fitting to embellish the past. However, the accounts about Muttra and Kashmir include several predictions regarding the faith's progress 100 years after the Buddha's death, which likely refer to a tradition that those areas saw conversions around that time. There's a clear link between Kashmir and the Sarvâstivâdins, and it's reasonable to think that missionary efforts initially focused on Muttra and Kashmir.
A significant milestone in early Buddhist history is the reign of Asoka. He ascended to the throne around 270 B.C., inheriting the vast territories of his predecessors. Almost everything we know about his political reign indicates that his coronation was delayed for four years, possibly due to a disputed succession, and that he completed his conquests by taking Kalinga, the land between the Mahanadi and Godavari, around 261 B.C. This marked the end of his military endeavors. Further conquests were pointless, as his empire already stretched from Afghanistan to the Ganges' delta and nearly to Madras, surpassing the limits of effective governance due to the period's inadequate communication. No evidence supports later tales depicting him as a brutal ruler before his conversion, although the Dîpavaṃsa suggests he initially supported heretics.
While the overall impact of Asoka's rule on the history of Buddhism and Asia is clear, opinions differ on when he converted. The key document for dating his reign is the inscription known as the first Minor Rock Edict[578]. It’s now generally accepted that it doesn't mention the time elapsed since the Buddha's death, as once thought, and that the King states he remained a lay-believer for over two and a half years after converting to Buddhism, not exerting himself vigorously. He later joined the Sangha[579] and committed more energy to religion just over a year before the edict was published. Some view this proclamation as his first, while others see it as the last of his edicts. If we assume the latter, we might think he issued numerous ethical but non-Buddhist ordinances before late in his life becoming first a lay-believer, then a monk, likely abdicating at the same time. However, the King is very open about his life changes: he describes how the horror of the Kalinga war influenced him, how he was a laid-back layman, and then a dedicated monk. If there had been a phase between the war and his acceptance of Buddhism, during which he worked for his people’s moral improvement without being a Buddhist, he would have surely mentioned it. Additionally, in the Bhâbrû edict, which is clearly ecclesiastical and addresses the Buddhist scriptures, he uses his favorite term Dhamma in a strict Buddhist sense, without suggesting it has a different or new meaning. I thus believe he became a lay Buddhist shortly after conquering Kalinga, likely in his ninth or tenth year of reign, and a member of the Sangha two and a half years later. Under this assumption, all his edicts reflect a Buddhist’s voice.
One might argue that no one can be a monk and govern a vast empire simultaneously: it's more natural, according to Indian norms, for an aged monarch to abdicate and renounce worldly affairs towards the end of his life. However, Wu Ti, the Buddhist Emperor of China, retreated to a monastery twice during his long reign, and the cloistered emperors of Japan in the eleventh and twelfth centuries continued directing their country’s policies after abdicating and placing a child on the throne as a nominal ruler. The Buddhist Church wasn't likely to criticize Asoka’s method of keeping his monastic vows; indeed, one might argue that his actions resembled those of an archbishop with exceptional temporal power rather than a devout emperor. He explicitly renounced conquest and military ambitions and seemed indifferent to ordinary civil administration, which he might have delegated to Commissioners. He dedicated himself to philanthropic and moral initiatives "for the welfare of man and beast," like teaching his subjects about their responsibilities toward all living beings, managing the Church, building hospitals and stupas, overseeing charities, and dispatching missions. In all his diverse activities, there’s nothing inappropriate for an ecclesiastical statesman: he notably differs from many popes and prelates with his authentic disinterest in secular ambitions and the unique opportunities he had to put his ideals into action.
Asoka is immortalized by the Edicts he had engraved on stone[580]. These have survived to the present day and are the most significant monuments we have concerning early Indian and Buddhist history. They possess their own unique character. A French writer once said, "On ne bavarde pas sur la pierre," and this applies to most inscriptions, but Asoka wrote on India’s rocks as though he were speaking to a stenographer. He was no great writer and had a certain vanity, which, considering his imperial status and noble intentions, is an understandable trait. His inscriptions provide a unique series of sermons on stone and record what an exceptionally devout and influential Hindu believed others should think, if not what they actually thought.
Between thirty and forty of these inscriptions have been found, scattered across nearly all of India and written in vernacular dialects related to Pali[581]. Many of these are dated by the year of the King's reign, and they all declare themselves to be the enactments of Piyadassi, with Asoka's name being seldom used[582]. They include about fourteen individual edicts[583], along with two groups, namely:
(1) Fourteen Rock Edicts, dating from the thirteenth and fourteenth years of Asoka's reign[584], found inscribed in seven locations, though the versions differ, and some do not include all fourteen edicts.
(2) Seven Pillar Edicts from years 27 and 28, found in six variations.
The fourteen Rock Edicts are primarily sermons. Their style often reminds one of the Pitakas, especially in their use of secular language in religious matters. For instance, righteousness is described as the best form of lucky ceremony, and while previous kings engaged in pleasure and hunting tours, Asoka prefers spiritual journeys and aims to pursue true knowledge. In these pronouncements, he does not mention the Buddha, and in the twelfth edict, he states that he holds all sects in reverence. However, what he aims to promote and uphold is the Dhamma. Finding an English equivalent for this term[585] is challenging, yet its meaning is clear: it signifies the righteous way of living that a Buddhist layman should follow, and perhaps "religion" is the most straightforward translation, provided one understands it to encompass conduct and its consequences in another world, but not theism. Asoka is filled with zeal to spread this Dhamma, and his language recalls[586] the sayings of the Dhammapada. He outlines the law under four points[587]: "Children must obey their parents; respect for all living beings must be upheld; truth must be spoken; ... the teacher must be honored by the student, and proper respect must be given to relatives." In many aspects, the Sacred Edict of the Chinese Emperor K'ang Hsi is quite similar to these declarations, as it consists of royal maxims on public morality directed by a Confucian Emperor toward a partly Buddhist and Taoist population, just as Asoka addressed Brahmans, Jains, and other sects, as well as Buddhists. However, when we read in the thirteenth Rock Edict that the King views nothing as significant except what pertains to the next life, we recognize the profound difference between Indian and Chinese perspectives, both ancient and modern.
The Rock Edicts also address the sanctity of animal life. Asoka's strong aversion to killing or harming animals can’t be traced back to political motives, as it must have put him at odds with Brahmans who sacrificed animals, but rather stems from a naturally gentle and cultured mindset. We may speculate that Buddhism's compassion was a quality that attracted him to it. In Rock Edict I, he prohibits animal sacrifices, stating that where previously thousands of animals were killed daily for royal feasts, now only three—two peacocks and a deer—are killed, and not always the deer. However, moving forward, even these three will not be slaughtered. In Rock Edict II, he explains how he has looked after the well-being of both people and animals. Wells have been dug; trees, roots, and medicinal herbs have been planted, and remedies—possibly hospitals—have been established, all for animals as well as for people, not just in his own territories but in neighboring lands. In the fourteenth year of his reign, he appointed officials called Dhamma-mahâmâtâ, or Ministers of the Dhamma. Their job was to promote Dhamma adherence, and they also acted as Charity Supervisors and managed the households of the King's relatives. He states they "attend to charitable institutions, ascetics, householders, and all sects: I have also arranged for them to oversee matters related to the Buddhist clergy, as well as the Brahmans, the Jains, the Âjîvikas, and indeed all various sects." Additionally, he notes that local authorities[588] are to hold assemblies every five years where the Dhamma will be proclaimed, and that religious processions with elephants, cars, and lights have been organized to educate and entertain the people. Today, we can still witness similar processions during the Perahera festival in Kandy.
The final Rock Edict is particularly noteworthy for the insights it provides into history and the King's character. He expresses regret over the bloodshed from the Kalinga conquest and commits to focusing on conquest through the Dhamma, which he claims to have achieved "both in his own lands and all neighboring territories up to six hundred leagues (?), even where the Greek King named Antiochus resides and beyond that Antiochus, to where the four kings named Ptolemy, Antigonus, Magas, and Alexander[589] dwell, and in the south, the kings of the Colas and Pandyas[590] and of Ceylon, and also among the Yonas[591] and Kâmbojas[592] in Nâbhaka of the Nâbhitis[593], among the Bhojas and Pitinikas, and among the Ândhras and Pulindas[594]. Asoka thus seemingly states he has sent missionaries to (1) the remote areas of India, bordering his dominions, (2) to Ceylon, and (3) to the Hellenistic Kingdoms across Asia, Africa, and Europe.
This last proclamation is immensely significant, but no records have yet been discovered about these missionaries arriving in the west. The Edict's language concerning them isn't exact; in fact, their dispatch is only an assumption derived from it. There’s no question regarding the success of the Indian missions. Buddhism was introduced to southern India, where it thrived somewhat despite competition from both Jains and Brahmans. Though the Dîpa and Mahâ-vaṃsas mention missionaries sent to Pegu (Suvaṇṇabhûmi), the inscriptions don’t support that claim, even if it isn't impossible. Still, the missions to the north and Ceylon were remarkably successful.
The Sinhalese Chronicles[595] provide the names of the main missionaries sent out, and their accounts have been confirmed by findings at Sanchi and Sonari, where urns inscribed with the names of Majjhima, Kassapa, and Gotiputta (the successor of Dundhubhissara) have been found; they are mentioned as teachers of the Himalayan region. According to the Mahâ and Dîpa-vaṃsas, Majjhima was sent to preach in the Himalayas, accompanied by four assistants: Kassapa, Mâlikâdeva, Dundhâbhinossa, and Sahassadeva.
Around the twenty-first year of his reign, Asoka undertook a religious journey, guided by his teacher Upagupta, visiting Lumbini Park (now Rummindei) in the Terâi, where the Buddha was born, as well as other places significant to his life and teachings. A pillar has been discovered at Rummindei bearing an inscription that recounts the visit and the privileges granted to the village where "the Lord was born." In Niglîva, a few miles away, he erected another inscribed pillar stating that he paid respects to the stûpa of the earlier Buddha Konâgamana and repaired it for the second time.
During this journey, he visited Nepal and its capital, Lalitpur, founding five stûpas there. His daughter Cârumatî is said to have traveled with him and remained in Nepal after his return. She established a convent that still carries her name and lived there as a nun. There’s no evidence that Asoka visited Kashmir, but he ordered a new capital (Srînagar) built there and introduced Buddhism.
In the 27th and 28th years of his reign, he composed another set of Edicts and had them carved in pillars rather than rocks. These are even more instructive than the Rock Edicts and feature more references to the afterlife, alongside stricter rules against cruelty to animals; however, the King remains tolerant, stating[596] that the main point is that everyone should live according to their own beliefs. It's likely that during this time, he had partially abdicated or at least stepped back from some administrative responsibilities, as in Edict IV, he notes that he has appointed Commissioners with the authority to award honors and penalties, and he feels secure like someone who has entrusted their child to a capable nurse.
In the two series of Rock and Pillar Edicts, there is little doctrinal Buddhism. It's true that the King's concern for his subjects’ afterlife and compassion for animals indicate a preoccupation with religious thoughts, yet his Dhamma is usually framed in moral terms of kindness and empathy. However, in the Bhâbrû (also spelled Bhâbrâ) Edict, he encourages the study of certain scriptural passages that can be closely matched with parts of the Pali Pitakas. In the Sarnath Edict, he speaks not just as a Buddhist but as the head of the Church. He declares that monks or nuns who try to create a schism must don lay attire and live outside their former monastery or convent. Thus, he assumes the authority to expel schismatics from the Sangha. He further mentions that a similar edict (i.e., an edict against schism) is to be carved for the laypeople, who should come to view it on Uposatha days. "And on Uposatha days in all months, every officer is required to attend the Uposatha service to be inspired with confidence in this Edict and to learn it." In this way, the King’s officials must act as Buddhists to the extent of participating in the Uposatha ceremony, and the edict regarding schismatics is meant to be visible to the laity, likely meaning they should not give alms to them.
It's likely that many more inscriptions have yet to be uncovered, but none of those currently known reference the convening of a Council, and what we know about this meeting comes from the two Sinhalese Chronicles and the writings of Buddhaghosa. It is said to have been held two hundred and thirty-six years after the Buddha's death[597] and was prompted by the favoritism shown to the Sangha, which led heretics to join without renouncing their misguided beliefs. This caused disturbances, and the King was advised to summon a sage named Tissa Moggaliputta (or Upagupta), who was living in seclusion, and entrust church matters to him. He did so, and Tissa then composed the Kathâ-vatthu and led a council of one thousand arhats that established the true doctrine and confirmed the current Pali Canon.
Even a strong critic of Sinhalese tradition like Vincent Smith acknowledges that the evidence for the council is too compelling to dismiss, but it must be noted that it would be reassuring to find some mention of it in Asoka's inscriptions. However, he didn't always express what we might expect. In reviewing his religious efforts, he mentions neither a council nor foreign missions, although we know from other inscriptions that such missions were sent. The council’s sessions could equally be true and are not implausible, as in later times, kings of Burma, Ceylon, and Siam held conventions to revise the Tripitaka text. It seems natural that a devout King would ensure the sacred law is followed, beginning by determining what that law entails.
According to tradition, Asoka died after reigning thirty-eight or forty years, but we lack any authentic account of his death, and the narratives surrounding his final days appear to be mere legends. The most famous are the moving story of Kunâla, which closely resembles a Jâtaka[598], and the tale of how Asoka promised to give a hundred million gold pieces to the Sangha, and when he couldn't gather the full amount, offered his dominions instead.
3
Asoka had a decisive effect on the history of Buddhism, especially in making it a world religion. This was not the accidental result of his action in establishing it in north-west India and Ceylon, for he was clearly dominated by the thought that the Dhamma must spread over the whole world and, so far as we know, he was the first to have that thought in a practical form. But we could estimate his work better if we knew more about the religious condition of the country when he came to the throne. As it is, the periods immediately before and after him are plunged in obscurity and to illuminate his reign we have little information except his own edicts which, though copious, do not aim at giving a description of his subjects. Megasthenes who resided at Pataliputra about 300 B.C. does not appear to have been aware of the existence of Buddhism as a separate religion, but perhaps a foreign minister in China at the present day might not notice that the Chinese have more than one religion. On the other hand in Asoka's time Buddhism, by whatever name it was called, was well known and there was evidently no necessity for the King to explain what he meant by Dhamma and Sangha. The Buddha had belonged to a noble family and was esteemed by the aristocracy of Magadha; the code of morality which he prescribed for the laity was excellent and sensible. It is therefore not surprising if the Kshatriyas and others recognized it as their ideal nor if Asoka found it a sound basis of legislation. This legislation may be called Buddhist in the sense that in his edicts the King enjoins and to some extent enforces sîlam or morality, which is the indispensable beginning for all spiritual progress, and that his enactments about animals go beyond what is usual in secular law. But he expressly refrains from requiring adherence to any particular sect. On the other hand there is no lack of definite patronage of Buddhism. He institutes edifying processions, he goes on pilgrimages to sacred sites, he addresses the Sangha as to the most important parts of the scriptures, and we may infer that he did his best to spread the knowledge of those scriptures. Though he says nothing about it in the Edicts which have been discovered, he erected numerous religious buildings including the Sanchi tope and the original temple at Bodh-Gaya. Their effect in turning men's attention to Buddhism must have been greatly enhanced by the fact that so far as we know no other sect had stone temples at this time. To such influences, we must add the human element. The example and well-known wishes of a great king, supported by a numerous and learned clergy, could not fail to attract crowds to the faith, and the faith itself—for let us not forget Gotama while we give credit to his follower—was satisfying. Thus Asoka probably found Buddhism in the form of a numerous order of monks, respected locally and exercising a considerable power over the minds and conduct of laymen. He left it a great church spread from the north to the south of India and even beyond, with an army of officials to assist its progress, with sacred buildings and monasteries, sermons and ceremonies. How long his special institutions lasted we do not know, but no one acquainted with India can help feeling that his system of inspection was liable to grave abuse. Black-mailing and misuse of authority are ancient faults of the Indian police and we may surmise that the generations which followed him were not long in getting rid of his censors and inspectors.
Christian critics of Buddhism are apt to say that it has a paralyzing effect on the nations who adopt it, but Asoka's edicts teem with words like energy and strenuousness. "It is most necessary to make an effort in this world," so he recounts the efforts which he has himself made and wants everybody else to make an effort. "Work I must for the public benefit—and the root of the matter is in exertion and despatch of business than which nothing is more efficacious for the general welfare." These sound like the words of a British utilitarian rather than of a dreamy oriental emperor. He is far from pessimistic: indeed, he almost ignores the Truth of Suffering. In describing the conquest of Kalinga he speaks almost in the Buddha's words of the sorrow of death and separation, but instead of saying that such things are inevitable he wishes his subjects to be told that he regrets what has happened and desires to give them security, peace and joy.
Asoka has been compared with Constantine but it has been justly observed that the comparison is superficial, for Constantine (more like Kanishka than Asoka) merely recognized and regulated a religion which had already won its way in his empire. He has also been compared with St Paul and in so far as both men transformed a provincial sect into a religion for all mankind the parallel is just, but it ends there. St Paul was a constructive theologian. For good or evil he greatly developed and complicated the teaching of Christ, but the Edicts of Asoka if compared with the Pitakas seem to curtail and simplify their doctrines. No inscription has yet been found mentioning the four truths, the chain of causation and other familiar formulæ. Doubtless Asoka duly studied these questions, but it was not theology nor metaphysics which drew him towards religion. In the gallery of pious Emperors—a collection of dubious moral and intellectual value—he stands isolated as perhaps the one man whose only passion was for a sane, kindly and humane life, neither too curious of great mysteries nor preoccupied with his own soul but simply the friend of man and beast.
For the history of doctrine the inscription at Rummindei is particularly important. It merely states that the King did honour or reverence to the birthplace of the Buddha, who receives no titles except Sakyamuni and Bhagavan here or elsewhere in the inscriptions. It is a simple record of respect paid to a great human teacher who is not in any way deified nor does Asoka's language show any trace of the doctrines afterwards known under the name of Mahayana. He does not mention nirvana or even transmigration, though doubtless what he says about paradise and rewards hereafter should be read in the light of Indian doctrines about karma and samsâra.
Asoka had a significant impact on the history of Buddhism, particularly in its transformation into a world religion. This was not just a random consequence of his efforts to establish it in north-west India and Ceylon; he was clearly driven by the idea that the Dhamma should spread throughout the world, and as far as we know, he was the first to express this thought in a practical way. However, we would appreciate his work more if we had a better understanding of the religious landscape of the country when he ascended to the throne. The periods immediately before and after his reign are clouded in uncertainty, and the only insight we have into his reign comes from his edicts, which, while extensive, do not describe his subjects. Megasthenes, who lived in Pataliputra around 300 B.C., does not seem to have recognized Buddhism as a distinct religion, much like a foreign minister in China today might not realize that there are multiple religions in China. In contrast, during Asoka's time, Buddhism, whatever it was called, was well known, and it seems there was no need for the King to clarify what he meant by Dhamma and Sangha. The Buddha came from a noble background and was respected by the elite of Magadha; his moral code for the laity was both excellent and sensible. Thus, it’s not surprising that the Kshatriyas and others embraced it as their ideal, nor that Asoka found it a solid foundation for his laws. This legislation can be considered Buddhist in that the King’s edicts promote and partly enforce sîlam or morality, which is essential for any spiritual development, and his regulations regarding animals exceed what is typical in secular law. However, he explicitly avoids enforcing adherence to any specific sect. Yet, there is no shortage of clear support for Buddhism. He organizes enlightening processions, makes pilgrimages to holy sites, addresses the Sangha about key parts of the scriptures, and we can surmise that he did his utmost to spread awareness of those texts. Although he doesn't mention it in the discovered Edicts, he built many religious structures, including the Sanchi stupa and the original temple at Bodh-Gaya. Their impact in drawing people's attention to Buddhism must have been significantly heightened by the fact that, as far as we know, no other sect had stone temples at this time. We must also consider the human factor. The example and well-known intentions of a great king, supported by a large and educated clergy, would undoubtedly attract people to the faith, which itself—for we must not forget Gotama as we acknowledge his follower—was fulfilling. So, Asoka likely encountered Buddhism as a sizable order of monks, well-respected locally and significantly influencing the beliefs and behaviors of laypeople. He left it as a major church that spread from north to south India and even beyond, with a cadre of officials to support its growth, along with sacred buildings and monasteries, sermons, and rituals. We don't know how long his specific initiatives lasted, but anyone familiar with India recognizes that his system of oversight was prone to serious corruption. Extortion and abuse of power have long been issues with the Indian police, and we might suspect that those who came after him quickly got rid of his censors and inspectors.
Christian critics of Buddhism often argue that it has a debilitating effect on the nations that adopt it, but Asoka’s edicts overflow with words like energy and effort. "It is crucial to make an effort in this world," he recounts the efforts he has made and encourages everyone else to strive as well. "I must work for the public good—and the essence of the matter lies in action and timely handling of affairs, which is the most effective for the common welfare." These sound more like the words of a British utilitarian than a contemplative eastern emperor. He is far from pessimistic: in fact, he almost overlooks the Truth of Suffering. In recounting the conquest of Kalinga, he speaks almost in the Buddha's terms regarding the sadness of death and separation, but instead of suggesting these are unavoidable, he wants his subjects to know that he regrets what has happened and wishes to provide them with security, peace, and happiness.
Asoka is often compared to Constantine, but it has been rightly stated that this comparison is superficial, as Constantine (more akin to Kanishka than Asoka) merely recognized and regulated a religion that had already gained a foothold in his empire. He has also been compared to St. Paul, and in that both men transformed a regional sect into a religion for everyone, the similarity is valid, but it ends there. St. Paul was a constructive theologian. For better or worse, he significantly developed and complicated the teachings of Christ, while the Edicts of Asoka, when compared with the Pitakas, seem to simplify and condense their doctrines. No inscriptions have yet been discovered mentioning the four truths, the cycle of causation, and other familiar concepts. Undoubtedly, Asoka did study these issues, but it was not theology or metaphysics that drew him to religion. Among the gallery of devout Emperors—a collection of questionable moral and intellectual merit—he stands out as possibly the only figure whose sole passion was for a rational, compassionate, and humane life, neither excessively curious about profound mysteries nor preoccupied with his own soul, but simply a friend to both humans and animals.
The inscription at Rummindei is particularly significant for the history of doctrine. It merely states that the King honored or respected the birthplace of the Buddha, who is referred to only as Sakyamuni and Bhagavan in this inscription and others. It is a straightforward acknowledgment of respect for a great human teacher who is not deified in any way, nor does Asoka's language reflect the doctrines later recognized as Mahayana. He does not mention nirvana or even rebirth, although what he says about paradise and future rewards should certainly be understood in the context of Indian beliefs about karma and samsâra.
CHAPTER XIII
THE CANON
1
There are extant in several languages large collections of Buddhist scriptures described by some European writers as the Canon. The name is convenient and not incorrect, but the various canons are not altogether similar and the standard for the inclusion or exclusion of particular works is not always clear. We know something of four or five canons.
(1) The Pali Canon, accepted by the Buddhists of Ceylon, Burma and Siam, and rendered accessible to European students by the Pali Text Society. It professes to contain the works recognized as canonical by the Council of Asoka and it is reasonably homogeneous, that is to say, although some ingenuity may be needed to harmonize the different strata of which it consists, it does not include works composed by several schools.
(2) The Sanskrit Canon or Canons.
(a) Nepalese scriptures. These do not correspond with any Pali texts and all belong to the Mahayana. There appears to be no standard for fixing the canonical character of Mahayanist works. Like the Upanishads they are held to be revealed from time to time.
(b) Buddhist texts discovered in Central Asia. Hitherto these have been merely fragments, but the number of manuscripts found and not yet published permits the hope that longer texts may be forthcoming. Those already made known are partly Mahayanist and partly similar to the Pali Canon though not a literal translation of it. It is not clear to what extent the Buddhists of Central Asia regarded the Hina and Mahayanist scriptures as separate and distinct. Probably each school selected for itself a small collection of texts as authoritative[599].
(3) The Chinese Canon. This is a gigantic collection of Buddhist works made and revised by order of various Emperors. The imperial imprimatur is the only standard of canonicity. The contents include translations of works belonging to all schools made from the first to the thirteenth century A.D. The originals were apparently all in Sanskrit and were probably the texts of which fragments have been found in Central Asia. This canon also includes some original Chinese works.
(4) There is a somewhat similar collection of translations into Tibetan. But whereas the Chinese Canon contains translations dated from 67 A.D. onwards, the Tibetan translations were made mainly in the ninth and eleventh centuries and represent the literature esteemed by the mediæval Buddhism of Bengal. Part at least of this Tibetan Canon has been translated into Mongol.
Renderings of various books into Uigur, Sogdian, Kuchanese, "Nordarisch" and other languages of Central Asia have been discovered by recent explorers. It is probable that they are all derived from the Sanskrit Canon and do not represent any independent tradition. The scriptures used in Japan and Korea are simply special editions of the Chinese Canon, not translations.
In the following pages I propose to consider the Pali Canon, postponing until later an account of the others. It will be necessary, however, to touch on the relations of Pali and Sanskrit texts.
The scriptures published by the Pali Text Society represent the canon of the ancient sect called Vibhajjavâdins and the particular recension of it used at the monastery in Anuradhapura called Mahâvihâra. It is therefore not incorrect to apply to this recension such epithets as southern or Sinhalese, provided we remember that in its origin it was neither one nor the other, for the major part of it was certainly composed in India[600]. It was probably introduced into Ceylon in the third century B.C. and it is also accepted in Burma, Siam and Camboja[601]. Thus in a considerable area it is the sole and undisputed version of the scriptures.
The canon is often known by the name of Tripiṭaka[602] or Three Baskets. When an excavation was made in ancient India it was the custom to pass up the earth in baskets along a line of workmen[603] and the metaphorical use of the word seems to be taken from this practice and to signify transmission by tradition.
The three Pitakas are known as Vinaya, Sutta, and Abhidhamma. Vinaya means discipline and the works included in this division treat chiefly of the rules to be observed by the members of the Sangha. The basis of these rules is the Pâtimokkha, the ancient confessional formula enumerating the offences which a monk can commit. It was read periodically to a congregation of the order and those guilty of any sin had to confess it. The text of the Pâtimokkha is in the Vinaya combined with a very ancient commentary called the Sutta-vibhanga. The Vinaya also contains two treatises known collectively as the Khandakas but more frequently cited by their separate names as Mahâvagga and Cullavagga. The first deals with such topics as the rules for admission to the order, and observance of fast days, and in treating of each rule it describes the occasion on which the Buddha made it and to some extent follows the order of chronology. For some parts of the master's life it is almost a biography. The Cullavagga is similar in construction but less connected in style[604]. The Vinaya contains several important and curious narratives and is a mine of information about the social conditions of ancient India, but much of it has the same literary value as the book of Leviticus. Of greater general interest is the Sutta Pitaka, in which the sermons and discourses of the Buddha are collected. Sutta is equivalent to the Sanskrit word Sûtra, literally a thread, which signifies among the Brahmans a brief rule or aphorism but in Pali a relatively short poem or narrative dealing with a single object. This Sutta Pitaka is divided into five collections called Nikâyas. The first four are mainly in prose and contain discourses attributed to Gotama or his disciples. The fifth is mostly in verse and more miscellaneous.
The four collections of discourses bear the names of Dîgha, Majjhima, Saṃyutta and Anguttara. The first, meaning long, consists of thirty-four narratives. They are not all sermons and are of varying character, antiquity and interest, the reason why they are grouped together being simply their length[605]. In some of them we may fancy that we catch an echo of Gotama's own words, but in others the legendary character is very marked. Thus the Mahâsamaya and Aṭânâṭiya suttas are epitomes of popular mythology tacked on to the history of the Buddha. But for all that they are interesting and ancient.
Many of the suttas, especially the first thirteen, are rearrangements of old materials put together by a considerable literary artist who lived many generations after the Buddha. The account of the Buddha's last days is an example of such a compilation which attains the proportions of a Gospel and shows some dramatic power though it is marred by the juxtaposition of passages composed in very different styles.
The Majjhima-Nikâya is a collection of 152 discourses of moderate (majjhima) length. Taken as a whole it is perhaps the most profound and impassioned of all the Nikâyas and also the oldest. The sermons which it contains, if not verbatim reports of Gotama's eloquence, have caught the spirit of one who urged with insistent earnestness the importance of certain difficult truths and the tremendous issues dependent on right conduct and right knowledge. The remaining collections, the Saṃyutta and Anguttara, classify the Buddha's utterances under various headings and presuppose older documents which they sometimes quote[606]. The Saṃyutta consists of a great number of suttas, mostly short, combined in groups treating of a single subject which may be either a person or a topic. The Anguttara, which is a still longer collection, is arranged in numerical groups, a method of classification dear to the Hindus who delight in such computations as the four meditations, the eightfold path, the ten fetters. It takes such religious topics as can be counted in this way and arranges them under the numbers from one to eleven. Thus under three, it treats of thought, word and deed and the applications of this division to morality; of the three messengers of the gods, old-age, sickness and death; of the three great evils, lust, ill-will and stupidity and so on.
The fifth or Khuddaka-Nikâya is perhaps the portion of the Pali scriptures which has found most favour with Europeans, for the treatises composing it are short and some of them of remarkable beauty. They are in great part composed of verses, sometimes disconnected couplets, sometimes short poems. The stanzas are only imperfectly intelligible without an explanation of the occasion to which they refer. This is generally forthcoming, but is sometimes a part of the accepted text and sometimes regarded as merely a commentary. To this division of the Pitaka belong the Dhammapada, a justly celebrated anthology of devotional verses, and the Sutta-Nipâta, a very ancient collection of suttas chiefly in metre. Other important works included in it are the Thera and Therî-gâthâ or poems written by monks and nuns respectively, and the Jâtaka or stories about the Buddha's previous births[607]. Some of the rather miscellaneous contents of this Nikâya are late and do not belong to the same epoch of thought as the discourses attributed to Gotama. Such are the Buddha-vaṃsa, or lives of Gotama and his twenty-four predecessors, the Cariyâ-Piṭaka, a selection of Jâtaka stories about Gotama's previous births and the Vimâna and Peta-vatthus, accounts of celestial mansions and of the distressful existence led by those who are condemned to be ghosts[608].
Though some works comprised in this Nikâya (e.g. the Suttanipâta) are very ancient, the collection, as it stands, is late and probably known only to the southern Church. The contents of it are not quite the same in Ceylon, Burma and Siam, and only a small portion of them has been identified in the Chinese Tripitaka. Nevertheless the word pañcanekâyika, one who knows the five Nikâyas, is found in the inscriptions of Sanchi and five Nikâyas are mentioned in the last books of the Cullavagga. Thus a fifth Nikâya of some kind must have been known fairly early.
The third Pitaka is known by the name of Abhidhamma. Dhamma is the usual designation for the doctrine of the Buddha and Buddhaghosa[609] explains the prefix abhi as signifying excess and distinction, so that this Pitaka is considered pre-eminent because it surpasses the others. This pre-eminence consists solely in method and scope, not in novelty of matter or charm of diction. The point of view of the Abhidhamma is certainly later than that of the Sutta Pitaka and in some ways marks an advance, for instead of professing to report the discourses of Gotama it takes the various topics on which he touched, especially psychological ethics, and treats them in a connected and systematic manner. The style shows some resemblance to Sanskrit sûtras for it is so technical both in vocabulary and arrangement that it can hardly be understood without a commentary[610]. According to tradition the Buddha recited the Abhidhamma when he went to heaven to preach to the gods, and this seems a polite way of hinting that it was more than any human congregation could tolerate or understand. Still throughout the long history of Buddhism it has always been respected as the most profound portion of the scriptures and has not failed to find students. This Pitaka includes the Kathâ-vatthu, attributed to Tissa Moggaliputta who is said to have composed it about 250 B.C. in Asoka's reign[611].
There is another division of the Buddhist scriptures into nine angas or members, namely: 1. Suttas. 2. Geyya: mixed prose and verse. 3. Gâthâ: verse. 4. Udâna: ecstatic utterances. 5. Veyyâkaraṇa: explanation. 6. Itivuttaka: sayings beginning with the phrase "Thus said the Buddha." 7. Jâtaka: stories of former births. 8. Abbhutadhamma: stories of wonders. 9. Vedalla: a word of doubtful meaning, but perhaps questions and answers. This enumeration is not to be understood as a statement of the sections into which the whole body of scripture was divided but as a description of the various styles of composition recognized as being religious, just as the Old Testament might be said to contain historical books, prophecies, canticles and so on. Compositions in these various styles must have been current before the work of collection began, as is proved by the fact that all the angas are enumerated in the Majjhima-Nikâya[612].
There are large collections of Buddhist scriptures available in several languages that some European writers refer to as the Canon. This name is useful and not inaccurate, but the different canons are not completely identical, and the criteria for including or excluding specific works are not always clear. We know about four or five main canons.
(1) The Pali Canon, used by Buddhists in Sri Lanka, Burma, and Thailand, and made accessible to European scholars by the Pali Text Society. It claims to contain the works recognized as canonical by the Council of Asoka and is fairly consistent, meaning that while some effort may be needed to reconcile the different layers it includes, it does not consist of works from various schools.
(2) The Sanskrit Canon or Canons.
(a) Nepalese scriptures. These do not match any Pali texts and are entirely part of the Mahayana tradition. There seems to be no standard for determining the canonical status of Mahayanist works. Like the Upanishads, they are considered to be revealed from time to time.
(b) Buddhist texts found in Central Asia. Until now, these have only been fragments, but the number of manuscripts found and not yet published allows for hope that longer texts may be forthcoming. The known texts are partly Mahayanist and partly similar to the Pali Canon, although they are not direct translations. It is unclear how the Buddhists of Central Asia viewed the Hina and Mahayanist scriptures as separate entities. Likely, each school selected a small collection of texts as authoritative[599].
(3) The Chinese Canon. This is a massive collection of Buddhist works created and revised at the behest of various emperors. The emperor's approval is the only criterion for canonicity. The contents include translations of works from all schools made from the first to the thirteenth century A.D. The originals were likely all in Sanskrit and were probably the texts from which fragments have been discovered in Central Asia. This canon also contains some original Chinese works.
(4) There is a somewhat similar collection of translations into Tibetan. However, while the Chinese Canon includes translations dating back to 67 A.D. and onward, the Tibetan translations were mainly done in the ninth and eleventh centuries and reflect the literature valued by the medieval Buddhism of Bengal. At least part of this Tibetan Canon has been translated into Mongolian.
Various books have been translated into Uigur, Sogdian, Kuchanese, "Nordarisch," and other languages of Central Asia, discovered by recent explorers. It is likely that they all originated from the Sanskrit Canon and do not represent any independent tradition. The scriptures used in Japan and Korea are simply special editions of the Chinese Canon, not translations.
In the following pages, I plan to focus on the Pali Canon, postponing discussion of the others for later. However, it will be necessary to touch upon the relationships between Pali and Sanskrit texts.
The scriptures published by the Pali Text Society represent the canon of the ancient sect called the Vibhajjavādins and the specific version used at the Mahāvihāra monastery in Anuradhapura. Therefore, it is not incorrect to describe this version using terms like southern or Sinhalese, as long as we remember that at its origin it was neither, since most of it was certainly composed in India[600]. It was likely introduced to Sri Lanka in the third century B.C. and is also recognized in Burma, Thailand, and Cambodia[601]. Thus, across a significant area, it is the sole and undisputed version of the scriptures.
The canon is often referred to as the Tripiṭaka[602] or Three Baskets. When an excavation took place in ancient India, it was customary to pass up earth in baskets along a line of workers[603], and this metaphorical use of the word seems to stem from that practice, signifying transmission through tradition.
The three Pitakas are known as Vinaya, Sutta, and Abhidhamma. Vinaya means discipline, and the works in this section mostly discuss the rules that members of the Sangha must follow. The foundation of these rules is the Pātimokkha, the ancient confessional formula that lists the offenses a monk can commit. It was read periodically to the congregation, and anyone guilty of any sin had to confess it. The text of the Pātimokkha is included in the Vinaya along with a very old commentary called the Sutta-vibhanga. The Vinaya also contains two treatises known collectively as the Khandakas, but they are more frequently cited by their individual names, Mahāvagga and Cullavagga. The first covers topics such as the rules for admission to the order and observance of fast days, describing the occasion on which the Buddha established each rule and largely following a chronological order. For certain parts of the Buddha's life, it reads almost like a biography. The Cullavagga has a similar structure but is less consistent in style[604]. The Vinaya contains several important and intriguing narratives and is a rich source of information about the social conditions of ancient India, though much of it holds the same literary value as the book of Leviticus. More broadly interesting is the Sutta Pitaka, which gathers the sermons and discourses of the Buddha. Sutta is equivalent to the Sanskrit word Sūtra, literally a thread, which signifies a brief rule or aphorism among the Brahmans, but in Pali, it refers to a relatively short poem or narrative focusing on a single subject. This Sutta Pitaka is divided into five collections called Nikâyas. The first four are primarily in prose and contain discourses attributed to Gotama or his disciples, while the fifth is mostly in verse and more miscellaneous.
The four collections of discourses are named Dîgha, Majjhima, Saṃyutta, and Anguttara. The first, meaning long, consists of thirty-four narratives. They are not all sermons and vary in character, age, and interest; they are grouped together simply because of their length[605]. In some, we may feel we catch an echo of Gotama's own words, while in others, the legendary quality is very pronounced. For instance, the Mahâsamaya and Aṭânâṭiya suttas condense popular mythology into the history of the Buddha. Nevertheless, they are interesting and ancient.
Many of the suttas, especially the first thirteen, are rearrangements of older materials put together by a skilled literary artist who lived many generations after the Buddha. The account of the Buddha's last days is an example of such a compilation that reaches the proportions of a Gospel and shows some dramatic power, although it is marred by the juxtaposition of passages written in very different styles.
The Majjhima-Nikâya is a collection of 152 discourses of moderate (majjhima) length. Taken as a whole, it may be the most profound and impassioned of all the Nikâyas, and it is also the oldest. The sermons it contains, while not verbatim reports of Gotama's words, have captured the spirit of one who urgently emphasized the importance of certain challenging truths and the enormous consequences tied to right conduct and right understanding. The other collections, Saṃyutta and Anguttara, categorize the Buddha's sayings under various headings and assume older documents which they sometimes quote[606]. The Saṃyutta consists of many suttas, mostly short, grouped together by a single subject, which could be either a person or a topic. The Anguttara, which is an even longer collection, organizes its material in numerical groups, a classification method favored by Hindus who enjoy such numbers as the four meditations, the eightfold path, and the ten fetters. It covers religious topics that can be counted and arranges them under the numbers from one to eleven. For example, under three, it discusses thought, word, and deed, and how this division applies to morality; the three messengers of the gods: old age, sickness, and death; the three great evils: lust, ill-will, and ignorance, and so on.
The fifth or Khuddaka-Nikâya is perhaps the section of the Pali scriptures that Europeans find most appealing, since the treatises within it are short, many of which possess remarkable beauty. They are largely composed of verses, sometimes brief couplets, sometimes short poems. The stanzas are not easily understood without an explanation of their context. This context is usually provided, but it may be part of the accepted text or viewed as merely a commentary. This division of the Pitaka includes the Dhammapada, a well-known anthology of devotional verses, and the Sutta-Nipâta, a very ancient collection of suttas primarily in verse. Other significant works included are the Thera and Therī-gāthā, or poems written by monks and nuns respectively, and the Jātaka, which tells stories about the Buddha's previous lives[607]. Some of the more miscellaneous content in this Nikâya is late and does not reflect the same era of thought as the discourses attributed to Gotama. Examples include the Buddha-vaṃsa, or biographies of Gotama and his twenty-four predecessors, the Cariyâ-Piṭaka, a collection of Jātaka stories about Gotama's previous births, and the Vimāna and Peta-vatthus, which detail celestial dwellings and the tormented existences of those condemned to be ghosts[608].
Although some works in this Nikâya (e.g. the Sutta-nipâta) are very ancient, the collection as it stands is late, likely known only to the southern Church. The contents are not completely the same in Sri Lanka, Burma, and Thailand, and only a small portion has been identified in the Chinese Tripitaka. Nonetheless, the term pañcanekâyika, meaning one who knows the five Nikâyas, appears in the inscriptions at Sanchi, and five Nikâyas are mentioned in the last books of the Cullavagga. Thus, some version of a fifth Nikâya must have been recognized fairly early.
The third Pitaka is known as the Abhidhamma. Dhamma is the typical term for the Buddha's teachings, and Buddhaghosa[609] explains that the prefix abhi signifies excess and distinction, so this Pitaka is seen as preeminent because it surpasses the others. This preeminence lies solely in method and scope, not in novelty of content or elegance of language. The perspective of the Abhidhamma is certainly later than that of the Sutta Pitaka and marks an advance in some ways, as it does not claim to report Gotama's discourses but rather discusses the various topics he addressed, particularly psychological ethics, in a systematic and organized manner. Its style shows some resemblance to Sanskrit sûtras since it is so technical in both vocabulary and arrangement that it cannot be easily understood without commentary[610]. According to tradition, the Buddha recited the Abhidhamma when he went to heaven to preach to the gods, which seems to be a polite way of suggesting that it was beyond what any human audience could bear or comprehend. Still, throughout the long history of Buddhism, it has always been regarded as the deepest part of the scriptures and has consistently attracted students. This Pitaka includes the Kathâ-vatthu, attributed to Tissa Moggaliputta, who is said to have composed it around 250 B.C. during Asoka's reign[611].
Another division of the Buddhist scriptures is into nine angas or members: 1. Suttas. 2. Geyya: mixed prose and verse. 3. Gâthâ: verse. 4. Udâna: ecstatic utterances. 5. Veyyâkaraṇa: explanation. 6. Itivuttaka: sayings beginning with "Thus said the Buddha." 7. Jâtaka: tales of past existences. 8. Abbhutadhamma: stories of wonders. 9. Vedalla: a term of uncertain meaning, possibly questions and answers. This list should not be understood as a precise breakdown of the whole body of scripture but rather as a description of the various recognized styles of religious composition, similar to how one might describe the Old Testament as containing historical books, prophecies, songs, and so on. Compositions in these various styles must have been in circulation prior to the collection effort, as evidenced by the fact that all the angas are listed in the Majjhima-Nikâya[612].
2
This Tripitaka is written in Pali[613] which is regarded by Buddhist tradition as the language spoken by the Master. In the time of Asoka the dialect of Magadha must have been understood over the greater part of India, like Hindustani in modern times, but in some details of grammar and phonetics Pali differs from Mâgadhî Prakrit and seems to have been influenced by Sanskrit and by western dialects. Being a literary rather than a popular language it was probably a mixed form of speech and it has been conjectured that it was elaborated in Avanti or in Gândhâra where was the great Buddhist University of Takshaśîlâ. Subsequently it died out as a literary language in India[614] but in Ceylon, Burma, Siam and Camboja it became the vehicle of a considerable religious and scholastic literature. The language of Asoka's inscriptions in the third century B.C. is a parallel dialect, but only half stereotyped. The language of the Mahâvastu and some Mahayanist texts, often called the language of the Gâthâs, seems to be another vernacular brought more or less into conformity with Sanskrit. It is probable that in preaching the Buddha used not Pali in the strict sense but the spoken dialect of Magadha[615], and that this dialect did not differ from Pali more than Scotch or Yorkshire from standard English, and if for other reasons we are satisfied that some of the suttas have preserved the phrases which he employed, we may consider that apart from possible deviations in pronunciation or inflexion they are his ipsissima verba. Even as we have it, the text of the canon contains some anomalous forms which are generally considered to be Magadhisms[616].
The Cullavagga relates how two monks who were Brahmans represented to the Buddha that "monks of different lineage ... corrupt the word of the Buddha by repeating it in their own dialect. Let us put the word of the Buddhas into chandas[617]." No doubt Sanskrit verse is meant, chandas being a name applied to the language of the Vedic verses. Gotama refused: "You are not to put the word of the Buddhas into chandas. Whoever does so shall be guilty of an offence. I allow you to learn the word of the Buddhas each in his own dialect." Subsequent generations forgot this prohibition, but it probably has a historical basis and it indicates the Buddha's desire to make his teaching popular. It is not likely that he contemplated the composition of a body of scriptures. He would have been afraid that it might resemble the hymns of the Brahmans which he valued so little and he wished all men to hear his teaching in the language they understood best. But when after his death his disciples collected his sayings it was natural that they should make at least one version of them in the dialect most widely spoken and that this version should be gradually elaborated in what was considered the best literary form of that dialect[618]. It is probable that the text underwent several linguistic revisions before it reached its present state.
Pali is a sonorous and harmonious language which avoids combinations of consonants and several difficult sounds found in Sanskrit. Its excellence lies chiefly in its vocabulary and its weakness in its syntax. Its inflexions are heavy and monotonous and the sentences lack concentration and variety. Compound words do not assume such monstrous proportions as in later Sanskrit, but there is the same tendency to make the process of composition do duty for syntax. These faults have been intensified by the fact that the language has been used chiefly for theological discussion. The vocabulary on the other hand is copious and for special purposes admirable. The translator has to struggle continually with the difficulty of finding equivalents for words which, though apparently synonymous, really involve nice distinctions and much misunderstanding has arisen from the impossibility of adequately rendering philosophical terms, which, though their European equivalents sound vague, have themselves a precise significance. On the other hand some words (e.g. dhamma and attho) show an inconveniently wide range of meaning. But the force of the language is best seen in its power of gathering up in a single word, generally a short compound, an idea which though possessing a real unity requires in European languages a whole phrase for its expression. Thus the Buddha bids his disciples be attadîpâ atta-saraṇâ, anañña-saraṇâ: dhammadîpâ dhammasaraṇâ[619]. "Be ye lamps unto yourselves. Be ye a refuge unto yourselves. Betake yourselves to no external refuge. Hold fast to the truth as a lamp. Hold fast to the truth as a refuge." This is Rhys Davids' translation and excellent both as English and as giving the meaning. But the five Pali words compel attention and inscribe themselves on the memory in virtue of a monumental simplicity which the five English sentences do not possess.
But the feature in the Pali scriptures which is most prominent and most tiresome to the unsympathetic reader is the repetition of words, sentences and whole paragraphs. This is partly the result of grammar or at least of style. The simplicity of Pali syntax and the small use made of dependent sentences, lead to the regular alignment of similar phrases side by side like boards in a floor. When anything is predicated of several subjects, for instance the five Skandhas, it is rare to find a single sentence containing a combined statement. As a rule what has to be said is predicated first of the first Skandha and then repeated totidem verbis of the others. But there is another cause for this tedious peculiarity, namely that for a long period the Pitakas were handed down by oral tradition only. They were first reduced to writing in Ceylon about 20 B.C. in the reign of Vaṭṭagâmani, more than a century and a half after their first importation in an oral form. This circumstance need not throw doubt on the authenticity of the text, for the whole ancient literature of India, prose as well as verse, was handed down by word of mouth and even in the present day most of it could be recovered if all manuscripts and books were lost. The Buddhists did not, like the Brahmans, make minute regulations for preserving and memorizing their sacred texts, and in the early ages of the faith were impressed with the idea that their teaching was not a charm to be learnt by heart but something to be understood and practised. They nevertheless endeavoured, and probably with success, to learn by heart the words of the Buddha, converting them into the dialect most widely understood. It was then a common thing (and the phenomenon may still be seen in India) for a man of learning to commit to memory a whole Veda together with subsidiary treatises on ritual, metre, grammar and genealogy. For such memories it was not difficult to retain the principal points in a series of sermons. The Buddha had preached day by day for about forty-five years. Though he sometimes spoke with reference to special events he no doubt had a set of discourses which he regularly repeated. There was the less objection to such repetition because he was continually moving about and addressing new audiences. There were trained Brahman students among his disciples, and at his death many persons, probably hundreds, must have had by heart summaries of his principal sermons.
But a sermon is less easy to remember than a poem or matter arranged by some method of memoria technica. An obvious aid to recollection is to divide the discourse into numbered heads and attach to each certain striking phrases. If the phrases can be made to recur, so much the better, for there is a guarantee of correctness when an expected formula appears at appropriate points.
It may be too that the wearisome and mechanical iteration of the Pali Canon is partly due to the desire of the Sinhalese to lose nothing of the sacred word imparted to them by missionaries from a foreign country, for repetition to this extent is not characteristic of Indian compositions. It is less noticeable in Sanskrit Buddhist sûtras than in the Pali but is very marked in Jain literature. A moderate use of it is a feature of the Upanishads. In these we find recurring formulæ and also successive phrases constructed on one plan and varying only in a few words[620].
But still I suspect that repetition characterized not only the reports of the discourses but the discourses themselves. No doubt the versions which we have are the result of compressing a free discourse into numbered paragraphs and repetitions: the living word of the Buddha was surely more vivacious and plastic than these stiff tabulations. But the peculiarities of scholars can often be traced to the master and the Buddha had much the same need of mnemonics as his hearers. For he had excogitated complicated doctrines and he imparted them without the aid of notes and though his natural wit enabled him to adapt his words to the capacity of his hearers and to meet argument, still his wish was to formulate a consistent statement of his thoughts. In the earliest discourse ascribed to him, the sermon at Benares, we see these habits of numbering and repetition already fully developed. The next discourse, on the absence of a soul, consists in enumerating the five words, form, sensation, perception, sankhâras, and consciousness three times, and applying to each of them consecutively three statements or arguments, the whole concluding with a phrase which is used as a finale in many other places. Artificial as this arrangement sounds when analyzed, it is a natural procedure for one who wished to impress on his hearers a series of philosophic propositions without the aid of writing, and I can imagine that these rhythmical formulæ uttered in that grave and pleasant voice which the Buddha is said to have possessed, seemed to the leisurely yet eager groups who sat round him under some wayside banyan or in the monastery park, to be not tedious iteration but a gradual revelation of truth growing clearer with each repetition.
We gather from the Pitakas that writing was well known in the Buddha's time[621]. But though it was used for inscriptions, accounts and even letters, it was not used for books, partly because the Brahmans were prejudiced against it, and partly because no suitable material for inditing long compositions had been discovered. There were religious objections to parchment and leaves were not employed till later. The minute account of monastic life given in the Vinaya makes it certain that the monks did not use writing for religious purposes. Equally conclusive, though also negative, is the fact that in the accounts of the assemblies at Râjagaha and Vesâlî[622] when there is a dispute as to the correct ruling on a point, there is no appeal to writing but merely to the memory of the oldest and most authoritative monks. In the Vinaya we hear of people who know special books: of monks who are preachers of the Dhamma and others who know the Sutta: of laymen who have learnt a particular suttanta and are afraid it will fall into oblivion unless others learn it from them. Apprehensions are expressed that suttas will be lost if monks neglect to learn them by heart[623]. From inscriptions of the third century B.C.[624] are quoted words like Petakî, a reciter of the Pitakas or perhaps of one Pitaka: Suttântika and Suttântakinî, a man or woman who recites the suttantas: Pancanekâyika, one who recites the five Nikâyas. All this shows that from the early days of Buddhism onwards a succession of persons made it their business to learn and recite the doctrine and disciplinary rules and, considering the retentiveness of trained memories, we have no reason to doubt that the doctrine and rules have been preserved without much loss[625].
Not, however, without additions. The disadvantage of oral tradition is not that it forgets but that it proceeds snowball fashion, adding with every generation new edifying matter. The text of the Vedic hymns was preserved with such jealous care that every verse and syllable was counted. But in works of lesser sanctity interpolations and additions were made according to the reciters' taste. We cannot assign to the Mahâbhârata one date or author, and the title of Upanishad is no guarantee for the age or authenticity of the treatises that bear it. Already in the Anguttara-Nikâya[626], we hear of tables of contents and the expression is important, for though we cannot give any more precise explanation of it, it shows that care was taken to check the contents of the works accepted as scripture. But still there is little doubt that during the two or three centuries following the Buddha's death, there went on a process not only of collection and recension but also of composition.
An account of the formation of the canon is given in the last two chapters of the Cullavagga[627]. After the death of the Buddha his disciples met to decide what should be regarded as the correct doctrine and discipline. The only way to do that was to agree what had been the utterances of the master and this, in a country where the oral transmission of teaching was so well understood, amounted to laying the foundations of a canon. Kassapa cross-examined experts as to the Buddha's precepts. For the rules of discipline Upâli was the chief authority and we read how he was asked where such and such a rule—for instance, the commandment against stealing—was promulgated.
"At Râjagaha, sir."
"Concerning whom was it spoken?"
"Dhaniya, the potter's son."
"In regard to what matter?"
"The taking of that which had not been given."
For collecting the suttas they relied on the testimony of Ânanda and asked him where the Brahmajâla[628] was spoken. He replied "between Râjagaha and Nâlanda at the royal rest-house at Ambalatthika." "Concerning whom was it spoken?" "Suppiya, the wandering ascetic and Brahmadatta the young Brahman."
Then follows a similar account of the Sâmaññaphala sutta and we are told that Ânanda was "questioned through the five Nikâyas." That is no doubt an exaggeration as applied to the time immediately after the Buddha's death, but it is evidence that five Nikâyas were in existence when this chapter was written[629].
This Tripitaka is written in Pali[613], which Buddhist tradition considers the language spoken by the Master. During Asoka's era, the Magadha dialect was likely understood across most of India, similar to how Hindustani is today. However, Pali differs in some grammatical and phonetic details from Mâgadhî Prakrit and appears to have been influenced by Sanskrit and western dialects. Since it was primarily a literary language rather than a popular one, it was likely a blended form of speech. It's believed that Pali was developed in Avanti or Gândhâra, where the great Buddhist University of Takshaśîlâ was located. Eventually, it faded as a literary language in India[614], but it became the medium for significant religious and scholarly literature in Ceylon, Burma, Siam, and Cambodia. The language of Asoka's inscriptions from the third century B.C. is a parallel dialect but only partially fixed. The language of the Mahâvastu and some Mahayanist texts, often referred to as the language of the Gâthâs, seems to be another vernacular adapted somewhat to fit Sanskrit. It’s likely that in his teachings, the Buddha used not Pali in a strict sense but the spoken dialect of Magadha[615], which probably didn’t differ from Pali any more than Scottish or Yorkshire differs from standard English. If we can be confident that some of the suttas have kept the phrases he used, we can consider them his ipsissima verba aside from possible variations in pronunciation or inflection. Even in its current form, the text of the canon contains some unusual forms typically viewed as Magadhisms[616].
The Cullavagga recounts how two monks of Brahmin descent informed the Buddha that "monks of different lineages ... distort the word of the Buddha by repeating it in their own dialect. Let's put the Buddha's word into chandas[617]." They likely meant Sanskrit verse, as chandas refers to the language of Vedic verses. Gotama responded, "You should not put the word of the Buddhas into chandas. Anyone who does will be committing an offense. I permit you to learn the Buddha's word in your own dialect." Later generations overlooked this prohibition, but it likely has a historical foundation and indicates the Buddha's intent to make his teachings accessible. He probably did not plan to create a set of scriptures, fearing it might resemble the hymns of the Brahmins, which he held in low regard, and he wanted everyone to understand his teachings in the language they comprehended best. Yet, when his followers compiled his sayings after his death, it made sense to create at least one version in the most commonly spoken dialect, and that version gradually evolved into what was thought to be the best literary form of that dialect[618]. It’s likely that the text went through several linguistic revisions before arriving at its current form.
Pali is a rich and harmonious language that avoids complex consonant clusters and several challenging sounds found in Sanskrit. Its main strength lies in its vocabulary, while its syntax is less impressive. Its inflections tend to be cumbersome and repetitive, and sentences lack focus and variety. Compound words are not as overwhelmingly large as those in later Sanskrit, but there is a trend to let the process of composition serve as syntax. These issues are heightened by the fact that the language has mainly been used for theological discussions. Conversely, the vocabulary is extensive and excellent for specialized purposes. Translators constantly struggle to find equivalents for words that may seem synonymous but involve subtle differences, leading to misunderstandings in translating philosophical terms that, despite sounding vague in European languages, hold precise meanings. On the flip side, some words (like dhamma and attho) carry an inconveniently wide array of meanings. However, the true power of the language is evident in its ability to condense an idea, often in a single short compound word, that would require an entire phrase in European languages to express. For instance, the Buddha instructs his disciples to be attadîpâ atta-saraṇâ, anañña-saraṇâ: dhammadîpâ dhammasaraṇâ[619]. "Be lamps unto yourselves. Be a refuge unto yourselves. Seek no external refuge. Hold onto the truth as a lamp. Hold onto the truth as a refuge." This is Rhys Davids' translation, which is excellent both as English and in conveying the meaning. Yet, the five Pali words demand attention and embed themselves in memory due to a monumental simplicity that the five English sentences lack.
A prominent and often tiresome feature of the Pali scriptures for the indifferent reader is the repetitive nature of words, sentences, and entire paragraphs. This stems partly from grammar or at least style. The simplicity of Pali syntax and the minimal use of dependent sentences lead to similar phrases being regularly aligned together like planks on a floor. When something is stated about several subjects, such as the five Skandhas, it's uncommon to see a single sentence combining this information. Typically, what needs to be said is first expressed regarding the first Skandha and then reiterated totidem verbis for the others. Another reason for this tedious characteristic is that for an extended period, the Pitakas were preserved only through oral tradition. They were first written down in Ceylon around 20 B.C. during the reign of Vaṭṭagâmani, more than a century and a half after being initially brought over in oral form. This situation does not undermine the text's authenticity, considering that the entirety of ancient Indian literature, both prose and poetry, was transmitted orally, and even today, most of it could be recovered if all manuscripts and books were lost. Unlike the Brahmins, the Buddhists did not establish detailed regulations for preserving and memorizing their sacred texts, and in the early days of the faith, they believed their teachings were not charms to memorize but ideas to understand and practice. However, they still made efforts, likely with success, to memorize the Buddha's words, adapting them into the most widely understood dialect. It was common (and this phenomenon can still be witnessed in India) for a learned individual to commit the entire Veda to memory, along with related texts on ritual, meter, grammar, and genealogy. For such remarkable memories, retaining the key points from a series of sermons was not difficult. The Buddha preached for about forty-five years. Although he occasionally spoke about specific events, he likely had a standard set of discourses he regularly repeated. This repetition was less objectionable since he frequently traveled and spoke to new audiences. Among his followers were trained Brahman students, and upon his death, many individuals, perhaps hundreds, must have memorized summaries of his main sermons.
However, a sermon is harder to remember than a poem or information organized using any mnemonic method. An obvious way to aid memory is to divide the speech into numbered sections and link striking phrases to each. If these phrases can be repeated, it enhances recall, offering a guarantee of accuracy when expected formulas appear at appropriate moments.
It’s also possible that the wearisome and mechanical repetition of the Pali Canon arose from the Sinhalese desire to preserve every aspect of the sacred word shared with them by missionaries from abroad, as such extensive repetition is not common in Indian literature. It's less apparent in Sanskrit Buddhist sûtras than in Pali but is very noticeable in Jain literature. A moderate amount is characteristic of the Upanishads, where we see recurring formulas and sequential phrases structured similarly but varying in just a few words[620].
Still, I suspect that repetition was a feature not just of the reports of the discourses but of the discourses themselves. Surely, the versions we have compress a free-flowing discourse into numbered paragraphs and repetitions; the living words of the Buddha were likely far more dynamic and adaptable than these rigid formats. Scholars’ peculiarities can often trace back to the master, and the Buddha had a similar need for mnemonics as his listeners. He had developed intricate doctrines and conveyed them without notes, and while his innate wit allowed him to tailor his words to the understanding of his audience and respond to arguments, he aimed to articulate a coherent expression of his thoughts. In the earliest discourse attributed to him, the sermon at Benares, we see these habits of structuring and repetition already prominently established. The subsequent discourse, on the absence of a soul, involves repeating the five terms—form, sensation, perception, sankhâras, and consciousness—three times, with three statements or arguments applied to each, finishing with a phrase that frequently serves as a closing in various other contexts. While this structure may sound artificial when examined closely, it was a natural strategy for someone wishing to firmly embed a series of philosophical propositions into the minds of listeners without written aids. I can imagine that these rhythmical formulas, delivered in the rich and pleasant voice the Buddha is described as having, appeared to the attentive yet eager groups sitting around him beneath a banyan tree or in the monastery garden as not tedious repetition but a gradual unfolding of truth that became clearer with each iteration.
The Pitakas indicate that writing was well established in the Buddha's time[621]. Though it was used for inscriptions, accounts, and even letters, it was not utilized for books, partly due to Brahmanical prejudice and partly due to the absence of suitable materials for writing extended compositions. There were religious objections to parchment, and leaves were not used until later. The detailed account of monastic life in the Vinaya confirms that monks did not write for religious purposes. Equally telling, albeit negatively, is the fact that during the assemblies at Râjagaha and Vesâlî[622], disputes over correct rulings were resolved without recourse to writing, solely relying on the memories of the oldest and most authoritative monks. In the Vinaya, we hear of individuals knowledgeable about specific texts: monks who preach the Dhamma, others who know the Sutta, and laypeople who have committed certain suttantas to memory and worry these may be forgotten unless taught to others. Concerns are expressed that suttas will be lost if monks fail to memorize them[623]. Notes from the third century B.C.[624] reference terms like Petakî, a reciter of the Pitakas or of one Pitaka; Suttântika and Suttântikinî, a person who recites the suttantas; Pancanekâyika, someone who recites the five Nikâyas. All of this suggests that from the early days of Buddhism onward, a line of individuals took it upon themselves to memorize and recite the doctrine and disciplinary rules, and given the retentiveness of trained memories, we have little reason to doubt that the doctrine and rules have been preserved with minimal loss[625].
However, not without additions. The drawback of oral tradition lies not in forgetfulness, but in its tendency to grow exponentially, incorporating new content with every generation. The text of the Vedic hymns was preserved meticulously, ensuring every verse and syllable was accounted for. Yet, in texts of lesser sanctity, interpolations and additions were made based on the reciters' preferences. We cannot attribute the Mahâbhârata to a single date or author, and the label of Upanishad does not guarantee the age or authenticity of the writings it encompasses. Already in the Anguttara-Nikâya[626], we encounter tables of contents, a significant expression, for while we can't provide a more precise interpretation, it indicates that care was taken to verify the contents of texts accepted as scripture. Nevertheless, there remains little doubt that during the two or three centuries following the Buddha's death, a process of collection, revision, and composition took place.
An account of how the canon was formed is found in the last two chapters of the Cullavagga[627]. After the Buddha's passing, his disciples convened to determine what should be considered correct doctrine and discipline. The only way to achieve this was to reach a consensus on the utterances of the master, which, in a society skilled in oral transmission of teachings, effectively laid the groundwork for a canon. Kassapa questioned experts about the Buddha's teachings. For the rules of discipline, Upâli was the primary authority, and we find an account of him being asked where a certain rule—for instance, the prohibition against stealing—was proclaimed.
"At Râjagaha, sir."
"About whom was it spoken?"
"Dhaniya, the potter's son."
"In regard to what issue?"
"The taking of what was not given."
To gather the suttas, they relied on Ânanda's testimony, asking him where the Brahmajâla[628] was delivered. He replied, "Between Râjagaha and Nâlanda at the royal rest house at Ambalatthika." "About whom was it spoken?" "Suppiya, the wandering ascetic, and Brahmadatta, the young Brahman."
A similar account follows for the Sâmaññaphala sutta, and we learn that Ânanda was "questioned throughout the five Nikâyas." This is likely an exaggeration concerning the period immediately after the Buddha's death, but it provides evidence that five Nikâyas existed when this chapter was written[629].
3
Lines of growth are clearly discernible in the Vinaya and Sutta Pitakas. As already mentioned, the Khuddaka-Nikâya is, as a collection, later than the others although separate books of it, such as the Sutta-nipâta (especially the fourth and fifth books), are among the earliest documents which we possess. But other books such as the Peta-[630] and Vimâna-vatthu show a distinct difference in tone and are probably separated from the Buddha by several centuries. Of the other four Nikâyas the Saṃyutta and Anguttara are the more modern and the Anguttara mentions Munda, King of Magadha who began to reign about forty years after the Buddha's death. But even in the two older collections, the Dîgha and the Majjhima, we have not reached the lowest stratum. The first thirteen suttantas of the Dîgha all contain a very ancient tractate on morality, and the Sâmaññaphala and following sections of the Dîgha and also some suttas of the Majjhima contain either in whole or in part a treatise on progress in the holy life. These treatises were probably current as separate portions for recitation before the suttas in which they are now set were composed.
Similarly, the Vinaya clearly presupposes an old code in the form of a list of offences called the Pâtimokkha. The Mahâvagga contains a portion of an ancient word-for-word explanation of this code[631] and most of the Sutta-vibhanga is an amplification and exposition of it. The Pâtimokkha was already in existence when these books were composed, for we hear[632] that if in a company of Bhikkhus no one knows the Pâtimokkha, one of the younger brethren should be sent to some better instructed monastery to learn it. And further we hear[633] that a learned Bhikkhu was expected to know not merely the precepts of the Pâtimokkha but also the occasion when each was formulated. The place, the circumstances and the people concerned had been in each case handed down. There is here all the material for a narrative. The reciter of a sutta simply adopts the style of a village story-teller. "Thus have I heard. Once upon a time the Lord was dwelling at Râjagaha," or wherever it was, and such and such people came to see him. And then, after a more or less dramatic introduction, comes the Lord's discourse and at the end an epilogue saying how the hearers were edified and, if previously unconverted, took refuge in the true doctrine.
The Cullavagga states that the Vinaya (but not the other Pitakas) was recited and verified at the Council of Vesâlî. As I have mentioned elsewhere, Sinhalese and Chinese accounts speak of another Council, the Mahâsangha or Mahâsangîti. Though its date is uncertain, there is a consensus of tradition to the effect that it recognized a canon of its own, different from our Pali Canon and containing a larger amount of popular matter.
Sinhalese tradition states that the canon as we now have it was fixed at the third Council held at Pataliputra in the reign of Asoka (about 272-232 B.C.). The most precise statements about this Council are those of Buddhaghosa who says that an assembly of monks who knew the three Pitakas by heart recited the Vinaya and the Dhamma.
But the most important and interesting evidence as to the existence of Buddhist scriptures in the third century B.C. is afforded by the Bhâbrû (or Bhâbrâ) edict of Asoka. He recommends the clergy to study seven passages, of which nearly all can be identified in our present edition of the Pitakas[634]. This edict does not prove that Asoka had before him in the form which we know the Dîgha and other works cited. But the most cautious logic must admit that there was a collection of the Buddha's sayings to which he could appeal and that if most of his references to this collection can be identified in our Pitakas, then the major part of these Pitakas is probably identical in substance (not necessarily verbally) with the collection of sayings known to Asoka.
Neither Asoka nor the author of the Kathâ-vatthu cites books by name. The latter for instance quotes the well-known lines "anupubbena medhavi" not as coming from the Dhammapada but as "spoken by the Lord." But the author of the Questions of Milinda, who knew the canonical books by the names they bear now, also often adopts a similar method of citation. Although this author's probable date is not earlier than our era his evidence is important. He mentions all five Nikâyas by name, the titles of many suttas and also the Vibhanga, Dhâtu-kathâ, Puggala-Paññatti, Kathâ-vatthu, Yamaka and Paṭṭhâna.
Everything indicates and nothing discredits the conclusion that this canon of the Vibhajjavâdins was substantially fixed in the time of Asoka, so far as the Vinaya and Sutta Pitakas are concerned. Some works of minor importance may have had an uncertain position and subsequent revisions may have been made but the principal scriptures were already recognized and contained passages which occur in our versions. On the other hand this recension of the scriptures was not the only one in existence. If the patronage of Asoka gave it a special prestige in his lifetime, it may have lost it in India after his death and for many centuries the Buddhist Canon, like the list of the Upanishads, must have been susceptible of alteration. The Sarvâstivâdins compiled an Abhidhamma Pitaka of their own, apparently in the time of Kanishka, and the Dharmagupta school also seems to have had its own version of this Pitaka[635]. The date of the Pali Abhidhamma is very doubtful and I do not reject the hypothesis that it was composed in Ceylon, for the Sinhalese seem to have a special taste for such literature. But there is no proof of this Sinhalese origin.
According to Sinhalese tradition all three Pitakas were introduced into Ceylon by Mahinda in the reign of Asoka, but only as oral tradition and not in a written form. They received this latter about 20 B.C., as the result of a dispute between two monasteries[636]. The controversy is obscure but it appears that the ancient foundation called Mahâvihâra accepted as canonical the fifth book of the Vinaya called Parivâra, whereas it was rejected by the new monastery called Abhayagiri. The Sinhalese chronicle (Mahâvamsa XXXIII. 100-104) says somewhat abruptly "The wise monks had hitherto handed down the text of the three Pitakas (Piṭakattayapâlim) as well as the commentary by word of mouth. But seeing that mankind was becoming lost, they assembled together and wrote them in books in order that the faith might long endure." This brief account seems to mean that a council was held not by the whole clergy of Ceylon but by the monks of the Mahâvihâra at which they committed to writing their own version of the canon including the Parivâra. This book forms an appendix to the Vinaya Pitaka and in some verses printed at the conclusion is said to be the work of one Dîpa. It is generally accepted as a relatively late production, composed in Ceylon. If such a work was included in the canon of the Mahâvihâra, we must admit the possibility that other portions of it may be Sinhalese and not Indian.
But still the onus probandi lies with those who maintain the Sinhalese origin of any part of the Pali Canon and two strong arguments support the Indian origin of the major part. First, many suttas not only show an intimate knowledge of ancient Indian customs but discuss topics such as caste, sacrifice, ancient heresies, and the value of the Veda which would be of no interest to Sinhalese. Secondly, there is no Sinhalese local colour and no Sinhalese legends have been introduced. Contrast with this the Dîpa-and Mahâ-vaṃsa both of which open with accounts of mythical visits paid by the Buddha to Ceylon[637].
In Ceylon versions of the scriptures other than that of the Mahâvihâra were current until the twelfth century when uniformity was enforced by Parâkrama Bâhu. Some of these, for instance the Pitaka of the Vetulyakas, were decidedly heretical according to the standard of local orthodoxy but others probably presented variations of reading and arrangement rather than of doctrine. Anesaki[638] has compared with the received Pali text a portion of the Saṃyuktâgama translated by Guṇabhadra into Chinese. He thinks that the original was the text used by the Abhayagiri monastery and brought to China by Fa Hsien.
The Sinhalese ecclesiastical history, Nikâya-Sangrahawa, relates[639] that 235 years after the Buddha's death nine heretical fraternities were formed who proceeded to compose scriptures of their own such as the Varṇapiṭaka and Angulimâla-Piṭaka. Though this treatise is late (c. 1400 A.D.) its statements merit attention as showing that even in orthodox Ceylon tradition regarded the authorized Pitaka as one of several versions. But many of the works mentioned sound like late tantric texts rather than compositions of the early heretics to whom they are attributed.
Ecclesiastical opinion in Ceylon after centuries of discussion ended by accepting the edition of the Mahâvihâra as the best, and we have no grounds for rejecting or suspecting this opinion. According to tradition Buddhaghosa was well versed in Sanskrit but deliberately preferred the southern canon. The Mahayanist doctor Asanga cites texts found in the Pali version, but not in the Sanskrit[640]. The monks of the Mahâvihâra were probably too indulgent in admitting late scholastic treatises, such as the Parivâra. On the other hand they often showed a critical instinct in rejecting legendary matter. Thus the Sanskrit Vinayas contain many more miraculous narratives than the Pali Vinaya.
You can clearly see lines of development in the Vinaya and Sutta Pitakas. As mentioned earlier, the Khuddaka-Nikâya is a later collection, although certain parts, like the Sutta-nipâta (particularly the fourth and fifth books), are some of the earliest documents we have. However, other texts like the Peta-[630] and Vimâna-vatthu reflect a different tone and are likely separated from the Buddha by several centuries. Among the other four Nikâyas, the Saṃyutta and Anguttara are the more modern ones, with the Anguttara mentioning Munda, King of Magadha, who began to reign about forty years after the Buddha's death. Even in the older collections, the Dîgha and the Majjhima, we haven't reached the most ancient level. The first thirteen suttantas of the Dîgha all include a very ancient text on morality, and the Sâmaññaphala and subsequent sections of the Dîgha, along with some suttas of the Majjhima, present either whole or partial treatises on progress in spiritual life. These treatises were probably used separately for recitation before the suttas in which they now appear were written.
Likewise, the Vinaya obviously assumes an older code in the form of a list of offenses called the Pâtimokkha. The Mahâvagga contains part of an ancient word-for-word explanation of this code[631], and most of the Sutta-vibhanga elaborates and explains it. The Pâtimokkha already existed when these texts were composed since we learn[632] that if no one in a group of Bhikkhus knows the Pâtimokkha, one of the younger monks should be sent to a better-informed monastery to learn it. Furthermore, we find[633] that a knowledgeable Bhikkhu was expected to know not only the rules of the Pâtimokkha but also when each was established. The place, situation, and individuals involved were passed down in each case. There is all the material needed for a narrative. The reciter of a sutta adopts the style of a village storyteller: "Thus have I heard. Once upon a time, the Lord was residing at Râjagaha," or wherever it was, and certain people came to see him. After a somewhat dramatic introduction, the Lord's discourse follows, ending with a summary of how the listeners were enlightened and, if previously unconverted, took refuge in the true doctrine.
The Cullavagga states that the Vinaya (but not the other Pitakas) was recited and reviewed at the Council of Vesâlî. As I mentioned elsewhere, Sinhalese and Chinese accounts refer to another Council, the Mahâsangha or Mahâsangîti. Although its date is uncertain, tradition agrees that it recognized its own canon, different from our Pali Canon and containing more popular material.
Sinhalese tradition claims that the canon as we have it was established at the third Council held in Pataliputra during the reign of Asoka (around 272-232 B.C.). The most detailed accounts of this Council come from Buddhaghosa, who states that a gathering of monks who had memorized the three Pitakas recited the Vinaya and the Dhamma.
However, the most crucial evidence for the existence of Buddhist scriptures in the third century B.C. comes from the Bhâbrû (or Bhâbrâ) edict of Asoka. He encourages the clergy to study seven passages, nearly all of which can be found in our current edition of the Pitakas[634]. This edict does not prove that Asoka had the Dîgha and other works in the form we know today. However, careful reasoning must acknowledge that there was a collection of the Buddha's teachings to which he could refer, and if most of his references can be found in our Pitakas, then the majority of these Pitakas probably share the same content (not necessarily verbatim) as the sayings known to Asoka.
Neither Asoka nor the author of the Kathâ-vatthu cites specific books by name. For example, the latter quotes the familiar lines "anupubbena medhavi," not as coming from the Dhammapada but as "spoken by the Lord." However, the author of the Questions of Milinda, who was familiar with the canonical texts by their current titles, often uses a similar citation style. Even though this author's likely date is not earlier than our era, his evidence is significant. He names all five Nikâyas, the titles of many suttas, and also the Vibhanga, Dhâtu-kathâ, Puggala-Paññatti, Kathâ-vatthu, Yamaka, and Paṭṭhâna.
Everything suggests, and nothing counters, the conclusion that this canon of the Vibhajjavâdins was largely established during Asoka's time regarding the Vinaya and Sutta Pitakas. Some less important works may have had an uncertain status, and later revisions may have occurred, but the main scriptures were already recognized and contained passages found in our versions. On the other hand, this version of the scriptures was not the only one in existence. If Asoka's patronage gave it special status during his lifetime, it may have lost that status in India after his death, and for many centuries the Buddhist Canon, similar to the Upanishads, must have been open to alterations. The Sarvâstivâdins created their own Abhidhamma Pitaka, apparently during Kanishka's time, and the Dharmagupta school also seems to have had its own version of this Pitaka[635]. The date of the Pali Abhidhamma is very uncertain, and I do not dismiss the possibility that it was composed in Ceylon since the Sinhalese seem to have a particular fondness for such literature. But there is no evidence for this Sinhalese origin.
According to Sinhalese tradition, all three Pitakas were introduced into Ceylon by Mahinda during Asoka's reign, but only as an oral tradition and not in a written form. They were put into writing around 20 B.C. due to a dispute between two monasteries[636]. The details of the controversy are unclear, but it seems that the old foundation called Mahâvihâra accepted the fifth book of the Vinaya called Parivâra as canonical, while the new monastery called Abhayagiri rejected it. The Sinhalese chronicle (Mahâvamsa XXXIII. 100-104) states rather abruptly, "The wise monks had previously passed down the text of the three Pitakas (Piṭakattayapâlim) along with the commentary by word of mouth. But seeing that humanity was becoming lost, they gathered together and wrote them in books to ensure the faith would endure." This brief account suggests that a council was held not by all the clergy of Ceylon but by the monks of the Mahâvihâra, where they committed their own version of the canon, including the Parivâra, to writing. This book is an appendix to the Vinaya Pitaka and is said to be the work of one Dîpa in some verses printed at the end. It is generally considered a relatively late work, composed in Ceylon. If such a work was included in the Mahâvihâra canon, we must acknowledge the possibility that other parts may also be Sinhalese rather than Indian.
However, the onus probandi rests with those asserting the Sinhalese origin of any part of the Pali Canon, and there are two strong arguments supporting the Indian origin of the majority. First, many suttas not only demonstrate a deep understanding of ancient Indian customs but also discuss subjects like caste, sacrifice, ancient heresies, and the value of the Veda, which would hold no interest for the Sinhalese. Secondly, there’s no local Sinhalese flavor, nor have any Sinhalese legends been included. In contrast, the Dîpa and Mahâ-vaṃsa both begin with mythical accounts of the Buddha’s visits to Ceylon[637].
In Ceylon, versions of the scriptures other than the Mahâvihâra's were in circulation until the twelfth century when uniformity was established by Parâkrama Bâhu. Some of these, such as the Pitaka of the Vetulyakas, were considered heretical by local standards, but others likely varied in reading and arrangement rather than in doctrine. Anesaki[638] has compared a portion of the Saṃyuktâgama translated by Guṇabhadra into Chinese with the accepted Pali text, suggesting that the original was the text used by the Abhayagiri monastery and brought to China by Fa Hsien.
The Sinhalese ecclesiastical history, Nikâya-Sangrahawa, states[639] that 235 years after the Buddha's death, nine heretical groups formed and began to create their own scriptures, such as the Varṇapiṭaka and Angulimâla-Piṭaka. Though this treatise is late (around 1400 A.D.), its claims deserve attention as it illustrates that even in orthodox Ceylon, the tradition viewed the authorized Pitaka as one of multiple versions. However, many of the works mentioned sound more like late tantric texts than compositions from the early heretics to whom they are attributed.
After centuries of debate, ecclesiastical opinion in Ceylon concluded that the Mahâvihâra's edition was the best, and we have no reason to reject or doubt this viewpoint. According to tradition, Buddhaghosa was skilled in Sanskrit but chose to favor the southern canon. The Mahayanist scholar Asanga cites texts found in the Pali version but not in the Sanskrit[640]. The monks of the Mahâvihâra likely were quite lenient in accepting later scholastic writings, such as the Parivâra. However, they often showed a critical sense in rejecting legendary material, resulting in the Sanskrit Vinayas containing many more miraculous stories than the Pali Vinaya.
4
European critics have rarely occasion to discuss the credibility of Sanskrit literature, for most of it is so poetic or so speculative that no such question arises. But the Pitakas raise this question as directly as the Gospels, for they give the portrait of a man and the story of a life, in which an overgrowth of the miraculous has not hidden or destroyed the human substratum. How far can we accept them as a true picture of what Gotama was and taught?
Their credibility must be judged by the standard of Indian oral tradition. Its greatest fault comes from that deficiency in historic sense which we have repeatedly noticed. Hindu chroniclers ignore important events and what they record drifts by in a haze in which proportion, connection, and dates are lost. They frequently raise a structure of fiction on a slight basis of fact or on no basis at all. But the fiction is generally so obvious that the danger of historians in the past has been not to be misled by it but to ignore the elements of truth which it may contain. For the Hindus have a good verbal memory; their genealogies, lists of kings and places generally prove to be correct and they have a passion for catalogues of names. Also they take a real interest in describing doctrine. If the Buddha has been misrepresented, it is not for want of acumen or power of transmitting abstruse ideas. The danger rather is that he who takes an interest in theology is prone to interpret a master's teaching in the light of his own pet views.
The Pitakas illustrate the strong and weak points of Hindu tradition. The feebleness of the historical sense may be seen in the account of Devadatta's doings in the Cullavagga[641] where the compiler seems unable to give a clear account of what he must have regarded as momentous incidents. Yet the same treatise is copious and lucid in dealing with monastic rules, and the sayings recorded have an air of authenticity. In the suttas the strong side of Hindu memory is brought into play. Of consecutive history there is no question. We have only an introduction giving the names of some characters and localities followed by a discourse. We know from the Vinaya that the monks were expected to exercise themselves in remembering these things, and they are precisely the things that they would get rightly by heart. I see no reason to doubt that such discourses as the sermon preached at Benares[642] and the recurring passages in the first book of the Dîgha-Nikâya are a Pali version of what was accepted as the words of the Buddha soon after his death. And the change of dialect is not of great importance. Asoka's Bhâbrû Edict contains the saying: Thus the good law shall long endure, which is believed to be a quotation and certainly corresponds pretty closely with a passage in the Anguttara-Nikâya[643]. The King's version is Saddhamma cilathitike hasati: the Pali is Saddhammo cîratthitiko hoti. Somewhat similar may have been the differences between the Buddha's speech and the text which we possess. The importance of the change in language is diminished and the facility of transmission is increased by the fact that in Pali, Sanskrit and kindred Indian languages ideas are concentrated in single words rather than spread over sentences. Thus the principal words of the sermon at Benares give its purport with perfect clearness, if they are taken as a mere list without grammatical connection. Similarly I should imagine that the recurring paragraphs about progress in the holy life found in the early Suttas of the Dîgha-Nikâya are an echo of the Buddha's own words, for they bear an impress not only of antiquity but of eloquence and elevation. This does not mean that we have any sermon in the exact form in which Gotama uttered it. Such documents as the Sâmaññaphala-sutta and Ambaṭṭha-sutta probably give a good idea of his method and style in consecutive discourse and argument. But it would not be safe to regard them as more than the work of compilers who were acquainted with the surroundings in which he lived, the phrases he used, and the names and business of those who conversed with him. With these they made a picture of a day in his life, culminating in a sermon[644].
Like the historical value of the Pitakas, their literary value can be justly estimated only if we remember that they are not books in our sense but treatises handed down by memory and that their form is determined primarily by the convenience of the memory. We must not compare them with Plato and find them wanting, for often, especially in the Abhidhamma, there is no intention of producing a work of art, but merely of subdividing a subject and supplying explanations. Frequently the exposition is thrown into the form of a catechism with questions and answers arranged so as to correspond to numbered categories. Thus a topic may be divided into twenty heads and six propositions may be applied to each with positive or negative results. The strong point of these Abhidhamma works---and of Buddhist philosophy generally—lies in careful division and acute analysis but the power of definition is weak. Rarely is a definition more than a collection of synonyms and very often the word to be defined is repeated in the definition. Thus in the Dhamma-sangaṇi the questions, what are good or bad states of mind? receive answers cast in the form: when a good or bad thought has arisen with certain accompaniments enumerated at length, then these are the states that are good or bad. No definition of good is given.
This mnemonic literature attains its highest excellence in poetry. The art of composing short poems in which a thought, emotion or spiritual experience is expressed with a few simple but pregnant words in the compass of a single couplet or short hymn, was carried by the early Buddhists to a perfection which has never been excelled. The Dhammapada[645] is the best known specimen of this literature. Being an anthology it is naturally more suited for quotation or recitation in sections than for continuous reading. But its twenty-five chapters are consecrated each to some special topic which receives fairly consecutive treatment, though each chapter is a mosaic of short poems consisting of one or more verses supposed to have been uttered by the Buddha or by arhats on various occasions. The whole work combines literary beauty, depth of thought and human feeling in a rare degree. Not only is it irradiated with the calm light of peace, faith and happiness but it glows with sympathy, with the desire to do good and help those who are struggling in the mire of passion and delusion. For this reason it has found more favour with European readers than the detached and philosophic texts which simply preach self-conquest and aloofness. Inferior in beauty but probably older is the Sutta-nipâta, a collection of short discourses or conversations with the Buddha mostly in verse. The rugged and popular language of these stanzas which reject speculation as much as luxury, takes us back to the life of the wanderers who followed the Buddha on his tours and we may imagine that poems like the Dhaniya sutta would be recited when they met together in a rest-house or grove set apart for their use on the outskirts of a village.
The Buddhist suttas, are interesting as being a special result of Gotama's activity; they are not analogous to the Brahmanic works called sûtras, and they have no close parallel in later Indian literature. There is little personal background in the Upanishads, none at all in the Sânkhya and Vedânta sûtras. But the Sutta Pitaka is an attempt to delineate a personality as well as to record a doctrine. Though the idea of writing biography has not yet been clearly conceived, yet almost every discourse brings before us the figure of the Lord: though the doctrine can be detached from the preacher, yet one feels that the hearers of the Pitaka hungered not merely for a knowledge of the four truths but for the very words of the great voice: did he really say this, and if so when, where and why? Most suttas begin by answering these questions. They describe a scene and report a discourse and in so doing they create a type of literature with an interest and individuality of its own. It is no exaggeration to say that the Buddha is the most living figure in Hindu literature. He stands before us more distinctly not only than Yâjñavalkya and Śankara, but than modern teachers like Nanak and Râmânuja and the reason of this distinctness can I think be nothing but the personal impression which he made on his age. The later Buddhists compose nothing in the style of the Nikâyas: they write about Gotama in new and fanciful ways, but no Acts of the Apostles succeed the Gospels.
Though the Buddhist suttas are sui generis and mark a new epoch in Indian literature, yet in style they are a natural development of the Upanishads. The Upanishads are less dogmatic and show much less interest in the personality of their sages, but they contain dialogues closely analogous to suttas. Thus about half of the Bṛihad-Âraṇyaka is a philosophic treatise unconnected with any particular name, but in this are set five dialogues in which Yâjñavalkya appears and two others in which Ajâtaśatru and Pravâhaṇa Jaivali are the protagonists.
Though many suttas are little more than an exposition of some doctrine arranged in mnemonic form, others show eloquence and dramatic skill. Thus the Sâmaññaphala-sutta opens with a vivid description of the visit paid one night by Ajâtasattu to the Buddha[646]. We see the royal procession of elephants and share the alarm of the suspicious king at the unearthly stillness of the monastery park, until he saw the Buddha sitting in a lighted pavilion surrounded by an assembly of twelve hundred and fifty brethren, calm and silent as a clear lake. The king's long account of his fruitless quest for truth would be tiresome if it were not of such great historic interest and the same may be said of the Buddha's enumeration of superstitious and reprehensible practices, but from this point onwards his discourse is a magnificent crescendo of thought and language, never halting and illustrated by metaphors of great effect and beauty. Equally forcible and surely resting on some tradition of the Buddha's own words is the solemn fervour which often marks the suttas of the Majjhima such as the descriptions of his struggle for truth, the admonitions to Râhula and the reproof administered to Sâti.
European critics rarely have the chance to discuss the credibility of Sanskrit literature, since most of it is either too poetic or too speculative for such questions to arise. However, the Pitakas raise this question as clearly as the Gospels, as they present a portrait of a man and the story of a life, where the excess of the miraculous hasn’t obscured or erased the human foundation. To what extent can we accept them as an accurate representation of what Gotama was and taught?
Their credibility should be evaluated according to the standards of Indian oral tradition. Its biggest flaw stems from a lack of historical perspective that we have often noted. Hindu chroniclers overlook significant events, and what they record tends to drift into a haze where proportion, context, and dates are lost. They often build elaborate narratives on flimsy factual grounds or none at all. However, the fiction is usually apparent, so the real danger of historians in the past has been less about being misled by it but rather ignoring potential truths it may contain. Hindus have a strong verbal memory; their genealogies and lists of kings and places typically turn out to be accurate, and they have a love for cataloging names. They also show genuine interest in detailing doctrines. If the Buddha has been misrepresented, it isn't due to a lack of insight or inability to convey complex ideas. The risk is more about someone who is interested in theology interpreting a teacher's message through their own favorite views.
The Pitakas highlight both the strengths and weaknesses of Hindu tradition. The weakness in the historical sense can be seen in the account of Devadatta's actions in the Cullavagga[641], where the compiler seems unable to present a clear version of what must have been considered significant events. Yet, this same treatise is detailed and clear about monastic rules, and the recorded sayings have a feel of authenticity. In the suttas, the strong aspect of Hindu memory is shown. There is no continuous narrative. Instead, we have only an introduction listing some characters and places, followed by a discourse. We learn from the Vinaya that monks were expected to practice memorizing these details, and they are precisely the elements they would likely remember correctly. I have no reason to doubt that discourses such as the sermon delivered at Benares[642] and the recurring passages in the first book of the Dîgha-Nikâya are a Pali version of what was accepted as the words of the Buddha shortly after his death. The change in dialect isn't of significant importance. Asoka's Bhâbrû Edict includes the phrase: Thus the good law shall long endure, which is thought to be a quote and closely aligns with a passage in the Anguttara-Nikâya[643]. The King's version is Saddhamma cilathitike hasati: the Pali is Saddhammo cîratthitiko hoti. Similar variations might exist between the Buddha's speech and the text we have. The significance of the language shift is minimized, and the ease of transmission is enhanced because in Pali, Sanskrit, and related Indian languages, ideas are often wrapped into single words rather than spread across sentences. Thus, the key terms from the sermon at Benares convey its essence with complete clarity, even when listed without grammatical connections. Likewise, I believe the repeated sections about progress in the holy life in the early Suttas of the Dîgha-Nikâya echo the Buddha's own words, as they carry a sense of both ancientness and eloquence. This doesn’t imply that we possess any sermon in the exact form Gotama expressed it. Documents like the Sâmaññaphala-sutta and Ambaṭṭha-sutta likely give a good impression of his method and style in sequential discourse and argument. However, it would be unwise to consider them as more than the work of compilers who understood the context in which he lived, the phrases he used, and the names and affairs of those who interacted with him. They created a portrayal of a day in his life, culminating in a sermon[644].
Similar to the historical value of the Pitakas, their literary value can only be accurately assessed if we remember that they are not books in our sense but treatises passed down through memory and that their format is primarily determined by what’s easiest for memory. We shouldn't compare them with Plato and find them lacking, since often, especially in the Abhidhamma, there’s no intention to create a work of art, but simply to break down a subject and provide explanations. Frequently, the presentation takes the form of a catechism with questions and answers arranged to correspond to numbered categories. Thus, a topic might be divided into twenty sections, and six propositions may be applied to each with positive or negative results. The strong point of these Abhidhamma works—and Buddhist philosophy as a whole—lies in careful division and sharp analysis, but their definition abilities are weak. Rarely is a definition more than a collection of synonyms, and often, the term to be defined is repeated in the definition. For example, in the Dhamma-sangaṇi, questions about what constitutes good or bad states of mind receive answers framed like this: when a good or bad thought arises with certain detailed accompaniments, then these are the states considered good or bad. No definition of good is provided.
This mnemonic literature reaches its highest level in poetry. The skill of creating short poems in which a thought, feeling, or spiritual experience is expressed with a few simple but impactful words within a couplet or short hymn was perfected by early Buddhists in a way that has never been surpassed. The Dhammapada[645] is the most well-known example of this literature. As an anthology, it’s naturally more suited for quoting or reciting in sections than for uninterrupted reading. However, each of its twenty-five chapters is dedicated to a special topic that receives fairly cohesive treatment, though each chapter is a mosaic of short poems consisting of one or more verses that are believed to have been spoken by the Buddha or by arhats on various occasions. The entire work combines literary beauty, profound thought, and human emotion in a remarkable way. It not only shines with the tranquil light of peace, faith, and happiness but also radiates sympathy, with a desire to do good and assist those struggling in the depths of passion and delusion. This is why it has resonated more with European readers than the separate and philosophical texts that merely advocate self-mastery and detachment. Inferior in beauty but likely older is the Sutta-nipâta, a collection of brief discourses or conversations with the Buddha, mostly in verse. The rough and accessible language of these stanzas, which eschews speculation as much as extravagance, transports us back to the lives of the followers who journeyed with the Buddha, and we can imagine poems like the Dhaniya sutta being recited when they gathered at a rest-house or grove designated for their use on the outskirts of a village.
The Buddhist suttas are intriguing as a unique product of Gotama's influence; they are not similar to the Brahmanic works called sûtras and have no close counterpart in later Indian literature. There is little personal context in the Upanishads, and none at all in the Sânkhya and Vedânta sûtras. But the Sutta Pitaka attempts to depict a personality as well as to record a doctrine. Although the idea of writing biography hasn’t yet clearly developed, nearly every discourse brings the figure of the Lord to life: while the doctrine can be separated from the preacher, there's a sense that the listeners of the Pitaka were eager not only for knowledge of the four truths but for the very words of the great voice: did he really say this, and if so when, where, and why? Most suttas start by addressing these questions. They describe a scene and recount a discourse, thus creating a type of literature that has its own interest and individuality. It isn’t an exaggeration to say that the Buddha is the most vibrant figure in Hindu literature. He stands before us more clearly than Yâjñavalkya and Śankara, and even more distinctly than modern teachers like Nanak and Râmânuja, and this clarity can be attributed solely to the personal impact he had during his time. Later Buddhists wrote nothing in the style of the Nikâyas: they wrote about Gotama in new and imaginative ways, but no Acts of the Apostles followed the Gospels.
Although the Buddhist suttas are sui generis and represent a new era in Indian literature, their style is a natural evolution of the Upanishads. The Upanishads are less dogmatic and show much less interest in the personalities of their sages, yet they contain dialogues closely akin to suttas. For example, about half of the Bṛihad-Âraṇyaka is a philosophical treatise unrelated to any specific name, yet within this are five dialogues featuring Yâjñavalkya and two others featuring Ajâtaśatru and Pravâhaṇa Jaivali as the main characters.
While many suttas are hardly more than an exposition of some doctrine arranged in mnemonic format, others display eloquence and dramatic skill. For instance, the Sâmaññaphala-sutta starts with a vivid portrayal of the visit paid at night by Ajâtasattu to the Buddha[646]. We witness the royal procession of elephants and feel the suspicious king's alarm at the eerie stillness of the monastery park, until he sees the Buddha sitting in a lit pavilion surrounded by an assembly of twelve hundred and fifty monks, serene and silent like a clear lake. The king's lengthy account of his fruitless search for truth might be tiresome if it weren't of immense historical significance, and the same applies to the Buddha's enumeration of superstitious and objectionable practices, but from this point forward, his discourse becomes an impressive crescendo of thought and language, flowing without interruption and illustrated by powerful and beautiful metaphors. Equally impactful, and certainly grounded in some tradition of the Buddha's own words, is the solemn fervor that often characterizes the suttas of the Majjhima, such as the descriptions of his quest for truth, the advice to Râhula, and the rebuke given to Sâti.
5
As mentioned above, our Pali Canon is the recension of the Vibhajjavâdins. We know from the records of the Chinese pilgrims that other schools also had recensions of their own, and several of these recensions—such as those of the Sarvâstivâdins, Mahâsanghikas, Mahisâsakas, Dhammaguttikas, and Sammitîyas—are still partly extant in Chinese and Tibetan translations. These appear to have been made from the Sanskrit and fragments of what was probably the original have been preserved in Central Asia. A recension of the text in Sanskrit probably implies less than what we understand by a translation. It may mean that texts handed down in some Indian dialect which was neither Sanskrit nor Pali were rewritten with Sanskrit orthography and inflexions while preserving much of the original vocabulary. The Buddha allowed all men to learn his teaching in their own language, and different schools are said to have written the scriptures in different dialects, e.g. the Mahâsanghikas in a kind of Prakrit not further specified and the Mahâsammatîyas in Apabhramsa. When Sanskrit became the recognized vehicle for literary composition there would naturally be in India (though not in Ceylon) a tendency to rewrite books composed in other dialects[647]. The idea that when any important matter is committed to writing it should be expressed in a literary dialect not too intelligible to the vulgar is prevalent from Morocco to China. The language of Bengal illustrates what may have happened to the Buddhist scriptures. It is said that at the beginning of the nineteenth century ninety per cent, of the vocabulary of Bengali was Sanskrit, and the grammatical construction sanskritized as well. Though the literary language now-a-days is less artificial, it still differs widely from the vernacular. Similarly the spoken word of the Buddha was forced into conformity with one literary standard or another and ecclesiastical Pali became as artificial as Sanskrit. The same incidents may be found worked up in both languages. Thus the Sanskrit version of the story of Pûrṇâ in the Divyâva-dâna repeats what is found in Pali in the Saṃyutta-Nikâya[648] and reappears in Sanskrit in the Vinaya of the Mûlasarvâstivâdin school.
The Chinese Tripitaka has been catalogued and we possess some information respecting the books which it contains, though none of them have been edited in Europe. Thus we know something[649] of the Sarvâstivâdin recension of the Abhidhamma. Like the Pali version it consists of seven books of which one, the Jñâna-prasthâna by Kâtyâyanîputra, is regarded as the principal, the rest being supplementary. All the books are attributed to human authors, and though some of these bear the names of the Buddha's immediate disciples, tradition connects Kâtyâyanîputra with Kanishka's council. This is not a very certain date, but still the inference is that about the time of the Christian era the contents of the Abhidhamma-Pitaka were not rigidly defined and a new recension was possible.
The Sanskrit manuscripts discovered in Central Asia include Sûtras from the Saṃyukta and Ekottara Âgamas (equivalent to the Saṃyutta and Anguttara Nikâyas), a considerable part of the Dharmapada, fragments of the Sutta-Nipâta and the Prâtimoksha of the Sarvâstivâdin school. These correspond fairly well with the Pali text but represent another recension and a somewhat different arrangement. We have therefore here fragments of a Sanskrit version which must have been imported to Central Asia from northern India and covers, so far as the fragments permit us to judge, the same ground as the Vinaya and Suttas of the Pali Canon. Far from displaying the diffuse and inflated style which characterizes the Mahâyâna texts it is sometimes shorter and simpler than our Pali version[650].
When was this version composed and what is its relation to the Pali? A definite reply would be premature, for other Sanskrit texts may be discovered in Central Asia, but two circumstances connect this early Buddhist literature in Sanskrit with the epoch of Kanishka. Firstly the Sanskrit Abhidharma of the Sarvâstivâdins seems to date from his council and secondly a Buddhist drama by Aśvaghosha[651] of about the same time represents the Buddha as speaking in Sanskrit whereas the inferior characters speak Prakrit. But these facts do not prove that Sanskrit was not the language of the canon at an earlier date[652] and it is not safe to conclude that because Asoka did not employ it for writing edicts it was not the sacred language of any section of Indian Buddhists. On the other hand some of the Sanskrit texts contain indications that they are a translation from Pali or some vernacular[653]. In others are found historical allusions which suggest that they must have received additions after our era[654].
I have already raised the question of the relative value attaching to Pali and Sanskrit texts as authorities for early history. Two instances will perhaps illustrate this better than a general discussion. As already mentioned, the Vinaya of the Mûlasarvâstivâdins makes the Buddha visit north-western India and Kashmir, whereas the Pali texts do not represent him as travelling further west than the country of the Kurus. The Sanskrit account is not known to be confirmed by more ancient evidence, but there is nothing impossible in it, particularly as there are periods in the Buddha's long life filled by no incidents. The narrative however contains a prediction about Kanishka and therefore cannot be earlier than his reign. Now there is no reason why the Pali texts should be silent about this journey, if the Buddha really made it, but one can easily imagine reasons for inventing it in the period of the Kushan kings. North-western India was then full of monasteries and sacred sites and the same spirit which makes uncritical Buddhists in Ceylon and Siam assert to-day that the master visited their country impelled the monks of Peshawar and Kashmir to imagine a not improbable extension of his wanderings[655].
On the other hand this same Vinaya of the Mûlasarvâstivâdins probably gives us a fragment of history when it tells us that the Buddha had three wives, perhaps too when it relates how Râhula's paternity was called in question and how Devadatta wanted to marry Yaśodharâ after the Buddha had abandoned worldly life[656]. The Pali Vinaya and also some Sanskrit Vinayas[657] mention only one wife or none at all. They do not attempt to describe Gotama's domestic life and if they make no allusion to it except to mention the mother of Râhula, this is not equivalent to an assertion that he had no other wife. But when one Vinaya composed in the north of India essays to give a biography of the Buddha and states that he had three wives, there is no reason for doubting that the compiler was in touch with good local tradition.
As mentioned earlier, our Pali Canon is based on the version from the Vibhajjavâdins. Records from Chinese pilgrims show that other schools also had their own versions, and several of these versions—like those from the Sarvâstivâdins, Mahâsanghikas, Mahisâsakas, Dhammaguttikas, and Sammitîyas—are still partially available in Chinese and Tibetan translations. These translations seem to have been made from Sanskrit, and fragments of what is likely the original text have been preserved in Central Asia. A version of the text in Sanskrit probably indicates less than what we think of as a translation. It might mean that texts passed down in some Indian dialect that was neither Sanskrit nor Pali were rewritten in Sanskrit orthography and inflections while keeping a lot of the original vocabulary. The Buddha allowed everyone to learn his teachings in their own language, and different schools are said to have written scriptures in various dialects, such as the Mahâsanghikas in a specific form of Prakrit and the Mahâsammatîyas in Apabhramsa. When Sanskrit became the standard for literary writing, there would naturally be a tendency in India (though not in Ceylon) to rewrite books originally in other dialects[647]. The notion that any significant matter put in writing should be expressed in a literary dialect that isn’t too understandable to the general public is common from Morocco to China. The evolution of the language in Bengal shows what might have happened to the Buddhist scriptures. It's said that at the beginning of the nineteenth century, ninety percent of Bengali vocabulary was Sanskrit, and the grammatical structure had also been Sanskritized. Although the literary language today is less artificial, it still differs greatly from the everyday language. Likewise, the spoken words of the Buddha were adjusted to fit one literary standard or another, and ecclesiastical Pali became as artificial as Sanskrit. Similar stories can be found expressed in both languages. For instance, the Sanskrit version of the story of Pûrṇâ in the Divyâvadâna repeats what is found in Pali in the Saṃyutta-Nikâya[648] and reappears in Sanskrit in the Vinaya of the Mûlasarvâstivâdin school.
The Chinese Tripitaka has been cataloged, and we have some information about the books it contains, although none have been edited in Europe. Thus we know something[649] about the Sarvâstivâdin version of the Abhidhamma. Like the Pali version, it consists of seven books, one of which, the Jñâna-prasthâna by Kâtyâyanîputra, is considered the main text, while the others are supplementary. All the books are attributed to human authors, some of whom bear the names of the Buddha's immediate disciples, but tradition links Kâtyâyanîputra with Kanishka's council. While this date isn’t very certain, it suggests that around the time of the Christian era, the contents of the Abhidhamma-Pitaka weren't strictly defined, allowing for a new version to be created.
The Sanskrit manuscripts discovered in Central Asia include Sûtras from the Saṃyukta and Ekottara Âgamas (equivalent to the Saṃyutta and Anguttara Nikâyas), a significant portion of the Dharmapada, fragments of the Sutta-Nipâta, and the Prâtimoksha of the Sarvâstivâdin school. These correspond fairly well with the Pali text but represent a different version and a somewhat different structure. Thus, we have fragments of a Sanskrit version which must have been brought to Central Asia from northern India and, as far as the fragments allow us to judge, covers similar material as the Vinaya and Suttas of the Pali Canon. Far from showing the elaborate and inflated style that characterizes Mahâyâna texts, it is sometimes shorter and simpler than our Pali version[650].
When was this version created and what is its connection to the Pali? A definitive answer would be premature, as other Sanskrit texts may still be found in Central Asia, but two factors link this early Buddhist literature in Sanskrit with the time of Kanishka. First, the Sanskrit Abhidharma of the Sarvâstivâdins appears to originate from his council, and second, a Buddhist drama by Aśvaghosha[651] from roughly the same period portrays the Buddha speaking in Sanskrit while the lesser characters speak Prakrit. However, these facts do not prove that Sanskrit wasn’t the language of the canon earlier[652], and it’s not safe to conclude that because Asoka didn’t use it to write edicts, it wasn’t the sacred language for any group of Indian Buddhists. On the other hand, some of the Sanskrit texts have hints that they are translations from Pali or some vernacular[653]. Others contain historical references suggesting that they may have been revised after our era[654].
I have already raised the question of the relative value of Pali and Sanskrit texts as historical authorities. Two examples might illustrate this better than a general discussion. As previously mentioned, the Vinaya of the Mûlasarvâstivâdins claims the Buddha visited northwestern India and Kashmir, whereas the Pali texts do not depict him traveling further west than the Kurus region. The Sanskrit narrative is not confirmed by older evidence, but there is nothing implausible about it, especially since there are periods in the Buddha's long life with no recorded incidents. However, the narrative contains a prediction about Kanishka, so it cannot be older than his reign. There’s no reason for the Pali texts to be silent about this journey if the Buddha truly made it, but one can easily imagine motives for fabricating it during the time of the Kushan kings. Northwestern India was then full of monasteries and sacred sites, and the same tendency that leads uncritical Buddhists in Ceylon and Thailand today to claim that the master visited their country likely drove the monks of Peshawar and Kashmir to envision a plausible extension of his travels[655].
On the other hand, this same Vinaya of the Mûlasarvâstivâdins likely provides a fragment of history when it states that the Buddha had three wives and also when it describes how Râhula's paternity was questioned and how Devadatta wanted to marry Yaśodharâ after the Buddha renounced worldly life[656]. The Pali Vinaya and some Sanskrit Vinayas[657] mention only one wife or none at all. They do not attempt to portray Gotama's domestic life, and if they only refer to Râhula's mother, this is not the same as claiming he had no other wife. But when one Vinaya, written in northern India, tries to provide a biography of the Buddha and states that he had three wives, there’s no reason to doubt that the compiler was familiar with reliable local tradition.
CHAPTER XIV
MEDITATION
Indian religions lay stress on meditation. It is not merely commended as a useful exercise but by common consent it takes rank with sacrifice and prayer, or above them, as one of the great activities of the religious life, or even as its only true activity. It has the full approval of philosophy as well as of theology. In early Buddhism it takes the place of prayer and worship and though in later times ceremonies multiply, it still remains the main occupation of a monk. The Jains differ from the Buddhists chiefly in emphasizing the importance of self-mortification, which is put on a par with meditation. In Hinduism, as might be expected in a fluctuating compound of superstition and philosophy, the schools differ as to the relative efficacy of meditation and ceremonial, but there is a strong tendency to give meditation the higher place. In all ages a common characteristic appears in the most divergent Indian creeds—the belief that by a course of mental and physical training the soul can attain to a state of bliss which is the prelude to the final deliverance attained after death.
Indian religions emphasize meditation. It's not just seen as a helpful practice; it's widely regarded as one of the key activities of religious life, on par with or even surpassing sacrifice and prayer. Both philosophy and theology fully support it. In early Buddhism, meditation replaces prayer and worship, and even though ceremonies have increased over time, it remains the main focus for monks. The Jains differ from the Buddhists mainly by highlighting the importance of self-mortification, which they consider equal to meditation. In Hinduism, which is a mix of superstition and philosophy, different schools debate the effectiveness of meditation versus ceremonial practices, but there's a strong tendency to prioritize meditation. Throughout history, a common belief exists among various Indian faiths—that through mental and physical training, the soul can reach a state of bliss that leads to final liberation after death.
1
We may begin by examining Brahmanic ideas as to meditation. Many of them are connected with the word Yoga, which has become familiar to Europe. It has two meanings. It is applied first to a definite form of Indian philosophy which is a theistic modification of the Sânkhya and secondly to much older practices sanctioned by that philosophy but anterior to it.
The idea which inspires these theories and practices is that the immaterial soul can by various exercises free itself from the fetters of matter. The soul is distinguished from the mind which, though composed of the subtlest matter, is still material. This presupposes the duality of matter and spirit taught by Jainism and the Sânkhya philosophy, but it does not necessarily presuppose the special doctrines of either nor do Vedântists object to the practice of the Yoga. The systematic prosecution of mental concentration and the idea that supernatural powers can be acquired thereby are very old—certainly older than Buddhism. Such methods had at first only a slight philosophic substratum and were independent of Sânkhya doctrines, though these, being a speculative elaboration of the same fundamental principles, naturally commended themselves to those who practised Yoga. The two teachers of the Buddha, Âlâra and Uddaka, were Yogis, and held that beatitude or emancipation consisted in the attainment of certain trances. Gotama, while regarding their doctrine as insufficient, did not reject their practices.
Our present Yoga Sûtras are certainly much later than this date. They are ascribed to one Patañjali identified by Hindu tradition with the author of the Mahâbhâshya who lived about 150 B.C. Jacobi[658] however is of opinion that they are the work of an entirely different person who lived after the rise of the philosophy ascribed to Asanga sometimes called Yogâcâra. Jacobi's arguments seem to me suggestive rather than conclusive but, if they are confirmed, they lead to an interesting deduction. There is some reason for thinking that Śankara's doctrine of illusion was derived from the Buddhist Śûnyavâda. If Patañjali's sûtras are posterior to Asanga, it also seems probable that the codification of the Yoga by the Brahmans was connected with the rise of the Yogâcâra among the Buddhists[659].
The Sûtras describe themselves as an exposition of Yoga, which has here the meaning not of union with God, but rather of effort. The opening aphorisms state that "Yoga is the suppression of the activities of the mind, for then the spectator abides in his own form: at other times there is identity of form with the activities." This dark language means that the soul in its true nature is merely the spectator of the mind's activity, consciousness being due, as in the Sânkhya, to the union of the soul with the mind[660] which is its organ. When the mind is active, the soul appears to experience various emotions, and it is only when the mind ceases to feel emotions and becomes calm in meditation, that the soul abides in its own true form. The object of the Yoga, as of the Sânkhya, is Kaivalya or isolation, in which the soul ceases to be united with the mind and is dissociated from all qualities (guṇas) so that the shadow of the thinking principle no longer falls upon it. This isolation is produced by performing certain exercises, physical as well as mental, and, as a prelude to final and complete emancipation, superhuman powers are acquired. These two ideas, the efficacy of physical discipline and the acquisition of superhuman powers, have powerfully affected all schools of religious thought in India, including Buddhism. They are not peculiar to the Yoga, but still it is in the Yoga Sûtras that they find their most authoritative and methodical exposition.
The practice of Yoga has its roots in the fact that fasting and other physical mortifications induce a mental state in which the subject thinks that he has supernatural experiences[661]. Among many savage tribes, especially in America, such fasts are practised by those who desire communication with spirits. In the Yoga philosophy these ideas appear in a refined form and offer many parallels to European mysticism. The ultimate object is to dissociate the soul from its material envelopes but in the means prescribed we can trace two orders of ideas. One is to mortify the body and suppress not only appetite and passion but also discursive thought: the other is to keep the body in perfect health and ease, so that the intelligence and ultimately the soul may be untroubled by physical influences. These two ideas are less incongruous than they seem. Many examples show that extreme forms of asceticism are not unhealthy but rather conducive to long life and the Yoga in endeavouring to secure physical well-being does not aim at pleasure but at such a purification of the physical part of man that it shall be the obedient and unnoticed servant of the other parts. The branch of the system which deals with method and discipline is called Kriyâ-yoga and in later works we also find the expression Haṭha-yoga, which is specially used to designate mechanical means (such as postures, purification, etc.) prescribed for the attainment of various mental states. In contrast to it is Râja-yoga, which signifies ecstasy and the method of obtaining it by mental processes. The immediate object of the Kriyâ-yoga is to destroy the five evils[662], namely ignorance, egoism, desire, aversion and love of life: it consists of asceticism, recitations and resignation to God, explained as meaning that the devotee fasts, repeats mantras and surrenders to God the fruit of all his works and, feeling no more concern for them, is at peace. Though the Yoga Sûtras are theistic, theism is accessory rather than essential to their teaching. They are not a theological treatise but the manual of an ancient discipline which recognizes devotional feelings as one means to its end. The method would remain almost intact if the part relating to the deity were omitted, as in the Sânkhya. God is not for the Yoga Sûtras, as he is for many Indian and European mystics, the one reality, the whence and whither of the soul and world.
Eight branches of practice[663] are enumerated, namely:--
1. Yama or restraint, that is abstinence from killing, lying, stealing, incontinence, and from receiving gifts. It is almost equivalent to the five great precepts of Buddhism.
2. Niyama or observance, defined as purification, contentment, mortification, recitation and devotion to the Lord.
Purification is treated at great length in the later treatises on Haṭha-yoga under the name of Shaṭ-karma or sixfold work. It comprises not only ordinary ablutions but cleansing of the internal organs by such methods as taking in water by the nostrils and discharging it by the mouth. The object of these practices which, though they assume queer forms, rest on sound therapeutic principles, is to remove adventitious matter from the system and to reduce the gross elements of the body[664].
3. Âsanam or posture is defined as a continuous and pleasant attitude. It is difficult to see how the latter adjective applies to many of the postures recommended, for considerable training is necessary to make them even tolerable. But the object clearly is to prescribe an attitude which can be maintained continuously without creating the distracting feeling of physical discomfort and in this matter European and oriental limbs feel differently. All the postures contemplated are different ways of sitting cross-legged. Later works revel in enumerations of them and also recognize others called Mudrâ. This word is specially applied to a gesture of the hand but is sometimes used in a less restricted sense. Thus there is a celebrated Mudra called Khecharî, in which the tongue is reversed and pressed into the throat while the sight is directed to a point between the eyebrows. This is said to induce the cataleptic trance in which Yogis can be buried alive.
4. Prâṇayama or regulation of the breath. When the Yogi has learnt to assume a permanent posture, he accustoms himself to regulate the acts of inspiration and expiration so as to prolong the period of quiescence between the two. He will thus remove the veils which cover the light within him. This practice probably depends on the idea which constantly crops up in the Upanishads that the breath is the life and the soul. Consequently he who can control and hold his breath keeps his soul at home, and is better able to concentrate his mind. Apart from such ideas, the fixing of the attention on the rhythmical succession of inspirations and expirations conduces to that peaceful and detached frame of mind on which most Indian sects set great store. The practice was greatly esteemed by the Brahmans, and is also enjoined among the Taoists in China and among Buddhists in all countries, but I have found no mention of its use among European mystics.
5. Pratyâhâra, the retraction or withdrawing of the senses. They are naturally directed outwards towards their objects. The Yogi endeavours to bring them into quiescence by diverting them from those objects and directing them inwards. From this, say the Sûtras, comes complete subjugation of the senses[665].
6-8. The five kinds of discipline hitherto mentioned constitute the physical preparation for meditation comprising in succession (a) a morality of renunciation, (b) mortification and purification, (c) suitable postures, (d) regulation of the breathing, (e) diversion of the senses from their external objects. Now comes the intellectual part of the process, consisting of three stages called Dhâraṇâ, Dhyâna and Samâdhi. Dhâraṇâ means fixing the mind on a particular object, either a part of the body such as the crown of the head or something external such as the sky. Dhyâna[666] is the continuous intellectual state arising out of this concentration. It is defined as an even current of thought undisturbed by other thoughts. Samâdhi is a further stage of Dhyâna in which the mind becomes so identified with the thing thought of that consciousness of its separate existence ceases. The thinking power is merged in the single thought and ultimately a state of trance is induced. Several stages are distinguished in this Samâdhi. It is divided into conscious and unconscious[667] and of the conscious kind there are four grades[668], analogous, though not entirely corresponding to the four Jhânas of Buddhism. When the feeling of joy passes away and is lost in a higher sense of equanimity, there comes the state known by the remarkable name of Dharma-megha[669] in which the isolation of the soul and its absolute distinctness from matter (which includes what we call mind) is realized, and Karma is no more. After the state of Dharma-megha comes that of unconscious Samâdhi, in which the Yogi falls into a trance and attains emancipation which is made permanent by death.
The methods of the Kriyâ-yoga can be employed for the attainment not only of salvation but of miraculous powers[670]. This subject is discussed in the third book of the Yoga Sûtras where it is said that such powers are obstructions in the contemplative and spiritual life, though they may lead to success in waking or worldly life. This is the same point of view as we meet in Buddhism, viz. that though the miraculous powers resulting from meditation are real, they are not essential to salvation and may become dangerous hindrances[671].
They are attained according to the Yoga Sûtras by the exercise of saṃyama which is the name given conjointly to the three states of dhâraṇâ, dhyâna and samâdhi when they are applied simultaneously or in immediate succession to one object of thought[672]. The reader will remember that this state of contemplation is to be preceded by pratyâhâra, or direction of the senses inwards, in which ordinary external stimuli are not felt. It is analogous to the hypnotic state in which suggestions made by the hypnotizer have for the subject the character of reality although he is not conscious of his surroundings, and auto-suggestions—that is the expectations with which the Yogi begins his meditation—apparently have the same effect. The trained Yogi is able to exercise saṃyama with regard to any idea—that is to say his mind becomes identified with that idea to the exclusion of all others. Sometimes this saṃyama implies simply a thorough comprehension of the object of meditation. Thus by making saṃyama on the saṃskâras or predispositions existing in the mind, a knowledge of one's previous births is obtained; by making saṃyama on sound, the language of animals is understood. But in other cases a result is considered to be obtained because the Yogi in his trance thinks it is obtained. Thus if saṃyama is made on the throat, hunger and thirst are subdued; if on the strength of an elephant, that strength is obtained: if on the sun, the knowledge of all worlds is acquired. Other miraculous attainments are such that they should be visible to others, but are probably explicable as subjective fancies. Such are the powers of becoming heavy or light, infinitely large or infinitely small and of emitting flames. This last phenomenon is perhaps akin to the luminous visions, called photisms by psychologists, which not infrequently accompany conversion and other religious experiences and take the form of flashes or rays proceeding from material objects[673]. The Yogi can even become many persons instead of one by calling into existence other bodies by an effort of his will and animating them all by his own mind[674].
Europeans are unfavourably impressed by the fact that the Yoga devotes much time to the cultivation of hypnotic states of doubtful value both for morality and sanity. But the meditation which it teaches is also akin to aesthetic contemplation, when the mind forgets itself and is conscious only of the beauty of what is contemplated. Schopenhauer[675] has well expressed the Indian idea in European language. "When some sudden cause or inward disposition lifts us out of the endless stream of willing, the attention is no longer directed to the motives of willing but comprehends things free from their relation to the will and thus observes them without subjectivity purely objectively, gives itself entirely up to them so far as they are ideas, but not in so far as they are motives. Then all at once the peace which we were always seeking, but which always fled from us on the former path of the desires, comes to us of its own accord and it is well with us." And though the Yoga Sûtras represent superhuman faculties as depending chiefly on the hypnotic condition of saṃyama, they also say that they are obtainable—at any rate such of them as consist in superhuman knowledge—by pratibhâ or illumination. By this term is meant a state of enlightenment which suddenly floods the mind prepared by the Yoga discipline. It precedes emancipation as the morning star precedes the dawn. When this light has once come, the Yogi possesses all knowledge without the process of saṃyama. It may be compared to the Dibba-cakkhu or divine eye and the knowledge of the truths which according to the Pitakas[676] precede arhatship. Similar instances of sudden intellectual enlightenment are recorded in the experiences of mystics in other countries. We may compare the haplosis or ekstasis of Plotinus and the visions of St Theresa or St Ignatius in which such mysteries as the Trinity became clear, as well as the raptures in which various Christian mystics[677] experienced the feeling of levitation and thought that they were being literally carried off their feet.
The practices and theories which are systematized in the Yoga Sûtras are known to the Upanishads, particularly those of the Atharva Veda. But even the earlier Upanishads allude to the special physical and mental discipline necessary to produce concentration of mind. The Maitrâyana Upanishad says that the sixfold Yoga consists of restraint of the breath, restraint of the senses, meditation, fixed attention, investigation, absorption. The Śvetâśvatara Upanishad speaks of the proper places and postures for meditation, and the Chândogya[678] of concentrating all the senses on the self, a process which is much the same as the pratyâhâra of the Yoga.
A later and mysterious but most important method of Yoga is known to the Tantras[679] as Shaṭcakrabheda or piercing of the six cakras. These are dynamic or nervous centres distributed through the human body from the base of the spinal cord to the eyebrows. In the lowest of them resides the Devî Kuṇḍalinî, a force identical with Śakti, who is the motive power of the universe. In ordinary conditions this Kuṇḍalinî is pictured as lying asleep and coiled like a serpent. But appropriate exercises cause her to awake and ascend until she reaches the highest cakra when she unites with Śiva and ineffable bliss and emancipation are attained. The process, which is said to be painful and even dangerous to health, is admittedly unintelligible without oral instruction from a Guru and, as I have not had this advantage, I will say no more on the topic except this, that strange and fanciful as the descriptions of Shaṭcakrabheda may seem, they can hardly be pure inventions but must have a real counterpart in nervous phenomena which apparently have not been studied by European physiologists or psychologists[680].
Let's start by looking at Brahmanic concepts related to meditation. Many of these concepts are linked to the term Yoga, which has become well-known in Europe. It has two meanings. First, it refers to a specific form of Indian philosophy that modifies Sânkhya with a theistic approach, and second, it relates to much older practices that this philosophy supports, but that predate it.
The main idea behind these theories and practices is that the immaterial soul can, through various exercises, free itself from the constraints of matter. The soul is distinct from the mind, which, although made of the subtlest matter, is still part of the material world. This idea is based on the duality of matter and spirit as taught by Jainism and Sânkhya philosophy, but it doesn't necessarily require the specific doctrines of either side, nor do Vedântists oppose the practice of Yoga. The structured practice of mental concentration and the belief that supernatural powers can be gained from it are very ancient—certainly older than Buddhism. Initially, these methods had only a minimal philosophical foundation, functioning independently of Sânkhya ideas, although Sânkhya's speculative elaboration of the same basic principles naturally appealed to those who practiced Yoga. The two teachers of the Buddha, Âlâra and Uddaka, were Yogis who believed that attaining certain trances led to beatitude or liberation. Gotama considered their teachings insufficient but did not dismiss their practices.
Our current Yoga Sûtras are definitely from a much later period. They are attributed to a figure named Patañjali, who Hindu tradition identifies as the author of the Mahâbhâshya and lived around 150 B.C. However, Jacobi[658] believes they were written by a completely different person who lived after the rise of the philosophy attributed to Asanga, sometimes referred to as Yogâcâra. While Jacobi’s arguments seem more suggestive than conclusive to me, if proven, they lead to an interesting conclusion. There’s reason to think that Śankara's concept of illusion came from the Buddhist Śûnyavâda. If Patañjali's sutras came after Asanga, it also seems likely that the Brahmanic codification of Yoga was connected to the emergence of Yogâcâra among Buddhists[659].
The Sûtras describe themselves as a breakdown of Yoga, where Yoga means effort rather than union with God. The initial aphorisms state, "Yoga is the suppression of the mind's activities; only then does the spectator reside in his true form: at other times, there is an identity of form with the mind’s activities." This complicated language signifies that the soul, in its true nature, is merely an observer of the mind’s activities, with consciousness resulting from the soul’s connection with the mind[660] as its instrument. When the mind is active, the soul appears to experience various emotions, and it is only when the mind becomes calm and ceases to feel emotions during meditation that the soul resides in its own true form. The goal of both Yoga and Sânkhya is Kaivalya, or isolation, in which the soul separates from the mind and detaches from all qualities (guṇas) so that the shadow of the thinking process no longer influences it. This isolation is achieved through specific exercises, both physical and mental, and as a precursor to ultimate emancipation, superhuman powers are developed. The two concepts, the effectiveness of physical discipline and the acquisition of superhuman abilities, have significantly influenced all schools of thought in India, including Buddhism. They are not exclusive to Yoga, but it is in the Yoga Sûtras that these ideas receive their most authoritative and systematic presentation.
The practice of Yoga stems from the notion that fasting and other physical hardships induce a mental state where individuals believe they have supernatural experiences[661]. Among many indigenous tribes, especially in America, such fasts are undertaken by those seeking communication with spirits. In Yoga philosophy, these concepts appear in a refined manner and show many parallels to European mysticism. The ultimate goal is to separate the soul from its material coverings, but in the recommended methods, we can identify two groups of ideas. One involves mortifying the body and suppressing not just appetite and passion, but also wandering thoughts; the other focuses on keeping the body in perfect health and comfort so that the mind, and ultimately the soul, remain unaffected by physical factors. These two ideas are less contradictory than they may seem. Numerous examples suggest that extreme asceticism can promote longevity, and Yoga, in its pursuit of physical well-being, does not aim for pleasure but seeks to purify the physical aspect of a person to make it an obedient and unobtrusive servant of the other parts. The aspect of the system that focuses on method and discipline is known as Kriyâ-yoga, while later texts introduce the term Haṭha-yoga, which specifically denotes mechanical means (like postures, purification, etc.) prescribed for achieving various mental states. In contrast, Râja-yoga signifies ecstasy and the process for attaining it through mental techniques. The immediate aim of Kriyâ-yoga is to eliminate the five evils[662], namely ignorance, egoism, desire, aversion, and attachment to life: it incorporates ascetic practices, recitations, and surrender to God, meaning the practitioner fasts, recites mantras, and surrenders the outcome of all efforts to God, achieving peace as they no longer worry about these end results. While the Yoga Sûtras are theistic, their theism is accessory rather than essential to the teachings. They are not a theology book but a manual of an ancient discipline that acknowledges devotional feelings as a means to its goal. The method would remain largely intact even if the divine aspect were omitted, similar to Sânkhya. In the Yoga Sûtras, God is not, as he is for many Indian and European mystics, the one reality, the source, and destination of the soul and the world.
Eight branches of practice[663] are listed, which are:—
1. Yama or restraint, which means abstaining from killing, lying, stealing, sexual misconduct, and accepting gifts. This is almost equivalent to the five great precepts in Buddhism.
2. Niyama or observance, defined as purification, contentment, self-discipline, recitation, and devotion to the Lord.
Purification is extensively discussed in later treatises on Haṭha-yoga under the term Shaṭ-karma or sixfold work. It includes not just regular washing but also techniques for cleansing the internal organs, such as inhaling water through the nostrils and exhaling it through the mouth. These somewhat peculiar methods, grounded in sound therapeutic principles, aim to eliminate unwanted matter from the body and reduce its gross elements[664].
3. Âsanam or posture is defined as a continuous and comfortable position. It’s hard to see how "comfortable" applies to many of the suggested postures, as considerable practice is required to even make them tolerable. However, the goal is evidently to prescribe a posture that can be maintained over time without causing distracting physical discomfort, which might vary in perception between European and Eastern bodies. All the considered postures involve various ways of sitting cross-legged. Later texts enthusiastically list these and also acknowledge other positions known as Mudrâ. This term is commonly used to refer to a hand gesture but can also have a broader meaning. For example, there’s a well-known Mudra called Khecharî, where the tongue is turned backward and pressed into the throat while focusing the gaze at a point between the eyebrows. It is said to induce a cataleptic trance in which Yogis can be buried alive.
4. Prâṇayama or breath regulation. After the Yogi learns to maintain a stable posture, they train to control their breathing during inhalation and exhalation, extending the period of calm between the two. This practice likely relies on the idea often noted in the Upanishads that breath is life and the soul. Thus, controlling one’s breath keeps the soul settled and enhances concentration. Beyond these ideas, focusing on the rhythmic cycles of breathing leads to the peaceful, detached mindset highly valued by most Indian sects. This practice was highly regarded by the Brahmans and is also recommended among Taoists in China and Buddhists everywhere, yet I haven’t found evidence of it being practiced by European mystics.
5. Pratyâhâra, or the withdrawal of the senses. The senses naturally reach outward towards their objects. The Yogi works to calm them by redirecting attention inward. From this, say the Sûtras, complete mastery over the senses arises[665].
6-8. The five disciplines mentioned earlier set the physical groundwork for meditation, comprising in succession (a) non-attachment, (b) self-discipline and purification, (c) appropriate postures, (d) breath regulation, (e) redirecting the senses from their external objects. Next comes the intellectual phase of meditation, which includes three stages called Dhâraṇâ, Dhyâna, and Samâdhi. Dhâraṇâ refers to fixing the mind on a specific object, either a part of the body like the crown of the head or something outside like the sky. Dhyâna[666] is the continuous flow of thought resulting from this concentration, defined as a steady stream of thought free from distractions. Samâdhi is the next stage of Dhyâna, where the mind becomes so absorbed in its focus that awareness of its separate existence fades away. The thinking process merges into one single thought, ultimately leading to a trance state. Several stages are identified in Samâdhi. It is categorized into conscious and unconscious[667], with the conscious type consisting of four levels[668], somewhat analogous to the four Jhânas in Buddhism. When the joy fades and is replaced by a deeper sense of serenity, it leads to a state called Dharma-megha[669], in which the separation of the soul and its complete distinctness from matter (including what we consider mind) is realized, and Karma ceases to exist. Following Dharma-megha is a state of unconscious Samâdhi, where the Yogi enters a trance and achieves liberation that is solidified by death.
The methods of Kriyâ-yoga can be utilized not only for salvation but also to gain miraculous powers[670]. This topic is discussed in the third book of the Yoga Sûtras , which states that such powers can obstruct contemplative and spiritual life, though they may lead to success in practical, everyday life. This perspective aligns with that in Buddhism, suggesting that while the miraculous powers gained from meditation are real, they are not essential for salvation and can even become dangerous hurdles[671].
According to the Yoga Sûtras, these powers are attained through the practice of saṃyama, which refers to the simultaneous or immediate succession of dhâraṇâ, dhyâna, and samâdhi focused on a single thought[672]. The reader should remember that this contemplative state must be preceded by pratyâhâra, or directing the senses inward, where ordinary external stimuli are not perceived. This is akin to the hypnotic state in which suggestions from the hypnotist become reality for the subject, who is unaware of their surroundings; similarly, the auto-suggestions—which are the expectations with which the Yogi approaches their meditation—seem to have a similar impact. A trained Yogi can apply saṃyama to any idea, meaning their mind becomes completely engrossed in that idea to the exclusion of all others. Occasionally, saṃyama indicates a thorough understanding of the meditation object. Therefore, through saṃyama on the saṃskâras or mental predispositions, insight into past lives can be achieved; through saṃyama on sound, understanding animal language is possible. In other instances, results are seen as attained solely because the Yogi believes they have been achieved during their trance. For example, if saṃyama is applied to the throat, hunger and thirst are suppressed; if on the strength of an elephant, that strength becomes theirs; if on the sun, knowledge of all worlds is gained. Other miraculous abilities are those that should be observable to others, yet can likely be explained as subjective illusions. These include the power to become heavy or light, infinitely large or infinitely small, and to emit flames. This last phenomenon might relate to the bright visions, termed photisms by psychologists, which often accompany conversions and other spiritual experiences, manifesting as flashes or rays emanating from physical objects[673]. The Yogi can even multiply to become many individuals instead of one by generating additional bodies through willpower and animating them all with their consciousness[674].
Europeans may be concerned about the Yoga focus on inducing hypnotic states that seem questionable in both moral and sanity terms. However, the meditation taught is also similar to aesthetic contemplation, where the mind transcends itself and solely appreciates the beauty of what is being observed. Schopenhauer[675] effectively articulated the Indian perspective in Western language. "When a sudden event or internal disposition elevates us out of the endless cycle of desire, our attention shifts away from the motives of will and instead grasps things free from their connections to desire, observing them purely objectively and immersing ourselves completely in them as ideas, but not as motives. Suddenly, we find the peace we’ve always sought, which previously eluded us through our desires, and it comes to us effortlessly, and all is well." Though the Yoga Sûtras indicate that superhuman abilities depend primarily on the hypnotic condition of saṃyama, they also assert that such knowledge—especially superhuman knowledge—can also be obtained by pratibhâ or illumination. This term refers to a state of insight that floods the mind that has been prepared by Yoga practice. It comes before emancipation like the morning star before dawn. Once this light appears, the Yogi possesses all knowledge without needing to engage in saṃyama. It can be compared to the Dibba-cakkhu or divine eye; the knowledge of truths that, according to the Pitakas[676], precede the achievement of arhatship. Similar instances of sudden intellectual insight are recorded in the experiences of mystics in other cultures. We can compare the haplosis or ekstasis of Plotinus and the visions of St. Theresa or St. Ignatius, in which profound mysteries like the Trinity became clear, as well as the ecstasies where various Christian mystics[677] felt a sense of levitation and believed they were being lifted off their feet.
The practices and theories collected in the Yoga Sûtras have roots in the Upanishads, especially those from the Atharva Veda. Even the earlier Upanishads reference the specific physical and mental training required for focused concentration. The Maitrâyana Upanishad mentions that sixfold Yoga involves breath control, sensory restraint, meditation, focused attention, exploration, and absorption. The Śvetâśvatara Upanishad discusses the appropriate places and postures for meditation, and the Chândogya[678] refers to concentrating all senses on the self, a process akin to the pratyâhâra of Yoga.
A later and enigmatic but very important Yoga method is known in Tantras[679] as Shaṭcakrabheda or piercing the six cakras. These are dynamic or nerve centers located throughout the human body from the base of the spinal cord to the eyebrows. At the lowest of these resides the Devî Kuṇḍalinî, a force synonymous with Śakti, the driving energy of the universe. Under normal conditions, this Kuṇḍalinî is described as lying dormant and coiled like a snake. However, appropriate exercises can awaken her, prompting her to rise until she reaches the highest cakra, at which point she unites with Śiva, leading to profound bliss and liberation. This process, which is said to be painful and potentially hazardous to health, cannot be fully grasped without direct guidance from a Guru, and since I lack this experience, I will refrain from discussing it further, except to note that while the descriptions of Shaṭcakrabheda may appear strange and fanciful, they likely have a genuine counterpart in nerve phenomena that have not been adequately explored by European physiologists or psychologists[680].
2
When we turn to the treatment of meditation and ecstasy in the earlier Buddhist writings we are struck by its general resemblance to the programme laid down in the Yoga Sûtras, and by many coincidences of detail. The exercises, rules of conduct, and the powers to be incidentally obtained are all similar. The final goal of both systems also seems similar to the outsider, although a Buddhist and a Yogi might have much to say about the differences, for the Yoga wishes to isolate a soul which is complete and happy in its own nature if it can be disentangled from its trammels, whereas Buddhism teaches that there is no such soul awaiting release and that religious discipline should create and foster good mental states. Just as the atmosphere of the Pitakas is not that of the Brâhmanas or Sûtras, so are their ideas about Jhâna and Samâdhi somewhat different. Though hypnotic and even cataleptic phases are not wanting, the journey of the religious life, as described in the Pitakas, is a progress of increasing peace, but also of increasing intellectual power and activity. Gotama did not hold Jhâna or regulated meditation to be essential to nirvana or arhatship, for that state was attainable by laymen and apparently through sudden illumination. But such cases were the exception. His own mental evolution which culminated in enlightenment comprised the four Jhânas[681]. Also in the eightfold path which is essential to arhatship and nirvana the last and highest stage is sammâsaṃâdhi, right rapture or ecstasy.
Jhâna is difficult for laymen, but it was the rule of the order to devote at least the afternoon to it. We might compare this with the solitary prayer of Christians, and there is real similarity in the process and the result. It brought peace and strength to the mind and we hear of the bright clear faces and the radiantly happy expression of those who returned to their duties after such contemplation. But Christian prayer involves the idea of self-surrender and throwing open the doors and windows of the soul to an influence which streams into it. Buddhist meditation is rather the upsoaring of the mind which rises from ecstasy to ecstasy until it attains not some sphere where it can live in bliss but a state which is in itself satisfying and all-comprising.
All mental states to which such names as ecstasy, trance, and vision can be applied involve a dangerous element which, if not actually pathological, can easily become so. But the account of meditation put in the Buddha's own mouth does not suggest either morbid dejection or hysterical excitement[682] and it is stated expressly that the exercise should be begun after the midday meal so that any visions which may come cannot be laid to the charge of an empty stomach. Jhâna is not the same as Samâdhi or concentration, though the Jhânas may be an instance of Samâdhi. This latter is capable of marvellous extension and development, but essentially it is a mental quality like Sammâsati or right mindfulness, whereas Jhâna is a mental exercise or progressive rapture passing through defined stages.
Any system which analyzes and tabulates stages of contemplation and ecstasy may be suspected of being late and of having lost something of the glow and impetus which its cold formulæ try to explain. But the impulse to catalogue is old in Buddhism[683] and one important distinction in the various mental states lumped together under the name of meditation deserves attention, namely that according to the oldest documents some of them are indispensable preliminaries to nirvana and some are not. Buddhaghosa reviewing the whole matter in scholastic fashion in his Way of Purity divides the higher life into three sections, firstly conduct or morality as necessary foundation, secondly adhicitta, higher consciousness or concentration which leads to samatho or peace and thirdly adhipaññâ or the higher wisdom which leads to vipassanâ or insight. Of these adhipaññâ and vipassanâ are superior inasmuch as nirvana cannot be obtained without them but the methods of adhicitta, though admirable and followed by the Buddha himself, are not equally indispensable: they lead to peace and happiness but not necessarily to nirvana. It is probably unwise (at any rate for Europeans) to make too precise statements, for we do not really know the nature of the psychical states discussed. Adhipaññâ assuredly includes the eightfold path ending with samâdhi which is defined by the Buddha himself in this connection in terms of the four Jhânas[684]. On the other hand the doctrine that nirvana is attainable merely by practising the Jhânas is expressly reprobated as a heresy[685]. The teaching of the Pitakas seems to be that nirvana is attainable by living the higher life in which meditation and insight both have a place. In normal saints both sides are developed: raptures and trances are their delight and luxury. But in some cases nirvana may be attained by insight only: in others meditation may lead to ecstasy and more than human powers of mind but yet stop short of nirvana. The distinction is not without importance for it means that knowledge and insight are indispensable for nirvana: it cannot be obtained by hypnotic trances or magical powers.
The Buddha is represented as saying that in his boyhood when sitting under a tree he once fell into a state of contemplation which he calls the first Jhâna. It is akin to a sensation which comes to Europeans most frequently in childhood, but sometimes persists in mature life, when the mind, usually under the influence of pleasant summer scenery, seems to identify itself with nature, and on returning to its normal state asks with surprise, can it be that what seems a small distant personality is really I? The usual form of Jhâna comprises four stages[686]. The first is a state of joy and ease born of detachment, which means physical calm as well as the absence of worldly desires and irrelevant thoughts. It is distinguished from the subsequent stages by the existence of reasoning and investigation, and while it lasts the mind is compared to water agitated by waves. In the second Jhâna reasoning and investigation cease: the water becomes still and the mind set free rises slowly above the thoughts which had encumbered it and grows calm and sure, dwelling on high[687]. In this Jhâna the sense of joy and ease remains, but in the third stage joy disappears, though ease remains. This ease (sukham) is the opposite of dukkham, the discomfort which characterizes all ordinary states of existence. It is in part a physical feeling, for the text says that he who meditates has this sense of ease in his body. But this feeling passes away in the fourth Jhâna, in which there is only a sense of equanimity. This word, though perhaps the best rendering which can be found for the Pali upekkhâ, is inadequate for it suggests merely the absence of inclination, whereas upekkhâ represents a state of mind which, though rising above hedonistic views, is yet positive and not merely the negation of interest and desire.
In the passage quoted the Buddha speaks as if only an effort of will were needed to enter into the first Jhâna, but tradition, supported by the Pitakas[688], sanctions the use of expedients to facilitate the process. Some are topics on which attention should be concentrated, others are external objects known as Kasina. This word (equivalent to the Sanskrit kṛitsna) means entire or total, and hence something which engrosses the attention. Thus in the procedure known as the earth Kasina[689] the Bhikkhu who wishes to enter into the Jhâna makes a small circle of reddish clay, and then gazes at it fixedly. After a time he can see it as plainly when his eyes are closed as when they are open[690]. This is followed by entry into Jhâna and he should not continue looking at the circle. There are ten kinds of Kasina differing from that described merely in substituting for the earthen circle some other object, such as water, light, gold or silver. The whole procedure is clearly a means of inducing a hypnotic trance[691].
The practice of tranquillizing the mind by regulating the breathing is recommended repeatedly in Suttas which seem ancient and authentic; for instance, in the instruction given by the Buddha to his son Râhula[692]. On the other hand, his account of his fruitless self-mortification shows that the exercise even in its extreme forms is not sufficient to secure enlightenment. It appears to be a method of collecting and concentrating the mind, not necessarily hypnotic. All Indian precepts and directions for mental training attach far more importance to concentration of thought and the power of applying the mind at will to one subject exclusively than is usual in Europe.
Buddhaghosa at the beginning of his discussion of adhicitta enumerates forty subjects of meditation namely, "the ten Kasinas, ten impurities, ten reflections, four sublime states (Brahmâ-vihâra), the four formless states, one perception and one analysis[693]." The Kasinas have been already described. The ten impurities are a similar means of inducing meditation. The monk fixes his attention on a corpse in some horrible stage of decay and thus concentrates his mind on the impermanence of all things. The ten recollections are a less gloomy exercise but similar in principle, as the attention is fixed on some religious subject such as the Buddha, his law, his order, etc.
The Brahmâ-vihâras[694] are states of emotional meditation which lead to rebirth in the heavens of Brahmâ. They are attained by letting love or some other good emotion dominate the mind, and by "pervading the whole world" with it. This language about pervading the world with kindly emotion is common in Buddhist books though alien to European idiom. The mind must harbour no uncharitable thought and then its benevolence becomes a psychic force which spreads in all directions, just as the sound of a trumpet can be heard in all four quarters.
These Brahmâ-vihâras are sometimes represented as coming after the four Jhânas[695], sometimes as replacing them[696]. But the object of the two exercises is not the same, for the Brahmâ-vihâras aim at rebirth in a better world. They are based on the theory common to Buddhism and Hinduism that the predominant thoughts of a man's life, and especially his thoughts when near death, determine the character of his next existence.
The trances known as the four formless states are analogous to the Brahmâ-vihâras, their object being to ensure rebirth not in the heaven of Brahmâ but in one of the heavens known as Formless Worlds where the inhabitants have no material form[697]. They are sometimes combined with other states into a series of eight, known as the eight deliverances[698]. The more advanced of these stages seem to be hypnotic and even cataleptic. In the first formless state the monk who is meditating rises above all idea of form and multiplicity and reaches the sphere in which the infinity of space is the only idea present to his mind. He then passes to the sphere where the infinity of thought only is present and thence to the sphere in which he thinks "nothing at all exists[699]," though it would seem that the consciousness of his own mental processes is undiminished. The teaching of Alâra Kâlâma, the Buddha's first teacher, made the attainment of this state its goal. It is succeeded by the state in which neither any idea nor the absence of any idea is specially present to the mind[700]. This was the goal of Uddaka Râmaputta, his second teacher, and is illustrated by the simile of a bowl which has been smeared with oil inside. That is to say, consciousness is reduced to a minimum. Beyond these four stages is yet another[701], in which a complete cessation of perception and feeling is attained[702]. This state differs from death only in the fact that heat and physical life are not extinct and while it lasts there is no consciousness. It is stated that it could continue during seven days but not longer. Such hypnotic trances have always inspired respect in India but the Buddha rejected as unsatisfying the teaching of his masters which made them the final goal.
But let us return to his account of Jhâna and its results. The first of these is a correct knowledge of the body and of the connection of consciousness with the body. Next comes the power to call up out of the body a mental image which is apparently the earliest form of what has become known in later times as the astral body. In the account of the conversion of Angulimâla the brigand[703] it is related that the Buddha caused to appear an image of himself which Angulimâla could not overtake although he ran with all his might and the Buddha was walking quietly.
The five states or faculties which follow in the enumeration are often called (though not in the earliest texts) abhiññâ, or transcendental knowledge. They are iddhi, or the wondrous gift: the heavenly ear which hears heavenly music[704]: the knowledge of others' thoughts: the power of remembering one's own previous births: the divine eye, which sees the previous births of others[705]. It would appear that the order of these states is not important and that they do not depend on one another. Iddhi, like the power of evoking a mental image, seems to be connected with hypnotic phenomena. It means literally power, but is used in the special sense of magical or supernatural gifts such as ability to walk on water, fly in the air, or pass through a wall[706]. Some of these sensations are familiar in dreams and are probably easily attainable as subjective results in trances. I am inclined to attribute accounts implying their objective reality to the practice of hypnotism and to suppose that a disciple in a hypnotic state would on the assurance of his teacher believe that he saw the teacher himself, or some person pointed out by the teacher, actually performing such feats. Of iddhi we are told that a monk can practise it, just as a potter can make anything he likes out of prepared clay, which is a way of saying that he who has his mind perfectly controlled can treat himself to any mental pleasure he chooses. Although the Buddha and others are represented as performing such feats as floating in the air whenever it suits them, yet the instruction given as to how the powers may be acquired starts by bidding the neophyte pass through the four stages of Jhâna or meditation in which ordinary external perception ceases. Then he will be able to have the experiences described. And it is probable that the description gives a correct account of the sensations which arise in the course of a trance, particularly if the trance has been entered upon with the object of experiencing them. In other words they are hypnotic states and often the result of suggestion, since he who meditates knows what the result of his meditation should be. Sometimes, as mentioned, Jhâna is induced by methods familiar to mesmerists, such as gazing at a circle or some bright object but such expedients are not essential and with this European authorities agree. Thus Bernheim states that even when a subject is hypnotized for the first time, no gestures or passes are necessary, provided he is calm. It suffices to bid him look at the operator and go to sleep. He adds that those who are most susceptible to the hypnotic influence are not nervous and hysterical subjects but docile and receptive natures who can concentrate their attention[707]. Now it is hardly possible to imagine better hypnotic subjects than the pupils of an Indian religious teacher. They are taught to regard him with deep respect and complete confidence: they are continually in a state of expectant receptivity, assimilating not only the texts and doctrines which he imparts, but his way of life: their training leads them to believe in the reality of mental and physical powers exceeding those of ordinary mankind and indeed to think that if they do not have such experiences it is through some fault of their own. The teachers, though ignorant of hypnotism as such, would not hesitate to use any procedure which seemed to favour progress in meditation and the acquisition of supernatural powers. Now a large number of Indian marvels fall under two heads. In the first case Buddha, Krishna, or any personage raised above the ordinary human level points out to his disciples that wonders are occurring or will occur: he causes people to appear or disappear: he appears himself in an amazing form which he explains. In the other case the possessor of marvellous powers has experience which he subsequently relates: he goes up to heaven or flies to the uttermost parts of the earth and returns. Both of these cases are covered by the phenomena of hypnotism. I do not mean to say that any given Indian legend can be explained by analyzing it as if it were a report of a hypnotic operation, but merely that the general character of these legends is largely due to the prevalence of hypnotic experiences among their composers and hearers[708]. Two obscure branches of hypnotism are probably of great importance in the religious history of the human race, namely self-hypnotization without external suggestion and the hypnotization of crowds. India affords plentiful materials for the study of both.
There is no reason to doubt that the Buddha believed in the existence of these powers and countenanced the practices supposed to lead to them. Thus Moggallâna, second only to Sâriputta among his disciples, was called the master of iddhi[709], and it is mentioned as a creditable and enjoyable accomplishment[710]. But it is made equally plain that such magical or hypnotic practices are not essential to the attainment of the Buddha's ideal. When lists of attainments are given, iddhi does not receive the first place and it may be possessed by bad men: Devadatta for instance was proficient in it. It is even denounced in the story of Pindola Bhâradvâja[711] and in the Kevaddha sutta[712]. In this curious dialogue the Buddha is asked to authorize the performance of miracles as an advertisement of the true faith. He refuses categorically, saying there are three sorts of wonders namely iddhi, that is flying through the air, etc. the wonder of manifestation which is thought-reading: and the wonder of education. Of the first two he says "I see danger in their practice and therefore I loathe, abhor and am ashamed of them." Then by one of those characteristic turns of language by which he uses old words in new senses he adds that the true miracle is the education of the heart.
Neither are the other transcendental powers necessary for emancipation. Sâriputta had not the heavenly eye, yet he was the chief disciple and an eminent arhat. This heavenly eye (dib-ba-cakkhu) is not the same as the eye of truth (dhamma-cakkhu). It means perfect knowledge of the operation of Karma and hence a panoramic view of the universe, whereas the eye of truth is a technical phrase for the opening of the eyes, the mental revolution which accompanies conversion. But though transcendental knowledge is not indispensable for attaining nirvana, it is an attribute of the Buddha and in most of its forms amounts to an exceptional insight into human nature and the laws of the universe, which, though after the Indian manner exaggerated and pedantically defined, does not differ essentially from what we call genius.
The power of recollecting one's previous births, often mentioned in the Pitakas, has been described in detail by Buddhist writers and Buddhaghosa[713] distinguishes between the powers possessed by various persons. The lowest form of recollection merely passes from one mental state to a previous mental state and so on backwards through successive lives, not however understanding each life as a whole. But even ordinary disciples can not only recollect previous mental states but can also travel backwards along the sequence of births and deaths and bring up before their minds the succession of existences. A Buddha's intelligence dispenses with the necessity of moving backwards from birth to birth but can select any point of time and see at once the whole series of births extending from it in both directions, backwards and forwards. Buddhaghosa then goes on to prescribe the method to be followed by a monk who tries for the first time to recollect previous births. After taking his midday meal he should choose a quiet place and sitting down pass through the four Jhânas in succession. On rising from the fourth trance he should consider the event which last took place, namely his sitting down; and then in retrograde order all that he did the day and night before and so backwards month after month and year after year. A clever monk (so says Buddhaghosa) is able at the first trial to pass beyond the moment of his conception in the present existence and to take as the object of his thought his individuality at the moment of his last death. But since the individuality of the previous existence ceased and another one came into being, therefore that point of time is like thick darkness. Buddhaghosa goes on to explain, if I apprehend his meaning rightly, that the proper recollection of previous births involves the element of form and the mind sharpened by the practice of the four trances does not merely reproduce feelings and impressions but knows the name and events of the previous existence, whereas ordinary persons are apt to reproduce feelings and impressions without having any clear idea of the past existence as a whole. This, I believe, corresponds with the experience of modern Buddhists. It is beyond doubt that those who attempt to carry their memory back in the way described are convinced that they remember existences before the present life. As a rule it takes from a fortnight to a month to obtain such a remembrance clearly, and every day the aspirant to a knowledge of previous births must carry his memory further and further back, dwelling less and less on the details of recent events. When he reaches the time of his birth, he feels as if there were a curtain of black darkness before him, but if the attention is concentrated, this curtain is rent and the end of the previous life is recovered behind it. The process is painful for it involves the recollection of death and the even greater pains of birth and many have not courage to go beyond this point. It is not uncommon in Ceylon, Burma, Siam and probably in all parts of the Far East, to find people who are persuaded they can remember previous births in this way, but I have never met anyone who professed to recall more than two or three. There is no room in these modest modern visions for the long vistas of previous lives seen by the earlier Buddhists.
Meditation also plays a considerable part in the Buddhism of the Far East under the name of Ch'an or Zen of which we shall have something to say when we treat of China and Japan.
As already indicated the methods and results of meditation as practised by Brahmanic Hindus and by Buddhists show considerable resemblance to the experiences of Christian mystics. The coincidences do not concern mere matters of detail, although theology has done its best to make the content and explanation of the experiences as divergent as possible. But the essential similarity of form remains and there is clearly no question of borrowing or direct influence. It is certain that what is sometimes called the Mystic Way is not only true as a succession of psychic states but is, for those who can walk in it, the road to a happiness which in reality and power to satisfy exceeds all pleasures of the senses and intellect, so that when once known it makes all other joys and pains seem negligible. Yet despite the intense reality of this happy state, despite the illumination which floods the soul and the wide visions of a universal plan, there is no agreement as to the cause of the experience nor, strange to say, as to its meaning as opposed to its form. For many both in the east and west the one essential and indubitable fact throughout the experience is God, yet Buddhists are equally decided in holding that the experience has nothing to do with any deity. This is not a mere question of interpretation. It means that views as to theism and pantheism are indifferent for the attainment of this happy state.
The mystics of India are sometimes contrasted with their fellows in Europe as being more passive and more self-centred: they are supposed to desire self-annihilation and to have no thought for others. But I doubt if the contrast is just. If Indian mysticism sometimes appears at a disadvantage, I think it is because it is popular and in danger of being stereotyped and sometimes vulgarized. Nowadays in Europe we have students of mysticism rather than mystics, and the mystics of the Christian Church were independent and distinguished spirits who, instead of following the signposts of the beaten track, found out a path for themselves. But in India mysticism was and is as common as prayer and as popular as science. It was taught in manuals and parodied by charlatans. When mysticism is the staple crop of a religion and not a rare wild flower, the percentage of imperfect specimens is bound to be high. The Buddha, Śankara and a host of less well-known teachers were as strenuous and influential as Francis of Assisi or Ignatius Loyola. Neither in Europe nor in Asia has mysticism contributed much directly to political and social reform. That is not its sphere, but within the religious sphere, in preaching, teaching and organization, the mystic is intensely practical and the number of successes (as of failures) is greater in Asia than in Europe. Even in theory Indian mysticism does not repudiate energy. No one enjoyed more than the Buddha himself what Ruysbroeck calls "the mysterious peace dwelling in activity," for before he began his mission he had attained nirvana and such of his disciples as were arhats were in the same case. Later Buddhism recognizes a special form of nirvana called apratishṭhita: those who attain it see that there is no real difference between mundane existence and nirvana and therefore devote themselves to a life of beneficent activity.
The period of transition and trial known to European mystics as the Dark Night of the Soul, is not mentioned in Indian manuals as an episode of the spiritual life, for such an interruption would hardly harmonize with their curriculum of regular progress towards enlightenment. But mystic poetry testifies that in Asia as in Europe this feeling of desertion and loneliness is a frequent experience in the struggles and adventures of the soul. It is apparently not necessary, just as the incidental joys and triumphs of the soul—strains of heavenly music, aerial flights, and visions of the universal scheme—are also not essential. The essential features of the mystic way, as well as its usual incidents, are common to Asia and Europe, and in both continents are expressed in two forms. One view contrasts the surface life and a deeper life: when the intellect ceases to plague and puzzle, something else arises from the depth and makes its unity with some greater Force to be felt as a reality. This idea finds ample expression in the many Brahmanic systems which regarded the centre and core of the human being as an âtman or purusha, happy when in the undisturbed peace of its own nature but distracted by the senses and intellect. The other view of mystic experiences regards them as a remaking of character, the evolution of a new personality and in fact a new birth. This of course need not be a denial of the other view: the emergence of the latent self may effect a transformation of the whole being. But Buddhism, at any rate early Buddhism, formulates its theory in a polemical form. There is no ready-made latent self, awaiting manifestation when its fetters and veils are removed: man's inner life is capable of superhuman extension but the extension is the result of enlargement and training, not of self-revelation.
When we look at how meditation and ecstasy are treated in early Buddhist texts, we notice a strong resemblance to the framework laid out in the Yoga Sûtras, with many detailed similarities. The exercises, behavioral guidelines, and the skills that can be developed are quite alike. To an outsider, the ultimate goals of both systems appear similar, though a Buddhist and a Yogi might have a lot to say about the differences. Yoga aims to free a soul that is complete and content in its own nature if it can be disentangled from its constraints, while Buddhism teaches that no such soul exists waiting for liberation and that spiritual discipline should cultivate and promote beneficial mental states. Just as the tone of the Pitakas differs from that of the Brâhmanas or Sûtras, their concepts of Jhâna and Samâdhi also show some variation. Although there are hypnotic and even cataleptic phases present, the spiritual journey described in the Pitakas is one of growing peace alongside increasing intellectual power and activity. Gotama did not consider Jhâna or structured meditation essential for achieving nirvana or arhatship, noting that such a state could be reached by laypeople, often through sudden insight. However, these instances were rare. His own mental development, which culminated in enlightenment, included the four Jhânas[681]. Additionally, within the eightfold path fundamental to arhatship and nirvana, the pinnacle stage is sammâsaṃâdhi, or right rapture or ecstasy.
Jhâna is challenging for laypeople, but it was customary for members of the order to dedicate at least the afternoon to it. We could liken this to solitary prayer in Christianity, and there is a genuine similarity in both the process and its outcomes. It brought peace and strength to the mind, and we often hear about the bright, clear faces and radiantly happy expressions of those who returned to their duties after such contemplation. However, Christian prayer involves the concept of self-surrender and opening up the soul to an external influence that flows in. Buddhist meditation, on the other hand, is more about the uplifting of the mind, which rises from one state of ecstasy to another until it reaches a level that is satisfying and all-encompassing, rather than finding a place to exist in bliss.
All mental states labeled as ecstasy, trance, and vision carry a risky component that can become pathological if not already so. Yet, the Buddha's own description of meditation doesn't indicate morbid sadness or frantic excitement[682] and states explicitly that practice should commence after the midday meal to ensure that any visions are not attributed to an empty stomach. Jhâna differs from Samâdhi or concentration, even though the Jhânas may represent a form of Samâdhi. The latter can expand and develop marvelously, but it is primarily a mental quality akin to Sammâsati or right mindfulness, while Jhâna is a mental exercise or progressive rapture progressing through defined stages.
Any system that analyzes and categorizes stages of contemplation and ecstasy might be viewed as a later development, one that has lost some of the essence and drive that its rigid formulas attempt to explain. However, the urge to catalog is ancient within Buddhism[683] and an important distinction among various mental states grouped under meditation deserves attention: according to the oldest texts, some of these states are necessary precursors to nirvana, while others are not. Buddhaghosa, in a scholastic manner reviewing the matter in his Way of Purity, organizes the higher life into three parts: first is conduct or morality as a necessary foundation, second is adhicitta, higher consciousness or concentration leading to samatho or peace, and third is adhipaññâ or higher wisdom leading to vipassanâ or insight. Among these, adhipaññâ and vipassanâ are superior since nirvana cannot be attained without them. In contrast, the methods of adhicitta are valuable and were practiced by the Buddha himself, but they are not equally essential; they bring peace and happiness but not necessarily nirvana. It might be imprudent (at least for Europeans) to make precise assertions, as we do not genuinely understand the nature of the psychological states discussed. Adhipaññâ certainly includes the eightfold path concluding with samâdhi, which the Buddha himself has defined in this context in terms of the four Jhânas[684]. Conversely, the idea that nirvana can be achieved solely through Jhânas is openly rejected as a heresy[685]. The teachings of the Pitakas suggest that nirvana can be reached by living the higher life, where both meditation and insight play a role. Generally, exemplary saints embody both aspects: raptures and trances are their joy and luxury. However, in certain cases, nirvana may be reached solely through insight; in others, meditation may lead to ecstasy and extraordinary mental capabilities but still fall short of nirvana. This distinction matters because it means that knowledge and insight are crucial for achieving nirvana; it cannot be attained solely through hypnotic trances or magical abilities.
The Buddha is said to have recounted that in his youth, while sitting under a tree, he entered a state of contemplation that he refers to as the first Jhâna. This state is similar to a sensation that Europeans often experience in childhood but sometimes carry into adulthood, where the mind, usually influenced by pleasant summer scenery, feels as though it merges with nature, and upon returning to normalcy, wonders if what seems a small, distant self is actually 'I.' The standard form of Jhâna consists of four stages[686]. The first is a joyful and tranquil state arising from detachment, meaning physical calm and the lack of worldly desires and distracting thoughts. It is characterized by reasoning and investigation and, while it lasts, the mind is compared to water stirred by waves. In the second Jhâna, reasoning and investigation fade: the water becomes still, and the mind gradually rises above the distracting thoughts, becoming calm and sure, resting in a higher state[687]. In this Jhâna, joy and tranquility are present, but in the third stage, joy fades while tranquility remains. This tranquility (sukham) contrasts with dukkham, the discomfort that marks all ordinary experiences. It partially involves a physical sensation, as the texts express that the person meditating feels this sense of ease in their body. However, this sensation disappears in the fourth Jhâna, where only a sense of equanimity remains. This term, though perhaps the best translation of the Pali upekkhâ, is insufficient because it merely suggests a lack of inclination; upekkhâ represents a mental state that, while transcending hedonistic views, is inherently positive rather than simply the absence of interest and desire.
In the quoted passage, the Buddha implies that entering into the first Jhâna requires only willpower, but tradition, supported by the Pitakas[688], endorses the use of techniques to facilitate the practice. Some are subjects for focused contemplation, while others are external objects known as Kasina. This term (equivalent to the Sanskrit kṛitsna) implies something complete or total, thus serving as a focal point for attention. For instance, in the practice known as the earth Kasina[689], the monk who wishes to enter the Jhâna forms a small circle of reddish clay and then gazes at it intently. After a while, he can visualize it just as clearly with his eyes closed as when open[690]. This is followed by entering Jhâna, and he should cease looking at the circle. There are ten types of Kasina, differing from the one described only in that they use different objects, such as water, light, gold, or silver, instead of the clay circle. This entire approach is evidently a strategy for inducing a hypnotic trance[691].
The practice of calming the mind through breathing regulation is repeatedly recommended in the Suttas that seem both ancient and authentic; for example, in the advice given by the Buddha to his son Râhula[692]. However, his recounting of his unsuccessful self-mortification indicates that even extreme forms of this practice cannot ensure enlightenment. It appears to be a technique for gathering and concentrating the mind, not necessarily hypnotic. All Indian instructions and guidelines for mental training emphasize concentration of thought and the ability to focus the mind solely on one subject much more than is common in Europe.
At the start of his examination of adhicitta, Buddhaghosa lists forty subjects for meditation: namely, "the ten Kasinas, ten impurities, ten reflections, four sublime states (Brahmâ-vihâra), the four formless states, one perception, and one analysis[693]." The Kasinas have already been detailed. The ten impurities serve as another means of inducing meditation. The monk focuses his attention on a decayed corpse in a horrifying state, concentrating his mind on the impermanence of all things. The ten recollections represent a less somber exercise but share a similar principle, as attention is directed toward some spiritual subject like the Buddha, his teachings, or his community.
The Brahmâ-vihâras[694] are emotional meditative states that lead to rebirth in the heavens of Brahmâ. They are achieved by allowing love or another positive emotion to dominate the mind and by "pervading the entire world" with it. This concept of spreading kind emotions throughout the world is common in Buddhist literature, although it may appear foreign to European expressions. The mind must harbor no unkind thoughts, and then its kindness becomes a powerful force that extends outward in all directions, just like the sound of a trumpet heard from every direction.
These Brahmâ-vihâras are sometimes said to follow the four Jhânas[695], while at other times they seem to replace them[696]. However, the objectives of the two practices differ since the Brahmâ-vihâras aim for rebirth in a better realm. They are based on the commonly accepted belief in Buddhism and Hinduism that the prevailing thoughts of an individual, especially near death, determine the nature of their next life.
The trances identified as the four formless states resemble the Brahmâ-vihâras, but their goal is rebirth not in Brahmâ's heavens but in the Formless Worlds, where the beings lack material form[697]. Sometimes, these states are grouped with others into a series of eight known as the eight deliverances[698]. The more advanced stages appear to be hypnotic and even cataleptic. In the first formless state, the monk in meditation transcends all notions of form and multiplicity to reach a realm where only the idea of infinite space exists. He then moves to the sphere where only the infinity of thought is present, and subsequently to the sphere where he perceives that "nothing at all exists[699]," even though it seems he remains aware of his own mental processes. The teachings of Alâra Kâlâma, the Buddha's first teacher, aimed for the attainment of this state. This is followed by a state in which neither any specific idea nor the absence of any idea predominates in the mind[700]. This was the goal of Uddaka Râmaputta, his second mentor, and is often illustrated with the metaphor of a bowl smeared with oil inside. In this sense, consciousness is minimized. Beyond these four stages lies another[701], where perception and feeling entirely cease[702]. This state is distinct from death only in that heat and physical life do not fully extinguish, and while it persists, there is no awareness. It is said to last for seven days but no longer. Such hypnotic trances have historically commanded respect in India, yet the Buddha considered the teachings of his masters about achieving these states as unsatisfactory.
But let’s return to his description of Jhâna and its outcomes. The first result is an accurate understanding of the body and the connection between consciousness and the body. Next, there emerges the ability to summon a mental image separated from the body, which seems to be an early form of what has come to be known in modern times as the astral body. In the narrative of Angulimâla, the brigand[703], it is noted that the Buddha manifested an image of himself that Angulimâla could not catch despite running at full speed while the Buddha walked calmly.
The five states or faculties mentioned next are often referred to (though not in the earliest texts) as abhiññâ, or transcendental knowledge. They include iddhi, or extraordinary abilities: the heavenly ear that hears celestial music[704]: the understanding of others' thoughts: the capability of remembering one's previous lives: the divine eye, which perceives the past lives of others[705]. It seems the order of these faculties is not significant, and they do not rely on one another. Iddhi, resembling the power to create a mental image, appears related to hypnotic experiences. It literally means power, used in a specialized sense to refer to magical or supernatural abilities like walking on water, flying, or passing through walls[706]. Some sensations associated with these powers seem familiar in dreams and can probably be easily attained as subjective results in trances. I tend to attribute accounts insinuating their objective reality to hypnotic practices and suggest that a disciple in a hypnotic state would genuinely believe they saw their teacher or someone pointed out by the teacher performing such feats. Regarding iddhi, we are told that a monk can master it just as a potter shapes clay according to his will, signifying that someone with a perfectly controlled mind can indulge in any mental pleasure they choose. While the Buddha and others are depicted as accomplishing extraordinary feats like floating in the air at will, the techniques for acquiring such powers begin by instructing the novice to traverse the four stages of Jhâna or meditation, during which ordinary perception fades. Afterward, they will gain the experiences described. It’s plausible that the descriptions accurately reflect the sensations arising during a trance, especially if the trance is entered with the intent of experiencing them. In other words, these are hypnotic states often resulting from suggestion, as those who meditate are aware of the expected results of their practice. Sometimes, as mentioned, Jhâna is induced using techniques known to mesmerists, such as staring at a circle or a bright object, but these methods aren't essential, and European authorities concur with this. Bernheim states that even when someone is hypnotized for the first time, no gestures or movements are necessary if they remain calm. It is enough to simply ask them to look at the operator and sleep. He adds that the most susceptible subjects to hypnotic influence are typically not nervous or hysterical individuals but rather compliant and receptive people who can concentrate their attention[707]. It is difficult to imagine better hypnotic subjects than the pupils of an Indian spiritual teacher. They are trained to regard him with deep respect and complete trust, remaining in a constant state of expectant receptivity as they absorb not only the texts and doctrines imparted but also his lifestyle. Their training encourages them to believe in the reality of mental and physical capabilities that transcend those of ordinary people and even to think that if they don’t experience such moments, it must be due to their own failures. Although the teachers might not recognize hypnotism explicitly, they would likely use any method seen as conducive to progress in meditation and acquiring supernatural faculties. A significant number of Indian marvels can be divided into two categories. In the first case, a figure like Buddha or Krishna, or any higher entity, points out to their followers that wonders are happening or will happen; they manifest people or disappearances; or they appear themselves in incredible forms that they then explain. In the other case, those with marvelous powers recount experiences, such as traveling to the heavens or flying to the farthest places and returning. Both instances are encompassed by hypnotic phenomena. I do not suggest that any specific Indian legend can be unraveled by treating it as an account of a hypnotic episode but merely that the overall character of these tales is significantly impacted by the prevalence of hypnotic experiences among their creators and audiences[708]. Two obscure aspects of hypnotism likely play a crucial role in the spiritual history of humanity: self-hypnotization without external suggestion and the hypnotization of groups. India offers rich material for studying both.
There is no reason to doubt that the Buddha believed in these powers and supported practices thought to lead to them. For instance, Moggallâna, second only to Sâriputta among his disciples, was termed the master of iddhi[709], and it is noted as an admirable and enjoyable skill[710]. However, it is equally clear that such magical or hypnotic practices are not critical for reaching the Buddha's ideals. When achievements are cataloged, iddhi doesn’t come first and it can be possessed by unwholesome individuals; Devadatta, for example, was proficient in iddhi. It is explicitly criticized in the story of Pindola Bhâradvâja[711] and also in the Kevaddha sutta[712]. In this intriguing dialogue, the Buddha is requested to authorize miracles as proof of true faith, which he categorically declines, stating there are three kinds of wonders: iddhi, which involves feats like flying, the wonder of manifestation which includes thought-reading, and the wonder of education. Of the first two, he claims, "I see danger in their practice and therefore I loathe, abhor and am ashamed of them." Then, characteristically, he redefines miracles by saying that the true miracle is the education of the heart.
Neither are other forms of transcendental powers necessary for liberation. Sâriputta, though lacking the heavenly eye, was the chief disciple and a celebrated arhat. This heavenly eye (dib-ba-cakkhu) is not the same as the eye of truth (dhamma-cakkhu). It signifies a perfect understanding of Karma, providing a panoramic view of the universe, whereas the eye of truth is a technical term for the awakening that comes with conversion. Yet although transcendental knowledge is not essential for attaining nirvana, it is a quality of the Buddha, and most forms of it can be seen as exceptional insights into human nature and universal laws, which, despite being exaggerated and pedantically expressed after the Indian fashion, fundamentally align with what we define as genius.
The ability to recollect one's past lives, frequently referenced in the Pitakas, has been detailed by Buddhist authors, and Buddhaghosa[713] differentiates among the powers held by various individuals. The simplest form of recollection merely connects one mental state to a prior mental state, backward through successive lives, without fully grasping each existence as a whole. However, even ordinary disciples can recall past mental states and trace back through their births and deaths to bring forth the sequence of lives. A Buddha’s awareness skips the necessity of moving from birth to birth and can instead select any time point to visualize the entire spectrum of births extending in both directions. Buddhaghosa then proposes the method for a monk attempting to recollect past lives for the first time. After lunch, he should find a quiet spot, sit down, and pass through the four Jhânas in order. Upon finishing the fourth trance, he should reflect on his most recent action—his sitting down—and then in reverse order, recall everything he did the preceding day and night, continuing back through months and years. A skilled monk (as Buddhaghosa states) can, on the initial attempt, surpass the moment of conception in the current life and direct his thought to his identity at the moment of his previous death. However, since the identity of the prior existence ceased and a new identity began, this moment is shrouded in thick darkness. Buddhaghosa clarifies, if I understand correctly, that accurate recollection of past lives encompasses the element of form, and the mind, sharpened through the four trances, not only reproduces feelings and impressions but also comprehends the names and events of past lives. In contrast, ordinary individuals tend to reproduce feelings and impressions without a clear understanding of the life they are recalling. This, I believe, matches modern Buddhists’ experiences. Without a doubt, those who endeavor to recall their memories in this way assert they remember lives before the present one. Generally, it can take from two weeks to a month to achieve such memories clearly, and daily, the seeker into past lives must delve further back, paying progressively less attention to recent events. When they reach their birth, they often feel as if there is a curtain of blackness in front of them, but if their focus is concentrated, this curtain tears, revealing the conclusion of their prior life. The process can be painful as it involves recalling death and the even greater sorrows of birth, causing many to hesitate at this point. In Ceylon, Burma, Siam, and likely across the Far East, it's quite common to meet individuals convinced they can remember previous lives in this manner, although I've yet to encounter anyone who claims to recall more than two or three. The modest modern accounts leave little room for the extensive glimpses of past lives reported by early Buddhists.
Meditation also plays an important role in Far Eastern Buddhism, known as Ch'an or Zen, which we will discuss when we cover China and Japan.
As noted, the methods and effects of meditation practiced by Brahmanic Hindus and Buddhists exhibit significant similarities to the experiences of Christian mystics. The parallels extend beyond mere details, despite theology attempting to render the content and interpretation of these experiences as different as possible. Nonetheless, a fundamental similarity of form is evident, and there seems to be no case of borrowing or direct influence. It’s clear that what is termed the Mystic Way is not just a sequence of psychic states but represents, for those who can navigate it, a path to a joy that truly exceeds all sensory and intellectual pleasures, making all other joys and sorrows seem trivial once experienced. Yet, despite the profound reality of this blissful state, and the illumination that fills the soul along with expansive visions of an overarching plan, there is no consensus on the cause of such experiences, nor, strangely, on their significance in contrast to their form. For many, both in the East and West, the one undeniable fact throughout these experiences is God; however, Buddhists firmly assert that such experiences have no connection to any deity. This is not simply a matter of perspective; it suggests that views on theism and pantheism are irrelevant to achieving this blissful state.
Indian mystics are sometimes contrasted with their European counterparts as being more passive and self-focused: they are thought to seek self-annihilation while neglecting others. However, I question the validity of this comparison. If Indian mysticism occasionally seems at a disadvantage, it is perhaps because it is more mainstream, at risk of being standardized and sometimes diluted. In Europe, contemporary students might engage with mysticism rather than embodying it. The mystics of the Christian tradition were independent and notable figures who charted their own course rather than following the conventional path. In contrast, mysticism in India is as prevalent as prayer and as accepted as scientific knowledge. It has been systematically taught and sometimes mocked by frauds. When mysticism is the primary focus of a religion rather than a rare blossom among its practices, the proportion of flawed examples is bound to be higher. The Buddha, Śankara, and numerous less renowned teachers were as vigorous and influential as figures like Francis of Assisi or Ignatius Loyola. Neither in Europe nor Asia has mysticism played a significant direct role in political or social reform; that is not its domain but within the framework of religion, whether in preaching, teaching, or organization, mystics are highly pragmatic, leading to a greater number of successes (and failures) in Asia compared to Europe. Even theoretically, Indian mysticism does not renounce action. No one appreciated what Ruysbroeck describes as "the mysterious peace dwelling in activity" more than the Buddha himself, who reached nirvana before commencing his mission, and those of his followers who were arhats experienced the same. Later Buddhism acknowledges a unique form of nirvana referred to as apratishṭhita: those who achieve it perceive no real distinction between worldly existence and nirvana, thereby dedicating themselves to a life of positive action.
The transitional and challenging period known to European mystics as the Dark Night of the Soul is not included in Indian texts as a phase of spiritual life, as such a disruption would hardly fit within their systematic progress toward enlightenment. Nevertheless, mystical poetry attests that, similar to Europe, in Asia, feelings of abandonment and solitude are common experiences in the soul's struggles and adventures. This is apparently not essential, just as the incidental joys and victories of the soul—heavenly music, soaring flights, and visions of universal harmony—are also not seen as necessary. The fundamental characteristics of the mystic path, along with its usual occurrences, are shared by both continents, expressed in two formats. One perspective contrasts surface existence with a deeper life: when the intellect ceases its distractions, something else arises from within, creating a sense of unity with a greater Force. This idea is expressed in many Brahmanic systems, which regard the center and essence of a person as an âtman or purusha, joyful when in undisturbed peace but distracted by senses and intellect. The other view frames mystical experiences as character transformation, leading to an evolved identity and, in fact, a rebirth. This does not need to deny the former perspective; the emergence of the hidden self may result in a transformation of the entire being. However, Buddhism, at least in its early stages, presents its concepts polemically. There is no already-formed latent self waiting to reveal itself once obstacles and veils are removed; instead, a person's inner life has the potential for superhuman growth, but this potential arises from development and training rather than from self-discovery.
CHAPTER XV
MYTHOLOGY IN HINDUISM AND BUDDHISM
1
The later phases of Buddhism, described as Mahâyâna, show this feature among many others, that the supernatural and mythological side of religion becomes prominent. Gods or angels play an increasingly important part, the Buddha himself becomes a being superior to all gods, and Buddhas, gods and saints perform at every turn feats for which miracle seems too modest a name. The object of the present chapter is to trace the early stages of these beliefs, for they are found in the Pali Canon, although it is not until later that they overgrow and hide the temple in whose walls they are rooted.
It may be fairly said that Buddhism is not a miraculous religion in the sense that none of its essential doctrines depend on miracles. It would seem that such a religion as Mormonism must collapse if it were admitted that the Book of Mormon is not a revelation delivered to Joseph Smith. But the content of the Buddha's teaching is not miraculous and, though he is alleged to have possessed insight exceeding ordinary human knowledge, yet this is not exactly a miracle and it is a question whether an unusual intelligence disciplined by meditation might not attain to such knowledge. Still, though the essence of the doctrine may be detachable from miracles and even be scientific, one cannot read very far in the Vinaya or the Sutta Pitaka without coming upon unearthly beings or supernatural occurrences.
The credibility of miracles is to my mind simply a question of evidence. Any extraordinary event, such as a person doing a thing totally foreign to his character, is improbable a priori. But the law does not allow that the best of men is incapable of committing the worst of crimes, if the evidence proves he did. Nor can the most extraordinary violation of nature's laws be pronounced impossible if supported by sufficient evidence, only the evidence must be strong in proportion to the strangeness of the circumstances. But I cannot see that the uniformity of nature is any objection to the occurrence of miracles, for as a rule a miracle is regarded not as an event without a cause, but as due to a new cause, namely the intervention of a superhuman person. Many of the best known miracles are such that one may imagine this person to effect them by understanding and controlling some unknown natural force, just as we control electricity. Only evidence is required to show that he can do so. But on the other hand the weakness of every religion which depends on miracles is that their truth is contested and not unreasonably. If they are true, why are they not certain? Of all the phenomena described as miracles, ghosts, fortune telling, magic, clairvoyance, prophesying, and so on, none command unchallenged acceptance. In every age miracles, portents and apparitions have been recorded, yet none of them with a certainty that carries universal conviction and in many ages contemporary scepticism was possible. Even in Vedic times there were people who did not believe in the existence of Indra[714].
It is clear that some miracles require more evidence than others and many old stories are so fantastic that they may justly be put aside because those who reported them did not see, as we can, what difficulties they involve and hence felt no need for caution in belief. Among ancient Indians or Hebrews tales of seven headed snakes or of stopping the sun did not arouse the critical spirit, for the phenomena did not seem much more extraordinary than centipedes or eclipses. Only those who understand that such stories upset all we know of anatomy and astronomy can realize their improbability and the weight of evidence necessary to make them credible. The most important distinction in miracles (I use the word as a popular description of extraordinary events which is readily understood though hard to define) is whether they are in any way subjective, that is to say that they depend in the last resort on an impression produced in certain, but not all, human minds or whether they are objective, that is to say that all witnesses would have seen them like any other event. A man rising into the air would be an objective miracle if it were admitted that this levitation was as real as the flight of a bird, and very strong evidence would be necessary to make us believe that such a movement had really been executed. But the case is different if we are dealing with the conviction of an enthusiast that he rose aloft or even with the conviction of his disciples, that they, being in an ecstasy, saw him do so. There is no reason to doubt the subjective reality of well-authenticated visions and as motives and stimuli to action they may have real objective importance. Miracles of healing are not dissimilar. A man's mind can affect his body, either directly through his conviction that certain physical changes are about to take place or indirectly as conveying the influence of some powerful external mind which may be either calming or stimulating. That some persons have a special power of healing nervous or mental diseases can hardly be doubted and I am not disposed to reject any well-authenticated miraculous cure, believing that sudden mental relief or acute joy can so affect the whole frame that in the improved physical conditions thus caused even diseases not usually considered as nervous may pass away. But though there is no reason to discredit miracles of healing, it is clear that they are not only exaggerated but also distorted by reporters who do not understand their nature. Those who chronicle the cures supposed to be effected at Lourdes at the present day keep within the bounds of what is explicable, but a Hindu who had seen a cripple recover some power of movement might be equally ready to believe that when a man's leg had been cut off the stump could grow into a complete limb.
The miraculous events recorded in the Pitakas differ from those of later works, whether Mahayanist literature or the Hindu Puranas and Epics, chiefly in their moderation. They may be classified under several heads. Many of them are mere embroidery or embellishment due to poetical exuberance, esteemed appropriate in those generous climates though repugnant to our chilly tastes. In every country poetry is allowed to overstep the prosaic borders of fact without criticism. When an English poet says that—
The red rose cries She is near, she is near:
And the white rose weeps She is late:
The larkspur listens, I hear, I hear:
And the lily whispers, I wait--
no one thinks of criticizing the lines as absurd because flowers cannot talk or of trying to prove that they can. Poetry can take liberties with facts provided it follows the lines of metaphors which the reader finds natural. The same latitude cannot be allowed in unfamiliar directions. Thus though a shower of flowers from heaven is not more extraordinary than talking flowers and is quite natural in Indian poetry, it would probably disconcert the English reader[715]. An Indian poet would not represent flowers as talking, but would give the same idea by saying that the spirits inhabiting trees and plants recited stanzas. Similarly when a painter draws a picture of an angel with wings rising from the shoulder blades, even the very scientific do not think it needful to point out that no such anatomical arrangement is known or probable, nor do the very pious maintain that such creatures exist. The whole question is allowed to rest happily in some realm of acquiescence untroubled by discussions. And it is in this spirit that Indian books relate how when the Buddha went abroad showers of flowers fell from the sky and the air resounded with heavenly music, or diversify their theological discussions with interludes of demons, nymphs and magic serpents. And although this riot of the imagination offends our ideas of good sense and proportion, the Buddhists do not often lose the distinction between what Matthew Arnold called Literature and Dogma. The Buddha's visits to various heavens are not presented as articles of faith: they are simply a pleasant setting for his discourses.
Some miracles of course have a more serious character and can be less easily separated from the essentials of the faith. Thus the Pitakas represent the Buddha as able to see all that happens in the world and to transport himself anywhere at will. But even in such cases we may remember that when we say of a well-informed and active person that he is omniscient and ubiquitous, we are not misunderstood. The hyperbole of Indian legends finds its compensation in the small importance attached to them. No miraculous circumstance recorded of the Buddha has anything like the significance attributed by Christians to the virgin birth or the resurrection of Christ. His superhuman powers are in keeping with the picture drawn of his character. They are mostly the result of an attempt to describe a mind and will of more than human strength, but the superman thus idealized rarely works miracles of healing. He saves mankind by teaching the way of salvation, not by alleviating a few chance cases of physical distress. In later works he is represented as performing plentiful and extraordinary miracles, but these are just the instances in which we can most clearly trace the addition of embellishments.
The later phases of Buddhism, termed Mahâyâna, highlight many features, one of which is the growing prominence of the supernatural and mythological aspects of religion. Gods or angels take on increasingly significant roles, the Buddha himself is considered superior to all gods, and Buddhas, gods, and saints regularly perform what can only be described as miraculous feats. The aim of this chapter is to explore the early origins of these beliefs, which can be found in the Pali Canon, even though they later grow and overshadow the foundational temple in which they are rooted.
It can be said that Buddhism is not a miraculous religion in that none of its core teachings rely on miracles. Unlike Mormonism, which would fall apart if the Book of Mormon is not seen as a revelation to Joseph Smith, the content of the Buddha's teachings is not miraculous. While he is said to have insight beyond ordinary human knowledge, this isn't exactly a miracle, and it's questionable whether a heightened intelligence developed through meditation might not reach such knowledge. Nevertheless, even though the essence of the doctrine can exist independently of miracles and may even align with science, it's impossible to delve into the Vinaya or the Sutta Pitaka without encountering otherworldly beings or supernatural events.
To me, the credibility of miracles comes down to the evidence. Any extraordinary event, such as a person acting completely against their character, is improbable from the start. However, the law recognizes that even the best individuals can commit awful crimes if the evidence supports it. Likewise, we can't declare the most remarkable breaches of natural law impossible if there's enough evidence, although that evidence must be proportionate to the strangeness of the circumstances. I don't see how the consistency of nature argues against the possibility of miracles since a miracle is typically seen not as an event without a cause, but as stemming from a new cause, namely the intervention of a superhuman entity. Many well-known miracles can be imagined as actions performed by this entity through an understanding and control of some unknown natural force, much like how we wield electricity. All that's needed is evidence to demonstrate that they can do so. Conversely, the main flaw of any religion based on miracles is that their truth is often disputed and understandably so. If they are indeed true, why isn’t there certainty surrounding them? Of all the miraculous phenomena—ghosts, fortune telling, magic, clairvoyance, prophesying, and so on—none receive unquestionable acceptance. Miracles, signs, and apparitions have been documented throughout history, yet none have been confirmed with a conviction that universally convinces people, and skepticism has been present in many eras. Even during Vedic times, some people denied the existence of Indra[714].
It's evident that some miracles require more evidence than others, and many ancient tales are so outlandish that they can justifiably be dismissed because those who reported them may not have recognized, as we can, the complexities they entail, and thus felt no need for cautious belief. Among ancient Indians or Hebrews, stories of seven-headed snakes or halting the sun didn't provoke critical thinking since those phenomena seemed just as plausible as centipedes or eclipses. Only those aware that such stories contradict everything we know about anatomy and astronomy can appreciate their improbability and the amount of evidence needed to make them credible. The most important distinction among miracles (I use the term as a common description of extraordinary events that's easily understood, even if difficult to define) is whether they are subjective—that is, relying ultimately on impressions made in certain, but not all, human minds—or objective, meaning all witnesses would perceive them just like any other event. A man floating in the air would be an objective miracle if it's accepted that this levitation was as real as a bird’s flight, and robust evidence would be essential to convince us that such an event truly occurred. However, the situation changes if we consider the belief of a passionate individual claiming they rose up, or even the beliefs of their followers, who, while in a trance, think they saw it happen. There's no reason to doubt the subjective reality of well-documented visions, and as motivators and influences for action, they can hold genuine objective importance. Miracles of healing work similarly. A person's mind can influence their body, either directly through their belief that specific physical changes are about to occur, or indirectly through the impact of a strong external mind that can either calm or energize them. There’s little doubt that some people possess a unique ability to heal mental or nervous disorders, and I’m not inclined to dismiss any credible miraculous healings. I believe that sudden mental relief or intense joy can fully affect a person’s physical being, so much so that even ailments typically seen as unrelated to nerves can disappear. However, while there’s no reason to discredit healing miracles, it's clear they are often exaggerated and misrepresented by those who do not understand their nature. Contemporary accounts of cures purportedly occurring at Lourdes stay within the realm of the explainable, but someone from the Hindu tradition witnessing a cripple regain some movement might equally be inclined to believe that when a person had their leg amputated, the stump could regenerate into a complete limb.
The miraculous events described in the Pitakas differ from those in later works, whether Mahayanist literature or the Hindu Puranas and Epics, primarily in their moderation. They can be categorized in several ways. Many of these accounts are merely embellishments or flourishes resulting from poetic exuberance, celebrated in those warm climates though jarring to our cooler sensibilities. In every culture, poetry is allowed to stretch beyond the mundane boundaries of fact without criticism. When an English poet writes that—
The red rose cries, "She’s close, she’s close:"
And the white rose weeps, "She’s late:"
The larkspur listens, "I hear, I hear:"
And the lily whispers, "I wait--"
no one criticizes the lines as absurd because flowers cannot talk, nor do they try to prove that they can. Poetry can take liberties with facts as long as it adheres to metaphors that seem natural to the reader. The same leniency isn’t afforded in more unfamiliar settings. Thus, while a shower of flowers from the heavens isn’t any more extraordinary than talking flowers and is quite typical in Indian poetry, it would likely confuse an English audience[715]. An Indian poet wouldn’t suggest that flowers talk but would express the same idea by saying that the spirits living in trees and plants recited verses. Similarly, when an artist depicts an angel with wings sprouting from their shoulder blades, even the most scientific do not feel the need to point out that no such body structure is recognized or likely. Likewise, the deeply religious do not insist that such creatures exist. The whole question is quietly accepted, free from further debate. It is in this spirit that Indian texts recount how when the Buddha traveled, showers of flowers fell from the sky and heavenly music filled the air or diversify their theological discussions with interludes of demons, nymphs, and magical serpents. Although this burst of imagination clashes with our notions of rationality and proportion, Buddhists tend not to blur the line between what Matthew Arnold termed Literature and Dogma. The Buddha's travels to different heavens aren’t presented as definitive beliefs; they simply serve as a pleasant backdrop for his teachings.
Some miracles, however, carry a more serious nature and can be more challenging to separate from the fundamentals of faith. The Pitakas portray the Buddha as having the ability to see everything happening in the world and to teleport anywhere at will. Yet, even in these instances, we may recall that when we describe a well-informed and active person as omniscient and everywhere at once, it is understood. The exaggerations in Indian legends are balanced by the trivial importance often ascribed to them. No miraculous event credited to the Buddha holds the same weight that Christians assign to the virgin birth or the resurrection of Christ. His extraordinary abilities align with the depiction of his character. Most of these miraculous accounts aim to convey a mind and will of greater than human strength, but the superhuman, as idealized, seldom performs healing miracles. He saves humanity by showing the path to salvation rather than alleviating isolated instances of physical suffering. In later texts, he is depicted as performing numerous and remarkable miracles, but these instances allow us to trace the most apparent embellishments added over time.
2
The elaboration of marvellous episodes is regarded in India as a legitimate form of literary art, no more blameable than dramatization, and in sacred writings it flourishes unchecked. In Hinduism, as in Buddhism, there is not wanting a feeling that the soul is weary of the crowd of deities who demand sacrifices and promise happiness, and on the serener heights of philosophy gods have little place. Still most forms of Hinduism cannot like Buddhism be detached from the gods, and no extravagance is too improbable to be included in the legends about them. The extravagance is the more startling because their exploits form part of quasi-historical narratives. Râma and Krishna seem to be idealized and deified portraits of ancient heroes, who came to be regarded as incarnations of the Almighty. This is understood by Indians to mean not that the Almighty submitted consistently to human limitations, but that he, though incarnate, exercised whenever it pleased him and often most capriciously his full divine force. With this idea before them and no historical scruples to restrain them, Indian writers tell how Krishna held up a mountain on his finger, Indian readers accept the statement, and crowds of pilgrims visit the scene of the exploit.
The later Buddhist writings are perhaps not less extravagant than the Puranas, but the Pitakas are relatively sober, though not quite consistent in their account of the Buddha's attitude to the miraculous. Thus he encourages Sâgata[716] to give a display of miracles, such as walking in the air, in order to prepare the mind of a congregation to whom he is going to preach, but in other narratives[717] which seem ancient and authentic, he expresses his disapproval of such performances (just as Christ refused to give signs), and says that they do not "conduce to the conversion of the unconverted or to the increase of the converted." Those who know India will easily call up a picture of how the Bhikkhus strove to impress the crowd by exhibitions not unlike a modern juggler's tricks and how the master stopped them. His motives are clear: these performances had nothing to do with the essence of his teaching. If it be true that he ever countenanced them, he soon saw his error. He did not want people to say that he was a conjurer who knew the Gândhâra charm or any other trick. And though we have no warrant for doubting that he believed in the reality of the powers known as iddhi, it is equally certain that he did not consider them essential or even important for religion.
Somewhat similar is the attitude of early Buddhism to the spirit world—the hosts of deities and demons who people this and other spheres. Their existence is assumed, but the truths of religion are not dependent on them, and attempts to use their influence by sacrifices and oracles are deprecated as vulgar practices similar to juggling. Later Buddhism became infected with mythology and the critical change occurs when deities, instead of being merely protectors of the church, take an active part in the work of salvation. When the Hindu gods developed into personalities who could appeal to religious and philosophic minds as cosmic forces, as revealers of the truth and guides to bliss, the example was too attractive to be neglected and a pantheon of Bodhisattvas arose. But it is clear that when the Buddha preached in Kosala and Magadha, the local deities had not attained any such position. The systems of philosophy then in vogue were mostly not theistic, and, strange as the words may sound, religion had little to do with the gods. If this be thought to rest on a mistranslation, it is certainly true that the dhamma had very little to do with devas. The example of Rome under the Empire or of modern China makes the position clearer. In neither would a serious enquirer turn to the ancient national gods for spiritual help.
Often as the Devas figure in early Buddhist stories, the significance of their appearance nearly always lies in their relations with the Buddha or his disciples. Of mere mythology, such as the dealings of Brahmâ and Indra with other gods, there is little. In fact the gods, though freely invoked as accessories, are not taken seriously[718], and there are some extremely curious passages in which Gotama seems to laugh at them, much as the sceptics of the eighteenth century laughed at Jehovah. Thus in the Kevaddha sutta[719] he relates how a monk who was puzzled by a metaphysical problem applied to various gods and finally accosted Brahmâ himself in the presence of all his retinue. After hearing the question, which was Where do the elements cease and leave no trace behind? Brahmâ replies, "I am the Great Brahmâ, the Supreme, the Mighty, the All-seeing, the Ruler, the Lord of all, the Controller, the Creator, the Chief of all, appointing to each his place, the Ancient of days, the Father of all that are and are to be." "But," said the monk, "I did not ask you, friend, whether you were indeed all you now say, but I ask you where the four elements cease and leave no trace." Then the Great Brahmâ took him by the arm and led him aside and said, "These gods think I know and understand everything. Therefore I gave no answer in their presence. But I do not know the answer to your question and you had better go and ask the Buddha." Even more curiously ironical is the account given of the origin of Brahmâ[720]. There comes a time when this world system passes away and then certain beings are reborn in the World of Radiance and remain there a long time. Sooner or later, the world system begins to evolve again and the palace of Brahmâ appears, but it is empty. Then some being whose time is up falls from the World of Radiance and comes to life in the palace and remains there alone. At last he wishes for company, and it so happens that other beings whose time is up fall from the World of Radiance and join him. And the first being thinks that he is Great Brahmâ, the Creator, because when he felt lonely and wished for companions other beings appeared. And the other beings accept this view. And at last one of Brahmâ's retinue falls from that state and is born in the human world and, if he can remember his previous birth, he reflects that he is transitory but that Brahmâ still remains and from this he draws the erroneous conclusion that Brahmâ is eternal.
He who dared to represent Brahmâ (for which name we might substitute Allah or Jehovah) as a pompous deluded individual worried by the difficulty of keeping up his position had more than the usual share of scepticism and irony. The compilers of such discourses regarded the gods as mere embellishments, as gargoyles and quaint figures in the cathedral porch, not as saints above the altar. The mythology and cosmology associated with early Buddhism are really extraneous. The Buddha's teaching is simply the four truths and some kindred ethical and psychological matter. It grew up in an atmosphere of animism which peopled the trees and streams and mountains with spirits. It accepted and played with the idea, just as it might have accepted and played with the idea of radio-activity. But such notions do not affect the essence of the Dharma and it might be preached in severe isolation. Yet in Asia it hardly ever has been so isolated. It is true that Indian mythology has not always accompanied the spread of Buddhism. There is much of it in Tibet and Mongolia but less in China and Japan and still less in Burma. But probably in every part of Asia the Buddhist missionaries found existing a worship of nature spirits and accepted it, sometimes even augmenting and modifying it. In every age the elect may have risen superior to all ideas of gods and heavens and hells, but for any just historical perspective, for any sympathetic understanding of the faith as it exists as a living force to-day, it is essential to remember this background and frame of fantastic but graceful mythology.
Many later Mahayanist books are full of dhâraṇîs or spells. Dhâraṇîs are not essentially different from mantras, especially tantric mantras containing magical syllables, but whereas mantras are more or less connected with worship, dhâraṇîs are rather for personal use, spells to ward off evil and bring good luck. The Chinese pilgrim Hsüan Chuang[721] states that the sect of the Mahâsanghikas, which in his opinion arose in connection with the first council, compiled a Pitaka of dhâraṇîs. The tradition cannot be dismissed as incredible for even the Dîgha-Nikâya relates how a host of spirits visited the Buddha in order to impart a formula which would keep his disciples safe from harm. Buddhist and Brahmanic mythology represent two methods of working up popular legends. The Mahâbhârata and Puranas introduce us to a moderately harmonious if miscellaneous society of supernatural personages decently affiliated to one another and to Brahmanic teaching. The same personages reappear in Buddhism but are analogous to Christian angels or to fairies rather than to minor deities. They are not so much the heroes of legends, as protectors: they are interesting not for their past exploits but for their readiness to help believers or to testify to the true doctrine. Still there was a great body of Buddhist and Jain legend in ancient India which handled the same stories as Brahmanic legend—e.g. the tale of Krishna—but in a slightly different manner. The characteristic form of Buddhist legend is the Jâtaka, or birth story. Folk-lore and sagas, ancient jokes and tragedies, the whole stock in trade of rhapsodists and minstrels are made an edifying and interesting branch of scripture by simply identifying the principal characters with the Buddha, his friends and his enemies in their previous births[722]. But in Hinayanist Buddhism legend and mythology are ornamental, and edifying, nothing more. Spirits may set a good example or send good luck: they have nothing to do with emancipation or nirvana. The same distinction of spheres is not wholly lost in Hinduism, for though the great philosophic works treat of God under various names they mostly ignore minor deities, and though the language of the Bhagavad-gîtâ is exuberant and mythological, yet only Krishna is God: all other spirits are part of him.
The deities most frequently mentioned in Buddhist works are Indra, generally under the name of Sakka (Śakra) and Brahmâ. The former is no longer the demon-slaying soma-drinking deity of the Vedas, but the heavenly counterpart of a pious Buddhist king. He frequently appears in the Jâtaka stories as the protector of true religion and virtue, and when a good man is in trouble, his throne grows hot and attracts his attention. His transformation is analogous to the process by which heathen deities, especially in the Eastern Church, have been accepted as Christian saints[723]. Brahmâ rules in a much higher heaven than Sakka. His appearances on earth are rarer and more weighty, and sometimes he seems to be a personification of whatever intelligence and desire for good there is in the world[724]. But in no case do the Pitakas concede to him the position of supreme ruler of the Universe. In one singular narrative the Buddha tells his disciples how he once ascertained that Brahmâ Baka was under the delusion that his heaven was eternal and cured him of it[725].
The creation of amazing stories is seen in India as a valid form of literary art, no more blameworthy than dramatization, and it thrives freely in sacred texts. In Hinduism, like in Buddhism, there's a sense that the soul is tired of the multitude of gods who demand sacrifices and promise happiness, and at the higher levels of philosophy, gods have little significance. Still, unlike Buddhism, most forms of Hinduism can't be separated from the gods, and no absurdity is too unbelievable to be included in the legends about them. The absurdity is more striking because their adventures are woven into what are essentially quasi-historical narratives. Râma and Krishna appear to be idealized and deified representations of ancient heroes, who came to be seen as incarnations of the Almighty. Indians understand this to mean that the Almighty, though incarnate, occasionally and often whimsically exercised his full divine power, rather than that he consistently submitted to human limitations. With this perspective and without historical constraints, Indian writers narrate how Krishna held up a mountain on his finger; Indian readers accept this, and throngs of pilgrims visit the site of the event.
The later Buddhist writings might be just as extravagant as the Puranas, but the Pitakas are relatively reserved, even though not entirely consistent regarding the Buddha's attitude towards the miraculous. He encourages Sâgata[716] to showcase miracles like walking in the air to prepare a congregation he is about to preach to, but in other narratives[717], which seem ancient and authentic, he disapproves of such displays (just as Christ refused to show signs), saying they do not "lead to the conversion of the unconverted or help the converted." Those familiar with India can easily picture how the Bhikkhus attempted to impress the crowd with performances similar to modern juggling tricks and how the master intervened. His reasons are clear: these acts had nothing to do with the core of his teachings. If he ever condoned them, he soon recognized his mistake. He did not want people to perceive him as a conjurer who knew the Gândhâra charm or other tricks. And while we have no reason to doubt that he believed in the reality of powers known as iddhi, it is equally certain he did not view them as essential or even significant for religion.
Early Buddhism's attitude toward the spirit world—the multitude of deities and demons inhabiting this and other realms—is somewhat similar. Their existence is taken for granted, yet religious truths do not depend on them, and attempts to manipulate their influence through sacrifices and oracles are regarded as vulgar practices akin to juggling. Later, Buddhism became influenced by mythology, and the pivotal shift occurs when deities, instead of merely guarding the church, become active participants in the work of salvation. When Hindu gods evolved into figures that could resonate with religious and philosophic minds as cosmic forces, truth revealers, and guides to bliss, the attraction was too strong to resist, leading to the rise of a pantheon of Bodhisattvas. However, it is clear that when the Buddha preached in Kosala and Magadha, local deities had not reached such prominence. The philosophical systems then prevalent were mostly non-theistic, and, though it may sound strange, religion had little to do with the gods. Even if this is thought to be a mistranslation, it remains true that the dhamma had very little to do with devas. The example of Rome during the Empire or of modern China clarifies the situation: in either case, a serious inquirer would not turn to the ancient national gods for spiritual assistance.
Despite the frequent appearance of Devas in early Buddhist stories, their significance primarily lies in their relationship with the Buddha or his disciples. There is little in the way of mere mythology, such as the interactions of Brahmâ and Indra with other gods. In fact, the gods, though casually invoked as accessories, aren't taken seriously[718], and some intriguing passages depict Gotama laughing at them, much like the skeptics of the eighteenth century laughed at Jehovah. For example, in the Kevaddha sutta[719], a monk puzzled by a metaphysical question consults various gods and ultimately approaches Brahmâ, accompanied by all his entourage. After hearing the question of where the elements cease and leave no trace, Brahmâ replies, "I am the Great Brahmâ, the Supreme, the Mighty, the All-seeing, the Ruler, the Lord of all, the Controller, the Creator, the Chief of all, appointing to each his place, the Ancient of days, the Father of all that are and are to be." "But," the monk says, "I did not ask you, friend, whether you are indeed all you say, but where do the four elements cease and leave no trace?" Then the Great Brahmâ takes him by the arm, leads him aside, and says, "These gods think I know and understand everything. That's why I gave no answer in their presence. But I don’t know the answer to your question, so you’d better go ask the Buddha." Even more ironically, the account of Brahmâ's origin[720] reveals that when this world system fades away, certain beings are reborn in the World of Radiance and stay there for a long time. Eventually, the world system begins to evolve again, and Brahmâ's palace appears, but it is empty. Then, when a being’s time is up, they fall from the World of Radiance and come to life in the palace, remaining there alone. Eventually, wanting company, others whose time is up fall from the World of Radiance and join him. The first being assumes he is Great Brahmâ, the Creator, because he felt lonely and wished for companions, and the other beings accept this belief. Eventually, one of Brahmâ's followers falls from that state and is born in the human world. If he recalls his previous birth, he realizes he is temporary, but believes Brahmâ is eternal, drawing the wrong conclusion from this.
He who dared to portray Brahmâ (for which we might substitute Allah or Jehovah) as a pompous, deluded individual struggling to maintain his position had a remarkable degree of skepticism and irony. The creators of such discourses viewed the gods merely as embellishments, like gargoyles and whimsical figures at a cathedral entrance, not as saints at the altar. The mythology and cosmology tied to early Buddhism are truly extraneous. The Buddha's teachings simply consist of the four truths and some related ethical and psychological matters. It arose in an atmosphere of animism that filled trees, streams, and mountains with spirits. It accepted and played with these ideas, much like it might have with the concept of radioactivity. However, such ideas do not impact the essence of the Dharma, which could be preached in complete isolation. Yet in Asia, it has rarely been that isolated. It’s accurate to say that Indian mythology hasn’t always accompanied the spread of Buddhism. There’s a lot of it in Tibet and Mongolia but less so in China and Japan, and even less in Burma. However, in every part of Asia, Buddhist missionaries likely encountered existing worship of nature spirits and embraced it, sometimes even enhancing and altering it. Throughout the ages, the enlightened may have transcended ideas of gods and realms of heaven and hell, but for a proper historical perspective and a sympathetic understanding of the faith as a living force today, it’s essential to recognize this background and framework of fantastic yet graceful mythology.
Many later Mahayanist texts are filled with dhâraṇîs or spells. Dhâraṇîs are not fundamentally different from mantras, especially tantric mantras that contain magical syllables, but while mantras are typically related to worship, dhâraṇîs are more personal, spells intended to ward off evil and bring good fortune. The Chinese pilgrim Hsüan Chuang[721] mentions that the sect of the Mahâsanghikas, which he believes emerged from the first council, compiled a Pitaka of dhâraṇîs. This tradition can't be dismissed as unbelievable since even the Dîgha-Nikâya recounts how a legion of spirits visited the Buddha to share a formula that would keep his disciples safe from harm. Buddhist and Brahmanic mythology illustrates two approaches to developing popular legends. The Mahâbhârata and Puranas introduce us to a fairly harmonious yet diverse society of supernatural beings suitably connected to one another and Brahmanic teaching. These same figures reappear in Buddhism but are more akin to Christian angels or fairies rather than minor deities. They serve more as protectors than as legends' heroes; their significance lies not in past deeds but in their willingness to assist believers or affirm the true doctrine. Still, there exists a significant body of Buddhist and Jain legend in ancient India that handled the same stories as Brahmanic legend—e.g., the tale of Krishna—albeit in a slightly different manner. The typical form of Buddhist legend is the Jâtaka, or birth story. Folktales, sagas, ancient jokes and tragedies—the complete toolkit of rhapsodists and minstrels—become a meaningful and engaging branch of scripture merely by recognizing the main characters as the Buddha, his friends, and his enemies in their previous lives[722]. However, in Hinayanist Buddhism, legend and mythology are decorative and edifying, nothing more. Spirits may set a good example or bring good fortune; they’re irrelevant to liberation or nirvana. This distinction is not entirely lost in Hinduism, as although great philosophical works discuss God under various names, they mostly overlook lesser deities. Though the Bhagavad-gîtâ employs an exuberant and mythological language, only Krishna is God; all other spirits are part of him.
The deities most commonly mentioned in Buddhist texts are Indra, often referred to as Sakka (Śakra), and Brahmâ. The former is no longer the demon-slaying, soma-drinking deity of the Vedas, but rather the heavenly counterpart of a devout Buddhist king. He frequently appears in Jâtaka stories as the protector of true religion and virtue, and when a good person is in distress, his throne heats up, drawing his attention. His transformation reflects the process by which pagan deities, especially in the Eastern Church, have been recognized as Christian saints[723]. Brahmâ reigns in a much loftier heaven than Sakka; his appearances on earth are rarer and more significant, and at times he appears to embody the intelligence and desire for good present in the world[724]. However, the Pitakas never grant him the title of supreme ruler of the Universe. In one unique narrative, the Buddha recounts how he once realized that Brahmâ Baka was under the misconception that his heaven was eternal and corrected him[725].
3
All Indian religions have a passion for describing in bold imaginative outline the history and geography of the universe. Their ideas are juster than those of Europeans and Semites in so far as they imply a sense of the distribution of life throughout immensities of time and space. The Hindu perceived more clearly than the Jew and Greek that his own age and country were merely parts of a much longer series and of a far larger structure or growth. He wished to keep this whole continually before the mind, but in attempting to describe it he fell into that besetting intellectual sin of India, the systematizing of the imaginary. Ages, continents and worlds are described in detailed statements which bear no relation to facts. Thus, Brahmanic cosmogony usually deals with a period of time called Kalpa. This is a day in the life of Brahmâ, who lives one hundred years of such days, and it marks the duration of a world which comes into being at its commencement and is annihilated at its end. It consists of 4320 times a million years and is divided into fourteen smaller periods called manvantaras each presided over by a superhuman being called Manu[726]. A manvantara contains about seventy-one mahâyugas and each mahâyuga is what men call the four ages of the world[727]. Geography and astronomy show similar precision. The Earth is the lowest of seven spheres or worlds, and beneath it are a series of hells[728]. The three upper spheres last for a hundred Kalpas but are still material, though less gross than those below. The whole system of worlds is encompassed above and below by the shell of the egg of Brahmâ. Round this again are envelopes of water, fire, air, ether, mind and finally the infinite Pradhâna or cause of all existing things. The earth consists of seven land-masses, divided and surrounded by seven seas. In the centre of the central land-mass rises Mount Meru, nearly a million miles high and bearing on its peaks the cities of Brahmâ and other gods.
The cosmography of the Buddhists is even more luxuriant, for it regards the universe as consisting of innumerable spheres (cakkavâlas), each of which might seem to a narrower imagination a universe in itself, since it has its own earth, heavenly bodies, paradises and hells. A sphere is divided into three regions, the lowest of which is the region of desire. This consists of eleven divisions which, beginning from the lowest, are the hells, and the worlds of animals, Pretas (hungry ghosts), Asuras (Titans)[729] and men. This last, which we inhabit, consists of a vast circular plain largely covered with water. In the centre of it is Mount Meru, and it is surrounded by a wall. Above it rise six devalokas, or heavens of the inferior gods. Above the realms of desire there follow sixteen worlds in which there is form but no desire. All are states of bliss one higher than the other and all are attained by the exercise of meditation. Above these again come four formless worlds, in which there is neither desire nor form. They correspond to the four stages of Arûpa trances and in them the gross and evil elements of existence are reduced to a minimum, but still they are not permanent and cannot be regarded as final salvation. We naturally think of this series of worlds as so many storeys rising one above the other and they are so depicted[730] but it will be observed that the animal kingdom is placed between the hells and humanity, obviously not as having its local habitation there but as better off than the one, though inferior to the other, and perhaps if we pointed this out to the Hindu artist he would smile and say that his many storeyed picture must not be taken so literally: all states of being are merely states of mind, hellish, brutish, human and divine.
Grotesque as Hindu notions of the world may seem, they include two great ideas of modern science. The universe is infinite or at least immeasurable[731]. The vision of the astronomer who sees a solar system in every star of the milky way is not wider than the thought that devised these Cakkavâlas or spheres, each with a vista of heavens and a procession of Buddhas, to look after its salvation. Yet compared with the sum of being a sphere is an atom. Space is filled by aggregates of them, considered by some as groups of three, by others as clusters of a thousand. And secondly these world systems, with the living beings and plants in them, are regarded as growing and developing by natural processes, and, equally in virtue of natural processes, as decaying and disintegrating when the time comes. In the Aggañña-Sutta[732] we have a curious account of the evolution of man which, though not the same as Darwin's, shows the same idea of development or perhaps degeneration and differentiation. Human beings were originally immaterial, aerial and self-luminous, but as the world gradually assumed its present form they took to eating first of all a fragrant kind of earth and then plants with the result that their bodies became gross and differences of sex and colour were produced.
No sect of Hinduism personifies the powers of evil in one figure corresponding to Satan, or the Ahriman of Persia. In proportion as a nation thinks pantheistically it is disinclined to regard the world as being mainly a contest between good and evil. It is true there are innumerable demons and innumerable good spirits who withstand them. But just as there is no finality in the exploits of Râma and Krishna, so Râvaṇa and other monsters do not attain to the dignity of the Devil. In a sense the destructive forces are evil, but when they destroy the world at the end of a Kalpa the result is not the triumph of evil. It is simply winter after autumn, leading to spring and another summer.
Buddhism having a stronger ethical bias than Hinduism was more conscious of the existence of a Tempter, or a power that makes men sin. This power is personified, but somewhat indistinctly, as Mâra, originally and etymologically a god of death. He is commonly called Mâra the Evil One[733], which corresponds to the Mrityuh pâpmâ of the Vedas, but as a personality he seems to have developed entirely within the Buddhist circle and to be unknown to general Indian mythology. In the thought of the Pitakas the connection between death and desire is clear. The great evils and great characteristics of the world are that everything in it decays and dies and that existence depends on desire. Therefore the ruler of the world may be represented as the god of desire and death. Buddha and his saints struggle with evil and overcome it by overcoming desire and this triumphant struggle is regarded as a duel with Mâra, who is driven off and defeated[734].
Even in his most mythological aspects, Mâra is not a deity of Hell. He presides over desire and temptation, not over judgment and punishment. This is the function of Yama, the god of the dead, and one of the Brahmanic deities who have migrated to the Far East. He has been adopted by Buddhism, though no explanation is given of his status. But he is introduced as a vague but effective figure—and yet hardly more than a metaphor—whenever it is desired to personify the inflexible powers that summon the living to the other world and there make them undergo, with awful accuracy, the retribution due for their deeds. In a remarkable passage[735] called Death's Messengers, it is related that when a sinner dies he is led before King Yama who asks him if he never saw the three messengers of the gods sent as warnings to mortals, namely an old man, a sick man and a corpse. The sinner under judgment admits that he saw but did not reflect and Yama sentences him to punishment, until suffering commensurate to his sins has been inflicted.
Buddhism tells of many hells, of which Avîci is the most terrible. They are of course all temporary and therefore purgatories rather than places of eternal punishment, and the beings who inhabit them have the power of struggling upwards and acquiring merit[736], but the task is difficult and one may be born repeatedly in hell. The phraseology of Buddhism calls existences in heavens and hells new births. To us it seems more natural to say that certain people are born again as men and that others go to heaven or hell. But the three destinies are really parallel[737].
The desire to accommodate influential ideas, though they might be incompatible with the strict teaching of the Buddha, is well seen in the position accorded to spirits of the dead. The Buddha was untiring in his denunciation of every idea which implied that some kind of soul or double escapes from the body at death and continues to exist. But the belief in the existence of departed ancestors and the presentation of offerings to them have always formed a part of Hindu domestic religion. To gratify this persistent belief, Buddhism recognized the world of Petas, that is ghosts or spirits. Many varieties of these are described in later literature. Some are as thin as withered leaves and suffer from continual hunger, for their mouths are so small that they can take no solid food. According to strict theology, the Petas are a category of beings just above animals and certain forms of bad conduct entail birth among them. But in popular estimation, they are merely the spirits of the dead who can receive nourishment and other benefits from the living. The veneration of the dead and the offering of sacrifices to or for them, which form a conspicuous feature in Far Eastern Buddhism, are often regarded as a perversion of the older faith, and so, indeed, they are. Yet in the Khuddaka-pâṭha[738], which if not a very early work is still part of the Sutta Pitaka, are found some curious and pathetic verses describing how the spirits of the departed wait by walls and crossways and at the doors, hoping to receive offerings of food. When they receive it their hearts are gladdened and they wish their relatives prosperity. As many streams fill the ocean, so does what is given here help the dead. Above all, gifts given to monks will redound to the good of the dead for a long time. This last point is totally opposed to the spirit of Gotama's doctrine, but it contains the germ of the elaborate system of funeral masses which has assumed vast proportions in the Far East.
All Indian religions are passionate about vividly depicting the history and geography of the universe. Their concepts are more accurate than those of Europeans and Semites because they reflect an understanding of life's distribution across vast stretches of time and space. The Hindu recognized more clearly than the Jew and Greek that his own era and land were simply parts of a much longer series and a far larger structure or growth. He wanted to keep this whole concept at the forefront of his mind, but when he attempted to describe it, he fell into that intellectual trap of India, the systematizing of the imaginary. Ages, continents, and worlds are detailed in statements that bear no relation to facts. Thus, Brahmanic cosmogony commonly deals with a period called Kalpa. This represents a day in the life of Brahmâ, who lives for one hundred years of these days, and it marks the duration of a world that comes into existence at its start and is destroyed at its end. It lasts for 4,320 million years and is divided into fourteen smaller periods called manvantaras, each overseen by a superhuman entity known as Manu[726]. A manvantara contains approximately seventy-one mahâyugas, and each mahâyuga corresponds to what people call the four ages of the world[727]. Geography and astronomy display similar precision. The Earth is the lowest of seven spheres or worlds, with a series of hells below it[728]. The three upper spheres last for a hundred Kalpas but are still material, albeit less dense than those below. The entire system of worlds is surrounded above and below by the shell of the egg of Brahmâ. Surrounding that are envelopes of water, fire, air, ether, mind, and finally the infinite Pradhâna, the cause of all existing things. The earth comprises seven landmasses divided and encircled by seven seas. At the center of the central landmass rises Mount Meru, nearly a million miles high, crowned with the cities of Brahmâ and other gods.
The cosmography of the Buddhists is even more elaborate, as it views the universe as consisting of countless spheres (cakkavâlas), each of which might appear to a narrower imagination to be a universe in itself, complete with its own earth, heavenly bodies, paradises, and hells. A sphere is divided into three regions, the lowest of which is the realm of desire. This includes eleven divisions, starting from the lowest, which are the hells, and the worlds of animals, Pretas (hungry ghosts), Asuras (Titans)[729], and humans. Our realm, where we live, features an immense circular plain mostly covered with water. In the center of it stands Mount Meru, surrounded by a wall. Above it rise six devalokas, or heavens of the inferior gods. Following the realms of desire are sixteen worlds in which there is form but no desire. All are states of bliss, each one higher than the other, all achieved through meditation. Above these come four formless worlds, devoid of both desire and form. They correspond to the four stages of Arûpa trances, where the coarse and negative aspects of existence are minimized, yet these states are not permanent and cannot be seen as final salvation. We naturally envision this series of worlds as levels stacked one above the other, and they are illustrated as such[730]. However, it should be noted that the animal kingdom is situated between hells and humanity, not because it has a specific location there, but because it is better off than the hellish state, while still being inferior to human existence. If we pointed this out to a Hindu artist, he might smile and suggest that his multi-layered depiction shouldn't be taken too literally: all states of being are merely states of mind, whether hellish, bestial, human, or divine.
As strange as Hindu concepts of the world may seem, they encompass two significant ideas of modern science. First, the universe is infinite or at least immeasurable[731]. The astronomer's vision, seeing a solar system in every star of the Milky Way, is no broader than the thought that created these Cakkavâlas or spheres, each with its own heavens and a procession of Buddhas ensuring its salvation. Still, in comparison to the totality of existence, a sphere is merely an atom. Space is filled with collections of them, understood by some as groups of three, and by others as clusters of a thousand. Secondly, these world systems, along with the living beings and plants within them, are viewed as naturally evolving and developing, and, through natural processes, eventually decaying and disintegrating when their time comes. In the Aggañña-Sutta[732], we find an intriguing account of human evolution which, while different from Darwin's, conveys the same concept of development or perhaps degeneration and differentiation. Humans were originally immaterial, airy, and self-luminous, but as the world gradually took its present form, they began consuming first a fragrant kind of earth, then plants, resulting in their bodies becoming denser, with differences in sex and color emerging.
No sect of Hinduism embodies the forces of evil in a single figure like Satan or the Ahriman of Persia. The more a culture adopts a pantheistic perspective, the less it is inclined to see the world primarily as a struggle between good and evil. While there are indeed countless demons and an abundance of good spirits that oppose them, just as there is no resolution in the stories of Râma and Krishna, figures like Râvaṇa and other monsters do not rise to the stature of the Devil. In a sense, destructive forces are evil, but when they destroy the world at the end of a Kalpa, it does not signify the triumph of evil. It is merely winter following autumn, leading to spring and another summer.
Buddhism, having a stronger ethical focus than Hinduism, is more attuned to the existence of a Tempter, or a force that leads people to sin. This force is personified, though somewhat vaguely, as Mâra, originally a god of death. He is commonly referred to as Mâra the Evil One[733], corresponding to the Mrityuh pâpmâ of the Vedas, but he seems to have developed solely within the Buddhist tradition and is unfamiliar to general Indian mythology. In the teachings of the Pitakas, the link between death and desire is evident. The fundamental issues and major characteristics of the world are that everything decays and dies, and that existence hinges on desire. Consequently, the ruler of the world can be seen as the god of desire and death. Buddha and his followers fight against evil, triumphing by conquering desire, and this victorious struggle is viewed as a confrontation with Mâra, who is ultimately repelled and defeated[734].
Even in his most mythological aspects, Mâra is not a deity of Hell. He represents desire and temptation, rather than judgment and punishment. That role belongs to Yama, the god of the dead, one of the Brahmanic deities who migrated to the East. He has been adopted by Buddhism, though his status is left vague. He is introduced as an ambiguous yet impactful figure—hardly more than a metaphor—whenever there is a need to personify the unwavering forces that lead the living to the afterlife and ensure they undergo, with chilling precision, the retribution due for their actions. In a notable passage[735] known as Death's Messengers, it is mentioned that when a sinner dies, he is brought before King Yama, who asks him if he ever saw the three messengers of the gods sent as warnings to mortals: an old man, a sick man, and a corpse. The sinner reveals that he did see them but failed to reflect, leading Yama to sentence him to punishment until he has suffered in proportion to his sins.
Buddhism speaks of many hells, with Avîci being the most dreadful. They are all temporary and therefore more like purgatories than eternal punishment, and the beings residing there have the ability to struggle upwards and gain merit[736], although the process is challenging and one may be repeatedly born in hell. In Buddhism, existences in heavens and hells are referred to as new births. To us, it seems more natural to say that some people are reborn as humans and that others end up in heaven or hell. However, the three fates are actually parallel[737].
The desire to integrate influential ideas, even if they conflict with Gautama's strict teachings, is evident in the recognition given to the spirits of the deceased. The Buddha tirelessly denounced any concept suggesting that some kind of soul or double escapes the body at death and continues to exist. Nonetheless, belief in the existence of departed ancestors and offerings made to them have always been integral to Hindu domestic practices. To accommodate this persistent belief, Buddhism acknowledged the realm of Petas, meaning ghosts or spirits. Various types of these are depicted in later literature. Some are as thin as dried leaves and suffer from incessant hunger because their mouths are so tiny that they can take in no solid food. According to strict theology, Petas constitute a category of beings just above animals, and certain forms of wrongdoing lead to rebirth among them. However, in popular belief, they are merely viewed as the spirits of the dead who can receive sustenance and other benefits from the living. The reverence for the dead and the offerings made to or for them, prominent in Far Eastern Buddhism, are often seen as distortions of the older faith, which they indeed are. Yet in the Khuddaka-pâṭha[738], which, although not an early work, is still part of the Sutta Pitaka, there are poignant verses depicting how the spirits of the departed linger by walls and roadways and at doorways, waiting for offerings of food. When they receive it, their hearts are filled with joy, and they wish prosperity for their relatives. Just as many streams contribute to the ocean, so do offerings made here benefit the dead. Most notably, gifts given to monks will greatly benefit the deceased for a long time. This last point starkly contrasts with the essence of Gautama's teachings, but it contains the seeds of the complex system of funeral masses that have gained significant prominence in the Far East.
4
[Footnote 1: The frontier seems to be about Long. 65° E.]
[Footnote 2: See Coedes's views about Śrîvijaya in B.E.F.E.O. 1918, 6. The inscriptions of Rajendracola I (1012-1042 A.D.) show that Hindus in India were not wholly ignorant of Indian conquests abroad.]
[Footnote 3: But the Japanese syllabaries were probably formed under Indian influence.]
[Footnote 4: Probably the Christian doctrine of the atonement or salvation by the death of a deity is an exception. I do not know of any Indian sect which holds a similar view. The obscure verse Rig Veda x. 13. 4 seems to hint at the self-sacrifice of a deity but the hymn about the sacrifice of Purusha (x. 90) has nothing to do with redemption or atonement.]
[Footnote 5: It is possible (though not, I think, certain) that the Buddha called his principal doctrines ariya in the sense of Aryan not of noble. But even the Blessed One may not have been infallible in ethnography. When we call a thing British we do not mean to refer it to the ancient Britons more than to the Saxons or Normans. And was the Buddha an Aryan? See V. Smith, Oxford History of India, p. 47 for doubts.]
[Footnote 6: This is not altogether true of the modern temple ritual.]
[Footnote 7: It is very unfortunate that English usage should make this word appear the same as Brahman, the name of a caste, and there is much to be said for using the old-fashioned word Brahmin to denote the caste, for it is clear, though not correct. In Sanskrit there are several similar words which are liable to be confused in English. In the nominative case they are:
[Footnote 1: The frontier seems to be around Long. 65° E.]
[Footnote 2: See Coedes's views on Śrîvijaya in B.E.F.E.O. 1918, 6. The inscriptions of Rajendracola I (1012-1042 A.D.) show that Hindus in India were not completely unaware of Indian conquests abroad.]
[Footnote 3: However, the Japanese syllabaries were likely developed under Indian influence.]
[Footnote 4: Likely the Christian belief in atonement or salvation through a deity's death is an exception. I don't know of any Indian sect that shares this belief. The obscure verse Rig Veda x. 13. 4 seems to suggest the self-sacrifice of a deity, but the hymn about the sacrifice of Purusha (x. 90) doesn't relate to redemption or atonement.]
[Footnote 5: It’s possible (though I don't think it's certain) that the Buddha referred to his main doctrines as ariya in the sense of Aryan, not noble. But even the Blessed One might not have been infallible in matters of ethnicity. When we call something British, we don’t mean to solely refer to the ancient Britons over the Saxons or Normans. And was the Buddha an Aryan? See V. Smith, Oxford History of India, p. 47 for more on this uncertainty.]
[Footnote 6: This isn't entirely true for the modern temple rituals.]
[Footnote 7: It's unfortunate that English makes this term look like Brahman, the name of a caste, and there’s a strong case for using the older term Brahmin to denote the caste, as it’s clearer, even if not technically accurate. In Sanskrit, there are several similar terms that can be confused in English. In the nominative case, they include:
(1) Brâhmanah, a man of the highest caste.
(2) Brâhmanam, an ancient liturgical treatise.
(3) Brahma, the Godhead, stem Brahman, neuter.
(4) Brahmâ, a masculine nominative also formed from the stem Brahman and used as the name of a personal deity.
(1) Brâhmanah, a person from the highest caste.
(2) Brâhmanam, an old religious text.
(3) Brahma, the ultimate reality, neutral form of Brahman.
(4) Brahmâ, a masculine form also derived from Brahman, used as the name of a personal god.
For (3) the stem Brahman is commonly used, as being distinct from Brahmâ, though liable to be confounded with the name of the caste.]
[Footnote 8: For some years most scholars accepted the opinion that the Buddha died in 487 B.C. but the most recent researches into the history of the Saisunâga dynasty suggest that the date should be put back to 554 B.C. See Vincent Smith, Oxford History of India, p. 52.]
[Footnote 9: This is sometimes rendered simply by desire but desire in English is a vague word and may include feelings which do not come within the Pali tanhâ. The Buddha did not reprobate good desires. See Mrs Rhys David's Buddhism, p. 222 and E.R.E. s.v. Desire.]
[Footnote 10: It is practically correct to say that Buddhism was the first universal and missionary religion, but Mahâvira, the founder of the Jains and probably somewhat slightly his senior, is credited with the same wide view.]
[Footnote 11: It may be conveniently and correctly called Pali Buddhism. This is better than Southern Buddhism or Hînayâna, for the Buddhism of Java which lies even farther to the south is not the same and there were formerly Hînayânists in Central Asia and China.]
[Footnote 12: See Finot, J.A. 1912, n. 121-136.]
[Footnote 13: There is no Indian record of Bodhidharma's doctrine and its origin is obscure, but it seems to have been a compound of Buddhism and Vedantism.]
[Footnote 14: This is proved by coins and also by the Besnagar inscription.]
[Footnote 15: I do not think that this view is disproved by the fact that Patañjali and the scholiasts on Pânini allude to images for they also allude to Greeks. For the contrary view see Sten Konow in I.A. 1909, p. 145. The facts are (a) The ancient Brahmanic ritual used no images. (b) They were used by Buddhism and popular Hinduism about the fourth century B.C. (c) Alexander conquered Bactria in 329 B.C. But allowance must be made for the usages of popular and especially of Dravidian worship of which at this period we know nothing.]
[Footnote 16: Few now advocate an earlier date such as 58 B.C.]
[Footnote 17: His authorship of The Awakening of Faith must be regarded as doubtful.]
[Footnote 18: Much of the Ramayana and Mahabharata must have been composed during this period, both poems (especially the latter) consisting of several strata.]
[Footnote 19: E.g. the Vyûhas of the Pâncarâtras, the five Jinas of the Mahayanists and the five Sadâśiva tattvas. See Gopinâtha Rao, Elements of Indian Iconography, vol. III p. 363.]
[Footnote 20: I draw a distinction between Śâktism and Tantrism. The essence of Śâktism is the worship of a goddess with certain rites. Tantrism means rather the use of spells, gestures, diagrams and various magical or sacramental rites, which accompanies Śâktism but may exist without it.]
[Footnote 21: According to Census of India, 1911, Assam, p. 47, about 80,000 animists were converted to Hinduism in Goalpara between 1901 and 1911 by a Brahman called Sib Narayan Swami.]
[Footnote 22: It is said that in Burma Hindu settlers become absorbed in the surrounding Buddhists. Census of India, 1911, I. p. 120.]
[Footnote 23: The life and writings of Vasubandhu illustrate the transition from the Hina-to the Mahayana. In the earlier part of his life he wrote the Abhidharmakośa which is still used by Mahayanists in Japan as a text-book, though it does not go beyond Hinayanism. Later he became a Mahayanist and wrote Mahayanist works.]
[Footnote 24: As already mentioned, I think Śâktism is the more appropriate word but Tantrism is in common use by the best authorities.]
[Footnote 25: In India proper there are hardly any Buddhists now. The Kumbhipathias, an anti-Brahmanic sect in Orissa, are said to be based on Buddhist doctrines and a Buddhist mission in Mysore, called the Sakya Buddhist Society, has met with some success. See Census of India, 1911, i. pp. 122 and 126.]
[Footnote 26: See the quotation in Schomerus, Der Śaiva Siddhânta, p. 20 where a Saiva Hindu says that he would rather see India embrace Christianity than the doctrine of Śankara.]
[Footnote 27: Some think that the sect called Nimávats was earlier.]
[Footnote 28: The determination of his precise date offers some difficulties. See for further discussion Book v.]
[Footnote 29: The Kadianis and Chet Ramis in the N.W. Provinces are mentioned but even here the fusion seems to be chiefly between Islam and Christianity. See also the article Râdhâ Soârai in E.R.E.]
[Footnote 30: According to the Census of 1911.]
[Footnote 31: There are curious survivals of paganism in out of the way forms of Christianity. Thus animal sacrifices are not extinct among Armenians and Nestorians. See E.R.E. article "Prayer for the Dead" at the end.]
[Footnote 32: The Buddhism of Siam and Burma is similar but in Siam it is a mediæval importation and the early religious history of Burma is still obscure.]
[Footnote 33: Although stability is characteristic of the Hinayana its later literature shows a certain movement of thought phases of which are marked by the Questions of Milinda, Buddhaghosa's works and the Abhidhammattha Sangaha.]
[Footnote 34: E.g. the way a monastic robe should be worn and the Sîmâ.]
[Footnote 35: I believe this to be the orthodox explanation but it is open to many objections.
For (3) the term Brahman is often used, as it is distinct from Brahmâ, though it can easily be confused with the name of the caste.]
[Footnote 8: For several years, most scholars believed that the Buddha died in 487 B.C., but the latest research into the history of the Saisunâga dynasty suggests that it should actually be pushed back to 554 B.C. See Vincent Smith, Oxford History of India, p. 52.]
[Footnote 9: This is sometimes simply translated as desire, but the term desire in English is vague and may include feelings not covered by the Pali term tanhâ. The Buddha did not condemn good desires. See Mrs. Rhys David's Buddhism, p. 222 and E.R.E. s.v. Desire.]
[Footnote 10: It's mostly accurate to say that Buddhism was the first universal and missionary religion, but Mahâvira, the founder of the Jains, and likely slightly older, is credited with a similarly broad perspective.]
[Footnote 11: It can conveniently and accurately be called Pali Buddhism. This term is preferable to Southern Buddhism or Hînayâna since the Buddhism of Java, which is even farther south, is not the same, and during this time, there were Hīnayānists in Central Asia and China.]
[Footnote 12: See Finot, J.A. 1912, n. 121-136.]
[Footnote 13: There is no Indian record of Bodhidharma's teachings, and its origin is unclear, but it appears to have been a mix of Buddhism and Vedantism.]
[Footnote 14: This is supported by coins and also by the Besnagar inscription.]
[Footnote 15: I don't believe that this view is disproven by the references made by Patañjali and the commentators on Pânini to images, as they also mention Greeks. For an opposing viewpoint, see Sten Konow in I.A. 1909, p. 145. The facts are (a) The ancient Brahmanic rituals used no images. (b) Images were used by Buddhism and popular Hinduism around the fourth century B.C. (c) Alexander conquered Bactria in 329 B.C. However, we must consider the practices of popular worship, especially Dravidian worship, of which we know little during this period.]
[Footnote 16: Few now support an earlier date like 58 B.C.]
[Footnote 17: His authorship of The Awakening of Faith is considered doubtful.]
[Footnote 18: Much of the Ramayana and Mahabharata must have been written during this time, with both epics (especially the latter) consisting of several layers.]
[Footnote 19: E.g. the Vyûhas of the Pâncarâtras, the five Jinas of the Mahayanists, and the five Sadâśiva tattvas. See Gopinâtha Rao, Elements of Indian Iconography, vol. III p. 363.]
[Footnote 20: I distinguish between Śâktism and Tantrism. The essence of Śâktism is the worship of a goddess through specific rites. Tantrism refers more to the use of spells, gestures, diagrams, and various magical or sacramental rituals, which accompany Śâktism but can exist independently.]
[Footnote 21: According to the Census of India, 1911, Assam, p. 47, about 80,000 animists were converted to Hinduism in Goalpara between 1901 and 1911 by a Brahman named Sib Narayan Swami.]
[Footnote 22: It is noted that in Burma, Hindu settlers tend to integrate with the local Buddhists. Census of India, 1911, I. p. 120.]
[Footnote 23: The life and writings of Vasubandhu demonstrate the transition from Hīna to Mahayana. Early in his life, he wrote the Abhidharmakośa, which is still used by Mahayanists in Japan as a textbook, although it doesn't extend beyond Hīnayāna. Later, he became a Mahayanist and wrote Mahayanist texts.]
[Footnote 24: As mentioned earlier, I consider Śâktism to be the more accurate term, but Tantrism is commonly used by leading authorities.]
[Footnote 25: Currently, there are hardly any Buddhists in India proper. The Kumbhipathias, an anti-Brahmanic sect in Orissa, are said to be based on Buddhist principles, and a Buddhist mission in Mysore called the Sakya Buddhist Society has seen some success. See Census of India, 1911, i. pp. 122 and 126.]
[Footnote 26: See the quotation in Schomerus, Der Śaiva Siddhânta, p. 20 where a Saiva Hindu expresses that he would prefer to see India adopt Christianity over the teachings of Śankara.]
[Footnote 27: Some believe that the sect known as Nimávats is older.]
[Footnote 28: Determining his exact date poses some challenges. See further discussion in Book v.]
[Footnote 29: The Kadianis and Chet Ramis in the N.W. Provinces are mentioned, but even here, the merging seems primarily between Islam and Christianity. See also the article Râdhâ Soârai in E.R.E.]
[Footnote 30: According to the Census of 1911.]
[Footnote 31: There are interesting remnants of paganism in obscure forms of Christianity. For instance, animal sacrifices are still practiced among Armenians and Nestorians. See E.R.E. article "Prayer for the Dead" at the end.]
[Footnote 32: The Buddhism practiced in Siam and Burma is similar, but in Siam, it is a medieval importation, and the early religious history of Burma remains unclear.]
[Footnote 33: While stability is typical of Hīnayāna, its later literature shows some evolution of thought, marked by the Questions of Milinda, the works of Buddhaghosa, and the Abhidhammattha Sangaha.]
[Footnote 34: E.g. guidelines on how to wear a monastic robe and the Sîmâ.]
[Footnote 35: I consider this the orthodox explanation, but it faces numerous objections.
(1) It is a mere phrase. If to create means to produce something out of nothing, then we have never seen such an act and to ascribe a sudden appearance to such an act is really no explanation. Perhaps an act of imagination or a dream may justly be called a creation, but the relation between a soul and its Creator is not usually regarded as similar to the relation between a mind and its fancies.
(2) The responsibility of God for the evil of the world seems to be greatly increased, if he is directly responsible for every birth of a child in unhappy conditions.
(3) Animals are not supposed to have souls. Therefore the production of an animal's mind is not explained by this theory and it seems to be assumed that such a complex mind ag a dog's can be explained as a function of matter, whereas there is something in a child which cannot be so explained.
(4) If a new immortal soul is created every time a birth takes place, the universe must be receiving incalculably large additions. For some philosophies such an idea is impossible. (See Bradley, Appearance and Reality, p. 502. "The universe is incapable of increase. And to suppose a constant supply of new souls, none of which ever perished, would clearly land us in the end in an insuperable difficulty.") But even if we do not admit that it is impossible, it at least destroys all analogy between the material and spiritual worlds. If all the bodies that ever lived continued to exist separately after death, the congestion would be unthinkable. Is a corresponding congestion in the spiritual world really thinkable?]
(1) It's just a phrase. If creating means producing something from nothing, then we've never witnessed such an event, and attributing a sudden appearance to that act doesn't really explain anything. Perhaps an act of imagination or a dream could be called a creation, but the relationship between a soul and its Creator isn't usually seen as similar to the relationship between a mind and its ideas.
(2) God's responsibility for the world's evil seems to increase significantly if he is directly responsible for every child's birth under unhappy conditions.
(3) Animals aren't thought to have souls. So, the creation of an animal's mind isn't explained by this theory, and it seems to be assumed that a complex mind like a dog's can be explained solely as a function of matter, while there's something in a child that can't be explained that way.
(4) If a new immortal soul is created every time a baby is born, the universe must be experiencing unimaginably large increases. Some philosophies find this idea impossible. (See Bradley, Appearance and Reality, p. 502. "The universe is incapable of increase. And to suppose a constant supply of new souls, none of which ever perished, would clearly land us in the end in an insuperable difficulty.") But even if we don't consider it impossible, it at least breaks any analogy between the material and spiritual worlds. If all the bodies that ever lived continued to exist separately after death, the resulting congestion would be unimaginable. Is a similar congestion in the spiritual realm really conceivable?
[Footnote 36: This seems to be the view of the Chândogya Up. VI. 12. As the whole world is a manifestation ol Brahman, so is the great banyan tree a manifestation of the subtle essence which is also present in its minute seeds.]
[Footnote 37: The Brihad Ar. Up. knows of samsâra and karma but as matters of deep philosophy and not for the vulgar: but in the Buddhist Pitakas they are assumed as universally accepted. The doctrine must therefore have been popularized after the composition of the Upanishad. But some allowance must be made for the fact that the Upanishads and the earliest versions of the Buddhist Suttas were produced in different parts of India.]
[Footnote 38: Yet many instances are quoted from Celtic and Teutonic folklore to the effect that birds and butterflies are human souls, and Caesar's remarks about the Druids may not be wholly wrong.]
[Footnote 39: Several other Europeans of eminence have let their minds play with the ideas of metempsychosis, pre-existence and karma, as for instance Giordano Bruno, Swedenborg, Goethe, Lessing, Lavater, Herder, Schopenhauer, Ibsen, von Helmont, Lichtenberg and in England such different spirits as Hume and Wordsworth. It would appear that towards the end of the eighteenth century these ideas were popular in some literary circles on the continent. See Bertholet, The Transmigration of Souls, pp. 111 ff. Recently Professor McTaggart has argued in favour of the doctrine with great lucidity and persuasiveness. Huxley too did not think it absurd. See his Romanes Lecture, Evolution and Ethics, Collected Essays, vol. IX. p. 61. As Deussen observes, Kant's argument which bases immortality on the realization of the moral law, attainable only by an infinite process of approximation, points to transmigration rather than immortality in the usual sense.]
[Footnote 40: The chemical elements are hardly an exception. Apparently they have no beginning and no end but there is reason to suspect that they have both.]
[Footnote 41: I know well-authenticated cases of Burmese and Indians thinking that the soul of a dead child had passed into an animal.]
[Footnote 42: Or again, when I wake up in the morning I am conscious of my identity because innumerable circumstances remind me of the previous day. But if I wake up suddenly in the night with a toothache which leaves room for no thought or feeling except the feeling of pain, is the fact that I experience the pain in any way lessened if for the moment I do not know who or where I am?]
[Footnote 43: I believe that a French savant, Colonel Rochas, has investigated in a scientific spirit cases in which hypnotized subjects profess to remember their former births and found that these recollections are as clear and coherent as any revelations about another world which have been made by Mrs Piper or other mediums. But I have not been able to obtain any of Col. Rochas's writings.]
[Footnote 44: I use the word soul merely for simplicity, but Buddhists and others might demur to this phraseology.]
[Footnote 45: But for a contrary view see Reincarnation, the Hope of the World by Irving S. Cooper. Even the Brihad Aran. Upan. (IV. 4. 3. 4) speaks of new births as new and more beautiful shapes which the soul fashions for itself as a goldsmith works a piece of gold.]
[Footnote 46: The increase of the human population of this planet does not seem to me a serious argument against the doctrine of rebirth for animals, and the denizens of other worlds may be supplying an increasing number of souls competent to live as human beings.]
[Footnote 47: Perhaps Russians in this as in many other matters think somewhat differently from other Europeans.]
[Footnote 48: Varieties of Religious Experience, p. 427. The chapter contains many striking instances of these experiences, collected mostly in the west.]
[Footnote 49: Compare St Teresa's Orison of Union, W. James, l.c. p. 408.]
[Footnote 50: Indian devotees understand how either Śiva or Krishna is all in all, and thus too St Teresa understood the mystery of the Trinity. See W. James, l.c. p. 411.]
[Footnote 51: Turîya or caturtha.]
[Footnote 52: Indians were well aware even in early times that such a state might be regarded as equivalent to annihilation. Br. Ar. Up. II. 4. 13; Chând. Up. VIII. ii. 1.]
[Footnote 53: The idea is not wholly strange to European philosophy. See the passage from the Phaedo quoted by Sir Alfred Lyall. "Thought is best when the mind is gathered into herself and none of these things trouble her—neither sounds nor sights nor pain nor any pleasure—when she has as little as possible to do with the body and has no bodily sense or feeling, but is aspiring after being."]
[Footnote 54: Mr Bradley (Appearance and Reality, p. 498) says "Spirit is a unity of the manifold in which the externality of the manifold has utterly ceased." This seems to me one of the cases in which Mr Bradley's thought shows an interesting affinity to Indian thought.]
[Footnote 55: But also sometimes purusha.]
[Footnote 56: Even when low class yogis display the tortures which they inflict on their bodies, their object I think is not to show what penances they undergo but simply that pleasure and pain are alike to them.]
[Footnote 57: The sense of human dignity was strongest among the early Buddhists. They (or some sects of them) held that an arhat is superior to a god (or as we should say to an angel) and that a god cannot enter the path of salvation and become an arhat.]
[Footnote 58: Cf. Bosanquet, Gifford Lectures, 1912, p. 78. "History is a hybrid form of experience incapable of any considerable degree of being or trueness. The doubtful story of successive events cannot amalgamate with the complete interpretation of the social mind, of art, or of religion. The great things which are necessary in themselves, become within the narrative contingent or ascribed by most doubtful assumptions of insight to this actor or that on the historical stage. The study of Christianity is the study of a great world experience: the assignment to individuals of a share in its development is a problem for scholars whose conclusions, though of considerable human interest, can never be of supreme importance."]
[Footnote 59: The Chinese critic Hsieh Ho who lived in the sixth century of our era said: "In Art the terms ancient and modern have no place." This is exactly the Indian view of religion.]
[Footnote 60: The Varieties of Religious Experience, pp. 525-527 and A Pluralistic Universe, p. 310.]
[Footnote 61: And in Russia there are sects which prescribe castration and suicide.]
[Footnote 62: This, of course, does not apply to Buddhism in China, Japan and Tibet.]
[Footnote 63: This is not true of the more modern Upanishads which are often short treatises specially written to extol a particular deity or doctrine.]
[Footnote 64: Mahâparinibbâna sutta. See the table of parallel passages prefixed to Rhys Davids's translation, Dialogues of the Buddha, II. 72.]
[Footnote 65: Much the same is true of the various editions of the Vinaya and the Mahâvastu. These texts were produced by a process first of collection and then of amplification.]
[Footnote 66: The latter part of Mahâbhârata XII.]
[Footnote 67: Though European religions emphasize man's duty to God, they do not exclude the pursuit of happiness: e.g. Westminster Shorter Catechism (1647). Question 1, "What is the chief end of man? A. Man's chief end is to glorify God and to enjoy him for ever."]
[Footnote 68: Mrs Rhys Davids has brought out the importance of the will for Buddhist ethics in several works. See J.R.A.S. 1898, p. 47 and Buddhism, pp. 221 ff. See also Maj. Nik. 19 for a good example of Buddhist views as to the necessity and method of cultivating the will.]
[Footnote 69: Kaush. Up. III. 8.]
[Footnote 70: The words are kâmacâra and akâmacâra. Chand. Up. 8. 1-6.]
[Footnote 71: Mahâvag. I. 6. E.g. Ajâtasattu (Dig. Nik. 2, ad fin.) would have obtained the eye of truth, had he not been a parricide. The consequent distortion of mind made higher states impossible.]
[Footnote 72: But all general statements about Hinduism are liable to exceptions. The evil spirit Duḥsaha described in the Mârkandeya Purâna (chaps. L and LI) comes very near the Devil.]
[Footnote 73: I can understand that the immediate reality is a duality or plurality and that the one spirit may appear in many shapes.]
[Footnote 74: E.g. Chand. Up. V. 1. 2. Bri. Ar. Up. I. 3. In the Pâñcarâtra we do hear of a jñânabhraṃsa or a fall from knowledge analogous to the fall of man in Christian theology. Souls have naturally unlimited knowledge but this from some reason becomes limited and obscured, so that religion is necessary to show the soul the right way. Here the ground idea seems to be not that any devil has spoilt the world but that ignorance is necessary for the world process, for otherwise mankind would be one with God and there would be no world. See Schrader, Introd. to the Pâncarâtra, pp. 78 and 83.]
[Footnote 75: The Śatapatha Brâhmana has a curious legend (XI. 1. 6. 8 ff.) in which the Creator admits that he made evil spirits by mistake and smites them. In the Kârikâ of Gauḍapâda, 2. 19 it is actually said: Mayaishâ tasya devasya yayâ sammohitaḥ svayam.]
[Footnote 76: He does not say this expressly and it requires careful statement in India where it is held strongly that God being perfect cannot add to his bliss or perfection by creating anything. Compare Dante, Paradiso, xxix. 13-18:
[Footnote 36: This seems to be the view of the Chândogya Up. VI. 12. Just as the entire world is a manifestation of Brahman, the great banyan tree embodies the subtle essence that is also found in its tiny seeds.]
[Footnote 37: The Brihad Ar. Up. acknowledges samsâra and karma, but views them as deep philosophical topics rather than common knowledge; however, in the Buddhist Pitakas, they are treated as universally accepted. Therefore, the doctrine must have become popular after the Upanishads were written. We should also consider that the Upanishads and the earliest versions of the Buddhist Suttas were developed in different regions of India.]
[Footnote 38: Yet many examples from Celtic and Teutonic folklore suggest that birds and butterflies are human souls, and Caesar's comments about the Druids may not be entirely incorrect.]
[Footnote 39: Several prominent Europeans have explored the ideas of metempsychosis, pre-existence, and karma, including Giordano Bruno, Swedenborg, Goethe, Lessing, Lavater, Herder, Schopenhauer, Ibsen, von Helmont, Lichtenberg, and in England, such diverse thinkers as Hume and Wordsworth. It seems these concepts became popular in certain literary circles on the continent by the late eighteenth century. See Bertholet, The Transmigration of Souls, pp. 111 ff. Recently, Professor McTaggart has argued for the doctrine with great clarity and persuasiveness. Huxley also found it reasonable. See his Romanes Lecture, Evolution and Ethics, Collected Essays, vol. IX. p. 61. As Deussen notes, Kant's argument, which bases immortality on realizing moral law, attainable only through an infinite process of approximation, suggests transmigration rather than immortality in the conventional sense.]
[Footnote 40: The chemical elements are likely no exception. They seemingly have no beginning or end, yet there's reason to suspect they do.]
[Footnote 41: I am aware of well-documented cases of Burmese and Indians believing that the soul of a deceased child had been transferred into an animal.]
[Footnote 42: Alternatively, when I wake up in the morning, I recognize my identity because countless factors remind me of the previous day. But if I suddenly awaken at night with a toothache that allows for no thought or feeling other than pain, does the fact that I experience pain in any way diminish if, for that moment, I lack awareness of who or where I am?]
[Footnote 43: I believe a French scholar, Colonel Rochas, has scientifically examined cases where hypnotized subjects claim to remember their past lives, finding that these memories are as clear and coherent as any insights about another world shared by Mrs. Piper or other mediums. However, I have been unable to find any of Col. Rochas's writings.]
[Footnote 44: I use the term soul simply for convenience, but Buddhists and others might object to this terminology.]
[Footnote 45: For a contrasting perspective, see Reincarnation, the Hope of the World by Irving S. Cooper. Even the Brihad Aran. Upan. (IV. 4. 3. 4) describes new births as new and more beautiful forms the soul creates for itself, much like a goldsmith shapes gold.]
[Footnote 46: The growth of the human population on this planet doesn’t strike me as a serious objection to the idea of rebirth for animals; the inhabitants of other realms may be generating an increasing number of souls ready to live as humans.]
[Footnote 47: Perhaps Russians, in this and many other matters, think somewhat differently than other Europeans.]
[Footnote 48: Varieties of Religious Experience, p. 427. This chapter features numerous striking examples of these experiences, mainly collected in the west.]
[Footnote 49: See St Teresa's Orison of Union, W. James, l.c. p. 408.]
[Footnote 50: Indian devotees recognize that either Śiva or Krishna represents everything, similar to how St Teresa understood the mystery of the Trinity. See W. James, l.c. p. 411.]
[Footnote 51: Turîya or caturtha.]
[Footnote 52: Indians were aware even in ancient times that such a state could be perceived as equivalent to annihilation. Br. Ar. Up. II. 4. 13; Chând. Up. VIII. ii. 1.]
[Footnote 53: This idea isn't completely foreign to European philosophy. See the passage from the Phaedo cited by Sir Alfred Lyall. "Thought reaches its peak when the mind is focused inward and free from disturbances—neither sounds, sights, pain, nor pleasure—when it disengages as much as possible from the body and experiences no bodily sensation, seeking instead the essence of being."]
[Footnote 54: Mr. Bradley (Appearance and Reality, p. 498) states, "Spirit is a unity of the manifold in which the externality of the manifold has completely ceased." This seems to reflect an interesting alignment with Indian thought.]
[Footnote 55: But also sometimes purusha.]
[Footnote 56: Even when lower-class yogis display the hardships they impose on themselves, I think their intent isn't to showcase their hardships, but simply to demonstrate that pleasure and pain are the same to them.]
[Footnote 57: The sense of human dignity was most profound among the early Buddhists. They (or some of their sects) believed that an arhat is superior to a god (or as we would say, an angel) and that a god cannot enter the path of salvation and become an arhat.]
[Footnote 58: Cf. Bosanquet, Gifford Lectures, 1912, p. 78. "History is a hybrid form of experience, incapable of significant degrees of being or truth. The uncertain account of successive events cannot blend with the total interpretation of the collective mind, art, or religion. The essential truths become, within the narrative, contingent or attributed to this actor or that on the historical stage by flawed assumptions of insight. The study of Christianity represents a vast world experience; determining individuals' roles in its development poses a challenge for scholars, whose conclusions, while profoundly interesting to humanity, are not of ultimate significance."]
[Footnote 59: The Chinese critic Hsieh Ho, who lived in the sixth century of our era, stated, "In art, terms like ancient and modern are irrelevant." This perspective aligns with the Indian view of religion.]
[Footnote 60: The Varieties of Religious Experience, pp. 525-527 and A Pluralistic Universe, p. 310.]
[Footnote 61: And in Russia, there are sects that advocate for castration and suicide.]
[Footnote 62: This, of course, is not applicable to Buddhism in China, Japan, and Tibet.]
[Footnote 63: This is not the case with the more modern Upanishads, which are often concise treatises specifically written to exalt a particular deity or doctrine.]
[Footnote 64: Mahâparinibbâna sutta. See the table of parallel passages prefixed to Rhys Davids's translation, Dialogues of the Buddha, II. 72.]
[Footnote 65: The same applies to the various editions of the Vinaya and the Mahâvastu. These texts emerged through a process of initial collection followed by amplification.]
[Footnote 66: The latter part of Mahâbhârata XII.]
[Footnote 67: While European religions stress humanity's duty to God, they do not rule out the pursuit of happiness: for example, Westminster Shorter Catechism (1647). Question 1, "What is the chief end of man? A. Man's primary purpose is to glorify God and enjoy him forever."]
[Footnote 68: Mrs. Rhys Davids has highlighted the significance of will in Buddhist ethics in several works. See J.R.A.S. 1898, p. 47 and Buddhism, pp. 221 ff. Also see Maj. Nik. 19 for a strong illustration of the Buddhist perspective on the necessity and method of cultivating will.]
[Footnote 69: Kaush. Up. III. 8.]
[Footnote 70: The terms are kâmacâra and akâmacâra. Chand. Up. 8. 1-6.]
[Footnote 71: Mahâvag. I. 6. E.g. Ajâtasattu (Dig. Nik. 2, ad fin.) could have attained the eye of truth, had he not committed parricide. This resulting distortion of mind made higher states unattainable.]
[Footnote 72: However, all general statements about Hinduism may have exceptions. The evil spirit Duḥsaha described in the Mârkandeya Purâna (chaps. L and LI) is quite similar to the Devil.]
[Footnote 73: I can see that immediate reality is a duality or plurality, and that the one spirit can manifest in many forms.]
[Footnote 74: E.g. Chand. Up. V. 1. 2. Bri. Ar. Up. I. 3. In the Pâñcarâtra, we hear of a jñânabhraṃsa or a fall from knowledge comparable to mankind's fall in Christian theology. Souls are inherently endowed with infinite knowledge, yet for some reason, this becomes limited and obscured, making religion essential to guide the soul correctly. The underlying idea appears to be that no devil has ruined the world, but that ignorance is necessary for the world's process; otherwise, humanity would fully unite with God, eliminating the world itself. See Schrader, Introd. to the Pâncarâtra, pp. 78 and 83.]
[Footnote 75: The Śatapatha Brâhmana narrates a curious legend (XI. 1. 6. 8 ff.) in which the Creator admits he mistakenly made evil spirits and punishes them. In the Kârikâ of Gauḍapâda, 2. 19, it's said: Mayaishâ tasya devasya yayâ sammohitaḥ svayam.]
[Footnote 76: He does not state this explicitly, and it requires precise expression in India, where it is strongly believed that a perfect God cannot enhance His bliss or perfection by creating anything. Compare Dante, Paradiso, xxix. 13-18:
Non per aver a sè di bene acquisto,
ch' esser non può, ma perchè suo splendore
potesse risplendendo dir: subsisto.
In sua eternità di tempo fuore,
fuor d' ogni altro comprender, come i piacque,
s'aperse in nuovi amor l' eterno amore.]
Non per possedere un bene acquisito,
che non può essere, ma perché il suo splendore
potesse brillare e dire: esisto.
Nella sua eternità, al di fuori del tempo,
al di fuori di ogni altro comprendere, come voleva,
si aprì in nuovi amori l’eterno amore.
[Footnote 77: The history of Japan and Tibet offers some exceptions.]
[Footnote 78: There are some exceptions, e.g. ancient Camboja, the Sikhs and the Marathas.]
[Footnote 79: But there are other kinds of worship, such as the old Vedic sacrifices which are still occasionally performed, and the burnt offerings (homa) still made in some temples. There are also tantric ceremonies and in Assam the public worship of the Vishnuites has probably been influenced by the ritual of Lamas in neighbouring Buddhist countries.]
[Footnote 80: This position is of great importance as tending to produce a similar arrangement of religious paraphernalia. The similarity disappears when Buddhist ceremonies are performed round Stûpas out of doors.]
[Footnote 81: As explained elsewhere, I draw a distinction between Tantrism and Śâktism.]
[Footnote 82: It does not seem to me to have given much inspiration to Rossetti in his Aatarte Syriaca.]
[Footnote 83: But in justice to the Tantras it should be mentioned that the Mahâ-nirvâṇa Tantra, x. 79, prohibits the burning of widows.]
[Footnote 84: See Asiatic Review, July, 1916, p. 33.]
[Footnote 85: E.g. Vijayanagar, the Marathas and the states of Rajputana.]
[Footnote 86: According to the census of 1911 no less than 72 per cent. of the population live by agriculture.]
[Footnote 87: The chief exceptions are: (a) the Tibetan church has acquired and holds power by political methods. It is an exact parallel to the Papacy, but it has never burnt people. (b) In mediæval Japan the great monasteries became fortified castles with lands and troops of their own. They fought one another and were a menace to the state. Later the Tokugawa sovereigns had the assistance of the Buddhist clergy in driving out Christianity but I do not think that their action can be compared either in extent or cruelty with the Inquisition. (c) In China Buddhism was in many reigns associated with a dissolute court and palace intrigues. This led to many scandals and great waste of money.]
[Footnote 88: See for instance Huxley's striking definition of Buddhism in his Romanes Lecture, 1893. "A system which knows no God in the western sense; which denies a soul to man: which counts the belief in immortality a blunder and the hope of it a sin: which refuses any efficacy to prayer and sacrifice: which bids men look to nothing but their own efforts for salvation: which in its original purity knew nothing of vows of obedience and never sought the aid of the secular arm: yet spread over a considerable moiety of the old world with marvellous rapidity and is still with whatever base admixture of foreign superstitions the dominant creed of a large fraction of mankind." But some of this is too strongly phrased. Early Buddhism counted the desire for heaven as a hindrance to the highest spiritual life, but if a man had not attained to that plane and was bound to be reborn somewhere, it did not question that his natural desire to be reborn in heaven was right and proper.]
[Footnote 89: It may of course be denied that Buddhism is a religion. In this connection some remarks of Mr Bradley are interesting. "The doctrine that there cannot be a religion without a personal God is to my mind entirely false" (Essays on Truth and Reality, p. 432). "I cannot accept a personal God as the ultimate truth" (ib. 449). "There are few greater responsibilities which a man can take on himself than to have proclaimed or even hinted that without immortality all religion is a cheat, all morality a self-deception" (Appearance and Reality, p. 510).]
[Footnote 90: Mahâvaṃsa, xii. 29, xiv. 58 and 64. Dîpavaṃsa, xn. 84 and 85, xiii. 7 and 8.]
[Footnote 91: Essays in Criticism, Second Series, Amiel.]
[Footnote 92: This definition of orthodoxy is due to St Vincent of Lerins. Quod ubique, quod semper, quod ab omnibus creditum est.]
[Footnote 93: I know that this statement may encounter objections, but I believe that few Indians would be surprised at the proposition that God is all things. Some might deny it, but as a familiar error.]
[Footnote 94: But orthodox Christianity really falls into the same difficulty. For if God planned the redemption of the world and we are saved by the death of Christ, then the Chief Priests, Judas, Pilate and the soldiers who crucified Christ are at least the instruments of salvation.]
[Footnote 95: Wm James, Psychology, pp. 203 and 216.]
[Footnote 96: I quote this epitome from Wildon Carr's Henri Bergson, The Philosophy of Change, because the phraseology is thoroughly Buddhist and appears to have the approval of M. Bergson himself.]
[Footnote 97: Romanes Lecture, 1893.]
[Footnote 98: Appearance, p. 298.]
[Footnote 99: Thus the Śvetâśvatara Up. says that the whole world is filled with the parts or limbs of God and metaphors like sparks from a fire or threads from a spider seem an attempt to express the same idea. Br. Ar. Up. 2. 1. 20; Mund. Up. 2. 1. 1.]
[Footnote 100: Appearance, p. 244; Essays on Truth, p. 409; Appearance, p. 413. Though the above quotations are all from Mr Bradley I might have added others from Mr Bosanquet's Gifford Lectures and from Mr McTaggart.]
[Footnote 101: "The plurality of souls in the Absolute is therefore appearance and their existence not genuine ... souls like their bodies, are as such nothing more than appearance—Neither (body and soul) is real in the end: each is merely phenomenal." Appearance, pp. 305-307.]
[Footnote 102: Since I wrote this I have read Mr Wells' book God the Invisible King. Mr Wells knows that he is indebted to oriental thought and thinks that European religion in the future may be so too, but I do not know if he realizes how nearly his God coincides with the Mahayanist conception of a Bodhisattva such as Avalokita or Mañjuśri. These great beings have, as Bodhisattvas, a beginning: they are not the creators of the world but masters and conquerors of it and helpers of mankind: they have courage and eternal youth and Mañjuśri "bears a sword, that clean discriminating weapon." Like most Asiatics, Mr Wells cannot allow his God to be crucified and he draws a distinction between God and the Veiled Being, very like that made by Indians between Îśvara and Brahman.]
[Footnote 103: The Malay countries are the only exception.]
[Footnote 104: Thus Motoori (quoted in Aston's Shintō, p. 9) says "Birds, beasts, plants and trees, seas and mountains and all other things whatsoever which deserve to be dreaded and revered for the extraordinary and pre-eminent powers which they possess are called Kami."]
[Footnote 105: This impersonality is perhaps a later characteristic. The original form of the Chinese character for T'ien Heaven represented a man. The old Finnish and Samoyede names for God—Ukko and Num—perhaps belong to this stage of thought.]
[Footnote 106: See the account of the Faunus message in this book.]
[Footnote 107: The chief exception in Sanskrit is the Râjataranginî, a chronicle of Kashmir composed in 1148 A.D. There are also a few panegyrics of contemporary monarchs, such as the Harshacarita of Bâṇa, and some of the Puranas (especially the Matsya and Vâyu) contain historical material. See Vincent Smith, Early History of India, chap. I, sect. II, and Pargiter Dynasties of the Kali Age. The Greek and Roman accounts of Ancient India have been collected by McCrindle in six volumes 1877-1901.]
[Footnote 108: The inscriptions of the Chola Kings however (c. 1000 A.D.) seem to boast of conquests to the East of India. See Coedès "Le royaume de Çrîvijaya" in B.E.F.E.O. 1918]
[Footnote 109: Very different opinions have been held as to whether this date should be approximately 1500 B.C. or 3000 B.C. The strong resemblance of the hymns of the Ṛig Veda to those of the Avesta is in favour of the less ancient date, but the date of the Gathas can hardly be regarded as certain.]
[Footnote 110: Linguistically there seems to be two distinct divisions, the Dravidians and the Munda (Kolarian).]
[Footnote 111: The affinity between the Dravidian and Ural-Altaic groups of languages has often been suggested but has met with scepticism. Any adequate treatment of this question demands a comparison of the earliest forms known in both groups and as to this I have no pretension to speak. But circumstances have led me to acquire at different times some practical acquaintance with Turkish and Finnish as well as a slight literary knowledge of Tamil and having these data I cannot help being struck by the general similarity shown in the structure both of words and of sentences (particularly the use of gerunds and the constructions which replace relative sentences) and by some resemblances in vocabulary. On the other hand the pronouns and consequently the conjugation of verbs show remarkable differences. But the curious Brahui language, which is classed as Dravidian, has negative forms in which pa is inserted into the verb, as in Yakut Turkish, e.g. Yakut bis-pa-ppin, I do not cut; Brahui khan-pa-ra, I do not see. The plural of nouns in Brahui uses the suffixes k and t which are found in the Finnish group and in Hungarian.]
[Footnote 112: See the legend in the Śat. Brâh. I. 4. 1. 14 ff.]
[Footnote 113: This much seems sure but whereas European scholars were till recently agreed that he died about 487 B.C. it is now suggested that 543 may be nearer the true date. See Vincent Smith in Oxford History of India, 1920, p. 48.]
[Footnote 114: Pali Takkasila. Greek Taxila. It was near the modern Rawal Pindi and is frequently mentioned in the Jâtakas as an ancient and well-known place.]
[Footnote 115: Most of them are known by the title of Śâtakarṇi.]
[Footnote 116: But perhaps not in language. Recent research makes it probable that the Kushans or Yüeh-chih used an Iranian idiom.]
[Footnote 117: Fleet and Franke consider that Kanishka preceded the two Kadphises and began to reign about 58 B.C.]
[Footnote 118: He appears to have been defeated in these regions by the Chinese general Pan-Chao about 90 A.D. but to have been more successful about fifteen years later.]
[Footnote 119: Or Hephthalites. The original name seems to have been something like Haptal.]
[Footnote 120: Strabo XV. 4. 73.]
[Footnote 121: Hist. Nat. VI. 23. (26).]
[Footnote 122: For authorities see Vincent Smith, Early History of India, 1908, p. 401.]
[Footnote 123: The inscriptions of Asoka mention four kingdoms, Pândya, Keralaputra, Cola and Satiyaputra.]
[Footnote 124: Hinduism is often used as a name for the mediaeval and modern religion of India, and Brahmanism for the older pre-Buddhist religion. But one word is needed as a general designation for Indian religion and Hinduism seems the better of the two for this purpose.]
[Footnote 125: Excluding Burma the last Census gives over 300,000. These are partly inhabitants of frontier districts, which are Indian only in the political sense, and partly foreigners residing in India.]
[Footnote 126: Only tradition preserves the memory of an older and freer system, when warriors like Viśvâmitra were able by their religious austerities to become Brahmans. See Muir's Sanskrit texts, vol. I. pp. 296-479 on the early contests between Warriors and Brahmans. We hear of Kings like Janaka of Videha and Ajâtaśatru of Kâśi who were admitted to be more learned than Brahmans but also of Kings like Vena and Nahusha who withstood the priesthood "and perished through want of submissiveness." The legend of Paraśurâma, an incarnation of Vishnu as a Brahman who destroyed the Kshatriya race, must surely have some historical foundation, though no other evidence is forthcoming of the events which it relates.]
[Footnote 127: In southern India and in Assam the superiors of monasteries sometimes exercise a quasi-episcopal authority.]
[Footnote 128: Śat. Brâhm. v. 3. 3. 12 and v. 4. 2. 3.]
[Footnote 129: The Mârkaṇḍeya Purâṇa discusses the question how Kṛishṇa could become a man.]
[Footnote 130: See for instance The Holy Lives of the Azhvars by Alkondavilli Govindâcârya. Mysore, 1902, pp. 215-216. "The Dravida Vedas have thus as high a sanction and authority as the Girvana (i.e. Sanskrit) Vedas."]
[Footnote 131: I am inclined to believe that the Lingâyat doctrine really is that Lingâyats dying in the true faith do not transmigrate any more.]
[Footnote 132: E.g. Brih.-Âr. III. 2. 13 and IV. 4. 2-6.]
[Footnote 133: This is the accepted translation of dukkha but perhaps it is too strong, and uneasiness, though inconvenient for literary reasons, gives the meaning better.]
[Footnote 134: The old Scandinavian literature with its gods who must die is equally full of this sense of impermanence, but the Viking temperament bade a man fight and face his fate.]
[Footnote 135: But see Rabindrannath Tagore: Sadhana, especially the Chapter on Realization.]
[Footnote 136: Cf. Shelley's lines in Hellas:—
[Footnote 77: The history of Japan and Tibet has a few exceptions.]
[Footnote 78: There are some exceptions, e.g. ancient Cambodia, the Sikhs, and the Marathas.]
[Footnote 79: However, there are other forms of worship, such as the traditional Vedic sacrifices that are still performed occasionally, and the burnt offerings (homa) made in some temples. Tantric ceremonies exist as well, and in Assam, the public worship of the Vishnuites has likely been influenced by the rituals of Lamas in nearby Buddhist regions.]
[Footnote 80: This position is significant because it tends to create a similar arrangement of religious paraphernalia. The similarity fades when Buddhist ceremonies are conducted around Stûpas outdoors.]
[Footnote 81: As mentioned elsewhere, I differentiate between Tantrism and Śâktism.]
[Footnote 82: It seems to me that it did not significantly inspire Rossetti in his Aatarte Syriaca.]
[Footnote 83: But to be fair to the Tantras, it should be noted that the Mahâ-nirvâṇa Tantra, x. 79, prohibits the burning of widows.]
[Footnote 84: See Asiatic Review, July, 1916, p. 33.]
[Footnote 85: E.g. Vijayanagar, the Marathas, and the states of Rajputana.]
[Footnote 86: According to the 1911 census, no less than 72 percent of the population relies on agriculture.]
[Footnote 87: The main exceptions are: (a) the Tibetan church gained and maintains power through political methods. It's a direct parallel to the Papacy, but it has never executed people. (b) In medieval Japan, great monasteries became fortified castles with their own lands and troops. They fought among themselves and posed a threat to the state. Later, the Tokugawa rulers received help from Buddhist clergy in expelling Christianity, but I don't think their actions can be compared in either extent or cruelty to the Inquisition. (c) In China, Buddhism was often linked with a corrupt court and palace intrigues, leading to various scandals and significant waste of resources.]
[Footnote 88: See for instance Huxley's memorable definition of Buddhism in his Romanes Lecture, 1893: "A system that doesn't recognize a God in the Western sense; which denies a soul to humans; which views the belief in immortality as a mistake and the hope for it as a sin; which sees no value in prayer and sacrifice; which tells people to rely solely on their own efforts for salvation; which, in its original pureness, had no vows of obedience and never sought the backing of the secular authority; yet spread remarkably swiftly across a large part of the old world and still stands as the dominant belief of a significant portion of humanity." However, some of this wording is too strong. Early Buddhism viewed the desire for heaven as an obstacle to the highest spiritual life, but if someone had not reached that state and was destined to be reborn, it accepted that their wish to be reborn in heaven was entirely appropriate.]
[Footnote 89: It can certainly be argued that Buddhism isn’t a religion. In this context, Mr. Bradley's remarks are intriguing. "The idea that there can't be a religion without a personal God seems entirely incorrect to me" (Essays on Truth and Reality, p. 432). "I cannot regard a personal God as the ultimate truth" (ib. 449). "Few responsibilities can weigh heavier on a person than suggesting that without immortality, all religion is a fraud and all morality a form of self-deception" (Appearance and Reality, p. 510).]
[Footnote 90: Mahâvaṃsa, xii. 29, xiv. 58 and 64. Dîpavaṃsa, xn. 84 and 85, xiii. 7 and 8.]
[Footnote 91: Essays in Criticism, Second Series, Amiel.]
[Footnote 92: This definition of orthodoxy comes from St. Vincent of Lerins: Quod ubique, quod semper, quod ab omnibus creditum est.]
[Footnote 93: I understand that this statement may face criticisms, but I think very few Indians would be shocked by the claim that God encompasses everything. Some might reject it, but that would be a familiar mistake.]
[Footnote 94: However, orthodox Christianity encounters the same challenge. If God designed the world's redemption and we achieve salvation through Christ's death, then the chief priests, Judas, Pilate, and the soldiers who crucified Christ can all be seen as instruments of salvation.]
[Footnote 95: Wm James, Psychology, pp. 203 and 216.]
[Footnote 96: I take this summary from Wildon Carr's Henri Bergson, The Philosophy of Change, because the language used is thoroughly Buddhist and seems to align with M. Bergson's views.]
[Footnote 97: Romanes Lecture, 1893.]
[Footnote 98: Appearance, p. 298.]
[Footnote 99: The Śvetâśvatara Up. states that the entire world is filled with the parts or limbs of God, and metaphors like sparks from a fire or threads from a spider seem to express the same concept. Br. Ar. Up. 2. 1. 20; Mund. Up. 2. 1. 1.]
[Footnote 100: Appearance, p. 244; Essays on Truth, p. 409; Appearance, p. 413. Although the quotes above are from Mr. Bradley, I could have included others from Mr. Bosanquet's Gifford Lectures and Mr. McTaggart.]
[Footnote 101: "The plurality of souls within the Absolute is thus merely an illusion, and their existence is not genuine ... souls, just like their bodies, are ultimately nothing more than appearances—neither (body and soul) is real in the final analysis: each is merely phenomenal." Appearance, pp. 305-307.]
[Footnote 102: Since writing this, I have read Mr. Wells' book God the Invisible King. Mr. Wells recognizes that his ideas owe much to Eastern thought and believes that European religion may follow a similar path in the future. However, I'm not sure if he understands how closely his concept of God aligns with the Mahayanist view of a Bodhisattva like Avalokita or Mañjuśri. These significant figures, as Bodhisattvas, have a beginning; they are not creators of the world but masters of it and helpers of humanity; they embody courage and eternal youth, and Mañjuśri "carries a sword, a sharp, discerning weapon." Like many Asians, Mr. Wells cannot consider his God as someone who can be crucified, and he distinguishes between God and the Veiled Being, similar to the differentiation made by Indians between Îśvara and Brahman.]
[Footnote 103: The Malay countries are the only exception.]
[Footnote 104: For example, Motoori (as quoted in Aston's Shintō, p. 9) states, "Birds, beasts, plants and trees, seas and mountains, along with all other things deserving respect for their extraordinary powers, are called Kami."]
[Footnote 105: This impersonality is perhaps a later characteristic. The original form of the Chinese character for T'ien (Heaven) depicted a man. The old Finnish and Samoyede names for God—Ukko and Num—may reflect this early stage of thought.]
[Footnote 106: See the account of the Faunus message in this book.]
[Footnote 107: The principal exception in Sanskrit is the Râjataranginî, a history of Kashmir written in 1148 A.D. There are also a few laudatory writings of contemporary rulers, like the Harshacarita of Bâṇa, and some Puranas (especially the Matsya and Vâyu) contain historical content. Refer to Vincent Smith, Early History of India, chap. I, sect. II, and Pargiter Dynasties of the Kali Age. The Greek and Roman accounts of Ancient India have been compiled by McCrindle in six volumes from 1877-1901.]
[Footnote 108: However, the inscriptions from the Chola Kings (c. 1000 A.D.) seem to boast of conquests in eastern India. Refer to Coedès "Le royaume de Çrîvijaya" in B.E.F.E.O. 1918.]
[Footnote 109: Different viewpoints exist regarding whether this date should be around 1500 B.C. or 3000 B.C. The strong resemblance between the hymns of the Ṛig Veda and those of the Avesta supports the earlier date, but the date of the Gathas cannot be regarded as certain.]
[Footnote 110: Linguistically, it seems there are two distinct divisions: the Dravidians and the Munda (Kolarian).]
[Footnote 111: The potential connection between Dravidian and Ural-Altaic language groups has frequently been suggested, but it has been met with skepticism. A comprehensive analysis of this question requires a comparison of the earliest known forms in both groups, and I cannot claim expertise on that. Yet, I have had opportunities to gain some practical knowledge of Turkish and Finnish, along with a slight literary understanding of Tamil, and based on that, I am struck by the general similarities in the structure of words and sentences (especially the use of gerunds and the constructions that replace relative clauses) and some similarities in vocabulary. Conversely, the pronouns and thus the conjugation of verbs showcase significant differences. However, the intriguing Brahui language, classified as Dravidian, has negative verb forms that include pa, similar to Yakut Turkish, e.g., Yakut bis-pa-ppin, I do not cut; Brahui khan-pa-ra, I do not see. The plural form of nouns in Brahui uses the suffixes k and t, which are also present in the Finnish group and Hungarian.]
[Footnote 112: See the legend in the Śat. Brâh. I. 4. 1. 14 ff.]
[Footnote 113: This much seems certain, but while European scholars previously agreed that he died around 487 B.C., it is now proposed that 543 might be closer to the actual date. Refer to Vincent Smith in Oxford History of India, 1920, p. 48.]
[Footnote 114: Pali Takkasila. Greek Taxila. It was located near the modern Rawal Pindi and is often mentioned in the Jâtakas as an ancient and well-known site.]
[Footnote 115: Most of these figures are recognized by the title of Śâtakarṇi.]
[Footnote 116: But perhaps not in language. Recent studies suggest that the Kushans or Yüeh-chih used an Iranian dialect.]
[Footnote 117: Fleet and Franke believe that Kanishka came before the two Kadphises and started to rule around 58 B.C.]
[Footnote 118: He seems to have faced defeat in these areas against the Chinese general Pan-Chao around 90 A.D., but was more successful about fifteen years later.]
[Footnote 119: Or Hephthalites. The original name might have been something akin to Haptal.]
[Footnote 120: Strabo XV. 4. 73.]
[Footnote 121: Hist. Nat. VI. 23. (26).]
[Footnote 122: For references, see Vincent Smith, Early History of India, 1908, p. 401.]
[Footnote 123: The inscriptions of Asoka mention four kingdoms: Pândya, Keralaputra, Cola, and Satiyaputra.]
[Footnote 124: Hinduism is often used to describe the medieval and modern religion of India, while Brahmanism refers to the older pre-Buddhist religion. However, one term is needed as a general label for Indian religion, and Hinduism seems more suitable for this purpose.]
[Footnote 125: Excluding Burma, the last Census shows over 300,000 individuals. These include residents of frontier areas that are Indian only in a political sense, as well as foreigners living in India.]
[Footnote 126: Only tradition keeps the memory of an older, more liberated system, where warriors like Viśvâmitra could achieve Brahman status through their religious practices. Refer to Muir's Sanskrit texts, vol. I. pp. 296-479 on the early conflicts between Warriors and Brahmans. We hear of kings like Janaka of Videha and Ajâtaśatru of Kâśi, who were acknowledged to be more knowledgeable than Brahmans, but also of kings like Vena and Nahusha, who opposed the priesthood "and perished due to their lack of submission." The story of Paraśurâma, an incarnation of Vishnu as a Brahman who annihilated the Kshatriya class, must surely have some historical basis, even if no other evidence of the events described exists.]
[Footnote 127: In southern India and Assam, the heads of monasteries sometimes wield a quasi-episcopal authority.]
[Footnote 128: Śat. Brâhm. v. 3. 3. 12 and v. 4. 2. 3.]
[Footnote 129: The Mârkaṇḍeya Purâṇa addresses how Kṛishṇa could become a human.]
[Footnote 130: For example, see The Holy Lives of the Azhvars by Alkondavilli Govindâcârya. Mysore, 1902, pp. 215-216. "The Dravida Vedas have as much authority and sanctity as the Girvana (i.e., Sanskrit) Vedas."]
[Footnote 131: I tend to believe that the Lingâyat doctrine suggests that Lingâyats dying in true faith do not undergo reincarnation.]
[Footnote 132: E.g. Brih.-Âr. III. 2. 13 and IV. 4. 2-6.]
[Footnote 133: This is the accepted translation of dukkha, but it may be too intense; uneasiness, while inconvenient for literary flow, might convey the meaning more accurately.]
[Footnote 134: The old Scandinavian literature, filled with gods who must die, also conveys a strong sense of impermanence. Still, the Viking spirit urged a man to fight and confront his fate.]
[Footnote 135: But see Rabindranath Tagore: Sadhana, particularly the Chapter on Realization.]
[Footnote 136: Cf. Shelley's lines in Hellas:—
"Worlds on worlds are rolling ever
From creation to decay,
Like the bubbles on a river
Sparkling, bursting, borne away."
"Worlds upon worlds keep turning
From creation to decay,
Like the bubbles on a river
Glittering, popping, carried away."
[Footnote 137: Nevertheless deva is sometimes used in the Upanishads as a designation of the supreme spirit.]
[Footnote 138: E.g. Brih.-Âr. Up. IV. 3. 33 and the parallel passages in the Taittirîya and other Upanishads.]
[Footnote 139: The principal one is the date of Asoka, deducible from an inscription in which he names contemporary Seleucid monarchs.]
[Footnote 140: E.g. a learned Brahman is often described in the Sutta Pitaka as "a repeater (of the sacred words) knowing the mystic verses by heart, one who had mastered the three Vedas, with the indices, the ritual, the phonology, the exegesis and the legends as a fifth."]
[Footnote 141: There had been time for misunderstandings to arise. Thus the S^{.}atapatha Brâhmana sees in the well-known verse "who is the God to whom we shall offer our sacrifices" an address to a deity named Ka (Sanskrit for who) and it would seem that an old word, uloka, has been separated in several passages into two words, u (a meaningless particle) and loka.]
[Footnote 142: Recent scholars are disposed to fix the appearance of Zoroaster between the middle of the seventh century and the earlier half of the sixth century B.C. But this date offers many difficulties. It makes it hard to explain the resemblances between the Gathas and the Rig Veda and how is it that respectable classical authorities of the fourth century B.C. quoted by Pliny attribute a high antiquity to Zoroaster?]
[Footnote 143: This applies chiefly to the three Samhitâs or collections of hymns and prayers. On the other hand there was no feeling against the composition of new Upanishads or the interpolation and amplification of the Epics.]
[Footnote 144: The Hotri recites prayers while other priests perform the act of sacrifice. But there are several poems in the Rig Veda for which even Indian ingenuity has not been able to find a liturgical use.]
[Footnote 145: Thus the Pali Pitakas speak of the Tevijjâ or threefold knowledge of the Brahmans.]
[Footnote 146: Or it may be that the ancestors of the Persians were also in the Panjab and retired westwards.]
[Footnote 147: R.V. v. 3. 1.]
[Footnote 148: See the Gaṇeśâtharvaśîrsha Upan. and Gopinatha Rao. Hindu Iconography, vol. I. pp. 35-67.]
[Footnote 149: See R.V. III. 34. 9. i. 130. 8; iv. 26. 2. vi. 18. 3; iv. 16. 13.]
[Footnote 150: In one singular hymn (R.V. x. 119) Indra describes his sensations after drinking freely, and in the Satapatha Brahmana (V. 5. 4. 9 and XII. 7. 1. 11) he seems to be represented as suffering from his excesses and having to be cured by a special ceremony.]
[Footnote 151: In some passages of the Upanishads he is identified with the âtman (e.g. Kaushitaki Up. III. 8), but then all persons, whether divine or human, are really the âtman if they only knew it.]
[Footnote 152: A.V. IV. 16. 2.]
[Footnote 153: The Indian alphabets are admittedly Semitic in origin.]
[Footnote 154: See Mahâbhâr. I. xvii-xviii and other accounts in the Râmâyaṇa and Purâṇas.]
[Footnote 155: It has also been conjectured that Sk. Asura=Ashur, the God of Assyria, and that Sumeru or Sineru (Meru)=Sumer or Shinar, see J.R.A.S. 1916, pp. 364-5.]
[Footnote 156: Ṛig V. I. 164. 46.]
[Footnote 157: For instance chap. III. of the Chândogya Upanishad, which compares the solar system to a beehive in which the bees are Vedic hymns, is little less than stupendous, though singular and hard for European thought to follow.]
[Footnote 158: I presume that the strong opinion expressed in Caland and Henri's Agnishloma p. 484 that the sacrifice is merely a do ut des operation refers only to the earliest Vedic period and not to the time of the Brâhmaṇas.]
[Footnote 159: Thus both the Vedas and the Tantras devote considerable space to rites which have for object the formation of a new body for the sacrificer. Compare for instance the Aitareya Brâhmaṇa (I. 18-21: II. 35-38: III. 2 and VI. 27-31) with Avalon's account of Nyâsa, in his introduction to the Mahânirvâṇa Tantra pages cvii-cxi.]
[Footnote 160: There is considerable doubt as to what was the plant originally known as Soma. That described in the Vedas and Brâhmanas is said to grow on the mountains and to have a yellow juice of a strong smell, fiery taste and intoxicating properties. The plants used as Haom (Hum) by the modern Parsis of Yezd and Kerman are said to be members of the family Asclepiadaceae (perhaps of the genus Sarcostemma) with fleshy stalks and milky juice, and the Soma tested by Dr Haug at Poona was probably made from another species of the same or an allied genus. He found it extremely nasty, though it had some intoxicating effect. (See his Aitareya Brdh-mana n. p. 489.)]
[Footnote 161: An ordinary sacrifice was offered for a private person who had to be initiated and the priests were merely officiants acting on his behalf. In a Sattra the priests were regarded as the sacrificers and were initiated. It had some analogy to Buddhist and Christian monastic foundations for reading sûtras and saying masses.]
[Footnote 162: The political importance of the Aśvamedha lay in the fact that the victim had to be let loose to roam freely for a year, so that only a king whose territories were sufficiently extensive to allow of its being followed and guarded during its wanderings could hope to sacrifice it at the end.]
[Footnote 163: R.V. x. 136 and x. 190.]
[Footnote 164: Even the Upanishads (e.g. Chând. III. 17, Mahânâr. 64) admit that a good life which includes tapas is the equivalent of sacrifice. But this of course is teaching for the elect only. The Brih.-Âran. Up. (V. ii) contains the remarkable doctrine that sickness and pain, if regarded by the sufferer as tapas, bring the same reward.]
[Footnote 165: So too in the Taittirîya Upanishad tapas is described as the means of attaining the knowledge of Brahman (III. 1-5).]
[Footnote 166: Any ritual without knowledge may be worse than useless. See Chând. Up. I. 10. 11.]
[Footnote 167: See the various narratives in the Chândogya, Br.-Âran. and Kaushîtaki Upanishads. The seventh chapter of the Chândogya relating how Nârada, the learned sage, was instructed by Sanatkumâra or Skanda, the god of war, seems to hint that the active military class may know the great truths of religion better than deeply read priests who may be hampered and blinded by their learning. For Skanda and Nârada in this connection see Bhagavad-gitâ x. 24, 26.]
[Footnote 168: For the necessity of a teacher see Kâth. Up. II. 8.]
[Footnote 169: See especially the bold passage at the end of Taitt. Upan. II. "He who knows the bliss of Brahman ... fears nothing. He does not torment himself by asking what good have I left undone, what evil have I done?"]
[Footnote 170: The word Upanishad probably means sitting down at the feet of a teacher to receive secret instruction: hence a secret conversation or doctrine.]
[Footnote 171: Some allusions in the older Upanishads point to this district rather than the Ganges Valley as the centre of Brahmanic philosophy. Thus the Brịhad-Âraṇyaka speaks familiarly of Gândhâra.]
[Footnote 172: Cat. Adyar Library. The Ṛig and Sâma Vedas have two Upanishads each, the Yajur Veda seven. All the others are described as belonging to the Atharva Veda. They have no real connection with it, but it was possible to add to the literature of the Atharva whereas it was hardly possible to make similar additions to the older Vedas.]
[Footnote 173: Debendranath Tagore composed a work which he called the Brâhmî Upanishad in 1848. See Autobiography, p. 170. The sectarian Upanishads are of doubtful date, but many were written between 400 and 1200 A.D. and were due to the desire of new sects to connect their worship with the Veda. Several are Śaktist (e.g. Kaula, Tripurâ, Devî) and many others show Śaktist influence. They usually advocate the worship of a special deity such as Gaṇeśa, Sûrya, Râma, Nṛi Siṃha.]
[Footnote 174: Br.-Âran. VI. 1, Ait. Âran. II. 4, Kaush. III. 3, Praśna, II. 3, Chând. V. 1. The apologue is curiously like in form to the classical fable of the belly and members.]
[Footnote 175: Br.-Âran. VI. 2, Chând. V. 3]
[Footnote 176: Br.-Âran. II. 1, Kaush. IV. 2.]
[Footnote 177: The composite structure of these works is illustrated very clearly by the Bṛihad-Âraṇyaka. It consists of three sections each concluding with a list of teachers, namely (a) adhyâyas 1 and 2, (b) adh. 3 and 4, (c) adh. 5 and 6. The lists are not quite the same, which indicates some slight difference between the sub-schools which composed the three parts, and a lengthy passage occurs twice in an almost identical form. The Upanishad is clearly composed of two separate collections with the addition of a third which still bears the title of Khila or supplement. The whole work exists in two recensions.]
[Footnote 178: The Eleven translated in the Sacred Books of the East, vols. I and XV, include the oldest and most important.]
[Footnote 179: Thus the Aitareya Brâhmana is followed by the Aitareya Âraṇyaka and that by the Aitareya-Âraṇyaka-Upanishad.]
[Footnote 180: R.V. X. 121. The verses are also found in the Atharva Veda, the Vâjasaneyi, Taittirîya, Maitrâyaṇi, and Kâṭhaka Saṃhitâs and elsewhere.]
[Footnote 181: R.V. X. 129.]
[Footnote 182: IV. 5. 5 and repeated almost verbally II. 4. 5 with some omissions. My quotation is somewhat abbreviated and repetitions are omitted.]
[Footnote 183: The sentiment is perhaps the same as that underlying the words attributed to Florence Nightingale: "I must strive to see only God in my friends and God in my cats."]
[Footnote 184: It will be observed that he had said previously that the Âtman must be seen, heard, perceived and known. This is an inconsistent use of language.]
[Footnote 185: Chândogya Upanishad VI.]
[Footnote 186: In the language of the Upanishads the Âtman is often called simply Tat or it.]
[Footnote 187: I.e. the difference between clay and pots, etc. made of clay.]
[Footnote 188: Yet the contrary proposition is maintained in this same Upanishad (III. 19. 1), in the Taittirîya Upanishad (II. 8) and elsewhere. The reason of these divergent statements is of course the difficulty of distinguishing pure Being without attributes from not Being.]
[Footnote 189: The word union is a convenient but not wholly accurate term which covers several theories. The Upanishads sometimes speak of the union of the soul with Brahman or its absorption in Brahman (e.g. Maitr. Up. VI. 22, Sâyujyatvam and aśabde nidhanam eti) but the soul is more frequently stated to be Brahman or a part of Brahman and its task is not to effect any act of union but simply to know its own nature. This knowledge is in itself emancipation. The well-known simile which compares the soul to a river flowing into the sea is found in the Upanishads (Chând. VI. 10. 1, Mund. III. 2, Praśna, VI. 5) but Śankara (on Brahma S. I. iv. 21-22) evidently feels uneasy about it. From his point of view the soul is not so much a river as a bay which is the sea, if the landscape can be seen properly.]
[Footnote 190: The Mâṇḍukya Up. calls the fourth state ekâtmapratyayasâra, founded solely on the certainty of its own self and Gauḍapâda says that in it there awakes the eternal which neither dreams nor sleeps. (Kâr. I. 15. See also III. 34 and 36.)]
[Footnote 191: Bṛ.-Âraṇyaka, IV. 3. 33.]
[Footnote 192: Cf. Bradley, Appearance and Reality, p. 244. "The perfect ... means the identity of idea and existence, attended also by pleasure."]
[Footnote 193: Tait. Up. II. 1-9. See too ib. III. 6.]
[Footnote 194: Bṛ.-Âran. III. 8. 10. See too VI. 2.15, speaking of those who in the forest worship the truth with faith.]
[Footnote 195: Chândog. Up. IV. 10. 5.]
[Footnote 196: It occurs Katha. Up. II. v. 13, 15, also in the Śvetâśvatara and Muṇḍaka Upanishads and there are similar words in the Bhagavad-gîtâ. "This is that" means that the individual soul is the same as Brahman.]
[Footnote 197: The Nṙisiṁhottaratapanîya Up. I. says that Îśvara is swallowed up in the Turîya.]
[Footnote 198: But still ancient and perhaps anterior to the Christian era.]
[Footnote 199: Śvet. Up. VI. 7.]
[Footnote 200: Śvet. Up. IV. 3. Max Müller's translation. The commentary attributed to Śankara explains nîlaḣ pataṅgaḣ as bhramaraḣ but Deussen seems to think it means a bird.]
[Footnote 201: Chând. Up. vi. 14. 1. Śat. Brâh. viii. 1. 4. 10.]
[Footnote 202: The Brahmans are even called low-born as compared with Kshatriyas and in the Ambattha Sutta (Dig. Nik. iii.) the Buddha demonstrates to a Brahman who boasts of his caste that the usages of Hindu society prove that "the Kshatriyas are higher and the Brahmans lower," seeing that the child of a mixed union between the castes is accepted by the Brahmans as one of themselves but not by the Kshatriyas, because he is not of pure descent.]
[Footnote 203: He had learnt the Veda and Upanishads. Brih.-Âr. iv. 2. 1.]
[Footnote 204: Chând. Up. v. 3. 7, Kaush. Up. iv., Brih.-Âr. Up. ii. 1. The Kshatriyas seem to have regarded the doctrine of the two paths which can be taken by the soul after death (devayâna and pitriyâna, the latter involving return to earth and transmigration) as their special property.]
[Footnote 205: Literally set in front, præfectus.]
[Footnote 206: Śat. Brâh. ii. 4. 4. 5.]
[Footnote 207: Śat. Brâh. iv. 1. 4. 1-6.]
[Footnote 208: The legends of Vena, Paraśurâma and others indicate the prevalence of considerable hostility between Brahmans and Kshatriyas at some period.]
[Footnote 209: Brahmacârin, Grihastha, Vanaprastha, Sannyâsin.]
[Footnote 210: Thus in the Bṛih.-Âraṇ. Yajñavalkya retires to the forest. But even the theory of three stages was at this time only in the making, for the last section of the Chândogya Up. expressly authorizes a religious man to spend all his life as a householder after completing his studentship and the account given of the stages in Chând. ii. 21 is not very clear.]
[Footnote 211: Śat. Brâh. xi. 5. 6. 8. Cf. the lists in the Chândogya Upanishad vii. secs. 1, 2 and 7.]
[Footnote 212: In southern India at the present day it is the custom for Brahmans to live as Agnihotris and maintain the sacred fire for a few days after their marriage.]
[Footnote 213: See Thurston, Castes and Tribes of Southern India, vol. v. s.v.]
[Footnote 214: The Emperor Jehangir writing about 1616 implies that the Aśramas, which he describes, were observed by the Brahmans of that time. See his Memoirs, edited by Beveridge, pp. 357-359.]
[Footnote 215: Śat. Brâh. I. 7. 2. 1. Cf. Tait. Brâh. VI. 3. 10. 5.]
[Footnote 216: Such as those built by Jânaśruti Pautrâyaṇa. See Chând. Up. IV. 1.]
[Footnote 217: Śat. Brâh. XI. 4. 1. 1.]
[Footnote 218: Śat. Brâh. ii. 2. 2. 6 and iv. 3. 4. 4.]
[Footnote 219: Śat. Brâh. iv. 3. 4. 2.]
[Footnote 220: Vishnu Pur. iii. 5.]
[Footnote 221: Śat. Brâh. iii. 8. 2. 24. Yâjñavalkya is the principal authority cited in books i-v and x-xiv of this Brâhmaṇa, but not in books vi-ix, which perhaps represent an earlier treatise incorporated in the text.]
[Footnote 222: Or "in confidence." Śat. Brâh. xi. 3. 1. 4.]
[Footnote 223: Brih.-Âr. iii. 2. 13.]
[Footnote 224: In the Pali Pitaka the Buddha is represented as preaching in the land of the Kurus.]
[Footnote 225: These are the Pali forms. The Sanskrit equivalents are Parivrâjaka and Śramaṇa.]
[Footnote 226: See for instance Mahâv. II. 1 and III. 1.]
[Footnote 227: Dig. Nik. 1.]
[Footnote 228: See O. Schrader, Stand der indischen Philosophie zur Zeit Mahâvîras und Buddhas, 1902.
See also Ang. Nik. vol. III. p. 276 and Rhys Davids' Dialogues of the Buddha, I. pp. 220 ff. But these passages give one an impression of the multitude of ascetic confraternities rather than a clear idea of their different views.]
[Footnote 229: It finds expression in two hymns of the Atharva Veda, XIX. 53 and 54. Cf. too Gauḍap. Kâr. 8. Kâlât prasûtim bhutânâm manyante kâlacintakâh.]
[Footnote 230: Dîgha Nikâya II. The opinions of the six teachers are quoted as being answers to a question put to them by King Ajâtasattu, namely, What is gained by renouncing the world? Judged as such, they are irrelevant but they probably represent current statements as to the doctrine of each sect. The six teachers are also mentioned in several other passages of the Dîgha and Maj. Nikâyas and also in the Sutta-Nipâta. It is clear that at a very early period the list of their names had become the usual formula for summarizing the teaching prevalent in the time of Gotama which was neither Brahmanic nor Buddhist.]
[Footnote 231: Dig. Nik. I. 23-28.]
[Footnote 232: A rather defiant materialism preaching, "Let us eat and drink for to-morrow we die," crops up in India in various ages though never very prominent.]
[Footnote 233: But possibly the ascetics described by it were only Digambara Jains.]
[Footnote 234: See especially the article Âjîvikas by Hoernle, in Hastings' Dictionary of Religion. Also Hoernle, Uvâsagadasao, appendix, pp. 1-29. Rockhill, Life of the Buddha, pp. 249 ff. Schrader, Stand der indischen Philosophie zur Zeit Mahâvíras und Buddhas, p. 32. Sûtrakritânga II. 6.]
[Footnote 235: Makkhali lived some time with Mahâvira, but they quarrelled. But his followers, though they may not have been a united body so much as other sects, had definite characteristics.]
[Footnote 236: E.g. Śat. Brâh. v. 4. 4. 13. "He thus encloses the Vaiśya and Śûdra on both sides by the priesthood and nobility and makes them submissive."]
[Footnote 237: See Śânkhâyana Âraṇyaka. Trans. Keith, pp. viii-xi, 78 85. Also Aitareya Âraṇ. book v.]
[Footnote 238: Cf. the ritual for the Horse sacrifice. ['Sat]. Brâh, xiii. 2. 8, and Hillebrandt, Vedische Opfer., p. 152.]
[Footnote 239: Supplemented by the Kauśika Sûtra, which, whatever its age may be, has preserved a record of very ancient usages.]
[Footnote 240: E.g. I. 10. This hymn, like many others, seems to combine several moral and intellectual stages, the level at which the combination was possible not being very high. On the one hand Varuṇa is the Lord of Law and of Truth who punishes moral offences with dropsy. On the other, the sorcerer "releases" the patient from Varuṇa by charms, without imposing any moral penance, and offers the god a thousand other men, provided that this particular victim is released.]
[Footnote 241: E.g. VII. 116, VI. 105, VI. 83.]
[Footnote 242: E.g. V. 7, XI. 9.]
[Footnote 243: E.g. V. 4, XIX. 39, IV. 37, II. 8, XIX. 34, VIII. 7.]
[Footnote 244: A.V XI. 6.]
[Footnote 245: See, for instance, Du Bose, The Dragon, Image and Demon, 1887, pp. 320-344.]
[Footnote 246: Aṭânâṭiya and Mahâsamaya. Dig. Nik. XX. and XXXII.]
[Footnote 247: See Crooke's Popular Religion of Northern India, vol. II. chap. ii.]
[Footnote 248: In the Brahma-Jala and subsequent suttas of the Dîgha Nikâya.]
[Footnote 249: See Rhys Davids' Dialogues of the Buddha, vol. I. p. 7, note 4, and authorities there quoted.]
[Footnote 250: Krishna is perhaps mentioned in the Chând. Up. III. 17. 6, but in any case not as a deity.]
[Footnote 251: See, besides the translations mentioned below, Bühler, Ueber die indische Secte der Jainas 1887; Hoernle, Metaphysics and Ethics of the Jainas 1908; and Guérinot, Essai de Bibliographie Jaina and Répertoire d'Épigraphie Jaina; Jagmanderlal Jaini, Outlines of Jainism; Jacobi's article Jainism in E.R.E.. Much information may also be found in Mrs Stevenson's Heart of Jainism. Winternitz, Geschichte d. Indischen Literatur, vol. II. part II. (1920) treats of Jain literature but I have not been able to see it.]
[Footnote 252: In J.R.A.S. 1917, pp. 122-130 s.v. Venkateśvara argues that Vardhamâna died about 437 B.C. and that the Nigaṇṭhas of the Pitakas were followers of Parśva. His arguments deserve consideration but he seems not to lay sufficient emphasis on the facts that (a) according to the Buddhist scriptures the Buddha and Gosâla were contemporaries, while according to the Jain scriptures Gosâla and Vardhamâna were contemporaries, (b) in the Buddhist scriptures Nâtaputta is the representative of the Nigaṇṭhas, while according to the Jain scriptures Vardhamâna was of the Ñata clan.]
[Footnote 253: The atoms are either simple or compound and from their combinations are produced the four elements, earth, wind, fire and water, and the whole material universe. For a clear statement of the modern Jain doctrine about dharma and adharma, see Jagmanderlal Jaini, l.c. pp. 22 ff.]
[Footnote 254: Jîva, ajîva, âsrava, bandha, saṃvara, nirjarâ, moksha. The principles are sometimes made nine by the addition of punya, merit, and pâpa, sin.]
[Footnote 255: Paudgalikam karma. It would seem that all these ideas about Karma should be taken in a literal and material sense. Karma, which is a specially subtle form of matter able to enter, stain and weigh down the soul, is of eight kinds (1 and 2) jñâna- and darśana-varanîya impede knowledge and faith, which the soul naturally possesses; (3) mohanîya causes delusion; (4) vedanîya brings pleasure and pain; (5) ayushka fixes the length of life; (6) nâma furnishes individual characteristics, and (7) gotra generic; (8) antarâya hinders the development of good qualities.]
[Footnote 256: Kevalam also called Jñâna, moksha, nirvâṇa. The nirvâṇa of the Jains is clearly not incompatible with the continuance of intelligence and knowledge.]
[Footnote 257: Uttarâdhyâyana XXXVI. 64-68 in S.B.E. XLV. pp. 212-213.]
[Footnote 258: S.B.E. XLV. p. xxvii. Bhandarkar Report for 1883-4, pp. 95 ff.]
[Footnote 259: Somewhat similar seems to be the relation of Jainism to the Vaiśeshika philosophy. It accepted an early form of the atomic theory and this theory was subsequently elaborated in the philosophy whose founder Kaṇâda was according to the Jains a pupil of a Jain ascetic.]
[Footnote 260: E.g. see Acarânga S. I. 7. 6.]
[Footnote 261: They seem to have authority to formulate it in a form suitable to the needs of the age. Thus we are told that Parśva enjoined four vows but Mahâvîra five.]
[Footnote 262: When Gotama after attaining Buddhahood was on his way to Benares he met Upaka, a naked ascetic, to whom he declared that he was the Supreme Buddha. Then, said Upaka, you profess to be the Jina, and Gotama replied that he did, "Tasmâ 'ham Upakâ jinoti." (Mahâvag. I. 6. 10.)]
[Footnote 263: The exact period is 100 billion sâgaras of years. A sâgara is 100,000,000,000 palyas. A palya is the period in which a well a mile deep filled with fine hairs can be emptied if one hair is withdrawn every hundred years.]
[Footnote 264: See M. Bloomfield, Life and Stories of Pârçvanâtha (1919).]
[Footnote 265: See the discussions between followers of Parśva and Mahâvîra given in Uttarâdhyâyana XXIV. and Sûtrakritânga II. 7.]
[Footnote 266: There are many references to the Nigaṇṭhas in the Buddhist scriptures and the Buddha, while by no means accepting their views, treats them with tolerance. Thus he bade Siha, General of the Licchavis, who became his disciple after being an adherent of Nâtaputta to continue to give alms as before to Nigaṇṭha ascetics (Mahâvag. VI. 32).]
[Footnote 267: Especially among the Âjîvikas. Their leader Gosâla had a personal quarrel with Mahâvîra but his teaching was almost identical except that he was a fatalist.]
[Footnote 268: Uttarâdhyâyana. XXIII. 29.]
[Footnote 269: According to Śvetâmbara tradition there was a great schism 609 years after Mahâvîra's death. The canon was not fixed until 904 (? 454 A.D.) of the same era. The Digambara traditions are different but appear to be later.]
[Footnote 270: See especially Guérinot, Répertoire d'Éipigraphie Jaina]
[Footnote 271: So Bühler, Pillar Edict no. VIII. Senart Inscrip. de Piyadasi II. 97 translates somewhat differently, but the reference to the Jains is not disputed.]
[Footnote 272: Rock Edict VI.]
[Footnote 273: Rice (Mysore and Coorg from the Inscriptions, 1909, p. 310) thinks that certain inscriptions at Sravana Belgola in Mysore establish that this tradition is true and also that the expedition was accompanied by King Candragupta who had abdicated and become a Jain ascetic. But this interpretation has been much criticised. It is probably true that a migration occurred and increased the differences which ultimately led to the division into Śvetâmbaras and Digambaras.]
[Footnote 274: Guérinot, Épig. Jaina, no. 11.]
[Footnote 275: Rice, Mysore and Coorg from the Inscriptions, 1909, pp. 113-114, 207-208.]
[Footnote 276: Similar tolerance is attested by inscriptions (e.g. Guérinot, nos. 522 and 5776) recording donations to both Jain and Saiva temples.]
[Footnote 277: They also make a regular practice of collecting and rearing young animals which the owners throw away or wish to kill.]
[Footnote 278: Or Sthânakavâsi. See for them Census of India, 1911, 1. p. 127 and Baroda, p. 93. The sect waa founded about A.D. 1653.]
[Footnote 279: Their names are as follows in Jain Prakrit, the Sanskrit equivalent being given in bracketa:
[Footnote 137: However, deva is sometimes used in the Upanishads to refer to the supreme spirit.]
[Footnote 138: For example, Brih.-Âr. Up. IV. 3. 33 and similar passages in the Taittirîya and other Upanishads.]
[Footnote 139: The main date is linked to Ashoka, which can be inferred from an inscription where he mentions contemporary Seleucid kings.]
[Footnote 140: For instance, a knowledgeable Brahman is often described in the Sutta Pitaka as "a reciter (of the sacred words) who knows the mystical verses by heart, someone who has mastered the three Vedas, along with the indices, the rituals, the phonetics, the explanations, and the legends as a fifth."]
[Footnote 141: There was time for misunderstandings to occur. For instance, the S^{.}atapatha Brâhmana interprets the familiar verse "who is the God to whom we shall offer our sacrifices" as a call to a deity named Ka (Sanskrit for who) and it seems that an old term, uloka, has in some passages been split into two words, u (a meaningless particle) and loka.]
[Footnote 142: Contemporary scholars tend to place Zoroaster's emergence between the mid-seventh century and the early half of the sixth century B.C. However, this timeline presents many challenges, making it difficult to clarify the similarities between the Gathas and the Rig Veda and why respected classical sources from the fourth century B.C., as cited by Pliny, attribute a great antiquity to Zoroaster.]
[Footnote 143: This mainly pertains to the three Samhitâs, or collections of hymns and prayers. On the other hand, there was no objection to writing new Upanishads or to adding and expanding the Epics.]
[Footnote 144: The Hotri recites prayers while other priests carry out the sacrifice. However, there are several hymns in the Rig Veda for which, even with Indian ingenuity, no liturgical purpose has been found.]
[Footnote 145: Thus, the Pali Pitakas refer to the Tevijjâ, or threefold knowledge of the Brahmans.]
[Footnote 146: Or it could be that the ancestors of the Persians were also in the Punjab and migrated westward.]
[Footnote 147: R.V. v. 3. 1.]
[Footnote 148: See the Gaṇeśâtharvaśîrsha Upan. and Gopinatha Rao. Hindu Iconography, vol. I. pp. 35-67.]
[Footnote 149: See R.V. III. 34. 9. i. 130. 8; iv. 26. 2. vi. 18. 3; iv. 16. 13.]
[Footnote 150: In one unique hymn (R.V. x. 119), Indra describes his feelings after drinking heavily, and in the Satapatha Brahmana (V. 5. 4. 9 and XII. 7. 1. 11), he appears to be depicted as suffering from his excesses and needing to undergo a special ceremony for recovery.]
[Footnote 151: In some Upanishad passages, he is identified with the âtman (e.g. Kaushitaki Up. III. 8), but then all beings, whether divine or human, are essentially the âtman if they only recognized it.]
[Footnote 152: A.V. IV. 16. 2.]
[Footnote 153: The Indian alphabets are recognized as having Semitic origins.]
[Footnote 154: See Mahâbhâr. I. xvii-xviii and other accounts in the Râmâyaṇa and Purâṇas.]
[Footnote 155: It has also been suggested that Sk. Asura=Ashur, the God of Assyria, and Sumeru or Sineru (Meru)=Sumer or Shinar, see J.R.A.S. 1916, pp. 364-5.]
[Footnote 156: Ṛig V. I. 164. 46.]
[Footnote 157: For example, chapter III of the Chândogya Upanishad, which compares the solar system to a beehive where the bees are Vedic hymns, is nothing short of remarkable, although unique and difficult for European thought to grasp.]
[Footnote 158: I assume that the strong viewpoint expressed in Caland and Henri's Agnishloma p. 484 that the sacrifice is merely a do ut des operation refers only to the earliest Vedic period and not to the time of the Brâhmaṇas.]
[Footnote 159: Both the Vedas and the Tantras dedicate ample space to rituals aimed at shaping a new body for the sacrificer. Compare, for example, the Aitareya Brâhmaṇa (I. 18-21: II. 35-38: III. 2 and VI. 27-31) with Avalon's account of Nyâsa in his introduction to the Mahânirvâṇa Tantra pages cvii-cxi.]
[Footnote 160: There is considerable uncertainty regarding which plant was originally known as Soma. The one described in the Vedas and Brâhmanas reportedly grows in the mountains and is said to have a yellow juice with a strong smell, fiery taste, and intoxicating effects. The plants used as Haom (Hum) by the modern Parsis of Yezd and Kerman are said to belong to the Asclepiadaceae family (possibly the Sarcostemma genus) with fleshy stalks and milky juice, while the Soma tested by Dr. Haug in Poona was likely made from another species within the same or a related genus. He found it very unpleasant, although it did have some intoxicating effect. (See his Aitareya Brdh-mana n. p. 489.)]
[Footnote 161: An ordinary sacrifice was performed for a private individual who needed to be initiated, and the priests acted merely as officiants on his behalf. In a Sattra, priests were seen as the sacrificers and were initiated themselves. This had some parallels with Buddhist and Christian monastic foundations for reading sûtras and conducting masses.]
[Footnote 162: The political significance of the Aśvamedha was that the victim needed to be released to roam freely for a year, which meant only a king with sufficiently vast territories to follow and protect it during its travels could expect to sacrifice it at the end.]
[Footnote 163: R.V. x. 136 and x. 190.]
[Footnote 164: Even the Upanishads (e.g. Chând. III. 17, Mahânâr. 64) acknowledge that a good life, which includes tapas, equates to sacrifice. But of course, this is a teaching meant solely for the select few. The Brih.-Âran. Up. (V. ii) presents the noteworthy idea that illness and pain, if perceived by the sufferer as tapas, carry the same reward.]
[Footnote 165: Similarly, in the Taittirîya Upanishad, tapas is described as the means to achieve knowledge of Brahman (III. 1-5).]
[Footnote 166: Any ritual performed without knowledge may be worse than pointless. See Chând. Up. I. 10. 11.]
[Footnote 167: See the various narratives in the Chândogya, Br.-Âran. and Kaushîtaki Upanishads. The seventh chapter of the Chândogya, which describes how Nârada, the learned sage, was taught by Sanatkumâra or Skanda, the god of war, seems to suggest that the active military class might understand the profound truths of religion better than well-read priests who may be hindered and blinded by their knowledge. For Skanda and Nârada in this context, see Bhagavad-gitâ x. 24, 26.]
[Footnote 168: For the necessity of a teacher, see Kâth. Up. II. 8.]
[Footnote 169: Refer to the striking passage towards the end of Taitt. Upan. II. "He who knows the bliss of Brahman ... fears nothing. He does not torment himself by asking what good have I left undone, what evil have I done?"]
[Footnote 170: The term Upanishad likely means sitting down at the feet of a teacher to receive secret guidance, thus denoting a hidden conversation or doctrine.]
[Footnote 171: Some references in the older Upanishads suggest this region rather than the Ganges Valley as the center of Brahmanic philosophy. For instance, the Brịhad-Âraṇyaka speaks of Gândhâra in a familiar manner.]
[Footnote 172: Cat. Adyar Library. The Ṛig and Sâma Vedas contain two Upanishads each, while the Yajur Veda contains seven. All other Upanishads are classified as belonging to the Atharva Veda. Though they do not genuinely relate to it, it was feasible to expand the literature of the Atharva while doing so was hardly possible for the older Vedas.]
[Footnote 173: Debendranath Tagore created a work he called the Brâhmî Upanishad in 1848. See Autobiography, p. 170. The sectarian Upanishads have uncertain dates, but many were written between 400 and 1200 A.D. and arose from the desire of new sects to align their worship with the Veda. Several are Śaktist (e.g. Kaula, Tripurâ, Devî), and many others show Śaktist influence. Typically, they promote the worship of a particular deity such as Gaṇeśa, Sûrya, Râma, or Nṛi Siṃha.]
[Footnote 174: Br.-Âran. VI. 1, Ait. Âran. II. 4, Kaush. III. 3, Praśna, II. 3, Chând. V. 1. The fable resembles the classical tale of the body and its parts.]
[Footnote 175: Br.-Âran. VI. 2, Chând. V. 3]
[Footnote 176: Br.-Âran. II. 1, Kaush. IV. 2.]
[Footnote 177: The combined structure of these works is clearly illustrated by the Bṛihad-Âraṇyaka. It includes three sections, each ending with a list of teachers: (a) adhyâyas 1 and 2, (b) adh. 3 and 4, (c) adh. 5 and 6. The lists aren't identical, indicating some slight differences between the sub-schools that created the three parts, and a lengthy section appears twice in almost identical wording. The Upanishad is evidently made up of two distinct collections with the addition of a third still titled Khila or supplement. The entire work exists in two versions.]
[Footnote 178: The Eleven translated in the Sacred Books of the East, vols. I and XV, comprise the oldest and most significant.]
[Footnote 179: Consequently, the Aitareya Brâhmana is succeeded by the Aitareya Âraṇyaka and that in turn by the Aitareya-Âraṇyaka-Upanishad.]
[Footnote 180: R.V. X. 121. The verses are also present in the Atharva Veda, the Vâjasaneyi, Taittirîya, Maitrâyaṇi, and Kâṭhaka Saṃhitâs, among others.]
[Footnote 181: R.V. X. 129.]
[Footnote 182: IV. 5. 5 and repeated almost verbatim II. 4. 5 with some omissions. My quotation is somewhat shortened, and repetitions are omitted.]
[Footnote 183: The sentiment is perhaps the same as what is attributed to Florence Nightingale: "I must strive to see only God in my friends and God in my cats."]
[Footnote 184: It should be noted that he previously stated the Âtman must be seen, heard, perceived, and known. This use of language is inconsistent.]
[Footnote 185: Chândogya Upanishad VI.]
[Footnote 186: In the language of the Upanishads, the Âtman is often simply referred to as Tat or it.]
[Footnote 187: I.e. the distinction between clay and pots, etc., made from clay.]
[Footnote 188: Yet the opposite claim is made in this same Upanishad (III. 19. 1), in the Taittirîya Upanishad (II. 8), and elsewhere. These varying statements reveal the challenge of differentiating pure Being without attributes from non-Being.]
[Footnote 189: The term union is a convenient but not entirely accurate label covering several theories. The Upanishads sometimes discuss the union of the soul with Brahman or its absorption in Brahman (e.g. Maitr. Up. VI. 22, Sâyujyatvam and aśabde nidhanam eti), but more often describe the soul as Brahman or a part of Brahman, and its goal is not to achieve any act of union but simply to know its own essence. This knowledge in itself provides liberation. The well-known analogy comparing the soul to a river flowing into the sea is found in the Upanishads (Chând. VI. 10. 1, Mund. III. 2, Praśna, VI. 5), but Śankara (on Brahma S. I. iv. 21-22) seems uneasy about it. From his perspective, the soul is not so much a river as a bay that is the sea, if the landscape can be perceived correctly.]
[Footnote 190: The Mâṇḍukya Up. refers to the fourth state as ekâtmapratyayasâra, grounded purely in the certainty of its own self, and Gauḍapâda states that in it awakens the eternal that neither dreams nor sleeps. (Kâr. I. 15. Also, see III. 34 and 36.)]
[Footnote 191: Bṛ.-Âraṇyaka, IV. 3. 33.]
[Footnote 192: See Bradley, Appearance and Reality, p. 244. "The perfect ... signifies the identity of idea and existence, coupled with pleasure."]
[Footnote 193: Tait. Up. II. 1-9. Also see ib. III. 6.]
[Footnote 194: Bṛ.-Âraṇyaka, III. 8. 10. Also see VI. 2.15, referencing those who worship the truth in the forest with faith.]
[Footnote 195: Chândog. Up. IV. 10. 5.]
[Footnote 196: This occurs in Katha. Up. II. v. 13, 15, and is also found in the Śvetâśvatara and Muṇḍaka Upanishads; similar phrases appear in the Bhagavad-gîtâ. "This is that" implies that the individual soul is identical to Brahman.]
[Footnote 197: The Nṙisiṁhottaratapanîya Up. I. states that Îśvara is absorbed in the Turîya.]
[Footnote 198: However, it remains ancient and possibly predates the Christian era.]
[Footnote 199: Śvet. Up. VI. 7.]
[Footnote 200: Śvet. Up. IV. 3. Max Müller's translation. The commentary attributed to Śankara interprets nîlaḣ pataṅgaḣ as bhramaraḣ, though Deussen seems to suggest it denotes a bird.]
[Footnote 201: Chând. Up. vi. 14. 1. Śat. Brâh. viii. 1. 4. 10.]
[Footnote 202: The Brahmans are even referred to as low-born in comparison to Kshatriyas, and in the Ambattha Sutta (Dig. Nik. iii.) the Buddha demonstrates to a Brahman boasting about his caste that the customs of Hindu society prove that "the Kshatriyas are higher and the Brahmans lower," as shown by the acceptance of a child from a mixed union between the castes as one of their own by the Brahmans, but not by the Kshatriyas, due to the lack of pure descent.]
[Footnote 203: He had studied the Veda and Upanishads. Brih.-Âr. iv. 2. 1.]
[Footnote 204: Chând. Up. v. 3. 7, Kaush. Up. iv., Brih.-Âr. Up. ii. 1. The Kshatriyas seem to have regarded the teachings concerning the two paths that the soul can take after death (devayâna and pitriyâna, the latter involving reincarnation and return to earth) as their special doctrine.]
[Footnote 205: Literally set in front, præfectus.]
[Footnote 206: Śat. Brâh. ii. 4. 4. 5.]
[Footnote 207: Śat. Brâh. iv. 1. 4. 1-6.]
[Footnote 208: The legends of Vena, Paraśurâma, and others indicate that significant hostility existed between Brahmans and Kshatriyas at some point.]
[Footnote 209: Brahmacârin, Grihastha, Vanaprastha, Sannyâsin.]
[Footnote 210: For instance, in the Bṛih.-Âraṇ. Yajñavalkya retreats to the forest. Yet, even the concept of three stages was still in development at that time, as the last section of the Chândogya Up. explicitly permits a religious individual to live their entire life as a householder after completing their studies, and the account of the stages given in Chând. ii. 21 is not very clear.]
[Footnote 211: Śat. Brâh. xi. 5. 6. 8. Compare the lists in the Chândogya Upanishad vii. secs. 1, 2, and 7.]
[Footnote 212: Currently, in southern India, it is customary for Brahmans to live as Agnihotris and maintain the sacred fire for a few days following their marriage.]
[Footnote 213: See Thurston, Castes and Tribes of Southern India, vol. v. s.v.]
[Footnote 214: The Emperor Jehangir, writing around 1616, suggests that the Aśramas he describes were followed by the Brahmans of that time. See his Memoirs, edited by Beveridge, pp. 357-359.]
[Footnote 215: Śat. Brâh. I. 7. 2. 1. Compare with Tait. Brâh. VI. 3. 10. 5.]
[Footnote 216: Such as those established by Jânaśruti Pautrâyaṇa. See Chând. Up. IV. 1.]
[Footnote 217: Śat. Brâh. XI. 4. 1. 1.]
[Footnote 218: Śat. Brâh. ii. 2. 2. 6 and iv. 3. 4. 4.]
[Footnote 219: Śat. Brâh. iv. 3. 4. 2.]
[Footnote 220: Vishnu Pur. iii. 5.]
[Footnote 221: Śat. Brâh. iii. 8. 2. 24. Yâjñavalkya is the main authority referenced in books i-v and x-xiv of this Brâhmaṇa, but not in books vi-ix, which may represent an earlier treatise incorporated into the text.]
[Footnote 222: Or "in confidence." Śat. Brâh. xi. 3. 1. 4.]
[Footnote 223: Brih.-Âr. iii. 2. 13.]
[Footnote 224: In the Pali Pitaka, the Buddha is depicted as delivering teachings in the land of the Kurus.]
[Footnote 225: These are the Pali forms. The Sanskrit equivalents are Parivrâjaka and Śramaṇa.]
[Footnote 226: For example, see Mahâv. II. 1 and III. 1.]
[Footnote 227: Dig. Nik. 1.]
[Footnote 228: See O. Schrader, Stand der indischen Philosophie zur Zeit Mahâvîras und Buddhas, 1902.
See also Ang. Nik. vol. III. p. 276 and Rhys Davids' Dialogues of the Buddha, I. pp. 220 ff. However, these passages convey an impression of a multitude of ascetic groups rather than a clear understanding of their various perspectives.]
[Footnote 229: It is expressed in two hymns of the Atharva Veda, XIX. 53 and 54. Compare also Gauḍap. Kâr. 8. Kâlât prasûtim bhutânām manyante kâlacintakâh.]
[Footnote 230: Dîgha Nikâya II. The views of the six teachers are cited as responses to a query posed to them by King Ajâtasattu, namely, What benefits arise from renouncing the world? Judged in this context, they are mostly irrelevant, but they likely reflect prevalent statements regarding each sect's doctrine. The six teachers are also referenced in several other sections of the Dîgha and Maj. Nikâyas, and also in the Sutta-Nipâta. It is clear that at a very early stage, the list of their names had become a customary formula for summarizing the teachings prevalent during Gotama's time, which were neither entirely Brahmanic nor Buddhist.]
[Footnote 231: Dig. Nik. I. 23-28.]
[Footnote 232: A somewhat defiant materialism proposing, "Let us eat and drink for tomorrow we die," appears in India across various eras, though it has never been very prominent.]
[Footnote 233: However, it's possible that the ascetics it refers to were merely Digambara Jains.]
[Footnote 234: Refer especially to the article Âjîvikas by Hoernle, in Hastings' Dictionary of Religion. Also refer to Hoernle, Uvâsagadasao, appendix, pp. 1-29. Rockhill, Life of the Buddha, pp. 249 ff. Schrader, Stand der indischen Philosophie zur Zeit Mahâvíras und Buddhas, p. 32. Sûtrakritânga II. 6.]
[Footnote 235: Makkhali spent some time with Mahâvira, but they had a falling out. However, his followers, while perhaps not as united as other sects, did have distinct characteristics.]
[Footnote 236: E.g. Śat. Brâh. v. 4. 4. 13. "He thus encloses the Vaiśya and Śûdra on both sides by the priesthood and nobility, rendering them submissive."]
[Footnote 237: See Śânkhâyana Âraṇyaka. Trans. Keith, pp. viii-xi, 78 85. Also Aitareya Âraṇ. book v.]
[Footnote 238: Compare the rituals for the Horse sacrifice. ['Sat]. Brâh, xiii. 2. 8, and Hillebrandt, Vedische Opfer., p. 152.]
[Footnote 239: Supported by the Kauśika Sûtra, which, regardless of its age, preserves a record of very ancient practices.]
[Footnote 240: E.g. I. 10. This hymn, like many others, seems to combine several moral and intellectual levels, the point at which the combination was feasible being rather low. On one side, Varuṇa is the Lord of Law and Truth who punishes moral violations with dropsy. Conversely, the sorcerer "releases" the patient from Varuṇa using charms, without imposing any moral penance, and offers the deity a thousand other men, provided this specific victim is set free.]
[Footnote 241: E.g. VII. 116, VI. 105, VI. 83.]
[Footnote 242: E.g. V. 7, XI. 9.]
[Footnote 243: E.g. V. 4, XIX. 39, IV. 37, II. 8, XIX. 34, VIII. 7.]
[Footnote 244: A.V XI. 6.]
[Footnote 245: For example, Du Bose, The Dragon, Image and Demon, 1887, pp. 320-344.]
[Footnote 246: Aṭânâṭiya and Mahâsamaya. Dig. Nik. XX. and XXXII.]
[Footnote 247: See Crooke's Popular Religion of Northern India, vol. II. chap. ii.]
[Footnote 248: In the Brahma-Jala and later suttas of the Dîgha Nikâya.]
[Footnote 249: See Rhys Davids' Dialogues of the Buddha, vol. I. p. 7, note 4, and the sources quoted there.]
[Footnote 250: Krishna may be mentioned in the Chând. Up. III. 17. 6, but in any case not as a deity.]
[Footnote 251: In addition to the translations mentioned below, see Bühler, Über die indische Secte der Jainas 1887; Hoernle, Metaphysics and Ethics of the Jainas 1908; and Guérinot, Essai de Bibliographie Jaina and Répertoire d'Épigraphie Jaina; Jagmanderlal Jaini, Outlines of Jainism; Jacobi's article Jainism in E.R.E.. Numerous details can also be found in Mrs. Stevenson's Heart of Jainism. Winternitz' Geschichte d. Indischen Literatur, vol. II. part II. (1920) covers Jain literature, but I have not been able to review it.]
[Footnote 252: In J.R.A.S. 1917, pp. 122-130 s.v. Venkateśvara asserts that Vardhamâna passed away around 437 B.C. and that the Nigaṇṭhas of the Pitakas were followers of Parśva. His arguments merit consideration, but he seems to overlook important points: (a) according to Buddhist scriptures, the Buddha and Gosâla were contemporaries, while Jain texts state that Gosâla and Vardhamâna were contemporaries, (b) in Buddhist scriptures, Nâtaputta represents the Nigaṇṭhas, while Jain scriptures identify Vardhamâna as belonging to the Ñata clan.]
[Footnote 253: Atoms can be either simple or compound, and their combinations produce the four elements: earth, wind, fire, and water, as well as the entire material universe. For a clear explanation of the modern Jain perspective on dharma and adharma, refer to Jagmanderlal Jaini, l.c. pp. 22 ff.]
[Footnote 254: Jîva, ajîva, âsrava, bandha, saṃvara, nirjarâ, moksha. These principles are sometimes expanded to nine by including punya (merit) and pâpa (sin).]
[Footnote 255: Paudgalikam karma. It appears that all these ideas regarding Karma should be considered to be taken literally and materially. Karma is a uniquely subtle form of matter that can enter, stain, and burden the soul, and it exists in eight types: (1 and 2) jñâna- and darśana-varanîya hinder knowledge and faith that the soul inherently possesses; (3) mohanîya leads to delusion; (4) vedanîya results in pleasure and pain; (5) ayushka determines the duration of life; (6) nâma provides individual characteristics; (7) gotra is generic; (8) antarâya obstructs the development of virtuous qualities.]
[Footnote 256: Kevalam, also referred to as Jñâna, moksha, nirvâṇa. The nirvâṇa of the Jains is clearly not incompatible with the ongoing existence of intelligence and knowledge.]
[Footnote 257__[Uttarâdhyâyana XXXVI. 64-68 in S.B.E. XLV. pp. 212-213.]
[Footnote 258: S.B.E. XLV. p. xxvii. Bhandarkar Report for 1883-4, pp. 95 ff.]
[Footnote 259: Jainism seems to have a similar relationship to the Vaiśeshika philosophy. It accepted an earlier form of the atomic theory, which was later elaborated in the philosophy whose founder, Kaṇâda, was, according to the Jains, a pupil of a Jain ascetic.]
[Footnote 260: E.g. see Acarânga S. I. 7. 6.]
[Footnote 261: They appear to have the authority to articulate it in a manner suitable to the demands of the time. Thus, we learn that Parśva prescribed four vows, but Mahâvîra specified five.]
[Footnote 262: When Gotama, after achieving Buddhahood, was en route to Benares, he encountered Upaka, a naked ascetic, to whom he proclaimed that he was the Supreme Buddha. Upaka responded that this meant he professes to be the Jina, and Gotama affirmed that he did, saying, "Tasmâ 'ham Upakâ jinoti." (Mahâvag. I. 6. 10.)]
[Footnote 263: The precise duration is 100 billion sâgaras of years. A sâgara equates to 100,000,000,000 palyas. A palya is the timeframe needed to empty a well a mile deep filled with fine hairs, if one hair is removed every hundred years.]
[Footnote 264: See M. Bloomfield, Life and Stories of Pârçvanâtha (1919).]
[Footnote 265: Consider the interactions between followers of Parśva and Mahâvîra detailed in Uttarâdhyâyana XXIV. and Sûtrakritânga II. 7.]
[Footnote 266: Numerous references to the Nigaṇṭhas are found in the Buddhist scriptures, and while the Buddha does not accept their views, he approaches them with tolerance. For instance, he instructed Siha, the General of the Licchavis, who became his disciple after being a follower of Nâtaputta, to continue giving alms as before to Nigaṇṭha ascetics (Mahâvag. VI. 32).]
[Footnote 267: Particularly among the Âjîvikas. Their leader, Gosâla, had a personal dispute with Mahâvîra, but their teachings were nearly identical, aside from his fatalism.]
[Footnote 268__[Uttarâdhyâyana. XXIII. 29.]
[Footnote 269: According to Śvetâmbara tradition, there was a significant schism 609 years after Mahâvîra's death. The canon was not finalized until 904 (or 454 A.D.) of the same era. The Digambara traditions vary but seem to be more recent.]
[Footnote 270__[Refer particularly to Guérinot, Répertoire d'Épigraphie Jaina]
[Footnote 271: As noted by Bühler, Pillar Edict no. VIII. Senart Inscrip. de Piyadasi II. 97 translates somewhat differently, yet the reference to the Jains is accepted.]
[Footnote 272__[Rock Edict VI.]
[Footnote 273: Rice (Mysore and Coorg from the Inscriptions, 1909, p. 310) posits that certain inscriptions at Sravana Belgola in Mysore substantiate that this tradition is accurate and that the expedition was accompanied by King Candragupta, who abdicated and became a Jain ascetic. However, this interpretation has been widely critiqued. It is likely that a migration occurred which heightened the differences that ultimately resulted in the division into Śvetâmbaras and Digambaras.]
[Footnote 274__[Guérinot, Épig. Jaina, no. 11.]
[Footnote 275__[Rice, Mysore and Coorg from the Inscriptions, 1909, pp. 113-114, 207-208.]
[Footnote 276__[Similar tolerance is documented in inscriptions (e.g. Guérinot, nos. 522 and 5776) that record donations to both Jain and Saiva temples.]
[Footnote 277__[They also routinely gather and nurture young animals that their owners abandon or intend to kill.]
[Footnote 278__[Also known as Sthânakavâsi. Refer to the Census of India, 1911, 1. p. 127 and Baroda, p. 93. The sect was established around A.D. 1653.]
[Footnote 279__[Their names are as follows in Jain Prakrit, with the Sanskrit equivalent provided in brackets:
1. *Âyârângasuttam (Âcârânga).
2.*Sûyagadangam (Sûtrakṛitângam).
3. Thânangam (Sthâ.).
4. Samavâyangam.
5. Viyâhapaññatti (Vyâkhyâprajnâpti). This work is commonly known as the Bhagavatî.
6. Ñâyâdhammakahâo (Jñâtadharmakathâ).
7. *Uvâsagadasao (Upâsakadasâh).
8. *Antagadadasao (Antakritad.).
9. *Anuttarovavâidasâo (Anuttaraupapâtikad.).
10. Panhâvâgaranâim (Prasnavyakaraṇâni).
11. Vivâgasuyam (Vipâkasrutam).
1. *Âyârângasuttam (Âcârânga).
2.*Sûyagadangam (Sûtrakṛitângam).
3. Thânangam (Sthâ.).
4. Samavâyangam.
5. Viyâhapaññatti (Vyâkhyâprajnâpti). This work is commonly known as the Bhagavatî.
6. Ñâyâdhammakahâo (Jñâtadharmakathâ).
7. *Uvâsagadasao (Upâsakadasâh).
8. *Antagadadasao (Antakritad.).
9. *Anuttarovavâidasâo (Anuttaraupapâtikad.).
10. Panhâvâgaranâim (Prasnavyakaraṇâni).
11. Vivâgasuyam (Vipâkasrutam).
The books marked with an asterisk have been translated by Jacobi (S.B.E. vols. XXII. and XIV.), Hoernle and Barnett. See too Weber, Indischie Studien, Bd. XVI. pp. 211-479 and Bd. XVIII. pp. 1-90.]
[Footnote 280: It is called Ârsha or Ardha-Mâgadhi and is the literary form of the vernacular of Berar in the early centuries of the Christian era. See H. Jacobi, Ausgewählte Erzählungen in Maharashtri, and introduction to edition of Ayarânga-sutta.]
[Footnote 281: The titles given in note 2 illustrate aome of its peculiarities.]
[Footnote 282: When I visited Sravana Belgola in 1910, the head of the Jains there, who professed to be a Digambara, though dressed in purple raiment, informed me that their sacred works were partly in Sanskrit and partly in Prakrit. He showed me a book called Trilokasâra.]
[Footnote 283: But see Jagmanderlal Jaini, l.c. appendix V.]
[Footnote 284: Compare for instance Uttarâdyayana X., XXIII. and XXV. with the Sutta-Nipâta and Dhammapada.]
[Footnote 285: I have only visited establishments in towns. Possibly Yatis who follow a severer rule may be found in the country, especially among Digambaras.]
[Footnote 286: In Gujarat they are called Cho-mukhji and it is said that when a Tîrthankara preached in the midst of his audience each side saw him facing them. In Burma the four figures are generally said to be the last four Buddhas.]
[Footnote 287: This seems clear from the presence in Burma of the curvilinear sikra and even of copies of Indian temples, e.g. of Bodh-Gaya at Pagan. Burmese pilgrims to Gaya might easily have visited Mt Parasnath on their way.]
[Footnote 288: I have this information from the Jain Guru at Sravana Belgola. He said that Gomateśvara (who seems unknown to the Śvetâmbaras) waa a Kevalin but not a Tîrthankara.]
[Footnote 289: Two others, rather smaller, are known, one at Karkâl (dated 1431) and one at Yannur. These images are honoured at occasional festivals (one was held at Sravana Belgola in 1910) attended by a considerable concourse of Jains. The type of the statues is not Buddhist. They are nude and represent sages meditating in a standing position whereas Buddhists prescribe a sitting posture for meditation.]
[Footnote 290: The mountain of Satrunjaya rises above Palitâna, the capital of a native state in Gujarat. Other collections of temples are found on the hill of Parasnath in Bengal, at Sonâgir near Datiâ, and Muktagiri near Gâwîlgarh. There are also a good many on the hills above Rajgîr.]
[Footnote 291: The strength of Buddhism in Burma and Siam is no doubt largely due to the fact that custom obliges every one to spend part of his life—if only a few days—as a member of the order.]
[Footnote 292: One might perhaps add to this list the Skoptsy of Russia and the Armenian colonies in many European and Asiatic towns.]
[Footnote 293: Throughout this book I have not hesitated to make use of the many excellent translations of Pali works which have been published. Students of Indian religion need hardly be reminded how much our knowledge of Pali writings and of early Buddhism owes to the labours of Professor and Mrs Rhys Davids.]
[Footnote 294: Sanskrit Sûtra, Pali Sutta. But the use of the words is not quite the same in Buddhist and Brahmanic literature. A Buddhist sutta or sûtra is a discourse, whether in Pali or in Sanskrit; a Brahmanic sûtra is an aphorism. But the 227 divisions of the Pâtimokkha are called Suttas, so that the word may have been originally used in Pali to denote short statements of a single point. The longer Suttas are often called Suttanta.]
[Footnote 295: E.g. Maj. Nik. 123 about the marvels attending the birth of a Buddha.]
[Footnote 296: See some further remarks on this subject at the end of chap. XIII. (on the Canon).]
[Footnote 297: Also Sakya or Sakka. The Sanskrit form is Śâkya.]
[Footnote 298: See among other passages the Ambaṭṭha Sutta of the Dîgha Nikâya in which Ambattha relates how he saw the Sâkyas, old and young, sitting on grand seats in this hall.]
[Footnote 299: But in Cullavagga VII. 1 Bhaddiya, a cousin of the Buddha who is described as being the Râjâ at that time, says when thinking of renouncing the world "Wait whilst I hand over the kingdom to my sons and my brothers," which seems to imply that the kingdom was a family possession. Rajja perhaps means Consulship in the Roman sense rather than kingdom.]
[Footnote 300: E.g. the Sonadaṇḍa and Kûṭadanta Suttas of the Dîgha Nikâya.]
[Footnote 301: Sanskrit Kapilavastu: red place or red earth.]
[Footnote 302: Tradition is unanimous that he died in his eightieth year and hitherto it has been generally supposed that this was about 487 B.C., so that he would have been born a little before 560. But Vincent Smith now thinks that he died about 543 B.C. See J.R.A.S. 1918, p. 547. He was certainly contemporary with kings Bimbisâra and Ajâtasattu, dying in the reign of the latter. His date therefore depends on the chronology of the Śaisunâga and Nanda dynasties, for which new data are now available.]
[Footnote 303: It was some time before the word came to mean definitely the Buddha. In Udâna 1.5, which is not a very early work, a number of disciples including Devadatta are described as being all Buddhâ.]
[Footnote 304: The Chinese translators render this word by Ju-lai (he who has come thus). As they were in touch with the best Indian tradition, this translation seems to prove that Tathâgata is equivalent to Tathâ-âgata not to Tâtha-gata and the meaning must be, he who has come in the proper manner; a holy man who conforms to a type and is one in a series of Buddhas or Jinas.]
[Footnote 305: See the article on the neighbouring country of Magadha in Macdonell and Keith's Vedic Index.]
[Footnote 306: Cf. the Ratthapâla-sutta.]
[Footnote 307: Mahâv. I. 54. 1.]
[Footnote 308: Devadûtavagga. Ang. Nik. III. 35.]
[Footnote 309: But the story is found in the Mahâpadâna-sutta. See also Winternitz, J.R.A.S. 1911, p. 1146.]
[Footnote 310: He mentions that he had three palaces or houses, for the hot, cold and rainy seasons respectively, but this is not necessarily regal for the same words are used of Yasa, the son of a Treasurer (Mahâv. 1. 7. 1) and Anuruddha, a Sâkyan noble (Cullav. VII. 1. 1).]
[Footnote 311: In the Sonadaṇḍa-sutta and elsewhere.]
[Footnote 312: The Pabbajjâ-sutta.]
[Footnote 313: Maj. Nik. Ariyapariyesana-sutta. It is found in substantially the same form in the Mahâsaccaka-sutta and the Bodhirâjakumâra-sutta.]
[Footnote 314: The teaching of Alâra Kâlâma led to rebirth in the sphere called akiñcañ-ñâyatanam or the sphere in which nothing at all is specially present to the mind and that of Uddaka Râmaputta to rebirth in the sphere where neither any idea nor the absence of any idea is specially present to the mind. These expressions occur elsewhere (e.g. in the Mahâparinibbâna-sutta) as names of stages in meditation or of incorporeal worlds (arûpabrahmâloka) where those states prevail. Some mysterious utterances of Uddaka are preserved in Sam. Nik. XXXV. 103.]
[Footnote 315: Underhill, Introd. to Mysticism, p. 387.]
[Footnote 316: Sam. Nik. XXXVI. 19.]
[Footnote 317: The Lalita Vistara says Alâra lived at Vesâlî and Uddaka in Magadha.]
[Footnote 318: The following account is based on Maj. Nik. suttas 85 and 26. Compare the beginning of the Mahâvagga of the Vinaya.]
[Footnote 319: Maj. Nik. 12. See too Dig. Nik. 8.]
[Footnote 320: If this discourse is regarded as giving in substance Gotama's own version of his experiences, it need not be supposed to mean much more than that his good angel (in European language) bade him not take his own life. But the argument represented as appealing to him was that if spirits sustained him with supernatural nourishment, entire abstinence from food would be a useless pretence.]
[Footnote 321: The remarkable figures known as "fasting Buddhas" in Lahore Museum and elsewhere represent Gotama in this condition and show very plainly the falling in of the belly.]
[Footnote 322: Âsava. The word appears to mean literally an intoxicating essence. See e.g. Vinaya, vol. IV. p. 110 (Rhys Davids and Oldenburg's ed.). Cf. the use of the word in Sanskrit.
[Footnote 323: Nâparam itthattâyâti. Itthattam is a substantive formed from ittham thus. It was at this time too that he thought out the chain of causation.]
[Footnote 324: Tradition states that it was on this occasion that he uttered the well-known stanzas now found in the Dhammapada 154-5 (cf. Theragâthâ 183) in which he exults in having, after long search in repeated births, found the maker of the house. "Now, O maker of the house thou art seen: no more shalt thou make a house." The lines which follow are hard to translate. The ridge-pole of the house has been destroyed (visankhitaṃ more literally de-com-posed) and so the mind passes beyond the sankhâras (visankhâragataṃ). The play of words in visankhitaṃ and visankhâra can hardly be rendered in English.]
[Footnote 325: As Rhys Davids observes, this expression means "to found the Kingdom of Righteousness" but the metaphor is to make the wheels of the chariot of righteousness move unopposed over all the Earth.]
[Footnote 326: At the modern Sarnath.]
[Footnote 327: It is from this point that he begins to use this title in speaking of himself.]
[Footnote 328: Similar heavenly messages were often received by Christian mystics and were probably true as subjective experiences. Thus Suso was visited one Whitsunday by a heavenly messenger who bade him cease his mortifications.]
[Footnote 329: It is the Pipal tree or Ficus religiosa, as is mentioned in the Dîgha Nikâya, XIV. 30, not the Banyan. Its leaves have long points and tremble continually. Popular fancy says this is in memory of the tremendous struggle which they witnessed.]
[Footnote 330: Such are the Padhâna-sutta of the Sutta-Nipâta which has an air of antiquity and the tales in the Mahâvagga of the Saṃyutta-Nikâya. The Mahâvagga of the Vinaya (I. 11 and 13) mentions such an encounter but places it considerably later after the conversion of the five monks and of Yasa.]
[Footnote 331: The text is also found in the Saṃyutta-Nikâya.]
[Footnote 332: Concisely stated as suffering, the cause of suffering, the suppression of suffering and the method of effecting that suppression.]
[Footnote 333: Writers on Buddhism use this word in various forms, arhat, arahat and arahant. Perhaps it is best to use the Sanskrit form arhat just as karma and nirvana are commonly used instead of the Pali equivalents.]
[Footnote 334: I.15-20.]
[Footnote 335: Brahmayoni. I make this suggestion about grass fires because I have myself watched them from this point.]
[Footnote 336: This meal, the only solid one in the day, was taken a little before midday.]
[Footnote 337: I. 53-54.]
[Footnote 338: His father.]
[Footnote 339: I.e. the Buddha's former wife.]
[Footnote 340: Half brother of the Buddha and Suddhodana'a son by Mahâprajâpatî.]
[Footnote 341: Jâtaka, 356.]
[Footnote 342: Mahâvag. III. 1.]
[Footnote 343: Thus we hear how Dasama of Atthakam (Maj. Nik. 52) built one for fifteen hundred monks, and Ghotamukha another in Pataliputta, which bore his name.]
[Footnote 344: Maj. Nik. 53.]
[Footnote 345: Cullavag. VI. 4.]
[Footnote 346: Probably sheds consisting of a roof set on posts, but without walls.]
[Footnote 347: Translated by Rhys Davids, American Lectures, pp. 108 ff.]
[Footnote 348: E.g. Maj. Nik. 62.]
[Footnote 349: But in Maj. Nik. II. 5 he says he is not bound by rules as to eating.]
[Footnote 350: Maj. Nik. 147.]
[Footnote 351: In an exceedingly curious passage (Dig. Nik. IV.) the Brahman Sonadaṇḍa, while accepting the Buddha's teaching, asks to be excused from showing the Buddha such extreme marks of respect as rising from his seat or dismounting from his chariot, on the ground that his reputation would suffer. He proposes and apparently is allowed to substitute less demonstrative salutations.]
[Footnote 352: Cullavagga V. 21 and Maj. Nik. 85.]
[Footnote 353: Visâkhâ, a lady of noted piety. It was probably a raised garden planted with trees.]
[Footnote 354: Maj. Nik. 110.]
[Footnote 355: Dig. Nik. No. 2. Compare Jâtaka 150, which shows how much variation was permitted in the words ascribed to the Buddha.]
[Footnote 356: Sam. Nik. XLII. 7.]
[Footnote 357: Mahâparinib-sutta, 6. 20. The monk Subhadda, in whose mouth these words are put, was apparently not the person of the same name who was the last convert made by the Buddha when dying.]
[Footnote 358: His personal name was Upatissa.]
[Footnote 359: This position was also held, previously no doubt, by Sagata.]
[Footnote 360: Mahavâg. X. 2. Compare the singular anecdote in VI. 22 where the Buddha quite unjustifiably suspects a Doctor of making an indelicate joke. The story seems to admit that the Buddha might be wrong and also that he was sometimes treated with want of respect.]
[Footnote 361: VII. 2 ff.]
[Footnote 362: The introductions to Jâtakas 26 and 150 say that Ajâtasattu built a great monastery for him at Gayâsîsa.]
[Footnote 363: The Buddha says so himself (Dig. Nik. II.) but does not mention the method.]
[Footnote 364: The Dhamma-sangaṇī defines courtesy as being of two kinds: hospitality and considerateness in matters of doctrine.]
[Footnote 365: Maj. Nik. 75.]
[Footnote 366: Mahāv. vi. 31. 11.]
[Footnote 367: Cullavag. x. 1. 3.]
[Footnote 368: Mahâparinib. V. 23. Perhaps the Buddha was supposed to be giving Ânanda last warnings about his besetting weakness.]
[Footnote 369: Udâna 1. 8.]
[Footnote 370: Compare too the language of Angela of Foligno (1248-1309) "By God's will there died my mother who was a great hindrance unto me in following the way of God: my husband died likewise and all my children. And because I had commenced to follow the aforesaid way and had prayed God that he would rid me of them, I had great consolation of their deaths, although I did also feel some grief." Beatae Angelae de Fulginio Visionum et Instructionum Liber. Cap. ix.]
[Footnote 371: No account of this event has yet been found in the earliest texts but it is no doubt historical. The versions found in the Jâtaka and Commentaries trace it back to a quarrel about a marriage, but the story is not very clear or consistent and the real motive was probably that indicated above.]
[Footnote 372: See Rhys Davids, Dialogues, II. p. 70 and Przyluski's articles (in J.A. 1918 ff.) Le Parinirvana et les funérailles du Bouddha where the Pali texts are compared with the Mûlasarvâstivâdin Vinaya and with other accounts.]
[Footnote 373: This was probably written after Pâṭaliputra had become a great city but we do not know when its rise commenced.]
[Footnote 374: She was a noted character in Vesâlî. In Mahâvag. viii. 1, people are represented as saying that it was through her the place was so flourishing and that it would be a good thing if there were some one like her in Râjagaha.]
[Footnote 375: The whole passage is interesting as displaying even in the Pali Canon the germs of the idea that the Buddha is an eternal spirit only partially manifested in the limits of human life. In the Mahâparinib.-sutta Gotama is only voluntarily subject to natural death.]
[Footnote 376: The phrase occurs again in the Sutta-Nipâta. Its meaning is not clear to me.]
[Footnote 377: The text seems to represent him as crossing first a streamlet and then the river.]
[Footnote 378: It is not said how much time elapsed between the meal at Cunda's and the arrival at Kusinârâ but since it was his last meal, he probably arrived the same afternoon.]
[Footnote 379: Cf. Lyall's poem, on a Rajput Chief of the Old School, who when nearing his end has to leave his pleasure garden in order that he may die in the ancestral castle.]
[Footnote 380: Dig. Nik. 17 and Jâtaka 95.]
[Footnote 381: It is said that this discipline was efficacious and that Channa became an Arhat.]
[Footnote 382: It is difficult to find a translation of these words which is both accurate and natural in the mouth of a dying man. The Pali text vayadhammâ saṅkhârâ (transitory-by-nature are the Saṅkhâras) is brief and simple but any correct and adequate rendering sounds metaphysical and is dramatically inappropriate. Perhaps the rendering "All compound things must decompose" expresses the Buddha's meaning best. But the verbal antithesis between compound and decomposing is not in the original and though saṅkhâra is etymologically the equivalent of confection or synthesis it hardly means what we call a compound thing as opposed to a simple thing.]
[Footnote 383: The Buddha before his death had explained that the corpse of a Buddha should be treated like the corpse of a universal monarch. It should be wrapped in layers of new cloth and laid in an iron vessel of oil. Then it should be burnt and a Dagoba should be erected at four cross roads.]
[Footnote 384: The Mallas had two capitals, Kusinârâ and Pâvâ, corresponding to two subdivisions of the tribe.]
[Footnote 385: Theragâthâ 557 ff. Water to refresh tired and dusty feet is commonly offered to anyone who comes from a distance.]
[Footnote 386: Mahâvag. VIII. 26.]
[Footnote 387: E.g. Therîgâthâ 133 ff. It should also be remembered that orientals, particularly Chinese and Japanese, find Christ's behaviour to his mother as related in the gospels very strange.]
[Footnote 388: E.g. Roja, the Malta, in Mahâvag. VI. 36 and the account of the interview with the Five Monks in the Nidânakathâ (Rhys Davids, Budd. Birth Stories, p. 112).]
[Footnote 389: E.g. Maj. Nik. 36.]
[Footnote 390: Dig. Nik. XVII. and V.]
[Footnote 391: Maj. Nik. 57.]
[Footnote 392: Mahâparib. Sutta, I. 61.]
[Footnote 393: The earliest sources for these legends are the Mahâvastu, the Sanskrit Vinayas (preserved in Chinese translations), the Lalita Vistara, the Introduction to the Jâtaka and the Buddha-carita. For Burmese, Sinhalese, Tibetan and Chinese lives of the Buddha, see the works of Bigandet, Hardy, Rockhill and Schiefner, Wieger and Beal. See also Foucher, Liste indienne des actes du Buddha and Hackin, Scènes de la Vie du Buddha d'après des peintures tibétaines.]
[Footnote 394: It was the full moon of the month Vaiśâkha.]
[Footnote 395: The best known of the later biographies of the Buddha, such as the Lalita Vistara and the Buddha-carita of Aśvaghosha stop short after the Enlightenment.]
[Footnote 396: There are some curious coincidences of detail between the Buddha and Confucius. Both disliked talking about prodigies (Analects. V11. 20) Confucius concealed nothing from his disciples (ib. 23), just as the Buddha had no "closed fist," but he would not discuss the condition of the dead (Anal. xi. 11), just as the Buddha held it unprofitable to discuss the fate of the saint after death. Neither had any great opinion of the spirits worshipped in their respective countries.]
[Footnote 397: Maj. Nik. 143.]
[Footnote 398: The miraculous cure of Suppiyâ (Mahâvag. VI. 23) is no exception. She was ill not because of the effects of Karma but because, according to the legend, she had cut off a piece of her flesh to cure a sick monk who required meat broth. The Buddha healed her.]
[Footnote 399: The most human and kindly portrait of the Buddha is that furnished by the Commentary on the Thera- and Therî-gâthâ. See Thera-gâthâ xxx, xxxi and Mrs Rhys Davids' trans. of Therî-gâthâ, pp. 71, 79.]
[Footnote 400: John xvii. 9. But he prayed for his executioners.]
[Footnote 401: John vii. 19-20.]
[Footnote 402: See chap. VIII. of this book.]
[Footnote 403: Cullavag, IX, I. IV.]
[Footnote 404: Sam. Nik. LVI. 31.]
[Footnote 405: Udâna VI. 4. The story is that a king bade a number of blind men examine an elephant and describe its shape. Some touched the legs, some the tusks, some the tail and so on and gave descriptions accordingly, but none had any idea of the general shape.]
[Footnote 406: Or "determined."]
[Footnote 407: Or form: rûpa.]
[Footnote 408: The word Jiva, sometimes translated soul, is not equivalent to âtman. It seems to be a general expression for all the immaterial side of a human being. It is laid down (Dig. Nik. VI. and VII.) that it is fruitless to speculate whether the Jiva is distinct from the body or not.]
[Footnote 409: Saññâ like many technical Buddhist terms is difficult to render adequately, because it does not cover the same ground as any one English word. Its essential meaning is recognition by a mark. When we perceive a blue thing we recognize it as blue and as like other blue things that we have marked. See Mrs Rhys Davids, Dhamma-Sangaṇi, p. 8.]
[Footnote 410: The Saṃyutta-Nikâya XXII. 79. 8 states that the Sankhâras are so-called because they compose what is compound (sankhatam).]
[Footnote 411: Maj. Nik. 44.]
[Footnote 412: In this sense Sankhâra has also some affinity to the Sanskrit use of Saṃskâra to mean a sacramental rite. It is the essential nature of such a rite to produce a special effect. So too the Sankhâras present in one existence inevitably produce their effect in the next existence. For Sankhâra see also the long note by S.Z. Aung at the end of the Compendium of Philosophy (P.T.S. 1910).]
[Footnote 413: The use of this word for Viññâṇa is, I believe, due to Mrs Rhys Davids.]
[Footnote 414: See especially Maj. Nik. 38.]
[Footnote 415: Pali, Khanda. But it has become the custom to use the Sanskrit term. Cf. Karma, nirvâna.]
[Footnote 416: See Sam. Nik. XII. 62. For parallels to this view in modern times see William James, Text Book of Psychology, especially pp. 203, 215, 216.]
[Footnote 417: Cf. Milinda Panha II. 1. 1 and also the dialogue between the king of Sauvîra and the Brahman in Vishnu Pur. II. XIII.]
[Footnote 418: Vis. Mag. chap. XVI. quoted by Warren, Buddhism in Translations, p. 146. Also it is admitted that viññâṇa cannot be disentangled and sharply distinguished from feeling and sensation. See passages quoted in Mrs Rhys Davids, Buddhist Psychology, pp. 52-54.]
[Footnote 419: Sam. Nik. XXII. 22. 1.]
[Footnote 420: With reference to a teacher dhamma is the doctrine which he preaches. With reference to a disciple, it may often be equivalent to duty. Cf. the Sanskrit expressions: sva-dharma, one's own duty; para-dharma, the duty of another person or caste.]
[Footnote 421: Dhamma-s. 1044-5.]
[Footnote 422: II. 3. 8.]
[Footnote 423: Dig. Nik. XI. 85.]
[Footnote 424: Name and form is the Buddhist equivalent for subject and object or mind and body.]
[Footnote 425: Mrs Rhys Davids, Buddhist Psychology, p. 39.]
[Footnote 426: Sam. Nik. xxxv. 93.]
[Footnote 427: The same formula is repeated for the other senses.]
[Footnote 428: See Maj. Nik. 36 for his own experiences and Dig. Nik. 2. 93-96.]
[Footnote 429: In Dig. Nik. xxiii. Pâyâsi maintains the thesis, regarded as most unusual (sec. 5), that there is no world but this and no such things as rebirth and karma. He is confuted not by the Buddha but by Kassapa. His arguments are that dead friends whom he has asked to bring him news of the next world have not done so and that experiments performed on criminals do not support the idea that a soul leaves the body at death. Kassapa's reply is chiefly based on analogies of doubtful value but also on the affirmation that those who have cultivated their spiritual faculties have intuitive knowledge of rebirth and other worlds. But Pâyâsi did not draw any distinction between rebirth and immortality as understood in Europe. He was a simple materialist.]
[Footnote 430: The more mythological parts of the Pitakas make it plain that the early Buddhists were not materialists in the modern sense. It is also said that there are formless worlds in which there is thought, but no form or matter.]
[Footnote 431: See too the story of Godhika's death. Sam. Nik. I. iv. 3 and Buddhaghosa on Dhammap. 57.]
[Footnote 432: No. 38 called the Mahâtaṇhâsankhaya-suttam.]
[Footnote 433: See too Dig. Nik. n. 63, "If Viññâṇa did not descend into the womb, would body and mind be constituted there?" and Sam. Nik. xii. 12. 3, "Viññâṇa food is the condition for bringing about rebirth in the future."]
[Footnote 434: Uppajjati is the usual word.]
[Footnote 435: Ariyasaccâni. Rhys Davids translates the phrase as Aryan truths and the word Ariya in old Pali appears not to have lost its national or tribal sense, e.g. Dig. Nik. n. 87 Ariyam âyatanam the Aryan sphere (of influence). But was a religious teacher preaching a doctrine of salvation open to all men likely to describe its most fundamental and universal truths by an adjective implying pride of race?]
[Footnote 436: In Maj. Nik. 44 the word dukkha is replaced by sakkâya, individuality, which is apparently regarded as equivalent in meaning. So for instance the Noble Eightfold path is described as sakkâya-nirodha-gâminî patipadâ.]
[Footnote 437: Theragâthâ 487-493, and Puggala Pañ. iv. 1.]
[Footnote 438: But it has not been proved so far as I know.]
[Footnote 439: Sam. Nik. XV. 3.]
[Footnote 440: Buddhist works sometimes insist on the impurity of human physical life in a way which seems morbid and disagreeable. But this view is not exclusively Buddhist or Asiatic. It is found in Marcus Aurelius and perhaps finds its strongest expression in the De Contemptu Mundi of Pope Innocent III (in Pat. Lat. ccxvii. cols. 701-746).]
[Footnote 441: As a general rule suicide is strictly forbidden (see the third Pârâjika and Milinda, iv. 13 and 14) for in most cases it is not a passionless renunciation of the world but rather a passionate and irritable protest against difficulties which simply lays up bad karma in the next life. Yet cases such as that of Godhika (see Buddhaghosa on the Dhammapada, 57) seem to imply that it is unobjectionable if performed not out of irritation but by one who having already obtained mental release is troubled by disease.]
[Footnote 442: Pali Paticca-samuppâda. Sanskrit Pratîtya-samutpâda.]
[Footnote 443: Sam. Nik. xii. 10.]
[Footnote 444: Dig. Nik. XV.]
[Footnote 445: "Contact comes from consciousness: sensation from contact: craving from sensation: the sankhâras from craving: consciousness from the sankhâras: contact from consciousness" and so on ad infinitum. See Mil. Pan. 51.]
[Footnote 446: Dig. Nik. XV.]
[Footnote 447: Sam. Nik. XII. 53. Cf. too the previous sutta 51. In the Abhidhamma Pitaka and later scholastic works we find as a development of the law of causation the theory of relations (paccaya) or system of correlation (paṭṭhâna-nayo). According to this theory phenomena are not thought of merely in the simple relation of cause and effect. One phenomenon can be the assistant agency (upakâraka) of another phenomenon in 24 modes. See Mrs Rhys Davids' article Relations in E.R.E.]
[Footnote 448: Mrs Rhys Davids, Dhamma-sangaṇi, pref. p. lii. "The sensory process is analysed in each case into (a) an apparatus capable of reaching to an impact not itself: (b) an impinging form (rûpam): (c) contact between (a) and (b): (d) resultant modification of the mental continuum, viz. first, contact of a specific sort, then hedonistic result or intellectual result or presumably both."]
[Footnote 449: See e.g. Maj. Nik. 38.]
[Footnote 450: This does not mean that the same name-and-form plus consciousness which dies in one existence reappears in another.]
[Footnote 451: Maj. Nik. 120 Sankhâruppatti sutta.]
[Footnote 452: He should make it a continual mental exercise to think of the rebirth which he desires.]
[Footnote 453: So too in the Sânkhya philosophy the samskâras are said to pass from one human existence to another. They may also remain dormant for several existences and then become active.]
[Footnote 454: Maj. Nik. 9 Sammâdiṭṭhi sutta.]
[Footnote 455: Sam. Nik. xxii. 126.]
[Footnote 456: Mahâvag. i. 23. 4 and 5:]
Ye dhammâ hetuppabhavâ tesam hetum Tathâgato Âha tesañca yo nirodho evamvâdi Mahâsamano ti.
The passage is remarkable because it insists that this is the principal and essential doctrine of Gotama. Compare too the definition of the Dhamma put in the Buddha's own mouth in Majjhima, 79: Dhammam te desessâmi: imasmim sati, idam hoti: imass' uppâdâ idaṃ upajjhati, etc.]
[Footnote 457: The Sânkhya might be described as teaching a law of evolution, but that is not the way it is described in its own manuals.]
[Footnote 458: Take among hundreds of instances the account of the Buddha's funeral.]
[Footnote 459: The Anguttara Nikâya, book iv. chap. 77, forbids speculation on four subjects as likely to bring madness and trouble. Two of the four are kamma-vipâko and loka-cintâ. An attempt to make the chain of causation into a cosmic law would involve just this sort of speculation.]
[Footnote 460: The Pitakas insist that causation applies to mental as well as physical phenomena.]
[Footnote 461: Sam. Nik. xii. 35.]
[Footnote 462: Vis. Mag. xvii. Warren, p. 175.]
[Footnote 463: See Waddell, J.R.A.S. 1894, pp. 367-384: Rhys Davids, Amer. Lectures, pp. 155-160.]
[Footnote 464: Sam. Nik. XII. 61. See too Theragâthâ, verses 125 and 1111, and for other illustrative quotations Mrs Rhys Davids, Buddhist Psychology, pp. 34, 35.]
[Footnote 465: But see Maj. Nik. 79, for the idea that there is something beyond happiness.]
[Footnote 466: Dig. Nik. 22.]
[Footnote 467: Sutta-Nipâta, 787.]
[Footnote 468: Padhânam. But in later Buddhism we also find the idea that nirvana is something which comes only when we do not struggle for it.]
[Footnote 469: Mettâ, corresponding exactly to the Greek [Greek: agapei] of the New Testament.]
[Footnote 470: III. 7. The translation is abbreviated.]
[Footnote 471: More literally, "All the occasions which can be used for doing good works."]
[Footnote 472: Sutta-Nipâta, 1-8, S.B.E. vol. X. p. 25 and see also Ang. Nik. IV. 190 which says that love leads to rebirth in the higher heavens and Sam. Nik. XX. 4 to the effect that a little love is better than great gifts. Also Questions of Milinda, 4. 4. 16.]
[Footnote 473: Ang. Nik. 1. 2. 4.]
[Footnote 474: Cf. too Mahâvag. VIII. 22 where a monk is not blamed for giving the property of the order to his parents.]
[Footnote 475: Sati is the Sanskrit Smriti.]
[Footnote 476: Dhammap. 160.]
[Footnote 477: Bhag-gîtâ, 3. 27.]
[Footnote 478: Vishnu Pur. II. 13. The ancient Egyptians also, though for quite different reasons, did not accept our ideas of personality. For them man was not an individual unity but a compound consisting of the body and of several immaterial parts called for want of a better word souls, the ka, the ba, the sekhem, etc., which after death continue to exist independently.]
[Footnote 479: Ueber den Stand der indischen Philosophie zur Zeit Mahâvîras und Buddhas, 1902. And On the problem of Nirvana in Journal of Pali Text Society, 1905. See too Sam. Nik. XXII. 15-17.]
[Footnote 480: Maj. Nik. 22.]
[Footnote 481: Compare also the sermon on the burden and the bearer and Sam Nik. XXII. 15-17. It is admitted that Nirvana is not dukkha and not aniccam and it seems to be implied it is not anattam.]
[Footnote 482: See the argument with Yamaka in Sam. Nik. XXII. 85.]
[Footnote 483: See Sam. Nik. III., XXII. 97.]
[Footnote 484: Also paññâkkhandha or vijjâ.]
[Footnote 485: Dig. Nik. II.]
[Footnote 486: These exercises are hardly possible for the laity.]
[Footnote 487: See chap. XIV. for details.]
[Footnote 488: Sanskrit Nirvâṇa: Pali Nibbâna.]
[Footnote 489: Maj. Nik. 26.]
[Footnote 490: E.g. the words addressed to Buddha, nibbutâ nûna sâ narî yassâyam îdiso pati. Happy is the woman who has such a husband. In the Anguttara Nikâya, III. 55 the Brahman Jâṇussoṇi asks Buddha what is meant by Sanditthikam nibbâṇam, that is nirvâṇa which is visible or belongs to this world. The reply is that it is effected by the destruction of lust, hatred and stupidity and it is described as akâlikam, ehipassikam opanayikam, paccattam veditabbam viññûhi--difficult words which occur elsewhere as epithets of Dhamma and apparently mean immediate, inviting (it says "come and see"), leading to salvation, to be known by all who can understand. For some views as to the derivation of nibbana, nibbuto, etc. see J.P.T.S. 1919, pp. 53 ff. But the word nirvâṇa occurs frequently in the Mahâbhârata and was probably borrowed by the Buddhists from the Brahmans.]
[Footnote 491: Or sa-upâdi.]
[Footnote 492: But parinirvâṇa is not always rigidly distinguished from nirvâṇa, e.g. Sutta Nipâta, 358. And in Cullavag. VI. 4. 4 the Buddha describes himself as Brâhmaṇo parinibbuto. Parinibbuto is even used of a horse in Maj. Nik. 65 ad fin.]
[Footnote 493: Sam. Nik. XXII. 1. 18.]
[Footnote 494: Vimuttisukham and brahmacariyogadham sukham.]
[Footnote 495: Maj. Nik. 139, cf. also Ang. Nik. II. 7 where various kinds of sukham or happiness are enumerated, and we hear of nekkhammasukham nirupadhis, upekkhâs, arûparamanam sukham, etc.]
[Footnote 496: E.g. Maj. Nik. 9 Ditthe dhamme dukkhass' antakaro hoti.]
[Footnote 497: Ang. Nik. V. xxxii.]
[Footnote 498: Maj. Nik. 79.]
[Footnote 499: Asankhatadhâtu, cf. the expression asankhâraparinibbâyî. Pugg. Pan. l. 44.]
[Footnote 500: Tabulated in Mrs Rhys Davids' translation, pp. 367-9.]
[Footnote 501: Such a phrase as Nibbâṇassa sacchikiriyâya "for the attainment or realization of Nirvana" would be hardly possible if Nirvana were annihilation.]
[Footnote 502: Udâna VII. near beginning.]
[Footnote 503: These are the formless stages of meditation. In Nirvana there is neither any ordinary form of existence nor even the forms of existence with which we become acquainted in trances.]
[Footnote 504: This negative form of expression is very congenial to Hindus. Thus many centuries later Kabir sung "With God is no rainy season, no ocean, no sunshine, no shade: no creation and no destruction: no life nor death: no sorrow nor joy is felt .... There is no water, wind, nor fire. The True Guru is there contained."]
[Footnote 505: IV. 7. 13 ff.]
[Footnote 506: See also Book VII. of the Milinda containing a long list of similes illustrating the qualities necessary for the attainment of arhatship. Thirty qualities of arhatship are mentioned in Book VI. of the same work. See also Mahâparinib. Sut. III. 65-60 and Rhys Davids' note.]
[Footnote 507: E.g. Dig. Nik. xvi. ii. 7, Cullavag. ix. 1. 4.]
[Footnote 508: E.g. Pugg. Pan. 1. 39. The ten fetters are (1) sakkâyadiṭṭhi, belief in the existence of the self, (2) vicikicchâ, doubt, (3) silabbataparamâso, trust in ceremonies of good works, (4) kâmarâgo, lust, (5) paṭigho, anger, (6) rûparâgo, desire for rebirth in worlds of form, (7) arûparâgo, desire for rebirth in formless worlds, (8) mano, pride, (9) uddhaccam, self-righteousness, (10) avijjâ, ignorance.]
[Footnote 509: There is some diversity of doctrine about the Sakadâgâmin. Some hold that he has two births, because he comes back to the world of men after having been born once meanwhile in a heaven, others that he has only one birth either on earth or in a devaloka.]
[Footnote 510: Avyâkatani. The Buddha, being omniscient, sabaññu, must have known the answer but did not declare it, perhaps because language was incapable of expressing it]
[Footnote 511: Jiva not attâ. ]
[Footnote 512: Maj. Nik. 63.]
[Footnote 513: Sam. Nik. xvii. 85.]
[Footnote 514: Maj. Nik. 72.]
[Footnote 515: Which is said not to grow up again.]
[Footnote 516: It may be that the Buddha had in his mind the idea that a flame which goes out returns to the primitive invisible state of fire. This view is advocated by Schrader (Jour. Pali Text Soc. 1905, p. 167). The passages which he cites seem to me to show that there was supposed to be such an invisible store from which fire is born but to be less conclusive as proving that fire which goes out is supposed to return to that store, though the quotation from the Maitreyi Up. points in this direction. For the metaphor of the flame see also Sutta-Nipâta, verses 1074-6.]
[Footnote 517: XLIV. 1.]
[Footnote 518: Maj. Nik. 9, ad init. Asmîti diṭṭhim ânânusayam samûhanitvâ.]
[Footnote 519: See especially Sutta-Nipâta, 1076 Atthan gatassa na pamâṇam atthi, etc.]
[Footnote 520: Sam. Nik. XXII. 85.]
[Footnote 521: Maj. Nik. 22, Alagaddûpama-suttam.]
[Footnote 522: Later in the same Sutta: Kevalo paripûro bâladhammo.]
[Footnote 523: Four emphatic synonyms in the original.]
[Footnote 524: Dig. Nik. I. 73 uccinna-bhava-nettiko.]
[Footnote 525: I recommend the reader to consider carefully the passage at the end of Book IV. of Schopenhauer's Die Welt als Wille und Vorstellung (Haldane and Kemp's translation, vol. I. pp. 529-530). Though he evidently misunderstood what he calls "the Nirvana of the Buddhists" yet his own thought throws much light on it.]
[Footnote 526: Sk. Bhikshu, beggar or mendicant, because they live on alms. Bhikshâcaryam occurs in Brihad-Âr. Up. III. 5. I.]
[Footnote 527: Mahâvag. I. 49, cf. ib. I. 39.]
[Footnote 528: Dig. Nik. VIII.]
[Footnote 529: Cullavag. I. 1. 3.]
[Footnote 530: Sam. Nik. XIV. 15. 12, Ang. Nik. I. xiv.]
[Footnote 531: Mahâvag. III. 12.]
[Footnote 532: Or the opinion of single persons, e.g. Visâkhâ in Mahâvag. III. 13.]
[Footnote 533: Acârângasut, II. 2. 2.]
[Footnote 534: Mahâv. I. 42.]
[Footnote 535: But converted robbers were occasionally admitted, e.g. Angulimâla.]
[Footnote 536: Sam. Nik. IV. XXXV., Maj. Nik. 8 ad fin. On the value attached by mystics in all countries to trees and flowers, see Underhill, Mysticism, p. 231.]
[Footnote 537: They are abstinence from (1) destroying life, (2) stealing, (3) impurity, (4) lying, (5) intoxicants, (6) eating at forbidden times, (7) dancing, music and theatres, (8) garlands, perfumes, ornaments, (9) high or large beds, (10) accepting gold or silver.]
[Footnote 538: These are practically equivalent to Sundays, being the new moon, full moon and the eighth days from the new and full moon. In Tibet however the 14th, 15th, 29th and 30th of each month are observed.]
[Footnote 539: Mahâvag. II. 1-2.]
[Footnote 540: Chap. VIII. Sec. 3.]
[Footnote 541: Required not so much to purify water as to prevent the accidental destruction of insects.]
[Footnote 542: It might begin either the day after the full moon of Asâlha (June-July) or a month later. In either case the period was three months. Mahâvag. III. 2.]
[Footnote 543: Cullavag. X. 1.]
[Footnote 544: See the papers by Mrs Bode in J.R.A.S. 1893, pp. 517-66 and 763-98, and Mrs Rhys Davids in Ninth Congress of Orientalists, vol. I. p. 344.]
[Footnote 545: Feminine Upâsikâ.]
[Footnote 546: Sutta-Nipâta, 289.]
[Footnote 547: E.g. Mahâmangala and Dhammika-Sutta in Sut. Nip. II. 4 and 14.]
[Footnote 548: Dig. Nik. 31.]
[Footnote 549: It may seem superfluous to insist on this, yet Warren in his Buddhism in Translations uniformly renders Bhikkhu by priest.]
[Footnote 550: The same idea occurs in the Upanishads, e.g. Brih.-Âr. Up. IV. 4. 23, "he becomes a true Brahman."]
[Footnote 551: Especially in R.O. Franke's article in the J.P.T.S. 1908. To demonstrate the "literary dependence" of chapters XI., XII. of the Cullavagga does not seem to me equivalent to demonstrating that the narratives contained in those chapters are "air-bubbles."]
[Footnote 552: The mantras of the Brahmans were hardly a sacred book analogous to the Bible or Koran and, besides, the early Buddhists would not have wished to imitate them.]
[Footnote 553: E.g. Dig. Nik. XVI.]
[Footnote 554: Cullav. XI. i. 11.]
[Footnote 555: Especially in Chinese works.]
[Footnote 556: Upâli, Dasaka, Sonaka, Siggava (with whom the name of Candravajji is sometimes coupled) and Tissa Moggaliputta. This is the list given in the Dîpavaṃsa.]
[Footnote 557: Sam. Nik. XVI. 11. The whole section is called Kassapa Saṃyutta.]
[Footnote 558: They are to be found chiefly in Cullavagga, XII., Dîpavaṃsa, IV. and V. and Mahâvaṃsa, IV.]
[Footnote 559: The Dîpavaṃsa adds that all the principal monks present had seen the Buddha. They must therefore all have been considerably over a hundred years old so that the chronology is open to grave doubt. It would be easier if we could suppose the meeting was held a hundred years after the enlightenment.]
[Footnote 560: They are said to have rejected the Parivâra, the Paṭisambhidâ, the Niddesa and parts of the Jâtaka. These are all later parts of the Canon and if the word rejection were taken literally it would imply that the Mahâsangîti was late too. But perhaps all that is meant is that the books were not found in their Canon. Chinese sources (e.g. Fa Hsien, tr. Legge, p. 99) state that they had an Abhidhamma of their own.]
[Footnote 561: Buddhist Records of the Western World, vol. II. pp. 164-5; Watters, Yüan Chwang, pp. 159-161.]
[Footnote 562: Cap. XXXVI. Legge, p. 98.]
[Footnote 563: See I-tsing's Records of the Buddhist Religion, trans. by Takakusu, p. XX. and Nanjio's Catalogue of the Buddhist Tripitaka, nos. 1199, 1105 and 1159.]
[Footnote 564: An exception ought perhaps to be made for the Japanese sects.]
[Footnote 565: The names are not quite the same in the various lists and it seems useless to discuss them in detail. See Dîpavaṃsa, V. 39-48, Mahâvaṃsa, V. ad in., Rhys Davids, J.R.A.S. 1891, p. 411, Rockhill, Life of the Buddha, chap, VI., Geiger, Trans. of Mahâvaṃsa, App. B.]
[Footnote 566: The Hemavatikas, Râjagirikas, Siddhattas, Pubbaselikas, Aparaselikas and Apararâjagirikas.]
[Footnote 567: Published in the J.P.T.S. 1889. Trans, by S.Z. Aung and Mrs Rhys Davids, 1915. The text mentions doctrines only. The names of the sects supposed to hold them are supplied by the commentary.]
[Footnote 568: They must not be confused with the four philosophic schools Vaibhâshika, Sautrântika, Yogâcâra and Mâdhyamika. These came into existence later.]
[Footnote 569: But the Vetulyakas were important in Ceylon.]
[Footnote 570: See Paramârtha's Life of Vasabandhu, Toung Pao, 1904, p. 290.]
[Footnote 571: See Rhys Davids in J.R.A.S. 1892, pp. 8-9. The name is variously spelt. The P.T.S. print Sammitiya, but the Sanskrit text of the Madhyamakavritti (in Bibl. Buddh.) has Sâmmitîya. Sanskrit dictionaries give Sammatîya. The Abhidharma section of the Chinese Tripitaka (Nanjio, 1272) contains a śâstra belonging to this school. Nanjio, 1139 is apparently their Vinaya.]
[Footnote 572: Kern (Versl. en Med. der K. Akad. van Wetenschappen Letterk. 4. R.D. VIII. 1907, pp. 312-319, cf. J.R.A.S. 1907, p. 432) suggested on the authority of Kashgarian MSS. that the expression Vailpulya sûtra is a misreading for Vaitulya sûtra, a sûtra of the Vetulyakas. Ânanda was sometimes identified with the phantom who represented the Buddha.]
[Footnote 573: It is remarkable that this view, though condemned by the Kathâ-vatthu, is countenanced by the Khuddaka-pâṭha.]
[Footnote 574: The Kathâ-vatthu constantly cites the Nikâyas.]
[Footnote 575: Pali Sabbatthivâdins.]
[Footnote 576: Cf. the doctrine of the Sânkhya. For more about the Sarvâstivâdins see below, Book IV. chap. XXII.]
[Footnote 577: See especially Le Nord-Ouest de L'Inde dans le Vinaya des Mûlasarvâstivâdins by Przyluski in J.A. 1914, II. pp. 492 ff.]
[Footnote 578: See articles by Fleet in J.R.A.S. of 1903, 1904, 1908-1911 and 1914: Hultzsch in J.R.A.S. 1910-11: Thomas in J.A. 1910: S. Lévi, J.A. 1911.]
[Footnote 579: Asoka's statement is confirmed (if it needs confirmation) by the Chinese pilgrim I-ching who saw in India statues of him in monastic costume.]
[Footnote 580: For a bibliography of the literature about these inscriptions see Vincent Smith, Early History of India, 3rd ed. 1914, pp. 172-4.]
[Footnote 581: The dialect is not strictly speaking the same in all the inscriptions.]
[Footnote 582: Piyadassi, Sanskrit Priyadarsin. The Dîpavaṃsa, VI. 1 and 14, calls Asoka Piyadassi and Piyadassana. The name Asoka has hitherto only been found in one edict discovered at Hyderabad, J.R.A.S. 1916, p. 573.]
[Footnote 583: The principal single edicts are (1) that known as Minor Rock Edict I. found in four recensions, (2) The Bhâbrû (or Bhâbrâ) Edict of great importance for the Buddhist scriptures, (3) Two Kalinga Edicts, (4) Edicts about schism, found at Sarnath and elsewhere, (4) Commemorative inscriptions in the Terâi, (5) Dedications of caves.]
[Footnote 584: Asoka came to the throne about 270 B.C. (268 or 272 according to various authorities) but was not crowned until four years later. Events are generally dated by the year after his coronation (abhisheka), not after his accession.]
[Footnote 585: I must confess that Law of Piety (Vincent Smith) does not seem to me very idiomatic.]
[Footnote 586: See Senart, Inscrip. de Piyadassi, II. pp. 314 ff.]
[Footnote 587: The Second Minor Rock Edict.]
[Footnote 588: Râjûka and pradesika.]
[Footnote 589: I.e. Syria, Egypt, Macedonia, Cyrene and Epirus.]
[Footnote 590: Kingdoms in the south of India.]
[Footnote 591: The inhabitants of the extreme north-west of India, not necessarily Greeks by race.]
[Footnote 592: Possibly Tibet.]
[Footnote 593: Or Nâbhapamtis. In any case unknown.]
[Footnote 594: All these appear to have been tribes of Central India.]
[Footnote 595: Dîpav. VIII.; Mahâv. XII.]
[Footnote 596: Pillar Edict VI.]
[Footnote 597: Perhaps meant to be equivalent to 251 B.C. Vincent Smith rejects this date and thinks that the Council met in the last ten years of Asoka's reign. But the Sinhalese account is reasonable. Asoka was very pious but very tolerant. Ten years of this regime may well have led to the abuse complained of.]
[Footnote 598: Jâtaka, no. 472.]
[Footnote 599: See for instance the Life of Hsüan Chuang; Beal, p. 39; Julien, p. 50.]
[Footnote 600: I consider it possible, though by no means proved, that the Abhidhamma was put together in Ceylon.]
[Footnote 601: For the Burmese Canon see chap. XXVI. Even if the Burmese had Pali scriptures which did not come from Ceylon, they sought to harmonize them with the texts known there.]
[Footnote 602: Pali Tipiṭaka.]
[Footnote 603: So in Maj. Nik. xxi. a man who proposes to excavate comes Kuddalapiṭakam âdâya, "With spade and basket."]
[Footnote 604: The list of the Vinaya books is:
The books marked with an asterisk have been translated by Jacobi (S.B.E. vols. XXII and XIV), Hoernle, and Barnett. Also, see Weber, Indischie Studien, Bd. XVI, pp. 211-479 and Bd. XVIII, pp. 1-90.
[Footnote 280: It is called Ârsha or Ardha-Mâgadhi and is the literary form of the vernacular of Berar in the early centuries of the Christian era. See H. Jacobi, Ausgewählte Erzählungen in Maharashtri, and the introduction to the edition of Ayarânga-sutta.]
[Footnote 281: The titles given in note 2 illustrate some of its peculiarities.]
[Footnote 282: When I visited Sravana Belgola in 1910, the head of the Jains there, who claimed to be a Digambara, though dressed in purple, told me that their sacred works were partly in Sanskrit and partly in Prakrit. He showed me a book called Trilokasâra.]
[Footnote 283: But see Jagmanderlal Jaini, l.c. appendix V.]
[Footnote 284: Compare, for instance, Uttarâdyayana X, XXIII, and XXV with the Sutta-Nipâta and Dhammapada.]
[Footnote 285: I have only visited establishments in towns. It’s possible that Yatis who follow stricter rules may be found in the countryside, especially among Digambaras.]
[Footnote 286: In Gujarat, they are called Cho-mukhji, and it’s said that when a Tîrthankara preached to the audience, each side saw him facing them. In Burma, the four figures are generally said to represent the last four Buddhas.]
[Footnote 287: This seems clear from the presence in Burma of the curvilinear sikra and even copies of Indian temples, e.g. of Bodh-Gaya at Pagan. Burmese pilgrims to Gaya might easily have visited Mt Parasnath on their way.]
[Footnote 288: I obtained this information from the Jain Guru at Sravana Belgola. He stated that Gomateśvara (who seems unknown to the Śvetâmbaras) was a Kevalin but not a Tîrthankara.]
[Footnote 289: Two other, somewhat smaller, statues are known, one at Karkâl (dated 1431) and one at Yannur. These images are honored at occasional festivals (one was held at Sravana Belgola in 1910) attended by a large gathering of Jains. The type of the statues is not Buddhist. They are nude and represent sages meditating in a standing position, whereas Buddhists prescribe a sitting posture for meditation.]
[Footnote 290: The mountain of Satrunjaya rises above Palitâna, the capital of a native state in Gujarat. Other collections of temples can be found on the hill of Parasnath in Bengal, at Sonâgir near Datiâ, and Muktagiri near Gâwîlgarh. There are also quite a few on the hills above Rajgîr.]
[Footnote 291: The strength of Buddhism in Burma and Siam is likely due to the custom that requires everyone to spend part of their life—if only a few days—as a member of the order.]
[Footnote 292: One might perhaps add to this list the Skoptsy of Russia and the Armenian colonies in many European and Asian towns.]
[Footnote 293: Throughout this book, I have not hesitated to use the many excellent translations of Pali works that have been published. Students of Indian religion need hardly be reminded how much our knowledge of Pali writings and early Buddhism owes to the efforts of Professor and Mrs. Rhys Davids.]
[Footnote 294: Sanskrit Sûtra, Pali Sutta. However, the meaning of the words is not quite the same in Buddhist and Brahmanic literature. A Buddhist sutta or sûtra is a discourse, whether in Pali or Sanskrit; a Brahmanic sûtra is an aphorism. But the 227 divisions of the Pâtimokkha are also called Suttas, so the term may originally have been used in Pali to refer to short statements of a single point. The longer Suttas are often referred to as Suttanta.]
[Footnote 295: E.g. Maj. Nik. 123 about the wonders surrounding the birth of a Buddha.]
[Footnote 296: See further remarks on this subject at the end of chap. XIII. (on the Canon).]
[Footnote 297: Also Sakya or Sakka. The Sanskrit form is Śâkya.]
[Footnote 298: See among other passages the Ambaṭṭha Sutta of the Dîgha Nikâya where Ambattha recounts how he saw the Sâkyas, old and young, sitting on grand seats in this hall.]
[Footnote 299: But in Cullavagga VII. 1, Bhaddiya, a cousin of the Buddha who is described as the Râjâ at that time, states when considering renouncing the world, "Wait while I hand over the kingdom to my sons and my brothers," which seems to imply that the kingdom was a family possession. Rajja perhaps means Consulship in the Roman sense rather than kingdom.]
[Footnote 300: E.g. the Sonadaṇḍa and Kûṭadanta Suttas of the Dîgha Nikâya.]
[Footnote 301: Sanskrit Kapilavastu: red place or red earth.]
[Footnote 302: Tradition unanimously states that he died in his eightieth year and it has generally been assumed this was around 487 B.C., so he would have been born a little before 560. However, Vincent Smith now believes that he died around 543 B.C. See J.R.A.S. 1918, p. 547. He was certainly contemporary with kings Bimbisâra and Ajâtasattu, dying during the reign of the latter. His date therefore depends on the chronology of the Śaisunâga and Nanda dynasties, for which new data are now available.]
[Footnote 303: It took some time before the term definitely came to mean the Buddha. In Udâna 1.5, which is not a very early work, several disciples, including Devadatta, are described as being all Buddhâ.]
[Footnote 304: The Chinese translators render this term as Ju-lai (he who has come thus). Since they were connected with the best Indian tradition, this translation seems to confirm that Tathâgata is equivalent to Tathâ-âgata, not Tâtha-gata, meaning he who has come in the proper manner; a holy man conforming to a type and part of a series of Buddhas or Jinas.]
[Footnote 305: See the article on the neighboring country of Magadha in Macdonell and Keith's Vedic Index.]
[Footnote 306: Cf. the Ratthapâla-sutta.]
[Footnote 307: Mahâv. I. 54. 1.]
[Footnote 308: Devadûtavagga. Ang. Nik. III. 35.]
[Footnote 309: But the story is found in the Mahâpadâna-sutta. See also Winternitz, J.R.A.S. 1911, p. 1146.]
[Footnote 310: He mentions that he had three palaces or houses for the hot, cold, and rainy seasons, but this is not necessarily regal, as the same words are used of Yasa, the son of a Treasurer (Mahâv. 1. 7. 1) and Anuruddha, a Sâkyan noble (Cullav. VII. 1. 1).]
[Footnote 311: In the Sonadaṇḍa-sutta and elsewhere.]
[Footnote 312: The Pabbajjâ-sutta.]
[Footnote 313: Maj. Nik. Ariyapariyesana-sutta. It is found in substantially the same form in the Mahâsaccaka-sutta and the Bodhirâjakumâra-sutta.]
[Footnote 314: The teaching of Alâra Kâlâma led to rebirth in the sphere called akiñcañ-ñâyatanam, meaning the sphere in which nothing at all is present to the mind, while the teaching of Uddaka Râmaputta led to rebirth in the sphere where neither any idea nor the absence of any idea is specifically present to the mind. These expressions occur elsewhere (e.g. in the Mahâparinibbâna-sutta) as names of stages in meditation or incorporeal worlds (arûpabrahmâloka) where those states prevail. Some mysterious sayings of Uddaka are preserved in Sam. Nik. XXXV. 103.]
[Footnote 315: Underhill, Introd. to Mysticism, p. 387.]
[Footnote 316: Sam. Nik. XXXVI. 19.]
[Footnote 317: The Lalita Vistara states that Alâra lived in Vesâlî and Uddaka in Magadha.]
[Footnote 318: The following account is based on Maj. Nik. suttas 85 and 26. Compare the beginning of the Mahâvagga of the Vinaya.]
[Footnote 319: Maj. Nik. 12. See also Dig. Nik. 8.]
[Footnote 320: If this discourse is considered to provide Gotama's own version of his experiences, it need not be assumed to indicate much more than that his good angel (in European language) advised him not to take his own life. However, the argument presented to him was that if spirits sustained him with supernatural nourishment, then total abstinence from food would be a futile pretense.]
[Footnote 321: The remarkable figures known as "fasting Buddhas" found in the Lahore Museum and elsewhere depict Gotama in this condition and clearly illustrate the protruding belly.]
[Footnote 322: Âsava. The term seems to literally mean an intoxicating essence. See e.g. Vinaya, vol. IV, p. 110 (Rhys Davids and Oldenburg's ed.). Cf. its use in Sanskrit.]
[Footnote 323: Nâparam itthattâyâti. Itthattam is a noun formed from ittham thus. It was at this time, too, that he thought out the chain of causation.]
[Footnote 324: Tradition states that on this occasion he uttered the well-known stanzas now found in the Dhammapada 154-5 (cf. Theragâthâ 183), exulting in having found the maker of the house after a long search through repeated births. "Now, O maker of the house, you are seen: you will no longer make a house." The lines that follow are difficult to translate. The ridge-pole of the house has been destroyed (visankhitaṃ more literally de-com-posed), so the mind passes beyond the sankhâras (visankhâragataṃ). The play on words between visankhitaṃ and visankhâra can hardly be conveyed in English.]
[Footnote 325: As Rhys Davids notes, this expression means "to establish the Kingdom of Righteousness," but the metaphor is to make the wheels of the chariot of righteousness move smoothly across the Earth.]
[Footnote 326: At modern Sarnath.]
[Footnote 327: It is from this point that he begins to refer to himself using this title.]
[Footnote 328: Similar heavenly messages were often received by Christian mystics and were likely true as subjective experiences. For instance, Suso was visited one Whitsunday by a heavenly messenger who advised him to cease his self-mortification.]
[Footnote 329: It is the Pipal tree or Ficus religiosa, as mentioned in the Dîgha Nikâya, XIV. 30, not the Banyan. Its leaves have long points and tremble continuously. Popular belief says this is in memory of the tremendous struggle they witnessed.]
[Footnote 330: Such are the Padhâna-sutta of the Sutta-Nipâta, which has an ancient feel, and the stories in the Mahâvagga of the Saṃyutta-Nikâya. The Mahâvagga of the Vinaya (I. 11 and 13) mentions such an encounter but places it considerably later, after the conversion of the five monks and Yasa.]
[Footnote 331: The text is also found in the Saṃyutta-Nikâya.]
[Footnote 332: Summarily stated as suffering, the cause of suffering, the cessation of suffering, and the method for achieving that cessation.]
[Footnote 333: Writers on Buddhism use this word in various forms: arhat, arahat, and arahant. It’s perhaps best to use the Sanskrit form arhat, just as karma and nirvana are commonly used instead of their Pali equivalents.]
[Footnote 334: I.15-20.]
[Footnote 335: Brahmayoni. I suggest the term relates to grass fires because I have personally observed them from this point.]
[Footnote 336: This meal, the only solid one of the day, was taken just before midday.]
[Footnote 337: I. 53-54.]
[Footnote 338: His father.]
[Footnote 339: I.e. the Buddha's former wife.]
[Footnote 340: Half-brother of the Buddha, and Suddhodana's son by Mahâprajâpatî.]
[Footnote 341: Jâtaka, 356.]
[Footnote 342: Mahâvag. III. 1.]
[Footnote 343: Thus we hear how Dasama of Atthakam (Maj. Nik. 52) built one for fifteen hundred monks, and Ghotamukha another in Pataliputta, which bore his name.]
[Footnote 344: Maj. Nik. 53.]
[Footnote 345: Cullavag. VI. 4.]
[Footnote 346: Probably sheds consisting of a roof set on posts, but without walls.]
[Footnote 347: Translated by Rhys Davids, American Lectures, pp. 108 ff.]
[Footnote 348: E.g. Maj. Nik. 62.]
[Footnote 349: But in Maj. Nik. II. 5, he states he is not bound by rules regarding eating.]
[Footnote 350: Maj. Nik. 147.]
[Footnote 351: In an extremely curious passage (Dig. Nik. IV.), the Brahman Sonadaṇḍa, while accepting the Buddha's teaching, requests to be excused from showing extreme respect such as rising from his seat or dismounting from his chariot, on the grounds that his reputation would suffer. He proposes and seems to be allowed to substitute less demonstrative salutations.]
[Footnote 352: Cullavagga V. 21 and Maj. Nik. 85.]
[Footnote 353: Visâkhâ, a woman of noted piety. It was probably a raised garden planted with trees.]
[Footnote 354: Maj. Nik. 110.]
[Footnote 355: Dig. Nik. No. 2. Compare Jâtaka 150, which shows how much variation was allowed in the words attributed to the Buddha.]
[Footnote 356: Sam. Nik. XLII. 7.]
[Footnote 357: Mahâparinib-sutta, 6. 20. The monk Subhadda, in whose mouth these words are placed, was apparently not the same individual who was the last convert made by the Buddha while dying.]
[Footnote 358: His personal name was Upatissa.]
[Footnote 359: This position was also held previously by Sagata.]
[Footnote 360: Mahavâg. X. 2. Compare the unusual anecdote in VI. 22 where the Buddha, without just cause, suspects a doctor of making an inappropriate joke. The story seems to acknowledge that the Buddha might be wrong and that he was sometimes treated with a lack of respect.]
[Footnote 361: VII. 2 ff.]
[Footnote 362: The introductions to Jâtakas 26 and 150 say that Ajâtasattu built a great monastery for him at Gayâsîsa.]
[Footnote 363: The Buddha himself states this (Dig. Nik. II.) but does not mention the method.]
[Footnote 364: The Dhamma-sangaṇī defines courtesy as being of two kinds: hospitality and consideration in matters of doctrine.]
[Footnote 365: Maj. Nik. 75.]
[Footnote 366: Mahāv. vi. 31. 11.]
[Footnote 367: Cullavag. x. 1. 3.]
[Footnote 368: Mahâparinib. V. 23. Perhaps the Buddha was thought to be giving Ânanda last warnings about his recurring weakness.]
[Footnote 369: Udâna 1. 8.]
[Footnote 370: Compare also the language of Angela of Foligno (1248-1309) "By God's will my mother, who was a significant obstacle to me in following the way of God, died: my husband died likewise, and all my children. And because I had started to follow the aforementioned way and had prayed to God to rid me of them, I found great consolation in their deaths, even though I felt some grief." Beatae Angelae de Fulginio Visionum et Instructionum Liber. Cap. ix.]
[Footnote 371: No account of this event has been found in the earliest texts, but it is undoubtedly historical. The versions found in the Jâtaka and Commentaries trace it back to a quarrel over a marriage, but the story is not very clear or consistent, with the underlying motive likely being that indicated above.]
[Footnote 372: See Rhys Davids, Dialogues, II. p. 70 and Przyluski's articles (in J.A. 1918 ff.) Le Parinirvana et les funérailles du Bouddha, comparing Pali texts with the Mûlasarvâstivâdin Vinaya and other accounts.]
[Footnote 373: This was probably written after Pâṭaliputra had become a major city, but we do not know when its rise began.]
[Footnote 374: She was a prominent figure in Vesâlî. In Mahâvag. viii. 1, people are depicted as stating that it was through her that the area flourished and that it would be beneficial to have someone like her in Râjagaha.]
[Footnote 375: The entire passage is interesting as showing that even in the Pali Canon, the seeds of the idea that the Buddha is an eternal spirit partially manifested within the confines of human life. In the Mahâparinib.-sutta, Gotama is only voluntarily subject to natural death.]
[Footnote 376: The phrase appears again in the Sutta-Nipâta. Its meaning remains unclear to me.]
[Footnote 377: The text seems to depict him as first crossing a stream and then a river.]
[Footnote 378: It is not stated how much time passed between the meal at Cunda's and the arrival at Kusinârâ, but since it was his last meal, he probably arrived the same afternoon.]
[Footnote 379: Cf. Lyall's poem about a Rajput Chief of the Old School, who, when nearing his end, has to leave his pleasure garden to die in the family castle.]
[Footnote 380: Dig. Nik. 17 and Jâtaka 95.]
[Footnote 381: It is said that this discipline was effective and that Channa became an Arhat.]
[Footnote 382: It’s challenging to find a translation of these words that is both accurate and natural coming from a dying man. The Pali text vayadhammâ saṅkhârâ (transitory by nature are the Saṅkhâras) is succinct and straightforward, but any proper and adequate rendering seems metaphysical and dramatically inappropriate. Perhaps the phrase "All compound things must decompose" best conveys the Buddha's meaning. However, the verbal antithesis between compound and decomposing is not present in the original, and while saṅkhâra is etymologically equivalent to confection or synthesis, it hardly means what we refer to as a compound thing in contrast to a simple thing.]
[Footnote 383: Before his death, the Buddha explained that the corpse of a Buddha should be treated like that of a universal monarch. It should be wrapped in layers of new cloth and laid in an iron vessel filled with oil. Then it should be cremated and a Dagoba erected at four crossroads.]
[Footnote 384: The Mallas had two capitals: Kusinârâ and Pâvâ, corresponding to two subdivisions of the tribe.]
[Footnote 385: Theragâthâ 557 ff. Water to refresh tired and dusty feet is commonly offered to anyone arriving from a distance.]
[Footnote 386: Mahâvag. VIII. 26.]
[Footnote 387: E.g. Therîgâthâ 133 ff. It's important to note that Orientals, particularly Chinese and Japanese, find Christ's behavior toward his mother in the gospels quite strange.]
[Footnote 388: E.g. Roja, the Malta, in Mahâvag. VI. 36, and the account of the conversation with the Five Monks in the Nidânakathâ (Rhys Davids, Buddh. Birth Stories, p. 112).]
[Footnote 389: E.g. Maj. Nik. 36.]
[Footnote 390: Dig. Nik. XVII. and V.]
[Footnote 391: Maj. Nik. 57.]
[Footnote 392: Mahâparib. Sutta, I. 61.]
[Footnote 393: The earliest sources for these legends include the Mahâvastu, the Sanskrit Vinayas (preserved in Chinese translations), the Lalita Vistara, the Introduction to the Jâtaka, and the Buddha-carita. For Burmese, Sinhalese, Tibetan, and Chinese lives of the Buddha, see the works of Bigandet, Hardy, Rockhill, Schiefner, Wieger, and Beal. See also Foucher, Liste indienne des actes du Buddha and Hackin, Scènes de la Vie du Buddha d'après des peintures tibétaines.]
[Footnote 394: It was the full moon of the month Vaiśâkha.]
[Footnote 395: The best-known later biographies of the Buddha, such as the Lalita Vistara and the Buddha-carita of Aśvaghosha, end after the Enlightenment.]
[Footnote 396: There are some curious similarities between the Buddha and Confucius. Both disliked discussing wonders (Analects. V11. 20), Confucius concealed nothing from his disciples (ib. 23), just as the Buddha had no "closed fist," but he avoided discussing the condition of the dead (Anal. xi. 11), just like the Buddha believed it was unproductive to talk about the fate of the saint after death. Neither held a high opinion of the spirits worshiped in their respective countries.]
[Footnote 397: Maj. Nik. 143.]
[Footnote 398: The miraculous healing of Suppiyâ (Mahâvag. VI. 23) is no exception. She was ill not because of Karma but because, according to the legend, she had cut off a piece of her flesh to cure a sick monk who needed meat broth. The Buddha healed her.]
[Footnote 399: The most human and kind portrayal of the Buddha is found in the Commentary on the Thera- and Therî-gâthâ. See Thera-gâthâ xxx, xxxi and Mrs. Rhys Davids’ trans. of Therî-gâthâ, pp. 71, 79.]
[Footnote 400: John xvii. 9. But he prayed for his executioners.]
[Footnote 401: John vii. 19-20.]
[Footnote 402: See chap. VIII of this book.]
[Footnote 403: Cullavag, IX, I. IV.]
[Footnote 404: Sam. Nik. LVI. 31.]
[Footnote 405: Udâna VI. 4. The story goes that a king ordered a number of blind men to examine an elephant and describe what it was like. Some touched its legs, others the tusks, some the tail, and so on, describing accordingly, but none had any idea of the total shape.]
[Footnote 406: Or "determined."]
[Footnote 407: Or form: rûpa.]
[Footnote 408: The term Jiva, sometimes translated as soul, is not equivalent to âtman. It appears to be a general term for all the immaterial aspects of a human being. It is stated in (Dig. Nik. VI and VII) that it is fruitless to speculate whether the Jiva is distinct from the body or not.]
[Footnote 409: Saññâ, like many technical Buddhist terms, is difficult to translate adequately, as it does not cover the same ground as any single English word. Its core meaning is recognition by a mark. When we perceive something blue, we recognize it as blue and as similar to other blue things that we have identified. See Mrs. Rhys Davids, Dhamma-Sangaṇi, p. 8.]
[Footnote 410: The Saṃyutta-Nikâya XXII. 79. 8 states that the Sankhâras are called so because they comprise what is compound (sankhatam).]
[Footnote 411: Maj. Nik. 44.]
[Footnote 412: In this context, Sankhâra also has some kinship to the Sanskrit usage of Saṃskâra to denote a sacramental rite. The essential nature of such a rite is to produce a specific effect. Similarly, the Sankhâras present in one life inevitably produce their effects in the next life. For Sankhâra, see also the lengthy note by S.Z. Aung at the end of the Compendium of Philosophy (P.T.S. 1910).]
[Footnote 413: The adoption of this term for Viññâṇa seems to be attributed to Mrs. Rhys Davids.]
[Footnote 414: See especially Maj. Nik. 38.]
[Footnote 415: Pali, Khanda. Yet it has become customary to use the Sanskrit term. Cf. Karma, nirvâna.]
[Footnote 416: See Sam. Nik. XII. 62. For parallels to this view in modern times, see William James, Text Book of Psychology, especially pp. 203, 215, 216.]
[Footnote 417: Cf. Milinda Panha II. 1. 1 and also the dialogue between the king of Sauvîra and the Brahman in Vishnu Pur. II. XIII.]
[Footnote 418: Vis. Mag. chap. XVI. quoted by Warren, Buddhism in Translations, p. 146. It is also acknowledged that viññâṇa cannot be neatly separated and clearly distinguished from feeling and sensation. See passages referenced in Mrs. Rhys Davids, Buddhist Psychology, pp. 52-54.]
[Footnote 419: Sam. Nik. XXII. 22. 1.]
[Footnote 420: With respect to a teacher, dhamma is the doctrine they preach. Regarding a disciple, it frequently equates to duty. Cf. the Sanskrit expressions: sva-dharma, one's own duty; para-dharma, the duty of another person or caste.]
[Footnote 421: Dhamma-s. 1044-5.]
[Footnote 422: II. 3. 8.]
[Footnote 423: Dig. Nik. XI. 85.]
[Footnote 424: Name and form is the Buddhist equivalent of subject and object or mind and body.]
[Footnote 425: Mrs. Rhys Davids, Buddhist Psychology, p. 39.]
[Footnote 426: Sam. Nik. xxxv. 93.]
[Footnote 427: The same formula is repeated for the other senses.]
[Footnote 428: See Maj. Nik. 36 for his own experiences and Dig. Nik. 2. 93-96.]
[Footnote 429: In Dig. Nik. xxiii. Pâyâsi maintains the thesis, regarded as quite unusual (sec. 5), that there is no world but this and no such concepts as rebirth and karma. He is refuted not by the Buddha but by Kassapa. His arguments are that dead friends he asked to bring him news about the next world haven't done so, and that experiments conducted on criminals don't support the idea that a soul leaves the body upon death. Kassapa's counterargument is primarily based on doubtful analogies, but also asserts that those who have honed their spiritual faculties possess intuitive knowledge of rebirth and other worlds. Pâyâsi, however, did not distinguish between rebirth and immortality as understood in Europe. He was simply materialistic.]
[Footnote 430: The more mythological portions of the Pitakas clearly show that early Buddhists were not materialists in the contemporary sense. It is also said there are formless worlds where thought exists, but there is no form or matter.]
[Footnote 431: See also the story of Godhika's death. Sam. Nik. I. iv. 3 and Buddhaghosa on Dhammap. 57.]
[Footnote 432: No. 38 called the Mahâtaṇhâsankhaya-suttam.]
[Footnote 433: See also Dig. Nik. n. 63, "If Viññâṇa did not enter the womb, would body and mind be formed there?" and Sam. Nik. xii. 12. 3, "Viññâṇa food is the condition for bringing about rebirth in the future."]
[Footnote 434: Uppajjati is the standard term.]
[Footnote 435: Ariyasaccâni. Rhys Davids translates this phrase as Aryan truths, and the term Ariya in old Pali appears not to have lost its national or tribal meaning, e.g. Dig. Nik. n. 87 Ariyam âyatanam the Aryan sphere (of influence). However, was a religious teacher preaching a doctrine of salvation accessible to all likely to describe its most fundamental and universal truths with an adjective implying pride of race?]
[Footnote 436: In Maj. Nik. 44, the term dukkha is replaced by sakkâya, individuality, which seems to be regarded as equivalent in meaning. For example, the Noble Eightfold Path is described as sakkâya-nirodha-gâminî patipadâ.]
[Footnote 437: Theragâthâ 487-493, and Puggala Pañ. iv. 1.]
[Footnote 438: Although this has not been proven to the best of my knowledge.]
[Footnote 439: Sam. Nik. XV. 3.]
[Footnote 440: Buddhist works often insist on the impurity of human physical life in ways that seem morbid and unpleasant. However, this viewpoint is not unique to Buddhism or Asia. It can be found in Marcus Aurelius and perhaps finds a strong expression in the De Contemptu Mundi of Pope Innocent III (in Pat. Lat. ccxvii. cols. 701-746).]
[Footnote 441: Generally, suicide is strictly forbidden (see the third Pârâjika and Milinda, iv. 13 and 14), as in most cases, it is not a passionless renunciation of the world but rather a passionate and irritable protest against difficulties that will accumulate bad karma in the next life. Nonetheless, cases like that of Godhika (see Buddhaghosa on Dhammapada, 57) seem to imply that it is not objectionable if performed not out of irritation but by someone who has already attained mental release while being troubled by illness.]
[Footnote 442: Pali Paticca-samuppâda. Sanskrit Pratîtya-samutpâda.]
[Footnote 443: Sam. Nik. xii. 10.]
[Footnote 444: Dig. Nik. XV.]
[Footnote 445: "Contact arises from consciousness: sensation from contact: craving from sensation: the sankhâras from craving: consciousness from the sankhâras: contact from consciousness," and so forth ad infinitum. See Mil. Pan. 51.]
[Footnote 446: Dig. Nik. XV.]
[Footnote 447: Sam. Nik. XII. 53. Refer to the previous sutta for 51. In the Abhidhamma Pitaka and later scholarly works, we encounter the development of the law of causation into the theory of relationships (paccaya) or a system of correlation (paṭṭhâna-nayo). According to this theory, phenomena are not merely viewed in the straightforward relation of cause and effect. One phenomenon can act as the supportive agent (upakâraka) for another phenomenon in 24 different ways. See Mrs. Rhys Davids' article Relations in E.R.E.]
[Footnote 448: Mrs. Rhys Davids, Dhamma-sangaṇi, pref. p. lii. "The sensory process is analyzed in each case into (a) an apparatus capable of responding to an impact that is not itself: (b) an impinging form (rûpam): (c) contact between (a) and (b): (d) the resultant alteration in the mental continuum, namely, first, contact of a specific type, and then hedonistic or intellectual outcomes, or presumably both."]
[Footnote 449: See e.g. Maj. Nik. 38.]
[Footnote 450: This does not imply that the same name-and-form combined with consciousness that dies in one existence reappears in another.]
[Footnote 451: Maj. Nik. 120 Sankhâruppatti sutta.]
[Footnote 452: He should engage in a continual mental exercise to visualize the rebirth he desires.]
[Footnote 453: Similarly, in Sânkhya philosophy, the samskâras are said to transition from one human existence to another. They may also remain dormant for several lifetimes before becoming active.]
[Footnote 454: Maj. Nik. 9 Sammâdiṭṭhi sutta.]
[Footnote 455: Sam. Nik. xxii. 126.]
[Footnote 456: Mahâvag. i. 23. 4 and 5:]
Ye dhammâ hetuppabhavâ tesam hetum Tathâgato Âha tesañca yo nirodho evamvâdi Mahâsamano ti.
The passage is significant because it insists that this is the principal and essential doctrine of Gotama. Compare also the definition of the Dhamma stated in the Buddha's own words in Majjhima, 79: Dhammam te desessâmi: imasmim sati, idam hoti: imass' uppâdâ idaṃ upajjhati, etc.]
[Footnote 457: The Sânkhya might be described as teaching a law of evolution, but that is not how it is characterized in its own manuals.]
[Footnote 458: Take, among hundreds of examples, the account of the Buddha's funeral.]
[Footnote 459: The Anguttara Nikâya, book iv. chap. 77, prohibits speculation on four subjects likely to induce madness and trouble. Two of those four are kamma-vipâko and loka-cintâ. Attempting to make the chain of causation into a cosmic law would involve this type of speculation.]
[Footnote 460: The Pitakas affirm that causation applies to both mental and physical phenomena.]
[Footnote 461: Sam. Nik. xii. 35.]
[Footnote 462: Vis. Mag. xvii. Warren, p. 175.]
[Footnote 463: See Waddell, J.R.A.S. 1894, pp. 367-384: Rhys Davids, Amer. Lectures, pp. 155-160.]
[Footnote 464: Sam. Nik. XII. 61. Additionally, see Theragâthâ, verses 125 and 1111, along with other illustrative quotes in Mrs. Rhys Davids, Buddhist Psychology, pp. 34, 35.]
[Footnote 465: However, refer to Maj. Nik. 79 for the idea that there is something beyond happiness.]
[Footnote 466: Dig. Nik. 22.]
[Footnote 467: Sutta-Nipâta, 787.]
[Footnote 468: Padhânam. However, in later Buddhism, there's also the notion that nirvana is something that comes only when we stop striving for it.]
[Footnote 469: Mettâ, which corresponds exactly to the Greek [Greek: agapei] of the New Testament.]
[Footnote 470: III. 7. The translation is abbreviated.]
[Footnote 471: More literally, "All the opportunities that can be seized for doing good deeds."]
[Footnote 472: Sutta-Nipâta, 1-8, S.B.E. vol. X. p. 25 and also see Ang. Nik. IV. 190, which states love leads to rebirth in the higher heavens, and Sam. Nik. XX. 4, indicating that a little love is better than great gifts. Also, refer to Questions of Milinda, 4. 4. 16.]
[Footnote 473: Ang. Nik. 1. 2. 4.]
[Footnote 474: Similarly, in Mahâvag. VIII. 22, a monk is not criticized for giving the order's assets to his parents.]
[Footnote 475: Sati is the Sanskrit Smriti.]
[Footnote 476: Dhammap. 160.]
[Footnote 477: Bhag-gîtâ, 3. 27.]
[Footnote 478: Vishnu Pur. II. 13. The ancient Egyptians also, though for quite different reasons, did not accept our ideas of personality. For them, a person was not an individual unity but a composition consisting of the body and several immaterial parts called souls, such as the ka, the ba, the sekhem, etc., which continue to exist independently after death.]
[Footnote 479: Ueber den Stand der indischen Philosophie zur Zeit Mahâvîras und Buddhas, 1902. And On the problem of Nirvana in Journal of Pali Text Society, 1905. Also see Sam. Nik. XXII. 15-17.]
[Footnote 480: Maj. Nik. 22.]
[Footnote 481: Refer also to the sermon on the burden and the bearer and Sam Nik. XXII. 15-17. It is accepted that Nirvana is neither dukkha nor aniccam, and it seems to be implied it is not anattam.]
[Footnote 482: See the argument with Yamaka in Sam. Nik. XXII. 85.]
[Footnote 483: See Sam. Nik. III., XXII. 97.]
[Footnote 484: Also paññâkkhandha or vijjâ.]
[Footnote 485: Dig. Nik. II.]
[Footnote 486: These exercises are hardly feasible for laypeople.]
[Footnote 487: See chap. XIV for details.]
[Footnote 488: Sanskrit Nirvâṇa: Pali Nibbâna.]
[Footnote 489: Maj. Nik. 26.]
[Footnote 490: E.g. the words addressed to Buddha, nibbutâ nûna sâ narî yassâyam îdiso pati. Happy is the woman who has such a husband. In the Anguttara Nikâya, III. 55, the Brahman Jâṇussoṇi asks Buddha what is meant by Sanditthikam nibbâṇam, which is nirvâṇa that is visible or belongs to this world. The response is that it is achieved through the destruction of lust, hatred, and ignorance, and is described as akâlikam, ehipassikam opanayikam, paccattam veditabbam viññûhi—difficult terms that also serve as epithets for Dhamma, seemingly meaning immediate, inviting ("come and see"), leading to salvation, and to be realized by all who can understand. For various opinions on the derivation of nibbana, nibbuto, etc., see J.P.T.S. 1919, pp. 53 ff. However, the term nirvâṇa frequently appears in the Mahâbhârata and was probably borrowed by Buddhists from the Brahmans.]
[Footnote 491: Or sa-upâdi.]
[Footnote 492: However, parinirvâṇa is not always rigorously distinguished from nirvâṇa, e.g. Sutta Nipâta, 358. In Cullavag. VI. 4. 4, the Buddha describes himself as Brâhmaṇo parinibbuto. Parinibbuto is even used in Maj. Nik. 65 ad fin regarding a horse.]
[Footnote 493: Sam. Nik. XXII. 1. 18.]
[Footnote 494: Vimuttisukham and brahmacariyogadham sukham.]
[Footnote 495: Maj. Nik. 139; also see Ang. Nik. II. 7 for various types of sukham or happiness.]
[Footnote 496: E.g. Maj. Nik. 9 Ditthe dhamme dukkhass' antakaro hoti.]
[Footnote 497: Ang. Nik. V. xxxii.]
[Footnote 498: Maj. Nik. 79.]
[Footnote 499: Asankhatadhâtu; cf. the term asankhâraparinibbâyî. Pugg. Pan. l. 44.]
[Footnote 500: Compiled in Mrs. Rhys Davids' translation, pp. 367-9.]
[Footnote 501: Such a phrase as Nibbâṇassa sacchikiriyâya ("for the attainment or realization of Nirvana") would hardly make sense if Nirvana were annihilation.]
[Footnote 502: Udâna VII. near the beginning.]
[Footnote 503: These refer to the formless stages of meditation. In Nirvana, there is neither any typical existence nor even the forms of existence we become familiar with in altered states of consciousness.]
[Footnote 504: This negative manner of expression is very appealing to Hindus. Many centuries later, Kabir sang, "With God, there is no rainy season, no ocean, no sunshine, no shade; no creation and no destruction: no life nor death: no sorrow nor joy occurs .... There is no water, wind, nor fire. The True Guru is there contained."]
[Footnote 505: IV. 7. 13 ff.]
[Footnote 506: See also Book VII. of the Milinda, which contains a lengthy list of similes illustrating the qualities necessary for achieving arhatship. Thirty qualities of arhatship are noted in Book VI. of the same text. See also Mahâparinib. Sut. III. 65-60 and Mrs. Rhys Davids' commentary.]
[Footnote 507__[Footnote 507: E.g. Dig. Nik. xvi. ii. 7, Cullavag. ix. 1. 4.]
[Footnote 508: E.g. Pugg. Pan. 1. 39. The ten fetters are (1) sakkâyadiṭṭhi, belief in the existence of the self; (2) vicikicchâ, doubt; (3) silabbataparamâso, reliance on rites of good works; (4) kâmarâgo, lust; (5) paṭigho, anger; (6) rûparâgo, desire for rebirth in realms of form; (7) arûparâgo, desire for rebirth in formless realms; (8) mano, pride; (9) uddhaccam, self-righteousness; (10) avijjâ, ignorance.]
__A_TAG_PLACEHOLDER_509__ [Footnote 509: There is some diversity in doctrine regarding the Sakadâgâmin. Some argue that he has two births, as he returns to the world of men after being born once in a heavenly realm, while others contend he only has one birth, either on Earth or in a devaloka.]
__A_TAG_PLACEHOLDER_510__[Footnote 510: Avyâkatani. The Buddha, being omniscient, sabaññu, must have known the answer but did not reveal it, perhaps because language fails to convey it.]
__A_TAG_PLACEHOLDER_511__[Footnote 511: Jiva, not attâ.]
__A_TAG_PLACEHOLDER_512__[Footnote 512: Maj. Nik. 63.]
__A_TAG_PLACEHOLDER_513__[Footnote 513: Sam. Nik. xvii. 85.]
__A_TAG_PLACEHOLDER_514__[Footnote 514: Maj. Nik. 72.]
__A_TAG_PLACEHOLDER_515__[Footnote 515: Which is said not to regenerate.]
__A_TAG_PLACEHOLDER_516__[Footnote 516: It’s possible that the Buddha harbored the thought that a flame that goes out returns to the original invisible state of fire. This idea is supported by Schrader (Jour. Pali Text Soc. 1905, p. 167). The passages he cites indicate there was presumed to be an invisible store from which fire emerges, but they are less conclusive in suggesting that fire which is extinguished is believed to return to that store, although the quote from the Maitreyi Up. leans in this direction. The metaphor of the flame can also be found in the Sutta-Nipâta, verses 1074-6.]
__A_TAG_PLACEHOLDER_517__[Footnote 517: XLIV. 1.]
__A_TAG_PLACEHOLDER_518__[Footnote 518: Maj. Nik. 9, ad init. Asmîti diṭṭhim ânânusayam samûhanitvâ.]
__A_TAG_PLACEHOLDER_519__[Footnote 519: See particularly Sutta-Nipâta, 1076 Atthan gatassa na pamâṇam atthi, etc.]
__A_TAG_PLACEHOLDER_520__[Footnote 520: Sam. Nik. XXII. 85.]
__A_TAG_PLACEHOLDER_521__[Footnote 521: Maj. Nik. 22, Alagaddûpama-suttam.]
__A_TAG_PLACEHOLDER_522__[Footnote 522: Later in the same Sutta: Kevalo paripûro bâladhammo.]
__A_TAG_PLACEHOLDER_523__[Footnote 523: Four emphatic synonyms are in the original.]
__A_TAG_PLACEHOLDER_524__[Footnote 524: Dig. Nik. I. 73 uccinna-bhava-nettiko.]
__A_TAG_PLACEHOLDER_525__[Footnote 525: I recommend that readers carefully consider the passage at the end of Book IV of Schopenhauer's Die Welt als Wille und Vorstellung (Haldane and Kemp's translation, vol. I, pp. 529-530). Although he seems to have misunderstood what he calls "the Nirvana of the Buddhists," his own thoughts illuminate it significantly.]
__A_TAG_PLACEHOLDER_526__[Footnote 526: Sk. Bhikshu, beggar or mendicant, as they rely on alms. Bhikshâcaryam appears in Brihad-Âr. Up. III. 5. I.]
__A_TAG_PLACEHOLDER_527__[Footnote 527: Mahâvag. I. 49, cf. ib. I. 39.]
__A_TAG_PLACEHOLDER_528__[Footnote 528: Dig. Nik. VIII.]
__A_TAG_PLACEHOLDER_529__[Footnote 529: Cullavag. I. 1. 3.]
__A_TAG_PLACEHOLDER_530__[Footnote 530: Sam. Nik. XIV. 15. 12, Ang. Nik. I. xiv.]
__A_TAG_PLACEHOLDER_531__[Footnote 531: Mahâvag. III. 12.]
__A_TAG_PLACEHOLDER_532__[Footnote 532: Or the opinions of individual persons, e.g., Visâkhâ in Mahâvag. III. 13.]
__A_TAG_PLACEHOLDER_533__[Footnote 533: Acârângasut, II. 2. 2.]
__A_TAG_PLACEHOLDER_534__[Footnote 534: Mahâv. I. 42.]
__A_TAG_PLACEHOLDER_535__[Footnote 535: However, converted robbers were occasionally permitted entry, e.g., Angulimâla.]
__A_TAG_PLACEHOLDER_536__[Footnote 536: Sam. Nik. IV. XXXV, Maj. Nik. 8 ad fin. For the value mystics in all cultures place on trees and flowers, see Underhill, Mysticism, p. 231.]
__A_TAG_PLACEHOLDER_537__[Footnote 537: They involve abstaining from (1) killing; (2) stealing; (3) impurity; (4) lying; (5) intoxicants; (6) eating at prohibited times; (7) dancing, music, and theaters; (8) garlands, perfumes, ornaments; (9) large or elevated beds; (10) accepting gold or silver.]
__A_TAG_PLACEHOLDER_538__[Footnote 538: These are roughly equivalent to Sundays, being the new moon, full moon, and the eighth days following the new and full moons. In Tibet, however, the 14th, 15th, 29th, and 30th of each month are observed.]
__A_TAG_PLACEHOLDER_539__[Footnote 539: Mahâvag. II. 1-2.]
__A_TAG_PLACEHOLDER_540__[Footnote 540: Chap. VIII. Sec. 3.]
__A_TAG_PLACEHOLDER_541__[Footnote 541: This was not so much to purify water as to prevent accidental harm to insects.]
__A_TAG_PLACEHOLDER_542__[Footnote 542: It could begin either the day after the full moon of Asâlha (June-July) or a month later. In both cases, the period lasted three months. Mahâvag. III. 2.]
__A_TAG_PLACEHOLDER_543__[Footnote 543: Cullavag. X. 1.]
__A_TAG_PLACEHOLDER_544__[Footnote 544: See the papers by Mrs. Bode in J.R.A.S. 1893, pp. 517-66 and 763-98, and Mrs. Rhys Davids in Ninth Congress of Orientalists, vol. I. p. 344.]
Pârâjikam } together constituting the Sutta-vibhanga.
Pacittiyam}
Mahâvagga } together constituting the Khandakas.
Cullavagga}
Parivâra-pâṭha: a supplement and index. This book was rejected by some schools.
Pârâjikam } together making up the Sutta-vibhanga.
Pacittiyam}
Mahâvagga } together making up the Khandakas.
Cullavagga}
Parivâra-pâṭha: a supplement and index. This book was dismissed by some schools.
Something is known of the Vinaya of the Sarvâstivâdins existing in a Chinese translation and in fragments of the Sanskrit original found in Central Asia. It also consists of the Pâtimokkha embedded in a commentary called Vibhâga and of two treatises describing the foundation of the order and its statutes. They are called Kshudrakavastu and Vinayavastu. In these works the narrative and anecdotal element is larger than in the Pali Vinaya. See also my remarks on the Mahâvastu under the Mahayanist Canon. For some details about the Dharmagupta Vinaya, see J.A. 1916, ii. p. 20: for a longish extract from the Mülasarv. Vinaya, J.A. 1914, ii. pp. 493-522.]
[Footnote 605: I find it hard to accept Francke's view that the Dîgha should be regarded as the Book of the Tathâgata, deliberately composed to expound the doctrine of Buddhahood. Many of the suttas do not deal with the Tathâgata.]
[Footnote 606: The Saṃyutta quotes by name a passage from the Dîgha as "spoken by the Lord": compare Sam. Nik. XXII. 4 with Dig. Nik. 21. Both the Anguttara and Saṃyutta quote the last two cantos of the Sutta-Nipâta.]
[Footnote 607: It appears that the canonical book of the Jâtaka consists only of verses and does not include explanatory prose matter. Something similar to these collections of verses which are not fully intelligible without a commentary explaining the occasions on which they were uttered may be seen in Chândogya Up. VI. The father's answers are given but the son's questions which render them intelligible are not found in the text but are supplied in the commentary.]
[Footnote 608: The following ia a table of the Sutta Pitaka:
Something is known about the Vinaya of the Sarvâstivâdins, which exists in a Chinese translation and in fragments of the Sanskrit original found in Central Asia. It also includes the Pâtimokkha embedded in a commentary called Vibhâga, as well as two treatises that describe the foundation of the order and its rules. These are called Kshudrakavastu and Vinayavastu. In these works, the narrative and anecdotal elements are more prominent than in the Pali Vinaya. See also my comments on the Mahâvastu under the Mahayanist Canon. For more information about the Dharmagupta Vinaya, see J.A. 1916, ii. p. 20; for a longer excerpt from the Mülasarv. Vinaya, see J.A. 1914, ii. pp. 493-522.
[Footnote 605: I find it difficult to agree with Francke's view that the Dîgha should be considered the Book of the Tathâgata, deliberately written to explain the doctrine of Buddhahood. Many of the suttas do not focus on the Tathâgata.]
[Footnote 606: The Saṃyutta specifically cites a passage from the Dîgha as "spoken by the Lord": compare Sam. Nik. XXII. 4 with Dig. Nik. 21. Both the Anguttara and Saṃyutta reference the last two cantos of the Sutta-Nipâta.]
[Footnote 607: It seems that the canonical book of the Jâtaka consists only of verses and does not contain explanatory prose. Something similar to these collections of verses, which are not fully understandable without a commentary explaining the situations in which they were spoken, can be found in Chândogya Up. VI. The father's responses are provided, but the son's questions that make them clear are not present in the text; they are included in the commentary.]
[Footnote 608: The following is a table of the Sutta Pitaka:
I. Dîgha-Nikâya }
II. Majjhima-Nikâya } Collections of discourses mostly attributed to the
III. Samyutta-Nikâya } Buddha.
IV. Anguttara-Nikâya }
V. Khuddaka-Nikâya: a collection of comparatively short treatises, mostly in poetry, namely:
1. Dhammapada.
2. Udâna } Utterances of the Buddha with explanations of the
3. Itivuttakam } attendant circumstances.
4. Khuddaka-pâtha: a short anthology.
5. Sutta-nipâta: a collection of suttas mostly in verse.
*6. Thera-gâthâ: poems by monks.
*7. Therî-gâthâ: poems by nuns.
8. Niddesa: an old commentary on the latter half of the Sutta-nipâta, ascribed to Sâriputta.
*9. The Jâtaka verses.
10. Paṭisambhidâ.
*11. Apadâna.
*12. Buddha-vaṃsa.
*13. Vimâna-vatthu.
*14. Peta-vatthu.
*15. Cariyâ-piṭaka.
I. Digha Nikaya }
II. Majjhima Nikaya } Collections of teachings mostly attributed to the
III. Samyutta Nikaya } Buddha.
IV. Anguttara Nikaya }
V. Khuddaka Nikaya: a collection of relatively short writings, mostly in verse, including:
1. Dhammapada.
2. Udana } Sayings of the Buddha with explanations of the
3. Itivuttaka } related circumstances.
4. Khuddaka-patham: a brief anthology.
5. Sutta-nipata: a collection of suttas primarily in verse.
*6. Theragatha: poems by monks.
*7. Therigatha: poems by nuns.
8. Niddesa: an ancient commentary on the latter half of the Sutta-nipata, attributed to Sariputta.
*9. The Jataka verses.
10. Patisambhita.
*11. Apadana.
*12. Buddha-vamsa.
*13. Vimana-vatthu.
*14. Peta-vatthu.
*15. Caria-pitaka.
The works marked * are not found in the Siamese edition of the Tripiṭaka but the Burmese editions include four other texts, the Milinda-pañha, Petakopadesa, Suttassanigaha, and Nettipakaraṇa.
The Khuddaka-Nikâya seems to have been wanting in the Pitaka of the Sarvâstivâdins or whatever sect supplied the originals from which the Chinese Canon was translated, for this Canon classes the Dhammapada as a miscellaneous work outside the Sutta Pitaka. Fragments of the Sutta-nipâta have been found in Turkestan but it is not clear to what Pitaka it was considered to belong. For mentions of the Khuddaka-Nikâya in Chinese see J.A. 1916, pp. 32-3.]
[Footnote 609: See J.R.A.S. 1891, p. 560. See too Journal P.T.S. 1919, p. 44. Lexicographical notes.]
[Footnote 610: Mrs Rhys Davids' Translations of the Dhamma-sangaṇi give a good idea of these books.]
[Footnote 611: The works comprised in this Pitaka are:
The works marked * are not included in the Siamese edition of the Tripiṭaka, but the Burmese editions feature four additional texts: the Milinda-pañha, Petakopadesa, Suttassanigaha, and Nettipakaraṇa.
The Khuddaka-Nikâya appears to be missing from the Pitaka of the Sarvâstivâdins or whichever sect provided the originals that the Chinese Canon was translated from, as this Canon categorizes the Dhammapada as a miscellaneous work outside the Sutta Pitaka. Fragments of the Sutta-nipâta have been discovered in Turkestan, but it's unclear which Pitaka it was thought to belong to. For references to the Khuddaka-Nikâya in Chinese, see J.A. 1916, pp. 32-3.]
[Footnote 609: See J.R.A.S. 1891, p. 560. Also see Journal P.T.S. 1919, p. 44. Lexicographical notes.]
[Footnote 610: Mrs Rhys Davids' Translations of the Dhamma-sangaṇi provides a good understanding of these books.]
[Footnote 611: The works included in this Pitaka are:
1. Dhamma-sangaṇi.
2. Vibhanga.
3. Kathâ-vatthu.
4. Puggala-paññatti.
5. Dhâtu-kathâ.
6. Yamaka.
7. Paṭṭhâna.
1. Dhamma-sangaṇi.
2. Vibhanga.
3. Kathâ-vatthu.
4. Puggala-paññatti.
5. Dhâtu-kathâ.
6. Yamaka.
7. Paṭṭhâna.
The Abhidhamma of the Sarvâstivâdins was entirely different. It seems probable that the Abhidhamma books of all schools consisted almost entirely of explanatory matter and added very little to the doctrine laid down in the suttas. It would appear that the only new topic introduced in the Pali Abhidhamma is the theory of relations (paccaya).]
[Footnote 612: Maj. Nik. XXII. and Angut. Nik. IV. 6.]
[Footnote 613: Pali means primarily a line or row and then a text as distinguished from the commentary. Thus Pâlimattam means the text without the commentary and Palibhâsâ is the language of the text or what we call Pali. See Pali and Sanskrit, R.O. Franke, 1902. Windisch, "Ueber den sprachlichen Character des Pali," in Actes du XIV'me Congrès des Orientalistes, 1905. Grierson, "Home of Pali" in Bhandarkar Commemorative Essays, 1917.]
[Footnote 614: It is not easy to say how late or to what extent Pali was used in India. The Milinda-Pañha (or at least books II. and III.) was probably composed in North Western India about the time of our era. Dharmapâla wrote his commentaries (c. 500 A.D.) in the extreme south, probably at Conjeevaram. Pali inscriptions of the second or third century A.D. have been discovered at Sarnath but contain mistakes which show that the engraver did not understand the language (Epig. Ind. 1908, p. 391). Bendall found Pali MSS. in Nepal, J.R.A.S. 1899, p. 422.]
[Footnote 615: Magadha of course was not his birth-place and the dialect of Kosala must have been his native language. But it is not hinted that he had any difficulty in making himself understood in Magadha and elsewhere.]
[Footnote 616: E.g. nominatives singular in e. For the possible existence of scriptures anterior to the Pali version and in another dialect, see S. Lévi, J.A. 1912, II. p. 495.]
[Footnote 617: Cullavag. V. 33, chandaso âropema.]
[Footnote 618: Although Pali became a sacred language in the South, yet in China, Tibet and Central Asia the scriptures were translated into the idioms of the various countries which accepted Buddhism.]
[Footnote 619: Mahâparinibbâna-sutta, II. 26. Another expressive compound is Dhûmakâ-likam (Cullav. XI. 1. 9) literally smoke-timed. The disciples were afraid that the discipline of the Buddha might last only as long as the smoke of his funeral pyre.]
[Footnote 620: Winternitz has acutely remarked that the Pali Pitaka resembles the Upanishads in style. See also Keith, Ait. Ar. p. 55. For repetitions in the Upanishads, see Chând. v. 3. 4 ff., v. 12 ff. and much in VII. and VIII., Brihad. Âr. III. ix. 9 ff., VI. iii. 2, etc. This Upanishad relates the incident of Yâjñavalkya and Maîtreyî twice. So far as style goes, I see no reason why the earliest parts of the Vinaya and Sutta Pitaka should not have been composed immediately after the Buddha's death.]
[Footnote 621: E.g. Mahâv. 1. 49, Dig. Nik. I. 14, Sut. Vib. Bhikkhunî, LXIX., Sut. Vib. Pârâj. III. 4. 4.]
[Footnote 622: Cullav. IV. 15. 4.]
[Footnote 623: Ang. Nik. IV. 100. 5, ib. v. lxxiv. 5.]
[Footnote 624: See Bühler in Epigraphia Indica, vol. II. p. 93.]
[Footnote 625: Even at the time of Fa Hsien's visit to India (c. 400 A.D.) the Vinaya of the Sarvâstivâdin school was preserved orally and not written. See Legge's trans, p. 99.]
[Footnote 626: Ang. Nik. IV. 160. 5, Bhikkhû bahussutâ ... mâtikâdhârâ monks who carry in memory the indices.]
[Footnote 627: Cullavag. XI., XII. ]
[Footnote 628: Dig. Nik. 1.]
[Footnote 629: It is remarkable that this account contemplates five Nikâyas (of which the fifth is believed to be late) but only two Pitakas, the Abhidhamma not being mentioned.]
[Footnote 630: It refers to a king Pingalaka, said to have reigned two hundred years after the Buddha's time.]
[Footnote 631: Mahâv XI. 3.]
[Footnote 632: Mahâv. II. 17.]
[Footnote 633: Cullav. IX. 5.]
[Footnote 634: The passages are:
The Abhidhamma of the Sarvâstivâdins was completely different. It seems likely that the Abhidhamma texts from all schools were mainly made up of explanations and contributed little new to the teachings found in the suttas. It appears that the only new topic introduced in the Pali Abhidhamma is the theory of relations (paccaya).]
[Footnote 612: Maj. Nik. XXII. and Angut. Nik. IV. 6.]
[Footnote 613: Pali primarily means a line or row, and then a text distinguished from the commentary. Thus Pâlimattam means the text without the commentary, and Palibhâsâ is the language of the text, or what we call Pali. See Pali and Sanskrit, R.O. Franke, 1902. Windisch, "Ueber den sprachlichen Character des Pali," in Actes du XIV'me Congrès des Orientalistes, 1905. Grierson, "Home of Pali" in Bhandarkar Commemorative Essays, 1917.]
[Footnote 614: It isn't easy to determine how late or how widely Pali was used in India. The Milinda-Pañha (or at least books II. and III.) was likely written in North Western India around the time of our era. Dharmapâla composed his commentaries (c. 500 A.D.) in the very south, probably at Conjeevaram. Pali inscriptions from the second or third century A.D. have been found at Sarnath, but they contain errors indicating that the engraver did not understand the language (Epig. Ind. 1908, p. 391). Bendall discovered Pali manuscripts in Nepal, J.R.A.S. 1899, p. 422.]
[Footnote 615: Magadha was not his birthplace, and the dialect of Kosala must have been his native language. However, there's no indication that he had any trouble making himself understood in Magadha and other places.]
[Footnote 616: For example, nominatives singular in e. For the potential existence of texts earlier than the Pali version and in another dialect, see S. Lévi, J.A. 1912, II. p. 495.]
[Footnote 617: Cullavag. V. 33, chandaso âropema.]
[Footnote 618: Although Pali became a sacred language in the South, scriptures were translated into the languages of various countries that embraced Buddhism, such as China, Tibet, and Central Asia.]
[Footnote 619: Mahâparinibbâna-sutta, II. 26. Another striking compound is Dhûmakâ-likam (Cullav. XI. 1. 9), literally meaning smoke-timed. The disciples were afraid that the Buddha's teachings might last only as long as the smoke from his funeral pyre.]
[Footnote 620: Winternitz has keenly noted that the Pali Pitaka resembles the Upanishads in style. See also Keith, Ait. Ar. p. 55. For repetitions in the Upanishads, see Chând. v. 3. 4 ff., v. 12 ff., and much in VII. and VIII., Brihad. Âr. III. ix. 9 ff., VI. iii. 2, etc. This Upanishad recounts the story of Yâjñavalkya and Maîtreyî twice. Based on style, I see no reason why the earliest sections of the Vinaya and Sutta Pitaka couldn't have been composed right after the Buddha's death.]
[Footnote 621: For example, Mahâv. 1. 49, Dig. Nik. I. 14, Sut. Vib. Bhikkhunî, LXIX., Sut. Vib. Pârâj. III. 4. 4.]
[Footnote 622: Cullav. IV. 15. 4.]
[Footnote 623: Ang. Nik. IV. 100. 5, ib. v. lxxiv. 5.]
[Footnote 624: See Bühler in Epigraphia Indica, vol. II. p. 93.]
[Footnote 625: Even when Fa Hsien visited India (c. 400 A.D.), the Vinaya of the Sarvâstivâdin school was still preserved orally and not written down. See Legge's trans, p. 99.]
[Footnote 626: Ang. Nik. IV. 160. 5, Bhikkhû bahussutâ ... mâtikâdhârâ monks who have memorized the indices.]
[Footnote 627: Cullavag. XI., XII. ]
[Footnote 628: Dig. Nik. 1.]
[Footnote 629: It's interesting that this account considers five Nikâyas (of which the fifth is thought to be late) but only two Pitakas, with the Abhidhamma not being mentioned.]
[Footnote 630: It mentions a king Pingalaka, who is said to have reigned two hundred years after the Buddha's time.]
[Footnote 631: Mahâv XI. 3.]
[Footnote 632: Mahâv. II. 17.]
[Footnote 633: Cullav. IX. 5.]
[Footnote 634: The passages are:
1. The Vinaya-Samukasa. Perhaps the sermon at Benares with introductory matter found at the beginning of the Mahâvagga. See Edmunds, in J.R.A.S. 1913, p. 385.
2. The Alia-Vâsâni (Pali Ariya-Vâsâni) = the Samgîti-sutta of the Dîgha Nikâya.
3. The Anâgata-bhayâni = Anguttara-Nikâya, V. 77-80, or part of it.
4. The Munigâtha=Sutta-Nipâta, 206-220.
5. The Moneyasute=Moneyya-sutta in the Itivuttakam, 67: see also Ang. Nik. III. 120.
6. The Upatisapasine. The question of Upatissa: not identified.
7. The Lâghulovâde musâvâdam adhigicya. The addresses to Râhula beginning with subject of lying=Maj. Nik. 61.]
1. The Vinaya-Samukasa. Possibly the sermon in Benares with introductory material found at the start of the Mahâvagga. See Edmunds, in J.R.A.S. 1913, p. 385.
2. The Alia-Vâsâni (Pali Ariya-Vâsâni) = the Samgîti-sutta of the Dîgha Nikâya.
3. The Anâgata-bhayâni = Anguttara-Nikâya, V. 77-80, or part of it.
4. The Munigâtha=Sutta-Nipâta, 206-220.
5. The Moneyasute=Moneyya-sutta in the Itivuttakam, 67: see also Ang. Nik. III. 120.
6. The Upatisapasine. The question of Upatissa: not identified.
7. The Lâghulovâde musâvâdam adhigicya. The addresses to Râhula starting with the topic of lying=Maj. Nik. 61.]
[Footnote 635: See J.A. 1916, II. pp. 20,38.]
[Footnote 636: For the date see the chapter on Ceylon.]
[Footnote 637: S. Lévi gives reasons for thinking that the prohibitions against singing sacred texts (ayataka gîtassara, Cullavag. V. 3) go back to the period when the Vedic accent was a living reality. See J.A. 1915, I. pp. 401 ff.]
[Footnote 638: Muséon, 1905, p. 23. Anesaki thinks the text used by Guṇabhadra was in Pali but the Abhayagiri, which had Mahayanist proclivities, may have used Sanskrit texts.]
[Footnote 639: Nikâya-Sangrahawa, Fernando, Govt. Record Office, Colombo, 1918.]
[Footnote 640: See Mahâyâna-sûtrâlatikâra, xvi. 22 and 75, with Lévi's notes.]
[Footnote 641: Cullav. VII. 3.]
[Footnote 642: In the first book of the Mahâvagga. ]
[Footnote 643: Ang. Nik. V. 201 and VI. 40.]
[Footnote 644: It may be objected that some Suttas are put into the mouths of the Buddha's disciples and that their words are very like those of the Master. But as a rule they spoke on behalf of him and the object was to make their language as much like his as possible.]
[Footnote 645: The Pali anthology known by this name was only one of several called Dhammapada or Udâna which are preserved in the Chinese and Tibetan Canons.]
[Footnote 646: The work might also be analyzed as consisting of three old documents (the tract on morality, an account of ancient heresies, and a discourse on spiritual progress) put together with a little connecting matter, and provided with a prologue and epilogue.]
[Footnote 647: But in Ceylon there was a decided tendency to rewrite Sinhalese treatises in Pali.]
[Footnote 648: Cf. Divyâv. ed. Cowell, p. 37 and Sam. Nik. P.T.S. edition, vol. IV. p. 60.]
[Footnote 649: See Takakusu on the Abhidharma literature of the Sarvâstivâdins in the Journ. of the Pali Text Society, 1905, pp. 67-147.]
[Footnote 650: But not always. See S. Lévi, J.A. 1910, p. 436.]
[Footnote 651: See Lüders, Bruchstücke Buddhistischer Dramen, 1911 and ib. Das Sâri putra-prakaraṇa, 1911.]
[Footnote 652: Inscriptions from Swat written in an alphabet supposed to date from 50 B.C. to 50 A.D. contain Sanskrit verses from the Dharmapada and Mahâparinirvânasûtra. See Epig. Indica, vol. IV. p. 133.]
[Footnote 653: E.g. The Sanskrit version of the Sutta-Nipâta. See J.R.A.S. 1916, pp. 719-732.]
[Footnote 654: See the remarks on the Saṃyuktâgama in J.A. 1916, II. p. 272.]
[Footnote 655: In the same spirit, the Chinese version of the Ekottara (sec. 42) makes the dying Buddha order his bed to be made with the head to the north, because northern India will be the home of the Law. See J.A. Nov., Dec. 1918, p. 435.]
[Footnote 656: See for the whole question, Péri, Les Femmes de Çâkya Muni, B.E.F.E.O. 1918, No. 2.]
[Footnote 657: Those of the Dharmaguptas, Mahâsânghikas and Mahîśâsakas.]
[Footnote 658: See J.A.O.S. Dec. 1910, p. 24.]
[Footnote 659: Jacobi considers the Yoga Sûtras later than 450 A.D. but if we adopt Péri's view that Vasubandhu, Asanga's brother, lived from about 280-360, the fact that they imply a knowledge of the Vijnânavâda need not make them much later than 300 A.D. It is noticeable that both Asanga and the Yoga Sûtras employ the word dharma-megha.]
[Footnote 660: Called Citta in the Yoga philosophy.]
[Footnote 661: See Tylor, Primitive Culture, vol. II. pp. 410 ff. Savages often supplement fasting by the use of drugs and the Yoga Sûtras (IV. 1) mention that supernatural powers can be obtained by the use of herbs.]
[Footnote 662: Kleśa: Kilesa in Pạli.]
[Footnote 663: The practices systematized in the Yoga Sûtras are mentioned even in the older Upanishads such as the Maitrâyaṇa, Śvetâśvatara and Chândogya.]
[Footnote 664: An extreme development of the idea that physical processes can produce spiritual results is found in Raseśvara Darśana or the Mercurial System described in the Sarva-Darśana-Sangraha chap. IX. Marco Polo (Yule's Edition, vol. II. pp. 365, 369) had also heard of it.]
[Footnote 665: It seems to me analogous to the introversion of European mystics. See Underhill, Mysticism, chaps, VI. and VII.]
[Footnote 666: Jhâna in Pali.]
[Footnote 667: Samprajñâta and Asamprajñâta, called also sa- and nirbīja, with and without seed.]
[Footnote 668: Savitarka and Savicâra, in which there is investigation concerned with gross and subtle objects respectively: Sânanda, in which there is a feeling of joy: Sasmitâ, in which there is only self-consciousness. The corresponding stages in Buddhism are described as phases of Jhâna not of Samâdhi.]
[Footnote 669: It is not easy to translate. Megha is cloud and dharma may be rendered by righteousness but has many other meanings. For the metaphor of the cloud compare the title of the English mystical treatise The Cloud of Unknowing.]
[Footnote 670: Siddhi, vibhûti, aiśvarya. A belief in these powers is found even in the Rig Veda where it is said (X. 136) that munis can fly through the air and associate with gods.]
[Footnote 671: So too European mystics "are all but unanimous in their refusal to attribute importance to any kind of visionary experience" (Underhill, Mysticism, p. 335). St John of the Cross, Madame Guyon and Walter Hilton are cited as severe critics of such experience.]
[Footnote 672: Cf. Underbill's remarks about contemplation (Mysticism, p. 394). "Its results feed every aspect of the personality: minister to its instinct for the Good, the Beautiful and the True. Psychologically it is an induced state in which the field of consciousness is greatly contracted: the whole of the self, its conative power, being sharply focussed, concentrated upon one thing. We pour ourselvea out or, as it sometimes seems to us, in towards this overpowering interest: seem to ourselves to reach it and be merged with it. Whatever the thing may be, in this act we know it, as we cannot know it by any ordinary devices of thought."]
[Footnote 673: See instances quoted in W. James, Varieties of Religious Experience, pp. 251-3.]
[Footnote 674: This curious idea is also countenanced, though not much emphasized, by the Brahma Sûtras, IV. 4. 15. The object of producing such bodies is to work off Karma. The Yogi acquires no new Karma but he may have to get rid of accumulated Karma inherited from previous births, which must bear fruit. By "making himself many" he can work it off in one lifetime.]
[Footnote 675: World as Will and Idea, Book III. p. 254 (Haldane and Kemp's translation).]
[Footnote 676: E.g. Dig. Nik. II. 95, etc.]
[Footnote 677: St Theresa, St Catharine of Siena and Rudman Merawin. Cf. 1 John ii. 20, 27. "Ye know all things."]
[Footnote 678: Chândog. Up. VIII. 15.]
[Footnote 679: As also to the Saṃhitâs of the Vaishṇavas and the Âgamic literature of the Śaivas. The six cakras are: (1) Mûladhâra at the base of the spinal cord, (2) Svâdhishṭhâna below the navel, (3) Maṇipûra near the navel, (4) Anâhata in the heart, (5) Viśuddha at the lower end of the throat, (6) Âjñâ between the eyebrows. See Avalon, Tantric Texts, II. Shaṭcakranirûpana. Ib. Tantra of Great Liberation, pp. lvii ff., cxxxii ff. Ib. Principles of Tantra, pp. cvii ff. Gopinatha Ras, Indian Iconography, pp. 328 ff. See also "Manual of a Mystic" (Pali Text Soc.) for something apparently similar, though not very intelligible, in Hinayanist Buddhism.]
[Footnote 680: For the later Yoga see further Book V. I have recently received A. Avalon, The Serpent Power, from which it appears that the danger of the process lies in the fact that as Kuṇḍalinî ascends, the lower parts of the body which she leaves become cold. The preliminary note on Yoga in Grieraon and Barnett's Lallâ-Vâkyâni (Asiat. Soc.'s Monographs, vol. XVII. 1920) contains much valuable information, but both works arrived too late for me to make use of them.]
[Footnote 681: Maj. Nik. 36 and 85, but not in 26.]
[Footnote 682: Dig. Nik. 2. For the methods of Buddhist meditation, the reader may consult the "Manual of a Mystic," edited (1896) and translated (1916) by the Pali Text Society. But he will not find it easy reading.]
[Footnote 683: See Ang. Nik. 1. 20 for a long list of the various kinds of meditation. A conspectus of the system of meditation is given in Seidenstücker, Pali-Buddhismus, pp. 344-356.]
[Footnote 684: Dig. Nik. XXII. ad. in.]
[Footnote 685: Dig. Nik. I. 21-26.]
[Footnote 686: See, for instance, Dig. Nik. II. 75. Sometimes five Jhânas are enumerated. This means that reasoning and investigation are eliminated successively and not simultaneously, so that an additional stage is created.]
[Footnote 687: See Dhamma-Sangaṇi; Mrs Rhys Davids' translation, pp. 45-6 and notes. Also Journal of Pali Text Society, 1885, p. 32, for meaning of the difficult word Ekodibhâva.]
[Footnote 688: E.g. Maj. Nik. 77; Ang. Nik. 1. XX. 63.]
[Footnote 689: Hardy, Eastern Monachism, pp. 252 ff.]
[Footnote 690: But also without shape, colour or outward appearance, so this statement must not be taken too literally.]
[Footnote 691: Such procedure has not received much countenance in Christian mysticism but the contemplation of a burnished pewter dish and of running water induced ecstasy in Jacob Boehme and Ignatius Loyola respectively. See Underhill, Mysticism, p. 69.]
[Footnote 692: Maj. Nik. 62 end.]
[Footnote 693: The analysis means to analyze all things as consisting alike of the four elements. The one perception is the perception that all nourishment is impure.]
[Footnote 694: See Dig. Nik. 13 and Rhys Davids' introduction to it. In spite of their name, they seem to be purely Buddhist and have not been found in Brahmanic literature. The four states are characterized respectively by love, sympathy with sorrow, sympathy with joy, and equanimity.]
[Footnote 695: Dig. Nik. XIII. 76.]
[Footnote 696: Dig. Nik. XVII. 2-4.]
[Footnote 697: Christian mystics also, such as St Angela and St Theresa, had "formless visions." See Underhill, Myst. pp. 338 ff.]
[Footnote 698: Attha vimokkhâ. See Mahâparinib. sut. in Rhys Davids' Dialogues of the Buddha, II. 119.]
[Footnote 699: Akiñcaññâyatanam.]
[Footnote 700: Nevasaññânâsaññâyatanam.]
[Footnote 701: Saññavedâyita nirodhasamâpatti. The Buddha when dying (Dig. XVI. V. 8, 9) passes through this state, but does not go from it to Parinibbâna. This perhaps means that it was regarded as a purification of the mind, but not on the direct road to the final goal.]
[Footnote 702: See Maj. Nik. 43. But the point of the discussion seems to be not so much special commendation of this form of trance as an explanation of its origin, namely that it, like other mental states, is bound to ensue when certain preliminary conditions both moral and intellectual have been realized. See also Sam. Nik. XXXVI. ii. 5. See for examples of this cataleptic form of Samâdhi Max Müller's Life of Ramakrishna, pp. 49,59, etc. Christian mystics (e.g. St Catharine of Siena and St Theresa) were also subject to deathlike trances lasting for hours and St Theresa is said once to have been in this condition for some days.]
[Footnote 703: Maj. Nik. 86.]
[Footnote 704: This is known to European mystics, particularly Suso. St Francis of Assisi, St Catharine of Siena and Richard Rolle are also cited. See Underhill. Mysticism, p. 332.]
[Footnote 705: Christian visions of Hell, Purgatory and Paradise are another instance of the divine eye, which thinks it can see the whole scheme of things.]
[Footnote 706: Tales about such powers, are still very common in the East, for instance the Chinese story (in the Liao Chai) of the man who learnt from a Taoist how to walk through a wall but failed ignominiously when he tried to give an exhibition to his family. Educated Chinese seem to think there is something in the story and say that he failed because his motives were bad.]
[Footnote 707: Bernheim, La Suggestion, chap. I. Quand j'ai éloigné de son esprit la préoccupation que fait naître l'idée de magnétisme ... je lui dis "Regardez-moi bien et ne songez qu'à dormir. Vous allez sentir une lourdeur dans les paupières, une fatigue dans vos yeux: ils clignotent, ils vont se mouiller; la vue devient confuse: ils se ferment." Quelques sujets ferment les yeux et dorment immédiatement.... C'est le sommeil par la suggestion, c'est l'image du sommeil que je suggère, que j'insinue dans le cerveau. Les passes, la fixation des yeux ou des doigts de l'opérateur, propres seulement à concentrer l'attention, ne sont pas absolument necéssaires.]
[Footnote 708: Thus in the drama Ratnâvalî a magician makes the characters see an imaginary conflagration of the palace and also a vision of heaven. His performance seems to be accepted as merely a remarkable piece of conjuring.]
[Footnote 709: Ang. Nik. xvi. 1. In spite of his magic power he could not prevent himself being murdered. The Milinda-Pañha explains this as the result of Karma, which is stronger than magic and everything else.]
[Footnote 710: E.g. Maj. Nik. 77. ]
[Footnote 711: Cullavag. v. 8.]
[Footnote 712: Dig. Nik. xi.]
[Footnote 713: Visuddhi Magga, xii. in Warren, Buddhism in Translation, pp. 315 ff.]
[Footnote 714: R.V. II. 12. 5.]
[Footnote 715: Yet Tennyson can say "And at their feet the crocus brake like fire," but in a mythological poem.]
[Footnote 716: Mahâv. V. i.]
[Footnote 717: E.g. Dig. Nik. XI. and Cullavag. V. 8.]
[Footnote 718: Even in the Upanishads the gods are not given a very high position. They are powerless against Brahman (e.g. Kena Up. 14-28) and are not naturally in possession of true knowledge, though they may acquire it (e.g. Chând. Up. VIII. 7).]
[Footnote 719: Dig. Nik. XI.]
[Footnote 720: Dig. Nik. I. chap. 2, 1-6. The radiant gods are the Abhassara, cf. Dhammap 200.]
[Footnote 721: Watters, II. p. 160.]
[Footnote 722: The legends of both Râma and Krishna occur in the Book of Jâtakas in a somewhat altered form, nos. 641 and 454.]
[Footnote 723: Thus Helios the Sun passes into St Elias.]
[Footnote 724: He is often called Brahmâ Sahampati, a title of doubtful meaning and not found in Brahmanic writings. The Pitakas often speak of Brahmâs and worlds of Brahmâ in the plural, as if there were a whole class of Brahmâs. See especially the Suttas collected in book I, chap. vi. of the Saṃyutta-Nikâya where we even hear of Pacceka Brahmâs, apparently corresponding in some way to Pacceka Buddhas.]
[Footnote 725: Maj. Nik. 49. The meaning of the title Baka is not clear and may be ironical. Another ironical name is manopadosikâ (debauched in mind) invented as the title of a class of gods in Dig. Nik. I. and XX. The idea that sages can instruct the gods is anterior to Buddhism, See e.g. Bṛihad-Âr. Up. II. 5. 17, and ib. IV. 3. 33, and the parallel passage in the Tait. Chând. Kaush. Upanishads and Śat. Brâhmaṇa for the idea that a Śrotriya is equal to the highest deities.]
[Footnote 726: Six Manvantaras of the present Kalpa have elapsed and we are in the seventh.]
[Footnote 727: We are in the Kali or worst age of the present mahâyuga. The Kali lasts 432,000 years and began 3102 B.C.
In their number and in many other points of cosmography the various accounts differ greatly. The account given above is taken from the Vishnu Purâna, book II. but the details in it are not entirely consistent.]
[Footnote 728: The detailed formulation of this cosmography was naturally gradual but its chief features are known to the Nikâyas. Dig. Nik. XIV. 17 and 30 seem to imply the theory of spheres. For Heavens, see Maj. Nik. 49, Dig. Nik. XI. 68-79 and for Hells Sut. Nip. III. 10, Maj. Nik. 129. See too De la Vallée Poussin's article, Cosmology Buddhist, in E.R.E.]
[Footnote 729: See for the Asuras Sam. Nik. I. xi. 1.]
[Footnote 730: See a Tibetan representation in Waddell's Buddhism of Tibet, p. 79.]
[Footnote 731: The question of whether the universe is infinite in space or not is according to the Pitakas one of those problems which cannot be answered.]
[Footnote 732: Dig. Nik. XXVII.]
[Footnote 733: Mâro pâpimâ. See especially Windisch, Mâra and Buddha, 1895, and Sam. Nik. I. iv.]
[Footnote 734: We sometimes hear of Mâras in the plural. Like Brahmâ he is sometimes a personality, sometimes the type of a class of gods. We also hear that he has obtained his present exalted though not virtuous post by his liberality in former births. Thus, like Sakka and other Buddhist Devas, Mâra is really an office held by successive occupants. He is said to be worshipped by some Tibetan sects. It is possible that the legends about Mâra and his daughters and about Krishna and the Gopîs may have a common origin for Mâra is called Kaṇha (the Prakrit equivalent of Krishna) in Sutta-Nipâta, 439.]
[Footnote 735: Ang. Nik. III. 35.]
[Footnote 736: This seems to be the correct doctrine, though it is hard to understand how the popular idea of continual torture is compatible with the performance of good deeds. The Kathâ-vatthu, XIII. 2, states that a man in purgatory can do good. See too Ang. Nik. 1. 19.]
[Footnote 737: But even the language of the Pitakas is not always quite correct on this point, for it represents evil-doers as falling down straight into hell.]
[Footnote 738: Khud. Path. 7. In this poem, the word Peta (Sk. Preta) seems to be used as equivalent to departed spirits, not necessarily implying that they are undergoing punishment. In the Questions of Milinda (IV. 8. 29) the practice of making offerings on behalf of the dead is countenanced, and it is explained exactly what classes of dead profit by them. On the other hand the Kathâ-vatthu states that the dead do not benefit by gifts given in this world, but two sects, the Râjagirika and Siddhattika, are said by the commentary to hold the contrary view.]
[Footnote 739: See Max Müller's Ramakrishna, p. 40, for another instance.]
[Footnote 740: In a passage of the Mahâparinib. Sut. (III. 22) which is probably not very early the Buddha says that when he mixes with gods or men he takes the shape of his auditors, so that they do not know him.]
[Footnote 741: Sam. Nik. II. 3. 10. Sadevakassa lokassa aggo.]
[Footnote 742: E.g. in the Lotus Sutra.]
[Footnote 743: One hundred and eight marks on the sole of each foot are also enumerated in later writings.]
[Footnote 744: Artaxerxes Longimanus. Cf. the Russian princely name Dolgorouki. The Chinese also attribute forty-nine physical signs of perfection to Confucius, including long arms. See Doré, Recherches sur les Superstitions en Chine, vol. XIII. pp. 2-6.]
[Footnote 745: Though Brahmans are represented as experts in these marks, it seems likely that the idea of the Mahâpurusha was popular chiefly among the Kshatriyas, for in one form, at any rate, it teaches that a child of the warrior caste born with certain marks will become either a universal monarch or a great teacher of the truth. This notion must have been most distasteful to the priestly caste.]
[Footnote 746: See Dig. Nik. 3. The Lakkhana Suttanta (Dig. Nik. 30) contains a discussion of the marks.]
[Footnote 747: See Dik. Nig. 14, Mahâpadânasutta: Therag. 490; Sam. Nik. XII. 4-10.]
[Footnote 748: Maj. Nik. 50, Mâratajjaniyasuttam.]
[Footnote 749: Dig. Nik. 14.]
[Footnote 750: Maj. Nik. 123. See also Dig. Nik. 14.]
[Footnote 751: More literally that he knows exactly how his feelings, etc., arise, continue and pass away and is not swayed by wandering thoughts and desires.]
[Footnote 752: Three extra Buddhas are sometimes mentioned but are usually ignored because they did not, like the others, come into contact with Gotama in his previous births.]
[Footnote 753: E.g. Ang. Nik. III. 15 and the Mahâ-Sudassana Sutta (Dig. Nik. X.) in which the Buddha says he has been buried at Kusinâra no less than six times.]
[Footnote 754: Dig. Nik. XVI. v. 15.]
[Footnote 755: The two kinds of Buddhas are defined in the Puggala-Pannatti, IX. 1. For details about Pratyeka-Buddhas see De La Vallée Poussin's article in E.R.E.]
[Footnote 756: Thus in Dig. Nik. XVI. 5. 12 they are declared worthy of a Dâgaba or funeral monument and Sam. Nik. III. 2. 10 declares the efficacy of alms given to them.]
[Footnote 635: See J.A. 1916, II. pp. 20,38.]
[Footnote 636: For the date see the chapter on Ceylon.]
[Footnote 637: S. Lévi gives reasons for thinking that the prohibitions against singing sacred texts (ayataka gîtassara, Cullavag. V. 3) go back to the period when the Vedic accent was a living reality. See J.A. 1915, I. pp. 401 ff.]
[Footnote 638: Muséon, 1905, p. 23. Anesaki thinks the text used by Guṇabhadra was in Pali but the Abhayagiri, which had Mahayanist inclinations, may have used Sanskrit texts.]
[Footnote 639: Nikâya-Sangrahawa, Fernando, Govt. Record Office, Colombo, 1918.]
[Footnote 640: See Mahâyâna-sûtrâlatikâra, xvi. 22 and 75, with Lévi's notes.]
[Footnote 641: Cullav. VII. 3.]
[Footnote 642: In the first book of the Mahâvagga. ]
[Footnote 643: Ang. Nik. V. 201 and VI. 40.]
[Footnote 644: It might be argued that some Suttas are spoken by the Buddha's disciples and that their words are very similar to those of the Master. However, generally they spoke on his behalf and the aim was to make their language as close to his as possible.]
[Footnote 645: The Pali anthology known by this name was just one of several called Dhammapada or Udâna that are preserved in the Chinese and Tibetan Canons.]
[Footnote 646: The work might also be seen as comprising three old documents (the tract on morality, an account of ancient heresies, and a discourse on spiritual progress) brought together with some connecting material, along with a prologue and epilogue.]
[Footnote 647: But in Ceylon, there was a clear trend to rewrite Sinhalese texts in Pali.]
[Footnote 648: Cf. Divyâv. ed. Cowell, p. 37 and Sam. Nik. P.T.S. edition, vol. IV. p. 60.]
[Footnote 649: See Takakusu on the Abhidharma literature of the Sarvâstivâdins in the Journ. of the Pali Text Society, 1905, pp. 67-147.]
[Footnote 650: But not always. See S. Lévi, J.A. 1910, p. 436.]
[Footnote 651: See Lüders, Bruchstücke Buddhistischer Dramen, 1911 and ib. Das Sâri putra-prakaraṇa, 1911.]
[Footnote 652: Inscriptions from Swat written in an alphabet believed to date from 50 B.C. to 50 A.D. contain Sanskrit verses from the Dharmapada and Mahâparinirvânasûtra. See Epig. Indica, vol. IV. p. 133.]
[Footnote 653: E.g. The Sanskrit version of the Sutta-Nipâta. See J.R.A.S. 1916, pp. 719-732.]
[Footnote 654: See the remarks on the Saṃyuktâgama in J.A. 1916, II. p. 272.]
[Footnote 655: Similarly, the Chinese version of the Ekottara (sec. 42) has the dying Buddha instructing that his bed be arranged with the head to the north, since northern India will be the birthplace of the Law. See J.A. Nov., Dec. 1918, p. 435.]
[Footnote 656: See for the entire question, Péri, Les Femmes de Çâkya Muni, B.E.F.E.O. 1918, No. 2.]
[Footnote 657: Those of the Dharmaguptas, Mahâsânghikas and Mahîśâsakas.]
[Footnote 658: See J.A.O.S. Dec. 1910, p. 24.]
[Footnote 659: Jacobi considers the Yoga Sûtras to be later than 450 A.D. However, if we accept Péri's view that Vasubandhu, Asanga's brother, lived from about 280-360, the fact that they imply knowledge of Vijnânavâda may not push them much later than 300 A.D. It's notable that both Asanga and the Yoga Sûtras use the term dharma-megha.]
[Footnote 660: Called Citta in Yoga philosophy.]
[Footnote 661: See Tylor, Primitive Culture, vol. II. pp. 410 ff. Savages often supplement fasting with drugs, and the Yoga Sûtras (IV. 1) mention that supernatural powers can be gained through herbs.]
[Footnote 662: Kleśa: Kilesa in Pạli.]
[Footnote 663: The practices systematized in the Yoga Sûtras are also mentioned in older Upanishads such as the Maitrâyaṇa, Śvetâśvatara, and Chândogya.]
[Footnote 664: An extreme development of the idea that physical processes can lead to spiritual results is found in the Raseśvara Darśana or Mercurial System as described in the Sarva-Darśana-Sangraha chap. IX. Marco Polo (Yule's Edition, vol. II. pp. 365, 369) also heard of it.]
[Footnote 665: It seems to me comparable to the introversion seen in European mystics. See Underhill, Mysticism, chaps, VI. and VII.]
[Footnote 666: Jhâna in Pali.]
[Footnote 667: Samprajñâta and Asamprajñâta, also known as sa- and nirbīja, meaning with and without seed.]
[Footnote 668: Savitarka and Savicâra, where there is exploration involving gross and subtle objects respectively: Sânanda, where there is a feeling of joy: Sasmitâ, which involves only self-consciousness. The corresponding stages in Buddhism are described as phases of Jhâna, not Samâdhi.]
[Footnote 669: It’s not easy to translate. Megha means cloud, and dharma might be interpreted as righteousness but has many other meanings. For the metaphor of the cloud, compare it with the English mystical treatise titled The Cloud of Unknowing.]
[Footnote 670: Siddhi, vibhûti, aiśvarya. A belief in these powers can even be traced back to the Rig Veda where it mentions (X. 136) that munis can fly through the air and associate with gods.]
[Footnote 671: Likewise, European mystics "are nearly unanimous in their reluctance to assign importance to any form of visionary experience" (Underhill, Mysticism, p. 335). St John of the Cross, Madame Guyon, and Walter Hilton are noted as strict critics of such experiences.]
[Footnote 672: Cf. Underhill's comments on contemplation (Mysticism, p. 394). "Its results nourish every facet of the personality: catering to its instinct for the Good, the Beautiful, and the True. Psychologically, it is an induced state where the field of consciousness is greatly narrowed: the entirety of the self, its conative power, is sharply focused on a single thing. We pour ourselves out or, as it sometimes seems, in toward this compelling interest: we feel as though we reach it and are merged with it. Regardless of what that thing might be, in this act we know it in a way that we cannot through ordinary thought processes."]
[Footnote 673: See examples referenced in W. James, Varieties of Religious Experience, pp. 251-3.]
[Footnote 674: This peculiar idea is also acknowledged, though not greatly highlighted, by the Brahma Sûtras, IV. 4. 15. The purpose of creating such bodies is to resolve Karma. The Yogi does not acquire new Karma but might have to deal with the accumulated Karma from previous lives, which needs to manifest. By "expanding himself" he can resolve it all in one lifetime.]
[Footnote 675: World as Will and Idea, Book III. p. 254 (Haldane and Kemp's translation).]
[Footnote 676: E.g. Dig. Nik. II. 95, etc.]
[Footnote 677: St Theresa, St Catharine of Siena, and Rudman Merawin. Cf. 1 John ii. 20, 27. "You know everything."]
[Footnote 678: Chândog. Up. VIII. 15.]
[Footnote 679: As well as to the Saṃhitâs of the Vaishṇavas and the Âgamic literature of the Śaivas. The six cakras are: (1) Mûladhâra at the base of the spinal cord, (2) Svâdhishṭhâna below the navel, (3) Maṇipûra near the navel, (4) Anâhata in the heart, (5) Viśuddha at the lower end of the throat, and (6) Âjñâ between the eyebrows. See Avalon, Tantric Texts, II. Shaṭcakranirûpana. Ib. Tantra of Great Liberation, pp. lvii ff., cxxxii ff. Ib. Principles of Tantra, pp. cvii ff. Gopinatha Ras, Indian Iconography, pp. 328 ff. Also see "Manual of a Mystic" (Pali Text Soc.) for something apparently similar, though not easily understandable, in Hinayanist Buddhism.]
[Footnote 680: For the later Yoga, see further Book V. I recently received A. Avalon, The Serpent Power, which indicates that the danger of the process lies in the fact that as Kuṇḍalinî rises, the lower parts of the body she leaves become cold. The preliminary note on Yoga in Grieraon and Barnett's Lallâ-Vâkyâni (Asiat. Soc.'s Monographs, vol. XVII. 1920) contains much valuable information, but both works arrived too late for me to utilize them.]
[Footnote 681: Maj. Nik. 36 and 85, but not in 26.]
[Footnote 682: Dig. Nik. 2. For methods of Buddhist meditation, the reader may refer to the "Manual of a Mystic," edited (1896) and translated (1916) by the Pali Text Society. However, it will not be easy reading.]
[Footnote 683: See Ang. Nik. 1. 20 for a comprehensive list of various kinds of meditation. An overview of the meditation system is provided in Seidenstücker, Pali-Buddhismus, pp. 344-356.]
[Footnote 684: Dig. Nik. XXII. ad. in.]
[Footnote 685: Dig. Nik. I. 21-26.]
[Footnote 686: See, for example, Dig. Nik. II. 75. Sometimes five Jhânas are listed. This implies that reasoning and investigation are eliminated one after the other, rather than simultaneously, creating an additional stage.]
[Footnote 687: See Dhamma-Sangaṇi; Mrs Rhys Davids' translation, pp. 45-6 and notes. Also Journal of Pali Text Society, 1885, p. 32, for the meaning of the complex word Ekodibhâva.]
[Footnote 688: E.g. Maj. Nik. 77; Ang. Nik. 1. XX. 63.]
[Footnote 689: Hardy, Eastern Monachism, pp. 252 ff.]
[Footnote 690: But also without shape, color, or outward appearance, so this statement should not be taken too literally.]
[Footnote 691: Such practices have not found much support in Christian mysticism, but the contemplation of a polished pewter dish and of flowing water induced ecstasy in Jacob Boehme and Ignatius Loyola respectively. See Underhill, Mysticism, p. 69.]
[Footnote 692: Maj. Nik. 62 end.]
[Footnote 693: The analysis seeks to interpret everything as consisting of the four elements. The singular perception signifies the understanding that all nourishment is impure.]
[Footnote 694: See Dig. Nik. 13 and Rhys Davids' introduction to it. Despite their name, they seem to be purely Buddhist and have not been found in Brahmanic literature. The four states are characterized by love, sympathy with sorrow, sympathy with joy, and equanimity.]
[Footnote 695: Dig. Nik. XIII. 76.]
[Footnote 696: Dig. Nik. XVII. 2-4.]
[Footnote 697: Christian mystics, such as St Angela and St Theresa, also experienced "formless visions." See Underhill, Myst. pp. 338 ff.]
[Footnote 698: Attha vimokkhâ. See Mahâparinib. sut. in Rhys Davids' Dialogues of the Buddha, II. 119.]
[Footnote 699: Akiñcaññâyatanam.]
[Footnote 700: Nevasaññânâsaññâyatanam.]
[Footnote 701: Saññavedâyita nirodhasamâpatti. The Buddha, while dying (Dig. XVI. V. 8, 9), goes through this state, but does not transition from it to Parinibbâna. This might indicate that it was seen as a purification of the mind, but not directly on the path to the ultimate goal.]
[Footnote 702: See Maj. Nik. 43. However, the focus of the discussion appears less about endorsing this specific form of trance than explaining its origin, which is that, like other mental states, it is bound to occur when specific moral and intellectual conditions are realized. Refer to Sam. Nik. XXXVI. ii. 5. For examples of this cataleptic form of Samâdhi, see Max Müller's Life of Ramakrishna, pp. 49,59, etc. Christian mystics (e.g. St Catharine of Siena and St Theresa) also experienced death-like trances that lasted for hours and St Theresa was said to have been in such a state for several days at one point.]
[Footnote 703: Maj. Nik. 86.]
[Footnote 704: This is known among European mystics, especially Suso. St Francis of Assisi, St Catharine of Siena, and Richard Rolle are also mentioned. See Underhill, Mysticism, p. 332.]
[Footnote 705: Christian visions of Hell, Purgatory, and Paradise are another instance of the divine eye, which believes it can see the entire scheme of things.]
[Footnote 706: Stories about such powers are still prevalent in the East, for example, the Chinese tale (in the Liao Chai) about a man who learned from a Taoist how to walk through a wall but failed embarrassing when he tried to demonstrate to his family. Educated Chinese seem to think there is some truth to the story and suggest that he failed due to his poor motives.]
[Footnote 707: Bernheim, La Suggestion, chap. I. When I removed from his mind the concern that the idea of magnetism brings about... I told him, "Look at me closely and just think about sleeping. You are going to feel a heaviness in your eyelids, a fatigue in your eyes: they blink, they are going to water; your vision becomes blurry: they will close." Some subjects close their eyes and immediately fall asleep.... This is sleep through suggestion; it's the image of sleep that I suggest, that I insinuate into their brain. The passes, the fixation of the eyes or the fingers of the operator, serve only to gather attention and are not absolutely necessary.]
[Footnote 708: In the play Ratnâvalî, a magician causes the characters to perceive an imaginary fire in the palace as well as a vision of heaven. His act seems to be accepted merely as an impressive feat of magic.]
[Footnote 709: Ang. Nik. xvi. 1. Despite his magical abilities, he could not prevent his murder. The Milinda-Pañha explains this as a consequence of Karma, which is more powerful than magic and everything else.]
[Footnote 710__[E.g. Maj. Nik. 77. ]
[Footnote 711: Cullavag. v. 8.]
[Footnote 712: Dig. Nik. xi.]
[Footnote 713: Visuddhi Magga, xii. in Warren, Buddhism in Translation, pp. 315 ff.]
[Footnote 714: R.V. II. 12. 5.]
[Footnote 715: Yet Tennyson can say "And at their feet the crocus brake like fire," but in a mythological poem.]
[Footnote 716: Mahâv. V. i.]
[Footnote 717: E.g. Dig. Nik. XI. and Cullavag. V. 8.]
[Footnote 718: Even in the Upanishads, the gods are not positioned very highly. They are powerless against Brahman (e.g. Kena Up. 14-28) and do not inherently possess true knowledge, though they might acquire it (e.g. Chând. Up. VIII. 7).]
[Footnote 719: Dig. Nik. XI.]
[Footnote 720: Dig. Nik. I. chap. 2, 1-6. The radiant gods are the Abhassara, cf. Dhammap 200.]
[Footnote 721: Watters, II. p. 160.]
[Footnote 722: The legends of both Râma and Krishna appear in the Book of Jâtakas in a somewhat modified form, nos. 641 and 454.]
[Footnote 723: Hence, Helios the Sun transitions into St Elias.]
[Footnote 724: He is often referred to as Brahmâ Sahampati, a title of uncertain meaning not found in Brahmanic texts. The Pitakas often mention Brahmâs and worlds of Brahmâ in the plural, suggesting there might be a group of Brahmâs. This is especially evident in the Suttas collected in book I, chap. vi. of the Saṃyutta-Nikâya, where we even hear of Pacceka Brahmâs, seemingly corresponding in some manner to Pacceka Buddhas.]
[Footnote 725: Maj. Nik. 49. The meaning of the title Baka is not clear and may be used sarcastically. Another ironic name is manopadosikâ (debauched in mind) which is given to a class of gods in Dig. Nik. I. and XX. The notion that sages can teach the gods predates Buddhism. See e.g. Bṛihad-Âr. Up. II. 5. 17, and IV. 3. 33, alongside parallel passages in the Tait. Chând. Kaush. Upanishads and Śat. Brâhmaṇa for the perspective that a Śrotriya is equal to the highest deities.]
[Footnote 726: Six Manvantaras of the current Kalpa have passed, and we are now in the seventh.]
[Footnote 727: We are currently in the Kali or the worst age of this mahâyuga. The Kali lasts 432,000 years and started in 3102 B.C.
In their quantity and in numerous other details of cosmology, various accounts significantly differ. The above account is taken from the Vishnu Purâna, book II., but the specifics in it are not entirely consistent.]
[Footnote 728: The detailed formulation of this cosmology naturally developed gradually, but its main characteristics are known to the Nikâyas. Dig. Nik. XIV. 17 and 30 imply the theory of spheres. For Heavens, see Maj. Nik. 49, Dig. Nik. XI. 68-79, and for Hells, see Sut. Nip. III. 10, Maj. Nik. 129. Also refer to De la Vallée Poussin's article, Cosmology Buddhist, in E.R.E.]
[Footnote 729__[See for the Asuras Sam. Nik. I. xi. 1.]
[Footnote 730: See a Tibetan depiction in Waddell's Buddhism of Tibet, p. 79.]
[Footnote 731: The question of whether the universe is infinite in space is, according to the Pitakas, one of those issues that cannot be conclusively answered.]
[Footnote 732: Dig. Nik. XXVII.]
[Footnote 733: Mâro pâpimâ. See especially Windisch, Mâra and Buddha, 1895, and Sam. Nik. I. iv.]
[Footnote 734: We occasionally hear about Mâras in the plural. Like Brahmâ, he is sometimes seen as an individual, sometimes as a type of class of gods. There are also mentions of him obtaining his current lofty but non-virtuous position due to his generosity in past lives. Thus, similar to Sakka and other Buddhist Devas, Mâra is effectively an office held by successive individuals. He is said to be worshipped by some Tibetan sects. It's possible that the legends around Mâra and his daughters and those about Krishna and the Gopîs may share common roots, as Mâra is referred to as Kaṇha (the Prakrit equivalent of Krishna) in Sutta-Nipâta, 439.]
[Footnote 735: Ang. Nik. III. 35.]
[Footnote 736: This appears to be the correct doctrine, even though it is challenging to comprehend how the widespread idea of ongoing torture aligns with the performance of good deeds. The Kathâ-vatthu, XIII. 2, mentions that a person in purgatory can act kindly. See also Ang. Nik. 1. 19.]
[Footnote 737: However, even the language of the Pitakas isn't always completely accurate on this issue, as it depicts wrongdoers as falling directly into hell.]
[Footnote 738: Khud. Path. 7. In this poem, the term Peta (Sk. Preta) seems to refer to departed spirits, not necessarily suggesting they are undergoing punishment. In the Questions of Milinda (IV. 8. 29), the practice of making offerings on behalf of the dead is approved, with a detailed explanation of which classes of the dead benefit from them. However, the Kathâ-vatthu asserts that the deceased do not gain from gifts made in this life; yet two sects, the Râjagirika and Siddhattika, are said by the commentary to hold the contrary belief.]
[Footnote 739: See Max Müller's Ramakrishna, p. 40, for another example.]
[Footnote 740__[In a passage of the Mahâparinib. Sut. (III. 22) which is likely not very old, the Buddha states that when he mingles with gods or men, he adopts the appearance of his listeners, so they don't recognize him.]
[Footnote 741: Sam. Nik. II. 3. 10. Sadevakassa lokassa aggo.]
[Footnote 742: E.g. in the Lotus Sutra.]
[Footnote 743: One hundred and eight marks on the sole of each foot are also mentioned in later texts.]
[Footnote 744__[Artaxerxes Longimanus. Cf. the Russian princely name Dolgorouki. The Chinese also attribute forty-nine physical signs of perfection to Confucius, including long arms. See Doré, Recherches sur les Superstitions en Chine, vol. XIII. pp. 2-6.]
[Footnote 745: Although Brahmans are depicted as knowledgeable about these marks, it seems probable that the idea of the Mahâpurusha was mainly popular among the Kshatriyas, as in one version, it teaches that a child born with specific marks from the warrior caste will become either a universal monarch or a great teacher of truth. This notion must have been quite displeasing to the priestly class.]
[Footnote 746: See Dig. Nik. 3. The Lakkhana Suttanta (Dig. Nik. 30) includes a discussion of these marks.]
[Footnote 747: See Dik. Nig. 14, Mahâpadânasutta: Therag. 490; Sam. Nik. XII. 4-10.]
[Footnote 748: Maj. Nik. 50, Mâratajjaniyasuttam.]
[Footnote 749: Dig. Nik. 14.]
[Footnote 750: Maj. Nik. 123. Also see Dig. Nik. 14.]
[Footnote 751: More literally, he knows exactly how his feelings, etc., arise, continue, and dissipate and remains unaffected by wandering thoughts and desires.]
[Footnote 752: Three additional Buddhas are sometimes mentioned, but they are usually overlooked because they did not, unlike the others, come into contact with Gotama in his prior lives.]
[Footnote 753: E.g. Ang. Nik. III. 15 and the Mahâ-Sudassana Sutta (Dig. Nik. X.) where the Buddha claims he has been buried at Kusinâra no less than six times.]
[Footnote 754: Dig. Nik. XVI. v. 15.]
[Footnote 755: The two types of Buddhas are defined in the Puggala-Pannatti, IX. 1. For detailed information on Pratyeka-Buddhas, see De La Vallée Poussin's article in E.R.E.]
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