This is a modern-English version of History of the United States, originally written by Beard, Charles A. (Charles Austin), Beard, Mary Ritter. It has been thoroughly updated, including changes to sentence structure, words, spelling, and grammar—to ensure clarity for contemporary readers, while preserving the original spirit and nuance. If you click on a paragraph, you will see the original text that we modified, and you can toggle between the two versions.

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HISTORY

OF THE

UNITED STATES

BY

CHARLES A. BEARD

AND

MARY R. BEARD

New York
THE MACMILLAN COMPANY
1921
All rights reserved

Copyright, 1921,
By THE MACMILLAN COMPANY.
Set up and electrotyped. Published March, 1921.
Norwood Press
J.S. Cushing Co.—Berwick & Smith Co.
Norwood, MA, U.S.A.

PREFACE

As things now stand, the course of instruction in American history in our public schools embraces three distinct treatments of the subject. Three separate books are used. First, there is the primary book, which is usually a very condensed narrative with emphasis on biographies and anecdotes. Second, there is the advanced text for the seventh or eighth grade, generally speaking, an expansion of the elementary book by the addition of forty or fifty thousand words. Finally, there is the high school manual. This, too, ordinarily follows the beaten path, giving fuller accounts of the same events and characters. To put it bluntly, we do not assume that our children obtain permanent possessions from their study of history in the lower grades. If mathematicians followed the same method, high school texts on algebra and geometry would include the multiplication table and fractions.

As things are today, American history education in our public schools includes three different approaches to the subject. Three separate textbooks are used. First, there’s the primary book, which is usually a very brief narrative focused on biographies and anecdotes. Second, there’s the advanced text for seventh or eighth grade, which is generally just an expanded version of the elementary book, adding about forty or fifty thousand words. Lastly, there’s the high school manual. This book typically stays on the traditional path, providing more detailed accounts of the same events and figures. To put it plainly, we don’t expect our children to gain lasting knowledge from their history studies in the lower grades. If mathematicians used the same approach, high school texts on algebra and geometry would still include the multiplication table and fractions.

There is, of course, a ready answer to the criticism advanced above. It is that teachers have learned from bitter experience how little history their pupils retain as they pass along the regular route. No teacher of history will deny this. Still it is a standing challenge to existing methods of historical instruction. If the study of history cannot be made truly progressive like the study of mathematics, science, and languages, then the historians assume a grave responsibility in adding their subject to the already overloaded curriculum. If the successive historical texts are only enlarged editions of the first text—more facts, more dates, more words—then history deserves most of the sharp criticism which it is receiving from teachers of science, civics, and economics.

There's definitely a clear answer to the criticism mentioned earlier. It's that teachers have learned from harsh experience just how little history their students actually remember as they go through the standard curriculum. No history teacher would argue against this. However, it still poses a serious challenge to the current methods of teaching history. If the study of history can't be made genuinely progressive like math, science, and languages, then historians take on a significant responsibility by adding their subject to an already packed curriculum. If the successive history textbooks are just expanded versions of the first one—more facts, more dates, more words—then history deserves much of the harsh criticism it's getting from teachers of science, civics, and economics.

In this condition of affairs we find our justification for offering a new high school text in American history. Our first contribution is one of omission. The time-honored stories of exploration and the biographies of heroes are left out. We frankly hold that, if pupils know little or nothing about Columbus, Cortes, Magellan, or Captain John Smith by the time they reach the high school, it is useless to tell the same stories for perhaps the fourth time. It is worse than useless. It is an offense against the teachers of those subjects that are demonstrated to be progressive in character.

In this situation, we find our reason for introducing a new high school textbook on American history. Our first change is that we’ve left out some familiar stories. The well-known tales of exploration and the biographies of notable figures are not included. We genuinely believe that if students don’t know much about Columbus, Cortes, Magellan, or Captain John Smith by the time they get to high school, it doesn’t make sense to repeat those same stories for possibly the fourth time. It’s not only pointless; it disrespects the teachers of subjects that are clearly progressive.

In the next place we have omitted all descriptions of battles. Our reasons for this are simple. The strategy of a campaign or of a single battle is a highly technical, and usually a highly controversial, matter about which experts differ widely. In the field of military and naval operations most writers and teachers of history are mere novices. To dispose of Gettysburg or the Wilderness in ten lines or ten pages is equally absurd to the serious student of military affairs. Any one who compares the ordinary textbook account of a single Civil War campaign with the account given by Ropes, for instance, will ask for no further comment. No youth called upon to serve our country in arms would think of turning to a high school manual for information about the art of warfare. The dramatic scene or episode, so useful in arousing the interest of the immature pupil, seems out of place in a book that deliberately appeals to boys and girls on the very threshold of life's serious responsibilities.

Next, we’ve left out all descriptions of battles. Our reasons for this are straightforward. The tactics of a campaign or a single battle are very technical, and often highly debated, topics where experts have widely different opinions. In the realm of military and naval operations, most historians and educators are just beginners. It’s ridiculous to summarize Gettysburg or the Wilderness in ten lines or ten pages for someone seriously studying military matters. Anyone comparing a typical textbook account of a single Civil War campaign with Ropes's account, for example, will have no need for further discussion. No young person called to serve our country would think of consulting a high school textbook for insights into the art of warfare. The thrilling scenes or episodes that might engage younger students feel out of place in a book that intentionally addresses boys and girls who are just stepping into the serious responsibilities of life.

It is not upon negative features, however, that we rest our case. It is rather upon constructive features.

It’s not on the negative aspects that we build our argument. Instead, it’s on the positive aspects.

First. We have written a topical, not a narrative, history. We have tried to set forth the important aspects, problems, and movements of each period, bringing in the narrative rather by way of illustration.

First. We have created a topical history, not a narrative one. We've focused on highlighting the key aspects, issues, and movements of each period, using narrative mainly for illustration.

Second. We have emphasized those historical topics which help to explain how our nation has come to be what it is to-day.

Second. We have highlighted those historical topics that help explain how our nation has become what it is today.

Third. We have dwelt fully upon the social and economic aspects of our history, especially in relation to the politics of each period.

Third. We have thoroughly explored the social and economic aspects of our history, particularly in connection with the politics of each era.

Fourth. We have treated the causes and results of wars, the problems of financing and sustaining armed forces, rather than military strategy. These are the subjects which belong to a history for civilians. These are matters which civilians can understand—matters which they must understand, if they are to play well their part in war and peace.

Fourth. We have discussed the reasons and outcomes of wars, the issues of funding and maintaining military forces, rather than military strategy. These are topics relevant to a history for everyday people. These are issues that civilians can grasp—issues they need to understand if they are to effectively contribute during times of war and peace.

Fifth. By omitting the period of exploration, we have been able to enlarge the treatment of our own time. We have given special attention to the history of those current questions which must form the subject matter of sound instruction in citizenship.

Fifth. By skipping the exploration phase, we've been able to expand our focus on the present time. We've paid special attention to the history of the current issues that should be the foundation of effective citizenship education.

Sixth. We have borne in mind that America, with all her unique characteristics, is a part of a general civilization. Accordingly we have given diplomacy, foreign affairs, world relations, and the reciprocal influences of nations their appropriate place.

Sixth. We have kept in mind that America, with all her unique traits, is part of a broader civilization. As a result, we have given diplomacy, foreign affairs, global relations, and the mutual influences of nations their proper importance.

Seventh. We have deliberately aimed at standards of maturity. The study of a mere narrative calls mainly for the use of the memory. We have aimed to stimulate habits of analysis, comparison, association, reflection, and generalization—habits calculated to enlarge as well as inform the mind. We have been at great pains to make our text clear, simple, and direct; but we have earnestly sought to stretch the intellects of our readers—to put them upon their mettle. Most of them will receive the last of their formal instruction in the high school. The world will soon expect maturity from them. Their achievements will depend upon the possession of other powers than memory alone. The effectiveness of their citizenship in our republic will be measured by the excellence of their judgment as well as the fullness of their information.

Seventh. We have intentionally aimed for standards of maturity. Studying just a narrative mainly relies on memory. We've sought to encourage habits of analysis, comparison, association, reflection, and generalization—habits that expand and inform the mind. We’ve worked hard to make our text clear, simple, and straightforward; however, we have also strived to challenge the intellects of our readers—to push them to their limits. Most will complete their last formal education in high school. Soon, the world will expect them to be mature. Their success will rely on skills beyond just memory. The effectiveness of their citizenship in our republic will be judged by the quality of their judgment as well as the depth of their knowledge.

C.A.B.
M.R.B.
NNew York City,
February 8, 1921.

A SMALL LIBRARY IN AMERICAN HISTORY

SINGLE VOLUMES:

BASSETT, J.S. A Brief History of the United States
ELSON, H.W. History of the United States of America


SERIES:

E"Pochs of American History," edited by A.B. Hart

HART, A.B. *Formation of the Union*
THWAITES, R.G. *The Colonies*
WILSON, WOODROW. Division and Reunion

"R"Riverside Series," edited by W.E. Dodd

BECKER, C.L. Beginnings of the American People
DODD, W.E. *Expansion and Conflict*
JOHNSON, A. *Union and Democracy*
PAXSON, F.L. *The New Nation*

CONTENTS

PART I. THE COLONIAL PERIOD
chapter page
I. The Great Migration to the U.S. 1
The American Colonization Agencies 2
The Colonial Peoples 6
The Colonization Process 12
II. Colonial Farming, Industry, and Trade 20
The Land and the Westward Expansion 20
Business and Industrial Growth 28
III. Social and Political Advancement 38
Church Leadership 39
Schools and Colleges 43
The Colonial Press 46
The Evolution of Political Institutions 48
IV. The Rise of Colonial Nationalism 56
Relationships with the Native Americans and the French 57
The Impact of War on the Colonies 61
Colonial Relationship with the British Government 64
Colonial Era Summary 73


PART II. CONFLICT AND INDEPENDENCE
V. The New Direction in British Imperial Policy 77
George III and His Regime 77
George III's Ministers and Their Colonial Policies 79
Colonial Resistance Forces Repeal 83
Resumption of British Revenue and Trade Policies 87
Revived Resistance in America 90
Retaliation from the British Government 93
From Reform to Revolution in America 95
VI. The American Revolution 99
Resistance and Revenge 99
U.S. Independence 101
The Formation of Government and the New Loyalty 108
Military Matters 116
The Revolution's Finances 125
Revolutionary Diplomacy 127
Finally at peace 132
Summary of the Revolution 135


PART III. FOUNDATIONS OF THE UNION AND NATIONAL POLITICS
VII. The Constitution's Creation 139
The Promise and the Challenges of America 139
The Convening of a Constitutional Convention 143
The Constitution's Framing 146
The Battle for Ratification 157
VIII. Political Party Showdown 162
The People and Policies of the New Government 162
The Rise of Political Parties 168
Global Influences and Local Politics 171
IX. Jeffersonian Republicans in Power 186
Republican Values and Policies 186
The Republicans and the Wild West 188
The Republican Struggle for Economic Independence 193
The Republicans Went National 201
The National Decisions of Chief Justice Marshall208
Summary of Union and National Politics 212


PART IV. THE WEST AND JACKSONIAN DEMOCRACY
X. Farmers west of the Appalachians 217
Preparation for Western Expansion 217
The Western Migration and New States 221
The Frontier Spirit 228
The West and the East Come Together 230
XI. Jacksonian Democracy 238
The Eastern Democratic Movement 238
The New Democracy Joins the Scene 244
The New Democracy in Washington 250
The Rise of the Whigs 260
The Interaction of American and European Views 265
XII. The Middle Border and the Great West 271
The Progress of the Middle Border 271
Moving on to the Pacific—Texas and the Mexican War 276
The Pacific Coast and Utah 284
Summary of Western Development and National Politics 292


PART V. SECTIONAL CONFLICT AND RECONSTRUCTION
XIII. The Growth of the Industrial System 295
The Industrial Revolution 296
The Industrial Revolution and National Politics 307
XIV.The Planting System and National Politics 316
Slavery—North vs. South 316
Slavery in Politics 324
The Course of Events Leading to the Unavoidable Conflict 332
XV. The Civil War and Reconstruction 344
The Confederacy 344
The Federal Government's War Measures 350
The Outcomes of the Civil War 365
Reconstruction in the South 370
Summary of the Regional Conflict 375


PART VI. NATIONAL GROWTH AND WORLD POLITICS
XVI. The Political and Economic Development of the South 379
The South at the End of the War 379
The Return of White Supremacy 382
The South's Economic Progress 389
XVII. Business Enterprises and the Republican Party 401
Railroads and Industry 401
The Dominance of the Republican Party (1861-1885) 412
The Rise of Opposition to Republican Leadership 417
XVIII. The Growth of the Great West 425
The Railways as Innovators 425
The Development of Grazing and Farming 431
Mining and Manufacturing in the West 436
Admitting New States 440
The Impact of the Far West on National Life 443
XIX. Domestic Issues before the Nation(1865-1897) 451
The Money Question 452
The Tariff and Taxation Policy 459
Railways and Trusts 460
The Minor Parties and Unrest 462
The Sound Money Battle of 1896 466
Republican Actions and Outcomes 472
XX. America as a World Power(1865-1900) 477
U.S. Foreign Relations (1865-1898) 478
Cuba and the Spanish-American War 485
American Policies in the Philippines and the East 497
Summary of National Growth and Global Politics 504


PART VII. PROGRESSIVE DEMOCRACY AND THE WORLD WAR
XXI. The Evolution of GOP Policies(1901-1913) 507
International Relations 508
Colonial Governance 515
The Roosevelt Domestic Policies 519
Legislative and Executive Actions 523
The Administration of President Taft 527
Progressive Insurgency and the 1912 Election 530
XXII. The Spirit of Reform in America 536
An Era of Critique 536
Political Changes 538
Economic Reform Measures 546
XXIII. The New Political Democracy 554
The Rise of the Women's Movement 555
The National Fight for Women's Right to Vote 562
XXIV. Workplace Democracy 570
Cooperation between Employers and Employees 571
The Emergence and Expansion of Organized Labor 575
The Broader Connections of Organized Labor 577
Immigration and Americanization 582
XXV. President Wilson and World War I 588
Domestic Laws 588
Colonial and International Policies 592
The U.S. and the European War 596
The U.S. at War 604
The Paris Agreement 612
Summary of Democracy and World War 620
Appendix 627
A Relevant Curriculum 645
Index 655

MAPS

page
The Original Grants (color map) Facing 4
German and Scotch-Irish Settlements 8
Distribution of Population in 1790 27
English, French, and Spanish Possessions in America, 1750 (color map) Facing 59
The Colonies at the Time of the Declaration of Independence (color map) Facing 108
North America according to the Treaty of 1783 (color map) Facing 134
The United States in 1805 (color map) Facing 193
Roads and Trails into Western Territory (color map) Facing 224
The Cumberland Road 233
Distribution of Population in 1830 235
Texas and the Territory in Dispute 282
The Oregon Country and the Disputed Boundary 285
The Overland Trails 287
Distribution of Slaves in Southern States 323
The Missouri Compromise 326
Slave and Free Soil on the Eve of the Civil War 335
The United States in 1861 (color map) Facing 345
Railroads of the United States in 1918 405
The United States in 1870 (color map) Facing 427
The United States in 1912 (color map) Facing 443
American Dominions in the Pacific (color map) Facing 500
The Caribbean Region (color map) Facing 592
Battle Lines of the Various Years of the World War 613
Europe in 1919 (color map) Between 618-619

ILLUSTRATIONS

The Western Nations
John Winthrop, Governor of the Massachusetts Bay Company
William Penn, Owner of Pennsylvania
A Look at Old Germantown
Old Dutch Fort and English Church Near Albany
Southern Plantation House
A New England farmhouse
Making Tallow Candles
The Dutch West India Warehouse in New Amsterdam (New York City)
A Page from a Well-Known Textbook
The Royal Governor's Palace in New Bern
Virginians Defending Themselves Against the Native Americans
Braddock's Retreat
Ben Franklin
King George III
Patrick Henry
Sam Adams
Spirit of '76
Thomas Paine
Thomas Jefferson Reading His Draft of the Declaration
Attacking the Tories
George Washington
Robert Morris
Alex Hamilton
An Ad for The Federalist
Celebrating the Ratification
First United States Bank in Philadelphia
Louis XVI in the Control of the Mob
A Disagreement between a Federalist and a Republican
New England Submitting to George III
John Marshall
Lincoln's Birthplace Log Cabin
An Early Mississippi Riverboat
Thomas Dorr Inspiring His Followers
Andrew Jackson
Daniel Webster
An Old Cartoon Mocking Clay's Tariff
Santa Barbara Mission
San Francisco, 1849
A New England Mill Constructed in 1793
An Early Train Line
Lowell, MA, in 1838
John C. Calhoun
Henry Clay
An Old Cartoon Depicting Webster "Stealing Clay's Thunder"
Harriet Beecher Stowe
Jefferson Davis
The Draft Riots in New York City
A blockade runner
John Bright
William H. Seward
Abraham Lincoln
Gen. Ulysses S. Grant
General Robert E. Lee
The Federal Military Hospital in Gettysburg
Steel Mills - Birmingham, AL
A Southern Cotton Mill in a Cotton Field
A Look at Memphis, Tennessee
A Section of the Bethlehem Steel Works
John D. Rockefeller
Wall Street, NYC
A Prairie Town
Logging
The Canadian Building
Commodore Perry's Crew Giving Gifts to the Japanese
William J. Bryan in 1898
President McKinley and His Team
Grover Cleveland
An old cartoon. A Sight Too Bad
Cuban revolutionaries
A Filipino Home
Roosevelt Speaking with the Engineer of a Train
Panama Canal
A Sugar Mill, Puerto Rico
Mr. Taft in the Philippines
The Roosevelt Dam, Phoenix, AZ
An East Side Street in New York
Abigail Adams
Susan B. Anthony
Conference of Male and Female Delegates
Samuel Gompers and Other Labor Leaders
The Launch of a Ship at the Great Naval Yards, Newark, N.J.
Troops Back from France
Prime Ministers Lloyd George, Orlando, and Clémenceau, along with President Wilson in Paris.

"The Western Nations" (popularly called "The Pioneers"), designed by A. Stirling Calder and modeled by Mr. Calder, F.G.R. Roth, and Leo Lentelli, topped the Arch of the Setting Sun at the Panama-Pacific Exposition held at San Francisco in 1915. Facing the Court of the Universe moves a group of men and women typical of those who have made our civilization. From left to right appear the French-Canadian, the Alaskan, the Latin-American, the German, the Italian, the Anglo-American, and the American Indian, squaw and warrior. In the place of honor in the center of the group, standing between the oxen on the tongue of the prairie schooner, is a figure, beautiful and almost girlish, but strong, dignified, and womanly, the Mother of To-morrow. Above the group rides the Spirit of Enterprise, flanked right and left by the Hopes of the Future in the person of two boys. The group as a whole is beautifully symbolic of the westward march of American civilization.

The Nations of the West
Photograph by Cardinell-Vincent Co., San Francisco
"Western Nations"

HISTORY OF

THE UNITED STATES


PART I. THE COLONIAL PERIOD

CHAPTER I

THE GREAT MIGRATION TO AMERICA

The tide of migration that set in toward the shores of North America during the early years of the seventeenth century was but one phase in the restless and eternal movement of mankind upon the surface of the earth. The ancient Greeks flung out their colonies in every direction, westward as far as Gaul, across the Mediterranean, and eastward into Asia Minor, perhaps to the very confines of India. The Romans, supported by their armies and their government, spread their dominion beyond the narrow lands of Italy until it stretched from the heather of Scotland to the sands of Arabia. The Teutonic tribes, from their home beyond the Danube and the Rhine, poured into the empire of the Cæsars and made the beginnings of modern Europe. Of this great sweep of races and empires the settlement of America was merely a part. And it was, moreover, only one aspect of the expansion which finally carried the peoples, the institutions, and the trade of Europe to the very ends of the earth.

The wave of migration that hit the shores of North America in the early seventeenth century was just one part of the ongoing movement of people across the planet. The ancient Greeks established colonies in all directions—westward as far as France, across the Mediterranean, and eastward into Asia Minor, possibly reaching the edges of India. The Romans, backed by their armies and government, extended their rule beyond the limited lands of Italy until it covered everything from the heather of Scotland to the sands of Arabia. The Germanic tribes, coming from their home beyond the Danube and the Rhine, invaded the Roman Empire and laid the groundwork for modern Europe. This massive migration of races and empires included the settlement of America, which was only one part of the broader expansion that eventually spread the peoples, institutions, and trade of Europe to the far corners of the earth.

In one vital point, it must be noted, American colonization differed from that of the ancients. The Greeks usually carried with them affection for the government they left behind and sacred fire from the altar of the parent city; but thousands of the immigrants who came to America disliked the state and disowned the church of the mother country. They established compacts of government for themselves and set up altars of their own. They sought not only new soil to till but also political and religious liberty for themselves and their children.

In one important way, American colonization was different from that of ancient times. The Greeks typically brought along a fondness for the government they left behind and the sacred flame from their home city's altar; however, many of the immigrants who came to America had a dislike for the government and rejected the church of their home country. They created their own governing agreements and built their own altars. They looked for not just new land to farm, but also for political and religious freedom for themselves and their children.

The American Colonization Agencies

It was no light matter for the English to cross three thousand miles of water and found homes in the American wilderness at the opening of the seventeenth century. Ships, tools, and supplies called for huge outlays of money. Stores had to be furnished in quantities sufficient to sustain the life of the settlers until they could gather harvests of their own. Artisans and laborers of skill and industry had to be induced to risk the hazards of the new world. Soldiers were required for defense and mariners for the exploration of inland waters. Leaders of good judgment, adept in managing men, had to be discovered. Altogether such an enterprise demanded capital larger than the ordinary merchant or gentleman could amass and involved risks more imminent than he dared to assume. Though in later days, after initial tests had been made, wealthy proprietors were able to establish colonies on their own account, it was the corporation that furnished the capital and leadership in the beginning.

It was no small feat for the English to cross three thousand miles of ocean and settle in the American wilderness at the start of the seventeenth century. Ships, tools, and supplies required a huge amount of money. They needed to stock up on enough supplies to support the settlers until they could harvest their own crops. Skilled artisans and laborers had to be persuaded to take the risks of the new world. Soldiers were necessary for defense and sailors for exploring the inland waters. They had to find capable leaders who were good at managing people. Overall, this venture required more capital than an ordinary merchant or gentleman could gather and involved risks greater than he was willing to take. Although later on, after some initial trials, wealthy landowners could start colonies on their own, it was the corporation that provided the funding and leadership in the beginning.

The Trading Company.—English pioneers in exploration found an instrument for colonization in companies of merchant adventurers, which had long been employed in carrying on commerce with foreign countries. Such a corporation was composed of many persons of different ranks of society—noblemen, merchants, and gentlemen—who banded together for a particular undertaking, each contributing a sum of money and sharing in the profits of the venture. It was organized under royal authority; it received its charter, its grant of land, and its trading privileges from the king and carried on its operations under his supervision and control. The charter named all the persons originally included in the corporation and gave them certain powers in the management of its affairs, including the right to admit new members. The company was in fact a little government set up by the king. When the members of the corporation remained in England, as in the case of the Virginia Company, they operated through agents sent to the colony. When they came over the seas themselves and settled in America, as in the case of Massachusetts, they became the direct government of the country they possessed. The stockholders in that instance became the voters and the governor, the chief magistrate.

The Trading Company.—English pioneers in exploration found a way to colonize through groups of merchant adventurers, which had long been used for trade with foreign countries. This organization was made up of people from various ranks of society—noblemen, merchants, and gentlemen—who came together for a specific purpose, each contributing money and sharing in the profits. It was established under royal authority, receiving its charter, land grants, and trading rights from the king, and operated under his oversight. The charter listed all the original members of the corporation and granted them specific powers to manage its affairs, including the right to admit new members. Essentially, the company functioned as a small government set up by the king. When members of the corporation stayed in England, like with the Virginia Company, they operated through agents sent to the colony. When they traveled to America themselves and settled, as in the case of Massachusetts, they became the direct government of the land they occupied. In that situation, the stockholders were the voters, and the governor was the chief magistrate.

John Winthrop, Governor of the Massachusetts Bay Company
John Winthrop, Governor of the
Massachusetts Bay Company

Four of the thirteen colonies in America owed their origins to the trading corporation. It was the London Company, created by King James I, in 1606, that laid during the following year the foundations of Virginia at Jamestown. It was under the auspices of their West India Company, chartered in 1621, that the Dutch planted the settlements of the New Netherland in the valley of the Hudson. The founders of Massachusetts were Puritan leaders and men of affairs whom King Charles I incorporated in 1629 under the title: "The governor and company of the Massachusetts Bay in New England." In this case the law did but incorporate a group drawn together by religious ties. "We must be knit together as one man," wrote John Winthrop, the first Puritan governor in America. Far to the south, on the banks of the Delaware River, a Swedish commercial company in 1638 made the beginnings of a settlement, christened New Sweden; it was destined to pass under the rule of the Dutch, and finally under the rule of William Penn as the proprietary colony of Delaware.

Four of the thirteen colonies in America started as trading corporations. The London Company, established by King James I in 1606, laid the groundwork for Virginia at Jamestown the following year. Under the West India Company, formed in 1621, the Dutch established the settlements of New Netherland in the Hudson Valley. The founders of Massachusetts included Puritan leaders and businessmen who were incorporated by King Charles I in 1629 as "The governor and company of the Massachusetts Bay in New England." In this case, the law simply incorporated a group united by religious beliefs. "We must be knit together as one man," wrote John Winthrop, the first Puritan governor in America. Far to the south, along the Delaware River, a Swedish trading company began a settlement in 1638 called New Sweden; this settlement was later taken over by the Dutch and eventually came under the control of William Penn as the proprietary colony of Delaware.

In a certain sense, Georgia may be included among the "company colonies." It was, however, originally conceived by the moving spirit, James Oglethorpe, as an asylum for poor men, especially those imprisoned for debt. To realize this humane purpose, he secured from King George II, in 1732, a royal charter uniting several gentlemen, including himself, into "one body politic and corporate," known as the "Trustees for establishing the colony of Georgia in America." In the structure of their organization and their methods of government, the trustees did not differ materially from the regular companies created for trade and colonization. Though their purposes were benevolent, their transactions had to be under the forms of law and according to the rules of business.

In a way, Georgia can be seen as one of the "company colonies." However, it was originally envisioned by the driving force, James Oglethorpe, as a refuge for the poor, especially those locked up for debt. To achieve this noble goal, he obtained a royal charter from King George II in 1732, bringing together several gentlemen, including himself, to form "one body politic and corporate," known as the "Trustees for establishing the colony of Georgia in America." In terms of their organization and governance methods, the trustees were quite similar to the typical companies formed for trade and colonization. Although their aims were charitable, their dealings still had to comply with legal standards and business rules.

The Religious Congregation.—A second agency which figured largely in the settlement of America was the religious brotherhood, or congregation, of men and women brought together in the bonds of a common religious faith. By one of the strange fortunes of history, this institution, founded in the early days of Christianity, proved to be a potent force in the origin and growth of self-government in a land far away from Galilee. "And the multitude of them that believed were of one heart and of one soul," we are told in the Acts describing the Church at Jerusalem. "We are knit together as a body in a most sacred covenant of the Lord ... by virtue of which we hold ourselves strictly tied to all care of each other's good and of the whole," wrote John Robinson, a leader among the Pilgrims who founded their tiny colony of Plymouth in 1620. The Mayflower Compact, so famous in American history, was but a written and signed agreement, incorporating the spirit of obedience to the common good, which served as a guide to self-government until Plymouth was annexed to Massachusetts in 1691.

The Religious Congregation.—Another important factor in the settlement of America was the religious community, made up of men and women united by a shared faith. By an unusual twist of history, this institution, established in the early days of Christianity, became a powerful influence in the development of self-governance in a place far removed from Galilee. "And the group of those who believed were of one heart and of one mind," we read in the Acts detailing the Church in Jerusalem. "We are brought together as one body in a sacred agreement with the Lord... through which we commit ourselves to caring for each other's well-being and for the greater good," wrote John Robinson, a leader among the Pilgrims who established their small colony of Plymouth in 1620. The Mayflower Compact, well-known in American history, was simply a written and signed agreement that captured the spirit of dedication to the common good and served as a framework for self-government until Plymouth joined Massachusetts in 1691.

THE ORIGINAL GRANTS

Three other colonies, all of which retained their identity until the eve of the American Revolution, likewise sprang directly from the congregations of the faithful: Rhode Island, Connecticut, and New Hampshire, mainly offshoots from Massachusetts. They were founded by small bodies of men and women, "united in solemn covenants with the Lord," who planted their settlements in the wilderness. Not until many a year after Roger Williams and Anne Hutchinson conducted their followers to the Narragansett country was Rhode Island granted a charter of incorporation (1663) by the crown. Not until long after the congregation of Thomas Hooker from Newtown blazed the way into the Connecticut River Valley did the king of England give Connecticut a charter of its own (1662) and a place among the colonies. Half a century elapsed before the towns laid out beyond the Merrimac River by emigrants from Massachusetts were formed into the royal province of New Hampshire in 1679.

Three other colonies, which kept their identity up until just before the American Revolution, also directly originated from communities of believers: Rhode Island, Connecticut, and New Hampshire, primarily offshoots from Massachusetts. They were established by small groups of men and women, "united in solemn covenants with the Lord," who created their settlements in the wilderness. It wasn't until many years after Roger Williams and Anne Hutchinson led their followers to the Narragansett area that Rhode Island was granted a charter of incorporation (1663) by the crown. Similarly, it was long after Thomas Hooker's congregation from Newtown made their way into the Connecticut River Valley that the king of England awarded Connecticut its own charter (1662), giving it a place among the colonies. Fifty years later, the towns established beyond the Merrimac River by immigrants from Massachusetts were organized into the royal province of New Hampshire in 1679.

Even when Connecticut was chartered, the parchment and sealing wax of the royal lawyers did but confirm rights and habits of self-government and obedience to law previously established by the congregations. The towns of Hartford, Windsor, and Wethersfield had long lived happily under their "Fundamental Orders" drawn up by themselves in 1639; so had the settlers dwelt peacefully at New Haven under their "Fundamental Articles" drafted in the same year. The pioneers on the Connecticut shore had no difficulty in agreeing that "the Scriptures do hold forth a perfect rule for the direction and government of all men."

Even when Connecticut was officially created, the documents and seals from royal lawyers only confirmed the rights and self-governing habits that the communities had already established. The towns of Hartford, Windsor, and Wethersfield had long been thriving under their own "Fundamental Orders" created in 1639; similarly, the settlers had lived peacefully in New Haven under their own "Fundamental Articles" written in the same year. The pioneers along the Connecticut shore easily agreed that "the Scriptures provide a perfect guide for the direction and governance of all people."

The Proprietor.—A third and very important colonial agency was the proprietor, or proprietary. As the name, associated with the word "property," implies, the proprietor was a person to whom the king granted property in lands in North America to have, hold, use, and enjoy for his own benefit and profit, with the right to hand the estate down to his heirs in perpetual succession. The proprietor was a rich and powerful person, prepared to furnish or secure the capital, collect the ships, supply the stores, and assemble the settlers necessary to found and sustain a plantation beyond the seas. Sometimes the proprietor worked alone. Sometimes two or more were associated like partners in the common undertaking.

The Proprietor.—One significant colonial role was the proprietor, or proprietary. As the name related to "property" suggests, the proprietor was an individual to whom the king granted land in North America to own, use, and enjoy for personal benefit and profit, with the ability to pass the estate down to heirs indefinitely. The proprietor was usually wealthy and influential, ready to provide or secure capital, gather ships, supply resources, and bring together the settlers needed to establish and maintain a plantation overseas. Sometimes the proprietor worked solo, and other times, two or more would partner together in the joint venture.

William Penn, Proprietor of Pennsylvania
William Penn,
Owner of Pennsylvania

Five colonies, Maryland, Pennsylvania, New Jersey, and the Carolinas, owe their formal origins, though not always their first settlements, nor in most cases their prosperity, to the proprietary system. Maryland, established in 1634 under a Catholic nobleman, Lord Baltimore, and blessed with religious toleration by the act of 1649, flourished under the mild rule of proprietors until it became a state in the American union. New Jersey, beginning its career under two proprietors, Berkeley and Carteret, in 1664, passed under the direct government of the crown in 1702. Pennsylvania was, in a very large measure, the product of the generous spirit and tireless labors of its first proprietor, the leader of the Friends, William Penn, to whom it was granted in 1681 and in whose family it remained until 1776. The two Carolinas were first organized as one colony in 1663 under the government and patronage of eight proprietors, including Lord Clarendon; but after more than half a century both became royal provinces governed by the king.

Five colonies—Maryland, Pennsylvania, New Jersey, and the Carolinas—trace their formal beginnings, though not always their initial settlements or in most cases their success, to the proprietary system. Maryland, founded in 1634 by the Catholic nobleman Lord Baltimore and granted religious tolerance by the act of 1649, thrived under the gentle leadership of proprietors until it became a state in the United States. New Jersey started out under two proprietors, Berkeley and Carteret, in 1664 but came under direct crown control in 1702. Pennsylvania was largely the result of the generosity and relentless efforts of its first proprietor, William Penn, a leader of the Quakers, to whom it was granted in 1681 and remained in his family until 1776. The two Carolinas were initially organized as one colony in 1663 under the governance and support of eight proprietors, including Lord Clarendon, but after more than fifty years, both became royal provinces governed by the king.

The Colonized Communities

The English.—In leadership and origin the thirteen colonies, except New York and Delaware, were English. During the early days of all, save these two, the main, if not the sole, current of immigration was from England. The colonists came from every walk of life. They were men, women, and children of "all sorts and conditions." The major portion were yeomen, or small land owners, farm laborers, and artisans. With them were merchants and gentlemen who brought their stocks of goods or their fortunes to the New World. Scholars came from Oxford and Cambridge to preach the gospel or to teach. Now and then the son of an English nobleman left his baronial hall behind and cast his lot with America. The people represented every religious faith—members of the Established Church of England; Puritans who had labored to reform that church; Separatists, Baptists, and Friends, who had left it altogether; and Catholics, who clung to the religion of their fathers.

The English.—In terms of leadership and origins, the thirteen colonies, except for New York and Delaware, were English. In the early days of all colonies, except these two, the primary, if not the only, source of immigration was from England. The colonists came from all walks of life. They were men, women, and children from "all sorts and conditions." The majority were yeomen, or small landowners, farm laborers, and artisans. Alongside them were merchants and gentlemen who brought their goods or their fortunes to the New World. Scholars came from Oxford and Cambridge to preach the gospel or to teach. Occasionally, the son of an English nobleman would leave his grand estate behind and join America. The population represented every religious belief—members of the Church of England, Puritans who sought to reform that church, Separatists, Baptists, and Quakers who had completely left it, and Catholics who held on to the religion of their ancestors.

New England was almost purely English. During the years between 1629 and 1640, the period of arbitrary Stuart government, about twenty thousand Puritans emigrated to America, settling in the colonies of the far North. Although minor additions were made from time to time, the greater portion of the New England people sprang from this original stock. Virginia, too, for a long time drew nearly all her immigrants from England alone. Not until the eve of the Revolution did other nationalities, mainly the Scotch-Irish and Germans, rival the English in numbers.

New England was almost entirely English. Between 1629 and 1640, during the time of the arbitrary Stuart government, around twenty thousand Puritans moved to America, settling in the northern colonies. While there were occasional small additions, most of the New England population came from this original group. Virginia also relied almost exclusively on immigrants from England for a long time. It wasn’t until just before the Revolution that other nationalities, mainly the Scotch-Irish and Germans, began to match the English in numbers.

The populations of later English colonies—the Carolinas, New York, Pennsylvania, and Georgia—while receiving a steady stream of immigration from England, were constantly augmented by wanderers from the older settlements. New York was invaded by Puritans from New England in such numbers as to cause the Anglican clergymen there to lament that "free thinking spreads almost as fast as the Church." North Carolina was first settled toward the northern border by immigrants from Virginia. Some of the North Carolinians, particularly the Quakers, came all the way from New England, tarrying in Virginia only long enough to learn how little they were wanted in that Anglican colony.

The populations of later English colonies—the Carolinas, New York, Pennsylvania, and Georgia—while receiving a steady flow of immigrants from England, were constantly boosted by people moving from older settlements. New York saw an influx of Puritans from New England in such numbers that the Anglican clergymen there lamented that "free thinking spreads almost as fast as the Church." North Carolina was first settled toward the northern border by immigrants from Virginia. Some of the North Carolinians, especially the Quakers, made the long journey from New England, stopping in Virginia just long enough to see how unwelcome they were in that Anglican colony.

The Scotch-Irish.—Next to the English in numbers and influence were the Scotch-Irish, Presbyterians in belief, English in tongue. Both religious and economic reasons sent them across the sea. Their Scotch ancestors, in the days of Cromwell, had settled in the north of Ireland whence the native Irish had been driven by the conqueror's sword. There the Scotch nourished for many years enjoying in peace their own form of religion and growing prosperous in the manufacture of fine linen and woolen cloth. Then the blow fell. Toward the end of the seventeenth century their religious worship was put under the ban and the export of their cloth was forbidden by the English Parliament. Within two decades twenty thousand Scotch-Irish left Ulster alone, for America; and all during the eighteenth century the migration continued to be heavy. Although no exact record was kept, it is reckoned that the Scotch-Irish and the Scotch who came directly from Scotland, composed one-sixth of the entire American population on the eve of the Revolution.

The Scotch-Irish.—After the English, the Scotch-Irish were the next largest group in terms of numbers and influence, sharing Presbyterian beliefs and speaking English. Both religious and economic motivations drove them to cross the ocean. Their Scottish ancestors had settled in northern Ireland during Cromwell's time, after the native Irish were pushed out by the conqueror's sword. There, the Scotch thrived for many years, peacefully practicing their own religion and prospering in the production of fine linen and woolen cloth. Then disaster struck. By the late seventeenth century, their religious practices were banned, and the English Parliament forbade the export of their cloth. Within two decades, twenty thousand Scotch-Irish emigrated from Ulster to America, and the migration continued to be strong throughout the eighteenth century. While no official records were kept, it is estimated that the Scotch-Irish and the Scots who immigrated directly from Scotland made up one-sixth of the entire American population just before the Revolution.

SETTLEMENTS OF GERMAN AND SCOTCH-IRISH IMMIGRANTS
Settlements of German and Scotch-Irish Immigrants

These newcomers in America made their homes chiefly in New Jersey, Pennsylvania, Maryland, Virginia, and the Carolinas. Coming late upon the scene, they found much of the land immediately upon the seaboard already taken up. For this reason most of them became frontier people settling the interior and upland regions. There they cleared the land, laid out their small farms, and worked as "sturdy yeomen on the soil," hardy, industrious, and independent in spirit, sharing neither the luxuries of the rich planters nor the easy life of the leisurely merchants. To their agriculture they added woolen and linen manufactures, which, flourishing in the supple fingers of their tireless women, made heavy inroads upon the trade of the English merchants in the colonies. Of their labors a poet has sung:

These newcomers in America primarily settled in New Jersey, Pennsylvania, Maryland, Virginia, and the Carolinas. Arriving later, they found that much of the coastal land was already claimed. Because of this, most of them became frontier settlers in the inland and mountainous areas. There, they cleared the land, established their small farms, and worked as "hardy farmers on the land," resilient, hardworking, and independent in spirit, not indulging in the luxuries of the wealthy planters or the leisurely lives of the merchants. Alongside their farming, they also produced woolen and linen goods, which, crafted by the skilled hands of their tireless women, significantly impacted the trade of English merchants in the colonies. A poet has celebrated their efforts:

"O, eager hands to work; Strong spirits attuned to the harvest song and connected to the nurturing earth;
"Bold pioneers of the wild, defenders on the ground."

The Germans.—Third among the colonists in order of numerical importance were the Germans. From the very beginning, they appeared in colonial records. A number of the artisans and carpenters in the first Jamestown colony were of German descent. Peter Minuit, the famous governor of New Motherland, was a German from Wesel on the Rhine, and Jacob Leisler, leader of a popular uprising against the provincial administration of New York, was a German from Frankfort-on-Main. The wholesale migration of Germans began with the founding of Pennsylvania. Penn was diligent in searching for thrifty farmers to cultivate his lands and he made a special effort to attract peasants from the Rhine country. A great association, known as the Frankfort Company, bought more than twenty thousand acres from him and in 1684 established a center at Germantown for the distribution of German immigrants. In old New York, Rhinebeck-on-the-Hudson became a similar center for distribution. All the way from Maine to Georgia inducements were offered to the German farmers and in nearly every colony were to be found, in time, German settlements. In fact the migration became so large that German princes were frightened at the loss of so many subjects and England was alarmed by the influx of foreigners into her overseas dominions. Yet nothing could stop the movement. By the end of the colonial period, the number of Germans had risen to more than two hundred thousand.

The Germans.—Third among the colonists in terms of population were the Germans. From the very beginning, they were noted in colonial records. Many of the craftsmen and carpenters in the first Jamestown colony were of German descent. Peter Minuit, the well-known governor of New Motherland, was a German from Wesel on the Rhine, and Jacob Leisler, who led a popular revolt against the provincial government of New York, was a German from Frankfurt-on-Main. The large-scale migration of Germans began with the founding of Pennsylvania. Penn actively sought thrifty farmers to work his land and made a special effort to attract peasants from the Rhine region. A significant group, called the Frankfort Company, purchased over twenty thousand acres from him and in 1684 set up a hub at Germantown for the distribution of German immigrants. In old New York, Rhinebeck-on-the-Hudson became another important center for distribution. Throughout the colonies, from Maine to Georgia, incentives were offered to German farmers, and over time, German settlements were established in nearly every colony. The migration grew so large that German princes became anxious about losing so many subjects, and England worried about the rising number of foreigners in its overseas territories. Yet nothing could halt the movement. By the end of the colonial period, the German population had increased to more than two hundred thousand.

The majority of them were Protestants from the Rhine region, and South Germany. Wars, religious controversies, oppression, and poverty drove them forth to America. Though most of them were farmers, there were also among them skilled artisans who contributed to the rapid growth of industries in Pennsylvania. Their iron, glass, paper, and woolen mills, dotted here and there among the thickly settled regions, added to the wealth and independence of the province.

Most of them were Protestants from the Rhine region and Southern Germany. Wars, religious disputes, oppression, and poverty pushed them to America. While most were farmers, there were also skilled artisans among them who helped the rapid growth of industries in Pennsylvania. Their iron, glass, paper, and wool mills, scattered throughout the densely populated areas, contributed to the wealth and independence of the province.

A Glimpse of Old Germantown
From an old print
A Peek at Old Germantown

Unlike the Scotch-Irish, the Germans did not speak the language of the original colonists or mingle freely with them. They kept to themselves, built their own schools, founded their own newspapers, and published their own books. Their clannish habits often irritated their neighbors and led to occasional agitations against "foreigners." However, no serious collisions seem to have occurred; and in the days of the Revolution, German soldiers from Pennsylvania fought in the patriot armies side by side with soldiers from the English and Scotch-Irish sections.

Unlike the Scotch-Irish, the Germans didn’t speak the language of the original settlers or mix freely with them. They tended to isolate themselves, established their own schools, started their own newspapers, and published their own books. Their close-knit communities often annoyed their neighbors and led to some protests against "foreigners." However, there don’t seem to have been any serious conflicts; and during the Revolution, German soldiers from Pennsylvania fought alongside soldiers from the English and Scotch-Irish groups in the patriot armies.

Other Nationalities.—Though the English, the Scotch-Irish, and the Germans made up the bulk of the colonial population, there were other racial strains as well, varying in numerical importance but contributing their share to colonial life.

Other Nationalities.—Although the English, the Scotch-Irish, and the Germans made up the majority of the colonial population, there were other racial groups too, differing in size but adding to colonial life.

From France came the Huguenots fleeing from the decree of the king which inflicted terrible penalties upon Protestants.

From France came the Huguenots escaping the king's decree that imposed severe punishments on Protestants.

From "Old Ireland" came thousands of native Irish, Celtic in race and Catholic in religion. Like their Scotch-Irish neighbors to the north, they revered neither the government nor the church of England imposed upon them by the sword. How many came we do not know, but shipping records of the colonial period show that boatload after boatload left the southern and eastern shores of Ireland for the New World. Undoubtedly thousands of their passengers were Irish of the native stock. This surmise is well sustained by the constant appearance of Celtic names in the records of various colonies.

From "Old Ireland" came thousands of native Irish, Celtic by heritage and Catholic in faith. Like their Scotch-Irish neighbors to the north, they held no respect for the government or the Church of England that had been forced upon them. We can’t be sure how many arrived, but shipping records from the colonial era reveal that boatload after boatload departed from the southern and eastern coasts of Ireland for the New World. It's clear that thousands of these passengers were Irish of native descent. This assumption is supported by the frequent appearance of Celtic names in the records of various colonies.

Old Dutch Fort and English Church Near Albany
From an old print
Old Dutch Fort and English Church Close to Albany

The Jews, then as ever engaged in their age-long battle for religious and economic toleration, found in the American colonies, not complete liberty, but certainly more freedom than they enjoyed in England, France, Spain, or Portugal. The English law did not actually recognize their right to live in any of the dominions, but owing to the easy-going habits of the Americans they were allowed to filter into the seaboard towns. The treatment they received there varied. On one occasion the mayor and council of New York forbade them to sell by retail and on another prohibited the exercise of their religious worship. Newport, Philadelphia, and Charleston were more hospitable, and there large Jewish colonies, consisting principally of merchants and their families, flourished in spite of nominal prohibitions of the law.

The Jews, just like always fighting for their right to practice their religion and gain economic acceptance, found in the American colonies not total freedom, but definitely more liberty than they experienced in England, France, Spain, or Portugal. English law didn’t officially recognize their right to live in any of the territories, but because of the laid-back attitudes of Americans, they were allowed to move into the coastal towns. The treatment they faced varied. At one point, the mayor and council of New York banned them from selling retail, and at another time, they were prohibited from practicing their religion. Newport, Philadelphia, and Charleston were friendlier places, where large Jewish communities, mainly made up of merchants and their families, thrived despite the nominal legal restrictions.

Though the small Swedish colony in Delaware was quickly submerged beneath the tide of English migration, the Dutch in New York continued to hold their own for more than a hundred years after the English conquest in 1664. At the end of the colonial period over one-half of the 170,000 inhabitants of the province were descendants of the original Dutch—still distinct enough to give a decided cast to the life and manners of New York. Many of them clung as tenaciously to their mother tongue as they did to their capacious farmhouses or their Dutch ovens; but they were slowly losing their identity as the English pressed in beside them to farm and trade.

Although the small Swedish colony in Delaware was quickly overwhelmed by the influx of English settlers, the Dutch in New York managed to maintain their presence for more than a hundred years after the English takeover in 1664. By the end of the colonial period, over half of the 170,000 residents of the province were descendants of the original Dutch—still distinct enough to significantly influence the culture and customs of New York. Many of them held on tightly to their native language, just as they did to their spacious farmhouses and Dutch ovens; however, they were gradually losing their identity as the English expanded their farming and trading activities alongside them.

The melting pot had begun its historic mission.

The melting pot had started its significant journey.

Colonization Process

Considered from one side, colonization, whatever the motives of the emigrants, was an economic matter. It involved the use of capital to pay for their passage, to sustain them on the voyage, and to start them on the way of production. Under this stern economic necessity, Puritans, Scotch-Irish, Germans, and all were alike laid.

Looked at from one perspective, colonization, no matter the reasons behind the emigrants, was fundamentally an economic issue. It required investment to cover their travel expenses, support them during the journey, and help them begin producing once they arrived. Under this harsh economic reality, Puritans, Scotch-Irish, Germans, and everyone else were treated the same.

Immigrants Who Paid Their Own Way.—Many of the immigrants to America in colonial days were capitalists themselves, in a small or a large way, and paid their own passage. What proportion of the colonists were able to finance their voyage across the sea is a matter of pure conjecture. Undoubtedly a very considerable number could do so, for we can trace the family fortunes of many early settlers. Henry Cabot Lodge is authority for the statement that "the settlers of New England were drawn from the country gentlemen, small farmers, and yeomanry of the mother country.... Many of the emigrants were men of wealth, as the old lists show, and all of them, with few exceptions, were men of property and good standing. They did not belong to the classes from which emigration is usually supplied, for they all had a stake in the country they left behind." Though it would be interesting to know how accurate this statement is or how applicable to the other colonies, no study has as yet been made to gratify that interest. For the present it is an unsolved problem just how many of the colonists were able to bear the cost of their own transfer to the New World.

Immigrants Who Paid Their Own Way.—Many of the immigrants to America in colonial times were capitalists in one way or another and paid their own passage. The exact percentage of colonists who could afford the journey across the ocean is purely speculative. It’s clear that a significant number did have the means, as we can trace the family wealth of many early settlers. Henry Cabot Lodge states that "the settlers of New England were drawn from the country gentlemen, small farmers, and yeomanry of the mother country.... Many of the emigrants were men of wealth, as the old lists show, and all of them, with few exceptions, were men of property and good standing. They did not belong to the groups that typically supply emigrants, as they all had a stake in the country they left behind." While it would be interesting to know how accurate this claim is or how it applies to other colonies, no study has been conducted to satisfy that curiosity. For now, it's an unresolved question how many of the colonists could cover the cost of their own move to the New World.

Indentured Servants.—That at least tens of thousands of immigrants were unable to pay for their passage is established beyond the shadow of a doubt by the shipping records that have come down to us. The great barrier in the way of the poor who wanted to go to America was the cost of the sea voyage. To overcome this difficulty a plan was worked out whereby shipowners and other persons of means furnished the passage money to immigrants in return for their promise, or bond, to work for a term of years to repay the sum advanced. This system was called indentured servitude.

Indentured Servants.—It's clear beyond a doubt, backed by shipping records, that at least tens of thousands of immigrants couldn't afford their passage. The main obstacle for the poor wanting to go to America was the cost of the sea voyage. To tackle this issue, a plan was developed where shipowners and other wealthy individuals provided the passage money to immigrants in exchange for their promise, or bond, to work for a set number of years to pay back the amount given. This system was known as indentured servitude.

It is probable that the number of bond servants exceeded the original twenty thousand Puritans, the yeomen, the Virginia gentlemen, and the Huguenots combined. All the way down the coast from Massachusetts to Georgia were to be found in the fields, kitchens, and workshops, men, women, and children serving out terms of bondage generally ranging from five to seven years. In the proprietary colonies the proportion of bond servants was very high. The Baltimores, Penns, Carterets, and other promoters anxiously sought for workers of every nationality to till their fields, for land without labor was worth no more than land in the moon. Hence the gates of the proprietary colonies were flung wide open. Every inducement was offered to immigrants in the form of cheap land, and special efforts were made to increase the population by importing servants. In Pennsylvania, it was not uncommon to find a master with fifty bond servants on his estate. It has been estimated that two-thirds of all the immigrants into Pennsylvania between the opening of the eighteenth century and the outbreak of the Revolution were in bondage. In the other Middle colonies the number was doubtless not so large; but it formed a considerable part of the population.

It’s likely that the number of bond servants surpassed the original twenty thousand Puritans, yeomen, Virginia gentlemen, and Huguenots combined. Throughout the coast from Massachusetts to Georgia, men, women, and children worked in fields, kitchens, and workshops, completing terms of servitude that typically lasted from five to seven years. In the proprietary colonies, the percentage of bond servants was particularly high. The Baltimores, Penns, Carterets, and other founders eagerly sought workers from all backgrounds to cultivate their land, since land without labor was as worthless as land on the moon. As a result, the gates of the proprietary colonies were thrown wide open. Immigrants were offered numerous incentives, such as affordable land, and substantial efforts were made to boost the population by bringing in servants. In Pennsylvania, it wasn't unusual for a master to have fifty bond servants working on his estate. Estimates suggest that two-thirds of all immigrants to Pennsylvania from the early eighteenth century until the start of the Revolution were in bondage. In the other Middle colonies, the percentage was likely smaller, but it still represented a significant portion of the population.

The story of this traffic in white servants is one of the most striking things in the history of labor. Bondmen differed from the serfs of the feudal age in that they were not bound to the soil but to the master. They likewise differed from the negro slaves in that their servitude had a time limit. Still they were subject to many special disabilities. It was, for instance, a common practice to impose on them penalties far heavier than were imposed upon freemen for the same offense. A free citizen of Pennsylvania who indulged in horse racing and gambling was let off with a fine; a white servant guilty of the same unlawful conduct was whipped at the post and fined as well.

The story of the trade in white servants is one of the most striking aspects of labor history. Bondmen were different from the serfs of the feudal era in that they were tied to the master, not the land. They also differed from Black slaves in that their servitude had a set time. However, they faced many specific disadvantages. For example, it was common to impose harsher penalties on them than those given to free people for the same offense. A free citizen of Pennsylvania who participated in horse racing and gambling would be given just a fine; a white servant caught doing the same illegal activities would be whipped publicly and fined as well.

The ordinary life of the white servant was also severely restricted. A bondman could not marry without his master's consent; nor engage in trade; nor refuse work assigned to him. For an attempt to escape or indeed for any infraction of the law, the term of service was extended. The condition of white bondmen in Virginia, according to Lodge, "was little better than that of slaves. Loose indentures and harsh laws put them at the mercy of their masters." It would not be unfair to add that such was their lot in all other colonies. Their fate depended upon the temper of their masters.

The everyday life of white servants was also highly restricted. A bondman couldn't marry without their master's permission; couldn't engage in trade; and couldn't refuse any work assigned to them. If they tried to escape or broke any laws, their term of service would be extended. According to Lodge, the condition of white bondmen in Virginia "was little better than that of slaves. Loose indentures and harsh laws put them at the mercy of their masters." It wouldn't be unfair to say that this was the case in all the other colonies as well. Their fate depended on the temperament of their masters.

Cruel as was the system in many ways, it gave thousands of people in the Old World a chance to reach the New—an opportunity to wrestle with fate for freedom and a home of their own. When their weary years of servitude were over, if they survived, they might obtain land of their own or settle as free mechanics in the towns. For many a bondman the gamble proved to be a losing venture because he found himself unable to rise out of the state of poverty and dependence into which his servitude carried him. For thousands, on the contrary, bondage proved to be a real avenue to freedom and prosperity. Some of the best citizens of America have the blood of indentured servants in their veins.

Cruel as the system was in many ways, it gave thousands of people in the Old World a chance to reach the New—an opportunity to fight for freedom and a home of their own. When their long years of servitude were over, if they survived, they might get land of their own or settle as free workers in the towns. For many bondmen, the gamble turned out to be a losing venture because they found themselves unable to rise out of the poverty and dependence that their servitude brought them. For thousands, however, bondage turned out to be a genuine path to freedom and prosperity. Some of America's best citizens have the blood of indentured servants in their veins.

The Transported—Involuntary Servitude.—In their anxiety to secure settlers, the companies and proprietors having colonies in America either resorted to or connived at the practice of kidnapping men, women, and children from the streets of English cities. In 1680 it was officially estimated that "ten thousand persons were spirited away" to America. Many of the victims of the practice were young children, for the traffic in them was highly profitable. Orphans and dependents were sometimes disposed of in America by relatives unwilling to support them. In a single year, 1627, about fifteen hundred children were shipped to Virginia.

The Transported—Involuntary Servitude.—In their eagerness to attract settlers, the companies and landowners with colonies in America either engaged in or turned a blind eye to the practice of kidnapping men, women, and children from the streets of English cities. In 1680, it was officially estimated that "ten thousand people were taken away" to America. Many of the victims were young children, as the trafficking of them was very lucrative. Orphans and dependents were sometimes disposed of in America by relatives who didn't want to support them. In just one year, 1627, around fifteen hundred children were shipped to Virginia.

In this gruesome business there lurked many tragedies, and very few romances. Parents were separated from their children and husbands from their wives. Hundreds of skilled artisans—carpenters, smiths, and weavers—utterly disappeared as if swallowed up by death. A few thus dragged off to the New World to be sold into servitude for a term of five or seven years later became prosperous and returned home with fortunes. In one case a young man who was forcibly carried over the sea lived to make his way back to England and establish his claim to a peerage.

In this brutal industry, there were many tragedies and very few romances. Parents were torn away from their children, and husbands from their wives. Hundreds of skilled workers—carpenters, blacksmiths, and weavers—completely vanished as if consumed by death. A handful of those taken to the New World to be sold into servitude for five or seven years later became successful and returned home with wealth. In one instance, a young man who was forcibly taken across the sea managed to find his way back to England and claim his title.

Akin to the kidnapped, at least in economic position, were convicts deported to the colonies for life in lieu of fines and imprisonment. The Americans protested vigorously but ineffectually against this practice. Indeed, they exaggerated its evils, for many of the "criminals" were only mild offenders against unduly harsh and cruel laws. A peasant caught shooting a rabbit on a lord's estate or a luckless servant girl who purloined a pocket handkerchief was branded as a criminal along with sturdy thieves and incorrigible rascals. Other transported offenders were "political criminals"; that is, persons who criticized or opposed the government. This class included now Irish who revolted against British rule in Ireland; now Cavaliers who championed the king against the Puritan revolutionists; Puritans, in turn, dispatched after the monarchy was restored; and Scotch and English subjects in general who joined in political uprisings against the king.

Similar to those who were kidnapped, at least in terms of economic status, were convicts sent to the colonies for life instead of paying fines or serving time in prison. The Americans protested strongly but without much effect against this practice. In fact, they exaggerated its harms because many of the "criminals" were merely minor offenders against unnecessarily harsh and cruel laws. A peasant caught shooting a rabbit on a lord's estate or an unfortunate servant girl who stole a pocket handkerchief was labeled a criminal alongside serious thieves and incorrigible troublemakers. Other transported offenders were "political criminals," meaning people who criticized or opposed the government. This group included Irish individuals who rebelled against British rule in Ireland, Cavaliers who supported the king against the Puritan revolutionists, Puritans who were sent away after the monarchy was restored, and Scots and English subjects in general who participated in political uprisings against the king.

The African Slaves.—Rivaling in numbers, in the course of time, the indentured servants and whites carried to America against their will were the African negroes brought to America and sold into slavery. When this form of bondage was first introduced into Virginia in 1619, it was looked upon as a temporary necessity to be discarded with the increase of the white population. Moreover it does not appear that those planters who first bought negroes at the auction block intended to establish a system of permanent bondage. Only by a slow process did chattel slavery take firm root and become recognized as the leading source of the labor supply. In 1650, thirty years after the introduction of slavery, there were only three hundred Africans in Virginia.

The African Slaves.—Competing in numbers, over time, the indentured servants and whites brought to America against their will were the African people who were brought to America and sold into slavery. When this form of slavery was first introduced in Virginia in 1619, it was seen as a temporary necessity that would be abandoned as the white population grew. Additionally, it doesn’t seem that the planters who initially bought Africans at the auction block intended to create a system of permanent slavery. Only gradually did chattel slavery establish itself and become recognized as the primary source of labor. By 1650, thirty years after slavery began, there were only three hundred Africans in Virginia.

The great increase in later years was due in no small measure to the inordinate zeal for profits that seized slave traders both in Old and in New England. Finding it relatively easy to secure negroes in Africa, they crowded the Southern ports with their vessels. The English Royal African Company sent to America annually between 1713 and 1743 from five to ten thousand slaves. The ship owners of New England were not far behind their English brethren in pushing this extraordinary traffic.

The significant rise in later years can be largely attributed to the intense greed for profits that overtook slave traders in both Old and New England. Discovering that it was fairly easy to obtain enslaved people in Africa, they filled Southern ports with their ships. The English Royal African Company shipped between five and ten thousand slaves to America each year from 1713 to 1743. The ship owners in New England were not far behind their English counterparts in promoting this extraordinary trade.

As the proportion of the negroes to the free white population steadily rose, and as whole sections were overrun with slaves and slave traders, the Southern colonies grew alarmed. In 1710, Virginia sought to curtail the importation by placing a duty of £5 on each slave. This effort was futile, for the royal governor promptly vetoed it. From time to time similar bills were passed, only to meet with royal disapproval. South Carolina, in 1760, absolutely prohibited importation; but the measure was killed by the British crown. As late as 1772, Virginia, not daunted by a century of rebuffs, sent to George III a petition in this vein: "The importation of slaves into the colonies from the coast of Africa hath long been considered as a trade of great inhumanity and under its present encouragement, we have too much reason to fear, will endanger the very existence of Your Majesty's American dominions.... Deeply impressed with these sentiments, we most humbly beseech Your Majesty to remove all those restraints on Your Majesty's governors of this colony which inhibit their assenting to such laws as might check so very pernicious a commerce."

As the ratio of Black people to the free white population steadily increased, and as entire areas were flooded with slaves and slave traders, the Southern colonies became worried. In 1710, Virginia tried to limit the importation of slaves by imposing a £5 tax on each one. This attempt was unsuccessful because the royal governor quickly vetoed it. Similar bills were occasionally passed, only to be rejected by the crown. In 1760, South Carolina completely banned the importation of slaves, but this law was blocked by the British crown. As late as 1772, Virginia, undeterred by a century of failures, sent a petition to George III saying: "The importation of slaves into the colonies from the coast of Africa has long been seen as a trade of great inhumanity, and with its current support, we have too much reason to fear that it will threaten the very existence of Your Majesty's American territories.... Deeply touched by these concerns, we humbly request Your Majesty to lift all the restrictions on Your Majesty's governors of this colony that prevent them from approving laws that could curb such a harmful trade."

All such protests were without avail. The negro population grew by leaps and bounds, until on the eve of the Revolution it amounted to more than half a million. In five states—Maryland, Virginia, the two Carolinas, and Georgia—the slaves nearly equalled or actually exceeded the whites in number. In South Carolina they formed almost two-thirds of the population. Even in the Middle colonies of Delaware and Pennsylvania about one-fifth of the inhabitants were from Africa. To the North, the proportion of slaves steadily diminished although chattel servitude was on the same legal footing as in the South. In New York approximately one in six and in New England one in fifty were negroes, including a few freedmen.

All such protests were in vain. The Black population grew rapidly, reaching over half a million by the eve of the Revolution. In five states—Maryland, Virginia, the two Carolinas, and Georgia—the number of slaves nearly matched or even exceeded that of the white population. In South Carolina, they made up almost two-thirds of the population. Even in the Middle colonies of Delaware and Pennsylvania, about one-fifth of the inhabitants were of African descent. To the North, the proportion of slaves gradually decreased, although chattel servitude was legally the same as in the South. In New York, about one in six people were Black, and in New England, it was about one in fifty, including a few freedmen.

The climate, the soil, the commerce, and the industry of the North were all unfavorable to the growth of a servile population. Still, slavery, though sectional, was a part of the national system of economy. Northern ships carried slaves to the Southern colonies and the produce of the plantations to Europe. "If the Northern states will consult their interest, they will not oppose the increase in slaves which will increase the commodities of which they will become the carriers," said John Rutledge, of South Carolina, in the convention which framed the Constitution of the United States. "What enriches a part enriches the whole and the states are the best judges of their particular interest," responded Oliver Ellsworth, the distinguished spokesman of Connecticut.

The climate, soil, commerce, and industry in the North were all not conducive to the growth of a slave population. However, slavery, while regional, was part of the national economic system. Northern ships transported slaves to the Southern colonies and carried the plantations' products to Europe. "If the Northern states are smart about their interests, they won't oppose the increase in slaves, which will boost the goods they transport," said John Rutledge from South Carolina during the convention that created the Constitution of the United States. "What benefits one part benefits the whole, and the states are best equipped to understand their own interests," replied Oliver Ellsworth, a prominent representative from Connecticut.

References

E. Charming, History of the United States, Vols. I and II.
J.A. Doyle, The English Colonies in America (5 vols.).
J. Fiske, Old Virginia and Her Neighbors (2 vols.).
A.B. Faust, The German Element in the United States (2 vols.).
H.J. Ford, The Scotch-Irish in America.
L. Tyler, England in America (American Nation Series).
R. Usher, The Pilgrims and Their History.

Questions

1. America has been called a nation of immigrants. Explain why.

1. America is often described as a nation of immigrants. Explain why.

2. Why were individuals unable to go alone to America in the beginning? What agencies made colonization possible? Discuss each of them.

2. Why weren't people able to go to America on their own at first? What organizations made colonization happen? Talk about each of them.

3. Make a table of the colonies, showing the methods employed in their settlement.

3. Create a table of the colonies, displaying the methods used for their settlement.

4. Why were capital and leadership so very important in early colonization?

4. Why were money and leadership so important in early colonization?

5. What is meant by the "melting pot"? What nationalities were represented among the early colonists?

5. What does the term "melting pot" refer to? Which nationalities were represented among the early colonists?

6. Compare the way immigrants come to-day with the way they came in colonial times.

6. Compare how immigrants arrive today with how they came during colonial times.

7. Contrast indentured servitude with slavery and serfdom.

7. Compare indentured servitude with slavery and serfdom.

8. Account for the anxiety of companies and proprietors to secure colonists.

8. Consider the worry of businesses and owners to attract settlers.

9. What forces favored the heavy importation of slaves?

9. What factors encouraged the large-scale importation of slaves?

10. In what way did the North derive advantages from slavery?

10. How did the North benefit from slavery?

Research Topics

The Chartered Company.—Compare the first and third charters of Virginia in Macdonald, Documentary Source Book of American History, 1606-1898, pp. 1-14. Analyze the first and second Massachusetts charters in Macdonald, pp. 22-84. Special reference: W.A.S. Hewins, English Trading Companies.

The Chartered Company.—Check out the first and third charters of Virginia in Macdonald, Documentary Source Book of American History, 1606-1898, pp. 1-14. Review the first and second Massachusetts charters in Macdonald, pp. 22-84. Special mention: W.A.S. Hewins, English Trading Companies.

Congregations and Compacts for Self-government.—A study of the Mayflower Compact, the Fundamental Orders of Connecticut and the Fundamental Articles of New Haven in Macdonald, pp. 19, 36, 39. Reference: Charles Borgeaud, Rise of Modern Democracy, and C.S. Lobingier, The People's Law, Chaps. I-VII.

Congregations and Compacts for Self-government.—A study of the Mayflower Compact, the Fundamental Orders of Connecticut, and the Fundamental Articles of New Haven in Macdonald, pp. 19, 36, 39. Reference: Charles Borgeaud, Rise of Modern Democracy, and C.S. Lobingier, The People's Law, Chaps. I-VII.

The Proprietary System.—Analysis of Penn's charter of 1681, in Macdonald, p. 80. Reference: Lodge, Short History of the English Colonies in America, p. 211.

The Proprietary System.—Analysis of Penn's charter of 1681, in Macdonald, p. 80. Reference: Lodge, Short History of the English Colonies in America, p. 211.

Studies of Individual Colonies.—Review of outstanding events in history of each colony, using Elson, History of the United States, pp. 55-159, as the basis.

Studies of Individual Colonies.—A review of significant events in the history of each colony, using Elson, History of the United States, pp. 55-159, as the foundation.

Biographical Studies.—John Smith, John Winthrop, William Penn, Lord Baltimore, William Bradford, Roger Williams, Anne Hutchinson, Thomas Hooker, and Peter Stuyvesant, using any good encyclopedia.

Biographical Studies.—John Smith, John Winthrop, William Penn, Lord Baltimore, William Bradford, Roger Williams, Anne Hutchinson, Thomas Hooker, and Peter Stuyvesant, using any reliable encyclopedia.

Indentured Servitude.—In Virginia, Lodge, Short History, pp. 69-72; in Pennsylvania, pp. 242-244. Contemporary account in Callender, Economic History of the United States, pp. 44-51. Special reference: Karl Geiser, Redemptioners and Indentured Servants (Yale Review, X, No. 2 Supplement).

Indentured Servitude.—In Virginia, Lodge, Short History, pp. 69-72; in Pennsylvania, pp. 242-244. A contemporary account can be found in Callender, Economic History of the United States, pp. 44-51. Special reference: Karl Geiser, Redemptioners and Indentured Servants (Yale Review, X, No. 2 Supplement).

Slavery.—In Virginia, Lodge, Short History, pp. 67-69; in the Northern colonies, pp. 241, 275, 322, 408, 442.

Slavery.—In Virginia, Lodge, Short History, pp. 67-69; in the Northern colonies, pp. 241, 275, 322, 408, 442.

The People of the Colonies.—Virginia, Lodge, Short History, pp. 67-73; New England, pp. 406-409, 441-450; Pennsylvania, pp. 227-229, 240-250; New York, pp. 312-313, 322-335.

The People of the Colonies.—Virginia, Lodge, Short History, pp. 67-73; New England, pp. 406-409, 441-450; Pennsylvania, pp. 227-229, 240-250; New York, pp. 312-313, 322-335.


CHAPTER II

COLONIAL AGRICULTURE, INDUSTRY, AND COMMERCE

The Land and the Westward Expansion

The Significance of Land Tenure.—The way in which land may be acquired, held, divided among heirs, and bought and sold exercises a deep influence on the life and culture of a people. The feudal and aristocratic societies of Europe were founded on a system of landlordism which was characterized by two distinct features. In the first place, the land was nearly all held in great estates, each owned by a single proprietor. In the second place, every estate was kept intact under the law of primogeniture, which at the death of a lord transferred all his landed property to his eldest son. This prevented the subdivision of estates and the growth of a large body of small farmers or freeholders owning their own land. It made a form of tenantry or servitude inevitable for the mass of those who labored on the land. It also enabled the landlords to maintain themselves in power as a governing class and kept the tenants and laborers subject to their economic and political control. If land tenure was so significant in Europe, it was equally important in the development of America, where practically all the first immigrants were forced by circumstances to derive their livelihood from the soil.

The Importance of Land Ownership.—The way land is acquired, owned, passed down to heirs, and bought and sold has a significant impact on a community's life and culture. The feudal and aristocratic societies in Europe were built on a landlord system marked by two main characteristics. First, most land was owned in large estates, each controlled by a single owner. Second, these estates were kept whole under the law of primogeniture, which stated that upon a lord's death, all land would go to his oldest son. This system prevented the splitting of estates and the rise of many small farmers or landowners with their own property. It made some form of tenant farming or servitude unavoidable for the majority of those working the land. It also allowed landlords to maintain their power as a ruling class and kept tenants and laborers under their economic and political control. If land ownership was so crucial in Europe, it was just as vital in shaping America, where nearly all of the early immigrants had to make a living from the land.

Experiments in Common Tillage.—In the New World, with its broad extent of land awaiting the white man's plow, it was impossible to introduce in its entirety and over the whole area the system of lords and tenants that existed across the sea. So it happened that almost every kind of experiment in land tenure, from communism to feudalism, was tried. In the early days of the Jamestown colony, the land, though owned by the London Company, was tilled in common by the settlers. No man had a separate plot of his own. The motto of the community was: "Labor and share alike." All were supposed to work in the fields and receive an equal share of the produce. At Plymouth, the Pilgrims attempted a similar experiment, laying out the fields in common and distributing the joint produce of their labor with rough equality among the workers.

Experiments in Common Tillage.—In the New World, with its vast stretches of land waiting for the white man's plow, it was impossible to fully implement the system of lords and tenants that existed overseas across the entire area. As a result, almost every type of land ownership experiment, from communism to feudalism, was attempted. In the early days of the Jamestown colony, although the land was owned by the London Company, it was farmed collectively by the settlers. No one had their own separate plot. The community's motto was: "Work and share equally." Everyone was expected to work in the fields and receive an equal portion of the harvest. At Plymouth, the Pilgrims tried a similar approach, organizing the fields in common and sharing the collective output of their labor fairly among the workers.

In both colonies the communistic experiments were failures. Angry at the lazy men in Jamestown who idled their time away and yet expected regular meals, Captain John Smith issued a manifesto: "Everyone that gathereth not every day as much as I do, the next day shall be set beyond the river and forever banished from the fort and live there or starve." Even this terrible threat did not bring a change in production. Not until each man was given a plot of his own to till, not until each gathered the fruits of his own labor, did the colony prosper. In Plymouth, where the communal experiment lasted for five years, the results were similar to those in Virginia, and the system was given up for one of separate fields in which every person could "set corn for his own particular." Some other New England towns, refusing to profit by the experience of their Plymouth neighbor, also made excursions into common ownership and labor, only to abandon the idea and go in for individual ownership of the land. "By degrees it was seen that even the Lord's people could not carry the complicated communist legislation into perfect and wholesome practice."

In both colonies, the experiments with communal living failed. Frustrated with the lazy men in Jamestown who wasted their time and still expected regular meals, Captain John Smith issued a declaration: "Anyone who doesn't gather as much as I do each day will be banished beyond the river the next day and will have to live there or starve." Even this harsh threat didn’t change productivity. It wasn’t until each man was given his own plot to farm and could reap the rewards of his own work that the colony thrived. In Plymouth, where the communal system lasted for five years, the results were similar to those in Virginia, and they eventually switched to individual plots where everyone could "plant corn for themselves." Some other towns in New England, not learning from Plymouth’s experience, also tried communal ownership and labor but ultimately rejected the idea in favor of individual land ownership. "Gradually, it became clear that even the Lord’s people couldn’t successfully implement complicated communist rules in a healthy way."

Feudal Elements in the Colonies—Quit Rents, Manors, and Plantations.—At the other end of the scale were the feudal elements of land tenure found in the proprietary colonies, in the seaboard regions of the South, and to some extent in New York. The proprietor was in fact a powerful feudal lord, owning land granted to him by royal charter. He could retain any part of it for his personal use or dispose of it all in large or small lots. While he generally kept for himself an estate of baronial proportions, it was impossible for him to manage directly any considerable part of the land in his dominion. Consequently he either sold it in parcels for lump sums or granted it to individuals on condition that they make to him an annual payment in money, known as "quit rent." In Maryland, the proprietor sometimes collected as high as £9000 (equal to about $500,000 to-day) in a single year from this source. In Pennsylvania, the quit rents brought a handsome annual tribute into the exchequer of the Penn family. In the royal provinces, the king of England claimed all revenues collected in this form from the land, a sum amounting to £19,000 at the time of the Revolution. The quit rent,—"really a feudal payment from freeholders,"—was thus a material source of income for the crown as well as for the proprietors. Wherever it was laid, however, it proved to be a burden, a source of constant irritation; and it became a formidable item in the long list of grievances which led to the American Revolution.

Feudal Elements in the Colonies—Quit Rents, Manors, and Plantations.—At the other end of the scale were the feudal elements of land ownership found in the proprietary colonies, in the coastal areas of the South, and to some degree in New York. The proprietor was essentially a powerful feudal lord, holding land granted to him by royal charter. He could keep any part of it for his personal use or sell it off in large or small plots. While he usually maintained a sprawling estate, it was impossible for him to directly manage a significant portion of the land in his control. So, he either sold it in parcels for lump sums or leased it to individuals on the condition that they paid him an annual fee in money, known as "quit rent." In Maryland, the proprietor sometimes collected as much as £9000 (about $500,000 today) in a single year from this source. In Pennsylvania, the quit rents provided a substantial annual income to the Penn family. In the royal provinces, the king of England claimed all revenue collected in this way from the land, a total of £19,000 at the time of the Revolution. The quit rent,—"essentially a feudal payment from landowners,"—was thus a significant source of income for both the crown and the proprietors. However, wherever it was imposed, it turned out to be a burden, a source of constant frustration; and it became a major issue in the long list of grievances that sparked the American Revolution.

Something still more like the feudal system of the Old World appeared in the numerous manors or the huge landed estates granted by the crown, the companies, or the proprietors. In the colony of Maryland alone there were sixty manors of three thousand acres each, owned by wealthy men and tilled by tenants holding small plots under certain restrictions of tenure. In New York also there were many manors of wide extent, most of which originated in the days of the Dutch West India Company, when extensive concessions were made to patroons to induce them to bring over settlers. The Van Rensselaer, the Van Cortlandt, and the Livingston manors were so large and populous that each was entitled to send a representative to the provincial legislature. The tenants on the New York manors were in somewhat the same position as serfs on old European estates. They were bound to pay the owner a rent in money and kind; they ground their grain at his mill; and they were subject to his judicial power because he held court and meted out justice, in some instances extending to capital punishment.

Something more like the feudal system of the Old World showed up in the many manors and large estates granted by the crown, the companies, or the owners. In the colony of Maryland alone, there were sixty manors of three thousand acres each, owned by wealthy individuals and farmed by tenants who held small plots with certain conditions of tenure. In New York, there were also many large manors, most of which began during the days of the Dutch West India Company when significant land grants were given to patroons to encourage them to bring over settlers. The Van Rensselaer, Van Cortlandt, and Livingston manors were so large and populated that each was allowed to send a representative to the provincial legislature. The tenants on the New York manors were somewhat like serfs on old European estates. They had to pay the owner rent in both money and goods; they ground their grain at his mill; and they were subject to his legal authority since he held court and administered justice, sometimes even involving capital punishment.

The manors of New York or Maryland were, however, of slight consequence as compared with the vast plantations of the Southern seaboard—huge estates, far wider in expanse than many a European barony and tilled by slaves more servile than any feudal tenants. It must not be forgotten that this system of land tenure became the dominant feature of a large section and gave a decided bent to the economic and political life of America.

The estates in New York or Maryland were not as significant when compared to the massive plantations along the Southern coastline—huge properties that were much larger than many European baronies and farmed by slaves who were more oppressed than any feudal serfs. It's important to remember that this system of land ownership became the main characteristic of a large area and heavily influenced the economic and political landscape of America.

Southern Plantation Mansion
Southern Plantation House

The Small Freehold.—In the upland regions of the South, however, and throughout most of the North, the drift was against all forms of servitude and tenantry and in the direction of the freehold; that is, the small farm owned outright and tilled by the possessor and his family. This was favored by natural circumstances and the spirit of the immigrants. For one thing, the abundance of land and the scarcity of labor made it impossible for the companies, the proprietors, or the crown to develop over the whole continent a network of vast estates. In many sections, particularly in New England, the climate, the stony soil, the hills, and the narrow valleys conspired to keep the farms within a moderate compass. For another thing, the English, Scotch-Irish, and German peasants, even if they had been tenants in the Old World, did not propose to accept permanent dependency of any kind in the New. If they could not get freeholds, they would not settle at all; thus they forced proprietors and companies to bid for their enterprise by selling land in small lots. So it happened that the freehold of modest proportions became the cherished unit of American farmers. The people who tilled the farms were drawn from every quarter of western Europe; but the freehold system gave a uniform cast to their economic and social life in America.

The Small Freehold.—In the hilly areas of the South and throughout most of the North, there was a strong movement away from all forms of servitude and tenancy towards the freehold; that is, small farms owned outright and worked by the owners and their families. This was supported by natural conditions and the attitudes of the immigrants. For one, the abundance of land and the shortage of labor made it impossible for companies, landowners, or the crown to create a network of large estates across the continent. In many areas, especially in New England, the climate, rocky soil, hills, and narrow valleys kept farms at a manageable size. Additionally, the English, Scotch-Irish, and German peasants, even if they had been tenants in the Old World, were not willing to accept any kind of permanent dependency in the New World. If they couldn't secure freeholds, they simply wouldn't settle; as a result, they compelled landowners and companies to compete for their business by selling land in smaller parcels. This led to the establishment of modest-sized freeholds as the ideal for American farmers. The people who worked the farms came from various parts of western Europe, but the freehold system created a consistent economic and social environment for them in America.

A New England Farmhouse
From an old print
A New England Farmhouse

Social Effects of Land Tenure.—Land tenure and the process of western settlement thus developed two distinct types of people engaged in the same pursuit—agriculture. They had a common tie in that they both cultivated the soil and possessed the local interest and independence which arise from that occupation. Their methods and their culture, however, differed widely.

Social Effects of Land Tenure.—Land ownership and the process of western settlement created two different groups of people involved in the same activity—farming. They shared a common connection in that they both worked the land and had the local engagement and independence that comes from that work. However, their approaches and cultures were quite different.

The Southern planter, on his broad acres tilled by slaves, resembled the English landlord on his estates more than he did the colonial farmer who labored with his own hands in the fields and forests. He sold his rice and tobacco in large amounts directly to English factors, who took his entire crop in exchange for goods and cash. His fine clothes, silverware, china, and cutlery he bought in English markets. Loving the ripe old culture of the mother country, he often sent his sons to Oxford or Cambridge for their education. In short, he depended very largely for his prosperity and his enjoyment of life upon close relations with the Old World. He did not even need market towns in which to buy native goods, for they were made on his own plantation by his own artisans who were usually gifted slaves.

The Southern planter, working his vast land with the help of slaves, was more like the British landlord on his estates than the local farmer who toiled in the fields and forests by himself. He sold his rice and tobacco in bulk directly to English merchants, who took his entire harvest in exchange for goods and cash. He purchased his elegant clothes, silverware, china, and cutlery from English markets. Fond of the rich culture of the mother country, he often sent his sons to Oxford or Cambridge for their education. In short, he relied heavily on his connections to the Old World for his wealth and enjoyment of life. He didn’t even need market towns to buy local goods, as they were produced on his own plantation by skilled artisans, who were usually talented slaves.

The economic condition of the small farmer was totally different. His crops were not big enough to warrant direct connection with English factors or the personal maintenance of a corps of artisans. He needed local markets, and they sprang up to meet the need. Smiths, hatters, weavers, wagon-makers, and potters at neighboring towns supplied him with the rough products of their native skill. The finer goods, bought by the rich planter in England, the small farmer ordinarily could not buy. His wants were restricted to staples like tea and sugar, and between him and the European market stood the merchant. His community was therefore more self-sufficient than the seaboard line of great plantations. It was more isolated, more provincial, more independent, more American. The planter faced the Old East. The farmer faced the New West.

The economic situation of the small farmer was completely different. His crops weren't large enough to establish direct connections with English factors or to support a team of artisans. He relied on local markets, which developed to meet that need. Blacksmiths, hat makers, weavers, wagon builders, and potters in nearby towns provided him with the basic products of their local skills. The higher-end goods, purchased by wealthy planters in England, were generally out of his reach. His needs were limited to essentials like tea and sugar, and the merchant stood between him and the European market. His community was therefore more self-sufficient than the coastal line of large plantations. It was more isolated, more provincial, more independent, and more American. The planter looked to the Old East, while the farmer looked to the New West.

The Westward Movement.—Yeoman and planter nevertheless were alike in one respect. Their land hunger was never appeased. Each had the eye of an expert for new and fertile soil; and so, north and south, as soon as a foothold was secured on the Atlantic coast, the current of migration set in westward, creeping through forests, across rivers, and over mountains. Many of the later immigrants, in their search for cheap lands, were compelled to go to the border; but in a large part the path breakers to the West were native Americans of the second and third generations. Explorers, fired by curiosity and the lure of the mysterious unknown, and hunters, fur traders, and squatters, following their own sweet wills, blazed the trail, opening paths and sending back stories of the new regions they traversed. Then came the regular settlers with lawful titles to the lands they had purchased, sometimes singly and sometimes in companies.

The Westward Movement.—Yeoman and planter were similar in one way. Their desire for land was never satisfied. Each had a keen eye for discovering new and fertile soil; and so, north and south, as soon as they established a foothold on the Atlantic coast, the trend of migration moved westward, through forests, across rivers, and over mountains. Many of the later immigrants, in their quest for affordable land, were forced to head to the border; but largely, the pioneers heading West were native Americans of the second and third generations. Explorers, driven by curiosity and the allure of the unknown, along with hunters, fur traders, and squatters, followed their own desires, paving the way and sharing stories of the new territories they encountered. Then came the regular settlers with legal titles to the lands they had bought, sometimes individually and sometimes in groups.

In Massachusetts, the westward movement is recorded in the founding of Springfield in 1636 and Great Barrington in 1725. By the opening of the eighteenth century the pioneers of Connecticut had pushed north and west until their outpost towns adjoined the Hudson Valley settlements. In New York, the inland movement was directed by the Hudson River to Albany, and from that old Dutch center it radiated in every direction, particularly westward through the Mohawk Valley. New Jersey was early filled to its borders, the beginnings of the present city of New Brunswick being made in 1681 and those of Trenton in 1685. In Pennsylvania, as in New York, the waterways determined the main lines of advance. Pioneers, pushing up through the valley of the Schuylkill, spread over the fertile lands of Berks and Lancaster counties, laying out Reading in 1748. Another current of migration was directed by the Susquehanna, and, in 1726, the first farmhouse was built on the bank where Harrisburg was later founded. Along the southern tier of counties a thin line of settlements stretched westward to Pittsburgh, reaching the upper waters of the Ohio while the colony was still under the Penn family.

In Massachusetts, the westward movement is marked by the founding of Springfield in 1636 and Great Barrington in 1725. By the early eighteenth century, the pioneers from Connecticut had pushed north and west until their outpost towns bordered the settlements in the Hudson Valley. In New York, the inland movement followed the Hudson River to Albany, and from that old Dutch center, it spread in every direction, especially westward through the Mohawk Valley. New Jersey was settled early, with the beginnings of what is now New Brunswick established in 1681 and Trenton in 1685. In Pennsylvania, much like in New York, the waterways shaped the main routes of expansion. Pioneers moving up through the Schuylkill Valley spread across the fertile lands of Berks and Lancaster counties, founding Reading in 1748. Another wave of migration was directed by the Susquehanna River, and in 1726, the first farmhouse was built on the bank where Harrisburg would later be established. Along the southern tier of counties, a thin line of settlements extended westward to Pittsburgh, reaching the upper waters of the Ohio River while the colony was still under the Penn family.

In the South the westward march was equally swift. The seaboard was quickly occupied by large planters and their slaves engaged in the cultivation of tobacco and rice. The Piedmont Plateau, lying back from the coast all the way from Maryland to Georgia, was fed by two streams of migration, one westward from the sea and the other southward from the other colonies—Germans from Pennsylvania and Scotch-Irish furnishing the main supply. "By 1770, tide-water Virginia was full to overflowing and the 'back country' of the Blue Ridge and the Shenandoah was fully occupied. Even the mountain valleys ... were claimed by sturdy pioneers. Before the Declaration of Independence, the oncoming tide of home-seekers had reached the crest of the Alleghanies."

In the South, the westward movement was just as rapid. Large planters and their slaves quickly occupied the coastline for growing tobacco and rice. The Piedmont Plateau, stretching inland from the coast all the way from Maryland to Georgia, was fueled by two waves of migration: one moving westward from the coast and another heading south from other colonies—mainly Germans from Pennsylvania and Scots-Irish. "By 1770, tide-water Virginia was completely full and the 'back country' of the Blue Ridge and the Shenandoah was fully settled. Even the mountain valleys ... were claimed by determined pioneers. Before the Declaration of Independence, the influx of home-seekers had reached the top of the Alleghanies."

DISTRIBUTION OF POPULATION, 1790
Population Distribution, 1790

Beyond the mountains pioneers had already ventured, harbingers of an invasion that was about to break in upon Kentucky and Tennessee. As early as 1769 that mighty Nimrod, Daniel Boone, curious to hunt buffaloes, of which he had heard weird reports, passed through the Cumberland Gap and brought back news of a wonderful country awaiting the plow. A hint was sufficient. Singly, in pairs, and in groups, settlers followed the trail he had blazed. A great land corporation, the Transylvania Company, emulating the merchant adventurers of earlier times, secured a huge grant of territory and sought profits in quit rents from lands sold to farmers. By the outbreak of the Revolution there were several hundred people in the Kentucky region. Like the older colonists, they did not relish quit rents, and their opposition wrecked the Transylvania Company. They even carried their protests into the Continental Congress in 1776, for by that time they were our "embryo fourteenth colony."

Beyond the mountains, pioneers had already set out, signaling an impending wave of settlement in Kentucky and Tennessee. As early as 1769, the adventurous Daniel Boone, eager to hunt buffalo he had heard strange tales about, passed through the Cumberland Gap and returned with news of a remarkable land ready for farming. Just that suggestion was enough. One by one, in pairs, and in groups, settlers followed the path he had marked. A major land company, the Transylvania Company, mimicking earlier explorers, obtained a large land grant and aimed to profit from quit rents on land sold to farmers. By the start of the Revolution, several hundred people had settled in the Kentucky area. Like the earlier colonists, they were not fond of quit rents, and their resistance ultimately led to the downfall of the Transylvania Company. They even took their protests to the Continental Congress in 1776, as by then, they were our "embryo fourteenth colony."

Business Growth and Development

Though the labor of the colonists was mainly spent in farming, there was a steady growth in industrial and commercial pursuits. Most of the staple industries of to-day, not omitting iron and textiles, have their beginnings in colonial times. Manufacturing and trade soon gave rise to towns which enjoyed an importance all out of proportion to their numbers. The great centers of commerce and finance on the seaboard originated in the days when the king of England was "lord of these dominions."

Although the colonists primarily focused on farming, there was a consistent growth in industrial and commercial activities. Most of today's key industries, including iron and textiles, began during colonial times. Manufacturing and trade quickly led to the development of towns that were more significant than their population sizes suggested. The major centers of commerce and finance along the coast started in the era when the king of England was "lord of these dominions."

Domestic Industry: Dipping Tallow Candles
Domestic Industry: Making Tallow Candles

Textile Manufacture as a Domestic Industry.—Colonial women, in addition to sharing every hardship of pioneering, often the heavy labor of the open field, developed in the course of time a national industry which was almost exclusively their own. Wool and flax were raised in abundance in the North and South. "Every farm house," says Coman, the economic historian, "was a workshop where the women spun and wove the serges, kerseys, and linsey-woolseys which served for the common wear." By the close of the seventeenth century, New England manufactured cloth in sufficient quantities to export it to the Southern colonies and to the West Indies. As the industry developed, mills were erected for the more difficult process of dyeing, weaving, and fulling, but carding and spinning continued to be done in the home. The Dutch of New Netherland, the Swedes of Delaware, and the Scotch-Irish of the interior "were not one whit behind their Yankee neighbors."

Textile Manufacture as a Domestic Industry.—Colonial women, in addition to facing the many challenges of pioneering, often took on the heavy labor of the fields and, over time, established a national industry that was almost entirely their own. Wool and flax were grown abundantly in both the North and South. "Every farmhouse," says Coman, the economic historian, "was a workshop where the women spun and wove the serges, kerseys, and linsey-woolseys that were used for everyday clothing." By the end of the seventeenth century, New England produced enough cloth to export to the Southern colonies and the West Indies. As the industry grew, mills were built for the more complex tasks of dyeing, weaving, and fulling, but carding and spinning remained done at home. The Dutch of New Netherland, the Swedes of Delaware, and the Scotch-Irish of the interior "were not one bit behind their Yankee neighbors."

The importance of this enterprise to British economic life can hardly be overestimated. For many a century the English had employed their fine woolen cloth as the chief staple in a lucrative foreign trade, and the government had come to look upon it as an object of special interest and protection. When the colonies were established, both merchants and statesmen naturally expected to maintain a monopoly of increasing value; but before long the Americans, instead of buying cloth, especially of the coarser varieties, were making it to sell. In the place of customers, here were rivals. In the place of helpless reliance upon English markets, here was the germ of economic independence.

The significance of this venture to British economic life is hard to underestimate. For many centuries, the English had used their high-quality woolen cloth as the main product in a profitable foreign trade, and the government had come to view it as something worthy of special interest and protection. When the colonies were set up, both merchants and politicians naturally expected to keep a monopoly of increasing value; but soon enough, the Americans, instead of just buying cloth, especially the coarser kinds, began making it to sell. Instead of customers, they had competitors. Instead of being completely dependent on English markets, they had the beginnings of economic independence.

If British merchants had not discovered it in the ordinary course of trade, observant officers in the provinces would have conveyed the news to them. Even in the early years of the eighteenth century the royal governor of New York wrote of the industrious Americans to his home government: "The consequence will be that if they can clothe themselves once, not only comfortably, but handsomely too, without the help of England, they who already are not very fond of submitting to government will soon think of putting in execution designs they have long harboured in their breasts. This will not seem strange when you consider what sort of people this country is inhabited by."

If British merchants hadn't discovered it through regular trade, observant officials in the provinces would have passed the news on to them. Even in the early 1700s, the royal governor of New York wrote to his home government about the hardworking Americans: "The result will be that if they can dress themselves not only comfortably but stylishly too without relying on England, those who are already not very fond of following the rules will soon think about acting on plans they've been holding onto for a while. This won't seem surprising when you consider what kind of people live in this country."

The Iron Industry.—Almost equally widespread was the art of iron working—one of the earliest and most picturesque of colonial industries. Lynn, Massachusetts, had a forge and skilled artisans within fifteen years after the founding of Boston. The smelting of iron began at New London and New Haven about 1658; in Litchfield county, Connecticut, a few years later; at Great Barrington, Massachusetts, in 1731; and near by at Lenox some thirty years after that. New Jersey had iron works at Shrewsbury within ten years after the founding of the colony in 1665. Iron forges appeared in the valleys of the Delaware and the Susquehanna early in the following century, and iron masters then laid the foundations of fortunes in a region destined to become one of the great iron centers of the world. Virginia began iron working in the year that saw the introduction of slavery. Although the industry soon lapsed, it was renewed and flourished in the eighteenth century. Governor Spotswood was called the "Tubal Cain" of the Old Dominion because he placed the industry on a firm foundation. Indeed it seems that every colony, except Georgia, had its iron foundry. Nails, wire, metallic ware, chains, anchors, bar and pig iron were made in large quantities; and Great Britain, by an act in 1750, encouraged the colonists to export rough iron to the British Islands.

The Iron Industry.—The art of ironworking was nearly as widespread, becoming one of the earliest and most fascinating colonial industries. Lynn, Massachusetts, had a forge and skilled workers just fifteen years after Boston was founded. Iron smelting began in New London and New Haven around 1658; a few years later in Litchfield County, Connecticut; at Great Barrington, Massachusetts, in 1731; and nearby in Lenox about thirty years after that. New Jersey had iron works in Shrewsbury within ten years of the colony's founding in 1665. Iron forges also appeared in the Delaware and Susquehanna valleys early in the following century, and iron masters started building fortunes in what would become one of the world’s major iron centers. Virginia began ironworking in the same year slavery was introduced. Although the industry fell off for a time, it was rejuvenated and thrived in the eighteenth century. Governor Spotswood earned the nickname "Tubal Cain" of the Old Dominion for establishing a stable foundation for the industry. In fact, it seems that every colony, except Georgia, had its own iron foundry. They produced nails, wire, metalware, chains, anchors, along with bar and pig iron in large quantities; and Great Britain encouraged the colonists to export rough iron to the British Islands through an act in 1750.

Shipbuilding.—Of all the specialized industries in the colonies, shipbuilding was the most important. The abundance of fir for masts, oak for timbers and boards, pitch for tar and turpentine, and hemp for rope made the way of the shipbuilder easy. Early in the seventeenth century a ship was built at New Amsterdam, and by the middle of that century shipyards were scattered along the New England coast at Newburyport, Salem, New Bedford, Newport, Providence, New London, and New Haven. Yards at Albany and Poughkeepsie in New York built ships for the trade of that colony with England and the Indies. Wilmington and Philadelphia soon entered the race and outdistanced New York, though unable to equal the pace set by New England. While Maryland, Virginia, and South Carolina also built ships, Southern interest was mainly confined to the lucrative business of producing ship materials: fir, cedar, hemp, and tar.

Shipbuilding.—Out of all the specialized industries in the colonies, shipbuilding was the most significant. The plentiful supply of fir for masts, oak for timbers and boards, pitch for tar and turpentine, and hemp for rope made it easier for shipbuilders. In the early seventeenth century, a ship was constructed in New Amsterdam, and by mid-century, shipyards were spread along the New England coast in places like Newburyport, Salem, New Bedford, Newport, Providence, New London, and New Haven. Shipyards in Albany and Poughkeepsie, New York, built vessels for trade with England and the Indies. Wilmington and Philadelphia quickly joined the competition and surpassed New York, although they couldn’t match the speed of New England. While Maryland, Virginia, and South Carolina also built ships, the South mainly focused on the profitable business of producing ship materials like fir, cedar, hemp, and tar.

Fishing.—The greatest single economic resource of New England outside of agriculture was the fisheries. This industry, started by hardy sailors from Europe, long before the landing of the Pilgrims, flourished under the indomitable seamanship of the Puritans, who labored with the net and the harpoon in almost every quarter of the Atlantic. "Look," exclaimed Edmund Burke, in the House of Commons, "at the manner in which the people of New England have of late carried on the whale fishery. Whilst we follow them among the tumbling mountains of ice and behold them penetrating into the deepest frozen recesses of Hudson's Bay and Davis's Straits, while we are looking for them beneath the arctic circle, we hear that they have pierced into the opposite region of polar cold, that they are at the antipodes and engaged under the frozen serpent of the south.... Nor is the equinoctial heat more discouraging to them than the accumulated winter of both poles. We know that, whilst some of them draw the line and strike the harpoon on the coast of Africa, others run the longitude and pursue their gigantic game along the coast of Brazil. No sea but what is vexed by their fisheries. No climate that is not witness to their toils. Neither the perseverance of Holland nor the activity of France nor the dexterous and firm sagacity of English enterprise ever carried this most perilous mode of hard industry to the extent to which it has been pushed by this recent people."

Fishing.—The biggest economic resource in New England outside of agriculture was the fisheries. This industry, begun by brave sailors from Europe long before the Pilgrims landed, thrived thanks to the relentless seamanship of the Puritans, who worked with nets and harpoons in almost every part of the Atlantic. "Look," exclaimed Edmund Burke, in the House of Commons, "at how the people of New England have recently been handling the whale fishery. While we follow them through the towering icebergs and see them diving into the deepest frozen areas of Hudson's Bay and Davis's Straits, as we search for them beneath the Arctic Circle, we hear that they have also ventured into the opposite region of polar cold, that they are on the other side of the world and working under the frozen southern serpent.... The equinoctial heat is no more discouraging to them than the harsh winter of both poles. We know that while some of them are fishing along the coast of Africa, others are traveling the longitude to chase their enormous prey along the coast of Brazil. No sea goes untouched by their fisheries. No climate does not witness their hard work. Neither the determination of Holland nor the energy of France nor the keen and steady insight of English enterprise has ever pushed this dangerous mode of hard work as far as it has been pushed by this recent people."

The influence of the business was widespread. A large and lucrative European trade was built upon it. The better quality of the fish caught for food was sold in the markets of Spain, Portugal, and Italy, or exchanged for salt, lemons, and raisins for the American market. The lower grades of fish were carried to the West Indies for slave consumption, and in part traded for sugar and molasses, which furnished the raw materials for the thriving rum industry of New England. These activities, in turn, stimulated shipbuilding, steadily enlarging the demand for fishing and merchant craft of every kind and thus keeping the shipwrights, calkers, rope makers, and other artisans of the seaport towns rushed with work. They also increased trade with the mother country for, out of the cash collected in the fish markets of Europe and the West Indies, the colonists paid for English manufactures. So an ever-widening circle of American enterprise centered around this single industry, the nursery of seamanship and the maritime spirit.

The impact of the business was extensive. A large and profitable European trade was built around it. The higher-quality fish caught for food was sold in the markets of Spain, Portugal, and Italy, or traded for salt, lemons, and raisins for the American market. The lower-quality fish was sent to the West Indies for slave consumption and partly exchanged for sugar and molasses, which provided the raw materials for the booming rum industry in New England. These activities, in turn, boosted shipbuilding, steadily increasing the demand for fishing and merchant vessels of all types, keeping shipbuilders, caulkers, rope makers, and other artisans in busy seaport towns constantly occupied. They also enhanced trade with the mother country, as the cash collected from the fish markets in Europe and the West Indies was used by the colonists to pay for English goods. Thus, an ever-expanding network of American enterprise revolved around this single industry, which was the foundation of seamanship and the maritime spirit.

Oceanic Commerce and American Merchants.—All through the eighteenth century, the commerce of the American colonies spread in every direction until it rivaled in the number of people employed, the capital engaged, and the profits gleaned, the commerce of European nations. A modern historian has said: "The enterprising merchants of New England developed a network of trade routes that covered well-nigh half the world." This commerce, destined to be of such significance in the conflict with the mother country, presented, broadly speaking, two aspects.

Oceanic Commerce and American Merchants.—Throughout the eighteenth century, the trade of the American colonies expanded in every direction until it matched, in terms of the number of people involved, the capital invested, and the profits earned, the trade of European countries. A contemporary historian noted: "The enterprising merchants of New England created a trade network that spanned almost half the globe." This commerce, which would become so important during the struggle with the mother country, had, generally speaking, two main aspects.

On the one side, it involved the export of raw materials and agricultural produce. The Southern colonies produced for shipping, tobacco, rice, tar, pitch, and pine; the Middle colonies, grain, flour, furs, lumber, and salt pork; New England, fish, flour, rum, furs, shoes, and small articles of manufacture. The variety of products was in fact astounding. A sarcastic writer, while sneering at the idea of an American union, once remarked of colonial trade: "What sort of dish will you make? New England will throw in fish and onions. The middle states, flax-seed and flour. Maryland and Virginia will add tobacco. North Carolina, pitch, tar, and turpentine. South Carolina, rice and indigo, and Georgia will sprinkle the whole composition with sawdust. Such an absurd jumble will you make if you attempt to form a union among such discordant materials as the thirteen British provinces."

On one hand, it involved exporting raw materials and agricultural products. The Southern colonies shipped out tobacco, rice, tar, pitch, and pine; the Middle colonies focused on grain, flour, furs, lumber, and salt pork; New England contributed fish, flour, rum, furs, shoes, and small manufactured items. The range of products was truly impressive. A sarcastic writer, mocking the idea of an American union, once joked about colonial trade: "What kind of dish will you create? New England will toss in fish and onions. The Middle States will add flaxseed and flour. Maryland and Virginia will throw in tobacco. North Carolina will supply pitch, tar, and turpentine. South Carolina will bring rice and indigo, and Georgia will sprinkle the whole mix with sawdust. That's such a ridiculous mishmash if you try to form a union from such clashing ingredients as the thirteen British provinces."

On the other side, American commerce involved the import trade, consisting principally of English and continental manufactures, tea, and "India goods." Sugar and molasses, brought from the West Indies, supplied the flourishing distilleries of Massachusetts, Rhode Island, and Connecticut. The carriage of slaves from Africa to the Southern colonies engaged hundreds of New England's sailors and thousands of pounds of her capital.

On the other hand, American commerce included import trade, mainly made up of English and European manufactured goods, tea, and "Indian goods." Sugar and molasses from the West Indies supported the booming distilleries in Massachusetts, Rhode Island, and Connecticut. The transportation of slaves from Africa to the Southern colonies involved hundreds of New England's sailors and thousands of pounds in investment.

The disposition of imported goods in the colonies, though in part controlled by English factors located in America, employed also a large and important body of American merchants like the Willings and Morrises of Philadelphia; the Amorys, Hancocks, and Faneuils of Boston; and the Livingstons and Lows of New York. In their zeal and enterprise, they were worthy rivals of their English competitors, so celebrated for world-wide commercial operations. Though fully aware of the advantages they enjoyed in British markets and under the protection of the British navy, the American merchants were high-spirited and mettlesome, ready to contend with royal officers in order to shield American interests against outside interference.

The distribution of imported goods in the colonies, while partly overseen by English agents based in America, also relied heavily on a significant number of American merchants like the Willings and Morrises from Philadelphia; the Amorys, Hancocks, and Faneuils from Boston; and the Livingstons and Lows from New York. Their enthusiasm and initiative made them worthy competitors to their well-known English rivals in global trade. Although they recognized the advantages they had in British markets and under the protection of the British navy, the American merchants were spirited and determined, willing to challenge royal officials to protect American interests from external interference.

The Dutch West India Warehouse in New Amsterdam (New York City)
The Dutch West India Warehouse in New Amsterdam (New York City)

Measured against the immense business of modern times, colonial commerce seems perhaps trivial. That, however, is not the test of its significance. It must be considered in relation to the growth of English colonial trade in its entirety—a relation which can be shown by a few startling figures. The whole export trade of England, including that to the colonies, was, in 1704, £6,509,000. On the eve of the American Revolution, namely, in 1772, English exports to the American colonies alone amounted to £6,024,000; in other words, almost as much as the whole foreign business of England two generations before. At the first date, colonial trade was but one-twelfth of the English export business; at the second date, it was considerably more than one-third. In 1704, Pennsylvania bought in English markets goods to the value of £11,459; in 1772 the purchases of the same colony amounted to £507,909. In short, Pennsylvania imports increased fifty times within sixty-eight years, amounting in 1772 to almost the entire export trade of England to the colonies at the opening of the century. The American colonies were indeed a great source of wealth to English merchants.

Measured against the vast business of modern times, colonial commerce might seem trivial. However, that’s not the best way to assess its importance. It should be viewed in the context of the overall growth of English colonial trade—a relationship that can be illustrated by a few striking figures. The entire export trade of England, including that to the colonies, was, in 1704, £6,509,000. On the brink of the American Revolution, specifically in 1772, English exports to the American colonies alone totaled £6,024,000; in other words, nearly as much as the entire foreign trade of England two generations prior. At the first date, colonial trade represented just one-twelfth of the English export business; by the second date, it accounted for significantly more than one-third. In 1704, Pennsylvania purchased goods worth £11,459 in English markets; by 1772, the purchases of the same colony rose to £507,909. In short, Pennsylvania's imports increased fifty-fold over sixty-eight years, totaling in 1772 almost the entirety of England’s export trade to the colonies at the start of the century. The American colonies were indeed a major source of wealth for English merchants.

Intercolonial Commerce.—Although the bad roads of colonial times made overland transportation difficult and costly, the many rivers and harbors along the coast favored a lively water-borne trade among the colonies. The Connecticut, Hudson, Delaware, and Susquehanna rivers in the North and the many smaller rivers in the South made it possible for goods to be brought from, and carried to, the interior regions in little sailing vessels with comparative ease. Sloops laden with manufactures, domestic and foreign, collected at some city like Providence, New York, or Philadelphia, skirted the coasts, visited small ports, and sailed up the navigable rivers to trade with local merchants who had for exchange the raw materials which they had gathered in from neighboring farms. Larger ships carried the grain, live stock, cloth, and hardware of New England to the Southern colonies, where they were traded for tobacco, leather, tar, and ship timber. From the harbors along the Connecticut shores there were frequent sailings down through Long Island Sound to Maryland, Virginia, and the distant Carolinas.

Intercolonial Commerce.—Even though the poor roads during colonial times made overland transportation tough and expensive, the numerous rivers and harbors along the coast supported a vibrant water-based trade among the colonies. Rivers like the Connecticut, Hudson, Delaware, and Susquehanna in the North, along with many smaller rivers in the South, allowed goods to be easily transported to and from the interior regions using small sailing vessels. Sloops loaded with manufactured goods, both domestic and foreign, would gather in cities like Providence, New York, or Philadelphia, navigate the coasts, stop at small ports, and sail up the navigable rivers to trade with local merchants who had collected raw materials from nearby farms. Larger ships transported grain, livestock, textiles, and hardware from New England to the Southern colonies in exchange for tobacco, leather, tar, and ship timber. From the harbors along the Connecticut shores, there were regular sailings down through Long Island Sound to Maryland, Virginia, and the far-off Carolinas.

Growth of Towns.—In connection with this thriving trade and industry there grew up along the coast a number of prosperous commercial centers which were soon reckoned among the first commercial towns of the whole British empire, comparing favorably in numbers and wealth with such ports as Liverpool and Bristol. The statistical records of that time are mainly guesses; but we know that Philadelphia stood first in size among these towns. Serving as the port of entry for Pennsylvania, Delaware, and western Jersey, it had drawn within its borders, just before the Revolution, about 25,000 inhabitants. Boston was second in rank, with somewhat more than 20,000 people. New York, the "commercial capital of Connecticut and old East Jersey," was slightly smaller than Boston, but growing at a steady rate. The fourth town in size was Charleston, South Carolina, with about 10,000 inhabitants. Newport in Rhode Island, a center of rum manufacture and shipping, stood fifth, with a population of about 7000. Baltimore and Norfolk were counted as "considerable towns." In the interior, Hartford in Connecticut, Lancaster and York in Pennsylvania, and Albany in New York, with growing populations and increasing trade, gave prophecy of an urban America away from the seaboard. The other towns were straggling villages. Williamsburg, Virginia, for example, had about two hundred houses, in which dwelt a dozen families of the gentry and a few score of tradesmen. Inland county seats often consisted of nothing more than a log courthouse, a prison, and one wretched inn to house judges, lawyers, and litigants during the sessions of the court.

Growth of Towns.—Along with this booming trade and industry, a number of prosperous commercial centers emerged along the coast, quickly becoming some of the first commercial towns in the entire British Empire, rivaling ports like Liverpool and Bristol in both numbers and wealth. The statistics from that time are largely estimates, but we do know that Philadelphia was the largest among these towns. As the main port for Pennsylvania, Delaware, and western Jersey, it attracted around 25,000 residents just before the Revolution. Boston ranked second, with a population of just over 20,000. New York, dubbed the "commercial capital of Connecticut and old East Jersey," was a bit smaller than Boston but was steadily growing. The fourth largest town was Charleston, South Carolina, with about 10,000 residents. Newport in Rhode Island, known for its rum production and shipping, was fifth, with a population of around 7,000. Baltimore and Norfolk were also considered "notable towns." In the interior, Hartford in Connecticut, Lancaster and York in Pennsylvania, and Albany in New York showed signs of urban development away from the coast, with rising populations and increasing trade. The remaining towns were just scattered villages. Williamsburg, Virginia, for instance, had around two hundred houses, home to a dozen gentry families and a few dozen tradesmen. Inland county seats often consisted of little more than a log courthouse, a jail, and a rundown inn to accommodate judges, lawyers, and litigants during court sessions.

The leading towns exercised an influence on colonial opinion all out of proportion to their population. They were the centers of wealth, for one thing; of the press and political activity, for another. Merchants and artisans could readily take concerted action on public questions arising from their commercial operations. The towns were also centers for news, gossip, religious controversy, and political discussion. In the market places the farmers from the countryside learned of British policies and laws, and so, mingling with the townsmen, were drawn into the main currents of opinion which set in toward colonial nationalism and independence.

The major towns had a much bigger impact on colonial opinion than their population size would suggest. They were hubs of wealth, as well as centers for the press and political activities. Merchants and craftsmen could quickly organize around public issues that affected their businesses. These towns were also hotspots for news, gossip, religious debates, and political discussions. In market places, farmers from the surrounding countryside heard about British policies and laws, and by interacting with town residents, they became part of the growing movement toward colonial nationalism and independence.

References

J. Bishop, History of American Manufactures (2 vols.).

J. Bishop, History of American Manufactures (2 volumes).

E.L. Bogart, Economic History of the United States.

E.L. Bogart, Economic History of the United States.

P.A. Bruce, Economic History of Virginia (2 vols.).

P.A. Bruce, Economic History of Virginia (2 vols.).

E. Semple, American History and Its Geographical Conditions.

E. Semple, American History and Its Geographical Conditions.

W. Weeden, Economic and Social History of New England. (2 vols.).

W. Weeden, Economic and Social History of New England. (2 volumes).

Questions

1. Is land in your community parceled out into small farms? Contrast the system in your community with the feudal system of land tenure.

1. Is land in your community divided into small farms? Compare the setup in your community with the feudal land ownership system.

2. Are any things owned and used in common in your community? Why did common tillage fail in colonial times?

2. Are there any things that are owned and used collectively in your community? Why did shared farming not succeed during colonial times?

3. Describe the elements akin to feudalism which were introduced in the colonies.

3. Describe the elements similar to feudalism that were introduced in the colonies.

4. Explain the success of freehold tillage.

4. Explain the success of freehold farming.

5. Compare the life of the planter with that of the farmer.

5. Compare the life of the planter with that of the farmer.

6. How far had the western frontier advanced by 1776?

6. How much had the western frontier moved forward by 1776?

7. What colonial industry was mainly developed by women? Why was it very important both to the Americans and to the English?

7. What colonial industry was primarily developed by women? Why was it so important to both the Americans and the English?

8. What were the centers for iron working? Ship building?

8. What were the centers for ironworking? Shipbuilding?

9. Explain how the fisheries affected many branches of trade and industry.

9. Explain how the fishing industry impacted various sectors of trade and business.

10. Show how American trade formed a vital part of English business.

10. Demonstrate how American trade was an essential component of English business.

11. How was interstate commerce mainly carried on?

11. How was interstate commerce primarily conducted?

12. What were the leading towns? Did they compare in importance with British towns of the same period?

12. What were the main towns? Did they rank in importance alongside British towns from the same time?

Research Topics

Land Tenure.—Coman, Industrial History (rev. ed.), pp. 32-38. Special reference: Bruce, Economic History of Virginia, Vol. I, Chap. VIII.

Land Tenure.—Coman, Industrial History (rev. ed.), pp. 32-38. Special reference: Bruce, Economic History of Virginia, Vol. I, Chap. VIII.

Tobacco Planting in Virginia.—Callender, Economic History of the United States, pp. 22-28.

Tobacco Planting in Virginia.—Callender, Economic History of the United States, pp. 22-28.

Colonial Agriculture.—Coman, pp. 48-63. Callender, pp. 69-74. Reference: J.R.H. Moore, Industrial History of the American People, pp. 131-162.

Colonial Agriculture.—Coman, pp. 48-63. Callender, pp. 69-74. Reference: J.R.H. Moore, Industrial History of the American People, pp. 131-162.

Colonial Manufactures.—Coman, pp. 63-73. Callender, pp. 29-44. Special reference: Weeden, Economic and Social History of New England.

Colonial Manufactures.—Coman, pp. 63-73. Callender, pp. 29-44. Special reference: Weeden, Economic and Social History of New England.

Colonial Commerce.—Coman, pp. 73-85. Callender, pp. 51-63, 78-84. Moore, pp. 163-208. Lodge, Short History of the English Colonies, pp. 409-412, 229-231, 312-314.

Colonial Commerce.—Coman, pp. 73-85. Callender, pp. 51-63, 78-84. Moore, pp. 163-208. Lodge, Short History of the English Colonies, pp. 409-412, 229-231, 312-314.


Chapter III

SOCIAL AND POLITICAL PROGRESS

Colonial life, crowded as it was with hard and unremitting toil, left scant leisure for the cultivation of the arts and sciences. There was little money in private purses or public treasuries to be dedicated to schools, libraries, and museums. Few there were with time to read long and widely, and fewer still who could devote their lives to things that delight the eye and the mind. And yet, poor and meager as the intellectual life of the colonists may seem by way of comparison, heroic efforts were made in every community to lift the people above the plane of mere existence. After the first clearings were opened in the forests those efforts were redoubled, and with lengthening years told upon the thought and spirit of the land. The appearance, during the struggle with England, of an extraordinary group of leaders familiar with history, political philosophy, and the arts of war, government, and diplomacy itself bore eloquent testimony to the high quality of the American intellect. No one, not even the most critical, can run through the writings of distinguished Americans scattered from Massachusetts to Georgia—the Adamses, Ellsworth, the Morrises, the Livingstons, Hamilton, Franklin, Washington, Madison, Marshall, Henry, the Randolphs, and the Pinckneys—without coming to the conclusion that there was something in American colonial life which fostered minds of depth and power. Women surmounted even greater difficulties than the men in the process of self-education, and their keen interest in public issues is evident in many a record like the Letters of Mrs. John Adams to her husband during the Revolution; the writings of Mrs. Mercy Otis Warren, the sister of James Otis, who measured her pen with the British propagandists; and the patriot newspapers founded and managed by women.

Colonial life, though filled with hard and relentless work, offered very little free time for the development of the arts and sciences. There wasn't much money available, either personally or publicly, to support schools, libraries, and museums. Few had the time to read extensively, and even fewer could dedicate their lives to pursuits that inspired beauty and knowledge. Yet, no matter how limited the intellectual life of the colonists may seem by comparison, there were significant efforts made in every community to elevate people beyond mere survival. After the initial clearings were made in the forests, these efforts intensified, and over the years, they had a profound impact on the thoughts and spirit of the region. During the struggle against England, the emergence of an exceptional group of leaders who were knowledgeable in history, political philosophy, and the arts of war, governance, and diplomacy demonstrated the remarkable quality of American intellect. No one, not even the harshest critics, can read through the works of notable Americans from Massachusetts to Georgia—the Adamses, Ellsworth, the Morrises, the Livingstons, Hamilton, Franklin, Washington, Madison, Marshall, Henry, the Randolphs, and the Pinckneys—without concluding that something in American colonial life nurtured minds of depth and strength. Women faced even greater challenges than men in their pursuit of self-education, and their strong interest in public affairs is shown in many records such as the Letters of Mrs. John Adams to her husband during the Revolution; the writings of Mrs. Mercy Otis Warren, the sister of James Otis, who matched her pen against British propagandists; and the patriot newspapers founded and managed by women.

Church Leadership

In the intellectual life of America, the churches assumed a rôle of high importance. There were abundant reasons for this. In many of the colonies—Maryland, Pennsylvania, and New England—the religious impulse had been one of the impelling motives in stimulating immigration. In all the colonies, the clergy, at least in the beginning, formed the only class with any leisure to devote to matters of the spirit. They preached on Sundays and taught school on week days. They led in the discussion of local problems and in the formation of political opinion, so much of which was concerned with the relation between church and state. They wrote books and pamphlets. They filled most of the chairs in the colleges; under clerical guidance, intellectual and spiritual, the Americans received their formal education. In several of the provinces the Anglican Church was established by law. In New England the Puritans were supreme, notwithstanding the efforts of the crown to overbear their authority. In the Middle colonies, particularly, the multiplication of sects made the dominance of any single denomination impossible; and in all of them there was a growing diversity of faith, which promised in time a separation of church and state and freedom of opinion.

In America’s intellectual life, churches played a crucial role. There were many reasons for this. In several colonies—like Maryland, Pennsylvania, and New England—the drive for religious freedom was a key factor in encouraging immigration. In all the colonies, the clergy were often the only group with the time to focus on spiritual matters, especially in the beginning. They preached on Sundays and taught school during the week. They led discussions on local issues and shaped political opinions, much of which revolved around the relationship between church and state. They wrote books and pamphlets and held most teaching positions in colleges; it was through clerical guidance, both intellectual and spiritual, that Americans received formal education. In some provinces, the Anglican Church was officially established. In New England, the Puritans held power, despite the crown's attempts to undermine their authority. In the Middle colonies, the rise of various religious sects made it impossible for any single denomination to dominate; overall, there was a growing diversity of beliefs, which eventually hinted at a separation between church and state and the freedom of thought.

The Church of England.—Virginia was the stronghold of the English system of church and state. The Anglican faith and worship were prescribed by law, sustained by taxes imposed on all, and favored by the governor, the provincial councilors, and the richest planters. "The Established Church," says Lodge, "was one of the appendages of the Virginia aristocracy. They controlled the vestries and the ministers, and the parish church stood not infrequently on the estate of the planter who built and managed it." As in England, Catholics and Protestant Dissenters were at first laid under heavy disabilities. Only slowly and on sufferance were they admitted to the province; but when once they were even covertly tolerated, they pressed steadily in, until, by the Revolution, they outnumbered the adherents of the established order.

The Church of England.—Virginia was the bastion of the English system of church and state. The Anglican faith and worship were mandated by law, supported by taxes imposed on everyone, and backed by the governor, the provincial councilors, and the wealthiest planters. "The Established Church," says Lodge, "was one of the extensions of the Virginia aristocracy. They controlled the vestries and the ministers, and the parish church was often located on the estate of the planter who built and managed it." As in England, Catholics and Protestant Dissenters initially faced heavy restrictions. They were only gradually and reluctantly allowed into the province; however, once they were even subtly accepted, they steadily pushed their way in, until, by the time of the Revolution, they outnumbered the supporters of the established order.

The Church was also sanctioned by law and supported by taxes in the Carolinas after 1704, and in Georgia after that colony passed directly under the crown in 1754—this in spite of the fact that the majority of the inhabitants were Dissenters. Against the protests of the Catholics it was likewise established in Maryland. In New York, too, notwithstanding the resistance of the Dutch, the Established Church was fostered by the provincial officials, and the Anglicans, embracing about one-fifteenth of the population, exerted an influence all out of proportion to their numbers.

The Church was legally recognized and funded by taxes in the Carolinas after 1704, and in Georgia after that colony came directly under the crown in 1754—despite the fact that most of the residents were Dissenters. It was similarly established in Maryland, despite protests from Catholics. In New York, even though the Dutch opposed it, provincial officials supported the Established Church, and the Anglicans, who made up about one-fifteenth of the population, had an influence far greater than their numbers would suggest.

Many factors helped to enhance the power of the English Church in the colonies. It was supported by the British government and the official class sent out to the provinces. Its bishops and archbishops in England were appointed by the king, and its faith and service were set forth by acts of Parliament. Having its seat of power in the English monarchy, it could hold its clergy and missionaries loyal to the crown and so counteract to some extent the independent spirit that was growing up in America. The Church, always a strong bulwark of the state, therefore had a political rôle to play here as in England. Able bishops and far-seeing leaders firmly grasped this fact about the middle of the eighteenth century and redoubled their efforts to augment the influence of the Church in provincial affairs. Unhappily for their plans they failed to calculate in advance the effect of their methods upon dissenting Protestants, who still cherished memories of bitter religious conflicts in the mother country.

Many factors helped strengthen the power of the English Church in the colonies. It was backed by the British government and the official class sent to the provinces. Its bishops and archbishops in England were appointed by the king, and its beliefs and services were established by acts of Parliament. With its power centered in the English monarchy, it could keep its clergy and missionaries loyal to the crown, which helped to counter the growing independent spirit in America. The Church, always a solid support for the state, had a political role to play here just as it did in England. Competent bishops and visionary leaders recognized this around the middle of the eighteenth century and intensified their efforts to increase the Church's influence in local affairs. Unfortunately for their plans, they failed to anticipate how their methods would affect dissenting Protestants, who still held onto painful memories of religious conflicts back in the mother country.

Puritanism in New England.—If the established faith made for imperial unity, the same could not be said of Puritanism. The Plymouth Pilgrims had cast off all allegiance to the Anglican Church and established a separate and independent congregation before they came to America. The Puritans, essaying at first the task of reformers within the Church, soon after their arrival in Massachusetts, likewise flung off their yoke of union with the Anglicans. In each town a separate congregation was organized, the male members choosing the pastor, the teachers, and the other officers. They also composed the voters in the town meeting, where secular matters were determined. The union of church and government was thus complete, and uniformity of faith and life prescribed by law and enforced by civil authorities; but this worked for local autonomy instead of imperial unity.

Puritanism in New England.—While the established faith promoted unity across the empire, the same wasn’t true for Puritanism. The Plymouth Pilgrims had completely rejected any connection to the Anglican Church and formed a separate and independent congregation before arriving in America. The Puritans, initially trying to reform the Church, soon after getting to Massachusetts, also broke away from their connection with the Anglicans. In each town, they set up a separate congregation, with the male members selecting the pastor, teachers, and other officials. They also made up the voters in the town meeting, where local issues were decided. This resulted in a complete union of church and state, with laws mandating uniformity of faith and life, enforced by civil authorities; however, this led to local autonomy rather than unity across the empire.

The clergy became a powerful class, dominant through their learning and their fearful denunciations of the faithless. They wrote the books for the people to read—the famous Cotton Mather having three hundred and eighty-three books and pamphlets to his credit. In coöperation with the civil officers they enforced a strict observance of the Puritan Sabbath—a day of rest that began at six o'clock on Saturday evening and lasted until sunset on Sunday. All work, all trading, all amusement, and all worldly conversation were absolutely prohibited during those hours. A thoughtless maid servant who for some earthly reason smiled in church was in danger of being banished as a vagabond. Robert Pike, a devout Puritan, thinking the sun had gone to rest, ventured forth on horseback one Sunday evening and was luckless enough to have a ray of light strike him through a rift in the clouds. The next day he was brought into court and fined for "his ungodly conduct." With persons accused of witchcraft the Puritans were still more ruthless. When a mania of persecution swept over Massachusetts in 1692, eighteen people were hanged, one was pressed to death, many suffered imprisonment, and two died in jail.

The clergy became a powerful group, dominant through their knowledge and their harsh criticisms of those without faith. They wrote the books for people to read—Cotton Mather, for example, had three hundred and eighty-three books and pamphlets to his name. Working alongside civil officials, they enforced a strict observance of the Puritan Sabbath—a day of rest that started at six o'clock on Saturday evening and lasted until sunset on Sunday. During those hours, all work, trading, entertainment, and worldly conversation were completely forbidden. A careless maidservant who smiled in church for any earthly reason risked being banished as a vagabond. Robert Pike, a devoted Puritan, thinking the sun had set, rode out on horseback one Sunday evening and was unfortunate enough to have a beam of light hit him through a gap in the clouds. The next day, he was taken to court and fined for "his ungodly conduct." The Puritans were even more ruthless with those accused of witchcraft. When a wave of persecution swept through Massachusetts in 1692, eighteen people were hanged, one was pressed to death, many were imprisoned, and two died in jail.

Just about this time, however, there came a break in the uniformity of Puritan rule. The crown and church in England had long looked upon it with disfavor, and in 1684 King Charles II annulled the old charter of the Massachusetts Bay Company. A new document issued seven years later wrested from the Puritans of the colony the right to elect their own governor and reserved the power of appointment to the king. It also abolished the rule limiting the suffrage to church members, substituting for it a simple property qualification. Thus a royal governor and an official family, certain to be Episcopalian in faith and monarchist in sympathies, were forced upon Massachusetts; and members of all religious denominations, if they had the required amount of property, were permitted to take part in elections. By this act in the name of the crown, the Puritan monopoly was broken down in Massachusetts, and that province was brought into line with Connecticut, Rhode Island, and New Hampshire, where property, not religious faith, was the test for the suffrage.

Just around this time, however, there was a change in the consistency of Puritan rule. The crown and church in England had long viewed it unfavorably, and in 1684 King Charles II canceled the old charter of the Massachusetts Bay Company. A new document issued seven years later took away the Puritans' right to elect their own governor and gave the power of appointment to the king. It also eliminated the rule that limited voting rights to church members, replacing it with a straightforward property requirement. As a result, a royal governor and an official family, likely to be Episcopalian in belief and loyal to the monarchy, were imposed on Massachusetts; and members of all religious groups, provided they met the property requirements, were allowed to participate in elections. This act, done in the name of the crown, dismantled the Puritan monopoly in Massachusetts, aligning it with Connecticut, Rhode Island, and New Hampshire, where property, rather than religious belief, determined voting eligibility.

Growth of Religious Toleration.—Though neither the Anglicans of Virginia nor the Puritans of Massachusetts believed in toleration for other denominations, that principle was strictly applied in Rhode Island. There, under the leadership of Roger Williams, liberty in matters of conscience was established in the beginning. Maryland, by granting in 1649 freedom to those who professed to believe in Jesus Christ, opened its gates to all Christians; and Pennsylvania, true to the tenets of the Friends, gave freedom of conscience to those "who confess and acknowledge the one Almighty and Eternal God to be the creator, upholder, and ruler of the World." By one circumstance or another, the Middle colonies were thus early characterized by diversity rather than uniformity of opinion. Dutch Protestants, Huguenots, Quakers, Baptists, Presbyterians, New Lights, Moravians, Lutherans, Catholics, and other denominations became too strongly intrenched and too widely scattered to permit any one of them to rule, if it had desired to do so. There were communities and indeed whole sections where one or another church prevailed, but in no colony was a legislature steadily controlled by a single group. Toleration encouraged diversity, and diversity, in turn, worked for greater toleration.

Growth of Religious Toleration.—Although the Anglicans in Virginia and the Puritans in Massachusetts did not support tolerance for other denominations, Rhode Island strictly enforced that principle. Under Roger Williams' leadership, freedom of conscience was established from the very beginning. In 1649, Maryland welcomed all Christians by granting freedom to those who professed belief in Jesus Christ. Pennsylvania, following the beliefs of the Friends, allowed freedom of conscience to those "who confess and acknowledge the one Almighty and Eternal God to be the creator, upholder, and ruler of the World." As a result, the Middle colonies were early characterized by diversity rather than uniformity of thought. Dutch Protestants, Huguenots, Quakers, Baptists, Presbyterians, New Lights, Moravians, Lutherans, Catholics, and other denominations became too strong and widespread for any single group to dominate, even if it had wanted to. While there were communities and even entire regions where one church was more common, no colony's legislature was consistently controlled by a single group. Toleration promoted diversity, and that diversity, in turn, fostered greater toleration.

The government and faith of the dissenting denominations conspired with economic and political tendencies to draw America away from the English state. Presbyterians, Quakers, Baptists, and Puritans had no hierarchy of bishops and archbishops to bind them to the seat of power in London. Neither did they look to that metropolis for guidance in interpreting articles of faith. Local self-government in matters ecclesiastical helped to train them for local self-government in matters political. The spirit of independence which led Dissenters to revolt in the Old World, nourished as it was amid favorable circumstances in the New World, made them all the more zealous in the defense of every right against authority imposed from without.

The government and beliefs of the dissenting denominations combined with economic and political trends to pull America away from the English state. Presbyterians, Quakers, Baptists, and Puritans didn’t have a hierarchy of bishops and archbishops tying them to the power in London. They also didn’t look to that city for guidance on interpreting their beliefs. Local self-governance in church matters helped prepare them for local self-governance in political matters. The spirit of independence that led Dissenters to revolt in the Old World, supported by favorable conditions in the New World, made them even more passionate about defending their rights against outside authority.

Schools and Colleges

Religion and Local Schools.—One of the first cares of each Protestant denomination was the education of the children in the faith. In this work the Bible became the center of interest. The English version was indeed the one book of the people. Farmers, shopkeepers, and artisans, whose life had once been bounded by the daily routine of labor, found in the Scriptures not only an inspiration to religious conduct, but also a book of romance, travel, and history. "Legend and annal," says John Richard Green, "war-song and psalm, state-roll and biography, the mighty voices of prophets, the parables of Evangelists, stories of mission journeys, of perils by sea and among the heathen, philosophic arguments, apocalyptic visions, all were flung broadcast over minds unoccupied for the most part by any rival learning.... As a mere literary monument, the English version of the Bible remains the noblest example of the English tongue." It was the King James version just from the press that the Pilgrims brought across the sea with them.

Religion and Local Schools.—One of the main concerns of each Protestant denomination was educating children in the faith. The Bible became the focal point of this effort. The English version was truly the one book for the people. Farmers, shopkeepers, and craftspeople, whose lives had once revolved around daily hard work, found in the Scriptures not just inspiration for their religious lives but also a source of romance, travel, and history. "Legend and history," says John Richard Green, "war songs and psalms, government records and biographies, the powerful voices of prophets, the parables of the Evangelists, stories of missionary journeys, dangers at sea and among non-believers, philosophical ideas, apocalyptic visions— all of these were spread widely to minds that were mostly unequipped with any competing knowledge.... As a mere literary achievement, the English version of the Bible remains the greatest example of the English language." It was the King James version hot off the press that the Pilgrims brought with them across the ocean.

A Page from a Famous Schoolbook
A Page from a Well-Known Schoolbook

For the authority of the Established Church was substituted the authority of the Scriptures. The Puritans devised a catechism based upon their interpretation of the Bible, and, very soon after their arrival in America, they ordered all parents and masters of servants to be diligent in seeing that their children and wards were taught to read religious works and give answers to the religious questions. Massachusetts was scarcely twenty years old before education of this character was declared to be compulsory, and provision was made for public schools where those not taught at home could receive instruction in reading and writing.

For the authority of the Established Church, the authority of the Scriptures took its place. The Puritans created a catechism based on their interpretation of the Bible, and not long after they arrived in America, they required all parents and masters of servants to ensure that their children and wards were taught to read religious texts and answer religious questions. Massachusetts was barely twenty years old when this kind of education was made mandatory, and arrangements were made for public schools where those not educated at home could learn to read and write.

Outside of New England the idea of compulsory education was not regarded with the same favor; but the whole land was nevertheless dotted with little schools kept by "dames, itinerant teachers, or local parsons." Whether we turn to the life of Franklin in the North or Washington in the South, we read of tiny schoolhouses, where boys, and sometimes girls, were taught to read and write. Where there were no schools, fathers and mothers of the better kind gave their children the rudiments of learning. Though illiteracy was widespread, there is evidence to show that the diffusion of knowledge among the masses was making steady progress all through the eighteenth century.

Outside of New England, compulsory education wasn’t as highly favored; however, schools run by "dames, traveling teachers, or local ministers" were still found throughout the country. Whether we look at Franklin's life up North or Washington's down South, we find small schoolhouses where boys, and occasionally girls, learned to read and write. In places without schools, well-off parents taught their children the basics. While illiteracy was common, there’s evidence that knowledge was gradually spreading among the general population throughout the eighteenth century.

Religion and Higher Learning.—Religious motives entered into the establishment of colleges as well as local schools. Harvard, founded in 1636, and Yale, opened in 1718, were intended primarily to train "learned and godly ministers" for the Puritan churches of New England. To the far North, Dartmouth, chartered in 1769, was designed first as a mission to the Indians and then as a college for the sons of New England farmers preparing to preach, teach, or practice law. The College of New Jersey, organized in 1746 and removed to Princeton eleven years later, was sustained by the Presbyterians. Two colleges looked to the Established Church as their source of inspiration and support: William and Mary, founded in Virginia in 1693, and King's College, now Columbia University, chartered by King George II in 1754, on an appeal from the New York Anglicans, alarmed at the growth of religious dissent and the "republican tendencies" of the age. Two colleges revealed a drift away from sectarianism. Brown, established in Rhode Island in 1764, and the Philadelphia Academy, forerunner of the University of Pennsylvania, organized by Benjamin Franklin, reflected the spirit of toleration by giving representation on the board of trustees to several religious sects. It was Franklin's idea that his college should prepare young men to serve in public office as leaders of the people and ornaments to their country.

Religion and Higher Learning.—Religious motives played a key role in the establishment of colleges as well as local schools. Harvard, founded in 1636, and Yale, opened in 1718, were mainly intended to train "learned and godly ministers" for the Puritan churches of New England. Further north, Dartmouth, chartered in 1769, was originally set up as a mission to the Indians and then as a college for the sons of New England farmers preparing to preach, teach, or practice law. The College of New Jersey, organized in 1746 and moved to Princeton eleven years later, was supported by the Presbyterians. Two colleges looked to the Established Church for inspiration and support: William and Mary, founded in Virginia in 1693, and King's College, now Columbia University, chartered by King George II in 1754, on a request from the New York Anglicans, concerned about the rise of religious dissent and the "republican tendencies" of the time. Two colleges signaled a move away from sectarianism. Brown, established in Rhode Island in 1764, and the Philadelphia Academy, the precursor to the University of Pennsylvania, organized by Benjamin Franklin, embodied the spirit of tolerance by including representatives from various religious sects on the board of trustees. It was Franklin's vision that his college should prepare young men to take on public office as leaders of the people and assets to their country.

Self-education in America.—Important as were these institutions of learning, higher education was by no means confined within their walls. Many well-to-do families sent their sons to Oxford or Cambridge in England. Private tutoring in the home was common. In still more families there were intelligent children who grew up in the great colonial school of adversity and who trained themselves until, in every contest of mind and wit, they could vie with the sons of Harvard or William and Mary or any other college. Such, for example, was Benjamin Franklin, whose charming autobiography, in addition to being an American classic, is a fine record of self-education. His formal training in the classroom was limited to a few years at a local school in Boston; but his self-education continued throughout his life. He early manifested a zeal for reading, and devoured, he tells us, his father's dry library on theology, Bunyan's works, Defoe's writings, Plutarch's Lives, Locke's On the Human Understanding, and innumerable volumes dealing with secular subjects. His literary style, perhaps the best of his time, Franklin acquired by the diligent and repeated analysis of the Spectator. In a life crowded with labors, he found time to read widely in natural science and to win single-handed recognition at the hands of European savants for his discoveries in electricity. By his own efforts he "attained an acquaintance" with Latin, Italian, French, and Spanish, thus unconsciously preparing himself for the day when he was to speak for all America at the court of the king of France.

Self-education in America.—As important as these educational institutions were, higher education was definitely not limited to their walls. Many affluent families sent their sons to Oxford or Cambridge in England. Private tutoring at home was common. In even more families, there were smart kids who grew up in the tough environment of the colonies and educated themselves until they could compete with the sons of Harvard, William and Mary, or any other college. One example is Benjamin Franklin, whose engaging autobiography is not only an American classic but also a great record of self-education. His formal schooling lasted only a few years at a local school in Boston, but his self-education continued throughout his life. He showed an early passion for reading and devoured, as he tells us, his father's dull library on theology, Bunyan's works, Defoe's writings, Plutarch's Lives, Locke's On the Human Understanding, and countless volumes on secular topics. Franklin developed his literary style, arguably the best of his time, by diligently analyzing the Spectator. Despite a life filled with work, he found time to read widely in natural science and earned recognition from European scholars for his discoveries in electricity. Through his own efforts, he "gained familiarity" with Latin, Italian, French, and Spanish, thus unknowingly preparing himself for the day when he would represent all of America at the court of the king of France.

Lesser lights than Franklin, educated by the same process, were found all over colonial America. From this fruitful source of native ability, self-educated, the American cause drew great strength in the trials of the Revolution.

Lesser figures than Franklin, educated through the same means, were found throughout colonial America. From this rich source of homegrown talent, self-taught individuals, the American cause gained significant strength during the challenges of the Revolution.

The Colonial Press

The Rise of the Newspaper.—The evolution of American democracy into a government by public opinion, enlightened by the open discussion of political questions, was in no small measure aided by a free press. That too, like education, was a matter of slow growth. A printing press was brought to Massachusetts in 1639, but it was put in charge of an official censor and limited to the publication of religious works. Forty years elapsed before the first newspaper appeared, bearing the curious title, Public Occurrences Both Foreign and Domestic, and it had not been running very long before the government of Massachusetts suppressed it for discussing a political question.

The Rise of the Newspaper.—The development of American democracy into a government shaped by public opinion, informed by open discussions of political issues, was significantly supported by a free press. Just like education, this was a gradual process. A printing press was brought to Massachusetts in 1639, but it was operated by an official censor and restricted to publishing religious texts. It took forty years for the first newspaper to emerge, with the unusual title, Public Occurrences Both Foreign and Domestic, and it didn’t last long before the Massachusetts government shut it down for addressing a political issue.

Publishing, indeed, seemed to be a precarious business; but in 1704 there came a second venture in journalism, The Boston News-Letter, which proved to be a more lasting enterprise because it refrained from criticizing the authorities. Still the public interest languished. When Franklin's brother, James, began to issue his New England Courant about 1720, his friends sought to dissuade him, saying that one newspaper was enough for America. Nevertheless he continued it; and his confidence in the future was rewarded. In nearly every colony a gazette or chronicle appeared within the next thirty years or more. Benjamin Franklin was able to record in 1771 that America had twenty-five newspapers. Boston led with five. Philadelphia had three: two in English and one in German.

Publishing definitely seemed like a risky business; however, in 1704, there was a second foray into journalism, The Boston News-Letter, which turned out to be a more sustainable venture because it avoided criticizing the authorities. Still, public interest waned. When Franklin's brother, James, started his New England Courant around 1720, his friends tried to talk him out of it, claiming that one newspaper was enough for America. Still, he persisted, and his faith in the future paid off. Within the next thirty years or so, nearly every colony saw the emergence of a gazette or chronicle. Benjamin Franklin noted in 1771 that America had twenty-five newspapers, with Boston leading the pack with five. Philadelphia had three: two in English and one in German.

Censorship and Restraints on the Press.—The idea of printing, unlicensed by the government and uncontrolled by the church, was, however, slow in taking form. The founders of the American colonies had never known what it was to have the free and open publication of books, pamphlets, broadsides, and newspapers. When the art of printing was first discovered, the control of publishing was vested in clerical authorities. After the establishment of the State Church in England in the reign of Elizabeth, censorship of the press became a part of royal prerogative. Printing was restricted to Oxford, Cambridge, and London; and no one could publish anything without previous approval of the official censor. When the Puritans were in power, the popular party, with a zeal which rivaled that of the crown, sought, in turn, to silence royalist and clerical writers by a vigorous censorship. After the restoration of the monarchy, control of the press was once more placed in royal hands, where it remained until 1695, when Parliament, by failing to renew the licensing act, did away entirely with the official censorship. By that time political parties were so powerful and so active and printing presses were so numerous that official review of all published matter became a sheer impossibility.

Censorship and Restraints on the Press.—The idea of printing without government permission and church control was slow to develop. The founders of the American colonies had never experienced the free and open dissemination of books, pamphlets, broadsides, and newspapers. When printing was first invented, the publishing industry was under the control of religious authorities. After the State Church was established in England during Elizabeth's reign, press censorship became a royal privilege. Printing was limited to Oxford, Cambridge, and London, and no one could publish anything without the official censor’s prior approval. When the Puritans were in power, they zealously sought to silence royalist and clerical writers through strict censorship, rivaling the crown's efforts. After the monarchy was restored, control of the press returned to the royal authority, where it stayed until 1695, when Parliament chose not to renew the licensing act, effectively eliminating official censorship. By that time, political parties were very powerful and active, and the number of printing presses had increased so much that an official review of all published content became completely impractical.

In America, likewise, some troublesome questions arose in connection with freedom of the press. The Puritans of Massachusetts were no less anxious than King Charles or the Archbishop of London to shut out from the prying eyes of the people all literature "not mete for them to read"; and so they established a system of official licensing for presses, which lasted until 1755. In the other colonies where there was more diversity of opinion and publishers could set up in business with impunity, they were nevertheless constantly liable to arrest for printing anything displeasing to the colonial governments. In 1721 the editor of the Mercury in Philadelphia was called before the proprietary council and ordered to apologize for a political article, and for a later offense of a similar character he was thrown into jail. A still more famous case was that of Peter Zenger, a New York publisher, who was arrested in 1735 for criticising the administration. Lawyers who ventured to defend the unlucky editor were deprived of their licenses to practice, and it became necessary to bring an attorney all the way from Philadelphia. By this time the tension of feeling was high, and the approbation of the public was forthcoming when the lawyer for the defense exclaimed to the jury that the very cause of liberty itself, not that of the poor printer, was on trial! The verdict for Zenger, when it finally came, was the signal for an outburst of popular rejoicing. Already the people of King George's province knew how precious a thing is the freedom of the press.

In America, similar troubling questions came up regarding freedom of the press. The Puritans in Massachusetts were just as eager as King Charles or the Archbishop of London to keep all literature "not suitable for them to read" away from the people; so they created a system of official licensing for presses that lasted until 1755. In the other colonies, where there were more diverse opinions and publishers could start businesses without fear, they were still at constant risk of arrest for printing anything that offended the colonial governments. In 1721, the editor of the *Mercury* in Philadelphia was summoned by the proprietary council and ordered to apologize for a political article, and he was thrown in jail for a later similar offense. An even more famous case involved Peter Zenger, a New York publisher, who was arrested in 1735 for criticizing the administration. Lawyers who dared to defend the unfortunate editor lost their licenses to practice, and it became necessary to bring in an attorney all the way from Philadelphia. By then, feelings were running high, and the public supported the defense lawyer when he told the jury that it was not just the printer’s case on trial but the very cause of liberty itself! The verdict for Zenger, when it finally arrived, sparked an outburst of public celebration. The people in King George's province had already realized how valuable the freedom of the press is.

Thanks to the schools, few and scattered as they were, and to the vigilance of parents, a very large portion, perhaps nearly one-half, of the colonists could read. Through the newspapers, pamphlets, and almanacs that streamed from the types, the people could follow the course of public events and grasp the significance of political arguments. An American opinion was in the process of making—an independent opinion nourished by the press and enriched by discussions around the fireside and at the taverns. When the day of resistance to British rule came, government by opinion was at hand. For every person who could hear the voice of Patrick Henry and Samuel Adams, there were a thousand who could see their appeals on the printed page. Men who had spelled out their letters while poring over Franklin's Poor Richard's Almanac lived to read Thomas Paine's thrilling call to arms.

Thanks to the schools, few and far between as they were, and to the watchfulness of parents, a significant portion, maybe nearly half, of the colonists could read. Through the newspapers, pamphlets, and almanacs that came from the presses, people could keep up with public events and understand the importance of political discussions. An American opinion was beginning to form—an independent opinion fueled by the media and enriched by conversations around the fireplace and in the taverns. When the time for resistance against British rule arrived, public opinion was ready. For every person who could hear Patrick Henry and Samuel Adams speak, there were a thousand who could read their messages on printed pages. Those who had learned to read while studying Franklin's Poor Richard's Almanac lived to digest Thomas Paine's exciting call to arms.

The Evolution of Political Institutions

Two very distinct lines of development appeared in colonial politics. The one, exalting royal rights and aristocratic privileges, was the drift toward provincial government through royal officers appointed in England. The other, leading toward democracy and self-government, was the growth in the power of the popular legislative assembly. Each movement gave impetus to the other, with increasing force during the passing years, until at last the final collision between the two ideals of government came in the war of independence.

Two very different trends emerged in colonial politics. One emphasized royal rights and the privileges of the aristocracy, leaning towards provincial governance through officials appointed in England. The other was aimed at democracy and self-governance, reflecting the growing power of the popular legislative assembly. Each movement fueled the other, gaining strength over the years, until the ultimate clash between these two ideals of government occurred in the war of independence.

The Royal Provinces.—Of the thirteen English colonies eight were royal provinces in 1776, with governors appointed by the king. Virginia passed under the direct rule of the crown in 1624, when the charter of the London Company was annulled. The Massachusetts Bay corporation lost its charter in 1684, and the new instrument granted seven years later stripped the colonists of the right to choose their chief executive. In the early decades of the eighteenth century both the Carolinas were given the provincial instead of the proprietary form. New Hampshire, severed from Massachusetts in 1679, and Georgia, surrendered by the trustees in 1752, went into the hands of the crown. New York, transferred to the Duke of York on its capture from the Dutch in 1664, became a province when he took the title of James II in 1685. New Jersey, after remaining for nearly forty years under proprietors, was brought directly under the king in 1702. Maryland, Pennsylvania, and Delaware, although they retained their proprietary character until the Revolution, were in some respects like the royal colonies, for their governors were as independent of popular choice as were the appointees of King George. Only two colonies, Rhode Island and Connecticut, retained full self-government on the eve of the Revolution. They alone had governors and legislatures entirely of their own choosing.

The Royal Provinces.—Out of the thirteen English colonies, eight were royal provinces in 1776, with governors appointed by the king. Virginia came under the crown's direct control in 1624 when the London Company's charter was revoked. The Massachusetts Bay corporation lost its charter in 1684, and the new charter issued seven years later took away the colonists' right to choose their chief executive. In the early 1700s, both the Carolinas switched to a provincial setup instead of a proprietary one. New Hampshire, separated from Massachusetts in 1679, and Georgia, relinquished by the trustees in 1752, fell under crown control. New York, handed over to the Duke of York after being captured from the Dutch in 1664, became a province when he took the title of James II in 1685. New Jersey, having been under proprietors for nearly forty years, came directly under the king in 1702. Maryland, Pennsylvania, and Delaware, while still maintaining their proprietary status up to the Revolution, were somewhat similar to the royal colonies, as their governors were just as independent of popular choice as King George's appointees. Only two colonies, Rhode Island and Connecticut, had full self-government just before the Revolution. They were the only ones with governors and legislatures entirely of their own choosing.

The chief officer of the royal province was the governor, who enjoyed high and important powers which he naturally sought to augment at every turn. He enforced the laws and, usually with the consent of a council, appointed the civil and military officers. He granted pardons and reprieves; he was head of the highest court; he was commander-in-chief of the militia; he levied troops for defense and enforced martial law in time of invasion, war, and rebellion. In all the provinces, except Massachusetts, he named the councilors who composed the upper house of the legislature and was likely to choose those who favored his claims. He summoned, adjourned, and dissolved the popular assembly, or the lower house; he laid before it the projects of law desired by the crown; and he vetoed measures which he thought objectionable. Here were in America all the elements of royal prerogative against which Hampden had protested and Cromwell had battled in England.

The head of the royal province was the governor, who had significant powers that he naturally tried to expand at every opportunity. He enforced the laws and typically, with the approval of a council, appointed both civilian and military officials. He granted pardons and reprieves; he was in charge of the highest court; he was the commander-in-chief of the militia; he recruited troops for defense and enforced martial law during times of invasion, war, and rebellion. In all provinces, except Massachusetts, he appointed the councilors who made up the upper house of the legislature, often selecting those who supported his interests. He called, postponed, and dissolved the popular assembly, or the lower house; he presented it with the legal proposals desired by the crown; and he rejected measures that he felt were objectionable. Here in America were all the elements of royal power against which Hampden had protested and Cromwell had fought in England.

The Royal Governor's Palace at New Berne
The Royal Governor's Palace in New Bern

The colonial governors were generally surrounded by a body of office-seekers and hunters for land grants. Some of them were noblemen of broken estates who had come to America to improve their fortunes. The pretensions of this circle grated on colonial nerves, and privileges granted to them, often at the expense of colonists, did much to deepen popular antipathy to the British government. Favors extended to adherents of the Established Church displeased Dissenters. The reappearance of this formidable union of church and state, from which they had fled, stirred anew the ancient wrath against that combination.

The colonial governors were usually surrounded by a group of people looking for jobs and land grants. Some of them were noblemen with fallen fortunes who had come to America to try to make a better life. The attitudes of this group irritated the colonists, and the privileges given to them, often at the colonists' expense, fueled resentment towards the British government. The favors given to supporters of the Established Church upset the Dissenters. The return of this powerful alliance of church and state, from which they had escaped, reignited old anger against that connection.

The Colonial Assembly.—Coincident with the drift toward administration through royal governors was the second and opposite tendency, namely, a steady growth in the practice of self-government. The voters of England had long been accustomed to share in taxation and law-making through representatives in Parliament, and the idea was early introduced in America. Virginia was only twelve years old (1619) when its first representative assembly appeared. As the towns of Massachusetts multiplied and it became impossible for all the members of the corporation to meet at one place, the representative idea was adopted, in 1633. The river towns of Connecticut formed a representative system under their "Fundamental Orders" of 1639, and the entire colony was given a royal charter in 1662. Generosity, as well as practical considerations, induced such proprietors as Lord Baltimore and William Penn to invite their colonists to share in the government as soon as any considerable settlements were made. Thus by one process or another every one of the colonies secured a popular assembly.

The Colonial Assembly.—At the same time that royal governors were taking control, there was also a growing trend toward self-governance. The voters in England had long participated in taxation and law-making through their representatives in Parliament, and this idea was brought to America early on. Virginia had its first representative assembly just twelve years after its founding (1619). As the towns in Massachusetts grew and it became impossible for all the members of the corporation to gather in one place, they adopted the representative system in 1633. The river towns of Connecticut established a representative system under their "Fundamental Orders" of 1639, and the entire colony received a royal charter in 1662. Both generosity and practical reasons led proprietors like Lord Baltimore and William Penn to invite their colonists to participate in governance as soon as significant settlements were established. In this way, each of the colonies was able to create a popular assembly.

It is true that in the provision for popular elections, the suffrage was finally restricted to property owners or taxpayers, with a leaning toward the freehold qualification. In Virginia, the rural voter had to be a freeholder owning at least fifty acres of land, if there was no house on it, or twenty-five acres with a house twenty-five feet square. In Massachusetts, the voter for member of the assembly under the charter of 1691 had to be a freeholder of an estate worth forty shillings a year at least or of other property to the value of forty pounds sterling. In Pennsylvania, the suffrage was granted to freeholders owning fifty acres or more of land well seated, twelve acres cleared, and to other persons worth at least fifty pounds in lawful money.

It's true that when it came to popular elections, voting rights were ultimately limited to property owners or taxpayers, with a preference for those who owned land. In Virginia, a rural voter needed to own at least fifty acres of land, or twenty-five acres with a house that was at least twenty-five feet square. In Massachusetts, the voter for a member of the assembly under the charter of 1691 had to be a property owner with an estate valued at least forty shillings a year or other property worth at least forty pounds sterling. In Pennsylvania, voting rights were granted to landowners with at least fifty acres of well-situated land, with twelve acres cleared, and to individuals with a net worth of at least fifty pounds in lawful money.

Restrictions like these undoubtedly excluded from the suffrage a very considerable number of men, particularly the mechanics and artisans of the towns, who were by no means content with their position. Nevertheless, it was relatively easy for any man to acquire a small freehold, so cheap and abundant was land; and in fact a large proportion of the colonists were land owners. Thus the assemblies, in spite of the limited suffrage, acquired a democratic tone.

Restrictions like these definitely left out a significant number of men from voting, especially the skilled workers and tradespeople in the cities, who were not at all satisfied with their situation. However, it was fairly easy for any man to get a small piece of land, since land was so cheap and plentiful; in fact, a large portion of the colonists owned land. As a result, the assemblies, despite the limited voting rights, took on a democratic vibe.

The popular character of the assemblies increased as they became engaged in battles with the royal and proprietary governors. When called upon by the executive to make provision for the support of the administration, the legislature took advantage of the opportunity to make terms in the interest of the taxpayers. It made annual, not permanent, grants of money to pay official salaries and then insisted upon electing a treasurer to dole it out. Thus the colonists learned some of the mysteries of public finance, as well as the management of rapacious officials. The legislature also used its power over money grants to force the governor to sign bills which he would otherwise have vetoed.

The popularity of the assemblies grew as they got involved in conflicts with the royal and proprietary governors. When the executive branch asked them to help support the administration, the legislature seized the chance to negotiate terms that favored taxpayers. They made yearly, not permanent, allocations of funds to cover official salaries and insisted on electing a treasurer to distribute the money. This way, the colonists learned some of the ins and outs of public finance, as well as how to manage greedy officials. The legislature also leveraged its control over funds to pressure the governor into signing bills that he would have otherwise vetoed.

Contests between Legislatures and Governors.—As may be imagined, many and bitter were the contests between the royal and proprietary governors and the colonial assemblies. Franklin relates an amusing story of how the Pennsylvania assembly held in one hand a bill for the executive to sign and, in the other hand, the money to pay his salary. Then, with sly humor, Franklin adds: "Do not, my courteous reader, take pet at our proprietary constitution for these our bargain and sale proceedings in legislation. It is a happy country where justice and what was your own before can be had for ready money. It is another addition to the value of money and of course another spur to industry. Every land is not so blessed."

Contests between Legislatures and Governors.—As you can imagine, there were many heated battles between the royal and proprietary governors and the colonial assemblies. Franklin tells a funny story about how the Pennsylvania assembly held a bill that needed the governor's signature in one hand and the money to pay his salary in the other. Then, with a witty touch, Franklin adds: "Please don’t take offense at our proprietary constitution for these bargain-and-sale tactics in legislation. It's a fortunate country where justice and what was rightfully yours can be obtained for cash upfront. This is another reason money is valued more, and naturally, it motivates hard work. Not every place is so fortunate."

It must not be thought, however, that every governor got off as easily as Franklin's tale implies. On the contrary, the legislatures, like Cæsar, fed upon meat that made them great and steadily encroached upon executive prerogatives as they tried out and found their strength. If we may believe contemporary laments, the power of the crown in America was diminishing when it was struck down altogether. In New York, the friends of the governor complained in 1747 that "the inhabitants of plantations are generally educated in republican principles; upon republican principles all is conducted. Little more than a shadow of royal authority remains in the Northern colonies." "Here," echoed the governor of South Carolina, the following year, "levelling principles prevail; the frame of the civil government is unhinged; a governor, if he would be idolized, must betray his trust; the people have got their whole administration in their hands; the election of the members of the assembly is by ballot; not civil posts only, but all ecclesiastical preferments, are in the disposal or election of the people."

It shouldn't be assumed that every governor had it as easy as Franklin's story suggests. On the contrary, the legislatures, like Cæsar, thrived on power that made them strong and gradually encroached on executive powers as they tested and discovered their own strength. If we believe the complaints of the time, the power of the crown in America was weakening just before it was completely eliminated. In New York, supporters of the governor complained in 1747 that "the people of the colonies are generally educated in republican principles; everything is run on republican principles. Only a shadow of royal authority remains in the Northern colonies." "Here," echoed the governor of South Carolina the next year, "equality principles are dominant; the structure of civil government is falling apart; a governor, if he wants to be celebrated, must betray his trust; the people have taken control of the entire administration; the election of assembly members is by ballot; not just civil positions but all church appointments are in the hands of the people."

Though baffled by the "levelling principles" of the colonial assemblies, the governors did not give up the case as hopeless. Instead they evolved a system of policy and action which they thought could bring the obstinate provincials to terms. That system, traceable in their letters to the government in London, consisted of three parts: (1) the royal officers in the colonies were to be made independent of the legislatures by taxes imposed by acts of Parliament; (2) a British standing army was to be maintained in America; (3) the remaining colonial charters were to be revoked and government by direct royal authority was to be enlarged.

Though confused by the "leveling principles" of the colonial assemblies, the governors didn’t see the situation as hopeless. Instead, they developed a strategy that they believed could bring the stubborn colonists to agreement. This strategy, evident in their correspondence to the government in London, included three main points: (1) the royal officials in the colonies would be made independent of the legislatures through taxes imposed by acts of Parliament; (2) a British standing army would be maintained in America; (3) the remaining colonial charters would be revoked, and governance by direct royal authority would be expanded.

Such a system seemed plausible enough to King George III and to many ministers of the crown in London. With governors, courts, and an army independent of the colonists, they imagined it would be easy to carry out both royal orders and acts of Parliament. This reasoning seemed both practical and logical. Nor was it founded on theory, for it came fresh from the governors themselves. It was wanting in one respect only. It failed to take account of the fact that the American people were growing strong in the practice of self-government and could dispense with the tutelage of the British ministry, no matter how excellent it might be or how benevolent its intentions.

Such a system seemed reasonable enough to King George III and many of the crown’s ministers in London. With governors, courts, and a military independent of the colonists, they believed it would be easy to enforce royal orders and acts of Parliament. This logic seemed both practical and sound. It wasn’t just a theory; it came directly from the governors themselves. However, it had one major oversight. It overlooked the fact that the American people were becoming more adept at self-governance and could manage without the guidance of the British government, no matter how capable or well-meaning it might be.

References

A.M. Earle, Home Life in Colonial Days.

A.M. Earle, Home Life in Colonial Days.

A.L. Cross, The Anglican Episcopate and the American Colonies (Harvard Studies).

A.L. Cross, The Anglican Episcopate and the American Colonies (Harvard Studies).

E.G. Dexter, History of Education in the United States.

E.G. Dexter, History of Education in the United States.

C.A. Duniway, Freedom of the Press in Massachusetts.

C.A. Duniway, Freedom of the Press in Massachusetts.

Benjamin Franklin, Autobiography.

Benjamin Franklin, *Autobiography*.

E.B. Greene, The Provincial Governor (Harvard Studies).

E.B. Greene, *The Provincial Governor* (Harvard Studies).

A.E. McKinley, The Suffrage Franchise in the Thirteen English Colonies (Pennsylvania University Studies).

A.E. McKinley, The Suffrage Franchise in the Thirteen English Colonies (Pennsylvania University Studies).

M.C. Tyler, History of American Literature during the Colonial Times (2 vols.).

M.C. Tyler, History of American Literature during the Colonial Times (2 vols.).

Questions

1. Why is leisure necessary for the production of art and literature? How may leisure be secured?

1. Why is free time necessary for creating art and literature? How can we ensure we have that free time?

2. Explain the position of the church in colonial life.

2. Describe the role of the church in colonial life.

3. Contrast the political rôles of Puritanism and the Established Church.

3. Compare the political roles of Puritanism and the Established Church.

4. How did diversity of opinion work for toleration?

4. How did different opinions contribute to tolerance?

5. Show the connection between religion and learning in colonial times.

5. Highlight the link between religion and education during colonial times.

6. Why is a "free press" such an important thing to American democracy?

6. Why is a "free press" so important to American democracy?

7. Relate some of the troubles of early American publishers.

7. Discuss some of the challenges faced by early American publishers.

8. Give the undemocratic features of provincial government.

8. List the undemocratic aspects of provincial government.

9. How did the colonial assemblies help to create an independent American spirit, in spite of a restricted suffrage?

9. How did the colonial assemblies contribute to the development of an independent American spirit, even with limited voting rights?

10. Explain the nature of the contests between the governors and the legislatures.

10. Describe the relationship between the governors and the legislatures during their conflicts.

Research Topics

Religious and Intellectual Life.—Lodge, Short History of the English Colonies: (1) in New England, pp. 418-438, 465-475; (2) in Virginia, pp. 54-61, 87-89; (3) in Pennsylvania, pp. 232-237, 253-257; (4) in New York, pp. 316-321. Interesting source materials in Hart, American History Told by Contemporaries, Vol. II, pp. 255-275, 276-290.

Religious and Intellectual Life.—Lodge, Short History of the English Colonies: (1) in New England, pp. 418-438, 465-475; (2) in Virginia, pp. 54-61, 87-89; (3) in Pennsylvania, pp. 232-237, 253-257; (4) in New York, pp. 316-321. Interesting source materials in Hart, American History Told by Contemporaries, Vol. II, pp. 255-275, 276-290.

The Government of a Royal Province, Virginia.—Lodge, pp. 43-50. Special Reference: E.B. Greene, The Provincial Governor (Harvard Studies).

The Government of a Royal Province, Virginia.—Lodge, pp. 43-50. Special Reference: E.B. Greene, The Provincial Governor (Harvard Studies).

The Government of a Proprietary Colony, Pennsylvania.—Lodge, pp. 230-232.

The Government of a Proprietary Colony, Pennsylvania.—Lodge, pp. 230-232.

Government in New England.—Lodge, pp. 412-417.

Government in New England.—Lodge, pp. 412-417.

The Colonial Press.—Special Reference: G.H. Payne, History of Journalism in the United States (1920).

The Colonial Press.—Special Reference: G.H. Payne, History of Journalism in the United States (1920).

Colonial Life in General.—John Fiske, Old Virginia and Her Neighbors, Vol. II, pp. 174-269; Elson, History of the United States, pp. 197-210.

Colonial Life in General.—John Fiske, Old Virginia and Her Neighbors, Vol. II, pp. 174-269; Elson, History of the United States, pp. 197-210.

Colonial Government in General.—Elson, pp. 210-216.

Colonial Government in General.—Elson, pp. 210-216.


CHAPTER IV

THE DEVELOPMENT OF COLONIAL NATIONALISM

It is one of the well-known facts of history that a people loosely united by domestic ties of a political and economic nature, even a people torn by domestic strife, may be welded into a solid and compact body by an attack from a foreign power. The imperative call to common defense, the habit of sharing common burdens, the fusing force of common service—these things, induced by the necessity of resisting outside interference, act as an amalgam drawing together all elements, except, perhaps, the most discordant. The presence of the enemy allays the most virulent of quarrels, temporarily at least. "Politics," runs an old saying, "stops at the water's edge."

It's a well-known historical fact that people who are loosely connected by political and economic ties, even if they're going through internal conflicts, can come together as a strong and united front when faced with an external threat. The urgent need for joint defense, the habit of sharing responsibilities, and the unifying force of working together—these factors, prompted by the need to fend off outside interference, serve to bond everyone, except maybe the most disagreeable individuals. The presence of an enemy calms the most intense disputes, at least for a while. As an old saying goes, "Politics stops at the water's edge."

This ancient political principle, so well understood in diplomatic circles, applied nearly as well to the original thirteen American colonies as to the countries of Europe. The necessity for common defense, if not equally great, was certainly always pressing. Though it has long been the practice to speak of the early settlements as founded in "a wilderness," this was not actually the case. From the earliest days of Jamestown on through the years, the American people were confronted by dangers from without. All about their tiny settlements were Indians, growing more and more hostile as the frontier advanced and as sharp conflicts over land aroused angry passions. To the south and west was the power of Spain, humiliated, it is true, by the disaster to the Armada, but still presenting an imposing front to the British empire. To the north and west were the French, ambitious, energetic, imperial in temper, and prepared to contest on land and water the advance of British dominion in America.

This ancient political principle, well recognized in diplomatic circles, applied just as much to the original thirteen American colonies as it did to the countries of Europe. The need for common defense, if not equally urgent, was definitely always important. Although it’s often said that the early settlements were established in "a wilderness," that wasn't actually true. From the earliest days of Jamestown and throughout the years, the American settlers faced threats from outside forces. Surrounding their small settlements were Native Americans, who grew increasingly hostile as the frontier expanded and conflicts over land ignited fierce emotions. To the south and west was Spain, humiliated, yes, by the disaster of the Armada, but still presenting a strong presence against the British Empire. To the north and west were the French, ambitious, energetic, imperial in outlook, and ready to challenge British expansion on both land and water in America.

Relationships with the Indigenous Peoples and the French

Indian Affairs.—It is difficult to make general statements about the relations of the colonists to the Indians. The problem was presented in different shape in different sections of America. It was not handled according to any coherent or uniform plan by the British government, which alone could speak for all the provinces at the same time. Neither did the proprietors and the governors who succeeded one another, in an irregular train, have the consistent policy or the matured experience necessary for dealing wisely with Indian matters. As the difficulties arose mainly on the frontiers, where the restless and pushing pioneers were making their way with gun and ax, nearly everything that happened was the result of chance rather than of calculation. A personal quarrel between traders and an Indian, a jug of whisky, a keg of gunpowder, the exchange of guns for furs, personal treachery, or a flash of bad temper often set in motion destructive forces of the most terrible character.

Indian Affairs.—It's hard to make broad statements about how colonists interacted with Native Americans. The situation varied in different parts of America. The British government, which was the only authority that could speak for all the colonies at once, didn't manage it with any clear or uniform approach. Additionally, the proprietors and governors, who came and went in a somewhat haphazard manner, lacked the consistent policy or experience needed to handle Indian affairs effectively. Since most conflicts arose on the frontiers, where eager pioneers were forging their paths with guns and axes, events were often driven more by chance than by careful planning. A personal dispute between a trader and a Native American, a bottle of whiskey, a barrel of gunpowder, trading guns for furs, personal betrayal, or a moment of anger could trigger incredibly destructive consequences.

On one side of the ledger may be set innumerable generous records—of Squanto and Samoset teaching the Pilgrims the ways of the wilds; of Roger Williams buying his lands from the friendly natives; or of William Penn treating with them on his arrival in America. On the other side of the ledger must be recorded many a cruel and bloody conflict as the frontier rolled westward with deadly precision. The Pequots on the Connecticut border, sensing their doom, fell upon the tiny settlements with awful fury in 1637 only to meet with equally terrible punishment. A generation later, King Philip, son of Massasoit, the friend of the Pilgrims, called his tribesmen to a war of extermination which brought the strength of all New England to the field and ended in his own destruction. In New York, the relations with the Indians, especially with the Algonquins and the Mohawks, were marked by periodic and desperate wars. Virginia and her Southern neighbors suffered as did New England. In 1622 Opecacano, a brother of Powhatan, the friend of the Jamestown settlers, launched a general massacre; and in 1644 he attempted a war of extermination. In 1675 the whole frontier was ablaze. Nathaniel Bacon vainly attempted to stir the colonial governor to put up an adequate defense and, failing in that plea, himself headed a revolt and a successful expedition against the Indians. As the Virginia outposts advanced into the Kentucky country, the strife with the natives was transferred to that "dark and bloody ground"; while to the southeast, a desperate struggle with the Tuscaroras called forth the combined forces of the two Carolinas and Virginia.

On one side of the ledger, you can list countless acts of generosity—like Squanto and Samoset showing the Pilgrims how to survive in the wilderness; Roger Williams purchasing land from the friendly natives; or William Penn negotiating with them when he arrived in America. On the other side, there are many brutal and bloody conflicts as settlers moved westward with deadly intent. The Pequots on the Connecticut border, sensing their end, attacked the small settlements with fierce rage in 1637, only to face harsh retaliation. A generation later, King Philip, son of Massasoit, who had been a friend to the Pilgrims, rallied his tribesmen for a war of extermination, which brought all of New England into the fight and resulted in his own downfall. In New York, the relationships with the Native Americans, particularly the Algonquins and the Mohawks, were marked by ongoing and desperate wars. Virginia and the Southern colonies endured similar struggles as New England. In 1622, Opecacano, a brother of Powhatan, a friend to the Jamestown settlers, led a widespread massacre; and in 1644, he tried to initiate a war of extermination. By 1675, the entire frontier was in flames. Nathaniel Bacon unsuccessfully tried to convince the colonial governor to provide adequate defense and, after failing that, led a revolt and a successful campaign against the Native Americans. As Virginia's settlements pushed into Kentucky, the conflict with the natives shifted to that "dark and bloody ground," while to the southeast, a fierce battle with the Tuscaroras prompted the combined forces of the two Carolinas and Virginia to respond.

Virginians Defending Themselves against the Indians
From an old print
Virginians Protecting Themselves from the Native Americans

From such horrors New Jersey and Delaware were saved on account of their geographical location. Pennsylvania, consistently following a policy of conciliation, was likewise spared until her western vanguard came into full conflict with the allied French and Indians. Georgia, by clever negotiations and treaties of alliance, managed to keep on fair terms with her belligerent Cherokees and Creeks. But neither diplomacy nor generosity could stay the inevitable conflict as the frontier advanced, especially after the French soldiers enlisted the Indians in their imperial enterprises. It was then that desultory fighting became general warfare.

New Jersey and Delaware were saved from such horrors because of their geographical location. Pennsylvania, which consistently pursued a policy of reconciliation, was also spared until her western frontier faced off against the allied French and Indians. Georgia, through smart negotiations and treaties, managed to keep a good relationship with her fighting Cherokees and Creeks. However, neither diplomacy nor kindness could prevent the unavoidable conflict as the frontier moved forward, especially after the French enlisted the Indians in their imperial ambitions. It was then that scattered fighting escalated into full-blown warfare.

English, French, and Spanish Possessions in America, 1750
English, French, and Spanish Territories in America, 1750

Early Relations with the French.—During the first decades of French exploration and settlement in the St. Lawrence country, the English colonies, engrossed with their own problems, gave little or no thought to their distant neighbors. Quebec, founded in 1608, and Montreal, in 1642, were too far away, too small in population, and too slight in strength to be much of a menace to Boston, Hartford, or New York. It was the statesmen in France and England, rather than the colonists in America, who first grasped the significance of the slowly converging empires in North America. It was the ambition of Louis XIV of France, rather than the labors of Jesuit missionaries and French rangers, that sounded the first note of colonial alarm.

Early Relations with the French.—In the early years of French exploration and settlement in the St. Lawrence area, the English colonies, focused on their own issues, paid little attention to their distant neighbors. Quebec, established in 1608, and Montreal, in 1642, were too far away, had too small a population, and were too weak to pose any real threat to Boston, Hartford, or New York. It was the leaders in France and England, rather than the colonists in America, who first recognized the importance of the slowly merging empires in North America. It was the ambitions of Louis XIV of France, not the efforts of Jesuit missionaries and French rangers, that raised the first warning about colonial competition.

Evidence of this lies in the fact that three conflicts between the English and the French occurred before their advancing frontiers met on the Pennsylvania border. King William's War (1689-1697), Queen Anne's War (1701-1713), and King George's War (1744-1748) owed their origins and their endings mainly to the intrigues and rivalries of European powers, although they all involved the American colonies in struggles with the French and their savage allies.

Evidence of this is found in the fact that three conflicts between the English and the French happened before their expanding borders met at the Pennsylvania border. King William's War (1689-1697), Queen Anne's War (1701-1713), and King George's War (1744-1748) were primarily driven by the schemes and rivalries of European powers, although all of them involved the American colonies in battles with the French and their Native American allies.

The Clash in the Ohio Valley.—The second of these wars had hardly closed, however, before the English colonists themselves began to be seriously alarmed about the rapidly expanding French dominion in the West. Marquette and Joliet, who opened the Lake region, and La Salle, who in 1682 had gone down the Mississippi to the Gulf, had been followed by the builders of forts. In 1718, the French founded New Orleans, thus taking possession of the gateway to the Mississippi as well as the St. Lawrence. A few years later they built Fort Niagara; in 1731 they occupied Crown Point; in 1749 they formally announced their dominion over all the territory drained by the Ohio River. Having asserted this lofty claim, they set out to make it good by constructing in the years 1752-1754 Fort Le Bœuf near Lake Erie, Fort Venango on the upper waters of the Allegheny, and Fort Duquesne at the junction of the streams forming the Ohio. Though they were warned by George Washington, in the name of the governor of Virginia, to keep out of territory "so notoriously known to be property of the crown of Great Britain," the French showed no signs of relinquishing their pretensions.

The Clash in the Ohio Valley.—The second of these wars had barely ended when the English colonists started to get seriously worried about the fast-growing French control in the West. Marquette and Joliet, who explored the Lake region, and La Salle, who traveled down the Mississippi to the Gulf in 1682, were followed by those building forts. In 1718, the French established New Orleans, taking control of the gateway to the Mississippi as well as the St. Lawrence. A few years later, they constructed Fort Niagara; in 1731 they took over Crown Point; and in 1749 they officially claimed all the land drained by the Ohio River. After making this bold claim, they began to reinforce it by building Fort Le Bœuf near Lake Erie, Fort Venango on the upper Allegheny River, and Fort Duquesne at the confluence of the rivers that form the Ohio between 1752 and 1754. Although George Washington warned them, on behalf of the governor of Virginia, to stay out of a territory "well known to be the property of the crown of Great Britain," the French showed no intention of backing down from their claims.

Braddock's Retreat
From an old print
Braddock's Retreat

The Final Phase—the French and Indian War.—Thus it happened that the shot which opened the Seven Years' War, known in America as the French and Indian War, was fired in the wilds of Pennsylvania. There began the conflict that spread to Europe and even Asia and finally involved England and Prussia, on the one side, and France, Austria, Spain, and minor powers on the other. On American soil, the defeat of Braddock in 1755 and Wolfe's exploit in capturing Quebec four years later were the dramatic features. On the continent of Europe, England subsidized Prussian arms to hold France at bay. In India, on the banks of the Ganges, as on the banks of the St. Lawrence, British arms were triumphant. Well could the historian write: "Conquests equaling in rapidity and far surpassing in magnitude those of Cortes and Pizarro had been achieved in the East." Well could the merchants of London declare that under the administration of William Pitt, the imperial genius of this world-wide conflict, commerce had been "united with and made to flourish by war."

The Final Phase—the French and Indian War.—So it happened that the shot which triggered the Seven Years' War, known in America as the French and Indian War, was fired in the wilderness of Pennsylvania. This marked the beginning of a conflict that spread to Europe and even Asia, ultimately involving England and Prussia on one side, and France, Austria, Spain, and smaller powers on the other. In America, the defeat of Braddock in 1755 and Wolfe's capture of Quebec four years later were significant events. On the European continent, England funded Prussian forces to keep France in check. In India, along the banks of the Ganges, just like on the shores of the St. Lawrence, British forces were victorious. It was fitting for historians to say, "Conquests that were achieved with speed and overshadowed in scale those of Cortes and Pizarro had taken place in the East." The merchants of London could rightfully proclaim that under the leadership of William Pitt, the driving force behind this global conflict, trade was "combined with and made to thrive because of war."

From the point of view of the British empire, the results of the war were momentous. By the peace of 1763, Canada and the territory east of the Mississippi, except New Orleans, passed under the British flag. The remainder of the Louisiana territory was transferred to Spain and French imperial ambitions on the American continent were laid to rest. In exchange for Havana, which the British had seized during the war, Spain ceded to King George the colony of Florida. Not without warrant did Macaulay write in after years that Pitt "was the first Englishman of his time; and he had made England the first country in the world."

From the perspective of the British Empire, the outcomes of the war were significant. By the peace treaty of 1763, Canada and the land east of the Mississippi River, except for New Orleans, came under British control. The rest of the Louisiana territory was handed over to Spain, effectively ending French ambitions in North America. In return for Havana, which the British had captured during the conflict, Spain gave the colony of Florida to King George. It was no surprise that Macaulay later noted that Pitt "was the first Englishman of his time; and he had made England the first country in the world."

The Impact of War on the Colonies

The various wars with the French and the Indians, trivial in detail as they seem to-day, had a profound influence on colonial life and on the destiny of America. Circumstances beyond the control of popular assemblies, jealous of their individual powers, compelled coöperation among them, grudging and stingy no doubt, but still coöperation. The American people, more eager to be busy in their fields or at their trades, were simply forced to raise and support armies, to learn the arts of warfare, and to practice, if in a small theater, the science of statecraft. These forces, all cumulative, drove the colonists, so tenaciously provincial in their habits, in the direction of nationalism.

The various wars with the French and the Indians, though they may seem trivial today, had a significant impact on colonial life and the future of America. Circumstances beyond the control of local assemblies, which were protective of their own powers, forced them into cooperation, begrudging and minimal surely, but still cooperation. The American people, more interested in working their fields or pursuing their trades, were compelled to raise and support armies, to learn the skills of warfare, and to practice, even on a small scale, the art of governance. All these forces combined pushed the colonists, who were very much set in their provincial ways, toward a growing sense of nationalism.

The New England Confederation.—It was in their efforts to deal with the problems presented by the Indian and French menace that the Americans took the first steps toward union. Though there were many common ties among the settlers of New England, it required a deadly fear of the Indians to produce in 1643 the New England Confederation, composed of Massachusetts, Plymouth, Connecticut, and New Haven. The colonies so united were bound together in "a firm and perpetual league of friendship and amity for offense and defense, mutual service and succor, upon all just occasions." They made provision for distributing the burdens of wars among the members and provided for a congress of commissioners from each colony to determine upon common policies. For some twenty years the Confederation was active and it continued to hold meetings until after the extinction of the Indian peril on the immediate border.

The New England Confederation.—In their attempts to address the challenges posed by the threats from Native Americans and the French, the Americans took the first steps toward union. While there were many shared connections among the settlers of New England, it took a serious fear of the Native Americans to create the New England Confederation in 1643, which included Massachusetts, Plymouth, Connecticut, and New Haven. The united colonies agreed to form "a firm and perpetual league of friendship and amity for offense and defense, mutual service and support, on all just occasions." They set up a system to distribute the burdens of wars among the members and established a congress of commissioners from each colony to make decisions on common policies. The Confederation was active for about twenty years and continued to hold meetings until the threat from Native Americans on the immediate border was gone.

Virginia, no less than Massachusetts, was aware of the importance of intercolonial coöperation. In the middle of the seventeenth century, the Old Dominion began treaties of commerce and amity with New York and the colonies of New England. In 1684 delegates from Virginia met at Albany with the agents of New York and Massachusetts to discuss problems of mutual defense. A few years later the Old Dominion coöperated loyally with the Carolinas in defending their borders against Indian forays.

Virginia, just like Massachusetts, understood the importance of collaboration between the colonies. In the mid-1600s, the Old Dominion started forming trade and friendship treaties with New York and the New England colonies. In 1684, representatives from Virginia gathered in Albany with representatives from New York and Massachusetts to talk about mutual defense issues. A few years later, the Old Dominion worked closely with the Carolinas to protect their borders from Indian raids.

The Albany Plan of Union.—An attempt at a general colonial union was made in 1754. On the suggestion of the Lords of Trade in England, a conference was held at Albany to consider Indian relations, to devise measures of defense against the French, and to enter into "articles of union and confederation for the general defense of his Majesty's subjects and interests in North America as well in time of peace as of war." New Hampshire, Massachusetts, Connecticut, Rhode Island, New York, Pennsylvania, and Maryland were represented. After a long discussion, a plan of union, drafted mainly, it seems, by Benjamin Franklin, was adopted and sent to the colonies and the crown for approval. The colonies, jealous of their individual rights, refused to accept the scheme and the king disapproved it for the reason, Franklin said, that it had "too much weight in the democratic part of the constitution." Though the Albany union failed, the document is still worthy of study because it forecast many of the perplexing problems that were not solved until thirty-three years afterward, when another convention of which also Franklin was a member drafted the Constitution of the United States.

The Albany Plan of Union.—An effort to create a general colonial union was made in 1754. Following the suggestion of the Lords of Trade in England, a conference took place in Albany to discuss relationships with Native Americans, develop defense strategies against the French, and establish "articles of union and confederation for the general defense of His Majesty's subjects and interests in North America both in times of peace and war." New Hampshire, Massachusetts, Connecticut, Rhode Island, New York, Pennsylvania, and Maryland were represented. After lengthy discussions, a plan of union, largely drafted by Benjamin Franklin, was adopted and sent to the colonies and the crown for approval. However, the colonies, wary of losing their individual rights, rejected the proposal, and the king disapproved it, reportedly because it carried "too much weight in the democratic part of the constitution," according to Franklin. Although the Albany union did not succeed, the document is still important to study as it anticipated many challenging issues that were not resolved until thirty-three years later, when another convention, also with Franklin as a member, crafted the Constitution of the United States.

Benjamin Franklin
Ben Franklin

The Military Education of the Colonists.—The same wars that showed the provincials the meaning of union likewise instructed them in the art of defending their institutions. Particularly was this true of the last French and Indian conflict, which stretched all the way from Maine to the Carolinas and made heavy calls upon them all for troops. The answer, it is admitted, was far from satisfactory to the British government and the conduct of the militiamen was far from professional; but thousands of Americans got a taste, a strong taste, of actual fighting in the field. Men like George Washington and Daniel Morgan learned lessons that were not forgotten in after years. They saw what American militiamen could do under favorable circumstances and they watched British regulars operating on American soil. "This whole transaction," shrewdly remarked Franklin of Braddock's campaign, "gave us Americans the first suspicion that our exalted ideas of the prowess of British regular troops had not been well founded." It was no mere accident that the Virginia colonel who drew his sword under the elm at Cambridge and took command of the army of the Revolution was the brave officer who had "spurned the whistle of bullets" at the memorable battle in western Pennsylvania.

The Military Education of the Colonists.—The same wars that demonstrated to the colonists the importance of unity also taught them how to defend their own rights. This was especially true during the last French and Indian War, which spanned from Maine to the Carolinas and significantly required troops from all of them. The response, it’s acknowledged, was far from satisfactory to the British government, and the behavior of the militiamen was definitely not professional; however, thousands of Americans experienced real combat in the field. Figures like George Washington and Daniel Morgan learned valuable lessons that stuck with them in later years. They witnessed what American militiamen could accomplish in favorable conditions and observed British regulars operating on American soil. "This whole situation," cleverly noted Franklin regarding Braddock's campaign, "gave us Americans our first doubt that our high opinions of the strength of British regular troops were misplaced." It was no coincidence that the Virginia colonel who drew his sword under the elm at Cambridge and assumed command of the Continental Army was the brave officer who had "defied the call of bullets" at the famous battle in western Pennsylvania.

Financial Burdens and Commercial Disorder.—While the provincials were learning lessons in warfare they were also paying the bills. All the conflicts were costly in treasure as in blood. King Philip's war left New England weak and almost bankrupt. The French and Indian struggle was especially expensive. The twenty-five thousand men put in the field by the colonies were sustained only by huge outlays of money. Paper currency streamed from the press and debts were accumulated. Commerce was driven from its usual channels and prices were enhanced. When the end came, both England and America were staggering under heavy liabilities, and to make matters worse there was a fall of prices accompanied by a commercial depression which extended over a period of ten years. It was in the midst of this crisis that measures of taxation had to be devised to pay the cost of the war, precipitating the quarrel which led to American independence.

Financial Burdens and Commercial Disorder.—While the colonists were picking up skills in warfare, they were also dealing with the bills. All the conflicts came with high costs in both money and lives. King Philip's war left New England weak and nearly broke. The French and Indian war was particularly expensive. The twenty-five thousand troops sent by the colonies were only supported by massive amounts of money. Paper currency was printed in large quantities, and debts piled up. Trade was disrupted, and prices went up. By the end, both England and America were struggling under heavy debts, and to make things worse, there was a drop in prices along with a commercial downturn that lasted for a decade. It was during this crisis that new taxes had to be created to cover the war costs, sparking the conflict that led to American independence.

The Expulsion of French Power from North America.—The effects of the defeat administered to France, as time proved, were difficult to estimate. Some British statesmen regarded it as a happy circumstance that the colonists, already restive under their administration, had no foreign power at hand to aid them in case they struck for independence. American leaders, on the other hand, now that the soldiers of King Louis were driven from the continent, thought that they had no other country to fear if they cast off British sovereignty. At all events, France, though defeated, was not out of the sphere of American influence; for, as events proved, it was the fortunate French alliance negotiated by Franklin that assured the triumph of American arms in the War of the Revolution.

The Expulsion of French Power from North America.—The impact of France's defeat was, over time, hard to gauge. Some British leaders saw it as a positive development that the colonists, already unhappy with their rule, had no foreign power nearby to support them if they sought independence. On the other hand, American leaders, now that King Louis's soldiers were gone from the continent, felt that they had no other country to worry about if they threw off British control. Regardless, France, although defeated, was still within the realm of American influence; as events later showed, it was the successful alliance with France, arranged by Franklin, that secured victory for American forces in the Revolutionary War.

Colonial Relations with the British Government

It was neither the Indian wars nor the French wars that finally brought forth American nationality. That was the product of the long strife with the mother country which culminated in union for the war of independence. The forces that created this nation did not operate in the colonies alone. The character of the English sovereigns, the course of events in English domestic politics, and English measures of control over the colonies—executive, legislative, and judicial—must all be taken into account.

It wasn’t the Indian wars or the French wars that really established American nationality. That was the result of the long struggle with the mother country, which ultimately led to the unity needed for the war of independence. The factors that formed this nation didn’t just function in the colonies. The attitudes of the English monarchs, the developments in English domestic politics, and the English methods of control over the colonies—executive, legislative, and judicial—all need to be considered.

The Last of the Stuarts.—The struggles between Charles I (1625-49) and the parliamentary party and the turmoil of the Puritan régime (1649-60) so engrossed the attention of Englishmen at home that they had little time to think of colonial policies or to interfere with colonial affairs. The restoration of the monarchy in 1660, accompanied by internal peace and the increasing power of the mercantile classes in the House of Commons, changed all that. In the reign of Charles II (1660-85), himself an easy-going person, the policy of regulating trade by act of Parliament was developed into a closely knit system and powerful agencies to supervise the colonies were created. At the same time a system of stricter control over the dominions was ushered in by the annulment of the old charter of Massachusetts which conferred so much self-government on the Puritans.

The Last of the Stuarts.—The conflicts between Charles I (1625-49) and the parliamentary party, along with the chaos of the Puritan government (1649-60), took up so much of the English people's attention that they hardly had any time to focus on colonial policies or get involved in colonial affairs. When the monarchy was restored in 1660, bringing internal peace and the rising influence of the commercial classes in the House of Commons, everything changed. During Charles II's reign (1660-85), who was generally laid-back, the policy of regulating trade through Parliament developed into a well-organized system, and strong agencies to oversee the colonies were established. At the same time, stricter control over the territories was introduced by revoking the old charter of Massachusetts, which had granted a significant amount of self-government to the Puritans.

Charles' successor, James II, a man of sterner stuff and jealous of his authority in the colonies as well as at home, continued the policy thus inaugurated and enlarged upon it. If he could have kept his throne, he would have bent the Americans under a harsh rule or brought on in his dominions a revolution like that which he precipitated at home in 1688. He determined to unite the Northern colonies and introduce a more efficient administration based on the pattern of the royal provinces. He made a martinet, Sir Edmund Andros, governor of all New England, New York, and New Jersey. The charter of Massachusetts, annulled in the last days of his brother's reign, he continued to ignore, and that of Connecticut would have been seized if it had not been spirited away and hidden, according to tradition, in a hollow oak.

Charles' successor, James II, a tougher leader who was protective of his power in both the colonies and at home, continued and expanded on the policy that had been started. If he could have held onto his throne, he would have enforced strict control over the Americans or sparked a revolution in his territories similar to the one he triggered at home in 1688. He aimed to unite the Northern colonies and implement a more effective administration modeled after the royal provinces. He appointed a strict governor, Sir Edmund Andros, to oversee all of New England, New York, and New Jersey. He ignored the annulled charter of Massachusetts from the last days of his brother's reign and would have seized Connecticut's charter if it hadn't been cleverly hidden, as the story goes, in a hollow oak.

For several months, Andros gave the Northern colonies a taste of ill-tempered despotism. He wrung quit rents from land owners not accustomed to feudal dues; he abrogated titles to land where, in his opinion, they were unlawful; he forced the Episcopal service upon the Old South Church in Boston; and he denied the writ of habeas corpus to a preacher who denounced taxation without representation. In the middle of his arbitrary course, however, his hand was stayed. The news came that King James had been dethroned by his angry subjects, and the people of Boston, kindling a fire on Beacon Hill, summoned the countryside to dispose of Andros. The response was prompt and hearty. The hated governor was arrested, imprisoned, and sent back across the sea under guard.

For several months, Andros treated the Northern colonies to a taste of harsh tyranny. He extracted rents from landowners who were not used to feudal payments; he canceled land titles he considered illegal; he imposed the Episcopal service on the Old South Church in Boston; and he denied the writ of habeas corpus to a preacher who spoke out against taxation without representation. In the midst of his arbitrary actions, however, his power was interrupted. News arrived that King James had been overthrown by his furious subjects, and the people of Boston lit a fire on Beacon Hill, calling for the countryside to take action against Andros. The response was swift and strong. The despised governor was arrested, imprisoned, and sent back across the sea under guard.

The overthrow of James, followed by the accession of William and Mary and by assured parliamentary supremacy, had an immediate effect in the colonies. The new order was greeted with thanksgiving. Massachusetts was given another charter which, though not so liberal as the first, restored the spirit if not the entire letter of self-government. In the other colonies where Andros had been operating, the old course of affairs was resumed.

The overthrow of James, followed by the rise of William and Mary and guaranteed parliamentary supremacy, had an immediate impact in the colonies. The new order was celebrated with gratitude. Massachusetts received another charter which, while not as generous as the first, restored the essence if not the complete framework of self-government. In the other colonies where Andros had been in charge, normal operations resumed.

The Indifference of the First Two Georges.—On the death in 1714 of Queen Anne, the successor of King William, the throne passed to a Hanoverian prince who, though grateful for English honors and revenues, was more interested in Hanover than in England. George I and George II, whose combined reigns extended from 1714 to 1760, never even learned to speak the English language, at least without an accent. The necessity of taking thought about colonial affairs bored both of them so that the stoutest defender of popular privileges in Boston or Charleston had no ground to complain of the exercise of personal prerogatives by the king. Moreover, during a large part of this period, the direction of affairs was in the hands of an astute leader, Sir Robert Walpole, who betrayed his somewhat cynical view of politics by adopting as his motto: "Let sleeping dogs lie." He revealed his appreciation of popular sentiment by exclaiming: "I will not be the minister to enforce taxes at the expense of blood." Such kings and such ministers were not likely to arouse the slumbering resistance of the thirteen colonies across the sea.

The Indifference of the First Two Georges.—When Queen Anne died in 1714, the throne passed to a Hanoverian prince who, while thankful for the English honors and wealth, was more focused on Hanover than on England. George I and George II, who ruled from 1714 to 1760, never bothered to learn English properly, at least without a strong accent. Thinking about colonial issues bored both of them, so even the staunchest advocates for popular rights in Boston or Charleston had no reason to complain about the king’s personal decisions. Furthermore, for much of this time, the government was led by an astute figure, Sir Robert Walpole, who showcased his somewhat cynical view of politics with the motto: "Let sleeping dogs lie." He showed his understanding of public sentiment by declaring: "I will not be the minister to enforce taxes at the expense of blood." Such kings and ministers were unlikely to provoke the dormant resistance of the thirteen colonies across the ocean.

Control of the Crown over the Colonies.—While no English ruler from James II to George III ventured to interfere with colonial matters personally, constant control over the colonies was exercised by royal officers acting under the authority of the crown. Systematic supervision began in 1660, when there was created by royal order a committee of the king's council to meet on Mondays and Thursdays of each week to consider petitions, memorials, and addresses respecting the plantations. In 1696 a regular board was established, known as the "Lords of Trade and Plantations," which continued, until the American Revolution, to scrutinize closely colonial business. The chief duties of the board were to examine acts of colonial legislatures, to recommend measures to those assemblies for adoption, and to hear memorials and petitions from the colonies relative to their affairs.

Control of the Crown over the Colonies.—While no English monarch from James II to George III directly interfered with colonial issues, royal officers acting under the crown maintained constant control over the colonies. Systematic oversight began in 1660, when a committee from the king's council was created by royal order to meet on Mondays and Thursdays each week to review petitions, memorials, and addresses concerning the plantations. In 1696, a formal board was established, known as the "Lords of Trade and Plantations," which continued to closely examine colonial matters until the American Revolution. The main responsibilities of the board were to review acts of colonial legislatures, recommend actions for those assemblies to adopt, and address memorials and petitions from the colonies regarding their affairs.

The methods employed by this board were varied. All laws passed by American legislatures came before it for review as a matter of routine. If it found an act unsatisfactory, it recommended to the king the exercise of his veto power, known as the royal disallowance. Any person who believed his personal or property rights injured by a colonial law could be heard by the board in person or by attorney; in such cases it was the practice to hear at the same time the agent of the colony so involved. The royal veto power over colonial legislation was not, therefore, a formal affair, but was constantly employed on the suggestion of a highly efficient agency of the crown. All this was in addition to the powers exercised by the governors in the royal provinces.

The methods used by this board were diverse. All laws passed by American legislatures were routinely reviewed by it. If it found a law unsatisfactory, it recommended that the king use his veto power, also known as the royal disallowance. Anyone who believed their personal or property rights were violated by a colonial law could present their case to the board in person or through an attorney; in these instances, the agent of the involved colony would also be heard simultaneously. The royal veto power over colonial legislation was, therefore, not just a formality, but was regularly exercised based on the suggestions of a very efficient agency of the crown. This was in addition to the powers exercised by the governors in the royal provinces.

Judicial Control.—Supplementing this administrative control over the colonies was a constant supervision by the English courts of law. The king, by virtue of his inherent authority, claimed and exercised high appellate powers over all judicial tribunals in the empire. The right of appeal from local courts, expressly set forth in some charters, was, on the eve of the Revolution, maintained in every colony. Any subject in England or America, who, in the regular legal course, was aggrieved by any act of a colonial legislature or any decision of a colonial court, had the right, subject to certain regulations, to carry his case to the king in council, forcing his opponent to follow him across the sea. In the exercise of appellate power, the king in council acting as a court could, and frequently did, declare acts of colonial legislatures duly enacted and approved, null and void, on the ground that they were contrary to English law.

Judicial Control.—Alongside this administrative control over the colonies was ongoing oversight by English courts. The king, based on his inherent authority, claimed and exercised significant appellate powers over all judicial tribunals in the empire. The right to appeal from local courts, clearly stated in some charters, was upheld in every colony just before the Revolution. Any person in England or America who felt wronged by an act of a colonial legislature or any decision from a colonial court had the right, with certain regulations in place, to take their case to the king in council, requiring their opponent to follow them across the ocean. When exercising appellate power, the king in council, acting as a court, could and often did declare acts of colonial legislatures that had been duly enacted and approved, null and void, on the grounds that they were contrary to English law.

Imperial Control in Operation.—Day after day, week after week, year after year, the machinery for political and judicial control over colonial affairs was in operation. At one time the British governors in the colonies were ordered not to approve any colonial law imposing a duty on European goods imported in English vessels. Again, when North Carolina laid a tax on peddlers, the council objected to it as "restrictive upon the trade and dispersion of English manufactures throughout the continent." At other times, Indian trade was regulated in the interests of the whole empire or grants of lands by a colonial legislature were set aside. Virginia was forbidden to close her ports to North Carolina lest there should be retaliation.

Imperial Control in Operation.—Day after day, week after week, year after year, the system for political and judicial control over colonial matters was in effect. At one point, British governors in the colonies were instructed not to approve any colonial laws that imposed a duty on European goods brought in English ships. Then, when North Carolina imposed a tax on peddlers, the council protested it as "restrictive to the trade and distribution of English goods across the continent." At other times, Indian trade was regulated for the benefit of the entire empire, or land grants from a colonial legislature were overridden. Virginia was prohibited from closing her ports to North Carolina to avoid any retaliation.

In short, foreign and intercolonial trade were subjected to a control higher than that of the colony, foreshadowing a day when the Constitution of the United States was to commit to Congress the power to regulate interstate and foreign commerce and commerce with the Indians. A superior judicial power, towering above that of the colonies, as the Supreme Court at Washington now towers above the states, kept the colonial legislatures within the metes and bounds of established law. In the thousands of appeals, memorials, petitions, and complaints, and the rulings and decisions upon them, were written the real history of British imperial control over the American colonies.

In short, foreign and intercolonial trade were under a level of control greater than that of the colony, hinting at a future when the Constitution of the United States would give Congress the power to regulate interstate and foreign commerce, as well as trade with Native Americans. A higher judicial authority, standing over the colonies much like the Supreme Court in Washington stands over the states today, kept the colonial legislatures within the limits of established law. The thousands of appeals, memorials, petitions, and complaints, along with the rulings and decisions related to them, documented the true history of British imperial control over the American colonies.

So great was the business before the Lords of Trade that the colonies had to keep skilled agents in London to protect their interests. As common grievances against the operation of this machinery of control arose, there appeared in each colony a considerable body of men, with the merchants in the lead, who chafed at the restraints imposed on their enterprise. Only a powerful blow was needed to weld these bodies into a common mass nourishing the spirit of colonial nationalism. When to the repeated minor irritations were added general and sweeping measures of Parliament applying to every colony, the rebound came in the Revolution.

The business before the Lords of Trade was so significant that the colonies had to keep skilled agents in London to protect their interests. As common complaints about this system of control emerged, each colony saw the rise of a considerable group of people, led by merchants, who were frustrated by the restrictions on their businesses. It only took a powerful shock to unite these groups into a cohesive force that fostered a sense of colonial nationalism. When the ongoing minor annoyances were compounded by broad measures from Parliament that affected every colony, the reaction resulted in the Revolution.

Parliamentary Control over Colonial Affairs.—As soon as Parliament gained in power at the expense of the king, it reached out to bring the American colonies under its sway as well. Between the execution of Charles I and the accession of George III, there was enacted an immense body of legislation regulating the shipping, trade, and manufactures of America. All of it, based on the "mercantile" theory then prevalent in all countries of Europe, was designed to control the overseas plantations in such a way as to foster the commercial and business interests of the mother country, where merchants and men of finance had got the upper hand. According to this theory, the colonies of the British empire should be confined to agriculture and the production of raw materials, and forced to buy their manufactured goods of England.

Parliamentary Control over Colonial Affairs.—Once Parliament gained power at the expense of the king, it also aimed to bring the American colonies under its control. Between the execution of Charles I and the rise of George III, a massive amount of legislation was passed to regulate the shipping, trade, and manufacturing in America. All of this was based on the "mercantile" theory that was common across Europe at the time, designed to manage overseas colonies in a way that would boost the commercial and business interests of the mother country, where merchants and financiers had taken charge. According to this theory, the colonies of the British empire should focus on agriculture and producing raw materials while being compelled to purchase their manufactured goods from England.

The Navigation Acts.—In the first rank among these measures of British colonial policy must be placed the navigation laws framed for the purpose of building up the British merchant marine and navy—arms so essential in defending the colonies against the Spanish, Dutch, and French. The beginning of this type of legislation was made in 1651 and it was worked out into a system early in the reign of Charles II (1660-85).

The Navigation Acts.—At the top of British colonial policy measures are the navigation laws designed to strengthen the British merchant fleet and navy—essential tools for protecting the colonies from the Spanish, Dutch, and French. This type of legislation started in 1651 and developed into a system early in the reign of Charles II (1660-85).

The Navigation Acts, in effect, gave a monopoly of colonial commerce to British ships. No trade could be carried on between Great Britain and her dominions save in vessels built and manned by British subjects. No European goods could be brought to America save in the ships of the country that produced them or in English ships. These laws, which were almost fatal to Dutch shipping in America, fell with severity upon the colonists, compelling them to pay higher freight rates. The adverse effect, however, was short-lived, for the measures stimulated shipbuilding in the colonies, where the abundance of raw materials gave the master builders of America an advantage over those of the mother country. Thus the colonists in the end profited from the restrictive policy written into the Navigation Acts.

The Navigation Acts effectively gave British ships a monopoly on colonial trade. No trade could happen between Great Britain and its territories except in vessels that were built and operated by British subjects. European goods could only be brought to America on ships from the country that produced them or on English ships. These laws, which nearly destroyed Dutch shipping in America, had a harsh impact on the colonists, forcing them to pay higher freight rates. However, the negative effect was only temporary, as these measures boosted shipbuilding in the colonies, where the abundance of raw materials gave American builders an edge over those in the mother country. Ultimately, the colonists benefited from the restrictive policies laid out in the Navigation Acts.

The Acts against Manufactures.—The second group of laws was deliberately aimed to prevent colonial industries from competing too sharply with those of England. Among the earliest of these measures may be counted the Woolen Act of 1699, forbidding the exportation of woolen goods from the colonies and even the woolen trade between towns and colonies. When Parliament learned, as the result of an inquiry, that New England and New York were making thousands of hats a year and sending large numbers annually to the Southern colonies and to Ireland, Spain, and Portugal, it enacted in 1732 a law declaring that "no hats or felts, dyed or undyed, finished or unfinished" should be "put upon any vessel or laden upon any horse or cart with intent to export to any place whatever." The effect of this measure upon the hat industry was almost ruinous. A few years later a similar blow was given to the iron industry. By an act of 1750, pig and bar iron from the colonies were given free entry to England to encourage the production of the raw material; but at the same time the law provided that "no mill or other engine for slitting or rolling of iron, no plating forge to work with a tilt hammer, and no furnace for making steel" should be built in the colonies. As for those already built, they were declared public nuisances and ordered closed. Thus three important economic interests of the colonists, the woolen, hat, and iron industries, were laid under the ban.

The Acts against Manufactures.—The second group of laws was specifically designed to stop colonial industries from competing too strongly with those in England. One of the earliest of these measures was the Woolen Act of 1699, which prohibited the export of woolen goods from the colonies and even restricted the woolen trade between towns and colonies. When Parliament discovered, through an investigation, that New England and New York were producing thousands of hats each year and exporting a significant number to the Southern colonies as well as to Ireland, Spain, and Portugal, it passed a law in 1732 stating that "no hats or felts, dyed or undyed, finished or unfinished" should be "put upon any vessel or loaded onto any horse or cart with the intent to export to any place whatsoever." This law nearly destroyed the hat industry. A few years later, a similar setback occurred for the iron industry. In an act of 1750, pig and bar iron from the colonies were allowed free entry into England to promote raw material production, but the same law also stipulated that "no mill or other engine for slitting or rolling of iron, no plating forge using a tilt hammer, and no furnace for making steel" could be constructed in the colonies. Those that were already built were deemed public nuisances and ordered to be shut down. As a result, three key economic sectors of the colonists—the woolen, hat, and iron industries—were effectively banned.

The Trade Laws.—The third group of restrictive measures passed by the British Parliament related to the sale of colonial produce. An act of 1663 required the colonies to export certain articles to Great Britain or to her dominions alone; while sugar, tobacco, and ginger consigned to the continent of Europe had to pass through a British port paying custom duties and through a British merchant's hands paying the usual commission. At first tobacco was the only one of the "enumerated articles" which seriously concerned the American colonies, the rest coming mainly from the British West Indies. In the course of time, however, other commodities were added to the list of enumerated articles, until by 1764 it embraced rice, naval stores, copper, furs, hides, iron, lumber, and pearl ashes. This was not all. The colonies were compelled to bring their European purchases back through English ports, paying duties to the government and commissions to merchants again.

The Trade Laws.—The third set of restrictive measures passed by the British Parliament concerned the sale of colonial products. A law from 1663 mandated that the colonies could only export certain items to Great Britain or its territories; additionally, sugar, tobacco, and ginger shipped to Europe had to go through a British port, paying customs duties, and be handled by a British merchant, who would receive the standard commission. Initially, tobacco was the only "enumerated article" that really affected the American colonies, with the other products primarily coming from the British West Indies. Over time, however, more goods were added to the list of enumerated articles, and by 1764 it included rice, naval stores, copper, furs, hides, iron, lumber, and pearl ashes. That wasn't all. The colonies were also required to bring back their European purchases through English ports, paying duties to the government and commissions to merchants again.

The Molasses Act.—Not content with laws enacted in the interest of English merchants and manufacturers, Parliament sought to protect the British West Indies against competition from their French and Dutch neighbors. New England merchants had long carried on a lucrative trade with the French islands in the West Indies and Dutch Guiana, where sugar and molasses could be obtained in large quantities at low prices. Acting on the protests of English planters in the Barbadoes and Jamaica, Parliament, in 1733, passed the famous Molasses Act imposing duties on sugar and molasses imported into the colonies from foreign countries—rates which would have destroyed the American trade with the French and Dutch if the law had been enforced. The duties, however, were not collected. The molasses and sugar trade with the foreigners went on merrily, smuggling taking the place of lawful traffic.

The Molasses Act.—Not satisfied with laws made for the benefit of English merchants and manufacturers, Parliament aimed to shield the British West Indies from competition with their French and Dutch neighbors. For a long time, New England merchants had been engaged in a profitable trade with the French islands in the West Indies and Dutch Guiana, where sugar and molasses were available in large amounts at low prices. In response to complaints from English planters in Barbados and Jamaica, Parliament passed the notorious Molasses Act in 1733, which imposed taxes on sugar and molasses imported into the colonies from foreign countries—rates that would have catastrophic effects on American trade with the French and Dutch had the law been enforced. However, the duties were not collected. The trade in molasses and sugar with foreigners continued without a hitch, with smuggling replacing legal trade.

Effect of the Laws in America.—As compared with the strict monopoly of her colonial trade which Spain consistently sought to maintain, the policy of England was both moderate and liberal. Furthermore, the restrictive laws were supplemented by many measures intended to be favorable to colonial prosperity. The Navigation Acts, for example, redounded to the advantage of American shipbuilders and the producers of hemp, tar, lumber, and ship stores in general. Favors in British ports were granted to colonial producers as against foreign competitors and in some instances bounties were paid by England to encourage colonial enterprise. Taken all in all, there is much justification in the argument advanced by some modern scholars to the effect that the colonists gained more than they lost by British trade and industrial legislation. Certainly after the establishment of independence, when free from these old restrictions, the Americans found themselves handicapped by being treated as foreigners rather than favored traders and the recipients of bounties in English markets.

Effect of the Laws in America.—Compared to the strict monopoly over colonial trade that Spain consistently tried to enforce, England's policy was much more moderate and liberal. Additionally, the restrictive laws were supported by various measures aimed at promoting colonial prosperity. The Navigation Acts, for instance, benefited American shipbuilders and producers of hemp, tar, lumber, and general ship supplies. Colonial producers received advantages in British ports over foreign competitors, and in some cases, England offered bounties to encourage colonial businesses. Overall, there is significant support for the argument made by some modern scholars that the colonists gained more than they lost from British trade and industrial laws. Certainly, after gaining independence, when they were free from those old restrictions, Americans found themselves at a disadvantage because they were treated as foreigners rather than favored traders receiving bounties in English markets.

Be that as it may, it appears that the colonists felt little irritation against the mother country on account of the trade and navigation laws enacted previous to the close of the French and Indian war. Relatively few were engaged in the hat and iron industries as compared with those in farming and planting, so that England's policy of restricting America to agriculture did not conflict with the interests of the majority of the inhabitants. The woolen industry was largely in the hands of women and carried on in connection with their domestic duties, so that it was not the sole support of any considerable number of people.

That said, it seems that the colonists felt little frustration toward the mother country because of the trade and navigation laws established before the end of the French and Indian War. Relatively few people were involved in the hat and iron industries compared to those in farming and planting, so England's policy of limiting America to agriculture didn’t clash with the interests of most residents. The woolen industry was mainly run by women and was connected to their household responsibilities, so it wasn't the main source of income for a significant number of people.

As a matter of fact, moreover, the restrictive laws, especially those relating to trade, were not rigidly enforced. Cargoes of tobacco were boldly sent to continental ports without even so much as a bow to the English government, to which duties should have been paid. Sugar and molasses from the French and Dutch colonies were shipped into New England in spite of the law. Royal officers sometimes protested against smuggling and sometimes connived at it; but at no time did they succeed in stopping it. Taken all in all, very little was heard of "the galling restraints of trade" until after the French war, when the British government suddenly entered upon a new course.

In fact, the restrictive laws, especially those about trade, were not strictly enforced. Shipments of tobacco were sent to continental ports without even acknowledging the English government, to which duties should have been paid. Sugar and molasses from French and Dutch colonies were imported into New England despite the law. Royal officers sometimes complained about smuggling and sometimes turned a blind eye to it; but they were never able to stop it. Overall, there was very little talk of "the burdensome trade restrictions" until after the French War, when the British government suddenly took a new approach.

Overview of the Colonial Era

In the period between the landing of the English at Jamestown, Virginia, in 1607, and the close of the French and Indian war in 1763—a period of a century and a half—a new nation was being prepared on this continent to take its place among the powers of the earth. It was an epoch of migration. Western Europe contributed emigrants of many races and nationalities. The English led the way. Next to them in numerical importance were the Scotch-Irish and the Germans. Into the melting pot were also cast Dutch, Swedes, French, Jews, Welsh, and Irish. Thousands of negroes were brought from Africa to till Southern fields or labor as domestic servants in the North.

Between the arrival of the English at Jamestown, Virginia, in 1607, and the end of the French and Indian War in 1763—a span of a century and a half—a new nation was being formed on this continent to take its place among the world's powers. This was a time of migration. Western Europe sent emigrants of various races and nationalities. The English were the largest group. Following them were the Scotch-Irish and the Germans. Also contributing to the mix were the Dutch, Swedes, French, Jews, Welsh, and Irish. Thousands of Africans were brought over to work in Southern fields or as domestic servants in the North.

Why did they come? The reasons are various. Some of them, the Pilgrims and Puritans of New England, the French Huguenots, Scotch-Irish and Irish, and the Catholics of Maryland, fled from intolerant governments that denied them the right to worship God according to the dictates of their consciences. Thousands came to escape the bondage of poverty in the Old World and to find free homes in America. Thousands, like the negroes from Africa, were dragged here against their will. The lure of adventure appealed to the restless and the lure of profits to the enterprising merchants.

Why did they come? The reasons are many. Some, like the Pilgrims and Puritans of New England, the French Huguenots, the Scotch-Irish and Irish, and the Catholics of Maryland, fled from oppressive governments that wouldn’t let them worship God in the way they believed. Thousands came to escape the grip of poverty in the Old World and to find freedom and homes in America. Thousands, like the enslaved people from Africa, were brought here against their will. The thrill of adventure attracted the restless, while the promise of profits drew in the ambitious merchants.

How did they come? In some cases religious brotherhoods banded together and borrowed or furnished the funds necessary to pay the way. In other cases great trading companies were organized to found colonies. Again it was the wealthy proprietor, like Lord Baltimore or William Penn, who undertook to plant settlements. Many immigrants were able to pay their own way across the sea. Others bound themselves out for a term of years in exchange for the cost of the passage. Negroes were brought on account of the profits derived from their sale as slaves.

How did they arrive? In some instances, religious groups joined forces and either lent or provided the funds needed to cover the journey. In other situations, large trading companies were established to create colonies. Additionally, wealthy landowners, like Lord Baltimore or William Penn, took on the responsibility of establishing settlements. Many immigrants managed to pay for their own trip across the ocean. Others agreed to work for a number of years in exchange for the cost of their passage. Enslaved Africans were brought over due to the profits gained from their sale as slaves.

Whatever the motive for their coming, however, they managed to get across the sea. The immigrants set to work with a will. They cut down forests, built houses, and laid out fields. They founded churches, schools, and colleges. They set up forges and workshops. They spun and wove. They fashioned ships and sailed the seas. They bartered and traded. Here and there on favorable harbors they established centers of commerce—Boston, Providence, New York, Philadelphia, Baltimore, and Charleston. As soon as a firm foothold was secured on the shore line they pressed westward until, by the close of the colonial period, they were already on the crest of the Alleghanies.

Whatever the reason for their arrival, they successfully crossed the sea. The immigrants got to work enthusiastically. They cleared forests, built homes, and established fields. They created churches, schools, and colleges. They set up forges and workshops. They spun and wove textiles. They built ships and navigated the seas. They bartered and traded with one another. In various favorable harbors, they created centers of commerce—Boston, Providence, New York, Philadelphia, Baltimore, and Charleston. Once they secured a strong foothold along the coastline, they pushed westward until, by the end of the colonial period, they were already on the crest of the Alleghenies.

Though they were widely scattered along a thousand miles of seacoast, the colonists were united in spirit by many common ties. The major portion of them were Protestants. The language, the law, and the literature of England furnished the basis of national unity. Most of the colonists were engaged in the same hard task; that of conquering a wilderness. To ties of kinship and language were added ties created by necessity. They had to unite in defense; first, against the Indians and later against the French. They were all subjects of the same sovereign—the king of England. The English Parliament made laws for them and the English government supervised their local affairs, their trade, and their manufactures. Common forces assailed them. Common grievances vexed them. Common hopes inspired them.

Even though the colonists were spread out over a thousand miles of coastline, they were connected in spirit by many shared ties. Most of them were Protestants. The language, laws, and literature of England provided the foundation for national unity. The majority of the colonists were involved in the same difficult challenge: conquering a wilderness. In addition to ties of family and language, there were ties formed by necessity. They had to come together for defense; first against the Indians and later against the French. They were all subjects of the same ruler—the king of England. The English Parliament made laws for them, and the English government oversaw their local affairs, trade, and manufacturing. They faced common threats. Shared grievances troubled them. Shared hopes motivated them.

Many of the things which tended to unite them likewise tended to throw them into opposition to the British Crown and Parliament. Most of them were freeholders; that is, farmers who owned their own land and tilled it with their own hands. A free soil nourished the spirit of freedom. The majority of them were Dissenters, critics, not friends, of the Church of England, that stanch defender of the British monarchy. Each colony in time developed its own legislature elected by the voters; it grew accustomed to making laws and laying taxes for itself. Here was a people learning self-reliance and self-government. The attempts to strengthen the Church of England in America and the transformation of colonies into royal provinces only fanned the spirit of independence which they were designed to quench.

Many of the things that brought them together also pushed them against the British Crown and Parliament. Most of them were freeholders, meaning they were farmers who owned their own land and worked it themselves. A free land fostered a spirit of freedom. The majority were Dissenters, who were critics rather than supporters of the Church of England, a staunch defender of the British monarchy. Each colony eventually created its own legislature elected by the voters; they became used to making laws and setting taxes for themselves. Here was a people learning to be self-reliant and self-governing. The efforts to strengthen the Church of England in America and the changes of colonies into royal provinces only fueled the spirit of independence that those efforts intended to suppress.

Nevertheless, the Americans owed much of their prosperity to the assistance of the government that irritated them. It was the protection of the British navy that prevented Holland, Spain, and France from wiping out their settlements. Though their manufacture and trade were controlled in the interests of the mother country, they also enjoyed great advantages in her markets. Free trade existed nowhere upon the earth; but the broad empire of Britain was open to American ships and merchandise. It could be said, with good reason, that the disadvantages which the colonists suffered through British regulation of their industry and trade were more than offset by the privileges they enjoyed. Still that is somewhat beside the point, for mere economic advantage is not necessarily the determining factor in the fate of peoples. A thousand circumstances had helped to develop on this continent a nation, to inspire it with a passion for independence, and to prepare it for a destiny greater than that of a prosperous dominion of the British empire. The economists, who tried to prove by logic unassailable that America would be richer under the British flag, could not change the spirit of Patrick Henry, Samuel Adams, Benjamin Franklin, or George Washington.

Nevertheless, the Americans owed much of their prosperity to the government that annoyed them. It was the protection of the British navy that kept the Netherlands, Spain, and France from destroying their settlements. Although their manufacturing and trade were managed for the benefit of the mother country, they also had significant advantages in her markets. Free trade didn't exist anywhere in the world, but the vast British empire was open to American ships and goods. It could be argued that the drawbacks the colonists faced due to British regulation of their industry and trade were more than balanced by the benefits they received. Still, that's somewhat beside the point, as mere economic advantage isn't necessarily the deciding factor in the fate of nations. A thousand factors had contributed to the growth of a nation on this continent, inspiring a passion for independence and preparing it for a destiny greater than being a prosperous part of the British empire. The economists, who tried to logically prove that America would be wealthier under British rule, couldn't change the spirit of Patrick Henry, Samuel Adams, Benjamin Franklin, or George Washington.

References

G.L. Beer, Origin of the British Colonial System and The Old Colonial System.

G.L. Beer, Origin of the British Colonial System and The Old Colonial System.

A. Bradley, The Fight for Canada in North America.

A. Bradley, The Fight for Canada in North America.

C.M. Andrews, Colonial Self-Government (American Nation Series).

C.M. Andrews, *Colonial Self-Government* (American Nation Series).

H. Egerton, Short History of British Colonial Policy.

H. Egerton, Short History of British Colonial Policy.

F. Parkman, France and England in North America (12 vols.).

F. Parkman, France and England in North America (12 vols.).

R. Thwaites, France in America (American Nation Series).

R. Thwaites, France in America (American Nation Series).

J. Winsor, The Mississippi Valley and Cartier to Frontenac.

J. Winsor, The Mississippi Valley and Cartier to Frontenac.

Questions

1. How would you define "nationalism"?

How do you define "nationalism"?

2. Can you give any illustrations of the way that war promotes nationalism?

2. Can you provide any examples of how war encourages nationalism?

3. Why was it impossible to establish and maintain a uniform policy in dealing with the Indians?

3. Why was it impossible to establish and maintain a consistent policy in dealing with the Native Americans?

4. What was the outcome of the final clash with the French?

4. What happened in the final battle with the French?

5. Enumerate the five chief results of the wars with the French and the Indians. Discuss each in detail.

5. List the five main outcomes of the wars with the French and the Indians. Explain each one in detail.

6. Explain why it was that the character of the English king mattered to the colonists.

6. Explain why the character of the English king was important to the colonists.

7. Contrast England under the Stuarts with England under the Hanoverians.

7. Compare England during the Stuart period with England during the Hanoverian period.

8. Explain how the English Crown, Courts, and Parliament controlled the colonies.

8. Explain how the English Crown, Courts, and Parliament controlled the colonies.

9. Name the three important classes of English legislation affecting the colonies. Explain each.

9. Name the three key types of English laws that impact the colonies. Explain each one.

10. Do you think the English legislation was beneficial or injurious to the colonies? Why?

10. Do you think the English laws were helpful or harmful to the colonies? Why?

Research Topics

Rise of French Power in North America.—Special reference: Francis Parkman, Struggle for a Continent.

Rise of French Power in North America.—Special reference: Francis Parkman, Struggle for a Continent.

The French and Indian Wars.—Special reference: W.M. Sloane, French War and the Revolution, Chaps. VI-IX. Parkman, Montcalm and Wolfe, Vol. II, pp. 195-299. Elson, History of the United States, pp. 171-196.

The French and Indian Wars.—Special reference: W.M. Sloane, French War and the Revolution, Chaps. VI-IX. Parkman, Montcalm and Wolfe, Vol. II, pp. 195-299. Elson, History of the United States, pp. 171-196.

English Navigation Acts.—Macdonald, Documentary Source Book, pp. 55, 72, 78, 90, 103. Coman, Industrial History, pp. 79-85.

English Navigation Acts.—Macdonald, Documentary Source Book, pp. 55, 72, 78, 90, 103. Coman, Industrial History, pp. 79-85.

British Colonial Policy.—Callender, Economic History of the United States, pp. 102-108.

British Colonial Policy.—Callender, Economic History of the United States, pp. 102-108.

The New England Confederation.—Analyze the document in Macdonald, Source Book, p. 45. Special reference: Fiske, Beginnings of New England, pp. 140-198.

The New England Confederation.—Look over the document in Macdonald, Source Book, p. 45. Special reference: Fiske, Beginnings of New England, pp. 140-198.

The Administration of Andros.—Fiske, Beginnings, pp. 242-278.

The Administration of Andros.—Fiske, Beginnings, pp. 242-278.

Biographical Studies.—William Pitt and Sir Robert Walpole. Consult Green, Short History of England, on their policies, using the index.

Biographical Studies.—William Pitt and Sir Robert Walpole. Check out Green's Short History of England for details on their policies, using the index.


PART II. CONFLICT AND INDEPENDENCE


CHAPTER V

THE NEW COURSE IN BRITISH IMPERIAL POLICY

On October 25, 1760, King George II died and the British crown passed to his young grandson. The first George, the son of the Elector of Hanover and Sophia the granddaughter of James I, was a thorough German who never even learned to speak the language of the land over which he reigned. The second George never saw England until he was a man. He spoke English with an accent and until his death preferred his German home. During their reign, the principle had become well established that the king did not govern but acted only through ministers representing the majority in Parliament.

On October 25, 1760, King George II died, and the British crown went to his young grandson. The first George, the son of the Elector of Hanover and Sophia, the granddaughter of James I, was completely German and never even learned to speak the language of the country he ruled. The second George didn’t see England until he was an adult. He spoke English with an accent and preferred his German homeland until his death. During their reign, it became widely accepted that the king didn’t govern but acted solely through ministers who represented the majority in Parliament.

George III and His Regime

The Character of the New King.—The third George rudely broke the German tradition of his family. He resented the imputation that he was a foreigner and on all occasions made a display of his British sympathies. To the draft of his first speech to Parliament, he added the popular phrase: "Born and educated in this country, I glory in the name of Briton." Macaulay, the English historian, certainly of no liking for high royal prerogative, said of George: "The young king was a born Englishman. All his tastes and habits, good and bad, were English. No portion of his subjects had anything to reproach him with.... His age, his appearance, and all that was known of his character conciliated public favor. He was in the bloom of youth; his person and address were pleasing; scandal imputed to him no vice; and flattery might without glaring absurdity ascribe to him many princely virtues."

The Character of the New King.—King George III pushed back against the German traditions of his family. He disliked being seen as a foreigner and consistently showcased his British pride. In the draft of his first speech to Parliament, he included the popular line: "Born and educated in this country, I take pride in being called a Briton." Macaulay, the English historian who wasn't fond of strong royal powers, remarked about George: "The young king was truly English. All his tastes and habits, both good and bad, were English. None of his subjects had any reason to criticize him... His youth, his appearance, and everything known about his character gained public favor. He was in the prime of his youth; his looks and demeanor were charming; no scandals could accuse him of wrongdoing; and flattery could, without sounding ridiculous, attribute many royal virtues to him."

Nevertheless George III had been spoiled by his mother, his tutors, and his courtiers. Under their influence he developed high and mighty notions about the sacredness of royal authority and his duty to check the pretensions of Parliament and the ministers dependent upon it. His mother had dinned into his ears the slogan: "George, be king!" Lord Bute, his teacher and adviser, had told him that his honor required him to take an active part in the shaping of public policy and the making of laws. Thus educated, he surrounded himself with courtiers who encouraged him in the determination to rule as well as reign, to subdue all parties, and to place himself at the head of the nation and empire.

Nevertheless, George III had been spoiled by his mother, his tutors, and his courtiers. Under their influence, he developed lofty ideas about the importance of royal authority and his duty to challenge the ambitions of Parliament and the ministers reliant on it. His mother constantly reminded him with the slogan: "George, be king!" Lord Bute, his teacher and adviser, told him that his honor required him to actively participate in shaping public policy and creating laws. Educated this way, he surrounded himself with courtiers who supported his determination to rule as well as reign, to control all factions, and to position himself at the forefront of the nation and empire.

George III
From a vintage print
George III

Political Parties and George III.—The state of the political parties favored the plans of the king to restore some of the ancient luster of the crown. The Whigs, who were composed mainly of the smaller freeholders, merchants, inhabitants of towns, and Protestant non-conformists, had grown haughty and overbearing through long continuance in power and had as a consequence raised up many enemies in their own ranks. Their opponents, the Tories, had by this time given up all hope of restoring to the throne the direct Stuart line; but they still cherished their old notions about divine right. With the accession of George III the coveted opportunity came to them to rally around the throne again. George received his Tory friends with open arms, gave them offices, and bought them seats in the House of Commons.

Political Parties and George III.—The situation with the political parties supported the king's plans to bring back some of the former prestige of the crown. The Whigs, who were mainly made up of smaller landowners, merchants, town residents, and Protestant dissenters, had become arrogant and domineering after being in power for so long, which had led to many enemies forming within their own ranks. Meanwhile, the Tories had given up all hope of reinstating the direct Stuart line to the throne, but they still held on to their old beliefs about divine right. With George III’s rise to power, they finally had the chance to unite around the throne again. George welcomed his Tory allies with open arms, appointed them to positions, and bought them seats in the House of Commons.

The British Parliamentary System.—The peculiarities of the British Parliament at the time made smooth the way for the king and his allies with their designs for controlling the entire government. In the first place, the House of Lords was composed mainly of hereditary nobles whose number the king could increase by the appointment of his favorites, as of old. Though the members of the House of Commons were elected by popular vote, they did not speak for the mass of English people. Great towns like Leeds, Manchester, and Birmingham, for example, had no representatives at all. While there were about eight million inhabitants in Great Britain, there were in 1768 only about 160,000 voters; that is to say, only about one in every ten adult males had a voice in the government. Many boroughs returned one or more members to the Commons although they had merely a handful of voters or in some instances no voters at all. Furthermore, these tiny boroughs were often controlled by lords who openly sold the right of representation to the highest bidder. The "rotten-boroughs," as they were called by reformers, were a public scandal, but George III readily made use of them to get his friends into the House of Commons.

The British Parliamentary System.—The unique features of the British Parliament at the time made it easy for the king and his supporters to push their agenda for controlling the entire government. First, the House of Lords was mainly made up of hereditary nobles, and the king could increase their numbers by appointing his favorites, just as before. While the members of the House of Commons were elected through popular vote, they didn’t truly represent the majority of English people. For example, major cities like Leeds, Manchester, and Birmingham had no representatives at all. With around eight million people in Great Britain, there were only about 160,000 voters in 1768; in other words, only about one in ten adult males had a say in the government. Many boroughs sent one or more members to the Commons even though they only had a small number of voters or, in some cases, none at all. Additionally, these small boroughs were often controlled by lords who openly sold the right to representation to the highest bidder. The "rotten boroughs," as reformers called them, were a public scandal, but George III took advantage of them to get his friends into the House of Commons.

George III's Ministers and Their Colonial Policies

Grenville and the War Debt.—Within a year after the accession of George III, William Pitt was turned out of office, the king treating him with "gross incivility" and the crowds shouting "Pitt forever!" The direction of affairs was entrusted to men enjoying the king's confidence. Leadership in the House of Commons fell to George Grenville, a grave and laborious man who for years had groaned over the increasing cost of government.

Grenville and the War Debt.—Within a year of George III becoming king, William Pitt was removed from office, with the king treating him with "rude disrespect" and crowds cheering for "Pitt forever!" The administration was given to those who had the king's trust. Leadership in the House of Commons was taken on by George Grenville, a serious and hardworking man who had long struggled with the rising costs of government.

The first task after the conclusion of peace in 1763 was the adjustment of the disordered finances of the kingdom. The debt stood at the highest point in the history of the country. More revenue was absolutely necessary and Grenville began to search for it, turning his attention finally to the American colonies. In this quest he had the aid of a zealous colleague, Charles Townshend, who had long been in public service and was familiar with the difficulties encountered by royal governors in America. These two men, with the support of the entire ministry, inaugurated in February, 1763, "a new system of colonial government. It was announced by authority that there were to be no more requisitions from the king to the colonial assemblies for supplies, but that the colonies were to be taxed instead by act of Parliament. Colonial governors and judges were to be paid by the Crown; they were to be supported by a standing army of twenty regiments; and all the expenses of this force were to be met by parliamentary taxation."

The first task after peace was declared in 1763 was the adjustment of the kingdom's chaotic finances. The national debt had reached its highest point ever. More revenue was absolutely necessary, so Grenville began searching for it, ultimately focusing on the American colonies. He had the enthusiastic support of a dedicated colleague, Charles Townshend, who had extensive experience in public service and understood the challenges faced by royal governors in America. Together, with backing from the entire ministry, they launched a "new system of colonial government" in February 1763. It was announced that there would be no more requests from the king to the colonial assemblies for supplies; instead, the colonies would be taxed directly by acts of Parliament. Colonial governors and judges would be paid by the Crown, supported by a standing army of twenty regiments, and all costs associated with this force would be covered by parliamentary taxation.

Restriction of Paper Money (1763).—Among the many complaints filed before the board of trade were vigorous protests against the issuance of paper money by the colonial legislatures. The new ministry provided a remedy in the act of 1763, which declared void all colonial laws authorizing paper money or extending the life of outstanding bills. This law was aimed at the "cheap money" which the Americans were fond of making when specie was scarce—money which they tried to force on their English creditors in return for goods and in payment of the interest and principal of debts. Thus the first chapter was written in the long battle over sound money on this continent.

Restriction of Paper Money (1763).—Among the many complaints submitted to the board of trade were strong protests against the issuance of paper money by the colonial legislatures. The new ministry responded with the act of 1763, which invalidated all colonial laws that allowed paper money or extended the lifespan of existing bills. This law targeted the "cheap money" that Americans liked to create when hard currency was scarce—money they attempted to use to pay their English creditors for goods and to settle the interest and principal of debts. This marked the beginning of a long struggle over sound money in this continent.

Limitation on Western Land Sales.—Later in the same year (1763) George III issued a royal proclamation providing, among other things, for the government of the territory recently acquired by the treaty of Paris from the French. One of the provisions in this royal decree touched frontiersmen to the quick. The contests between the king's officers and the colonists over the disposition of western lands had been long and sharp. The Americans chafed at restrictions on settlement. The more adventurous were continually moving west and "squatting" on land purchased from the Indians or simply seized without authority. To put an end to this, the king forbade all further purchases from the Indians, reserving to the crown the right to acquire such lands and dispose of them for settlement. A second provision in the same proclamation vested the power of licensing trade with the Indians, including the lucrative fur business, in the hands of royal officers in the colonies. These two limitations on American freedom and enterprise were declared to be in the interest of the crown and for the preservation of the rights of the Indians against fraud and abuses.

Limitation on Western Land Sales.—Later in the same year (1763), George III issued a royal proclamation that outlined, among other things, the governance of the territory recently acquired from the French through the Treaty of Paris. One of the provisions in this royal decree deeply affected frontiersmen. The conflicts between the king's officers and the colonists over western land had been long-standing and intense. The Americans were frustrated with restrictions on settlement. The more daring individuals were constantly pushing westward and "squatting" on land that they had either purchased from the Indians or took without permission. To put a stop to this, the king prohibited any further purchases from the Indians, reserving for the crown the authority to acquire such lands and manage them for settlement. A second provision in the same proclamation granted royal officers in the colonies the power to license trade with the Indians, including the profitable fur trade. These two restrictions on American freedom and initiative were said to be in the interest of the crown and aimed at protecting the rights of the Indians against fraud and abuse.

The Sugar Act of 1764.—King George's ministers next turned their attention to measures of taxation and trade. Since the heavy debt under which England was laboring had been largely incurred in the defense of America, nothing seemed more reasonable to them than the proposition that the colonies should help to bear the burden which fell so heavily upon the English taxpayer. The Sugar Act of 1764 was the result of this reasoning. There was no doubt about the purpose of this law, for it was set forth clearly in the title: "An act for granting certain duties in the British colonies and plantations in America ... for applying the produce of such duties ... towards defraying the expenses of defending, protecting and securing the said colonies and plantations ... and for more effectually preventing the clandestine conveyance of goods to and from the said colonies and plantations and improving and securing the trade between the same and Great Britain." The old Molasses Act had been prohibitive; the Sugar Act of 1764 was clearly intended as a revenue measure. Specified duties were laid upon sugar, indigo, calico, silks, and many other commodities imported into the colonies. The enforcement of the Molasses Act had been utterly neglected; but this Sugar Act had "teeth in it." Special precautions as to bonds, security, and registration of ship masters, accompanied by heavy penalties, promised a vigorous execution of the new revenue law.

The Sugar Act of 1764.—King George's ministers then shifted their focus to taxation and trade measures. Given the significant debt that England was struggling with, mostly from defending America, it seemed entirely reasonable to them that the colonies should help carry the burden that weighed heavily on the English taxpayer. The Sugar Act of 1764 was a direct result of this thinking. The purpose of this law was clear, as stated in the title: "An act for granting certain duties in the British colonies and plantations in America ... for applying the produce of such duties ... towards covering the expenses of defending, protecting and securing the said colonies and plantations ... and for more effectively preventing the secret transport of goods to and from the said colonies and plantations and improving and securing trade between them and Great Britain." The old Molasses Act had been prohibitive; the Sugar Act of 1764 was clearly designed as a revenue measure. Specific duties were placed on sugar, indigo, calico, silks, and various other items imported into the colonies. The enforcement of the Molasses Act had been completely ignored; however, this Sugar Act had "teeth." Special requirements regarding bonds, security, and registration of ship masters, along with severe penalties, ensured a strong enforcement of the new revenue law.

The strict terms of the Sugar Act were strengthened by administrative measures. Under a law of the previous year the commanders of armed vessels stationed along the American coast were authorized to stop, search, and, on suspicion, seize merchant ships approaching colonial ports. By supplementary orders, the entire British official force in America was instructed to be diligent in the execution of all trade and navigation laws. Revenue collectors, officers of the army and navy, and royal governors were curtly ordered to the front to do their full duty in the matter of law enforcement. The ordinary motives for the discharge of official obligations were sharpened by an appeal to avarice, for naval officers who seized offenders against the law were rewarded by large prizes out of the forfeitures and penalties.

The strict rules of the Sugar Act were reinforced by new administrative actions. According to a law from the previous year, the commanders of armed ships stationed along the American coast were allowed to stop, search, and, if they suspected anything, seize merchant vessels approaching colonial ports. Additional orders instructed the entire British official force in America to be diligent in enforcing all trade and navigation laws. Revenue collectors, army and navy officers, and royal governors were bluntly ordered to step up and fulfill their duties in law enforcement. The usual motivations for carrying out official responsibilities were heightened by the lure of money, as naval officers who captured lawbreakers were rewarded with large prizes from the confiscated goods and penalties.

The Stamp Act (1765).—The Grenville-Townshend combination moved steadily towards its goal. While the Sugar Act was under consideration in Parliament, Grenville announced a plan for a stamp bill. The next year it went through both Houses with a speed that must have astounded its authors. The vote in the Commons stood 205 in favor to 49 against; while in the Lords it was not even necessary to go through the formality of a count. As George III was temporarily insane, the measure received royal assent by a commission acting as a board of regency. Protests of colonial agents in London were futile. "We might as well have hindered the sun's progress!" exclaimed Franklin. Protests of a few opponents in the Commons were equally vain. The ministry was firm in its course and from all appearances the Stamp Act hardly roused as much as a languid interest in the city of London. In fact, it is recorded that the fateful measure attracted less notice than a bill providing for a commission to act for the king when he was incapacitated.

The Stamp Act (1765).—The Grenville-Townshend team moved steadily toward their goal. While the Sugar Act was being discussed in Parliament, Grenville announced a plan for a stamp bill. The following year, it passed through both Houses with a speed that must have shocked its creators. The vote in the Commons was 205 in favor and 49 against; in the Lords, it didn’t even require a formal count. Since George III was temporarily insane, the measure got royal assent from a commission acting as a board of regency. Protests from colonial agents in London had no impact. "We might as well have tried to stop the sun!" exclaimed Franklin. Protests from a few opponents in the Commons were equally pointless. The ministry remained steadfast in its actions, and the Stamp Act barely stirred any interest in London. In fact, it’s noted that the significant measure received less attention than a bill to establish a commission to act for the king during his incapacity.

The Stamp Act, like the Sugar Act, declared the purpose of the British government to raise revenue in America "towards defraying the expenses of defending, protecting, and securing the British colonies and plantations in America." It was a long measure of more than fifty sections, carefully planned and skillfully drawn. By its provisions duties were imposed on practically all papers used in legal transactions,—deeds, mortgages, inventories, writs, bail bonds,—on licenses to practice law and sell liquor, on college diplomas, playing cards, dice, pamphlets, newspapers, almanacs, calendars, and advertisements. The drag net was closely knit, for scarcely anything escaped.

The Stamp Act, like the Sugar Act, aimed to get the British government to raise money in America "towards covering the costs of defending, protecting, and securing the British colonies and plantations in America." It was a lengthy piece of legislation with more than fifty sections, carefully designed and skillfully crafted. Its provisions imposed taxes on nearly all papers used in legal dealings—deeds, mortgages, inventories, writs, bail bonds—along with licenses to practice law and sell alcohol, college diplomas, playing cards, dice, pamphlets, newspapers, almanacs, calendars, and advertisements. The net was tightly woven, as hardly anything escaped its grasp.

The Quartering Act (1765).—The ministers were aware that the Stamp Act would rouse opposition in America—how great they could not conjecture. While the measure was being debated, a friend of General Wolfe, Colonel Barré, who knew America well, gave them an ominous warning in the Commons. "Believe me—remember I this day told you so—" he exclaimed, "the same spirit of freedom which actuated that people at first will accompany them still ... a people jealous of their liberties and who will vindicate them, if ever they should be violated." The answer of the ministry to a prophecy of force was a threat of force. Preparations were accordingly made to dispatch a larger number of soldiers than usual to the colonies, and the ink was hardly dry on the Stamp Act when Parliament passed the Quartering Act ordering the colonists to provide accommodations for the soldiers who were to enforce the new laws. "We have the power to tax them," said one of the ministry, "and we will tax them."

The Quartering Act (1765).—The ministers knew that the Stamp Act would spark opposition in America—how serious, they couldn't predict. While the measure was being discussed, a friend of General Wolfe, Colonel Barré, who was familiar with America, gave them a foreboding warning in the Commons. "Believe me—remember I said this today—" he exclaimed, "the same spirit of freedom that motivated those people at first will still drive them ... a people who are protective of their liberties and will fight for them if they are ever threatened." Instead of heeding this warning, the ministry responded with a threat of force. Preparations were made to send more soldiers than usual to the colonies, and just as the ink was drying on the Stamp Act, Parliament passed the Quartering Act, which required the colonists to house the soldiers enforcing the new laws. "We have the power to tax them," said one member of the ministry, "and we will tax them."

Colonial Resistance Forces Repeal

Popular Opposition.—The Stamp Act was greeted in America by an outburst of denunciation. The merchants of the seaboard cities took the lead in making a dignified but unmistakable protest, agreeing not to import British goods while the hated law stood upon the books. Lawyers, some of them incensed at the heavy taxes on their operations and others intimidated by patriots who refused to permit them to use stamped papers, joined with the merchants. Aristocratic colonial Whigs, who had long grumbled at the administration of royal governors, protested against taxation without their consent, as the Whigs had done in old England. There were Tories, however, in the colonies as in England—many of them of the official class—who denounced the merchants, lawyers, and Whig aristocrats as "seditious, factious and republican." Yet the opposition to the Stamp Act and its accompanying measure, the Quartering Act, grew steadily all through the summer of 1765.

Popular Opposition.—The Stamp Act was met with a huge backlash in America. Merchants from coastal cities took the lead in making a dignified yet clear protest, agreeing not to import British goods as long as the hated law remained in effect. Lawyers, some upset about the heavy taxes on their work and others intimidated by patriots who wouldn’t let them use stamped papers, joined forces with the merchants. Wealthy colonial Whigs, who had long complained about the rule of royal governors, protested against taxation without their consent, just like the Whigs had done back in England. There were also Tories in the colonies, just like in England—many of them from the official class—who condemned the merchants, lawyers, and Whig aristocrats as "seditious, factious and republican." Still, the opposition to the Stamp Act and its related measure, the Quartering Act, grew steadily throughout the summer of 1765.

In a little while it was taken up in the streets and along the countryside. All through the North and in some of the Southern colonies, there sprang up, as if by magic, committees and societies pledged to resist the Stamp Act to the bitter end. These popular societies were known as Sons of Liberty and Daughters of Liberty: the former including artisans, mechanics, and laborers; and the latter, patriotic women. Both groups were alike in that they had as yet taken little part in public affairs. Many artisans, as well as all the women, were excluded from the right to vote for colonial assemblymen.

Soon, it spread through the streets and countryside. All across the North and in some Southern colonies, committees and societies dedicated to resisting the Stamp Act suddenly appeared, almost like magic. These groups were known as the Sons of Liberty and the Daughters of Liberty: the former comprised artisans, mechanics, and laborers, while the latter included patriotic women. Both groups were similar in that they had mostly stayed out of public affairs until this point. Many artisans, along with all women, were denied the right to vote for colonial assembly members.

While the merchants and Whig gentlemen confined their efforts chiefly to drafting well-phrased protests against British measures, the Sons of Liberty operated in the streets and chose rougher measures. They stirred up riots in Boston, New York, Philadelphia, and Charleston when attempts were made to sell the stamps. They sacked and burned the residences of high royal officers. They organized committees of inquisition who by threats and intimidation curtailed the sale of British goods and the use of stamped papers. In fact, the Sons of Liberty carried their operations to such excesses that many mild opponents of the stamp tax were frightened and drew back in astonishment at the forces they had unloosed. The Daughters of Liberty in a quieter way were making a very effective resistance to the sale of the hated goods by spurring on domestic industries, their own particular province being the manufacture of clothing, and devising substitutes for taxed foods. They helped to feed and clothe their families without buying British goods.

While the merchants and Whig gentlemen mostly focused on writing well-worded protests against British policies, the Sons of Liberty took to the streets and used more aggressive tactics. They incited riots in Boston, New York, Philadelphia, and Charleston whenever attempts were made to sell the stamps. They looted and set fire to the homes of high-ranking royal officials. They formed committees that used threats and intimidation to limit the sale of British goods and the use of stamped paper. In fact, the Sons of Liberty went so far that many moderate opponents of the stamp tax were scared and taken aback by the chaos they had unleashed. The Daughters of Liberty, on the other hand, effectively resisted the sale of the disliked goods in a quieter manner by promoting domestic industries, focusing on making clothing, and finding substitutes for taxed food. They helped provide for their families without buying British goods.

Patrick Henry
Patrick Henry

Legislative Action against the Stamp Act.—Leaders in the colonial assemblies, accustomed to battle against British policies, supported the popular protest. The Stamp Act was signed on March 22, 1765. On May 30, the Virginia House of Burgesses passed a set of resolutions declaring that the General Assembly of the colony alone had the right to lay taxes upon the inhabitants and that attempts to impose them otherwise were "illegal, unconstitutional, and unjust." It was in support of these resolutions that Patrick Henry uttered the immortal challenge: "Cæsar had his Brutus, Charles I his Cromwell, and George III...." Cries of "Treason" were calmly met by the orator who finished: "George III may profit by their example. If that be treason, make the most of it."

Legislative Action against the Stamp Act.—Leaders in the colonial assemblies, used to fighting against British policies, backed the popular protest. The Stamp Act was signed on March 22, 1765. On May 30, the Virginia House of Burgesses passed a set of resolutions stating that only the General Assembly of the colony had the right to tax its residents and that any attempts to impose taxes otherwise were "illegal, unconstitutional, and unjust." In support of these resolutions, Patrick Henry famously declared: "Cæsar had his Brutus, Charles I his Cromwell, and George III...." The shouts of "Treason" were met with calm by the speaker, who concluded: "George III may profit by their example. If that be treason, make the most of it."

The Stamp Act Congress.—The Massachusetts Assembly answered the call of Virginia by inviting the colonies to elect delegates to a Congress to be held in New York to discuss the situation. Nine colonies responded and sent representatives. The delegates, while professing the warmest affection for the king's person and government, firmly spread on record a series of resolutions that admitted of no double meaning. They declared that taxes could not be imposed without their consent, given through their respective colonial assemblies; that the Stamp Act showed a tendency to subvert their rights and liberties; that the recent trade acts were burdensome and grievous; and that the right to petition the king and Parliament was their heritage. They thereupon made "humble supplication" for the repeal of the Stamp Act.

The Stamp Act Congress.—The Massachusetts Assembly answered Virginia's call by inviting the colonies to elect delegates for a Congress in New York to discuss the situation. Nine colonies responded and sent representatives. The delegates, while expressing their strong affection for the king and his government, clearly stated a series of resolutions with no room for misinterpretation. They declared that taxes could not be imposed without their consent, which had to be given through their respective colonial assemblies; that the Stamp Act threatened to undermine their rights and freedoms; that the recent trade acts were burdensome and unfair; and that the right to petition the king and Parliament was their birthright. They then made a "humble request" for the repeal of the Stamp Act.

The Stamp Act Congress was more than an assembly of protest. It marked the rise of a new agency of government to express the will of America. It was the germ of a government which in time was to supersede the government of George III in the colonies. It foreshadowed the Congress of the United States under the Constitution. It was a successful attempt at union. "There ought to be no New England men," declared Christopher Gadsden, in the Stamp Act Congress, "no New Yorkers known on the Continent, but all of us Americans."

The Stamp Act Congress was more than just a gathering of protests. It represented the emergence of a new form of government to voice the desires of America. It was the beginning of a government that would eventually replace George III's rule in the colonies. It hinted at the creation of the Congress of the United States under the Constitution. It was a successful effort at uniting. "There shouldn't be any New England men," stated Christopher Gadsden at the Stamp Act Congress, "no New Yorkers recognized on the continent, but all of us should be Americans."

The Repeal of the Stamp Act and the Sugar Act.—The effect of American resistance on opinion in England was telling. Commerce with the colonies had been effectively boycotted by the Americans; ships lay idly swinging at the wharves; bankruptcy threatened hundreds of merchants in London, Bristol, and Liverpool. Workingmen in the manufacturing towns of England were thrown out of employment. The government had sown folly and was reaping, in place of the coveted revenue, rebellion.

The Repeal of the Stamp Act and the Sugar Act.—The impact of American resistance on public opinion in England was significant. Americans had successfully boycotted trade with the colonies; ships remained idle at the docks; bankruptcy loomed over hundreds of merchants in London, Bristol, and Liverpool. Workers in England's manufacturing towns lost their jobs. The government had made a foolish decision and was now facing rebellion instead of the desired revenue.

Perplexed by the storm they had raised, the ministers summoned to the bar of the House of Commons, Benjamin Franklin, the agent for Pennsylvania, who was in London. "Do you think it right," asked Grenville, "that America should be protected by this country and pay no part of the expenses?" The answer was brief: "That is not the case; the colonies raised, clothed, and paid during the last war twenty-five thousand men and spent many millions." Then came an inquiry whether the colonists would accept a modified stamp act. "No, never," replied Franklin, "never! They will never submit to it!" It was next suggested that military force might compel obedience to law. Franklin had a ready answer. "They cannot force a man to take stamps.... They may not find a rebellion; they may, indeed, make one."

Confused by the uproar they had caused, the ministers called Benjamin Franklin, the agent for Pennsylvania, who was in London, before the House of Commons. "Do you think it's fair," Grenville asked, "that America should be defended by this country but not pay any of the costs?" The response was short: "That's not true; the colonies raised, clothed, and paid for twenty-five thousand men during the last war and spent many millions." Then they asked if the colonists would accept a modified stamp act. "No, never," Franklin replied, "never! They will never accept it!" It was then suggested that military force might enforce the law. Franklin had a quick reply. "They can't force a man to use stamps.... They might not encounter a rebellion; they could very well create one."

The repeal of the Stamp Act was moved in the House of Commons a few days later. The sponsor for the repeal spoke of commerce interrupted, debts due British merchants placed in jeopardy, Manchester industries closed, workingmen unemployed, oppression instituted, and the loss of the colonies threatened. Pitt and Edmund Burke, the former near the close of his career, the latter just beginning his, argued cogently in favor of retracing the steps taken the year before. Grenville refused. "America must learn," he wailed, "that prayers are not to be brought to Cæsar through riot and sedition." His protests were idle. The Commons agreed to the repeal on February 22, 1766, amid the cheers of the victorious majority. It was carried through the Lords in the face of strong opposition and, on March 18, reluctantly signed by the king, now restored to his right mind.

The repeal of the Stamp Act was introduced in the House of Commons a few days later. The person advocating for the repeal talked about disrupted trade, debts owed to British merchants at risk, factories in Manchester shutting down, workers out of jobs, oppression taking hold, and the looming threat of losing the colonies. Pitt and Edmund Burke, the former at the end of his career and the latter just starting out, argued passionately in favor of reversing the decisions made the previous year. Grenville disagreed. "America must learn," he lamented, "that you can't approach Cæsar with prayers through riots and rebellion." His objections fell on deaf ears. The Commons agreed to the repeal on February 22, 1766, amid the cheers of the victorious majority. It was passed through the Lords despite strong opposition, and on March 18, it was reluctantly signed by the king, who had now regained his sanity.

In rescinding the Stamp Act, Parliament did not admit the contention of the Americans that it was without power to tax them. On the contrary, it accompanied the repeal with a Declaratory Act. It announced that the colonies were subordinate to the crown and Parliament of Great Britain; that the king and Parliament therefore had undoubted authority to make laws binding the colonies in all cases whatsoever; and that the resolutions and proceedings of the colonists denying such authority were null and void.

In canceling the Stamp Act, Parliament did not accept the Americans' claim that it had no power to tax them. Instead, it issued a Declaratory Act along with the repeal. This act stated that the colonies were subordinate to the crown and Parliament of Great Britain; that the king and Parliament therefore had absolute authority to create laws that were binding on the colonies in all situations; and that the resolutions and actions of the colonists rejecting such authority were null and void.

The repeal was greeted by the colonists with great popular demonstrations. Bells were rung; toasts to the king were drunk; and trade resumed its normal course. The Declaratory Act, as a mere paper resolution, did not disturb the good humor of those who again cheered the name of King George. Their confidence was soon strengthened by the news that even the Sugar Act had been repealed, thus practically restoring the condition of affairs before Grenville and Townshend inaugurated their policy of "thoroughness."

The repeal was met with enthusiastic celebrations from the colonists. Bells were rung, toasts were raised to the king, and trade returned to normal. The Declaratory Act, being just a paper resolution, didn’t dampen the spirits of those who once again cheered for King George. Their confidence grew even more when they heard that the Sugar Act had also been repealed, effectively bringing things back to how they were before Grenville and Townshend started their strict policies.

Restart of British Revenue and Trade Policies

The Townshend Acts (1767).—The triumph of the colonists was brief. Though Pitt, the friend of America, was once more prime minister, and seated in the House of Lords as the Earl of Chatham, his severe illness gave to Townshend and the Tory party practical control over Parliament. Unconvinced by the experience with the Stamp Act, Townshend brought forward and pushed through both Houses of Parliament three measures, which to this day are associated with his name. First among his restrictive laws was that of June 29, 1767, which placed the enforcement of the collection of duties and customs on colonial imports and exports in the hands of British commissioners appointed by the king, resident in the colonies, paid from the British treasury, and independent of all control by the colonists. The second measure of the same date imposed a tax on lead, glass, paint, tea, and a few other articles imported into the colonies, the revenue derived from the duties to be applied toward the payment of the salaries and other expenses of royal colonial officials. A third measure was the Tea Act of July 2, 1767, aimed at the tea trade which the Americans carried on illegally with foreigners. This law abolished the duty which the East India Company had to pay in England on tea exported to America, for it was thought that English tea merchants might thus find it possible to undersell American tea smugglers.

The Townshend Acts (1767).—The colonists' victory was short-lived. Even though Pitt, a supporter of America, was once again prime minister and sat in the House of Lords as the Earl of Chatham, his serious illness allowed Townshend and the Tory party to effectively control Parliament. Unconvinced by the experience with the Stamp Act, Townshend proposed and pushed three measures through both Houses of Parliament, which are still known by his name today. The first of his restrictive laws, enacted on June 29, 1767, assigned the responsibility for collecting duties and customs on colonial imports and exports to British commissioners appointed by the king, who would be based in the colonies, funded by the British treasury, and not subject to colonial oversight. The second measure, also from that date, imposed a tax on lead, glass, paint, tea, and a few other items imported into the colonies, with the revenue going toward covering the salaries and expenses of royal colonial officials. A third measure was the Tea Act of July 2, 1767, which targeted the illegal tea trade that Americans had with foreign nations. This law removed the duty that the East India Company had to pay in England on tea exported to America, as it was believed that English tea merchants could then undercut the prices of American tea smugglers.

Writs of Assistance Legalized by Parliament.—Had Parliament been content with laying duties, just as a manifestation of power and right, and neglected their collection, perhaps little would have been heard of the Townshend Acts. It provided, however, for the strict, even the harsh, enforcement of the law. It ordered customs officers to remain at their posts and put an end to smuggling. In the revenue act of June 29, 1767, it expressly authorized the superior courts of the colonies to issue "writs of assistance," empowering customs officers to enter "any house, warehouse, shop, cellar, or other place in the British colonies or plantations in America to search for and seize" prohibited or smuggled goods.

Writs of Assistance Legalized by Parliament.—If Parliament had been satisfied with just imposing duties as a way to show their power and authority, without focusing on how to collect them, maybe the Townshend Acts wouldn't have been such a big deal. However, it aimed for strict, even harsh, enforcement of the law. It required customs officers to stay at their posts and put a stop to smuggling. In the revenue act of June 29, 1767, it specifically allowed the superior courts of the colonies to issue "writs of assistance," giving customs officers the right to enter "any house, warehouse, shop, cellar, or other place in the British colonies or plantations in America to search for and seize" prohibited or smuggled goods.

The writ of assistance, which was a general search warrant issued to revenue officers, was an ancient device hateful to a people who cherished the spirit of personal independence and who had made actual gains in the practice of civil liberty. To allow a "minion of the law" to enter a man's house and search his papers and premises, was too much for the emotions of people who had fled to America in a quest for self-government and free homes, who had braved such hardships to establish them, and who wanted to trade without official interference.

The writ of assistance, a general search warrant given to tax officers, was an old practice despised by people who valued personal freedom and had made real progress in civil liberties. Letting a "minion of the law" enter someone’s home to search their documents and property was too much for those who had come to America seeking self-governance and freedom, who had faced significant challenges to build their lives, and who wanted to do business without government meddling.

The writ of assistance had been used in Massachusetts in 1755 to prevent illicit trade with Canada and had aroused a violent hostility at that time. In 1761 it was again the subject of a bitter controversy which arose in connection with the application of a customs officer to a Massachusetts court for writs of assistance "as usual." This application was vainly opposed by James Otis in a speech of five hours' duration—a speech of such fire and eloquence that it sent every man who heard it away "ready to take up arms against writs of assistance." Otis denounced the practice as an exercise of arbitrary power which had cost one king his head and another his throne, a tyrant's device which placed the liberty of every man in jeopardy, enabling any petty officer to work possible malice on any innocent citizen on the merest suspicion, and to spread terror and desolation through the land. "What a scene," he exclaimed, "does this open! Every man, prompted by revenge, ill-humor, or wantonness to inspect the inside of his neighbor's house, may get a writ of assistance. Others will ask it from self-defense; one arbitrary exertion will provoke another until society is involved in tumult and blood." He did more than attack the writ itself. He said that Parliament could not establish it because it was against the British constitution. This was an assertion resting on slender foundation, but it was quickly echoed by the people. Then and there James Otis sounded the call to America to resist the exercise of arbitrary power by royal officers. "Then and there," wrote John Adams, "the child Independence was born." Such was the hated writ that Townshend proposed to put into the hands of customs officers in his grim determination to enforce the law.

The writ of assistance was used in Massachusetts in 1755 to stop illegal trade with Canada and caused a lot of anger at the time. In 1761, it became the focus of a fierce debate when a customs officer applied to a Massachusetts court for writs of assistance "as usual." This request was fiercely opposed by James Otis in a five-hour speech—a speech so passionate and powerful that it left everyone who heard it "ready to take up arms against writs of assistance." Otis condemned the practice as an abuse of power that had cost one king his head and another his throne, a tyrannical tool that endangered everyone's freedom, allowing any minor official to harm an innocent citizen based on mere suspicion and to spread fear and destruction throughout the land. "What a scene," he exclaimed, "does this create! Every person, motivated by revenge, anger, or mere cruelty, could inspect their neighbor's house by obtaining a writ of assistance. Others might request it for self-defense; one act of tyranny would spark another until society is thrown into chaos and violence." He didn't just attack the writ itself; he argued that Parliament couldn't enforce it because it violated the British constitution. This claim, though not very solid, quickly resonated with the public. It was here that James Otis called on America to resist the arbitrary power of royal officials. "Then and there," wrote John Adams, "the child Independence was born." Such was the despised writ that Townshend intended to hand over to customs officers as he stubbornly sought to enforce the law.

The New York Assembly Suspended.—In the very month that Townshend's Acts were signed by the king, Parliament took a still more drastic step. The assembly of New York, protesting against the "ruinous and insupportable" expense involved, had failed to make provision for the care of British troops in accordance with the terms of the Quartering Act. Parliament therefore suspended the assembly until it promised to obey the law. It was not until a third election was held that compliance with the Quartering Act was wrung from the reluctant province. In the meantime, all the colonies had learned on how frail a foundation their representative bodies rested.

The New York Assembly Suspended.—In the same month that Townshend's Acts were signed by the king, Parliament took an even more drastic action. The assembly of New York, which was protesting against the "ruinous and unbearable" expense involved, had failed to make arrangements for the care of British troops according to the terms of the Quartering Act. As a result, Parliament suspended the assembly until it agreed to follow the law. It wasn't until a third election took place that the reluctant province finally complied with the Quartering Act. In the meantime, all the colonies had realized just how fragile their representative bodies were.

Renewed Resistance in the U.S.

Samuel Adams
From an old print
Samuel Adams

The Massachusetts Circular (1768).—Massachusetts, under the leadership of Samuel Adams, resolved to resist the policy of renewed intervention in America. At his suggestion the assembly adopted a Circular Letter addressed to the assemblies of the other colonies informing them of the state of affairs in Massachusetts and roundly condemning the whole British program. The Circular Letter declared that Parliament had no right to lay taxes on Americans without their consent and that the colonists could not, from the nature of the case, be represented in Parliament. It went on shrewdly to submit to consideration the question as to whether any people could be called free who were subjected to governors and judges appointed by the crown and paid out of funds raised independently. It invited the other colonies, in the most temperate tones, to take thought about the common predicament in which they were all placed.

The Massachusetts Circular (1768).—Massachusetts, led by Samuel Adams, decided to stand against the renewed intervention in America. Following his suggestion, the assembly passed a Circular Letter addressed to the assemblies of the other colonies, informing them about the situation in Massachusetts and strongly criticizing the entire British agenda. The Circular Letter stated that Parliament had no right to impose taxes on Americans without their consent and that the colonists couldn't, by nature, be represented in Parliament. It cleverly posed the question of whether any people could be considered free if they were governed by officials appointed by the crown and funded by money raised separately. It invited the other colonies, in a calm and measured way, to reflect on the common struggle they all faced.

The Dissolution of Assemblies.—The governor of Massachusetts, hearing of the Circular Letter, ordered the assembly to rescind its appeal. On meeting refusal, he promptly dissolved it. The Maryland, Georgia, and South Carolina assemblies indorsed the Circular Letter and were also dissolved at once. The Virginia House of Burgesses, thoroughly aroused, passed resolutions on May 16, 1769, declaring that the sole right of imposing taxes in Virginia was vested in its legislature, asserting anew the right of petition to the crown, condemning the transportation of persons accused of crimes or trial beyond the seas, and beseeching the king for a redress of the general grievances. The immediate dissolution of the Virginia assembly, in its turn, was the answer of the royal governor.

The Dissolution of Assemblies.—The governor of Massachusetts, upon learning about the Circular Letter, ordered the assembly to take back its appeal. When they refused, he quickly dissolved it. The assemblies in Maryland, Georgia, and South Carolina supported the Circular Letter and were also dissolved immediately. The Virginia House of Burgesses, clearly outraged, passed resolutions on May 16, 1769, stating that only its legislature had the right to impose taxes in Virginia. They reaffirmed the right to petition the crown, condemned the transportation of individuals accused of crimes for trial overseas, and asked the king for a resolution to their overall grievances. In response, the royal governor promptly dissolved the Virginia assembly.

The Boston Massacre.—American opposition to the British authorities kept steadily rising as assemblies were dissolved, the houses of citizens searched, and troops distributed in increasing numbers among the centers of discontent. Merchants again agreed not to import British goods, the Sons of Liberty renewed their agitation, and women set about the patronage of home products still more loyally.

The Boston Massacre.—American resistance to the British authorities kept increasing as assemblies were shut down, citizens' homes were searched, and more troops were stationed in the areas of unrest. Merchants once again agreed not to import British goods, the Sons of Liberty ramped up their protests, and women became even more dedicated to supporting local products.

On the night of March 5, 1770, a crowd on the streets of Boston began to jostle and tease some British regulars stationed in the town. Things went from bad to worse until some "boys and young fellows" began to throw snowballs and stones. Then the exasperated soldiers fired into the crowd, killing five and wounding half a dozen more. The day after the "massacre," a mass meeting was held in the town and Samuel Adams was sent to demand the withdrawal of the soldiers. The governor hesitated and tried to compromise. Finding Adams relentless, the governor yielded and ordered the regulars away.

On the night of March 5, 1770, a crowd in the streets of Boston started to push and provoke some British soldiers stationed in the city. Things escalated until some "boys and young men" began throwing snowballs and stones. Frustrated, the soldiers fired into the crowd, killing five and injuring several more. The day after the "massacre," a large meeting took place in town, and Samuel Adams was sent to demand that the soldiers be removed. The governor hesitated and tried to find a compromise. When he realized Adams wouldn’t back down, the governor finally agreed and ordered the soldiers to leave.

The Boston Massacre stirred the country from New Hampshire to Georgia. Popular passions ran high. The guilty soldiers were charged with murder. Their defense was undertaken, in spite of the wrath of the populace, by John Adams and Josiah Quincy, who as lawyers thought even the worst offenders entitled to their full rights in law. In his speech to the jury, however, Adams warned the British government against its course, saying, that "from the nature of things soldiers quartered in a populous town will always occasion two mobs where they will prevent one." Two of the soldiers were convicted and lightly punished.

The Boston Massacre sparked outrage across the country from New Hampshire to Georgia. Emotions ran high. The soldiers involved were charged with murder. Despite public anger, John Adams and Josiah Quincy took on their defense, believing that even the worst offenders deserved their full legal rights. In his speech to the jury, Adams cautioned the British government against its actions, stating that "soldiers stationed in a crowded town will always create two mobs for every one they stop." Two of the soldiers were found guilty and received minimal punishment.

Resistance in the South.—The year following the Boston Massacre some citizens of North Carolina, goaded by the conduct of the royal governor, openly resisted his authority. Many were killed as a result and seven who were taken prisoners were hanged as traitors. A little later royal troops and local militia met in a pitched battle near Alamance River, called the "Lexington of the South."

Resistance in the South.—The year after the Boston Massacre, some citizens of North Carolina, driven by the actions of the royal governor, openly defied his authority. Many were killed, and seven who were captured were hanged as traitors. Soon after, royal troops and local militia faced off in a major battle near the Alamance River, which became known as the "Lexington of the South."

The Gaspee Affair and the Virginia Resolutions of 1773.—On sea as well as on land, friction between the royal officers and the colonists broke out into overt acts. While patrolling Narragansett Bay looking for smugglers one day in 1772, the armed ship, Gaspee, ran ashore and was caught fast. During the night several men from Providence boarded the vessel and, after seizing the crew, set it on fire. A royal commission, sent to Rhode Island to discover the offenders and bring them to account, failed because it could not find a single informer. The very appointment of such a commission aroused the patriots of Virginia to action; and in March, 1773, the House of Burgesses passed a resolution creating a standing committee of correspondence to develop coöperation among the colonies in resistance to British measures.

The Gaspee Affair and the Virginia Resolutions of 1773.—Both at sea and on land, tensions between the royal officials and the colonists escalated into open conflict. While patrolling Narragansett Bay for smugglers one day in 1772, the armed ship Gaspee ran aground and got stuck. During the night, several men from Providence boarded the ship, captured the crew, and set it on fire. A royal commission sent to Rhode Island to identify the offenders and hold them accountable failed because it couldn’t find a single informant. The mere existence of such a commission prompted the patriots in Virginia to take action; in March 1773, the House of Burgesses passed a resolution to establish a standing committee of correspondence to promote cooperation among the colonies in opposing British policies.

The Boston Tea Party.—Although the British government, finding the Townshend revenue act a failure, repealed in 1770 all the duties except that on tea, it in no way relaxed its resolve to enforce the other commercial regulations it had imposed on the colonies. Moreover, Parliament decided to relieve the British East India Company of the financial difficulties into which it had fallen partly by reason of the Tea Act and the colonial boycott that followed. In 1773 it agreed to return to the Company the regular import duties, levied in England, on all tea transshipped to America. A small impost of three pence, to be collected in America, was left as a reminder of the principle laid down in the Declaratory Act that Parliament had the right to tax the colonists.

The Boston Tea Party.—Even though the British government recognized the Townshend revenue act was unsuccessful and repealed all duties except for tea in 1770, it did not ease its determination to enforce other trade regulations it had set on the colonies. Additionally, Parliament decided to help the British East India Company with its financial struggles, which were partly due to the Tea Act and the resulting colonial boycott. In 1773, it agreed to restore the usual import duties, imposed in England, on all tea sent to America. A small tax of three pence, to be collected in America, was left as a reminder of the principle established in the Declaratory Act that Parliament had the authority to tax the colonists.

This arrangement with the East India Company was obnoxious to the colonists for several reasons. It was an act of favoritism for one thing, in the interest of a great monopoly. For another thing, it promised to dump on the American market, suddenly, an immense amount of cheap tea and so cause heavy losses to American merchants who had large stocks on hand. It threatened with ruin the business of all those who were engaged in clandestine trade with the Dutch. It carried with it an irritating tax of three pence on imports. In Charleston, Annapolis, New York, and Boston, captains of ships who brought tea under this act were roughly handled. One night in December, 1773, a band of Boston citizens, disguised as Indians, boarded the hated tea ships and dumped the cargo into the harbor. This was serious business, for it was open, flagrant, determined violation of the law. As such the British government viewed it.

This deal with the East India Company really upset the colonists for several reasons. For one, it showed favoritism towards a big monopoly. Plus, it threatened to flood the American market with a huge amount of cheap tea, which would cause significant losses for American merchants who had large inventories. It also put the livelihood of those engaged in secret trade with the Dutch at risk. Additionally, it included an annoying tax of three pence on imports. In Charleston, Annapolis, New York, and Boston, ship captains delivering tea under this law were treated very roughly. One night in December 1773, a group of Boston citizens, dressed as Indians, boarded the despised tea ships and dumped the cargo into the harbor. This was serious, as it was a blatant and determined violation of the law, and the British government saw it that way.

Retaliation by the UK Government

Reception of the News of the Tea Riot.—The news of the tea riot in Boston confirmed King George in his conviction that there should be no soft policy in dealing with his American subjects. "The die is cast," he stated with evident satisfaction. "The colonies must either triumph or submit.... If we take the resolute part, they will undoubtedly be very meek." Lord George Germain characterized the tea party as "the proceedings of a tumultuous and riotous rabble who ought, if they had the least prudence, to follow their mercantile employments and not trouble themselves with politics and government, which they do not understand." This expressed, in concise form, exactly the sentiments of Lord North, who had then for three years been the king's chief minister. Even Pitt, Lord Chatham, was prepared to support the government in upholding its authority.

Reception of the News of the Tea Riot.—The news of the tea riot in Boston convinced King George that he needed to take a hardline approach with his American subjects. "The die is cast," he remarked with clear satisfaction. "The colonies must either succeed or submit.... If we choose to be firm, they will definitely be very compliant." Lord George Germain described the tea party as "the actions of a chaotic and unruly mob that should, if they had any sense, stick to their business affairs instead of meddling in politics and government, which they do not understand." This summed up exactly how Lord North felt, who had been the king's chief minister for three years at that time. Even Pitt, Lord Chatham, was ready to back the government in maintaining its authority.

The Five Intolerable Acts.—Parliament, beginning on March 31, 1774, passed five stringent measures, known in American history as the five "intolerable acts." They were aimed at curing the unrest in America. The first of them was a bill absolutely shutting the port of Boston to commerce with the outside world. The second, following closely, revoked the Massachusetts charter of 1691 and provided furthermore that the councilors should be appointed by the king, that all judges should be named by the royal governor, and that town meetings (except to elect certain officers) could not be held without the governor's consent. A third measure, after denouncing the "utter subversion of all lawful government" in the provinces, authorized royal agents to transfer to Great Britain or to other colonies the trials of officers or other persons accused of murder in connection with the enforcement of the law. The fourth act legalized the quartering of troops in Massachusetts towns. The fifth of the measures was the Quebec Act, which granted religious toleration to the Catholics in Canada, extended the boundaries of Quebec southward to the Ohio River, and established, in this western region, government by a viceroy.

The Five Intolerable Acts.—On March 31, 1774, Parliament passed five strict measures, known in American history as the five "intolerable acts." They were designed to address the unrest in America. The first of these was a bill that completely closed the port of Boston to trade with the outside world. The second, coming soon after, revoked the Massachusetts charter of 1691 and required that councilors be appointed by the king. It also stated that all judges would be named by the royal governor and that town meetings (except for electing certain officials) could not happen without the governor's approval. A third measure condemned the "complete overthrow of all lawful government" in the colonies and allowed royal agents to send trials of officials or others accused of murder connected to law enforcement to Great Britain or other colonies. The fourth act allowed for the quartering of troops in Massachusetts towns. The fifth measure was the Quebec Act, which provided religious freedom to Catholics in Canada, expanded Quebec's borders south to the Ohio River, and established a government led by a viceroy in that western area.

The intolerable acts went through Parliament with extraordinary celerity. There was an opposition, alert and informed; but it was ineffective. Burke spoke eloquently against the Boston port bill, condemning it roundly for punishing the innocent with the guilty, and showing how likely it was to bring grave consequences in its train. He was heard with respect and his pleas were rejected. The bill passed both houses without a division, the entry "unanimous" being made upon their journals although it did not accurately represent the state of opinion. The law destroying the charter of Massachusetts passed the Commons by a vote of three to one; and the third intolerable act by a vote of four to one. The triumph of the ministry was complete. "What passed in Boston," exclaimed the great jurist, Lord Mansfield, "is the overt act of High Treason proceeding from our over lenity and want of foresight." The crown and Parliament were united in resorting to punitive measures.

The Intolerable Acts moved through Parliament remarkably quickly. There was an opposition that was awake and informed, but it wasn't effective. Burke spoke passionately against the Boston Port Bill, condemning it for punishing the innocent alongside the guilty, and warned that it could lead to serious consequences. He was listened to with respect, but his arguments were dismissed. The bill passed both houses without a vote, with the entry "unanimous" noted in their records, even though it didn’t accurately reflect public opinion. The law that revoked Massachusetts' charter passed the Commons by a vote of three to one, and the third Intolerable Act by a vote of four to one. The ministry’s victory was complete. "What happened in Boston," declared the great jurist, Lord Mansfield, "is the overt act of High Treason stemming from our excessive leniency and lack of foresight." The crown and Parliament were united in adopting punitive measures.

In the colonies the laws were received with consternation. To the American Protestants, the Quebec Act was the most offensive. That project they viewed not as an act of grace or of mercy but as a direct attempt to enlist French Canadians on the side of Great Britain. The British government did not grant religious toleration to Catholics either at home or in Ireland and the Americans could see no good motive in granting it in North America. The act was also offensive because Massachusetts, Connecticut, and Virginia had, under their charters, large claims in the territory thus annexed to Quebec.

In the colonies, the laws were met with shock. To American Protestants, the Quebec Act was the most upsetting. They saw it not as an act of kindness or mercy but as a direct attempt to recruit French Canadians for Great Britain. The British government didn’t allow religious toleration for Catholics either at home or in Ireland, and the Americans saw no good reason to grant it in North America. The act was also problematic because Massachusetts, Connecticut, and Virginia had significant claims to the territory that was added to Quebec under their charters.

To enforce these intolerable acts the military arm of the British government was brought into play. The commander-in-chief of the armed forces in America, General Gage, was appointed governor of Massachusetts. Reinforcements were brought to the colonies, for now King George was to give "the rebels," as he called them, a taste of strong medicine. The majesty of his law was to be vindicated by force.

To enforce these unbearable acts, the British government deployed the military. General Gage, the commander-in-chief of the armed forces in America, was appointed as the governor of Massachusetts. Troops were sent to the colonies because King George wanted to teach "the rebels," as he referred to them, a harsh lesson. The authority of his law was to be upheld with force.

From Reform to Revolution in America

The Doctrine of Natural Rights.—The dissolution of assemblies, the destruction of charters, and the use of troops produced in the colonies a new phase in the struggle. In the early days of the contest with the British ministry, the Americans spoke of their "rights as Englishmen" and condemned the acts of Parliament as unlawful, as violating the principles of the English constitution under which they all lived. When they saw that such arguments had no effect on Parliament, they turned for support to their "natural rights." The latter doctrine, in the form in which it was employed by the colonists, was as English as the constitutional argument. John Locke had used it with good effect in defense of the English revolution in the seventeenth century. American leaders, familiar with the writings of Locke, also took up his thesis in the hour of their distress. They openly declared that their rights did not rest after all upon the English constitution or a charter from the crown. "Old Magna Carta was not the beginning of all things," retorted Otis when the constitutional argument failed. "A time may come when Parliament shall declare every American charter void, but the natural, inherent, and inseparable rights of the colonists as men and as citizens would remain and whatever became of charters can never be abolished until the general conflagration." Of the same opinion was the young and impetuous Alexander Hamilton. "The sacred rights of mankind," he exclaimed, "are not to be rummaged for among old parchments or musty records. They are written as with a sunbeam in the whole volume of human destiny by the hand of divinity itself, and can never be erased or obscured by mortal power."

The Doctrine of Natural Rights.—The dissolving of assemblies, the destruction of charters, and the use of troops created a new phase in the struggle within the colonies. In the early days of the conflict with the British government, Americans talked about their "rights as Englishmen" and criticized Parliament's actions as unlawful, as they violated the principles of the English constitution that everyone lived under. When they noticed that such arguments had no impact on Parliament, they turned to the concept of "natural rights" for support. This idea, as used by the colonists, was just as English as the constitutional argument. John Locke had effectively employed it in defense of the English revolution in the seventeenth century. American leaders, who were familiar with Locke's writings, also adopted his ideas during their time of struggle. They boldly stated that their rights did not ultimately depend on the English constitution or a charter from the crown. "Old Magna Carta was not the beginning of everything," replied Otis when the constitutional argument failed. "A time may come when Parliament declares every American charter void, but the natural, inherent, and inseparable rights of the colonists as men and as citizens would remain, and whatever happens to charters can never be abolished until a universal conflagration." The young and passionate Alexander Hamilton shared the same view. "The sacred rights of mankind," he declared, "are not to be searched for among old documents or dusty records. They are written like a sunbeam in the entire volume of human destiny by the hand of divinity itself, and can never be erased or hidden by human power."

Firm as the American leaders were in the statement and defense of their rights, there is every reason for believing that in the beginning they hoped to confine the conflict to the realm of opinion. They constantly avowed that they were loyal to the king when protesting in the strongest language against his policies. Even Otis, regarded by the loyalists as a firebrand, was in fact attempting to avert revolution by winning concessions from England. "I argue this cause with the greater pleasure," he solemnly urged in his speech against the writs of assistance, "as it is in favor of British liberty ... and as it is in opposition to a kind of power, the exercise of which in former periods cost one king of England his head and another his throne."

As firm as the American leaders were in stating and defending their rights, there’s a lot of reason to believe that at first, they hoped to keep the conflict limited to discussions. They repeatedly claimed loyalty to the king even while vocally opposing his policies. Even Otis, seen by loyalists as a troublemaker, was actually trying to prevent a revolution by getting concessions from England. "I argue this cause with even more pleasure," he earnestly stated in his speech against the writs of assistance, "because it supports British liberty ... and because it stands against a type of power that, in the past, cost one king of England his head and another his throne."

Burke Offers the Doctrine of Conciliation.—The flooding tide of American sentiment was correctly measured by one Englishman at least, Edmund Burke, who quickly saw that attempts to restrain the rise of American democracy were efforts to reverse the processes of nature. He saw how fixed and rooted in the nature of things was the American spirit—how inevitable, how irresistible. He warned his countrymen that there were three ways of handling the delicate situation—and only three. One was to remove the cause of friction by changing the spirit of the colonists—an utter impossibility because that spirit was grounded in the essential circumstances of American life. The second was to prosecute American leaders as criminals; of this he begged his countrymen to beware lest the colonists declare that "a government against which a claim of liberty is tantamount to high treason is a government to which submission is equivalent to slavery." The third and right way to meet the problem, Burke concluded, was to accept the American spirit, repeal the obnoxious measures, and receive the colonies into equal partnership.

Burke Offers the Doctrine of Conciliation.—One Englishman, Edmund Burke, accurately understood the overwhelming American sentiment. He quickly recognized that attempts to suppress the rise of American democracy were efforts to go against the natural order. He saw how deeply rooted the American spirit was—how unavoidable and unstoppable it had become. He cautioned his fellow countrymen that there were three approaches to handle the sensitive situation—and only three. The first was to eliminate the source of tension by altering the mindset of the colonists—an impossible task since that spirit was based on the fundamental aspects of American life. The second was to treat American leaders as criminals; he urged his compatriots to be cautious, as the colonists might declare that "a government against which a claim of liberty is tantamount to high treason is a government to which submission is equivalent to slavery." The third and correct way to address the issue, Burke concluded, was to embrace the American spirit, repeal the oppressive measures, and welcome the colonies into equal partnership.

Events Produce the Great Decision.—The right way, indicated by Burke, was equally impossible to George III and the majority in Parliament. To their narrow minds, American opinion was contemptible and American resistance unlawful, riotous, and treasonable. The correct way, in their view, was to dispatch more troops to crush the "rebels"; and that very act took the contest from the realm of opinion. As John Adams said: "Facts are stubborn things." Opinions were unseen, but marching soldiers were visible to the veriest street urchin. "Now," said Gouverneur Morris, "the sheep, simple as they are, cannot be gulled as heretofore." It was too late to talk about the excellence of the British constitution. If any one is bewildered by the controversies of modern historians as to why the crisis came at last, he can clarify his understanding by reading again Edmund Burke's stately oration, On Conciliation with America.

Events Produce the Great Decision.—The right approach, as Burke pointed out, was equally unthinkable to George III and most of Parliament. To their limited perspectives, American opinions were worthless and American resistance was seen as illegal, chaotic, and traitorous. They believed the right move was to send in more troops to crush the "rebels"; and that decision took the conflict out of the realm of discussion. As John Adams stated: "Facts are stubborn things." Opinions were invisible, but marching soldiers were visible to even the youngest street kids. "Now," Gouverneur Morris said, "the sheep, as simple as they are, can no longer be fooled like before." It was too late to discuss the greatness of the British constitution. Anyone confused by the debates among modern historians about why the crisis finally erupted can clarify their understanding by revisiting Edmund Burke's impactful speech, On Conciliation with America.

References

G.L. Beer, British Colonial Policy (1754-63).

G.L. Beer, *British Colonial Policy* (1754-63).

E. Channing, History of the United States, Vol. III.

E. Channing, History of the United States, Vol. III.

R. Frothingham, Rise of the Republic.

R. Frothingham, *Rise of the Republic*.

G.E. Howard, Preliminaries of the Revolution (American Nation Series).

G.E. Howard, Preliminaries of the Revolution (American Nation Series).

J.K. Hosmer, Samuel Adams.

J.K. Hosmer, *Samuel Adams*.

J.T. Morse, Benjamin Franklin.

J.T. Morse, *Benjamin Franklin*.

M.C. Tyler, Patrick Henry.

M.C. Tyler, *Patrick Henry*.

J.A. Woodburn (editor), The American Revolution (Selections from the English work by Lecky).

J.A. Woodburn (editor), The American Revolution (Selected excerpts from Lecky's English work).

Questions

1. Show how the character of George III made for trouble with the colonies.

1. Explain how George III's personality caused issues with the colonies.

2. Explain why the party and parliamentary systems of England favored the plans of George III.

2. Explain why the party and parliamentary systems of England supported the plans of George III.

3. How did the state of English finances affect English policy?

3. How did the condition of English finances influence English policy?

4. Enumerate five important measures of the English government affecting the colonies between 1763 and 1765. Explain each in detail.

4. List five significant actions taken by the English government that impacted the colonies from 1763 to 1765. Describe each one in detail.

5. Describe American resistance to the Stamp Act. What was the outcome?

5. Describe how Americans resisted the Stamp Act. What was the result?

6. Show how England renewed her policy of regulation in 1767.

6. Explain how England updated her regulatory policy in 1767.

7. Summarize the events connected with American resistance.

7. Summarize the events related to American resistance.

8. With what measures did Great Britain retaliate?

8. How did Great Britain respond?

9. Contrast "constitutional" with "natural" rights.

9. Compare "constitutional" rights with "natural" rights.

10. What solution did Burke offer? Why was it rejected?

10. What solution did Burke suggest? Why was it turned down?

Research Topics

Powers Conferred on Revenue Officers by Writs of Assistance.—See a writ in Macdonald, Source Book, p. 109.

Powers Given to Revenue Officers by Writs of Assistance.—See a writ in Macdonald, Source Book, p. 109.

The Acts of Parliament Respecting America.—Macdonald, pp. 117-146. Assign one to each student for report and comment.

The Acts of Parliament Regarding America.—Macdonald, pp. 117-146. Assign one to each student for report and discussion.

Source Studies on the Stamp Act.—Hart, American History Told by Contemporaries, Vol. II, pp. 394-412.

Source Studies on the Stamp Act.—Hart, American History Told by Contemporaries, Vol. II, pp. 394-412.

Source Studies of the Townshend Acts.—Hart, Vol. II, pp. 413-433.

Source Studies of the Townshend Acts.—Hart, Vol. II, pp. 413-433.

American Principles.—Prepare a table of them from the Resolutions of the Stamp Act Congress and the Massachusetts Circular. Macdonald, pp. 136-146.

American Principles.—Create a table of these from the Resolutions of the Stamp Act Congress and the Massachusetts Circular. Macdonald, pp. 136-146.

An English Historian's View of the Period.—Green, Short History of England, Chap. X.

An English Historian's View of the Period.—Green, Short History of England, Chap. X.

English Policy Not Injurious to America.—Callender, Economic History, pp. 85-121.

English Policy Not Harmful to America.—Callender, Economic History, pp. 85-121.

A Review of English Policy.—Woodrow Wilson, History of the American People, Vol. II, pp. 129-170.

A Review of English Policy.—Woodrow Wilson, History of the American People, Vol. II, pp. 129-170.

The Opening of the Revolution.—Elson, History of the United States, pp. 220-235.

The Opening of the Revolution.—Elson, History of the United States, pp. 220-235.


CHAPTER VI

THE AMERICAN REVOLUTION

Resistance and Retaliation

The Continental Congress.—When the news of the "intolerable acts" reached America, every one knew what strong medicine Parliament was prepared to administer to all those who resisted its authority. The cause of Massachusetts became the cause of all the colonies. Opposition to British policy, hitherto local and spasmodic, now took on a national character. To local committees and provincial conventions was added a Continental Congress, appropriately called by Massachusetts on June 17, 1774, at the instigation of Samuel Adams. The response to the summons was electric. By hurried and irregular methods delegates were elected during the summer, and on September 5 the Congress duly assembled in Carpenter's Hall in Philadelphia. Many of the greatest men in America were there—George Washington and Patrick Henry from Virginia and John and Samuel Adams from Massachusetts. Every shade of opinion was represented. Some were impatient with mild devices; the majority favored moderation.

The Continental Congress.—When the news of the "intolerable acts" reached America, everyone knew how harsh Parliament was ready to be with anyone who challenged its authority. Massachusetts's struggle became a shared struggle for all the colonies. Opposition to British policies, which had previously been local and sporadic, now became a national issue. Alongside local committees and provincial conventions, a Continental Congress was formed, called by Massachusetts on June 17, 1774, at the urging of Samuel Adams. The response to the call was immediate. Through quick and unconventional methods, delegates were chosen over the summer, and on September 5, the Congress officially gathered in Carpenter's Hall in Philadelphia. Many of the most prominent figures in America were present—George Washington and Patrick Henry from Virginia, and John and Samuel Adams from Massachusetts. A wide range of opinions was represented. Some were frustrated with gentle approaches; the majority preferred moderation.

The Congress drew up a declaration of American rights and stated in clear and dignified language the grievances of the colonists. It approved the resistance to British measures offered by Massachusetts and promised the united support of all sections. It prepared an address to King George and another to the people of England, disavowing the idea of independence but firmly attacking the policies pursued by the British government.

The Congress created a declaration of American rights and clearly outlined the complaints of the colonists in dignified language. It supported Massachusetts in resisting British actions and promised the united backing of all regions. It drafted a letter to King George and another to the people of England, rejecting the notion of independence while strongly criticizing the policies of the British government.

The Non-Importation Agreement.—The Congress was not content, however, with professions of faith and with petitions. It took one revolutionary step. It agreed to stop the importation of British goods into America, and the enforcement of this agreement it placed in the hands of local "committees of safety and inspection," to be elected by the qualified voters. The significance of this action is obvious. Congress threw itself athwart British law. It made a rule to bind American citizens and to be carried into effect by American officers. It set up a state within the British state and laid down a test of allegiance to the new order. The colonists, who up to this moment had been wavering, had to choose one authority or the other. They were for the enforcement of the non-importation agreement or they were against it. They either bought English goods or they did not. In the spirit of the toast—"May Britain be wise and America be free"—the first Continental Congress adjourned in October, having appointed the tenth of May following for the meeting of a second Congress, should necessity require.

The Non-Importation Agreement.—The Congress wasn’t satisfied with just expressing their beliefs and making requests. It took a bold step. It decided to stop importing British goods into America, and it put the responsibility for enforcing this agreement in the hands of local "committees of safety and inspection," which would be elected by qualified voters. The importance of this action is clear. Congress challenged British law directly. It created a rule that would govern American citizens and be enforced by American officials. It established a separate entity within the British state and set a standard for loyalty to this new arrangement. The colonists, who had been undecided until now, had to pick one side or the other. They were either in favor of enforcing the non-importation agreement or against it. They either bought British products or they didn’t. In the spirit of the toast—"May Britain be wise and America be free"—the first Continental Congress wrapped up in October, having scheduled the tenth of May for a second Congress meeting if needed.

Lord North's "Olive Branch."—When the news of the action of the American Congress reached England, Pitt and Burke warmly urged a repeal of the obnoxious laws, but in vain. All they could wring from the prime minister, Lord North, was a set of "conciliatory resolutions" proposing to relieve from taxation any colony that would assume its share of imperial defense and make provision for supporting the local officers of the crown. This "olive branch" was accompanied by a resolution assuring the king of support at all hazards in suppressing the rebellion and by the restraining act of March 30, 1775, which in effect destroyed the commerce of New England.

Lord North's "Olive Branch."—When the news of the actions taken by the American Congress reached England, Pitt and Burke passionately pushed for a repeal of the unpopular laws, but it was pointless. The best they could get from the prime minister, Lord North, was a set of "conciliatory resolutions" suggesting that any colony willing to take on its share of defending the empire and supporting the local officers of the crown would be exempt from taxes. This "olive branch" was paired with a resolution promising the king support at all costs to suppress the rebellion and with the restraining act of March 30, 1775, which effectively ruined New England's trade.

Bloodshed at Lexington and Concord (April 19, 1775).—Meanwhile the British authorities in Massachusetts relaxed none of their efforts in upholding British sovereignty. General Gage, hearing that military stores had been collected at Concord, dispatched a small force to seize them. By this act he precipitated the conflict he had sought to avoid. At Lexington, on the road to Concord, occurred "the little thing" that produced "the great event." An unexpected collision beyond the thought or purpose of any man had transferred the contest from the forum to the battle field.

Bloodshed at Lexington and Concord (April 19, 1775).—Meanwhile, the British authorities in Massachusetts weren’t easing up on their efforts to maintain British control. General Gage, learning that military supplies were gathered at Concord, sent a small force to capture them. By doing this, he triggered the conflict he had been trying to prevent. At Lexington, on the way to Concord, the "little thing" happened that led to "the great event." An unexpected clash, beyond what anyone had anticipated or intended, shifted the struggle from discussions to actual fighting.

The Second Continental Congress.—Though blood had been shed and war was actually at hand, the second Continental Congress, which met at Philadelphia in May, 1775, was not yet convinced that conciliation was beyond human power. It petitioned the king to interpose on behalf of the colonists in order that the empire might avoid the calamities of civil war. On the last day of July, it made a temperate but firm answer to Lord North's offer of conciliation, stating that the proposal was unsatisfactory because it did not renounce the right to tax or repeal the offensive acts of Parliament.

The Second Continental Congress.—Even though blood had been spilled and war was imminent, the Second Continental Congress, which gathered in Philadelphia in May 1775, still believed that reconciliation was possible. It appealed to the king to intervene on behalf of the colonists so the empire could prevent the disasters of civil war. On the last day of July, it gave a measured yet resolute response to Lord North's offer of reconciliation, stating that the proposal was inadequate because it did not reject the right to tax or repeal the objectionable acts of Parliament.

Force, the British Answer.—Just as the representatives of America were about to present the last petition of Congress to the king on August 23, 1775, George III issued a proclamation of rebellion. This announcement declared that the colonists, "misled by dangerous and ill-designing men," were in a state of insurrection; it called on the civil and military powers to bring "the traitors to justice"; and it threatened with "condign punishment the authors, perpetrators, and abettors of such traitorous designs." It closed with the usual prayer: "God, save the king." Later in the year, Parliament passed a sweeping act destroying all trade and intercourse with America. Congress was silent at last. Force was also America's answer.

Force, the British Answer.—Just as the representatives of America were about to present the final petition from Congress to the king on August 23, 1775, George III issued a proclamation of rebellion. This announcement stated that the colonists, "misled by dangerous and ill-designing men," were in a state of insurrection; it called on civil and military authorities to bring "the traitors to justice"; and it threatened with "appropriate punishment the authors, perpetrators, and supporters of such traitorous plans." It concluded with the usual request: "God, save the king." Later in the year, Parliament passed a sweeping act cutting off all trade and contact with America. Congress was finally silent. Force was also America’s response.

U.S. Independence

Drifting into War.—Although the Congress had not given up all hope of reconciliation in the spring and summer of 1775, it had firmly resolved to defend American rights by arms if necessary. It transformed the militiamen who had assembled near Boston, after the battle of Lexington, into a Continental army and selected Washington as commander-in-chief. It assumed the powers of a government and prepared to raise money, wage war, and carry on diplomatic relations with foreign countries.

Drifting into War.—Even though Congress hadn't completely lost hope for reconciliation in the spring and summer of 1775, it was determined to defend American rights by force if needed. It turned the militia that had gathered near Boston after the battle of Lexington into a Continental army and appointed Washington as commander-in-chief. It took on the functions of a government and started raising funds, waging war, and conducting diplomatic relations with foreign nations.

Spirit of 1776
From an old print
Spirit of 1776

Events followed thick and fast. On June 17, the American militia, by the stubborn defense of Bunker Hill, showed that it could make British regulars pay dearly for all they got. On July 3, Washington took command of the army at Cambridge. In January, 1776, after bitter disappointments in drumming up recruits for its army in England, Scotland, and Ireland, the British government concluded a treaty with the Landgrave of Hesse-Cassel in Germany contracting, at a handsome figure, for thousands of soldiers and many pieces of cannon. This was the crowning insult to America. Such was the view of all friends of the colonies on both sides of the water. Such was, long afterward, the judgment of the conservative historian Lecky: "The conduct of England in hiring German mercenaries to subdue the essentially English population beyond the Atlantic made reconciliation hopeless and independence inevitable." The news of this wretched transaction in German soldiers had hardly reached America before there ran all down the coast the thrilling story that Washington had taken Boston, on March 17, 1776, compelling Lord Howe to sail with his entire army for Halifax.

Events unfolded rapidly. On June 17, the American militia, through their determined defense of Bunker Hill, demonstrated that they could make British regulars pay a steep price for every gain. On July 3, Washington took command of the army in Cambridge. In January 1776, after facing significant challenges in recruiting for the army in England, Scotland, and Ireland, the British government signed a treaty with the Landgrave of Hesse-Cassel in Germany to hire thousands of soldiers and a substantial number of cannons at a high cost. This was seen as a major insult to America. That was the perspective of supporters of the colonies on both sides of the ocean. Long after, the conservative historian Lecky summed it up: "The act of England in employing German mercenaries to suppress the primarily English population across the Atlantic made reconciliation impossible and independence unavoidable." The news of this unfortunate deal for German soldiers had barely reached America when the exciting story spread along the coast that Washington had taken Boston on March 17, 1776, forcing Lord Howe to evacuate his entire army to Halifax.

The Growth of Public Sentiment in Favor of Independence.—Events were bearing the Americans away from their old position under the British constitution toward a final separation. Slowly and against their desires, prudent and honorable men, who cherished the ties that united them to the old order and dreaded with genuine horror all thought of revolution, were drawn into the path that led to the great decision. In all parts of the country and among all classes, the question of the hour was being debated. "American independence," as the historian Bancroft says, "was not an act of sudden passion nor the work of one man or one assembly. It had been discussed in every part of the country by farmers and merchants, by mechanics and planters, by the fishermen along the coast and the backwoodsmen of the West; in town meetings and from the pulpit; at social gatherings and around the camp fires; in county conventions and conferences or committees; in colonial congresses and assemblies."

The Growth of Public Sentiment in Favor of Independence.—Events were moving the Americans away from their old position under British rule toward a final break. Gradually and against their wishes, cautious and honorable individuals, who valued their connections to the old order and genuinely feared the idea of revolution, found themselves on the path leading to this crucial decision. Throughout the country and across all social classes, the question of the moment was being discussed. "American independence," as historian Bancroft notes, "was not a sudden emotional outburst nor the result of one person or one assembly. It had been talked about in every part of the country by farmers and merchants, by tradespeople and planters, by fishermen along the coast and the settlers of the West; in town meetings and from the pulpit; at social gatherings and around campfires; in county conventions and committee discussions; in colonial congresses and assemblies."

Thomas Paine
From a vintage print
Thomas Paine

Paine's "Commonsense."—In the midst of this ferment of American opinion, a bold and eloquent pamphleteer broke in upon the hesitating public with a program for absolute independence, without fears and without apologies. In the early days of 1776, Thomas Paine issued the first of his famous tracts, "Commonsense," a passionate attack upon the British monarchy and an equally passionate plea for American liberty. Casting aside the language of petition with which Americans had hitherto addressed George III, Paine went to the other extreme and assailed him with many a violent epithet. He condemned monarchy itself as a system which had laid the world "in blood and ashes." Instead of praising the British constitution under which colonists had been claiming their rights, he brushed it aside as ridiculous, protesting that it was "owing to the constitution of the people, not to the constitution of the government, that the Crown is not as oppressive in England as in Turkey."

Paine's "Commonsense."—In the midst of this whirlwind of American sentiment, a bold and articulate pamphleteer stepped in front of the hesitant public with a call for total independence, without fear and without excuses. In early 1776, Thomas Paine released the first of his well-known pamphlets, "Commonsense," an impassioned critique of the British monarchy and a fervent appeal for American freedom. Shaking off the polite language of petitions that Americans had used to address George III, Paine took the opposite approach and attacked him with harsh insults. He denounced monarchy itself as a system that had left the world "in blood and ashes." Instead of celebrating the British constitution, which colonists had been using to assert their rights, he dismissed it as absurd, arguing that it was "due to the constitution of the people, not to the constitution of the government, that the Crown is not as oppressive in England as in Turkey."

Having thus summarily swept away the grounds of allegiance to the old order, Paine proceeded relentlessly to an argument for immediate separation from Great Britain. There was nothing in the sphere of practical interest, he insisted, which should bind the colonies to the mother country. Allegiance to her had been responsible for the many wars in which they had been involved. Reasons of trade were not less weighty in behalf of independence. "Our corn will fetch its price in any market in Europe and our imported goods must be paid for, buy them where we will." As to matters of government, "it is not in the power of Britain to do this continent justice; the business of it will soon be too weighty and intricate to be managed with any tolerable degree of convenience by a power so distant from us and so very ignorant of us."

Having completely dismissed the reasons for loyalty to the old order, Paine moved forward with a strong argument for immediate separation from Great Britain. He insisted there was nothing practically valuable that should keep the colonies tied to the mother country. Their allegiance had led to many wars they had faced. The trade reasons for independence were equally compelling. "Our corn can sell for a good price in any European market, and we must pay for our imported goods, no matter where we buy them." Regarding governance, "Britain cannot do justice to this continent; the matters involved will soon be too complex and heavy to manage conveniently from such a distance, and they are very ignorant of our situation."

There is accordingly no alternative to independence for America. "Everything that is right or natural pleads for separation. The blood of the slain, the weeping voice of nature cries ''tis time to part.' ... Arms, the last resort, must decide the contest; the appeal was the choice of the king and the continent hath accepted the challenge.... The sun never shone on a cause of greater worth. 'Tis not the affair of a city, a county, a province or a kingdom, but of a continent.... 'Tis not the concern of a day, a year or an age; posterity is involved in the contest and will be more or less affected to the end of time by the proceedings now. Now is the seed-time of Continental union, faith, and honor.... O! ye that love mankind! Ye that dare oppose not only the tyranny, but the tyrant, stand forth.... Let names of Whig and Tory be extinct. Let none other be heard among us than those of a good citizen, an open and resolute friend, and a virtuous supporter of the rights of mankind and of the free and independent states of America." As more than 100,000 copies were scattered broadcast over the country, patriots exclaimed with Washington: "Sound doctrine and unanswerable reason!"

There is no alternative to independence for America. "Everything that is right and natural calls for separation. The blood of the slain and the grieving voice of nature cry out 'it’s time to part.' ... Arms, as a last resort, must decide the outcome; the choice to appeal was made by the king, and the continent has accepted the challenge... The sun has never shone on a cause of greater worth. This isn’t just the concern of a city, a county, a province, or a kingdom, but of a continent... This isn’t just an issue for a day, a year, or an age; future generations are at stake in this contest and will be affected by what we do now. Now is the time for planting the seeds of Continental union, faith, and honor.... O! you who love humanity! You who dare to oppose not just the tyranny, but the tyrant, step forward.... Let the names of Whig and Tory be forgotten. Let only good citizens, open and resolute friends, and honorable supporters of the rights of mankind and of the free and independent states of America be heard among us." As more than 100,000 copies were spread across the country, patriots shouted with Washington: "Sound doctrine and unanswerable reason!"

The Drift of Events toward Independence.—Official support for the idea of independence began to come from many quarters. On the tenth of February, 1776, Gadsden, in the provincial convention of South Carolina, advocated a new constitution for the colony and absolute independence for all America. The convention balked at the latter but went half way by abolishing the system of royal administration and establishing a complete plan of self-government. A month later, on April 12, the neighboring state of North Carolina uttered the daring phrase from which others shrank. It empowered its representatives in the Congress to concur with the delegates of the other colonies in declaring independence. Rhode Island, Massachusetts, and Virginia quickly responded to the challenge. The convention of the Old Dominion, on May 15, instructed its delegates at Philadelphia to propose the independence of the United Colonies and to give the assent of Virginia to the act of separation. When the resolution was carried the British flag on the state house was lowered for all time.

The Drift of Events toward Independence.—Official support for the idea of independence started coming from many places. On February 10, 1776, Gadsden, in the provincial convention of South Carolina, pushed for a new constitution for the colony and complete independence for all of America. The convention hesitated at the latter but met halfway by ending the royal administration and creating a full plan for self-government. A month later, on April 12, the neighboring state of North Carolina boldly stated what others were afraid to declare. It authorized its representatives in Congress to agree with the delegates from the other colonies on declaring independence. Rhode Island, Massachusetts, and Virginia quickly answered the call. The convention of Virginia, on May 15, instructed its delegates in Philadelphia to propose the independence of the United Colonies and to consent to the act of separation. When the resolution passed, the British flag on the state house was lowered for good.

Meanwhile the Continental Congress was alive to the course of events outside. The subject of independence was constantly being raised. "Are we rebels?" exclaimed Wyeth of Virginia during a debate in February. "No: we must declare ourselves a free people." Others hesitated and spoke of waiting for the arrival of commissioners of conciliation. "Is not America already independent?" asked Samuel Adams a few weeks later. "Why not then declare it?" Still there was uncertainty and delegates avoided the direct word. A few more weeks elapsed. At last, on May 10, Congress declared that the authority of the British crown in America must be suppressed and advised the colonies to set up governments of their own.

Meanwhile, the Continental Congress was aware of the events happening outside. The topic of independence kept coming up. "Are we rebels?" exclaimed Wyeth from Virginia during a debate in February. "No: we need to declare ourselves a free people." Others were hesitant and talked about waiting for the arrival of conciliatory commissioners. "Isn’t America already independent?" asked Samuel Adams a few weeks later. "So why not declare it?" Still, there was uncertainty, and delegates avoided saying the word directly. A few more weeks passed. A_TAG_PLACEHOLDER_0 Finally, on May 10, Congress declared that the authority of the British crown in America had to be ended and advised the colonies to establish their own governments.

Thomas Jefferson Reading His Draft
From an old print
Thomas Jefferson Reading His Draft of the
Declaration of Independence to the
Committee of Congress

Independence Declared.—The way was fully prepared, therefore, when, on June 7, the Virginia delegation in the Congress moved that "these united colonies are and of right ought to be free and independent states." A committee was immediately appointed to draft a formal document setting forth the reasons for the act, and on July 2 all the states save New York went on record in favor of severing their political connection with Great Britain. Two days later, July 4, Jefferson's draft of the Declaration of Independence, changed in some slight particulars, was adopted. The old bell in Independence Hall, as it is now known, rang out the glad tidings; couriers swiftly carried the news to the uttermost hamlet and farm. A new nation announced its will to have a place among the powers of the world.

Independence Declared.—The way was fully prepared, so when, on June 7, the Virginia delegation in Congress proposed that "these united colonies are and of right ought to be free and independent states." A committee was quickly assembled to draft a formal document outlining the reasons for this action, and on July 2, all the states except New York officially expressed their support for breaking away from Great Britain. Two days later, on July 4, Jefferson's draft of the Declaration of Independence, with some minor changes, was adopted. The old bell in Independence Hall, as it is now called, rang out the happy news; messengers quickly spread the word to every corner of the land. A new nation declared its intention to take its rightful place among the powers of the world.

To some documents is given immortality. The Declaration of Independence is one of them. American patriotism is forever associated with it; but patriotism alone does not make it immortal. Neither does the vigor of its language or the severity of its indictment give it a secure place in the records of time. The secret of its greatness lies in the simple fact that it is one of the memorable landmarks in the history of a political ideal which for three centuries has been taking form and spreading throughout the earth, challenging kings and potentates, shaking down thrones and aristocracies, breaking the armies of irresponsible power on battle fields as far apart as Marston Moor and Château-Thierry. That ideal, now so familiar, then so novel, is summed up in the simple sentence: "Governments derive their just powers from the consent of the governed."

Some documents achieve immortality. The Declaration of Independence is one of them. American patriotism is always linked to it, but patriotism alone doesn’t make it timeless. The strength of its language or the harshness of its criticism also don’t guarantee its lasting significance. Its greatness lies in the simple truth that it is one of the key milestones in the history of a political ideal that has been developing and spreading across the world for three centuries, challenging kings and rulers, toppling thrones and aristocracies, defeating the armies of unchecked power on battlefields as far away as Marston Moor and Château-Thierry. That ideal, which is so familiar now but was so new then, is captured in the straightforward phrase: "Governments derive their just powers from the consent of the governed."

Written in a "decent respect for the opinions of mankind," to set forth the causes which impelled the American colonists to separate from Britain, the Declaration contained a long list of "abuses and usurpations" which had induced them to throw off the government of King George. That section of the Declaration has passed into "ancient" history and is seldom read. It is the part laying down a new basis for government and giving a new dignity to the common man that has become a household phrase in the Old World as in the New.

Written with a "decent respect for the opinions of mankind," to explain the reasons that drove the American colonists to break away from Britain, the Declaration included a long list of "abuses and usurpations" that led them to overthrow the rule of King George. That part of the Declaration has become part of "ancient" history and is rarely read. It is the section establishing a new foundation for government and elevating the common man that has turned into a well-known phrase in both the Old World and the New.

In the more enduring passages there are four fundamental ideas which, from the standpoint of the old system of government, were the essence of revolution: (1) all men are created equal and are endowed by their Creator with certain unalienable rights including life, liberty, and the pursuit of happiness; (2) the purpose of government is to secure these rights; (3) governments derive their just powers from the consent of the governed; (4) whenever any form of government becomes destructive of these ends it is the right of the people to alter or abolish it and institute new government, laying its foundations on such principles and organizing its powers in such form as to them shall seem most likely to effect their safety and happiness. Here was the prelude to the historic drama of democracy—a challenge to every form of government and every privilege not founded on popular assent.

In the more enduring passages, there are four key ideas that, from the perspective of the old system of government, were the essence of revolution: (1) all people are created equal and are given by their Creator certain unalienable rights, including life, liberty, and the pursuit of happiness; (2) the purpose of government is to protect these rights; (3) governments get their valid powers from the consent of the people they govern; (4) whenever any form of government becomes harmful to these purposes, it is the people’s right to change or get rid of it and establish a new government, building its foundations on principles that they believe will best ensure their safety and happiness. This was the beginning of the historic struggle for democracy—a challenge to every form of government and every privilege not based on the will of the people.

The Formation of Government and the New Loyalty

The Committees of Correspondence.—As soon as debate had passed into armed resistance, the patriots found it necessary to consolidate their forces by organizing civil government. This was readily effected, for the means were at hand in town meetings, provincial legislatures, and committees of correspondence. The working tools of the Revolution were in fact the committees of correspondence—small, local, unofficial groups of patriots formed to exchange views and create public sentiment. As early as November, 1772, such a committee had been created in Boston under the leadership of Samuel Adams. It held regular meetings, sent emissaries to neighboring towns, and carried on a campaign of education in the doctrines of liberty.

The Committees of Correspondence.—Once the debate shifted to armed resistance, the patriots realized they needed to strengthen their efforts by setting up a civil government. This was easily done because the mechanisms were available through town meetings, provincial legislatures, and committees of correspondence. The real tools of the Revolution were the committees of correspondence—small, local, unofficial groups of patriots formed to share ideas and build public support. As early as November 1772, such a committee was established in Boston under the leadership of Samuel Adams. It held regular meetings, sent messengers to neighboring towns, and launched a campaign to educate people on the principles of liberty.

The Colonies of North America at the Time of the Declaration of Independence
The North American Colonies During the Declaration of Independence

Upon local organizations similar in character to the Boston committee were built county committees and then the larger colonial committees, congresses, and conventions, all unofficial and representing the revolutionary elements. Ordinarily the provincial convention was merely the old legislative assembly freed from all royalist sympathizers and controlled by patriots. Finally, upon these colonial assemblies was built the Continental Congress, the precursor of union under the Articles of Confederation and ultimately under the Constitution of the United States. This was the revolutionary government set up within the British empire in America.

Local organizations similar to the Boston committee led to the formation of county committees, which then connected to larger colonial committees, congresses, and conventions, all unofficial and representing the revolutionary forces. Typically, the provincial convention was essentially the old legislative assembly, stripped of all royalist sympathizers and dominated by patriots. Ultimately, these colonial assemblies gave rise to the Continental Congress, which was the first step toward unity under the Articles of Confederation and eventually under the Constitution of the United States. This was the revolutionary government established within the British Empire in America.

State Constitutions Framed.—With the rise of these new assemblies of the people, the old colonial governments broke down. From the royal provinces the governor, the judges, and the high officers fled in haste, and it became necessary to substitute patriot authorities. The appeal to the colonies advising them to adopt a new form of government for themselves, issued by the Congress in May, 1776, was quickly acted upon. Before the expiration of a year, Virginia, New Jersey, Pennsylvania, Delaware, Maryland, Georgia, and New York had drafted new constitutions as states, not as colonies uncertain of their destinies. Connecticut and Rhode Island, holding that their ancient charters were equal to their needs, merely renounced their allegiance to the king and went on as before so far as the form of government was concerned. South Carolina, which had drafted a temporary plan early in 1776, drew up a new and more complete constitution in 1778. Two years later Massachusetts with much deliberation put into force its fundamental law, which in most of its essential features remains unchanged to-day.

State Constitutions Framed.—With the rise of these new assemblies of the people, the old colonial governments fell apart. The governor, judges, and high officials fled the royal provinces in a hurry, and it became necessary to replace them with patriot authorities. The Congress’s appeal to the colonies in May 1776, suggesting they create a new form of government for themselves, was quickly responded to. Within a year, Virginia, New Jersey, Pennsylvania, Delaware, Maryland, Georgia, and New York had drafted new constitutions as states, no longer viewing themselves as uncertain colonies. Connecticut and Rhode Island, believing their old charters were sufficient, simply renounced their allegiance to the king and continued as before regarding their form of government. South Carolina, which had created a temporary plan early in 1776, drafted a new and more complete constitution in 1778. Two years later, Massachusetts, after much careful consideration, implemented its fundamental law, which still retains most of its essential features today.

The new state constitutions in their broad outlines followed colonial models. For the royal governor was substituted a governor or president chosen usually by the legislature; but in two instances, New York and Massachusetts, by popular vote. For the provincial council there was substituted, except in Georgia, a senate; while the lower house, or assembly, was continued virtually without change. The old property restriction on the suffrage, though lowered slightly in some states, was continued in full force to the great discontent of the mechanics thus deprived of the ballot. The special qualifications, laid down in several constitutions, for governors, senators, and representatives, indicated that the revolutionary leaders were not prepared for any radical experiments in democracy. The protests of a few women, like Mrs. John Adams of Massachusetts and Mrs. Henry Corbin of Virginia, against a government which excluded them from political rights were treated as mild curiosities of no significance, although in New Jersey women were allowed to vote for many years on the same terms as men.

The new state constitutions generally followed colonial models. The royal governor was replaced by a governor or president usually chosen by the legislature; however, in New York and Massachusetts, they were elected by popular vote. The provincial council was replaced, except in Georgia, by a senate; while the lower house, or assembly, was continued virtually unchanged. The old property requirement for voting, although slightly relaxed in some states, remained in full force, causing significant frustration among mechanics who were denied the ballot. The specific qualifications outlined in several constitutions for governors, senators, and representatives showed that the revolutionary leaders were not ready for any radical changes in democracy. The protests from a few women, like Mrs. John Adams of Massachusetts and Mrs. Henry Corbin of Virginia, against a government that excluded them from political rights were seen as mild curiosities of no real importance, even though women in New Jersey were allowed to vote for many years on the same terms as men.

By the new state constitutions the signs and symbols of royal power, of authority derived from any source save "the people," were swept aside and republican governments on an imposing scale presented for the first time to the modern world. Copies of these remarkable documents prepared by plain citizens were translated into French and widely circulated in Europe. There they were destined to serve as a guide and inspiration to a generation of constitution-makers whose mission it was to begin the democratic revolution in the Old World.

By the new state constitutions, the signs and symbols of royal power and authority derived from any source other than "the people" were eliminated, and republican governments on a grand scale were introduced to the modern world for the first time. Copies of these amazing documents, created by ordinary citizens, were translated into French and widely spread throughout Europe. There, they were meant to guide and inspire a generation of constitution-makers whose mission was to kick off the democratic revolution in the Old World.

The Articles of Confederation.—The formation of state constitutions was an easy task for the revolutionary leaders. They had only to build on foundations already laid. The establishment of a national system of government was another matter. There had always been, it must be remembered, a system of central control over the colonies, but Americans had had little experience in its operation. When the supervision of the crown of Great Britain was suddenly broken, the patriot leaders, accustomed merely to provincial statesmanship, were poorly trained for action on a national stage.

The Articles of Confederation.—Creating state constitutions was a simple job for the revolutionary leaders. They just had to build on existing foundations. Setting up a national government was a different story. It’s important to remember that there had always been some central control over the colonies, but Americans had little experience with how it worked. When British rule was suddenly ended, the patriot leaders, used to local politics, were not well prepared for action on a national level.

Many forces worked against those who, like Franklin, had a vision of national destiny. There were differences in economic interest—commerce and industry in the North and the planting system of the South. There were contests over the apportionment of taxes and the quotas of troops for common defense. To these practical difficulties were added local pride, the vested rights of state and village politicians in their provincial dignity, and the scarcity of men with a large outlook upon the common enterprise.

Many factors were against those who, like Franklin, had a vision for the nation's future. There were conflicting economic interests—commerce and industry in the North versus the agriculture system in the South. There were battles over tax distribution and troop quotas for common defense. On top of these practical challenges were local pride, the established rights of state and local politicians in their regional importance, and the lack of people with a broader perspective on the shared goals.

Nevertheless, necessity compelled them to consider some sort of federation. The second Continental Congress had hardly opened its work before the most sagacious leaders began to urge the desirability of a permanent connection. As early as July, 1775, Congress resolved to go into a committee of the whole on the state of the union, and Franklin, undaunted by the fate of his Albany plan of twenty years before, again presented a draft of a constitution. Long and desultory debates followed and it was not until late in 1777 that Congress presented to the states the Articles of Confederation. Provincial jealousies delayed ratification, and it was the spring of 1781, a few months before the surrender of Cornwallis at Yorktown, when Maryland, the last of the states, approved the Articles. This plan of union, though it was all that could be wrung from the reluctant states, provided for neither a chief executive nor a system of federal courts. It created simply a Congress of delegates in which each state had an equal voice and gave it the right to call upon the state legislatures for the sinews of government—money and soldiers.

Nevertheless, necessity forced them to think about some form of federation. The second Continental Congress had barely started its work when the most insightful leaders began to advocate for a permanent connection. As early as July 1775, Congress decided to meet as a committee of the whole to discuss the state of the union, and Franklin, undeterred by the failure of his Albany plan from twenty years earlier, once again presented a draft of a constitution. Long and meandering debates ensued, and it wasn’t until late in 1777 that Congress presented the Articles of Confederation to the states. Provincial rivalries delayed ratification, and it was in the spring of 1781, just a few months before Cornwallis surrendered at Yorktown, that Maryland, the last state, approved the Articles. This union plan, while it was the best that could be extracted from the unwilling states, did not provide for a chief executive or a system of federal courts. It simply created a Congress of delegates where each state had an equal voice and granted it the authority to request the state legislatures for the necessary resources—money and soldiers.

The Application of Tests of Allegiance.—As the successive steps were taken in the direction of independent government, the patriots devised and applied tests designed to discover who were for and who were against the new nation in the process of making. When the first Continental Congress agreed not to allow the importation of British goods, it provided for the creation of local committees to enforce the rules. Such agencies were duly formed by the choice of men favoring the scheme, all opponents being excluded from the elections. Before these bodies those who persisted in buying British goods were summoned and warned or punished according to circumstances. As soon as the new state constitutions were put into effect, local committees set to work in the same way to ferret out all who were not outspoken in their support of the new order of things.

The Application of Tests of Allegiance.—As the steps toward independent government progressed, the patriots created and implemented tests to determine who supported and who opposed the emerging nation. When the first Continental Congress decided to prohibit the importation of British goods, it established local committees to enforce these rules. These committees were formed by selecting men who backed the initiative, excluding any opponents from the elections. Those who continued to buy British goods were summoned before these committees and either warned or punished based on the situation. Once the new state constitutions were enacted, local committees began operating in the same manner to identify anyone who was not openly supportive of the new order.

Mobbing the Tories
Targeting the Tories

These patriot agencies, bearing different names in different sections, were sometimes ruthless in their methods. They called upon all men to sign the test of loyalty, frequently known as the "association test." Those who refused were promptly branded as outlaws, while some of the more dangerous were thrown into jail. The prison camp in Connecticut at one time held the former governor of New Jersey and the mayor of New York. Thousands were black-listed and subjected to espionage. The black-list of Pennsylvania contained the names of nearly five hundred persons of prominence who were under suspicion. Loyalists or Tories who were bold enough to speak and write against the Revolution were suppressed and their pamphlets burned. In many places, particularly in the North, the property of the loyalists was confiscated and the proceeds applied to the cause of the Revolution.

These patriotic groups, known by different names in various regions, were sometimes harsh in their methods. They called on all men to sign a loyalty oath, often referred to as the "association test." Those who refused were quickly labeled as outlaws, and some of the more dangerous individuals were imprisoned. At one point, the prison camp in Connecticut held the former governor of New Jersey and the mayor of New York. Thousands were blacklisted and subjected to surveillance. The blacklist in Pennsylvania included nearly five hundred prominent individuals who were under suspicion. Loyalists or Tories who dared to speak or write against the Revolution were silenced, and their pamphlets were burned. In many areas, especially in the North, loyalists' property was confiscated, and the proceeds were used to support the Revolution.

The work of the official agencies for suppression of opposition was sometimes supplemented by mob violence. A few Tories were hanged without trial, and others were tarred and feathered. One was placed upon a cake of ice and held there "until his loyalty to King George might cool." Whole families were driven out of their homes to find their way as best they could within the British lines or into Canada, where the British government gave them lands. Such excesses were deplored by Washington, but they were defended on the ground that in effect a civil war, as well as a war for independence, was being waged.

The efforts of official agencies to suppress opposition were sometimes backed by mob violence. A few Tories were hanged without a trial, and others were tarred and feathered. One was put on a block of ice and held there "until his loyalty to King George might cool." Entire families were forced out of their homes to make their way as best they could within the British lines or into Canada, where the British government offered them land. Washington condemned these actions, but they were justified on the grounds that a civil war, along with a war for independence, was effectively being fought.

The Patriots and Tories.—Thus, by one process or another, those who were to be citizens of the new republic were separated from those who preferred to be subjects of King George. Just what proportion of the Americans favored independence and what share remained loyal to the British monarchy there is no way of knowing. The question of revolution was not submitted to popular vote, and on the point of numbers we have conflicting evidence. On the patriot side, there is the testimony of a careful and informed observer, John Adams, who asserted that two-thirds of the people were for the American cause and not more than one-third opposed the Revolution at all stages.

The Patriots and Tories.—In various ways, those who were going to be citizens of the new republic were separated from those who wanted to stay subjects of King George. It's impossible to know exactly what percentage of Americans supported independence and how many remained loyal to the British monarchy. The issue of revolution wasn’t put to a public vote, and we have conflicting evidence about the numbers. On the patriot side, there’s the account of a careful and informed observer, John Adams, who claimed that two-thirds of the people supported the American cause, while no more than one-third opposed the Revolution at any point.

On behalf of the loyalists, or Tories as they were popularly known, extravagant claims were made. Joseph Galloway, who had been a member of the first Continental Congress and had fled to England when he saw its temper, testified before a committee of Parliament in 1779 that not one-fifth of the American people supported the insurrection and that "many more than four-fifths of the people prefer a union with Great Britain upon constitutional principles to independence." At the same time General Robertson, who had lived in America twenty-four years, declared that "more than two-thirds of the people would prefer the king's government to the Congress' tyranny." In an address to the king in that year a committee of American loyalists asserted that "the number of Americans in his Majesty's army exceeded the number of troops enlisted by Congress to oppose them."

On behalf of the loyalists, often called Tories, some bold claims were made. Joseph Galloway, who was part of the first Continental Congress and had fled to England when he sensed the mood there, testified before a Parliamentary committee in 1779 that less than one-fifth of the American people supported the rebellion and that "many more than four-fifths of the people prefer a union with Great Britain based on constitutional principles rather than independence." At the same time, General Robertson, who had lived in America for twenty-four years, stated that "more than two-thirds of the people would prefer the king's government to the tyranny of Congress." In a statement to the king that year, a committee of American loyalists claimed that "the number of Americans in his Majesty's army was greater than the number of troops enlisted by Congress to fight against them."

The Character of the Loyalists.—When General Howe evacuated Boston, more than a thousand people fled with him. This great company, according to a careful historian, "formed the aristocracy of the province by virtue of their official rank; of their dignified callings and professions; of their hereditary wealth and of their culture." The act of banishment passed by Massachusetts in 1778, listing over 300 Tories, "reads like the social register of the oldest and noblest families of New England," more than one out of five being graduates of Harvard College. The same was true of New York and Philadelphia; namely, that the leading loyalists were prominent officials of the old order, clergymen and wealthy merchants. With passion the loyalists fought against the inevitable or with anguish of heart they left as refugees for a life of uncertainty in Canada or the mother country.

The Character of the Loyalists.—When General Howe left Boston, more than a thousand people went with him. This large group, according to a diligent historian, "made up the elite of the province because of their official positions; their respected professions and careers; their inherited wealth, and their education." The banishment law passed by Massachusetts in 1778, which listed over 300 Tories, "reads like the social register of the oldest and most distinguished families of New England," with more than one in five being graduates of Harvard College. The same was true in New York and Philadelphia; that is, the leading loyalists were key officials of the previous regime, clergymen, and affluent merchants. With great determination, the loyalists fought against the unavoidable, or with heavy hearts, they left as refugees for a life of uncertainty in Canada or back in the homeland.

Tories Assail the Patriots.—The Tories who remained in America joined the British army by the thousands or in other ways aided the royal cause. Those who were skillful with the pen assailed the patriots in editorials, rhymes, satires, and political catechisms. They declared that the members of Congress were "obscure, pettifogging attorneys, bankrupt shopkeepers, outlawed smugglers, etc." The people and their leaders they characterized as "wretched banditti ... the refuse and dregs of mankind." The generals in the army they sneered at as "men of rank and honor nearly on a par with those of the Congress."

Tories Attack the Patriots.—The Tories who stayed in America joined the British army by the thousands or supported the royal cause in other ways. Those skilled with words criticized the patriots in editorials, poems, satirical pieces, and political pamphlets. They claimed that the members of Congress were "unknown, petty lawyers, broke shopkeepers, banned smugglers, etc." They described the people and their leaders as "miserable bandits ... the refuse and dregs of humanity." They mocked the generals in the army as "men of rank and honor almost equal to those in Congress."

Patriot Writers Arouse the National Spirit.—Stung by Tory taunts, patriot writers devoted themselves to creating and sustaining a public opinion favorable to the American cause. Moreover, they had to combat the depression that grew out of the misfortunes in the early days of the war. A terrible disaster befell Generals Arnold and Montgomery in the winter of 1775 as they attempted to bring Canada into the revolution—a disaster that cost 5000 men; repeated calamities harassed Washington in 1776 as he was defeated on Long Island, driven out of New York City, and beaten at Harlem Heights and White Plains. These reverses were almost too great for the stoutest patriots.

Patriot Writers Arouse the National Spirit.—Annoyed by Tory insults, patriot writers worked hard to shape and maintain public opinion that supported the American cause. They also had to fight against the discouragement caused by the early setbacks of the war. A major disaster struck Generals Arnold and Montgomery in the winter of 1775 when they tried to bring Canada into the revolution—a disaster that cost 5,000 men; Washington faced ongoing troubles in 1776 as he suffered defeats on Long Island, was forced out of New York City, and lost at Harlem Heights and White Plains. These setbacks were almost too much for even the strongest patriots to handle.

Pamphleteers, preachers, and publicists rose, however, to meet the needs of the hour. John Witherspoon, provost of the College of New Jersey, forsook the classroom for the field of political controversy. The poet, Philip Freneau, flung taunts of cowardice at the Tories and celebrated the spirit of liberty in many a stirring poem. Songs, ballads, plays, and satires flowed from the press in an unending stream. Fast days, battle anniversaries, celebrations of important steps taken by Congress afforded to patriotic clergymen abundant opportunities for sermons. "Does Mr. Wiberd preach against oppression?" anxiously inquired John Adams in a letter to his wife. The answer was decisive. "The clergy of every denomination, not excepting the Episcopalian, thunder and lighten every Sabbath. They pray for Boston and Massachusetts. They thank God most explicitly and fervently for our remarkable successes. They pray for the American army."

Pamphleteers, preachers, and publicists stepped up to address the needs of the moment. John Witherspoon, the president of the College of New Jersey, left the classroom to dive into the world of political debate. The poet Philip Freneau hurled insults at the Tories for their cowardice and celebrated the spirit of freedom in many powerful poems. Songs, ballads, plays, and satirical works poured out from the press nonstop. Days of fasting, anniversaries of battles, and celebrations of significant actions taken by Congress provided patriotic clergymen with plenty of chances to deliver sermons. "Does Mr. Wiberd preach against oppression?" John Adams anxiously asked in a letter to his wife. The response was clear. "The clergy from every denomination, including the Episcopalians, thunder and flash every Sunday. They pray for Boston and Massachusetts. They thank God explicitly and passionately for our remarkable victories. They pray for the American army."

Thomas Paine never let his pen rest. He had been with the forces of Washington when they retreated from Fort Lee and were harried from New Jersey into Pennsylvania. He knew the effect of such reverses on the army as well as on the public. In December, 1776, he made a second great appeal to his countrymen in his pamphlet, "The Crisis," the first part of which he had written while defeat and gloom were all about him. This tract was a cry for continued support of the Revolution. "These are the times that try men's souls," he opened. "The summer soldier and the sunshine patriot will, in this crisis, shrink from the service of his country; but he that stands it now deserves the love and thanks of men and women." Paine laid his lash fiercely on the Tories, branding every one as a coward grounded in "servile, slavish, self-interested fear." He deplored the inadequacy of the militia and called for a real army. He refuted the charge that the retreat through New Jersey was a disaster and he promised victory soon. "By perseverance and fortitude," he concluded, "we have the prospect of a glorious issue; by cowardice and submission the sad choice of a variety of evils—a ravaged country, a depopulated city, habitations without safety and slavery without hope.... Look on this picture and weep over it." His ringing call to arms was followed by another and another until the long contest was over.

Thomas Paine never stopped writing. He had been with Washington’s forces when they retreated from Fort Lee and were chased from New Jersey into Pennsylvania. He understood how such setbacks affected both the army and the public. In December 1776, he made a second major appeal to his fellow countrymen in his pamphlet, "The Crisis," the first part of which he had written while defeat and despair surrounded him. This piece was a plea for continued support of the Revolution. “These are the times that try men’s souls,” he began. “The summer soldier and the sunshine patriot will shrink from the service of his country in this crisis; but he who stands firm now deserves the love and gratitude of men and women.” Paine fiercely criticized the Tories, labeling them all as cowards driven by “servile, slavish, self-interested fear.” He expressed disappointment in the militia and called for a real army. He countered the claim that the retreat through New Jersey was a disaster and promised victory soon. “By perseverance and fortitude,” he concluded, “we have the prospect of a glorious outcome; by cowardice and submission, the sad choice of various evils—a ravaged country, a depopulated city, homes without safety, and slavery without hope.... Look at this picture and weep over it.” His powerful call to arms was followed by more calls until the long struggle came to an end.

Military Matters

The Two Phases of the War.—The war which opened with the battle of Lexington, on April 19, 1775, and closed with the surrender of Cornwallis at Yorktown on October 19, 1781, passed through two distinct phases—the first lasting until the treaty of alliance with France, in 1778, and the second until the end of the struggle. During the first phase, the war was confined mainly to the North. The outstanding features of the contest were the evacuation of Boston by the British, the expulsion of American forces from New York and their retreat through New Jersey, the battle of Trenton, the seizure of Philadelphia by the British (September, 1777), the invasion of New York by Burgoyne and his capture at Saratoga in October, 1777, and the encampment of American forces at Valley Forge for the terrible winter of 1777-78.

The Two Phases of the War.—The war that began with the battle of Lexington on April 19, 1775, and ended with Cornwallis's surrender at Yorktown on October 19, 1781, went through two distinct phases—the first lasting until the treaty of alliance with France in 1778, and the second lasting until the end of the conflict. During the first phase, the war was mainly limited to the North. The major events of this period included the British evacuation of Boston, the American forces being expelled from New York and their retreat through New Jersey, the battle of Trenton, the British capture of Philadelphia in September 1777, Burgoyne's invasion of New York and his capture at Saratoga in October 1777, and the American forces' encampment at Valley Forge during the harsh winter of 1777-78.

The final phase of the war, opening with the treaty of alliance with France on February 6, 1778, was confined mainly to the Middle states, the West, and the South. In the first sphere of action the chief events were the withdrawal of the British from Philadelphia, the battle of Monmouth, and the inclosure of the British in New York by deploying American forces from Morristown, New Jersey, up to West Point. In the West, George Rogers Clark, by his famous march into the Illinois country, secured Kaskaskia and Vincennes and laid a firm grip on the country between the Ohio and the Great Lakes. In the South, the second period opened with successes for the British. They captured Savannah, conquered Georgia, and restored the royal governor. In 1780 they seized Charleston, administered a crushing defeat to the American forces under Gates at Camden, and overran South Carolina, though meeting reverses at Cowpens and King's Mountain. Then came the closing scenes. Cornwallis began the last of his operations. He pursued General Greene far into North Carolina, clashed with him at Guilford Court House, retired to the coast, took charge of British forces engaged in plundering Virginia, and fortified Yorktown, where he was penned up by the French fleet from the sea and the combined French and American forces on land.

The final phase of the war, starting with the alliance treaty with France on February 6, 1778, mainly focused on the Middle states, the West, and the South. In the Middle states, the key events included the British pulling out of Philadelphia, the Battle of Monmouth, and the American forces surrounding the British in New York by moving troops from Morristown, New Jersey, to West Point. In the West, George Rogers Clark secured Kaskaskia and Vincennes with his famous march into Illinois, establishing strong control over the area between the Ohio River and the Great Lakes. In the South, the next phase began with British victories. They captured Savannah, took over Georgia, and reinstated the royal governor. In 1780, they seized Charleston, dealt a heavy defeat to American forces led by Gates at Camden, and swept through South Carolina, though they faced setbacks at Cowpens and King's Mountain. Then came the final events. Cornwallis began his last operations. He chased General Greene deep into North Carolina, engaged him at Guilford Court House, retreated to the coast, took command of British forces looting Virginia, and fortified Yorktown, where he was trapped by the French fleet at sea and the combined French and American forces on land.

The Geographical Aspects of the War.—For the British the theater of the war offered many problems. From first to last it extended from Massachusetts to Georgia, a distance of almost a thousand miles. It was nearly three thousand miles from the main base of supplies and, though the British navy kept the channel open, transports were constantly falling prey to daring privateers and fleet American war vessels. The sea, on the other hand, offered an easy means of transportation between points along the coast and gave ready access to the American centers of wealth and population. Of this the British made good use. Though early forced to give up Boston, they seized New York and kept it until the end of the war; they took Philadelphia and retained it until threatened by the approach of the French fleet; and they captured and held both Savannah and Charleston. Wars, however, are seldom won by the conquest of cities.

The Geographical Aspects of the War.—For the British, the war theater presented many challenges. It stretched from Massachusetts to Georgia, nearly a thousand miles apart. It was almost three thousand miles from their main supply base, and while the British navy kept the channel open, their transports were often targeted by bold privateers and American warships. The sea, however, provided a convenient way to move between coastal points and allowed easy access to American centers of wealth and population. The British took full advantage of this. Although they were forced to abandon Boston early on, they seized New York and held it until the war ended; they captured Philadelphia and kept it until they were threatened by the French fleet; and they also took control of Savannah and Charleston. However, wars are rarely won by simply capturing cities.

Particularly was this true in the case of the Revolution. Only a small portion of the American people lived in towns. Countrymen back from the coast were in no way dependent upon them for a livelihood. They lived on the produce of the soil, not upon the profits of trade. This very fact gave strength to them in the contest. Whenever the British ventured far from the ports of entry, they encountered reverses. Burgoyne was forced to surrender at Saratoga because he was surrounded and cut off from his base of supplies. As soon as the British got away from Charleston, they were harassed and worried by the guerrilla warriors of Marion, Sumter, and Pickens. Cornwallis could technically defeat Greene at Guilford far in the interior; but he could not hold the inland region he had invaded. Sustained by their own labor, possessing the interior to which their armies could readily retreat, supplied mainly from native resources, the Americans could not be hemmed in, penned up, and destroyed at one fell blow.

This was especially true during the Revolution. Only a small part of the American population lived in towns. Farmers returning from the coast didn’t rely on them for their livelihoods. They depended on what they grew, not on profits from trade. This fact gave them strength in the fight. Whenever the British ventured far from the ports, they faced setbacks. Burgoyne had to surrender at Saratoga because he was surrounded and cut off from his supply base. Once the British moved away from Charleston, they were constantly attacked by the guerrilla fighters Marion, Sumter, and Pickens. Cornwallis could technically defeat Greene at Guilford deep in the interior, but he couldn’t hold onto the inland territory he had invaded. Supported by their own work, having the interior to which their armies could easily retreat, and mainly supplied by local resources, the Americans couldn’t be trapped, confined, and destroyed all at once.

The Sea Power.—The British made good use of their fleet in cutting off American trade, but control of the sea did not seriously affect the United States. As an agricultural country, the ruin of its commerce was not such a vital matter. All the materials for a comfortable though somewhat rude life were right at hand. It made little difference to a nation fighting for existence, if silks, fine linens, and chinaware were cut off. This was an evil to which submission was necessary.

The Sea Power.—The British effectively used their navy to block American trade, but controlling the seas didn't seriously impact the United States. As a farming nation, the collapse of its trade was not such a critical issue. All the resources for a comfortable, albeit somewhat rough, lifestyle were available nearby. It didn't matter much to a nation fighting for survival if luxuries like silks, fine linens, and china were unavailable. This was a hardship that required acceptance.

Nor did the brilliant exploits of John Paul Jones and Captain John Barry materially change the situation. They demonstrated the skill of American seamen and their courage as fighting men. They raised the rates of British marine insurance, but they did not dethrone the mistress of the seas. Less spectacular, and more distinctive, were the deeds of the hundreds of privateers and minor captains who overhauled British supply ships and kept British merchantmen in constant anxiety. Not until the French fleet was thrown into the scale, were the British compelled to reckon seriously with the enemy on the sea and make plans based upon the possibilities of a maritime disaster.

The impressive actions of John Paul Jones and Captain John Barry didn't really change the overall situation. They showcased the skills of American sailors and their bravery in battle. While they increased the costs of British marine insurance, they didn't take away Britain's dominance at sea. Less flashy but more significant were the actions of the many privateers and lesser-known captains who targeted British supply ships and kept British merchants constantly worried. It wasn't until the French fleet joined the fight that the British had to take the enemy at sea seriously and plan for potential maritime disasters.

Commanding Officers.—On the score of military leadership it is difficult to compare the contending forces in the revolutionary contest. There is no doubt that all the British commanders were men of experience in the art of warfare. Sir William Howe had served in America during the French War and was accounted an excellent officer, a strict disciplinarian, and a gallant gentleman. Nevertheless he loved ease, society, and good living, and his expulsion from Boston, his failure to overwhelm Washington by sallies from his comfortable bases at New York and Philadelphia, destroyed every shred of his military reputation. John Burgoyne, to whom was given the task of penetrating New York from Canada, had likewise seen service in the French War both in America and Europe. He had, however, a touch of the theatrical in his nature and after the collapse of his plans and the surrender of his army in 1777, he devoted his time mainly to light literature. Sir Henry Clinton, who directed the movement which ended in the capture of Charleston in 1780, had "learned his trade on the continent," and was regarded as a man of discretion and understanding in military matters. Lord Cornwallis, whose achievements at Camden and Guilford were blotted out by his surrender at Yorktown, had seen service in the Seven Years' War and had undoubted talents which he afterward displayed with great credit to himself in India. Though none of them, perhaps, were men of first-rate ability, they all had training and experience to guide them.

Commanding Officers.—When it comes to military leadership, it's hard to compare the opposing forces in the revolutionary conflict. It's clear that all the British commanders were experienced in the art of warfare. Sir William Howe had served in America during the French War and was regarded as an excellent officer, a strict disciplinarian, and a gallant gentleman. However, he preferred comfort, socializing, and good food, and his expulsion from Boston, along with his failure to defeat Washington from his comfortable positions in New York and Philadelphia, ruined his military reputation. John Burgoyne, assigned to advance into New York from Canada, had also served in the French War in both America and Europe. He had a flair for the dramatic in his nature, and after his plans fell apart and his army surrendered in 1777, he mainly focused on light literature. Sir Henry Clinton, who led the movement that resulted in the capture of Charleston in 1780, had "learned his trade on the continent" and was seen as a man of discretion and insight in military matters. Lord Cornwallis, whose successes at Camden and Guilford were overshadowed by his surrender at Yorktown, had served in the Seven Years' War and had undeniable talents he later demonstrated with great success in India. Although none of them may have been exceptional leaders, they all had the training and experience to guide them.

George Washington
George Washington

The Americans had a host in Washington himself. He had long been interested in military strategy and had tested his coolness under fire during the first clashes with the French nearly twenty years before. He had no doubts about the justice of his cause, such as plagued some of the British generals. He was a stern but reasonable disciplinarian. He was reserved and patient, little given to exaltation at success or depression at reverses. In the dark hour of the Revolution, "what held the patriot forces together?" asks Beveridge in his Life of John Marshall. Then he answers: "George Washington and he alone. Had he died or been seriously disabled, the Revolution would have ended.... Washington was the soul of the American cause. Washington was the government. Washington was the Revolution." The weakness of Congress in furnishing men and supplies, the indolence of civilians, who lived at ease while the army starved, the intrigues of army officers against him such as the "Conway cabal," the cowardice of Lee at Monmouth, even the treason of Benedict Arnold, while they stirred deep emotions in his breast and aroused him to make passionate pleas to his countrymen, did not shake his iron will or his firm determination to see the war through to the bitter end. The weight of Washington's moral force was immeasurable.

The Americans had a leader in Washington himself. He had been interested in military strategy for a long time and had tested his composure during the first clashes with the French nearly twenty years earlier. He had no doubts about the righteousness of his cause, unlike some of the British generals. He was a strict yet fair disciplinarian. He was reserved and patient, not prone to celebrating success or getting down about setbacks. In the critical moment of the Revolution, "what held the patriot forces together?" asks Beveridge in his Life of John Marshall. Then he answers: "George Washington and he alone. Had he died or been seriously injured, the Revolution would have ended.... Washington was the heart of the American cause. Washington was the government. Washington was the Revolution." The weakness of Congress in providing soldiers and supplies, the laziness of civilians who lived comfortably while the army suffered, the conspiracies of army officers against him like the "Conway cabal," the cowardice of Lee at Monmouth, and even the betrayal by Benedict Arnold, though they stirred deep feelings within him and compelled him to make passionate appeals to his fellow countrymen, did not weaken his iron will or his firm resolve to see the war through to the bitter end. The impact of Washington's moral strength was immense.

Of the generals who served under him, none can really be said to have been experienced military men when the war opened. Benedict Arnold, the unhappy traitor but brave and daring soldier, was a druggist, book seller, and ship owner at New Haven when the news of Lexington called him to battle. Horatio Gates was looked upon as a "seasoned soldier" because he had entered the British army as a youth, had been wounded at Braddock's memorable defeat, and had served with credit during the Seven Years' War; but he was the most conspicuous failure of the Revolution. The triumph over Burgoyne was the work of other men; and his crushing defeat at Camden put an end to his military pretensions. Nathanael Greene was a Rhode Island farmer and smith without military experience who, when convinced that war was coming, read Cæsar's Commentaries and took up the sword. Francis Marion was a shy and modest planter of South Carolina whose sole passage at arms had been a brief but desperate brush with the Indians ten or twelve years earlier. Daniel Morgan, one of the heroes of Cowpens, had been a teamster with Braddock's army and had seen some fighting during the French and Indian War, but his military knowledge, from the point of view of a trained British officer, was negligible. John Sullivan was a successful lawyer at Durham, New Hampshire, and a major in the local militia when duty summoned him to lay down his briefs and take up the sword. Anthony Wayne was a Pennsylvania farmer and land surveyor who, on hearing the clash of arms, read a few books on war, raised a regiment, and offered himself for service. Such is the story of the chief American military leaders, and it is typical of them all. Some had seen fighting with the French and Indians, but none of them had seen warfare on a large scale with regular troops commanded according to the strategy evolved in European experience. Courage, native ability, quickness of mind, and knowledge of the country they had in abundance, and in battles such as were fought during the Revolution all those qualities counted heavily in the balance.

Of the generals who served under him, none can really be considered experienced military leaders when the war started. Benedict Arnold, the unfortunate traitor but brave soldier, was a pharmacist, bookseller, and shipowner in New Haven when the news of Lexington called him to fight. Horatio Gates was seen as a "seasoned soldier" because he had joined the British army as a young man, had been wounded at Braddock's famous defeat, and had served with distinction during the Seven Years' War; however, he turned out to be the biggest failure of the Revolution. The victory over Burgoyne was achieved by others, and his devastating loss at Camden ended his military ambitions. Nathanael Greene was a Rhode Island farmer and blacksmith with no military experience who, realizing that war was approaching, read Cæsar's Commentaries and took up arms. Francis Marion was a shy and humble planter from South Carolina whose only experience in battle was a brief but intense encounter with the Indians ten or twelve years earlier. Daniel Morgan, one of the heroes of Cowpens, had been a teamster with Braddock's army and had seen some fighting during the French and Indian War, but his military knowledge, from the perspective of a trained British officer, was minimal. John Sullivan was a successful lawyer in Durham, New Hampshire, and a major in the local militia when duty called him to put down his legal work and take up arms. Anthony Wayne was a Pennsylvania farmer and land surveyor who, upon hearing the sound of battle, read a few books on warfare, raised a regiment, and offered himself for service. This is the story of the main American military leaders, and it reflects their common experience. Some had seen combat with the French and Indians, but none had faced warfare on a large scale with regular troops commanded according to the strategies developed in European experience. They had courage, natural talent, quick thinking, and a strong knowledge of the local terrain, and during the battles fought in the Revolution, these qualities made a significant difference.

Foreign Officers in American Service.—To native genius was added military talent from beyond the seas. Baron Steuben, well schooled in the iron régime of Frederick the Great, came over from Prussia, joined Washington at Valley Forge, and day after day drilled and manœuvered the men, laughing and cursing as he turned raw countrymen into regular soldiers. From France came young Lafayette and the stern De Kalb, from Poland came Pulaski and Kosciusko;—all acquainted with the arts of war as waged in Europe and fitted for leadership as well as teaching. Lafayette came early, in 1776, in a ship of his own, accompanied by several officers of wide experience, and remained loyally throughout the war sharing the hardships of American army life. Pulaski fell at the siege of Savannah and De Kalb at Camden. Kosciusko survived the American war to defend in vain the independence of his native land. To these distinguished foreigners, who freely threw in their lot with American revolutionary fortunes, was due much of that spirit and discipline which fitted raw recruits and temperamental militiamen to cope with a military power of the first rank.

Foreign Officers in American Service.—To native talent was added military skill from abroad. Baron Steuben, well-trained in the strict discipline of Frederick the Great, came over from Prussia, joined Washington at Valley Forge, and day after day drilled and maneuvered the men, laughing and cursing as he turned inexperienced countrymen into regular soldiers. From France came young Lafayette and the tough De Kalb, from Poland came Pulaski and Kosciusko;—all familiar with the strategies of war as practiced in Europe and suited for leadership as well as instruction. Lafayette arrived early, in 1776, on his own ship, accompanied by several experienced officers, and loyally remained throughout the war, sharing the hardships of army life. Pulaski fell during the siege of Savannah and De Kalb at Camden. Kosciusko survived the American war only to fight in vain for the independence of his homeland. To these distinguished foreigners, who willingly joined the American revolutionary cause, much of the spirit and discipline that prepared inexperienced recruits and spirited militiamen to face a top-tier military power can be attributed.

The Soldiers.—As far as the British soldiers were concerned their annals are short and simple. The regulars from the standing army who were sent over at the opening of the contest, the recruits drummed up by special efforts at home, and the thousands of Hessians bought outright by King George presented few problems of management to the British officers. These common soldiers were far away from home and enlisted for the war. Nearly all of them were well disciplined and many of them experienced in actual campaigns. The armies of King George fought bravely, as the records of Bunker Hill, Brandywine, and Monmouth demonstrate. Many a man and subordinate officer and, for that matter, some of the high officers expressed a reluctance at fighting against their own kin; but they obeyed orders.

The Soldiers.—From the perspective of the British soldiers, their history is brief and straightforward. The regular troops from the standing army who were sent over at the start of the conflict, the recruits gathered through special efforts back home, and the thousands of Hessians purchased outright by King George posed few management issues for the British officers. These common soldiers were far from home and had enlisted for the war. Almost all of them were well trained, and many had experience in real campaigns. The armies of King George fought valiantly, as evidenced by the battles at Bunker Hill, Brandywine, and Monmouth. Many men, including junior officers and even some senior officers, hesitated to fight against their own countrymen; however, they followed orders.

The Americans, on the other hand, while they fought with grim determination, as men fighting for their homes, were lacking in discipline and in the experience of regular troops. When the war broke in upon them, there were no common preparations for it. There was no continental army; there were only local bands of militiamen, many of them experienced in fighting but few of them "regulars" in the military sense. Moreover they were volunteers serving for a short time, unaccustomed to severe discipline, and impatient at the restraints imposed on them by long and arduous campaigns. They were continually leaving the service just at the most critical moments. "The militia," lamented Washington, "come in, you cannot tell how; go, you cannot tell where; consume your provisions; exhaust your stores; and leave you at last at a critical moment."

The Americans, however, while they fought with fierce determination, like men defending their homes, were lacking in discipline and the experience of regular soldiers. When the war erupted, there were no common preparations for it. There was no continental army; only local groups of militiamen, many of whom were experienced in combat but few of them were "regulars" in the military sense. Additionally, they were volunteers serving for a short time, unaccustomed to strict discipline, and frustrated by the constraints of long and demanding campaigns. They often left the service just when it was most critical. "The militia," Washington lamented, "arrive unpredictably; leave without a trace; deplete your supplies; wear out your resources; and ultimately abandon you at a crucial moment."

Again and again Washington begged Congress to provide for an army of regulars enlisted for the war, thoroughly trained and paid according to some definite plan. At last he was able to overcome, in part at least, the chronic fear of civilians in Congress and to wring from that reluctant body an agreement to grant half pay to all officers and a bonus to all privates who served until the end of the war. Even this scheme, which Washington regarded as far short of justice to the soldiers, did not produce quick results. It was near the close of the conflict before he had an army of well-disciplined veterans capable of meeting British regulars on equal terms.

Again and again, Washington urged Congress to establish an army of regulars enlisted for the war, properly trained and compensated according to a clear plan. Eventually, he managed to partially alleviate the persistent fear of civilians in Congress and secure from that unwilling group an agreement to provide half pay to all officers and a bonus to all privates who served until the end of the war. Even this plan, which Washington felt was far from fair to the soldiers, did not yield quick results. It was nearly at the end of the conflict before he had an army of well-trained veterans capable of facing British regulars on equal footing.

Though there were times when militiamen and frontiersmen did valiant and effective work, it is due to historical accuracy to deny the time-honored tradition that a few minutemen overwhelmed more numerous forces of regulars in a seven years' war for independence. They did nothing of the sort. For the victories of Bennington, Trenton, Saratoga, and Yorktown there were the defeats of Bunker Hill, Long Island, White Plains, Germantown, and Camden. Not once did an army of militiamen overcome an equal number of British regulars in an open trial by battle. "To bring men to be well acquainted with the duties of a soldier," wrote Washington, "requires time.... To expect the same service from raw and undisciplined recruits as from veteran soldiers is to expect what never did and perhaps never will happen."

While there were times when militia members and frontiersmen did heroic and effective work, it's important for historical accuracy to refute the long-held belief that a few minutemen defeated larger numbers of regular troops in a seven-year war for independence. They did not do that. For every victory at Bennington, Trenton, Saratoga, and Yorktown, there were defeats at Bunker Hill, Long Island, White Plains, Germantown, and Camden. Not once did a militia army defeat an equal number of British regulars in an open battle. "To teach men to be well-versed in the duties of a soldier," wrote Washington, "takes time.... To expect the same performance from inexperienced and undisciplined recruits as from seasoned soldiers is to expect something that never has and perhaps never will happen."

How the War Was Won.—Then how did the American army win the war? For one thing there were delays and blunders on the part of the British generals who, in 1775 and 1776, dallied in Boston and New York with large bodies of regular troops when they might have been dealing paralyzing blows at the scattered bands that constituted the American army. "Nothing but the supineness or folly of the enemy could have saved us," solemnly averred Washington in 1780. Still it is fair to say that this apparent supineness was not all due to the British generals. The ministers behind them believed that a large part of the colonists were loyal and that compromise would be promoted by inaction rather than by a war vigorously prosecuted. Victory by masterly inactivity was obviously better than conquest, and the slighter the wounds the quicker the healing. Later in the conflict when the seasoned forces of France were thrown into the scale, the Americans themselves had learned many things about the practical conduct of campaigns. All along, the British were embarrassed by the problem of supplies. Their troops could not forage with the skill of militiamen, as they were in unfamiliar territory. The long oversea voyages were uncertain at best and doubly so when the warships of France joined the American privateers in preying on supply boats.

How the War Was Won.—So how did the American army win the war? For one thing, there were delays and mistakes on the part of the British generals who, in 1775 and 1776, lingered in Boston and New York with large armies when they could have struck crippling blows against the scattered groups that made up the American army. "Nothing but the carelessness or stupidity of the enemy could have saved us," Washington solemnly stated in 1780. Still, it's fair to say that this seeming carelessness wasn’t entirely the fault of the British generals. The ministers behind them believed that a large portion of the colonists were loyal and that compromise would be better achieved through inaction rather than aggressive warfare. Winning through masterly inactivity was clearly preferable to outright conquest, and the fewer the injuries, the faster the recovery. Later in the conflict, when the experienced forces of France were added to the mix, the Americans themselves learned a lot about effectively conducting campaigns. Throughout, the British struggled with supply issues. Their troops couldn’t forage as effectively as local militia members since they were in unfamiliar territory. The lengthy ocean voyages were unpredictable at best, even more so when French warships joined American privateers in attacking supply ships.

The British were in fact battered and worn down by a guerrilla war and outdone on two important occasions by superior forces—at Saratoga and Yorktown. Stern facts convinced them finally that an immense army, which could be raised only by a supreme effort, would be necessary to subdue the colonies if that hazardous enterprise could be accomplished at all. They learned also that America would then be alienated, fretful, and the scene of endless uprisings calling for an army of occupation. That was a price which staggered even Lord North and George III. Moreover, there were forces of opposition at home with which they had to reckon.

The British were actually worn down by guerrilla warfare and defeated on two significant occasions by stronger forces—at Saratoga and Yorktown. Harsh realities finally convinced them that a massive army, which could only be assembled through a tremendous effort, would be necessary to conquer the colonies, if that risky task could be achieved at all. They also realized that this would lead to America becoming resentful and restless, constantly requiring an army to maintain order. That was a cost that even Lord North and George III found overwhelming. Additionally, they faced opposition back home that they had to consider.

Women and the War.—At no time were the women of America indifferent to the struggle for independence. When it was confined to the realm of opinion they did their part in creating public sentiment. Mrs. Elizabeth Timothee, for example, founded in Charleston, in 1773, a newspaper to espouse the cause of the province. Far to the north the sister of James Otis, Mrs. Mercy Warren, early begged her countrymen to rest their case upon their natural rights, and in influential circles she urged the leaders to stand fast by their principles. While John Adams was tossing about with uncertainty at the Continental Congress, his wife was writing letters to him declaring her faith in "independency."

Women and the War.—At no time were the women of America indifferent to the struggle for independence. When it was just a matter of opinion, they played their part in shaping public sentiment. Mrs. Elizabeth Timothee, for instance, started a newspaper in Charleston in 1773 to support the cause of the province. Far to the north, James Otis's sister, Mrs. Mercy Warren, was early on urging her fellow countrymen to base their case on their natural rights, and in influential circles, she encouraged the leaders to stick to their principles. While John Adams was feeling uncertain at the Continental Congress, his wife was writing him letters expressing her belief in "independency."

When the war came down upon the country, women helped in every field. In sustaining public sentiment they were active. Mrs. Warren with a tireless pen combatted loyalist propaganda in many a drama and satire. Almost every revolutionary leader had a wife or daughter who rendered service in the "second line of defense." Mrs. Washington managed the plantation while the General was at the front and went north to face the rigors of the awful winter at Valley Forge—an inspiration to her husband and his men. The daughter of Benjamin Franklin, Mrs. Sarah Bache, while her father was pleading the American cause in France, set the women of Pennsylvania to work sewing and collecting supplies. Even near the firing line women were to be found, aiding the wounded, hauling powder to the front, and carrying dispatches at the peril of their lives.

When the war hit the country, women stepped up in every area. They played an active role in maintaining public support. Mrs. Warren tirelessly used her writing to counter loyalist propaganda in various dramas and satires. Almost every revolutionary leader had a wife or daughter who contributed in the "second line of defense." Mrs. Washington managed the plantation while the General was on the battlefield and braved the harsh winter at Valley Forge—serving as an inspiration to her husband and his men. Mrs. Sarah Bache, Benjamin Franklin's daughter, mobilized the women of Pennsylvania to sew and gather supplies while her father was advocating for the American cause in France. Even close to the front lines, women could be found assisting the wounded, transporting gunpowder, and delivering messages at great personal risk.

In the economic sphere, the work of women was invaluable. They harvested crops without enjoying the picturesque title of "farmerettes" and they canned and preserved for the wounded and the prisoners of war. Of their labor in spinning and weaving it is recorded: "Immediately on being cut off from the use of English manufactures, the women engaged within their own families in manufacturing various kinds of cloth for domestic use. They thus kept their households decently clad and the surplus of their labors they sold to such as chose to buy rather than make for themselves. In this way the female part of families by their industry and strict economy frequently supported the whole domestic circle, evincing the strength of their attachment and the value of their service."

In the economic realm, the contributions of women were crucial. They gathered crops without the charming title of "farmerettes" and canned and preserved food for the injured and prisoners of war. Regarding their work in spinning and weaving, it’s noted: "As soon as they were cut off from English goods, the women within their families began making various types of cloth for home use. They managed to keep their households properly clothed, and any extra products they made were sold to those who preferred to buy rather than make things themselves. In this way, the women in families often supported the entire household through their hard work and careful budgeting, showing both their strong commitment and the importance of their contributions."

For their war work, women were commended by high authorities on more than one occasion. They were given medals and public testimonials even as in our own day. Washington thanked them for their labors and paid tribute to them for the inspiration and material aid which they had given to the cause of independence.

For their efforts during the war, women were praised by top officials multiple times. They received medals and public recognition just like in our time. Washington expressed his gratitude for their hard work and honored them for the inspiration and support they provided to the independence movement.

The Revolution's Finances

When the Revolution opened, there were thirteen little treasuries in America but no common treasury, and from first to last the Congress was in the position of a beggar rather than a sovereign. Having no authority to lay and collect taxes directly and knowing the hatred of the provincials for taxation, it resorted mainly to loans and paper money to finance the war. "Do you think," boldly inquired one of the delegates, "that I will consent to load my constituents with taxes when we can send to the printer and get a wagon load of money, one quire of which will pay for the whole?"

When the Revolution started, America had thirteen small treasuries but no central treasury, and throughout, Congress acted more like a beggar than an authority. Lacking the power to impose and collect taxes directly and fully aware of the local resentment towards taxes, it largely relied on loans and paper money to fund the war. "Do you really think," one of the delegates asked boldly, "that I would agree to burden my constituents with taxes when we can just print a whole cartload of money, a single batch of which would cover it all?"

Paper Money and Loans.—Acting on this curious but appealing political economy, Congress issued in June, 1776, two million dollars in bills of credit to be redeemed by the states on the basis of their respective populations. Other issues followed in quick succession. In all about $241,000,000 of continental paper was printed, to which the several states added nearly $210,000,000 of their own notes. Then came interest-bearing bonds in ever increasing quantities. Several millions were also borrowed from France and small sums from Holland and Spain. In desperation a national lottery was held, producing meager results. The property of Tories was confiscated and sold, bringing in about $16,000,000. Begging letters were sent to the states asking them to raise revenues for the continental treasury, but the states, burdened with their own affairs, gave little heed.

Paper Money and Loans.—Based on this intriguing yet appealing economic theory, Congress released two million dollars in credit bills in June 1776, to be repaid by the states according to their populations. More issuances quickly followed. In total, about $241,000,000 of continental paper was printed, and the states contributed nearly $210,000,000 of their own notes. Then came an increase in interest-bearing bonds. Millions were also borrowed from France and small amounts from Holland and Spain. In a last-ditch effort, a national lottery was organized, yielding poor results. The property of Loyalists was seized and sold, bringing in around $16,000,000. Requests for donations were sent to the states, asking them to raise funds for the continental treasury, but the states, preoccupied with their own issues, paid little attention.

Inflation and Depreciation.—As paper money flowed from the press, it rapidly declined in purchasing power until in 1779 a dollar was worth only two or three cents in gold or silver. Attempts were made by Congress and the states to compel people to accept the notes at face value; but these were like attempts to make water flow uphill. Speculators collected at once to fatten on the calamities of the republic. Fortunes were made and lost gambling on the prices of public securities while the patriot army, half clothed, was freezing at Valley Forge. "Speculation, peculation, engrossing, forestalling," exclaimed Washington, "afford too many melancholy proofs of the decay of public virtue. Nothing, I am convinced, but the depreciation of our currency ... aided by stock jobbing and party dissensions has fed the hopes of the enemy."

Inflation and Depreciation.—As paper money rolled off the presses, it quickly lost its value, until by 1779, a dollar was worth only two or three cents in gold or silver. Congress and the states tried to force people to accept the notes at their face value, but those efforts were as futile as trying to make water flow uphill. Speculators jumped in to profit from the misfortunes of the republic. Fortunes were made and lost by betting on public securities, while the patriotic army, poorly clothed, was freezing at Valley Forge. "Speculation, fraud, hoarding, and manipulation," Washington lamented, "provide too many sad examples of the decline of public virtue. I am convinced that only the depreciation of our currency... combined with stock trading and political strife, has fueled the hopes of the enemy."

Robert Morris
Robert Morris

The Patriot Financiers.—To the efforts of Congress in financing the war were added the labors of private citizens. Hayn Solomon, a merchant of Philadelphia, supplied members of Congress, including Madison, Jefferson, and Monroe, and army officers, like Lee and Steuben, with money for their daily needs. All together he contributed the huge sum of half a million dollars to the American cause and died broken in purse, if not in spirit, a British prisoner of war. Another Philadelphia merchant, Robert Morris, won for himself the name of the "patriot financier" because he labored night and day to find the money to meet the bills which poured in upon the bankrupt government. When his own funds were exhausted, he borrowed from his friends. Experienced in the handling of merchandise, he created agencies at important points to distribute supplies to the troops, thus displaying administrative as well as financial talents.

The Patriot Financiers.—Alongside Congress's efforts to finance the war, private citizens also played a crucial role. Hayn Solomon, a merchant from Philadelphia, provided members of Congress, including Madison, Jefferson, and Monroe, as well as army officers like Lee and Steuben, with money for their everyday needs. In total, he contributed a staggering half a million dollars to the American cause and died financially ruined, if not broken in spirit, as a British prisoner of war. Another Philadelphia merchant, Robert Morris, earned the title of "patriot financier" for working tirelessly to secure the funds needed to cover the mounting bills of the bankrupt government. When his personal finances ran dry, he turned to his friends for loans. With experience in commerce, he set up agencies at key locations to distribute supplies to the troops, showcasing both his administrative and financial skills.

Women organized "drives" for money, contributed their plate and their jewels, and collected from door to door. Farmers took worthless paper in return for their produce, and soldiers saw many a pay day pass without yielding them a penny. Thus by the labors and sacrifices of citizens, the issuance of paper money, lotteries, the floating of loans, borrowings in Europe, and the impressment of supplies, the Congress staggered through the Revolution like a pauper who knows not how his next meal is to be secured but is continuously relieved at a crisis by a kindly fate.

Women organized fundraising efforts, donated their plates and jewelry, and collected money door to door. Farmers accepted worthless paper in exchange for their crops, and soldiers experienced many paydays without receiving a cent. Through the hard work and sacrifices of the citizens, the issuance of paper money, lotteries, taking out loans, borrowing from Europe, and seizing supplies, Congress struggled through the Revolution like a beggar who has no idea where their next meal will come from but is constantly rescued in times of need by a stroke of good luck.

The Revolution's Diplomacy

When the full measure of honor is given to the soldiers and sailors and their commanding officers, the civilians who managed finances and supplies, the writers who sustained the American spirit, and the women who did well their part, there yet remains the duty of recognizing the achievements of diplomacy. The importance of this field of activity was keenly appreciated by the leaders in the Continental Congress. They were fairly well versed in European history. They knew of the balance of power and the sympathies, interests, and prejudices of nations and their rulers. All this information they turned to good account, in opening relations with continental countries and seeking money, supplies, and even military assistance. For the transaction of this delicate business, they created a secret committee on foreign correspondence as early as 1775 and prepared to send agents abroad.

When full respect is given to the soldiers, sailors, and their commanding officers, as well as to the civilians who managed finances and supplies, the writers who kept the American spirit alive, and the women who played their part well, we still have a responsibility to acknowledge the successes of diplomacy. The leaders in the Continental Congress understood the significance of this area of work. They were quite familiar with European history and were aware of the balance of power, along with the sympathies, interests, and biases of nations and their rulers. They effectively utilized this knowledge to establish relationships with continental countries and to seek money, supplies, and even military support. To handle this sensitive work, they formed a secret committee for foreign correspondence as early as 1775 and prepared to send agents overseas.

American Agents Sent Abroad.—Having heard that France was inclining a friendly ear to the American cause, the Congress, in March, 1776, sent a commissioner to Paris, Silas Deane of Connecticut, often styled the "first American diplomat." Later in the year a form of treaty to be presented to foreign powers was drawn up, and Franklin, Arthur Lee, and Deane were selected as American representatives at the court of "His Most Christian Majesty the King of France." John Jay of New York was chosen minister to Spain in 1779; John Adams was sent to Holland the same year; and other agents were dispatched to Florence, Vienna, and Berlin. The representative selected for St. Petersburg spent two fruitless years there, "ignored by the court, living in obscurity and experiencing nothing but humiliation and failure." Frederick the Great, king of Prussia, expressed a desire to find in America a market for Silesian linens and woolens, but, fearing England's command of the sea, he refused to give direct aid to the Revolutionary cause.

American Agents Sent Abroad.—After hearing that France was becoming more supportive of the American cause, Congress sent a commissioner to Paris in March 1776: Silas Deane from Connecticut, often referred to as the "first American diplomat." Later that year, a draft treaty for foreign powers was created, and Franklin, Arthur Lee, and Deane were appointed as American representatives at the court of "His Most Christian Majesty the King of France." John Jay from New York was appointed minister to Spain in 1779; John Adams was sent to Holland the same year; and additional agents were sent to Florence, Vienna, and Berlin. The representative assigned to St. Petersburg spent two unproductive years there, "ignored by the court, living in obscurity and facing only humiliation and failure." Frederick the Great, king of Prussia, expressed interest in finding a market for Silesian linens and woolens in America but, fearing England's naval power, he declined to provide direct support to the Revolutionary cause.

Early French Interest.—The great diplomatic triumph of the Revolution was won at Paris, and Benjamin Franklin was the hero of the occasion, although many circumstances prepared the way for his success. Louis XVI's foreign minister, Count de Vergennes, before the arrival of any American representative, had brought to the attention of the king the opportunity offered by the outbreak of the war between England and her colonies. He showed him how France could redress her grievances and "reduce the power and greatness of England"—the empire that in 1763 had forced upon her a humiliating peace "at the price of our possessions, of our commerce, and our credit in the Indies, at the price of Canada, Louisiana, Isle Royale, Acadia, and Senegal." Equally successful in gaining the king's interest was a curious French adventurer, Beaumarchais, a man of wealth, a lover of music, and the author of two popular plays, "Figaro" and "The Barber of Seville." These two men had already urged upon the king secret aid for America before Deane appeared on the scene. Shortly after his arrival they made confidential arrangements to furnish money, clothing, powder, and other supplies to the struggling colonies, although official requests for them were officially refused by the French government.

Early French Interest.—The major diplomatic victory of the Revolution happened in Paris, with Benjamin Franklin as the hero, although several factors set the stage for his success. Before any American representative arrived, Louis XVI's foreign minister, Count de Vergennes, had highlighted to the king the chance presented by the outbreak of war between England and its colonies. He explained how France could address its grievances and "weaken the power and might of England"—the empire that had imposed a humiliating peace on France in 1763 "at the expense of our possessions, our trade, and our reputation in the Indies, costing us Canada, Louisiana, Isle Royale, Acadia, and Senegal." Another key figure in capturing the king's interest was a quirky French adventurer, Beaumarchais, a wealthy man, music lover, and the author of two popular plays, "Figaro" and "The Barber of Seville." These two men had already urged the king to provide secret support for America before Deane arrived. Shortly after he got there, they made unofficial arrangements to supply money, clothing, gunpowder, and other supplies to the struggling colonies, even though official requests for help were formally denied by the French government.

Franklin at Paris.—When Franklin reached Paris, he was received only in private by the king's minister, Vergennes. The French people, however, made manifest their affection for the "plain republican" in "his full dress suit of spotted Manchester velvet." He was known among men of letters as an author, a scientist, and a philosopher of extraordinary ability. His "Poor Richard" had thrice been translated into French and was scattered in numerous editions throughout the kingdom. People of all ranks—ministers, ladies at court, philosophers, peasants, and stable boys—knew of Franklin and wished him success in his mission. The queen, Marie Antoinette, fated to lose her head in a revolution soon to follow, played with fire by encouraging "our dear republican."

Franklin in Paris.—When Franklin arrived in Paris, he was only privately welcomed by the king's minister, Vergennes. However, the French people openly showed their affection for the "plain republican" in "his elegant suit made of spotted Manchester velvet." He was recognized among intellectuals as an author, a scientist, and a philosopher of remarkable talent. His "Poor Richard" had been translated into French three times and was available in many editions throughout the country. People from all walks of life—ministers, ladies at court, philosophers, peasants, and stable boys—knew Franklin and wished him well in his mission. The queen, Marie Antoinette, who was destined to lose her life in a soon-to-come revolution, was playing with fire by supporting "our dear republican."

For the king of France, however, this was more serious business. England resented the presence of this "traitor" in Paris, and Louis had to be cautious about plunging into another war that might also end disastrously. Moreover, the early period of Franklin's sojourn in Paris was a dark hour for the American Revolution. Washington's brilliant exploit at Trenton on Christmas night, 1776, and the battle with Cornwallis at Princeton had been followed by the disaster at Brandywine, the loss of Philadelphia, the defeat at Germantown, and the retirement to Valley Forge for the winter of 1777-78. New York City and Philadelphia—two strategic ports—were in British hands; the Hudson and Delaware rivers were blocked; and General Burgoyne with his British troops was on his way down through the heart of northern New York, cutting New England off from the rest of the colonies. No wonder the king was cautious. Then the unexpected happened. Burgoyne, hemmed in from all sides by the American forces, his flanks harried, his foraging parties beaten back, his supplies cut off, surrendered on October 17, 1777, to General Gates, who had superseded General Schuyler in time to receive the honor.

For the king of France, this was serious business. England was not happy about this "traitor" being in Paris, and Louis needed to be careful about getting into another war that could end badly. Besides, the early days of Franklin's stay in Paris were a tough time for the American Revolution. Washington’s brilliant victory at Trenton on Christmas night, 1776, and the battle against Cornwallis at Princeton had been followed by the disaster at Brandywine, the loss of Philadelphia, the defeat at Germantown, and the retreat to Valley Forge for the winter of 1777-78. New York City and Philadelphia—two key ports—were in British hands; the Hudson and Delaware rivers were blocked; and General Burgoyne with his British troops was making his way down through the center of northern New York, isolating New England from the rest of the colonies. It’s no surprise the king was cautious. Then the unexpected happened. Burgoyne, surrounded by American forces on all sides, facing attacks on his flanks, with his foraging parties defeated and supplies cut off, surrendered on October 17, 1777, to General Gates, who had taken over from General Schuyler just in time to receive the recognition.

Treaties of Alliance and Commerce (1778).—News of this victory, placed by historians among the fifteen decisive battles of the world, reached Franklin one night early in December while he and some friends sat gloomily at dinner. Beaumarchais, who was with him, grasped at once the meaning of the situation and set off to the court at Versailles with such haste that he upset his coach and dislocated his arm. The king and his ministers were at last convinced that the hour had come to aid the Revolution. Treaties of commerce and alliance were drawn up and signed in February, 1778. The independence of the United States was recognized by France and an alliance was formed to guarantee that independence. Combined military action was agreed upon and Louis then formally declared war on England. Men who had, a few short years before, fought one another in the wilderness of Pennsylvania or on the Plains of Abraham, were now ranged side by side in a war on the Empire that Pitt had erected and that George III was pulling down.

Treaties of Alliance and Commerce (1778).—News of this victory, which historians call one of the fifteen pivotal battles in history, reached Franklin one night in early December while he and some friends were having a gloomy dinner. Beaumarchais, who was with him, immediately understood the significance of the moment and rushed to the court at Versailles so quickly that he overturned his carriage and dislocated his arm. The king and his ministers were finally convinced that it was time to support the Revolution. Treaties of commerce and alliance were prepared and signed in February 1778. France acknowledged the independence of the United States and established an alliance to protect that independence. They agreed on combined military action, and Louis officially declared war on England. Men who had just a few years earlier fought against each other in the wilderness of Pennsylvania or on the Plains of Abraham were now standing side by side in a war against the Empire that Pitt had built and that George III was dismantling.

Spain and Holland Involved.—Within a few months, Spain, remembering the steady decline of her sea power since the days of the Armada and hoping to drive the British out of Gibraltar, once more joined the concert of nations against England. Holland, a member of a league of armed neutrals formed in protest against British searches on the high seas, sent her fleet to unite with the forces of Spain, France, and America to prey upon British commerce. To all this trouble for England was added the danger of a possible revolt in Ireland, where the spirit of independence was flaming up.

Spain and Holland Involved.—Within a few months, Spain, recalling the steady decline of her naval power since the days of the Armada and hoping to drive the British out of Gibraltar, once again joined the coalition of nations against England. Holland, part of a league of armed neutrals formed in response to British searches on the high seas, sent her fleet to team up with the forces of Spain, France, and America to target British trade. To all this trouble for England was added the threat of a possible revolt in Ireland, where the spirit of independence was rising.

The British Offer Terms to America.—Seeing the colonists about to be joined by France in a common war on the English empire, Lord North proposed, in February, 1778, a renewal of negotiations. By solemn enactment, Parliament declared its intention not to exercise the right of imposing taxes within the colonies; at the same time it authorized the opening of negotiations through commissioners to be sent to America. A truce was to be established, pardons granted, objectionable laws suspended, and the old imperial constitution, as it stood before the opening of hostilities, restored to full vigor. It was too late. Events had taken the affairs of America out of the hands of British commissioners and diplomats.

The British Offer Terms to America.—With the colonists about to receive support from France in a shared conflict against the British Empire, Lord North suggested, in February 1778, that negotiations be restarted. Parliament formally stated that it would not impose taxes on the colonies; at the same time, it authorized sending commissioners to America to open negotiations. A truce was to be established, pardons issued, restrictive laws suspended, and the old imperial constitution, as it was before the conflict began, restored to its previous authority. However, it was too late. Events had already placed America's fate beyond the control of British commissioners and diplomats.

Effects of French Aid.—The French alliance brought ships of war, large sums of gold and silver, loads of supplies, and a considerable body of trained soldiers to the aid of the Americans. Timely as was this help, it meant no sudden change in the fortunes of war. The British evacuated Philadelphia in the summer following the alliance, and Washington's troops were encouraged to come out of Valley Forge. They inflicted a heavy blow on the British at Monmouth, but the treasonable conduct of General Charles Lee prevented a triumph. The recovery of Philadelphia was offset by the treason of Benedict Arnold, the loss of Savannah and Charleston (1780), and the defeat of Gates at Camden.

Effects of French Aid.—The French alliance provided warships, large amounts of gold and silver, tons of supplies, and a significant number of trained soldiers to assist the Americans. Although this support arrived just in time, it didn't result in an immediate turnaround in the war's outcome. The British left Philadelphia in the summer after the alliance, and Washington's troops were motivated to move out of Valley Forge. They dealt a heavy blow to the British at Monmouth, but the betrayal by General Charles Lee thwarted a complete victory. The recovery of Philadelphia was overshadowed by Benedict Arnold's betrayal, the loss of Savannah and Charleston (1780), and Gates' defeat at Camden.

The full effect of the French alliance was not felt until 1781, when Cornwallis went into Virginia and settled at Yorktown. Accompanied by French troops Washington swept rapidly southward and penned the British to the shore while a powerful French fleet shut off their escape by sea. It was this movement, which certainly could not have been executed without French aid, that put an end to all chance of restoring British dominion in America. It was the surrender of Cornwallis at Yorktown that caused Lord North to pace the floor and cry out: "It is all over! It is all over!" What might have been done without the French alliance lies hidden from mankind. What was accomplished with the help of French soldiers, sailors, officers, money, and supplies, is known to all the earth. "All the world agree," exultantly wrote Franklin from Paris to General Washington, "that no expedition was ever better planned or better executed. It brightens the glory that must accompany your name to the latest posterity." Diplomacy as well as martial valor had its reward.

The full impact of the French alliance wasn't felt until 1781, when Cornwallis moved into Virginia and settled in Yorktown. With French troops alongside him, Washington quickly advanced southward and cornered the British against the shore, while a strong French fleet blocked their escape by sea. This maneuver, which clearly couldn't have been carried out without French support, ended any chance of restoring British rule in America. It was Cornwallis's surrender at Yorktown that led Lord North to pace back and forth and exclaim, "It's all over! It's all over!" What might have happened without the French alliance is a mystery to the world. What was achieved with the help of French soldiers, sailors, officers, money, and supplies is known all around the globe. "The whole world agrees," Franklin wrote triumphantly from Paris to General Washington, "that no expedition was ever better planned or better executed. It enhances the glory that will accompany your name for future generations." Both diplomacy and military courage were rewarded.

Finally at Peace

British Opposition to the War.—In measuring the forces that led to the final discomfiture of King George and Lord North, it is necessary to remember that from the beginning to the end the British ministry at home faced a powerful, informed, and relentless opposition. There were vigorous protests, first against the obnoxious acts which precipitated the unhappy quarrel, then against the way in which the war was waged, and finally against the futile struggle to retain a hold upon the American dominions. Among the members of Parliament who thundered against the government were the first statesmen and orators of the land. William Pitt, Earl of Chatham, though he deplored the idea of American independence, denounced the government as the aggressor and rejoiced in American resistance. Edmund Burke leveled his heavy batteries against every measure of coercion and at last strove for a peace which, while giving independence to America, would work for reconciliation rather than estrangement. Charles James Fox gave the colonies his generous sympathy and warmly championed their rights. Outside of the circle of statesmen there were stout friends of the American cause like David Hume, the philosopher and historian, and Catherine Macaulay, an author of wide fame and a republican bold enough to encourage Washington in seeing it through.

British Opposition to the War.—In assessing the forces that led to the eventual defeat of King George and Lord North, it’s important to remember that throughout the entire conflict, the British government faced a strong, informed, and determined opposition at home. There were loud protests, first against the objectionable acts that triggered the unfortunate conflict, then against the methods used in the war, and finally against the pointless effort to maintain control over the American colonies. Among the members of Parliament who railed against the government were the leading statesmen and speakers of the country. William Pitt, Earl of Chatham, although he regretted the idea of American independence, condemned the government as the aggressor and celebrated American resistance. Edmund Burke targeted every coercive measure with his criticisms and ultimately advocated for a peace that would grant independence to America while promoting reconciliation instead of division. Charles James Fox expressed his deep sympathy for the colonies and strongly defended their rights. Beyond the political figures, there were staunch supporters of the American cause like David Hume, the philosopher and historian, and Catherine Macaulay, a widely recognized author and a republican bold enough to encourage Washington in pursuing independence.

Against this powerful opposition, the government enlisted a whole army of scribes and journalists to pour out criticism on the Americans and their friends. Dr. Samuel Johnson, whom it employed in this business, was so savage that even the ministers had to tone down his pamphlets before printing them. Far more weighty was Edward Gibbon, who was in time to win fame as the historian of the Decline and Fall of the Roman Empire. He had at first opposed the government; but, on being given a lucrative post, he used his sharp pen in its support, causing his friends to ridicule him in these lines:

Against this strong opposition, the government brought in a whole team of writers and journalists to criticize the Americans and their allies. Dr. Samuel Johnson, who it hired for this task, was so ruthless that even the ministers had to soften his pamphlets before they were published. Even more influential was Edward Gibbon, who would eventually gain recognition as the historian of the Decline and Fall of the Roman Empire. Initially, he had opposed the government; however, after securing a well-paid position, he used his sharp writing to support it, leading his friends to mock him in these lines:

"King George, in a panic" In case Gibbon writes
The tale of England's shame,
Thought no way was so sure His pen to sign To provide the historian with a place.

Lord North Yields.—As time wore on, events bore heavily on the side of the opponents of the government's measures. They had predicted that conquest was impossible, and they had urged the advantages of a peace which would in some measure restore the affections of the Americans. Every day's news confirmed their predictions and lent support to their arguments. Moreover, the war, which sprang out of an effort to relieve English burdens, made those burdens heavier than ever. Military expenses were daily increasing. Trade with the colonies, the greatest single outlet for British goods and capital, was paralyzed. The heavy debts due British merchants in America were not only unpaid but postponed into an indefinite future. Ireland was on the verge of revolution. The French had a dangerous fleet on the high seas. In vain did the king assert in December, 1781, that no difficulties would ever make him consent to a peace that meant American independence. Parliament knew better, and on February 27, 1782, in the House of Commons was carried an address to the throne against continuing the war. Burke, Fox, the younger Pitt, Barré, and other friends of the colonies voted in the affirmative. Lord North gave notice then that his ministry was at an end. The king moaned: "Necessity made me yield."

Lord North Yields.—As time passed, events strongly favored the opponents of the government's actions. They had predicted that victory was impossible, and they had promoted the benefits of a peace that would help restore the goodwill of the Americans. Every day's news validated their predictions and strengthened their arguments. Furthermore, the war, which started as an attempt to lighten English burdens, ended up making those burdens heavier than ever. Military expenses were rising daily. Trade with the colonies, the most significant outlet for British goods and money, was crippled. The substantial debts owed to British merchants in America were not only unpaid but also postponed indefinitely. Ireland was on the brink of revolution. The French had a dangerous fleet on the open seas. In December 1781, the king insisted that no difficulties would ever force him to accept a peace that recognized American independence. Parliament was more aware of the situation, and on February 27, 1782, in the House of Commons, an address to the throne calling for an end to the war was passed. Burke, Fox, the younger Pitt, Barré, and other supporters of the colonies voted in favor. Lord North then announced that his government was finished. The king lamented: "Necessity made me yield."

In April, 1782, Franklin received word from the English government that it was prepared to enter into negotiations leading to a settlement. This was embarrassing. In the treaty of alliance with France, the United States had promised that peace should be a joint affair agreed to by both nations in open conference. Finding France, however, opposed to some of their claims respecting boundaries and fisheries, the American commissioners conferred with the British agents at Paris without consulting the French minister. They actually signed a preliminary peace draft before they informed him of their operations. When Vergennes reproached him, Franklin replied that they "had been guilty of neglecting bienséance [good manners] but hoped that the great work would not be ruined by a single indiscretion."

In April 1782, Franklin got word from the British government that they were ready to start negotiations for a settlement. This was awkward. In the treaty of alliance with France, the United States had promised that peace would be a joint effort agreed upon by both countries in a public conference. However, when they found France opposed to some of their claims about boundaries and fisheries, the American commissioners talked with the British agents in Paris without checking in with the French minister. They actually signed a preliminary peace draft before telling him what they were doing. When Vergennes called him out on it, Franklin said they "had been guilty of ignoring bienséance [good manners] but hoped that the great work would not be ruined by a single mistake."

The Terms of Peace (1783).—The general settlement at Paris in 1783 was a triumph for America. England recognized the independence of the United States, naming each state specifically, and agreed to boundaries extending from the Atlantic to the Mississippi and from the Great Lakes to the Floridas. England held Canada, Newfoundland, and the West Indies intact, made gains in India, and maintained her supremacy on the seas. Spain won Florida and Minorca but not the coveted Gibraltar. France gained nothing important save the satisfaction of seeing England humbled and the colonies independent.

The Terms of Peace (1783).—The overall agreement in Paris in 1783 was a huge victory for America. England acknowledged the independence of the United States, naming each state individually, and agreed to borders stretching from the Atlantic to the Mississippi and from the Great Lakes to Florida. England kept Canada, Newfoundland, and the West Indies, made advances in India, and maintained its dominance at sea. Spain acquired Florida and Minorca but did not get the highly sought-after Gibraltar. France didn’t gain anything significant except the satisfaction of seeing England brought low and the colonies free.

The generous terms secured by the American commission at Paris called forth surprise and gratitude in the United States and smoothed the way for a renewal of commercial relations with the mother country. At the same time they gave genuine anxiety to European diplomats. "This federal republic is born a pigmy," wrote the Spanish ambassador to his royal master. "A day will come when it will be a giant; even a colossus formidable to these countries. Liberty of conscience and the facility for establishing a new population on immense lands, as well as the advantages of the new government, will draw thither farmers and artisans from all the nations. In a few years we shall watch with grief the tyrannical existence of the same colossus."

The generous terms agreed upon by the American commission in Paris surprised and pleased people in the United States and cleared the way for a renewal of trade with the mother country. At the same time, they genuinely worried European diplomats. "This federal republic starts off as a tiny entity," wrote the Spanish ambassador to his king. "One day, it will become a giant; even a formidable colossus to these countries. Freedom of belief and the ability to establish a new population on vast lands, along with the benefits of the new government, will attract farmers and craftsmen from all nations. In a few years, we will watch with sorrow the oppressive rule of the same colossus."

North America according to the Treaty of 1783
North America as defined by the Treaty of 1783

Summary of the Revolution

The independence of the American colonies was foreseen by many European statesmen as they watched the growth of their population, wealth, and power; but no one could fix the hour of the great event. Until 1763 the American colonists lived fairly happily under British dominion. There were collisions from time to time, of course. Royal governors clashed with stiff-necked colonial legislatures. There were protests against the exercise of the king's veto power in specific cases. Nevertheless, on the whole, the relations between America and the mother country were more amicable in 1763 than at any period under the Stuart régime which closed in 1688.

The independence of the American colonies was anticipated by many European leaders as they observed the increase in their population, wealth, and influence; however, no one could predict when this major event would happen. Until 1763, the American colonists lived relatively well under British rule. There were occasional conflicts, of course. Royal governors often clashed with obstinate colonial legislatures. There were protests against the king's veto power in specific instances. Still, overall, the relationship between America and the mother country was more friendly in 1763 than at any time during the Stuart period, which ended in 1688.

The crash, when it came, was not deliberately willed by any one. It was the product of a number of forces that happened to converge about 1763. Three years before, there had come to the throne George III, a young, proud, inexperienced, and stubborn king. For nearly fifty years his predecessors, Germans as they were in language and interest, had allowed things to drift in England and America. George III decided that he would be king in fact as well as in name. About the same time England brought to a close the long and costly French and Indian War and was staggering under a heavy burden of debt and taxes. The war had been fought partly in defense of the American colonies and nothing seemed more reasonable to English statesmen than the idea that the colonies should bear part of the cost of their own defense. At this juncture there came into prominence, in royal councils, two men bent on taxing America and controlling her trade, Grenville and Townshend. The king was willing, the English taxpayers were thankful for any promise of relief, and statesmen were found to undertake the experiment. England therefore set out upon a new course. She imposed taxes upon the colonists, regulated their trade and set royal officers upon them to enforce the law. This action evoked protests from the colonists. They held a Stamp Act Congress to declare their rights and petition for a redress of grievances. Some of the more restless spirits rioted in the streets, sacked the houses of the king's officers, and tore up the stamped paper.

The crash, when it happened, wasn’t intentionally caused by anyone. It was the result of several forces that converged around 1763. Three years earlier, George III had become king—young, proud, inexperienced, and stubborn. For nearly fifty years, his predecessors, who were German in language and interests, allowed things to drift in England and America. George III decided he would be a real king, not just in name. Around the same time, England ended the lengthy and expensive French and Indian War, emerging with a heavy burden of debt and taxes. The war was partly fought to defend the American colonies, so it seemed reasonable to English leaders that the colonies should help pay for their own defense. At this time, two men emerged in royal councils with plans to tax America and control its trade: Grenville and Townshend. The king supported this, English taxpayers were grateful for any promise of relief, and statesmen stepped up to take on the challenge. England then began a new approach. She imposed taxes on the colonists, regulated their trade, and set royal officers to enforce the laws. This prompted protests from the colonists. They held a Stamp Act Congress to declare their rights and request a remedy for their grievances. Some of the more aggressive individuals rioted in the streets, attacked the homes of the king's officers, and destroyed the stamped paper.

Frightened by uprising, the English government drew back and repealed the Stamp Act. Then it veered again and renewed its policy of interference. Interference again called forth American protests. Protests aroused sharper retaliation. More British regulars were sent over to keep order. More irritating laws were passed by Parliament. Rioting again appeared: tea was dumped in the harbor of Boston and seized in the harbor of Charleston. The British answer was more force. The response of the colonists was a Continental Congress for defense. An unexpected and unintended clash of arms at Lexington and Concord in the spring of 1775 brought forth from the king of England a proclamation: "The Americans are rebels!"

Frightened by the uprising, the English government backed down and repealed the Stamp Act. Then it shifted gears and resumed its policy of interference. This interference sparked American protests. The protests led to harsher retaliations. More British troops were sent over to maintain order. More annoying laws were passed by Parliament. Rioting broke out again: tea was dumped into Boston Harbor and seized in Charleston Harbor. The British response was to use more force. The colonists’ answer was to form a Continental Congress for defense. An unexpected and unintended clash of arms at Lexington and Concord in the spring of 1775 prompted the king of England to declare: "The Americans are rebels!"

The die was cast. The American Revolution had begun. Washington was made commander-in-chief. Armies were raised, money was borrowed, a huge volume of paper currency was issued, and foreign aid was summoned. Franklin plied his diplomatic arts at Paris until in 1778 he induced France to throw her sword into the balance. Three years later, Cornwallis surrendered at Yorktown. In 1783, by the formal treaty of peace, George III acknowledged the independence of the United States. The new nation, endowed with an imperial domain stretching from the Atlantic Ocean to the Mississippi River, began its career among the sovereign powers of the earth.

The die was cast. The American Revolution had begun. Washington was appointed commander-in-chief. Armies were formed, money was borrowed, a large amount of paper currency was issued, and foreign assistance was requested. Franklin used his diplomatic skills in Paris until in 1778 he convinced France to join the fight. Three years later, Cornwallis surrendered at Yorktown. In 1783, through the official treaty of peace, George III recognized the independence of the United States. The new nation, with an expansive territory stretching from the Atlantic Ocean to the Mississippi River, began its journey among the sovereign powers of the world.

In the sphere of civil government, the results of the Revolution were equally remarkable. Royal officers and royal authorities were driven from the former dominions. All power was declared to be in the people. All the colonies became states, each with its own constitution or plan of government. The thirteen states were united in common bonds under the Articles of Confederation. A republic on a large scale was instituted. Thus there was begun an adventure in popular government such as the world had never seen. Could it succeed or was it destined to break down and be supplanted by a monarchy? The fate of whole continents hung upon the answer.

In the realm of civil government, the outcomes of the Revolution were equally noteworthy. Royal officials and authorities were removed from the former territories. All power was declared to reside with the people. Each colony became a state, with its own constitution or government plan. The thirteen states were united by common ties under the Articles of Confederation. A large-scale republic was established. Thus began an experiment in popular governance like the world had never witnessed before. Would it succeed, or was it doomed to fail and be replaced by a monarchy? The fate of entire continents depended on the answer.

References

J. Fiske, The American Revolution (2 vols.).

J. Fiske, *The American Revolution* (2 vols.).

H. Lodge, Life of Washington (2 vols.).

H. Lodge, *Life of Washington* (2 vols.).

W. Sumner, The Financier and the Finances of the American Revolution.

W. Sumner, The Financier and the Finances of the American Revolution.

O. Trevelyan, The American Revolution (4 vols.). A sympathetic account by an English historian.

O. Trevelyan, The American Revolution (4 vols.). A compassionate narrative by a British historian.

M.C. Tyler, Literary History of the American Revolution (2 vols.).

M.C. Tyler, Literary History of the American Revolution (2 vols.).

C.H. Van Tyne, The American Revolution (American Nation Series) and The Loyalists in the American Revolution.

C.H. Van Tyne, The American Revolution (American Nation Series) and The Loyalists in the American Revolution.

Questions

1. What was the non-importation agreement? By what body was it adopted? Why was it revolutionary in character?

1. What was the non-importation agreement? Which group adopted it? Why was it considered revolutionary?

2. Contrast the work of the first and second Continental Congresses.

2. Compare the work of the first and second Continental Congresses.

3. Why did efforts at conciliation fail?

3. Why did attempts at reconciliation fail?

4. Trace the growth of American independence from opinion to the sphere of action.

4. Follow the evolution of American independence from ideas to actions.

5. Why is the Declaration of Independence an "immortal" document?

5. Why is the Declaration of Independence considered an "immortal" document?

6. What was the effect of the Revolution on colonial governments? On national union?

6. How did the Revolution impact colonial governments? What about national unity?

7. Describe the contest between "Patriots" and "Tories."

7. Describe the competition between "Patriots" and "Tories."

8. What topics are considered under "military affairs"? Discuss each in detail.

8. What topics are included in "military affairs"? Discuss each one in detail.

9. Contrast the American forces with the British forces and show how the war was won.

9. Compare the American forces to the British forces and explain how the war was won.

10. Compare the work of women in the Revolutionary War with their labors in the World War (1917-18).

10. Compare the contributions of women during the Revolutionary War with their efforts in World War I (1917-18).

11. How was the Revolution financed?

11. How was the Revolution funded?

12. Why is diplomacy important in war? Describe the diplomatic triumph of the Revolution.

12. Why is diplomacy important in war? Describe the diplomatic success of the Revolution.

13. What was the nature of the opposition in England to the war?

13. What was the nature of the opposition in England to the war?

14. Give the events connected with the peace settlement; the terms of peace.

14. Describe the events related to the peace settlement and the terms of peace.

Research Topics

The Spirit of America.—Woodrow Wilson, History of the American People, Vol. II, pp. 98-126.

The Spirit of America. —Woodrow Wilson, History of the American People, Vol. II, pp. 98-126.

American Rights.—Draw up a table showing all the principles laid down by American leaders in (1) the Resolves of the First Continental Congress, Macdonald, Documentary Source Book, pp. 162-166; (2) the Declaration of the Causes and the Necessity of Taking Up Arms, Macdonald, pp. 176-183; and (3) the Declaration of Independence.

American Rights.—Create a table outlining all the principles established by American leaders in (1) the Resolves of the First Continental Congress, Macdonald, Documentary Source Book, pp. 162-166; (2) the Declaration of the Causes and the Necessity of Taking Up Arms, Macdonald, pp. 176-183; and (3) the Declaration of Independence.

The Declaration of Independence.—Fiske, The American Revolution, Vol. I, pp. 147-197. Elson, History of the United States, pp. 250-254.

The Declaration of Independence.—Fiske, The American Revolution, Vol. I, pp. 147-197. Elson, History of the United States, pp. 250-254.

Diplomacy and the French Alliance.—Hart, American History Told by Contemporaries, Vol. II, pp. 574-590. Fiske, Vol. II, pp. 1-24. Callender, Economic History of the United States, pp. 159-168; Elson, pp. 275-280.

Diplomacy and the French Alliance.—Hart, American History Told by Contemporaries, Vol. II, pp. 574-590. Fiske, Vol. II, pp. 1-24. Callender, Economic History of the United States, pp. 159-168; Elson, pp. 275-280.

Biographical Studies.—Washington, Franklin, Samuel Adams, Patrick Henry, Thomas Jefferson—emphasizing the peculiar services of each.

Biographical Studies.—Washington, Franklin, Samuel Adams, Patrick Henry, Thomas Jefferson—highlighting the unique contributions of each.

The Tories.—Hart, Contemporaries, Vol. II, pp. 470-480.

The Tories.—Hart, Contemporaries, Vol. II, pp. 470-480.

Valley Forge.—Fiske, Vol. II, pp. 25-49.

Valley Forge.—Fiske, Vol. II, pp. 25-49.

The Battles of the Revolution.—Elson, pp. 235-317.

The Battles of the Revolution.—Elson, pp. 235-317.

An English View of the Revolution.—Green, Short History of England, Chap. X, Sect. 2.

An English View of the Revolution.—Green, Short History of England, Chap. X, Sect. 2.

English Opinion and the Revolution.—Trevelyan, The American Revolution, Vol. III (or Part 2, Vol. II), Chaps. XXIV-XXVII.

English Opinion and the Revolution.—Trevelyan, The American Revolution, Vol. III (or Part 2, Vol. II), Chaps. XXIV-XXVII.


PART III. THE UNION AND NATIONAL POLITICS


CHAPTER VII

THE FORMATION OF THE CONSTITUTION

The Promise and the Challenges of America

The rise of a young republic composed of thirteen states, each governed by officials popularly elected under constitutions drafted by "the plain people," was the most significant feature of the eighteenth century. The majority of the patriots whose labors and sacrifices had made this possible naturally looked upon their work and pronounced it good. Those Americans, however, who peered beneath the surface of things, saw that the Declaration of Independence, even if splendidly phrased, and paper constitutions, drawn by finest enthusiasm "uninstructed by experience," could not alone make the republic great and prosperous or even free. All around them they saw chaos in finance and in industry and perils for the immediate future.

The rise of a young republic made up of thirteen states, each run by officials elected by the people under constitutions created by "the plain people," was the most important development of the eighteenth century. The majority of patriots whose hard work and sacrifices made this possible understandably viewed their efforts positively. However, those Americans who looked deeper saw that the Declaration of Independence, even if beautifully worded, and paper constitutions, crafted with the best intentions "uninstructed by experience," could not alone make the republic great, prosperous, or even free. All around them, they observed chaos in finance and industry and threats for the immediate future.

The Weakness of the Articles of Confederation.—The government under the Articles of Confederation had neither the strength nor the resources necessary to cope with the problems of reconstruction left by the war. The sole organ of government was a Congress composed of from two to seven members from each state chosen as the legislature might direct and paid by the state. In determining all questions, each state had one vote—Delaware thus enjoying the same weight as Virginia. There was no president to enforce the laws. Congress was given power to select a committee of thirteen—one from each state—to act as an executive body when it was not in session; but this device, on being tried out, proved a failure. There was no system of national courts to which citizens and states could appeal for the protection of their rights or through which they could compel obedience to law. The two great powers of government, military and financial, were withheld. Congress, it is true, could authorize expenditures but had to rely upon the states for the payment of contributions to meet its bills. It could also order the establishment of an army, but it could only request the states to supply their respective quotas of soldiers. It could not lay taxes nor bring any pressure to bear upon a single citizen in the whole country. It could act only through the medium of the state governments.

The Weakness of the Articles of Confederation.—The government under the Articles of Confederation lacked the strength and resources needed to handle the reconstruction challenges left by the war. The only governing body was a Congress made up of two to seven representatives from each state, chosen as the legislature saw fit and paid by the state. In making decisions, each state had one vote—meaning Delaware had the same voting power as Virginia. There was no president to enforce the laws. Congress was allowed to create a committee of thirteen—one from each state—to act as an executive body when Congress wasn’t in session; however, this arrangement turned out to be ineffective. There was no system of national courts for citizens and states to turn to for protection of their rights or to ensure compliance with the law. The two main powers of government, military and financial, were withheld. True, Congress could authorize spending, but it had to depend on the states to contribute funds to pay its bills. It could also call for the formation of an army but could only ask the states to provide their share of soldiers. It had no power to impose taxes or exert any pressure on individual citizens throughout the country. It could only operate through the state governments.

Financial and Commercial Disorders.—In the field of public finance, the disorders were pronounced. The huge debt incurred during the war was still outstanding. Congress was unable to pay either the interest or the principal. Public creditors were in despair, as the market value of their bonds sank to twenty-five or even ten cents on the dollar. The current bills of Congress were unpaid. As some one complained, there was not enough money in the treasury to buy pen and ink with which to record the transactions of the shadow legislature. The currency was in utter chaos. Millions of dollars in notes issued by Congress had become mere trash worth a cent or two on the dollar. There was no other expression of contempt so forceful as the popular saying: "not worth a Continental." To make matters worse, several of the states were pouring new streams of paper money from the press. Almost the only good money in circulation consisted of English, French, and Spanish coins, and the public was even defrauded by them because money changers were busy clipping and filing away the metal. Foreign commerce was unsettled. The entire British system of trade discrimination was turned against the Americans, and Congress, having no power to regulate foreign commerce, was unable to retaliate or to negotiate treaties which it could enforce. Domestic commerce was impeded by the jealousies of the states, which erected tariff barriers against their neighbors. The condition of the currency made the exchange of money and goods extremely difficult, and, as if to increase the confusion, backward states enacted laws hindering the prompt collection of debts within their borders—an evil which nothing but a national system of courts could cure.

Financial and Commercial Disorders.—Public finance was in chaos. The massive debt from the war was still unpaid. Congress couldn't pay the interest or the principal. Public creditors were distraught as the market value of their bonds dropped to twenty-five or even ten cents on the dollar. Congress hadn’t paid its current bills. As someone pointed out, there wasn’t even enough money in the treasury to buy pen and ink to record the activities of the ineffective legislature. The currency was completely disordered. Millions of dollars in notes issued by Congress were virtually worthless, valued at just a cent or two on the dollar. There was no stronger expression of disdain than the common phrase: "not worth a Continental." To make it worse, several states were printing even more paper money. The only decent currency in circulation consisted of English, French, and Spanish coins, which the public was also being scammed with since money changers were busy clipping and filing the metal. Foreign trade was unstable. The entire British system of trade discrimination was working against Americans, and Congress, lacking the power to regulate foreign commerce, couldn't retaliate or negotiate enforceable treaties. Domestic trade was hindered by the rivalries among the states, which set up tariff barriers against each other. The state of the currency made trading money and goods extremely hard, and to add to the confusion, backward states passed laws that made it difficult to collect debts promptly within their borders—an issue that could only be resolved by a national court system.

Congress in Disrepute.—With treaties set at naught by the states, the laws unenforced, the treasury empty, and the public credit gone, the Congress of the United States fell into utter disrepute. It called upon the states to pay their quotas of money into the treasury, only to be treated with contempt. Even its own members looked upon it as a solemn futility. Some of the ablest men refused to accept election to it, and many who did take the doubtful honor failed to attend the sessions. Again and again it was impossible to secure a quorum for the transaction of business.

Congress in Disrepute.—With treaties ignored by the states, laws not enforced, an empty treasury, and lost public trust, the Congress of the United States fell into complete disrepair. It asked the states to pay their share of money into the treasury, only to be disregarded. Even its own members viewed it as a serious waste of time. Some of the most capable individuals declined to run for election, and many who did accept the questionable honor didn't show up for the sessions. Time and time again, it was impossible to gather enough members to conduct business.

Troubles of the State Governments.—The state governments, free to pursue their own course with no interference from without, had almost as many difficulties as the Congress. They too were loaded with revolutionary debts calling for heavy taxes upon an already restive population. Oppressed by their financial burdens and discouraged by the fall in prices which followed the return of peace, the farmers of several states joined in a concerted effort and compelled their legislatures to issue large sums of paper money. The currency fell in value, but nevertheless it was forced on unwilling creditors to square old accounts.

Troubles of the State Governments.—The state governments, able to follow their own paths without outside interference, faced almost as many challenges as Congress. They were also burdened with revolutionary debts that required heavy taxes from a population that was already restless. Overwhelmed by their financial struggles and disheartened by the drop in prices that came after peace was restored, farmers in several states banded together and pressured their legislatures to print large amounts of paper money. The value of the currency declined, but it was still imposed on unwilling creditors to settle old debts.

In every part of the country legislative action fluctuated violently. Laws were made one year only to be repealed the next and reënacted the third year. Lands were sold by one legislature and the sales were canceled by its successor. Uncertainty and distrust were the natural consequences. Men of substance longed for some power that would forbid states to issue bills of credit, to make paper money legal tender in payment of debts, or to impair the obligation of contracts. Men heavily in debt, on the other hand, urged even more drastic action against creditors.

In every part of the country, legislative action was really inconsistent. Laws were enacted one year, only to be repealed the next, and then re-enacted the following year. One legislature would sell land, and its successor would cancel those sales. This led to uncertainty and distrust. Wealthy individuals sought some authority that would prevent states from issuing bills of credit, making paper money legal for debt payments, or undermining contract obligations. On the flip side, people with heavy debts pushed for even stronger measures against creditors.

So great did the discontent of the farmers in New Hampshire become in 1786 that a mob surrounded the legislature, demanding a repeal of the taxes and the issuance of paper money. It was with difficulty that an armed rebellion was avoided. In Massachusetts the malcontents, under the leadership of Daniel Shays, a captain in the Revolutionary army, organized that same year open resistance to the government of the state. Shays and his followers protested against the conduct of creditors in foreclosing mortgages upon the debt-burdened farmers, against the lawyers for increasing the costs of legal proceedings, against the senate of the state the members of which were apportioned among the towns on the basis of the amount of taxes paid, against heavy taxes, and against the refusal of the legislature to issue paper money. They seized the towns of Worcester and Springfield and broke up the courts of justice. All through the western part of the state the revolt spread, sending a shock of alarm to every center and section of the young republic. Only by the most vigorous action was Governor Bowdoin able to quell the uprising; and when that task was accomplished, the state government did not dare to execute any of the prisoners because they had so many sympathizers. Moreover, Bowdoin and several members of the legislature who had been most zealous in their attacks on the insurgents were defeated at the ensuing election. The need of national assistance for state governments in times of domestic violence was everywhere emphasized by men who were opposed to revolutionary acts.

The discontent among farmers in New Hampshire grew so intense in 1786 that a mob surrounded the legislature, demanding a repeal of the taxes and the issuance of paper money. It was a struggle to avoid an armed rebellion. In Massachusetts, the unhappy farmers, led by Daniel Shays, a captain in the Revolutionary army, organized open resistance to the state government that same year. Shays and his followers protested against creditors foreclosing mortgages on the debt-ridden farmers, against lawyers for raising the costs of legal proceedings, against the state senate, whose members were allocated among towns based on the amount of taxes paid, against high taxes, and against the legislature's refusal to issue paper money. They took control of the towns of Worcester and Springfield and disrupted the courts of justice. The revolt spread throughout the western part of the state, causing alarm across the young republic. Only through strong action was Governor Bowdoin able to put down the uprising; and once that was done, the state government hesitated to execute any of the prisoners due to their widespread support. Furthermore, Bowdoin and several lawmakers who had been vocal against the insurgents lost their positions in the following election. The need for national support for state governments during times of domestic unrest was highlighted by those opposing revolutionary actions.

Alarm over Dangers to the Republic.—Leading American citizens, watching the drift of affairs, were slowly driven to the conclusion that the new ship of state so proudly launched a few years before was careening into anarchy. "The facts of our peace and independence," wrote a friend of Washington, "do not at present wear so promising an appearance as I had fondly painted in my mind. The prejudices, jealousies, and turbulence of the people at times almost stagger my confidence in our political establishments; and almost occasion me to think that they will show themselves unworthy of the noble prize for which we have contended."

Alarm over Dangers to the Republic.—Leading American citizens, observing the current events, were gradually led to believe that the new government, which had been so proudly established just a few years earlier, was heading toward chaos. "The reality of our peace and independence," wrote a friend of Washington, "does not look as promising as I had hoped it would. The prejudices, jealousies, and unrest among the people sometimes nearly shake my faith in our political system and make me wonder if they are deserving of the great reward for which we have fought."

Washington himself was profoundly discouraged. On hearing of Shays's rebellion, he exclaimed: "What, gracious God, is man that there should be such inconsistency and perfidiousness in his conduct! It is but the other day that we were shedding our blood to obtain the constitutions under which we now live—constitutions of our own choice and making—and now we are unsheathing our sword to overturn them." The same year he burst out in a lament over rumors of restoring royal government. "I am told that even respectable characters speak of a monarchical government without horror. From thinking proceeds speaking. Hence to acting is often but a single step. But how irresistible and tremendous! What a triumph for our enemies to verify their predictions! What a triumph for the advocates of despotism to find that we are incapable of governing ourselves!"

Washington himself was deeply discouraged. Upon hearing about Shays's rebellion, he exclaimed: "What, gracious God, is wrong with humanity that there should be such inconsistency and betrayal in our actions! Just the other day, we were shedding our blood to secure the constitutions we now live under—constitutions of our own choosing—and now we are drawing our swords to tear them down." That same year, he expressed his dismay over rumors of restoring royal government. "I’ve heard that even respected people talk about a monarchy without any horror. Thoughts lead to words, and often it’s just a small step from speaking to acting. But how unstoppable and frightening! What a victory for our enemies if they prove their predictions right! What a win for those who support tyranny to see that we can't govern ourselves!"

Congress Attempts Some Reforms.—The Congress was not indifferent to the events that disturbed Washington. On the contrary it put forth many efforts to check tendencies so dangerous to finance, commerce, industries, and the Confederation itself. In 1781, even before the treaty of peace was signed, the Congress, having found out how futile were its taxing powers, carried a resolution of amendment to the Articles of Confederation, authorizing the levy of a moderate duty on imports. Yet this mild measure was rejected by the states. Two years later the Congress prepared another amendment sanctioning the levy of duties on imports, to be collected this time by state officers and applied to the payment of the public debt. This more limited proposal, designed to save public credit, likewise failed. In 1786, the Congress made a third appeal to the states for help, declaring that they had been so irregular and so negligent in paying their quotas that further reliance upon that mode of raising revenues was dishonorable and dangerous.

Congress Attempts Some Reforms.—Congress was not indifferent to the events that troubled Washington. In fact, it made many efforts to curb tendencies that posed serious risks to finance, commerce, industries, and the Confederation itself. In 1781, even before the peace treaty was signed, Congress realized how ineffective its taxing powers were and passed a resolution to amend the Articles of Confederation, allowing for a moderate duty on imports. However, this mild measure was rejected by the states. Two years later, Congress proposed another amendment that permitted the levy of duties on imports, which would be collected by state officers and used to pay off the public debt. This more limited proposal, aimed at preserving public credit, also failed. In 1786, Congress made a third appeal to the states for assistance, stating that they had been so inconsistent and negligent in paying their shares that further reliance on that method of raising revenues was both dishonorable and risky.

The Summoning of a Constitutional Convention

Hamilton and Washington Urge Reform.—The attempts at reform by the Congress were accompanied by demand for, both within and without that body, a convention to frame a new plan of government. In 1780, the youthful Alexander Hamilton, realizing the weakness of the Articles, so widely discussed, proposed a general convention for the purpose of drafting a new constitution on entirely different principles. With tireless energy he strove to bring his countrymen to his view. Washington, agreeing with him on every point, declared, in a circular letter to the governors, that the duration of the union would be short unless there was lodged somewhere a supreme power "to regulate and govern the general concerns of the confederated republic." The governor of Massachusetts, disturbed by the growth of discontent all about him, suggested to the state legislature in 1785 the advisability of a national convention to enlarge the powers of the Congress. The legislature approved the plan, but did not press it to a conclusion.

Hamilton and Washington Urge Reform.—The reform efforts by Congress were accompanied by a call for, both inside and outside the body, a convention to create a new plan of government. In 1780, the young Alexander Hamilton, recognizing the weaknesses of the widely criticized Articles, proposed a general convention to draft a new constitution based on entirely different principles. With relentless energy, he worked to convince his fellow citizens of his perspective. Washington, agreeing with him on every point, stated in a circular letter to the governors that the union’s survival would be short-lived unless there was a central authority "to regulate and govern the general concerns of the confederated republic." The governor of Massachusetts, troubled by the rising discontent around him, recommended to the state legislature in 1785 the idea of a national convention to expand Congress's powers. The legislature supported the plan but did not push it to completion.

Alexander Hamilton
Alex Hamilton

The Annapolis Convention.—Action finally came from the South. The Virginia legislature, taking things into its own hands, called a conference of delegates at Annapolis to consider matters of taxation and commerce. When the convention assembled in 1786, it was found that only five states had taken the trouble to send representatives. The leaders were deeply discouraged, but the resourceful Hamilton, a delegate from New York, turned the affair to good account. He secured the adoption of a resolution, calling upon the Congress itself to summon another convention, to meet at Philadelphia.

The Annapolis Convention.—Finally, action came from the South. The Virginia legislature, taking charge, called a conference of delegates in Annapolis to discuss taxation and commerce. When the convention met in 1786, only five states had bothered to send representatives. The leaders were very discouraged, but the resourceful Hamilton, a delegate from New York, turned the situation to his advantage. He managed to get a resolution passed that urged Congress to call for another convention to meet in Philadelphia.

A National Convention Called (1787).—The Congress, as tardy as ever, at last decided in February, 1787, to issue the call. Fearing drastic changes, however, it restricted the convention to "the sole and express purpose of revising the Articles of Confederation." Jealous of its own powers, it added that any alterations proposed should be referred to the Congress and the states for their approval.

A National Convention Called (1787).—Congress, as slow as always, finally decided in February 1787 to issue the call. However, fearing significant changes, it limited the convention to "the sole and express purpose of revising the Articles of Confederation." Protective of its own powers, it also stipulated that any proposed changes should be sent to Congress and the states for their approval.

Every state in the union, except Rhode Island, responded to this call. Indeed some of the states, having the Annapolis resolution before them, had already anticipated the Congress by selecting delegates before the formal summons came. Thus, by the persistence of governors, legislatures, and private citizens, there was brought about the long-desired national convention. In May, 1787, it assembled in Philadelphia.

Every state in the union, except Rhode Island, responded to this call. In fact, some states, having the Annapolis resolution in hand, had already chosen delegates before the official invitation arrived. So, thanks to the efforts of governors, legislatures, and private citizens, the long-awaited national convention was formed. It met in Philadelphia in May 1787.

The Eminent Men of the Convention.—On the roll of that memorable convention were fifty-five men, at least half of whom were acknowledged to be among the foremost statesmen and thinkers in America. Every field of statecraft was represented by them: war and practical management in Washington, who was chosen president of the convention; diplomacy in Franklin, now old and full of honor in his own land as well as abroad; finance in Alexander Hamilton and Robert Morris; law in James Wilson of Pennsylvania; the philosophy of government in James Madison, called the "father of the Constitution." They were not theorists but practical men, rich in political experience and endowed with deep insight into the springs of human action. Three of them had served in the Stamp Act Congress: Dickinson of Delaware, William Samuel Johnson of Connecticut, and John Rutledge of South Carolina. Eight had been signers of the Declaration of Independence: Read of Delaware, Sherman of Connecticut, Wythe of Virginia, Gerry of Massachusetts, Franklin, Robert Morris, George Clymer, and James Wilson of Pennsylvania. All but twelve had at some time served in the Continental Congress and eighteen were members of that body in the spring of 1787. Washington, Hamilton, Mifflin, and Charles Pinckney had been officers in the Revolutionary army. Seven of the delegates had gained political experience as governors of states. "The convention as a whole," according to the historian Hildreth, "represented in a marked manner the talent, intelligence, and especially the conservative sentiment of the country."

The Eminent Men of the Convention.—The roll of that memorable convention included fifty-five men, at least half of whom were recognized as some of the top statesmen and thinkers in America. They represented every area of governance: war and practical management in Washington, who was elected president of the convention; diplomacy in Franklin, now old and honored both at home and abroad; finance in Alexander Hamilton and Robert Morris; law in James Wilson of Pennsylvania; and the philosophy of government in James Madison, known as the "father of the Constitution." They were not just theorists but practical leaders, rich in political experience and possessing a deep understanding of human motivation. Three of them had served in the Stamp Act Congress: Dickinson of Delaware, William Samuel Johnson of Connecticut, and John Rutledge of South Carolina. Eight were signers of the Declaration of Independence: Read of Delaware, Sherman of Connecticut, Wythe of Virginia, Gerry of Massachusetts, Franklin, Robert Morris, George Clymer, and James Wilson of Pennsylvania. All but twelve had at some point served in the Continental Congress, and eighteen were members of that body in the spring of 1787. Washington, Hamilton, Mifflin, and Charles Pinckney were officers in the Revolutionary army. Seven of the delegates had political experience as governors of states. "The convention as a whole," according to historian Hildreth, "represented in a marked manner the talent, intelligence, and especially the conservative sentiment of the country."

Framing the Constitution

Problems Involved.—The great problems before the convention were nine in number: (1) Shall the Articles of Confederation be revised or a new system of government constructed? (2) Shall the government be founded on states equal in power as under the Articles or on the broader and deeper foundation of population? (3) What direct share shall the people have in the election of national officers? (4) What shall be the qualifications for the suffrage? (5) How shall the conflicting interests of the commercial and the planting states be balanced so as to safeguard the essential rights of each? (6) What shall be the form of the new government? (7) What powers shall be conferred on it? (8) How shall the state legislatures be restrained from their attacks on property rights such as the issuance of paper money? (9) Shall the approval of all the states be necessary, as under the Articles, for the adoption and amendment of the Constitution?

Problems Involved.—The major issues facing the convention were nine in total: (1) Should we revise the Articles of Confederation or create a completely new system of government? (2) Should the government be based on states having equal power like under the Articles, or should it be founded on population as a broader and deeper foundation? (3) What direct role will the people play in electing national officials? (4) What qualifications should there be for voting? (5) How can we balance the conflicting interests of commercial and agricultural states to protect the essential rights of both? (6) What will the structure of the new government be? (7) What powers will it have? (8) How can we limit state legislatures from infringing on property rights, like issuing paper money? (9) Will we require the approval of all states, as we do under the Articles, for the adoption and amendment of the Constitution?

Revision of the Articles or a New Government?—The moment the first problem was raised, representatives of the small states, led by William Paterson of New Jersey, were on their feet. They feared that, if the Articles were overthrown, the equality and rights of the states would be put in jeopardy. Their protest was therefore vigorous. They cited the call issued by the Congress in summoning the convention which specifically stated that they were assembled for "the sole and express purpose of revising the Articles of Confederation." They cited also their instructions from their state legislatures, which authorized them to "revise and amend" the existing scheme of government, not to make a revolution in it. To depart from the authorization laid down by the Congress and the legislatures would be to exceed their powers, they argued, and to betray the trust reposed in them by their countrymen.

Revision of the Articles or a New Government?—As soon as the first issue was raised, representatives from the smaller states, led by William Paterson of New Jersey, were quick to respond. They worried that if the Articles were thrown out, the equality and rights of the states would be at risk. Their protest was strong and forceful. They pointed out the call from Congress that summoned the convention, which clearly stated they were gathered for "the sole and express purpose of revising the Articles of Confederation." They also mentioned the instructions from their state legislatures, which authorized them to "revise and amend" the current government structure, not to create a completely new one. They argued that straying from the mandates set forth by Congress and the legislatures would mean overstepping their authority and betraying the trust placed in them by their fellow citizens.

To their contentions, Randolph of Virginia replied: "When the salvation of the republic is at stake, it would be treason to our trust not to propose what we find necessary." Hamilton, reminding the delegates that their work was still subject to the approval of the states, frankly said that on the point of their powers he had no scruples. With the issue clear, the convention cast aside the Articles as if they did not exist and proceeded to the work of drawing up a new constitution, "laying its foundations on such principles and organizing its powers in such form" as to the delegates seemed "most likely to affect their safety and happiness."

To their arguments, Randolph of Virginia responded: "When the future of the republic is at stake, it would be a betrayal of our trust not to suggest what we believe is necessary." Hamilton, reminding the delegates that their work still needed the states' approval, openly stated that he had no doubts about their powers. With the issue clear, the convention dismissed the Articles as if they didn’t matter and moved forward with creating a new constitution, "laying its foundations on such principles and organizing its powers in such form" as the delegates believed would be "most likely to ensure their safety and happiness."

A Government Founded on States or on People?—The Compromise.—Defeated in their attempt to limit the convention to a mere revision of the Articles, the spokesmen of the smaller states redoubled their efforts to preserve the equality of the states. The signal for a radical departure from the Articles on this point was given early in the sessions when Randolph presented "the Virginia plan." He proposed that the new national legislature consist of two houses, the members of which were to be apportioned among the states according to their wealth or free white population, as the convention might decide. This plan was vehemently challenged. Paterson of New Jersey flatly avowed that neither he nor his state would ever bow to such tyranny. As an alternative, he presented "the New Jersey plan" calling for a national legislature of one house representing states as such, not wealth or people—a legislature in which all states, large or small, would have equal voice. Wilson of Pennsylvania, on behalf of the more populous states, took up the gauntlet which Paterson had thrown down. It was absurd, he urged, for 180,000 men in one state to have the same weight in national counsels as 750,000 men in another state. "The gentleman from New Jersey," he said, "is candid. He declares his opinion boldly.... I will be equally candid.... I will never confederate on his principles." So the bitter controversy ran on through many exciting sessions.

A Government Founded on States or on People?—The Compromise.—After failing to limit the convention to just revising the Articles, the representatives from the smaller states intensified their efforts to maintain equal standing for all states. The push for a significant change from the Articles began early in the sessions when Randolph introduced "the Virginia plan." He suggested that the new national legislature have two houses, with members allocated among the states based on their wealth or free white population, as the convention would decide. This proposal faced strong opposition. Paterson from New Jersey firmly stated that neither he nor his state would ever accept such oppression. As an alternative, he put forward "the New Jersey plan," which called for a single-house national legislature representing states themselves, rather than based on wealth or population—ensuring equal representation for all states, regardless of size. Wilson from Pennsylvania, representing the larger states, accepted Paterson's challenge. He argued that it was unreasonable for 180,000 people in one state to have the same influence in national decisions as 750,000 in another state. "The gentleman from New Jersey," he said, "is straightforward. He expresses his views openly.... I will also be straightforward.... I will never unite under his principles." Thus, the heated debate continued through many intense sessions.

Greek had met Greek. The convention was hopelessly deadlocked and on the verge of dissolution, "scarce held together by the strength of a hair," as one of the delegates remarked. A crash was averted only by a compromise. Instead of a Congress of one house as provided by the Articles, the convention agreed upon a legislature of two houses. In the Senate, the aspirations of the small states were to be satisfied, for each state was given two members in that body. In the formation of the House of Representatives, the larger states were placated, for it was agreed that the members of that chamber were to be apportioned among the states on the basis of population, counting three-fifths of the slaves.

Greek had met Greek. The convention was stuck and on the brink of falling apart, "barely held together by the strength of a hair," as one of the delegates put it. A disaster was avoided only through a compromise. Rather than having a single-house Congress as outlined in the Articles, the convention decided on a legislature with two houses. In the Senate, the smaller states got what they wanted, as each state was given two members in that part of the government. For the House of Representatives, the larger states were appeased, as it was agreed that the members of that chamber would be distributed among the states based on population, counting three-fifths of the enslaved individuals.

The Question of Popular Election.—The method of selecting federal officers and members of Congress also produced an acrimonious debate which revealed how deep-seated was the distrust of the capacity of the people to govern themselves. Few there were who believed that no branch of the government should be elected directly by the voters; still fewer were there, however, who desired to see all branches so chosen. One or two even expressed a desire for a monarchy. The dangers of democracy were stressed by Gerry of Massachusetts: "All the evils we experience flow from an excess of democracy. The people do not want virtue but are the dupes of pretended patriots.... I have been too republican heretofore but have been taught by experience the danger of a leveling spirit." To the "democratic licentiousness of the state legislatures," Randolph sought to oppose a "firm senate." To check the excesses of popular government Charles Pinckney of South Carolina declared that no one should be elected President who was not worth $100,000 and that high property qualifications should be placed on members of Congress and judges. Other members of the convention were stoutly opposed to such "high-toned notions of government." Franklin and Wilson, both from Pennsylvania, vigorously championed popular election; while men like Madison insisted that at least one part of the government should rest on the broad foundation of the people.

The Question of Popular Election.—The way federal officers and Congress members were chosen led to a heated debate that exposed the deep-seated distrust in people's ability to govern themselves. Very few believed that no branch of the government should be directly elected by voters; even fewer wanted all branches to be chosen this way. Some even expressed a wish for a monarchy. Gerry from Massachusetts highlighted the dangers of democracy: "All the problems we face come from too much democracy. The people don’t seek virtue but are fooled by so-called patriots.... I have been too supportive of republicanism in the past but have learned through experience about the risks of a leveling spirit." To counter the "democratic recklessness of the state legislatures," Randolph aimed to establish a "strong senate." To limit the excesses of popular government, Charles Pinckney from South Carolina argued that no one should be elected President unless they were worth $100,000 and that high property requirements should be set for Congress members and judges. Other convention members firmly rejected such "high-flown ideas of government." Franklin and Wilson, both from Pennsylvania, strongly supported popular election; meanwhile, figures like Madison insisted that at least one part of the government should be based on the people's will.

Out of this clash of opinion also came compromise. One branch, the House of Representatives, it was agreed, was to be elected directly by the voters, while the Senators were to be elected indirectly by the state legislatures. The President was to be chosen by electors selected as the legislatures of the states might determine, and the judges of the federal courts, supreme and inferior, by the President and the Senate.

Out of this clash of opinions also came compromise. One branch, the House of Representatives, was agreed to be elected directly by the voters, while the Senators were to be elected indirectly by the state legislatures. The President was to be chosen by electors selected according to the methods determined by the state legislatures, and the judges of the federal courts, both supreme and inferior, were to be appointed by the President and confirmed by the Senate.

The Question of the Suffrage.—The battle over the suffrage was sharp but brief. Gouverneur Morris proposed that only land owners should be permitted to vote. Madison replied that the state legislatures, which had made so much trouble with radical laws, were elected by freeholders. After the debate, the delegates, unable to agree on any property limitations on the suffrage, decided that the House of Representatives should be elected by voters having the "qualifications requisite for electors of the most numerous branch of the state legislature." Thus they accepted the suffrage provisions of the states.

The Question of the Suffrage.—The debate about voting rights was intense but short-lived. Gouverneur Morris suggested that only property owners should be allowed to vote. Madison responded by pointing out that the state legislatures, which had caused so many issues with extreme laws, were elected by landowners. After the discussion, the delegates, unable to come to a consensus on any property restrictions for voting rights, agreed that the House of Representatives should be elected by voters who met the "qualifications necessary for electors of the most numerous branch of the state legislature." In doing so, they accepted the voting rights provisions from the states.

The Balance between the Planting and the Commercial States.—After the debates had gone on for a few weeks, Madison came to the conclusion that the real division in the convention was not between the large and the small states but between the planting section founded on slave labor and the commercial North. Thus he anticipated by nearly three-quarters of a century "the irrepressible conflict." The planting states had neither the free white population nor the wealth of the North. There were, counting Delaware, six of them as against seven commercial states. Dependent for their prosperity mainly upon the sale of tobacco, rice, and other staples abroad, they feared that Congress might impose restraints upon their enterprise. Being weaker in numbers, they were afraid that the majority might lay an unfair burden of taxes upon them.

The Balance between the Planting and the Commercial States.—After several weeks of debates, Madison realized that the real divide in the convention wasn’t between the big and small states but rather between the plantation-based economies relying on slave labor and the commercial North. This insight foreshadowed by nearly seventy-five years the "irrepressible conflict." The plantation states lacked both the free white population and the wealth that the North had. Including Delaware, there were six of these states compared to seven commercial states. Dependent mainly on exporting tobacco, rice, and other staples, they worried that Congress might impose restrictions on their business. Being outnumbered, they feared that the majority could unfairly tax them.

Representation and Taxation.—The Southern members of the convention were therefore very anxious to secure for their section the largest possible representation in Congress, and at the same time to restrain the taxing power of that body. Two devices were thought adapted to these ends. One was to count the slaves as people when apportioning representatives among the states according to their respective populations; the other was to provide that direct taxes should be apportioned among the states, in proportion not to their wealth but to the number of their free white inhabitants. For obvious reasons the Northern delegates objected to these proposals. Once more a compromise proved to be the solution. It was agreed that not all the slaves but three-fifths of them should be counted for both purposes—representation and direct taxation.

Representation and Taxation.—The Southern members of the convention were eager to ensure their region had the most significant representation in Congress while also limiting the taxing authority of that body. Two strategies were considered suitable for achieving these goals. One was to count slaves as people when distributing representatives among the states based on their respective populations; the other was to state that direct taxes should be distributed among the states in proportion to their number of free white inhabitants instead of their wealth. For obvious reasons, the Northern delegates opposed these proposals. Once again, a compromise surfaced as the solution. It was decided that not all slaves but three-fifths of them would be counted for both representation and direct taxation.

Commerce and the Slave Trade.—Southern interests were also involved in the project to confer upon Congress the power to regulate interstate and foreign commerce. To the manufacturing and trading states this was essential. It would prevent interstate tariffs and trade jealousies; it would enable Congress to protect American manufactures and to break down, by appropriate retaliations, foreign discriminations against American commerce. To the South the proposal was menacing because tariffs might interfere with the free exchange of the produce of plantations in European markets, and navigation acts might confine the carrying trade to American, that is Northern, ships. The importation of slaves, moreover, it was feared might be heavily taxed or immediately prohibited altogether.

Commerce and the Slave Trade.—Southern interests were also part of the effort to give Congress the authority to regulate interstate and foreign commerce. This was crucial for the manufacturing and trading states. It would stop interstate tariffs and trade rivalries; it would allow Congress to protect American products and counter foreign discrimination against American commerce through appropriate retaliation. For the South, this proposal was threatening because tariffs could disrupt the free exchange of plantation goods in European markets, and navigation laws could restrict the carrying trade to American, specifically Northern, ships. Additionally, there were concerns that the importation of slaves could be heavily taxed or banned altogether.

The result of this and related controversies was a debate on the merits of slavery. Gouverneur Morris delivered his mind and heart on that subject, denouncing slavery as a nefarious institution and the curse of heaven on the states in which it prevailed. Mason of Virginia, a slaveholder himself, was hardly less outspoken, saying: "Slavery discourages arts and manufactures. The poor despise labor when performed by slaves. They prevent the migration of whites who really strengthen and enrich a country."

The outcome of this and similar controversies was a discussion about the value of slavery. Gouverneur Morris passionately expressed his views on the topic, condemning slavery as a wicked institution and a curse from heaven on the states where it existed. Mason of Virginia, who owned slaves himself, was also quite vocal, stating: "Slavery discourages arts and manufacturing. The poor look down on work done by slaves. It stops the movement of white people who would actually strengthen and enrich a country."

The system, however, had its defenders. Representatives from South Carolina argued that their entire economic life rested on slave labor and that the high death rate in the rice swamps made continuous importation necessary. Ellsworth of Connecticut took the ground that the convention should not meddle with slavery. "The morality or wisdom of slavery," he said, "are considerations belonging to the states. What enriches a part enriches the whole." To the future he turned an untroubled face: "As population increases, poor laborers will be so plenty as to render slaves useless. Slavery in time will not be a speck in our country." Virginia and North Carolina, already overstocked with slaves, favored prohibiting the traffic in them; but South Carolina was adamant. She must have fresh supplies of slaves or she would not federate.

The system, however, had its supporters. Representatives from South Carolina argued that their entire economy depended on slave labor and that the high death rate in the rice swamps made continuous importation necessary. Ellsworth from Connecticut believed the convention shouldn’t interfere with slavery. “The morality or wisdom of slavery,” he said, “are matters for the states to decide. What benefits one part benefits the whole.” He looked to the future with confidence: “As the population grows, there will be so many poor laborers that slaves will become unnecessary. Slavery will eventually be a thing of the past in our country.” Virginia and North Carolina, already overcrowded with slaves, supported banning the slave trade; but South Carolina was firm. They needed fresh supplies of slaves, or they would not join the union.

So it was agreed that, while Congress might regulate foreign trade by majority vote, the importation of slaves should not be forbidden before the lapse of twenty years, and that any import tax should not exceed $10 a head. At the same time, in connection with the regulation of foreign trade, it was stipulated that a two-thirds vote in the Senate should be necessary in the ratification of treaties. A further concession to the South was made in the provision for the return of runaway slaves—a provision also useful in the North, where indentured servants were about as troublesome as slaves in escaping from their masters.

It was agreed that while Congress could regulate foreign trade by majority vote, the importation of slaves wouldn’t be banned for twenty years, and any import tax couldn’t be more than $10 per person. At the same time, regarding foreign trade regulation, a two-thirds vote in the Senate would be required for treaty ratification. Another concession to the South was the provision for the return of runaway slaves—a measure that was also beneficial in the North, where indentured servants escaped from their masters just as much as slaves did.

The Form of the Government.—As to the details of the frame of government and the grand principles involved, the opinion of the convention ebbed and flowed, decisions being taken in the heat of debate, only to be revoked and taken again.

The Form of the Government.—Regarding the specifics of the government structure and the key principles at play, the views of the convention shifted back and forth, with decisions made in the heat of discussions, only to be canceled and reconsidered.

The Executive.—There was general agreement that there should be an executive branch; for reliance upon Congress to enforce its own laws and treaties had been a broken reed. On the character and functions of the executive, however, there were many views. The New Jersey plan called for a council selected by the Congress; the Virginia plan provided that the executive branch should be chosen by the Congress but did not state whether it should be composed of one or several persons. On this matter the convention voted first one way and then another; finally it agreed on a single executive chosen indirectly by electors selected as the state legislatures might decide, serving for four years, subject to impeachment, and endowed with regal powers in the command of the army and the navy and in the enforcement of the laws.

The Executive.—There was a general consensus that an executive branch was necessary since relying on Congress to enforce its own laws and treaties had proven ineffective. However, opinions varied on the nature and role of the executive. The New Jersey plan suggested a council chosen by Congress; the Virginia plan proposed that Congress select the executive branch but didn’t specify whether it should be a single person or a group. On this issue, the convention debated back and forth; ultimately, they settled on a single executive chosen indirectly by electors appointed as state legislatures determined, serving for four years, subject to impeachment, and granted substantial powers over the military and the enforcement of laws.

The Legislative Branch—Congress.—After the convention had made the great compromise between the large and small commonwealths by giving representation to states in the Senate and to population in the House, the question of methods of election had to be decided. As to the House of Representatives it was readily agreed that the members should be elected by direct popular vote. There was also easy agreement on the proposition that a strong Senate was needed to check the "turbulence" of the lower house. Four devices were finally selected to accomplish this purpose. In the first place, the Senators were not to be chosen directly by the voters but by the legislatures of the states, thus removing their election one degree from the populace. In the second place, their term was fixed at six years instead of two, as in the case of the House. In the third place, provision was made for continuity by having only one-third of the members go out at a time while two-thirds remained in service. Finally, it was provided that Senators must be at least thirty years old while Representatives need be only twenty-five.

The Legislative Branch—Congress.—After the convention reached a major compromise between the large and small states by giving equal representation in the Senate and representation based on population in the House, they had to decide how elections would work. It was quickly agreed that House members should be elected through direct popular vote. There was also consensus that a strong Senate was necessary to balance out the "turbulence" of the House. Four methods were chosen to achieve this goal. First, Senators would not be chosen directly by voters; instead, they would be selected by state legislatures, putting their election one step removed from the public. Second, their term would be set at six years, unlike the two-year term for House members. Third, to ensure continuity, only one-third of the Senators would leave office at a time while two-thirds would remain. Finally, it was established that Senators must be at least thirty years old, whereas Representatives only need to be twenty-five.

The Judiciary.—The need for federal courts to carry out the law was hardly open to debate. The feebleness of the Articles of Confederation was, in a large measure, attributed to the want of a judiciary to hold states and individuals in obedience to the laws and treaties of the union. Nevertheless on this point the advocates of states' rights were extremely sensitive. They looked with distrust upon judges appointed at the national capital and emancipated from local interests and traditions; they remembered with what insistence they had claimed against Britain the right of local trial by jury and with what consternation they had viewed the proposal to make colonial judges independent of the assemblies in the matter of their salaries. Reluctantly they yielded to the demand for federal courts, consenting at first only to a supreme court to review cases heard in lower state courts and finally to such additional inferior courts as Congress might deem necessary.

The Judiciary.—The need for federal courts to enforce the law was hardly up for discussion. The weakness of the Articles of Confederation was largely blamed on the lack of a judiciary to ensure that states and individuals followed the laws and treaties of the union. However, on this issue, supporters of states' rights were very sensitive. They viewed judges appointed in the national capital with skepticism, as these judges were disconnected from local interests and traditions; they recalled how passionately they had demanded the right to local trial by jury against Britain and how alarmed they had been by the idea of making colonial judges independent of the assemblies regarding their salaries. Reluctantly, they agreed to the need for federal courts, initially consenting only to a supreme court to review cases heard in lower state courts and eventually to any additional lower courts that Congress might find necessary.

The System of Checks and Balances.—It is thus apparent that the framers of the Constitution, in shaping the form of government, arranged for a distribution of power among three branches, executive, legislative, and judicial. Strictly speaking we might say four branches, for the legislature, or Congress, was composed of two houses, elected in different ways, and one of them, the Senate, was made a check on the President through its power of ratifying treaties and appointments. "The accumulation of all powers, legislative, executive, and judicial, in the same hands," wrote Madison, "whether of one, a few, or many, and whether hereditary, self-appointed, or elective, may justly be pronounced the very definition of tyranny." The devices which the convention adopted to prevent such a centralization of authority were exceedingly ingenious and well calculated to accomplish the purposes of the authors.

The System of Checks and Balances.—It's clear that the framers of the Constitution, when designing the government, divided power among three branches: executive, legislative, and judicial. Technically, we could say there are four branches, since the legislature, or Congress, consists of two houses that are elected in different ways, and one of them, the Senate, serves as a check on the President by having the power to ratify treaties and appointments. "The accumulation of all powers, legislative, executive, and judicial, in the same hands," wrote Madison, "whether of one, a few, or many, and whether hereditary, self-appointed, or elected, can rightly be called the very definition of tyranny." The strategies the convention used to prevent such a concentration of power were remarkably clever and well-designed to achieve the authors' goals.

The legislature consisted of two houses, the members of which were to be apportioned on a different basis, elected in different ways, and to serve for different terms. A veto on all its acts was vested in a President elected in a manner not employed in the choice of either branch of the legislature, serving for four years, and subject to removal only by the difficult process of impeachment. After a law had run the gantlet of both houses and the executive, it was subject to interpretation and annulment by the judiciary, appointed by the President with the consent of the Senate and serving for life. Thus it was made almost impossible for any political party to get possession of all branches of the government at a single popular election. As Hamilton remarked, the friends of good government considered "every institution calculated to restrain the excess of law making and to keep things in the same state in which they happen to be at any given period as more likely to do good than harm."

The legislature was made up of two houses, with members elected in different ways, on different bases, and serving different terms. A President, chosen through a different method than those used for either house, had the power to veto all its actions. The President served a four-year term and could only be removed through the challenging process of impeachment. Once a law passed both houses and the executive, it could be interpreted and nullified by the judiciary, which was appointed by the President with Senate approval and served for life. This structure made it nearly impossible for any political party to control all branches of government through a single popular election. As Hamilton pointed out, supporters of good government believed that "every institution designed to limit excessive lawmaking and maintain the status quo at any given time is more likely to do good than harm."

The Powers of the Federal Government.—On the question of the powers to be conferred upon the new government there was less occasion for a serious dispute. Even the delegates from the small states agreed with those from Massachusetts, Pennsylvania, and Virginia that new powers should be added to those intrusted to Congress by the Articles of Confederation. The New Jersey plan as well as the Virginia plan recognized this fact. Some of the delegates, like Hamilton and Madison, even proposed to give Congress a general legislative authority covering all national matters; but others, frightened by the specter of nationalism, insisted on specifying each power to be conferred and finally carried the day.

The Powers of the Federal Government.—When it came to the powers that the new government would have, there was less reason for serious disagreement. Even the delegates from the small states agreed with those from Massachusetts, Pennsylvania, and Virginia that new powers should be added to those granted to Congress by the Articles of Confederation. Both the New Jersey plan and the Virginia plan acknowledged this reality. Some delegates, like Hamilton and Madison, even suggested giving Congress a broad legislative authority that would cover all national issues; however, others, worried about the rise of nationalism, insisted on clearly defining each power to be granted and ultimately won the argument.

Taxation and Commerce.—There were none bold enough to dissent from the proposition that revenue must be provided to pay current expenses and discharge the public debt. When once the dispute over the apportionment of direct taxes among the slave states was settled, it was an easy matter to decide that Congress should have power to lay and collect taxes, duties, imposts, and excises. In this way the national government was freed from dependence upon stubborn and tardy legislatures and enabled to collect funds directly from citizens. There were likewise none bold enough to contend that the anarchy of state tariffs and trade discriminations should be longer endured. When the fears of the planting states were allayed and the "bargain" over the importation of slaves was reached, the convention vested in Congress the power to regulate foreign and interstate commerce.

Taxation and Commerce.—Nobody was brave enough to disagree that we need to raise revenue to cover current expenses and pay off the national debt. Once the argument about how to distribute direct taxes among the slave states was resolved, it was straightforward to agree that Congress should have the authority to impose and collect taxes, duties, tariffs, and excises. This way, the national government was no longer reliant on stubborn and slow state legislatures and could collect funds directly from citizens. Similarly, no one was willing to argue that the chaos of state tariffs and trade restrictions should continue. Once the concerns of the southern states were eased and a deal regarding the importation of slaves was made, the convention granted Congress the power to regulate foreign and interstate commerce.

National Defense.—The necessity for national defense was realized, though the fear of huge military establishments was equally present. The old practice of relying on quotas furnished by the state legislatures was completely discredited. As in the case of taxes a direct authority over citizens was demanded. Congress was therefore given full power to raise and support armies and a navy. It could employ the state militia when desirable; but it could at the same time maintain a regular army and call directly upon all able-bodied males if the nature of a crisis was thought to require it.

National Defense.—The need for national defense was understood, but there was also a strong concern about large military forces. The old method of depending on quotas from state legislatures was totally rejected. Similar to taxation, a direct authority over citizens was required. Congress was thus granted the complete power to raise and maintain armies and a navy. It could use the state militia when needed; however, it could also keep a regular army and directly summon all able-bodied men if a crisis was deemed necessary.

The "Necessary and Proper" Clause.—To the specified power vested in Congress by the Constitution, the advocates of a strong national government added a general clause authorizing it to make all laws "necessary and proper" for carrying into effect any and all of the enumerated powers. This clause, interpreted by that master mind, Chief Justice Marshall, was later construed to confer powers as wide as the requirements of a vast country spanning a continent and taking its place among the mighty nations of the earth.

The "Necessary and Proper" Clause.—To the specific power granted to Congress by the Constitution, supporters of a strong national government added a general clause allowing it to make all laws "necessary and proper" for carrying out any and all of the listed powers. This clause, interpreted by the brilliant Chief Justice Marshall, was later understood to grant powers as expansive as the needs of a vast country covering a continent and ensuring its place among the great nations of the world.

Restraints on the States.—Framing a government and endowing it with large powers were by no means the sole concern of the convention. Its very existence had been due quite as much to the conduct of the state legislatures as to the futilities of a paralyzed Continental Congress. In every state, explains Marshall in his Life of Washington, there was a party of men who had "marked out for themselves a more indulgent course. Viewing with extreme tenderness the case of the debtor, their efforts were unceasingly directed to his relief. To exact a faithful compliance with contracts was, in their opinion, a harsh measure which the people could not bear. They were uniformly in favor of relaxing the administration of justice, of affording facilities for the payment of debts, or of suspending their collection, and remitting taxes."

Limits on the States.—Creating a government and giving it significant power wasn’t the only priority of the convention. Its existence was just as much a response to the actions of state legislatures as it was to the ineffectiveness of a dysfunctional Continental Congress. In every state, Marshall explains in his Life of Washington, there was a group of people who had "chosen a more lenient approach. With great sympathy for debtors, their constant efforts were focused on providing relief. For them, enforcing strict compliance with contracts was a harsh action that the people couldn’t endure. They consistently supported easing the administration of justice, offering ways to pay off debts, or putting a pause on their collection, along with reducing taxes."

The legislatures under the dominance of these men had enacted paper money laws enabling debtors to discharge their obligations more easily. The convention put an end to such practices by providing that no state should emit bills of credit or make anything but gold or silver legal tender in the payment of debts. The state legislatures had enacted laws allowing men to pay their debts by turning over to creditors land or personal property; they had repealed the charter of an endowed college and taken the management from the hands of the lawful trustees; and they had otherwise interfered with the enforcement of private agreements. The convention, taking notice of such matters, inserted a clause forbidding states "to impair the obligation of contracts." The more venturous of the radicals had in Massachusetts raised the standard of revolt against the authorities of the state. The convention answered by a brief sentence to the effect that the President of the United States, to be equipped with a regular army, would send troops to suppress domestic insurrections whenever called upon by the legislature or, if it was not in session, by the governor of the state. To make sure that the restrictions on the states would not be dead letters, the federal Constitution, laws, and treaties were made the supreme law of the land, to be enforced whenever necessary by a national judiciary and executive against violations on the part of any state authorities.

The legislatures controlled by these men had passed paper money laws that made it easier for debtors to meet their obligations. The convention ended such practices by stating that no state could issue bills of credit or make anything other than gold or silver legal tender for paying debts. State legislatures had created laws allowing people to settle their debts by handing over land or personal property to creditors; they had repealed the charter of an endowed college and taken management away from the rightful trustees; and they had interfered with the enforcement of private agreements. The convention, recognizing these issues, added a clause that prohibited states "from impairing the obligation of contracts." The more radical individuals in Massachusetts had raised the banner of rebellion against the state authorities. The convention responded with a simple statement that the President of the United States, supported by a regular army, would send troops to quell domestic uprisings whenever requested by the legislature or, if it was not in session, by the governor of the state. To ensure that the restrictions on states would not be ignored, the federal Constitution, laws, and treaties were declared the supreme law of the land, to be enforced whenever necessary by a national judiciary and executive against violations by any state authorities.

Provisions for Ratification and Amendment.—When the frame of government had been determined, the powers to be vested in it had been enumerated, and the restrictions upon the states had been written into the bond, there remained three final questions. How shall the Constitution be ratified? What number of states shall be necessary to put it into effect? How shall it be amended in the future?

Provisions for Ratification and Amendment.—Once the government's framework was set, the powers assigned to it were clearly listed, and the limitations on the states were established, three final questions remained. How will the Constitution be ratified? How many states need to agree for it to take effect? How can it be amended in the future?

On the first point, the mandate under which the convention was sitting seemed positive. The Articles of Confederation were still in effect. They provided that amendments could be made only by unanimous adoption in Congress and the approval of all the states. As if to give force to this provision of law, the call for the convention had expressly stated that all alterations and revisions should be reported to Congress for adoption or rejection, Congress itself to transmit the document thereafter to the states for their review.

On the first point, the mandate under which the convention was meeting seemed positive. The Articles of Confederation were still in effect. They stated that amendments could only be made by unanimous agreement in Congress and the approval of all the states. To enforce this legal provision, the call for the convention specifically mentioned that any changes and revisions should be reported to Congress for approval or rejection, with Congress then sending the document to the states for their review.

To have observed the strict letter of the law would have defeated the purposes of the delegates, because Congress and the state legislatures were openly hostile to such drastic changes as had been made. Unanimous ratification, as events proved, would have been impossible. Therefore the delegates decided that the Constitution should be sent to Congress with the recommendation that it, in turn, transmit the document, not to the state legislatures, but to conventions held in the states for the special object of deciding upon ratification. This process was followed. It was their belief that special conventions would be more friendly than the state legislatures.

To strictly follow the law would have gone against what the delegates aimed to achieve, since Congress and the state legislatures were openly opposed to the significant changes that had been made. As events showed, unanimous ratification would have been impossible. Therefore, the delegates decided to send the Constitution to Congress with a recommendation to pass it on, not to the state legislatures, but to conventions held in the states for the specific purpose of deciding on ratification. This approach was taken. They believed that these special conventions would be more supportive than the state legislatures.

The convention was equally positive in dealing with the problem of the number of states necessary to establish the new Constitution. Attempts to change the Articles had failed because amendment required the approval of every state and there was always at least one recalcitrant member of the union. The opposition to a new Constitution was undoubtedly formidable. Rhode Island had even refused to take part in framing it, and her hostility was deep and open. So the convention cast aside the provision of the Articles of Confederation which required unanimous approval for any change in the plan of government; it decreed that the new Constitution should go into effect when ratified by nine states.

The convention was also successful in addressing the issue of how many states were needed to adopt the new Constitution. Efforts to modify the Articles had failed because any amendments required the approval of every state, and there was always at least one stubborn member in the union. The resistance to a new Constitution was certainly strong. Rhode Island even refused to participate in its drafting, and its hostility was clear and outspoken. So, the convention set aside the requirement in the Articles of Confederation that demanded unanimous approval for any changes to the government plan; it decided that the new Constitution would take effect once ratified by nine states.

In providing for future changes in the Constitution itself the convention also thrust aside the old rule of unanimous approval, and decided that an amendment could be made on a two-thirds vote in both houses of Congress and ratification by three-fourths of the states. This change was of profound significance. Every state agreed to be bound in the future by amendments duly adopted even in case it did not approve them itself. America in this way set out upon the high road that led from a league of states to a nation.

In preparing for future changes to the Constitution, the convention moved away from the old requirement of unanimous approval and decided that an amendment could be passed with a two-thirds vote in both houses of Congress, followed by ratification from three-fourths of the states. This change was hugely significant. Every state agreed to be bound by amendments that were properly adopted, even if it didn't approve of them itself. In this way, America began its journey from a collection of states to a unified nation.

The Battle for Ratification

On September 17, 1787, the Constitution, having been finally drafted in clear and simple language, a model to all makers of fundamental law, was adopted. The convention, after nearly four months of debate in secret session, flung open the doors and presented to the Americans the finished plan for the new government. Then the great debate passed to the people.

On September 17, 1787, the Constitution, which had been carefully written in clear and straightforward language—a model for all future foundational laws—was adopted. After nearly four months of private discussions, the convention opened its doors and presented the completed plan for a new government to the American public. The significant debate then shifted to the people.

An Advertisement of _The Federalist_
An Ad for The Federalist

The Opposition.—Storms of criticism at once descended upon the Constitution. "Fraudulent usurpation!" exclaimed Gerry, who had refused to sign it. "A monster" out of the "thick veil of secrecy," declaimed a Pennsylvania newspaper. "An iron-handed despotism will be the result," protested a third. "We, 'the low-born,'" sarcastically wrote a fourth, "will now admit the 'six hundred well-born' immediately to establish this most noble, most excellent, and truly divine constitution." The President will become a king; Congress will be as tyrannical as Parliament in the old days; the states will be swallowed up; the rights of the people will be trampled upon; the poor man's justice will be lost in the endless delays of the federal courts—such was the strain of the protests against ratification.

The Opposition.—A wave of criticism immediately hit the Constitution. "It's a fraudulent takeover!" shouted Gerry, who had refused to sign it. "A monster" emerged from the "thick veil of secrecy," declared a Pennsylvania newspaper. "An iron-fisted tyranny will be the outcome," argued another. "We, 'the low-born,'" wrote a fourth sarcastically, "will now welcome the 'six hundred well-born' to establish this most noble, most excellent, and truly divine constitution." The President will become a king; Congress will be as oppressive as Parliament was in the past; the states will be absorbed; the rights of the people will be trampled; the poor man's access to justice will get lost in the endless delays of federal courts—this was the essence of the protests against ratification.

Defense of the Constitution.—Moved by the tempest of opposition, Hamilton, Madison, and Jay took up their pens in defense of the Constitution. In a series of newspaper articles they discussed and expounded with eloquence, learning, and dignity every important clause and provision of the proposed plan. These papers, afterwards collected and published in a volume known as The Federalist, form the finest textbook on the Constitution that has ever been printed. It takes its place, moreover, among the wisest and weightiest treatises on government ever written in any language in any time. Other men, not so gifted, were no less earnest in their support of ratification. In private correspondence, editorials, pamphlets, and letters to the newspapers, they urged their countrymen to forget their partisanship and accept a Constitution which, in spite of any defects great or small, was the only guarantee against dissolution and warfare at home and dishonor and weakness abroad.

Defense of the Constitution.—Driven by strong opposition, Hamilton, Madison, and Jay took up their pens to defend the Constitution. In a series of newspaper articles, they discussed and explained every important clause and provision of the proposed plan with eloquence, knowledge, and dignity. These papers were later collected and published in a volume known as The Federalist, which serves as the best textbook on the Constitution that has ever been published. Additionally, it ranks among the most insightful and significant writings on government ever produced in any language or era. Other individuals, not as gifted, were equally passionate in their support for ratification. Through private correspondence, editorials, pamphlets, and letters to newspapers, they urged their fellow citizens to put aside partisanship and accept a Constitution that, despite any flaws big or small, was the only safeguard against disunion and conflict at home and dishonor and weakness abroad.

Celebrating the Ratification
Celebrating the Ratification

The Action of the State Conventions.—Before the end of the year, 1787, three states had ratified the Constitution: Delaware and New Jersey unanimously and Pennsylvania after a short, though savage, contest. Connecticut and Georgia followed early the next year. Then came the battle royal in Massachusetts, ending in ratification in February by the narrow margin of 187 votes to 168. In the spring came the news that Maryland and South Carolina were "under the new roof." On June 21, New Hampshire, where the sentiment was at first strong enough to defeat the Constitution, joined the new republic, influenced by the favorable decision in Massachusetts. Swift couriers were sent to carry the news to New York and Virginia, where the question of ratification was still undecided. Nine states had accepted it and were united, whether more saw fit to join or not.

The Action of the State Conventions.—By the end of 1787, three states had approved the Constitution: Delaware and New Jersey unanimously and Pennsylvania after a brief but fierce debate. Connecticut and Georgia followed early the next year. Then came the intense battle in Massachusetts, which concluded with ratification in February by a narrow margin of 187 votes to 168. In the spring, news arrived that Maryland and South Carolina were "under the new roof." On June 21, New Hampshire, which initially had enough opposition to defeat the Constitution, joined the new republic, swayed by the favorable outcome in Massachusetts. Fast messengers were sent to deliver the news to New York and Virginia, where the ratification issue was still undecided. Nine states had accepted it and were united, regardless of whether more chose to join.

Meanwhile, however, Virginia, after a long and searching debate, had given her approval by a narrow margin, leaving New York as the next seat of anxiety. In that state the popular vote for the delegates to the convention had been clearly and heavily against ratification. Events finally demonstrated the futility of resistance, and Hamilton by good judgment and masterly arguments was at last able to marshal a majority of thirty to twenty-seven votes in favor of ratification.

Meanwhile, Virginia, after a long and intense debate, had approved it by a slim margin, leaving New York as the next source of concern. In that state, the popular vote for the delegates to the convention had clearly and significantly opposed ratification. Events eventually proved that resistance was pointless, and Hamilton, with his sound reasoning and skillful arguments, was finally able to gather a majority of thirty to twenty-seven votes in favor of ratification.

The great contest was over. All the states, except North Carolina and Rhode Island, had ratified. "The sloop Anarchy," wrote an ebullient journalist, "when last heard from was ashore on Union rocks."

The big competition was over. All the states, except North Carolina and Rhode Island, had approved. "The sloop Anarchy," wrote an excited journalist, "when we last heard, was stranded on Union rocks."

The First Election.—In the autumn of 1788, elections were held to fill the places in the new government. Public opinion was overwhelmingly in favor of Washington as the first President. Yielding to the importunities of friends, he accepted the post in the spirit of public service. On April 30, 1789, he took the oath of office at Federal Hall in New York City. "Long live George Washington, President of the United States!" cried Chancellor Livingston as soon as the General had kissed the Bible. The cry was caught by the assembled multitude and given back. A new experiment in popular government was launched.

The First Election.—In the fall of 1788, elections were held to fill positions in the new government. Public opinion strongly supported Washington as the first President. Responding to the pleas of his friends, he accepted the role out of a sense of public duty. On April 30, 1789, he took the oath of office at Federal Hall in New York City. "Long live George Washington, President of the United States!" shouted Chancellor Livingston right after the General had kissed the Bible. The crowd echoed the shout, and a new experiment in popular government began.

References

M. Farrand, The Framing of the Constitution of the United States.

M. Farrand, The Framing of the Constitution of the United States.

P.L. Ford, Essays on the Constitution of the United States.

P.L. Ford, Essays on the Constitution of the United States.

The Federalist (in many editions).

The Federalist (various editions).

G. Hunt, Life of James Madison.

G. Hunt, *Life of James Madison*.

A.C. McLaughlin, The Confederation and the Constitution (American Nation Series).

A.C. McLaughlin, The Confederation and the Constitution (American Nation Series).

Questions

1. Account for the failure of the Articles of Confederation.

1. Explain why the Articles of Confederation failed.

2. Explain the domestic difficulties of the individual states.

2. Describe the internal challenges faced by each state.

3. Why did efforts at reform by the Congress come to naught?

3. Why did the Congress's efforts to reform fail?

4. Narrate the events leading up to the constitutional convention.

4. Describe the events that led up to the constitutional convention.

5. Who were some of the leading men in the convention? What had been their previous training?

5. Who were some of the key figures at the convention? What was their background?

6. State the great problems before the convention.

6. Outline the major issues facing the convention.

7. In what respects were the planting and commercial states opposed? What compromises were reached?

7. How were the planting and commercial states in conflict? What compromises were made?

8. Show how the "check and balance" system is embodied in our form of government.

8. Demonstrate how the "check and balance" system is reflected in our government structure.

9. How did the powers conferred upon the federal government help cure the defects of the Articles of Confederation?

9. How did the powers given to the federal government help fix the flaws of the Articles of Confederation?

10. In what way did the provisions for ratifying and amending the Constitution depart from the old system?

10. How did the rules for ratifying and amending the Constitution differ from the old system?

11. What was the nature of the conflict over ratification?

11. What was the nature of the disagreement over ratification?

Research Topics

English Treatment of American Commerce.—Callender, Economic History of the United States, pp. 210-220.

English Treatment of American Commerce.—Callender, Economic History of the United States, pp. 210-220.

Financial Condition of the United States.—Fiske, Critical Period of American History, pp. 163-186.

Financial Condition of the United States.—Fiske, Critical Period of American History, pp. 163-186.

Disordered Commerce.—Fiske, pp. 134-162.

Chaotic Business.—Fiske, pp. 134-162.

Selfish Conduct of the States.—Callender, pp. 185-191.

Selfish Conduct of the States.—Callender, pp. 185-191.

The Failure of the Confederation.—Elson, History of the United States, pp. 318-326.

The Failure of the Confederation.—Elson, History of the United States, pp. 318-326.

Formation of the Constitution.—(1) The plans before the convention, Fiske, pp. 236-249; (2) the great compromise, Fiske, pp. 250-255; (3) slavery and the convention, Fiske, pp. 256-266; and (4) the frame of government, Fiske, pp. 275-301; Elson, pp. 328-334.

Formation of the Constitution.—(1) The plans discussed at the convention, Fiske, pp. 236-249; (2) the great compromise, Fiske, pp. 250-255; (3) slavery and the convention, Fiske, pp. 256-266; and (4) the structure of government, Fiske, pp. 275-301; Elson, pp. 328-334.

Biographical Studies.—Look up the history and services of the leaders in the convention in any good encyclopedia.

Biographical Studies.—Check out the history and contributions of the leaders in the convention in any reliable encyclopedia.

Ratification of the Constitution.—Hart, History Told by Contemporaries, Vol. III, pp. 233-254; Elson, pp. 334-340.

Ratification of the Constitution.—Hart, History Told by Contemporaries, Vol. III, pp. 233-254; Elson, pp. 334-340.

Source Study.—Compare the Constitution and Articles of Confederation under the following heads: (1) frame of government; (2) powers of Congress; (3) limits on states; and (4) methods of amendment. Every line of the Constitution should be read and re-read in the light of the historical circumstances set forth in this chapter.

Source Study.—Compare the Constitution and Articles of Confederation using these key points: (1) structure of government; (2) powers of Congress; (3) restrictions on states; and (4) processes for amendment. Every line of the Constitution should be examined and considered again in light of the historical context provided in this chapter.


CHAPTER VIII

THE CLASH OF POLITICAL PARTIES

The People and Guidelines of the New Government

Friends of the Constitution in Power.—In the first Congress that assembled after the adoption of the Constitution, there were eleven Senators, led by Robert Morris, the financier, who had been delegates to the national convention. Several members of the House of Representatives, headed by James Madison, had also been at Philadelphia in 1787. In making his appointments, Washington strengthened the new system of government still further by a judicious selection of officials. He chose as Secretary of the Treasury, Alexander Hamilton, who had been the most zealous for its success; General Knox, head of the War Department, and Edmund Randolph, the Attorney-General, were likewise conspicuous friends of the experiment. Every member of the federal judiciary whom Washington appointed, from the Chief Justice, John Jay, down to the justices of the district courts, had favored the ratification of the Constitution; and a majority of them had served as members of the national convention that framed the document or of the state ratifying conventions. Only one man of influence in the new government, Thomas Jefferson, the Secretary of State, was reckoned as a doubter in the house of the faithful. He had expressed opinions both for and against the Constitution; but he had been out of the country acting as the minister at Paris when the Constitution was drafted and ratified.

Supporters of the Constitution in Power.—In the first Congress that met after the Constitution was adopted, there were eleven Senators, led by financier Robert Morris, who had been delegates at the national convention. Several members of the House of Representatives, headed by James Madison, had also participated in the Philadelphia meetings in 1787. In making his appointments, Washington further strengthened the new system of government by carefully selecting officials. He chose Alexander Hamilton, who had been the most passionate advocate for its success, as Secretary of the Treasury; General Knox, who led the War Department; and Edmund Randolph, the Attorney-General, were also key supporters of the initiative. Every member of the federal judiciary appointed by Washington, from Chief Justice John Jay down to the district court justices, had supported the ratification of the Constitution, and many of them had served as delegates in the national convention that created the document or in the state ratifying conventions. The only influential person in the new government who was viewed as a skeptic among the supporters was Thomas Jefferson, the Secretary of State. He had expressed both supportive and critical views about the Constitution; however, he was out of the country serving as the minister in Paris when the Constitution was drafted and ratified.

An Opposition to Conciliate.—The inauguration of Washington amid the plaudits of his countrymen did not set at rest all the political turmoil which had been aroused by the angry contest over ratification. "The interesting nature of the question," wrote John Marshall, "the equality of the parties, the animation produced inevitably by ardent debate had a necessary tendency to embitter the dispositions of the vanquished and to fix more deeply in many bosoms their prejudices against a plan of government in opposition to which all their passions were enlisted." The leaders gathered around Washington were well aware of the excited state of the country. They saw Rhode Island and North Carolina still outside of the union.[1] They knew by what small margins the Constitution had been approved in the great states of Massachusetts, Virginia, and New York. They were equally aware that a majority of the state conventions, in yielding reluctant approval to the Constitution, had drawn a number of amendments for immediate submission to the states.

An Opposition to Conciliate.—The inauguration of Washington amid the cheers of his fellow citizens didn’t end the political chaos stirred up by the heated battle over ratification. "The intriguing nature of the question," John Marshall wrote, "the balance of power between the parties, and the excitement from passionate debate inevitably had a tendency to deepen the resentment of the defeated and to entrench their biases against a government plan that had stirred all their emotions." The leaders around Washington were well aware of the country's tense atmosphere. They noted that Rhode Island and North Carolina were still outside the union.[1] They recognized how narrowly the Constitution was approved in key states like Massachusetts, Virginia, and New York. They also understood that a majority of state conventions, despite their unwillingness, had approved the Constitution while proposing several amendments to be submitted to the states immediately.

The First Amendments—a Bill of Rights.—To meet the opposition, Madison proposed, and the first Congress adopted, a series of amendments to the Constitution. Ten of them were soon ratified and became in 1791 a part of the law of the land. These amendments provided, among other things, that Congress could make no law respecting the establishment of religion, abridging the freedom of speech or of the press or the right of the people peaceably to assemble and petition the government for a redress of grievances. They also guaranteed indictment by grand jury and trial by jury for all persons charged by federal officers with serious crimes. To reassure those who still feared that local rights might be invaded by the federal government, the tenth amendment expressly provided that the powers not delegated to the United States by the Constitution, nor prohibited by it to the states, are reserved to the states respectively or to the people. Seven years later, the eleventh amendment was written in the same spirit as the first ten, after a heated debate over the action of the Supreme Court in permitting a citizen to bring a suit against "the sovereign state" of Georgia. The new amendment was designed to protect states against the federal judiciary by forbidding it to hear any case in which a state was sued by a citizen.

The First Amendments—a Bill of Rights.—To address the opposition, Madison proposed a series of amendments to the Constitution, which the first Congress adopted. Ten of these amendments were quickly ratified and became part of the law in 1791. These amendments stated, among other things, that Congress could not make any law that established a religion, limited the freedom of speech or the press, or infringed on the right of people to peacefully assemble and petition the government for changes. They also guaranteed that anyone charged with serious crimes by federal officials would have the right to an indictment by a grand jury and a trial by jury. To ease the concerns of those who worried that local rights could be violated by the federal government, the tenth amendment explicitly stated that any powers not given to the United States by the Constitution, nor prohibited to the states by it, are reserved for the states or the people. Seven years later, the eleventh amendment was created in the same spirit as the first ten, following a heated debate about the Supreme Court allowing a citizen to sue "the sovereign state" of Georgia. This new amendment aimed to protect states from the federal judiciary by preventing it from hearing cases where a citizen sued a state.

Funding the National Debt.—Paper declarations of rights, however, paid no bills. To this task Hamilton turned all his splendid genius. At the very outset he addressed himself to the problem of the huge public debt, daily mounting as the unpaid interest accumulated. In a Report on Public Credit under date of January 9, 1790, one of the first and greatest of American state papers, he laid before Congress the outlines of his plan. He proposed that the federal government should call in all the old bonds, certificates of indebtedness, and other promises to pay which had been issued by the Congress since the beginning of the Revolution. These national obligations, he urged, should be put into one consolidated debt resting on the credit of the United States; to the holders of the old paper should be issued new bonds drawing interest at fixed rates. This process was called "funding the debt." Such a provision for the support of public credit, Hamilton insisted, would satisfy creditors, restore landed property to its former value, and furnish new resources to agriculture and commerce in the form of credit and capital.

Funding the National Debt.—Paper declarations of rights, however, didn’t pay any bills. Hamilton focused all his impressive talent on this challenge. Right from the start, he tackled the issue of the massive public debt, which was growing every day as unpaid interest piled up. In a Report on Public Credit dated January 9, 1790, one of the first and most important American state documents, he presented his plan to Congress. He suggested that the federal government should redeem all the old bonds, certificates of debt, and other payment promises issued by Congress since the beginning of the Revolution. He argued that these national obligations should be combined into a single consolidated debt based on the credit of the United States; new bonds with fixed interest rates should be issued to the holders of the old paper. This process was known as "funding the debt." Hamilton insisted that such a measure to support public credit would please creditors, restore land value to its previous level, and provide new resources for agriculture and commerce in the form of credit and capital.

Assumption and Funding of State Debts.—Hamilton then turned to the obligations incurred by the several states in support of the Revolution. These debts he proposed to add to the national debt. They were to be "assumed" by the United States government and placed on the same secure foundation as the continental debt. This measure he defended not merely on grounds of national honor. It would, as he foresaw, give strength to the new national government by making all public creditors, men of substance in their several communities, look to the federal, rather than the state government, for the satisfaction of their claims.

Assumption and Funding of State Debts.—Hamilton then addressed the debts that the individual states had taken on to support the Revolution. He proposed adding these debts to the national debt. They would be "assumed" by the United States government and placed on the same solid foundation as the continental debt. He justified this action not just on the basis of national honor. He anticipated that it would strengthen the new national government by making all public creditors, who were influential figures in their communities, look to the federal government instead of the state governments for payment of their claims.

Funding at Face Value.—On the question of the terms of consolidation, assumption, and funding, Hamilton had a firm conviction. That millions of dollars' worth of the continental and state bonds had passed out of the hands of those who had originally subscribed their funds to the support of the government or had sold supplies for the Revolutionary army was well known. It was also a matter of common knowledge that a very large part of these bonds had been bought by speculators at ruinous figures—ten, twenty, and thirty cents on the dollar. Accordingly, it had been suggested, even in very respectable quarters, that a discrimination should be made between original holders and speculative purchasers. Some who held this opinion urged that the speculators who had paid nominal sums for their bonds should be reimbursed for their outlays and the original holders paid the difference; others said that the government should "scale the debt" by redeeming, not at full value but at a figure reasonably above the market price. Against the proposition Hamilton set his face like flint. He maintained that the government was honestly bound to redeem every bond at its face value, although the difficulty of securing revenue made necessary a lower rate of interest on a part of the bonds and the deferring of interest on another part.

Funding at Face Value.—When it came to the terms of consolidation, assumption, and funding, Hamilton had a firm conviction. It was widely known that millions of dollars’ worth of continental and state bonds had left the hands of those who had originally invested their money to support the government or had sold supplies to the Revolutionary army. It was also common knowledge that a large portion of these bonds had been purchased by speculators at drastically low prices—ten, twenty, and thirty cents on the dollar. As a result, even in very respectable circles, there were suggestions to differentiate between original holders and speculative purchasers. Some who held this view argued that speculators who had paid nominal amounts for their bonds should be reimbursed for their expenses, while the original holders could receive the difference. Others proposed that the government should "scale the debt" by redeeming it at a value that was not the full amount but reasonably above the market price. Hamilton firmly opposed this idea. He insisted that the government was honestly obligated to redeem every bond at its face value, even though the challenge of securing revenue required a lower interest rate on some of the bonds and postponing interest on others.

Funding and Assumption Carried.—There was little difficulty in securing the approval of both houses of Congress for the funding of the national debt at full value. The bill for the assumption of state debts, however, brought the sharpest division of opinions. To the Southern members of Congress assumption was a gross violation of states' rights, without any warrant in the Constitution and devised in the interest of Northern speculators who, anticipating assumption and funding, had bought up at low prices the Southern bonds and other promises to pay. New England, on the other hand, was strongly in favor of assumption; several representatives from that section were rash enough to threaten a dissolution of the union if the bill was defeated. To this dispute was added an equally bitter quarrel over the location of the national capital, then temporarily at New York City.

Funding and Assumption Carried.—It wasn't too difficult to get both houses of Congress to approve funding the national debt at full value. However, the bill for taking on state debts caused a major split in opinions. For the Southern members of Congress, taking on these debts was a serious violation of states' rights, with no basis in the Constitution and set up to benefit Northern speculators who, anticipating this assumption and funding, had bought Southern bonds and other promissory notes at low prices. New England, on the other hand, strongly supported assumption; several representatives from that region were bold enough to threaten to dissolve the union if the bill didn't pass. This conflict was further complicated by a heated disagreement over where to place the national capital, which was temporarily located in New York City.

First United States Bank at Philadelphia
From an old print
First United States Bank in Philadelphia

A deadlock, accompanied by the most surly feelings on both sides, threatened the very existence of the young government. Washington and Hamilton were thoroughly alarmed. Hearing of the extremity to which the contest had been carried and acting on the appeal from the Secretary of the Treasury, Jefferson intervened at this point. By skillful management at a good dinner he brought the opposing leaders together; and thus once more, as on many other occasions, peace was purchased and the union saved by compromise. The bargain this time consisted of an exchange of votes for assumption in return for votes for the capital. Enough Southern members voted for assumption to pass the bill, and a majority was mustered in favor of building the capital on the banks of the Potomac, after locating it for a ten-year period at Philadelphia to satisfy Pennsylvania members.

A deadlock, filled with the worst attitudes from both sides, threatened the very existence of the young government. Washington and Hamilton were deeply worried. Learning how severe the conflict had become and responding to the appeal from the Secretary of the Treasury, Jefferson stepped in. With some clever maneuvering at a nice dinner, he brought the opposing leaders together; thus, once again, as had happened many times before, peace was achieved, and the union was preserved through compromise. This time, the deal involved trading votes on the assumption of debt in exchange for votes on the location of the capital. Enough Southern members supported the debt assumption to pass the bill, and a majority agreed to build the capital along the banks of the Potomac, after it was temporarily located in Philadelphia for ten years to appease the Pennsylvania members.

The United States Bank.—Encouraged by the success of his funding and assumption measures, Hamilton laid before Congress a project for a great United States Bank. He proposed that a private corporation be chartered by Congress, authorized to raise a capital stock of $10,000,000 (three-fourths in new six per cent federal bonds and one-fourth in specie) and empowered to issue paper currency under proper safeguards. Many advantages, Hamilton contended, would accrue to the government from this institution. The price of the government bonds would be increased, thus enhancing public credit. A national currency would be created of uniform value from one end of the land to the other. The branches of the bank in various cities would make easy the exchange of funds so vital to commercial transactions on a national scale. Finally, through the issue of bank notes, the money capital available for agriculture and industry would be increased, thus stimulating business enterprise. Jefferson hotly attacked the bank on the ground that Congress had no power whatever under the Constitution to charter such a private corporation. Hamilton defended it with great cogency. Washington, after weighing all opinions, decided in favor of the proposal. In 1791 the bill establishing the first United States Bank for a period of twenty years became a law.

The United States Bank.—Encouraged by the success of his funding and assumption measures, Hamilton presented a plan to Congress for a large United States Bank. He suggested that Congress charter a private corporation, allowing it to raise a capital stock of $10,000,000 (three-quarters in new six percent federal bonds and one-quarter in cash) and allowing it to issue paper currency with proper safeguards. Hamilton argued that the government would benefit in many ways from this institution. The price of government bonds would increase, boosting public credit. A national currency of uniform value would be created across the country. The bank's branches in various cities would facilitate the exchange of funds, which is crucial for commercial transactions on a national level. Finally, by issuing bank notes, the available money for agriculture and industry would grow, stimulating business ventures. Jefferson strongly opposed the bank, arguing that Congress had no authority under the Constitution to charter such a private corporation. Hamilton defended the idea convincingly. After considering all opinions, Washington supported the proposal. In 1791, the bill establishing the first United States Bank for a period of twenty years became law.

The Protective Tariff.—A third part of Hamilton's program was the protection of American industries. The first revenue act of 1789, though designed primarily to bring money into the empty treasury, declared in favor of the principle. The following year Washington referred to the subject in his address to Congress. Thereupon Hamilton was instructed to prepare recommendations for legislative action. The result, after a delay of more than a year, was his Report on Manufactures, another state paper worthy, in closeness of reasoning and keenness of understanding, of a place beside his report on public credit. Hamilton based his argument on the broadest national grounds: the protective tariff would, by encouraging the building of factories, create a home market for the produce of farms and plantations; by making the United States independent of other countries in times of peace, it would double its security in time of war; by making use of the labor of women and children, it would turn to the production of goods persons otherwise idle or only partly employed; by increasing the trade between the North and South it would strengthen the links of union and add to political ties those of commerce and intercourse. The revenue measure of 1792 bore the impress of these arguments.

The Protective Tariff.—A third part of Hamilton's program was to protect American industries. The first revenue act of 1789, although mainly intended to raise money for the empty treasury, supported this principle. The following year, Washington brought up the topic in his address to Congress. As a result, Hamilton was directed to prepare recommendations for legislative action. The outcome, after a delay of over a year, was his Report on Manufactures, another significant document notable for its logical reasoning and deep understanding, deserving a spot alongside his report on public credit. Hamilton's argument was grounded in broad national interests: the protective tariff would, by promoting factory development, create a domestic market for the produce of farms and plantations; by making the United States self-sufficient during peacetime, it would enhance security during wartime; by utilizing the labor of women and children, it would engage those who would otherwise be idle or underemployed in producing goods; and by boosting trade between the North and South, it would strengthen the ties of unity and enhance political connections through commerce and interaction. The revenue measure of 1792 reflected these arguments.

The Emergence of Political Parties

Dissensions over Hamilton's Measures.—Hamilton's plans, touching deeply as they did the resources of individuals and the interests of the states, awakened alarm and opposition. Funding at face value, said his critics, was a government favor to speculators; the assumption of state debts was a deep design to undermine the state governments; Congress had no constitutional power to create a bank; the law creating the bank merely allowed a private corporation to make paper money and lend it at a high rate of interest; and the tariff was a tax on land and labor for the benefit of manufacturers.

Dissensions over Hamilton's Measures.—Hamilton's plans, which greatly affected individual resources and state interests, caused alarm and opposition. His critics argued that funding at face value favored speculators; the assumption of state debts was a scheme to weaken state governments; Congress didn't have the constitutional authority to establish a bank; the law that created the bank only let a private corporation produce paper money and lend it at high interest rates; and the tariff was a tax on land and labor that benefited manufacturers.

Hamilton's reply to this bill of indictment was simple and straightforward. Some rascally speculators had profited from the funding of the debt at face value, but that was only an incident in the restoration of public credit. In view of the jealousies of the states it was a good thing to reduce their powers and pretensions. The Constitution was not to be interpreted narrowly but in the full light of national needs. The bank would enlarge the amount of capital so sorely needed to start up American industries, giving markets to farmers and planters. The tariff by creating a home market and increasing opportunities for employment would benefit both land and labor. Out of such wise policies firmly pursued by the government, he concluded, were bound to come strength and prosperity for the new government at home, credit and power abroad. This view Washington fully indorsed, adding the weight of his great name to the inherent merits of the measures adopted under his administration.

Hamilton's response to this indictment was clear and direct. Some shady speculators had made money from the debt funding at face value, but that was just a minor detail in restoring public trust. Considering the rivalries among the states, it was wise to limit their powers and ambitions. The Constitution shouldn’t be interpreted too narrowly but rather in light of national needs. The bank would increase the much-needed capital to kickstart American industries, providing markets for farmers and planters. The tariff, by creating a domestic market and boosting job opportunities, would benefit both land and labor. He concluded that out of such smartly pursued policies by the government, strength and prosperity would surely arise for the new government at home, along with credit and power abroad. Washington fully supported this view, adding the authority of his great name to the intrinsic value of the measures taken during his administration.

The Sharpness of the Partisan Conflict.—As a result of the clash of opinion, the people of the country gradually divided into two parties: Federalists and Anti-Federalists, the former led by Hamilton, the latter by Jefferson. The strength of the Federalists lay in the cities—Boston, Providence, Hartford, New York, Philadelphia, Charleston—among the manufacturing, financial, and commercial groups of the population who were eager to extend their business operations. The strength of the Anti-Federalists lay mainly among the debt-burdened farmers who feared the growth of what they called "a money power" and planters in all sections who feared the dominance of commercial and manufacturing interests. The farming and planting South, outside of the few towns, finally presented an almost solid front against assumption, the bank, and the tariff. The conflict between the parties grew steadily in bitterness, despite the conciliatory and engaging manner in which Hamilton presented his cause in his state papers and despite the constant efforts of Washington to soften the asperity of the contestants.

The Sharpness of the Partisan Conflict.—As a result of the clash of opinions, the people of the country gradually divided into two parties: Federalists and Anti-Federalists, the former led by Hamilton, the latter by Jefferson. The Federalists were strong in the cities—Boston, Providence, Hartford, New York, Philadelphia, Charleston—among the manufacturing, financial, and commercial groups who were eager to expand their businesses. The Anti-Federalists found their strength mainly among the debt-ridden farmers who were worried about what they called "a money power" and planters from all areas who feared the dominance of commercial and manufacturing interests. The rural South, outside of a few towns, eventually presented a nearly united front against the assumption of debts, the bank, and the tariff. The conflict between the parties grew increasingly bitter, despite the friendly and engaging way Hamilton presented his case in his state papers and despite Washington's continuous efforts to ease the tension between the contestants.

The Leadership and Doctrines of Jefferson.—The party dispute had not gone far before the opponents of the administration began to look to Jefferson as their leader. Some of Hamilton's measures he had approved, declaring afterward that he did not at the time understand their significance. Others, particularly the bank, he fiercely assailed. More than once, he and Hamilton, shaking violently with anger, attacked each other at cabinet meetings, and nothing short of the grave and dignified pleas of Washington prevented an early and open break between them. In 1794 it finally came. Jefferson resigned as Secretary of State and retired to his home in Virginia to assume, through correspondence and negotiation, the leadership of the steadily growing party of opposition.

The Leadership and Doctrines of Jefferson.—The party conflict escalated quickly, leading the administration's opponents to start looking to Jefferson as their leader. He had approved some of Hamilton's policies but later claimed he didn't fully grasp their significance at the time. He strongly opposed others, especially the bank. More than once, he and Hamilton, filled with anger, clashed at cabinet meetings, and only the serious and respectful interventions from Washington kept them from a public breakup. In 1794, that split finally happened. Jefferson resigned as Secretary of State and returned to his home in Virginia to take on the leadership of the growing opposition party through letters and discussions.

Shy and modest in manner, halting in speech, disliking the turmoil of public debate, and deeply interested in science and philosophy, Jefferson was not very well fitted for the strenuous life of political contest. Nevertheless, he was an ambitious and shrewd negotiator. He was also by honest opinion and matured conviction the exact opposite of Hamilton. The latter believed in a strong, active, "high-toned" government, vigorously compelling in all its branches. Jefferson looked upon such government as dangerous to the liberties of citizens and openly avowed his faith in the desirability of occasional popular uprisings. Hamilton distrusted the people. "Your people is a great beast," he is reported to have said. Jefferson professed his faith in the people with an abandon that was considered reckless in his time.

Shy and humble in manner, hesitant in speech, uncomfortable with the chaos of public debate, and deeply interested in science and philosophy, Jefferson was not really suited for the demanding life of political competition. Still, he was an ambitious and clever negotiator. He was also, by honest opinion and well-formed conviction, the exact opposite of Hamilton. The latter believed in a strong, active, "high-toned" government that exercised authority vigorously in all its parts. Jefferson viewed such a government as a threat to citizens' freedoms and openly stated his belief in the value of occasional popular uprisings. Hamilton was skeptical of the people. "Your people is a great beast," he is said to have remarked. Jefferson expressed his trust in the people with a fervor that was considered reckless in his time.

On economic matters, the opinions of the two leaders were also hopelessly at variance. Hamilton, while cherishing agriculture, desired to see America a great commercial and industrial nation. Jefferson was equally set against this course for his country. He feared the accumulation of riches and the growth of a large urban working class. The mobs of great cities, he said, are sores on the body politic; artisans are usually the dangerous element that make revolutions; workshops should be kept in Europe and with them the artisans with their insidious morals and manners. The only substantial foundation for a republic, Jefferson believed to be agriculture. The spirit of independence could be kept alive only by free farmers, owning the land they tilled and looking to the sun in heaven and the labor of their hands for their sustenance. Trusting as he did in the innate goodness of human nature when nourished on a free soil, Jefferson advocated those measures calculated to favor agriculture and to enlarge the rights of persons rather than the powers of government. Thus he became the champion of the individual against the interference of the government, and an ardent advocate of freedom of the press, freedom of speech, and freedom of scientific inquiry. It was, accordingly, no mere factious spirit that drove him into opposition to Hamilton.

On economic issues, the views of the two leaders were completely different. Hamilton, while valuing agriculture, wanted America to become a major commercial and industrial power. Jefferson was strongly against this direction for his country. He worried about the rise of wealth and the growth of a large urban working class. He believed that the mobs in big cities were detrimental to society; artisans, he argued, are usually the dangerous group that spurs revolutions; workshops should stay in Europe along with the artisans and their corrupt morals and behaviors. Jefferson believed that agriculture was the only solid foundation for a republic. He thought the spirit of independence could only thrive with free farmers who owned their land and looked to the sun and their own labor for sustenance. Trusting in the inherent goodness of human nature when supported by free land, Jefferson supported measures that would promote agriculture and expand individual rights rather than government power. Thus, he became an advocate for individual liberty against government interference, passionately promoting freedom of the press, freedom of speech, and freedom of scientific inquiry. Therefore, it was not just a rebellious attitude that drove him to oppose Hamilton.

The Whisky Rebellion.—The political agitation of the Anti-Federalists was accompanied by an armed revolt against the government in 1794. The occasion for this uprising was another of Hamilton's measures, a law laying an excise tax on distilled spirits, for the purpose of increasing the revenue needed to pay the interest on the funded debt. It so happened that a very considerable part of the whisky manufactured in the country was made by the farmers, especially on the frontier, in their own stills. The new revenue law meant that federal officers would now come into the homes of the people, measure their liquor, and take the tax out of their pockets. All the bitterness which farmers felt against the fiscal measures of the government was redoubled. In the western districts of Pennsylvania, Virginia, and North Carolina, they refused to pay the tax. In Pennsylvania, some of them sacked and burned the houses of the tax collectors, as the Revolutionists thirty years before had mobbed the agents of King George sent over to sell stamps. They were in a fair way to nullify the law in whole districts when Washington called out the troops to suppress "the Whisky Rebellion." Then the movement collapsed; but it left behind a deep-seated resentment which flared up in the election of several obdurate Anti-Federalist Congressmen from the disaffected regions.

The Whisky Rebellion.—The political unrest among the Anti-Federalists was matched by an armed uprising against the government in 1794. This rebellion was sparked by one of Hamilton's policies, a law imposing an excise tax on distilled spirits to boost the revenue needed to cover interest on the national debt. A significant portion of the whisky produced in the country was made by farmers, especially on the frontier, in their own stills. The new tax law meant that federal officials would now enter people's homes, measure their liquor, and take the tax right out of their earnings. The frustration that farmers felt against the government's financial policies intensified greatly. In the western areas of Pennsylvania, Virginia, and North Carolina, they refused to pay the tax. In Pennsylvania, some even looted and burned the homes of tax collectors, just as revolutionaries had mobbed the stamp agents sent by King George thirty years earlier. They were on the verge of nullifying the law in entire regions when Washington sent in troops to quash "the Whisky Rebellion." The movement then fell apart, but it left a lingering resentment that emerged in the elections of several stubborn Anti-Federalist Congressmen from the discontented areas.

Global Influences and Local Politics

The French Revolution.—In this exciting period, when all America was distracted by partisan disputes, a storm broke in Europe—the epoch-making French Revolution—which not only shook the thrones of the Old World but stirred to its depths the young republic of the New World. The first scene in this dramatic affair occurred in the spring of 1789, a few days after Washington was inaugurated. The king of France, Louis XVI, driven into bankruptcy by extravagance and costly wars, was forced to resort to his people for financial help. Accordingly he called, for the first time in more than one hundred fifty years, a meeting of the national parliament, the "Estates General," composed of representatives of the "three estates"—the clergy, nobility, and commoners. Acting under powerful leaders, the commoners, or "third estate," swept aside the clergy and nobility and resolved themselves into a national assembly. This stirred the country to its depths.

The French Revolution.—During this tumultuous time, while America was caught up in partisan conflicts, a major upheaval erupted in Europe—the transformative French Revolution—which not only rocked the thrones of the Old World but also profoundly impacted the young republic of the New World. The first act in this dramatic event took place in the spring of 1789, just days after Washington was inaugurated. The king of France, Louis XVI, pushed into bankruptcy by lavish spending and expensive wars, had to turn to his people for financial assistance. So, he called, for the first time in over one hundred fifty years, a meeting of the national parliament, the "Estates General," made up of representatives from the "three estates"—the clergy, nobility, and commoners. Led by strong figures, the commoners, or "third estate," sidelined the clergy and nobility and declared themselves a national assembly. This action sent shockwaves throughout the country.

Louis XVI in the Hands of the Mob
From an old print
Louis XVI in the Grip of the Mob

Great events followed in swift succession. On July 14, 1789, the Bastille, an old royal prison, symbol of the king's absolutism, was stormed by a Paris crowd and destroyed. On the night of August 4, the feudal privileges of the nobility were abolished by the national assembly amid great excitement. A few days later came the famous Declaration of the Rights of Man, proclaiming the sovereignty of the people and the privileges of citizens. In the autumn of 1791, Louis XVI was forced to accept a new constitution for France vesting the legislative power in a popular assembly. Little disorder accompanied these startling changes. To all appearances a peaceful revolution had stripped the French king of his royal prerogatives and based the government of his country on the consent of the governed.

Great events happened quickly one after another. On July 14, 1789, the Bastille, an old royal prison and a symbol of the king's absolute power, was stormed and destroyed by a crowd in Paris. On the night of August 4, the national assembly abolished the feudal privileges of the nobility amidst a lot of excitement. A few days later, the famous Declaration of the Rights of Man was issued, proclaiming the sovereignty of the people and the rights of citizens. In the autumn of 1791, Louis XVI had to accept a new constitution for France that transferred legislative power to a popular assembly. There was little disorder during these surprising changes. To all appearances, a peaceful revolution had stripped the French king of his royal powers and established a government based on the consent of the governed.

American Influence in France.—In undertaking their great political revolt the French had been encouraged by the outcome of the American Revolution. Officers and soldiers, who had served in the American war, reported to their French countrymen marvelous tales. At the frugal table of General Washington, in council with the unpretentious Franklin, or at conferences over the strategy of war, French noblemen of ancient lineage learned to respect both the talents and the simple character of the leaders in the great republican commonwealth beyond the seas. Travelers, who had gone to see the experiment in republicanism with their own eyes, carried home to the king and ruling class stories of an astounding system of popular government.

American Influence in France.—In their pursuit of a major political rebellion, the French drew inspiration from the success of the American Revolution. Officers and soldiers who had fought in the American war shared incredible stories with their fellow French citizens. At the modest table of General Washington, while discussing matters with the humble Franklin, or during meetings about military strategies, French noblemen from prestigious backgrounds came to admire both the skills and the down-to-earth nature of the leaders in the great republican nation across the ocean. Travelers who went to witness the republican experiment firsthand returned with tales of an astonishing system of popular government for the king and the ruling class.

On the other hand the dalliance with American democracy was regarded by French conservatives as playing with fire. "When we think of the false ideas of government and philanthropy," wrote one of Lafayette's aides, "which these youths acquired in America and propagated in France with so much enthusiasm and such deplorable success—for this mania of imitation powerfully aided the Revolution, though it was not the sole cause of it—we are bound to confess that it would have been better, both for themselves and for us, if these young philosophers in red-heeled shoes had stayed at home in attendance on the court."

On the other hand, French conservatives saw the flirtation with American democracy as playing with fire. "When we think about the misguided ideas of government and charity," wrote one of Lafayette's aides, "that these young people picked up in America and spread in France with so much enthusiasm and such unfortunate success—for this obsession with imitation significantly helped the Revolution, even though it wasn't the only cause of it—we have to admit that it would have been better, both for them and for us, if these young philosophers in red-heeled shoes had just stayed home supporting the court."

Early American Opinion of the French Revolution.—So close were the ties between the two nations that it is not surprising to find every step in the first stages of the French Revolution greeted with applause in the United States. "Liberty will have another feather in her cap," exultantly wrote a Boston editor. "In no part of the globe," soberly wrote John Marshall, "was this revolution hailed with more joy than in America.... But one sentiment existed." The main key to the Bastille, sent to Washington as a memento, was accepted as "a token of the victory gained by liberty." Thomas Paine saw in the great event "the first ripe fruits of American principles transplanted into Europe." Federalists and Anti-Federalists regarded the new constitution of France as another vindication of American ideals.

Early American Opinion of the French Revolution.—The ties between the two countries were so strong that it’s no surprise that every development in the early stages of the French Revolution was celebrated in the United States. "Liberty will have another feather in her cap," excitedly wrote a Boston editor. "In no part of the globe," seriously noted John Marshall, "was this revolution welcomed with more joy than in America.... There was only one opinion." The main key to the Bastille, sent to Washington as a keepsake, was accepted as "a symbol of the victory achieved by liberty." Thomas Paine viewed the event as "the first ripe fruits of American principles brought to Europe." Federalists and Anti-Federalists saw the new constitution of France as another affirmation of American ideals.

The Reign of Terror.—While profuse congratulations were being exchanged, rumors began to come that all was not well in France. Many noblemen, enraged at the loss of their special privileges, fled into Germany and plotted an invasion of France to overthrow the new system of government. Louis XVI entered into negotiations with his brother monarchs on the continent to secure their help in the same enterprise, and he finally betrayed to the French people his true sentiments by attempting to escape from his kingdom, only to be captured and taken back to Paris in disgrace.

The Reign of Terror.—While people were exchanging a lot of congratulations, rumors started to spread that things weren’t going well in France. Many noblemen, upset about losing their special privileges, fled to Germany and plotted an invasion to take down the new government. Louis XVI began talks with his fellow monarchs in Europe to get their support for this plan, and he ultimately revealed his true feelings to the French people by trying to escape from his kingdom, only to be caught and brought back to Paris in disgrace.

A new phase of the revolution now opened. The working people, excluded from all share in the government by the first French constitution, became restless, especially in Paris. Assembling on the Champs de Mars, a great open field, they signed a petition calling for another constitution giving them the suffrage. When told to disperse, they refused and were fired upon by the national guard. This "massacre," as it was called, enraged the populace. A radical party, known as "Jacobins," then sprang up, taking its name from a Jacobin monastery in which it held its sessions. In a little while it became the master of the popular convention convoked in September, 1792. The monarchy was immediately abolished and a republic established. On January 21, 1793, Louis was sent to the scaffold. To the war on Austria, already raging, was added a war on England. Then came the Reign of Terror, during which radicals in possession of the convention executed in large numbers counter-revolutionists and those suspected of sympathy with the monarchy. They shot down peasants who rose in insurrection against their rule and established a relentless dictatorship. Civil war followed. Terrible atrocities were committed on both sides in the name of liberty, and in the name of monarchy. To Americans of conservative temper it now seemed that the Revolution, so auspiciously begun, had degenerated into anarchy and mere bloodthirsty strife.

A new phase of the revolution began. The working class, excluded from any participation in the government by the first French constitution, became restless, especially in Paris. Gathering in the Champs de Mars, a large open field, they signed a petition demanding a new constitution that would grant them voting rights. When ordered to disperse, they refused and were shot at by the national guard. This "massacre," as it was referred to, infuriated the public. A radical group, known as the "Jacobins," emerged, taking their name from a Jacobin monastery where they held their meetings. Soon, they gained control of the popular convention convened in September 1792. The monarchy was immediately abolished, and a republic was established. On January 21, 1793, Louis was executed. The ongoing war with Austria was joined by a war against England. Then came the Reign of Terror, during which radicals in control of the convention executed many counter-revolutionaries and those suspected of being sympathetic to the monarchy. They also attacked peasants who rose up against their rule, establishing a harsh dictatorship. Civil war ensued. Horrific acts were committed on both sides in the name of liberty and in the name of monarchy. To conservative Americans, it now appeared that the Revolution, which had begun so promisingly, had turned into chaos and brutal conflict.

Burke Summons the World to War on France.—In England, Edmund Burke led the fight against the new French principles which he feared might spread to all Europe. In his Reflections on the French Revolution, written in 1790, he attacked with terrible wrath the whole program of popular government; he called for war, relentless war, upon the French as monsters and outlaws; he demanded that they be reduced to order by the restoration of the king to full power under the protection of the arms of European nations.

Burke Calls the World to War Against France.—In England, Edmund Burke led the battle against the new French ideas that he feared could spread throughout Europe. In his Reflections on the French Revolution, written in 1790, he fiercely criticized the entire concept of popular government; he urged for war, unyielding war, against the French as if they were monsters and outlaws; he insisted that they be brought back under control by restoring the king to full power with the support of European nations' military forces.

Paine's Defense of the French Revolution.—To counteract the campaign of hate against the French, Thomas Paine replied to Burke in another of his famous tracts, The Rights of Man, which was given to the American public in an edition containing a letter of approval from Jefferson. Burke, said Paine, had been mourning about the glories of the French monarchy and aristocracy but had forgotten the starving peasants and the oppressed people; had wept over the plumage and neglected the dying bird. Burke had denied the right of the French people to choose their own governors, blandly forgetting that the English government in which he saw final perfection itself rested on two revolutions. He had boasted that the king of England held his crown in contempt of the democratic societies. Paine answered: "If I ask a man in America if he wants a king, he retorts and asks me if I take him for an idiot." To the charge that the doctrines of the rights of man were "new fangled," Paine replied that the question was not whether they were new or old but whether they were right or wrong. As to the French disorders and difficulties, he bade the world wait to see what would be brought forth in due time.

Paine's Defense of the French Revolution.—To counter the negative campaign against the French, Thomas Paine responded to Burke in one of his well-known writings, The Rights of Man, which was presented to the American public with a letter of endorsement from Jefferson. Paine pointed out that Burke had been lamenting the glory of the French monarchy and aristocracy while ignoring the starving peasants and oppressed citizens; he had expressed sorrow over the feathers while neglecting the dying bird. Burke had rejected the French people's right to choose their own leaders, conveniently forgetting that the English government he regarded as perfect was built on two revolutions. He claimed that the king of England held his crown in disregard of democratic societies. Paine countered: "If I ask someone in America if he wants a king, he responds and asks if I think he’s an idiot." In response to the claim that the ideas of the rights of man were "new fangled," Paine stated that the real issue was not whether they were new or old, but whether they were right or wrong. Regarding the troubles in France, he urged the world to wait and see what results would unfold in time.

The Effect of the French Revolution on American Politics.—The course of the French Revolution and the controversies accompanying it, exercised a profound influence on the formation of the first political parties in America. The followers of Hamilton, now proud of the name "Federalists," drew back in fright as they heard of the cruel deeds committed during the Reign of Terror. They turned savagely upon the revolutionists and their friends in America, denouncing as "Jacobin" everybody who did not condemn loudly enough the proceedings of the French Republic. A Massachusetts preacher roundly assailed "the atheistical, anarchical, and in other respects immoral principles of the French Republicans"; he then proceeded with equal passion to attack Jefferson and the Anti-Federalists, whom he charged with spreading false French propaganda and betraying America. "The editors, patrons, and abettors of these vehicles of slander," he exclaimed, "ought to be considered and treated as enemies to their country.... Of all traitors they are the most aggravatedly criminal; of all villains, they are the most infamous and detestable."

The Effect of the French Revolution on American Politics.—The events of the French Revolution and the controversies that came with it had a significant impact on the creation of the first political parties in America. The supporters of Hamilton, who proudly called themselves "Federalists," recoiled in horror when they heard about the brutal actions taken during the Reign of Terror. They aggressively turned against the revolutionaries and their supporters in America, labeling anyone who didn’t loudly condemn the actions of the French Republic as "Jacobin." A preacher from Massachusetts vehemently criticized "the atheistic, anarchic, and otherwise immoral principles of the French Republicans"; he then passionately attacked Jefferson and the Anti-Federalists, whom he accused of spreading false French propaganda and betraying America. "The editors, patrons, and supporters of these vehicles of slander," he shouted, "should be regarded and treated as enemies of their country.... Of all traitors, they are the most egregiously criminal; of all villains, they are the most infamous and detestable."

The Anti-Federalists, as a matter of fact, were generally favorable to the Revolution although they deplored many of the events associated with it. Paine's pamphlet, indorsed by Jefferson, was widely read. Democratic societies, after the fashion of French political clubs, arose in the cities; the coalition of European monarchs against France was denounced as a coalition against the very principles of republicanism; and the execution of Louis XVI was openly celebrated at a banquet in Philadelphia. Harmless titles, such as "Sir," "the Honorable," and "His Excellency," were decried as aristocratic and some of the more excited insisted on adopting the French title, "Citizen," speaking, for example, of "Citizen Judge" and "Citizen Toastmaster." Pamphlets in defense of the French streamed from the press, while subsidized newspapers kept the propaganda in full swing.

The Anti-Federalists were generally supportive of the Revolution, even though they criticized many of the events that came with it. Paine's pamphlet, endorsed by Jefferson, was widely read. Democratic societies, similar to French political clubs, sprang up in the cities; the alliance of European monarchs against France was condemned as a threat to the very principles of republicanism; and the execution of Louis XVI was openly celebrated at a banquet in Philadelphia. Innocuous titles like "Sir," "the Honorable," and "His Excellency" were criticized as aristocratic, and some of the more zealous individuals insisted on using the French title "Citizen," referring to people as "Citizen Judge" and "Citizen Toastmaster." Pamphlets defending the French poured from the press, while funded newspapers kept the propaganda rolling strong.

The European War Disturbs American Commerce.—This battle of wits, or rather contest in calumny, might have gone on indefinitely in America without producing any serious results, had it not been for the war between England and France, then raging. The English, having command of the seas, claimed the right to seize American produce bound for French ports and to confiscate American ships engaged in carrying French goods. Adding fuel to a fire already hot enough, they began to search American ships and to carry off British-born sailors found on board American vessels.

The European War Disturbs American Commerce.—This back-and-forth, or more accurately, this smear campaign, could have dragged on forever in America without leading to any serious results, if it weren't for the war between England and France, which was then ongoing. The English, who controlled the seas, claimed the right to seize American products headed for French ports and to confiscate American ships transporting French goods. To make matters worse, they started searching American ships and taking British-born sailors found on American vessels.

The French Appeal for Help.—At the same time the French Republic turned to the United States for aid in its war on England and sent over as its diplomatic representative "Citizen" Genêt, an ardent supporter of the new order. On his arrival at Charleston, he was greeted with fervor by the Anti-Federalists. As he made his way North, he was wined and dined and given popular ovations that turned his head. He thought the whole country was ready to join the French Republic in its contest with England. Genêt therefore attempted to use the American ports as the base of operations for French privateers preying on British merchant ships; and he insisted that the United States was in honor bound to help France under the treaty of 1778.

The French Appeal for Help.—At the same time, the French Republic reached out to the United States for support in its war against England and sent "Citizen" Genêt as its diplomatic representative, a passionate advocate for the new order. When he arrived in Charleston, he was warmly welcomed by the Anti-Federalists. As he traveled north, he was treated to lavish dinners and popular celebrations that went to his head. He believed the entire country was eager to join the French Republic in its fight against England. Consequently, Genêt tried to use American ports as a base for French privateers attacking British merchant ships; he also insisted that the United States was obliged to assist France under the treaty of 1778.

The Proclamation of Neutrality and the Jay Treaty.—Unmoved by the rising tide of popular sympathy for France, Washington took a firm course. He received Genêt coldly. The demand that the United States aid France under the old treaty of alliance he answered by proclaiming the neutrality of America and warning American citizens against hostile acts toward either France or England. When Genêt continued to hold meetings, issue manifestoes, and stir up the people against England, Washington asked the French government to recall him. This act he followed up by sending the Chief Justice, John Jay, on a pacific mission to England.

The Proclamation of Neutrality and the Jay Treaty.—Despite the growing support for France, Washington remained steadfast. He welcomed Genêt with indifference. When Genêt demanded that the United States help France under the old alliance, Washington responded by declaring America's neutrality and cautioning American citizens against any aggressive actions toward either France or England. When Genêt persisted in holding meetings, issuing statements, and inciting the public against England, Washington urged the French government to recall him. He further acted by sending Chief Justice John Jay on a peace mission to England.

The result was the celebrated Jay treaty of 1794. By its terms Great Britain agreed to withdraw her troops from the western forts where they had been since the war for independence and to grant certain slight trade concessions. The chief sources of bitterness—the failure of the British to return slaves carried off during the Revolution, the seizure of American ships, and the impressment of sailors—were not touched, much to the distress of everybody in America, including loyal Federalists. Nevertheless, Washington, dreading an armed conflict with England, urged the Senate to ratify the treaty. The weight of his influence carried the day.

The result was the famous Jay Treaty of 1794. According to its terms, Great Britain agreed to remove its troops from the western forts where they had been stationed since the Revolutionary War and to give some minor trade concessions. The main sources of frustration—the British failure to return slaves that were taken during the Revolution, the seizure of American ships, and the impressment of sailors—were not addressed, much to the disappointment of everyone in America, including loyal Federalists. However, Washington, fearing a military conflict with England, urged the Senate to approve the treaty. His strong influence made it happen.

At this, the hostility of the Anti-Federalists knew no bounds. Jefferson declared the Jay treaty "an infamous act which is really nothing more than an alliance between England and the Anglo-men of this country, against the legislature and the people of the United States." Hamilton, defending it with his usual courage, was stoned by a mob in New York and driven from the platform with blood streaming from his face. Jay was burned in effigy. Even Washington was not spared. The House of Representatives was openly hostile. To display its feelings, it called upon the President for the papers relative to the treaty negotiations, only to be more highly incensed by his flat refusal to present them, on the ground that the House did not share in the treaty-making power.

At this, the anger of the Anti-Federalists reached extremes. Jefferson called the Jay treaty "a shameful act that's really just an alliance between England and the elite of this country, against the lawmakers and the people of the United States." Hamilton, defending it with his usual bravery, was attacked by a mob in New York and forced off the stage with blood flowing from his face. Jay was burned in effigy. Even Washington wasn't safe from the backlash. The House of Representatives was openly antagonistic. To show its discontent, it asked the President for the documents related to the treaty negotiations, only to be even more infuriated by his outright refusal to provide them, arguing that the House did not have a role in making treaties.

Washington Retires from Politics.—Such angry contests confirmed the President in his slowly maturing determination to retire at the end of his second term in office. He did not believe that a third term was unconstitutional or improper; but, worn out by his long and arduous labors in war and in peace and wounded by harsh attacks from former friends, he longed for the quiet of his beautiful estate at Mount Vernon.

Washington Retires from Politics.—Such fierce battles reaffirmed the President's growing decision to step down at the end of his second term. He didn’t think that a third term was unconstitutional or wrong; however, after enduring long and challenging work in both war and peace, and feeling hurt by harsh criticism from former allies, he yearned for the peace of his lovely estate at Mount Vernon.

In September, 1796, on the eve of the presidential election, Washington issued his Farewell Address, another state paper to be treasured and read by generations of Americans to come. In this address he directed the attention of the people to three subjects of lasting interest. He warned them against sectional jealousies. He remonstrated against the spirit of partisanship, saying that in government "of the popular character, in government purely elective, it is a spirit not to be encouraged." He likewise cautioned the people against "the insidious wiles of foreign influence," saying: "Europe has a set of primary interests which to us have none or a very remote relation. Hence she must be engaged in frequent controversies, the causes of which are essentially foreign to our concerns. Hence, therefore, it would be unwise in us to implicate ourselves, by artificial ties, in the ordinary vicissitudes of her politics or the ordinary combinations and collisions of her friendships or enmities.... Why forego the advantages of so peculiar a situation?... It is our true policy to steer clear of permanent alliances with any portion of the foreign world.... Taking care always to keep ourselves, by suitable establishments, on a respectable defensive posture, we may safely trust to temporary alliances for extraordinary emergencies."

In September 1796, just before the presidential election, Washington delivered his Farewell Address, a significant document that would be cherished and read by generations of Americans. In this address, he focused on three enduring topics. He warned people against regional rivalries. He criticized the spirit of partisanship, stating that in a government "of the popular character, in a purely elective government, it’s a spirit that should not be encouraged." He also warned against "the insidious wiles of foreign influence," saying: "Europe has primary interests that have little or no connection to us. Therefore, she will often be involved in disputes that are fundamentally foreign to our issues. Thus, it would be unwise for us to tie ourselves to the usual ups and downs of her politics or the regular alliances and conflicts of her friends and foes.... Why give up the advantages of such a unique position?... Our true policy should be to avoid permanent alliances with any part of the foreign world.... As long as we maintain a respectable defensive posture with appropriate resources, we can safely rely on temporary alliances for extraordinary emergencies."

The Campaign of 1796—Adams Elected.—On hearing of the retirement of Washington, the Anti-Federalists cast off all restraints. In honor of France and in opposition to what they were pleased to call the monarchical tendencies of the Federalists, they boldly assumed the name "Republican"; the term "Democrat," then applied only to obscure and despised radicals, had not come into general use. They selected Jefferson as their candidate for President against John Adams, the Federalist nominee, and carried on such a spirited campaign that they came within four votes of electing him.

The Campaign of 1796—Adams Elected.—When they heard about Washington stepping down, the Anti-Federalists let go of all their limits. In honor of France and against what they claimed were the monarchical tendencies of the Federalists, they confidently adopted the name "Republican"; the term "Democrat," which was only used for obscure and hated radicals at that time, hadn't become widely recognized yet. They chose Jefferson as their candidate for President to run against John Adams, the Federalist nominee, and ran such a passionate campaign that they came just four votes short of electing him.

The successful candidate, Adams, was not fitted by training or opinion for conciliating a determined opposition. He was a reserved and studious man. He was neither a good speaker nor a skillful negotiator. In one of his books he had declared himself in favor of "government by an aristocracy of talents and wealth"—an offense which the Republicans never forgave. While John Marshall found him "a sensible, plain, candid, good-tempered man," Jefferson could see in him nothing but a "monocrat" and "Anglo-man." Had it not been for the conduct of the French government, Adams would hardly have enjoyed a moment's genuine popularity during his administration.

The successful candidate, Adams, wasn't trained or inclined to handle a determined opposition. He was a reserved and studious person. He wasn't a good speaker or a skilled negotiator. In one of his books, he stated his support for "government by an aristocracy of talents and wealth"—something the Republicans never forgave him for. While John Marshall found him "a sensible, plain, candid, good-tempered man," Jefferson saw him only as a "monocrat" and "Anglo-man." If it hadn't been for the actions of the French government, Adams would hardly have had a moment of genuine popularity during his administration.

The Quarrel with France.—The French Directory, the executive department established under the constitution of 1795, managed, however, to stir the anger of Republicans and Federalists alike. It regarded the Jay treaty as a rebuke to France and a flagrant violation of obligations solemnly registered in the treaty of 1778. Accordingly it refused to receive the American minister, treated him in a humiliating way, and finally told him to leave the country. Overlooking this affront in his anxiety to maintain peace, Adams dispatched to France a commission of eminent men with instructions to reach an understanding with the French Republic. On their arrival, they were chagrined to find, instead of a decent reception, an indirect demand for an apology respecting the past conduct of the American government, a payment in cash, and an annual tribute as the price of continued friendship. When the news of this affair reached President Adams, he promptly laid it before Congress, referring to the Frenchmen who had made the demands as "Mr. X, Mr. Y, and Mr. Z."

The Quarrel with France.—The French Directory, the executive branch set up under the constitution of 1795, managed to provoke both Republicans and Federalists. They saw the Jay treaty as an insult to France and a blatant breach of the commitments made in the treaty of 1778. As a result, they refused to accept the American minister, treated him poorly, and ultimately ordered him to leave the country. Ignoring this disrespect in his desire to keep the peace, Adams sent a group of distinguished individuals to France with instructions to negotiate with the French Republic. Upon their arrival, they were disappointed to discover that, instead of a warm welcome, there was an indirect demand for an apology concerning the previous actions of the American government, a cash payment, and an annual tribute in exchange for ongoing friendship. When President Adams learned of this situation, he quickly presented it to Congress, referring to the French representatives who made the demands as "Mr. X, Mr. Y, and Mr. Z."

This insult, coupled with the fact that French privateers, like the British, were preying upon American commerce, enraged even the Republicans who had been loudest in the profession of their French sympathies. They forgot their wrath over the Jay treaty and joined with the Federalists in shouting: "Millions for defense, not a cent for tribute!" Preparations for war were made on every hand. Washington was once more called from Mount Vernon to take his old position at the head of the army. Indeed, fighting actually began upon the high seas and went on without a formal declaration of war until the year 1800. By that time the Directory had been overthrown. A treaty was readily made with Napoleon, the First Consul, who was beginning his remarkable career as chief of the French Republic, soon to be turned into an empire.

This insult, along with the fact that French privateers, like the British, were attacking American trade, infuriated even the Republicans who had been most vocal about their support for France. They set aside their anger over the Jay Treaty and joined forces with the Federalists, shouting: "Millions for defense, not a cent for tribute!" Preparations for war were underway everywhere. Washington was once again called from Mount Vernon to take his old role at the head of the army. In fact, fighting actually began at sea and continued without a formal declaration of war until 1800. By that time, the Directory had been overthrown. A treaty was easily formed with Napoleon, the First Consul, who was starting his incredible journey as the leader of the French Republic, soon to become an empire.

Alien and Sedition Laws.—Flushed with success, the Federalists determined, if possible, to put an end to radical French influence in America and to silence Republican opposition. They therefore passed two drastic laws in the summer of 1798: the Alien and Sedition Acts.

Alien and Sedition Laws.—Feeling triumphant, the Federalists resolved to eliminate radical French influence in America and shut down Republican dissent. They enacted two major laws in the summer of 1798: the Alien and Sedition Acts.

The first of these measures empowered the President to expel from the country or to imprison any alien whom he regarded as "dangerous" or "had reasonable grounds to suspect" of "any treasonable or secret machinations against the government."

The first of these measures gave the President the power to expel or imprison any foreign national he considered "dangerous" or had "reasonable grounds to suspect" of "any treasonable or secret schemes against the government."

The second of the measures, the Sedition Act, penalized not only those who attempted to stir up unlawful combinations against the government but also every one who wrote, uttered, or published "any false, scandalous, and malicious writing ... against the government of the United States or either House of Congress, or the President of the United States, with intent to defame said government ... or to bring them or either of them into contempt or disrepute." This measure was hurried through Congress in spite of the opposition and the clear provision in the Constitution that Congress shall make no law abridging the freedom of speech or of the press. Even many Federalists feared the consequences of the action. Hamilton was alarmed when he read the bill, exclaiming: "Let us not establish a tyranny. Energy is a very different thing from violence." John Marshall told his friends in Virginia that, had he been in Congress, he would have opposed the two bills because he thought them "useless" and "calculated to create unnecessary discontents and jealousies."

The second measure, the Sedition Act, punished not only those who tried to incite illegal groups against the government but also anyone who wrote, said, or published "any false, scandalous, and malicious writing ... against the government of the United States or either House of Congress, or the President of the United States, with the intent to defame said government ... or to bring them or any of them into contempt or disrepute." This law was rushed through Congress despite the opposition and the clear wording in the Constitution that Congress cannot pass any law that restricts freedom of speech or of the press. Even many Federalists were worried about the consequences of this move. Hamilton was alarmed when he read the bill, exclaiming: "Let us not establish a tyranny. Energy is a very different thing from violence." John Marshall told his friends in Virginia that, if he had been in Congress, he would have opposed the two bills because he thought they were "useless" and "calculated to create unnecessary discontent and jealousy."

The Alien law was not enforced; but it gave great offense to the Irish and French whose activities against the American government's policy respecting Great Britain put them in danger of prison. The Sedition law, on the other hand, was vigorously applied. Several editors of Republican newspapers soon found themselves in jail or broken by ruinous fines for their caustic criticisms of the Federalist President and his policies. Bystanders at political meetings, who uttered sentiments which, though ungenerous and severe, seem harmless enough now, were hurried before Federalist judges and promptly fined and imprisoned. Although the prosecutions were not numerous, they aroused a keen resentment. The Republicans were convinced that their political opponents, having saddled upon the country Hamilton's fiscal system and the British treaty, were bent on silencing all censure. The measures therefore had exactly the opposite effect from that which their authors intended. Instead of helping the Federalist party, they made criticism of it more bitter than ever.

The Alien law wasn't enforced, but it really upset the Irish and French people whose actions against the American government’s policy regarding Great Britain put them at risk of jail. In contrast, the Sedition law was strictly enforced. Several editors of Republican newspapers quickly found themselves in jail or devastated by heavy fines for their sharp criticisms of the Federalist President and his policies. Attendees at political meetings who expressed opinions that, although unkind and harsh, seem pretty harmless today, were rushed before Federalist judges and quickly fined or imprisoned. Although the prosecutions were not numerous, they sparked intense resentment. The Republicans believed that their political rivals, having imposed Hamilton's financial system and the British treaty on the country, aimed to silence all criticism. As a result, these measures had the exact opposite effect of what their creators intended. Instead of aiding the Federalist party, they made criticism of it more intense than ever.

The Kentucky and Virginia Resolutions.—Jefferson was quick to take advantage of the discontent. He drafted a set of resolutions declaring the Sedition law null and void, as violating the federal Constitution. His resolutions were passed by the Kentucky legislature late in 1798, signed by the governor, and transmitted to the other states for their consideration. Though receiving unfavorable replies from a number of Northern states, Kentucky the following year reaffirmed its position and declared that the nullification of all unconstitutional acts of Congress was the rightful remedy to be used by the states in the redress of grievances. It thus defied the federal government and announced a doctrine hostile to nationality and fraught with terrible meaning for the future. In the neighboring state of Virginia, Madison led a movement against the Alien and Sedition laws. He induced the legislature to pass resolutions condemning the acts as unconstitutional and calling upon the other states to take proper means to preserve their rights and the rights of the people.

The Kentucky and Virginia Resolutions.—Jefferson quickly seized the opportunity presented by the discontent. He wrote a set of resolutions declaring the Sedition law invalid, as it violated the federal Constitution. The Kentucky legislature approved his resolutions late in 1798, and the governor signed them before sending them to the other states for consideration. Although many Northern states responded negatively, Kentucky reaffirmed its stance the following year, stating that nullifying all unconstitutional acts of Congress was the appropriate action for states seeking to address grievances. This positioned Kentucky in opposition to the federal government and introduced a doctrine that threatened national unity and carried serious implications for the future. In the neighboring state of Virginia, Madison led a movement against the Alien and Sedition laws. He convinced the legislature to pass resolutions condemning these acts as unconstitutional and urging other states to take necessary steps to protect their rights and the rights of their citizens.

The Republican Triumph in 1800.—Thus the way was prepared for the election of 1800. The Republicans left no stone unturned in their efforts to place on the Federalist candidate, President Adams, all the odium of the Alien and Sedition laws, in addition to responsibility for approving Hamilton's measures and policies. The Federalists, divided in councils and cold in their affection for Adams, made a poor campaign. They tried to discredit their opponents with epithets of "Jacobins" and "Anarchists"—terms which had been weakened by excessive use. When the vote was counted, it was found that Adams had been defeated; while the Republicans had carried the entire South and New York also and secured eight of the fifteen electoral votes cast by Pennsylvania. "Our beloved Adams will now close his bright career," lamented a Federalist newspaper. "Sons of faction, demagogues and high priests of anarchy, now you have cause to triumph!"

The Republican Triumph in 1800.—Thus, the stage was set for the election of 1800. The Republicans made every effort to blame President Adams, the Federalist candidate, for the Alien and Sedition laws, as well as for supporting Hamilton's measures and policies. The Federalists, split in their decisions and lacking enthusiasm for Adams, ran a weak campaign. They attempted to tarnish their opponents by labeling them "Jacobins" and "Anarchists"—terms that had lost their impact due to overuse. When the votes were counted, Adams was found to be defeated; the Republicans had won the entire South, along with New York, and secured eight of the fifteen electoral votes from Pennsylvania. "Our beloved Adams will now end his illustrious career," mourned a Federalist newspaper. "Sons of discord, demagogues, and the high priests of anarchy, now you have reason to celebrate!"

A Quarrel between a Federalist and a Republican in the House of Representatives
An old cartoon
A Dispute between a Federalist and a Republican in the House of Representatives

Jefferson's election, however, was still uncertain. By a curious provision in the Constitution, presidential electors were required to vote for two persons without indicating which office each was to fill, the one receiving the highest number of votes to be President and the candidate standing next to be Vice President. It so happened that Aaron Burr, the Republican candidate for Vice President, had received the same number of votes as Jefferson; as neither had a majority the election was thrown into the House of Representatives, where the Federalists held the balance of power. Although it was well known that Burr was not even a candidate for President, his friends and many Federalists began intriguing for his election to that high office. Had it not been for the vigorous action of Hamilton the prize might have been snatched out of Jefferson's hands. Not until the thirty-sixth ballot on February 17, 1801, was the great issue decided in his favor.[2]

Jefferson's election was still up in the air. According to a quirky rule in the Constitution, presidential electors had to vote for two people without saying which office each was for—whoever got the most votes would become President, and the next highest would be Vice President. It turned out that Aaron Burr, the Republican candidate for Vice President, received the same number of votes as Jefferson; since neither had a majority, the election went to the House of Representatives, where the Federalists had the upper hand. Even though it was widely known that Burr wasn’t really a candidate for President, his supporters and some Federalists started plotting for him to be elected to that top position. If it weren't for Hamilton's strong efforts, the prize could have been taken from Jefferson. It wasn't until the thirty-sixth ballot on February 17, 1801, that the crucial issue was decided in Jefferson's favor.[2]

References

J.S. Bassett, The Federalist System (American Nation Series).

J.S. Bassett, The Federalist System (American Nation Series).

C.A. Beard, Economic Origins of Jeffersonian Democracy.

C.A. Beard, Economic Origins of Jeffersonian Democracy.

H. Lodge, Alexander Hamilton.

H. Lodge, *Alexander Hamilton*.

J.T. Morse, Thomas Jefferson.

J.T. Morse, *Thomas Jefferson*.

Questions

1. Who were the leaders in the first administration under the Constitution?

1. Who were the leaders in the first government under the Constitution?

2. What step was taken to appease the opposition?

2. What action was taken to calm the opposition?

3. Enumerate Hamilton's great measures and explain each in detail.

3. List Hamilton's major policies and explain each one in detail.

4. Show the connection between the parts of Hamilton's system.

4. Demonstrate how the parts of Hamilton's system are connected.

5. Contrast the general political views of Hamilton and Jefferson.

5. Compare the overall political views of Hamilton and Jefferson.

6. What were the important results of the "peaceful" French Revolution (1789-92)?

6. What were the key outcomes of the "peaceful" French Revolution (1789-92)?

7. Explain the interaction of opinion between France and the United States.

7. Explain how opinions interact between France and the United States.

8. How did the "Reign of Terror" change American opinion?

8. How did the "Reign of Terror" change people's views in America?

9. What was the Burke-Paine controversy?

9. What was the Burke-Paine debate?

10. Show how the war in Europe affected American commerce and involved America with England and France.

10. Demonstrate how the war in Europe impacted American trade and engaged America with England and France.

11. What were American policies with regard to each of those countries?

11. What were American policies regarding each of those countries?

12. What was the outcome of the Alien and Sedition Acts?

12. What was the result of the Alien and Sedition Acts?

Research Topics

Early Federal Legislation.—Coman, Industrial History of the United States, pp. 133-156; Elson, History of the United States, pp. 341-348.

Early Federal Legislation.—Coman, Industrial History of the United States, pp. 133-156; Elson, History of the United States, pp. 341-348.

Hamilton's Report on Public Credit.—Macdonald, Documentary Source Book, pp. 233-243.

Hamilton's Report on Public Credit.—Macdonald, Documentary Source Book, pp. 233-243.

The French Revolution.—Robinson and Beard, Development of Modern Europe, Vol. I, pp. 224-282; Elson, pp. 351-354.

The French Revolution.—Robinson and Beard, Development of Modern Europe, Vol. I, pp. 224-282; Elson, pp. 351-354.

The Burke-Paine Controversy.—Make an analysis of Burke's Reflections on the French Revolution and Paine's Rights of Man.

The Burke-Paine Controversy.—Analyze Burke's Reflections on the French Revolution and Paine's Rights of Man.

The Alien and Sedition Acts.—Macdonald, Documentary Source Book, pp. 259-267; Elson, pp. 367-375.

The Alien and Sedition Acts.—Macdonald, Documentary Source Book, pp. 259-267; Elson, pp. 367-375.

Kentucky and Virginia Resolutions.—Macdonald, pp. 267-278.

Kentucky and Virginia Resolutions.—Macdonald, pp. 267-278.

Source Studies.—Materials in Hart, American History Told by Contemporaries, Vol. III, pp. 255-343.

Source Studies.—Materials in Hart, American History Told by Contemporaries, Vol. III, pp. 255-343.

Biographical Studies.—Alexander Hamilton, John Adams, Thomas Jefferson, and Albert Gallatin.

Biographical Studies.—Alexander Hamilton, John Adams, Thomas Jefferson, and Albert Gallatin.

The Twelfth Amendment.—Contrast the provision in the original Constitution with the terms of the Amendment. See Appendix.

The Twelfth Amendment.—Compare the clauses in the original Constitution with the details of the Amendment. See Appendix.


CHAPTER IX

THE JEFFERSONIAN REPUBLICANS IN POWER

Republican Principles and Policies

Republican Values and Policies

Opposition to Strong Central Government.—Cherishing especially the agricultural interest, as Jefferson said, the Republicans were in the beginning provincial in their concern and outlook. Their attachment to America was, certainly, as strong as that of Hamilton; but they regarded the state, rather than the national government, as the proper center of power and affection. Indeed, a large part of the rank and file had been among the opponents of the Constitution in the days of its adoption. Jefferson had entertained doubts about it and Monroe, destined to be the fifth President, had been one of the bitter foes of ratification. The former went so far in the direction of local autonomy that he exalted the state above the nation in the Kentucky resolutions of 1798, declaring the Constitution to be a mere compact and the states competent to interpret and nullify federal law. This was provincialism with a vengeance. "It is jealousy, not confidence, which prescribes limited constitutions," wrote Jefferson for the Kentucky legislature. Jealousy of the national government, not confidence in it—this is the ideal that reflected the provincial and agricultural interest.

Opposition to Strong Central Government.—Valuing agricultural interests, as Jefferson noted, the Republicans were initially focused on local concerns and perspectives. Their loyalty to America was just as strong as Hamilton’s; however, they believed that the state, rather than the national government, should be the main source of power and love. In fact, many of their supporters had opposed the Constitution when it was first adopted. Jefferson had his doubts about it, and Monroe, who would become the fifth President, was one of the staunch opponents of ratification. Jefferson took the idea of local control so far that he prioritized the state over the nation in the Kentucky Resolutions of 1798, arguing that the Constitution was just an agreement and that states had the right to interpret and reject federal laws. This was extreme provincialism. "It is jealousy, not confidence, which prescribes limited constitutions," Jefferson wrote for the Kentucky legislature. Jealousy of the national government, rather than confidence in it—this reflects the interests of the local and agricultural communities.

Republican Simplicity.—Every act of the Jeffersonian party during its early days of power was in accord with the ideals of government which it professed. It had opposed all pomp and ceremony, calculated to give weight and dignity to the chief executive of the nation, as symbols of monarchy and high prerogative. Appropriately, therefore, Jefferson's inauguration on March 4, 1801, the first at the new capital at Washington, was marked by extreme simplicity. In keeping with this procedure he quit the practice, followed by Washington and Adams, of reading presidential addresses to Congress in joint assembly and adopted in its stead the plan of sending his messages in writing—a custom that was continued unbroken until 1913 when President Wilson returned to the example set by the first chief magistrate.

Republican Simplicity.—Every action of the Jeffersonian party during its early days in power aligned with the ideals of government it championed. It rejected all the pomp and ceremony meant to give weight and dignity to the nation's chief executive, viewing them as symbols of monarchy and excessive privilege. Therefore, Jefferson's inauguration on March 4, 1801, the first in the new capital of Washington, was characterized by extreme simplicity. Consistent with this approach he abandoned the practice, followed by Washington and Adams, of delivering presidential addresses to Congress in joint assembly and instead opted to send his messages in writing—a practice that continued without interruption until 1913 when President Wilson reverted to the example set by the first chief executive.

Republican Measures.—The Republicans had complained of a great national debt as the source of a dangerous "money power," giving strength to the federal government; accordingly they began to pay it off as rapidly as possible. They had held commerce in low esteem and looked upon a large navy as a mere device to protect it; consequently they reduced the number of warships. They had objected to excise taxes, particularly on whisky; these they quickly abolished, to the intense satisfaction of the farmers. They had protested against the heavy cost of the federal government; they reduced expenses by discharging hundreds of men from the army and abolishing many offices.

Republican Measures.—The Republicans had raised concerns about the huge national debt, which they saw as the source of a risky "money power" that strengthened the federal government. As a result, they started paying it off as quickly as possible. They had looked down on commerce and viewed a large navy as just a way to protect it; therefore, they cut down the number of warships. They were against excise taxes, especially on whisky; they swiftly eliminated these taxes, much to the farmers' delight. They had also objected to the high costs of the federal government; they reduced expenses by laying off hundreds of soldiers and eliminating various positions.

They had savagely criticized the Sedition law and Jefferson refused to enforce it. They had been deeply offended by the assault on freedom of speech and press and they promptly impeached Samuel Chase, a justice of the Supreme Court, who had been especially severe in his attacks upon offenders under the Sedition Act. Their failure to convict Justice Chase by a narrow margin was due to no lack of zeal on their part but to the Federalist strength in the Senate where the trial was held. They had regarded the appointment of a large number of federal judges during the last hours of Adams' administration as an attempt to intrench Federalists in the judiciary and to enlarge the sphere of the national government. Accordingly, they at once repealed the act creating the new judgeships, thus depriving the "midnight appointees" of their posts. They had considered the federal offices, civil and military, as sources of great strength to the Federalists and Jefferson, though committed to the principle that offices should be open to all and distributed according to merit, was careful to fill most of the vacancies as they occurred with trusted Republicans. To his credit, however, it must be said that he did not make wholesale removals to find room for party workers.

They had harshly criticized the Sedition law, and Jefferson refused to enforce it. They were deeply offended by the attack on freedom of speech and press, and they quickly impeached Samuel Chase, a Supreme Court justice, who had been particularly tough on offenders under the Sedition Act. Their failure to convict Justice Chase by a narrow margin wasn’t for lack of effort, but because of the Federalist strength in the Senate where the trial took place. They saw the appointment of many federal judges in the final hours of Adams' presidency as an effort to entrench Federalists in the judiciary and expand the reach of the national government. So, they immediately repealed the act that created the new judgeships, thus removing the "midnight appointees" from their positions. They viewed federal offices, both civil and military, as major sources of power for the Federalists, and Jefferson, while committed to the idea that offices should be available to everyone and given based on merit, was careful to fill most of the vacancies with trusted Republicans as they came up. To his credit, however, it should be noted that he didn’t make mass removals to create space for party supporters.

The Republicans thus hewed to the line of their general policy of restricting the weight, dignity, and activity of the national government. Yet there were no Republicans, as the Federalists asserted, prepared to urge serious modifications in the Constitution. "If there be any among us who wish to dissolve this union or to change its republican form," wrote Jefferson in his first inaugural, "let them stand undisturbed as monuments of the safety with which error of opinion may be tolerated where reason is left free to combat it." After reciting the fortunate circumstances of climate, soil, and isolation which made the future of America so full of promise, Jefferson concluded: "A wise and frugal government which shall restrain men from injuring one another, shall leave them otherwise free to regulate their own pursuits of industry and improvement and shall not take from the mouth of labour the bread it has earned. This is the sum of good government; and this is necessary to close the circle of our felicities."

The Republicans continued to follow their general policy of limiting the power, respect, and activities of the national government. However, there were no Republicans, as the Federalists claimed, willing to push for significant changes to the Constitution. "If there are any among us who want to break this union or change its republican form," Jefferson wrote in his first inaugural address, "let them remain undisturbed as reminders of how safely we can tolerate differing opinions when reason is free to challenge them." After mentioning the fortunate factors of climate, soil, and isolation that made America's future so promising, Jefferson concluded: "A wise and careful government that prevents people from harming each other will allow them the freedom to manage their own work and development and will not take away the bread earned by their labor. This is the essence of good government; and this is essential to complete our happiness."

In all this the Republicans had not reckoned with destiny. In a few short years that lay ahead it was their fate to double the territory of the country, making inevitable a continental nation; to give the Constitution a generous interpretation that shocked many a Federalist; to wage war on behalf of American commerce; to reëstablish the hated United States Bank; to enact a high protective tariff; to see their Federalist opponents in their turn discredited as nullifiers and provincials; to announce high national doctrines in foreign affairs; and to behold the Constitution exalted and defended against the pretensions of states by a son of old Virginia, John Marshall, Chief Justice of the Supreme Court of the United States.

In all this, the Republicans had not anticipated their fate. In the few short years ahead, they would double the country's territory, making a continental nation unavoidable; interpret the Constitution in a way that shocked many Federalists; fight for American commerce; reinstate the unpopular United States Bank; implement a high protective tariff; watch as their Federalist opponents were discredited as nullifiers and provincial; proclaim strong national policies in foreign affairs; and see the Constitution upheld and defended against state claims by a son of Virginia, John Marshall, Chief Justice of the Supreme Court of the United States.

The Republicans and the American West

Expansion and Land Hunger.—The first of the great measures which drove the Republicans out upon this new national course—the purchase of the Louisiana territory—was the product of circumstances rather than of their deliberate choosing. It was not the lack of land for his cherished farmers that led Jefferson to add such an immense domain to the original possessions of the United States. In the Northwest territory, now embracing Ohio, Indiana, Illinois, Michigan, Wisconsin, and a portion of Minnesota, settlements were mainly confined to the north bank of the Ohio River. To the south, in Kentucky and Tennessee, where there were more than one hundred thousand white people who had pushed over the mountains from Virginia and the Carolinas, there were still wide reaches of untilled soil. The Alabama and Mississippi regions were vast Indian frontiers of the state of Georgia, unsettled and almost unexplored. Even to the wildest imagination there seemed to be territory enough to satisfy the land hunger of the American people for a century to come.

Expansion and Land Hunger.—The first major decision that pushed the Republicans into this new national direction—the purchase of the Louisiana territory—was more of a result of circumstances than a carefully planned choice. It wasn't the shortage of land for his beloved farmers that prompted Jefferson to expand the United States with such a huge territory. In the Northwest territory, which now includes Ohio, Indiana, Illinois, Michigan, Wisconsin, and part of Minnesota, settlements were mostly limited to the north bank of the Ohio River. To the south, in Kentucky and Tennessee, where over one hundred thousand white settlers had moved over the mountains from Virginia and the Carolinas, there were still large areas of untapped land. The Alabama and Mississippi regions were vast Indian territories in the state of Georgia, largely unsettled and almost unexplored. Even the wildest imaginations would suggest there was enough land to meet the American people's hunger for property for a century to come.

The Significance of the Mississippi River.—At all events the East, then the center of power, saw no good reason for expansion. The planters of the Carolinas, the manufacturers of Pennsylvania, the importers of New York, the shipbuilders of New England, looking to the seaboard and to Europe for trade, refinements, and sometimes their ideas of government, were slow to appreciate the place of the West in national economy. The better educated the Easterners were, the less, it seems, they comprehended the destiny of the nation. Sons of Federalist fathers at Williams College, after a long debate decided by a vote of fifteen to one that the purchase of Louisiana was undesirable.

The Significance of the Mississippi River.—In any case, the East, which was the center of power at that time, saw no reason to expand. The plantation owners in the Carolinas, the manufacturers in Pennsylvania, the importers in New York, and the shipbuilders in New England, all focused on the coast and Europe for trade, sophistication, and sometimes their ideas about government, were slow to recognize the importance of the West in the national economy. Interestingly, the better educated the people in the East were, the less they seemed to understand the country’s future. Sons of Federalist fathers at Williams College, after a lengthy debate, voted fifteen to one against the idea of purchasing Louisiana.

On the other hand, the pioneers of Kentucky, Ohio, and Tennessee, unlearned in books, saw with their own eyes the resources of the wilderness. Many of them had been across the Mississippi and had beheld the rich lands awaiting the plow of the white man. Down the great river they floated their wheat, corn, and bacon to ocean-going ships bound for the ports of the seaboard or for Europe. The land journeys over the mountain barriers with bulky farm produce, they knew from experience, were almost impossible, and costly at best. Nails, bolts of cloth, tea, and coffee could go or come that way, but not corn and bacon. A free outlet to the sea by the Mississippi was as essential to the pioneers of the Kentucky region as the harbor of Boston to the merchant princes of that metropolis.

On the other hand, the pioneers of Kentucky, Ohio, and Tennessee, who weren’t well-educated, experienced the resources of the wilderness firsthand. Many of them had crossed the Mississippi and seen the fertile lands ready for farming by the white settlers. They transported their wheat, corn, and bacon down the great river to ocean-going ships headed for the coast or Europe. They knew from experience that land routes over the mountains for shipping bulky farm products were nearly impossible and very expensive. While nails, bolts of cloth, tea, and coffee could travel that way, corn and bacon could not. Access to the sea via the Mississippi was just as crucial to the pioneers of Kentucky as the harbor of Boston was to the wealthy merchants of that city.

Louisiana under Spanish Rule.—For this reason they watched with deep solicitude the fortunes of the Spanish king to whom, at the close of the Seven Years' War, had fallen the Louisiana territory stretching from New Orleans to the Rocky Mountains. While he controlled the mouth of the Mississippi there was little to fear, for he had neither the army nor the navy necessary to resist any invasion of American trade. Moreover, Washington had been able, by the exercise of great tact, to secure from Spain in 1795 a trading privilege through New Orleans which satisfied the present requirements of the frontiersmen even if it did not allay their fears for the future. So things stood when a swift succession of events altered the whole situation.

Louisiana under Spanish Rule.—For this reason, they closely monitored the situation of the Spanish king, who, after the Seven Years' War, gained control of the Louisiana territory stretching from New Orleans to the Rocky Mountains. As long as he controlled the mouth of the Mississippi, there was little to worry about since he lacked the army and navy needed to resist any invasion of American trade. Furthermore, Washington had managed, through careful diplomacy, to secure a trading privilege from Spain in 1795 that met the immediate needs of the frontiersmen, even if it didn’t alleviate their concerns for the future. This was the situation when a rapid series of events changed everything.

Louisiana Transferred to France.—In July, 1802, a royal order from Spain instructed the officials at New Orleans to close the port to American produce. About the same time a disturbing rumor, long current, was confirmed—Napoleon had coerced Spain into returning Louisiana to France by a secret treaty signed in 1800. "The scalers of the Alps and conquerors of Venice" now looked across the sea for new scenes of adventure. The West was ablaze with excitement. A call for war ran through the frontier; expeditions were organized to prevent the landing of the French; and petitions for instant action flooded in upon Jefferson.

Louisiana Transferred to France.—In July 1802, a royal order from Spain told the officials in New Orleans to shut the port to American goods. Around the same time, an unsettling rumor that had been circulating for a while was confirmed—Napoleon had pressured Spain into giving Louisiana back to France through a secret treaty signed in 1800. "The climbers of the Alps and conquerors of Venice" were now looking across the ocean for new adventures. The West was filled with excitement. There was a call for war throughout the frontier; expeditions were organized to prevent the French from landing; and petitions for immediate action flooded Jefferson's desk.

Jefferson Sees the Danger.—Jefferson, the friend of France and sworn enemy of England, compelled to choose in the interest of America, never winced. "The cession of Louisiana and the Floridas by Spain to France," he wrote to Livingston, the American minister in Paris, "works sorely on the United States. It completely reverses all the political relations of the United States and will form a new epoch in our political course.... There is on the globe one single spot, the possessor of which is our natural and habitual enemy. It is New Orleans through which the produce of three-eighths of our territory must pass to market.... France, placing herself in that door, assumes to us an attitude of defiance. Spain might have retained it quietly for years. Her pacific dispositions, her feeble state would induce her to increase our facilities there.... Not so can it ever be in the hands of France.... The day that France takes possession of New Orleans fixes the sentence which is to restrain her forever within her low water mark.... It seals the union of the two nations who in conjunction can maintain exclusive possession of the ocean. From that moment we must marry ourselves to the British fleet and nation.... This is not a state of things we seek or desire. It is one which this measure, if adopted by France, forces on us as necessarily as any other cause by the laws of nature brings on its necessary effect."

Jefferson Sees the Danger.—Jefferson, a friend of France and a staunch opponent of England, faced a tough choice for America's sake, but he never flinched. "The transfer of Louisiana and the Floridas from Spain to France," he wrote to Livingston, the American minister in Paris, "greatly concerns the United States. It completely changes all political relations for us and will mark a new era in our political journey.... There's only one place on the globe, the possessor of , that is our natural and persistent enemy. It is New Orleans, through which the goods from three-eighths of our land must pass to reach the market.... France, by taking control of that gateway, puts herself in a defiant position against us. Spain could have kept it quietly for years. Her peaceful nature and weak condition would make her likely to enhance our access there.... This can never be true under French control.... The moment France occupies New Orleans, it locks in a fate that will keep her forever within her limits.... It solidifies the alliance of the two nations that can together maintain exclusive control of the ocean. From that point, we’ll have to align ourselves with the British fleet and nation.... This is not the situation we want or desire. It’s one that this action, if taken by France, forces upon us just as naturally as any other cause leads to its inevitable consequence."

Louisiana Purchased.—Acting on this belief, but apparently seeing only the Mississippi outlet at stake, Jefferson sent his friend, James Monroe, to France with the power to buy New Orleans and West Florida. Before Monroe arrived, the regular minister, Livingston, had already convinced Napoleon that it would be well to sell territory which might be wrested from him at any moment by the British sea power, especially as the war, temporarily stopped by the peace of Amiens, was once more raging in Europe. Wise as he was in his day, Livingston had at first no thought of buying the whole Louisiana country. He was simply dazed when Napoleon offered to sell the entire domain and get rid of the business altogether. Though staggered by the proposal, he and Monroe decided to accept. On April 30, they signed the treaty of cession, agreeing to pay $11,250,000 in six per cent bonds and to discharge certain debts due French citizens, making in all approximately fifteen millions. Spain protested, Napoleon's brother fumed, French newspapers objected; but the deed was done.

Louisiana Purchase.—Believing this, but seemingly focused only on the Mississippi outlet, Jefferson sent his friend, James Monroe, to France with the authority to purchase New Orleans and West Florida. Before Monroe arrived, the regular minister, Livingston, had already persuaded Napoleon that selling territory which could be taken from him at any moment by British naval power was wise, especially since the war, briefly paused by the peace of Amiens, was once again active in Europe. Smart as he was in his time, Livingston initially had no idea of buying the entire Louisiana territory. He was simply shocked when Napoleon offered to sell the whole area and end the matter entirely. Although taken aback by the offer, he and Monroe decided to go for it. On April 30, they signed the treaty of cession, agreeing to pay $11,250,000 in six percent bonds and to settle some debts owed to French citizens, totaling about fifteen million overall. Spain protested, Napoleon's brother was angry, and French newspapers objected; but the deal was done.

Jefferson and His Constitutional Scruples.—When the news of this extraordinary event reached the United States, the people were filled with astonishment, and no one was more surprised than Jefferson himself. He had thought of buying New Orleans and West Florida for a small sum, and now a vast domain had been dumped into the lap of the nation. He was puzzled. On looking into the Constitution he found not a line authorizing the purchase of more territory and so he drafted an amendment declaring "Louisiana, as ceded by France,—a part of the United States." He had belabored the Federalists for piling up a big national debt and he could hardly endure the thought of issuing more bonds himself.

Jefferson and His Constitutional Scruples.—When the news of this extraordinary event reached the United States, the people were filled with shock, and no one was more taken aback than Jefferson himself. He had considered buying New Orleans and West Florida for a small amount, and now a vast territory had just been handed over to the nation. He was confused. Upon examining the Constitution, he found not a single line allowing for the purchase of additional territory, so he drafted an amendment stating "Louisiana, as ceded by France,—a part of the United States." He had criticized the Federalists for accumulating a large national debt and could hardly stand the idea of issuing more bonds himself.

In the midst of his doubts came the news that Napoleon might withdraw from the bargain. Thoroughly alarmed by that, Jefferson pressed the Senate for a ratification of the treaty. He still clung to his original idea that the Constitution did not warrant the purchase; but he lamely concluded: "If our friends shall think differently, I shall certainly acquiesce with satisfaction; confident that the good sense of our country will correct the evil of construction when it shall produce ill effects." Thus the stanch advocate of "strict interpretation" cut loose from his own doctrine and intrusted the construction of the Constitution to "the good sense" of his countrymen.

In the middle of his doubts, he received news that Napoleon might back out of the deal. Very alarmed by this, Jefferson urged the Senate to approve the treaty. He still held on to his initial belief that the Constitution didn't allow for the purchase; however, he weakly concluded, "If our friends think differently, I will certainly go along with it; confident that the good judgment of our country will fix any issues caused by misinterpretation." So, the strong supporter of "strict interpretation" drifted away from his own principle and left the interpretation of the Constitution to "the good sense" of his fellow citizens.

The Treaty Ratified.—This unusual transaction, so favorable to the West, aroused the ire of the seaboard Federalists. Some denounced it as unconstitutional, easily forgetting Hamilton's masterly defense of the bank, also not mentioned in the Constitution. Others urged that, if "the howling wilderness" ever should be settled, it would turn against the East, form new commercial connections, and escape from federal control. Still others protested that the purchase would lead inevitably to the dominance of a "hotch potch of wild men from the Far West." Federalists, who thought "the broad back of America" could readily bear Hamilton's consolidated debt, now went into agonies over a bond issue of less than one-sixth of that amount. But in vain. Jefferson's party with a high hand carried the day. The Senate, after hearing the Federalist protest, ratified the treaty. In December, 1803, the French flag was hauled down from the old government buildings in New Orleans and the Stars and Stripes were hoisted as a sign that the land of Coronado, De Soto, Marquette, and La Salle had passed forever to the United States.

The Treaty Ratified.—This unusual deal, which was very beneficial to the West, angered the Federalists along the coast. Some called it unconstitutional, easily overlooking Hamilton's brilliant argument in favor of the bank, which was also not mentioned in the Constitution. Others argued that if "the howling wilderness" ever became settled, it would turn against the East, form new trade connections, and break free from federal control. Still others warned that the purchase would inevitably lead to the rise of a "mishmash of wild men from the Far West." Federalists, who believed that "the broad back of America" could easily support Hamilton's consolidated debt, were now in a frenzy over a bond issue of less than one-sixth of that amount. But it was all for nothing. Jefferson's party decisively won the day. The Senate, after listening to the Federalist objections, ratified the treaty. In December 1803, the French flag was lowered from the old government buildings in New Orleans, and the Stars and Stripes were raised as a symbol that the lands explored by Coronado, De Soto, Marquette, and La Salle had permanently become part of the United States.

The United States in 1805
The U.S. in 1805

By a single stroke, the original territory of the United States was more than doubled. While the boundaries of the purchase were uncertain, it is safe to say that the Louisiana territory included what is now Arkansas, Missouri, Iowa, Oklahoma, Kansas, Nebraska, South Dakota, and large portions of Louisiana, Minnesota, North Dakota, Colorado, Montana, and Wyoming. The farm lands that the friends of "a little America" on the seacoast declared a hopeless wilderness were, within a hundred years, fully occupied and valued at nearly seven billion dollars—almost five hundred times the price paid to Napoleon.

With one decisive action, the original territory of the United States was more than doubled. Although the exact boundaries of the purchase were unclear, it's safe to say that the Louisiana territory included what we now know as Arkansas, Missouri, Iowa, Oklahoma, Kansas, Nebraska, South Dakota, and large parts of Louisiana, Minnesota, North Dakota, Colorado, Montana, and Wyoming. The farmland that the supporters of "a little America" on the coast called a hopeless wilderness was, within a hundred years, completely developed and worth nearly seven billion dollars—almost five hundred times the amount paid to Napoleon.

Western Explorations.—Having taken the fateful step, Jefferson wisely began to make the most of it. He prepared for the opening of the new country by sending the Lewis and Clark expedition to explore it, discover its resources, and lay out an overland route through the Missouri Valley and across the Great Divide to the Pacific. The story of this mighty exploit, which began in the spring of 1804 and ended in the autumn of 1806, was set down with skill and pains in the journal of Lewis and Clark; when published even in a short form, it invited the forward-looking men of the East to take thought about the western empire. At the same time Zebulon Pike, in a series of journeys, explored the sources of the Mississippi River and penetrated the Spanish territories of the far Southwest. Thus scouts and pioneers continued the work of diplomats.

Western Explorations.—After making that crucial decision, Jefferson smartly started to capitalize on it. He prepared for the development of the new territory by sending the Lewis and Clark expedition to explore, discover its resources, and establish an overland route through the Missouri Valley and across the Rocky Mountains to the Pacific. The tale of this grand undertaking, which started in the spring of 1804 and concluded in the autumn of 1806, was recorded with care in the journal of Lewis and Clark; when published, even in a brief format, it inspired forward-thinking individuals in the East to consider the western empire. At the same time, Zebulon Pike, through a series of journeys, explored the sources of the Mississippi River and ventured into the Spanish territories of the far Southwest. Therefore, scouts and pioneers continued the efforts of diplomats.

The Republican Struggle for Economic Independence

The English and French Blockades.—In addition to bringing Louisiana to the United States, the reopening of the European War in 1803, after a short lull, renewed in an acute form the commercial difficulties that had plagued the country all during the administrations of Washington and Adams. The Republicans were now plunged into the hornets' nest. The party whose ardent spirits had burned Jay in effigy, stoned Hamilton for defending his treaty, jeered Washington's proclamation of neutrality, and spoken bitterly of "timid traders," could no longer take refuge in criticism. It had to act.

The English and French Blockades.—In addition to bringing Louisiana into the United States, the reopening of the European War in 1803, after a brief pause, intensified the commercial challenges that had troubled the country throughout the presidencies of Washington and Adams. The Republicans were now caught in a tough situation. The party that had once burned Jay in effigy, attacked Hamilton for defending his treaty, mocked Washington's proclamation of neutrality, and harshly criticized "timid traders," could no longer hide behind criticism. It had to take action.

Its troubles took a serious turn in 1806. England, in a determined effort to bring France to her knees by starvation, declared the coast of Europe blockaded from Brest to the mouth of the Elbe River. Napoleon retaliated by his Berlin Decree of November, 1806, blockading the British Isles—a measure terrifying to American ship owners whose vessels were liable to seizure by any French rover, though Napoleon had no navy to make good his proclamation. Great Britain countered with a still more irritating decree—the Orders in Council of 1807. It modified its blockade, but in so doing merely authorized American ships not carrying munitions of war to complete their voyage to the Continent, on condition of their stopping at a British port, securing a license, and paying a tax. This, responded Napoleon, was the height of insolence, and he denounced it as a gross violation of international law. He then closed the circle of American troubles by issuing his Milan Decree of December, 1807. This order declared that any ship which complied with the British rules would be subject to seizure and confiscation by French authorities.

Its troubles took a serious turn in 1806. England, in a determined effort to bring France to its knees by starvation, declared the coast of Europe blockaded from Brest to the mouth of the Elbe River. Napoleon retaliated with his Berlin Decree of November 1806, blockading the British Isles—a move that terrified American ship owners whose vessels could be seized by any French privateer, despite Napoleon having no navy to enforce his proclamation. Great Britain responded with an even more irritating decree—the Orders in Council of 1807. It modified its blockade but only allowed American ships not carrying war goods to complete their voyage to the Continent, provided they stopped at a British port, secured a license, and paid a tax. Napoleon reacted by calling this the height of insolence, denouncing it as a blatant violation of international law. He then intensified American troubles by issuing his Milan Decree of December 1807. This order stated that any ship complying with British rules would be subject to seizure and confiscation by French authorities.

The Impressment of Seamen.—That was not all. Great Britain, in dire need of men for her navy, adopted the practice of stopping American ships, searching them, and carrying away British-born sailors found on board. British sailors were so badly treated, so cruelly flogged for trivial causes, and so meanly fed that they fled in crowds to the American marine. In many cases it was difficult to tell whether seamen were English or American. They spoke the same language, so that language was no test. Rovers on the deep and stragglers in the ports of both countries, they frequently had no papers to show their nativity. Moreover, Great Britain held to the old rule—"Once an Englishman, always an Englishman"—a doctrine rejected by the United States in favor of the principle that a man could choose the nation to which he would give allegiance. British sea captains, sometimes by mistake, and often enough with reckless indifference, carried away into servitude in their own navy genuine American citizens. The process itself, even when executed with all the civilities of law, was painful enough, for it meant that American ships were forced to "come to," and compelled to rest submissively under British guns until the searching party had pried into records, questioned seamen, seized and handcuffed victims. Saints could not have done this work without raising angry passions, and only saints could have endured it with patience and fortitude.

The Impressment of Seamen.—That wasn’t all. Great Britain, desperate for sailors for her navy, started stopping American ships, searching them, and taking away British-born sailors found on board. British sailors were treated so badly, often flogged for minor offenses, and poorly fed that they fled in droves to the American navy. In many cases, it was hard to tell whether sailors were English or American. They spoke the same language, so language wasn’t a reliable identifier. Wanderers at sea and drifters in the ports of both countries often didn’t have any papers to prove their nationality. Furthermore, Great Britain stuck to the old saying—"Once an Englishman, always an Englishman"—a belief rejected by the United States in favor of the idea that a person could choose which nation to pledge allegiance to. British sea captains, sometimes by accident and often with careless disregard, ended up taking actual American citizens into servitude in their navy. The whole process, even when done legally, was painful enough, as American ships were forced to stop and had to remain under British guns until the search party went through records, questioned sailors, and took victims away in handcuffs. No one could have carried out this task without stirring up anger, and only someone truly virtuous could have handled it with patience and strength.

Had the enactment of the scenes been confined to the high seas and knowledge of them to rumors and newspaper stories, American resentment might not have been so intense; but many a search and seizure was made in sight of land. British and French vessels patrolled the coasts, firing on one another and chasing one another in American waters within the three-mile limit. When, in the summer of 1807, the American frigate Chesapeake refused to surrender men alleged to be deserters from King George's navy, the British warship Leopard opened fire, killing three men and wounding eighteen more—an act which even the British ministry could hardly excuse. If the French were less frequently the offenders, it was not because of their tenderness about American rights but because so few of their ships escaped the hawk-eyed British navy to operate in American waters.

If the scenes had only taken place on the high seas and people had only learned about them through rumors and newspaper reports, American anger might not have been so strong. However, many search and seizure actions happened right off the coast. British and French ships patrolled the coasts, firing at each other and chasing one another in American waters within the three-mile limit. In the summer of 1807, when the American frigate Chesapeake refused to hand over men said to be deserters from King George’s navy, the British warship Leopard opened fire, killing three men and injuring eighteen more—an act that even the British government struggled to justify. Although the French were less often the culprits, it wasn’t because they cared about American rights; it was simply that so few of their ships managed to slip past the watchful British navy to operate in American waters.

The Losses in American Commerce.—This high-handed conduct on the part of European belligerents was very injurious to American trade. By their enterprise, American shippers had become the foremost carriers on the Atlantic Ocean. In a decade they had doubled the tonnage of American merchant ships under the American flag, taking the place of the French marine when Britain swept that from the seas, and supplying Britain with the sinews of war for the contest with the Napoleonic empire. The American shipping engaged in foreign trade embraced 363,110 tons in 1791; 669,921 tons in 1800; and almost 1,000,000 tons in 1810. Such was the enterprise attacked by the British and French decrees. American ships bound for Great Britain were liable to be captured by French privateers which, in spite of the disasters of the Nile and Trafalgar, ranged the seas. American ships destined for the Continent, if they failed to stop at British ports and pay tribute, were in great danger of capture by the sleepless British navy and its swarm of auxiliaries. American sea captains who, in fear of British vengeance, heeded the Orders in Council and paid the tax were almost certain to fall a prey to French vengeance, for the French were vigorous in executing the Milan Decree.

The Losses in American Commerce.—This aggressive behavior from European combatants seriously harmed American trade. Thanks to their initiative, American shippers had become the leading carriers on the Atlantic Ocean. In just ten years, they had doubled the tonnage of American merchant ships flying the American flag, replacing the French fleet when Britain drove it from the seas and providing Britain with essential supplies for its struggle against the Napoleonic empire. The American shipping involved in foreign trade included 363,110 tons in 1791; 669,921 tons in 1800; and nearly 1,000,000 tons in 1810. This enterprising industry was targeted by British and French decrees. American ships headed for Great Britain were at risk of being captured by French privateers, which continued to roam the seas despite the defeats at the Nile and Trafalgar. American vessels bound for the Continent, if they didn't stop at British ports and pay tribute, faced significant danger of capture by the vigilant British navy and its many allies. American sea captains who, fearing British retaliation, complied with the Orders in Council and paid the tax were almost guaranteed to fall victim to French retribution, as the French were aggressive in enforcing the Milan Decree.

Jefferson's Policy.—The President's dilemma was distressing. Both the belligerents in Europe were guilty of depredations on American commerce. War on both of them was out of the question. War on France was impossible because she had no territory on this side of the water which could be reached by American troops and her naval forces had been shattered at the battles of the Nile and Trafalgar. War on Great Britain, a power which Jefferson's followers feared and distrusted, was possible but not inviting. Jefferson shrank from it. A man of peace, he disliked war's brazen clamor; a man of kindly spirit, he was startled at the death and destruction which it brought in its train. So for the eight years Jefferson steered an even course, suggesting measure after measure with a view to avoiding bloodshed. He sent, it is true, Commodore Preble in 1803 to punish Mediterranean pirates preying upon American commerce; but a great war he evaded with passionate earnestness, trying in its place every other expedient to protect American rights.

Jefferson's Policy.—The President faced a tough situation. Both sides in Europe were harming American trade. Going to war with either was not an option. War with France was impossible because they had no land here that American troops could reach, and their navy had been weakened at the battles of the Nile and Trafalgar. War with Great Britain, which Jefferson's supporters feared and mistrusted, was possible but not appealing. Jefferson was reluctant. As a man of peace, he disliked the loud chaos of war; as a kind person, he was horrified by the death and destruction it caused. So for eight years, Jefferson maintained a steady approach, proposing measure after measure aimed at avoiding violence. It’s true that he sent Commodore Preble in 1803 to deal with Mediterranean pirates attacking American trade; however, he passionately sought to avoid a major war, trying every other way to protect American rights instead.

The Embargo and Non-intercourse Acts.—In 1806, Congress passed and Jefferson approved a non-importation act closing American ports to certain products from British dominions—a measure intended as a club over the British government's head. This law, failing in its purpose, Jefferson proposed and Congress adopted in December, 1807, the Embargo Act forbidding all vessels to leave American harbors for foreign ports. France and England were to be brought to terms by cutting off their supplies.

The Embargo and Non-intercourse Acts.—In 1806, Congress passed and Jefferson approved a non-importation act that closed American ports to certain products from British territories—a tactic aimed at pressuring the British government. This law didn't achieve its goal, so Jefferson proposed and Congress adopted the Embargo Act in December 1807, which prohibited all ships from leaving American ports for foreign destinations. The plan was to force France and England to negotiate by cutting off their supplies.

The result of the embargo was pathetic. England and France refused to give up search and seizure. American ship owners who, lured by huge profits, had formerly been willing to take the risk were now restrained by law to their home ports. Every section suffered. The South and West found their markets for cotton, rice, tobacco, corn, and bacon curtailed. Thus they learned by bitter experience the national significance of commerce. Ship masters, ship builders, longshoremen, and sailors were thrown out of employment while the prices of foreign goods doubled. Those who obeyed the law were ruined; violators of the law smuggled goods into Canada and Florida for shipment abroad.

The outcome of the embargo was a disaster. England and France refused to stop their search and seizure practices. American ship owners, who had previously been tempted by high profits and willing to take risks, were now legally restricted to their home ports. Every region was affected. The South and West saw their markets for cotton, rice, tobacco, corn, and bacon shrink. They learned the hard way how important commerce was to the nation. Ship captains, shipbuilders, dock workers, and sailors lost their jobs while the prices of foreign goods skyrocketed. Those who followed the law were left in ruins; lawbreakers smuggled goods into Canada and Florida to ship them overseas.

Jefferson's friends accepted the medicine with a wry face as the only alternative to supine submission or open war. His opponents, without offering any solution of their own, denounced it as a contemptible plan that brought neither relief nor honor. Beset by the clamor that arose on all sides, Congress, in the closing days of Jefferson's administration, repealed the Embargo law and substituted a Non-intercourse act forbidding trade with England and France while permitting it with other countries—a measure equally futile in staying the depredations on American shipping.

Jefferson's friends accepted the medicine with a grimace, seeing it as the only option between passive submission and open conflict. His opponents, without proposing any solutions of their own, condemned it as a despicable plan that provided neither relief nor honor. Overwhelmed by the uproar from all sides, Congress, in the final days of Jefferson's administration, repealed the Embargo law and replaced it with a Non-intercourse act that prohibited trade with England and France while allowing trade with other countries—a measure that proved just as useless in preventing the attacks on American shipping.

Jefferson Retires in Favor of Madison.—Jefferson, exhausted by endless wrangling and wounded, as Washington had been, by savage criticism, welcomed March 4, 1809. His friends urged him to "stay by the ship" and accept a third term. He declined, saying that election for life might result from repeated reëlection. In following Washington's course and defending it on principle, he set an example to all his successors, making the "third term doctrine" a part of American unwritten law.

Jefferson Retires in Favor of Madison.—Jefferson, worn out by constant arguments and hurt, like Washington before him, by harsh criticism, welcomed March 4, 1809. His friends encouraged him to "stick with the ship" and accept a third term. He refused, stating that being elected for life could happen with repeated reëlections. By following Washington's lead and standing by it on principle, he set an example for all future leaders, making the "third term doctrine" a part of America’s unwritten law.

His intimate friend, James Madison, to whom he turned over the burdens of his high office was, like himself, a man of peace. Madison had been a leader since the days of the Revolution, but in legislative halls and council chambers, not on the field of battle. Small in stature, sensitive in feelings, studious in habits, he was no man for the rough and tumble of practical politics. He had taken a prominent and distinguished part in the framing and the adoption of the Constitution. He had served in the first Congress as a friend of Hamilton's measures. Later he attached himself to Jefferson's fortunes and served for eight years as his first counselor, the Secretary of State. The principles of the Constitution, which he had helped to make and interpret, he was now as President called upon to apply in one of the most perplexing moments in all American history. In keeping with his own traditions and following in the footsteps of Jefferson, he vainly tried to solve the foreign problem by negotiation.

His close friend, James Madison, to whom he handed over the responsibilities of his high office, was, like him, a man of peace. Madison had been a leader since the Revolutionary War, but in legislative halls and council chambers, not on the battlefield. Small in stature, sensitive in feelings, and studious by nature, he was not suited for the rough and tumble of practical politics. He played a significant and distinguished role in the framing and adoption of the Constitution. He served in the first Congress as a supporter of Hamilton's policies. Later, he aligned himself with Jefferson and worked for eight years as his main advisor, the Secretary of State. Now, as President, he was called upon to apply the principles of the Constitution, which he had helped create and interpret, during one of the most challenging times in American history. True to his own traditions and following Jefferson's example, he unsuccessfully tried to resolve the foreign crisis through negotiation.

The Trend of Events.—Whatever difficulties Madison had in making up his mind on war and peace were settled by events beyond his own control. In the spring of 1811, a British frigate held up an American ship near the harbor of New York and impressed a seaman alleged to be an American citizen. Burning with resentment, the captain of the President, an American warship, acting under orders, poured several broadsides into the Little Belt, a British sloop, suspected of being the guilty party. The British also encouraged the Indian chief Tecumseh, who welded together the Indians of the Northwest under British protection and gave signs of restlessness presaging a revolt. This sent a note of alarm along the frontier that was not checked even when, in November, Tecumseh's men were badly beaten at Tippecanoe by William Henry Harrison. The Indians stood in the way of the advancing frontier, and it seemed to the pioneers that, without support from the British in Canada, the Red Men would soon be subdued.

The Trend of Events.—Any struggles Madison faced in deciding on war and peace were determined by events he couldn’t control. In the spring of 1811, a British frigate stopped an American ship near New York Harbor and forced a seaman who was said to be an American citizen into service. Furious, the captain of the President, an American warship, following orders, fired several broadside shots at the Little Belt, a British sloop suspected of wrongdoing. The British also supported the Indian chief Tecumseh, who united the Indians of the Northwest under British protection and showed signs of unrest indicating a possible revolt. This raised alarms along the frontier that continued even after Tecumseh's forces were defeated at Tippecanoe by William Henry Harrison in November. The Indians obstructed the advancing frontier, and it seemed to the pioneers that, without help from the British in Canada, the Native Americans would soon be overcome.

Clay and Calhoun.—While events were moving swiftly and rumors were flying thick and fast, the mastery of the government passed from the uncertain hands of Madison to a party of ardent young men in Congress, dubbed "Young Republicans," under the leadership of two members destined to be mighty figures in American history: Henry Clay of Kentucky and John C. Calhoun of South Carolina. The former contended, in a flair of folly, that "the militia of Kentucky alone are competent to place Montreal and Upper Canada at your feet." The latter with a light heart spoke of conquering Canada in a four weeks' campaign. "It must not be inferred," says Channing, "that in advocating conquest, the Westerners were actuated merely by desire for land; they welcomed war because they thought it would be the easiest way to abate Indian troubles. The savages were supported by the fur-trading interests that centred at Quebec and London.... The Southerners on their part wished for Florida and they thought that the conquest of Canada would obviate some Northern opposition to this acquisition of slave territory." While Clay and Calhoun, spokesmen of the West and South, were not unmindful of what Napoleon had done to American commerce, they knew that their followers still remembered with deep gratitude the aid of the French in the war for independence and that the embers of the old hatred for George III, still on the throne, could be readily blown into flame.

Clay and Calhoun.—As events were unfolding quickly and rumors were spreading rapidly, control of the government shifted from the uncertain leadership of Madison to a group of passionate young men in Congress called "Young Republicans," led by two individuals who would become significant figures in American history: Henry Clay from Kentucky and John C. Calhoun from South Carolina. Clay boldly claimed, somewhat foolishly, that "the militia of Kentucky alone are capable of bringing Montreal and Upper Canada to your feet." Calhoun, with a carefree spirit, suggested that conquering Canada could be done in a four-week campaign. "It shouldn't be assumed," Channing states, "that the Westerners were motivated only by a craving for land in advocating for conquest; they welcomed war because they believed it would be the easiest solution to reduce Indian conflicts. The native tribes were backed by the fur-trading interests based in Quebec and London... The Southerners, for their part, had their eyes on Florida, thinking that conquering Canada would lessen some Northern resistance to acquiring more slave territory." While Clay and Calhoun, representatives of the West and South, were aware of how Napoleon had impacted American trade, they knew that their supporters still held deep gratitude for the French assistance during the war for independence and that the lingering animosity towards George III, who was still on the throne, could easily be reignited.

Madison Accepts War as Inevitable.—The conduct of the British ministers with whom Madison had to deal did little to encourage him in adhering to the policy of "watchful waiting." One of them, a high Tory, believed that all Americans were alike "except that a few are less knaves than others" and his methods were colored by his belief. On the recall of this minister the British government selected another no less high and mighty in his principles and opinions. So Madison became thoroughly discouraged about the outcome of pacific measures. When the pressure from Congress upon him became too heavy, he gave way, signing on June 18, 1812, the declaration of war on Great Britain. In proclaiming hostilities, the administration set forth the causes which justified the declaration; namely, the British had been encouraging the Indians to attack American citizens on the frontier; they had ruined American trade by blockades; they had insulted the American flag by stopping and searching our ships; they had illegally seized American sailors and driven them into the British navy.

Madison Accepts War as Inevitable.—The behavior of the British ministers Madison had to deal with did little to inspire him to stick with the policy of "watchful waiting." One of them, a high Tory, thought all Americans were basically the same "except that a few are less dishonest than others," and his approach reflected that belief. When this minister was recalled, the British government chose another one just as high and mighty in his principles and opinions. As a result, Madison became completely discouraged about the prospects for peaceful solutions. When Congress’s pressure on him became too intense, he conceded, signing the declaration of war against Great Britain on June 18, 1812. In declaring hostilities, the administration outlined the reasons justifying the declaration: the British had been encouraging Native Americans to attack American citizens on the frontier; they had devastated American trade through blockades; they had disrespected the American flag by stopping and searching our ships; they had unlawfully seized American sailors and forced them into the British navy.

The Course of the War.—The war lasted for nearly three years without bringing victory to either side. The surrender of Detroit by General Hull to the British and the failure of the American invasion of Canada were offset by Perry's victory on Lake Erie and a decisive blow administered to British designs for an invasion of New York by way of Plattsburgh. The triumph of Jackson at New Orleans helped to atone for the humiliation suffered in the burning of the Capitol by the British. The stirring deeds of the Constitution, the United States, and the Argus on the seas, the heroic death of Lawrence and the victories of a hundred privateers furnished consolation for those who suffered from the iron blockade finally established by the British government when it came to appreciate the gravity of the situation. While men love the annals of the sea, they will turn to the running battles, the narrow escapes, and the reckless daring of American sailors in that naval contest with Great Britain.

The Course of the War.—The war lasted for almost three years without a win for either side. The surrender of Detroit by General Hull to the British and the failed American invasion of Canada were balanced out by Perry's victory on Lake Erie and a significant setback to British plans for invading New York via Plattsburgh. Jackson's success at New Orleans helped make up for the embarrassment of the Capitol being burned by the British. The courageous actions of the Constitution, the United States, and the Argus at sea, the heroic death of Lawrence, and the victories of numerous privateers provided some comfort for those enduring the strict blockade that the British government implemented once it grasped the seriousness of the situation. As long as people enjoy stories of the sea, they will remember the skirmishes, the close calls, and the boldness of American sailors in that naval conflict with Great Britain.

All this was exciting but it was inconclusive. In fact, never was a government less prepared than was that of the United States in 1812. It had neither the disciplined troops, the ships of war, nor the supplies required by the magnitude of the military task. It was fortune that favored the American cause. Great Britain, harassed, worn, and financially embarrassed by nearly twenty years of fighting in Europe, was in no mood to gather her forces for a titanic effort in America even after Napoleon was overthrown and sent into exile at Elba in the spring of 1814. War clouds still hung on the European horizon and the conflict temporarily halted did again break out. To be rid of American anxieties and free for European eventualities, England was ready to settle with the United States, especially as that could be done without conceding anything or surrendering any claims.

All this was thrilling, but it was inconclusive. In fact, no government was less prepared than the United States in 1812. It lacked the trained troops, warships, and supplies needed for such a big military challenge. Luck was on the side of the American cause. Great Britain, worn out and financially strained from nearly twenty years of fighting in Europe, was not in a position to mobilize for a major effort in America, even after Napoleon was overthrown and exiled to Elba in the spring of 1814. Tension still lingered over Europe, and the conflict, which had temporarily paused, flared up again. To alleviate tensions with America and focus on European matters, England was willing to negotiate with the United States, especially since that could be done without giving up anything or relinquishing any claims.

The Treaty of Peace.—Both countries were in truth sick of a war that offered neither glory nor profit. Having indulged in the usual diplomatic skirmishing, they sent representatives to Ghent to discuss terms of peace. After long negotiations an agreement was reached on Christmas eve, 1814, a few days before Jackson's victory at New Orleans. When the treaty reached America the people were surprised to find that it said nothing about the seizure of American sailors, the destruction of American trade, the searching of American ships, or the support of Indians on the frontier. Nevertheless, we are told, the people "passed from gloom to glory" when the news of peace arrived. The bells were rung; schools were closed; flags were displayed; and many a rousing toast was drunk in tavern and private home. The rejoicing could continue. With Napoleon definitely beaten at Waterloo in June, 1815, Great Britain had no need to impress sailors, search ships, and confiscate American goods bound to the Continent. Once more the terrible sea power sank into the background and the ocean was again white with the sails of merchantmen.

The Treaty of Peace. — Both countries were honestly tired of a war that brought no glory or profit. After the usual diplomatic back-and-forth, they sent representatives to Ghent to negotiate peace terms. After lengthy discussions, an agreement was made on Christmas Eve, 1814, just a few days before Jackson's victory at New Orleans. When the treaty arrived in America, people were surprised to see that it didn’t address the seizure of American sailors, the destruction of American trade, the searching of American ships, or the support of Native Americans on the frontier. Still, we’re told that the people “passed from gloom to glory” when the news of peace came. Bells were rung, schools were closed, flags were flown, and many enthusiastic toasts were made in taverns and homes. The celebration could go on. With Napoleon finally defeated at Waterloo in June 1815, Great Britain had no reason to impress sailors, search ships, or seize American goods headed to the Continent. Once again, the formidable naval power faded into the background, and the ocean was filled with the sails of merchant ships.

The Republicans went national.

The Federalists Discredited.—By a strange turn of fortune's wheel, the party of Hamilton, Washington, Adams, the party of the grand nation, became the party of provincialism and nullification. New England, finding its shipping interests crippled in the European conflict and then penalized by embargoes, opposed the declaration of war on Great Britain, which meant the completion of the ruin already begun. In the course of the struggle, the Federalist leaders came perilously near to treason in their efforts to hamper the government of the United States; and in their desperation they fell back upon the doctrine of nullification so recently condemned by them when it came from Kentucky. The Senate of Massachusetts, while the war was in progress, resolved that it was waged "without justifiable cause," and refused to approve military and naval projects not connected with "the defense of our seacoast and soil." A Boston newspaper declared that the union was nothing but a treaty among sovereign states, that states could decide for themselves the question of obeying federal law, and that armed resistance under the banner of a state would not be rebellion or treason. The general assembly of Connecticut reminded the administration at Washington that "the state of Connecticut is a free, sovereign, and independent state." Gouverneur Morris, a member of the convention which had drafted the Constitution, suggested the holding of another conference to consider whether the Northern states should remain in the union.

The Federalists Discredited.—In a surprising twist of fate, the party of Hamilton, Washington, and Adams, which once represented the great nation, became the party of regionalism and nullification. New England, seeing its shipping interests damaged by the European conflict and further punished by embargoes, opposed the declaration of war against Great Britain, which would only worsen the ongoing destruction. During the struggle, the Federalist leaders came dangerously close to treason in their attempts to undermine the government of the United States; in their desperation, they reverted to the doctrine of nullification, which they had recently condemned when it originated from Kentucky. While the war raged on, the Massachusetts Senate declared that it was fought "without justifiable cause," and refused to support military and naval projects unrelated to "the defense of our seacoast and soil." A Boston newspaper claimed that the union was merely a treaty among sovereign states, that states could decide for themselves whether to comply with federal law, and that armed resistance under a state's banner would not be considered rebellion or treason. The Connecticut general assembly reminded the Washington administration that "the state of Connecticut is a free, sovereign, and independent state." Gouverneur Morris, a member of the convention that drafted the Constitution, proposed holding another conference to discuss whether the Northern states should stay in the union.

New England Jumping into the Hands of George III
From an old cartoon
New England Falls into the Arms of George III

In October, 1814, a convention of delegates from Connecticut, Massachusetts, Rhode Island, and certain counties of New Hampshire and Vermont was held at Hartford, on the call of Massachusetts. The counsels of the extremists were rejected but the convention solemnly went on record to the effect that acts of Congress in violation of the Constitution are void; that in cases of deliberate, dangerous, and palpable infractions the state is duty bound to interpose its authority for the protection of its citizens; and that when emergencies occur the states must be their own judges and execute their own decisions. Thus New England answered the challenge of Calhoun and Clay. Fortunately its actions were not as rash as its words. The Hartford convention merely proposed certain amendments to the Constitution and adjourned. At the close of the war, its proposals vanished harmlessly; but the men who made them were hopelessly discredited.

In October 1814, a meeting of delegates from Connecticut, Massachusetts, Rhode Island, and some counties of New Hampshire and Vermont took place in Hartford at the request of Massachusetts. The more extreme views were dismissed, but the convention officially stated that acts of Congress that go against the Constitution are invalid; that in cases of serious, dangerous, and clear violations, a state has the responsibility to step in for the safety of its citizens; and that when emergencies arise, states must be their own judges and carry out their own decisions. This was New England's response to the challenges posed by Calhoun and Clay. Thankfully, their actions were not as reckless as their words. The Hartford convention only suggested some amendments to the Constitution and then adjourned. After the war ended, their proposals faded away harmlessly; however, the individuals behind them were left utterly discredited.

The Second United States Bank.—In driving the Federalists towards nullification and waging a national war themselves, the Republicans lost all their old taint of provincialism. Moreover, in turning to measures of reconstruction called forth by the war, they resorted to the national devices of the Federalists. In 1816, they chartered for a period of twenty years a second United States Bank—the institution which Jefferson and Madison once had condemned as unsound and unconstitutional. The Constitution remained unchanged; times and circumstances had changed. Calhoun dismissed the vexed question of constitutionality with a scant reference to an ancient dispute, while Madison set aside his scruples and signed the bill.

The Second United States Bank.—In pushing the Federalists toward nullification and engaging in a national conflict themselves, the Republicans shed their previous image of provincialism. Additionally, as they turned to reconstruction efforts prompted by the war, they adopted the national strategies of the Federalists. In 1816, they chartered a second United States Bank for a duration of twenty years—the same institution that Jefferson and Madison had once denounced as flawed and unconstitutional. The Constitution stayed the same; however, the times and circumstances had shifted. Calhoun brushed aside the complicated issue of constitutionality with a brief nod to an old debate, while Madison silenced his doubts and signed the bill.

The Protective Tariff of 1816.—The Republicans supplemented the Bank by another Federalist measure—a high protective tariff. Clay viewed it as the beginning of his "American system" of protection. Calhoun defended it on national principles. For this sudden reversal of policy the young Republicans were taunted by some of their older party colleagues with betraying the "agricultural interest" that Jefferson had fostered; but Calhoun refused to listen to their criticisms. "When the seas are open," he said, "the produce of the South may pour anywhere into the markets of the Old World.... What are the effects of a war with a maritime power—with England? Our commerce annihilated ... our agriculture cut off from its accustomed markets, the surplus of the farmer perishes on his hands.... The recent war fell with peculiar pressure on the growers of cotton and tobacco and the other great staples of the country; and the same state of things will recur in the event of another war unless prevented by the foresight of this body.... When our manufactures are grown to a certain perfection, as they soon will be under the fostering care of the government, we shall no longer experience these evils." With the Republicans nationalized, the Federalist party, as an organization, disappeared after a crushing defeat in the presidential campaign of 1816.

The Protective Tariff of 1816.—The Republicans added to the Bank with another Federalist measure—a high protective tariff. Clay saw it as the start of his "American system" of protection. Calhoun defended it based on national principles. For this sudden change in policy, some older party members criticized the young Republicans for betraying the "agricultural interest" that Jefferson had supported; however, Calhoun dismissed their critiques. "When the seas are open," he said, "the South's produce can flow anywhere into the markets of the Old World.... What happens in a war with a naval power—like England? Our commerce is destroyed ... our agriculture is cut off from its usual markets, and the farmer's surplus goes to waste.... The recent war hit the cotton and tobacco growers, along with the other major staples of the country, particularly hard; and we will face the same situation if another war breaks out unless we anticipate it as a body.... Once our manufacturing reaches a certain level of quality, which it will under government support, we won't experience these problems anymore." With the Republicans taking a national stance, the Federalist party, as an organized group, vanished following a major defeat in the presidential campaign of 1816.

Monroe and the Florida Purchase.—To the victor in that political contest, James Monroe of Virginia, fell two tasks of national importance, adding to the prestige of the whole country and deepening the sense of patriotism that weaned men away from mere allegiance to states. The first of these was the purchase of Florida from Spain. The acquisition of Louisiana let the Mississippi flow "unvexed to the sea"; but it left all the states east of the river cut off from the Gulf, affording them ground for discontent akin to that which had moved the pioneers of Kentucky to action a generation earlier. The uncertainty as to the boundaries of Louisiana gave the United States a claim to West Florida, setting on foot a movement for occupation. The Florida swamps were a basis for Indian marauders who periodically swept into the frontier settlements, and hiding places for runaway slaves. Thus the sanction of international law was given to punitive expeditions into alien territory.

Monroe and the Florida Purchase.—The winner of that political battle, James Monroe from Virginia, took on two tasks of national significance, boosting the country's prestige and fostering a sense of patriotism that pulled people away from just loyalty to their states. The first task was buying Florida from Spain. The acquisition of Louisiana allowed the Mississippi to flow "unvexed to the sea"; however, it left all the states east of the river disconnected from the Gulf, creating discontent similar to what had driven the pioneers of Kentucky to action a generation earlier. The ambiguity regarding the boundaries of Louisiana gave the United States a claim to West Florida, sparking a movement for occupation. The swamps of Florida served as a base for Indian raiders who periodically attacked frontier settlements and as hiding spots for escaped slaves. This established international law's support for punitive expeditions into foreign territory.

The pioneer leaders stood waiting for the signal. It came. President Monroe, on the occasion of an Indian outbreak, ordered General Jackson to seize the offenders, in the Floridas, if necessary. The high-spirited warrior, taking this as a hint that he was to occupy the coveted region, replied that, if possession was the object of the invasion, he could occupy the Floridas within sixty days. Without waiting for an answer to this letter, he launched his expedition, and in the spring of 1818 was master of the Spanish king's domain to the south.

The pioneering leaders stood by, waiting for the signal. It arrived. President Monroe, reacting to an Indian uprising, instructed General Jackson to capture the offenders in Florida if needed. The ambitious warrior took this as a cue that he was meant to take control of the desired territory, stating that if the goal of the invasion was to seize land, he could take Florida within sixty days. Without waiting for a reply to his letter, he started his expedition, and by the spring of 1818, he was in charge of the Spanish king's territory to the south.

There was nothing for the king to do but to make the best of the inevitable by ceding the Floridas to the United States in return for five million dollars to be paid to American citizens having claims against Spain. On Washington's birthday, 1819, the treaty was signed. It ceded the Floridas to the United States and defined the boundary between Mexico and the United States by drawing a line from the mouth of the Sabine River in a northwesterly direction to the Pacific. On this occasion even Monroe, former opponent of the Constitution, forgot to inquire whether new territory could be constitutionally acquired and incorporated into the American union. The Republicans seemed far away from the days of "strict construction." And Jefferson still lived!

There was nothing for the king to do but to make the best of the situation by giving up the Floridas to the United States in exchange for five million dollars to be paid to American citizens with claims against Spain. On Washington's birthday, 1819, the treaty was signed. It transferred the Floridas to the United States and outlined the boundary between Mexico and the United States by drawing a line from the mouth of the Sabine River northwest to the Pacific. On this occasion, even Monroe, who once opposed the Constitution, didn’t bother to ask if new territory could be legally acquired and included in the American union. The Republicans seemed far removed from the days of "strict construction." And Jefferson was still alive!

The Monroe Doctrine.—Even more effective in fashioning the national idea was Monroe's enunciation of the famous doctrine that bears his name. The occasion was another European crisis. During the Napoleonic upheaval and the years of dissolution that ensued, the Spanish colonies in America, following the example set by their English neighbors in 1776, declared their independence. Unable to conquer them alone, the king of Spain turned for help to the friendly powers of Europe that looked upon revolution and republics with undisguised horror.

The Monroe Doctrine.—Even more influential in shaping the national idea was Monroe's declaration of the famous doctrine that carries his name. This occurred during another European crisis. During the Napoleonic turmoil and the years of instability that followed, the Spanish colonies in America, inspired by their English neighbors in 1776, declared their independence. Unable to defeat them on his own, the king of Spain sought assistance from the friendly powers of Europe, who regarded revolutions and republics with clear disdain.

The Holy Alliance.—He found them prepared to view his case with sympathy. Three of them, Austria, Prussia, and Russia, under the leadership of the Czar, Alexander I, in the autumn of 1815, had entered into a Holy Alliance to sustain by reciprocal service the autocratic principle in government. Although the effusive, almost maudlin, language of the treaty did not express their purpose explicitly, the Alliance was later regarded as a mere union of monarchs to prevent the rise and growth of popular government.

The Holy Alliance.—He found them ready to look at his situation with sympathy. Three of them, Austria, Prussia, and Russia, led by Czar Alexander I, in the fall of 1815, had formed a Holy Alliance to support the autocratic principle in government through mutual assistance. Although the overly sentimental, almost tearful, language of the treaty didn’t clearly outline their intentions, the Alliance was later seen as just a coalition of monarchs to stop the emergence and expansion of popular government.

The American people thought their worst fears confirmed when, in 1822, a conference of delegates from Russia, Austria, Prussia, and France met at Verona to consider, among other things, revolutions that had just broken out in Spain and Italy. The spirit of the conference is reflected in the first article of the agreement reached by the delegates: "The high contracting powers, being convinced that the system of representative government is equally incompatible with the monarchical principle and the maxim of the sovereignty of the people with the divine right, mutually engage in the most solemn manner to use all their efforts to put an end to the system of representative government in whatever country it may exist in Europe and to prevent its being introduced in those countries where it is not yet known." The Czar, who incidentally coveted the west coast of North America, proposed to send an army to aid the king of Spain in his troubles at home, thus preparing the way for intervention in Spanish America. It was material weakness not want of spirit, that prevented the grand union of monarchs from making open war on popular government.

The American people felt their worst fears confirmed when, in 1822, delegates from Russia, Austria, Prussia, and France gathered in Verona to discuss, among other things, the revolutions that had just erupted in Spain and Italy. The tone of the conference is mirrored in the first article of the agreement made by the delegates: "The high contracting powers, being convinced that the system of representative government is equally incompatible with the monarchical principle and the idea of the sovereignty of the people with the divine right, mutually agree in the most serious manner to use all their efforts to put an end to the system of representative government wherever it may exist in Europe and to prevent its introduction in those countries where it is not yet known." The Czar, who also had ambitions for the west coast of North America, suggested sending an army to support the king of Spain with his domestic issues, thereby paving the way for intervention in Spanish America. It was material weakness, not a lack of will, that stopped the grand union of monarchs from waging open war on popular government.

The Position of England.—Unfortunately, too, for the Holy Alliance, England refused to coöperate. English merchants had built up a large trade with the independent Latin-American colonies and they protested against the restoration of Spanish sovereignty, which meant a renewal of Spain's former trade monopoly. Moreover, divine right doctrines had been laid to rest in England and the representative principle thoroughly established. Already there were signs of the coming democratic flood which was soon to carry the first reform bill of 1832, extending the suffrage, and sweep on to even greater achievements. British statesmen, therefore, had to be cautious. In such circumstances, instead of coöperating with the autocrats of Russia, Austria, and Prussia, they turned to the minister of the United States in London. The British prime minister, Canning, proposed that the two countries join in declaring their unwillingness to see the Spanish colonies transferred to any other power.

The Position of England.—Unfortunately for the Holy Alliance, England refused to cooperate. English merchants had established a substantial trade with the independent Latin-American colonies and protested against restoring Spanish sovereignty, which would mean a return to Spain's previous trade monopoly. Additionally, the concept of divine right had been abandoned in England, and the principle of representation was firmly established. There were already indications of the upcoming wave of democracy that would soon lead to the first reform bill of 1832, which expanded the right to vote and would pave the way for even greater advancements. As a result, British leaders had to be careful. In this context, rather than aligning with the autocrats of Russia, Austria, and Prussia, they looked to the U.S. minister in London for support. British Prime Minister Canning suggested that the two countries unite in declaring their opposition to the transfer of the Spanish colonies to any other power.

Jefferson's Advice.—The proposal was rejected; but President Monroe took up the suggestion with Madison and Jefferson as well as with his Secretary of State, John Quincy Adams. They favored the plan. Jefferson said: "One nation, most of all, could disturb us in this pursuit [of freedom]; she now offers to lead, aid, and accompany us in it. By acceding to her proposition we detach her from the bands, bring her mighty weight into the scale of free government and emancipate a continent at one stroke.... With her on our side we need not fear the whole world. With her then we should most sedulously cherish a cordial friendship."

Jefferson's Advice.—The proposal was turned down; however, President Monroe discussed the idea with Madison and Jefferson as well as his Secretary of State, John Quincy Adams. They supported the plan. Jefferson stated, "One nation, in particular, could disrupt our quest [for freedom]; she now offers to lead, support, and accompany us in this. By accepting her proposal, we separate her from the alliance, bring her significant strength into the balance of free government, and free a continent in one move.... With her on our side, we shouldn't fear the entire world. With her, we should carefully nurture a strong friendship."

Monroe's Statement of the Doctrine.—Acting on the advice of trusted friends, President Monroe embodied in his message to Congress, on December 2, 1823, a statement of principles now famous throughout the world as the Monroe Doctrine. To the autocrats of Europe he announced that he would regard "any attempt on their part to extend their system to any portion of this hemisphere as dangerous to our peace and safety." While he did not propose to interfere with existing colonies dependent on European powers, he ranged himself squarely on the side of those that had declared their independence. Any attempt by a European power to oppress them or control their destiny in any manner he characterized as "a manifestation of an unfriendly disposition toward the United States." Referring in another part of his message to a recent claim which the Czar had made to the Pacific coast, President Monroe warned the Old World that "the American continents, by the free and independent condition which they have assumed and maintained, are henceforth not to be considered as subjects for future colonization by any European powers." The effect of this declaration was immediate and profound. Men whose political horizon had been limited to a community or state were led to consider their nation as a great power among the sovereignties of the earth, taking its part in shaping their international relations.

Monroe's Statement of the Doctrine.—Following the guidance of trusted friends, President Monroe presented a message to Congress on December 2, 1823, which included a statement of principles now widely known as the Monroe Doctrine. He declared to the rulers of Europe that he would see "any attempt on their part to extend their system to any portion of this hemisphere as dangerous to our peace and safety." While he did not intend to interfere with existing colonies under European control, he firmly aligned himself with those who had declared their independence. Any effort by a European power to oppress them or dictate their future in any way he described as "a manifestation of an unfriendly disposition toward the United States." In another part of his message, addressing a recent claim made by the Czar regarding the Pacific coast, President Monroe cautioned the Old World that "the American continents, by the free and independent condition which they have assumed and maintained, are henceforth not to be considered as subjects for future colonization by any European powers." The impact of this declaration was immediate and significant. People whose political perspective had been limited to their local communities or states began to see their nation as a major power among the nations of the world, playing a role in shaping international relations.

The Missouri Compromise.—Respecting one other important measure of this period, the Republicans also took a broad view of their obligations under the Constitution; namely, the Missouri Compromise. It is true, they insisted on the admission of Missouri as a slave state, balanced against the free state of Maine; but at the same time they assented to the prohibition of slavery in the Louisiana territory north of the line 36° 30'. During the debate on the subject an extreme view had been presented, to the effect that Congress had no constitutional warrant for abolishing slavery in the territories. The precedent of the Northwest Ordinance, ratified by Congress in 1789, seemed a conclusive answer from practice to this contention; but Monroe submitted the issue to his cabinet, which included Calhoun of South Carolina, Crawford of Georgia, and Wirt of Virginia, all presumably adherents to the Jeffersonian principle of strict construction. He received in reply a unanimous verdict to the effect that Congress did have the power to prohibit slavery in the territories governed by it. Acting on this advice he approved, on March 6, 1820, the bill establishing freedom north of the compromise line. This generous interpretation of the powers of Congress stood for nearly forty years, until repudiated by the Supreme Court in the Dred Scott case.

The Missouri Compromise.—Regarding another important measure from this time, the Republicans took a broad view of their responsibilities under the Constitution, specifically the Missouri Compromise. It’s true they pushed for Missouri to be admitted as a slave state, counterbalanced by the free state of Maine; however, they also agreed to ban slavery in the Louisiana territory north of the line 36° 30'. During the debate, an extreme perspective was presented, arguing that Congress had no constitutional authority to abolish slavery in the territories. The precedent set by the Northwest Ordinance, ratified by Congress in 1789, seemed to conclusively counter this argument based on practice; however, Monroe referred the issue to his cabinet, which included Calhoun from South Carolina, Crawford from Georgia, and Wirt from Virginia, all of whom presumably supported the Jeffersonian principle of strict construction. In response, he received a unanimous verdict concluding that Congress did indeed have the power to prohibit slavery in the territories under its jurisdiction. Acting on this counsel, he approved, on March 6, 1820, the bill that established freedom north of the compromise line. This liberal interpretation of Congress's powers remained in place for nearly forty years until it was overturned by the Supreme Court in the Dred Scott case.

The National Decisions of Chief Justice Marshall

John Marshall, the Nationalist.—The Republicans in the lower ranges of state politics, who did not catch the grand national style of their leaders charged with responsibilities in the national field, were assisted in their education by a Federalist from the Old Dominion, John Marshall, who, as Chief Justice of the Supreme Court of the United States from 1801 to 1835, lost no occasion to exalt the Constitution above the claims of the provinces. No differences of opinion as to his political views have ever led even his warmest opponents to deny his superb abilities or his sincere devotion to the national idea. All will likewise agree that for talents, native and acquired, he was an ornament to the humble democracy that brought him forth. His whole career was American. Born on the frontier of Virginia, reared in a log cabin, granted only the barest rudiments of education, inured to hardship and rough life, he rose by masterly efforts to the highest judicial honor America can bestow.

John Marshall, the Nationalist.—The Republicans at the local level, who didn’t quite grasp the grand national style of their leaders in the national arena, benefited in their understanding from a Federalist from Virginia, John Marshall. Serving as Chief Justice of the Supreme Court of the United States from 1801 to 1835, he never missed an opportunity to elevate the Constitution above local interests. No disagreements over his political beliefs have ever led even his strongest critics to question his exceptional skills or his genuine commitment to the national vision. Everyone would agree that in terms of both natural and developed talent, he was a credit to the modest democracy that raised him. His entire career epitomized the American experience. Born on the Virginia frontier, raised in a log cabin, given only the most basic education, and accustomed to hardship and a tough life, he achieved the highest judicial honor America can offer through sheer determination.

John Marshall
John Marshall

On him the bitter experience of the Revolution and of later days made a lasting impression. He was no "summer patriot." He had been a soldier in the Revolutionary army. He had suffered with Washington at Valley Forge. He had seen his comrades in arms starving and freezing because the Continental Congress had neither the power nor the inclination to force the states to do their full duty. To him the Articles of Confederation were the symbol of futility. Into the struggle for the formation of the Constitution and its ratification in Virginia he had thrown himself with the ardor of a soldier. Later, as a member of Congress, a representative to France, and Secretary of State, he had aided the Federalists in establishing the new government. When at length they were driven from power in the executive and legislative branches of the government, he was chosen for their last stronghold, the Supreme Court. By historic irony he administered the oath of office to his bitterest enemy, Thomas Jefferson; and, long after the author of the Declaration of Independence had retired to private life, the stern Chief Justice continued to announce the old Federalist principles from the Supreme Bench.

The harsh experiences of the Revolution and later events left a lasting mark on him. He wasn't a "summer patriot." He had served as a soldier in the Revolutionary army. He endured hardships with Washington at Valley Forge. He watched his fellow soldiers starving and freezing because the Continental Congress lacked the power or will to compel the states to fulfill their responsibilities. For him, the Articles of Confederation represented nothing but failure. He committed himself to the fight for creating and ratifying the Constitution in Virginia with the enthusiasm of a soldier. Later, as a member of Congress, a representative to France, and Secretary of State, he helped the Federalists establish the new government. Eventually, when they were pushed out of power in both the executive and legislative branches, he was appointed to their last stronghold, the Supreme Court. In a twist of fate, he administered the oath of office to his fiercest opponent, Thomas Jefferson. Even long after the author of the Declaration of Independence had stepped back from public life, the stern Chief Justice continued to uphold the old Federalist principles from the Supreme Bench.

Marbury vs. Madison—An Act of Congress Annulled.—He had been in his high office only two years when he laid down for the first time in the name of the entire Court the doctrine that the judges have the power to declare an act of Congress null and void when in their opinion it violates the Constitution. This power was not expressly conferred on the Court. Though many able men held that the judicial branch of the government enjoyed it, the principle was not positively established until 1803 when the case of Marbury vs. Madison was decided. In rendering the opinion of the Court, Marshall cited no precedents. He sought no foundations for his argument in ancient history. He rested it on the general nature of the American system. The Constitution, ran his reasoning, is the supreme law of the land; it limits and binds all who act in the name of the United States; it limits the powers of Congress and defines the rights of citizens. If Congress can ignore its limitations and trespass upon the rights of citizens, Marshall argued, then the Constitution disappears and Congress is supreme. Since, however, the Constitution is supreme and superior to Congress, it is the duty of judges, under their oath of office, to sustain it against measures which violate it. Therefore, from the nature of the American constitutional system the courts must declare null and void all acts which are not authorized. "A law repugnant to the Constitution," he closed, "is void and the courts as well as other departments are bound by that instrument." From that day to this the practice of federal and state courts in passing upon the constitutionality of laws has remained unshaken.

Marbury vs. Madison—An Act of Congress Annulled.—He had been in his high office for only two years when he first established for the entire Court the principle that judges have the authority to declare an act of Congress null and void if they believe it violates the Constitution. This power was not explicitly granted to the Court. Although many knowledgeable individuals argued that the judicial branch of the government possessed it, the principle was not definitively confirmed until 1803 when the case of Marbury vs. Madison was decided. In issuing the opinion of the Court, Marshall cited no precedents. He did not look for foundations for his argument in ancient history. He based it on the overall nature of the American system. The Constitution, he reasoned, is the highest law of the land; it limits and binds everyone acting on behalf of the United States; it restricts the powers of Congress and defines the rights of citizens. If Congress could disregard its limitations and infringe upon the rights of citizens, Marshall argued, then the Constitution would cease to exist, and Congress would be supreme. However, since the Constitution is supreme and higher than Congress, it is the duty of judges, under their oath of office, to uphold it against actions that violate it. Therefore, inherent in the American constitutional system, the courts must declare null and void all acts that are not authorized. "A law contrary to the Constitution," he concluded, "is void, and the courts as well as other branches are bound by that instrument." Since that day, the practice of federal and state courts reviewing the constitutionality of laws has remained unchanged.

This doctrine was received by Jefferson and many of his followers with consternation. If the idea was sound, he exclaimed, "then indeed is our Constitution a complete felo de se [legally, a suicide]. For, intending to establish three departments, coördinate and independent that they might check and balance one another, it has given, according to this opinion, to one of them alone the right to prescribe rules for the government of the others, and to that one, too, which is unelected by and independent of the nation.... The Constitution, on this hypothesis, is a mere thing of wax in the hands of the judiciary which they may twist and shape into any form they please. It should be remembered, as an axiom of eternal truth in politics, that whatever power in any government is independent, is absolute also.... A judiciary independent of a king or executive alone is a good thing; but independence of the will of the nation is a solecism, at least in a republican government." But Marshall was mighty and his view prevailed, though from time to time other men, clinging to Jefferson's opinion, likewise opposed the exercise by the Courts of the high power of passing upon the constitutionality of acts of Congress.

Jefferson and many of his supporters were shocked by this doctrine. If the idea was true, he exclaimed, "then our Constitution is indeed a complete felo de se [legally, a suicide]. For, intending to establish three branches that are equal and independent so they can check and balance each other, it has given, according to this view, one branch the exclusive right to set rules for the others, and that branch, too, is unelected and independent of the nation.... The Constitution, under this assumption, is just a malleable thing in the hands of the judiciary, which can reshape it however they want. It's important to remember, as a fundamental truth in politics, that any power in a government that is independent is also absolute.... A judiciary independent of a king or executive is a good thing; but independence from the will of the people is a mistake, at least in a republican government." However, Marshall was powerful, and his perspective won out, even though from time to time others, holding onto Jefferson's view, opposed the courts exercising the significant power of ruling on the constitutionality of congressional acts.

Acts of State Legislatures Declared Unconstitutional.—Had Marshall stopped with annulling an act of Congress, he would have heard less criticism from Republican quarters; but, with the same firmness, he set aside acts of state legislatures as well, whenever, in his opinion, they violated the federal Constitution. In 1810, in the case of Fletcher vs. Peck, he annulled an act of the Georgia legislature, informing the state that it was not sovereign, but "a part of a large empire, ... a member of the American union; and that union has a constitution ... which imposes limits to the legislatures of the several states." In the case of McCulloch vs. Maryland, decided in 1819, he declared void an act of the Maryland legislature designed to paralyze the branches of the United States Bank established in that state. In the same year, in the still more memorable Dartmouth College case, he annulled an act of the New Hampshire legislature which infringed upon the charter received by the college from King George long before. That charter, he declared, was a contract between the state and the college, which the legislature under the federal Constitution could not impair. Two years later he stirred the wrath of Virginia by summoning her to the bar of the Supreme Court to answer in a case in which the validity of one of her laws was involved and then justified his action in a powerful opinion rendered in the case of Cohens vs. Virginia.

Acts of State Legislatures Declared Unconstitutional.—If Marshall had only annulled an act of Congress, he might have faced less backlash from Republican circles; however, with the same determination, he also set aside acts of state legislatures whenever he believed they violated the federal Constitution. In 1810, in the case of Fletcher vs. Peck, he nullified an act of the Georgia legislature, telling the state that it was not sovereign, but "a part of a larger empire, ... a member of the American union; and that union has a constitution ... which imposes limits on the legislatures of the various states." In the case of McCulloch vs. Maryland, decided in 1819, he invalidated an act of the Maryland legislature aimed at crippling the branches of the United States Bank located in that state. That same year, in the even more notable Dartmouth College case, he nullified an act of the New Hampshire legislature that violated the charter granted to the college by King George long ago. He stated that charter was a contract between the state and the college, which the legislature could not violate under the federal Constitution. Two years later, he angered Virginia by calling her to the Supreme Court to respond in a case concerning the validity of one of her laws and then defended his actions in a strong opinion delivered in the case of Cohens vs. Virginia.

All these decisions aroused the legislatures of the states. They passed sheaves of resolutions protesting and condemning; but Marshall never turned and never stayed. The Constitution of the United States, he fairly thundered at them, is the supreme law of the land; the Supreme Court is the proper tribunal to pass finally upon the validity of the laws of the states; and "those sovereignties," far from possessing the right of review and nullification, are irrevocably bound by the decisions of that Court. This was strong medicine for the authors of the Kentucky and Virginia Resolutions and for the members of the Hartford convention; but they had to take it.

All these decisions ignited the state legislatures. They passed a flurry of resolutions protesting and condemning; but Marshall never wavered or paused. The Constitution of the United States, he declared emphatically, is the highest law of the land; the Supreme Court is the rightful authority to ultimately decide on the validity of state laws; and "those sovereignties," instead of having the right to review and nullify, are permanently bound by the decisions of that Court. This was tough for the authors of the Kentucky and Virginia Resolutions and the members of the Hartford convention to accept; but they had no choice but to acknowledge it.

The Doctrine of Implied Powers.—While restraining Congress in the Marbury case and the state legislatures in a score of cases, Marshall also laid the judicial foundation for a broad and liberal view of the Constitution as opposed to narrow and strict construction. In McCulloch vs. Maryland, he construed generously the words "necessary and proper" in such a way as to confer upon Congress a wide range of "implied powers" in addition to their express powers. That case involved, among other things, the question whether the act establishing the second United States Bank was authorized by the Constitution. Marshall answered in the affirmative. Congress, ran his reasoning, has large powers over taxation and the currency; a bank is of appropriate use in the exercise of these enumerated powers; and therefore, though not absolutely necessary, a bank is entirely proper and constitutional. "With respect to the means by which the powers that the Constitution confers are to be carried into execution," he said, Congress must be allowed the discretion which "will enable that body to perform the high duties assigned to it, in the manner most beneficial to the people." In short, the Constitution of the United States is not a strait jacket but a flexible instrument vesting in Congress the powers necessary to meet national problems as they arise. In delivering this opinion Marshall used language almost identical with that employed by Lincoln when, standing on the battle field of a war waged to preserve the nation, he said that "a government of the people, by the people, for the people shall not perish from the earth."

The Doctrine of Implied Powers.—While limiting Congress in the Marbury case and state legislatures in several cases, Marshall also established a judicial foundation for a broad and flexible interpretation of the Constitution, as opposed to a narrow and strict one. In McCulloch vs. Maryland, he interpreted the phrase "necessary and proper" in a way that granted Congress a wide range of "implied powers" alongside their explicit powers. This case questioned whether the law establishing the second United States Bank was authorized by the Constitution. Marshall affirmed that it was. His argument was that Congress has significant powers related to taxation and currency; a bank is useful in exercising these specified powers; therefore, even if it isn’t absolutely necessary, a bank is entirely appropriate and constitutional. "Regarding the means by which the powers granted by the Constitution are executed," he stated, Congress must have the discretion that "will enable that body to perform the high duties assigned to it, in a way that best serves the people." In short, the Constitution of the United States is not a straightjacket but a flexible tool that gives Congress the powers needed to address national issues as they come up. In delivering this opinion, Marshall used language almost identical to Lincoln’s when, standing on the battlefield of a war fought to preserve the nation, he declared that "a government of the people, by the people, for the people shall not perish from the earth."

Summary of the Union and National Politics

During the strenuous period between the establishment of American independence and the advent of Jacksonian democracy the great American experiment was under the direction of the men who had launched it. All the Presidents in that period, except John Quincy Adams, had taken part in the Revolution. James Madison, the chief author of the Constitution, lived until 1836. This age, therefore, was the "age of the fathers." It saw the threatened ruin of the country under the Articles of Confederation, the formation of the Constitution, the rise of political parties, the growth of the West, the second war with England, and the apparent triumph of the national spirit over sectionalism.

During the challenging time between the founding of American independence and the rise of Jacksonian democracy, the great American experiment was led by the men who started it. Every president during this time, except John Quincy Adams, had participated in the Revolution. James Madison, the main author of the Constitution, lived until 1836. This period was known as the "age of the fathers." It witnessed the looming collapse of the country under the Articles of Confederation, the creation of the Constitution, the emergence of political parties, the expansion of the West, the second war with England, and the clear victory of national unity over regional divisions.

The new republic had hardly been started in 1783 before its troubles began. The government could not raise money to pay its debts or running expenses; it could not protect American commerce and manufactures against European competition; it could not stop the continual issues of paper money by the states; it could not intervene to put down domestic uprisings that threatened the existence of the state governments. Without money, without an army, without courts of law, the union under the Articles of Confederation was drifting into dissolution. Patriots, who had risked their lives for independence, began to talk of monarchy again. Washington, Hamilton, and Madison insisted that a new constitution alone could save America from disaster.

The new republic barely got off the ground in 1783 before its problems started. The government couldn't raise funds to pay its debts or cover its operating costs; it couldn't defend American trade and manufacturing against European competition; it couldn't stop the constant issuance of paper money by the states; and it couldn't step in to quell domestic uprisings that threatened the state governments' existence. Lacking funds, an army, and a legal system, the union under the Articles of Confederation was headed for collapse. Patriots who had risked their lives for independence began to talk about monarchy once again. Washington, Hamilton, and Madison argued that only a new constitution could save America from disaster.

By dint of much labor the friends of a new form of government induced the Congress to call a national convention to take into account the state of America. In May, 1787, it assembled at Philadelphia and for months it debated and wrangled over plans for a constitution. The small states clamored for equal rights in the union. The large states vowed that they would never grant it. A spirit of conciliation, fair play, and compromise saved the convention from breaking up. In addition, there were jealousies between the planting states and the commercial states. Here, too, compromises had to be worked out. Some of the delegates feared the growth of democracy and others cherished it. These factions also had to be placated. At last a plan of government was drafted—the Constitution of the United States—and submitted to the states for approval. Only after a long and acrimonious debate did enough states ratify the instrument to put it into effect. On April 30, 1789, George Washington was inaugurated first President.

Through a lot of hard work, the supporters of a new type of government persuaded Congress to call a national convention to consider America's situation. In May 1787, it met in Philadelphia and spent months debating and arguing about plans for a constitution. The smaller states demanded equal rights in the union. The larger states insisted they would never agree to that. A spirit of cooperation, fairness, and compromise kept the convention from falling apart. Additionally, there were rivalries between the agricultural states and the commercial ones. Compromises had to be reached here as well. Some delegates worried about the rise of democracy while others embraced it. These groups also needed to be appeased. Finally, a government plan was drafted—the Constitution of the United States—and sent to the states for approval. Only after a lengthy and heated debate did enough states ratify the document to put it into effect. On April 30, 1789, George Washington was inaugurated as the first President.

The new government proceeded to fund the old debt of the nation, assume the debts of the states, found a national bank, lay heavy taxes to pay the bills, and enact laws protecting American industry and commerce. Hamilton led the way, but he had not gone far before he encountered opposition. He found a formidable antagonist in Jefferson. In time two political parties appeared full armed upon the scene: the Federalists and the Republicans. For ten years they filled the country with political debate. In 1800 the Federalists were utterly vanquished by the Republicans with Jefferson in the lead.

The new government started paying off the nation's old debt, took on the states' debts, established a national bank, imposed high taxes to cover the costs, and created laws to protect American industry and commerce. Hamilton took the lead, but he didn't get far before facing resistance. He found a strong opponent in Jefferson. Eventually, two political parties emerged fully formed: the Federalists and the Republicans. For ten years, they filled the country with political debate. In 1800, the Federalists were completely defeated by the Republicans, led by Jefferson.

By their proclamations of faith the Republicans favored the states rather than the new national government, but in practice they added immensely to the prestige and power of the nation. They purchased Louisiana from France, they waged a war for commercial independence against England, they created a second United States Bank, they enacted the protective tariff of 1816, they declared that Congress had power to abolish slavery north of the Missouri Compromise line, and they spread the shield of the Monroe Doctrine between the Western Hemisphere and Europe.

By declaring their beliefs, the Republicans supported the states over the new national government, but in reality, they greatly increased the prestige and power of the nation. They acquired Louisiana from France, fought a war for commercial independence against England, established a second United States Bank, implemented the protective tariff of 1816, stated that Congress had the authority to abolish slavery north of the Missouri Compromise line, and placed the Monroe Doctrine as a protective barrier between the Western Hemisphere and Europe.

Still America was a part of European civilization. Currents of opinion flowed to and fro across the Atlantic. Friends of popular government in Europe looked to America as the great exemplar of their ideals. Events in Europe reacted upon thought in the United States. The French Revolution exerted a profound influence on the course of political debate. While it was in the stage of mere reform all Americans favored it. When the king was executed and a radical democracy set up, American opinion was divided. When France fell under the military dominion of Napoleon and preyed upon American commerce, the United States made ready for war.

Still, America was a part of European civilization. Ideas and opinions flowed back and forth across the Atlantic. Supporters of popular government in Europe looked to America as the great example of their ideals. Events in Europe influenced thought in the United States. The French Revolution had a significant impact on political debates. While it was still just a reform movement, all Americans supported it. When the king was executed and a radical democracy was established, American opinion was split. When France fell under Napoleon's military rule and threatened American trade, the United States prepared for war.

The conduct of England likewise affected American affairs. In 1793 war broke out between England and France and raged with only a slight intermission until 1815. England and France both ravaged American commerce, but England was the more serious offender because she had command of the seas. Though Jefferson and Madison strove for peace, the country was swept into war by the vehemence of the "Young Republicans," headed by Clay and Calhoun.

The actions of England also impacted American issues. In 1793, war erupted between England and France and continued, with only a brief pause, until 1815. Both England and France harmed American trade, but England was the more serious offender because she controlled the seas. Although Jefferson and Madison worked for peace, the country was drawn into war by the intensity of the "Young Republicans," led by Clay and Calhoun.

When the armed conflict was closed, one in diplomacy opened. The autocratic powers of Europe threatened to intervene on behalf of Spain in her attempt to recover possession of her Latin-American colonies. Their challenge to America brought forth the Monroe Doctrine. The powers of Europe were warned not to interfere with the independence or the republican policies of this hemisphere or to attempt any new colonization in it. It seemed that nationalism was to have a peaceful triumph over sectionalism.

When the armed conflict ended, a diplomatic one began. The autocratic powers of Europe threatened to step in on Spain's side as it tried to regain control of its Latin American colonies. Their challenge to America led to the Monroe Doctrine. European powers were warned not to interfere with the independence or republican policies of this hemisphere or to attempt any new colonization here. It looked like nationalism was going to peacefully triumph over sectionalism.

References

H. Adams, History of the United States, 1800-1817 (9 vols.).

H. Adams, History of the United States, 1800-1817 (9 vols.).

K.C. Babcock, Rise of American Nationality (American Nation Series).

K.C. Babcock, Rise of American Nationality (American Nation Series).

E. Channing, The Jeffersonian System (Same Series).

E. Channing, The Jeffersonian System (Same Series).

D.C. Gilman, James Monroe.

D.C. Gilman, *James Monroe*.

W. Reddaway, The Monroe Doctrine.

W. Reddaway, *The Monroe Doctrine*.

T. Roosevelt, Naval War of 1812.

T. Roosevelt, *Naval War of 1812*.

Questions

1. What was the leading feature of Jefferson's political theory?

1. What was the main aspect of Jefferson's political theory?

2. Enumerate the chief measures of his administration.

2. List the main actions of his administration.

3. Were the Jeffersonians able to apply their theories? Give the reasons.

3. Were the Jeffersonians able to apply their ideas? Provide the reasons.

4. Explain the importance of the Mississippi River to Western farmers.

4. Explain why the Mississippi River is important to farmers in the West.

5. Show how events in Europe forced the Louisiana Purchase.

5. Explain how events in Europe led to the Louisiana Purchase.

6. State the constitutional question involved in the Louisiana Purchase.

6. What was the constitutional question related to the Louisiana Purchase?

7. Show how American trade was affected by the European war.

7. Illustrate how American trade was impacted by the European war.

8. Compare the policies of Jefferson and Madison.

8. Compare the policies of Jefferson and Madison.

9. Why did the United States become involved with England rather than with France?

9. Why did the United States get involved with England instead of France?

10. Contrast the causes of the War of 1812 with the results.

10. Compare the factors that led to the War of 1812 with its outcomes.

11. Give the economic reasons for the attitude of New England.

11. Explain the economic reasons behind New England's attitude.

12. Give five "nationalist" measures of the Republicans. Discuss each in detail.

12. List five "nationalist" policies of the Republicans. Discuss each one in detail.

13. Sketch the career of John Marshall.

13. Outline the career of John Marshall.

14. Discuss the case of Marbury vs. Madison.

14. Discuss the case of Marbury vs. Madison.

15. Summarize Marshall's views on: (a) states' rights; and (b) a liberal interpretation of the Constitution.

15. Summarize Marshall's views on: (a) states' rights; and (b) a liberal interpretation of the Constitution.

Research Topics

The Louisiana Purchase.—Text of Treaty in Macdonald, Documentary Source Book, pp. 279-282. Source materials in Hart, American History Told by Contemporaries, Vol. III, pp. 363-384. Narrative, Henry Adams, History of the United States, Vol. II, pp. 25-115; Elson, History of the United States, pp. 383-388.

The Louisiana Purchase. — Text of Treaty in Macdonald, Documentary Source Book, pp. 279-282. Source materials in Hart, American History Told by Contemporaries, Vol. III, pp. 363-384. Narrative, Henry Adams, History of the United States, Vol. II, pp. 25-115; Elson, History of the United States, pp. 383-388.

The Embargo and Non-Intercourse Acts.—Macdonald, pp. 282-288; Adams, Vol. IV, pp. 152-177; Elson, pp. 394-405.

The Embargo and Non-Intercourse Acts.—Macdonald, pp. 282-288; Adams, Vol. IV, pp. 152-177; Elson, pp. 394-405.

Congress and the War of 1812.—Adams, Vol. VI, pp. 113-198; Elson, pp. 408-450.

Congress and the War of 1812.—Adams, Vol. VI, pp. 113-198; Elson, pp. 408-450.

Proposals of the Hartford Convention.—Macdonald, pp. 293-302.

Proposals of the Hartford Convention.—Macdonald, pp. 293-302.

Manufactures and the Tariff of 1816.—Coman, Industrial History of the United States, pp. 184-194.

Manufactures and the Tariff of 1816.—Coman, Industrial History of the United States, pp. 184-194.

The Second United States Bank.—Macdonald, pp. 302-306.

The Second United States Bank.—Macdonald, pp. 302-306.

Effect of European War on American Trade.—Callender, Economic History of the United States, pp. 240-250.

Effect of European War on American Trade.—Callender, Economic History of the United States, pp. 240-250.

The Monroe Message.—Macdonald, pp. 318-320.

The Monroe Message.—Macdonald, pp. 318-320.

Lewis and Clark Expedition.—R.G. Thwaites, Rocky Mountain Explorations, pp. 92-187. Schafer, A History of the Pacific Northwest (rev. ed.), pp. 29-61.

Lewis and Clark Expedition.—R.G. Thwaites, Rocky Mountain Explorations, pp. 92-187. Schafer, A History of the Pacific Northwest (rev. ed.), pp. 29-61.


PART IV. THE WEST AND JACKSONIAN DEMOCRACY


CHAPTER X

THE FARMERS BEYOND THE APPALACHIANS

The nationalism of Hamilton was undemocratic. The democracy of Jefferson was, in the beginning, provincial. The historic mission of uniting nationalism and democracy was in the course of time given to new leaders from a region beyond the mountains, peopled by men and women from all sections and free from those state traditions which ran back to the early days of colonization. The voice of the democratic nationalism nourished in the West was heard when Clay of Kentucky advocated his American system of protection for industries; when Jackson of Tennessee condemned nullification in a ringing proclamation that has taken its place among the great American state papers; and when Lincoln of Illinois, in a fateful hour, called upon a bewildered people to meet the supreme test whether this was a nation destined to survive or to perish. And it will be remembered that Lincoln's party chose for its banner that earlier device—Republican—which Jefferson had made a sign of power. The "rail splitter" from Illinois united the nationalism of Hamilton with the democracy of Jefferson, and his appeal was clothed in the simple language of the people, not in the sonorous rhetoric which Webster learned in the schools.

The nationalism of Hamilton was undemocratic. Jefferson's democracy was initially limited in scope. Over time, the task of merging nationalism and democracy fell to new leaders from beyond the mountains, made up of people from all backgrounds and free from the state traditions that dated back to the colonial era. The voice of the democratic nationalism that grew in the West was heard when Clay from Kentucky promoted his American system to protect industries; when Jackson from Tennessee denounced nullification in a powerful proclamation that has become one of the great American state papers; and when Lincoln from Illinois, in a crucial moment, called on a confused nation to face the ultimate test of whether it would continue to exist or fade away. It's important to note that Lincoln's party chose the earlier label—Republican—which Jefferson had turned into a symbol of power. The "rail splitter" from Illinois brought together Hamilton's nationalism with Jefferson's democracy, and his message was expressed in the straightforward language of the people, rather than in the grand rhetoric that Webster studied in school.

Preparation for Western Expansion

The West and the American Revolution.—The excessive attention devoted by historians to the military operations along the coast has obscured the rôle played by the frontier in the American Revolution. The action of Great Britain in closing western land to easy settlement in 1763 was more than an incident in precipitating the war for independence. Americans on the frontier did not forget it; when Indians were employed by England to defend that land, zeal for the patriot cause set the interior aflame. It was the members of the western vanguard, like Daniel Boone, John Sevier, and George Rogers Clark, who first understood the value of the far-away country under the guns of the English forts, where the Red Men still wielded the tomahawk and the scalping knife. It was they who gave the East no rest until their vision was seen by the leaders on the seaboard who directed the course of national policy. It was one of their number, a seasoned Indian fighter, George Rogers Clark, who with aid from Virginia seized Kaskaskia and Vincennes and secured the whole Northwest to the union while the fate of Washington's army was still hanging in the balance.

The West and the American Revolution.—The intense focus that historians have placed on the military operations along the coast has overshadowed the role that the frontier played in the American Revolution. Great Britain's decision to close western land to easy settlement in 1763 was more than just a minor event that led to the war for independence. Frontier Americans didn’t forget this; when the British used Indians to defend those lands, the passion for the patriot cause ignited the interior. It was the pioneers like Daniel Boone, John Sevier, and George Rogers Clark who first recognized the importance of the distant territory under the control of English forts, where Native Americans still wielded the tomahawk and scalping knife. They were the ones who pressured the Eastern leaders until their vision was acknowledged by those on the seaboard who shaped national policy. One of their own, a battle-hardened Indian fighter, George Rogers Clark, with support from Virginia, captured Kaskaskia and Vincennes, securing the entire Northwest for the union while Washington's army's fate hung in the balance.

Western Problems at the End of the Revolution.—The treaty of peace, signed with Great Britain in 1783, brought the definite cession of the coveted territory west to the Mississippi River, but it left unsolved many problems. In the first place, tribes of resentful Indians in the Ohio region, even though British support was withdrawn at last, had to be reckoned with; and it was not until after the establishment of the federal Constitution that a well-equipped army could be provided to guarantee peace on the border. In the second place, British garrisons still occupied forts on Lake Erie pending the execution of the terms of the treaty of 1783—terms which were not fulfilled until after the ratification of the Jay treaty twelve years later. In the third place, Virginia, Connecticut, and Massachusetts had conflicting claims to the land in the Northwest based on old English charters and Indian treaties. It was only after a bitter contest that the states reached an agreement to transfer their rights to the government of the United States, Virginia executing her deed of cession on March 1, 1784. In the fourth place, titles to lands bought by individuals remained uncertain in the absence of official maps and records. To meet this last situation, Congress instituted a systematic survey of the Ohio country, laying it out into townships, sections of 640 acres each, and quarter sections. In every township one section of land was set aside for the support of public schools.

Western Problems at the End of the Revolution.—The peace treaty signed with Great Britain in 1783 resulted in the transfer of the desired territory west to the Mississippi River, but it left many issues unresolved. First, there were hostile Indian tribes in the Ohio region that still needed to be dealt with, even though British support had finally been withdrawn. It wasn't until the federal Constitution was established that a well-equipped army could be assembled to ensure peace along the border. Second, British troops continued to occupy forts on Lake Erie while waiting for the terms of the 1783 treaty to be fulfilled—terms that weren't completed until the ratification of the Jay Treaty twelve years later. Third, Virginia, Connecticut, and Massachusetts held conflicting claims to Northwest land, based on old English charters and Indian treaties. It was only after a fierce struggle that the states agreed to transfer their rights to the U.S. government, with Virginia signing its deed of cession on March 1, 1784. Fourth, ownership of land purchased by individuals remained uncertain due to a lack of official maps and records. To address this issue, Congress initiated a systematic survey of the Ohio territory, dividing it into townships, sections of 640 acres each, and quarter sections. In every township, one section of land was set aside for public school support.

The Northwest Ordinance.—The final problem which had to be solved before settlement on a large scale could be begun was that of governing the territory. Pioneers who looked with hungry eyes on the fertile valley of the Ohio could hardly restrain their impatience. Soldiers of the Revolution, who had been paid for their services in land warrants entitling them to make entries in the West, called for action.

The Northwest Ordinance.—The last issue that needed to be addressed before large-scale settlement could begin was how to govern the territory. Pioneers eagerly eyeing the fertile Ohio Valley could barely contain their impatience. Revolutionary soldiers, who had received land warrants as payment for their service, were demanding action.

Congress answered by passing in 1787 the famous Northwest Ordinance providing for temporary territorial government to be followed by the creation of a popular assembly as soon as there were five thousand free males in any district. Eventual admission to the union on an equal footing with the original states was promised to the new territories. Religious freedom was guaranteed. The safeguards of trial by jury, regular judicial procedure, and habeas corpus were established, in order that the methods of civilized life might take the place of the rough-and-ready justice of lynch law. During the course of the debate on the Ordinance, Congress added the sixth article forbidding slavery and involuntary servitude.

Congress responded by passing the well-known Northwest Ordinance in 1787, which provided for a temporary territorial government that would be followed by the establishment of a popular assembly once there were five thousand free males in any district. It promised eventual admission to the union on equal terms with the original states for the new territories. Religious freedom was guaranteed. Safeguards for trial by jury, regular judicial procedure, and habeas corpus were established to ensure that civilized methods of justice replaced the rough-and-ready justice of lynch law. During the debate on the Ordinance, Congress added the sixth article, which prohibited slavery and involuntary servitude.

This Charter of the Northwest, so well planned by the Congress under the Articles of Confederation, was continued in force by the first Congress under the Constitution in 1789. The following year its essential provisions, except the ban on slavery, were applied to the territory south of the Ohio, ceded by North Carolina to the national government, and in 1798 to the Mississippi territory, once held by Georgia. Thus it was settled for all time that "the new colonies were not to be exploited for the benefit of the parent states (any more than for the benefit of England) but were to be autonomous and coördinate commonwealths." This outcome, bitterly opposed by some Eastern leaders who feared the triumph of Western states over the seaboard, completed the legal steps necessary by way of preparation for the flood of settlers.

This Charter of the Northwest, carefully created by Congress under the Articles of Confederation, was upheld by the first Congress under the Constitution in 1789. The following year, its main provisions, except for the ban on slavery, were applied to the territory south of the Ohio, which North Carolina ceded to the national government, and in 1798 to the Mississippi territory, which was once held by Georgia. This established once and for all that "the new colonies were not to be exploited for the benefit of the parent states (any more than for the benefit of England) but were to be autonomous and coördinate commonwealths." This outcome, strongly opposed by some Eastern leaders who feared the success of Western states over the coastal ones, completed the legal preparations needed for the influx of settlers.

The Land Companies, Speculators, and Western Land Tenure.—As in the original settlement of America, so in the opening of the West, great companies and single proprietors of large grants early figured. In 1787 the Ohio Land Company, a New England concern, acquired a million and a half acres on the Ohio and began operations by planting the town of Marietta. A professional land speculator, J.C. Symmes, secured a million acres lower down where the city of Cincinnati was founded. Other individuals bought up soldiers' claims and so acquired enormous holdings for speculative purposes. Indeed, there was such a rush to make fortunes quickly through the rise in land values that Washington was moved to cry out against the "rage for speculating in and forestalling of land on the North West of the Ohio," protesting that "scarce a valuable spot within any tolerable distance of it is left without a claimant." He therefore urged Congress to fix a reasonable price for the land, not "too exorbitant and burdensome for real occupiers, but high enough to discourage monopolizers."

The Land Companies, Speculators, and Western Land Tenure.—Just like in the original settlement of America, during the expansion into the West, major companies and individual landowners with large grants played a significant role. In 1787, the Ohio Land Company, based in New England, acquired one and a half million acres along the Ohio River and started development by establishing the town of Marietta. A professional land speculator, J.C. Symmes, obtained a million acres further down the river where the city of Cincinnati was later founded. Other individuals purchased soldiers' claims, amassing huge tracts of land for speculative investments. There was such a frenzy to quickly make fortunes from rising land values that Washington exclaimed against the "rage for speculating in and forestalling land in the Northwest of the Ohio," lamenting that "hardly a valuable spot within any reasonable distance of it is left without a claimant." He urged Congress to set a fair price for the land—one that wouldn’t be "too exorbitant and burdensome for actual occupiers, but high enough to deter monopolizers."

Congress, however, was not prepared to use the public domain for the sole purpose of developing a body of small freeholders in the West. It still looked upon the sale of public lands as an important source of revenue with which to pay off the public debt; consequently it thought more of instant income than of ultimate results. It placed no limit on the amount which could be bought when it fixed the price at $2 an acre in 1796, and it encouraged the professional land operator by making the first installment only twenty cents an acre in addition to the small registration and survey fee. On such terms a speculator with a few thousand dollars could get possession of an enormous plot of land. If he was fortunate in disposing of it, he could meet the installments, which were spread over a period of four years, and make a handsome profit for himself. Even when the credit or installment feature was abolished in 1821 and the price of the land lowered to a cash price of $1.75 an acre, the opportunity for large speculative purchases continued to attract capital to land ventures.

Congress, however, was not ready to use public land solely to create a group of small property owners in the West. It still viewed the sale of public lands as a significant way to raise money to pay off the national debt; therefore, it prioritized immediate revenue over long-term outcomes. When it set the price at $2 per acre in 1796, it placed no limit on how much could be purchased and made the first payment only twenty cents per acre, plus a small registration and survey fee. Under these conditions, a speculator with a few thousand dollars could acquire a vast amount of land. If successful in selling it, they could cover the installments, which were stretched over four years, and earn a substantial profit for themselves. Even after the credit or installment system was eliminated in 1821 and the price of land dropped to $1.75 per acre for cash purchases, the chance for large speculative buys continued to draw investment into land projects.

The Development of the Small Freehold.—The cheapness of land and the scarcity of labor, nevertheless, made impossible the triumph of the huge estate with its semi-servile tenantry. For about $45 a man could get a farm of 160 acres on the installment plan; another payment of $80 was due in forty days; but a four-year term was allowed for the discharge of the balance. With a capital of from two to three hundred dollars a family could embark on a land venture. If it had good crops, it could meet the deferred payments. It was, however, a hard battle at best. Many a man forfeited his land through failure to pay the final installment; yet in the end, in spite of all the handicaps, the small freehold of a few hundred acres at most became the typical unit of Western agriculture, except in the planting states of the Gulf. Even the lands of the great companies were generally broken up and sold in small lots.

The Development of the Small Freehold.—The low cost of land and the lack of available labor made it impossible for large estates with their almost-servant tenants to succeed. For about $45, a person could buy a 160-acre farm on an installment plan; another payment of $80 was due in forty days, but buyers had four years to pay off the remaining balance. With a capital of two to three hundred dollars, a family could start a farming venture. If they had good crop yields, they could handle the later payments. However, it was a tough struggle overall. Many people lost their land because they couldn’t make the final payment; yet in the end, despite all the challenges, small farms of a few hundred acres became the standard for Western agriculture, except in the Gulf states. Even the lands owned by large corporations were often divided up and sold in smaller parcels.

The tendency toward moderate holdings, so favored by Western conditions, was also promoted by a clause in the Northwest Ordinance declaring that the land of any person dying intestate—that is, without any will disposing of it—should be divided equally among his descendants. Hildreth says of this provision: "It established the important republican principle, not then introduced into all the states, of the equal distribution of landed as well as personal property." All these forces combined made the wide dispersion of wealth, in the early days of the nineteenth century, an American characteristic, in marked contrast with the European system of family prestige and vast estates based on the law of primogeniture.

The inclination towards moderate land ownership, which was popular due to Western circumstances, was also supported by a clause in the Northwest Ordinance stating that the land of anyone who died without a will should be divided equally among their heirs. Hildreth commented on this provision: "It established the important republican principle, not then adopted in all the states, of the equal distribution of both land and personal property." All these factors together contributed to the widespread distribution of wealth in the early nineteenth century, which became a distinctively American trait, in stark contrast to the European system of family status and large estates maintained by the law of primogeniture.

The Western Migration and New States

The People.—With government established, federal arms victorious over the Indians, and the lands surveyed for sale, the way was prepared for the immigrants. They came with a rush. Young New Englanders, weary of tilling the stony soil of their native states, poured through New York and Pennsylvania, some settling on the northern bank of the Ohio but most of them in the Lake region. Sons and daughters of German farmers in Pennsylvania and many a redemptioner who had discharged his bond of servitude pressed out into Ohio, Kentucky, Tennessee, or beyond. From the exhausted fields and the clay hills of the Southern states came pioneers of English and Scotch-Irish descent, the latter in great numbers. Indeed one historian of high authority has ventured to say that "the rapid expansion of the United States from a coast strip to a continental area is largely a Scotch-Irish achievement." While native Americans of mixed stocks led the way into the West, it was not long before immigrants direct from Europe, under the stimulus of company enterprise, began to filter into the new settlements in increasing numbers.

The People.—With the government in place, federal forces triumphant over the Native Americans, and the land ready for sale, the way was cleared for the influx of immigrants. They arrived in droves. Young New Englanders, tired of farming the rocky soil of their home states, streamed through New York and Pennsylvania, some settling on the northern shores of the Ohio River, but most in the Great Lakes region. Sons and daughters of German farmers in Pennsylvania, along with many redemptioners who had completed their term of servitude, moved into Ohio, Kentucky, Tennessee, or farther. From the depleted fields and clay hills of the Southern states came pioneers of English and Scotch-Irish descent, the latter in significant numbers. Indeed, one notable historian has asserted that "the rapid expansion of the United States from a coastal strip to a continental area is largely a Scotch-Irish achievement." While Native Americans of mixed backgrounds initially led the way into the West, it wasn’t long before immigrants directly from Europe, encouraged by business ventures, began to arrive in the new settlements in increasing numbers.

The types of people were as various as the nations they represented. Timothy Flint, who published his entertaining Recollections in 1826, found the West a strange mixture of all sorts and conditions of people. Some of them, he relates, had been hunters in the upper world of the Mississippi, above the falls of St. Anthony. Some had been still farther north, in Canada. Still others had wandered from the South—the Gulf of Mexico, the Red River, and the Spanish country. French boatmen and trappers, Spanish traders from the Southwest, Virginia planters with their droves of slaves mingled with English, German, and Scotch-Irish farmers. Hunters, forest rangers, restless bordermen, and squatters, like the foaming combers of an advancing tide, went first. Then followed the farmers, masters of the ax and plow, with their wives who shared every burden and hardship and introduced some of the features of civilized life. The hunters and rangers passed on to new scenes; the home makers built for all time.

The people were as diverse as the nations they came from. Timothy Flint, who published his entertaining Recollections in 1826, found the West to be a strange mix of all kinds of people. Some had been hunters in the upper Mississippi, above the falls of St. Anthony. Others had traveled even further north, into Canada. Then there were those who had come from the South—the Gulf of Mexico, the Red River, and the Spanish territories. French boatmen and trappers, Spanish traders from the Southwest, Virginia planters with their slaves mixed with English, German, and Scotch-Irish farmers. Hunters, forest rangers, restless border settlers, and squatters rushed in first, like the foamy waves of a rising tide. Then came the farmers, skilled with axes and plows, along with their wives who shared in every challenge and introduced some aspects of civilized life. The hunters and rangers moved on to new areas; the homemakers established roots that would last.

The Number of Immigrants.—There were no official stations on the frontier to record the number of immigrants who entered the West during the decades following the American Revolution. But travelers of the time record that every road was "crowded" with pioneers and their families, their wagons and cattle; and that they were seldom out of the sound of the snapping whip of the teamster urging forward his horses or the crack of the hunter's rifle as he brought down his evening meal. "During the latter half of 1787," says Coman, "more than nine hundred boats floated down the Ohio carrying eighteen thousand men, women, and children, and twelve thousand horses, sheep, and cattle, and six hundred and fifty wagons." Other lines of travel were also crowded and with the passing years the flooding tide of home seekers rose higher and higher.

The Number of Immigrants.—There were no official stations on the frontier to track the number of immigrants who entered the West in the decades after the American Revolution. However, travelers at that time noted that every road was "crowded" with pioneers and their families, their wagons and livestock; and they were rarely out of earshot of the teamster's whip cracking as he urged his horses forward or the sound of a hunter's rifle as he took aim for his evening meal. "During the latter half of 1787," Coman states, "more than nine hundred boats floated down the Ohio carrying eighteen thousand men, women, and children, along with twelve thousand horses, sheep, and cattle, and six hundred and fifty wagons." Other travel routes were also packed, and over the years, the wave of home seekers continued to grow stronger.

The Western Routes.—Four main routes led into the country beyond the Appalachians. The Genesee road, beginning at Albany, ran almost due west to the present site of Buffalo on Lake Erie, through a level country. In the dry season, wagons laden with goods could easily pass along it into northern Ohio. A second route, through Pittsburgh, was fed by three eastern branches, one starting at Philadelphia, one at Baltimore, and another at Alexandria. A third main route wound through the mountains from Alexandria to Boonesboro in Kentucky and then westward across the Ohio to St. Louis. A fourth, the most famous of them all, passed through the Cumberland Gap and by branches extended into the Cumberland valley and the Kentucky country.

The Western Routes.—Four main routes led into the country beyond the Appalachians. The Genesee road, starting at Albany, went almost directly west to what is now Buffalo on Lake Erie, passing through flat land. During dry seasons, wagons loaded with goods could easily travel this route into northern Ohio. A second route, going through Pittsburgh, had three branches from the east—one beginning in Philadelphia, another in Baltimore, and a third in Alexandria. A third main route took a winding path through the mountains from Alexandria to Boonesboro in Kentucky, then continued west across the Ohio River to St. Louis. The fourth route, the most well-known of all, went through the Cumberland Gap and had branches that extended into the Cumberland valley and Kentucky.

Of these four lines of travel, the Pittsburgh route offered the most advantages. Pioneers, no matter from what section they came, when once they were on the headwaters of the Ohio and in possession of a flatboat, could find a quick and easy passage into all parts of the West and Southwest. Whether they wanted to settle in Ohio, Kentucky, or western Tennessee they could find their way down the drifting flood to their destination or at least to some spot near it. Many people from the South as well as the Northern and Middle states chose this route; so it came about that the sons and daughters of Virginia and the Carolinas mingled with those of New York, Pennsylvania, and New England in the settlement of the Northwest territory.

Of these four travel routes, the Pittsburgh option had the most benefits. Pioneers, regardless of where they originated, could easily navigate to the headwaters of the Ohio River and, once they had a flatboat, quickly access all areas in the West and Southwest. Whether they aimed to settle in Ohio, Kentucky, or western Tennessee, they could float down the river to their destination or at least to a location nearby. Many individuals from both the South and the Northern and Middle states chose this path; as a result, the sons and daughters of Virginia and the Carolinas mixed with those from New York, Pennsylvania, and New England in the settlement of the Northwest territory.

The Methods of Travel into the West.—Many stories giving exact descriptions of methods of travel into the West in the early days have been preserved. The country was hardly opened before visitors from the Old World and from the Eastern states, impelled by curiosity, made their way to the very frontier of civilization and wrote books to inform or amuse the public. One of them, Gilbert Imlay, an English traveler, has given us an account of the Pittsburgh route as he found it in 1791. "If a man ... " he writes, "has a family or goods of any sort to remove, his best way, then, would be to purchase a waggon and team of horses to carry his property to Redstone Old Fort or to Pittsburgh, according as he may come from the Northern or Southern states. A good waggon will cost, at Philadelphia, about £10 ... and the horses about £12 each; they would cost something more both at Baltimore and Alexandria. The waggon may be covered with canvass, and if it is the choice of the people, they may sleep in it of nights with the greatest safety. But if they dislike that, there are inns of accommodation the whole distance on the different roads.... The provisions I would purchase in the same manner [that is, from the farmers along the road]; and by having two or three camp kettles and stopping every evening when the weather is fine upon the brink of some rivulet and by kindling a fire they may soon dress their own food.... This manner of journeying is so far from being disagreeable that in a fine season it is extremely pleasant." The immigrant once at Pittsburgh or Wheeling could then buy a flatboat of a size required for his goods and stock, and drift down the current to his journey's end.

The Methods of Travel into the West.—Many stories with detailed descriptions of travel methods into the West during the early days have been preserved. The country was barely opened when curious visitors from the Old World and the Eastern states made their way to the edge of civilization and wrote books to inform or entertain the public. One of them, Gilbert Imlay, an English traveler, shared his account of the Pittsburgh route as he saw it in 1791. "If a man ... " he writes, "has a family or belongings to move, his best option, then, would be to buy a wagon and a team of horses to transport his property to Redstone Old Fort or to Pittsburgh, depending on whether he’s coming from the Northern or Southern states. A good wagon will cost about £10 in Philadelphia ... and the horses about £12 each; they would cost slightly more in Baltimore and Alexandria. The wagon can be covered with canvas, and if people prefer, they can sleep in it at night with great safety. But if they don't like that, there are inns available the whole way along the different roads.... I would buy provisions in the same way [that is, from the farmers along the road]; and by having two or three camp kettles and stopping every evening when the weather is nice by the edge of some stream and lighting a fire, they can easily cook their own food.... This way of traveling is so far from being unpleasant that in good weather it is extremely enjoyable." Once immigrants reached Pittsburgh or Wheeling, they could buy a flatboat of the size they needed for their goods and travel down the river to their final destination.

Roads and Trails into the Western Territory
Roads and Trails to the Western Territory

The Admission of Kentucky and Tennessee.—When the eighteenth century drew to a close, Kentucky had a population larger than Delaware, Rhode Island, or New Hampshire. Tennessee claimed 60,000 inhabitants. In 1792 Kentucky took her place as a state beside her none too kindly parent, Virginia. The Eastern Federalists resented her intrusion; but they took some consolation in the admission of Vermont because the balance of Eastern power was still retained.

The Admission of Kentucky and Tennessee.—As the eighteenth century came to an end, Kentucky had a population larger than Delaware, Rhode Island, or New Hampshire. Tennessee had about 60,000 residents. In 1792, Kentucky became a state alongside her not-so-welcoming parent, Virginia. The Eastern Federalists were annoyed by her entry; however, they found some comfort in Vermont's admission, as it maintained the balance of power in the East.

As if to assert their independence of old homes and conservative ideas the makers of Kentucky's first constitution swept aside the landed qualification on the suffrage and gave the vote to all free white males. Four years later, Kentucky's neighbor to the south, Tennessee, followed this step toward a wider democracy. After encountering fierce opposition from the Federalists, Tennessee was accepted as the sixteenth state.

As if to declare their independence from traditional homes and conservative views, the creators of Kentucky's first constitution eliminated the land ownership requirement for voting and granted the right to vote to all free white males. Four years later, Kentucky's neighbor to the south, Tennessee, took a similar step toward greater democracy. After facing strong resistance from the Federalists, Tennessee was admitted as the sixteenth state.

Ohio.—The door of the union had hardly opened for Tennessee when another appeal was made to Congress, this time from the pioneers in Ohio. The little posts founded at Marietta and Cincinnati had grown into flourishing centers of trade. The stream of immigrants, flowing down the river, added daily to their numbers and the growing settlements all around poured produce into their markets to be exchanged for "store goods." After the Indians were disposed of in 1794 and the last British soldier left the frontier forts under the terms of the Jay treaty of 1795, tiny settlements of families appeared on Lake Erie in the "Western Reserve," a region that had been retained by Connecticut when she surrendered her other rights in the Northwest.

Ohio.—The door to statehood had barely opened for Tennessee when another request was sent to Congress, this time from the pioneers in Ohio. The small posts established in Marietta and Cincinnati had developed into thriving trade centers. The steady influx of immigrants traveling down the river continually increased their population, and the expanding settlements around them supplied their markets with produce to trade for "store goods." After the Native Americans were dealt with in 1794 and the last British soldier departed from the frontier forts as part of the Jay Treaty in 1795, small family settlements began to spring up on Lake Erie in the "Western Reserve," an area retained by Connecticut when it gave up its other claims in the Northwest.

At the close of the century, Ohio, claiming a population of more than 50,000, grew discontented with its territorial status. Indeed, two years before the enactment of the Northwest Ordinance, squatters in that region had been invited by one John Emerson to hold a convention after the fashion of the men of Hartford, Windsor, and Wethersfield in old Connecticut and draft a frame of government for themselves. This true son of New England declared that men "have an undoubted right to pass into every vacant country and there to form their constitution and that from the confederation of the whole United States Congress is not empowered to forbid them." This grand convention was never held because the heavy hand of the government fell upon the leaders; but the spirit of John Emerson did not perish. In November, 1802, a convention chosen by voters, assembled under the authority of Congress at Chillicothe, drew up a constitution. It went into force after a popular ratification. The roll of the convention bore such names as Abbot, Baldwin, Cutler, Huntington, Putnam, and Sargent, and the list of counties from which they came included Adams, Fairfield, Hamilton, Jefferson, Trumbull, and Washington, showing that the new America in the West was peopled and led by the old stock. In 1803 Ohio was admitted to the union.

At the end of the century, Ohio, with a population of over 50,000, became unhappy with its territorial status. Two years before the Northwest Ordinance was enacted, squatters in that area were invited by a man named John Emerson to hold a convention like those in Hartford, Windsor, and Wethersfield in old Connecticut and create their own government. This true son of New England stated that people "have an undeniable right to move into any unoccupied land and establish their constitution, and that Congress from the confederation of the entire United States does not have the authority to prevent them." This grand convention never took place because the government cracked down on the leaders; however, the spirit of John Emerson lived on. In November 1802, a convention chosen by voters gathered under Congress's authority in Chillicothe and drafted a constitution. It came into effect after being ratified by the people. The convention included names like Abbot, Baldwin, Cutler, Huntington, Putnam, and Sargent, with representatives from counties such as Adams, Fairfield, Hamilton, Jefferson, Trumbull, and Washington, demonstrating that the new America in the West was populated and led by people from the old stock. In 1803, Ohio was granted statehood.

Indiana and Illinois.—As in the neighboring state, the frontier in Indiana advanced northward from the Ohio, mainly under the leadership, however, of settlers from the South—restless Kentuckians hoping for better luck in a newer country and pioneers from the far frontiers of Virginia and North Carolina. As soon as a tier of counties swinging upward like the horns of the moon against Ohio on the east and in the Wabash Valley on the west was fairly settled, a clamor went up for statehood. Under the authority of an act of Congress in 1816 the Indianians drafted a constitution and inaugurated their government at Corydon. "The majority of the members of the convention," we are told by a local historian, "were frontier farmers who had a general idea of what they wanted and had sense enough to let their more erudite colleagues put it into shape."

Indiana and Illinois.—Similar to the neighboring state, the frontier in Indiana moved north from the Ohio River, primarily led by settlers from the South—restive Kentuckians seeking better fortunes in a new place and pioneers from the distant frontiers of Virginia and North Carolina. Once a series of counties shaped like the horns of the moon was established, rising against Ohio to the east and the Wabash Valley to the west, there was a strong push for statehood. With the backing of a Congressional act in 1816, the residents of Indiana drafted a constitution and set up their government in Corydon. "Most of the convention members," a local historian notes, "were frontier farmers who had a basic understanding of what they wanted and the good sense to let their more educated colleagues articulate it."

Two years later, the pioneers of Illinois, also settled upward from the Ohio, like Indiana, elected their delegates to draft a constitution. Leadership in the convention, quite properly, was taken by a man born in New York and reared in Tennessee; and the constitution as finally drafted "was in its principal provisions a copy of the then existing constitutions of Kentucky, Ohio, and Indiana.... Many of the articles are exact copies in wording although differently arranged and numbered."

Two years later, the pioneers of Illinois, who also settled north from the Ohio River, like those in Indiana, elected delegates to create a constitution. The convention was led, quite fittingly, by a man born in New York and raised in Tennessee; and the final constitution "was mainly a copy of the existing constitutions of Kentucky, Ohio, and Indiana.... Many of the articles are exact copies in wording, though arranged and numbered differently."

Louisiana, Mississippi, and Alabama.—Across the Mississippi to the far south, clearing and planting had gone on with much bustle and enterprise. The cotton and sugar lands of Louisiana, opened by French and Spanish settlers, were widened in every direction by planters with their armies of slaves from the older states. New Orleans, a good market and a center of culture not despised even by the pioneer, grew apace. In 1810 the population of lower Louisiana was over 75,000. The time had come, said the leaders of the people, to fulfill the promise made to France in the treaty of cession; namely, to grant to the inhabitants of the territory statehood and the rights of American citizens. Federalists from New England still having a voice in Congress, if somewhat weaker, still protested in tones of horror. "I am compelled to declare it as my deliberate opinion," pronounced Josiah Quincy in the House of Representatives, "that if this bill [to admit Louisiana] passes, the bonds of this Union are virtually dissolved ... that as it will be the right of all, so it will be the duty of some [states] to prepare definitely for a separation; amicably if they can, violently if they must.... It is a death blow to the Constitution. It may afterwards linger; but lingering, its fate will, at no very distant period, be consummated." Federalists from New York like those from New England had their doubts about the wisdom of admitting Western states; but the party of Jefferson and Madison, having the necessary majority, granted the coveted statehood to Louisiana in 1812.

Louisiana, Mississippi, and Alabama.—Across the Mississippi to the far south, clearing and planting had been bustling with activity and energy. The cotton and sugar fields of Louisiana, established by French and Spanish settlers, were being expanded in every direction by planters with their groups of enslaved workers from the older states. New Orleans, a great market and a cultural hub that the pioneers didn’t overlook, was growing rapidly. By 1810, the population of lower Louisiana exceeded 75,000. The time had come, said the community leaders, to fulfill the promise made to France in the treaty of purchase; specifically, to grant the residents of the territory statehood and the rights of American citizens. Federalists from New England still had a voice in Congress, though it was somewhat weaker, and they continued to express their horror. "I have to state my considered opinion," declared Josiah Quincy in the House of Representatives, "that if this bill [to admit Louisiana] passes, the bonds of this Union are basically dissolved... that while it will be the right of all, it will also be the duty of some [states] to prepare for a separation; peacefully if they can, violently if they must... This is a fatal blow to the Constitution. It might linger on; but even so, its end will come, and not long from now." Federalists from New York shared the doubts of their New England counterparts about the wisdom of admitting Western states; however, the party of Jefferson and Madison, holding the necessary majority, granted the sought-after statehood to Louisiana in 1812.

When, a few years later, Mississippi and Alabama knocked at the doors of the union, the Federalists had so little influence, on account of their conduct during the second war with England, that spokesmen from the Southwest met a kindlier reception at Washington. Mississippi, in 1817, and Alabama, in 1819, took their places among the United States of America. Both of them, while granting white manhood suffrage, gave their constitutions the tone of the old East by providing landed qualifications for the governor and members of the legislature.

When, a few years later, Mississippi and Alabama sought to join the union, the Federalists had so little influence due to their actions during the second war with England that representatives from the Southwest received a warmer welcome in Washington. Mississippi entered in 1817, and Alabama followed in 1819, becoming part of the United States of America. Both states allowed white men to vote but mirrored the old East by requiring land ownership for the governor and members of the legislature.

Missouri.—Far to the north in the Louisiana purchase, a new commonwealth was rising to power. It was peopled by immigrants who came down the Ohio in fleets of boats or crossed the Mississippi from Kentucky and Tennessee. Thrifty Germans from Pennsylvania, hardy farmers from Virginia ready to work with their own hands, freemen seeking freemen's homes, planters with their slaves moving on from worn-out fields on the seaboard, came together in the widening settlements of the Missouri country. Peoples from the North and South flowed together, small farmers and big planters mingling in one community. When their numbers had reached sixty thousand or more, they precipitated a contest over their admission to the union, "ringing an alarm bell in the night," as Jefferson phrased it. The favorite expedient of compromise with slavery was brought forth in Congress once more. Maine consequently was brought into the union without slavery and Missouri with slavery. At the same time there was drawn westward through the rest of the Louisiana territory a line separating servitude from slavery.

Missouri.—Far to the north in the territory acquired through the Louisiana Purchase, a new state was gaining influence. It was populated by immigrants who traveled down the Ohio River in groups of boats or crossed the Mississippi River from Kentucky and Tennessee. Resourceful Germans from Pennsylvania, hardworking farmers from Virginia willing to labor with their own hands, free individuals looking for homes, and planters with their enslaved workers moving from exhausted fields on the East Coast all came together in the expanding settlements of Missouri. People from the North and South mixed together, small farmers and large planters forming one community. When their population reached sixty thousand or more, it triggered a debate over their admission to the Union, “ringing an alarm bell in the night,” as Jefferson put it. The usual compromise involving slavery was once again put forward in Congress. As a result, Maine was admitted to the Union without slavery and Missouri with slavery. At the same time, a line was drawn westward through the remaining Louisiana territory, separating free states from slave states.

The Spirit of the Wild

Land Tenure and Liberty.—Over an immense western area there developed an unbroken system of freehold farms. In the Gulf states and the lower Mississippi Valley, it is true, the planter with his many slaves even led in the pioneer movement; but through large sections of Tennessee and Kentucky, as well as upper Georgia and Alabama, and all throughout the Northwest territory the small farmer reigned supreme. In this immense dominion there sprang up a civilization without caste or class—a body of people all having about the same amount of this world's goods and deriving their livelihood from one source: the labor of their own hands on the soil. The Northwest territory alone almost equaled in area all the original thirteen states combined, except Georgia, and its system of agricultural economy was unbroken by plantations and feudal estates. "In the subdivision of the soil and the great equality of condition," as Webster said on more than one occasion, "lay the true basis, most certainly, of popular government." There was the undoubted source of Jacksonian democracy.

Land Tenure and Liberty.—Across a vast western area, a continuous system of freehold farms emerged. In the Gulf states and the lower Mississippi Valley, it's true that planters with many slaves were at the forefront of the pioneer movement; however, in large parts of Tennessee and Kentucky, as well as upper Georgia and Alabama, and throughout the Northwest territory, small farmers dominated. In this vast region, a civilization developed without rigid social classes—a community where people owned similar amounts of wealth and made their living through the labor of their own hands on the land. The Northwest territory alone was nearly as large as all the original thirteen states combined, except Georgia, and its agricultural system was not disrupted by plantations or feudal estates. "In the subdivision of the soil and the great equality of condition," as Webster stated multiple times, "lay the true basis, most certainly, of popular government." This was undoubtedly the foundation of Jacksonian democracy.

A Log Cabin—Lincoln's Birthplace
Lincoln's Birthplace Log Cabin

The Characteristics of the Western People.—Travelers into the Northwest during the early years of the nineteenth century were agreed that the people of that region were almost uniformly marked by the characteristics common to an independent yeomanry. A close observer thus recorded his impressions: "A spirit of adventurous enterprise, a willingness to go through any hardship to accomplish an object.... Independence of thought and action. They have felt the influence of these principles from their childhood. Men who can endure anything; that have lived almost without restraint, free as the mountain air or as the deer and the buffalo of their forests, and who know they are Americans all.... An apparent roughness which some would deem rudeness of manner.... Where there is perfect equality in a neighborhood of people who know little about each other's previous history or ancestry but where each is lord of the soil he cultivates. Where a log cabin is all that the best of families can expect to have for years and of course can possess few of the external decorations which have so much influence in creating a diversity of rank in society. These circumstances have laid the foundation for that equality of intercourse, simplicity of manners, want of deference, want of reserve, great readiness to make acquaintances, freedom of speech, indisposition to brook real or imaginary insults which one witnesses among people of the West."

The Characteristics of the Western People.—Travelers to the Northwest in the early 1800s agreed that the people there were almost universally defined by traits typical of an independent farming community. One keen observer shared his thoughts: "There’s a spirit of adventure, a willingness to face any hardship to achieve a goal.... Independence in thought and action. They have been influenced by these values since childhood. These are individuals who can withstand anything; they have lived almost entirely without restrictions, as free as the mountain air or the deer and buffalo in their forests, knowing they are all Americans.... A certain roughness that some might consider rudeness in their manners.... Where there is perfect equality in a community of people who know little about each other's pasts, but where everyone is in charge of the land they farm. A log cabin is often all that even the best families can expect to have for years, and of course, they have few of the external decorations that typically create differences in social status. These conditions have set the stage for that equal interaction, straightforward manners, lack of respect, lack of formality, eagerness to make new friends, openness in conversation, and unwillingness to tolerate real or imagined insults, which one sees among people of the West."

This equality, this independence, this rudeness so often described by the traveler as marking a new country, were all accentuated by the character of the settlers themselves. Traces of the fierce, unsociable, eagle-eyed, hard-drinking hunter remained. The settlers who followed the hunter were, with some exceptions, soldiers of the Revolutionary army, farmers of the "middling order," and mechanics from the towns,—English, Scotch-Irish, Germans,—poor in possessions and thrown upon the labor of their own hands for support. Sons and daughters from well-to-do Eastern homes sometimes brought softer manners; but the equality of life and the leveling force of labor in forest and field soon made them one in spirit with their struggling neighbors. Even the preachers and teachers, who came when the cabins were raised in the clearings and rude churches and schoolhouses were built, preached sermons and taught lessons that savored of the frontier, as any one may know who reads Peter Cartwright's A Muscular Christian or Eggleston's The Hoosier Schoolmaster.

This equality, this independence, this roughness often noted by travelers in a new country, were all highlighted by the nature of the settlers themselves. The fierce, unsociable, sharp-eyed, hard-drinking hunter still lingered in their traits. The settlers who came after the hunter were mostly soldiers from the Revolutionary army, farmers of average means, and mechanics from the towns—English, Scotch-Irish, Germans—who were short on resources and relied on their own hard work for support. Sons and daughters from comfortable Eastern homes sometimes brought gentler manners, but the equality of their new lives and the leveling effect of working in the woods and fields quickly connected them with their struggling neighbors. Even the preachers and teachers who arrived once the cabins were built and crude churches and schoolhouses established delivered sermons and lessons that reflected the frontier spirit, as anyone can see by reading Peter Cartwright's A Muscular Christian or Eggleston's The Hoosier Schoolmaster.

The West and the East Come Together

The East Alarmed.—A people so independent as the Westerners and so attached to local self-government gave the conservative East many a rude shock, setting gentlemen in powdered wigs and knee breeches agog with the idea that terrible things might happen in the Mississippi Valley. Not without good grounds did Washington fear that "a touch of a feather would turn" the Western settlers away from the seaboard to the Spaniards; and seriously did he urge the East not to neglect them, lest they be "drawn into the arms of, or be dependent upon foreigners." Taking advantage of the restless spirit in the Southwest, Aaron Burr, having disgraced himself by killing Alexander Hamilton in a duel, laid wild plans, if not to bring about a secession in that region, at least to build a state of some kind out of the Spanish dominions adjoining Louisiana. Frightened at such enterprises and fearing the dominance of the West, the Federalists, with a few conspicuous exceptions, opposed equality between the sections. Had their narrow views prevailed, the West, with its new democracy, would have been held in perpetual tutelage to the seaboard or perhaps been driven into independence as the thirteen colonies had been not long before.

The East Alarmed.—A people as independent as the Westerners and so dedicated to local self-government gave the conservative East many shocks, leaving gentlemen in powdered wigs and knee breeches anxious about the possibility of serious issues in the Mississippi Valley. Not without good reason did Washington worry that "a touch of a feather would turn" the Western settlers away from the coastline to the Spaniards; he seriously urged the East not to overlook them, for fear they would be "drawn into the arms of, or be dependent upon foreigners." Taking advantage of the restless spirit in the Southwest, Aaron Burr, who had tarnished his reputation by killing Alexander Hamilton in a duel, made ambitious plans, if not to cause a secession in that area, at least to establish a state of some sort out of the Spanish territories near Louisiana. Alarmed by such schemes and fearing Western dominance, the Federalists, with a few notable exceptions, resisted equality between the regions. If their narrow views had won out, the West, with its new democracy, would have been kept in perpetual subservience to the coastline or perhaps pushed into independence like the thirteen colonies had been not long before.

Eastern Friends of the West.—Fortunately for the nation, there were many Eastern leaders, particularly from the South, who understood the West, approved its spirit, and sought to bring the two sections together by common bonds. Washington kept alive and keen the zeal for Western advancement which he acquired in his youth as a surveyor. He never grew tired of urging upon his Eastern friends the importance of the lands beyond the mountains. He pressed upon the governor of Virginia a project for a wagon road connecting the seaboard with the Ohio country and was active in a movement to improve the navigation of the Potomac. He advocated strengthening the ties of commerce. "Smooth the roads," he said, "and make easy the way for them, and then see what an influx of articles will be poured upon us; how amazingly our exports will be increased by them; and how amply we shall be compensated for any trouble and expense we may encounter to effect it." Jefferson, too, was interested in every phase of Western development—the survey of lands, the exploration of waterways, the opening of trade, and even the discovery of the bones of prehistoric animals. Robert Fulton, the inventor of the steamboat, was another man of vision who for many years pressed upon his countrymen the necessity of uniting East and West by a canal which would cement the union, raise the value of the public lands, and extend the principles of confederate and republican government.

Eastern Friends of the West.—Fortunately for the nation, there were many Eastern leaders, especially from the South, who understood the West, appreciated its spirit, and wanted to connect the two regions through shared interests. Washington maintained his passion for Western progress, a zeal he developed in his youth as a surveyor. He never tired of reminding his Eastern friends about the importance of the lands beyond the mountains. He urged the governor of Virginia to support a project for a wagon road that would link the coast with the Ohio region and was active in efforts to improve the navigation of the Potomac. He promoted strengthening commercial ties. "Smooth the roads," he said, "and make it easy for them, and then watch how much trade will flow to us; how dramatically our exports will increase; and how well we will be rewarded for any trouble and cost we might face to make it happen." Jefferson was also interested in every aspect of Western development—the surveying of land, the exploration of waterways, the opening of trade, and even the discovery of prehistoric animal bones. Robert Fulton, the inventor of the steamboat, was another visionary who spent years advocating for the necessity of uniting East and West through a canal that would strengthen the union, enhance the value of public lands, and promote the principles of confederate and republican government.

The Difficulties of Early Transportation.—Means of communication played an important part in the strategy of all those who sought to bring together the seaboard and the frontier. The produce of the West—wheat, corn, bacon, hemp, cattle, and tobacco—was bulky and the cost of overland transportation was prohibitive. In the Eastern market, "a cow and her calf were given for a bushel of salt, while a suit of 'store clothes' cost as much as a farm." In such circumstances, the inhabitants of the Mississippi Valley were forced to ship their produce over a long route by way of New Orleans and to pay high freight rates for everything that was brought across the mountains. Scows of from five to fifty tons were built at the towns along the rivers and piloted down the stream to the Crescent City. In a few cases small ocean-going vessels were built to transport goods to the West Indies or to the Eastern coast towns. Salt, iron, guns, powder, and the absolute essentials which the pioneers had to buy mainly in Eastern markets were carried over narrow wagon trails that were almost impassable in the rainy season.

The Difficulties of Early Transportation.—Communication methods were crucial for anyone trying to connect the coastal areas with the frontier. The goods from the West—wheat, corn, bacon, hemp, cattle, and tobacco—were heavy, and the cost of transporting them overland was extremely high. In the Eastern market, "a cow and her calf were traded for a bushel of salt, while a set of 'store clothes' cost as much as a whole farm." Given these conditions, people in the Mississippi Valley had to ship their products a long way through New Orleans and pay steep freight charges for anything brought over the mountains. Scows ranging from five to fifty tons were built in river towns and floated down to the Crescent City. In some cases, small ocean-going ships were constructed to carry goods to the West Indies or the Eastern coastal towns. Salt, iron, guns, gunpowder, and the basic necessities that pioneers had to purchase mostly from Eastern markets were transported along narrow wagon trails that were nearly impossible to navigate during the rainy season.

The National Road.—To far-sighted men, like Albert Gallatin, "the father of internal improvements," the solution of this problem was the construction of roads and canals. Early in Jefferson's administration, Congress dedicated a part of the proceeds from the sale of lands to building highways from the headwaters of the navigable waters emptying into the Atlantic to the Ohio River and beyond into the Northwest territory. In 1806, after many misgivings, it authorized a great national highway binding the East and the West. The Cumberland Road, as it was called, began in northwestern Maryland, wound through southern Pennsylvania, crossed the narrow neck of Virginia at Wheeling, and then shot almost straight across Ohio, Indiana, and Illinois, into Missouri. By 1817, stagecoaches were running between Washington and Wheeling; by 1833 contractors had carried their work to Columbus, Ohio, and by 1852, to Vandalia, Illinois. Over this ballasted road mail and passenger coaches could go at high speed, and heavy freight wagons proceed in safety at a steady pace.

The National Road.—Visionary thinkers, like Albert Gallatin, "the father of internal improvements," believed the answer to this challenge was the construction of roads and canals. Early in Jefferson's presidency, Congress allocated a portion of the proceeds from land sales to build highways connecting the headwaters of navigable waters flowing into the Atlantic to the Ohio River and beyond into the Northwest territory. In 1806, after much hesitation, it approved the creation of a major national highway linking the East and the West. The Cumberland Road, as it was named, started in northwestern Maryland, went through southern Pennsylvania, crossed the narrow part of Virginia at Wheeling, and then stretched almost directly across Ohio, Indiana, and Illinois, into Missouri. By 1817, stagecoaches were operating between Washington and Wheeling; by 1833, contractors had extended their work to Columbus, Ohio, and by 1852, to Vandalia, Illinois. This well-constructed road allowed mail and passenger coaches to travel quickly, while heavy freight wagons moved steadily and safely.

The Cumberland Road
Cumberland Road

Canals and Steamboats.—A second epoch in the economic union of the East and West was reached with the opening of the Erie Canal in 1825, offering an all-water route from New York City to the Great Lakes and the Mississippi Valley. Pennsylvania, alarmed by the advantages conferred on New York by this enterprise, began her system of canals and portages from Philadelphia to Pittsburgh, completing the last link in 1834. In the South, the Chesapeake and Ohio Company, chartered in 1825, was busy with a project to connect Georgetown and Cumberland when railways broke in upon the undertaking before it was half finished. About the same time, Ohio built a canal across the state, affording water communication between Lake Erie and the Ohio River through a rich wheat belt. Passengers could now travel by canal boat into the West with comparative ease and comfort, if not at a rapid speed, and the bulkiest of freight could be easily handled. Moreover, the rate charged for carrying goods was cut by the Erie Canal from $32 a ton per hundred miles to $1. New Orleans was destined to lose her primacy in the Mississippi Valley.

Canals and Steamboats.—A significant shift in the economic connection between the East and West occurred with the opening of the Erie Canal in 1825, which provided a water route from New York City to the Great Lakes and the Mississippi Valley. Concerned about the benefits this gave to New York, Pennsylvania began its own system of canals and portages from Philadelphia to Pittsburgh, finishing the last link in 1834. In the South, the Chesapeake and Ohio Company, founded in 1825, was working on a project to link Georgetown and Cumberland when railroads disrupted the project before it was even halfway done. Around the same time, Ohio constructed a canal across the state, allowing water transportation between Lake Erie and the Ohio River through a rich wheat-producing area. Passengers could now travel west by canal boat with relative ease and comfort, if not speed, and large shipments could be managed with ease. Additionally, the Erie Canal drastically reduced shipping costs from $32 a ton per hundred miles to just $1. New Orleans was on track to lose its dominance in the Mississippi Valley.

The diversion of traffic to Eastern markets was also stimulated by steamboats which appeared on the Ohio about 1810, three years after Fulton had made his famous trip on the Hudson. It took twenty men to sail and row a five-ton scow up the river at a speed of from ten to twenty miles a day. In 1825, Timothy Flint traveled a hundred miles a day on the new steamer Grecian "against the whole weight of the Mississippi current." Three years later the round trip from Louisville to New Orleans was cut to eight days. Heavy produce that once had to float down to New Orleans could be carried upstream and sent to the East by way of the canal systems.

The shift of traffic to Eastern markets was also boosted by steamboats that showed up on the Ohio around 1810, three years after Fulton made his famous journey on the Hudson. It took twenty men to sail and row a five-ton barge up the river at a speed of ten to twenty miles a day. In 1825, Timothy Flint traveled a hundred miles a day on the new steamer Grecian "against the full force of the Mississippi current." Three years later, the round trip from Louisville to New Orleans was reduced to eight days. Heavy goods that once had to drift down to New Orleans could now be transported upstream and sent to the East via the canal systems.

An Early Mississippi Steamboat
From an old print
A Mississippi Steamboat from Early Days

Thus the far country was brought near. The timid no longer hesitated at the thought of the perilous journey. All routes were crowded with Western immigrants. The forests fell before the ax like grain before the sickle. Clearings scattered through the woods spread out into a great mosaic of farms stretching from the Southern Appalachians to Lake Michigan. The national census of 1830 gave 937,000 inhabitants to Ohio; 343,000 to Indiana; 157,000 to Illinois; 687,000 to Kentucky; and 681,000 to Tennessee.

Thus the distant land became accessible. The fearful no longer hesitated about the dangerous journey. All paths were filled with migrants heading west. The forests fell to the axe like grain to the sickle. Clearings throughout the woods turned into a vast patchwork of farms stretching from the Southern Appalachians to Lake Michigan. The national census of 1830 recorded 937,000 residents in Ohio; 343,000 in Indiana; 157,000 in Illinois; 687,000 in Kentucky; and 681,000 in Tennessee.

Distribution of Population, 1830
Population Distribution, 1830

With the increase in population and the growth of agriculture came political influence. People who had once petitioned Congress now sent their own representatives. Men who had hitherto accepted without protests Presidents from the seaboard expressed a new spirit of dissent in 1824 by giving only three electoral votes for John Quincy Adams; and four years later they sent a son of the soil from Tennessee, Andrew Jackson, to take Washington's chair as chief executive of the nation—the first of a long line of Presidents from the Mississippi basin.

As the population grew and agriculture expanded, so did political influence. People who once petitioned Congress now elected their own representatives. Men who had previously accepted Presidents from the coast without complaint showed a new spirit of dissent in 1824 by giving just three electoral votes to John Quincy Adams. Four years later, they chose a local candidate from Tennessee, Andrew Jackson, to occupy Washington's chair as the nation's chief executive—marking the beginning of a long series of Presidents from the Mississippi basin.

References

W.G. Brown, The Lower South in American History.

W.G. Brown, The Lower South in American History.

B.A. Hinsdale, The Old North West (2 vols.).

B.A. Hinsdale, The Old North West (2 vols.).

A.B. Hulbert, Great American Canals and The Cumberland Road.

A.B. Hulbert, Great American Canals and The Cumberland Road.

T. Roosevelt, Thomas H. Benton.

T. Roosevelt, Thomas H. Benton.

P.J. Treat, The National Land System (1785-1820).

P.J. Treat, The National Land System (1785-1820).

F.J. Turner, Rise of the New West (American Nation Series).

F.J. Turner, Rise of the New West (American Nation Series).

J. Winsor, The Westward Movement.

J. Winsor, *The Westward Movement*.

Questions

1. How did the West come to play a rôle in the Revolution?

1. How did the West get involved in the Revolution?

2. What preparations were necessary to settlement?

2. What preparations were needed for the settlement?

3. Give the principal provisions of the Northwest Ordinance.

3. Outline the main points of the Northwest Ordinance.

4. Explain how freehold land tenure happened to predominate in the West.

4. Explain how freehold land ownership became the main system in the West.

5. Who were the early settlers in the West? What routes did they take? How did they travel?

5. Who were the early settlers in the West? What paths did they follow? How did they get around?

6. Explain the Eastern opposition to the admission of new Western states. Show how it was overcome.

6. Explain why the East opposed the admission of new Western states. Show how that opposition was overcome.

7. Trace a connection between the economic system of the West and the spirit of the people.

7. Draw a link between the Western economic system and the mindset of the people.

8. Who were among the early friends of Western development?

8. Who were some of the early supporters of Western development?

9. Describe the difficulties of trade between the East and the West.

9. Describe the challenges of trade between the East and the West.

10. Show how trade was promoted.

10. Demonstrate how trade was encouraged.

Research Topics

Northwest Ordinance.—Analysis of text in Macdonald, Documentary Source Book. Roosevelt, Winning of the West, Vol. V, pp. 5-57.

Northwest Ordinance.—Analysis of text in Macdonald, Documentary Source Book. Roosevelt, Winning of the West, Vol. V, pp. 5-57.

The West before the Revolution.—Roosevelt, Vol. I.

The West before the Revolution.—Roosevelt, Vol. I.

The West during the Revolution.—Roosevelt, Vols. II and III.

The West during the Revolution.—Roosevelt, Vols. II and III.

Tennessee.—Roosevelt, Vol. V, pp. 95-119 and Vol. VI, pp. 9-87.

Tennessee.—Roosevelt, Vol. V, pp. 95-119 and Vol. VI, pp. 9-87.

The Cumberland Road.—A.B. Hulbert, The Cumberland Road.

The Cumberland Road.—A.B. Hulbert, The Cumberland Road.

Early Life in the Middle West.—Callender, Economic History of the United States, pp. 617-633; 636-641.

Early Life in the Middle West.—Callender, Economic History of the United States, pp. 617-633; 636-641.

Slavery in the Southwest.—Callender, pp. 641-652.

Slavery in the Southwest.—Callender, pp. 641-652.

Early Land Policy.—Callender, pp. 668-680.

Early Land Policy.—Callender, pp. 668-680.

Westward Movement of Peoples.—Roosevelt, Vol. IV, pp. 7-39.

Westward Movement of Peoples.—Roosevelt, Vol. IV, pp. 7-39.

Lists of books dealing with the early history of Western states are given in Hart, Channing, and Turner, Guide to the Study and Reading of American History (rev. ed.), pp. 62-89.

Lists of books about the early history of Western states can be found in Hart, Channing, and Turner, Guide to the Study and Reading of American History (rev. ed.), pp. 62-89.

Kentucky.—Roosevelt, Vol. IV, pp. 176-263.

Kentucky.—Roosevelt, Vol. IV, pp. 176-263.


CHAPTER XI

JACKSONIAN DEMOCRACY

The New England Federalists, at the Hartford convention, prophesied that in time the West would dominate the East. "At the adoption of the Constitution," they said, "a certain balance of power among the original states was considered to exist, and there was at that time and yet is among those parties a strong affinity between their great and general interests. By the admission of these [new] states that balance has been materially affected and unless the practice be modified must ultimately be destroyed. The Southern states will first avail themselves of their new confederates to govern the East, and finally the Western states, multiplied in number, and augmented in population, will control the interests of the whole." Strangely enough the fulfillment of this prophecy was being prepared even in Federalist strongholds by the rise of a new urban democracy that was to make common cause with the farmers beyond the mountains.

The New England Federalists, during the Hartford Convention, predicted that eventually the West would take over the East. "When the Constitution was adopted," they said, "there was a certain balance of power among the original states that was recognized, and there was and still is a strong connection between their major interests. The admission of these [new] states has significantly affected that balance, and unless changes are made, it will eventually be destroyed. The Southern states will first use their new allies to control the East, and ultimately, the Western states, which will grow in number and population, will dominate the interests of the entire region." Interestingly, the realization of this prophecy was already underway, even in Federalist strongholds, through the emergence of a new urban democracy that would join forces with the farmers beyond the mountains.

The Democratic Movement in the East

The Aristocratic Features of the Old Order.—The Revolutionary fathers, in setting up their first state constitutions, although they often spoke of government as founded on the consent of the governed, did not think that consistency required giving the vote to all adult males. On the contrary they looked upon property owners as the only safe "depositary" of political power. They went back to the colonial tradition that related taxation and representation. This, they argued, was not only just but a safeguard against the "excesses of democracy."

The Aristocratic Features of the Old Order.—The Revolutionary fathers, when creating their first state constitutions, often expressed that government should be based on the consent of the governed. However, they didn’t believe that being consistent meant granting the vote to all adult males. Instead, they viewed property owners as the only reliable holders of political power. They referred back to the colonial tradition that linked taxation and representation, arguing that this was not only fair but also a protection against the "excesses of democracy."

In carrying their theory into execution they placed taxpaying or property qualifications on the right to vote. Broadly speaking, these limitations fell into three classes. Three states, Pennsylvania (1776), New Hampshire (1784), and Georgia (1798), gave the ballot to all who paid taxes, without reference to the value of their property. Three, Virginia, Delaware, and Rhode Island, clung firmly to the ancient principles that only freeholders could be intrusted with electoral rights. Still other states, while closely restricting the suffrage, accepted the ownership of other things as well as land in fulfillment of the requirements. In Massachusetts, for instance, the vote was granted to all men who held land yielding an annual income of three pounds or possessed other property worth sixty pounds.

In putting their theory into action, they set tax or property qualifications for the right to vote. Generally, these restrictions fell into three categories. Three states—Pennsylvania (1776), New Hampshire (1784), and Georgia (1798)—allowed anyone who paid taxes to vote, regardless of their property's value. Three others—Virginia, Delaware, and Rhode Island—stuck to the old belief that only landowners could be trusted with voting rights. Additionally, some states, while limiting voting rights, accepted ownership of various types of property beyond just land to meet the qualifications. For example, in Massachusetts, the vote was granted to all men who owned land that generated an annual income of three pounds or had other property valued at sixty pounds.

The electors thus enfranchised, numerous as they were, owing to the wide distribution of land, often suffered from a very onerous disability. In many states they were able to vote only for persons of wealth because heavy property qualifications were imposed on public officers. In New Hampshire, the governor had to be worth five hundred pounds, one-half in land; in Massachusetts, one thousand pounds, all freehold; in Maryland, five thousand pounds, one thousand of which was freehold; in North Carolina, one thousand pounds freehold; and in South Carolina, ten thousand pounds freehold. A state senator in Massachusetts had to be the owner of a freehold worth three hundred pounds or personal property worth six hundred pounds; in New Jersey, one thousand pounds' worth of property; in North Carolina, three hundred acres of land; in South Carolina, two thousand pounds freehold. For members of the lower house of the legislature lower qualifications were required.

The electors who were granted the right to vote, as numerous as they were due to the widespread distribution of land, often faced a significant limitation. In many states, they could only vote for wealthy candidates because there were strict property qualifications for public officials. In New Hampshire, the governor had to be worth five hundred pounds, with half of that in land; in Massachusetts, one thousand pounds—all in freehold; in Maryland, five thousand pounds, of which one thousand had to be freehold; in North Carolina, one thousand pounds in freehold; and in South Carolina, ten thousand pounds in freehold. A state senator in Massachusetts needed to own a freehold worth three hundred pounds or personal property valued at six hundred pounds; in New Jersey, it was one thousand pounds' worth of property; in North Carolina, three hundred acres of land; and in South Carolina, two thousand pounds in freehold. For members of the lower house of the legislature, the qualifications were less demanding.

In most of the states the suffrage or office holding or both were further restricted by religious provisions. No single sect was powerful enough to dominate after the Revolution, but, for the most part, Catholics and Jews were either disfranchised or excluded from office. North Carolina and Georgia denied the ballot to any one who was not a Protestant. Delaware withheld it from all who did not believe in the Trinity and the inspiration of the Scriptures. Massachusetts and Maryland limited it to Christians. Virginia and New York, advanced for their day, made no discrimination in government on account of religious opinion.

In most states, voting rights and office holding were limited by religious rules. No single religious group was strong enough to take control after the Revolution, but generally, Catholics and Jews were either denied the right to vote or barred from holding office. North Carolina and Georgia disallowed anyone who wasn’t a Protestant from voting. Delaware denied suffrage to those who didn’t believe in the Trinity and the inspiration of the Scriptures. Massachusetts and Maryland restricted it to Christians. Virginia and New York, more progressive for their time, did not discriminate in government based on religious beliefs.

The Defense of the Old Order.—It must not be supposed that property qualifications were thoughtlessly imposed at the outset or considered of little consequence in practice. In the beginning they were viewed as fundamental. As towns grew in size and the number of landless citizens increased, the restrictions were defended with even more vigor. In Massachusetts, the great Webster upheld the rights of property in government, saying: "It is entirely just that property should have its due weight and consideration in political arrangements.... The disastrous revolutions which the world has witnessed, those political thunderstorms and earthquakes which have shaken the pillars of society to their deepest foundations, have been revolutions against property." In Pennsylvania, a leader in local affairs cried out against a plan to remove the taxpaying limitation on the suffrage: "What does the delegate propose? To place the vicious vagrant, the wandering Arabs, the Tartar hordes of our large cities on the level with the virtuous and good man?" In Virginia, Jefferson himself had first believed in property qualifications and had feared with genuine alarm the "mobs of the great cities." It was near the end of the eighteenth century before he accepted the idea of manhood suffrage. Even then he was unable to convince the constitution-makers of his own state. "It is not an idle chimera of the brain," urged one of them, "that the possession of land furnishes the strongest evidence of permanent, common interest with, and attachment to, the community.... It is upon this foundation I wish to place the right of suffrage. This is the best general standard which can be resorted to for the purpose of determining whether the persons to be invested with the right of suffrage are such persons as could be, consistently with the safety and well-being of the community, intrusted with the exercise of that right."

The Defense of the Old Order.—It shouldn't be assumed that property requirements were imposed thoughtlessly from the start or regarded as unimportant in practice. Initially, they were seen as essential. As towns expanded and the number of landless citizens grew, the restrictions were defended even more passionately. In Massachusetts, the notable Webster supported property rights in government, stating: "It is completely just that property should be given its proper weight and consideration in political arrangements.... The disastrous revolutions we've seen in the world, those political storms and earthquakes that have shaken the foundations of society to their core, have been revolutions against property." In Pennsylvania, a local leader condemned a proposal to remove the taxpaying limitation on voting rights: "What does the delegate suggest? To put the malicious vagrant, the wandering drifters, the invading hordes of our large cities on the same level as the virtuous and decent man?" In Virginia, Jefferson himself initially supported property qualifications and genuinely feared the "mobs of the great cities." It was nearly the end of the eighteenth century before he embraced the idea of universal male suffrage. Even then, he couldn't persuade the framers of his own state's constitution. "It is not a mere fantasy," one of them argued, "that owning land provides the strongest evidence of a permanent, shared interest in and commitment to the community.... It is on this basis that I wish to establish the right to vote. This is the best general standard to determine whether those we grant the right to vote are individuals who can be trusted with that power, considering the safety and well-being of the community."

Attacks on the Restricted Suffrage.—The changing circumstances of American life, however, soon challenged the rule of those with property. Prominent among the new forces were the rising mercantile and business interests. Where the freehold qualification was applied, business men who did not own land were deprived of the vote and excluded from office. In New York, for example, the most illiterate farmer who had one hundred pounds' worth of land could vote for state senator and governor, while the landless banker or merchant could not. It is not surprising, therefore, to find business men taking the lead in breaking down freehold limitations on the suffrage. The professional classes also were interested in removing the barriers which excluded many of them from public affairs. It was a schoolmaster, Thomas Dorr, who led the popular uprising in Rhode Island which brought the exclusive rule by freeholders to an end.

Attacks on the Restricted Suffrage.—The changing circumstances of American life, however, soon challenged the power held by property owners. Among the new forces were the growing mercantile and business interests. Where voting required owning property, businesspeople who didn’t own land were denied the right to vote and excluded from holding office. In New York, for example, the most uneducated farmer who owned one hundred pounds' worth of land could vote for state senator and governor, while the landless banker or merchant could not. It’s not surprising, then, that businesspeople took the lead in pushing to remove the property restrictions on voting. The professional classes were also keen to eliminate the barriers that kept many of them out of public affairs. It was a schoolmaster, Thomas Dorr, who led the popular uprising in Rhode Island that ended the exclusive control by property owners.

In addition to the business and professional classes, the mechanics of the towns showed a growing hostility to a system of government that generally barred them from voting or holding office. Though not numerous, they had early begun to exercise an influence on the course of public affairs. They had led the riots against the Stamp Act, overturned King George's statue, and "crammed stamps down the throats of collectors." When the state constitutions were framed they took a lively interest, particularly in New York City and Philadelphia. In June, 1776, the "mechanicks in union" in New York protested against putting the new state constitution into effect without their approval, declaring that the right to vote on the acceptance or rejection of a fundamental law "is the birthright of every man to whatever state he may belong." Though their petition was rejected, their spirit remained. When, a few years later, the federal Constitution was being framed, the mechanics watched the process with deep concern; they knew that one of its main objects was to promote trade and commerce, affecting directly their daily bread. During the struggle over ratification, they passed resolutions approving its provisions and they often joined in parades organized to stir up sentiment for the Constitution, even though they could not vote for members of the state conventions and so express their will directly. After the organization of trade unions they collided with the courts of law and thus became interested in the election of judges and lawmakers.

Along with the business and professional classes, the town's workers began to show increasing frustration with a government system that typically excluded them from voting and holding office. Although they weren't a large group, they had started to influence public affairs early on. They led riots against the Stamp Act, took down King George's statue, and "shoved stamps down the throats of collectors." When the state constitutions were being created, they showed a keen interest, especially in New York City and Philadelphia. In June 1776, the "mechanics in union" in New York protested against implementing the new state constitution without their approval, stating that the right to vote on accepting or rejecting a fundamental law "is the birthright of every man, no matter what state he belongs to." Even though their petition was denied, their determination remained strong. A few years later, as the federal Constitution was being drafted, the mechanics observed the process with great concern, knowing its primary purpose was to promote trade and commerce, which directly impacted their livelihoods. During the ratification debate, they passed resolutions supporting its provisions and often participated in parades aimed at boosting support for the Constitution, even though they could not vote for members of the state conventions to express their will directly. After forming trade unions, they started to clash with the courts and thus became invested in the election of judges and lawmakers.

Those who attacked the old system of class rule found a strong moral support in the Declaration of Independence. Was it not said that all men are created equal? Whoever runs may read. Was it not declared that governments derive their just power from the consent of the governed? That doctrine was applied with effect to George III and seemed appropriate for use against the privileged classes of Massachusetts or Virginia. "How do the principles thus proclaimed," asked the non-freeholders of Richmond, in petitioning for the ballot, "accord with the existing regulation of the suffrage? A regulation which, instead of the equality nature ordains, creates an odious distinction between members of the same community ... and vests in a favored class, not in consideration of their public services but of their private possessions, the highest of all privileges."

Those who challenged the old system of class rule found strong moral support in the Declaration of Independence. Was it not stated that all people are created equal? Anyone can read that. Was it not declared that governments get their rightful power from the consent of the governed? This principle was effectively used against George III and seemed fitting to apply to the privileged classes of Massachusetts or Virginia. "How do the principles stated here," asked the non-freeholders of Richmond in their petition for the vote, "fit with the current rules on suffrage? A regulation that, instead of promoting the equality that nature intended, creates a disgraceful distinction among members of the same community... and gives a favored class, not based on their public service but on their private wealth, the highest privilege of all."

Abolition of Property Qualifications.—By many minor victories rather than by any spectacular triumphs did the advocates of manhood suffrage carry the day. Slight gains were made even during the Revolution or shortly afterward. In Pennsylvania, the mechanics, by taking an active part in the contest over the Constitution of 1776, were able to force the qualification down to the payment of a small tax. Vermont came into the union in 1792 without any property restrictions. In the same year Delaware gave the vote to all men who paid taxes. Maryland, reckoned one of the most conservative of states, embarked on the experiment of manhood suffrage in 1809; and nine years later, Connecticut, equally conservative, decided that all taxpayers were worthy of the ballot.

Abolition of Property Qualifications.—The supporters of manhood suffrage achieved their goals through many small victories rather than any grand successes. They made some progress even during or shortly after the Revolution. In Pennsylvania, the workers managed to lower the property qualification to just a small tax payment by actively participating in the debate over the Constitution of 1776. Vermont joined the union in 1792 without any property restrictions. That same year, Delaware granted the vote to all men who paid taxes. Maryland, considered one of the most conservative states, introduced manhood suffrage in 1809; and nine years later, Connecticut, also conservative, agreed that all taxpayers should have the right to vote.

Five states, Massachusetts, New York, Virginia, Rhode Island, and North Carolina, remained obdurate while these changes were going on around them; finally they had to yield themselves. The last struggle in Massachusetts took place in the constitutional convention of 1820. There Webster, in the prime of his manhood, and John Adams, in the closing years of his old age, alike protested against such radical innovations as manhood suffrage. Their protests were futile. The property test was abolished and a small tax-paying qualification was substituted. New York surrendered the next year and, after trying some minor restrictions for five years, went completely over to white manhood suffrage in 1826. Rhode Island clung to her freehold qualification through thirty years of agitation. Then Dorr's Rebellion, almost culminating in bloodshed, brought about a reform in 1843 which introduced a slight tax-paying qualification as an alternative to the freehold. Virginia and North Carolina were still unconvinced. The former refused to abandon ownership of land as the test for political rights until 1850 and the latter until 1856. Although religious discriminations and property qualifications for office holders were sometimes retained after the establishment of manhood suffrage, they were usually abolished along with the monopoly of government enjoyed by property owners and taxpayers.

Five states—Massachusetts, New York, Virginia, Rhode Island, and North Carolina—stayed stubborn while all these changes were happening around them; eventually, they had to give in themselves. The last fight in Massachusetts happened at the constitutional convention of 1820. There, Webster, in the prime of his life, and John Adams, in the final years of his old age, both protested against radical changes like manhood suffrage. Their protests were in vain. The property requirement was removed and replaced with a small tax-paying qualification. New York gave in the following year and, after attempting some minor restrictions for five years, fully adopted white manhood suffrage in 1826. Rhode Island held onto its freehold qualification for thirty years of agitation. Then, Dorr's Rebellion, which nearly ended in violence, led to a reform in 1843 that introduced a slight tax-paying qualification as an alternative to the freehold. Virginia and North Carolina were still not convinced. Virginia didn't give up land ownership as the basis for political rights until 1850, and North Carolina held out until 1856. Although religious discriminations and property qualifications for officeholders sometimes lingered after manhood suffrage was established, they were typically abolished along with the governmental monopoly held by property owners and taxpayers.

Thomas Dorr Arousing His Followers
Thomas Dorr Motivating His Supporters

At the end of the first quarter of the nineteenth century, the white male industrial workers and the mechanics of the Northern cities, at least, could lay aside the petition for the ballot and enjoy with the free farmer a voice in the government of their common country. "Universal democracy," sighed Carlyle, who was widely read in the United States, "whatever we may think of it has declared itself the inevitable fact of the days in which we live; and he who has any chance to instruct or lead in these days must begin by admitting that ... Where no government is wanted, save that of the parish constable, as in America with its boundless soil, every man being able to find work and recompense for himself, democracy may subsist; not elsewhere." Amid the grave misgivings of the first generation of statesmen, America was committed to the great adventure, in the populous towns of the East as well as in the forests and fields of the West.

At the end of the first quarter of the nineteenth century, white male industrial workers and mechanics in the Northern cities could finally put down the plea for the right to vote and share a voice in the governance of their common country alongside the free farmers. "Universal democracy," sighed Carlyle, widely read in the United States, "whatever we may think of it has become an undeniable reality of our time; and anyone who hopes to instruct or lead in these days must start by acknowledging that ... Where no government is needed except for the local constable, as in America with its limitless land, where everyone can find work and earn a living, democracy can thrive; not anywhere else." Despite the serious concerns of the first generation of statesmen, America was fully engaged in this great adventure, both in the bustling cities of the East and in the forests and fields of the West.

The New Democracy Steps into the Spotlight

The spirit of the new order soon had a pronounced effect on the machinery of government and the practice of politics. The enfranchised electors were not long in demanding for themselves a larger share in administration.

The spirit of the new order quickly had a significant impact on the government machinery and political practices. The newly enfranchised voters soon began demanding a bigger role in administration.

The Spoils System and Rotation in Office.—First of all they wanted office for themselves, regardless of their fitness. They therefore extended the system of rewarding party workers with government positions—a system early established in several states, notably New York and Pennsylvania. Closely connected with it was the practice of fixing short terms for officers and making frequent changes in personnel. "Long continuance in office," explained a champion of this idea in Pennsylvania in 1837, "unfits a man for the discharge of its duties, by rendering him arbitrary and aristocratic, and tends to beget, first life office, and then hereditary office, which leads to the destruction of free government." The solution offered was the historic doctrine of "rotation in office." At the same time the principle of popular election was extended to an increasing number of officials who had once been appointed either by the governor or the legislature. Even geologists, veterinarians, surveyors, and other technical officers were declared elective on the theory that their appointment "smacked of monarchy."

The Spoils System and Rotation in Office.—First and foremost, they wanted offices for themselves, no matter if they were qualified or not. So, they expanded the practice of giving government jobs to party supporters—a system that had already been established in certain states, especially New York and Pennsylvania. This was closely linked to the idea of setting short terms for officials and frequently changing personnel. "Staying in office too long," explained a supporter of this concept in Pennsylvania in 1837, "makes someone unfit for their duties by making them arbitrary and elitist, and it leads to life-long positions and then hereditary offices, which can undermine free government." The proposed solution was the old principle of "rotation in office." At the same time, the idea of popular elections was applied to more and more officials who had previously been appointed by either the governor or the legislature. Even geologists, veterinarians, surveyors, and other specialized positions were deemed elected roles based on the belief that their appointment "had a hint of monarchy."

Popular Election of Presidential Electors.—In a short time the spirit of democracy, while playing havoc with the old order in state government, made its way upward into the federal system. The framers of the Constitution, bewildered by many proposals and unable to agree on any single plan, had committed the choice of presidential electors to the discretion of the state legislatures. The legislatures, in turn, greedy of power, early adopted the practice of choosing the electors themselves; but they did not enjoy it long undisturbed. Democracy, thundering at their doors, demanded that they surrender the privilege to the people. Reluctantly they yielded, sometimes granting popular election and then withdrawing it. The drift was inevitable, and the climax came with the advent of Jacksonian democracy. In 1824, Vermont, New York, Delaware, South Carolina, Georgia, and Louisiana, though some had experimented with popular election, still left the choice of electors with the legislature. Eight years later South Carolina alone held to the old practice. Popular election had become the final word. The fanciful idea of an electoral college of "good and wise men," selected without passion or partisanship by state legislatures acting as deliberative bodies, was exploded for all time; the election of the nation's chief magistrate was committed to the tempestuous methods of democracy.

Popular Election of Presidential Electors.—Before long, the spirit of democracy, while disrupting the old ways of state government, began to influence the federal system. The framers of the Constitution, overwhelmed by various suggestions and unable to agree on a single method, had left the selection of presidential electors up to the state legislatures. The legislatures, eager for power, quickly took to choosing the electors themselves; however, their reign didn’t last long. Democracy banged on their doors, insisting they give up this privilege to the people. Reluctantly, they complied, sometimes allowing popular elections and then taking it back. The trend was clear, and it peaked with the rise of Jacksonian democracy. In 1824, Vermont, New York, Delaware, South Carolina, Georgia, and Louisiana, despite some experimenting with popular election, still allowed their legislatures to choose the electors. Eight years later, only South Carolina clung to the old method. Popular election had become the norm. The fanciful notion of an electoral college of "good and wise men," chosen neutrally by state legislatures acting as thoughtful bodies, was permanently dispelled; the election of the nation's leader was entrusted to the turbulent processes of democracy.

The Nominating Convention.—As the suffrage was widened and the popular choice of presidential electors extended, there arose a violent protest against the methods used by the political parties in nominating candidates. After the retirement of Washington, both the Republicans and the Federalists found it necessary to agree upon their favorites before the election, and they adopted a colonial device—the pre-election caucus. The Federalist members of Congress held a conference and selected their candidate, and the Republicans followed the example. In a short time the practice of nominating by a "congressional caucus" became a recognized institution. The election still remained with the people; but the power of picking candidates for their approval passed into the hands of a small body of Senators and Representatives.

The Nominating Convention.—As voting rights expanded and the public got a say in choosing presidential electors, a strong backlash emerged against the ways political parties nominated their candidates. After Washington stepped down, both the Republicans and the Federalists felt it was essential to settle on their preferred candidates before the election, adopting a colonial method—the pre-election caucus. Federalist members of Congress held a meeting to choose their candidate, and the Republicans followed suit. Soon, the practice of nominating through a "congressional caucus" became an established norm. The election remained in the hands of the people, but the authority to select candidates for their approval shifted to a small group of Senators and Representatives.

A reaction against this was unavoidable. To friends of "the plain people," like Andrew Jackson, it was intolerable, all the more so because the caucus never favored him with the nomination. More conservative men also found grave objections to it. They pointed out that, whereas the Constitution intended the President to be an independent officer, he had now fallen under the control of a caucus of congressmen. The supremacy of the legislative branch had been obtained by an extra-legal political device. To such objections were added practical considerations. In 1824, when personal rivalry had taken the place of party conflicts, the congressional caucus selected as the candidate, William H. Crawford, of Georgia, a man of distinction but no great popularity, passing by such an obvious hero as General Jackson. The followers of the General were enraged and demanded nothing short of the death of "King Caucus." Their clamor was effective. Under their attacks, the caucus came to an ignominious end.

A backlash against this was inevitable. For friends of "the plain people," like Andrew Jackson, it was unacceptable, especially since the caucus never offered him the nomination. More conservative individuals also had serious objections. They noted that, while the Constitution intended for the President to be an independent official, he had now fallen under the control of a caucus of congressmen. The dominance of the legislative branch had been achieved through an extra-legal political maneuver. Alongside these objections were practical issues. In 1824, when personal rivalries replaced party conflicts, the congressional caucus nominated William H. Crawford from Georgia, a notable figure but not very popular, ignoring a clear hero like General Jackson. The General's supporters were furious and called for nothing less than the end of "King Caucus." Their outcry was impactful. Under their pressure, the caucus came to an embarrassing conclusion.

In place of it there arose in 1831 a new device, the national nominating convention, composed of delegates elected by party voters for the sole purpose of nominating candidates. Senators and Representatives were still prominent in the party councils, but they were swamped by hundreds of delegates "fresh from the people," as Jackson was wont to say. In fact, each convention was made up mainly of office holders and office seekers, and the new institution was soon denounced as vigorously as King Caucus had been, particularly by statesmen who failed to obtain a nomination. Still it grew in strength and by 1840 was firmly established.

In 1831, a new system emerged: the national nominating convention. This convention was made up of delegates chosen by party voters specifically to nominate candidates. Senators and Representatives still played important roles in party decisions, but they were outnumbered by hundreds of delegates who were "fresh from the people," as Jackson liked to say. In reality, each convention was primarily filled with current office holders and those seeking office, and this new system was soon criticized just as strongly as King Caucus had been, especially by politicians who did not succeed in getting nominated. Nonetheless, it gained strength and was firmly established by 1840.

The End of the Old Generation.—In the election of 1824, the representatives of the "aristocracy" made their last successful stand. Until then the leadership by men of "wealth and talents" had been undisputed. There had been five Presidents—Washington, John Adams, Jefferson, Madison, and Monroe—all Eastern men brought up in prosperous families with the advantages of culture which come from leisure and the possession of life's refinements. None of them had ever been compelled to work with his hands for a livelihood. Four of them had been slaveholders. Jefferson was a philosopher, learned in natural science, a master of foreign languages, a gentleman of dignity and grace of manner, notwithstanding his studied simplicity. Madison, it was said, was armed "with all the culture of his century." Monroe was a graduate of William and Mary, a gentleman of the old school. Jefferson and his three successors called themselves Republicans and professed a genuine faith in the people but they were not "of the people" themselves; they were not sons of the soil or the workshop. They were all men of "the grand old order of society" who gave finish and style even to popular government.

The End of the Old Generation.—In the election of 1824, the representatives of the "aristocracy" made their last successful stand. Until then, leadership by men of "wealth and talent" had been undisputed. There had been five Presidents—Washington, John Adams, Jefferson, Madison, and Monroe—all Eastern men raised in prosperous families with the cultural advantages that come from leisure and life's refinements. None of them had ever had to work with their hands to make a living. Four of them had been slaveholders. Jefferson was a philosopher, knowledgeable in natural science, fluent in foreign languages, and a gentleman with dignity and grace, despite his careful simplicity. Madison was said to possess "all the culture of his century." Monroe was a graduate of William and Mary, a gentleman of the old school. Jefferson and his three successors called themselves Republicans and professed a genuine faith in the people, but they were not "of the people" themselves; they were not sons of the soil or the workshop. They were all men of "the grand old order of society," who brought finish and style even to popular government.

Monroe was the last of the Presidents belonging to the heroic epoch of the Revolution. He had served in the war for independence, in the Congress under the Articles of Confederation, and in official capacity after the adoption of the Constitution. In short, he was of the age that had wrought American independence and set the government afloat. With his passing, leadership went to a new generation; but his successor, John Quincy Adams, formed a bridge between the old and the new in that he combined a high degree of culture with democratic sympathies. Washington had died in 1799, preceded but a few months by Patrick Henry and followed in four years by Samuel Adams. Hamilton had been killed in a duel with Burr in 1804. Thomas Jefferson and John Adams were yet alive in 1824 but they were soon to pass from the scene, reconciled at last, full of years and honors. Madison was in dignified retirement, destined to live long enough to protest against the doctrine of nullification proclaimed by South Carolina before death carried him away at the ripe old age of eighty-five.

Monroe was the last president from the heroic era of the Revolution. He served in the war for independence, in Congress under the Articles of Confederation, and held an official role after the Constitution was adopted. In short, he was part of the generation that achieved American independence and established the government. With his passing, leadership shifted to a new generation; however, his successor, John Quincy Adams, connected the old and the new by merging a strong cultural background with democratic ideals. Washington had died in 1799, just a few months before Patrick Henry, and was followed four years later by Samuel Adams. Hamilton was killed in a duel with Burr in 1804. Thomas Jefferson and John Adams were still alive in 1824, but they would soon be gone, reconciled at last and full of age and honors. Madison was living in dignified retirement, destined to live long enough to speak out against the doctrine of nullification proclaimed by South Carolina before he passed away at the age of eighty-five.

The Election of John Quincy Adams (1824).—The campaign of 1824 marked the end of the "era of good feeling" inaugurated by the collapse of the Federalist party after the election of 1816. There were four leading candidates, John Quincy Adams, Andrew Jackson, Henry Clay, and W.H. Crawford. The result of the election was a division of the electoral votes into four parts and no one received a majority. Under the Constitution, therefore, the selection of President passed to the House of Representatives. Clay, who stood at the bottom of the poll, threw his weight to Adams and assured his triumph, much to the chagrin of Jackson's friends. They thought, with a certain justification, that inasmuch as the hero of New Orleans had received the largest electoral vote, the House was morally bound to accept the popular judgment and make him President. Jackson shook hands cordially with Adams on the day of the inauguration, but never forgave him for being elected.

The Election of John Quincy Adams (1824).—The campaign of 1824 marked the end of the "era of good feeling" that began with the decline of the Federalist party after the 1816 election. There were four main candidates: John Quincy Adams, Andrew Jackson, Henry Clay, and W.H. Crawford. The election results split the electoral votes four ways, and no one received a majority. As a result, the choice of President went to the House of Representatives. Clay, who was last in the polls, backed Adams, ensuring his victory, much to the dismay of Jackson's supporters. They believed, with some justification, that since the hero of New Orleans had the most electoral votes, the House was morally obligated to respect the popular vote and make him President. Jackson shook hands warmly with Adams at the inauguration, but he never forgave him for winning the election.

While Adams called himself a Republican in politics and often spoke of "the rule of the people," he was regarded by Jackson's followers as "an aristocrat." He was not a son of the soil. Neither was he acquainted at first hand with the labor of farmers and mechanics. He had been educated at Harvard and in Europe. Like his illustrious father, John Adams, he was a stern and reserved man, little given to seeking popularity. Moreover, he was from the East and the frontiersmen of the West regarded him as a man "born with a silver spoon in his mouth." Jackson's supporters especially disliked him because they thought their hero entitled to the presidency. Their anger was deepened when Adams appointed Clay to the office of Secretary of State; and they set up a cry that there had been a "deal" by which Clay had helped to elect Adams to get office for himself.

While Adams called himself a Republican and often talked about "the rule of the people," Jackson's followers saw him as "an aristocrat." He wasn't a man of the land. He also wasn't directly familiar with the work of farmers and tradespeople. He had been educated at Harvard and in Europe. Like his famous father, John Adams, he was a serious and reserved man, not one to seek popularity. Additionally, he came from the East, and the frontier people of the West viewed him as someone "born with a silver spoon in his mouth." Jackson's supporters especially disliked him because they believed their hero deserved to be president. Their anger intensified when Adams appointed Clay as Secretary of State, and they began to claim there was a "deal" where Clay helped elect Adams to secure a position for himself.

Though Adams conducted his administration with great dignity and in a fine spirit of public service, he was unable to overcome the opposition which he encountered on his election to office or to win popularity in the West and South. On the contrary, by advocating government assistance in building roads and canals and public grants in aid of education, arts, and sciences, he ran counter to the current which had set in against appropriations of federal funds for internal improvements. By signing the Tariff Bill of 1828, soon known as the "Tariff of Abominations," he made new enemies without adding to his friends in New York, Pennsylvania, and Ohio where he sorely needed them. Handicapped by the false charge that he had been a party to a "corrupt bargain" with Clay to secure his first election; attacked for his advocacy of a high protective tariff; charged with favoring an "aristocracy of office-holders" in Washington on account of his refusal to discharge government clerks by the wholesale, Adams was retired from the White House after he had served four years.

Though Adams managed his administration with great dignity and a strong sense of public service, he couldn't overcome the opposition he faced after being elected or gain support in the West and South. Instead, by supporting government help for building roads and canals and public funding for education, arts, and sciences, he went against the trend that opposed federal funding for internal improvements. By signing the Tariff Bill of 1828, which became known as the "Tariff of Abominations," he gained new enemies without winning over anyone in New York, Pennsylvania, and Ohio, where he desperately needed allies. Burdened by the unfounded accusation that he was part of a "corrupt bargain" with Clay to secure his first election; criticized for his support of a high protective tariff; and accused of favoring an "aristocracy of office-holders" in Washington for not dismissing government clerks en masse, Adams left the White House after serving four years.

Andrew Jackson
Andrew Jackson

The Triumph of Jackson in 1828.—Probably no candidate for the presidency ever had such passionate popular support as Andrew Jackson had in 1828. He was truly a man of the people. Born of poor parents in the upland region of South Carolina, schooled in poverty and adversity, without the advantages of education or the refinements of cultivated leisure, he seemed the embodiment of the spirit of the new American democracy. Early in his youth he had gone into the frontier of Tennessee where he soon won a name as a fearless and intrepid Indian fighter. On the march and in camp, he endeared himself to his men by sharing their hardships, sleeping on the ground with them, and eating parched corn when nothing better could be found for the privates. From local prominence he sprang into national fame by his exploit at the battle of New Orleans. His reputation as a military hero was enhanced by the feeling that he had been a martyr to political treachery in 1824. The farmers of the West and South claimed him as their own. The mechanics of the Eastern cities, newly enfranchised, also looked upon him as their friend. Though his views on the tariff, internal improvements, and other issues before the country were either vague or unknown, he was readily elected President.

The Triumph of Jackson in 1828.—Probably no presidential candidate ever had such passionate popular support as Andrew Jackson did in 1828. He was truly a man of the people. Born to poor parents in the upland region of South Carolina, raised in poverty and struggle, without the benefits of education or the comforts of a refined lifestyle, he represented the spirit of the new American democracy. Early in his youth, he ventured into the frontier of Tennessee where he quickly earned a reputation as a brave and fearless Indian fighter. In the field and in camp, he won over his men by sharing their hardships, sleeping on the ground with them, and eating parched corn when nothing better was available for the troops. From local recognition, he rose to national fame through his actions at the Battle of New Orleans. His status as a military hero was bolstered by the belief that he had been a victim of political betrayal in 1824. Farmers in the West and South claimed him as their own, while mechanics in the Eastern cities, newly granted the right to vote, also viewed him as their ally. Even though his opinions on tariffs, internal improvements, and other pressing issues were either unclear or unknown, he was easily elected President.

The returns of the electoral vote in 1828 revealed the sources of Jackson's power. In New England, he received but one ballot, from Maine; he had a majority of the electors in New York and all of them in Pennsylvania; and he carried every state south of Maryland and beyond the Appalachians. Adams did not get a single electoral vote in the South and West. The prophecy of the Hartford convention had been fulfilled.

The results of the electoral vote in 1828 showed where Jackson's support came from. In New England, he only got one vote, from Maine; he had the majority of electors in New York and all of them in Pennsylvania; and he won every state south of Maryland and west of the Appalachians. Adams didn’t receive any electoral votes in the South and West. The prediction of the Hartford convention had come true.

When Jackson took the oath of office on March 4, 1829, the government of the United States entered into a new era. Until this time the inauguration of a President—even that of Jefferson, the apostle of simplicity—had brought no rude shock to the course of affairs at the capital. Hitherto the installation of a President meant that an old-fashioned gentleman, accompanied by a few servants, had driven to the White House in his own coach, taken the oath with quiet dignity, appointed a few new men to the higher posts, continued in office the long list of regular civil employees, and begun his administration with respectable decorum. Jackson changed all this. When he was inaugurated, men and women journeyed hundreds of miles to witness the ceremony. Great throngs pressed into the White House, "upset the bowls of punch, broke the glasses, and stood with their muddy boots on the satin-covered chairs to see the people's President." If Jefferson's inauguration was, as he called it, the "great revolution," Jackson's inauguration was a cataclysm.

When Jackson took the oath of office on March 4, 1829, the government of the United States entered a new era. Until then, the inauguration of a President—even Jefferson’s, who promoted simplicity—hadn't caused any major disruption in the workings of the capital. Previously, a President's installation meant that an old-fashioned gentleman, accompanied by a few attendants, would drive to the White House in his own carriage, take the oath with quiet dignity, appoint a few new people to the higher positions, keep on the long list of regular civil employees, and begin his administration with respectable decorum. Jackson changed all of this. When he was inaugurated, people traveled hundreds of miles to see the ceremony. Huge crowds filled the White House, "upsetting the bowls of punch, breaking the glasses, and standing with their muddy boots on the satin-covered chairs to see the people's President." If Jefferson’s inauguration was, as he described it, the "great revolution," Jackson's inauguration was a cataclysm.

The New Democracy in Washington

The Spoils System.—The staid and respectable society of Washington was disturbed by this influx of farmers and frontiersmen. To speak of politics became "bad form" among fashionable women. The clerks and civil servants of the government who had enjoyed long and secure tenure of office became alarmed at the clamor of new men for their positions. Doubtless the major portion of them had opposed the election of Jackson and looked with feelings akin to contempt upon him and his followers. With a hunter's instinct, Jackson scented his prey. Determined to have none but his friends in office, he made a clean sweep, expelling old employees to make room for men "fresh from the people." This was a new custom. Other Presidents had discharged a few officers for engaging in opposition politics. They had been careful in making appointments not to choose inveterate enemies; but they discharged relatively few men on account of their political views and partisan activities.

The Spoils System.—The staid and respectable society of Washington was disturbed by the arrival of farmers and frontiersmen. Talking about politics became "bad form" among fashionable women. The clerks and civil servants of the government, who had held secure positions for a long time, grew worried about the loud demands from new people for their jobs. Many of them had likely opposed Jackson's election and looked down on him and his supporters. With a hunter's instinct, Jackson sensed an opportunity. Determined to fill offices only with his allies, he made a sweeping change, removing long-time employees to bring in people "fresh from the people." This was a new practice. Previous Presidents had removed a few officials for being involved in opposition politics, but they had been careful not to choose known enemies when making appointments and had dismissed relatively few people because of their political views and party loyalty.

By wholesale removals and the frank selection of officers on party grounds—a practice already well intrenched in New York—Jackson established the "spoils system" at Washington. The famous slogan, "to the victor belong the spoils of victory," became the avowed principle of the national government. Statesmen like Calhoun denounced it; poets like James Russell Lowell ridiculed it; faithful servants of the government suffered under it; but it held undisturbed sway for half a century thereafter, each succeeding generation outdoing, if possible, its predecessor in the use of public office for political purposes. If any one remarked that training and experience were necessary qualifications for important public positions, he met Jackson's own profession of faith: "The duties of any public office are so simple or admit of being made so simple that any man can in a short time become master of them."

By large-scale removals and the open selection of officers based on party loyalty—a practice already well established in New York—Jackson set up the "spoils system" in Washington. The famous slogan, "to the victor belong the spoils of victory," became the official principle of the national government. Statesmen like Calhoun criticized it; poets like James Russell Lowell mocked it; dedicated government workers suffered because of it; but it remained unchallenged for half a century afterward, with each new generation often surpassing the last in using public office for political gain. If anyone mentioned that training and experience were necessary qualifications for major public positions, they were met with Jackson's own belief: "The duties of any public office are so simple or can be made so simple that any man can quickly become proficient at them."

The Tariff and Nullification.—Jackson had not been installed in power very long before he was compelled to choose between states' rights and nationalism. The immediate occasion of the trouble was the tariff—a matter on which Jackson did not have any very decided views. His mind did not run naturally to abstruse economic questions; and owing to the divided opinion of the country it was "good politics" to be vague and ambiguous in the controversy. Especially was this true, because the tariff issue was threatening to split the country into parties again.

The Tariff and Nullification.—Jackson hadn't been in power for long before he had to decide between states' rights and nationalism. The immediate issue at hand was the tariff—a topic on which Jackson didn’t have strong opinions. He wasn't inclined to dive into complex economic matters; and due to the divided opinions in the country, it was considered "smart politics" to stay vague and unclear in the debate. This was especially true because the tariff issue was on the verge of splitting the country into rival parties again.

The Development of the Policy of "Protection."—The war of 1812 and the commercial policies of England which followed it had accentuated the need for American economic independence. During that conflict, the United States, cut off from English manufactures as during the Revolution, built up home industries to meet the unusual call for iron, steel, cloth, and other military and naval supplies as well as the demands from ordinary markets. Iron foundries and textile mills sprang up as in the night; hundreds of business men invested fortunes in industrial enterprises so essential to the military needs of the government; and the people at large fell into the habit of buying American-made goods again. As the London Times tersely observed of the Americans, "their first war with England made them independent; their second war made them formidable."

The Development of the Policy of "Protection."—The War of 1812 and the subsequent commercial policies of England highlighted the necessity for American economic independence. During that conflict, the United States, isolated from British manufactured goods as it had been during the Revolution, developed domestic industries to meet the increased demand for iron, steel, cloth, and other military and naval supplies, as well as the needs of ordinary markets. Iron foundries and textile mills emerged rapidly; countless entrepreneurs invested their fortunes in industrial ventures crucial for the military requirements of the government; and the general public resumed the practice of purchasing American-made products. As the London Times succinctly noted about the Americans, "their first war with England made them independent; their second war made them formidable."

In recognition of this state of affairs, the tariff of 1816 was designed: first, to prevent England from ruining these "infant industries" by dumping the accumulated stores of years suddenly upon American markets; and, secondly, to enlarge in the manufacturing centers the demand for American agricultural produce. It accomplished the purposes of its framers. It kept in operation the mills and furnaces so recently built. It multiplied the number of industrial workers and enhanced the demand for the produce of the soil. It brought about another very important result. It turned the capital and enterprise of New England from shipping to manufacturing, and converted her statesmen, once friends of low tariffs, into ardent advocates of protection.

In light of this situation, the tariff of 1816 was created: first, to stop England from destroying these "infant industries" by dumping surplus goods suddenly into American markets; and, secondly, to increase the demand for American agricultural products in manufacturing centers. It achieved the goals set by its creators. It kept the recently built mills and furnaces running. It increased the number of industrial workers and boosted the demand for agricultural produce. It also led to another significant outcome. It shifted the capital and entrepreneurial focus of New England from shipping to manufacturing, turning its politicians, who were once supporters of low tariffs, into strong advocates for protectionism.

In the early years of the nineteenth century, the Yankees had bent their energies toward building and operating ships to carry produce from America to Europe and manufactures from Europe to America. For this reason, they had opposed the tariff of 1816 calculated to increase domestic production and cut down the carrying trade. Defeated in their efforts, they accepted the inevitable and turned to manufacturing. Soon they were powerful friends of protection for American enterprise. As the money invested and the labor employed in the favored industries increased, the demand for continued and heavier protection grew apace. Even the farmers who furnished raw materials, like wool, flax, and hemp, began to see eye to eye with the manufacturers. So the textile interests of New England, the iron masters of Connecticut, New Jersey, and Pennsylvania, the wool, hemp, and flax growers of Ohio, Kentucky, and Tennessee, and the sugar planters of Louisiana developed into a formidable combination in support of a high protective tariff.

In the early years of the nineteenth century, the Yankees focused their efforts on building and operating ships to transport goods from America to Europe and products from Europe to America. Because of this, they opposed the tariff of 1816, which aimed to boost domestic production and reduce the shipping trade. After being unsuccessful in their efforts, they accepted the situation and shifted their focus to manufacturing. Before long, they became strong supporters of protection for American businesses. As the money invested and the labor employed in these favored industries grew, so did the demand for ongoing and increased protection. Even farmers who provided raw materials like wool, flax, and hemp started to align with the manufacturers. Thus, the textile industries of New England, the iron producers of Connecticut, New Jersey, and Pennsylvania, the wool, hemp, and flax growers of Ohio, Kentucky, and Tennessee, and the sugar planters of Louisiana formed a powerful alliance in favor of a high protective tariff.

The Planting States Oppose the Tariff.—In the meantime, the cotton states on the seaboard had forgotten about the havoc wrought during the Napoleonic wars when their produce rotted because there were no ships to carry it to Europe. The seas were now open. The area devoted to cotton had swiftly expanded as Alabama, Mississippi, and Louisiana were opened up. Cotton had in fact become "king" and the planters depended for their prosperity, as they thought, upon the sale of their staple to English manufacturers whose spinning and weaving mills were the wonder of the world. Manufacturing nothing and having to buy nearly everything except farm produce and even much of that for slaves, the planters naturally wanted to purchase manufactures in the cheapest market, England, where they sold most of their cotton. The tariff, they contended, raised the price of the goods they had to buy and was thus in fact a tribute laid on them for the benefit of the Northern mill owners.

The Planting States Oppose the Tariff.—Meanwhile, the cotton states along the coast had forgotten the chaos caused by the Napoleonic wars when their crops spoiled because there were no ships to transport them to Europe. The seas were now open. The area planted with cotton had quickly expanded as Alabama, Mississippi, and Louisiana were developed. Cotton had truly become "king," and the planters believed their prosperity relied on selling their crop to English manufacturers, whose spinning and weaving mills were the marvel of the world. Not manufacturing anything themselves and needing to buy almost everything except farm produce—and even much of that for their slaves—the planters naturally wanted to purchase goods at the lowest prices, which was in England, where they sold most of their cotton. They argued that the tariff increased the prices of the goods they needed to buy, essentially turning it into a tax on them for the benefit of the Northern mill owners.

The Tariff of Abominations.—They were overborne, however, in 1824 and again in 1828 when Northern manufacturers and Western farmers forced Congress to make an upward revision of the tariff. The Act of 1828 known as "the Tariff of Abominations," though slightly modified in 1832, was "the straw which broke the camel's back." Southern leaders turned in rage against the whole system. The legislatures of Virginia, North Carolina, South Carolina, Georgia, and Alabama denounced it; a general convention of delegates held at Augusta issued a protest of defiance against it; and South Carolina, weary of verbal battles, decided to prevent its enforcement.

The Tariff of Abominations.—They were overwhelmed, however, in 1824 and again in 1828 when Northern manufacturers and Western farmers pressured Congress to raise the tariff. The Act of 1828, known as "the Tariff of Abominations," although slightly modified in 1832, was "the straw that broke the camel's back." Southern leaders reacted in anger against the entire system. The legislatures of Virginia, North Carolina, South Carolina, Georgia, and Alabama condemned it; a general convention of delegates held in Augusta issued a defiant protest against it; and South Carolina, tired of verbal battles, decided to prevent its enforcement.

South Carolina Nullifies the Tariff.—The legislature of that state, on October 26, 1832, passed a bill calling for a state convention which duly assembled in the following month. In no mood for compromise, it adopted the famous Ordinance of Nullification after a few days' debate. Every line of this document was clear and firm. The tariff, it opened, gives "bounties to classes and individuals ... at the expense and to the injury and oppression of other classes and individuals"; it is a violation of the Constitution of the United States and therefore null and void; its enforcement in South Carolina is unlawful; if the federal government attempts to coerce the state into obeying the law, "the people of this state will thenceforth hold themselves absolved from all further obligations to maintain or preserve their political connection with the people of the other states and will forthwith proceed to organize a separate government and do all other acts and things which sovereign and independent states may of right do."

South Carolina Nullifies the Tariff.—On October 26, 1832, the legislature of South Carolina passed a bill calling for a state convention, which convened the following month. Unwilling to compromise, it adopted the famous Ordinance of Nullification after a few days of debate. Every line of this document was clear and decisive. The tariff, it stated, provides "benefits to specific groups and individuals ... at the expense and to the detriment of other groups and individuals"; it violates the Constitution of the United States and is therefore null and void; its enforcement in South Carolina is unlawful; if the federal government tries to force the state to comply with the law, "the people of this state will then consider themselves released from all further obligations to maintain or preserve their political connection with the people of the other states and will immediately move to organize a separate government and undertake all other actions that sovereign and independent states have the right to do."

Southern States Condemn Nullification.—The answer of the country to this note of defiance, couched in the language used in the Kentucky resolutions and by the New England Federalists during the war of 1812, was quick and positive. The legislatures of the Southern states, while condemning the tariff, repudiated the step which South Carolina had taken. Georgia responded: "We abhor the doctrine of nullification as neither a peaceful nor a constitutional remedy." Alabama found it "unsound in theory and dangerous in practice." North Carolina replied that it was "revolutionary in character, subversive of the Constitution of the United States." Mississippi answered: "It is disunion by force—it is civil war." Virginia spoke more softly, condemning the tariff and sustaining the principle of the Virginia resolutions but denying that South Carolina could find in them any sanction for her proceedings.

Southern States Condemn Nullification.—The country's response to this challenge, using the same language as the Kentucky resolutions and by the New England Federalists during the War of 1812, was swift and clear. The legislatures of the Southern states, while criticizing the tariff, rejected the action that South Carolina had taken. Georgia stated: "We oppose the idea of nullification as neither a peaceful nor a constitutional solution." Alabama called it "flawed in theory and risky in practice." North Carolina said it was "revolutionary in nature, undermining the Constitution of the United States." Mississippi responded: "It is disunion by force—it is civil war." Virginia took a gentler approach, criticizing the tariff and supporting the principle of the Virginia resolutions but affirming that South Carolina could not find any justification for its actions in them.

Jackson Firmly Upholds the Union.—The eyes of the country were turned upon Andrew Jackson. It was known that he looked with no friendly feelings upon nullification, for, at a Jefferson dinner in the spring of 1830 while the subject was in the air, he had with laconic firmness announced a toast: "Our federal union; it must be preserved." When two years later the open challenge came from South Carolina, he replied that he would enforce the law, saying with his frontier directness: "If a single drop of blood shall be shed there in opposition to the laws of the United States, I will hang the first man I can lay my hands on engaged in such conduct upon the first tree that I can reach." He made ready to keep his word by preparing for the use of military and naval forces in sustaining the authority of the federal government. Then in a long and impassioned proclamation to the people of South Carolina he pointed out the national character of the union, and announced his solemn resolve to preserve it by all constitutional means. Nullification he branded as "incompatible with the existence of the union, contradicted expressly by the letter of the Constitution, unauthorized by its spirit, inconsistent with every principle on which it was founded, and destructive of the great objects for which it was formed."

Jackson Firmly Upholds the Union.—The country’s attention was focused on Andrew Jackson. It was clear that he held no positive feelings towards nullification, as he had stated with succinct determination at a Jefferson dinner in the spring of 1830, during a discussion on the topic: "Our federal union; it must be preserved." When the open challenge from South Carolina emerged two years later, he asserted that he would enforce the law, expressing with his straightforward style: "If a single drop of blood is shed there in opposition to the laws of the United States, I will hang the first person I can catch involved in such actions on the first tree I find." He prepared to keep his promise by gearing up military and naval forces to support the federal government's authority. In an extended and passionate proclamation to the people of South Carolina, he emphasized the national nature of the union and declared his serious commitment to preserving it by all constitutional means. He denounced nullification as "incompatible with the existence of the union, directly contradicted by the letter of the Constitution, unauthorized by its spirit, inconsistent with every principle on which it was founded, and destructive of the great objectives for which it was created."

A Compromise.—In his messages to Congress, however, Jackson spoke the language of conciliation. A few days before issuing his proclamation he suggested that protection should be limited to the articles of domestic manufacture indispensable to safety in war time, and shortly afterward he asked for new legislation to aid him in enforcing the laws. With two propositions before it, one to remove the chief grounds for South Carolina's resistance and the other to apply force if it was continued, Congress bent its efforts to avoid a crisis. On February 12, 1833, Henry Clay laid before the Senate a compromise tariff bill providing for the gradual reduction of the duties until by 1842 they would reach the level of the law which Calhoun had supported in 1816. About the same time the "force bill," designed to give the President ample authority in executing the law in South Carolina, was taken up. After a short but acrimonious debate, both measures were passed and signed by President Jackson on the same day, March 2. Looking upon the reduction of the tariff as a complete vindication of her policy and an undoubted victory, South Carolina rescinded her ordinance and enacted another nullifying the force bill.

A Compromise.—In his messages to Congress, however, Jackson spoke in a conciliatory tone. A few days before issuing his proclamation, he suggested that protection should be limited to essential domestic manufactured goods needed for safety during wartime, and shortly after, he requested new legislation to help him enforce the laws. With two proposals on the table—one to address the main reasons for South Carolina's resistance and the other to use force if resistance continued—Congress focused on avoiding a crisis. On February 12, 1833, Henry Clay presented a compromise tariff bill to the Senate that called for a gradual reduction of duties until they reached the level established by the law Calhoun had supported in 1816 by 1842. Around the same time, the "force bill," aimed at giving the President broad authority to enforce the law in South Carolina, was also taken up. After a brief but heated debate, both measures were approved and signed by President Jackson on the same day, March 2. Viewing the tariff reduction as a total validation of her policy and a clear victory, South Carolina repealed her ordinance and passed another one nullifying the force bill.

Daniel Webster
From a vintage print
Daniel Webster

The Webster-Hayne Debate.—Where the actual victory lay in this quarrel, long the subject of high dispute, need not concern us to-day. Perhaps the chief result of the whole affair was a clarification of the issue between the North and the South—a definite statement of the principles for which men on both sides were years afterward to lay down their lives. On behalf of nationalism and a perpetual union, the stanch old Democrat from Tennessee had, in his proclamation on nullification, spoken a language that admitted of only one meaning. On behalf of nullification, Senator Hayne, of South Carolina, a skilled lawyer and courtly orator, had in a great speech delivered in the Senate in January, 1830, set forth clearly and cogently the doctrine that the union is a compact among sovereign states from which the parties may lawfully withdraw. It was this address that called into the arena Daniel Webster, Senator from Massachusetts, who, spreading the mantle of oblivion over the Hartford convention, delivered a reply to Hayne that has been reckoned among the powerful orations of all time—a plea for the supremacy of the Constitution and the national character of the union.

The Webster-Hayne Debate.—The actual victory in this argument, which has been widely debated, isn't our focus today. Perhaps the most significant outcome of the entire affair was the clearer understanding of the divide between the North and the South—a clear articulation of the principles for which individuals on both sides would ultimately give their lives. In his proclamation on nullification, the strong old Democrat from Tennessee expressed a stance favoring nationalism and a lasting union that left no room for misunderstanding. On the other hand, Senator Hayne of South Carolina, a talented lawyer and eloquent speaker, clearly laid out the doctrine of nullification in a major speech given in the Senate in January 1830, arguing that the union is an agreement among sovereign states that can lawfully withdraw. This speech prompted Daniel Webster, Senator from Massachusetts, to enter the debate, as he overshadowed the Hartford convention and delivered a response to Hayne that has been considered one of the greatest speeches of all time—a defense of the Constitution's supremacy and the national integrity of the union.

The War on the United States Bank.—If events forced the issue of nationalism and nullification upon Jackson, the same could not be said of his attack on the bank. That institution, once denounced by every true Jeffersonian, had been reëstablished in 1816 under the administration of Jefferson's disciple, James Madison. It had not been in operation very long, however, before it aroused bitter opposition, especially in the South and the West. Its notes drove out of circulation the paper currency of unsound banks chartered by the states, to the great anger of local financiers. It was accused of favoritism in making loans, of conferring special privileges upon politicians in return for their support at Washington. To all Jackson's followers it was "an insidious money power." One of them openly denounced it as an institution designed "to strengthen the arm of wealth and counterpoise the influence of extended suffrage in the disposition of public affairs."

The War on the United States Bank.—While events pushed Jackson to confront nationalism and nullification, the same can’t be said for his assault on the bank. That institution, once criticized by every true Jeffersonian, had been reëstablished in 1816 during the presidency of Jefferson's follower, James Madison. However, it didn't take long before it sparked fierce opposition, especially in the South and the West. Its notes replaced the paper currency from unsound banks chartered by the states, which infuriated local financiers. It was charged with favoritism in lending, bestowing special privileges on politicians in exchange for their support in Washington. To all of Jackson's supporters, it was "an insidious money power." One of them openly condemned it as an institution meant "to strengthen the arm of wealth and counterbalance the influence of widespread suffrage in the management of public affairs."

This sentiment President Jackson fully shared. In his first message to Congress he assailed the bank in vigorous language. He declared that its constitutionality was in doubt and alleged that it had failed to establish a sound and uniform currency. If such an institution was necessary, he continued, it should be a public bank, owned and managed by the government, not a private concern endowed with special privileges by it. In his second and third messages, Jackson came back to the subject, leaving the decision, however, to "an enlightened people and their representatives."

President Jackson completely agreed with this sentiment. In his first message to Congress, he strongly criticized the bank. He stated that its constitutionality was questionable and claimed that it had not provided a stable and consistent currency. If such an institution was needed, he argued, it should be a public bank, owned and operated by the government, rather than a private entity given special privileges. In his second and third messages, Jackson revisited the issue, but ultimately left the decision up to "an enlightened people and their representatives."

Moved by this frank hostility and anxious for the future, the bank applied to Congress for a renewal of its charter in 1832, four years before the expiration of its life. Clay, with his eye upon the presidency and an issue for the campaign, warmly supported the application. Congress, deeply impressed by his leadership, passed the bill granting the new charter, and sent the open defiance to Jackson. His response was an instant veto. The battle was on and it raged with fury until the close of his second administration, ending in the destruction of the bank, a disordered currency, and a national panic.

Moved by this open hostility and worried about the future, the bank asked Congress to renew its charter in 1832, four years before it was set to expire. Clay, eyeing the presidency and looking for a campaign issue, strongly supported the request. Congress, greatly impressed by his leadership, passed the bill granting the new charter and sent a clear message of defiance to Jackson. His response was an immediate veto. The battle began and intensified until the end of his second term, resulting in the bank's destruction, a chaotic currency, and a national panic.

In his veto message, Jackson attacked the bank as unconstitutional and even hinted at corruption. He refused to assent to the proposition that the Supreme Court had settled the question of constitutionality by the decision in the McCulloch case. "Each public officer," he argued, "who takes an oath to support the Constitution, swears that he will support it as he understands it, not as it is understood by others."

In his veto message, Jackson criticized the bank as unconstitutional and even suggested corruption. He refused to agree that the Supreme Court had resolved the question of constitutionality with its decision in the McCulloch case. "Every public officer," he argued, "who takes an oath to support the Constitution, swears that he will support it as he understands it, not as it is understood by others."

Not satisfied with his veto and his declaration against the bank, Jackson ordered the Secretary of the Treasury to withdraw the government deposits which formed a large part of the institution's funds. This action he followed up by an open charge that the bank had used money shamefully to secure the return of its supporters to Congress. The Senate, stung by this charge, solemnly resolved that Jackson had "assumed upon himself authority and power not conferred by the Constitution and laws, but in derogation of both."

Not happy with his veto and his statement against the bank, Jackson ordered the Secretary of the Treasury to take out the government deposits that made up a big part of the bank's funds. He backed this up with a public accusation that the bank had misused money to win back its supporters in Congress. The Senate, upset by this accusation, officially resolved that Jackson had "taken on authority and power not granted by the Constitution and laws, but against both."

The effects of the destruction of the bank were widespread. When its charter expired in 1836, banking was once more committed to the control of the states. The state legislatures, under a decision rendered by the Supreme Court after the death of Marshall, began to charter banks under state ownership and control, with full power to issue paper money—this in spite of the provision in the Constitution that states shall not issue bills of credit or make anything but gold and silver coin legal tender in the payment of debts. Once more the country was flooded by paper currency of uncertain value. To make matters worse, Jackson adopted the practice of depositing huge amounts of government funds in these banks, not forgetting to render favors to those institutions which supported him in politics—"pet banks," as they were styled at the time. In 1837, partially, though by no means entirely, as a result of the abolition of the bank, the country was plunged into one of the most disastrous panics which it ever experienced.

The effects of the bank's destruction were far-reaching. When its charter expired in 1836, banking was once again placed under state control. After Marshall's death, the Supreme Court ruled that state legislatures could issue charters for banks owned and controlled by the states, granting them full power to create paper money—despite the Constitutional clause that states can't issue bills of credit or make anything other than gold and silver coins legal tender for debts. The country was once more flooded with paper currency of uncertain value. To make matters worse, Jackson began depositing large amounts of government funds in these banks, favoring those institutions that supported him politically—dubbed "pet banks" back then. In 1837, partially, though not entirely, due to the dissolution of the bank, the nation was thrown into one of the worst financial panics it had ever faced.

Internal Improvements Checked.—The bank had presented to Jackson a very clear problem—one of destruction. Other questions were not so simple, particularly the subject of federal appropriations in aid of roads and other internal improvements. Jefferson had strongly favored government assistance in such matters, but his administration was followed by a reaction. Both Madison and Monroe vetoed acts of Congress appropriating public funds for public roads, advancing as their reason the argument that the Constitution authorized no such laws. Jackson, puzzled by the clamor on both sides, followed their example without making the constitutional bar absolute. Congress, he thought, might lawfully build highways of a national and military value, but he strongly deprecated attacks by local interests on the federal treasury.

Internal Improvements Checked.—The bank had presented Jackson with a very clear problem—one of destruction. Other questions were not so straightforward, especially the issue of federal funding for roads and other internal improvements. Jefferson had strongly supported government aid in these areas, but his administration was followed by a backlash. Both Madison and Monroe vetoed congressional acts that allocated public funds for public roads, justifying their decisions with the argument that the Constitution did not allow such laws. Jackson, confused by the noise from both sides, followed their lead without making the constitutional barrier absolute. He believed Congress could legally construct highways that were of national and military importance, but he was strongly against local interests attacking the federal treasury.

The Triumph of the Executive Branch.—Jackson's reëlection in 1832 served to confirm his opinion that he was the chosen leader of the people, freed and instructed to ride rough shod over Congress and even the courts. No President before or since ever entertained in times of peace such lofty notions of executive prerogative. The entire body of federal employees he transformed into obedient servants of his wishes, a sign or a nod from him making and undoing the fortunes of the humble and the mighty. His lawful cabinet of advisers, filling all of the high posts in the government, he treated with scant courtesy, preferring rather to secure his counsel and advice from an unofficial body of friends and dependents who, owing to their secret methods and back stairs arrangements, became known as "the kitchen cabinet." Under the leadership of a silent, astute, and resourceful politician, Amos Kendall, this informal gathering of the faithful both gave and carried out decrees and orders, communicating the President's lightest wish or strictest command to the uttermost part of the country. Resolutely and in the face of bitter opposition Jackson had removed the deposits from the United States Bank. When the Senate protested against this arbitrary conduct, he did not rest until it was forced to expunge the resolution of condemnation; in time one of his lieutenants with his own hands was able to tear the censure from the records. When Chief Justice Marshall issued a decree against Georgia which did not suit him, Jackson, according to tradition, blurted out that Marshall could go ahead and enforce his own orders. To the end he pursued his willful way, finally even choosing his own successor.

The Triumph of the Executive Branch.—Jackson's reelection in 1832 confirmed his belief that he was the chosen leader of the people, free to push aside Congress and even the courts. No President before or since ever had such grand ideas of executive power during peacetime. He turned the entire federal workforce into obedient servants of his wishes, with just a sign or a nod from him making or breaking the fortunes of both the humble and the powerful. He treated his official cabinet of advisers with little respect, preferring instead to seek guidance from a group of unofficial friends and loyalists who, due to their secretive methods and behind-the-scenes dealings, became known as "the kitchen cabinet." Led by a quiet, clever, and resourceful politician, Amos Kendall, this informal group both gave and executed orders, conveying the President's slightest wishes or most serious commands throughout the country. Resolutely and in the face of fierce opposition, Jackson removed the deposits from the United States Bank. When the Senate protested against his arbitrary actions, he didn't stop until it was forced to withdraw its condemnation; eventually, one of his lieutenants was able to rip the censure from the records. When Chief Justice Marshall issued a ruling against Georgia that he disagreed with, Jackson is said to have bluntly remarked that Marshall could enforce his own orders if he wanted. He continued to follow his own path, eventually even choosing his own successor.

The Rise of the Whigs

Jackson's Measures Arouse Opposition.—Measures so decided, policies so radical, and conduct so high-handed could not fail to arouse against Jackson a deep and exasperated opposition. The truth is the conduct of his entire administration profoundly disturbed the business and finances of the country. It was accompanied by conditions similar to those which existed under the Articles of Confederation. A paper currency, almost as unstable and irritating as the worthless notes of revolutionary days, flooded the country, hindering the easy transaction of business. The use of federal funds for internal improvements, so vital to the exchange of commodities which is the very life of industry, was blocked by executive vetoes. The Supreme Court, which, under Marshall, had held refractory states to their obligations under the Constitution, was flouted; states' rights judges, deliberately selected by Jackson for the bench, began to sap and undermine the rulings of Marshall. The protective tariff, under which the textile industry of New England, the iron mills of Pennsylvania, and the wool, flax, and hemp farms of the West had flourished, had received a severe blow in the compromise of 1833 which promised a steady reduction of duties. To cap the climax, Jackson's party, casting aside the old and reputable name of Republican, boldly chose for its title the term "Democrat," throwing down the gauntlet to every conservative who doubted the omniscience of the people. All these things worked together to evoke an opposition that was sharp and determined.

Jackson's Measures Arouse Opposition.—Measures this decisive, policies this radical, and behavior this forceful were bound to generate significant and frustrated opposition against Jackson. The reality is that his entire administration deeply unsettled the country’s business and financial landscape. It came with conditions reminiscent of those during the Articles of Confederation. A paper currency, nearly as unstable and frustrating as the worthless notes from revolutionary times, flooded the nation, obstructing the smooth conduct of business. The use of federal funds for internal improvements, crucial for the exchange of goods that sustain industry, was hindered by executive vetoes. The Supreme Court, once under Marshall, which had enforced states' obligations under the Constitution, was disregarded; states' rights judges, deliberately appointed by Jackson, began to weaken and erode Marshall's rulings. The protective tariff, which had supported the textile industry in New England, the iron mills in Pennsylvania, and the farms of wool, flax, and hemp in the West, suffered a major setback with the compromise of 1833 promising steady duty reductions. To top it all off, Jackson's party, abandoning the old and respected name of Republican, boldly claimed the title "Democrat," challenging every conservative who questioned the wisdom of the masses. All these factors combined to create a sharp and determined opposition.

An Old Cartoon Ridiculing Clay's Tariff and Internal Improvement Program
An old cartoon mocking Clay's tariff and internal improvement plan.

Clay and the National Republicans.—In this opposition movement, leadership fell to Henry Clay, a son of Kentucky, rather than to Daniel Webster of Massachusetts. Like Jackson, Clay was born in a home haunted by poverty. Left fatherless early and thrown upon his own resources, he went from Virginia into Kentucky where by sheer force of intellect he rose to eminence in the profession of law. Without the martial gifts or the martial spirit of Jackson, he slipped more easily into the social habits of the East at the same time that he retained his hold on the affections of the boisterous West. Farmers of Ohio, Indiana, and Kentucky loved him; financiers of New York and Philadelphia trusted him. He was thus a leader well fitted to gather the forces of opposition into union against Jackson.

Clay and the National Republicans.—In this opposition movement, leadership went to Henry Clay, a son of Kentucky, instead of Daniel Webster from Massachusetts. Like Jackson, Clay grew up in a home affected by poverty. Losing his father at a young age and having to rely on himself, he moved from Virginia to Kentucky where he used his intelligence to excel in law. Lacking Jackson's military skills or spirit, he adapted more easily to the social customs of the East while still staying connected to the lively West. Farmers in Ohio, Indiana, and Kentucky admired him; financiers in New York and Philadelphia had faith in him. He was thus a leader well suited to unite the forces of opposition against Jackson.

Around Clay's standard assembled a motley collection, representing every species of political opinion, united by one tie only—hatred for "Old Hickory." Nullifiers and less strenuous advocates of states' rights were yoked with nationalists of Webster's school; ardent protectionists were bound together with equally ardent free traders, all fraternizing in one grand confusion of ideas under the title of "National Republicans." Thus the ancient and honorable term selected by Jefferson and his party, now abandoned by Jacksonian Democracy, was adroitly adopted to cover the supporters of Clay. The platform of the party, however, embraced all the old Federalist principles: protection for American industry; internal improvements; respect for the Supreme Court; resistance to executive tyranny; and denunciation of the spoils system. Though Jackson was easily victorious in 1832, the popular vote cast for Clay should have given him some doubts about the faith of "the whole people" in the wisdom of his "reign."

Around Clay's standard gathered a colorful mix, representing every kind of political opinion, united by just one thing—hatred for "Old Hickory." Nullifiers and less intense advocates of states' rights were joined with nationalists from Webster's camp; passionate protectionists were grouped with equally passionate free traders, all mingling in a grand confusion of ideas under the name "National Republicans." Thus, the old and respected term chosen by Jefferson and his party, now rejected by Jacksonian Democracy, was cleverly adopted to represent Clay's supporters. The party's platform, however, included all the traditional Federalist principles: protection for American industry; infrastructure improvements; respect for the Supreme Court; resistance to executive overreach; and condemnation of the spoils system. Although Jackson won decisively in 1832, the popular vote for Clay should have made him question the trust of "the whole people" in the wisdom of his "reign."

Van Buren and the Panic of 1837.—Nothing could shake the General's superb confidence. At the end of his second term he insisted on selecting his own successor; at a national convention, chosen by party voters, but packed with his office holders and friends, he nominated Martin Van Buren of New York. Once more he proved his strength by carrying the country for the Democrats. With a fine flourish, he attended the inauguration of Van Buren and then retired, amid the applause and tears of his devotees, to the Hermitage, his home in Tennessee.

Van Buren and the Panic of 1837.—Nothing could shake the General's amazing confidence. At the end of his second term, he insisted on choosing his own successor; at a national convention, selected by party voters but filled with his appointees and friends, he nominated Martin Van Buren from New York. Once again, he demonstrated his power by leading the Democrats to victory across the country. With a grand flourish, he attended Van Buren's inauguration and then retired to the Hermitage, his home in Tennessee, amid the applause and tears of his supporters.

Fortunately for him, Jackson escaped the odium of a disastrous panic which struck the country with terrible force in the following summer. Among the contributory causes of this crisis, no doubt, were the destruction of the bank and the issuance of the "specie circular" of 1836 which required the purchasers of public lands to pay for them in coin, instead of the paper notes of state banks. Whatever the dominating cause, the ruin was widespread. Bank after bank went under; boom towns in the West collapsed; Eastern mills shut down; and working people in the industrial centers, starving from unemployment, begged for relief. Van Buren braved the storm, offering no measure of reform or assistance to the distracted people. He did seek security for government funds by suggesting the removal of deposits from private banks and the establishment of an independent treasury system, with government depositaries for public funds, in several leading cities. This plan was finally accepted by Congress in 1840.

Fortunately for him, Jackson avoided the fallout from a disastrous panic that hit the country hard the following summer. Among the contributing factors to this crisis were the collapse of the bank and the issuance of the "specie circular" of 1836, which required people buying public lands to pay in coins instead of paper money from state banks. Whatever the main cause was, the destruction was widespread. Bank after bank failed; boom towns in the West fell apart; Eastern mills shut down; and workers in industrial centers, suffering from unemployment, begged for help. Van Buren weathered the storm, offering no reforms or support to the struggling population. He did seek to secure government funds by proposing the removal of deposits from private banks and the creation of an independent treasury system, with government depositories for public funds in several major cities. This plan was eventually accepted by Congress in 1840.

Had Van Buren been a captivating figure he might have lived down the discredit of the panic unjustly laid at his door; but he was far from being a favorite with the populace. Though a man of many talents, he owed his position to the quiet and adept management of Jackson rather than to his own personal qualities. The men of the frontier did not care for him. They suspected that he ate from "gold plate" and they could not forgive him for being an astute politician from New York. Still the Democratic party, remembering Jackson's wishes, renominated him unanimously in 1840 and saw him go down to utter defeat.

If Van Buren had been a more charismatic figure, he might have overcome the unfair blame of the panic associated with him; however, he was not a favorite among the people. Despite his many talents, he owed his position more to Jackson's quiet and skillful leadership than to his own personal attributes. The frontier men didn't like him. They believed he dined from "gold plates" and couldn't forgive him for being a clever politician from New York. Nevertheless, the Democratic Party, keeping Jackson's wishes in mind, unanimously renominated him in 1840, only to see him face complete defeat.

The Whigs and General Harrison.—By this time, the National Republicans, now known as Whigs—a title taken from the party of opposition to the Crown in England, had learned many lessons. Taking a leaf out of the Democratic book, they nominated, not Clay of Kentucky, well known for his views on the bank, the tariff, and internal improvements, but a military hero, General William Henry Harrison, a man of uncertain political opinions. Harrison, a son of a Virginia signer of the Declaration of Independence, sprang into public view by winning a battle more famous than important, "Tippecanoe"—a brush with the Indians in Indiana. He added to his laurels by rendering praiseworthy services during the war of 1812. When days of peace returned he was rewarded by a grateful people with a seat in Congress. Then he retired to quiet life in a little village near Cincinnati. Like Jackson he was held to be a son of the South and the West. Like Jackson he was a military hero, a lesser light, but still a light. Like Old Hickory he rode into office on a tide of popular feeling against an Eastern man accused of being something of an aristocrat. His personal popularity was sufficient. The Whigs who nominated him shrewdly refused to adopt a platform or declare their belief in anything. When some Democrat asserted that Harrison was a backwoodsman whose sole wants were a jug of hard cider and a log cabin, the Whigs treated the remark not as an insult but as proof positive that Harrison deserved the votes of Jackson men. The jug and the cabin they proudly transformed into symbols of the campaign, and won for their chieftain 234 electoral votes, while Van Buren got only sixty.

The Whigs and General Harrison.—By this time, the National Republicans, now called Whigs—a name borrowed from the party that opposed the Crown in England—had learned many lessons. Following the Democratic playbook, they nominated not Clay of Kentucky, known for his views on the bank, the tariff, and internal improvements, but a military hero, General William Henry Harrison, a man with uncertain political opinions. Harrison, the son of a Virginia signer of the Declaration of Independence, gained public attention by winning a battle more famous than important, "Tippecanoe"—a skirmish with the Indians in Indiana. He added to his reputation by rendering valuable services during the War of 1812. When peace returned, he was rewarded by a grateful public with a seat in Congress. Then he retired to a quiet life in a small village near Cincinnati. Like Jackson , he was seen as a son of the South and the West. Like Jackson, he was a military hero, a lesser figure, but still a notable one. Like Old Hickory, he rode into office on a wave of popular sentiment against an Eastern man accused of being somewhat aristocratic. His personal popularity was enough. The Whigs who nominated him wisely chose not to adopt a platform or state their beliefs. When some Democrat claimed that Harrison was a backwoodsman whose only desires were a jug of hard cider and a log cabin, the Whigs took the comment not as an insult but as clear evidence that Harrison deserved the support of Jackson's followers. They proudly turned the jug and the cabin into symbols of the campaign, securing 234 electoral votes for their leader, while Van Buren received only sixty.

Harrison and Tyler.—The Hero of Tippecanoe was not long to enjoy the fruits of his victory. The hungry horde of Whig office seekers descended upon him like wolves upon the fold. If he went out they waylaid him; if he stayed indoors, he was besieged; not even his bed chamber was spared. He was none too strong at best and he took a deep cold on the day of his inauguration. Between driving out Democrats and appeasing Whigs, he fell mortally ill. Before the end of a month he lay dead at the capitol.

Harrison and Tyler.—The Hero of Tippecanoe didn’t get to enjoy the benefits of his victory for long. A swarm of Whig office seekers came at him like wolves attacking a flock. If he went outside, they ambushed him; if he stayed inside, they surrounded him; not even his bedroom was safe. He was already in poor health and caught a bad cold on the day of his inauguration. Between pushing out Democrats and trying to satisfy Whigs, he became seriously ill. Within a month, he was dead at the capitol.

Harrison's successor, John Tyler, the Vice President, whom the Whigs had nominated to catch votes in Virginia, was more of a Democrat than anything else, though he was not partisan enough to please anybody. The Whigs railed at him because he would not approve the founding of another United States Bank. The Democrats stormed at him for refusing, until near the end of his term, to sanction the annexation of Texas, which had declared its independence of Mexico in 1836. His entire administration, marked by unseemly wrangling, produced only two measures of importance. The Whigs, flushed by victory, with the aid of a few protectionist Democrats, enacted, in 1842, a new tariff law destroying the compromise which had brought about the truce between the North and the South, in the days of nullification. The distinguished leader of the Whigs, Daniel Webster, as Secretary of State, in negotiation with Lord Ashburton representing Great Britain, settled the long-standing dispute between the two countries over the Maine boundary. A year after closing this chapter in American diplomacy, Webster withdrew to private life, leaving the President to endure alone the buffets of political fortune.

Harrison's successor, John Tyler, the Vice President whom the Whigs nominated to win votes in Virginia, was more of a Democrat than anything else, though he didn't align strongly enough to satisfy anyone. The Whigs criticized him because he wouldn't support the establishment of another United States Bank. The Democrats were angry with him for refusing, until nearly the end of his term, to approve the annexation of Texas, which had declared its independence from Mexico in 1836. His entire administration, marked by nasty conflicts, resulted in only two significant measures. The Whigs, energized by victory, with the support of a few protectionist Democrats, passed a new tariff law in 1842 that destroyed the compromise that had created peace between the North and the South during the nullification crisis. The prominent Whig leader, Daniel Webster, serving as Secretary of State, negotiated with Lord Ashburton, representing Great Britain, to resolve the long-standing dispute over the Maine boundary. A year after wrapping up this chapter in American diplomacy, Webster stepped back into private life, leaving the President to face the ups and downs of politics alone.

To the end, the Whigs regarded Tyler as a traitor to their cause; but the judgment of history is that it was a case of the biter bitten. They had nominated him for the vice presidency as a man of views acceptable to Southern Democrats in order to catch their votes, little reckoning with the chances of his becoming President. Tyler had not deceived them and, thoroughly soured, he left the White House in 1845 not to appear in public life again until the days of secession, when he espoused the Southern confederacy. Jacksonian Democracy, with new leadership, serving a new cause—slavery—was returned to power under James K. Polk, a friend of the General from Tennessee. A few grains of sand were to run through the hour glass before the Whig party was to be broken and scattered as the Federalists had been more than a generation before.

In the end, the Whigs saw Tyler as a traitor to their cause; however, history shows that it was a case of the biter being bitten. They had nominated him for vice president because he had views that Southern Democrats found acceptable, hoping to win their votes, without considering the possibility of him becoming President. Tyler didn’t mislead them, and feeling completely disillusioned, he left the White House in 1845, not to return to public life until the era of secession when he supported the Southern confederacy. Jacksonian Democracy, under new leadership and serving a new cause—slavery—was brought back to power with James K. Polk, a friend of the General from Tennessee. A few grains of sand were yet to pass through the hourglass before the Whig party would be broken and scattered, much like the Federalists had been over a generation earlier.

The Interaction of American and European Opinions

Democracy in England and France.—During the period of Jacksonian Democracy, as in all epochs of ferment, there was a close relation between the thought of the New World and the Old. In England, the successes of the American experiment were used as arguments in favor of overthrowing the aristocracy which George III had manipulated with such effect against America half a century before. In the United States, on the other hand, conservatives like Chancellor Kent, the stout opponent of manhood suffrage in New York, cited the riots of the British working classes as a warning against admitting the same classes to a share in the government of the United States. Along with the agitation of opinion went epoch-making events. In 1832, the year of Jackson's second triumph, the British Parliament passed its first reform bill, which conferred the ballot—not on workingmen as yet—but on mill owners and shopkeepers whom the landlords regarded with genuine horror. The initial step was thus taken in breaking down the privileges of the landed aristocracy and the rich merchants of England.

Democracy in England and France.—During the time of Jacksonian Democracy, much like in all periods of change, there was a strong connection between ideas in the New World and those in the Old. In England, the successes of the American experiment were used as arguments for dismantling the aristocracy that George III had effectively used against America fifty years earlier. Meanwhile, in the United States, conservatives like Chancellor Kent, a staunch opponent of universal male suffrage in New York, pointed to the riots among British workers as a warning against allowing those same groups to participate in the governance of the United States. Alongside shifts in public opinion were significant events. In 1832, the year of Jackson's second triumph, the British Parliament passed its first reform bill, granting the vote—not to workers yet—but to mill owners and shopkeepers whom the landlords viewed with real dismay. This marked the first step in breaking down the privileges of England's landed aristocracy and wealthy merchants.

About the same time a popular revolution occurred in France. The Bourbon family, restored to the throne of France by the allied powers after their victory over Napoleon in 1815, had embarked upon a policy of arbitrary government. To use the familiar phrase, they had learned nothing and forgotten nothing. Charles X, who came to the throne in 1824, set to work with zeal to undo the results of the French Revolution, to stifle the press, restrict the suffrage, and restore the clergy and the nobility to their ancient rights. His policy encountered equally zealous opposition and in 1830 he was overthrown. The popular party, under the leadership of Lafayette, established, not a republic as some of the radicals had hoped, but a "liberal" middle-class monarchy under Louis Philippe. This second French Revolution made a profound impression on Americans, convincing them that the whole world was moving toward democracy. The mayor, aldermen, and citizens of New York City joined in a great parade to celebrate the fall of the Bourbons. Mingled with cheers for the new order in France were hurrahs for "the people's own, Andrew Jackson, the Hero of New Orleans and President of the United States!"

Around the same time, a popular revolution took place in France. The Bourbon family, restored to the French throne by the allied powers after their victory over Napoleon in 1815, had started a policy of arbitrary rule. To use the familiar phrase, they had learned nothing and forgotten nothing. Charles X, who became king in 1824, eagerly set out to reverse the outcomes of the French Revolution, censor the press, limit voting rights, and restore the clergy and nobility to their former privileges. His policies faced strong opposition, and in 1830 he was overthrown. The popular movement, led by Lafayette, didn't create a republic as some radicals had hoped, but a "liberal" monarchy for the middle class under Louis Philippe. This second French Revolution deeply impacted Americans, convincing them that the whole world was moving toward democracy. The mayor, city council members, and citizens of New York City joined in a large parade to celebrate the fall of the Bourbons. Mixed with cheers for the new regime in France were shouts for "the people's own, Andrew Jackson, the Hero of New Orleans and President of the United States!"

European Interest in America.—To the older and more settled Europeans, the democratic experiment in America was either a menace or an inspiration. Conservatives viewed it with anxiety; liberals with optimism. Far-sighted leaders could see that the tide of democracy was rising all over the world and could not be stayed. Naturally the country that had advanced furthest along the new course was the place in which to find arguments for and against proposals that Europe should make experiments of the same character.

European Interest in America.—For the older and more established Europeans, the democratic experiment in America was either a threat or a source of inspiration. Conservatives looked at it with concern, while liberals felt optimistic. Visionary leaders recognized that the wave of democracy was spreading globally and could not be stopped. Naturally, the nation that had progressed the furthest in this new direction was the best place to find arguments for and against Europe attempting similar experiments.

De Tocqueville's Democracy in America.—In addition to the casual traveler there began to visit the United States the thoughtful observer bent on finding out what manner of nation this was springing up in the wilderness. Those who looked with sympathy upon the growing popular forces of England and France found in the United States, in spite of many blemishes and defects, a guarantee for the future of the people's rule in the Old World. One of these, Alexis de Tocqueville, a French liberal of mildly democratic sympathies, made a journey to this country in 1831; he described in a very remarkable volume, Democracy in America, the grand experiment as he saw it. On the whole he was convinced. After examining with a critical eye the life and labor of the American people, as well as the constitutions of the states and the nation, he came to the conclusion that democracy with all its faults was both inevitable and successful. Slavery he thought was a painful contrast to the other features of American life, and he foresaw what proved to be the irrepressible conflict over it. He believed that through blundering the people were destined to learn the highest of all arts, self-government on a grand scale. The absence of a leisure class, devoted to no calling or profession, merely enjoying the refinements of life and adding to its graces—the flaw in American culture that gave deep distress to many a European leader—de Tocqueville thought a necessary virtue in the republic. "Amongst a democratic people where there is no hereditary wealth, every man works to earn a living, or has worked, or is born of parents who have worked. A notion of labor is therefore presented to the mind on every side as the necessary, natural, and honest condition of human existence." It was this notion of a government in the hands of people who labored that struck the French publicist as the most significant fact in the modern world.

De Tocqueville's Democracy in America.—In addition to the casual traveler, thoughtful observers started coming to the United States to understand what kind of nation was emerging in the wilderness. Those who looked favorably upon the growing popular movements in England and France saw the United States, despite its many flaws and shortcomings, as a promise for the future of people's rule in the Old World. One such observer, Alexis de Tocqueville, a French liberal with mild democratic leanings, traveled to this country in 1831; he described in a remarkable book, Democracy in America, the grand experiment as he perceived it. Overall, he was convinced. After critically examining the lives and work of the American people, as well as the constitutions of the states and the nation, he concluded that democracy, with all its faults, was both inevitable and successful. He viewed slavery as a painful contrast to other aspects of American life and predicted the unavoidable conflict it would cause. He believed that through trial and error, the people were destined to master the highest art of self-government on a grand scale. The lack of a leisure class, one that doesn’t engage in any profession but instead enjoys the luxuries of life and adds to its comforts—a flaw in American culture that troubled many European leaders—de Tocqueville considered to be a necessary virtue in the republic. "In a democratic society where there is no inherited wealth, every person works to make a living, has worked, or is born to parents who have worked. Thus, the concept of labor is constantly presented as the necessary, natural, and honorable condition of human existence." This idea of a government run by people who worked was what struck the French publicist as the most significant fact in the modern world.

Harriet Martineau's Visit to America.—This phase of American life also profoundly impressed the brilliant English writer, Harriet Martineau. She saw all parts of the country, the homes of the rich and the log cabins of the frontier; she traveled in stagecoaches, canal boats, and on horseback; and visited sessions of Congress and auctions at slave markets. She tried to view the country impartially and the thing that left the deepest mark on her mind was the solidarity of the people in one great political body. "However various may be the tribes of inhabitants in those states, whatever part of the world may have been their birthplace, or that of their fathers, however broken may be their language, however servile or noble their employments, however exalted or despised their state, all are declared to be bound together by equal political obligations.... In that self-governing country all are held to have an equal interest in the principles of its institutions and to be bound in equal duty to watch their workings." Miss Martineau was also impressed with the passion of Americans for land ownership and contrasted the United States favorably with England where the tillers of the soil were either tenants or laborers for wages.

Harriet Martineau's Visit to America.—This aspect of American life left a strong impression on the insightful English writer, Harriet Martineau. She explored every part of the country, from the homes of the wealthy to the log cabins on the frontier; she traveled by stagecoaches, canal boats, and horseback; and attended sessions of Congress and auctions at slave markets. She aimed to see the country without bias, and what struck her most was the unity of the people in a single political entity. "No matter how diverse the groups of inhabitants in those states, where they or their ancestors came from, how fragmented their language, whether their work is humble or prestigious, or how honored or scorned their status, all are said to be connected by equal political responsibilities.... In that self-governing nation, everyone is considered to have an equal stake in the principles of its institutions and is equally obligated to oversee their operations." Miss Martineau was also struck by Americans' passion for land ownership and compared the United States favorably to England, where those who farm the land are often just tenants or wage laborers.

Adverse Criticism.—By no means all observers and writers were convinced that America was a success. The fastidious traveler, Mrs. Trollope, who thought the English system of church and state was ideal, saw in the United States only roughness and ignorance. She lamented the "total and universal want of manners both in males and females," adding that while "they appear to have clear heads and active intellects," there was "no charm, no grace in their conversation." She found everywhere a lack of reverence for kings, learning, and rank. Other critics were even more savage. The editor of the Foreign Quarterly petulantly exclaimed that the United States was "a brigand confederation." Charles Dickens declared the country to be "so maimed and lame, so full of sores and ulcers that her best friends turn from the loathsome creature in disgust." Sydney Smith, editor of the Edinburgh Review, was never tired of trying his caustic wit at the expense of America. "Their Franklins and Washingtons and all the other sages and heroes of their revolution were born and bred subjects of the king of England," he observed in 1820. "During the thirty or forty years of their independence they have done absolutely nothing for the sciences, for the arts, for literature, or even for the statesmanlike studies of politics or political economy.... In the four quarters of the globe who reads an American book? Or goes to an American play? Or looks at an American picture or statue?" To put a sharp sting into his taunt he added, forgetting by whose authority slavery was introduced and fostered: "Under which of the old tyrannical governments of Europe is every sixth man a slave whom his fellow creatures may buy and sell?"

Adverse Criticism.—Not all observers and writers believed that America was a success. The particular traveler, Mrs. Trollope, who thought the English system of church and state was ideal, saw only roughness and ignorance in the United States. She lamented the "total and universal lack of manners in both men and women," adding that while "they seem to have clear heads and active intellects," there was "no charm, no grace in their conversation." She found a widespread lack of respect for kings, learning, and status everywhere. Other critics were even harsher. The editor of the Foreign Quarterly irritably declared that the United States was "a bandit confederation." Charles Dickens described the country as "so maimed and lame, so full of sores and ulcers that her best friends turn from the loathsome creature in disgust." Sydney Smith, editor of the Edinburgh Review, constantly used his sharp wit to poke fun at America. "Their Franklins and Washingtons and all the other sages and heroes of their revolution were born and raised subjects of the king of England," he observed in 1820. "During the thirty or forty years of their independence, they have done absolutely nothing for the sciences, for the arts, for literature, or even for the serious study of politics or political economy.... In all corners of the globe, who reads an American book? Or attends an American play? Or looks at an American painting or statue?" To add a particularly stinging insult he remarked, overlooking the fact of who was responsible for establishing and maintaining slavery: "Under which of the old tyrannical governments of Europe is every sixth man a slave whom his fellow creatures may buy and sell?"

Some Americans, while resenting the hasty and often superficial judgments of European writers, winced under their satire and took thought about certain particulars in the indictments brought against them. The mass of the people, however, bent on the great experiment, gave little heed to carping critics who saw the flaws and not the achievements of our country—critics who were in fact less interested in America than in preventing the rise and growth of democracy in Europe.

Some Americans, while feeling angry about the quick and often shallow judgments of European writers, were stung by their satire and reflected on specific points made against them. However, the majority of people, focused on the grand experiment, paid little attention to nitpicking critics who highlighted the flaws instead of the successes of our country—critics who were ultimately more concerned with stopping the rise and growth of democracy in Europe than with America itself.

References

J.S. Bassett, Life of Andrew Jackson.

J.S. Bassett, *Life of Andrew Jackson*.

J.W. Burgess, The Middle Period.

J.W. Burgess, *The Middle Period*.

H. Lodge, Daniel Webster.

H. Lodge, *Daniel Webster*.

W. Macdonald, Jacksonian Democracy (American Nation Series).

W. Macdonald, *Jacksonian Democracy* (American Nation Series).

Ostrogorski, Democracy and the Organization of Political Parties, Vol. II.

Ostrogorski, Democracy and the Organization of Political Parties, Vol. II.

C.H. Peck, The Jacksonian Epoch.

C.H. Peck, *The Jacksonian Era*.

C. Schurz, Henry Clay.

C. Schurz, *Henry Clay*.

Questions

1. By what devices was democracy limited in the first days of our Republic?

1. How was democracy restricted in the early days of our Republic?

2. On what grounds were the limitations defended? Attacked?

2. What reasons were given to support the limitations? To criticize them?

3. Outline the rise of political democracy in the United States.

3. Describe how political democracy grew in the United States.

4. Describe three important changes in our political system.

4. Describe three significant changes in our political system.

5. Contrast the Presidents of the old and the new generations.

5. Compare the Presidents from the past with those of the current generation.

6. Account for the unpopularity of John Adams' administration.

6. Explain why John Adams' administration was unpopular.

7. What had been the career of Andrew Jackson before 1829?

7. What was Andrew Jackson's career like before 1829?

8. Sketch the history of the protective tariff and explain the theory underlying it.

8. Outline the history of the protective tariff and explain the theory behind it.

9. Explain the growth of Southern opposition to the tariff.

9. Describe how the Southern opposition to the tariff grew.

10. Relate the leading events connected with nullification in South Carolina.

10. Discuss the main events related to nullification in South Carolina.

11. State Jackson's views and tell the outcome of the controversy.

11. Explain Jackson's views and describe what happened as a result of the controversy.

12. Why was Jackson opposed to the bank? How did he finally destroy it?

12. Why was Jackson against the bank? How did he ultimately get rid of it?

13. The Whigs complained of Jackson's "executive tyranny." What did they mean?

13. The Whigs criticized Jackson for his "executive tyranny." What did they mean?

14. Give some of the leading events in Clay's career.

14. List some of the major events in Clay's career.

15. How do you account for the triumph of Harrison in 1840?

15. How do you explain Harrison's victory in 1840?

16. Why was Europe especially interested in America at this period? Who were some of the European writers on American affairs?

16. Why was Europe particularly interested in America during this time? Who were some European authors writing about American issues?

Research Topics

Jackson's Criticisms of the Bank.—Macdonald, Documentary Source Book, pp. 320-329.

Jackson's Criticisms of the Bank.—Macdonald, Documentary Source Book, pp. 320-329.

Financial Aspects of the Bank Controversy.—Dewey, Financial History of the United States, Sections 86-87; Elson, History of the United States, pp. 492-496.

Financial Aspects of the Bank Controversy.—Dewey, Financial History of the United States, Sections 86-87; Elson, History of the United States, pp. 492-496.

Jackson's View of the Union.—See his proclamation on nullification in Macdonald, pp. 333-340.

Jackson's View of the Union.—See his announcement regarding nullification in Macdonald, pp. 333-340.

Nullification.—McMaster, History of the People of the United States, Vol. VI, pp. 153-182; Elson, pp. 487-492.

Nullification.—McMaster, History of the People of the United States, Vol. VI, pp. 153-182; Elson, pp. 487-492.

The Webster-Hayne Debate.—Analyze the arguments. Extensive extracts are given in Macdonald's larger three-volume work, Select Documents of United States History, 1776-1761, pp. 239-260.

The Webster-Hayne Debate.—Analyze the arguments. Extensive excerpts are provided in Macdonald's larger three-volume work, Select Documents of United States History, 1776-1761, pp. 239-260.

The Character of Jackson's Administration.—Woodrow Wilson, History of the American People, Vol. IV, pp. 1-87; Elson, pp. 498-501.

The Character of Jackson's Administration.—Woodrow Wilson, History of the American People, Vol. IV, pp. 1-87; Elson, pp. 498-501.

The People in 1830.—From contemporary writings in Hart, American History Told by Contemporaries, Vol. III, pp. 509-530.

The People in 1830.—From contemporary writings in Hart, American History Told by Contemporaries, Vol. III, pp. 509-530.

Biographical Studies.—Andrew Jackson, J.Q. Adams, Henry Clay, Daniel Webster, J.C. Calhoun, and W.H. Harrison.

Biographical Studies.—Andrew Jackson, J.Q. Adams, Henry Clay, Daniel Webster, J.C. Calhoun, and W.H. Harrison.


CHAPTER XII

THE MIDDLE BORDER AND THE GREAT WEST

"We shall not send an emigrant beyond the Mississippi in a hundred years," exclaimed Livingston, the principal author of the Louisiana purchase. When he made this astounding declaration, he doubtless had before his mind's eye the great stretches of unoccupied lands between the Appalachians and the Mississippi. He also had before him the history of the English colonies, which told him of the two centuries required to settle the seaboard region. To practical men, his prophecy did not seem far wrong; but before the lapse of half that time there appeared beyond the Mississippi a tier of new states, reaching from the Gulf of Mexico to the southern boundary of Minnesota, and a new commonwealth on the Pacific Ocean where American emigrants had raised the Bear flag of California.

"We won’t send any settlers past the Mississippi in a hundred years," exclaimed Livingston, the main author of the Louisiana Purchase. When he made this surprising statement, he likely envisioned the vast stretches of empty land between the Appalachians and the Mississippi. He was also aware of the history of the English colonies, which showed him that it took two centuries to settle the coastal region. To practical people, his prediction didn’t seem too off; however, before even half that time had passed, a line of new states appeared beyond the Mississippi, stretching from the Gulf of Mexico to the southern border of Minnesota, and a new territory on the Pacific Ocean where American settlers had raised the Bear flag of California.

The Progress of the Middle Border

Missouri.—When the middle of the nineteenth century had been reached, the Mississippi River, which Daniel Boone, the intrepid hunter, had crossed during Washington's administration "to escape from civilization" in Kentucky, had become the waterway for a vast empire. The center of population of the United States had passed to the Ohio Valley. Missouri, with its wide reaches of rich lands, low-lying, level, and fertile, well adapted to hemp raising, had drawn to its borders thousands of planters from the old Southern states—from Virginia and the Carolinas as well as from Kentucky and Tennessee. When the great compromise of 1820-21 admitted her to the union, wearing "every jewel of sovereignty," as a florid orator announced, migratory slave owners were assured that their property would be safe in Missouri. Along the western shore of the Mississippi and on both banks of the Missouri to the uttermost limits of the state, plantations tilled by bondmen spread out in broad expanses. In the neighborhood of Jefferson City the slaves numbered more than a fourth of the population.

Missouri.—By the middle of the nineteenth century, the Mississippi River, which Daniel Boone, the fearless hunter, had crossed during Washington's presidency "to escape from civilization" in Kentucky, had become the main route for a vast empire. The center of the U.S. population had shifted to the Ohio Valley. Missouri, with its extensive areas of rich, flat, and fertile land, ideal for growing hemp, attracted thousands of planters from the old Southern states—from Virginia and the Carolinas, as well as from Kentucky and Tennessee. When the significant compromise of 1820-21 allowed it to join the union, proudly bearing "every jewel of sovereignty," as a colorful speaker put it, migrating slave owners were reassured that their property would be secure in Missouri. Along the western shore of the Mississippi and on both banks of the Missouri to the state's farthest limits, plantations worked by enslaved people spread out over large areas. In the vicinity of Jefferson City, the number of slaves exceeded a fourth of the population.

Into this stream of migration from the planting South flowed another current of land-tilling farmers; some from Kentucky, Tennessee, and Mississippi, driven out by the onrush of the planters buying and consolidating small farms into vast estates; and still more from the East and the Old World. To the northwest over against Iowa and to the southwest against Arkansas, these yeomen laid out farms to be tilled by their own labor. In those regions the number of slaves seldom rose above five or six per cent of the population. The old French post, St. Louis, enriched by the fur trade of the Far West and the steamboat traffic of the river, grew into a thriving commercial city, including among its seventy-five thousand inhabitants in 1850 nearly forty thousand foreigners, German immigrants from Pennsylvania and Europe being the largest single element.

Into this wave of migration from the agricultural South came another group of farmers; some from Kentucky, Tennessee, and Mississippi, forced out by the rush of larger landowners buying up and merging small farms into huge estates; and even more from the East and Europe. To the northwest, near Iowa, and to the southwest, near Arkansas, these farmers established their own farms to be worked by their own hands. In those areas, the number of slaves rarely exceeded five or six percent of the population. The old French settlement, St. Louis, boosted by the fur trade from the Far West and the riverboat traffic, developed into a bustling commercial city, which had around seventy-five thousand residents in 1850, nearly forty thousand of whom were foreigners, with German immigrants from Pennsylvania and Europe being the largest single group.

Arkansas.—Below Missouri lay the territory of Arkansas, which had long been the paradise of the swarthy hunter and the restless frontiersman fleeing from the advancing borders of farm and town. In search of the life, wild and free, where the rifle supplied the game and a few acres of ground the corn and potatoes, they had filtered into the territory in an unending drift, "squatting" on the land. Without so much as asking the leave of any government, territorial or national, they claimed as their own the soil on which they first planted their feet. Like the Cherokee Indians, whom they had as neighbors, whose very customs and dress they sometimes adopted, the squatters spent their days in the midst of rough plenty, beset by chills, fevers, and the ills of the flesh, but for many years unvexed by political troubles or the restrictions of civilized life.

Arkansas.—Below Missouri was the territory of Arkansas, which had long been a paradise for the dark-skinned hunter and the restless frontiersman escaping the expanding borders of farms and towns. In search of a wild and free life, where a rifle provided game and a few acres supplied corn and potatoes, they had flowed into the territory in an endless stream, "squatting" on the land. Without asking for permission from any government, whether territorial or national, they claimed the soil where they first set foot. Like the Cherokee Indians, their neighbors, whose customs and clothing they occasionally adopted, the squatters spent their days in rough abundance, plagued by chills, fevers, and bodily ailments, but for many years free from political troubles and the constraints of civilized life.

Unfortunately for them, however, the fertile valleys of the Mississippi and Arkansas were well adapted to the cultivation of cotton and tobacco and their sylvan peace was soon broken by an invasion of planters. The newcomers, with their servile workers, spread upward in the valley toward Missouri and along the southern border westward to the Red River. In time the slaves in the tier of counties against Louisiana ranged from thirty to seventy per cent of the population. This marked the doom of the small farmer, swept Arkansas into the main current of planting politics, and led to a powerful lobby at Washington in favor of admission to the union, a boon granted in 1836.

Unfortunately for them, the fertile valleys of the Mississippi and Arkansas were perfect for growing cotton and tobacco, and their peaceful lives were soon disrupted by an influx of planters. The newcomers, along with their enslaved workers, moved up the valley toward Missouri and along the southern border westward to the Red River. Over time, the enslaved population in the counties next to Louisiana ranged from thirty to seventy percent of the total population. This spelled the end for small farmers, brought Arkansas into the mainstream of plantation politics, and resulted in a strong lobbying effort in Washington for statehood, which was granted in 1836.

Michigan.—In accordance with a well-established custom, a free state was admitted to the union to balance a slave state. In 1833, the people of Michigan, a territory ten times the size of Connecticut, announced that the time had come for them to enjoy the privileges of a commonwealth. All along the southern border the land had been occupied largely by pioneers from New England, who built prim farmhouses and adopted the town-meeting plan of self-government after the fashion of the old home. The famous post of Detroit was growing into a flourishing city as the boats plying on the Great Lakes carried travelers, settlers, and freight through the narrows. In all, according to the census, there were more than ninety thousand inhabitants in the territory; so it was not without warrant that they clamored for statehood. Congress, busy as ever with politics, delayed; and the inhabitants of Michigan, unable to restrain their impatience, called a convention, drew up a constitution, and started a lively quarrel with Ohio over the southern boundary. The hand of Congress was now forced. Objections were made to the new constitution on the ground that it gave the ballot to all free white males, including aliens not yet naturalized; but the protests were overborne in a long debate. The boundary was fixed, and Michigan, though shorn of some of the land she claimed, came into the union in 1837.

Michigan.—Following a long-standing practice, a free state was admitted to the union to balance a slave state. In 1833, the people of Michigan, a territory ten times the size of Connecticut, declared that it was time for them to enjoy the rights of a commonwealth. Along the southern border, settlers from New England had established themselves, building neat farmhouses and implementing the town-meeting style of self-governance reminiscent of their homeland. The well-known post of Detroit was developing into a thriving city as boats on the Great Lakes transported travelers, settlers, and goods through the narrow passages. According to the census, there were more than ninety thousand residents in the territory; so their demand for statehood was justified. Congress, always caught up in political matters, took its time; and the people of Michigan, unable to contain their impatience, convened a meeting, drafted a constitution, and sparked a heated dispute with Ohio over the southern boundary. Congress was then compelled to act. There were objections to the new constitution because it granted voting rights to all free white males, including non-naturalized aliens; however, these objections were overruled after a lengthy debate. The boundary was established, and Michigan, even though it lost some of the land it claimed, joined the union in 1837.

Wisconsin.—Across Lake Michigan to the west lay the territory of Wisconsin, which shared with Michigan the interesting history of the Northwest, running back into the heroic days when French hunters and missionaries were planning a French empire for the great monarch, Louis XIV. It will not be forgotten that the French rangers of the woods, the black-robed priests, prepared for sacrifice, even to death, the trappers of the French agencies, and the French explorers—Marquette, Joliet, and Menard—were the first white men to paddle their frail barks through the northern waters. They first blazed their trails into the black forests and left traces of their work in the names of portages and little villages. It was from these forests that Red Men in full war paint journeyed far to fight under the fleur-de-lis of France when the soldiers of King Louis made their last stand at Quebec and Montreal against the imperial arms of Britain. It was here that the British flag was planted in 1761 and that the great Pontiac conspiracy was formed two years later to overthrow British dominion.

Wisconsin.—Across Lake Michigan to the west lies the territory of Wisconsin, which shares with Michigan a fascinating history of the Northwest, dating back to the heroic times when French hunters and missionaries were envisioning a French empire for King Louis XIV. We shouldn't forget that the French rangers of the woods, the black-robed priests ready for sacrifice, even to death, and the trappers from French trading posts, along with the French explorers—Marquette, Joliet, and Menard—were the first white men to paddle their fragile canoes through the northern waters. They were the pioneers who navigated the dense forests and left their mark in the names of portages and small villages. It was from these forests that Native Americans in full war paint traveled far to fight under the fleur-de-lis of France when King Louis's soldiers made their last stand at Quebec and Montreal against the might of Britain. It was here that the British flag was raised in 1761 and where the great Pontiac conspiracy was formed two years later to challenge British rule.

When, a generation afterward, the Stars and Stripes supplanted the Union Jack, the French were still almost the only white men in the region. They were soon joined by hustling Yankee fur traders who did battle royal against British interlopers. The traders cut their way through forest trails and laid out the routes through lake and stream and over portages for the settlers and their families from the states "back East." It was the forest ranger who discovered the water power later used to turn the busy mills grinding the grain from the spreading farm lands. In the wake of the fur hunters, forest men, and farmers came miners from Kentucky, Tennessee, and Missouri crowding in to exploit the lead ores of the northwest, some of them bringing slaves to work their claims. Had it not been for the gold fever of 1849 that drew the wielders of pick and shovel to the Far West, Wisconsin would early have taken high rank among the mining regions of the country.

When, a generation later, the Stars and Stripes replaced the Union Jack, the French were still nearly the only white people in the area. They were soon joined by ambitious Yankee fur traders who fought hard against British intruders. The traders carved their way through forest trails and established routes through lakes and streams and over portages for settlers and their families from the states "back East." It was the forest ranger who found the water power that was later used to run the busy mills grinding grain from the expanding farmlands. Following the fur traders, forest workers, and farmers came miners from Kentucky, Tennessee, and Missouri, rushing in to exploit the lead ores of the northwest, some of them bringing slaves to work their claims. If it weren't for the gold rush of 1849 that brought miners to the Far West, Wisconsin would have quickly gained a prominent position among the mining regions of the country.

From a favorable point of vantage on Lake Michigan, the village of Milwaukee, a center for lumber and grain transport and a place of entry for Eastern goods, grew into a thriving city. It claimed twenty thousand inhabitants, when in 1848 Congress admitted Wisconsin to the union. Already the Germans, Irish, and Scandinavians had found their way into the territory. They joined Americans from the older states in clearing forests, building roads, transforming trails into highways, erecting mills, and connecting streams with canals to make a network of routes for the traffic that poured to and from the Great Lakes.

From a great spot on Lake Michigan, the village of Milwaukee, a hub for lumber and grain transport and a gateway for Eastern goods, grew into a bustling city. It had twenty thousand residents when Congress admitted Wisconsin to the union in 1848. By then, Germans, Irish, and Scandinavians had already arrived in the area. They teamed up with Americans from older states to clear forests, build roads, turn trails into highways, set up mills, and link streams with canals to create a network of routes for the heavy traffic that flowed to and from the Great Lakes.

Iowa and Minnesota.—To the southwest of Wisconsin beyond the Mississippi, where the tall grass of the prairies waved like the sea, farmers from New England, New York, and Ohio had prepared Iowa for statehood. A tide of immigration that might have flowed into Missouri went northward; for freemen, unaccustomed to slavery and slave markets, preferred the open country above the compromise line. With incredible swiftness, they spread farms westward from the Mississippi. With Yankee ingenuity they turned to trading on the river, building before 1836 three prosperous centers of traffic: Dubuque, Davenport, and Burlington. True to their old traditions, they founded colleges and academies that religion and learning might be cherished on the frontier as in the states from which they came. Prepared for self-government, the Iowans laid siege to the door of Congress and were admitted to the union in 1846.

Iowa and Minnesota.—To the southwest of Wisconsin, beyond the Mississippi, where the tall grass of the prairies swayed like the sea, farmers from New England, New York, and Ohio had set Iowa up for statehood. A wave of immigrants that could have gone into Missouri moved north instead; freemen, who were not used to slavery and slave markets, preferred the open land above the compromise line. Incredibly quickly, they expanded their farms westward from the Mississippi. With Yankee ingenuity, they turned to trading on the river, establishing three thriving trade centers—Dubuque, Davenport, and Burlington—before 1836. Staying true to their old traditions, they founded colleges and academies so that religion and education could be valued on the frontier just like in the states they came from. Ready for self-government, the Iowans pushed their way into Congress and were admitted to the union in 1846.

Above Iowa, on the Mississippi, lay the territory of Minnesota—the home of the Dakotas, the Ojibways, and the Sioux. Like Michigan and Wisconsin, it had been explored early by the French scouts, and the first white settlement was the little French village of Mendota. To the people of the United States, the resources of the country were first revealed by the historic journey of Zebulon Pike in 1805 and by American fur traders who were quick to take advantage of the opportunity to ply their arts of hunting and bartering in fresh fields. In 1839 an American settlement was planted at Marina on the St. Croix, the outpost of advancing civilization. Within twenty years, the territory, boasting a population of 150,000, asked for admission to the union. In 1858 the plea was granted and Minnesota showed her gratitude three years later by being first among the states to offer troops to Lincoln in the hour of peril.

Above Iowa, along the Mississippi River, was the territory of Minnesota—the home of the Dakotas, Ojibways, and Sioux. Like Michigan and Wisconsin, it had been explored early on by French scouts, and the first white settlement was the small French village of Mendota. The resources of the region were first highlighted to the people of the United States through the historic journey of Zebulon Pike in 1805, as well as American fur traders who quickly took the opportunity to engage in hunting and trading in new areas. In 1839, an American settlement was established at Marina on the St. Croix, marking the frontiers of advancing civilization. Within twenty years, the territory, with a population of 150,000, requested admission to the union. In 1858, their request was granted, and Minnesota showed her appreciation three years later by being the first state to send troops to Lincoln during a time of crisis.

Moving to the Pacific—Texas and the Mexican War

The Uniformity of the Middle West.—There was a certain monotony about pioneering in the Northwest and on the middle border. As the long stretches of land were cleared or prepared for the plow, they were laid out like checkerboards into squares of forty, eighty, one hundred sixty, or more acres, each the seat of a homestead. There was a striking uniformity also about the endless succession of fertile fields spreading far and wide under the hot summer sun. No majestic mountains relieved the sweep of the prairie. Few monuments of other races and antiquity were there to awaken curiosity about the region. No sonorous bells in old missions rang out the time of day. The chaffering Red Man bartering blankets and furs for powder and whisky had passed farther on. The population was made up of plain farmers and their families engaged in severe and unbroken labor, chopping down trees, draining fever-breeding swamps, breaking new ground, and planting from year to year the same rotation of crops. Nearly all the settlers were of native American stock into whose frugal and industrious lives the later Irish and German immigrants fitted, on the whole, with little friction. Even the Dutch oven fell before the cast-iron cooking stove. Happiness and sorrow, despair and hope were there, but all encompassed by the heavy tedium of prosaic sameness.

The Uniformity of the Midwest.—There was a certain monotony about pioneering in the Northwest and along the middle border. As the vast stretches of land were cleared or prepared for farming, they were divided like checkerboards into squares of forty, eighty, one hundred sixty, or more acres, each becoming a homestead. There was a striking uniformity to the endless succession of fertile fields stretching far and wide under the hot summer sun. No majestic mountains broke the expanse of the prairie. Few remnants of other cultures and ancient history stirred curiosity about the area. No resonant bells from old missions chimed the time. The trading Native American exchanging blankets and furs for powder and whiskey had moved further on. The population consisted of straightforward farmers and their families engaged in hard, uninterrupted labor, chopping down trees, draining swampy areas, breaking new ground, and planting the same rotation of crops year after year. Nearly all the settlers were of native American descent, and the later Irish and German immigrants integrated into their frugal and hardworking lives with little friction. Even the Dutch oven was replaced by the cast-iron cooking stove. Happiness and sorrow, despair and hope existed there, but all were enveloped by the heavy monotony of everyday sameness.

Santa Barbara Mission
Santa Barbara Mission

A Contrast in the Far West and Southwest.—As George Rogers Clark and Daniel Boone had stirred the snug Americans of the seaboard to seek their fortunes beyond the Appalachians, so now Kit Carson, James Bowie, Sam Houston, Davy Crockett, and John C. Frémont were to lead the way into a new land, only a part of which was under the American flag. The setting for this new scene in the westward movement was thrown out in a wide sweep from the headwaters of the Mississippi to the banks of the Rio Grande; from the valleys of the Sabine and Red rivers to Montana and the Pacific slope. In comparison with the middle border, this region presented such startling diversities that only the eye of faith could foresee the unifying power of nationalism binding its communities with the older sections of the country. What contrasts indeed! The blue grass region of Kentucky or the rich, black soil of Illinois—the painted desert, the home of the sage brush and the coyote! The level prairies of Iowa—the mighty Rockies shouldering themselves high against the horizon! The long bleak winters of Wisconsin—California of endless summer! The log churches of Indiana or Illinois—the quaint missions of San Antonio, Tucson, and Santa Barbara! The little state of Delaware—the empire of Texas, one hundred and twenty times its area! And scattered about through the Southwest were signs of an ancient civilization—fragments of four-and five-story dwellings, ruined dams, aqueducts, and broken canals, which told of once prosperous peoples who, by art and science, had conquered the aridity of the desert and lifted themselves in the scale of culture above the savages of the plain.

A Contrast in the Far West and Southwest.—As George Rogers Clark and Daniel Boone inspired the comfortable Americans along the coast to look for their fortunes beyond the Appalachians, so now Kit Carson, James Bowie, Sam Houston, Davy Crockett, and John C. Frémont were about to lead the way into a new territory, only part of which was under the American flag. The backdrop for this new chapter in the westward expansion stretched from the headwaters of the Mississippi to the banks of the Rio Grande; from the valleys of the Sabine and Red Rivers to Montana and the Pacific coast. Compared to the central region, this area displayed such striking differences that only those with a strong belief could envision the unifying force of nationalism connecting its communities with the older parts of the country. What contrasts there were! The bluegrass region of Kentucky or the rich black soil of Illinois—the painted desert, home of sagebrush and coyotes! The flat prairies of Iowa—the towering Rockies rising high against the sky! The long, harsh winters of Wisconsin—California, with its endless summer! The log churches of Indiana or Illinois—the charming missions of San Antonio, Tucson, and Santa Barbara! The small state of Delaware—the massive empire of Texas, one hundred and twenty times its size! And scattered throughout the Southwest were reminders of an ancient civilization—remnants of four- and five-story homes, crumbling dams, aqueducts, and broken canals, which hinted at once-prosperous peoples who, through craft and knowledge, had managed to tame the arid desert and elevate themselves culturally above the savages of the plains.

The settlers of this vast empire were to be as diverse in their origins and habits as those of the colonies on the coast had been. Americans of English, Irish, and Scotch-Irish descent came as usual from the Eastern states. To them were added the migratory Germans as well. Now for the first time came throngs of Scandinavians. Some were to make their homes on quiet farms as the border advanced against the setting sun. Others were to be Indian scouts, trappers, fur hunters, miners, cowboys, Texas planters, keepers of lonely posts on the plain and the desert, stage drivers, pilots of wagon trains, pony riders, fruit growers, "lumber jacks," and smelter workers. One common bond united them—a passion for the self-government accorded to states. As soon as a few thousand settlers came together in a single territory, there arose a mighty shout for a position beside the staid commonwealths of the East and the South. Statehood meant to the pioneers self-government, dignity, and the right to dispose of land, minerals, and timber in their own way. In the quest for this local autonomy there arose many a wordy contest in Congress, each of the political parties lending a helping hand in the admission of a state when it gave promise of adding new congressmen of the "right political persuasion," to use the current phrase.

The settlers of this vast empire were as varied in their backgrounds and customs as those in the coastal colonies had been. Americans of English, Irish, and Scotch-Irish descent arrived as usual from the Eastern states. They were joined by migrating Germans as well. For the first time, large numbers of Scandinavians also made their way here. Some were set to establish homes on peaceful farms as the frontier expanded westward. Others would become Indian scouts, trappers, fur hunters, miners, cowboys, Texas farmers, keepers of remote outposts on the plains and deserts, stagecoach drivers, wagon train guides, pony express riders, fruit growers, lumberjacks, and workers in smelters. They were all united by a shared desire for the self-government granted to states. Once a few thousand settlers gathered in one territory, a loud call rose for a place among the established commonwealths of the East and South. Statehood signified to the pioneers self-governance, dignity, and the right to manage land, minerals, and timber as they saw fit. In the pursuit of this local independence, many verbal battles erupted in Congress, with each political party eager to support a state's admission if it promised to bring in new congressmen of the "right political persuasion," as the saying goes.

Southern Planters and Texas.—While the farmers of the North found the broad acres of the Western prairies stretching on before them apparently in endless expanse, it was far different with the Southern planters. Ever active in their search for new fields as they exhausted the virgin soil of the older states, the restless subjects of King Cotton quickly reached the frontier of Louisiana. There they paused; but only for a moment. The fertile land of Texas just across the boundary lured them on and the Mexican republic to which it belonged extended to them a more than generous welcome. Little realizing the perils lurking in a "peaceful penetration," the authorities at Mexico City opened wide the doors and made large grants of land to American contractors, who agreed to bring a number of families into Texas. The omnipresent Yankee, in the person of Moses Austin of Connecticut, hearing of this good news in the Southwest, obtained a grant in 1820 to settle three hundred Americans near Bexar—a commission finally carried out to the letter by his son and celebrated in the name given to the present capital of the state of Texas. Within a decade some twenty thousand Americans had crossed the border.

Southern Planters and Texas.—While the farmers in the North saw the vast fields of the Western prairies stretching out endlessly before them, it was a very different story for the Southern planters. Always on the lookout for new land as they depleted the untouched soil of the older states, the restless followers of King Cotton quickly reached the Louisiana frontier. There, they briefly paused, but only for a moment. The rich land of Texas just beyond the border enticed them further, and the Mexican republic, to which it belonged, welcomed them with open arms. Unaware of the dangers hidden in a "peaceful penetration," the authorities in Mexico City threw open the doors and granted large tracts of land to American contractors who promised to bring families to Texas. The ever-present Yankee, represented by Moses Austin from Connecticut, hearing this exciting news in the Southwest, secured a grant in 1820 to settle three hundred Americans near Bexar—a mission ultimately fulfilled by his son and commemorated in the name of Texas's current capital. Within a decade, around twenty thousand Americans had migrated across the border.

Mexico Closes the Door.—The government of Mexico, unaccustomed to such enterprise and thoroughly frightened by its extent, drew back in dismay. Its fears were increased as quarrels broke out between the Americans and the natives in Texas. Fear grew into consternation when efforts were made by President Jackson to buy the territory for the United States. Mexico then sought to close the flood gates. It stopped all American colonization schemes, canceled many of the land grants, put a tariff on farming implements, and abolished slavery. These barriers were raised too late. A call for help ran through the western border of the United States. The sentinels of the frontier answered. Davy Crockett, the noted frontiersman, bear hunter, and backwoods politician; James Bowie, the dexterous wielder of the knife that to this day bears his name; and Sam Houston, warrior and pioneer, rushed to the aid of their countrymen in Texas. Unacquainted with the niceties of diplomacy, impatient at the formalities of international law, they soon made it known that in spite of Mexican sovereignty they would be their own masters.

Mexico Closes the Door.—The government of Mexico, unfamiliar with such bold ventures and deeply intimidated by its scale, pulled back in alarm. Their worries intensified as conflicts erupted between the Americans and the locals in Texas. Anxiety turned to panic when President Jackson attempted to purchase the territory for the United States. Mexico then tried to shut down the influx. They halted all American colonization efforts, canceled many land grants, imposed tariffs on farming tools, and abolished slavery. These obstacles were implemented too late. A call for assistance echoed through the western border of the United States. The guardians of the frontier responded. Davy Crockett, the famous frontiersman, bear hunter, and backwoods politician; James Bowie, skilled with the knife that still bears his name; and Sam Houston, a warrior and pioneer, rushed to support their fellow countrymen in Texas. Unfamiliar with the subtleties of diplomacy and frustrated by the formalities of international law, they quickly made it clear that despite Mexican authority, they would govern themselves.

The Independence of Texas Declared.—Numbering only about one-fourth of the population in Texas, they raised the standard of revolt in 1836 and summoned a convention. Following in the footsteps of their ancestors, they issued a declaration of independence signed mainly by Americans from the slave states. Anticipating that the government of Mexico would not quietly accept their word of defiance as final, they dispatched a force to repel "the invading army," as General Houston called the troops advancing under the command of Santa Ana, the Mexican president. A portion of the Texan soldiers took their stand in the Alamo, an old Spanish mission in the cottonwood trees in the town of San Antonio. Instead of obeying the order to blow up the mission and retire, they held their ground until they were completely surrounded and cut off from all help. Refusing to surrender, they fought to the bitter end, the last man falling a victim to the sword. Vengeance was swift. Within three months General Houston overwhelmed Santa Ana at the San Jacinto, taking him prisoner of war and putting an end to all hopes for the restoration of Mexican sovereignty over Texas.

The Independence of Texas Declared.—With only about one-fourth of Texas's population, they raised the flag of rebellion in 1836 and called for a convention. Following their ancestors' example, they issued a declaration of independence largely signed by Americans from slave states. Anticipating that the Mexican government wouldn’t accept their defiance quietly, they sent a force to confront "the invading army," as General Houston referred to the troops led by Santa Ana, the president of Mexico. Some Texan soldiers took their stand in the Alamo, an old Spanish mission surrounded by cottonwood trees in San Antonio. Instead of following orders to blow up the mission and retreat, they held their ground until they were completely surrounded and cut off from assistance. Refusing to surrender, they fought to the bitter end, with the last man falling to the sword. Revenge came quickly. Within three months, General Houston defeated Santa Ana at San Jacinto, capturing him as a prisoner of war and putting an end to any hopes of restoring Mexican sovereignty over Texas.

The Lone Star Republic, with Houston at the head, then sought admission to the United States. This seemed at first an easy matter. All that was required to bring it about appeared to be a treaty annexing Texas to the union. Moreover, President Jackson, at the height of his popularity, had a warm regard for General Houston and, with his usual sympathy for rough and ready ways of doing things, approved the transaction. Through an American representative in Mexico, Jackson had long and anxiously labored, by means none too nice, to wring from the Mexican republic the cession of the coveted territory. When the Texans took matters into their own hands, he was more than pleased; but he could not marshal the approval of two-thirds of the Senators required for a treaty of annexation. Cautious as well as impetuous, Jackson did not press the issue; he went out of office in 1837 with Texas uncertain as to her future.

The Lone Star Republic, led by Houston, then tried to join the United States. It seemed like it would be a straightforward process. All that was needed was a treaty to annex Texas to the union. Additionally, President Jackson, at the peak of his popularity, had a strong fondness for General Houston and, with his typical support for straightforward methods, approved the plan. Through an American representative in Mexico, Jackson had worked hard, using questionable tactics, to get the Mexican government to agree to cede the desired territory. When the Texans took matters into their own hands, he was quite pleased; however, he couldn't gather the two-thirds of the Senate votes needed for a treaty of annexation. Being both cautious and impulsive, Jackson didn't push the issue and left office in 1837 with Texas still unsure about its future.

Northern Opposition to Annexation.—All through the North the opposition to annexation was clear and strong. Anti-slavery agitators could hardly find words savage enough to express their feelings. "Texas," exclaimed Channing in a letter to Clay, "is but the first step of aggression. I trust indeed that Providence will beat back and humble our cupidity and ambition. I now ask whether as a people we are prepared to seize on a neighboring territory for the end of extending slavery? I ask whether as a people we can stand forth in the sight of God, in the sight of nations, and adopt this atrocious policy? Sooner perish! Sooner be our name blotted out from the record of nations!" William Lloyd Garrison called for the secession of the Northern states if Texas was brought into the union with slavery. John Quincy Adams warned his countrymen that they were treading in the path of the imperialism that had brought the nations of antiquity to judgment and destruction. Henry Clay, the Whig candidate for President, taking into account changing public sentiment, blew hot and cold, losing the state of New York and the election of 1844 by giving a qualified approval of annexation. In the same campaign, the Democrats boldly demanded the "Reannexation of Texas," based on claims which the United States once had to Spanish territory beyond the Sabine River.

Northern Opposition to Annexation.—Throughout the North, the opposition to annexation was obvious and strong. Anti-slavery activists could barely find words harsh enough to convey their feelings. "Texas," Channing exclaimed in a letter to Clay, "is just the first step of aggression. I truly hope that Providence will push back our greed and ambitions. I now ask whether as a people we are prepared to take a neighboring territory for the purpose of expanding slavery? I ask whether as a people we can stand before God, before the nations, and adopt this horrible policy? We would rather perish! We would rather have our name erased from the record of nations!" William Lloyd Garrison called for the Northern states to secede if Texas was admitted to the union with slavery. John Quincy Adams warned his fellow citizens that they were following the path of imperialism that had led ancient nations to judgment and destruction. Henry Clay, the Whig candidate for President, trying to gauge shifting public opinion, blew hot and cold, losing the state of New York and the election of 1844 by giving a cautious endorsement of annexation. In the same campaign, the Democrats boldly demanded the "Reannexation of Texas," based on claims that the United States once had to Spanish territory beyond the Sabine River.

Annexation.—The politicians were disposed to walk very warily. Van Buren, at heart opposed to slavery extension, refused to press the issue of annexation. Tyler, a pro-slavery Democrat from Virginia, by a strange fling of fortune carried into office as a nominal Whig, kept his mind firmly fixed on the idea of reëlection and let the troublesome matter rest until the end of his administration was in sight. He then listened with favor to the voice of the South. Calhoun stated what seemed to be a convincing argument: All good Americans have their hearts set on the Constitution; the admission of Texas is absolutely essential to the preservation of the union; it will give a balance of power to the South as against the North growing with incredible swiftness in wealth and population. Tyler, impressed by the plea, appointed Calhoun to the office of Secretary of State in 1844, authorizing him to negotiate the treaty of annexation—a commission at once executed. This scheme was blocked in the Senate where the necessary two-thirds vote could not be secured. Balked but not defeated, the advocates of annexation drew up a joint resolution which required only a majority vote in both houses, and in February of the next year, just before Tyler gave way to Polk, they pushed it through Congress. So Texas, amid the groans of Boston and the hurrahs of Charleston, folded up her flag and came into the union.

Annexation.—The politicians were cautious. Van Buren, who was fundamentally against the expansion of slavery, chose not to pursue the issue of annexation. Tyler, a pro-slavery Democrat from Virginia who unexpectedly entered office as a nominal Whig, was focused on his re-election and let the contentious issue rest until the end of his term approached. At that point, he began to listen more closely to the Southern perspective. Calhoun presented what appeared to be a strong argument: all good Americans are committed to the Constitution; admitting Texas is absolutely vital for the preservation of the union; it will provide the South with a balance of power against the North, which is rapidly growing in wealth and population. Tyler, persuaded by this argument, appointed Calhoun as Secretary of State in 1844, giving him the authority to negotiate the annexation treaty—a task he quickly undertook. However, this plan was halted in the Senate, where the required two-thirds vote could not be achieved. Undeterred, supporters of annexation drafted a joint resolution that only needed a majority vote in both houses, and in February of the following year, just before Tyler handed over power to Polk, they successfully pushed it through Congress. Thus, Texas joined the union amid the dismay of Boston and the cheers of Charleston.

Texas and the Territory in Dispute
Texas and the Contested Territory

The Mexican War.—The inevitable war with Mexico, foretold by the abolitionists and feared by Henry Clay, ensued, the ostensible cause being a dispute over the boundaries of the new state. The Texans claimed all the lands down to the Rio Grande. The Mexicans placed the border of Texas at the Nueces River and a line drawn thence in a northerly direction. President Polk, accepting the Texan view of the controversy, ordered General Zachary Taylor to move beyond the Nueces in defense of American sovereignty. This act of power, deemed by the Mexicans an invasion of their territory, was followed by an attack on our troops.

The Mexican War.—The predicted war with Mexico, announced by the abolitionists and feared by Henry Clay, broke out, with the official reason being a disagreement over the borders of the new state. The Texans claimed all the land down to the Rio Grande. The Mexicans set the border of Texas at the Nueces River and a line drawn north from there. President Polk, siding with the Texan perspective on the issue, ordered General Zachary Taylor to advance beyond the Nueces to defend American sovereignty. This action, seen by the Mexicans as an invasion of their land, was followed by an attack on our troops.

President Polk, not displeased with the turn of events, announced that American blood had been "spilled on American soil" and that war existed "by the act of Mexico." Congress, in a burst of patriotic fervor, brushed aside the protests of those who deplored the conduct of the government as wanton aggression on a weaker nation and granted money and supplies to prosecute the war. The few Whigs in the House of Representatives, who refused to vote in favor of taking up arms, accepted the inevitable with such good grace as they could command. All through the South and the West the war was popular. New England grumbled, but gave loyal, if not enthusiastic, support to a conflict precipitated by policies not of its own choosing. Only a handful of firm objectors held out. James Russell Lowell, in his Biglow Papers, flung scorn and sarcasm to the bitter end.

President Polk, pleased with how things were going, declared that American blood had been "spilled on American soil" and that war existed "because of Mexico." Congress, driven by patriotic fervor, ignored the protests of those who condemned the government's actions as unjust aggression against a weaker nation and approved funding and supplies to carry out the war. The few Whigs in the House of Representatives who wouldn't vote to take up arms accepted the situation as gracefully as they could. Throughout the South and the West, the war enjoyed popularity. New England complained but gave loyal, if not enthusiastic, support to a conflict brought on by policies it didn't choose. Only a small number of strong opponents held out. James Russell Lowell, in his Biglow Papers, expressed scorn and sarcasm until the bitter end.

The Outcome of the War.—The foregone conclusion was soon reached. General Taylor might have delivered the fatal thrust from northern Mexico if politics had not intervened. Polk, anxious to avoid raising up another military hero for the Whigs to nominate for President, decided to divide the honors by sending General Scott to strike a blow at the capital, Mexico City. The deed was done with speed and pomp and two heroes were lifted into presidential possibilities. In the Far West a third candidate was made, John C. Frémont, who, in coöperation with Commodores Sloat and Stockton and General Kearney, planted the Stars and Stripes on the Pacific slope.

The Outcome of the War.—The conclusion was quickly reached. General Taylor could have delivered the final blow from northern Mexico if politics hadn’t gotten in the way. Polk, eager to avoid giving the Whigs another military hero to run for President, decided to share the glory by sending General Scott to attack the capital, Mexico City. The mission was completed swiftly and with great fanfare, and two heroes emerged as possible presidential candidates. In the Far West, a third contender was created, John C. Frémont, who, alongside Commodores Sloat and Stockton and General Kearney, raised the Stars and Stripes on the Pacific coast.

In February, 1848, the Mexicans came to terms, ceding to the victor California, Arizona, New Mexico, and more—a domain greater in extent than the combined areas of France and Germany. As a salve to the wound, the vanquished received fifteen million dollars in cash and the cancellation of many claims held by American citizens. Five years later, through the negotiations of James Gadsden, a further cession of lands along the southern border of Arizona and New Mexico was secured on payment of ten million dollars.

In February 1848, the Mexicans reached an agreement, giving the victor California, Arizona, New Mexico, and more—a territory larger than the combined areas of France and Germany. As a consolation, the defeated received fifteen million dollars in cash and the cancellation of many claims held by American citizens. Five years later, through the negotiations of James Gadsden, an additional cession of land along the southern border of Arizona and New Mexico was obtained for ten million dollars.

General Taylor Elected President.—The ink was hardly dry upon the treaty that closed the war before "rough and ready" General Taylor, a slave owner from Louisiana, "a Whig," as he said, "but not an ultra Whig," was put forward as the Whig candidate for President. He himself had not voted for years and he was fairly innocent in matters political. The tariff, the currency, and internal improvements, with a magnificent gesture he referred to the people's representatives in Congress, offering to enforce the laws as made, if elected. Clay's followers mourned. Polk stormed but could not win even a renomination at the hands of the Democrats. So it came about that the hero of Buena Vista, celebrated for his laconic order, "Give 'em a little more grape, Captain Bragg," became President of the United States.

General Taylor Elected President.—The ink was barely dry on the treaty that ended the war before "rough and ready" General Taylor, a slave owner from Louisiana, described himself as "a Whig, but not an ultra Whig," was nominated as the Whig candidate for President. He hadn't voted in years and was pretty inexperienced in politics. He touched on topics like tariffs, currency, and internal improvements and dramatically referenced the people's representatives in Congress, promising to enforce the laws as they were set, if elected. Clay's supporters were upset. Polk was furious but couldn’t even secure a renomination from the Democrats. So it happened that the hero of Buena Vista, known for his succinct order, "Give 'em a little more grape, Captain Bragg," became President of the United States.

The Pacific Coast and Utah

Oregon.—Closely associated in the popular mind with the contest about the affairs of Texas was a dispute with Great Britain over the possession of territory in Oregon. In their presidential campaign of 1844, the Democrats had coupled with the slogan, "The Reannexation of Texas," two other cries, "The Reoccupation of Oregon," and "Fifty-four Forty or Fight." The last two slogans were founded on American discoveries and explorations in the Far Northwest. Their appearance in politics showed that the distant Oregon country, larger in area than New England, New York, and Pennsylvania combined, was at last receiving from the nation the attention which its importance warranted.

Oregon.—Often linked in people's minds with the debate over Texas was a disagreement with Great Britain about who owned the land in Oregon. During the presidential campaign of 1844, the Democrats paired the slogan "The Reannexation of Texas" with two others: "The Reoccupation of Oregon" and "Fifty-four Forty or Fight." The latter two slogans were based on American discoveries and explorations in the Far Northwest. Their emergence in politics indicated that the remote Oregon territory, which is larger than New England, New York, and Pennsylvania combined, was finally getting the attention it deserved from the nation.

Joint Occupation and Settlement.—Both England and the United States had long laid claim to Oregon and in 1818 they had agreed to occupy the territory jointly—a contract which was renewed ten years later for an indefinite period. Under this plan, citizens of both countries were free to hunt and settle anywhere in the region. The vanguard of British fur traders and Canadian priests was enlarged by many new recruits, with Americans not far behind them. John Jacob Astor, the resourceful New York merchant, sent out trappers and hunters who established a trading post at Astoria in 1811. Some twenty years later, American missionaries—among them two very remarkable men, Jason Lee and Marcus Whitman—were preaching the gospel to the Indians.

Joint Occupation and Settlement.—Both England and the United States had long claimed Oregon, and in 1818 they agreed to share the territory—an agreement that was renewed ten years later indefinitely. Under this arrangement, citizens from both countries were free to hunt and settle anywhere in the area. The influx of British fur traders and Canadian priests was bolstered by many new arrivals, with Americans not far behind. John Jacob Astor, the savvy New York merchant, sent out trappers and hunters who set up a trading post at Astoria in 1811. About twenty years later, American missionaries—among them two notable figures, Jason Lee and Marcus Whitman—were spreading the gospel to the Indigenous people.

Through news from the fur traders and missionaries, Eastern farmers heard of the fertile lands awaiting their plows on the Pacific slope; those with the pioneering spirit made ready to take possession of the new country. In 1839 a band went around by Cape Horn. Four years later a great expedition went overland. The way once broken, others followed rapidly. As soon as a few settlements were well established, the pioneers held a mass meeting and agreed upon a plan of government. "We, the people of Oregon territory," runs the preamble to their compact, "for the purposes of mutual protection and to secure peace and prosperity among ourselves, agree to adopt the following laws and regulations until such time as the United States of America extend their jurisdiction over us." Thus self-government made its way across the Rocky Mountains.

Through news from fur traders and missionaries, farmers in the East learned about the fertile lands waiting for their plows on the Pacific side; those with a pioneering spirit prepared to take possession of the new country. In 1839, a group went around by Cape Horn. Four years later, a large expedition traveled overland. Once the path was established, others quickly followed. After a few settlements were established, the pioneers held a mass meeting and agreed on a plan of government. "We, the people of Oregon territory," states the preamble to their agreement, "for the purposes of mutual protection and to secure peace and prosperity among ourselves, agree to adopt the following laws and regulations until the United States of America extend their jurisdiction over us." Thus, self-government made its way across the Rocky Mountains.

The Oregon Country and the Disputed Boundary
The Oregon Country and the Disputed Boundary

The Boundary Dispute with England Adjusted.—By this time it was evident that the boundaries of Oregon must be fixed. Having made the question an issue in his campaign, Polk, after his election in 1844, pressed it upon the attention of the country. In his inaugural address and his first message to Congress he reiterated the claim of the Democratic platform that "our title to the whole territory of Oregon is clear and unquestionable." This pretension Great Britain firmly rejected, leaving the President a choice between war and compromise.

The Boundary Dispute with England Adjusted.—By this time, it was clear that the boundaries of Oregon needed to be established. Having made the issue a focal point in his campaign, Polk, after being elected in 1844, brought it to the forefront of national attention. In his inaugural address and his first message to Congress, he repeated the claim from the Democratic platform that "our title to the whole territory of Oregon is clear and unquestionable." Great Britain firmly rejected this claim, leaving the President with the option of war or compromise.

Polk, already having the contest with Mexico on his hands, sought and obtained a compromise. The British government, moved by a hint from the American minister, offered a settlement which would fix the boundary at the forty-ninth parallel instead of "fifty-four forty," and give it Vancouver Island. Polk speedily chose this way out of the dilemma. Instead of making the decision himself, however, and drawing up a treaty, he turned to the Senate for "counsel." As prearranged with party leaders, the advice was favorable to the plan. The treaty, duly drawn in 1846, was ratified by the Senate after an acrimonious debate. "Oh! mountain that was delivered of a mouse," exclaimed Senator Benton, "thy name shall be fifty-four forty!" Thirteen years later, the southern part of the territory was admitted to the union as the state of Oregon, leaving the northern and eastern sections in the status of a territory.

Polk, already dealing with the conflict in Mexico, sought and secured a compromise. The British government, prompted by a suggestion from the American minister, proposed a settlement that would set the boundary at the forty-ninth parallel instead of "fifty-four forty," and give it Vancouver Island. Polk quickly chose this solution to his problem. However, rather than making the decision himself and drafting a treaty, he turned to the Senate for "counsel." As planned with party leaders, the advice supported the proposal. The treaty, officially drawn up in 1846, was approved by the Senate after a heated debate. "Oh! mountain that gave birth to a mouse," exclaimed Senator Benton, "thy name shall be fifty-four forty!" Thirteen years later, the southern part of the territory was admitted to the union as the state of Oregon, leaving the northern and eastern sections as a territory.

California.—With the growth of the northwestern empire, dedicated by nature to freedom, the planting interests might have been content, had fortune not wrested from them the fair country of California. Upon this huge territory they had set their hearts. The mild climate and fertile soil seemed well suited to slavery and the planters expected to extend their sway to the entire domain. California was a state of more than 155,000 square miles—about seventy times the size of the state of Delaware. It could readily be divided into five or six large states, if that became necessary to preserve the Southern balance of power.

California.—As the northwestern region expanded, naturally aligned with freedom, the farming interests might have been satisfied, had luck not taken away from them the beautiful land of California. They had invested their hopes in this vast territory. The mild climate and rich soil seemed perfect for slavery, and the planters anticipated spreading their influence across the entire area. California was a state that measured over 155,000 square miles—around seventy times the size of Delaware. It could easily be split into five or six large states if needed to maintain the balance of power in the South.

Early American Relations with California.—Time and tide, it seems, were not on the side of the planters. Already Americans of a far different type were invading the Pacific slope. Long before Polk ever dreamed of California, the Yankee with his cargo of notions had been around the Horn. Daring skippers had sailed out of New England harbors with a variety of goods, bent their course around South America to California, on to China and around the world, trading as they went and leaving pots, pans, woolen cloth, guns, boots, shoes, salt fish, naval stores, and rum in their wake. "Home from Californy!" rang the cry in many a New England port as a good captain let go his anchor on his return from the long trading voyage in the Pacific.

Early American Relations with California.—Time and circumstances, it seems, were not in favor of the planters. Already, a very different group of Americans was moving into the Pacific region. Long before Polk ever thought about California, Yankees with their creative ideas had sailed around the Horn. Bold captains had departed from New England ports with a range of products, charting their course around South America to California, then on to China and around the globe, trading along the way and leaving pots, pans, woolen fabric, guns, boots, shoes, salted fish, supplies for naval operations, and rum in their wake. "Home from Californy!" echoed the call in many a New England port as a skilled captain dropped anchor upon returning from the lengthy trading expedition in the Pacific.

The Overland Trails
The Overland Trails

The Overland Trails.—Not to be outdone by the mariners of the deep, western scouts searched for overland routes to the Pacific. Zebulon Pike, explorer and pathfinder, by his expedition into the Southwest during Jefferson's administration, had discovered the resources of New Spain and had shown his countrymen how easy it was to reach Santa Fé from the upper waters of the Arkansas River. Not long afterward, traders laid open the route, making Franklin, Missouri, and later Fort Leavenworth the starting point. Along the trail, once surveyed, poured caravans heavily guarded by armed men against marauding Indians. Sand storms often wiped out all signs of the route; hunger and thirst did many a band of wagoners to death; but the lure of the game and the profits at the end kept the business thriving. Huge stocks of cottons, glass, hardware, and ammunition were drawn almost across the continent to be exchanged at Santa Fé for furs, Indian blankets, silver, and mules; and many a fortune was made out of the traffic.

The Overland Trails.—Not wanting to be outdone by the sailors of the ocean, western scouts looked for overland routes to the Pacific. Zebulon Pike, an explorer and pathfinder, during Jefferson's presidency, discovered the resources of New Spain and showed his fellow Americans how easy it was to reach Santa Fé from the upper Arkansas River. Shortly after, traders opened the route, making Franklin, Missouri, and later Fort Leavenworth the starting point. Along the surveyed trail, caravans heavily guarded by armed men moved to protect against marauding Indians. Sandstorms often erased all signs of the route; hunger and thirst caused many wagon groups to perish; but the promise of game and profits at the end kept the business alive. Large shipments of cotton, glass, hardware, and ammunition were transported almost across the continent to be traded in Santa Fé for furs, Indian blankets, silver, and mules; and many fortunes were made from this trade.

Americans in California.—Why stop at Santa Fé? The question did not long remain unanswered. In 1829, Ewing Young broke the path to Los Angeles. Thirteen years later Frémont made the first of his celebrated expeditions across plain, desert, and mountain, arousing the interest of the entire country in the Far West. In the wake of the pathfinders went adventurers, settlers, and artisans. By 1847, more than one-fifth of the inhabitants in the little post of two thousand on San Francisco Bay were from the United States. The Mexican War, therefore, was not the beginning but the end of the American conquest of California—a conquest initiated by Americans who went to till the soil, to trade, or to follow some mechanical pursuit.

Americans in California.—Why stop at Santa Fé? The question didn’t take long to answer. In 1829, Ewing Young paved the way to Los Angeles. Thirteen years later, Frémont led the first of his famous expeditions across plains, deserts, and mountains, sparking national interest in the Far West. Following the pathfinders came adventurers, settlers, and artisans. By 1847, more than one-fifth of the two thousand residents in the small outpost on San Francisco Bay were from the United States. Thus, the Mexican War was not the start but the conclusion of the American conquest of California—a conquest begun by Americans who came to farm, trade, or pursue various crafts.

The Discovery of Gold.—As if to clinch the hold on California already secured by the friends of free soil, there came in 1848 the sudden discovery of gold at Sutter's Mill in the Sacramento Valley. When this exciting news reached the East, a mighty rush began to California, over the trails, across the Isthmus of Panama, and around Cape Horn. Before two years had passed, it is estimated that a hundred thousand people, in search of fortunes, had arrived in California—mechanics, teachers, doctors, lawyers, farmers, miners, and laborers from the four corners of the earth.

The Discovery of Gold.—To strengthen the control over California already established by the supporters of free soil, the sudden discovery of gold at Sutter's Mill in the Sacramento Valley occurred in 1848. When this thrilling news reached the East, a massive rush to California began, with people traveling over trails, crossing the Isthmus of Panama, and sailing around Cape Horn. Within two years, it's estimated that around a hundred thousand people, seeking their fortunes, had arrived in California—mechanics, teachers, doctors, lawyers, farmers, miners, and laborers from all over the world.

San Francisco in 1849
From an old print
San Francisco in 1849

California a Free State.—With this increase in population there naturally resulted the usual demand for admission to the union. Instead of waiting for authority from Washington, the Californians held a convention in 1849 and framed their constitution. With impatience, the delegates brushed aside the plea that "the balance of power between the North and South" required the admission of their state as a slave commonwealth. Without a dissenting voice, they voted in favor of freedom and boldly made their request for inclusion among the United States. President Taylor, though a Southern man, advised Congress to admit the applicant. Robert Toombs of Georgia vowed to God that he preferred secession. Henry Clay, the great compromiser, came to the rescue and in 1850 California was admitted as a free state.

California a Free State.—With the increase in population, there was a typical call for admission to the union. Instead of waiting for approval from Washington, the people of California held a convention in 1849 and created their constitution. Eagerly, the delegates dismissed the argument that "the balance of power between the North and the South" required them to join as a slave state. Without any objections, they voted for freedom and confidently requested to be included among the United States. President Taylor, although a Southern man, recommended that Congress accept the request. Robert Toombs of Georgia swore that he would rather see the state secede. Henry Clay, the great negotiator, stepped in, and in 1850 California was admitted as a free state.

Utah.—On the long road to California, in the midst of forbidding and barren wastes, a religious sect, the Mormons, had planted a colony destined to a stormy career. Founded in 1830 under the leadership of Joseph Smith of New York, the sect had suffered from many cruel buffets of fortune. From Ohio they had migrated into Missouri where they were set upon and beaten. Some of them were murdered by indignant neighbors. Harried out of Missouri, they went into Illinois only to see their director and prophet, Smith, first imprisoned by the authorities and then shot by a mob. Having raised up a cloud of enemies on account of both their religious faith and their practice of allowing a man to have more than one wife, they fell in heartily with the suggestion of a new leader, Brigham Young, that they go into the Far West beyond the plains of Kansas—into the forlorn desert where the wicked would cease from troubling and the weary could be at rest, as they read in the Bible. In 1847, Young, with a company of picked men, searched far and wide until he found a suitable spot overlooking the Salt Lake Valley. Returning to Illinois, he gathered up his followers, now numbering several thousand, and in one mighty wagon caravan they all went to their distant haven.

Utah.—On the long road to California, in the middle of harsh and desolate lands, a religious group called the Mormons established a colony that was destined for a tumultuous journey. Founded in 1830 under the leadership of Joseph Smith from New York, the group faced many cruel twists of fate. They had moved from Ohio to Missouri, where they were attacked and beaten. Some were killed by angry neighbors. Driven out of Missouri, they went to Illinois, only to have their leader and prophet, Smith, first imprisoned by the authorities and then shot by a mob. After creating a lot of enemies due to both their religious beliefs and their practice of polygamy, they embraced the idea from their new leader, Brigham Young, to head into the Far West beyond the Kansas plains—into the desolate desert where the wicked would stop troubling them and the weary could find rest, as they read in the Bible. In 1847, Young, accompanied by a select group of men, searched extensively until he found an ideal spot overlooking the Salt Lake Valley. He returned to Illinois to gather his followers, who now numbered in the thousands, and in one large wagon caravan, they all traveled to their distant refuge.

Brigham Young and His Economic System.—In Brigham Young the Mormons had a leader of remarkable power who gave direction to the redemption of the arid soil, the management of property, and the upbuilding of industry. He promised them to make the desert blossom as the rose, and verily he did it. He firmly shaped the enterprise of the colony along co-operative lines, holding down the speculator and profiteer with one hand and giving encouragement to the industrious poor with the other. With the shrewdness befitting a good business man, he knew how to draw the line between public and private interest. Land was given outright to each family, but great care was exercised in the distribution so that none should have great advantage over another. The purchase of supplies and the sale of produce were carried on through a coöperative store, the profits of which went to the common good. Encountering for the first time in the history of the Anglo-Saxon race the problem of aridity, the Mormons surmounted the most perplexing obstacles with astounding skill. They built irrigation works by coöperative labor and granted water rights to all families on equitable terms.

Brigham Young and His Economic System.—Brigham Young was a powerful leader for the Mormons who guided the transformation of the dry land, the management of property, and the development of industry. He promised to make the desert bloom like a rose, and he truly delivered. He shaped the colony’s efforts along cooperative lines, suppressing speculators and profiteers with one hand while encouraging the hardworking poor with the other. With the sharpness of a savvy businessman, he understood how to balance public and private interests. Each family was given land outright, but distribution was carefully managed to ensure that no one had a significant advantage over others. Supplies were purchased and produce was sold through a cooperative store, with the profits benefiting the community as a whole. Facing the problem of dryness for the first time in the history of the Anglo-Saxon race, the Mormons tackled the most complex challenges with remarkable skill. They built irrigation systems through cooperative labor and allocated water rights to all families on fair terms.

The Growth of Industries.—Though farming long remained the major interest of the colony, the Mormons, eager to be self-supporting in every possible way, bent their efforts also to manufacturing and later to mining. Their missionaries, who hunted in the highways and byways of Europe for converts, never failed to stress the economic advantages of the sect. "We want," proclaimed President Young to all the earth, "a company of woolen manufacturers to come with machinery and take the wool from the sheep and convert it into the best clothes. We want a company of potters; we need them; the clay is ready and the dishes wanted.... We want some men to start a furnace forthwith; the iron, coal, and molders are waiting.... We have a printing press and any one who can take good printing and writing paper to the Valley will be a blessing to themselves and the church." Roads and bridges were built; millions were spent in experiments in agriculture and manufacturing; missionaries at a huge cost were maintained in the East and in Europe; an army was kept for defense against the Indians; and colonies were planted in the outlying regions. A historian of Deseret, as the colony was called by the Mormons, estimated in 1895 that by the labor of their hands the people had produced nearly half a billion dollars in wealth since the coming of the vanguard.

The Growth of Industries.—While farming remained the main focus of the colony for a long time, the Mormons, eager to support themselves in every way possible, also focused on manufacturing and later expanded into mining. Their missionaries, who searched throughout Europe for converts, consistently highlighted the economic benefits of joining their movement. "We want," President Young declared to everyone, "a group of woolen manufacturers to come with machinery to take the wool from the sheep and turn it into the best clothes. We need a team of potters; the clay is ready, and there’s demand for the dishes.... We want some people to set up a furnace right away; the iron, coal, and molds are all waiting.... We have a printing press, and anyone who can bring good printing and writing paper to the Valley will be a blessing to themselves and the church." Roads and bridges were built; millions were invested in agricultural and manufacturing experiments; missionaries were funded at a great cost in the East and Europe; an army was maintained for protection against the Indians; and colonies were established in surrounding areas. A historian of Deseret, as the colony was called by the Mormons, estimated in 1895 that through their hard work, the people had generated nearly half a billion dollars in wealth since the arrival of the first settlers.

Polygamy Forbidden.—The hope of the Mormons that they might forever remain undisturbed by outsiders was soon dashed to earth, for hundreds of farmers and artisans belonging to other religious sects came to settle among them. In 1850 the colony was so populous and prosperous that it was organized into a territory of the United States and brought under the supervision of the federal government. Protests against polygamy were raised in the colony and at the seat of authority three thousand miles away at Washington. The new Republican party in 1856 proclaimed it "the right and duty of Congress to prohibit in the Territories those twin relics of barbarism, polygamy and slavery." In due time the Mormons had to give up their marriage practices which were condemned by the common opinion of all western civilization; but they kept their religious faith. Monuments to their early enterprise are seen in the Temple and the Tabernacle, the irrigation works, and the great wealth of the Church.

Polygamy Forbidden.—The Mormons' hope to live undisturbed by outsiders was quickly shattered as hundreds of farmers and artisans from other religious groups settled among them. By 1850, the colony had become so populated and prosperous that it was organized into a territory of the United States and placed under federal oversight. Protests against polygamy arose both within the colony and at the seat of authority three thousand miles away in Washington. In 1856, the new Republican party declared it "the right and duty of Congress to prohibit in the Territories those twin relics of barbarism, polygamy and slavery." Eventually, the Mormons had to abandon their marriage practices, which were condemned by the prevailing views of all western civilization; however, they maintained their religious beliefs. Monuments to their early efforts can be seen in the Temple and the Tabernacle, the irrigation systems, and the considerable wealth of the Church.

Summary of Western Development and National Politics

While the statesmen of the old generation were solving the problems of their age, hunters, pioneers, and home seekers were preparing new problems beyond the Alleghanies. The West was rising in population and wealth. Between 1783 and 1829, eleven states were added to the original thirteen. All but two were in the West. Two of them were in the Louisiana territory beyond the Mississippi. Here the process of colonization was repeated. Hardy frontier people cut down the forests, built log cabins, laid out farms, and cut roads through the wilderness. They began a new civilization just as the immigrants to Virginia or Massachusetts had done two centuries earlier.

While the politicians of the old generation were tackling the issues of their time, hunters, pioneers, and home seekers were creating new challenges beyond the Alleghanies. The West was growing in population and wealth. Between 1783 and 1829, eleven states were added to the original thirteen. All but two were located in the West. Two of them were in the Louisiana territory beyond the Mississippi. Here, the process of colonization happened again. Tough frontier people cleared the forests, built log cabins, established farms, and carved roads through the wilderness. They started a new civilization just like the immigrants to Virginia or Massachusetts had done two centuries earlier.

Like the seaboard colonists before them, they too cherished the spirit of independence and power. They had not gone far upon their course before they resented the monopoly of the presidency by the East. In 1829 they actually sent one of their own cherished leaders, Andrew Jackson, to the White House. Again in 1840, in 1844, in 1848, and in 1860, the Mississippi Valley could boast that one of its sons had been chosen for the seat of power at Washington. Its democratic temper evoked a cordial response in the towns of the East where the old aristocracy had been put aside and artisans had been given the ballot.

Like the coastal settlers before them, they also valued independence and power. They didn't travel far down their path before they grew frustrated with the East's control over the presidency. In 1829, they even sent one of their own beloved leaders, Andrew Jackson, to the White House. Again in 1840, 1844, 1848, and 1860, the Mississippi Valley could proudly claim that one of its own had been selected for a position of power in Washington. Its democratic spirit was warmly received in the Eastern towns, where the old aristocracy had been pushed aside and artisans were granted the right to vote.

For three decades the West occupied the interest of the nation. Under Jackson's leadership, it destroyed the second United States Bank. When he smote nullification in South Carolina, it gave him cordial support. It approved his policy of parceling out government offices among party workers—"the spoils system" in all its fullness. On only one point did it really dissent. The West heartily favored internal improvements, the appropriation of federal funds for highways, canals, and railways. Jackson had misgivings on this question and awakened sharp criticism by vetoing a road improvement bill.

For thirty years, the West captured the nation's interest. Under Jackson's leadership, it dismantled the second United States Bank. When he struck down nullification in South Carolina, the West rallied behind him. It supported his approach of distributing government jobs among party supporters—known as "the spoils system" in its entirety. There was only one area of real disagreement. The West strongly backed internal improvements, wanting federal funds for highways, canals, and railways. Jackson had concerns about this issue and faced strong backlash when he vetoed a road improvement bill.

From their point of vantage on the frontier, the pioneers pressed on westward. They pushed into Texas, created a state, declared their independence, demanded a place in the union, and precipitated a war with Mexico. They crossed the trackless plain and desert, laying out trails to Santa Fé, to Oregon, and to California. They were upon the scene when the Mexican War brought California under the Stars and Stripes. They had laid out their farms in the Willamette Valley when the slogan "Fifty-Four Forty or Fight" forced a settlement of the Oregon boundary. California and Oregon were already in the union when there arose the Great Civil War testing whether this nation or any nation so conceived and so dedicated could long endure.

From their position on the frontier, the pioneers moved westward. They ventured into Texas, established a state, declared independence, sought entry into the union, and ignited a war with Mexico. They traversed the open plains and deserts, mapping out routes to Santa Fé, Oregon, and California. They were present when the Mexican War brought California under American control. They had settled on their farms in the Willamette Valley when the slogan "Fifty-Four Forty or Fight" led to a resolution of the Oregon boundary dispute. California and Oregon were already part of the union when the Great Civil War emerged, testing whether this nation or any nation founded on such principles could endure.

References

G.P. Brown, Westward Expansion (American Nation Series).

G.P. Brown, *Westward Expansion* (American Nation Series).

K. Coman, Economic Beginnings of the Far West (2 vols.).

K. Coman, Economic Beginnings of the Far West (2 vols.).

F. Parkman, California and the Oregon Trail.

F. Parkman, California and the Oregon Trail.

R.S. Ripley, The War with Mexico.

R.S. Ripley, *The War with Mexico*.

W.C. Rives, The United States and Mexico, 1821-48 (2 vols.).

W.C. Rives, The United States and Mexico, 1821-48 (2 vols.).

Questions

1. Give some of the special features in the history of Missouri, Arkansas, Michigan, Wisconsin, Iowa, and Minnesota.

1. List some of the unique aspects in the history of Missouri, Arkansas, Michigan, Wisconsin, Iowa, and Minnesota.

2. Contrast the climate and soil of the Middle West and the Far West.

2. Compare the climate and soil of the Midwest and the Far West.

3. How did Mexico at first encourage American immigration?

3. How did Mexico initially promote American immigration?

4. What produced the revolution in Texas? Who led in it?

4. What caused the revolution in Texas? Who was in charge of it?

5. Narrate some of the leading events in the struggle over annexation to the United States.

5. Describe some of the key events in the fight for annexation to the United States.

6. What action by President Polk precipitated war?

6. What action by President Polk led to war?

7. Give the details of the peace settlement with Mexico.

7. Provide the details of the peace agreement with Mexico.

8. What is meant by the "joint occupation" of Oregon?

8. What does "joint occupation" of Oregon mean?

9. How was the Oregon boundary dispute finally settled?

9. How was the Oregon boundary dispute finally resolved?

10. Compare the American "invasion" of California with the migration into Texas.

10. Compare the American "invasion" of California with the migration into Texas.

11. Explain how California became a free state.

11. Describe how California became a free state.

12. Describe the early economic policy of the Mormons.

12. Describe the initial economic approach of the Mormons.

Research Topics

The Independence of Texas.—McMaster, History of the People of the United States, Vol. VI, pp. 251-270. Woodrow Wilson, History of the American People, Vol. IV, pp. 102-126.

The Independence of Texas.—McMaster, History of the People of the United States, Vol. VI, pp. 251-270. Woodrow Wilson, History of the American People, Vol. IV, pp. 102-126.

The Annexation of Texas.—McMaster, Vol. VII. The passages on annexation are scattered through this volume and it is an exercise in ingenuity to make a connected story of them. Source materials in Hart, American History Told by Contemporaries, Vol. III, pp. 637-655; Elson, History of the United States, pp. 516-521, 526-527.

The Annexation of Texas.—McMaster, Vol. VII. The sections on annexation are spread throughout this volume, and it's a challenge to piece them together into a cohesive narrative. Source materials can be found in Hart, American History Told by Contemporaries, Vol. III, pp. 637-655; Elson, History of the United States, pp. 516-521, 526-527.

The War with Mexico.—Elson, pp. 526-538.

The War with Mexico.—Elson, pp. 526-538.

The Oregon Boundary Dispute.—Schafer, History of the Pacific Northwest (rev. ed.), pp. 88-104; 173-185.

The Oregon Boundary Dispute.—Schafer, History of the Pacific Northwest (rev. ed.), pp. 88-104; 173-185.

The Migration to Oregon.—Schafer, pp. 105-172. Coman, Economic Beginnings of the Far West, Vol. II, pp. 113-166.

The Migration to Oregon.—Schafer, pp. 105-172. Coman, Economic Beginnings of the Far West, Vol. II, pp. 113-166.

The Santa Fé Trail.—Coman, Economic Beginnings, Vol. II, pp. 75-93.

The Santa Fé Trail.—Coman, Economic Beginnings, Vol. II, pp. 75-93.

The Conquest of California.—Coman, Vol. II, pp. 297-319.

The Conquest of California.—Coman, Vol. II, pp. 297-319.

Gold in California.—McMaster, Vol. VII, pp. 585-614.

Gold in California.—McMaster, Vol. VII, pp. 585-614.

The Mormon Migration.—Coman, Vol. II, pp. 167-206.

The Mormon Migration.—Coman, Vol. II, pp. 167-206.

Biographical Studies.—Frémont, Generals Scott and Taylor, Sam Houston, and David Crockett.

Biographical Studies.—Frémont, Generals Scott and Taylor, Sam Houston, and Davy Crockett.

The Romance of Western Exploration.—J.G. Neihardt, The Splendid Wayfaring. J.G. Neihardt, The Song of Hugh Glass.

The Romance of Western Exploration.—J.G. Neihardt, The Splendid Wayfaring. J.G. Neihardt, The Song of Hugh Glass.


PART V. SECTIONAL CONFLICT AND RECONSTRUCTION


CHAPTER XIII

THE RISE OF THE INDUSTRIAL SYSTEM

If Jefferson could have lived to see the Stars and Stripes planted on the Pacific Coast, the broad empire of Texas added to the planting states, and the valley of the Willamette waving with wheat sown by farmers from New England, he would have been more than fortified in his faith that the future of America lay in agriculture. Even a stanch old Federalist like Gouverneur Morris or Josiah Quincy would have mournfully conceded both the prophecy and the claim. Manifest destiny never seemed more clearly written in the stars.

If Jefferson could have lived to see the Stars and Stripes raised on the Pacific Coast, Texas added to the United States, and the Willamette Valley filled with wheat planted by farmers from New England, he would have been even more convinced that America’s future was in agriculture. Even a staunch old Federalist like Gouverneur Morris or Josiah Quincy would have sadly admitted both the prediction and the fact. Manifest destiny never seemed more clearly written in the stars.

As the farmers from the Northwest and planters from the Southwest poured in upon the floor of Congress, the party of Jefferson, christened anew by Jackson, grew stronger year by year. Opponents there were, no doubt, disgruntled critics and Whigs by conviction; but in 1852 Franklin Pierce, the Democratic candidate for President, carried every state in the union except Massachusetts, Vermont, Kentucky, and Tennessee. This victory, a triumph under ordinary circumstances, was all the more significant in that Pierce was pitted against a hero of the Mexican War, General Scott, whom the Whigs, hoping to win by rousing the martial ardor of the voters, had nominated. On looking at the election returns, the new President calmly assured the planters that "the general principle of reduction of duties with a view to revenue may now be regarded as the settled policy of the country." With equal confidence, he waved aside those agitators who devoted themselves "to the supposed interests of the relatively few Africans in the United States." Like a watchman in the night he called to the country: "All's well."

As farmers from the Northwest and planters from the Southwest gathered in Congress, Jefferson's party, rebranded by Jackson, became stronger each year. There were certainly opponents—disgruntled critics and committed Whigs—but in 1852, Franklin Pierce, the Democratic presidential candidate, won every state in the union except Massachusetts, Vermont, Kentucky, and Tennessee. This victory, impressive under normal circumstances, was even more significant because Pierce faced a hero of the Mexican War, General Scott, whom the Whigs had nominated in hopes of energizing voters with his military reputation. After reviewing the election results, the new President calmly reassured the planters that "the general principle of reduction of duties with a view to revenue may now be regarded as the settled policy of the country." With equal confidence, he dismissed those agitators who focused on "the supposed interests of the relatively few Africans in the United States." Like a watchman in the night, he called to the nation: "All's well."

The party of Hamilton and Clay lay in the dust.

The party of Hamilton and Clay was in ruins.

The Industrial Age

As pride often goeth before a fall, so sanguine expectation is sometimes the symbol of defeat. Jackson destroyed the bank. Polk signed the tariff bill of 1846 striking an effective blow at the principle of protection for manufactures. Pierce promised to silence the abolitionists. His successor was to approve a drastic step in the direction of free trade. Nevertheless all these things left untouched the springs of power that were in due time to make America the greatest industrial nation on the earth; namely, vast national resources, business enterprise, inventive genius, and the free labor supply of Europe. Unseen by the thoughtless, unrecorded in the diaries of wiseacres, rarely mentioned in the speeches of statesmen, there was swiftly rising such a tide in the affairs of America as Jefferson and Hamilton never dreamed of in their little philosophies.

As pride often comes before a fall, so too can hopeful expectations sometimes signal defeat. Jackson took down the bank. Polk signed the tariff bill of 1846, delivering a significant blow to the principle of protection for industries. Pierce vowed to quiet the abolitionists. His successor was set to back a major move toward free trade. Still, none of these actions affected the underlying forces that would eventually make America the leading industrial nation in the world: vast national resources, entrepreneurial spirit, innovative genius, and the influx of labor from Europe. Unseen by the careless, unrecorded in the journals of the wise, and rarely brought up in the speeches of leaders, a powerful tide was rising in America that Jefferson and Hamilton never imagined in their limited philosophies.

The Inventors.—Watt and Boulton experimenting with steam in England, Whitney combining wood and steel into a cotton gin, Fulton and Fitch applying the steam engine to navigation, Stevens and Peter Cooper trying out the "iron horse" on "iron highways," Slater building spinning mills in Pawtucket, Howe attaching the needle to the flying wheel, Morse spanning a continent with the telegraph, Cyrus Field linking the markets of the new world with the old along the bed of the Atlantic, McCormick breaking the sickle under the reaper—these men and a thousand more were destroying in a mighty revolution of industry the world of the stagecoach and the tallow candle which Washington and Franklin had inherited little changed from the age of Cæsar. Whitney was to make cotton king. Watt and Fulton were to make steel and steam masters of the world. Agriculture was to fall behind in the race for supremacy.

The Inventors.—Watt and Boulton experimenting with steam in England, Whitney mixing wood and steel to create a cotton gin, Fulton and Fitch using the steam engine for navigation, Stevens and Peter Cooper testing the "iron horse" on "iron highways," Slater setting up spinning mills in Pawtucket, Howe attaching the needle to the flying wheel, Morse connecting a continent with the telegraph, Cyrus Field linking the markets of the new world with the old across the Atlantic, McCormick revolutionizing harvesting with the reaper—these men and countless others were transforming the world of stagecoaches and tallow candles that Washington and Franklin had inherited, which had changed little since the time of Caesar. Whitney would make cotton the dominant force. Watt and Fulton were set to make steel and steam the rulers of the world. Agriculture was destined to fall behind in the quest for dominance.

Industry Outstrips Planting.—The story of invention, that tribute to the triumph of mind over matter, fascinating as a romance, need not be treated in detail here. The effects of invention on social and political life, multitudinous and never-ending, form the very warp and woof of American progress from the days of Andrew Jackson to the latest hour. Neither the great civil conflict—the clash of two systems—nor the problems of the modern age can be approached without an understanding of the striking phases of industrialism.

Industry Outstrips Planting.—The tale of invention, a testament to the victory of human creativity over physical limitations, is captivating like a romance and doesn't need to be explored in detail here. The impact of invention on social and political life, vast and ongoing, makes up the very fabric of American progress from the days of Andrew Jackson to the present. Neither the significant civil war—the conflict between two systems—nor the challenges of today can be understood without recognizing the notable aspects of industrialism.

A New England Mill Built in 1793
A New England Mill Constructed in 1793

First and foremost among them was the uprush of mills managed by captains of industry and manned by labor drawn from farms, cities, and foreign lands. For every planter who cleared a domain in the Southwest and gathered his army of bondmen about him, there rose in the North a magician of steam and steel who collected under his roof an army of free workers.

First and foremost among them was the rise of factories run by business leaders and staffed by laborers from farms, cities, and other countries. For every farmer who established a plantation in the Southwest and gathered his group of enslaved workers around him, there emerged in the North a master of steam and steel who brought together an army of free workers.

In seven league boots this new giant strode ahead of the Southern giant. Between 1850 and 1859, to use dollars and cents as the measure of progress, the value of domestic manufactures including mines and fisheries rose from $1,019,106,616 to $1,900,000,000, an increase of eighty-six per cent in ten years. In this same period the total production of naval stores, rice, sugar, tobacco, and cotton, the staples of the South, went only from $165,000,000, in round figures, to $204,000,000. At the halfway point of the century, the capital invested in industry, commerce, and cities far exceeded the value of all the farm land between the Atlantic and the Pacific; thus the course of economy had been reversed in fifty years. Tested by figures of production, King Cotton had shriveled by 1860 to a petty prince in comparison, for each year the captains of industry turned out goods worth nearly twenty times all the bales of cotton picked on Southern plantations. Iron, boots and shoes, and leather goods pouring from Northern mills surpassed in value the entire cotton output.

In oversized boots, this new giant moved ahead of the Southern giant. Between 1850 and 1859, using dollars and cents to measure progress, the value of domestic manufacturing, including mines and fisheries, rose from $1,019,106,616 to $1,900,000,000, an increase of eighty-six percent in ten years. During the same period, the total production of naval stores, rice, sugar, tobacco, and cotton—the staples of the South—only rose from about $165,000,000 to $204,000,000. At the midpoint of the century, the capital invested in industry, commerce, and cities far exceeded the value of all the farmland between the Atlantic and the Pacific, marking a shift in the economy over fifty years. Based on production figures, King Cotton had diminished by 1860 to a minor player, as each year the industrial leaders produced goods worth nearly twenty times all the bales of cotton harvested on Southern plantations. Iron, boots and shoes, and leather goods coming from Northern mills surpassed the total value of cotton production.

The Agrarian West Turns to Industry.—Nor was this vast enterprise confined to the old Northeast where, as Madison had sagely remarked, commerce was early dominant. "Cincinnati," runs an official report in 1854, "appears to be a great central depot for ready-made clothing and its manufacture for the Western markets may be said to be one of the great trades of that city." There, wrote another traveler, "I heard the crack of the cattle driver's whip and the hum of the factory: the West and the East meeting." Louisville and St. Louis were already famous for their clothing trades and the manufacture of cotton bagging. Five hundred of the two thousand woolen mills in the country in 1860 were in the Western states. Of the output of flour and grist mills, which almost reached in value the cotton crop of 1850, the Ohio Valley furnished a rapidly growing share. The old home of Jacksonian democracy, where Federalists had been almost as scarce as monarchists, turned slowly backward, as the needle to the pole, toward the principle of protection for domestic industry, espoused by Hamilton and defended by Clay.

The Agrarian West Turns to Industry.—This massive endeavor wasn't limited to the old Northeast where, as Madison wisely noted, commerce was established early on. "Cincinnati," an official report stated in 1854, "seems to be a major hub for ready-made clothing, and its production for the Western markets can be considered one of the city's key industries." Another traveler wrote, "I heard the crack of the cattle driver's whip and the hum of the factory: the West and the East coming together." Louisville and St. Louis were already well-known for their clothing industries and the production of cotton bagging. By 1860, five hundred of the two thousand woolen mills in the country were located in the Western states. The output from flour and grist mills was approaching the value of the cotton crop from 1850, with the Ohio Valley contributing a rapidly growing share. The former stronghold of Jacksonian democracy, where Federalists had been nearly as rare as monarchists, gradually turned its focus, like a needle to the pole, toward the principle of protecting domestic industry, championed by Hamilton and supported by Clay.

The Extension of Canals and Railways.—As necessary to mechanical industry as steel and steam power was the great market, spread over a wide and diversified area and knit together by efficient means of transportation. This service was supplied to industry by the steamship, which began its career on the Hudson in 1807; by the canals, of which the Erie opened in 1825 was the most noteworthy; and by the railways, which came into practical operation about 1830.

The Extension of Canals and Railways.—Just as steel and steam power were essential to mechanical industry, so was the vast market that spanned a wide and diverse area, connected by efficient transportation methods. This service was provided to industry by the steamship, which made its debut on the Hudson in 1807; by the canals, the most significant of which was the Erie, opened in 1825; and by the railways, which began practical operations around 1830.

An Early Railway
From an old print
An Early Train Line

With sure instinct the Eastern manufacturer reached out for the markets of the Northwest territory where free farmers were producing annually staggering crops of corn, wheat, bacon, and wool. The two great canal systems—the Erie connecting New York City with the waterways of the Great Lakes and the Pennsylvania chain linking Philadelphia with the headwaters of the Ohio—gradually turned the tide of trade from New Orleans to the Eastern seaboard. The railways followed the same paths. By 1860, New York had rail connections with Chicago and St. Louis, one of the routes running through the Hudson and Mohawk valleys and along the Great Lakes, the other through Philadelphia and Pennsylvania and across the rich wheat fields of Ohio, Indiana, and Illinois. Baltimore, not to be outdone by her two rivals, reached out over the mountains for the Western trade and in 1857 had trains running into St. Louis.

With a keen sense of opportunity, the Eastern manufacturer targeted the markets of the Northwest territory, where independent farmers were producing impressive amounts of corn, wheat, bacon, and wool each year. The two major canal systems—the Erie Canal, which connected New York City with the Great Lakes, and the Pennsylvania canal network, linking Philadelphia to the headwaters of the Ohio—gradually shifted trade from New Orleans to the East Coast. The railroads followed similar routes. By 1860, New York had established rail connections with Chicago and St. Louis, with one route going through the Hudson and Mohawk valleys and along the Great Lakes, while the other traveled through Philadelphia and Pennsylvania, across the fertile wheat fields of Ohio, Indiana, and Illinois. Baltimore, wanting to keep up with its two competitors, extended its reach over the mountains for the Western trade and by 1857 had trains operating into St. Louis.

In railway enterprise the South took more interest than in canals, and the friends of that section came to its aid. To offset the magnet drawing trade away from the Mississippi Valley, lines were built from the Gulf to Chicago, the Illinois Central part of the project being a monument to the zeal and industry of a Democrat, better known in politics than in business, Stephen A. Douglas. The swift movement of cotton and tobacco to the North or to seaports was of common concern to planters and manufacturers. Accordingly lines were flung down along the Southern coast, linking Richmond, Charleston, and Savannah with the Northern markets. Other lines struck inland from the coast, giving a rail outlet to the sea for Raleigh, Columbia, Atlanta, Chattanooga, Nashville, and Montgomery. Nevertheless, in spite of this enterprise, the mileage of all the Southern states in 1860 did not equal that of Ohio, Indiana, and Illinois combined.

In the railway business, the South showed more interest than in canals, and the supporters of that region stepped in to help. To counter the pull of trade away from the Mississippi Valley, routes were built from the Gulf to Chicago, with the Illinois Central part of the project serving as a tribute to the dedication and hard work of a Democrat, more famous in politics than in business, Stephen A. Douglas. The rapid transportation of cotton and tobacco to the North or to ports was a shared priority for both planters and manufacturers. As a result, rail lines were established along the Southern coast, connecting Richmond, Charleston, and Savannah with Northern markets. Other lines extended inland from the coast, providing a rail connection to the sea for Raleigh, Columbia, Atlanta, Chattanooga, Nashville, and Montgomery. However, despite this initiative, the total railroad mileage of all the Southern states in 1860 did not match that of Ohio, Indiana, and Illinois combined.

Banking and Finance.—Out of commerce and manufactures and the construction and operation of railways came such an accumulation of capital in the Northern states as merchants of old never imagined. The banks of the four industrial states of Massachusetts, Connecticut, New York, and Pennsylvania in 1860 had funds greater than the banks in all the other states combined. New York City had become the money market of America, the center to which industrial companies, railway promoters, farmers, and planters turned for capital to initiate and carry on their operations. The banks of Louisiana, South Carolina, Georgia, and Virginia, it is true, had capital far in excess of the banks of the Northwest; but still they were relatively small compared with the financial institutions of the East.

Banking and Finance.—From commerce, manufacturing, and the building and operation of railways came a level of capital accumulation in the Northern states that merchants of the past never dreamed of. By 1860, the banks in the four industrial states of Massachusetts, Connecticut, New York, and Pennsylvania had more funds than all the banks in the other states combined. New York City had become America’s money market, the go-to place for industrial companies, railway promoters, farmers, and planters seeking capital to start and sustain their operations. While the banks in Louisiana, South Carolina, Georgia, and Virginia did have capital far exceeding that of the banks in the Northwest, they were still relatively small compared to the financial institutions in the East.

The Growth of the Industrial Population.—A revolution of such magnitude in industry, transport, and finance, overturning as it did the agrarian civilization of the old Northwest and reaching out to the very borders of the country, could not fail to bring in its train consequences of a striking character. Some were immediate and obvious. Others require a fullness of time not yet reached to reveal their complete significance. Outstanding among them was the growth of an industrial population, detached from the land, concentrated in cities, and, to use Jefferson's phrase, dependent upon "the caprices and casualties of trade" for a livelihood. This was a result, as the great Virginian had foreseen, which flowed inevitably from public and private efforts to stimulate industry as against agriculture.

The Growth of the Industrial Population.—A revolution of such scale in industry, transportation, and finance, which disrupted the agrarian civilization of the old Northwest and extended to the far reaches of the country, was bound to bring about significant consequences. Some were immediate and obvious, while others need more time to fully reveal their significance. Among the most notable was the rise of an industrial population, disconnected from the land, concentrated in cities, and, as Jefferson described, reliant on "the whims and unpredictability of trade" for survival. This outcome, as the great Virginian predicted, was an inevitable result of both public and private efforts to boost industry over agriculture.

Lowell, Massachusetts, in 1838, an Early Industrial Town
From an old print
Lowell, Massachusetts, in 1838, an Early Industrial City

It was estimated in 1860, on the basis of the census figures, that mechanical production gave employment to 1,100,000 men and 285,000 women, making, if the average number of dependents upon them be reckoned, nearly six million people or about one-sixth of the population of the country sustained from manufactures. "This," runs the official record, "was exclusive of the number engaged in the production of many of the raw materials and of the food for manufacturers; in the distribution of their products, such as merchants, clerks, draymen, mariners, the employees of railroads, expresses, and steamboats; of capitalists, various artistic and professional classes, as well as carpenters, bricklayers, painters, and the members of other mechanical trades not classed as manufactures. It is safe to assume, then, that one-third of the whole population is supported, directly, or indirectly, by manufacturing industry." Taking, however, the number of persons directly supported by manufactures, namely about six millions, reveals the astounding fact that the white laboring population, divorced from the soil, already exceeded the number of slaves on Southern farms and plantations.

In 1860, based on census data, it was estimated that mechanical production employed 1,100,000 men and 285,000 women, which means that if you consider the average number of dependents, nearly six million people, or about one-sixth of the country's population, were supported by manufacturing. "This," states the official record, "does not include those involved in producing many raw materials and food for manufacturers; in distributing their products including merchants, clerks, draymen, mariners, employees of railroads, express services, and steamboats; capitalists, various artistic and professional classes, and tradespeople like carpenters, bricklayers, and painters who aren't classified as manufacturers. It’s safe to assume that about one-third of the entire population relies directly or indirectly on the manufacturing industry." However, considering the number of people directly supported by manufacturing, approximately six million, shows the surprising reality that the white working population, disconnected from agriculture, already outnumbered the slaves on Southern farms and plantations.

Immigration.—The more carefully the rapid growth of the industrial population is examined, the more surprising is the fact that such an immense body of free laborers could be found, particularly when it is recalled to what desperate straits the colonial leaders were put in securing immigrants,—slavery, indentured servitude, and kidnapping being the fruits of their necessities. The answer to the enigma is to be found partly in European conditions and partly in the cheapness of transportation after the opening of the era of steam navigation. Shrewd observers of the course of events had long foreseen that a flood of cheap labor was bound to come when the way was made easy. Some, among them Chief Justice Ellsworth, went so far as to prophesy that white labor would in time be so abundant that slavery would disappear as the more costly of the two labor systems. The processes of nature were aided by the policies of government in England and Germany.

Immigration.—The more closely we look at the rapid growth of the industrial population, the more astonishing it is that such a huge number of free workers could be found, especially when we consider the desperate measures colonial leaders resorted to for securing immigrants—resorting to slavery, indentured servitude, and kidnapping out of necessity. The explanation for this puzzle lies partly in the conditions in Europe and partly in the low cost of transportation after the start of the steam navigation era. Sharp observers of the situation had long predicted that a surge of cheap labor was inevitable once the path was cleared. Some, including Chief Justice Ellsworth, even went so far as to predict that white labor would eventually become so plentiful that slavery would fade away as the more expensive of the two labor systems. Natural processes were complemented by the policies of the governments in England and Germany.

The Coming of the Irish.—The opposition of the Irish people to the English government, ever furious and irrepressible, was increased in the mid forties by an almost total failure of the potato crop, the main support of the peasants. Catholic in religion, they had been compelled to support a Protestant church. Tillers of the soil by necessity, they were forced to pay enormous tributes to absentee landlords in England whose claim to their estates rested upon the title of conquest and confiscation. Intensely loyal to their race, the Irish were subjected in all things to the Parliament at London, in which their small minority of representatives had little influence save in holding a balance of power between the two contending English parties. To the constant political irritation, the potato famine added physical distress beyond description. In cottages and fields and along the highways the victims of starvation lay dead by the hundreds, the relief which charity afforded only bringing misery more sharply to the foreground. Those who were fortunate enough to secure passage money sought escape to America. In 1844 the total immigration into the United States was less than eighty thousand; in 1850 it had risen by leaps and bounds to more than three hundred thousand. Between 1820 and 1860 the immigrants from the United Kingdom numbered 2,750,000, of whom more than one-half were Irish. It has been said with a touch of exaggeration that the American canals and railways of those days were built by the labor of Irishmen.

The Coming of the Irish.—The Irish people's anger at the English government was always intense and uncontainable. It grew even stronger in the mid-1840s due to a nearly complete failure of the potato crop, which was the main source of food for the peasants. They were mostly Catholic but were forced to support a Protestant church. As farmers out of necessity, they had to pay huge rents to absentee landlords in England, who claimed their land through conquest and confiscation. Deeply loyal to their heritage, the Irish were subject to the Parliament in London where their few representatives had little power, mainly just balancing the two competing English political parties. Along with constant political frustration, the potato famine brought unimaginable physical suffering. In homes, fields, and along the roads, the starving lay dead by the hundreds, and the relief offered by charities seemed only to highlight their misery more sharply. Those who could gather enough money for passage tried to escape to America. In 1844, fewer than eighty thousand immigrants arrived in the United States; by 1850, that number skyrocketed to over three hundred thousand. Between 1820 and 1860, around 2,750,000 immigrants came from the United Kingdom, more than half of whom were Irish. It's been said with a hint of exaggeration that the American canals and railways of that time were built by Irish labor.

The German Migration.—To political discontent and economic distress, such as was responsible for the coming of the Irish, may likewise be traced the source of the Germanic migration. The potato blight that fell upon Ireland visited the Rhine Valley and Southern Germany at the same time with results as pitiful, if less extensive. The calamity inflicted by nature was followed shortly by another inflicted by the despotic conduct of German kings and princes. In 1848 there had occurred throughout Europe a popular uprising in behalf of republics and democratic government. For a time it rode on a full tide of success. Kings were overthrown, or compelled to promise constitutional government, and tyrannical ministers fled from their palaces. Then came reaction. Those who had championed the popular cause were imprisoned, shot, or driven out of the land. Men of attainments and distinction, whose sole offense was opposition to the government of kings and princes, sought an asylum in America, carrying with them to the land of their adoption the spirit of liberty and democracy. In 1847 over fifty thousand Germans came to America, the forerunners of a migration that increased, almost steadily, for many years. The record of 1860 showed that in the previous twenty years nearly a million and a half had found homes in the United States. Far and wide they scattered, from the mills and shops of the seacoast towns to the uttermost frontiers of Wisconsin and Minnesota.

The German Migration.—Just like the political unrest and economic hardship that led to the arrival of the Irish, the German migration also stemmed from these issues. The potato blight that struck Ireland also hit the Rhine Valley and Southern Germany around the same time, causing similarly tragic, though less widespread, outcomes. The natural disaster was soon followed by the oppressive actions of German kings and princes. In 1848, a wave of popular uprisings for republics and democratic governance swept through Europe. For a period, it enjoyed significant success. Kings were overthrown, or forced to promise constitutional governments, and tyrannical ministers fled their palaces. However, a backlash followed. Those who had supported the popular movement were imprisoned, shot, or exiled. Accomplished individuals, whose only crime was opposing the rule of kings and princes, sought refuge in America, bringing with them the ideals of liberty and democracy. In 1847, over fifty thousand Germans arrived in America, paving the way for a migration that steadily grew for many years. By 1860, records showed that nearly a million and a half Germans had settled in the United States over the previous two decades. They spread widely, from the factories and shops of coastal towns to the farthest reaches of Wisconsin and Minnesota.

The Labor of Women and Children.—If the industries, canals, and railways of the country were largely manned by foreign labor, still important native sources must not be overlooked; above all, the women and children of the New England textile districts. Spinning and weaving, by a tradition that runs far beyond the written records of mankind, belonged to women. Indeed it was the dexterous housewives, spinsters, and boys and girls that laid the foundations of the textile industry in America, foundations upon which the mechanical revolution was built. As the wheel and loom were taken out of the homes to the factories operated by water power or the steam engine, the women and, to use Hamilton's phrase, "the children of tender years," followed as a matter of course. "The cotton manufacture alone employs six thousand persons in Lowell," wrote a French observer in 1836; "of this number nearly five thousand are young women from seventeen to twenty-four years of age, the daughters of farmers from the different New England states." It was not until after the middle of the century that foreign lands proved to be the chief source from which workers were recruited for the factories of New England. It was then that the daughters of the Puritans, outdone by the competition of foreign labor, both of men and women, left the spinning jenny and the loom to other hands.

The Labor of Women and Children.—Even though the industries, canals, and railways in the country were heavily staffed by foreign labor, we shouldn't overlook significant local sources, especially the women and children from the New England textile regions. Spinning and weaving, a tradition that goes back far beyond our written records, has always been associated with women. In fact, it was the skilled housewives, single women, and boys and girls who built the foundations of the textile industry in America, upon which the mechanical revolution was founded. As the wheel and loom moved from homes to factories powered by water or steam, women and, to quote Hamilton, "the children of tender years," followed suit. "The cotton manufacturing alone employs six thousand people in Lowell," a French observer noted in 1836; "of this number, nearly five thousand are young women aged seventeen to twenty-four, the daughters of farmers from various New England states." It wasn't until after the middle of the century that foreign countries became the primary source for factory workers in New England. It was then that the daughters of the Puritans, eclipsed by foreign labor competition from both men and women, left the spinning jenny and loom to others.

The Rise of Organized Labor.—The changing conditions of American life, marked by the spreading mill towns of New England, New York, and Pennsylvania and the growth of cities like Buffalo, Cincinnati, Louisville, St. Louis, Detroit, and Chicago in the West, naturally brought changes, as Jefferson had prophesied, in "manners and morals." A few mechanics, smiths, carpenters, and masons, widely scattered through farming regions and rural villages, raise no such problems as tens of thousands of workers collected in one center in daily intercourse, learning the power of coöperation and union.

The Rise of Organized Labor.—The changing conditions of American life, characterized by the growing mill towns in New England, New York, and Pennsylvania, as well as the expansion of cities like Buffalo, Cincinnati, Louisville, St. Louis, Detroit, and Chicago in the West, naturally led to changes, as Jefferson had predicted, in "manners and morals." A few tradespeople like mechanics, blacksmiths, carpenters, and masons scattered across farming areas and small villages don't create the same challenges as tens of thousands of workers gathered in one place, where they interact daily, discovering the strength of cooperation and union.

Even before the coming of steam and machinery, in the "good old days" of handicrafts, laborers in many trades—printers, shoemakers, carpenters, for example—had begun to draw together in the towns for the advancement of their interests in the form of higher wages, shorter days, and milder laws. The shoemakers of Philadelphia, organized in 1794, conducted a strike in 1799 and held together until indicted seven years later for conspiracy. During the twenties and thirties, local labor unions sprang up in all industrial centers and they led almost immediately to city federations of the several crafts.

Even before the arrival of steam and machinery, in the "good old days" of handcrafts, workers in many trades—like printers, shoemakers, and carpenters—started coming together in towns to promote their interests in through higher wages, shorter hours, and fairer laws. The shoemakers of Philadelphia, organized in 1794, went on strike in 1799 and stayed united until they were charged with conspiracy seven years later. During the 1820s and 1830s, local labor unions began to form in all industrial centers, quickly leading to city federations of various crafts.

As the thousands who were dependent upon their daily labor for their livelihood mounted into the millions and industries spread across the continent, the local unions of craftsmen grew into national craft organizations bound together by the newspapers, the telegraph, and the railways. Before 1860 there were several such national trade unions, including the plumbers, printers, mule spinners, iron molders, and stone cutters. All over the North labor leaders arose—men unknown to general history but forceful and resourceful characters who forged links binding scattered and individual workers into a common brotherhood. An attempt was even made in 1834 to federate all the crafts into a permanent national organization; but it perished within three years through lack of support. Half a century had to elapse before the American Federation of Labor was to accomplish this task.

As the thousands who relied on their daily jobs for their income grew into millions and industries expanded across the continent, local unions of craftsmen evolved into national craft organizations connected by newspapers, telegraphs, and railroads. By 1860, there were several national trade unions, including those for plumbers, printers, mule spinners, iron molders, and stone cutters. Across the North, labor leaders emerged—men who were not recognized by mainstream history but were strong and resourceful figures who united scattered individual workers into a collective community. There was even an effort in 1834 to link all the crafts into a lasting national organization; however, it failed within three years due to a lack of support. It would take another fifty years for the American Federation of Labor to accomplish this goal.

All the manifestations of the modern labor movement had appeared, in germ at least, by the time the mid-century was reached: unions, labor leaders, strikes, a labor press, a labor political program, and a labor political party. In every great city industrial disputes were a common occurrence. The papers recorded about four hundred in two years, 1853-54, local affairs but forecasting economic struggles in a larger field. The labor press seems to have begun with the founding of the Mechanics' Free Press in Philadelphia in 1828 and the establishment of the New York Workingman's Advocate shortly afterward. These semi-political papers were in later years followed by regular trade papers designed to weld together and advance the interests of particular crafts. Edited by able leaders, these little sheets with limited circulation wielded an enormous influence in the ranks of the workers.

By the mid-1800s, all the elements of the modern labor movement had started to emerge: unions, labor leaders, strikes, a labor-focused press, a political agenda for workers, and a political party for labor. In every major city, industrial conflicts were happening frequently. Newspapers reported around four hundred incidents in two years, 1853-54, which were local issues but hinted at larger economic battles. The labor press seems to have kicked off with the launch of the Mechanics' Free Press in Philadelphia in 1828 and the New York Workingman's Advocate that came soon after. These semi-political publications were later followed by regular trade papers aimed at uniting and promoting the interests of specific trades. Edited by skilled leaders, these small publications, despite their limited reach, had a significant impact among workers.

Labor and Politics.—As for the political program of labor, the main planks were clear and specific: the abolition of imprisonment for debt, manhood suffrage in states where property qualifications still prevailed, free and universal education, laws protecting the safety and health of workers in mills and factories, abolition of lotteries, repeal of laws requiring militia service, and free land in the West.

Labor and Politics.—Regarding the political agenda of labor, the key points were clear and specific: eliminating imprisonment for debt, granting voting rights for all men in states that still had property qualifications, providing free and universal education, enacting laws to protect the safety and health of workers in mills and factories, banning lotteries, repealing laws that mandated militia service, and offering free land in the West.

Into the labor papers and platforms there sometimes crept a note of hostility to the masters of industry, a sign of bitterness that excited little alarm while cheap land in the West was open to the discontented. The Philadelphia workmen, in issuing a call for a local convention, invited "all those of our fellow citizens who live by their own labor and none other." In Newcastle county, Delaware, the association of working people complained in 1830: "The poor have no laws; the laws are made by the rich and of course for the rich." Here and there an extremist went to the length of advocating an equal division of wealth among all the people—the crudest kind of communism.

In the labor papers and platforms, there were sometimes hints of resentment towards the leaders of industry, showing a bitterness that raised little concern while cheap land in the West was available to those who were unhappy. The workers in Philadelphia, while calling for a local convention, invited "everyone who earns a living through their own labor and nobody else's." In Newcastle County, Delaware, the workers' association complained in 1830: "The poor have no rights; the laws are created by the rich and, of course, for the rich." Here and there, an extremist suggested the idea of equally distributing wealth among all people—the most basic form of communism.

Agitation of this character produced in labor circles profound distrust of both Whigs and Democrats who talked principally about tariffs and banks; it resulted in attempts to found independent labor parties. In Philadelphia, Albany, New York City, and New England, labor candidates were put up for elections in the early thirties and in a few cases were victorious at the polls. "The balance of power has at length got into the hands of the working people, where it properly belongs," triumphantly exclaimed the Mechanics' Free Press of Philadelphia in 1829. But the triumph was illusory. Dissensions appeared in the labor ranks. The old party leaders, particularly of Tammany Hall, the Democratic party organization in New York City, offered concessions to labor in return for votes. Newspapers unsparingly denounced "trade union politicians" as "demagogues," "levellers," and "rag, tag, and bobtail"; and some of them, deeming labor unrest the sour fruit of manhood suffrage, suggested disfranchisement as a remedy. Under the influence of concessions and attacks the political fever quickly died away, and the end of the decade left no remnant of the labor political parties. Labor leaders turned to a task which seemed more substantial and practical, that of organizing workingmen into craft unions for the definite purpose of raising wages and reducing hours.

Agitation of this kind led to deep distrust among workers towards both Whigs and Democrats, who mainly focused on tariffs and banks. This resulted in attempts to establish independent labor parties. In Philadelphia, Albany, New York City, and New England, labor candidates ran for elections in the early thirties, and in some cases, they won at the polls. "The balance of power has finally shifted into the hands of the working people, where it truly belongs," the Mechanics' Free Press of Philadelphia proclaimed in 1829. However, this victory was short-lived. Conflicts emerged within the labor ranks. The old party leaders, especially from Tammany Hall, the Democratic organization in New York City, made concessions to labor in exchange for votes. Newspapers harshly criticized "trade union politicians" as "demagogues," "levellers," and "rag, tag, and bobtail," with some suggesting that labor unrest was the negative outcome of manhood suffrage and proposing disfranchisement as a solution. Influenced by these concessions and attacks, the political momentum soon faded, and by the end of the decade, there were no remnants of the labor political parties. Labor leaders shifted their focus to what seemed more concrete and practical: organizing workers into craft unions aimed at increasing wages and reducing working hours.

The Industrial Revolution and National Politics

Southern Plans for Union with the West.—It was long the design of Southern statesmen like Calhoun to hold the West and the South together in one political party. The theory on which they based their hope was simple. Both sections were agricultural—the producers of raw materials and the buyers of manufactured goods. The planters were heavy purchasers of Western bacon, pork, mules, and grain. The Mississippi River and its tributaries formed the natural channel for the transportation of heavy produce southward to the plantations and outward to Europe. Therefore, ran their political reasoning, the interests of the two sections were one. By standing together in favor of low tariffs, they could buy their manufactures cheaply in Europe and pay for them in cotton, tobacco, and grain. The union of the two sections under Jackson's management seemed perfect.

Southern Plans for Union with the West.—For a long time, Southern leaders like Calhoun aimed to unite the West and the South into one political party. Their reasoning was straightforward. Both regions were agricultural—the producers of raw materials and the consumers of manufactured goods. The planters relied heavily on purchasing Western bacon, pork, mules, and grain. The Mississippi River and its tributaries served as the natural route for transporting large quantities of produce south to the plantations and out to Europe. Therefore, their political reasoning suggested that the interests of both regions were aligned. By joining forces for low tariffs, they could buy manufactured goods cheaply from Europe and pay for them with cotton, tobacco, and grain. The partnership of the two regions under Jackson's leadership seemed flawless.

The East Forms Ties with the West.—Eastern leaders were not blind to the ambitions of Southern statesmen. On the contrary, they also recognized the importance of forming strong ties with the agrarian West and drawing the produce of the Ohio Valley to Philadelphia and New York. The canals and railways were the physical signs of this economic union, and the results, commercial and political, were soon evident. By the middle of the century, Southern economists noted the change, one of them, De Bow, lamenting that "the great cities of the North have severally penetrated the interior with artificial lines until they have taken from the open and untaxed current of the Mississippi the commerce produced on its borders." To this writer it was an astounding thing to behold "the number of steamers that now descend the upper Mississippi River, loaded to the guards with produce, as far as the mouth of the Illinois River and then turn up that stream with their cargoes to be shipped to New York via Chicago. The Illinois canal has not only swept the whole produce along the line of the Illinois River to the East, but it is drawing the products of the upper Mississippi through the same channel; thus depriving New Orleans and St. Louis of a rich portion of their former trade."

The East Forms Ties with the West.—Eastern leaders were aware of the ambitions of Southern politicians. In fact, they recognized the importance of forming strong ties with the agrarian West and bringing the produce of the Ohio Valley to Philadelphia and New York. Canals and railways were the visible signs of this economic connection, and the commercial and political results became clear soon after. By the middle of the century, Southern economists noted the change, with one of them, De Bow, lamenting that "the great cities of the North have individually reached deep into the interior with artificial lines until they have taken from the open and untaxed current of the Mississippi the commerce produced on its borders." To this writer, it was astonishing to see "the number of steamers that now descend the upper Mississippi River, loaded to the brim with produce, as far as the mouth of the Illinois River and then turn up that stream with their cargoes to be shipped to New York via Chicago. The Illinois canal has not only moved the entire produce along the line of the Illinois River to the East, but it is also pulling the products of the upper Mississippi through the same route; thus taking away from New Orleans and St. Louis a significant portion of their former trade."

If to any shippers the broad current of the great river sweeping down to New Orleans offered easier means of physical communication to the sea than the canals and railways, the difference could be overcome by the credit which Eastern bankers were able to extend to the grain and produce buyers, in the first instance, and through them to the farmers on the soil. The acute Southern observer just quoted, De Bow, admitted with evident regret, in 1852, that "last autumn, the rich regions of Ohio, Indiana, and Illinois were flooded with the local bank notes of the Eastern States, advanced by the New York houses on produce to be shipped by way of the canals in the spring.... These moneyed facilities enable the packer, miller, and speculator to hold on to their produce until the opening of navigation in the spring and they are no longer obliged, as formerly, to hurry off their shipments during the winter by the way of New Orleans in order to realize funds by drafts on their shipments. The banking facilities at the East are doing as much to draw trade from us as the canals and railways which Eastern capital is constructing." Thus canals, railways, and financial credit were swiftly forging bonds of union between the old home of Jacksonian Democracy in the West and the older home of Federalism in the East. The nationalism to which Webster paid eloquent tribute became more and more real with the passing of time. The self-sufficiency of the pioneer was broken down as he began to watch the produce markets of New York and Philadelphia where the prices of corn and hogs fixed his earnings for the year.

If any shippers found that the wide flow of the great river leading to New Orleans provided easier access to the sea than the canals and railways, that gap could be bridged by the credit that Eastern bankers could extend to grain and produce buyers, and through them to the farmers on their land. The insightful Southern observer, De Bow, acknowledged with clear regret in 1852 that "last autumn, the wealthy regions of Ohio, Indiana, and Illinois were flooded with the local bank notes of the Eastern States, advanced by the New York firms on produce set to be shipped via the canals in the spring.... These financial resources allow the packer, miller, and speculator to hold onto their produce until navigation opens in the spring, and they are no longer forced, as they once were, to rush their shipments in the winter through New Orleans to secure funds via drafts on their shipments. The banking resources in the East are doing just as much to pull trade away from us as the canals and railways being built by Eastern capital." Thus, canals, railways, and financial credit were quickly strengthening the ties between the old stronghold of Jacksonian Democracy in the West and the older bastion of Federalism in the East. The nationalism that Webster passionately praised became increasingly tangible over time. The self-sufficiency of the pioneer began to wane as he started to pay attention to the produce markets in New York and Philadelphia, where the prices of corn and hogs determined his earnings for the year.

The West and Manufactures.—In addition to the commercial bonds between the East and the West there was growing up a common interest in manufactures. As skilled white labor increased in the Ohio Valley, the industries springing up in the new cities made Western life more like that of the industrial East than like that of the planting South. Moreover, the Western states produced some important raw materials for American factories, which called for protection against foreign competition, notably, wool, hemp, and flax. As the South had little or no foreign competition in cotton and tobacco, the East could not offer protection for her raw materials in exchange for protection for industries. With the West, however, it became possible to establish reciprocity in tariffs; that is, for example, to trade a high rate on wool for a high rate on textiles or iron.

The West and Manufactures.—Along with the commercial connections between the East and the West, there was a growing shared interest in manufacturing. As skilled workers increased in the Ohio Valley, the industries that emerged in the new cities made life in the West more similar to that of the industrial East than to that of the agricultural South. Additionally, the Western states produced important raw materials for American factories that needed protection from foreign competition, particularly wool, hemp, and flax. Since the South faced little to no foreign competition in cotton and tobacco, the East couldn't offer protection for its raw materials in exchange for protection for industries. With the West, however, it became possible to establish a reciprocal tariff system; for instance, to trade a high tariff on wool for a high tariff on textiles or iron.

The South Dependent on the North.—While East and West were drawing together, the distinctions between North and South were becoming more marked; the latter, having few industries and producing little save raw materials, was being forced into the position of a dependent section. As a result of the protective tariff, Southern planters were compelled to turn more and more to Northern mills for their cloth, shoes, hats, hoes, plows, and machinery. Nearly all the goods which they bought in Europe in exchange for their produce came overseas to Northern ports, whence transshipments were made by rail and water to Southern points of distribution. Their rice, cotton, and tobacco, in as far as they were not carried to Europe in British bottoms, were transported by Northern masters. In these ways, a large part of the financial operations connected with the sale of Southern produce and the purchase of goods in exchange passed into the hands of Northern merchants and bankers who, naturally, made profits from their transactions. Finally, Southern planters who wanted to buy more land and more slaves on credit borrowed heavily in the North where huge accumulations made the rates of interest lower than the smaller banks of the South could afford.

The South Dependent on the North.—While the East and West were coming together, the differences between the North and South were becoming more pronounced; the South, having few industries and producing mostly raw materials, was being pushed into a dependent role. Due to the protective tariff, Southern planters had to rely increasingly on Northern mills for their cloth, shoes, hats, hoes, plows, and machinery. Almost all the goods they purchased in Europe in exchange for their produce arrived at Northern ports, from where they were transported by rail and water to Southern distribution points. Their rice, cotton, and tobacco, as long as they weren't shipped to Europe on British ships, were carried by Northern operators. In these ways, a significant part of the financial activities related to selling Southern produce and buying goods in return fell into the hands of Northern merchants and bankers who naturally profited from these transactions. Lastly, Southern planters looking to buy more land and slaves on credit borrowed heavily from the North, where large banks offered lower interest rates than the smaller Southern banks could manage.

The South Reckons the Cost of Economic Dependence.—As Southern dependence upon Northern capital became more and more marked, Southern leaders began to chafe at what they regarded as restraints laid upon their enterprise. In a word, they came to look upon the planter as a tribute-bearer to the manufacturer and financier. "The South," expostulated De Bow, "stands in the attitude of feeding ... a vast population of [Northern] merchants, shipowners, capitalists, and others who, without claims on her progeny, drink up the life blood of her trade.... Where goes the value of our labor but to those who, taking advantage of our folly, ship for us, buy for us, sell to us, and, after turning our own capital to their profitable account, return laden with our money to enjoy their easily earned opulence at home."

The South Reckons the Cost of Economic Dependence.—As the South became increasingly reliant on Northern capital, Southern leaders started to feel frustrated by what they saw as restrictions on their ambitions. Essentially, they began to see the planter as someone who paid tribute to the manufacturers and financiers. "The South," De Bow argued, "is in the position of supporting a huge population of [Northern] merchants, shipowners, capitalists, and others who, without any claim on her resources, drain the lifeblood of her trade.... Where does the value of our labor go except to those who, taking advantage of our ignorance, ship for us, buy for us, sell to us, and, after turning our own resources to their profit, return home loaded with our money to enjoy their easily earned wealth."

Southern statisticians, not satisfied with generalities, attempted to figure out how great was this tribute in dollars and cents. They estimated that the planters annually lent to Northern merchants the full value of their exports, a hundred millions or more, "to be used in the manipulation of foreign imports." They calculated that no less than forty millions all told had been paid to shipowners in profits. They reckoned that, if the South were to work up her own cotton, she would realize from seventy to one hundred millions a year that otherwise went North. Finally, to cap the climax, they regretted that planters spent some fifteen millions a year pleasure-seeking in the alluring cities and summer resorts of the North.

Southern statisticians, not content with vague estimates, tried to determine the exact amount of this tribute in dollars and cents. They estimated that the planters lent Northern merchants the full value of their exports each year, which was a hundred million dollars or more, "to be used in the manipulation of foreign imports." They calculated that no less than forty million dollars had been paid to shipowners in profits. They figured that if the South processed its own cotton, it could earn between seventy and one hundred million dollars a year that would otherwise go to the North. Finally, to top it all off, they lamented that planters spent around fifteen million dollars a year on leisure activities in the attractive cities and summer resorts of the North.

Southern Opposition to Northern Policies.—Proceeding from these premises, Southern leaders drew the logical conclusion that the entire program of economic measures demanded in the North was without exception adverse to Southern interests and, by a similar chain of reasoning, injurious to the corn and wheat producers of the West. Cheap labor afforded by free immigration, a protective tariff raising prices of manufactures for the tiller of the soil, ship subsidies increasing the tonnage of carrying trade in Northern hands, internal improvements forging new economic bonds between the East and the West, a national banking system giving strict national control over the currency as a safeguard against paper inflation—all these devices were regarded in the South as contrary to the planting interest. They were constantly compared with the restrictive measures by which Great Britain more than half a century before had sought to bind American interests.

Southern Opposition to Northern Policies.—Based on these ideas, Southern leaders concluded that the entire economic agenda pushed by the North was, without exception, harmful to Southern interests and, similarly, damaging to corn and wheat producers in the West. Cheap labor from free immigration, a protective tariff that raised prices on manufactured goods for farmers, ship subsidies that increased the carrying trade controlled by the North, internal improvements creating new economic ties between the East and the West, and a national banking system that enforced strict national control over the currency to prevent paper inflation—these were all seen in the South as detrimental to their agricultural interests. They were often compared to the restrictive measures that Great Britain had tried over fifty years earlier to control American interests.

As oppression justified a war for independence once, statesmen argued, so it can justify it again. "It is curious as it is melancholy and distressing," came a broad hint from South Carolina, "to see how striking is the analogy between the colonial vassalage to which the manufacturing states have reduced the planting states and that which formerly bound the Anglo-American colonies to the British empire.... England said to her American colonies: 'You shall not trade with the rest of the world for such manufactures as are produced in the mother country.' The manufacturing states say to their Southern colonies: 'You shall not trade with the rest of the world for such manufactures as we produce.'" The conclusion was inexorable: either the South must control the national government and its economic measures, or it must declare, as America had done four score years before, its political and economic independence. As Northern mills multiplied, as railways spun their mighty web over the face of the North, and as accumulated capital rose into the hundreds of millions, the conviction of the planters and their statesmen deepened into desperation.

As oppression once justified a war for independence, politicians argued, it can do so again. "It's both curious and sad," a hint came from South Carolina, "to see how similar the situation is between the colonial subjugation that the manufacturing states have imposed on the plantation states and that which once bound the Anglo-American colonies to the British Empire.... England told her American colonies: 'You can't trade with the rest of the world for goods produced in the mother country.' The manufacturing states tell their Southern colonies: 'You can't trade with the rest of the world for goods we produce.'" The conclusion was clear: either the South had to take control of the national government and its economic policies, or it had to declare, as America had done eighty years earlier, its political and economic independence. As Northern mills grew, railroads spread their vast network across the North, and accumulated capital reached hundreds of millions, the planters and their politicians became increasingly desperate.

Efforts to Start Southern Industries Fail.—A few of them, seeing the predominance of the North, made determined efforts to introduce manufactures into the South. To the leaders who were averse to secession and nullification this seemed the only remedy for the growing disparity in the power of the two sections. Societies for the encouragement of mechanical industries were formed, the investment of capital was sought, and indeed a few mills were built on Southern soil. The results were meager. The natural resources, coal and water power, were abundant; but the enterprise for direction and the skilled labor were wanting. The stream of European immigration flowed North and West, not South. The Irish or German laborer, even if he finally made his home in a city, had before him, while in the North, the alternative of a homestead on Western land. To him slavery was a strange, if not a repelling, institution. He did not take to it kindly nor care to fix his home where it flourished. While slavery lasted, the economy of the South was inevitably agricultural. While agriculture predominated, leadership with equal necessity fell to the planting interest. While the planting interest ruled, political opposition to Northern economy was destined to grow in strength.

Efforts to Start Southern Industries Fail.—A few individuals, noticing the dominance of the North, made serious attempts to bring manufacturing to the South. To the leaders who opposed secession and nullification, this seemed like the only solution to the widening gap in power between the two regions. Societies were created to promote mechanical industries, capital was sought for investment, and indeed, a few mills were established in the South. However, the outcomes were disappointing. The natural resources, like coal and water power, were abundant; but the necessary entrepreneurial direction and skilled labor were lacking. The flow of European immigration moved North and West, not South. The Irish or German laborer, even if he eventually settled in a city, saw the option of owning land in the West while in the North. To him, slavery was an unusual, if not an off-putting, institution. He did not embrace it and was not inclined to settle where it thrived. As long as slavery existed, the Southern economy was inevitably agricultural. While agriculture was dominant, leadership naturally fell to the interests of plantation owners. As long as the plantation interests held power, political opposition to the Northern economy was bound to increase.

The Southern Theory of Sectionalism.—In the opinion of the statesmen who frankly represented the planting interest, the industrial system was its deadly enemy. Their entire philosophy of American politics was summed up in a single paragraph by McDuffie, a spokesman for South Carolina: "Owing to the federative character of our government, the great geographical extent of our territory, and the diversity of the pursuits of our citizens in different parts of the union, it has so happened that two great interests have sprung up, standing directly opposed to each other. One of these consists of those manufactures which the Northern and Middle states are capable of producing but which, owing to the high price of labor and the high profits of capital in those states, cannot hold competition with foreign manufactures without the aid of bounties, directly or indirectly given, either by the general government or by the state governments. The other of these interests consists of the great agricultural staples of the Southern states which can find a market only in foreign countries and which can be advantageously sold only in exchange for foreign manufactures which come in competition with those of the Northern and Middle states.... These interests then stand diametrically and irreconcilably opposed to each other. The interest, the pecuniary interest of the Northern manufacturer, is directly promoted by every increase of the taxes imposed upon Southern commerce; and it is unnecessary to add that the interest of the Southern planter is promoted by every diminution of taxes imposed upon the productions of their industry. If, under these circumstances, the manufacturers were clothed with the power of imposing taxes, at their pleasure, upon the foreign imports of the planter, no doubt would exist in the mind of any man that it would have all the characteristics of an absolute and unqualified despotism." The economic soundness of this reasoning, a subject of interesting speculation for the economist, is of little concern to the historian. The historical point is that this opinion was widely held in the South and with the progress of time became the prevailing doctrine of the planting statesmen.

The Southern Theory of Sectionalism.—According to the politicians who openly represented the interests of the plantation economy, the industrial system was a serious threat. Their entire philosophy of American politics was captured in a single paragraph by McDuffie, a representative from South Carolina: "Because of the federal nature of our government, the large geographical size of our country, and the various activities our citizens engage in across different regions, two major interests have emerged that are in direct opposition to each other. One of these consists of the manufacturing capabilities of the Northern and Middle states, which, due to high labor costs and profitable capital there, struggle to compete with foreign products without financial support, either directly or indirectly provided by the federal or state governments. The other interest comprises the major agricultural products of the Southern states that can only be sold in foreign markets and can only be profitably exchanged for foreign goods that compete with those from the Northern and Middle states.... These interests are fundamentally and irreconcilably at odds with each other. The financial interest of the Northern manufacturer is directly enhanced by every tax increase placed on Southern trade; conversely, the Southern planter benefits from every tax decrease on their products. If manufacturers were given the power to impose taxes at will on the foreign imports of the planter, there would be no doubt in anyone's mind that it would resemble absolute and blatant tyranny." The economic validity of this argument is an intriguing topic for economists, but for historians, what matters is that this viewpoint was widely accepted in the South and became the dominant perspective among the plantation leaders over time.

Their antagonism was deepened because they also became convinced, on what grounds it is not necessary to inquire, that the leaders of the industrial interest thus opposed to planting formed a consolidated "aristocracy of wealth," bent upon the pursuit and attainment of political power at Washington. "By the aid of various associated interests," continued McDuffie, "the manufacturing capitalists have obtained a complete and permanent control over the legislation of Congress on this subject [the tariff].... Men confederated together upon selfish and interested principles, whether in pursuit of the offices or the bounties of the government, are ever more active and vigilant than the great majority who act from disinterested and patriotic impulses. Have we not witnessed it on this floor, sir? Who ever knew the tariff men to divide on any question affecting their confederated interests?... The watchword is, stick together, right or wrong upon every question affecting the common cause. Such, sir, is the concert and vigilance and such the combinations by which the manufacturing party, acting upon the interests of some and the prejudices of others, have obtained a decided and permanent control over public opinion in all the tariff states." Thus, as the Southern statesman would have it, the North, in matters affecting national policies, was ruled by a "confederated interest" which menaced the planting interest. As the former grew in magnitude and attached to itself the free farmers of the West through channels of trade and credit, it followed as night the day that in time the planters would be overshadowed and at length overborne in the struggle of giants. Whether the theory was sound or not, Southern statesmen believed it and acted upon it.

Their rivalry intensified because they became convinced, for reasons that need not be explored, that the leaders of the industrial interests opposing agriculture formed a united "wealthy elite," determined to gain political power in Washington. "With the support of various allied interests," McDuffie continued, "the manufacturing capitalists have achieved complete and lasting control over Congress's legislation regarding this issue [the tariff].... Groups banded together for selfish and self-serving reasons, whether seeking government positions or subsidies, are always more active and vigilant than the larger majority who act out of genuine and patriotic motives. Have we not seen this on this floor, sir? Who has ever seen the tariff supporters split on any issue affecting their united interests?... The mantra is to stick together, right or wrong, on every issue that impacts the common goal. Such is the coordination and vigilance, and such are the alliances through which the manufacturing sector, catering to the interests of some and the biases of others, has established a significant and lasting influence over public opinion in all the tariff states." Thus, as the Southern statesman would have it, the North, in issues related to national policies, was dominated by a "united interest" that threatened agriculture. As this group grew in strength and connected with the free farmers of the West through commerce and credit, it was inevitable that, over time, the planters would be overshadowed and ultimately overwhelmed in a clash of titans. Whether the theory was valid or not, Southern statesmen believed it and acted accordingly.

References

M. Beard, Short History of the American Labor Movement.

M. Beard, Short History of the American Labor Movement.

E.L. Bogart, Economic History of the United States.

E.L. Bogart, Economic History of the United States.

J.R. Commons, History of Labour in the United States (2 vols.).

J.R. Commons, History of Labor in the United States (2 vols.).

E.R. Johnson, American Railway Transportation.

E.R. Johnson, *American Railway Transportation*.

C.D. Wright, Industrial Evolution of the United States.

C.D. Wright, Industrial Evolution of the United States.

Questions

1. What signs pointed to a complete Democratic triumph in 1852?

1. What signs indicated a total Democratic victory in 1852?

2. What is the explanation of the extraordinary industrial progress of America?

2. What explains America’s remarkable industrial progress?

3. Compare the planting system with the factory system.

3. Compare the planting system to the factory system.

4. In what sections did industry flourish before the Civil War? Why?

4. In which areas did industry thrive before the Civil War? What were the reasons?

5. Show why transportation is so vital to modern industry and agriculture.

5. Explain why transportation is essential for today's industry and agriculture.

6. Explain how it was possible to secure so many people to labor in American industries.

6. Explain how it was possible to get so many people to work in American industries.

7. Trace the steps in the rise of organized labor before 1860.

7. Outline the key developments in the growth of organized labor before 1860.

8. What political and economic reforms did labor demand?

8. What political and economic changes did labor ask for?

9. Why did the East and the South seek closer ties with the West?

9. Why did the East and the South want to build stronger connections with the West?

10. Describe the economic forces which were drawing the East and the West together.

10. Describe the economic forces that were bringing the East and the West together.

11. In what way was the South economically dependent upon the North?

11. How was the South economically reliant on the North?

12 State the national policies generally favored in the North and condemned in the South.

12 State the national policies generally supported in the North and criticized in the South.

13. Show how economic conditions in the South were unfavorable to industry.

13. Demonstrate how the economic conditions in the South were not beneficial for industry.

14. Give the Southern explanation of the antagonism between the North and the South.

14. Explain the Southern perspective on the conflict between the North and the South.

Research Topics

The Inventions.—Assign one to each student. Satisfactory accounts are to be found in any good encyclopedia, especially the Britannica.

The Inventions.—Assign one to each student. You can find satisfactory information in any good encyclopedia, especially Britannica.

River and Lake Commerce.—Callender, Economic History of the United States, pp. 313-326.

River and Lake Commerce.—Callender, Economic History of the United States, pp. 313-326.

Railways and Canals.—Callender, pp. 326-344; 359-387. Coman, Industrial History of the United States, pp. 216-225.

Railways and Canals.—Callender, pp. 326-344; 359-387. Coman, Industrial History of the United States, pp. 216-225.

The Growth of Industry, 1815-1840.—Callender, pp. 459-471. From 1850 to 1860, Callender, pp. 471-486.

The Growth of Industry, 1815-1840.—Callender, pp. 459-471. From 1850 to 1860, Callender, pp. 471-486.

Early Labor Conditions.—Callender, pp. 701-718.

Early Labor Conditions.—Callender, pp. 701-718.

Early Immigration.—Callender, pp. 719-732.

Early Immigration.—Callender, pp. 719-732.

Clay's Home Market Theory of the Tariff.—Callender, pp. 498-503.

Clay's Home Market Theory of the Tariff.—Callender, pp. 498-503.

The New England View of the Tariff.—Callender, pp. 503-514.

The New England View of the Tariff.—Callender, pp. 503-514.


CHAPTER XIV

THE PLANTING SYSTEM AND NATIONAL POLITICS

James Madison, the father of the federal Constitution, after he had watched for many days the battle royal in the national convention of 1787, exclaimed that the contest was not between the large and the small states, but between the commercial North and the planting South. From the inauguration of Washington to the election of Lincoln the sectional conflict, discerned by this penetrating thinker, exercised a profound influence on the course of American politics. It was latent during the "era of good feeling" when the Jeffersonian Republicans adopted Federalist policies; it flamed up in the contest between the Democrats and Whigs. Finally it raged in the angry political quarrel which culminated in the Civil War.

James Madison, the father of the federal Constitution, after observing the intense debates at the national convention of 1787 for several days, stated that the struggle was not between the large and small states, but between the commercial North and the agricultural South. From Washington's inauguration to Lincoln's election, the regional conflict identified by this insightful thinker had a significant impact on American politics. It lay dormant during the "era of good feeling" when the Jeffersonian Republicans adopted Federalist policies; it flared up during the rivalry between the Democrats and Whigs. Ultimately, it escalated into the heated political disputes that led to the Civil War.

Slavery—North & South

The Decline of Slavery in the North.—At the time of the adoption of the Constitution, slavery was lawful in all the Northern states except Massachusetts. There were almost as many bondmen in New York as in Georgia. New Jersey had more than Delaware or Tennessee, indeed nearly as many as both combined. All told, however, there were only about forty thousand in the North as against nearly seven hundred thousand in the South. Moreover, most of the Northern slaves were domestic servants, not laborers necessary to keep mills going or fields under cultivation.

The Decline of Slavery in the North.—When the Constitution was adopted, slavery was legal in all the Northern states except Massachusetts. There were almost as many enslaved people in New York as there were in Georgia. New Jersey had more than Delaware or Tennessee, indeed nearly as many as both combined. However, there were only about forty thousand in the North compared to nearly seven hundred thousand in the South. Additionally, most of the Northern enslaved people were domestic servants, not laborers needed to operate mills or work in the fields.

There was, in the North, a steadily growing moral sentiment against the system. Massachusetts abandoned it in 1780. In the same year, Pennsylvania provided for gradual emancipation. New Hampshire, where there had been only a handful, Connecticut with a few thousand domestics, and New Jersey early followed these examples. New York, in 1799, declared that all children born of slaves after July 4 of that year should be free, though held for a term as apprentices; and in 1827 it swept away the last vestiges of slavery. So with the passing of the generation that had framed the Constitution, chattel servitude disappeared in the commercial states, leaving behind only such discriminations as disfranchisement or high property qualifications on colored voters.

There was a growing moral movement against the system in the North. Massachusetts got rid of it in 1780. That same year, Pennsylvania set up a plan for gradual emancipation. New Hampshire, which had only a small number of slaves, Connecticut with a few thousand domestics, and New Jersey soon followed suit. New York, in 1799, announced that all children born to slaves after July 4 of that year would be free, although they would initially be held as apprentices; and by 1827, it totally eliminated the last remnants of slavery. As the generation that created the Constitution passed on, chattel servitude faded away in the commercial states, leaving behind only issues like disenfranchisement or high property requirements for Black voters.

The Growth of Northern Sentiment against Slavery.—In both sections of the country there early existed, among those more or less philosophically inclined, a strong opposition to slavery on moral as well as economic grounds. In the constitutional convention of 1787, Gouverneur Morris had vigorously condemned it and proposed that the whole country should bear the cost of abolishing it. About the same time a society for promoting the abolition of slavery, under the presidency of Benjamin Franklin, laid before Congress a petition that serious attention be given to the emancipation of "those unhappy men who alone in this land of freedom are degraded into perpetual bondage." When Congress, acting on the recommendations of President Jefferson, provided for the abolition of the foreign slave trade on January 1, 1808, several Northern members joined with Southern members in condemning the system as well as the trade. Later, colonization societies were formed to encourage the emancipation of slaves and their return to Africa. James Madison was president and Henry Clay vice president of such an organization.

The Growth of Northern Sentiment against Slavery.—In both parts of the country, there was a strong opposition to slavery among those who were somewhat philosophically inclined, based on both moral and economic reasons. During the constitutional convention of 1787, Gouverneur Morris strongly condemned slavery and suggested that the entire country should cover the costs of abolishing it. Around the same time, a society led by Benjamin Franklin presented a petition to Congress urging that serious attention be given to freeing "those unhappy men who alone in this land of freedom are degraded into perpetual bondage." When Congress, following the recommendations of President Jefferson, acted to end the foreign slave trade effective January 1, 1808, several Northern members joined Southern members in denouncing both the system and the trade. Later on, colonization societies were established to support the emancipation of slaves and their return to Africa. James Madison was the president and Henry Clay the vice president of such an organization.

The anti-slavery sentiment of which these were the signs was nevertheless confined to narrow circles and bore no trace of bitterness. "We consider slavery your calamity, not your crime," wrote a distinguished Boston clergyman to his Southern brethren, "and we will share with you the burden of putting an end to it. We will consent that the public lands shall be appropriated to this object.... I deprecate everything which sows discord and exasperating sectional animosities."

The anti-slavery feeling represented by these signs was still limited to small groups and showed no signs of bitterness. "We see slavery as your misfortune, not your wrongdoing," wrote a notable Boston clergyman to his Southern counterparts, "and we are willing to help you carry the burden of ending it. We agree that public lands should be used for this purpose.... I disapprove of anything that creates divisions and fuels regional hostility."

Uncompromising Abolition.—In a little while the spirit of generosity was gone. Just as Jacksonian Democracy rose to power there appeared a new kind of anti-slavery doctrine—the dogmatism of the abolition agitator. For mild speculation on the evils of the system was substituted an imperious and belligerent demand for instant emancipation. If a date must be fixed for its appearance, the year 1831 may be taken when William Lloyd Garrison founded in Boston his anti-slavery paper, The Liberator. With singleness of purpose and utter contempt for all opposing opinions and arguments, he pursued his course of passionate denunciation. He apologized for having ever "assented to the popular but pernicious doctrine of gradual abolition." He chose for his motto: "Immediate and unconditional emancipation!" He promised his readers that he would be "harsh as truth and uncompromising as justice"; that he would not "think or speak or write with moderation." Then he flung out his defiant call: "I am in earnest—I will not equivocate—I will not excuse—I will not retreat a single inch—and I will be heard....

Uncompromising Abolition.—Before long, the spirit of generosity faded away. Just as Jacksonian Democracy came into power, a new kind of anti-slavery doctrine emerged—the rigid dogmatism of the abolitionist activist. What used to be mild speculation about the evils of slavery was replaced with a strong and aggressive demand for immediate emancipation. If we had to pinpoint a specific time for its emergence, we could look to 1831, when William Lloyd Garrison launched his anti-slavery newspaper, The Liberator, in Boston. With a single-minded focus and complete disregard for opposing views and arguments, he passionately denounced the institution. He expressed regret for ever having "supported the popular but harmful idea of gradual abolition." His motto became: "Immediate and unconditional emancipation!" He assured his readers that he would be "as blunt as the truth and as unwavering as justice"; that he would not "think, speak, or write with restraint." Then he boldly declared: "I am serious—I will not avoid the truth—I will not make excuses—I will not back down an inch—and I will make my voice heard....

'Such is the vow I take, so help me God.'"

'Such is the vow I make, so help me God.'

Though Garrison complained that "the apathy of the people is enough to make every statue leap from its pedestal," he soon learned how alive the masses were to the meaning of his propaganda. Abolition orators were stoned in the street and hissed from the platform. Their meeting places were often attacked and sometimes burned to the ground. Garrison himself was assaulted in the streets of Boston, finding refuge from the angry mob behind prison bars. Lovejoy, a publisher in Alton, Illinois, for his willingness to give abolition a fair hearing, was brutally murdered; his printing press was broken to pieces as a warning to all those who disturbed the nation's peace of mind. The South, doubly frightened by a slave revolt in 1831 which ended in the murder of a number of men, women, and children, closed all discussion of slavery in that section. "Now," exclaimed Calhoun, "it is a question which admits of neither concession nor compromise."

Though Garrison complained that "the apathy of the people is enough to make every statue leap from its pedestal," he soon realized how engaged the masses were with the meaning of his messages. Abolition speakers were stoned in the streets and booed from the podium. Their meeting places were often attacked and sometimes burned down. Garrison himself was assaulted in the streets of Boston, finding refuge from the angry mob behind prison bars. Lovejoy, a publisher in Alton, Illinois, was brutally murdered for his willingness to give abolition a fair chance; his printing press was smashed to pieces as a warning to anyone disturbing the nation's peace of mind. The South, further frightened by a slave revolt in 1831 that resulted in the deaths of several men, women, and children, shut down all discussions of slavery in that region. "Now," exclaimed Calhoun, "it is a question that allows for neither concession nor compromise."

As the opposition hardened, the anti-slavery agitation gathered in force and intensity. Whittier blew his blast from the New England hills:

As the opposition grew stronger, the anti-slavery movement gained momentum and intensity. Whittier sounded his call from the New England hills:

"No slave-hunting in our territory—no pirates on our shore;
"No chains in the Bay State—no slave on our land."

Lowell, looking upon the espousal of a great cause as the noblest aim of his art, ridiculed and excoriated bondage in the South. Those abolitionists, not gifted as speakers or writers, signed petitions against slavery and poured them in upon Congress. The flood of them was so continuous that the House of Representatives, forgetting its traditions, adopted in 1836 a "gag rule" which prevented the reading of appeals and consigned them to the waste basket. Not until the Whigs were in power nearly ten years later was John Quincy Adams able, after a relentless campaign, to carry a motion rescinding the rule.

Lowell viewed the fight for a great cause as the highest purpose of his art, mocking and condemning slavery in the South. Those abolitionists who weren’t great speakers or writers signed petitions against slavery and sent them flooding into Congress. The sheer volume was so overwhelming that the House of Representatives, ignoring its own traditions, established a "gag rule" in 1836 that stopped any appeals from being read and tossed them into the wastebasket. It wasn't until nearly ten years later, when the Whigs were in power, that John Quincy Adams was finally able to push through a motion to overturn the rule after a relentless campaign.

How deep was the impression made upon the country by this agitation for immediate and unconditional emancipation cannot be measured. If the popular vote for those candidates who opposed not slavery, but its extension to the territories, be taken as a standard, it was slight indeed. In 1844, the Free Soil candidate, Birney, polled 62,000 votes out of over a million and a half; the Free Soil vote of the next campaign went beyond a quarter of a million, but the increase was due to the strength of the leader, Martin Van Buren; four years afterward it receded to 156,000, affording all the outward signs for the belief that the pleas of the abolitionist found no widespread response among the people. Yet the agitation undoubtedly ran deeper than the ballot box. Young statesmen of the North, in whose hands the destiny of frightful years was to lie, found their indifference to slavery broken and their consciences stirred by the unending appeal and the tireless reiteration. Charles Sumner afterward boasted that he read the Liberator two years before Wendell Phillips, the young Boston lawyer who cast aside his profession to take up the dangerous cause.

The impact of the movement for immediate and unconditional emancipation on the country is hard to gauge. If we look at the popular vote for candidates who opposed not slavery itself, but its expansion into the territories, it was quite minimal. In 1844, the Free Soil candidate, Birney, received 62,000 votes out of more than a million and a half; in the next election, the Free Soil vote increased to over a quarter of a million, but that boost was mainly due to the popularity of the leader, Martin Van Buren; four years later, it dropped back to 156,000, suggesting that the abolitionists' arguments did not resonate widely with the public. However, the movement definitely went deeper than just the elections. Young politicians in the North, who were destined to navigate the turbulent years ahead, had their indifference to slavery shaken and their consciences awakened by the persistent calls and relentless messaging. Charles Sumner later bragged that he read the Liberator two years before Wendell Phillips, the young Boston lawyer who abandoned his career to champion the risky cause.

Early Southern Opposition to Slavery.—In the South, the sentiment against slavery was strong; it led some to believe that it would also come to an end there in due time. Washington disliked it and directed in his will that his own slaves should be set free after the death of his wife. Jefferson, looking into the future, condemned the system by which he also lived, saying: "Can the liberties of a nation be thought secure when we have removed their only firm basis, a conviction in the minds of the people that their liberties are the gift of God? Are they not to be violated but with His wrath? Indeed I tremble for my country when I reflect that God is just; that His justice cannot sleep forever." Nor did Southern men confine their sentiments to expressions of academic opinion. They accepted in 1787 the Ordinance which excluded slavery from the Northwest territory forever and also the Missouri Compromise, which shut it out of a vast section of the Louisiana territory.

Early Southern Opposition to Slavery.—In the South, there was a strong feeling against slavery; it made some people believe that it would eventually come to an end there. Washington was opposed to it and stated in his will that his slaves should be freed after his wife's death. Jefferson, looking ahead, condemned the system he was a part of, saying: "Can a nation’s freedoms be considered secure when we have removed their only solid foundation, which is the belief in the minds of the people that their freedoms are a gift from God? Are they not to be violated except with His anger? Indeed, I worry for my country when I think that God is just; that His justice cannot rest forever." Southern leaders didn’t just share their views in academic settings. In 1787, they accepted the Ordinance that permanently barred slavery from the Northwest Territory and also the Missouri Compromise, which prohibited it in a large area of the Louisiana Territory.

The Revolution in the Slave System.—Among the representatives of South Carolina and Georgia, however, the anti-slavery views of Washington and Jefferson were by no means approved; and the drift of Southern economy was decidedly in favor of extending and perpetuating, rather than abolishing, the system of chattel servitude. The invention of the cotton gin and textile machinery created a market for cotton which the planters, with all their skill and energy, could hardly supply. Almost every available acre was brought under cotton culture as the small farmers were driven steadily from the seaboard into the uplands or to the Northwest.

The Revolution in the Slave System.—However, among the representatives from South Carolina and Georgia, the anti-slavery views of Washington and Jefferson were far from being supported; the trend of Southern economy was clearly in favor of expanding and maintaining, rather than eliminating, the system of chattel servitude. The invention of the cotton gin and textile machinery created a demand for cotton that the planters, despite their skills and efforts, could barely meet. Almost every available acre was turned to cotton farming as smaller farmers were consistently pushed away from the coast into the uplands or to the Northwest.

The demand for slaves to till the swiftly expanding fields was enormous. The number of bondmen rose from 700,000 in Washington's day to more than three millions in 1850. At the same time slavery itself was transformed. Instead of the homestead where the same family of masters kept the same families of slaves from generation to generation, came the plantation system of the Far South and Southwest where masters were ever moving and ever extending their holdings of lands and slaves. This in turn reacted on the older South where the raising of slaves for the market became a regular and highly profitable business.

The demand for slaves to work the rapidly expanding fields was huge. The number of enslaved people increased from 700,000 during Washington's time to over three million by 1850. At the same time, slavery itself changed. Instead of small farms where the same family of masters kept the same families of enslaved people for generations, the plantation system developed in the Far South and Southwest, where masters were constantly moving and expanding their land and slave holdings. This also affected the older South, where breeding enslaved people for the market became a regular and highly profitable business.

John C. Calhoun
From a vintage print
John C. Calhoun

Slavery Defended as a Positive Good.—As the abolition agitation increased and the planting system expanded, apologies for slavery became fainter and fainter in the South. Then apologies were superseded by claims that slavery was a beneficial scheme of labor control. Calhoun, in a famous speech in the Senate in 1837, sounded the new note by declaring slavery "instead of an evil, a good—a positive good." His reasoning was as follows: in every civilized society one portion of the community must live on the labor of another; learning, science, and the arts are built upon leisure; the African slave, kindly treated by his master and mistress and looked after in his old age, is better off than the free laborers of Europe; and under the slave system conflicts between capital and labor are avoided. The advantages of slavery in this respect, he concluded, "will become more and more manifest, if left undisturbed by interference from without, as the country advances in wealth and numbers."

Slavery Defended as a Positive Good.—As the abolition movement gained momentum and the agricultural system grew, justifications for slavery started to fade in the South. Eventually, these justifications were replaced by assertions that slavery was a beneficial method of labor control. Calhoun, in a well-known Senate speech in 1837, introduced this new perspective by claiming slavery was "instead of an evil, a good—a positive good." His argument was as follows: in every civilized society, one part of the community must rely on the labor of another; education, science, and the arts depend on leisure time; the African slave, treated kindly by his master and mistress and cared for in old age, is better off than the free laborers in Europe; and the slave system prevents conflicts between capital and labor. He concluded that the benefits of slavery in this regard "will become more and more evident if left undisturbed by outside interference, as the country grows in wealth and population."

Slave Owners Dominate Politics.—The new doctrine of Calhoun was eagerly seized by the planters as they came more and more to overshadow the small farmers of the South and as they beheld the menace of abolition growing upon the horizon. It formed, as they viewed matters, a moral defense for their labor system—sound, logical, invincible. It warranted them in drawing together for the protection of an institution so necessary, so inevitable, so beneficent.

Slave Owners Dominate Politics.—The new beliefs of Calhoun were quickly embraced by the planters as they increasingly overshadowed the small farmers of the South and faced the looming threat of abolition. In their eyes, it provided a moral justification for their labor system—solid, logical, and unassailable. It justified their unity in defending an institution that they saw as essential, unavoidable, and beneficial.

Though in 1850 the slave owners were only about three hundred and fifty thousand in a national population of nearly twenty million whites, they had an influence all out of proportion to their numbers. They were knit together by the bonds of a common interest. They had leisure and wealth. They could travel and attend conferences and conventions. Throughout the South and largely in the North, they had the press, the schools, and the pulpits on their side. They formed, as it were, a mighty union for the protection and advancement of their common cause. Aided by those mechanics and farmers of the North who stuck by Jacksonian Democracy through thick and thin, the planters became a power in the federal government. "We nominate Presidents," exultantly boasted a Richmond newspaper; "the North elects them."

Though in 1850 there were only about three hundred and fifty thousand slave owners in a national population of nearly twenty million white people, they had an influence that was far greater than their numbers. They were united by a shared interest. They had leisure and wealth. They could travel and attend conferences and conventions. Throughout the South and largely in the North, they had the media, schools, and churches supporting them. They formed a powerful alliance for the protection and advancement of their common cause. With the help of those mechanics and farmers in the North who remained loyal to Jacksonian Democracy, the planters became a significant force in the federal government. "We nominate Presidents," a Richmond newspaper proudly declared; "the North elects them."

This jubilant Southern claim was conceded by William H. Seward, a Republican Senator from New York, in a speech describing the power of slavery in the national government. "A party," he said, "is in one sense a joint stock association, in which those who contribute most direct the action and management of the concern.... The slaveholders, contributing in an overwhelming proportion to the strength of the Democratic party, necessarily dictate and prescribe its policy." He went on: "The slaveholding class has become the governing power in each of the slaveholding states and it practically chooses thirty of the sixty-two members of the Senate, ninety of the two hundred and thirty-three members of the House of Representatives, and one hundred and five of the two hundred and ninety-five electors of President and Vice-President of the United States." Then he considered the slave power in the Supreme Court. "That tribunal," he exclaimed, "consists of a chief justice and eight associate justices. Of these, five were called from slave states and four from free states. The opinions and bias of each of them were carefully considered by the President and Senate when he was appointed. Not one of them was found wanting in soundness of politics, according to the slaveholder's exposition of the Constitution." Such was the Northern view of the planting interest that, from the arena of national politics, challenged the whole country in 1860.

This joyful Southern claim was acknowledged by William H. Seward, a Republican Senator from New York, in a speech discussing the influence of slavery in the national government. "A party," he said, "is somewhat like a joint stock company, where those who contribute the most control the direction and management of the operation... The slaveholders, providing a massive majority of support for the Democratic party, inevitably dictate and dictate its policy." He continued: "The slaveholding class has become the ruling power in each of the slaveholding states, effectively selecting thirty of the sixty-two members of the Senate, ninety of the two hundred and thirty-three members of the House of Representatives, and one hundred and five of the two hundred and ninety-five electors for President and Vice-President of the United States." He then examined the influence of slave power in the Supreme Court. "That court," he stated, "is made up of a chief justice and eight associate justices. Out of these, five are from slave states and four from free states. The opinions and biases of each were carefully considered by the President and Senate during their appointments. None of them lacked the political soundness according to the slaveholder's interpretation of the Constitution." Such was the Northern perspective on the plantation interest that, from the national political arena, confronted the entire country in 1860.

Distribution of Slaves in the Southern States
Distribution of Slaves in the Southern States

Slavery in Politics

National Aspects of Slavery.—It may be asked why it was that slavery, founded originally on state law and subject to state government, was drawn into the current of national affairs. The answer is simple. There were, in the first place, constitutional reasons. The Congress of the United States had to make all needful rules for the government of the territories, the District of Columbia, the forts and other property under national authority; so it was compelled to determine whether slavery should exist in the places subject to its jurisdiction. Upon Congress was also conferred the power of admitting new states; whenever a territory asked for admission, the issue could be raised as to whether slavery should be sanctioned or excluded. Under the Constitution, provision was made for the return of runaway slaves; Congress had the power to enforce this clause by appropriate legislation. Since the control of the post office was vested in the federal government, it had to face the problem raised by the transmission of abolition literature through the mails. Finally citizens had the right of petition; it inheres in all free government and it is expressly guaranteed by the first amendment to the Constitution. It was therefore legal for abolitionists to present to Congress their petitions, even if they asked for something which it had no right to grant. It was thus impossible, constitutionally, to draw a cordon around the slavery issue and confine the discussion of it to state politics.

National Aspects of Slavery.—One might wonder why slavery, which was originally based on state law and governed by state authority, became a national issue. The answer is straightforward. First, there were constitutional reasons. The U.S. Congress was responsible for creating all necessary rules for governing territories, the District of Columbia, military bases, and other properties under national control; this meant it had to decide whether slavery would be permitted in these areas. Congress was also given the authority to admit new states; whenever a territory sought admission, the question arose whether slavery would be allowed or banned. The Constitution included provisions for the return of runaway slaves, and Congress had the power to enforce this through appropriate legislation. Since the federal government controlled the post office, it had to address issues related to the distribution of abolitionist materials through the mail. Additionally, citizens had the right to petition; this is inherent in all free governments and is specifically guaranteed by the First Amendment to the Constitution. Therefore, it was legal for abolitionists to submit petitions to Congress, even if they requested something that Congress had no obligation to grant. Consequently, it was constitutionally impossible to isolate the slavery issue and limit its discussion to state politics.

There were, in the second place, economic reasons why slavery was inevitably drawn into the national sphere. It was the basis of the planting system which had direct commercial relations with the North and European countries; it was affected by federal laws respecting tariffs, bounties, ship subsidies, banking, and kindred matters. The planters of the South, almost without exception, looked upon the protective tariff as a tribute laid upon them for the benefit of Northern industries. As heavy borrowers of money in the North, they were generally in favor of "easy money," if not paper currency, as an aid in the repayment of their debts. This threw most of them into opposition to the Whig program for a United States Bank. All financial aids to American shipping they stoutly resisted, preferring to rely upon the cheaper service rendered by English shippers. Internal improvements, those substantial ties that were binding the West to the East and turning the traffic from New Orleans to Philadelphia and New York, they viewed with alarm. Free homesteads from the public lands, which tended to overbalance the South by building free states, became to them a measure dangerous to their interests. Thus national economic policies, which could not by any twist or turn be confined to state control, drew the slave system and its defenders into the political conflict that centered at Washington.

There were also economic reasons why slavery inevitably became a national issue. It formed the foundation of the plantation system, which had direct commercial ties with the North and European countries; it was impacted by federal laws concerning tariffs, bounties, ship subsidies, banking, and related matters. The Southern planters, almost without exception, saw the protective tariff as a tax on them to benefit Northern industries. As heavy borrowers from the North, they generally supported "easy money," if not paper currency, to help repay their debts. This put most of them against the Whig proposal for a United States Bank. They strongly resisted any financial aid for American shipping, preferring to depend on the cheaper services provided by English shippers. They were alarmed by internal improvements, which were strengthening ties between the West and the East and shifting trade from New Orleans to Philadelphia and New York. Free land from the public lands, which could tip the balance against the South by creating more free states, was viewed as a threat to their interests. Thus, national economic policies, which couldn't be restricted to state control, pulled the slave system and its supporters into the political conflict centered in Washington.

Slavery and the Territories—the Missouri Compromise (1820).—Though men continually talked about "taking slavery out of politics," it could not be done. By 1818 slavery had become so entrenched and the anti-slavery sentiment so strong, that Missouri's quest for admission brought both houses of Congress into a deadlock that was broken only by compromise. The South, having half the Senators, could prevent the admission of Missouri stripped of slavery; and the North, powerful in the House of Representatives, could keep Missouri with slavery out of the union indefinitely. An adjustment of pretensions was the last resort. Maine, separated from the parent state of Massachusetts, was brought into the union with freedom and Missouri with bondage. At the same time it was agreed that the remainder of the vast Louisiana territory north of the parallel of 36° 30' should be, like the old Northwest, forever free; while the southern portion was left to slavery. In reality this was an immense gain for liberty. The area dedicated to free farmers was many times greater than that left to the planters. The principle was once more asserted that Congress had full power to prevent slavery in the territories.

Slavery and the Territories—the Missouri Compromise (1820).—Even though people kept saying they wanted to "take slavery out of politics," it just wasn’t possible. By 1818, slavery had become deeply established and anti-slavery feelings were very strong, so Missouri's attempt to join the Union led to a standoff in Congress that was only resolved through compromise. The South, holding half of the Senate seats, could block Missouri’s admission if it was free of slavery, while the North, with its influence in the House of Representatives, could keep Missouri as a slave state out of the Union indefinitely. The last option was to make a compromise. Maine, split from Massachusetts, was admitted to the Union as a free state, while Missouri was allowed in as a slave state. At the same time, it was agreed that the rest of the vast Louisiana territory north of the 36° 30' line would be free, just like the old Northwest, while the southern part would remain a slave area. In reality, this was a significant win for freedom. The land set aside for free farmers was much larger than what was designated for the planters. The principle that Congress had the full power to prevent slavery in the territories was reaffirmed once again.

The Missouri Compromise
The Missouri Compromise

The Territorial Question Reopened by the Wilmot Proviso.—To the Southern leaders, the annexation of Texas and the conquest of Mexico meant renewed security to the planting interest against the increasing wealth and population of the North. Texas, it was said, could be divided into four slave states. The new territories secured by the treaty of peace with Mexico contained the promise of at least three more. Thus, as each new free soil state knocked for admission into the union, the South could demand as the price of its consent a new slave state. No wonder Southern statesmen saw, in the annexation of Texas and the conquest of Mexico, slavery and King Cotton triumphant—secure for all time against adverse legislation. Northern leaders were equally convinced that the Southern prophecy was true. Abolitionists and moderate opponents of slavery alike were in despair. Texas, they lamented, would fasten slavery upon the country forevermore. "No living man," cried one, "will see the end of slavery in the United States!"

The Territorial Question Reopened by the Wilmot Proviso.—For Southern leaders, the annexation of Texas and the conquest of Mexico represented renewed security for the plantation economy against the growing wealth and population of the North. They argued that Texas could be split into four slave states. The new territories acquired through the peace treaty with Mexico promised at least three additional states. So, every time a new free soil state sought admission into the union, the South could demand a new slave state in return for their approval. It’s no surprise that Southern politicians viewed the annexation of Texas and the conquest of Mexico as a victory for slavery and King Cotton—secure against any future anti-slavery laws. Northern leaders were equally convinced that the Southern prediction was accurate. Abolitionists and moderate opponents of slavery were both in distress. They mourned that Texas would cement slavery in the country forever. "No living man," exclaimed one, "will see the end of slavery in the United States!"

It so happened, however, that the events which, it was thought, would secure slavery let loose a storm against it. A sign appeared first on August 6, 1846, only a few months after war was declared on Mexico. On that day, David Wilmot, a Democrat from Pennsylvania, introduced into the House of Representatives a resolution to the effect that, as an express and fundamental condition to the acquisition of any territory from the republic of Mexico, slavery should be forever excluded from every part of it. "The Wilmot Proviso," as the resolution was popularly called, though defeated on that occasion, was a challenge to the South.

It so happened, however, that the events which were expected to protect slavery instead provoked a backlash against it. A significant moment occurred on August 6, 1846, just a few months after war was declared on Mexico. On that day, David Wilmot, a Democrat from Pennsylvania, introduced a resolution in the House of Representatives stating that as a key condition for acquiring any territory from Mexico, slavery should be permanently excluded from all parts of it. "The Wilmot Proviso," as it became known, although defeated at the time, posed a challenge to the South.

The South answered the challenge. Speaking in the House of Representatives, Robert Toombs of Georgia boldly declared: "In the presence of the living God, if by your legislation you seek to drive us from the territories of California and New Mexico ... I am for disunion." South Carolina announced that the day for talk had passed and the time had come to join her sister states "in resisting the application of the Wilmot Proviso at any and all hazards." A conference, assembled at Jackson, Mississippi, in the autumn of 1849, called a general convention of Southern states to meet at Nashville the following summer. The avowed purpose was to arrest "the course of aggression" and, if that was not possible, to provide "in the last resort for their separate welfare by the formation of a compact and union that will afford protection to their liberties and rights." States that had spurned South Carolina's plea for nullification in 1832 responded to this new appeal with alacrity—an augury of the secession to come.

The South responded to the challenge. Speaking in the House of Representatives, Robert Toombs of Georgia boldly stated, "In the presence of the living God, if you try to push us out of the territories of California and New Mexico through your laws ... I am for breaking apart." South Carolina declared that the time for talking was over and it was time to stand with its sister states "in resisting the application of the Wilmot Proviso at any and all costs." A conference held in Jackson, Mississippi, in the fall of 1849 called for a general convention of Southern states to gather in Nashville the following summer. The stated goal was to stop "the course of aggression" and, if that wasn't possible, to make plans "in the last resort for their separate well-being by forming a pact and union that would protect their freedoms and rights." States that had rejected South Carolina's request for nullification in 1832 eagerly responded to this new call—an omen of the secession that was to come.

Henry Clay
From a vintage print
Henry Clay

The Great Debate of 1850.—The temper of the country was white hot when Congress convened in December, 1849. It was a memorable session, memorable for the great men who took part in the debates and memorable for the grand Compromise of 1850 which it produced. In the Senate sat for the last time three heroic figures: Webster from the North, Calhoun from the South, and Clay from a border state. For nearly forty years these three had been leaders of men. All had grown old and gray in service. Calhoun was already broken in health and in a few months was to be borne from the political arena forever. Clay and Webster had but two more years in their allotted span.

The Great Debate of 1850.—The mood of the country was intense when Congress met in December 1849. It was an unforgettable session, notable for the influential figures who participated in the debates and for the important Compromise of 1850 that it led to. In the Senate sat for the last time three legendary leaders: Webster from the North, Calhoun from the South, and Clay from a border state. For nearly forty years, these three had been at the forefront of politics. All had aged significantly in their service. Calhoun was already in poor health and was soon to exit the political scene for good. Clay and Webster had just two more years left in their political careers.

Experience, learning, statecraft—all these things they now marshaled in a mighty effort to solve the slavery problem. On January 29, 1850, Clay offered to the Senate a compromise granting concessions to both sides; and a few days later, in a powerful oration, he made a passionate appeal for a union of hearts through mutual sacrifices. Calhoun relentlessly demanded the full measure of justice for the South: equal rights in the territories bought by common blood; the return of runaway slaves as required by the Constitution; the suppression of the abolitionists; and the restoration of the balance of power between the North and the South. Webster, in his notable "Seventh of March speech," condemned the Wilmot Proviso, advocated a strict enforcement of the fugitive slave law, denounced the abolitionists, and made a final plea for the Constitution, union, and liberty. This was the address which called forth from Whittier the poem, "Ichabod," deploring the fall of the mighty one whom he thought lost to all sense of faith and honor.

Experience, learning, governance—all these elements came together in a major effort to address the issue of slavery. On January 29, 1850, Clay presented the Senate with a compromise that made concessions to both sides; a few days later, he delivered a powerful speech, passionately urging for a unity of hearts through mutual sacrifices. Calhoun persistently demanded full justice for the South: equal rights in the territories acquired through shared sacrifice; the return of escaped slaves as dictated by the Constitution; the suppression of abolitionists; and the restoration of balance of power between the North and the South. Webster, in his famous "Seventh of March speech," criticized the Wilmot Proviso, called for strict enforcement of the fugitive slave law, denounced abolitionists, and made a final appeal for the Constitution, unity, and freedom. This was the speech that inspired Whittier’s poem, "Ichabod," lamenting the decline of the great leader whom he believed had lost all sense of faith and honor.

The Terms of the Compromise of 1850.—When the debates were closed, the results were totaled in a series of compromise measures, all of which were signed in September, 1850, by the new President, Millard Fillmore, who had taken office two months before on the death of Zachary Taylor. By these acts the boundaries of Texas were adjusted and the territory of New Mexico created, subject to the provision that all or any part of it might be admitted to the union "with or without slavery as their constitution may provide at the time of their admission." The Territory of Utah was similarly organized with the same conditions as to slavery, thus repudiating the Wilmot Proviso without guaranteeing slavery to the planters. California was admitted as a free state under a constitution in which the people of the territory had themselves prohibited slavery.

The Terms of the Compromise of 1850.—When the debates concluded, the results were summarized in a series of compromise measures, all of which were signed in September 1850 by the new President, Millard Fillmore, who had taken office two months earlier following the death of Zachary Taylor. Through these acts, the boundaries of Texas were adjusted, and the territory of New Mexico was established, with the provision that all or any part of it could be admitted to the union "with or without slavery as their constitution may provide at the time of their admission." The Territory of Utah was organized similarly with the same conditions regarding slavery, thereby rejecting the Wilmot Proviso without guaranteeing slavery to the planters. California was admitted as a free state under a constitution that the people of the territory had prohibited slavery in themselves.

The slave trade was abolished in the District of Columbia, but slavery itself existed as before at the capital of the nation. This concession to anti-slavery sentiment was more than offset by a fugitive slave law, drastic in spirit and in letter. It placed the enforcement of its terms in the hands of federal officers appointed from Washington and so removed it from the control of authorities locally elected. It provided that masters or their agents, on filing claims in due form, might summarily remove their escaped slaves without affording their "alleged fugitives" the right of trial by jury, the right to witness, the right to offer any testimony in evidence. Finally, to "put teeth" into the act, heavy penalties were prescribed for all who obstructed or assisted in obstructing the enforcement of the law. Such was the Great Compromise of 1850.

The slave trade was banned in the District of Columbia, but slavery itself remained unchanged in the nation's capital. This concession to anti-slavery sentiment was more than countered by a fugitive slave law that was harsh in both its intent and its language. It put the enforcement of this law in the hands of federal officers appointed from Washington, removing control from locally elected officials. It stated that masters or their agents, upon submitting claims properly, could quickly take back their escaped slaves without giving their "alleged fugitives" the right to a jury trial, the right to testify, or the right to present any evidence. To "add enforcement power" to the act, strict penalties were established for anyone who interfered with or helped to obstruct the enforcement of the law. Such was the Great Compromise of 1850.

An Old Cartoon Representing Webster "Stealing Clay's Thunder"
An Old Cartoon Depicting Webster "Stealing Clay's Thunder"

The Pro-slavery Triumph in the Election of 1852.—The results of the election of 1852 seemed to show conclusively that the nation was weary of slavery agitation and wanted peace. Both parties, Whigs and Democrats, endorsed the fugitive slave law and approved the Great Compromise. The Democrats, with Franklin Pierce as their leader, swept the country against the war hero, General Winfield Scott, on whom the Whigs had staked their hopes. Even Webster, broken with grief at his failure to receive the nomination, advised his friends to vote for Pierce and turned away from politics to meditate upon approaching death. The verdict of the voters would seem to indicate that for the time everybody, save a handful of disgruntled agitators, looked upon Clay's settlement as the last word. "The people, especially the business men of the country," says Elson, "were utterly weary of the agitation and they gave their suffrages to the party that promised them rest." The Free Soil party, condemning slavery as "a sin against God and a crime against man," and advocating freedom for the territories, failed to carry a single state. In fact it polled fewer votes than it had four years earlier—156,000 as against nearly 3,000,000, the combined vote of the Whigs and Democrats. It is not surprising, therefore, that President Pierce, surrounded in his cabinet by strong Southern sympathizers, could promise to put an end to slavery agitation and to crush the abolition movement in the bud.

The Pro-slavery Triumph in the Election of 1852.—The results of the election of 1852 clearly indicated that the nation was tired of the slavery debate and wanted peace. Both the Whigs and Democrats supported the fugitive slave law and backed the Great Compromise. The Democrats, led by Franklin Pierce, won decisively against the war hero General Winfield Scott, on whom the Whigs had pinned their hopes. Even Webster, devastated by his failure to secure the nomination, advised his friends to vote for Pierce and stepped away from politics to reflect on his impending death. The voters' decision suggested that, for now, everyone except a few dissatisfied activists accepted Clay's compromise as final. "The people, especially the business community," said Elson, "were completely worn out by the conflict and chose the party that promised them peace." The Free Soil party, which denounced slavery as "a sin against God and a crime against man," and pushed for freedom in the territories, failed to win a single state. In fact, it received fewer votes than it had four years earlier—156,000 compared to nearly 3,000,000 from the combined Whig and Democratic votes. It's not surprising, then, that President Pierce, surrounded by strong Southern supporters in his cabinet, could promise to end the slavery debate and stifle the abolition movement right from the start.

Anti-slavery Agitation Continued.—The promise was more difficult to fulfill than to utter. In fact, the vigorous execution of one measure included in the Compromise—the fugitive slave law—only made matters worse. Designed as security for the planters, it proved a powerful instrument in their undoing. Slavery five hundred miles away on a Louisiana plantation was so remote from the North that only the strongest imagination could maintain a constant rage against it. "Slave catching," "man hunting" by federal officers on the streets of Philadelphia, New York, Boston, Chicago, or Milwaukee and in the hamlets and villages of the wide-stretching farm lands of the North was another matter. It brought the most odious aspects of slavery home to thousands of men and women who would otherwise have been indifferent to the system. Law-abiding business men, mechanics, farmers, and women, when they saw peaceful negroes, who had resided in their neighborhoods perhaps for years, torn away by federal officers and carried back to bondage, were transformed into enemies of the law. They helped slaves to escape; they snatched them away from officers who had captured them; they broke open jails and carried fugitives off to Canada.

Anti-slavery Agitation Continued.—The promise was harder to keep than to say. In fact, the strict enforcement of one part of the Compromise—the fugitive slave law—only made things worse. Meant to protect planters, it became a powerful tool against them. Slavery on a Louisiana plantation, five hundred miles away, felt so distant from the North that only the most vivid imagination could sustain ongoing anger about it. But "slave catching" and "man hunting" by federal officers in the streets of Philadelphia, New York, Boston, Chicago, or Milwaukee, and in the small towns and rural areas of the North, were a different story. This brought the most abhorrent aspects of slavery into the lives of thousands who would have otherwise ignored it. Law-abiding business people, mechanics, farmers, and women, when they witnessed peaceful Black individuals, who might have lived in their communities for years, being forcibly removed by federal officers and sent back into slavery, became enemies of the law. They aided escaped slaves; they rescued them from officers who had captured them; they broke into jails and helped fugitives flee to Canada.

Assistance to runaway slaves, always more or less common in the North, was by this time organized into a system. Regular routes, known as "underground railways," were laid out across the free states into Canada, and trusted friends of freedom maintained "underground stations" where fugitives were concealed in the daytime between their long night journeys. Funds were raised and secret agents sent into the South to help negroes to flee. One negro woman, Harriet Tubman, "the Moses of her people," with headquarters at Philadelphia, is accredited with nineteen invasions into slave territory and the emancipation of three hundred negroes. Those who worked at this business were in constant peril. One underground operator, Calvin Fairbank, spent nearly twenty years in prison for aiding fugitives from justice. Yet perils and prisons did not stay those determined men and women who, in obedience to their consciences, set themselves to this lawless work.

Assistance to runaway slaves, which had always been somewhat common in the North, was by this time organized into a system. Regular routes, known as "underground railroads," were established across the free states into Canada, and trusted advocates for freedom maintained "underground stations" where fugitives were hidden during the day between their long night journeys. Funds were raised and secret agents were sent into the South to help Black people escape. One Black woman, Harriet Tubman, "the Moses of her people," who operated out of Philadelphia, is credited with nineteen missions into slave territory and the liberation of three hundred individuals. Those who participated in this effort were in constant danger. One underground operator, Calvin Fairbank, spent nearly twenty years in prison for helping fugitives. Yet the risks and imprisonment did not deter those determined men and women who, guided by their consciences, devoted themselves to this illegal work.

Harriet Beecher Stowe
Harriet Beecher Stowe

From thrilling stories of adventure along the underground railways came some of the scenes and themes of the novel by Harriet Beecher Stowe, "Uncle Tom's Cabin," published two years after the Compromise of 1850. Her stirring tale set forth the worst features of slavery in vivid word pictures that caught and held the attention of millions of readers. Though the book was unfair to the South and was denounced as a hideous distortion of the truth, it was quickly dramatized and played in every city and town throughout the North. Topsy, Little Eva, Uncle Tom, the fleeing slave, Eliza Harris, and the cruel slave driver, Simon Legree, with his baying blood hounds, became living specters in many a home that sought to bar the door to the "unpleasant and irritating business of slavery agitation."

From exciting tales of adventure along the underground railways came some of the scenes and themes of Harriet Beecher Stowe's novel, "Uncle Tom's Cabin," published two years after the Compromise of 1850. Her powerful story highlighted the worst aspects of slavery in vivid depictions that captured and held the attention of millions of readers. Although the book was biased against the South and criticized as a terrible distortion of the truth, it was quickly adapted for the stage and performed in cities and towns across the North. Topsy, Little Eva, Uncle Tom, the escaping slave Eliza Harris, and the cruel slave owner Simon Legree, with his barking bloodhounds, became real figures in many homes that tried to shut out the "unpleasant and irritating issue of slavery agitation."

The Course of Events Leading to the Unstoppable Conflict

Repeal of the Missouri Compromise.—To practical men, after all, the "rub-a-dub" agitation of a few abolitionists, an occasional riot over fugitive slaves, and the vogue of a popular novel seemed of slight or transient importance. They could point with satisfaction to the election returns of 1852; but their very security was founded upon shifting sands. The magnificent triumph of the pro-slavery Democrats in 1852 brought a turn in affairs that destroyed the foundations under their feet. Emboldened by their own strength and the weakness of their opponents, they now dared to repeal the Missouri Compromise. The leader in this fateful enterprise was Stephen A. Douglas, Senator from Illinois, and the occasion for the deed was the demand for the organization of territorial government in the regions west of Iowa and Missouri.

Repeal of the Missouri Compromise.—To practical people, the agitation from a few abolitionists, occasional riots over runaway slaves, and the popularity of a novel seemed unimportant and temporary. They could point to the election results of 1852 with satisfaction; however, their sense of security was built on unstable ground. The major victory of the pro-slavery Democrats in 1852 started a shift that undermined their position. Feeling empowered by their strength and the fragility of their rivals, they took bold steps to repeal the Missouri Compromise. The key figure in this significant action was Stephen A. Douglas, the Senator from Illinois, and the reason for this move was the demand for establishing a territorial government in the areas west of Iowa and Missouri.

Douglas, like Clay and Webster before him, was consumed by a strong passion for the presidency, and, to reach his goal, it was necessary to win the support of the South. This he undoubtedly sought to do when he introduced on January 4, 1854, a bill organizing the Nebraska territory on the principle of the Compromise of 1850; namely, that the people in the territory might themselves decide whether they would have slavery or not. Unwittingly the avalanche was started.

Douglas, like Clay and Webster before him, was driven by a deep desire for the presidency, and to achieve his goal, he needed to gain the support of the South. He certainly aimed to do this when he introduced a bill on January 4, 1854, to organize the Nebraska territory based on the principle of the Compromise of 1850; specifically, that the people in the territory could decide for themselves whether to allow slavery. Unintentionally, this set off a chain reaction.

After a stormy debate, in which important amendments were forced on Douglas, the Kansas-Nebraska Bill became a law on May 30, 1854. The measure created two territories, Kansas and Nebraska, and provided that they, or territories organized out of them, could come into the union as states "with or without slavery as their constitutions may prescribe at the time of their admission." Not content with this, the law went on to declare the Missouri Compromise null and void as being inconsistent with the principle of non-intervention by Congress with slavery in the states and territories. Thus by a single blow the very heart of the continent, dedicated to freedom by solemn agreement, was thrown open to slavery. A desperate struggle between slave owners and the advocates of freedom was the outcome in Kansas.

After a heated debate, during which Douglas was forced to accept significant amendments, the Kansas-Nebraska Bill became law on May 30, 1854. This legislation created two territories, Kansas and Nebraska, and allowed them, or any territories formed from them, to enter the union as states "with or without slavery as their constitutions may decide at the time of their admission." Not satisfied with this, the law also declared the Missouri Compromise null and void, stating it was inconsistent with the principle of non-intervention by Congress regarding slavery in the states and territories. As a result, a crucial part of the continent, which had been dedicated to freedom by formal agreement, was opened up to slavery. This led to a fierce conflict between slave owners and supporters of freedom in Kansas.

If Douglas fancied that the North would receive the overthrow of the Missouri Compromise in the same temper that it greeted Clay's settlement, he was rapidly disillusioned. A blast of rage, terrific in its fury, swept from Maine to Iowa. Staid old Boston hanged him in effigy with an inscription—"Stephen A. Douglas, author of the infamous Nebraska bill: the Benedict Arnold of 1854." City after city burned him in effigy until, as he himself said, he could travel from the Atlantic coast to Chicago in the light of the fires. Thousands of Whigs and Free-soil Democrats deserted their parties which had sanctioned or at least tolerated the Kansas-Nebraska Bill, declaring that the startling measure showed an evident resolve on the part of the planters to rule the whole country. A gage of defiance was thrown down to the abolitionists. An issue was set even for the moderate and timid who had been unmoved by the agitation over slavery in the Far South. That issue was whether slavery was to be confined within its existing boundaries or be allowed to spread without interference, thereby placing the free states in the minority and surrendering the federal government wholly to the slave power.

If Douglas thought that the North would react to the end of the Missouri Compromise like it did to Clay's settlement, he was quickly mistaken. A wave of intense anger washed over the region from Maine to Iowa. Staid old Boston hanged him in effigy with a sign reading, "Stephen A. Douglas, author of the infamous Nebraska bill: the Benedict Arnold of 1854." City after city burned him in effigy until, as he himself noted, he could travel from the Atlantic coast to Chicago by the light of those fires. Thousands of Whigs and Free-soil Democrats left their parties, which had endorsed or at least accepted the Kansas-Nebraska Bill, stating that this shocking measure clearly showed the planters' intention to dominate the entire country. A challenge was thrown down to the abolitionists. A decisive issue arose even for those who had been indifferent to the slavery debates in the Far South. That issue was whether slavery would be restricted within its current boundaries or allowed to expand unchecked, which would put the free states in the minority and completely hand over the federal government to the slaveholding interests.

The Rise of the Republican Party.—Events of terrible significance, swiftly following, drove the country like a ship before a gale straight into civil war. The Kansas-Nebraska Bill rent the old parties asunder and called into being the Republican party. While that bill was pending in Congress, many Northern Whigs and Democrats had come to the conclusion that a new party dedicated to freedom in the territories must follow the repeal of the Missouri Compromise. Several places claim to be the original home of the Republican party; but historians generally yield it to Wisconsin. At Ripon in that state, a mass meeting of Whigs and Democrats assembled in February, 1854, and resolved to form a new party if the Kansas-Nebraska Bill should pass. At a second meeting a fusion committee representing Whigs, Free Soilers, and Democrats was formed and the name Republican—the name of Jefferson's old party—was selected. All over the country similar meetings were held and political committees were organized.

The Rise of the Republican Party.—Events of great importance quickly unfolded, pushing the country like a ship caught in a storm straight into civil war. The Kansas-Nebraska Bill split the old parties apart and led to the creation of the Republican Party. While that bill was under consideration in Congress, many Northern Whigs and Democrats came to believe that a new party focused on freedom in the territories was necessary after the repeal of the Missouri Compromise. Several locations claim to be the birthplace of the Republican Party, but most historians commonly credit Wisconsin. In Ripon, Wisconsin, a mass meeting of Whigs and Democrats took place in February 1854, where they resolved to form a new party if the Kansas-Nebraska Bill passed. At a second meeting, a coalition committee representing Whigs, Free Soilers, and Democrats was established, and they chose the name Republican—the name of Jefferson's original party. Similar meetings were held across the country, and political committees were formed.

When the presidential campaign of 1856 began the Republicans entered the contest. After a preliminary conference in Pittsburgh in February, they held a convention in Philadelphia at which was drawn up a platform opposing the extension of slavery to the territories. John C. Frémont, the distinguished explorer, was named for the presidency. The results of the election were astounding as compared with the Free-soil failure of the preceding election. Prominent men like Longfellow, Washington Irving, William Cullen Bryant, Ralph Waldo Emerson, and George William Curtis went over to the new party and 1,341,264 votes were rolled up for "free labor, free speech, free men, free Kansas, and Frémont." Nevertheless the victory of the Democrats was decisive. Their candidate, James Buchanan of Pennsylvania, was elected by a majority of 174 to 114 electoral votes.

When the presidential campaign of 1856 started, the Republicans joined the race. After an initial meeting in Pittsburgh in February, they held a convention in Philadelphia where they created a platform opposing the spread of slavery into the territories. John C. Frémont, the distinguished explorer, was nominated for president. The election results were surprising compared to the Free-soil defeat in the previous election. Notable figures like Longfellow, Washington Irving, William Cullen Bryant, Ralph Waldo Emerson, and George William Curtis joined the new party, and 1,341,264 votes were cast for "free labor, free speech, free men, free Kansas, and Frémont." However, the Democrats won decisively. Their candidate, James Buchanan of Pennsylvania, was elected with a majority of 174 to 114 electoral votes.

Slave and Free Soil on Eve of Civil War
Slave and Free States on the Brink of the Civil War

The Dred Scott Decision (1857).—In his inaugural, Buchanan vaguely hinted that in a forthcoming decision the Supreme Court would settle one of the vital questions of the day. This was a reference to the Dred Scott case then pending. Scott was a slave who had been taken by his master into the upper Louisiana territory, where freedom had been established by the Missouri Compromise, and then carried back into his old state of Missouri. He brought suit for his liberty on the ground that his residence in the free territory made him free. This raised the question whether the law of Congress prohibiting slavery north of 36° 30' was authorized by the federal Constitution or not. The Court might have avoided answering it by saying that even though Scott was free in the territory, he became a slave again in Missouri by virtue of the law of that state. The Court, however, faced the issue squarely. It held that Scott had not been free anywhere and that, besides, the Missouri Compromise violated the Constitution and was null and void.

The Dred Scott Decision (1857).—In his inaugural speech, Buchanan vaguely suggested that the Supreme Court would soon address one of the key issues of the time. This referred to the Dred Scott case that was still pending. Scott was an enslaved person who had been taken by his owner into the upper Louisiana territory, where freedom was established by the Missouri Compromise, and then brought back to his previous state of Missouri. He filed a lawsuit for his freedom, arguing that his time in the free territory made him a free man. This raised the question of whether the law passed by Congress that prohibited slavery north of 36° 30' was allowed by the federal Constitution. The Court could have sidestepped the issue by stating that even though Scott was free in the territory, he reverted to being enslaved in Missouri due to that state's laws. However, the Court confronted the issue directly. It ruled that Scott had never been free anywhere and that, furthermore, the Missouri Compromise was unconstitutional and therefore invalid.

The decision was a triumph for the South. It meant that Congress after all had no power to abolish slavery in the territories. Under the decree of the highest court in the land, that could be done only by an amendment to the Constitution which required a two-thirds vote in Congress and the approval of three-fourths of the states. Such an amendment was obviously impossible—the Southern states were too numerous; but the Republicans were not daunted. "We know," said Lincoln, "the Court that made it has often overruled its own decisions and we shall do what we can to have it overrule this." Legislatures of Northern states passed resolutions condemning the decision and the Republican platform of 1860 characterized the dogma that the Constitution carried slavery into the territories as "a dangerous political heresy at variance with the explicit provisions of that instrument itself ... with legislative and judicial precedent ... revolutionary in tendency and subversive of the peace and harmony of the country."

The decision was a win for the South. It meant that Congress, after all, had no power to end slavery in the territories. According to the ruling of the highest court in the country, that could only be done through an amendment to the Constitution, which needed a two-thirds vote in Congress and the approval of three-fourths of the states. Such an amendment was clearly impossible—the Southern states were too numerous; but the Republicans weren't discouraged. "We know," Lincoln said, "the Court that made it has often reversed its own decisions, and we will do what we can to get it to overturn this one." Legislatures of Northern states passed resolutions condemning the decision, and the Republican platform of 1860 characterized the belief that the Constitution allowed slavery in the territories as "a dangerous political heresy at odds with the explicit provisions of that document itself ... with legislative and judicial precedent ... revolutionary in nature and undermining the peace and harmony of the country."

The Panic of 1857.—In the midst of the acrimonious dispute over the Dred Scott decision, came one of the worst business panics which ever afflicted the country. In the spring and summer of 1857, fourteen railroad corporations, including the Erie, Michigan Central, and the Illinois Central, failed to meet their obligations; banks and insurance companies, some of them the largest and strongest institutions in the North, closed their doors; stocks and bonds came down in a crash on the markets; manufacturing was paralyzed; tens of thousands of working people were thrown out of employment; "hunger meetings" of idle men were held in the cities and banners bearing the inscription, "We want bread," were flung out. In New York, working men threatened to invade the Council Chamber to demand "work or bread," and the frightened mayor called for the police and soldiers. For this distressing state of affairs many remedies were offered; none with more zeal and persistence than the proposal for a higher tariff to take the place of the law of March, 1857, a Democratic measure making drastic reductions in the rates of duty. In the manufacturing districts of the North, the panic was ascribed to the "Democratic assault on business." So an old issue was again vigorously advanced, preparatory to the next presidential campaign.

The Panic of 1857.—During the heated conflict over the Dred Scott decision, one of the worst economic crises in the country’s history struck. In the spring and summer of 1857, fourteen railroad companies, including Erie, Michigan Central, and Illinois Central, failed to meet their obligations; banks and insurance companies, some of the largest and most powerful in the North, shut down; stocks and bonds plummeted in a market crash; manufacturing ground to a halt; tens of thousands of workers lost their jobs; "hunger meetings" for unemployed men were held in cities, and banners reading "We want bread" were raised. In New York, workers threatened to storm the Council Chamber to demand "work or bread," prompting the scared mayor to call in police and soldiers. Many solutions were proposed for this troubling situation; none more vigorously than the call for a higher tariff to replace the law of March 1857, a Democratic measure that drastically cut duty rates. In the manufacturing regions of the North, the panic was blamed on the "Democratic attack on business." So, an old issue was once again thrust into the spotlight, gearing up for the next presidential campaign.

The Lincoln-Douglas Debates.—The following year the interest of the whole country was drawn to a series of debates held in Illinois by Lincoln and Douglas, both candidates for the United States Senate. In the course of his campaign Lincoln had uttered his trenchant saying that "a house divided against itself cannot stand. I believe this government cannot endure permanently half slave and half free." At the same time he had accused Douglas, Buchanan, and the Supreme Court of acting in concert to make slavery national. This daring statement arrested the attention of Douglas, who was making his campaign on the doctrine of "squatter sovereignty;" that is, the right of the people of each territory "to vote slavery up or down." After a few long-distance shots at each other, the candidates agreed to meet face to face and discuss the issues of the day. Never had such crowds been seen at political meetings in Illinois. Farmers deserted their plows, smiths their forges, and housewives their baking to hear "Honest Abe" and "the Little Giant."

The Lincoln-Douglas Debates.—The following year, the entire country was focused on a series of debates in Illinois between Lincoln and Douglas, both candidates for the United States Senate. During his campaign, Lincoln famously stated that "a house divided against itself cannot stand. I believe this government cannot endure permanently half slave and half free." At the same time, he accused Douglas, Buchanan, and the Supreme Court of working together to make slavery a national institution. This bold statement caught the attention of Douglas, who was campaigning on the idea of "squatter sovereignty;" that is, the right of the people in each territory "to vote slavery up or down." After exchanging a few verbal jabs, the candidates agreed to meet in person to discuss the issues of the day. Never before had such crowds attended political meetings in Illinois. Farmers left their plows, blacksmiths their forges, and housewives their baking to listen to "Honest Abe" and "the Little Giant."

The results of the series of debates were momentous. Lincoln clearly defined his position. The South, he admitted, was entitled under the Constitution to a fair, fugitive slave law. He hoped that there might be no new slave states; but he did not see how Congress could exclude the people of a territory from admission as a state if they saw fit to adopt a constitution legalizing the ownership of slaves. He favored the gradual abolition of slavery in the District of Columbia and the total exclusion of it from the territories of the United States by act of Congress.

The results of the series of debates were significant. Lincoln clearly expressed his views. The South, he acknowledged, had the right under the Constitution to a fair fugitive slave law. He hoped there wouldn't be any new slave states; however, he didn't think Congress could prevent the people of a territory from becoming a state if they chose to create a constitution legalizing slavery. He supported the gradual abolition of slavery in the District of Columbia and the complete ban of it from the territories of the United States by an act of Congress.

Moreover, he drove Douglas into a hole by asking how he squared "squatter sovereignty" with the Dred Scott decision; how, in other words, the people of a territory could abolish slavery when the Court had declared that Congress, the superior power, could not do it under the Constitution? To this baffling question Douglas lamely replied that the inhabitants of a territory, by "unfriendly legislation," might make property in slaves insecure and thus destroy the institution. This answer to Lincoln's query alienated many Southern Democrats who believed that the Dred Scott decision settled the question of slavery in the territories for all time. Douglas won the election to the Senate; but Lincoln, lifted into national fame by the debates, beat him in the campaign for President two years later.

Moreover, he cornered Douglas by asking how he reconciled "squatter sovereignty" with the Dred Scott decision; in other words, how could the people of a territory abolish slavery when the Court had declared that Congress, the higher authority, couldn't do it under the Constitution? To this confusing question, Douglas weakly replied that the residents of a territory, through "unfriendly legislation," could make slave ownership unstable and thereby undermine the institution. This response to Lincoln's question alienated many Southern Democrats who believed that the Dred Scott decision had permanently resolved the question of slavery in the territories. Douglas won the Senate election; however, Lincoln, gaining national fame from the debates, defeated him in the presidential campaign two years later.

John Brown's Raid.—To the abolitionists the line of argument pursued by Lincoln, including his proposal to leave slavery untouched in the states where it existed, was wholly unsatisfactory. One of them, a grim and resolute man, inflamed by a hatred for slavery in itself, turned from agitation to violence. "These men are all talk; what is needed is action—action!" So spoke John Brown of New York. During the sanguinary struggle in Kansas he hurried to the frontier, gun and dagger in hand, to help drive slave owners from the free soil of the West. There he committed deeds of such daring and cruelty that he was outlawed and a price put upon his head. Still he kept on the path of "action." Aided by funds from Northern friends, he gathered a small band of his followers around him, saying to them: "If God be for us, who can be against us?" He went into Virginia in the autumn of 1859, hoping, as he explained, "to effect a mighty conquest even though it be like the last victory of Samson." He seized the government armory at Harper's Ferry, declared free the slaves whom he found, and called upon them to take up arms in defense of their liberty. His was a hope as forlorn as it was desperate. Armed forces came down upon him and, after a hard battle, captured him. Tried for treason, Brown was condemned to death. The governor of Virginia turned a deaf ear to pleas for clemency based on the ground that the prisoner was simply a lunatic. "This is a beautiful country," said the stern old Brown glancing upward to the eternal hills on his way to the gallows, as calmly as if he were returning home from a long journey. "So perish all such enemies of Virginia. All such enemies of the Union. All such foes of the human race," solemnly announced the executioner as he fulfilled the judgment of the law.

John Brown's Raid.—To abolitionists, Lincoln's approach, which included his idea to leave slavery alone in states where it existed, was completely unsatisfactory. One of them, a grim and determined man fueled by a hatred for slavery itself, shifted from words to violence. "These people are all talk; what we need is action—action!" So declared John Brown of New York. During the bloody conflict in Kansas, he rushed to the frontier, armed with a gun and a dagger, to help drive slave owners from the free land of the West. There, he committed acts of such bravery and brutality that he was declared an outlaw and a bounty was placed on his head. Nevertheless, he continued down the path of "action." Supported by funds from friends in the North, he gathered a small group of followers, telling them, "If God is with us, who can be against us?" He entered Virginia in the fall of 1859, hoping, as he stated, "to achieve a great victory even if it resembles Samson's last triumph." He took over the government armory at Harper's Ferry, freed the slaves he encountered, and urged them to take up arms for their freedom. His hope was as desperate as it was unlikely. Armed forces descended upon him, and after a fierce battle, he was captured. Tried for treason, Brown was sentenced to death. The governor of Virginia ignored pleas for mercy based on the claim that the prisoner was merely insane. "This is a beautiful country," said the stern old Brown, looking up at the eternal hills on his way to the gallows, as calmly as if he were returning home from a long trip. "So perish all such enemies of Virginia. All such enemies of the Union. All such foes of the human race," announced the executioner solemnly as he carried out the sentence of the law.

The raid and its grim ending deeply moved the country. Abolitionists looked upon Brown as a martyr and tolled funeral bells on the day of his execution. Longfellow wrote in his diary: "This will be a great day in our history; the date of a new revolution as much needed as the old one." Jefferson Davis saw in the affair "the invasion of a state by a murderous gang of abolitionists bent on inciting slaves to murder helpless women and children"—a crime for which the leader had met a felon's death. Lincoln spoke of the raid as absurd, the deed of an enthusiast who had brooded over the oppression of a people until he fancied himself commissioned by heaven to liberate them—an attempt which ended in "little else than his own execution." To Republican leaders as a whole, the event was very embarrassing. They were taunted by the Democrats with responsibility for the deed. Douglas declared his "firm and deliberate conviction that the Harper's Ferry crime was the natural, logical, inevitable result of the doctrines and teachings of the Republican party." So persistent were such attacks that the Republicans felt called upon in 1860 to denounce Brown's raid "as among the gravest of crimes."

The raid and its grim outcome deeply affected the nation. Abolitionists viewed Brown as a martyr and rang funeral bells on the day of his execution. Longfellow wrote in his diary: "This will be a significant day in our history; the start of a new revolution as necessary as the old one." Jefferson Davis saw the event as "the invasion of a state by a murderous gang of abolitionists aiming to incite slaves to kill helpless women and children"—a crime for which the leader faced a criminal's death. Lincoln described the raid as absurd, the act of an enthusiast who had obsessed over the oppression of a people until he believed he was chosen by heaven to free them—an endeavor that resulted in "nothing more than his own execution." For Republican leaders overall, the incident was quite embarrassing. They were mocked by the Democrats for their association with the act. Douglas expressed his "firm and deliberate conviction that the Harper's Ferry crime was the natural, logical, inevitable result of the doctrines and teachings of the Republican party." The attacks were so relentless that the Republicans felt compelled in 1860 to condemn Brown's raid "as one of the gravest of crimes."

The Democrats Divided.—When the Democratic convention met at Charleston in the spring of 1860, a few months after Brown's execution, it soon became clear that there was danger ahead. Between the extreme slavery advocates of the Far South and the so-called pro-slavery Democrats of the Douglas type, there was a chasm which no appeals to party loyalty could bridge. As the spokesman of the West, Douglas knew that, while the North was not abolitionist, it was passionately set against an extension of slavery into the territories by act of Congress; that squatter sovereignty was the mildest kind of compromise acceptable to the farmers whose votes would determine the fate of the election. Southern leaders would not accept his opinion. Yancey, speaking for Alabama, refused to palter with any plan not built on the proposition that slavery was in itself right. He taunted the Northern Democrats with taking the view that slavery was wrong, but that they could not do anything about it. That, he said, was the fatal error—the cause of all discord, the source of "Black Republicanism," as well as squatter sovereignty. The gauntlet was thus thrown down at the feet of the Northern delegates: "You must not apologize for slavery; you must declare it right; you must advocate its extension." The challenge, so bluntly put, was as bluntly answered. "Gentlemen of the South," responded a delegate from Ohio, "you mistake us. You mistake us. We will not do it."

The Democrats Divided.—When the Democratic convention convened in Charleston in the spring of 1860, a few months after Brown's execution, it quickly became obvious that challenges lay ahead. Between the extreme pro-slavery advocates of the Deep South and the so-called pro-slavery Democrats like Douglas, there was a divide that no amount of party loyalty could overcome. As the representative of the West, Douglas understood that while the North wasn’t abolitionist, it strongly opposed the expansion of slavery into the territories through congressional action; that squatter sovereignty was the mildest compromise acceptable to the farmers whose votes would decide the election's outcome. Southern leaders rejected his viewpoint. Yancey, speaking for Alabama, dismissed any plan that didn’t start from the belief that slavery was inherently right. He mocked the Northern Democrats for believing slavery was wrong but feeling powerless to change it. That, he claimed, was the fatal mistake—the root of all conflict, the source of "Black Republicanism," and squatter sovereignty. The challenge was laid directly at the feet of the Northern delegates: “You must not apologize for slavery; you must declare it right; you must advocate for its expansion.” The response to this blunt challenge was equally direct. "Gentlemen of the South," replied a delegate from Ohio, "you are mistaken. You are mistaken. We will not do it."

For ten days the Charleston convention wrangled over the platform and balloted for the nomination of a candidate. Douglas, though in the lead, could not get the two-thirds vote required for victory. For more than fifty times the roll of the convention was called without a decision. Then in sheer desperation the convention adjourned to meet later at Baltimore. When the delegates again assembled, their passions ran as high as ever. The division into two irreconcilable factions was unchanged. Uncompromising delegates from the South withdrew to Richmond, nominated John C. Breckinridge of Kentucky for President, and put forth a platform asserting the rights of slave owners in the territories and the duty of the federal government to protect them. The delegates who remained at Baltimore nominated Douglas and endorsed his doctrine of squatter sovereignty.

For ten days, the Charleston convention debated the platform and voted on a candidate. Douglas, despite being in the lead, couldn’t secure the two-thirds vote he needed to win. The convention called the roll over fifty times without reaching a decision. In a moment of frustration, they decided to adjourn to meet later in Baltimore. When the delegates gathered again, their emotions were as intense as ever. The split into two opposing factions remained unchanged. Uncompromising delegates from the South left for Richmond, nominated John C. Breckinridge of Kentucky for President, and presented a platform that asserted the rights of slave owners in the territories and the federal government's duty to protect them. The delegates who stayed in Baltimore nominated Douglas and supported his idea of squatter sovereignty.

The Constitutional Union Party.—While the Democratic party was being disrupted, a fragment of the former Whig party, known as the Constitutional Unionists, held a convention at Baltimore and selected national candidates: John Bell from Tennessee and Edward Everett from Massachusetts. A melancholy interest attached to this assembly. It was mainly composed of old men whose political views were those of Clay and Webster, cherished leaders now dead and gone. In their platform they sought to exorcise the evil spirit of partisanship by inviting their fellow citizens to "support the Constitution of the country, the union of the states, and the enforcement of the laws." The party that campaigned on this grand sentiment only drew laughter from the Democrats and derision from the Republicans and polled less than one-fourth the votes.

The Constitutional Union Party.—While the Democratic Party was falling apart, a group from the former Whig party, known as the Constitutional Unionists, held a convention in Baltimore and selected their national candidates: John Bell from Tennessee and Edward Everett from Massachusetts. This gathering carried a sense of sadness. It was mainly made up of older men whose political views aligned with those of Clay and Webster, esteemed leaders who had passed away. In their platform, they aimed to dispel the negative effects of partisanship by urging their fellow citizens to "support the Constitution of the country, the union of the states, and the enforcement of the laws." The party that campaigned on this noble idea only received laughter from the Democrats and ridicule from the Republicans, polling less than one-fourth of the votes.

The Republican Convention.—With the Whigs definitely forced into a separate group, the Republican convention at Chicago was fated to be sectional in character, although five slave states did send delegates. As the Democrats were split, the party that had led a forlorn hope four years before was on the high road to success at last. New and powerful recruits were found. The advocates of a high protective tariff and the friends of free homesteads for farmers and workingmen mingled with enthusiastic foes of slavery. While still firm in their opposition to slavery in the territories, the Republicans went on record in favor of a homestead law granting free lands to settlers and approved customs duties designed "to encourage the development of the industrial interests of the whole country." The platform was greeted with cheers which, according to the stenographic report of the convention, became loud and prolonged as the protective tariff and homestead planks were read.

The Republican Convention.—With the Whigs clearly separated into their own group, the Republican convention in Chicago was destined to be regional, even though five slave states did send delegates. As the Democrats were divided, the party that had been struggling four years earlier was finally on the path to success. New and influential supporters joined in. Proponents of a high protective tariff and supporters of free homesteads for farmers and workers came together with enthusiastic opponents of slavery. While remaining steadfast in their opposition to slavery in the territories, the Republicans officially endorsed a homestead law that provided free land to settlers and supported customs duties aimed "to promote the development of the industrial interests of the entire country." The platform received cheers which, according to the minutes of the convention, grew loud and enthusiastic as the protective tariff and homestead sections were read.

Having skillfully drawn a platform to unite the North in opposition to slavery and the planting system, the Republicans were also adroit in their selection of a candidate. The tariff plank might carry Pennsylvania, a Democratic state; but Ohio, Indiana, and Illinois were equally essential to success at the polls. The southern counties of these states were filled with settlers from Virginia, North Carolina, and Kentucky who, even if they had no love for slavery, were no friends of abolition. Moreover, remembering the old fight on the United States Bank in Andrew Jackson's day, they were suspicious of men from the East. Accordingly, they did not favor the candidacy of Seward, the leading Republican statesman and "favorite son" of New York.

Having skillfully created a platform to unite the North against slavery and the plantation system, the Republicans were also clever in choosing their candidate. The tariff issue might win Pennsylvania, a Democratic state; but Ohio, Indiana, and Illinois were just as crucial for success at the polls. The southern parts of these states were populated by settlers from Virginia, North Carolina, and Kentucky who, even if they weren't fond of slavery, weren’t supporters of abolition either. Additionally, recalling the old conflict over the United States Bank during Andrew Jackson's presidency, they were wary of people from the East. Therefore, they didn't support Seward, the leading Republican statesman and "favorite son" of New York.

After much trading and discussing, the convention came to the conclusion that Abraham Lincoln of Illinois was the most "available" candidate. He was of Southern origin, born in Kentucky in 1809, a fact that told heavily in the campaign in the Ohio Valley. He was a man of the soil, the son of poor frontier parents, a pioneer who in his youth had labored in the fields and forests, celebrated far and wide as "honest Abe, the rail-splitter." It was well-known that he disliked slavery, but was no abolitionist. He had come dangerously near to Seward's radicalism in his "house-divided-against-itself" speech but he had never committed himself to the reckless doctrine that there was a "higher law" than the Constitution. Slavery in the South he tolerated as a bitter fact; slavery in the territories he opposed with all his strength. Of his sincerity there could be no doubt. He was a speaker and writer of singular power, commanding, by the use of simple and homely language, the hearts and minds of those who heard him speak or read his printed words. He had gone far enough in his opposition to slavery; but not too far. He was the man of the hour! Amid lusty cheers from ten thousand throats, Lincoln was nominated for the presidency by the Republicans. In the ensuing election, he carried all the free states except New Jersey.

After a lot of discussion and negotiations, the convention decided that Abraham Lincoln from Illinois was the most "available" candidate. He had Southern roots, being born in Kentucky in 1809, which played a significant role in the campaign in the Ohio Valley. He was a man of the land, the child of poor frontier parents, and a pioneer who, in his youth, worked in the fields and forests, known widely as "Honest Abe, the rail-splitter." It was well-known that he disliked slavery but wasn't an abolitionist. He had come close to Seward's radical views in his "house-divided-against-itself" speech, but he had never claimed that there was a "higher law" than the Constitution. He accepted slavery in the South as a harsh reality; however, he strongly opposed slavery in the territories. There was no doubt about his sincerity. He was a powerful speaker and writer, using simple and relatable language to capture the hearts and minds of those who listened to him or read his words. He had taken a strong enough stance against slavery, but not too far. He was the man of the hour! Amid loud cheers from ten thousand voices, Lincoln was nominated for the presidency by the Republicans. In the following election, he won all the free states except New Jersey.

References

P.E. Chadwick, Causes of the Civil War (American Nation Series).

P.E. Chadwick, Causes of the Civil War (American Nation Series).

W.E. Dodd, Statesmen of the Old South.

W.E. Dodd, Statesmen of the Old South.

E. Engle, Southern Sidelights (Sympathetic account of the Old South).

E. Engle, Southern Sidelights (A compassionate look at the Old South).

A.B. Hart, Slavery and Abolition (American Nation Series).

A.B. Hart, Slavery and Abolition (American Nation Series).

J.F. Rhodes, History of the United States, Vols. I and II.

J.F. Rhodes, History of the United States, Volumes I and II.

T.C. Smith, Parties and Slavery (American Nation Series).

T.C. Smith, Parties and Slavery (American Nation Series).

Questions

1. Trace the decline of slavery in the North and explain it.

1. Track the decline of slavery in the North and explain it.

2. Describe the character of early opposition to slavery.

2. Describe the nature of the early resistance to slavery.

3. What was the effect of abolition agitation?

3. What was the impact of the abolition movement?

4. Why did anti-slavery sentiment practically disappear in the South?

4. Why did anti-slavery feelings almost vanish in the South?

5. On what grounds did Calhoun defend slavery?

5. What reasons did Calhoun give to defend slavery?

6. Explain how slave owners became powerful in politics.

6. Explain how slave owners gained power in politics.

7. Why was it impossible to keep the slavery issue out of national politics?

7. Why was it impossible to avoid the slavery issue in national politics?

8. Give the leading steps in the long controversy over slavery in the territories.

8. Outline the key events in the ongoing debate about slavery in the territories.

9. State the terms of the Compromise of 1850 and explain its failure.

9. Outline the terms of the Compromise of 1850 and discuss why it failed.

10. What were the startling events between 1850 and 1860?

10. What surprising events happened between 1850 and 1860?

11. Account for the rise of the Republican party. What party had used the title before?

11. Explain how the Republican Party came to be. Which party had used that name before?

12. How did the Dred Scott decision become a political issue?

12. How did the Dred Scott decision become a political issue?

13. What were some of the points brought out in the Lincoln-Douglas debates?

13. What were some of the points discussed in the Lincoln-Douglas debates?

14. Describe the party division in 1860.

14. Describe the division of political parties in 1860.

15. What were the main planks in the Republican platform?

15. What were the main points in the Republican platform?

Research Topics

The Extension of Cotton Planting.—Callender, Economic History of the United States, pp. 760-768.

The Expansion of Cotton Farming.—Callender, Economic History of the United States, pp. 760-768.

Abolition Agitation.—McMaster, History of the People of the United States, Vol. VI, pp. 271-298.

Abolition Agitation.—McMaster, History of the People of the United States, Vol. VI, pp. 271-298.

Calhoun's Defense of Slavery.—Harding, Select Orations Illustrating American History, pp. 247-257.

Calhoun's Defense of Slavery.—Harding, Select Orations Illustrating American History, pp. 247-257.

The Compromise of 1850.—Clay's speech in Harding, Select Orations, pp. 267-289. The compromise laws in Macdonald, Documentary Source Book of American History, pp. 383-394. Narrative account in McMaster, Vol. VIII, pp. 1-55; Elson, History of the United States, pp. 540-548.

The Compromise of 1850.—Clay's speech in Harding, Select Orations, pp. 267-289. The compromise laws in Macdonald, Documentary Source Book of American History, pp. 383-394. Narrative account in McMaster, Vol. VIII, pp. 1-55; Elson, History of the United States, pp. 540-548.

The Repeal of the Missouri Compromise.—McMaster, Vol. VIII, pp. 192-231; Elson, pp. 571-582.

The Repeal of the Missouri Compromise.—McMaster, Vol. VIII, pp. 192-231; Elson, pp. 571-582.

The Dred Scott Case.—McMaster, Vol. VIII, pp. 278-282. Compare the opinion of Taney and the dissent of Curtis in Macdonald, Documentary Source Book, pp. 405-420; Elson, pp. 595-598.

The Dred Scott Case.—McMaster, Vol. VIII, pp. 278-282. Compare the opinion of Taney and the dissent of Curtis in Macdonald, Documentary Source Book, pp. 405-420; Elson, pp. 595-598.

The Lincoln-Douglas Debates.—Analysis of original speeches in Harding, Select Orations pp. 309-341; Elson, pp. 598-604.

The Lincoln-Douglas Debates.—Analysis of original speeches in Harding, Select Orations pp. 309-341; Elson, pp. 598-604.

Biographical Studies.—Calhoun, Clay, Webster, A.H. Stephens, Douglas, W.H. Seward, William Lloyd Garrison, Wendell Phillips, and Harriet Beecher Stowe.

Biographical Studies.—Calhoun, Clay, Webster, A.H. Stephens, Douglas, W.H. Seward, William Lloyd Garrison, Wendell Phillips, and Harriet Beecher Stowe.


CHAPTER XV

THE CIVIL WAR AND RECONSTRUCTION

"The irrepressible conflict is about to be visited upon us through the Black Republican nominee and his fanatical, diabolical Republican party," ran an appeal to the voters of South Carolina during the campaign of 1860. If that calamity comes to pass, responded the governor of the state, the answer should be a declaration of independence. In a few days the suspense was over. The news of Lincoln's election came speeding along the wires. Prepared for the event, the editor of the Charleston Mercury unfurled the flag of his state amid wild cheers from an excited throng in the streets. Then he seized his pen and wrote: "The tea has been thrown overboard; the revolution of 1860 has been initiated." The issue was submitted to the voters in the choice of delegates to a state convention called to cast off the yoke of the Constitution.

"The unstoppable conflict is about to hit us through the Black Republican nominee and his fanatical, evil Republican party," an appeal to the voters of South Carolina stated during the 1860 campaign. If that disaster happens, replied the governor of the state, the response should be a declaration of independence. A few days later, the suspense ended. News of Lincoln's election spread quickly. Ready for the event, the editor of the Charleston Mercury raised the flag of his state amid loud cheers from a thrilled crowd in the streets. He then picked up his pen and wrote: "The tea has been thrown overboard; the revolution of 1860 has begun." The issue was put to the voters in choosing delegates for a state convention called to break free from the constraints of the Constitution.

The Southern Confederacy

Secession.—As arranged, the convention of South Carolina assembled in December and without a dissenting voice passed the ordinance of secession withdrawing from the union. Bells were rung exultantly, the roar of cannon carried the news to outlying counties, fireworks lighted up the heavens, and champagne flowed. The crisis so long expected had come at last; even the conservatives who had prayed that they might escape the dreadful crash greeted it with a sigh of relief.

Secession.—As planned, the convention of South Carolina met in December and unanimously approved the ordinance of secession, officially leaving the union. Bells rang joyfully, the sound of cannons announced the news to surrounding counties, fireworks lit up the sky, and champagne was poured. The long-anticipated crisis had finally arrived; even the conservatives who had hoped to avoid this catastrophe welcomed it with a sigh of relief.

The United States in 1861
The U.S. in 1861
The border states (in purple) remained loyal.

South Carolina now sent forth an appeal to her sister states—states that had in Jackson's day repudiated nullification as leading to "the dissolution of the union." The answer that came this time was in a different vein. A month had hardly elapsed before five other states—Florida, Georgia, Alabama, Mississippi, and Louisiana—had withdrawn from the union. In February, Texas followed. Virginia, hesitating until the bombardment of Fort Sumter forced a conclusion, seceded in April; but fifty-five of the one hundred and forty-three delegates dissented, foreshadowing the creation of the new state of West Virginia which Congress admitted to the union in 1863. In May, North Carolina, Arkansas, and Tennessee announced their independence.

South Carolina now reached out to her fellow states—states that had during Jackson's time rejected nullification, seeing it as a path to "the dissolution of the union." The response this time was different. Within a month, five other states—Florida, Georgia, Alabama, Mississippi, and Louisiana—had left the union. In February, Texas followed suit. Virginia, waiting until the bombardment of Fort Sumter forced a decision, seceded in April; however, fifty-five of the one hundred and forty-three delegates opposed this move, hinting at the formation of the new state of West Virginia, which Congress admitted to the union in 1863. In May, North Carolina, Arkansas, and Tennessee declared their independence.

Secession and the Theories of the Union.—In severing their relations with the union, the seceding states denied every point in the Northern theory of the Constitution. That theory, as every one knows, was carefully formulated by Webster and elaborated by Lincoln. According to it, the union was older than the states; it was created before the Declaration of Independence for the purpose of common defense. The Articles of Confederation did but strengthen this national bond and the Constitution sealed it forever. The federal government was not a creature of state governments. It was erected by the people and derived its powers directly from them. "It is," said Webster, "the people's Constitution, the people's government; made for the people; made by the people; and answerable to the people. The people of the United States have declared that this Constitution shall be the supreme law." When a state questions the lawfulness of any act of the federal government, it cannot nullify that act or withdraw from the union; it must abide by the decision of the Supreme Court of the United States. The union of these states is perpetual, ran Lincoln's simple argument in the first inaugural; the federal Constitution has no provision for its own termination; it can be destroyed only by some action not provided for in the instrument itself; even if it is a compact among all the states the consent of all must be necessary to its dissolution; therefore no state can lawfully get out of the union and acts of violence against the United States are insurrectionary or revolutionary. This was the system which he believed himself bound to defend by his oath of office "registered in heaven."

Secession and the Theories of the Union.—By breaking away from the union, the seceding states rejected every aspect of the Northern understanding of the Constitution. This understanding, as everyone knows, was carefully crafted by Webster and expanded upon by Lincoln. According to it, the union existed before the states; it was created before the Declaration of Independence to ensure mutual defense. The Articles of Confederation only reinforced this national bond, and the Constitution solidified it permanently. The federal government was not created by state governments. It was established by the people and derives its authority directly from them. "It is," said Webster, "the people's Constitution, the people's government; made for the people; made by the people; and accountable to the people. The people of the United States have declared that this Constitution shall be the supreme law." When a state challenges the legality of any federal action, it cannot nullify that action or withdraw from the union; it must accept the ruling of the Supreme Court of the United States. The union of these states is everlasting, as Lincoln simply argued in his first inaugural address; the federal Constitution does not include any process for its own termination; it can only be dismantled through actions not outlined in the document itself; even if it is an agreement among all the states, the consent of all is needed for its dissolution; therefore, no state can legally exit the union, and acts of violence against the United States are considered insurrectionary or revolutionary. This was the system that he felt obligated to defend by his oath of office "registered in heaven."

All this reasoning Southern statesmen utterly rejected. In their opinion the thirteen original states won their independence as separate and sovereign powers. The treaty of peace with Great Britain named them all and acknowledged them "to be free, sovereign, and independent states." The Articles of Confederation very explicitly declared that "each state retains its sovereignty, freedom, and independence." The Constitution was a "league of nations" formed by an alliance of thirteen separate powers, each one of which ratified the instrument before it was put into effect. They voluntarily entered the union under the Constitution and voluntarily they could leave it. Such was the constitutional doctrine of Hayne, Calhoun, and Jefferson Davis. In seceding, the Southern states had only to follow legal methods, and the transaction would be correct in every particular. So conventions were summoned, elections were held, and "sovereign assemblies of the people" set aside the Constitution in the same manner as it had been ratified nearly four score years before. Thus, said the Southern people, the moral judgment was fulfilled and the letter of the law carried into effect.

All this reasoning was completely rejected by Southern politicians. They believed that the thirteen original states gained their independence as separate and sovereign entities. The peace treaty with Great Britain recognized all of them as "free, sovereign, and independent states." The Articles of Confederation clearly stated that "each state retains its sovereignty, freedom, and independence." The Constitution was a "league of nations" created by an alliance of thirteen separate powers, each of which had to ratify the agreement before it became effective. They joined the union under the Constitution voluntarily, and they could leave it just as voluntarily. This was the constitutional belief of Hayne, Calhoun, and Jefferson Davis. In seceding, the Southern states just needed to follow legal procedures, and everything would be correct in every way. So conventions were called, elections were held, and "sovereign assemblies of the people" set aside the Constitution just like it had been ratified nearly eighty years earlier. Thus, the Southern people claimed, the moral judgment was fulfilled and the letter of the law was put into effect.

Jefferson Davis
Jefferson Davis

The Formation of the Confederacy.—Acting on the call of Mississippi, a congress of delegates from the seceded states met at Montgomery, Alabama, and on February 8, 1861, adopted a temporary plan of union. It selected, as provisional president, Jefferson Davis of Mississippi, a man well fitted by experience and moderation for leadership, a graduate of West Point, who had rendered distinguished service on the field of battle in the Mexican War, in public office, and as a member of Congress.

The Formation of the Confederacy.—Responding to Mississippi's call, a congress of delegates from the seceding states gathered in Montgomery, Alabama, and on February 8, 1861, adopted a temporary plan for unity. They chose Jefferson Davis from Mississippi as provisional president, a man well-suited for leadership due to his experience and level-headedness, a West Point graduate who had served honorably in the Mexican War, held public office, and was a member of Congress.

In March, a permanent constitution of the Confederate states was drafted. It was quickly ratified by the states; elections were held in November; and the government under it went into effect the next year. This new constitution, in form, was very much like the famous instrument drafted at Philadelphia in 1787. It provided for a President, a Senate, and a House of Representatives along almost identical lines. In the powers conferred upon them, however, there were striking differences. The right to appropriate money for internal improvements was expressly withheld; bounties were not to be granted from the treasury nor import duties so laid as to promote or foster any branch of industry. The dignity of the state, if any might be bold enough to question it, was safeguarded in the opening line by the declaration that each acted "in its sovereign and independent character" in forming the Southern union.

In March, a permanent constitution for the Confederate states was created. It was quickly approved by the states; elections took place in November; and the government based on it started functioning the following year. This new constitution resembled the famous document created in Philadelphia in 1787. It established a President, a Senate, and a House of Representatives in almost the same way. However, there were notable differences in the powers granted to them. The right to allocate funds for internal improvements was specifically denied; bounties could not be given from the treasury, and import duties were not to be structured in a way that supported any specific industry. The status of the state, if anyone dared to question it, was protected in the opening line by stating that each acted "in its sovereign and independent character" when forming the Southern union.

Financing the Confederacy.—No government ever set out upon its career with more perplexing tasks in front of it. The North had a monetary system; the South had to create one. The North had a scheme of taxation that produced large revenues from numerous sources; the South had to formulate and carry out a financial plan. Like the North, the Confederacy expected to secure a large revenue from customs duties, easily collected and little felt among the masses. To this expectation the blockade of Southern ports inaugurated by Lincoln in April, 1861, soon put an end. Following the precedent set by Congress under the Articles of Confederation, the Southern Congress resorted to a direct property tax apportioned among the states, only to meet the failure that might have been foretold.

Financing the Confederacy.—No government ever started its journey with such confusing challenges ahead. The North had a monetary system; the South had to create one from scratch. The North had a tax plan that brought in big revenues from many sources; the South needed to come up with and implement a financial strategy. Like the North, the Confederacy expected to get significant revenue from customs duties, which were easy to collect and not heavily felt by the general public. However, this expectation was quickly dashed when Lincoln's blockade of Southern ports began in April 1861. Following the example set by Congress under the Articles of Confederation, the Southern Congress turned to a direct property tax distributed among the states, only to face the failure that could have been predicted.

The Confederacy also sold bonds, the first issue bringing into the treasury nearly all the specie available in the Southern banks. This specie by unhappy management was early sent abroad to pay for supplies, sapping the foundations of a sound currency system. Large amounts of bonds were sold overseas, commanding at first better terms than those of the North in the markets of London, Paris, and Amsterdam, many an English lord and statesman buying with enthusiasm and confidence to lament within a few years the proofs of his folly. The difficulties of bringing through the blockade any supplies purchased by foreign bond issues, however, nullified the effect of foreign credit and forced the Confederacy back upon the device of paper money. In all approximately one billion dollars streamed from the printing presses, to fall in value at an alarming rate, reaching in January, 1863, the astounding figure of fifty dollars in paper money for one in gold. Every known device was used to prevent its depreciation, without result. To the issues of the Confederate Congress were added untold millions poured out by the states and by private banks.

The Confederacy also sold bonds, with the first issue bringing nearly all the cash available in Southern banks into the treasury. Unfortunately, due to poor management, this cash was quickly sent abroad to pay for supplies, undermining the foundation of a stable currency system. A large amount of bonds was sold overseas, initially securing better terms than those of the North in the markets of London, Paris, and Amsterdam, with many English lords and statesmen buying them enthusiastically and confidently, only to regret their decision a few years later. However, the challenges of getting supplies through the blockade from foreign bond purchases rendered foreign credit ineffective and forced the Confederacy to rely on paper money. In total, around one billion dollars was printed, losing value at an alarming rate, reaching in January 1863 the astonishing rate of fifty dollars in paper money for every dollar in gold. Every known method was attempted to stop its devaluation, but none were successful. In addition to the money issued by the Confederate Congress, countless millions were also released by the states and private banks.

Human and Material Resources.—When we measure strength for strength in those signs of power—men, money, and supplies—it is difficult to see how the South was able to embark on secession and war with such confidence in the outcome. In the Confederacy at the final reckoning there were eleven states in all, to be pitted against twenty-two; a population of nine millions, nearly one-half servile, to be pitted against twenty-two millions; a land without great industries to produce war supplies and without vast capital to furnish war finances, joined in battle with a nation already industrial and fortified by property worth eleven billion dollars. Even after the Confederate Congress authorized conscription in 1862, Southern man power, measured in numbers, was wholly inadequate to uphold the independence which had been declared. How, therefore, could the Confederacy hope to sustain itself against such a combination of men, money, and materials as the North could marshal?

Human and Material Resources.—When we compare strength for strength in terms of power—people, money, and supplies—it’s hard to understand how the South was able to pursue secession and war with such confidence in the outcome. In the end, the Confederacy had a total of eleven states, while the Union had twenty-two; a population of nine million, nearly half of whom were enslaved, facing twenty-two million; a region lacking significant industries to produce war supplies and without the substantial capital needed to finance a war, going up against a nation that was already industrialized and backed by property worth eleven billion dollars. Even after the Confederate Congress authorized conscription in 1862, the number of available Southern soldiers was completely insufficient to support the declared independence. So, how could the Confederacy realistically expect to sustain itself against such a combination of people, money, and resources that the North could assemble?

Southern Expectations.—The answer to this question is to be found in the ideas that prevailed among Southern leaders. First of all, they hoped, in vain, to carry the Confederacy up to the Ohio River; and, with the aid of Missouri, to gain possession of the Mississippi Valley, the granary of the nation. In the second place, they reckoned upon a large and continuous trade with Great Britain—the exchange of cotton for war materials. They likewise expected to receive recognition and open aid from European powers that looked with satisfaction upon the breakup of the great American republic. In the third place, they believed that their control over several staples so essential to Northern industry would enable them to bring on an industrial crisis in the manufacturing states. "I firmly believe," wrote Senator Hammond, of South Carolina, in 1860, "that the slave-holding South is now the controlling power of the world; that no other power would face us in hostility. Cotton, rice, tobacco, and naval stores command the world; and we have the sense to know it and are sufficiently Teutonic to carry it out successfully. The North without us would be a motherless calf, bleating about, and die of mange and starvation."

Southern Expectations.—The answer to this question can be found in the beliefs held by Southern leaders. First and foremost, they hoped, unsuccessfully, to expand the Confederacy to the Ohio River and, with Missouri’s help, seize control of the Mississippi Valley, the nation's breadbasket. In addition, they expected to establish a strong and ongoing trade with Great Britain, exchanging cotton for war supplies. They also anticipated recognition and direct support from European powers that were pleased to see the division of the great American republic. Lastly, they believed that their dominance over several key products essential to Northern industries would trigger an industrial crisis in the manufacturing states. "I firmly believe," wrote Senator Hammond of South Carolina in 1860, "that the slaveholding South is now the controlling power of the world; that no other power would confront us with hostility. Cotton, rice, tobacco, and naval stores command the world; and we have the insight to recognize it and are sufficiently resourceful to execute it successfully. The North without us would be like a motherless calf, wandering aimlessly, and would perish from neglect and starvation."

There were other grounds for confidence. Having seized all of the federal military and naval supplies in the South, and having left the national government weak in armed power during their possession of the presidency, Southern leaders looked to a swift war, if it came at all, to put the finishing stroke to independence. "The greasy mechanics of the North," it was repeatedly said, "will not fight." As to disparity in numbers they drew historic parallels. "Our fathers, a mere handful, overcame the enormous power of Great Britain," a saying of ex-President Tyler, ran current to reassure the doubtful. Finally, and this point cannot be too strongly emphasized, the South expected to see a weakened and divided North. It knew that the abolitionists and the Southern sympathizers were ready to let the Confederate states go in peace; that Lincoln represented only a little more than one-third the voters of the country; and that the vote for Douglas, Bell, and Breckinridge meant a decided opposition to the Republicans and their policies.

There were other reasons to feel confident. After taking control of all the federal military and naval supplies in the South, and leaving the national government weak in military power during their time in the presidency, Southern leaders looked forward to a quick war, if it happened at all, to secure their independence. “The lazy workers of the North,” they often claimed, “won’t fight.” Regarding the difference in numbers, they drew on historical examples. “Our forefathers, just a small group, defeated the vast power of Great Britain,” a saying from former President Tyler circulated to reassure the nervous. Finally, and this point can't be overstated, the South expected to see a weakened and divided North. They knew that the abolitionists and Southern sympathizers were willing to let the Confederate states leave peacefully; that Lincoln represented only about a third of the voters in the country; and that the votes for Douglas, Bell, and Breckinridge indicated clear opposition to the Republicans and their policies.

Efforts at Compromise.—Republican leaders, on reviewing the same facts, were themselves uncertain as to the outcome of a civil war and made many efforts to avoid a crisis. Thurlow Weed, an Albany journalist and politician who had done much to carry New York for Lincoln, proposed a plan for extending the Missouri Compromise line to the Pacific. Jefferson Davis, warning his followers that a war if it came would be terrible, was prepared to accept the offer; but Lincoln, remembering his campaign pledges, stood firm as a rock against it. His followers in Congress took the same position with regard to a similar settlement suggested by Senator Crittenden of Kentucky.

Efforts at Compromise.—Republican leaders, after reviewing the same facts, were unsure about the outcome of a civil war and made many attempts to avoid a crisis. Thurlow Weed, an Albany journalist and politician who had greatly contributed to Lincoln's success in New York, suggested a plan to extend the Missouri Compromise line to the Pacific. Jefferson Davis, warning his supporters that any war would be devastating, was ready to accept the offer; however, Lincoln, staying true to his campaign promises, remained steadfast against it. His supporters in Congress held the same stance regarding a similar settlement proposed by Senator Crittenden of Kentucky.

Though unwilling to surrender his solemn promises respecting slavery in the territories, Lincoln was prepared to give to Southern leaders a strong guarantee that his administration would not interfere directly or indirectly with slavery in the states. Anxious to reassure the South on this point, the Republicans in Congress proposed to write into the Constitution a declaration that no amendment should ever be made authorizing the abolition of or interference with slavery in any state. The resolution, duly passed, was sent forth on March 4, 1861, with the approval of Lincoln; it was actually ratified by three states before the storm of war destroyed it. By the irony of fate the thirteenth amendment was to abolish, not guarantee, slavery.

Though he was reluctant to back down on his serious promises regarding slavery in the territories, Lincoln was ready to assure Southern leaders that his administration wouldn't directly or indirectly interfere with slavery in the states. Eager to calm the South about this, the Republicans in Congress suggested adding a declaration to the Constitution stating that no amendment should ever be made allowing the abolition of or interference with slavery in any state. The resolution was passed and sent out on March 4, 1861, with Lincoln’s approval; it was actually ratified by three states before the onset of war rendered it moot. Ironically, the thirteenth amendment ended up abolishing, rather than guaranteeing, slavery.

The Federal Government's War Measures

Raising the Armies.—The crisis at Fort Sumter, on April 12-14, 1861, forced the President and Congress to turn from negotiations to problems of warfare. Little did they realize the magnitude of the task before them. Lincoln's first call for volunteers, issued on April 15, 1861, limited the number to 75,000, put their term of service at three months, and prescribed their duty as the enforcement of the law against combinations too powerful to be overcome by ordinary judicial process. Disillusionment swiftly followed. The terrible defeat of the Federals at Bull Run on July 21 revealed the serious character of the task before them; and by a series of measures Congress put the entire man power of the country at the President's command. Under these acts, he issued new calls for volunteers. Early in August, 1862, he ordered a draft of militiamen numbering 300,000 for nine months' service. The results were disappointing—ominous—for only about 87,000 soldiers were added to the army. Something more drastic was clearly necessary.

Raising the Armies.—The crisis at Fort Sumter, from April 12-14, 1861, forced the President and Congress to shift their focus from negotiations to military issues. They had little idea of the scale of the challenge ahead of them. Lincoln's first call for volunteers, issued on April 15, 1861, was for 75,000 troops, setting their service term at three months and defining their role as enforcing the law against groups too powerful for regular judicial processes. Disillusionment came quickly. The devastating defeat of the Federals at Bull Run on July 21 highlighted the serious nature of their task; and through a series of measures, Congress authorized the President to utilize the full manpower of the country. Under these acts, he made new calls for volunteers. In early August 1862, he ordered a draft of 300,000 militiamen for nine months of service. The results were disappointing—alarming—since only about 87,000 soldiers joined the army. Clearly, something more drastic was needed.

In March, 1863, Lincoln signed the inevitable draft law; it enrolled in the national forces liable to military duty all able-bodied male citizens and persons of foreign birth who had declared their intention to become citizens, between the ages of twenty and forty-five years—with exemptions on grounds of physical weakness and dependency. From the men enrolled were drawn by lot those destined to active service. Unhappily the measure struck a mortal blow at the principle of universal liability by excusing any person who found a substitute for himself or paid into the war office a sum, not exceeding three hundred dollars, to be fixed by general order. This provision, so crass and so obviously favoring the well-to-do, sowed seeds of bitterness which sprang up a hundredfold in the North.

In March 1863, Lincoln signed the unavoidable draft law, which required all able-bodied male citizens and foreign-born individuals who had declared their intention to become citizens, aged twenty to forty-five, to enlist in the national forces. There were exemptions for those with physical disabilities and dependents. From the enlisted men, those selected for active duty were chosen by lottery. Unfortunately, this measure severely undermined the principle of universal conscription by allowing anyone who found a substitute or paid a fee of up to three hundred dollars to the war office to be excused from service. This provision, blatant and clearly benefiting the wealthy, created deep resentment that multiplied across the North.

The Draft Riots in New York City
The Draft Riots in New York City

The beginning of the drawings under the draft act in New York City, on Monday, July 13, 1863, was the signal for four days of rioting. In the course of this uprising, draft headquarters were destroyed; the office of the Tribune was gutted; negroes were seized, hanged, and shot; the homes of obnoxious Unionists were burned down; the residence of the mayor of the city was attacked; and regular battles were fought in the streets between the rioters and the police. Business stopped and a large part of the city passed absolutely into the control of the mob. Not until late the following Wednesday did enough troops arrive to restore order and enable the residents of the city to resume their daily activities. At least a thousand people had been killed or wounded and more than a million dollars' worth of damage done to property. The draft temporarily interrupted by this outbreak was then resumed and carried out without further trouble.

The start of the draft in New York City on Monday, July 13, 1863, triggered four days of riots. During this uprising, draft offices were destroyed; the Tribune office was set on fire; Black people were captured, lynched, and shot; the homes of disliked Union supporters were burned down; the mayor's residence was attacked; and there were actual battles in the streets between the rioters and the police. Business came to a halt, and a substantial part of the city fell completely under the control of the mob. Not until late the following Wednesday did enough troops arrive to restore order and allow the city's residents to get back to their daily routines. At least a thousand people were killed or injured, and property damage exceeded a million dollars. The draft, which had been interrupted by this violence, was then resumed and carried out without any further issues.

The results of the draft were in the end distinctly disappointing to the government. The exemptions were numerous and the number who preferred and were able to pay $300 rather than serve exceeded all expectations. Volunteering, it is true, was stimulated, but even that resource could hardly keep the thinning ranks of the army filled. With reluctance Congress struck out the $300 exemption clause, but still favored the well-to-do by allowing them to hire substitutes if they could find them. With all this power in its hands the administration was able by January, 1865, to construct a union army that outnumbered the Confederates two to one.

The results of the draft ultimately disappointed the government. There were numerous exemptions, and the number of people who preferred to pay $300 instead of serving was much higher than expected. It’s true that volunteering increased, but even that couldn’t fully replenish the dwindling ranks of the army. Reluctantly, Congress removed the $300 exemption clause, but still favored the wealthy by allowing them to hire substitutes if they could find them. With all this power, the administration was able, by January 1865, to create a Union army that outnumbered the Confederates two to one.

War Finance.—In the financial sphere the North faced immense difficulties. The surplus in the treasury had been dissipated by 1861 and the tariff of 1857 had failed to produce an income sufficient to meet the ordinary expenses of the government. Confronted by military and naval expenditures of appalling magnitude, rising from $35,000,000 in the first year of the war to $1,153,000,000 in the last year, the administration had to tap every available source of income. The duties on imports were increased, not once but many times, producing huge revenues and also meeting the most extravagant demands of the manufacturers for protection. Direct taxes were imposed on the states according to their respective populations, but the returns were meager—all out of proportion to the irritation involved. Stamp taxes and taxes on luxuries, occupations, and the earnings of corporations were laid with a weight that, in ordinary times, would have drawn forth opposition of ominous strength. The whole gamut of taxation was run. Even a tax on incomes and gains by the year, the first in the history of the federal government, was included in the long list.

War Finance.—In the financial realm, the North faced huge challenges. By 1861, the surplus in the treasury had been used up, and the tariff of 1857 had failed to generate enough income to cover the government's regular expenses. With military and naval expenses skyrocketing from $35,000,000 in the first year of the war to $1,153,000,000 in the last year, the administration had to explore every possible source of income. Import duties were raised multiple times, generating significant revenue and satisfying the overwhelming demands for protection from manufacturers. Direct taxes were imposed on the states based on their populations, but the returns were disappointing—all out of proportion to the frustration involved. Stamp taxes and taxes on luxury items, occupations, and corporate earnings were enforced with such weight that, in normal circumstances, they would have sparked strong opposition. They tried every form of taxation. Even an income tax for annual earnings, the first ever by the federal government, was added to the extensive list.

Revenues were supplemented by bond issues, mounting in size and interest rate, until in October, at the end of the war, the debt stood at $2,208,000,000. The total cost of the war was many times the money value of all the slaves in the Southern states. To the debt must be added nearly half a billion dollars in "greenbacks"—paper money issued by Congress in desperation as bond sales and revenues from taxes failed to meet the rising expenditures. This currency issued at par on questionable warrant from the Constitution, like all such paper, quickly began to decline until in the worst fortunes of 1864 one dollar in gold was worth nearly three in greenbacks.

Revenues were boosted by bond sales, increasing in size and interest rates, until in October, at the end of the war, the debt reached $2,208,000,000. The total cost of the war was far greater than the monetary value of all the slaves in the Southern states. To this debt, nearly half a billion dollars in "greenbacks"—paper money issued by Congress in desperation as bond sales and tax revenues failed to cover rising expenses—must be added. This currency was issued at face value on shaky constitutional grounds, and like all such paper money, it quickly started to lose value until in the dire circumstances of 1864, one dollar in gold was worth nearly three in greenbacks.

A Blockade Runner
A blockade runner

The Blockade of Southern Ports.—Four days after his call for volunteers, April 19, 1861, President Lincoln issued a proclamation blockading the ports of the Southern Confederacy. Later the blockade was extended to Virginia and North Carolina, as they withdrew from the union. Vessels attempting to enter or leave these ports, if they disregarded the warnings of a blockading ship, were to be captured and brought as prizes to the nearest convenient port. To make the order effective, immediate steps were taken to increase the naval forces, depleted by neglect, until the entire coast line was patrolled with such a number of ships that it was a rare captain who ventured to run the gantlet. The collision between the Merrimac and the Monitor in March, 1862, sealed the fate of the Confederacy. The exploits of the union navy are recorded in the falling export of cotton: $202,000,000 in 1860; $42,000,000 in 1861; and $4,000,000 in 1862.

The Blockade of Southern Ports.—Four days after his call for volunteers, on April 19, 1861, President Lincoln issued a proclamation that blockaded the ports of the Southern Confederacy. Later, the blockade was extended to Virginia and North Carolina as they left the union. Ships trying to enter or leave these ports, if they ignored the warnings from a blockading ship, were to be captured and taken to the nearest convenient port. To enforce this order, immediate actions were taken to boost the naval forces, which had been weakened by neglect, so that the entire coastline was patrolled by enough ships that it was rare for a captain to attempt to run the blockade. The clash between the Merrimac and the Monitor in March 1862 determined the fate of the Confederacy. The successes of the union navy are reflected in the declining export of cotton: $202,000,000 in 1860; $42,000,000 in 1861; and $4,000,000 in 1862.

The deadly effect of this paralysis of trade upon Southern war power may be readily imagined. Foreign loans, payable in cotton, could be negotiated but not paid off. Supplies could be purchased on credit but not brought through the drag net. With extreme difficulty could the Confederate government secure even paper for the issue of money and bonds. Publishers, in despair at the loss of supplies, were finally driven to the use of brown wrapping paper and wall paper. As the railways and rolling stock wore out, it became impossible to renew them from England or France. Unable to export their cotton, planters on the seaboard burned it in what were called "fires of patriotism." In their lurid light the fatal weakness of Southern economy stood revealed.

The devastating impact of this trade paralysis on Southern military power is easy to envision. Foreign loans, payable in cotton, could be arranged but never repaid. Supplies could be bought on credit but couldn't get through the blockade. It was extremely difficult for the Confederate government to even obtain paper for issuing money and bonds. Publishers, desperate due to the lack of supplies, resorted to using brown wrapping paper and wallpaper. As the railroads and train cars deteriorated, it became impossible to replace them from England or France. With no way to export their cotton, coastal planters burned it in what they called "fires of patriotism." In that stark light, the critical vulnerability of the Southern economy was laid bare.

Diplomacy.—The war had not advanced far before the federal government became involved in many perplexing problems of diplomacy in Europe. The Confederacy early turned to England and France for financial aid and for recognition as an independent power. Davis believed that the industrial crisis created by the cotton blockade would in time literally compel Europe to intervene in order to get this essential staple. The crisis came as he expected but not the result. Thousands of English textile workers were thrown out of employment; and yet, while on the point of starvation, they adopted resolutions favoring the North instead of petitioning their government to aid the South by breaking the blockade.

Diplomacy.—The war had not progressed very far before the federal government got involved in many complicated diplomatic issues in Europe. The Confederacy quickly sought financial support and recognition as an independent power from England and France. Davis believed that the industrial crisis caused by the cotton blockade would eventually force Europe to intervene to secure this crucial commodity. The crisis occurred as he anticipated, but the outcome was different. Thousands of English textile workers lost their jobs; yet, when facing starvation, they passed resolutions supporting the North instead of urging their government to assist the South by lifting the blockade.

With the ruling classes it was far otherwise. Napoleon III, the Emperor of the French, was eager to help in disrupting the American republic; if he could have won England's support, he would have carried out his designs. As it turned out he found plenty of sympathy across the Channel but not open and official coöperation. According to the eminent historian, Rhodes, "four-fifths of the British House of Lords and most members of the House of Commons were favorable to the Confederacy and anxious for its triumph." Late in 1862 the British ministers, thus sustained, were on the point of recognizing the independence of the Confederacy. Had it not been for their extreme caution, for the constant and harassing criticism by English friends of the United States—like John Bright—and for the victories of Vicksburg and Gettysburg, both England and France would have doubtless declared the Confederacy to be one of the independent powers of the earth.

With the ruling classes, it was a different story. Napoleon III, the Emperor of the French, was keen to disrupt the American republic; if he could have garnered England's support, he would have pursued his plans. In the end, he found plenty of sympathy across the Channel but not any official cooperation. According to the well-known historian, Rhodes, "four-fifths of the British House of Lords and most members of the House of Commons were in favor of the Confederacy and eager for its success." Late in 1862, the British ministers, supported by this sentiment, were on the verge of recognizing the Confederacy's independence. If it weren't for their extreme caution, the ongoing and persistent criticism from English friends of the United States—like John Bright—and the victories at Vicksburg and Gettysburg, both England and France would likely have declared the Confederacy to be one of the independent powers in the world.

John Bright
John Bright

While stopping short of recognizing its independence, England and France took several steps that were in favor of the South. In proclaiming neutrality, they early accepted the Confederates as "belligerents" and accorded them the rights of people at war—a measure which aroused anger in the North at first but was later admitted to be sound. Otherwise Confederates taken in battle would have been regarded as "rebels" or "traitors" to be hanged or shot. Napoleon III proposed to Russia in 1861 a coalition of powers against the North, only to meet a firm refusal. The next year he suggested intervention to Great Britain, encountering this time a conditional rejection of his plans. In 1863, not daunted by rebuffs, he offered his services to Lincoln as a mediator, receiving in reply a polite letter declining his proposal and a sharp resolution from Congress suggesting that he attend to his own affairs.

While not officially recognizing its independence, England and France took several steps in favor of the South. By declaring neutrality, they early on accepted the Confederates as "belligerents" and granted them the rights of people at war—an action that initially angered the North, but was later seen as reasonable. Otherwise, Confederates captured in battle would have been treated as "rebels" or "traitors" and faced execution. In 1861, Napoleon III proposed a coalition against the North to Russia, only to receive a firm refusal. The following year, he suggested intervention to Great Britain, which resulted in a conditional rejection of his plans. In 1863, undeterred by these setbacks, he offered his services to Lincoln as a mediator, only to receive a polite letter declining his offer and a blunt resolution from Congress suggesting he focus on his own matters.

In both England and France the governments pursued a policy of friendliness to the Confederate agents. The British ministry, with indifference if not connivance, permitted rams and ships to be built in British docks and allowed them to escape to play havoc under the Confederate flag with American commerce. One of them, the Alabama, built in Liverpool by a British firm and paid for by bonds sold in England, ran an extraordinary career and threatened to break the blockade. The course followed by the British government, against the protests of the American minister in London, was later regretted. By an award of a tribunal of arbitration at Geneva in 1872, Great Britain was required to pay the huge sum of $15,500,000 to cover the damages wrought by Confederate cruisers fitted out in England.

In both England and France, the governments maintained a friendly attitude towards the Confederate agents. The British ministry, perhaps out of indifference or even complicity, allowed rams and ships to be constructed in British docks and let them escape to wreak havoc on American trade under the Confederate flag. One of these ships, the Alabama, was built in Liverpool by a British company and financed by bonds sold in England. It had an incredible run and posed a serious threat to the blockade. The British government's actions, despite the American minister in London voicing strong objections, were later seen as regrettable. In 1872, a tribunal of arbitration in Geneva ruled that Great Britain had to pay a hefty sum of $15,500,000 to compensate for the damages caused by Confederate warships that were outfitted in England.

William H. Seward
William H. Seward

In all fairness it should be said that the conduct of the North contributed to the irritation between the two countries. Seward, the Secretary of State, was vindictive in dealing with Great Britain; had it not been for the moderation of Lincoln, he would have pursued a course verging in the direction of open war. The New York and Boston papers were severe in their attacks on England. Words were, on one occasion at least, accompanied by an act savoring of open hostility. In November, 1861, Captain Wilkes, commanding a union vessel, overhauled the British steamer Trent, and carried off by force two Confederate agents, Mason and Slidell, sent by President Davis to represent the Confederacy at London and Paris respectively. This was a clear violation of the right of merchant vessels to be immune from search and impressment; and, in answer to the demand of Great Britain for the release of the two men, the United States conceded that it was in the wrong. It surrendered the two Confederate agents to a British vessel for safe conduct abroad, and made appropriate apologies.

In all fairness, it's important to note that the actions of the North added to the tension between the two countries. Seward, the Secretary of State, was harsh in his dealings with Great Britain; if it hadn't been for Lincoln's restraint, he would have taken steps that could have led to open war. The newspapers in New York and Boston were harshly critical of England. At least once, their words were matched by an act that hinted at open hostility. In November 1861, Captain Wilkes, who was in charge of a Union ship, stopped the British steamer Trent and forcibly took two Confederate agents, Mason and Slidell, who had been sent by President Davis to represent the Confederacy in London and Paris. This was a clear violation of the right of merchant ships to be free from search and seizure; in response to Great Britain's demand for the release of the two men, the United States acknowledged its mistake. It handed over the two Confederate agents to a British vessel for safe passage abroad and offered appropriate apologies.

Emancipation.—Among the extreme war measures adopted by the Northern government must be counted the emancipation of the slaves in the states in arms against the union. This step was early and repeatedly suggested to Lincoln by the abolitionists; but was steadily put aside. He knew that the abolitionists were a mere handful, that emancipation might drive the border states into secession, and that the Northern soldiers had enlisted to save the union. Moreover, he had before him a solemn resolution passed by Congress on July 22, 1861, declaring the sole purpose of the war to be the salvation of the union and disavowing any intention of interfering with slavery.

Emancipation.—One of the drastic measures taken by the Northern government during the war was the emancipation of slaves in the states rebelling against the union. This idea was suggested to Lincoln early on by abolitionists, but he consistently dismissed it. He understood that the abolitionists were a small minority, that emancipation could push the border states to secede, and that Northern soldiers had signed up to protect the union. Additionally, he had a significant resolution from Congress dated July 22, 1861, which stated that the primary goal of the war was to preserve the union and rejected any intention to interfere with slavery.

The federal government, though pledged to the preservation of slavery, soon found itself beaten back upon its course and out upon a new tack. Before a year had elapsed, namely on April 10, 1862, Congress resolved that financial aid should be given to any state that might adopt gradual emancipation. Six days later it abolished slavery in the District of Columbia. Two short months elapsed. On June 19, 1862, it swept slavery forever from the territories of the United States. Chief Justice Taney still lived, the Dred Scott decision stood as written in the book, but the Constitution had been re-read in the light of the Civil War. The drift of public sentiment in the North was being revealed.

The federal government, despite its commitment to maintaining slavery, soon found itself forced to change its approach. Within a year, specifically on April 10, 1862, Congress decided to provide financial support to any state that would implement gradual emancipation. Just six days later, it abolished slavery in the District of Columbia. A mere two months later, on June 19, 1862, it permanently removed slavery from the territories of the United States. Chief Justice Taney was still alive, and the Dred Scott decision remained unchanged, but the Constitution had been reinterpreted in light of the Civil War. The shift in public opinion in the North was becoming evident.

While these measures were pending in Congress, Lincoln was slowly making up his mind. By July of that year he had come to his great decision. Near the end of that month he read to his cabinet the draft of a proclamation of emancipation; but he laid it aside until a military achievement would make it something more than an idle gesture. In September, the severe check administered to Lee at Antietam seemed to offer the golden opportunity. On the 22d, the immortal document was given to the world announcing that, unless the states in arms returned to the union by January 1, 1863, the fatal blow at their "peculiar institution" would be delivered. Southern leaders treated it with slight regard, and so on the date set the promise was fulfilled. The proclamation was issued as a war measure, adopted by the President as commander-in-chief of the armed forces, on grounds of military necessity. It did not abolish slavery. It simply emancipated slaves in places then in arms against federal authority. Everywhere else slavery, as far as the Proclamation was concerned, remained lawful.

While these measures were pending in Congress, Lincoln was slowly making up his mind. By July of that year, he had come to a significant decision. Near the end of that month, he shared a draft of an emancipation proclamation with his cabinet; however, he set it aside until a military victory could make it more than just a symbolic gesture. In September, the serious defeat that Lee faced at Antietam seemed to provide the perfect opportunity. On the 22nd, the historic document was shared with the world, announcing that unless the states in rebellion returned to the union by January 1, 1863, the decisive blow against their "peculiar institution" would be struck. Southern leaders dismissed it lightly, and on the agreed date, the promise was fulfilled. The proclamation was issued as a war measure, put forth by the President in his role as commander-in-chief of the armed forces, based on military necessity. It did not eliminate slavery entirely. It simply freed slaves in areas that were actively resisting federal authority. Everywhere else, slavery remained lawful according to the Proclamation.

Abraham Lincoln
Abraham Lincoln

To seal forever the proclamation of emancipation, and to extend freedom to the whole country, Congress, in January, 1865, on the urgent recommendation of Lincoln, transmitted to the states the thirteenth amendment, abolishing slavery throughout the United States. By the end of 1865 the amendment was ratified. The house was not divided against itself; it did not fall; it was all free.

To permanently confirm the declaration of freedom and to spread liberty across the entire nation, Congress, in January 1865, based on Lincoln's strong recommendation, sent the thirteenth amendment to the states, which abolished slavery throughout the United States. By the end of 1865, the amendment was ratified. The nation was united; it stood firm; everyone was free.

The Restraint of Civil Liberty.—As in all great wars, particularly those in the nature of a civil strife, it was found necessary to use strong measures to sustain opinion favorable to the administration's military policies and to frustrate the designs of those who sought to hamper its action. Within two weeks of his first call for volunteers, Lincoln empowered General Scott to suspend the writ of habeas corpus along the line of march between Philadelphia and Washington and thus to arrest and hold without interference from civil courts any one whom he deemed a menace to the union. At a later date the area thus ruled by military officers was extended by executive proclamation. By an act of March 3, 1863, Congress, desiring to lay all doubts about the President's power, authorized him to suspend the writ throughout the United States or in any part thereof. It also freed military officers from the necessity of surrendering to civil courts persons arrested under their orders, or even making answers to writs issued from such courts. In the autumn of that year the President, acting under the terms of this law, declared this ancient and honorable instrument for the protection of civil liberties, the habeas corpus, suspended throughout the length and breadth of the land. The power of the government was also strengthened by an act defining and punishing certain conspiracies, passed on July 31, 1861—a measure which imposed heavy penalties on those who by force, intimidation, or threat interfered with the execution of the law.

The Restraint of Civil Liberty.—As in all major wars, especially those involving civil conflict, it was necessary to implement strong measures to maintain support for the administration's military policies and to thwart those who tried to obstruct its efforts. Within two weeks of his initial request for volunteers, Lincoln granted General Scott the authority to suspend the writ of habeas corpus along the route of march between Philadelphia and Washington, enabling him to arrest and detain anyone he considered a threat to the union without interference from civil courts. Later, the area governed by military officers was expanded by executive order. On March 3, 1863, Congress, aiming to clarify the President's authority, gave him the power to suspend the writ across the entire United States or in specific areas. It also exempted military officers from having to surrender individuals they arrested to civil courts or even respond to writs issued by such courts. In the fall of that year, the President, acting under this law, announced the suspension of the long-standing and respected instrument for protecting civil liberties, the habeas corpus, across the entire nation. The government's power was further bolstered by a law passed on July 31, 1861, which defined and penalized certain conspiracies, imposing severe penalties on those who used force, intimidation, or threats to interfere with the enforcement of the law.

Thus doubly armed, the military authorities spared no one suspected of active sympathy with the Southern cause. Editors were arrested and imprisoned, their papers suspended, and their newsboys locked up. Those who organized "peace meetings" soon found themselves in the toils of the law. Members of the Maryland legislature, the mayor of Baltimore, and local editors suspected of entertaining secessionist opinions, were imprisoned on military orders although charged with no offense, and were denied the privilege of examination before a civil magistrate. A Vermont farmer, too outspoken in his criticism of the government, found himself behind the bars until the government, in its good pleasure, saw fit to release him. These measures were not confined to the theater of war nor to the border states where the spirit of secession was strong enough to endanger the cause of union. They were applied all through the Northern states up to the very boundaries of Canada. Zeal for the national cause, too often supplemented by a zeal for persecution, spread terror among those who wavered in the singleness of their devotion to the union.

Thus doubly armed, the military authorities spared no one suspected of actively supporting the Southern cause. Editors were arrested and imprisoned, their newspapers suspended, and their newsboys locked up. Those who organized "peace meetings" soon found themselves caught up in legal troubles. Members of the Maryland legislature, the mayor of Baltimore, and local editors suspected of having secessionist views were imprisoned under military orders despite not being charged with any offense, and they were denied the right to appear before a civil magistrate. A Vermont farmer, too outspoken in his criticism of the government, ended up behind bars until the government decided to release him at its convenience. These actions were not limited to the areas of conflict or to the border states where the secessionist sentiment was strong enough to threaten the cause of union. They stretched throughout the Northern states all the way to the Canadian border. Enthusiasm for the national cause, often accompanied by a fervor for persecution, spread fear among those who hesitated in their unwavering support for the union.

These drastic operations on the part of military authorities, so foreign to the normal course of civilized life, naturally aroused intense and bitter hostility. Meetings of protest were held throughout the country. Thirty-six members of the House of Representatives sought to put on record their condemnation of the suspension of the habeas corpus act, only to meet a firm denial by the supporters of the act. Chief Justice Taney, before whom the case of a man arrested under the President's military authority was brought, emphatically declared, in a long and learned opinion bristling with historical examples, that the President had no power to suspend the writ of habeas corpus. In Congress and out, Democrats, abolitionists, and champions of civil liberty denounced Lincoln and his Cabinet in unsparing terms. Vallandigham, a Democratic leader of Ohio, afterward banished to the South for his opposition to the war, constantly applied to Lincoln the epithet of "Cæsar." Wendell Phillips saw in him "a more unlimited despot than the world knows this side of China."

These extreme actions by military leaders, which were so unlike the normal flow of civilized life, naturally sparked intense and bitter opposition. Protest meetings were held all over the country. Thirty-six members of the House of Representatives tried to formally condemn the suspension of the habeas corpus act, but were met with a strong denial from the supporters of the act. Chief Justice Taney, who heard the case of a man arrested under the President's military powers, firmly stated in a lengthy and detailed opinion, filled with historical examples, that the President had no authority to suspend the writ of habeas corpus. Both in Congress and outside of it, Democrats, abolitionists, and advocates for civil liberties harshly criticized Lincoln and his Cabinet. Vallandigham, a Democratic leader from Ohio who was later exiled to the South for opposing the war, often referred to Lincoln as "Cæsar." Wendell Phillips described him as "a more unlimited despot than the world knows this side of China."

Sensitive to such stinging thrusts and no friend of wanton persecution, Lincoln attempted to mitigate the rigors of the law by paroling many political prisoners. The general policy, however, he defended in homely language, very different in tone and meaning from the involved reasoning of the lawyers. "Must I shoot a simple-minded soldier boy who deserts, while I must not touch a hair of the wily agitator who induces him to desert?" he asked in a quiet way of some spokesmen for those who protested against arresting people for "talking against the war." This summed up his philosophy. He was engaged in a war to save the union, and all measures necessary and proper to accomplish that purpose were warranted by the Constitution which he had sworn to uphold.

Sensitive to such harsh criticisms and not sympathetic to senseless persecution, Lincoln tried to ease the tough consequences of the law by granting parole to many political prisoners. However, he defended the overall policy in straightforward terms, quite different from the complicated arguments made by the lawyers. "Am I supposed to shoot a simple-minded soldier boy who deserts, while I'm not allowed to touch a hair on the head of the cunning agitator who encourages him to desert?" he quietly asked some representatives of those who protested against arresting people for "talking against the war." This captured his philosophy. He was fighting a war to save the union, and all necessary and appropriate measures to achieve that goal were justified by the Constitution he had sworn to protect.

Military Strategy—North and South.—The broad outlines of military strategy followed by the commanders of the opposing forces are clear even to the layman who cannot be expected to master the details of a campaign or, for that matter, the maneuvers of a single great battle. The problem for the South was one of defense mainly, though even for defense swift and paralyzing strokes at the North were later deemed imperative measures. The problem of the North was, to put it baldly, one of invasion and conquest. Southern territory had to be invaded and Southern armies beaten on their own ground or worn down to exhaustion there.

Military Strategy—North and South.—The main outlines of military strategy used by the commanders of the opposing forces are clear even to those who can't be expected to understand the details of a campaign or, for that matter, the tactics of a single major battle. The South's challenge was primarily about defense, although, for effective defense, quick and decisive actions against the North were later considered necessary. The North's challenge, to put it plainly, was one of invasion and conquest. They needed to invade Southern territory and defeat Southern armies on their own land or wear them down until they were exhausted.

In the execution of this undertaking, geography, as usual, played a significant part in the disposition of forces. The Appalachian ranges, stretching through the Confederacy to Northern Alabama, divided the campaigns into Eastern and Western enterprises. Both were of signal importance. Victory in the East promised the capture of the Confederate capital of Richmond, a stroke of moral worth, hardly to be overestimated. Victory in the West meant severing the Confederacy and opening the Mississippi Valley down to the Gulf.

In carrying out this task, geography, as always, was crucial in organizing the forces. The Appalachian mountains, running through the Confederacy to Northern Alabama, split the campaigns into Eastern and Western efforts. Both were extremely important. A win in the East meant capturing the Confederate capital of Richmond, which was a moral victory that couldn't be overstated. A win in the West would mean breaking the Confederacy and opening up the Mississippi Valley all the way to the Gulf.

As it turned out, the Western forces accomplished their task first, vindicating the military powers of union soldiers and shaking the confidence of opposing commanders. In February, 1862, Grant captured Fort Donelson on the Tennessee River, rallied wavering unionists in Kentucky, forced the evacuation of Nashville, and opened the way for two hundred miles into the Confederacy. At Shiloh, Murfreesboro, Vicksburg, Chickamauga, Chattanooga, desperate fighting followed and, in spite of varying fortunes, it resulted in the discomfiture and retirement of Confederate forces to the Southeast into Georgia. By the middle of 1863, the Mississippi Valley was open to the Gulf, the initiative taken out of the hands of Southern commanders in the West, and the way prepared for Sherman's final stroke—the march from Atlanta to the sea—a maneuver executed with needless severity in the autumn of 1864.

As it turned out, the Western forces achieved their goal first, proving the military strength of Union soldiers and shaking the confidence of their opposing commanders. In February 1862, Grant took Fort Donelson on the Tennessee River, rallied uncertain Union supporters in Kentucky, forced Nashville to be evacuated, and opened a route two hundred miles into the Confederacy. At Shiloh, Murfreesboro, Vicksburg, Chickamauga, and Chattanooga, intense battles followed and, despite fluctuating outcomes, it led to the defeat and retreat of Confederate forces to the Southeast into Georgia. By mid-1863, the Mississippi Valley was open to the Gulf, the initiative had shifted away from Southern commanders in the West, and the path was set for Sherman’s final move—the march from Atlanta to the sea—a campaign carried out with unnecessary harshness in the fall of 1864.

General Ulysses S. Grant
General Ulysses S. Grant
General Robert E. Lee
General Robert E. Lee

For the almost unbroken succession of achievements in the West by Generals Grant, Sherman, Thomas, and Hooker against Albert Sidney Johnston, Bragg, Pemberton, and Hood, the union forces in the East offered at first an almost equally unbroken series of misfortunes and disasters. Far from capturing Richmond, they had been thrown on the defensive. General after general—McClellan, Pope, Burnside, Hooker, and Meade—was tried and found wanting. None of them could administer a crushing defeat to the Confederate troops and more than once the union soldiers were beaten in a fair battle. They did succeed, however, in delivering a severe check to advancing Confederates under General Robert E. Lee, first at Antietam in September, 1862, and then at Gettysburg in July, 1863—checks reckoned as victories though in each instance the Confederates escaped without demoralization. Not until the beginning of the next year, when General Grant, supplied with almost unlimited men and munitions, began his irresistible hammering at Lee's army, did the final phase of the war commence. The pitiless drive told at last. General Lee, on April 9, 1865, seeing the futility of further conflict, surrendered an army still capable of hard fighting, at Appomattox, not far from the capital of the Confederacy.

For the almost continuous string of successes in the West by Generals Grant, Sherman, Thomas, and Hooker against Albert Sidney Johnston, Bragg, Pemberton, and Hood, the Union forces in the East initially faced a similarly relentless series of setbacks and failures. Instead of capturing Richmond, they found themselves on the defensive. General after general—McClellan, Pope, Burnside, Hooker, and Meade—was tested and found lacking. None could inflict a decisive defeat on the Confederate troops, and more than once, Union soldiers were defeated in fair battle. However, they did manage to deliver significant blows to the advancing Confederates under General Robert E. Lee, first at Antietam in September 1862, and then at Gettysburg in July 1863—victories in the eyes of many, even though the Confederates retreated without losing their morale. It wasn't until the beginning of the following year, when General Grant, equipped with nearly unlimited troops and supplies, began his relentless assault on Lee's army, that the final phase of the war began. The relentless campaign finally took its toll. On April 9, 1865, General Lee, recognizing the futility of continuing the fight, surrendered an army still capable of hard fighting at Appomattox, close to the Confederate capital.

The Federal Military Hospital at Gettysburg
Copyright by Underwood and Underwood, N.Y.
The Gettysburg Federal Military Hospital

Abraham Lincoln.—The services of Lincoln to the cause of union defy description. A judicial scrutiny of the war reveals his thought and planning in every part of the varied activity that finally crowned Northern arms with victory. Is it in the field of diplomacy? Does Seward, the Secretary of State, propose harsh and caustic measures likely to draw England's sword into the scale? Lincoln counsels moderation. He takes the irritating message and with his own hand strikes out, erases, tones down, and interlines, exchanging for words that sting and burn the language of prudence and caution. Is it a matter of compromise with the South, so often proposed by men on both sides sick of carnage? Lincoln is always ready to listen and turns away only when he is invited to surrender principles essential to the safety of the union. Is it high strategy of war, a question of the general best fitted to win Gettysburg—Hooker, Sedgwick, or Meade? Lincoln goes in person to the War Department in the dead of night to take counsel with his Secretary and to make the fateful choice.

Abraham Lincoln.—Lincoln's contributions to the cause of unity are beyond description. A careful examination of the war shows his thoughts and planning in every aspect of the diverse efforts that ultimately led to Northern victory. Is it in the area of diplomacy? Does Seward, the Secretary of State, suggest harsh and critical measures that could provoke England to intervene? Lincoln advises for restraint. He takes the inflammatory message and, with his own hand, strikes out, erases, tones down, and rewrites, replacing words that are harsh with a language of caution and prudence. Is it a matter of negotiating with the South, a proposal often made by those on both sides weary of bloodshed? Lincoln is always willing to listen and only turns away when asked to give up principles vital to the safety of the union. Is it about the high strategy of war, deciding which general is best suited to win at Gettysburg—Hooker, Sedgwick, or Meade? Lincoln goes in person to the War Department in the dead of night to consult with his Secretary and make the critical decision.

Is it a complaint from a citizen, deprived, as he believes, of his civil liberties unjustly or in violation of the Constitution? Lincoln is ready to hear it and anxious to afford relief, if warrant can be found for it. Is a mother begging for the life of a son sentenced to be shot as a deserter? Lincoln hears her petition, and grants it even against the protests made by his generals in the name of military discipline. Do politicians sow dissensions in the army and among civilians? Lincoln grandly waves aside their petty personalities and invites them to think of the greater cause. Is it a question of securing votes to ratify the thirteenth amendment abolishing slavery? Lincoln thinks it not beneath his dignity to traffic and huckster with politicians over the trifling jobs asked in return by the members who hold out against him. Does a New York newspaper call him an ignorant Western boor? Lincoln's reply is a letter to a mother who has given her all—her sons on the field of battle—and an address at Gettysburg, both of which will live as long as the tongue in which they were written. These are tributes not only to his mastery of the English language but also to his mastery of all those sentiments of sweetness and strength which are the finest flowers of culture.

Is it a complaint from a citizen who feels unjustly deprived of his civil liberties or that his rights have been violated under the Constitution? Lincoln is prepared to listen and eager to offer help, if there's any justification for it. Is a mother pleading for the life of her son, who’s been sentenced to die as a deserter? Lincoln hears her request and grants it even against the objections of his generals in the name of military discipline. Do politicians create divisions in the army and among civilians? Lincoln dismisses their petty conflicts and encourages them to focus on the bigger picture. Is it about securing votes to approve the thirteenth amendment to abolish slavery? Lincoln sees no shame in bartering with politicians over the minor favors requested by those resisting him. Does a New York newspaper call him an ignorant Western bumpkin? Lincoln responds with a letter to a mother who has given everything—her sons on the battlefield—and a speech at Gettysburg, both of which will endure as long as the language they were written in. These are not only testaments to his command of English but also to his ability to evoke the heartfelt sentiments of kindness and strength that represent the finest aspects of culture.

Throughout the entire span of service, however, Lincoln was beset by merciless critics. The fiery apostles of abolition accused him of cowardice when he delayed the bold stroke at slavery. Anti-war Democrats lashed out at every step he took. Even in his own party he found no peace. Charles Sumner complained: "Our President is now dictator, imperatorwhichever you like; but how vain to have the power of a god and not to use it godlike." Leaders among the Republicans sought to put him aside in 1864 and place Chase in his chair. "I hope we may never have a worse man," was Lincoln's quiet answer.

Throughout his entire time in office, however, Lincoln faced relentless critics. The passionate advocates for abolition accused him of being cowardly when he hesitated to take decisive action against slavery. Anti-war Democrats attacked him at every turn. Even within his own party, he couldn't find any peace. Charles Sumner complained: "Our President is now a dictator, imperatorwhatever you prefer; but how pointless to have the power of a god and not use it in a godlike way." Some leaders among the Republicans tried to push him out in 1864 and replace him with Chase. "I hope we may never have a worse man," was Lincoln's calm response.

Wide were the dissensions in the North during that year and the Republicans, while selecting Lincoln as their candidate again, cast off their old name and chose the simple title of the "Union party." Moreover, they selected a Southern man, Andrew Johnson, of Tennessee, to be associated with him as candidate for Vice President. This combination the Northern Democrats boldly confronted with a platform declaring that "after four years of failure to restore the union by the experiment of war, during which, under the pretence of military necessity or war power higher than the Constitution, the Constitution itself has been disregarded in every part and public liberty and private right alike trodden down ... justice, humanity, liberty, and public welfare demand that immediate efforts be made for a cessation of hostilities, to the end that peace may be restored on the basis of the federal union of the states." It is true that the Democratic candidate, General McClellan, sought to break the yoke imposed upon him by the platform, saying that he could not look his old comrades in the face and pronounce their efforts vain; but the party call to the nation to repudiate Lincoln and his works had gone forth. The response came, giving Lincoln 2,200,000 votes against 1,800,000 for his opponent. The bitter things said about him during the campaign, he forgot and forgave. When in April, 1865, he was struck down by the assassin's hand, he above all others in Washington was planning measures of moderation and healing.

There were significant disagreements in the North that year, and the Republicans, while choosing Lincoln as their candidate again, discarded their old name and opted for the straightforward title of the "Union party." Additionally, they picked Andrew Johnson, a Southern man from Tennessee, to run as his Vice President. The Northern Democrats boldly confronted this combination with a platform that declared that "after four years of failing to restore the union through war, during which, under the guise of military necessity or war power greater than the Constitution, the Constitution itself has been ignored entirely and both public liberty and private rights have been trampled... justice, humanity, liberty, and the public good demand that immediate actions be taken to stop hostilities, so that peace may be restored based on the federal union of the states." It is true that the Democratic candidate, General McClellan, attempted to break free from the constraints imposed by the platform, stating that he couldn’t face his old comrades and declare their efforts useless; however, the party's call to the nation to reject Lincoln and his policies had been made. The response came, with Lincoln receiving 2,200,000 votes compared to 1,800,000 for his opponent. The harsh criticisms directed at him during the campaign were forgotten and forgiven. When he was struck down by an assassin in April 1865, he was, above all others in Washington, planning measures of moderation and healing.

The Outcomes of the Civil War

There is a strong and natural tendency on the part of writers to stress the dramatic and heroic aspects of war; but the long judgment of history requires us to include all other significant phases as well. Like every great armed conflict, the Civil War outran the purposes of those who took part in it. Waged over the nature of the union, it made a revolution in the union, changing public policies and constitutional principles and giving a new direction to agriculture and industry.

There’s a natural tendency for writers to emphasize the dramatic and heroic sides of war, but history’s long view requires us to consider all other important aspects too. Like every major conflict, the Civil War exceeded the intentions of those involved. Initially fought over the nature of the union, it caused a revolution in that union, altering public policies and constitutional principles and steering agriculture and industry in a new direction.

The Supremacy of the Union.—First and foremost, the war settled for all time the long dispute as to the nature of the federal system. The doctrine of state sovereignty was laid to rest. Men might still speak of the rights of states and think of their commonwealths with affection, but nullification and secession were destroyed. The nation was supreme.

The Supremacy of the Union.—First and foremost, the war definitively resolved the ongoing debate about the nature of the federal system. The idea of state sovereignty was put to rest. People might still talk about the rights of states and think fondly of their commonwealths, but nullification and secession were eliminated. The nation was supreme.

The Destruction of the Slave Power.—Next to the vindication of national supremacy was the destruction of the planting aristocracy of the South—that great power which had furnished leadership of undoubted ability and had so long contested with the industrial and commercial interests of the North. The first paralyzing blow at the planters was struck by the abolition of slavery. The second and third came with the fourteenth (1868) and fifteenth (1870) amendments, giving the ballot to freedmen and excluding from public office the Confederate leaders—driving from the work of reconstruction the finest talents of the South. As if to add bitterness to gall and wormwood, the fourteenth amendment forbade the United States or any state to pay any debts incurred in aid of the Confederacy or in the emancipation of the slaves—plunging into utter bankruptcy the Southern financiers who had stripped their section of capital to support their cause. So the Southern planters found themselves excluded from public office and ruled over by their former bondmen under the tutelage of Republican leaders. Their labor system was wrecked and their money and bonds were as worthless as waste paper. The South was subject to the North. That which neither the Federalists nor the Whigs had been able to accomplish in the realm of statecraft was accomplished on the field of battle.

The Destruction of the Slave Power.—Right after establishing national supremacy came the dismantling of the Southern plantation aristocracy—this powerful group that had provided strong leadership and had long clashed with the North's industrial and commercial interests. The first major blow to the planters was the abolition of slavery. The second and third hits came with the fourteenth (1868) and fifteenth (1870) amendments, which granted voting rights to freedmen and barred Confederate leaders from holding public office, pushing away the South's most talented individuals from the reconstruction efforts. To add insult to injury, the fourteenth amendment prohibited the United States or any state from settling any debts incurred to support the Confederacy or for the emancipation of slaves—leading to total financial ruin for Southern financiers who had drained their resources to back their cause. Consequently, Southern planters found themselves shut out of public office and governed by their former slaves under the guidance of Republican leaders. Their labor system was destroyed, and their money and bonds were as worthless as scrap paper. The South was under the North's control. What neither the Federalists nor the Whigs had achieved through politics was accomplished on the battlefield.

The Triumph of Industry.—The wreck of the planting system was accompanied by a mighty upswing of Northern industry which made the old Whigs of Massachusetts and Pennsylvania stare in wonderment. The demands of the federal government for manufactured goods at unrestricted prices gave a stimulus to business which more than replaced the lost markets of the South. Between 1860 and 1870 the number of manufacturing establishments increased 79.6 per cent as against 14.2 for the previous decade; while the number of persons employed almost doubled. There was no doubt about the future of American industry.

The Triumph of Industry.—The collapse of the plantation system was followed by a huge rise in Northern industry which left the old Whigs of Massachusetts and Pennsylvania amazed. The federal government's demand for manufactured goods at unrestricted prices provided a boost to business that more than made up for the lost markets in the South. Between 1860 and 1870, the number of manufacturing establishments increased by 79.6 percent compared to 14.2 percent in the previous decade; meanwhile, the number of people employed nearly doubled. There was no doubt about the future of American industry.

The Victory for the Protective Tariff.—Moreover, it was henceforth to be well protected. For many years before the war the friends of protection had been on the defensive. The tariff act of 1857 imposed duties so low as to presage a tariff for revenue only. The war changed all that. The extraordinary military expenditures, requiring heavy taxes on all sources, justified tariffs so high that a follower of Clay or Webster might well have gasped with astonishment. After the war was over the debt remained and both interest and principal had to be paid. Protective arguments based on economic reasoning were supported by a plain necessity for revenue which admitted no dispute.

The Victory for the Protective Tariff.—From now on, it was going to be well protected. For many years before the war, advocates of protection had been on the defensive. The tariff act of 1857 set duties so low that it seemed like it was only about revenue. The war changed everything. The huge military expenses, which required high taxes on all sources, made way for tariffs so high that followers of Clay or Webster would have been shocked. After the war ended, the debt remained, and both the interest and the principal had to be paid. The arguments for protection based on economic reasoning were backed by a clear need for revenue that couldn't be denied.

A Liberal Immigration Policy.—Linked with industry was the labor supply. The problem of manning industries became a pressing matter, and Republican leaders grappled with it. In the platform of the Union party adopted in 1864 it was declared "that foreign immigration, which in the past has added so much to the wealth, the development of resources, and the increase of power to this nation—the asylum of the oppressed of all nations—should be fostered and encouraged by a liberal and just policy." In that very year Congress, recognizing the importance of the problem, passed a measure of high significance, creating a bureau of immigration, and authorizing a modified form of indentured labor, by making it legal for immigrants to pledge their wages in advance to pay their passage over. Though the bill was soon repealed, the practice authorized by it was long continued. The cheapness of the passage shortened the term of service; but the principle was older than the days of William Penn.

A Liberal Immigration Policy.—Connected to industry was the workforce. The issue of staffing industries became urgent, and Republican leaders tackled it. In the platform of the Union party adopted in 1864, it stated "that foreign immigration, which in the past has greatly contributed to the wealth, resource development, and power of this nation—the refuge for the oppressed from all countries—should be supported and encouraged by a fair and generous policy." That same year, Congress, acknowledging the significance of the issue, passed a measure of great importance, establishing a bureau of immigration and allowing a modified form of indentured labor, enabling immigrants to commit their future wages in advance to cover their travel costs. Although the bill was quickly repealed, the practice it allowed continued for a long time. The low cost of passage shortened the length of service; however, the principle was older than the time of William Penn.

The Homestead Act of 1862.—In the immigration measure guaranteeing a continuous and adequate labor supply, the manufacturers saw an offset to the Homestead Act of 1862 granting free lands to settlers. The Homestead law they had resisted in a long and bitter congressional battle. Naturally, they had not taken kindly to a scheme which lured men away from the factories or enabled them to make unlimited demands for higher wages as the price of remaining. Southern planters likewise had feared free homesteads for the very good reason that they only promised to add to the overbalancing power of the North.

The Homestead Act of 1862.—In the immigration law that ensured a steady and sufficient labor supply, manufacturers saw a counter to the Homestead Act of 1862, which provided free land to settlers. They had fought hard against this law in a lengthy and contentious battle in Congress. Naturally, they were not pleased with a plan that pulled workers away from factories or allowed them to make unlimited demands for higher wages to stay. Southern plantation owners also feared free homesteads for a very good reason: they would only strengthen the North's already overwhelming power.

In spite of the opposition, supporters of a liberal land policy made steady gains. Free-soil Democrats,—Jacksonian farmers and mechanics,—labor reformers, and political leaders, like Stephen A. Douglas of Illinois and Andrew Johnson of Tennessee, kept up the agitation in season and out. More than once were they able to force a homestead bill through the House of Representatives only to have it blocked in the Senate where Southern interests were intrenched. Then, after the Senate was won over, a Democratic President, James Buchanan, vetoed the bill. Still the issue lived. The Republicans, strong among the farmers of the Northwest, favored it from the beginning and pressed it upon the attention of the country. Finally the manufacturers yielded; they received their compensation in the contract labor law. In 1862 Congress provided for the free distribution of land in 160-acre lots among men and women of strong arms and willing hearts ready to build their serried lines of homesteads to the Rockies and beyond.

Despite facing opposition, advocates for a liberal land policy made consistent progress. Free-soil Democrats—Jacksonian farmers and workers—labor reformers, and political figures like Stephen A. Douglas from Illinois and Andrew Johnson from Tennessee, continued to campaign for this cause relentlessly. They managed to pass a homestead bill through the House of Representatives multiple times, only to have it stalled in the Senate, where Southern interests were firmly established. After the Senate shifted, a Democratic President, James Buchanan, vetoed the bill. Nonetheless, the issue persisted. The Republicans, who had strong support among Northwest farmers, backed it from the start and pushed it into the national conversation. Eventually, manufacturers conceded; they received their compensation through the contract labor law. In 1862, Congress arranged for the free distribution of land in 160-acre parcels to men and women with strong backs and eager hearts, ready to establish their lines of homesteads all the way to the Rockies and beyond.

Internal Improvements.—If farmers and manufacturers were early divided on the matter of free homesteads, the same could hardly be said of internal improvements. The Western tiller of the soil was as eager for some easy way of sending his produce to market as the manufacturer was for the same means to transport his goods to the consumer on the farm. While the Confederate leaders were writing into their constitution a clause forbidding all appropriations for internal improvements, the Republican leaders at Washington were planning such expenditures from the treasury in the form of public land grants to railways as would have dazed the authors of the national road bill half a century earlier.

Internal Improvements.—While farmers and manufacturers often disagreed on the issue of free homesteads, they were united when it came to internal improvements. The farmers in the West were just as eager for a straightforward way to get their products to market as manufacturers were to transport their goods to consumers on the farm. While the Confederate leaders were adding a clause to their constitution that banned all funding for internal improvements, the Republican leaders in Washington were planning to allocate treasury funds in the form of public land grants to railways, which would have astonished those who wrote the national road bill fifty years earlier.

Sound Finance—National Banking.—From Hamilton's day to Lincoln's, business men in the East had contended for a sound system of national currency. The experience of the states with paper money, painfully impressive in the years before the framing of the Constitution, had been convincing to those who understood the economy of business. The Constitution, as we have seen, bore the signs of this experience. States were forbidden to emit bills of credit: paper money, in short. This provision stood clear in the document; but judicial ingenuity had circumvented it in the age of Jacksonian Democracy. The states had enacted and the Supreme Court, after the death of John Marshall, had sustained laws chartering banking companies and authorizing them to issue paper money. So the country was beset by the old curse, the banks of Western and Southern states issuing reams of paper notes to help borrowers pay their debts.

Sound Finance—National Banking.—From Hamilton's time to Lincoln's, business people in the East had argued for a reliable system of national currency. The experience of the states with paper money, sadly striking in the years before the Constitution was created, convinced those who understood the economy of business. The Constitution, as we have seen, showed the impact of this experience. States were prohibited from issuing bills of credit: in other words, paper money. This provision was clear in the document; however, judicial creativity managed to get around it during the era of Jacksonian Democracy. The states had passed laws and the Supreme Court, after John Marshall's death, upheld laws that chartered banking companies and allowed them to issue paper money. As a result, the country faced the same old problem, with banks in Western and Southern states flooding the market with paper notes to help borrowers pay their debts.

In dealing with war finances, the Republicans attacked this ancient evil. By act of Congress in 1864, they authorized a series of national banks founded on the credit of government bonds and empowered to issue notes. The next year they stopped all bank paper sent forth under the authority of the states by means of a prohibitive tax. In this way, by two measures Congress restored federal control over the monetary system although it did not reëstablish the United States Bank so hated by Jacksonian Democracy.

In handling war finances, the Republicans took on this long-standing issue. By an act of Congress in 1864, they approved a series of national banks built on the credit of government bonds and allowed them to issue notes. The following year, they halted all bank notes issued under state authority by imposing a prohibitive tax. Through these two actions, Congress reestablished federal control over the monetary system, though it did not bring back the United States Bank, which was widely disliked by Jacksonian Democracy.

Destruction of States' Rights by Fourteenth Amendment.—These acts and others not cited here were measures of centralization and consolidation at the expense of the powers and dignity of the states. They were all of high import, but the crowning act of nationalism was the fourteenth amendment which, among other things, forbade states to "deprive any person of life, liberty or property without due process of law." The immediate occasion, though not the actual cause of this provision, was the need for protecting the rights of freedmen against hostile legislatures in the South. The result of the amendment, as was prophesied in protests loud and long from every quarter of the Democratic party, was the subjection of every act of state, municipal, and county authorities to possible annulment by the Supreme Court at Washington. The expected happened.

Destruction of States' Rights by Fourteenth Amendment.—These actions and others not mentioned here were attempts to centralize power and unify authority at the expense of state powers and dignity. They were all significant, but the most prominent act of nationalism was the fourteenth amendment , which, among other things, prohibited states from "depriving any person of life, liberty or property without due process of law." The immediate reason for this provision, although not the actual cause, was the need to protect the rights of freedmen from hostile legislatures in the South. As predicted by loud protests from all corners of the Democratic party, the result of the amendment was that every action by state, municipal, and county authorities could be overturned by the Supreme Court in Washington. What was expected happened.

Few negroes ever brought cases under the fourteenth amendment to the attention of the courts; but thousands of state laws, municipal ordinances, and acts of local authorities were set aside as null and void under it. Laws of states regulating railway rates, fixing hours of labor in bakeshops, and taxing corporations were in due time to be annulled as conflicting with an amendment erroneously supposed to be designed solely for the protection of negroes. As centralized power over tariffs, railways, public lands, and other national concerns went to Congress, so centralized power over the acts of state and local authorities involving an infringement of personal and property rights was conferred on the federal judiciary, the apex of which was the Supreme Court at Washington. Thus the old federation of "independent states," all equal in rights and dignity, each wearing the "jewel of sovereignty" so celebrated in Southern oratory, had gone the way of all flesh under the withering blasts of Civil War.

Few Black people ever brought cases under the Fourteenth Amendment to the courts; but thousands of state laws, city ordinances, and actions by local authorities were deemed null and void under it. State laws regulating railroad rates, setting working hours in bakeries, and taxing corporations were eventually overturned as they conflicted with an amendment mistakenly thought to be designed only for the protection of Black individuals. As centralized control over tariffs, railroads, public lands, and other national matters shifted to Congress, centralized authority over the actions of state and local authorities that infringed on personal and property rights was granted to the federal judiciary, with the Supreme Court in Washington at its highest level. Thus, the former federation of "independent states," all equal in rights and dignity, each carrying the "jewel of sovereignty" so praised in Southern rhetoric, had vanished under the harsh realities of the Civil War.

Reconstruction in the South

Theories about the Position of the Seceded States.—On the morning of April 9, 1865, when General Lee surrendered his army to General Grant, eleven states stood in a peculiar relation to the union now declared perpetual. Lawyers and political philosophers were much perturbed and had been for some time as to what should be done with the members of the former Confederacy. Radical Republicans held that they were "conquered provinces" at the mercy of Congress, to be governed under such laws as it saw fit to enact and until in its wisdom it decided to readmit any or all of them to the union. Men of more conservative views held that, as the war had been waged by the North on the theory that no state could secede from the union, the Confederate states had merely attempted to withdraw and had failed. The corollary of this latter line of argument was simple: "The Southern states are still in the union and it is the duty of the President, as commander-in-chief, to remove the federal troops as soon as order is restored and the state governments ready to function once more as usual."

Theories about the Position of the Seceded States.—On the morning of April 9, 1865, when General Lee surrendered his army to General Grant, eleven states were in a strange situation concerning the union that was now declared perpetual. Lawyers and political thinkers were quite unsettled and had been for some time about what should happen to the members of the former Confederacy. Radical Republicans believed they were "conquered territories" at the mercy of Congress, to be governed under whatever laws it saw fit to create until it decided to readmit any or all of them to the union. Those with more conservative views argued that, since the North had fought the war on the premise that no state could secede from the union, the Confederate states had only tried to leave and had failed. The conclusion of this perspective was straightforward: "The Southern states are still part of the union, and it is the President's duty, as commander-in-chief, to withdraw federal troops as soon as order is restored and the state governments are ready to operate normally again."

Lincoln's Proposal.—Some such simple and conservative form of reconstruction had been suggested by Lincoln in a proclamation of December 8, 1863. He proposed pardon and a restoration of property, except in slaves, to nearly all who had "directly or by implication participated in the existing rebellion," on condition that they take an oath of loyalty to the union. He then announced that when, in any of the states named, a body of voters, qualified under the law as it stood before secession and equal in number to one-tenth the votes cast in 1860, took the oath of allegiance, they should be permitted to reëstablish a state government. Such a government, he added, should be recognized as a lawful authority and entitled to protection under the federal Constitution. With reference to the status of the former slaves Lincoln made it clear that, while their freedom must be recognized, he would not object to any legislation "which may yet be consistent as a temporary arrangement with their present condition as a laboring, landless, and homeless class."

Lincoln's Proposal.—A straightforward and cautious approach to reconstruction was suggested by Lincoln in a proclamation on December 8, 1863. He offered pardon and restoration of property, excluding slaves, to almost anyone who had “directly or indirectly participated in the current rebellion,” as long as they took an oath of loyalty to the Union. He then stated that when, in any of the specified states, a group of voters, qualified under the laws that existed before secession and equal to one-tenth of the votes cast in 1860, took the oath of allegiance, they would be allowed to reestablish a state government. He emphasized that such a government would be recognized as a lawful authority and entitled to protection under the federal Constitution. Regarding the status of former slaves, Lincoln made it clear that while their freedom must be acknowledged, he would not oppose any legislation "that may still be consistent as a temporary arrangement with their current situation as a laboring, landless, and homeless class."

Andrew Johnson's Plan—His Impeachment.—Lincoln's successor, Andrew Johnson, the Vice President, soon after taking office, proposed to pursue a somewhat similar course. In a number of states he appointed military governors, instructing them at the earliest possible moment to assemble conventions, chosen "by that portion of the people of the said states who are loyal to the United States," and proceed to the organization of regular civil government. Johnson, a Southern man and a Democrat, was immediately charged by the Republicans with being too ready to restore the Southern states. As the months went by, the opposition to his measures and policies in Congress grew in size and bitterness. The contest resulted in the impeachment of Johnson by the House of Representatives in March, 1868, and his acquittal by the Senate merely because his opponents lacked one vote of the two-thirds required for conviction.

Andrew Johnson's Plan—His Impeachment.—Lincoln's successor, Andrew Johnson, the Vice President, quickly proposed to take a similar approach after he took office. In several states, he appointed military governors, instructing them to gather conventions as soon as possible, chosen "by that portion of the people of the said states who are loyal to the United States," and move towards establishing regular civil government. Johnson, being a Southern man and a Democrat, was immediately accused by the Republicans of being too eager to restore the Southern states. As the months passed, the opposition to his actions and policies in Congress grew in size and intensity. This conflict led to Johnson's impeachment by the House of Representatives in March 1868, and he was acquitted by the Senate only because his opponents were one vote short of the two-thirds needed for conviction.

Congress Enacts "Reconstruction Laws."—In fact, Congress was in a strategic position. It was the law-making body, and it could, moreover, determine the conditions under which Senators and Representatives from the South were to be readmitted. It therefore proceeded to pass a series of reconstruction acts—carrying all of them over Johnson's veto. These measures, the first of which became a law on March 2, 1867, betrayed an animus not found anywhere in Lincoln's plans or Johnson's proclamations.

Congress Enacts "Reconstruction Laws."—In reality, Congress was in a powerful position. It was the legislative body, and it could also set the terms for how Southern Senators and Representatives would be readmitted. Therefore, it moved forward to pass a series of reconstruction acts—overriding all of Johnson's vetoes. These measures, the first of which became law on March 2, 1867, reflected a hostility not present in Lincoln's plans or Johnson's proclamations.

They laid off the ten states—the whole Confederacy with the exception of Tennessee—still outside the pale, into five military districts, each commanded by a military officer appointed by the President. They ordered the commanding general to prepare a register of voters for the election of delegates to conventions chosen for the purpose of drafting new constitutions. Such voters, however, were not to be, as Lincoln had suggested, loyal persons duly qualified under the law existing before secession but "the male citizens of said state, twenty-one years old and upward, of whatever race, color, or previous condition, ... except such as may be disfranchised for participation in the rebellion or for felony at common law." This was the death knell to the idea that the leaders of the Confederacy and their white supporters might be permitted to share in the establishment of the new order. Power was thus arbitrarily thrust into the hands of the newly emancipated male negroes and the handful of whites who could show a record of loyalty. That was not all. Each state was, under the reconstruction acts, compelled to ratify the fourteenth amendment to the federal Constitution as a price of restoration to the union.

They divided the ten states—the entire Confederacy except for Tennessee—into five military districts, each led by a military officer chosen by the President. They instructed the commanding general to create a list of voters for the election of delegates to conventions meant to draft new constitutions. However, these voters were not to be, as Lincoln had suggested, loyal individuals properly qualified under the laws that existed before secession, but rather "the male citizens of said state, twenty-one years old and older, of any race, color, or previous condition, ... except for those who may be disenfranchised for participating in the rebellion or for felony at common law." This killed any hope that the leaders of the Confederacy and their white supporters could take part in establishing the new order. Power was therefore arbitrarily given to the newly emancipated black men and a few white individuals who could prove their loyalty. That wasn't all. Each state was required, under the reconstruction acts, to ratify the fourteenth amendment to the federal Constitution as a condition for being restored to the union.

The composition of the conventions thus authorized may be imagined. Bondmen without the asking and without preparation found themselves the governing power. An army of adventurers from the North, "carpet baggers" as they were called, poured in upon the scene to aid in "reconstruction." Undoubtedly many men of honor and fine intentions gave unstinted service, but the results of their deliberations only aggravated the open wound left by the war. Any number of political doctors offered their prescriptions; but no effective remedy could be found. Under measures admittedly open to grave objections, the Southern states were one after another restored to the union by the grace of Congress, the last one in 1870. Even this grudging concession of the formalities of statehood did not mean a full restoration of honors and privileges. The last soldier was not withdrawn from the last Southern capital until 1877, and federal control over elections long remained as a sign of congressional supremacy.

The setup of the conventions that were allowed can be imagined. Slave laborers unexpectedly found themselves in control. A wave of opportunists from the North, referred to as "carpetbaggers," came in to assist with "reconstruction." While many of them had good intentions and worked hard, the outcomes of their efforts only made the wounds from the war worse. Numerous political experts proposed their solutions, but no effective fix was found. The Southern states, under measures that faced serious criticism, were gradually brought back into the union with Congress's approval, the last one in 1870. However, even this reluctant granting of statehood didn't equate to a complete restoration of rights and privileges. The final federal troop was not pulled from the last Southern capital until 1877, and federal oversight of elections remained a symbol of congressional power for a long time.

The Status of the Freedmen.—Even more intricate than the issues involved in restoring the seceded states to the union was the question of what to do with the newly emancipated slaves. That problem, often put to abolitionists before the war, had become at last a real concern. The thirteenth amendment abolishing slavery had not touched it at all. It declared bondmen free, but did nothing to provide them with work or homes and did not mention the subject of political rights. All these matters were left to the states, and the legislatures of some of them, by their famous "black codes," restored a form of servitude under the guise of vagrancy and apprentice laws. Such methods were in fact partly responsible for the reaction that led Congress to abandon Lincoln's policies and undertake its own program of reconstruction.

The Status of the Freedmen.—Even more complicated than the issues involved in bringing the seceded states back into the union was the question of what to do with the newly freed slaves. That problem, often posed to abolitionists before the war, had finally become a real concern. The thirteenth amendment that abolished slavery hadn't addressed it at all. It declared enslaved people free but did nothing to help them find work or homes and didn't mention political rights. All these issues were left up to the states, and the legislatures of some, through their infamous "black codes," restored a form of servitude under the guise of vagrancy and apprenticeship laws. These methods were, in fact, partly responsible for the backlash that prompted Congress to move away from Lincoln's policies and pursue its own reconstruction program.

Still no extensive effort was made to solve by law the economic problems of the bondmen. Radical abolitionists had advocated that the slaves when emancipated should be given outright the fields of their former masters; but Congress steadily rejected the very idea of confiscation. The necessity of immediate assistance it recognized by creating in 1865 the Freedmen's Bureau to take care of refugees. It authorized the issue of food and clothing to the destitute and the renting of abandoned and certain other lands under federal control to former slaves at reasonable rates. But the larger problem of the relation of the freedmen to the land, it left to the slow working of time.

Still, no significant efforts were made to legally address the economic issues faced by former slaves. Radical abolitionists argued that when slaves were freed, they should be given the fields owned by their former masters; however, Congress consistently rejected the idea of confiscation. It did acknowledge the need for immediate help by establishing the Freedmen's Bureau in 1865 to support refugees. It authorized the distribution of food and clothing to those in need and allowed for the renting of abandoned and certain other lands under federal control to former slaves at reasonable rates. But it left the larger issue of the freedmen's relationship to the land to be resolved gradually over time.

Against sharp protests from conservative men, particularly among the Democrats, Congress did insist, however, on conferring upon the freedmen certain rights by national law. These rights fell into broad divisions, civil and political. By an act passed in 1866, Congress gave to former slaves the rights of white citizens in the matter of making contracts, giving testimony in courts, and purchasing, selling, and leasing property. As it was doubtful whether Congress had the power to enact this law, there was passed and submitted to the states the fourteenth amendment which gave citizenship to the freedmen, assured them of the privileges and immunities of citizens of the United States, and declared that no state should deprive any person of his life, liberty, or property without due process of law. Not yet satisfied, Congress attempted to give social equality to negroes by the second civil rights bill of 1875 which promised to them, among other things, the full and equal enjoyment of inns, theaters, public conveyances, and places of amusement—a law later declared unconstitutional by the Supreme Court.

Despite strong objections from conservative men, especially among the Democrats, Congress insisted on granting certain rights to freedmen through national law. These rights were categorized into civil and political rights. In an act passed in 1866, Congress extended to former slaves the same rights as white citizens regarding contracts, testifying in court, and buying, selling, and leasing property. Because it was uncertain whether Congress had the authority to create this law, the fourteenth amendment was passed and sent to the states, granting citizenship to freedmen, ensuring them the privileges and immunities of U.S. citizens, and stating that no state could take away a person's life, liberty, or property without due process of law. Unsatisfied with these measures, Congress attempted to ensure social equality for African Americans with the second civil rights bill of 1875, which promised them, among other things, equal access to inns, theaters, public transport, and places of entertainment—a law that was later deemed unconstitutional by the Supreme Court.

The matter of political rights was even more hotly contested; but the radical Republicans, like Charles Sumner, asserted that civil rights were not secure unless supported by the suffrage. In this same fourteenth amendment they attempted to guarantee the ballot to all negro men, leaving the women to take care of themselves. The amendment declared in effect that when any state deprived adult male citizens of the right to vote, its representation in Congress should be reduced in the proportion such persons bore to the voting population.

The issue of political rights was even more fiercely debated; however, radical Republicans like Charles Sumner argued that civil rights weren't safe unless they were backed by the right to vote. In the same fourteenth amendment, they tried to ensure that all Black men could vote, leaving women to fend for themselves. The amendment effectively stated that if any state took away the right to vote from adult male citizens, its representation in Congress would be reduced in proportion to the number of those individuals compared to the voting population.

This provision having failed to accomplish its purpose, the fifteenth amendment was passed and ratified, expressly declaring that no citizen should be deprived of the right to vote "on account of race, color, or previous condition of servitude." To make assurance doubly secure, Congress enacted in 1870, 1872, and 1873 three drastic laws, sometimes known as "force bills," providing for the use of federal authorities, civil and military, in supervising elections in all parts of the Union. So the federal government, having destroyed chattel slavery, sought by legal decree to sweep away all its signs and badges, civil, social, and political. Never, save perhaps in some of the civil conflicts of Greece or Rome, had there occurred in the affairs of a nation a social revolution so complete, so drastic, and far-reaching in its results.

This provision didn't achieve its goal, so the fifteenth amendment was passed and ratified, clearly stating that no citizen should be denied the right to vote "because of race, color, or previous condition of servitude." To reinforce this, Congress implemented three significant laws in 1870, 1872, and 1873, often referred to as "force bills," which allowed federal authorities, both civil and military, to oversee elections throughout the country. Thus, the federal government, after abolishing chattel slavery, aimed to eliminate all its remnants and markers in civil, social, and political aspects. Never, except perhaps in some civil conflicts of Greece or Rome, had a nation experienced such a complete, drastic, and impactful social revolution.

Summary of the Regional Conflict

Just as the United States, under the impetus of Western enterprise, rounded out the continental domain, its very existence as a nation was challenged by a fratricidal conflict between two sections. This storm had been long gathering upon the horizon. From the very beginning in colonial times there had been a marked difference between the South and the North. The former by climate and soil was dedicated to a planting system—the cultivation of tobacco, rice, cotton, and sugar cane—and in the course of time slave labor became the foundation of the system. The North, on the other hand, supplemented agriculture by commerce, trade, and manufacturing. Slavery, though lawful, did not flourish there. An abundant supply of free labor kept the Northern wheels turning.

Just as the United States, driven by Western enterprise, expanded its continental territory, its very existence as a nation was put to the test by a civil war between two regions. This conflict had been building for a long time. From the start in colonial days, there was a clear divide between the South and the North. The South, due to its climate and soil, focused on agriculture—the growing of tobacco, rice, cotton, and sugar cane—and over time, slave labor became essential to this system. In contrast, the North combined agriculture with commerce, trade, and manufacturing. Although slavery was legal there, it didn’t thrive. An ample supply of free labor kept the Northern economy running.

This difference between the two sections, early noted by close observers, was increased with the advent of the steam engine and the factory system. Between 1815 and 1860 an industrial revolution took place in the North. Its signs were gigantic factories, huge aggregations of industrial workers, immense cities, a flourishing commerce, and prosperous banks. Finding an unfavorable reception in the South, the new industrial system was confined mainly to the North. By canals and railways New York, Boston, and Philadelphia were linked with the wheatfields of Ohio, Indiana, and Illinois. A steel net wove North and Northwest together. A commercial net supplemented it. Western trade was diverted from New Orleans to the East and Eastern credit sustained Western enterprise.

This difference between the two regions, noted early on by observant individuals, grew with the introduction of the steam engine and the factory system. Between 1815 and 1860, the North experienced an industrial revolution. Its signs included massive factories, large groups of industrial workers, vast cities, thriving commerce, and successful banks. Meeting resistance in the South, the new industrial system was primarily limited to the North. Canals and railways connected New York, Boston, and Philadelphia with the wheat fields of Ohio, Indiana, and Illinois. A steel network linked the North and Northwest. A commercial network complemented it. Western trade shifted from New Orleans to the East, and Eastern credit supported Western ventures.

In time, the industrial North and the planting South evolved different ideas of political policy. The former looked with favor on protective tariffs, ship subsidies, a sound national banking system, and internal improvements. The farmers of the West demanded that the public domain be divided up into free homesteads for farmers. The South steadily swung around to the opposite view. Its spokesmen came to regard most of these policies as injurious to the planting interests.

Over time, the industrial North and the agrarian South developed different views on political policy. The North supported protective tariffs, subsidies for shipping, a strong national banking system, and improvements to infrastructure. Meanwhile, farmers in the West insisted that public land be divided into free homesteads for them. In contrast, the South increasingly opposed these ideas. Its representatives began to see most of these policies as harmful to agricultural interests.

The economic questions were all involved in a moral issue. The Northern states, in which slavery was of slight consequence, had early abolished the institution. In the course of a few years there appeared uncompromising advocates of universal emancipation. Far and wide the agitation spread. The South was thoroughly frightened. It demanded protection against the agitators, the enforcement of its rights in the case of runaway slaves, and equal privileges for slavery in the new territories.

The economic questions were all tied to a moral issue. The Northern states, where slavery didn't matter much, had abolished it early on. Within a few years, strong supporters of universal emancipation emerged. The movement spread far and wide. The South was deeply alarmed. It called for protection against the activists, enforcement of its rights regarding runaway slaves, and equal rights for slavery in the new territories.

With the passing years the conflict between the two sections increased in bitterness. It flamed up in 1820 and was allayed by the Missouri compromise. It took on the form of a tariff controversy and nullification in 1832. It appeared again after the Mexican war when the question of slavery in the new territories was raised. Again compromise—the great settlement of 1850—seemed to restore peace, only to prove an illusion. A series of startling events swept the country into war: the repeal of the Missouri compromise in 1854, the rise of the Republican party pledged to the prohibition of slavery in the territories, the Dred Scott decision of 1857, the Lincoln-Douglas debates, John Brown's raid, the election of Lincoln, and secession.

As the years went by, the conflict between the two sides grew more intense. It erupted in 1820 and was calmed by the Missouri Compromise. It then turned into a tariff dispute and issues of nullification in 1832. After the Mexican War, the debate over slavery in the new territories flared up again. Once more, compromise—the great settlement of 1850—seemed to bring peace, only for it to turn out to be a false hope. A series of shocking events pulled the country into war: the repeal of the Missouri Compromise in 1854, the emergence of the Republican Party committed to banning slavery in the territories, the Dred Scott decision of 1857, the Lincoln-Douglas debates, John Brown's raid, the election of Lincoln, and secession.

The Civil War, lasting for four years, tested the strength of both North and South, in leadership, in finance, in diplomatic skill, in material resources, in industry, and in armed forces. By the blockade of Southern ports, by an overwhelming weight of men and materials, and by relentless hammering on the field of battle, the North was victorious.

The Civil War, which lasted four years, challenged the strength of both the North and the South in leadership, finances, diplomatic skills, material resources, industry, and military forces. Through the blockade of Southern ports, an overwhelming number of troops and supplies, and continuous pressure on the battlefield, the North emerged victorious.

The results of the war were revolutionary in character. Slavery was abolished and the freedmen given the ballot. The Southern planters who had been the leaders of their section were ruined financially and almost to a man excluded from taking part in political affairs. The union was declared to be perpetual and the right of a state to secede settled by the judgment of battle. Federal control over the affairs of states, counties, and cities was established by the fourteenth amendment. The power and prestige of the federal government were enhanced beyond imagination. The North was now free to pursue its economic policies: a protective tariff, a national banking system, land grants for railways, free lands for farmers. Planting had dominated the country for nearly a generation. Business enterprise was to take its place.

The results of the war were revolutionary. Slavery was abolished, and the freedmen were given the right to vote. The Southern planters who had been the leaders in their region were financially ruined and nearly all excluded from participating in politics. The union was declared to be permanent, and the right of a state to secede was decided by the outcome of the war. Federal control over the affairs of states, counties, and cities was established by the Fourteenth Amendment. The power and prestige of the federal government grew immensely. The North was now free to implement its economic policies: a protective tariff, a national banking system, land grants for railways, and free land for farmers. For nearly a generation, agriculture had dominated the country. Now, business enterprise was set to take its place.

References

Northern Accounts

Northern Accounts

J.K. Hosmer, The Appeal to Arms and The Outcome of the Civil War (American Nation Series).

J.K. Hosmer, The Appeal to Arms and The Outcome of the Civil War (American Nation Series).

J. Ropes, History of the Civil War (best account of military campaigns).

J. Ropes, History of the Civil War (the best account of military campaigns).

J.F. Rhodes, History of the United States, Vols. III, IV, and V.

J.F. Rhodes, History of the United States, Vols. III, IV, and V.

J.T. Morse, Abraham Lincoln (2 vols.).

J.T. Morse, *Abraham Lincoln* (2 vols.).

Southern Accounts

W.E. Dodd, Jefferson Davis.

W.E. Dodd, *Jefferson Davis*.

Jefferson Davis, Rise and Fall of the Confederate Government.

Jefferson Davis, Rise and Fall of the Confederate Government.

E. Pollard, The Lost Cause.

E. Pollard, *The Lost Cause*.

A.H. Stephens, The War between the States.

A.H. Stephens, The War between the States.

Questions

1. Contrast the reception of secession in 1860 with that given to nullification in 1832.

1. Compare how secession was received in 1860 to the response to nullification in 1832.

2. Compare the Northern and Southern views of the union.

2. Compare the perspectives of the North and South regarding the union.

3. What were the peculiar features of the Confederate constitution?

3. What were the unique features of the Confederate constitution?

4. How was the Confederacy financed?

4. How did the Confederacy get its funding?

5. Compare the resources of the two sections.

5. Compare the resources of the two parts.

6. On what foundations did Southern hopes rest?

6. What were the foundations of Southern hopes?

7. Describe the attempts at a peaceful settlement.

7. Describe the efforts to reach a peaceful agreement.

8. Compare the raising of armies for the Civil War with the methods employed in the World War. (See below, chapter xxv.)

8. Compare how armies were raised for the Civil War with the methods used in World War. (See below, chapter xxv.)

9. Compare the financial methods of the government in the two wars.

9. Compare the government's financial approaches during the two wars.

10. Explain why the blockade was such a deadly weapon.

10. Explain why the blockade was such a lethal weapon.

11. Give the leading diplomatic events of the war.

11. List the key diplomatic events of the war.

12. Trace the growth of anti-slavery sentiment.

12. Follow the rise of anti-slavery feelings.

13. What measures were taken to restrain criticism of the government?

13. What actions were taken to limit criticism of the government?

14. What part did Lincoln play in all phases of the war?

14. What role did Lincoln have in all aspects of the war?

15. State the principal results of the war.

15. List the main outcomes of the war.

16. Compare Lincoln's plan of reconstruction with that adopted by Congress.

16. Compare Lincoln's reconstruction plan with the one adopted by Congress.

17. What rights did Congress attempt to confer upon the former slaves?

17. What rights did Congress try to give to the former slaves?

Research Topics

Was Secession Lawful?—The Southern view by Jefferson Davis in Harding, Select Orations Illustrating American History, pp. 364-369. Lincoln's view, Harding, pp. 371-381.

Was Secession Lawful?—The Southern perspective by Jefferson Davis in Harding, Select Orations Illustrating American History, pp. 364-369. Lincoln's perspective, Harding, pp. 371-381.

The Confederate Constitution.—Compare with the federal Constitution in Macdonald, Documentary Source Book, pp. 424-433 and pp. 271-279.

The Confederate Constitution.—Compare with the federal Constitution in Macdonald, Documentary Source Book, pp. 424-433 and pp. 271-279.

Federal Legislative Measures.—Prepare a table and brief digest of the important laws relating to the war. Macdonald, pp. 433-482.

Federal Legislative Measures.—Create a table and a quick overview of the significant laws related to the war. Macdonald, pp. 433-482.

Economic Aspects of the War.—Coman, Industrial History of the United States, pp. 279-301. Dewey, Financial History of the United States, Chaps. XII and XIII. Tabulate the economic measures of Congress in Macdonald.

Economic Aspects of the War.—Coman, Industrial History of the United States, pp. 279-301. Dewey, Financial History of the United States, Chaps. XII and XIII. List the economic actions taken by Congress in Macdonald.

Military Campaigns.—The great battles are fully treated in Rhodes, History of the Civil War, and teachers desiring to emphasize military affairs may assign campaigns to members of the class for study and report. A briefer treatment in Elson, History of the United States, pp. 641-785.

Military Campaigns.—The major battles are thoroughly covered in Rhodes, History of the Civil War, and educators who want to focus on military matters can assign campaigns to students for research and presentations. A shorter overview can be found in Elson, History of the United States, pp. 641-785.

Biographical Studies.—Lincoln, Davis, Lee, Grant, Sherman, and other leaders in civil and military affairs, with reference to local "war governors."

Biographical Studies.—Lincoln, Davis, Lee, Grant, Sherman, and other leaders in civil and military matters, including local "war governors."

English and French Opinion of the War.—Rhodes, History of the United States, Vol. IV, pp. 337-394.

English and French Opinion of the War.—Rhodes, History of the United States, Vol. IV, pp. 337-394.

The South during the War.—Rhodes, Vol. V, pp. 343-382.

The South during the War.—Rhodes, Vol. V, pp. 343-382.

The North during the War.—Rhodes, Vol. V, pp. 189-342.

The North during the War.—Rhodes, Vol. V, pp. 189-342.

Reconstruction Measures.—Macdonald, Source Book, pp. 500-511; 514-518; 529-530; Elson, pp. 786-799.

Reconstruction Measures.—Macdonald, Source Book, pp. 500-511; 514-518; 529-530; Elson, pp. 786-799.

The Force Bills.—Macdonald, pp. 547-551; 554-564.

The Force Bills.—Macdonald, pp. 547-551; 554-564.


PART VI. NATIONAL GROWTH AND WORLD POLITICS


CHAPTER XVI

THE POLITICAL AND ECONOMIC EVOLUTION OF THE SOUTH

The outcome of the Civil War in the South was nothing short of a revolution. The ruling class, the law, and the government of the old order had been subverted. To political chaos was added the havoc wrought in agriculture, business, and transportation by military operations. And as if to fill the cup to the brim, the task of reconstruction was committed to political leaders from another section of the country, strangers to the life and traditions of the South.

The outcome of the Civil War in the South was nothing less than a revolution. The ruling class, the law, and the government of the old system had been overturned. Political chaos was compounded by the destruction caused in agriculture, business, and transportation due to military actions. And just to make matters worse, the job of reconstruction was handed over to political leaders from another part of the country, unfamiliar with the life and traditions of the South.

The South at the End of the War

A Ruling Class Disfranchised.—As the sovereignty of the planters had been the striking feature of the old régime, so their ruin was the outstanding fact of the new. The situation was extraordinary. The American Revolution was carried out by people experienced in the arts of self-government, and at its close they were free to follow the general course to which they had long been accustomed. The French Revolution witnessed the overthrow of the clergy and the nobility; but middle classes who took their places had been steadily rising in intelligence and wealth.

A Ruling Class Disfranchised.—Just as the power of the planters was the defining aspect of the old regime, their downfall was the key element of the new one. The situation was unique. The American Revolution was fought by people who were skilled in self-governance, and by the end of it, they were free to pursue the usual path they had followed for a long time. The French Revolution saw the collapse of the clergy and the nobility; however, the middle class that replaced them had been consistently gaining in knowledge and wealth.

The Southern Revolution was unlike either of these cataclysms. It was not brought about by a social upheaval, but by an external crisis. It did not enfranchise a class that sought and understood power, but bondmen who had played no part in the struggle. Moreover it struck down a class equipped to rule. The leading planters were almost to a man excluded from state and federal offices, and the fourteenth amendment was a bar to their return. All civil and military places under the authority of the United States and of the states were closed to every man who had taken an oath to support the Constitution as a member of Congress, as a state legislator, or as a state or federal officer, and afterward engaged in "insurrection or rebellion," or "given aid and comfort to the enemies" of the United States. This sweeping provision, supplemented by the reconstruction acts, laid under the ban most of the talent, energy, and spirit of the South.

The Southern Revolution was different from both of these disasters. It wasn't triggered by a social upheaval but by an external crisis. It didn't empower a class that sought and understood power, but instead freed enslaved people who had not participated in the struggle. Additionally, it eliminated a class that was prepared to govern. Almost all of the leading planters were excluded from state and federal positions, and the fourteenth amendment prevented their return. All civil and military positions under the authority of the United States and the states were closed to anyone who had taken an oath to support the Constitution as a member of Congress, as a state legislator, or as a state or federal officer, and later engaged in "insurrection or rebellion," or "given aid and comfort to the enemies" of the United States. This broad provision, along with the reconstruction acts, effectively banned most of the talent, energy, and spirit of the South.

The Condition of the State Governments.—The legislative, executive, and judicial branches of the state governments thus passed into the control of former slaves, led principally by Northern adventurers or Southern novices, known as "Scalawags." The result was a carnival of waste, folly, and corruption. The "reconstruction" assembly of South Carolina bought clocks at $480 apiece and chandeliers at $650. To purchase land for former bondmen the sum of $800,000 was appropriated; and swamps bought at seventy-five cents an acre were sold to the state at five times the cost. In the years between 1868 and 1873, the debt of the state rose from about $5,800,000 to $24,000,000, and millions of the increase could not be accounted for by the authorities responsible for it.

The Condition of the State Governments.—The legislative, executive, and judicial branches of the state governments were taken over by former slaves, mostly led by Northern newcomers or Southern amateurs, known as "Scalawags." The outcome was a spectacle of waste, foolishness, and corruption. The "reconstruction" assembly of South Carolina purchased clocks for $480 each and chandeliers for $650. To acquire land for former slaves, $800,000 was allocated; swamps that were bought for seventy-five cents an acre were sold to the state at five times that price. Between 1868 and 1873, the state’s debt jumped from about $5,800,000 to $24,000,000, and millions of this increase couldn't be explained by the officials in charge.

Economic Ruin—Urban and Rural.—No matter where Southern men turned in 1865 they found devastation—in the towns, in the country, and along the highways. Atlanta, the city to which Sherman applied the torch, lay in ashes; Nashville and Chattanooga had been partially wrecked; Richmond and Augusta had suffered severely from fires. Charleston was described by a visitor as "a city of ruins, of desolation, of vacant houses, of rotten wharves, of deserted warehouses, of weed gardens, of miles of grass-grown streets.... How few young men there are, how generally the young women are dressed in black! The flower of their proud aristocracy is buried on scores of battle fields."

Economic Ruin—Urban and Rural.—No matter where Southern men looked in 1865, they found destruction—in the cities, in the countryside, and along the roads. Atlanta, the city that Sherman set on fire, lay in ruins; Nashville and Chattanooga had been partially destroyed; Richmond and Augusta had been hit hard by fires. A visitor described Charleston as "a city of ruins, of desolation, of empty houses, of rotting docks, of abandoned warehouses, of weedy gardens, of miles of grass-covered streets.... How few young men there are, how often the young women are dressed in black! The best of their proud aristocracy is buried on numerous battlefields."

Those who journeyed through the country about the same time reported desolation equally widespread and equally pathetic. An English traveler who made his way along the course of the Tennessee River in 1870 wrote: "The trail of war is visible throughout the valley in burnt-up gin houses, ruined bridges, mills, and factories ... and large tracts of once cultivated land are stripped of every vestige of fencing. The roads, long neglected, are in disorder and, having in many places become impassable, new tracks have been made through the woods and fields without much respect to boundaries." Many a great plantation had been confiscated by the federal authorities while the owner was in Confederate service. Many more lay in waste. In the wake of the armies the homes of rich and poor alike, if spared the torch, had been despoiled of the stock and seeds necessary to renew agriculture.

Those who traveled through the country around the same time reported widespread destruction that was just as heartbreaking. An English traveler who followed the Tennessee River in 1870 wrote: "The scars of war are evident throughout the valley in burned-down gin houses, destroyed bridges, mills, and factories ... and vast areas of once-farmed land have been stripped of all their fencing. The roads, long neglected, are in disarray and, in many places, have become impassable, leading to new paths being made through the woods and fields without much regard for property lines." Many large plantations were taken over by federal authorities while the owners were serving in the Confederate army. Many more were left in ruins. After the armies passed through, the homes of both the rich and poor, if they weren't burned down, were looted of the livestock and seeds that were essential for restoring agriculture.

Railways Dilapidated.—Transportation was still more demoralized. This is revealed in the pages of congressional reports based upon first-hand investigations. One eloquent passage illustrates all the rest. From Pocahontas to Decatur, Alabama, a distance of 114 miles, we are told, the railroad was "almost entirely destroyed, except the road bed and iron rails, and they were in a very bad condition—every bridge and trestle destroyed, cross-ties rotten, buildings burned, water tanks gone, tracks grown up in weeds and bushes, not a saw mill near the line and the labor system of the country gone. About forty miles of the track were burned, the cross-ties entirely destroyed, and the rails bent and twisted in such a manner as to require great labor to straighten and a large portion of them requiring renewal."

Railways in Ruins.—Transportation was even more disrupted. This is highlighted in congressional reports based on firsthand investigations. One striking passage sums it all up. From Pocahontas to Decatur, Alabama, a distance of 114 miles, it is stated that the railroad was "almost completely destroyed, except for the road bed and iron rails, which were in very poor condition—every bridge and trestle was gone, cross-ties were decayed, buildings were burned, water tanks were missing, tracks were overgrown with weeds and bushes, there were no saw mills near the line, and the labor force of the country was depleted. About forty miles of the track were burned, cross-ties were entirely destroyed, and the rails were bent and twisted in such a way that it required considerable effort to straighten them, with a large part needing replacement."

Capital and Credit Destroyed.—The fluid capital of the South, money and credit, was in the same prostrate condition as the material capital. The Confederate currency, inflated to the bursting point, had utterly collapsed and was as worthless as waste paper. The bonds of the Confederate government were equally valueless. Specie had nearly disappeared from circulation. The fourteenth amendment to the federal Constitution had made all "debts, obligations, and claims" incurred in aid of the Confederate cause "illegal and void." Millions of dollars owed to Northern creditors before the war were overdue and payment was pressed upon the debtors. Where such debts were secured by mortgages on land, executions against the property could be obtained in federal courts.

Capital and Credit Destroyed.—The liquid capital of the South, in terms of money and credit, was in the same dire situation as the physical capital. The Confederate currency, inflated to an unsustainable level, had completely collapsed and was as good as worthless junk. The bonds issued by the Confederate government were similarly worthless. Actual coins had almost vanished from circulation. The fourteenth amendment to the federal Constitution declared all "debts, obligations, and claims" incurred to support the Confederate cause as "illegal and void." Millions of dollars owed to Northern creditors before the war had gone unpaid, and debtors were facing pressure for repayment. In cases where these debts were backed by mortgages on property, federal courts could enforce executions against the land.

The Return of White Supremacy

Intimidation.—In both politics and economics, the process of reconstruction in the South was slow and arduous. The first battle in the political contest for white supremacy was won outside the halls of legislatures and the courts of law. It was waged, in the main, by secret organizations, among which the Ku Klux Klan and the White Camelia were the most prominent. The first of these societies appeared in Tennessee in 1866 and held its first national convention the following year. It was in origin a social club. According to its announcement, its objects were "to protect the weak, the innocent, and the defenceless from the indignities, wrongs, and outrages of the lawless, the violent, and the brutal; and to succor the suffering, especially the widows and orphans of the Confederate soldiers." The whole South was called "the Empire" and was ruled by a "Grand Wizard." Each state was a realm and each county a province. In the secret orders there were enrolled over half a million men.

Intimidation.—In both politics and economics, the process of rebuilding the South was slow and difficult. The first battle in the political fight for white supremacy was fought outside legislatures and courts. It was mainly waged by secret organizations, with the Ku Klux Klan and the White Camelia being the most notable. The first of these groups started in Tennessee in 1866 and held its first national convention the next year. Initially, it was a social club. According to its announcement, its goals were "to protect the weak, the innocent, and the defenseless from the indignities, wrongs, and outrages of the lawless, the violent, and the brutal; and to support the suffering, especially the widows and orphans of Confederate soldiers." The entire South was referred to as "the Empire" and was led by a "Grand Wizard." Each state was considered a realm and each county a province. More than half a million men were enrolled in these secret orders.

The methods of the Ku Klux and the White Camelia were similar. Solemn parades of masked men on horses decked in long robes were held, sometimes in the daytime and sometimes at the dead of night. Notices were sent to obnoxious persons warning them to stop certain practices. If warning failed, something more convincing was tried. Fright was the emotion most commonly stirred. A horseman, at the witching hour of midnight, would ride up to the house of some offender, lift his head gear, take off a skull, and hand it to the trembling victim with the request that he hold it for a few minutes. Frequently violence was employed either officially or unofficially by members of the Klan. Tar and feathers were freely applied; the whip was sometimes laid on unmercifully, and occasionally a brutal murder was committed. Often the members were fired upon from bushes or behind trees, and swift retaliation followed. So alarming did the clashes become that in 1870 Congress forbade interference with electors or going in disguise for the purpose of obstructing the exercise of the rights enjoyed under federal law.

The methods of the Ku Klux Klan and the White Camelia were similar. There were solemn parades of masked men on horses wearing long robes, sometimes during the day and other times at midnight. Notices were sent to people they didn't like, warning them to stop certain behaviors. If the warnings didn’t work, they tried something more convincing. Fear was the main emotion they stirred. A rider, at the witching hour of midnight, would approach the house of someone they targeted, lift his mask, remove a skull, and hand it to the terrified person with the request that they hold it for a few minutes. Often, violence was used, either officially or unofficially, by members of the Klan. Tar and feathers were frequently used; they sometimes whipped people mercilessly, and occasionally a brutal murder occurred. Members were often shot at from bushes or behind trees, leading to rapid retaliation. The clashes became so alarming that in 1870, Congress prohibited interference with voters or disguising oneself to obstruct the rights granted under federal law.

In anticipation of such a step on the part of the federal government, the Ku Klux was officially dissolved by the "Grand Wizard" in 1869. Nevertheless, the local societies continued their organization and methods. The spirit survived the national association. "On the whole," says a Southern writer, "it is not easy to see what other course was open to the South.... Armed resistance was out of the question. And yet there must be some control had of the situation.... If force was denied, craft was inevitable."

In expectation of such a move by the federal government, the Ku Klux was officially dissolved by the "Grand Wizard" in 1869. However, the local groups kept organizing and using their methods. The spirit of the organization persisted even after the national association was disbanded. "Overall," notes a Southern writer, "it's hard to see what other option was available to the South.... Armed resistance was not possible. Still, some control over the situation was necessary.... If force wasn't an option, then cunning was unavoidable."

The Struggle for the Ballot Box.—The effects of intimidation were soon seen at elections. The freedman, into whose inexperienced hand the ballot had been thrust, was ordinarily loath to risk his head by the exercise of his new rights. He had not attained them by a long and laborious contest of his own and he saw no urgent reason why he should battle for the privilege of using them. The mere show of force, the mere existence of a threat, deterred thousands of ex-slaves from appearing at the polls. Thus the whites steadily recovered their dominance. Nothing could prevent it. Congress enacted force bills establishing federal supervision of elections and the Northern politicians protested against the return of former Confederates to practical, if not official, power; but all such opposition was like resistance to the course of nature.

The Struggle for the Ballot Box.—The effects of intimidation quickly became apparent at elections. The freedman, who was given the ballot without much experience, often hesitated to risk his safety by exercising his new rights. He hadn’t fought for them after a long, hard struggle himself and saw no pressing reason to fight for the chance to use them. Just the presence of force and the mere threat of it kept thousands of former slaves from going to the polls. As a result, white people slowly regained their control. Nothing could stop it. Congress passed force bills to create federal oversight of elections, and Northern politicians protested against the return of former Confederates to positions of power, whether official or not; but all of this opposition was like trying to resist the natural order.

Amnesty for Southerners.—The recovery of white supremacy in this way was quickly felt in national councils. The Democratic party in the North welcomed it as a sign of its return to power. The more moderate Republicans, anxious to heal the breach in American unity, sought to encourage rather than to repress it. So it came about that amnesty for Confederates was widely advocated. Yet it must be said that the struggle for the removal of disabilities was stubborn and bitter. Lincoln, with characteristic generosity, in the midst of the war had issued a general proclamation of amnesty to nearly all who had been in arms against the Union, on condition that they take an oath of loyalty; but Johnson, vindictive toward Southern leaders and determined to make "treason infamous," had extended the list of exceptions. Congress, even more relentless in its pursuit of Confederates, pushed through the fourteenth amendment which worked the sweeping disabilities we have just described.

Amnesty for Southerners.—The restoration of white supremacy in this way was quickly felt in national politics. The Democratic Party in the North saw it as a sign of its return to power. The more moderate Republicans, eager to mend the rift in American unity, aimed to encourage rather than to suppress it. So, amnesty for Confederates became widely promoted. However, it should be noted that the fight to lift disabilities was tough and contentious. Lincoln, with his usual generosity, had issued a general proclamation of amnesty during the war to nearly everyone who had fought against the Union, provided they took an oath of loyalty; but Johnson, harboring resentment toward Southern leaders and determined to make "treason infamous," added more exceptions to the list. Congress, even more relentless in its efforts against Confederates, pushed through the fourteenth amendment, which imposed the sweeping disabilities we just discussed.

To appeals for comprehensive clemency, Congress was at first adamant. In vain did men like Carl Schurz exhort their colleagues to crown their victory in battle with a noble act of universal pardon and oblivion. Congress would not yield. It would grant amnesty in individual cases; for the principle of proscription it stood fast. When finally in 1872, seven years after the surrender at Appomattox, it did pass the general amnesty bill, it insisted on certain exceptions. Confederates who had been members of Congress just before the war, or had served in other high posts, civil or military, under the federal government, were still excluded from important offices. Not until the summer of 1898, when the war with Spain produced once more a union of hearts, did Congress relent and abolish the last of the disabilities imposed on the Confederates.

At first, Congress was completely against calls for broad clemency. Efforts by people like Carl Schurz to convince their colleagues to top off their victory in battle with a generous act of universal forgiveness fell flat. Congress refused to back down. It would offer amnesty in specific cases, but it remained firm on the principle of exclusion. Finally, in 1872, seven years after the surrender at Appomattox, it did pass the general amnesty bill, but with certain exceptions. Confederates who had been members of Congress right before the war or had held other high positions, whether civil or military, in the federal government were still barred from important offices. It wasn't until the summer of 1898, when the war with Spain brought about a renewed sense of unity, that Congress finally eased the last of the restrictions placed on the Confederates.

The Force Bills Attacked and Nullified.—The granting of amnesty encouraged the Democrats to redouble their efforts all along the line. In 1874 they captured the House of Representatives and declared war on the "force bills." As a Republican Senate blocked immediate repeal, they resorted to an ingenious parliamentary trick. To the appropriation bill for the support of the army they attached a "rider," or condition, to the effect that no troops should be used to sustain the Republican government in Louisiana. The Senate rejected the proposal. A deadlock ensued and Congress adjourned without making provision for the army. Satisfied with the technical victory, the Democrats let the army bill pass the next session, but kept up their fight on the force laws until they wrung from President Hayes a measure forbidding the use of United States troops in supervising elections. The following year they again had recourse to a rider on the army bill and carried it through, putting an end to the use of money for military control of elections. The reconstruction program was clearly going to pieces, and the Supreme Court helped along the process of dissolution by declaring parts of the laws invalid. In 1878 the Democrats even won a majority in the Senate and returned to power a large number of men once prominent in the Confederate cause.

The Force Bills Attacked and Nullified.—The granting of amnesty encouraged the Democrats to intensify their efforts across the board. In 1874, they took control of the House of Representatives and declared war on the "force bills." Since a Republican Senate blocked an immediate repeal, they employed a clever parliamentary tactic. They added a "rider," or condition, to the appropriation bill for supporting the army, stating that no troops should be used to support the Republican government in Louisiana. The Senate rejected the proposal. A deadlock followed, and Congress adjourned without making any provisions for the army. Satisfied with their technical victory, the Democrats allowed the army bill to pass in the next session but continued their fight against the force laws until President Hayes agreed to prohibit the use of United States troops in supervising elections. The following year, they again used a rider on the army bill, successfully passing it and ending the use of funds for military control of elections. The reconstruction program was clearly falling apart, and the Supreme Court further advanced this dissolution by declaring parts of the laws invalid. In 1878, the Democrats even gained a majority in the Senate and brought back many individuals once prominent in the Confederate cause.

The passions of the war by this time were evidently cooling. A new generation of men was coming on the scene. The supremacy of the whites in the South, if not yet complete, was at least assured. Federal marshals, their deputies, and supervisors of elections still possessed authority over the polls, but their strength had been shorn by the withdrawal of United States troops. The war on the remaining remnants of the "force bills" lapsed into desultory skirmishing. When in 1894 the last fragment was swept away, the country took little note of the fact. The only task that lay before the Southern leaders was to write in the constitutions of their respective states the provisions of law which would clinch the gains so far secured and establish white supremacy beyond the reach of outside intervention.

The intensity of the war was clearly fading by this time. A new generation of men was emerging. The dominance of white people in the South, while not fully achieved, was at least guaranteed. Federal marshals, their deputies, and election supervisors still had control over the polls, but their power had weakened with the withdrawal of U.S. troops. The fight against the remaining remnants of the "force bills" turned into scattered skirmishes. When, in 1894, the last piece was eliminated, the country hardly noticed. The only task left for Southern leaders was to write into their state constitutions the provisions of law that would solidify the progress made and establish white supremacy beyond the reach of outside interference.

White Supremacy Sealed by New State Constitutions.—The impetus to this final step was given by the rise of the Populist movement in the South, which sharply divided the whites and in many communities threw the balance of power into the hands of the few colored voters who survived the process of intimidation. Southern leaders now devised new constitutions so constructed as to deprive negroes of the ballot by law. Mississippi took the lead in 1890; South Carolina followed five years later; Louisiana, in 1898; North Carolina, in 1900; Alabama and Maryland, in 1901; and Virginia, in 1902.

White Supremacy Sealed by New State Constitutions.—The motivation for this final step came from the rise of the Populist movement in the South, which created a sharp divide among white people and, in many communities, shifted the balance of power to the few Black voters who managed to survive the intimidation tactics. Southern leaders then crafted new constitutions designed to legally strip Black people of their voting rights. Mississippi led the way in 1890; South Carolina followed five years later; Louisiana in 1898; North Carolina, in 1900; Alabama and Maryland in 1901; and Virginia in 1902.

The authors of these measures made no attempt to conceal their purposes. "The intelligent white men of the South," said Governor Tillman, "intend to govern here." The fifteenth amendment to the federal Constitution, however, forbade them to deprive any citizen of the right to vote on account of race, color, or previous condition of servitude. This made necessary the devices of indirection. They were few, simple, and effective. The first and most easily administered was the ingenious provision requiring each prospective voter to read a section of the state constitution or "understand and explain it" when read to him by the election officers. As an alternative, the payment of taxes or the ownership of a small amount of property was accepted as a qualification for voting. Southern leaders, unwilling to disfranchise any of the poor white men who had stood side by side with them "in the dark days of reconstruction," also resorted to a famous provision known as "the grandfather clause." This plan admitted to the suffrage any man who did not have either property or educational qualifications, provided he had voted on or before 1867 or was the son or grandson of any such person.

The creators of these measures made it clear what they were trying to achieve. "The smart white men of the South," said Governor Tillman, "plan to take control here." However, the fifteenth amendment to the federal Constitution prohibited them from taking away any citizen's right to vote based on race, color, or previous status as a slave. This led to the need for indirect strategies. They were few, straightforward, and effective. The first and easiest to implement was a clever rule that required each potential voter to read a section of the state constitution or "understand and explain it" when it was read to them by election officials. Alternatively, paying taxes or owning a small amount of property could qualify someone to vote. Southern leaders, not wanting to disenfranchise any poor white men who had stood with them "during the tough times of reconstruction," also used a well-known rule called "the grandfather clause." This allowed any man who lacked property or education requirements to vote if he had voted on or before 1867 or was the son or grandson of someone who had.

The devices worked effectively. Of the 147,000 negroes in Mississippi above the age of twenty-one, only about 8600 registered under the constitution of 1890. Louisiana had 127,000 colored voters enrolled in 1896; under the constitution drafted two years later the registration fell to 5300. An analysis of the figures for South Carolina in 1900 indicates that only about one negro out of every hundred adult males of that race took part in elections. Thus was closed this chapter of reconstruction.

The devices worked effectively. Of the 147,000 Black people in Mississippi who were over the age of twenty-one, only about 8,600 registered under the constitution of 1890. Louisiana had 127,000 Black voters registered in 1896; under the constitution created two years later, the registration dropped to 5,300. An analysis of the figures for South Carolina in 1900 shows that only about one Black man out of every hundred adult males participated in elections. Thus, this chapter of reconstruction came to an end.

The Supreme Court Refuses to Intervene.—Numerous efforts were made to prevail upon the Supreme Court of the United States to declare such laws unconstitutional; but the Court, usually on technical grounds, avoided coming to a direct decision on the merits of the matter. In one case the Court remarked that it could not take charge of and operate the election machinery of Alabama; it concluded that "relief from a great political wrong, if done as alleged, by the people of a state and by the state itself, must be given by them, or by the legislative and executive departments of the government of the United States." Only one of the several schemes employed, namely, the "grandfather clause," was held to be a violation of the federal Constitution. This blow, effected in 1915 by the decision in the Oklahoma and Maryland cases, left, however, the main structure of disfranchisement unimpaired.

The Supreme Court Refuses to Intervene.—Many attempts were made to convince the Supreme Court of the United States to declare these laws unconstitutional, but the Court, often on technical grounds, shied away from making a direct ruling on the substance of the issue. In one case, the Court stated that it could not take control of and run the election process in Alabama; it concluded that "relief from a significant political wrong, if it happened as claimed, by the people of a state and by the state itself, must come from them, or from the legislative and executive branches of the United States government." Only one of the several strategies used, specifically the "grandfather clause," was deemed a violation of the federal Constitution. This blow, delivered in 1915 by the decisions in the Oklahoma and Maryland cases, nonetheless left the overall framework of disenfranchisement intact.

Proposals to Reduce Southern Representation in Congress.—These provisions excluding thousands of male citizens from the ballot did not, in express terms, deprive any one of the vote on account of race or color. They did not, therefore, run counter to the letter of the fifteenth amendment; but they did unquestionably make the states which adopted them liable to the operations of the fourteenth amendment. The latter very explicitly provides that whenever any state deprives adult male citizens of the right to vote (except in certain minor cases) the representation of the state in Congress shall be reduced in the proportion which such number of disfranchised citizens bears to the whole number of male citizens over twenty-one years of age.

Proposals to Reduce Southern Representation in Congress.—These provisions that excluded thousands of men from voting didn’t explicitly take away anyone’s right to vote because of their race or color. So, they didn’t directly violate the letter of the fifteenth amendment; however, they definitely made the states that implemented them subject to the consequences of the fourteenth amendment. The latter clearly states that whenever a state denies adult male citizens the right to vote (except in certain minor cases), the state’s representation in Congress should be reduced based on the number of disenfranchised citizens compared to the total number of male citizens over twenty-one years old.

Mindful of this provision, those who protested against disfranchisement in the South turned to the Republican party for relief, asking for action by the political branches of the federal government as the Supreme Court had suggested. The Republicans responded in their platform of 1908 by condemning all devices designed to deprive any one of the ballot for reasons of color alone; they demanded the enforcement in letter and spirit of the fourteenth as well as all other amendments. Though victorious in the election, the Republicans refrained from reopening the ancient contest; they made no attempt to reduce Southern representation in the House. Southern leaders, while protesting against the declarations of their opponents, were able to view them as idle threats in no way endangering the security of the measures by which political reconstruction had been undone.

Keeping this in mind, those who protested against disenfranchisement in the South turned to the Republican Party for help, seeking action from the federal government as the Supreme Court had suggested. The Republicans responded in their 1908 platform by condemning any attempts to take away someone's right to vote simply based on their race; they insisted on enforcing the fourteenth amendment, as well as all other amendments, in both letter and spirit. Even though they won the election, the Republicans chose not to revisit the longstanding conflict; they made no effort to reduce Southern representation in the House. Southern leaders, while criticizing their opponents' statements, viewed them as empty threats that in no way threatened the stability of the measures that had undone political reconstruction.

The Solid South.—Out of the thirty-year conflict against "carpet-bag rule" there emerged what was long known as the "solid South"—a South that, except occasionally in the border states, never gave an electoral vote to a Republican candidate for President. Before the Civil War, the Southern people had been divided on political questions. Take, for example, the election of 1860. In all the fifteen slave states the variety of opinion was marked. In nine of them—Delaware, Virginia, Tennessee, Missouri, Maryland, Louisiana, Kentucky, Georgia, and Arkansas—the combined vote against the representative of the extreme Southern point of view, Breckinridge, constituted a safe majority. In each of the six states which were carried by Breckinridge, there was a large and powerful minority. In North Carolina Breckinridge's majority over Bell and Douglas was only 849 votes. Equally astounding to those who imagine the South united in defense of extreme views in 1860 was the vote for Bell, the Unionist candidate, who stood firmly for the Constitution and silence on slavery. In every Southern state Bell's vote was large. In Virginia, Kentucky, Missouri, and Tennessee it was greater than that received by Breckinridge; in Georgia, it was 42,000 against 51,000; in Louisiana, 20,000 against 22,000; in Mississippi, 25,000 against 40,000.

The Solid South.—Out of the thirty-year struggle against "carpet-bag rule," the "solid South" emerged—a South that, except for occasional instances in the border states, never cast an electoral vote for a Republican presidential candidate. Before the Civil War, Southern people were divided on political issues. For instance, in the election of 1860, opinions varied significantly across all fifteen slave states. In nine of them—Delaware, Virginia, Tennessee, Missouri, Maryland, Louisiana, Kentucky, Georgia, and Arkansas—the total votes against the extreme Southern representative, Breckinridge, formed a safe majority. In each of the six states that Breckinridge won, there was a large and influential minority. In North Carolina, Breckinridge's margin over Bell and Douglas was only 849 votes. Equally shocking to those who think the South was unified in supporting extreme views in 1860 was Bell's strong showing, the Unionist candidate who firmly supported the Constitution and preferred to remain silent on slavery. In every Southern state, Bell received a significant number of votes. In Virginia, Kentucky, Missouri, and Tennessee, he received more votes than Breckinridge; in Georgia, it was 42,000 to 51,000; in Louisiana, 20,000 to 22,000; and in Mississippi, 25,000 to 40,000.

The effect of the Civil War upon these divisions was immediate and decisive, save in the border states where thousands of men continued to adhere to the cause of Union. In the Confederacy itself nearly all dissent was silenced by war. Men who had been bitter opponents joined hands in defense of their homes; when the armed conflict was over they remained side by side working against "Republican misrule and negro domination." By 1890, after Northern supremacy was definitely broken, they boasted that there were at least twelve Southern states in which no Republican candidate for President could win a single electoral vote.

The impact of the Civil War on these divisions was immediate and significant, except in the border states where thousands continued to support the Union cause. In the Confederacy, almost all opposition was silenced by the war. Men who had been fierce rivals united to defend their homes; after the fighting ended, they continued to stand together against "Republican misrule and Black dominance." By 1890, after Northern dominance was clearly challenged, they claimed that there were at least twelve Southern states where no Republican presidential candidate could win a single electoral vote.

Dissent in the Solid South.—Though every one grew accustomed to speak of the South as "solid," it did not escape close observers that in a number of Southern states there appeared from time to time a fairly large body of dissenters. In 1892 the Populists made heavy inroads upon the Democratic ranks. On other occasions, the contests between factions within the Democratic party over the nomination of candidates revealed sharp differences of opinion. In some places, moreover, there grew up a Republican minority of respectable size. For example, in Georgia, Mr. Taft in 1908 polled 41,000 votes against 72,000 for Mr. Bryan; in North Carolina, 114,000 against 136,000; in Tennessee, 118,000 against 135,000; in Kentucky, 235,000 against 244,000. In 1920, Senator Harding, the Republican candidate, broke the record by carrying Tennessee as well as Kentucky, Oklahoma, and Maryland.

Dissent in the Solid South.—Even though people commonly referred to the South as "solid," it didn't go unnoticed by astute observers that in several Southern states, there were times when a significant number of dissenters emerged. In 1892, the Populists made serious gains within the Democratic ranks. At other moments, the battles between factions in the Democratic party over candidate nominations highlighted stark disagreements. Additionally, in some areas, a considerable Republican minority developed. For instance, in Georgia, Mr. Taft received 41,000 votes compared to Mr. Bryan's 72,000; in North Carolina, he got 114,000 against 136,000; in Tennessee, 118,000 versus 135,000; and in Kentucky, 235,000 against 244,000. In 1920, Republican candidate Senator Harding set a new record by winning Tennessee, Kentucky, Oklahoma, and Maryland.

The Economic Progress of the South

The Break-up of the Great Estates.—In the dissolution of chattel slavery it was inevitable that the great estate should give way before the small farm. The plantation was in fact founded on slavery. It was continued and expanded by slavery. Before the war the prosperous planter, either by inclination or necessity, invested his surplus in more land to add to his original domain. As his slaves increased in number, he was forced to increase his acreage or sell them, and he usually preferred the former, especially in the Far South. Still another element favored the large estate. Slave labor quickly exhausted the soil and of its own force compelled the cutting of the forests and the extension of the area under cultivation. Finally, the planter took a natural pride in his great estate; it was a sign of his prowess and his social prestige.

The Break-up of the Great Estates.—With the end of chattel slavery, it was inevitable that large estates would give way to smaller farms. The plantation system was fundamentally based on slavery. It was maintained and expanded through the use of enslaved people. Before the war, the successful plantation owner, whether out of choice or necessity, invested his extra income into purchasing more land to grow his original holdings. As the number of enslaved individuals grew, he had to either expand his land or sell them, and he generally preferred to expand, particularly in the Far South. Additionally, there was another factor that supported large estates. Slave labor quickly depleted the soil, leading to the clearing of forests and increased farmland. Lastly, plantation owners took great pride in their large estates; it represented their success and social status.

In 1865 the foundations of the planting system were gone. It was difficult to get efficient labor to till the vast plantations. The planters themselves were burdened with debts and handicapped by lack of capital. Negroes commonly preferred tilling plots of their own, rented or bought under mortgage, to the more irksome wage labor under white supervision. The land hunger of the white farmer, once checked by the planting system, reasserted itself. Before these forces the plantation broke up. The small farm became the unit of cultivation in the South as in the North. Between 1870 and 1900 the number of farms doubled in every state south of the line of the Potomac and Ohio rivers, except in Arkansas and Louisiana. From year to year the process of breaking up continued, with all that it implied in the creation of land-owning farmers.

In 1865, the foundation of the planting system was gone. It was hard to find efficient labor to work the vast plantations. The planters were weighed down by debts and struggled with a lack of capital. Black workers often preferred cultivating their own small plots, whether rented or bought under mortgage, rather than doing the more tedious wage labor under white supervision. The land hunger of white farmers, which had been restrained by the planting system, reemerged. Faced with these pressures, the plantation system fell apart. The small farm became the main unit of cultivation in the South, just like in the North. Between 1870 and 1900, the number of farms doubled in every state south of the Potomac and Ohio rivers, except for Arkansas and Louisiana. Each year, the process of breaking up continued, leading to the rise of land-owning farmers.

The Diversification of Crops.—No less significant was the concurrent diversification of crops. Under slavery, tobacco, rice, and sugar were staples and "cotton was king." These were standard crops. The methods of cultivation were simple and easily learned. They tested neither the skill nor the ingenuity of the slaves. As the returns were quick, they did not call for long-time investments of capital. After slavery was abolished, they still remained the staples, but far-sighted agriculturists saw the dangers of depending upon a few crops. The mild climate all the way around the coast from Virginia to Texas and the character of the alluvial soil invited the exercise of more imagination. Peaches, oranges, peanuts, and other fruits and vegetables were found to grow luxuriantly. Refrigeration for steamships and freight cars put the markets of great cities at the doors of Southern fruit and vegetable gardeners. The South, which in planting days had relied so heavily upon the Northwest for its foodstuffs, began to battle for independence. Between 1880 and the close of the century the value of its farm crops increased from $660,000,000 to $1,270,000,000.

The Diversification of Crops.—Equally important was the simultaneous diversification of crops. During slavery, tobacco, rice, and sugar were the main crops, and "cotton was king." These were standard crops with simple, easy-to-learn cultivation methods. They didn't challenge the skills or creativity of the slaves. Because the returns were quick, they didn’t require long-term capital investments. After slavery ended, these crops remained staples, but forward-thinking farmers recognized the risks of relying on just a few crops. The mild climate along the coast from Virginia to Texas and the rich alluvial soil encouraged more creativity. Peaches, oranges, peanuts, and other fruits and vegetables thrived. Refrigeration for steamships and freight cars opened up the markets of major cities to Southern fruit and vegetable growers. The South, which had heavily depended on the Northwest for food during the planting era, began striving for self-sufficiency. Between 1880 and the end of the century, the value of its farm crops rose from $660,000,000 to $1,270,000,000.

The Industrial and Commercial Revolution.—On top of the radical changes in agriculture came an industrial and commercial revolution. The South had long been rich in natural resources, but the slave system had been unfavorable to their development. Rivers that would have turned millions of spindles tumbled unheeded to the seas. Coal and iron beds lay unopened. Timber was largely sacrificed in clearing lands for planting, or fell to earth in decay. Southern enterprise was consumed in planting. Slavery kept out the white immigrants who might have supplied the skilled labor for industry.

The Industrial and Commercial Revolution.—Following the significant changes in agriculture, an industrial and commercial revolution took place. The South had always been rich in natural resources, but the system of slavery hindered their development. Rivers that could have powered millions of spindles flowed unnoticed into the ocean. Coal and iron beds remained untapped. Timber was mostly wasted as land was cleared for farming or rotted away. Southern initiative was focused solely on agriculture. Slavery prevented white immigrants from coming in to provide the skilled labor needed for industry.

Steel Mills—Birmingham, Alabama
Copyright by Underwood and Underwood, N.Y.
Steel Mills - Birmingham, AL

After 1865, achievement and fortune no longer lay on the land alone. As soon as the paralysis of the war was over, the South caught the industrial spirit that had conquered feudal Europe and the agricultural North. In the development of mineral wealth, enormous strides were taken. Iron ore of every quality was found, the chief beds being in Virginia, West Virginia, Tennessee, Kentucky, North Carolina, Georgia, Alabama, Arkansas, and Texas. Five important coal basins were uncovered: in Virginia, North Carolina, the Appalachian chain from Maryland to Northern Alabama, Kentucky, Arkansas, and Texas. Oil pools were found in Kentucky, Tennessee, and Texas. Within two decades, 1880 to 1900, the output of mineral wealth multiplied tenfold: from ten millions a year to one hundred millions. The iron industries of West Virginia and Alabama began to rival those of Pennsylvania. Birmingham became the Pittsburgh and Atlanta the Chicago of the South.

After 1865, success and wealth no longer depended solely on the land. Once the turmoil of the war ended, the South embraced the industrial spirit that had transformed feudal Europe and the agrarian North. Significant progress was made in the development of mineral resources. Iron ore of various qualities was discovered, with the major deposits located in Virginia, West Virginia, Tennessee, Kentucky, North Carolina, Georgia, Alabama, Arkansas, and Texas. Five major coal basins were revealed: in Virginia, North Carolina, along the Appalachian range from Maryland to Northern Alabama, and in Kentucky and Texas. Oil reserves were discovered in Kentucky, Tennessee, and Texas. Within two decades, from 1880 to 1900, the output of mineral wealth skyrocketed tenfold: from ten million dollars a year to one hundred million. The iron industries of West Virginia and Alabama started to compete with those in Pennsylvania. Birmingham emerged as the Pittsburgh and Atlanta as the Chicago of the South.

A Southern Cotton Mill in a Cotton Field
Copyright by Underwood and Underwood, N.Y.
A Southern Cotton Mill in a Cotton Field

In other lines of industry, lumbering and cotton manufacturing took a high rank. The development of Southern timber resources was in every respect remarkable, particularly in Louisiana, Arkansas, and Mississippi. At the end of the first decade of the twentieth century, primacy in lumber had passed from the Great Lakes region to the South. In 1913 eight Southern states produced nearly four times as much lumber as the Lake states and twice as much as the vast forests of Washington and Oregon.

In other industries, lumber and cotton manufacturing were highly valued. The growth of Southern timber resources was quite impressive, especially in Louisiana, Arkansas, and Mississippi. By the end of the first decade of the twentieth century, the leading role in lumber had shifted from the Great Lakes region to the South. In 1913, eight Southern states produced almost four times as much lumber as the Lake states and twice as much as the extensive forests of Washington and Oregon.

The development of the cotton industry, in the meantime, was similarly astounding. In 1865 cotton spinning was a negligible matter in the Southern states. In 1880 they had one-fourth of the mills of the country. At the end of the century they had one-half the mills, the two Carolinas taking the lead by consuming more than one-third of their entire cotton crop. Having both the raw materials and the power at hand, they enjoyed many advantages over the New England rivals, and at the opening of the new century were outstripping the latter in the proportion of spindles annually put into operation. Moreover, the cotton planters, finding a market at the neighboring mills, began to look forward to a day when they would be somewhat emancipated from absolute dependence upon the cotton exchanges of New York, New Orleans, and Liverpool.

The growth of the cotton industry during this time was equally impressive. In 1865, cotton spinning was hardly a factor in the Southern states. By 1880, they owned one-fourth of the mills in the country. By the end of the century, that figure had risen to one-half, with the two Carolinas leading the way by using over one-third of their total cotton crop. With both the raw materials and the power readily available, they had many advantages over their New England competitors, and at the start of the new century, they were surpassing them in the number of spindles put into operation each year. Additionally, cotton planters, finding a market close by at the mills, began to anticipate a future where they would be less reliant on the cotton exchanges in New York, New Orleans, and Liverpool.

Transportation kept pace with industry. In 1860, the South had about ten thousand miles of railway. By 1880 the figure had doubled. During the next twenty years over thirty thousand miles were added, most of the increase being in Texas. About 1898 there opened a period of consolidation in which scores of short lines were united, mainly under the leadership of Northern capitalists, and new through service opened to the North and West. Thus Southern industries were given easy outlets to the markets of the nation and brought within the main currents of national business enterprise.

Transportation kept up with industry. In 1860, the South had around ten thousand miles of railway. By 1880, that number had doubled. Over the next twenty years, more than thirty thousand miles were added, mostly in Texas. Around 1898, a period of consolidation began, where many short lines were united, mainly led by Northern investors, and new direct services opened up to the North and West. This gave Southern industries easy access to the national markets and integrated them into the main currents of American business.

The Social Effects of the Economic Changes.—As long as the slave system lasted and planting was the major interest, the South was bound to be sectional in character. With slavery gone, crops diversified, natural resources developed, and industries promoted, the social order of the ante-bellum days inevitably dissolved; the South became more and more assimilated to the system of the North. In this process several lines of development are evident.

The Social Effects of the Economic Changes.—As long as the slavery system lasted and agriculture was the main focus, the South was bound to have a distinct character. With slavery abolished, crops diversified, natural resources developed, and industries encouraged, the social order of the pre-Civil War era inevitably fell apart; the South became increasingly similar to the system of the North. In this process, several lines of development are clear.

In the first place we see the steady rise of the small farmer. Even in the old days there had been a large class of white yeomen who owned no slaves and tilled the soil with their own hands, but they labored under severe handicaps. They found the fertile lands of the coast and river valleys nearly all monopolized by planters, and they were by the force of circumstances driven into the uplands where the soil was thin and the crops were light. Still they increased in numbers and zealously worked their freeholds.

In the beginning, we see the steady rise of small farmers. Even in the past, there was a significant group of white landowners who didn't own slaves and worked the land with their own hands, but they faced serious challenges. The fertile lands along the coast and river valleys were mostly controlled by wealthy planters, forcing them into the uplands where the soil was poor and the crops were not very productive. Nonetheless, they grew in number and passionately worked their own land.

The war proved to be their opportunity. With the break-up of the plantations, they managed to buy land more worthy of their plows. By intelligent labor and intensive cultivation they were able to restore much of the worn-out soil to its original fertility. In the meantime they rose with their prosperity in the social and political scale. It became common for the sons of white farmers to enter the professions, while their daughters went away to college and prepared for teaching. Thus a more democratic tone was given to the white society of the South. Moreover the migration to the North and West, which had formerly carried thousands of energetic sons and daughters to search for new homesteads, was materially reduced. The energy of the agricultural population went into rehabilitation.

The war turned out to be a huge opportunity for them. With the breakdown of the plantations, they were able to purchase land that was much better for farming. Through hard work and intensive cultivation, they restored much of the depleted soil to its original fertility. Meanwhile, they moved up the social and political ladder thanks to their success. It became common for the sons of white farmers to pursue professional careers, while their daughters went off to college to prepare for teaching. This brought a more democratic atmosphere to Southern white society. Additionally, the migration to the North and West, which used to take thousands of energetic sons and daughters in search of new homesteads, significantly decreased. Instead, the agricultural community focused its energy on rebuilding.

The increase in the number of independent farmers was accompanied by the rise of small towns and villages which gave diversity to the life of the South. Before 1860 it was possible to travel through endless stretches of cotton and tobacco. The social affairs of the planter's family centered in the homestead even if they were occasionally interrupted by trips to distant cities or abroad. Carpentry, bricklaying, and blacksmithing were usually done by slaves skilled in simple handicrafts. Supplies were bought wholesale. In this way there was little place in plantation economy for villages and towns with their stores and mechanics.

The rise in the number of independent farmers was matched by the growth of small towns and villages, adding variety to life in the South. Before 1860, you could travel through endless fields of cotton and tobacco. The social activities of a planter's family were mostly focused at home, even though they occasionally took trips to far-off cities or abroad. Skilled slaves often handled carpentry, bricklaying, and blacksmithing. They bought supplies in bulk. Because of this, there wasn't much room in the plantation economy for villages and towns with their shops and craftsmen.

The abolition of slavery altered this. Small farms spread out where plantations had once stood. The skilled freedmen turned to agriculture rather than to handicrafts; white men of a business or mechanical bent found an opportunity to serve the needs of their communities. So local merchants and mechanics became an important element in the social system. In the county seats, once dominated by the planters, business and professional men assumed the leadership.

The end of slavery changed everything. Small farms replaced the plantations that used to be there. Skilled freedmen opted for farming instead of crafts; white men with business or technical skills saw a chance to meet the needs of their communities. As a result, local merchants and mechanics became a key part of the social structure. In the county seats, which were once controlled by the planters, business and professional people took on leadership roles.

Another vital outcome of this revolution was the transference of a large part of planting enterprise to business. Mr. Bruce, a Southern historian of fine scholarship, has summed up this process in a single telling paragraph: "The higher planting class that under the old system gave so much distinction to rural life has, so far as it has survived at all, been concentrated in the cities. The families that in the time of slavery would have been found only in the country are now found, with a few exceptions, in the towns. The transplantation has been practically universal. The talent, the energy, the ambition that formerly sought expression in the management of great estates and the control of hosts of slaves, now seek a field of action in trade, in manufacturing enterprises, or in the general enterprises of development. This was for the ruling class of the South the natural outcome of the great economic revolution that followed the war."

Another important result of this revolution was the shift of much of the farming business to corporate enterprise. Mr. Bruce, a well-respected Southern historian, summed this up in one insightful paragraph: "The elite farming class that used to add so much character to rural life has, to the extent it still exists, moved to the cities. The families that during the slavery era would have only been found in the countryside are now, with a few exceptions, located in urban areas. This shift has been nearly universal. The talent, energy, and ambition that once found expression in managing large estates and overseeing many slaves now look for opportunities in trade, manufacturing, or general development projects. This was a natural outcome of the major economic shift that occurred after the war for the ruling class of the South."

As in all other parts of the world, the mechanical revolution was attended by the growth of a population of industrial workers dependent not upon the soil but upon wages for their livelihood. When Jefferson Davis was inaugurated President of the Southern Confederacy, there were approximately only one hundred thousand persons employed in Southern manufactures as against more than a million in Northern mills. Fifty years later, Georgia and Alabama alone had more than one hundred and fifty thousand wage-earners. Necessarily this meant also a material increase in urban population, although the wide dispersion of cotton spinning among small centers prevented the congestion that had accompanied the rise of the textile industry in New England. In 1910, New Orleans, Atlanta, Memphis, Nashville, and Houston stood in the same relation to the New South that Cincinnati, Chicago, Cleveland, and Detroit had stood to the New West fifty years before. The problems of labor and capital and municipal administration, which the earlier writers boasted would never perplex the planting South, had come in full force.

As in all other parts of the world, the industrial revolution was accompanied by the growth of a population of industrial workers who relied on wages for their livelihood instead of farming. When Jefferson Davis was inaugurated as President of the Southern Confederacy, about one hundred thousand people were working in Southern manufacturing compared to over a million in Northern mills. Fifty years later, Georgia and Alabama alone had over one hundred and fifty thousand wage-earners. This also meant a significant increase in the urban population, although the widespread distribution of cotton spinning among smaller towns prevented the overcrowding that had occurred with the rise of the textile industry in New England. By 1910, New Orleans, Atlanta, Memphis, Nashville, and Houston had a similar role in the New South as Cincinnati, Chicago, Cleveland, and Detroit did in the New West fifty years earlier. The issues of labor and capital, as well as municipal administration, which earlier writers claimed would never trouble the agricultural South, had arrived in full force.

A Glimpse of Memphis, Tennessee
Copyright by Underwood and Underwood, N.Y.
A Look at Memphis, Tennessee

The Revolution in the Status of the Slaves.—No part of Southern society was so profoundly affected by the Civil War and economic reconstruction as the former slaves. On the day of emancipation, they stood free, but empty-handed, the owners of no tools or property, the masters of no trade and wholly inexperienced in the arts of self-help that characterized the whites in general. They had never been accustomed to looking out for themselves. The plantation bell had called them to labor and released them. Doles of food and clothing had been regularly made in given quantities. They did not understand wages, ownership, renting, contracts, mortgages, leases, bills, or accounts.

The Revolution in the Status of the Slaves.—No part of Southern society was impacted as deeply by the Civil War and economic reconstruction as the former slaves. On the day they were freed, they stood liberated, but with nothing to their name—no tools, no property, no skills, and no experience in the self-sufficiency that most white people had. They had never been used to looking out for themselves. The plantation bell had called them to work and then let them go. They received regular supplies of food and clothing in set amounts. They did not grasp concepts like wages, ownership, renting, contracts, mortgages, leases, bills, or accounts.

When they were emancipated, four courses were open to them. They could flee from the plantation to the nearest town or city, or to the distant North, to seek a livelihood. Thousands of them chose this way, overcrowding cities where disease mowed them down. They could remain where they, were in their cabins and work for daily wages instead of food, clothing, and shelter. This second course the major portion of them chose; but, as few masters had cash to dispense, the new relation was much like the old, in fact. It was still one of barter. The planter offered food, clothing, and shelter; the former slaves gave their labor in return. That was the best that many of them could do.

When they were freed, they had four options. They could escape from the plantation to the nearest town or city, or head north to find work. Thousands chose this path, overcrowding cities where sickness took a toll on them. They could stay in their cabins and work for daily wages instead of just getting food, clothing, and shelter. Most of them opted for this second choice; however, since few owners had cash to give, the new situation was very similar to the old one. It was still a system of barter. The planter provided food, clothing, and shelter, while the former slaves exchanged their labor for these basics. That was the best many could manage.

A third course open to freedmen was that of renting from the former master, paying him usually with a share of the produce of the land. This way a large number of them chose. It offered them a chance to become land owners in time and it afforded an easier life, the renter being, to a certain extent at least, master of his own hours of labor. The final and most difficult path was that to ownership of land. Many a master helped his former slaves to acquire small holdings by offering easy terms. The more enterprising and the more fortunate who started life as renters or wage-earners made their way upward to ownership in so many cases that by the end of the century, one-fourth of the colored laborers on the land owned the soil they tilled.

A third option available to freedmen was to rent land from their former master, usually paying him with a share of the crops. A lot of them chose this route. It gave them a chance to eventually become landowners and offered a more manageable lifestyle, as renters had more control over their work hours. The final and most challenging option was to become landowners. Many masters assisted their former slaves in acquiring small plots of land by providing favorable terms. The more ambitious and fortunate individuals who began as renters or wage workers often moved up to ownership, so much so that by the end of the century, one-fourth of the Black laborers on the land owned the land they worked.

In the meantime, the South, though relatively poor, made relatively large expenditures for the education of the colored population. By the opening of the twentieth century, facilities were provided for more than one-half of the colored children of school age. While in many respects this progress was disappointing, its significance, to be appreciated, must be derived from a comparison with the total illiteracy which prevailed under slavery.

In the meantime, the South, although still relatively poor, spent a significant amount on the education of the Black population. By the beginning of the twentieth century, there were resources available for over half of the Black children of school age. While this progress was disappointing in many ways, its importance can only be understood by comparing it to the widespread illiteracy that existed during slavery.

In spite of all that happened, however, the status of the negroes in the South continued to give a peculiar character to that section of the country. They were almost entirely excluded from the exercise of the suffrage, especially in the Far South. Special rooms were set aside for them at the railway stations and special cars on the railway lines. In the field of industry calling for technical skill, it appears, from the census figures, that they lost ground between 1890 and 1900—a condition which their friends ascribed to discriminations against them in law and in labor organizations and their critics ascribed to their lack of aptitude. Whatever may be the truth, the fact remained that at the opening of the twentieth century neither the hopes of the emancipators nor the fears of their opponents were realized. The marks of the "peculiar institution" were still largely impressed upon Southern society.

Despite everything that happened, the situation of Black people in the South still gave a unique character to that part of the country. They were mostly excluded from voting, especially in the Deep South. Specific waiting areas were designated for them at train stations and they had separate train cars. In industries requiring technical skills, census data shows that they lost ground between 1890 and 1900—something their advocates blamed on legal and labor organization discrimination, while their opponents attributed it to a perceived lack of skill. Regardless of the truth, the reality was that at the beginning of the twentieth century, neither the hopes of those who fought for their freedom nor the fears of those against it had come to fruition. The effects of the "peculiar institution" were still deeply embedded in Southern society.

The situation, however, was by no means unchanging. On the contrary there was a decided drift in affairs. For one thing, the proportion of negroes in the South had slowly declined. By 1900 they were in a majority in only two states, South Carolina and Mississippi. In Arkansas, Virginia, West Virginia, and North Carolina the proportion of the white population was steadily growing. The colored migration northward increased while the westward movement of white farmers which characterized pioneer days declined. At the same time a part of the foreign immigration into the United States was diverted southward. As the years passed these tendencies gained momentum. The already huge colored quarters in some Northern cities were widely expanded, as whole counties in the South were stripped of their colored laborers. The race question, in its political and economic aspects, became less and less sectional, more and more national. The South was drawn into the main stream of national life. The separatist forces which produced the cataclysm of 1861 sank irresistibly into the background.

The situation, however, was anything but static. On the contrary, there was a clear shift in events. For one thing, the percentage of Black people in the South had gradually decreased. By 1900, they were the majority in only two states, South Carolina and Mississippi. In Arkansas, Virginia, West Virginia, and North Carolina, the percentage of white residents was steadily increasing. The migration of Black people northward grew while the westward movement of white farmers, characteristic of pioneer times, declined. At the same time, part of the foreign immigration into the United States shifted southward. As the years went by, these trends picked up speed. The already large Black neighborhoods in some Northern cities expanded significantly, as entire counties in the South lost their Black labor force. The race issue, in its political and economic dimensions, became less sectional and more national. The South became immersed in the main current of national life. The separatist forces that led to the upheaval of 1861 faded decisively into the background.

References

H.W. Grady, The New South (1890).

H.W. Grady, *The New South* (1890).

H.A. Herbert, Why the Solid South.

H.A. Herbert, *Why the Solid South*.

W.G. Brown, The Lower South.

W.G. Brown, *The Lower South*.

E.G. Murphy, Problems of the Present South.

E.G. Murphy, Problems of the Present South.

B.T. Washington, The Negro Problem; The Story of the Negro; The Future of the Negro.

B.T. Washington, The Negro Problem; The Story of the Negro; The Future of the Negro.

A.B. Hart, The Southern South and R.S. Baker, Following the Color Line (two works by Northern writers).

A.B. Hart, The Southern South, and R.S. Baker, Following the Color Line (two works by Northern writers).

T.N. Page, The Negro, the Southerner's Problem.

T.N. Page, The Negro, the Southerner's Problem.

Questions

1. Give the three main subdivisions of the chapter.

1. List the three main sections of the chapter.

2. Compare the condition of the South in 1865 with that of the North. Compare with the condition of the United States at the close of the Revolutionary War. At the close of the World War in 1918.

2. Compare the state of the South in 1865 with that of the North. Compare it to the condition of the United States at the end of the Revolutionary War. At the end of World War I in 1918.

3. Contrast the enfranchisement of the slaves with the enfranchisement of white men fifty years earlier.

3. Compare the granting of voting rights to slaves with the granting of voting rights to white men fifty years earlier.

4. What was the condition of the planters as compared with that of the Northern manufacturers?

4. How did the condition of the planters compare to that of the Northern manufacturers?

5. How does money capital contribute to prosperity? Describe the plight of Southern finance.

5. How does financial capital contribute to prosperity? Describe the struggles of Southern finance.

6. Give the chief steps in the restoration of white supremacy.

6. Outline the main steps in the reinstatement of white supremacy.

7. Do you know of any other societies to compare with the Ku Klux Klan?

7. Are you aware of any other groups to compare with the Ku Klux Klan?

8. Give Lincoln's plan for amnesty. What principles do you think should govern the granting of amnesty?

8. Outline Lincoln's plan for amnesty. What principles do you believe should guide the process of granting amnesty?

9. How were the "Force bills" overcome?

9. How were the "Force bills" dealt with?

10. Compare the fourteenth and fifteenth amendments with regard to the suffrage provisions.

10. Compare the fourteenth and fifteenth amendments in relation to the suffrage provisions.

11. Explain how they may be circumvented.

11. Explain how they can be avoided.

12. Account for the Solid South. What was the situation before 1860?

12. Explain the Solid South. What was the situation like before 1860?

13. In what ways did Southern agriculture tend to become like that of the North? What were the social results?

13. How did Southern agriculture start to resemble that of the North? What were the social outcomes?

14. Name the chief results of an "industrial revolution" in general. In the South, in particular.

14. List the main outcomes of an "industrial revolution" overall. Especially in the South.

15. What courses were open to freedmen in 1865?

15. What classes were available to freedmen in 1865?

16. Give the main features in the economic and social status of the colored population in the South.

16. Outline the key aspects of the economic and social conditions of the Black population in the South.

17. Explain why the race question is national now, rather than sectional.

17. Explain why the issue of race is a national concern now, rather than just a regional one.

Research Topics

Amnesty for Confederates.—Study carefully the provisions of the fourteenth amendment in the Appendix. Macdonald, Documentary Source Book of American History, pp. 470 and 564. A plea for amnesty in Harding, Select Orations Illustrating American History, pp. 467-488.

Amnesty for Confederates.—Take a close look at the provisions of the fourteenth amendment in the Appendix. Macdonald, Documentary Source Book of American History, pp. 470 and 564. A call for amnesty in Harding, Select Orations Illustrating American History, pp. 467-488.

Political Conditions in the South in 1868.—Dunning, Reconstruction, Political and Economic (American Nation Series), pp. 109-123; Hart, American History Told by Contemporaries, Vol. IV, pp. 445-458, 497-500; Elson, History of the United States, pp. 799-805.

Political Conditions in the South in 1868.—Dunning, Reconstruction, Political and Economic (American Nation Series), pp. 109-123; Hart, American History Told by Contemporaries, Vol. IV, pp. 445-458, 497-500; Elson, History of the United States, pp. 799-805.

Movement for White Supremacy.—Dunning, Reconstruction, pp. 266-280; Paxson, The New Nation (Riverside Series), pp. 39-58; Beard, American Government and Politics, pp. 454-457.

Movement for White Supremacy.—Dunning, Reconstruction, pp. 266-280; Paxson, The New Nation (Riverside Series), pp. 39-58; Beard, American Government and Politics, pp. 454-457.

The Withdrawal of Federal Troops from the South.—Sparks, National Development (American Nation Series), pp. 84-102; Rhodes, History of the United States, Vol. VIII, pp. 1-12.

The Withdrawal of Federal Troops from the South.—Sparks, National Development (American Nation Series), pp. 84-102; Rhodes, History of the United States, Vol. VIII, pp. 1-12.

Southern Industry.—Paxson, The New Nation, pp. 192-207; T.M. Young, The American Cotton Industry, pp. 54-99.

Southern Industry.—Paxson, The New Nation, pp. 192-207; T.M. Young, The American Cotton Industry, pp. 54-99.

The Race Question.—B.T. Washington, Up From Slavery (sympathetic presentation); A.H. Stone, Studies in the American Race Problem (coldly analytical); Hart, Contemporaries, Vol. IV, pp. 647-649, 652-654, 663-669.

The Race Question.—B.T. Washington, Up From Slavery (empathetic approach); A.H. Stone, Studies in the American Race Problem (detached analysis); Hart, Contemporaries, Vol. IV, pp. 647-649, 652-654, 663-669.


CHAPTER XVII

BUSINESS ENTERPRISE AND THE REPUBLICAN PARTY

If a single phrase be chosen to characterize American life during the generation that followed the age of Douglas and Lincoln, it must be "business enterprise"—the tremendous, irresistible energy of a virile people, mounting in numbers toward a hundred million and applied without let or hindrance to the developing of natural resources of unparalleled richness. The chief goal of this effort was high profits for the captains of industry, on the one hand; and high wages for the workers, on the other. Its signs, to use the language of a Republican orator in 1876, were golden harvest fields, whirling spindles, turning wheels, open furnace doors, flaming forges, and chimneys filled with eager fire. The device blazoned on its shield and written over its factory doors was "prosperity." A Republican President was its "advance agent." Released from the hampering interference of the Southern planters and the confusing issues of the slavery controversy, business enterprise sprang forward to the task of winning the entire country. Then it flung its outposts to the uttermost parts of the earth—Europe, Africa, and the Orient—where were to be found markets for American goods and natural resources for American capital to develop.

If we had to choose one phrase to sum up American life during the generation after the time of Douglas and Lincoln, it would be "business enterprise"—the incredible, unstoppable drive of a strong population, growing toward a hundred million and focused without pause on tapping into the vast natural resources of unmatched wealth. The main aim of this effort was to secure high profits for the leaders of industry on one side and high wages for the workers on the other. The signs, as described by a Republican speaker in 1876, were golden fields of crops, spinning wheels, rotating machinery, open furnace doors, blazing forges, and smokestacks filled with eager flames. The motto displayed on its shield and written above its factory doors was "prosperity." A Republican President acted as its "advance agent." Free from the constraints of Southern planters and the confusing issues of the slavery debate, business enterprise surged ahead to capture the entire nation. It then extended its reach to the far corners of the world—Europe, Africa, and the East—where markets for American products and natural resources for American investment awaited.

Railways and Industry

The Outward Signs of Enterprise.—It is difficult to comprehend all the multitudinous activities of American business energy or to appraise its effects upon the life and destiny of the American people; for beyond the horizon of the twentieth century lie consequences as yet undreamed of in our poor philosophy. Statisticians attempt to record its achievements in terms of miles of railways built, factories opened, men and women employed, fortunes made, wages paid, cities founded, rivers spanned, boxes, bales, and tons produced. Historians apply standards of comparison with the past. Against the slow and leisurely stagecoach, they set the swift express, rushing from New York to San Francisco in less time than Washington consumed in his triumphal tour from Mt. Vernon to New York for his first inaugural. Against the lazy sailing vessel drifting before a genial breeze, they place the turbine steamer crossing the Atlantic in five days or the still swifter airplane, in fifteen hours. For the old workshop where a master and a dozen workmen and apprentices wrought by hand, they offer the giant factory where ten thousand persons attend the whirling wheels driven by steam. They write of the "romance of invention" and the "captains of industry."

The Outward Signs of Enterprise.—It’s hard to grasp all the countless activities of American business energy or to evaluate its impact on the lives and futures of the American people; because beyond the horizon of the twentieth century lie outcomes that we can hardly imagine in our limited understanding. Statisticians try to measure its achievements in terms of miles of railroads built, factories opened, people employed, fortunes made, wages paid, cities established, rivers crossed, and tons of goods produced. Historians use past standards for comparison. They contrast the slow and leisurely stagecoach with the fast express train that travels from New York to San Francisco in less time than Washington took for his celebratory tour from Mt. Vernon to New York for his first inauguration. They compare the sluggish sailing ship caught in a gentle breeze to the steamship that crosses the Atlantic in five days or the even faster airplane that makes the trip in fifteen hours. They juxtapose the old workshop, where a master and a dozen workers and apprentices labored by hand, with the massive factory where ten thousand people operate swirling machinery powered by steam. They write about the "romance of invention" and the "leaders of industry."

A Corner in the Bethlehem Steel Works
Copyright by Underwood and Underwood, N.Y.
A Section of the Bethlehem Steel Works

The Service of the Railway.—All this is fitting in its way. Figures and contrasts cannot, however, tell the whole story. Take, for example, the extension of railways. It is easy to relate that there were 30,000 miles in 1860; 166,000 in 1890; and 242,000 in 1910. It is easy to show upon the map how a few straggling lines became a perfect mesh of closely knitted railways; or how, like the tentacles of a great monster, the few roads ending in the Mississippi Valley in 1860 were extended and multiplied until they tapped every wheat field, mine, and forest beyond the valley. All this, eloquent of enterprise as it truly is, does not reveal the significance of railways for American life. It does not indicate how railways made a continental market for American goods; nor how they standardized the whole country, giving to cities on the advancing frontier the leading features of cities in the old East; nor how they carried to the pioneer the comforts of civilization; nor yet how in the West they were the forerunners of civilization, the makers of homesteads, the builders of states.

The Service of the Railway.—All of this makes sense in its own way. Numbers and comparisons, however, can't convey the entire story. For instance, consider the expansion of railways. It's simple to point out that there were 30,000 miles in 1860; 166,000 in 1890; and 242,000 in 1910. It's easy to illustrate on a map how a few scattered lines evolved into a dense network of railways; or how, like the tentacles of a giant creature, the few roads leading to the Mississippi Valley in 1860 expanded and multiplied until they accessed every wheat field, mine, and forest beyond the valley. While this reflects entrepreneurial spirit, it doesn't capture the importance of railways for American life. It doesn't show how railways created a continental market for American goods; nor how they standardized the entire country, providing frontier cities with the same characteristics as cities in the established East; nor how they brought the comforts of civilization to pioneers; nor how they were the precursors of civilization in the West, forming homesteads and building states.

Government Aid for Railways.—Still the story is not ended. The significant relation between railways and politics must not be overlooked. The bounty of a lavish government, for example, made possible the work of railway promoters. By the year 1872 the Federal government had granted in aid of railways 155,000,000 acres of land—an area estimated as almost equal to Pennsylvania, New York, Connecticut, Rhode Island, Massachusetts, Maine, New Hampshire, and Vermont. The Union Pacific Company alone secured from the federal government a free right of way through the public domain, twenty sections of land with each mile of railway, and a loan up to fifty millions of dollars secured by a second mortgage on the company's property. More than half of the northern tier of states lying against Canada from Lake Michigan to the Pacific was granted to private companies in aid of railways and wagon roads. About half of New Mexico, Arizona, and California was also given outright to railway companies. These vast grants from the federal government were supplemented by gifts from the states in land and by subscriptions amounting to more than two hundred million dollars. The history of these gifts and their relation to the political leaders that engineered them would alone fill a large and interesting volume.

Government Aid for Railways.—The story doesn't end here. The important connection between railways and politics shouldn't be ignored. The generosity of a spending government, for instance, enabled the work of railway promoters. By 1872, the Federal government had allocated 155,000,000 acres of land to support railways—an area almost as large as Pennsylvania, New York, Connecticut, Rhode Island, Massachusetts, Maine, New Hampshire, and Vermont combined. The Union Pacific Company alone received from the federal government a free right of way through public land, twenty sections of land for each mile of railway, and a loan of up to fifty million dollars secured by a second mortgage on the company's assets. More than half of the northern tier of states bordering Canada, stretching from Lake Michigan to the Pacific, was granted to private companies to support railways and wagon roads. About half of New Mexico, Arizona, and California was also given outright to railway companies. These extensive grants from the federal government were backed by contributions from the states in the form of land and subscriptions totaling over two hundred million dollars. The history of these contributions and their connection to the political leaders who arranged them would make for a large and fascinating book.

Railway Fortunes and Capital.—Out of this gigantic railway promotion, the first really immense American fortunes were made. Henry Adams, the grandson of John Quincy Adams, related that his grandfather on his mother's side, Peter Brooks, on his death in 1849, left a fortune of two million dollars, "supposed to be the largest estate in Boston," then one of the few centers of great riches. Compared with the opulence that sprang out of the Union Pacific, the Northern Pacific, the Southern Pacific, with their subsidiary and component lines, the estate of Peter Brooks was a poor man's heritage.

Railway Fortunes and Capital.—From this huge wave of railway development, the first truly massive fortunes in America were created. Henry Adams, the grandson of John Quincy Adams, noted that his maternal grandfather, Peter Brooks, left behind a fortune of two million dollars when he passed away in 1849, which was "thought to be the largest estate in Boston," at that time one of the few places with great wealth. In comparison to the wealth that emerged from the Union Pacific, the Northern Pacific, and the Southern Pacific, along with their related lines, Peter Brooks's estate was like a small inheritance.

The capital invested in these railways was enormous beyond the imagination of the men of the stagecoach generation. The total debt of the United States incurred in the Revolutionary War—a debt which those of little faith thought the country could never pay—was reckoned at a figure well under $75,000,000. When the Union Pacific Railroad was completed, there were outstanding against it $27,000,000 in first mortgage bonds, $27,000,000 in second mortgage bonds held by the government, $10,000,000 in income bonds, $10,000,000 in land grant bonds, and, on top of that huge bonded indebtedness, $36,000,000 in stock—making $110,000,000 in all. If the amount due the United States government be subtracted, still there remained, in private hands, stocks and bonds exceeding in value the whole national debt of Hamilton's day—a debt that strained all the resources of the Federal government in 1790. Such was the financial significance of the railways.

The money put into these railways was astounding, far beyond what people from the stagecoach era could imagine. The total debt of the United States from the Revolutionary War—a debt that skeptics thought the country could never repay—was estimated at just under $75,000,000. By the time the Union Pacific Railroad was finished, it had $27,000,000 in first mortgage bonds, $27,000,000 in second mortgage bonds owned by the government, $10,000,000 in income bonds, $10,000,000 in land grant bonds, and, on top of that massive debt, $36,000,000 in stock—totaling $110,000,000. Even after subtracting the amount owed to the United States government, there were still stocks and bonds in private hands worth more than the entire national debt from Hamilton's time—a debt that taxed all the resources of the Federal government in 1790. This highlights the financial importance of the railways.

Railroads of the United States in 1918
Railroads of the United States in 1918

Growth and Extension of Industry.—In the field of manufacturing, mining, and metal working, the results of business enterprise far outstripped, if measured in mere dollars, the results of railway construction. By the end of the century there were about ten billion dollars invested in factories alone and five million wage-earners employed in them; while the total value of the output, fourteen billion dollars, was fifteen times the figure for 1860. In the Eastern states industries multiplied. In the Northwest territory, the old home of Jacksonian Democracy, they overtopped agriculture. By the end of the century, Ohio had almost reached and Illinois had surpassed Massachusetts in the annual value of manufacturing output.

Growth and Extension of Industry.—In manufacturing, mining, and metalworking, the outcomes of business ventures far exceeded, when just looking at dollars, the impact of railway construction. By the century's end, around ten billion dollars had been invested in factories alone, employing five million workers. The total output value reached fourteen billion dollars, which was fifteen times the amount from 1860. In the Eastern states, industries were booming. In the Northwest territory, the traditional home of Jacksonian Democracy, industries had overtaken agriculture. By the century's end, Ohio was nearly at par, and Illinois had surpassed Massachusetts in terms of annual manufacturing output.

That was not all. Untold wealth in the form of natural resources was discovered in the South and West. Coal deposits were found in the Appalachians stretching from Pennsylvania down to Alabama, in Michigan, in the Mississippi Valley, and in the Western mountains from North Dakota to New Mexico. In nearly every coal-bearing region, iron was also discovered and the great fields of Michigan, Wisconsin, and Minnesota soon rivaled those of the Appalachian area. Copper, lead, gold, and silver in fabulous quantities were unearthed by the restless prospectors who left no plain or mountain fastness unexplored. Petroleum, first pumped from the wells of Pennsylvania in the summer of 1859, made new fortunes equaling those of trade, railways, and land speculation. It scattered its riches with an especially lavish hand through Oklahoma, Texas, and California.

That wasn't all. A vast amount of wealth in the form of natural resources was found in the South and West. Coal deposits were discovered in the Appalachians stretching from Pennsylvania down to Alabama, in Michigan, throughout the Mississippi Valley, and in the Western mountains from North Dakota to New Mexico. In almost every coal-producing area, iron was also found, and the great fields of Michigan, Wisconsin, and Minnesota soon competed with those of the Appalachian region. Copper, lead, gold, and silver in incredible quantities were uncovered by eager prospectors who explored every plain and mountain range. Petroleum, first pumped from the wells in Pennsylvania in the summer of 1859, created new fortunes that matched those from trade, railways, and land speculation. It spread its wealth especially generously through Oklahoma, Texas, and California.

John D. Rockefeller
John D. Rockefeller

The Trust—an Instrument of Industrial Progress.—Business enterprise, under the direction of powerful men working single-handed, or of small groups of men pooling their capital for one or more undertakings, had not advanced far before there appeared upon the scene still mightier leaders of even greater imagination. New constructive genius now brought together and combined under one management hundreds of concerns or thousands of miles of railways, revealing the magic strength of coöperation on a national scale. Price-cutting in oil, threatening ruin to those engaged in the industry, as early as 1879, led a number of companies in Cleveland, Pittsburgh, and Philadelphia to unite in price-fixing. Three years later a group of oil interests formed a close organization, placing all their stocks in the hands of trustees, among whom was John D. Rockefeller. The trustees, in turn, issued certificates representing the share to which each participant was entitled; and took over the management of the entire business. Such was the nature of the "trust," which was to play such an unique rôle in the progress of America.

The Trust—an Instrument of Industrial Progress.—Business ventures, led by influential individuals acting independently or small groups pooling their resources for various projects, had made some progress before even more powerful leaders with greater vision arrived on the scene. This new wave of innovation brought together and merged hundreds of companies or thousands of miles of railways, showcasing the incredible strength of cooperation on a national level. Price wars in the oil industry, which threatened to devastate those involved, prompted several companies in Cleveland, Pittsburgh, and Philadelphia as early as 1879 to collaborate on setting prices. Three years later, a coalition of oil interests formed a tight-knit organization, entrusting all their stocks to a group of trustees, including John D. Rockefeller. The trustees, in turn, issued certificates representing each participant's share and assumed control of the overall business. This was the essence of the "trust," which would play such a unique role in the advancement of America.

The idea of combination was applied in time to iron and steel, copper, lead, sugar, cordage, coal, and other commodities, until in each field there loomed a giant trust or corporation, controlling, if not most of the output, at least enough to determine in a large measure the prices charged to consumers. With the passing years, the railways, mills, mines, and other business concerns were transferred from individual owners to corporations. At the end of the nineteenth century, the whole face of American business was changed. Three-fourths of the output from industries came from factories under corporate management and only one-fourth from individual and partnership undertakings.

The concept of combining businesses eventually applied to iron and steel, copper, lead, sugar, rope, coal, and various other goods, leading to the emergence of large trusts or corporations in each sector. These entities controlled, if not the majority of the output, at least enough to significantly influence the prices charged to consumers. Over the years, railways, mills, mines, and other businesses shifted from individual ownership to corporate ownership. By the end of the nineteenth century, the landscape of American business had transformed completely. Three-quarters of industrial output came from factories managed by corporations, while only one-quarter came from individual and partnership enterprises.

The Banking Corporation.—Very closely related to the growth of business enterprise on a large scale was the system of banking. In the old days before banks, a person with savings either employed them in his own undertakings, lent them to a neighbor, or hid them away where they set no industry in motion. Even in the early stages of modern business, it was common for a manufacturer to rise from small beginnings by financing extensions out of his own earnings and profits. This state of affairs was profoundly altered by the growth of the huge corporations requiring millions and even billions of capital. The banks, once an adjunct to business, became the leaders in business.

The Banking Corporation.—The rise of large-scale business enterprises was closely tied to the banking system. In the past, before banks existed, a person with savings would either invest them in their own projects, lend them to a neighbor, or stash them away where they wouldn’t stimulate any economic activity. Even in the early days of modern business, it was common for a manufacturer to grow from humble beginnings by funding expansions with their own earnings and profits. This situation changed dramatically with the emergence of massive corporations that needed millions or even billions in capital. Banks, once subordinate to businesses, became the driving forces in the business world.

Wall Street, New York City
Copyright by Underwood and Underwood, N.Y.
Wall Street, NYC

It was the banks that undertook to sell the stocks and bonds issued by new corporations and trusts and to supply them with credit to carry on their operations. Indeed, many of the great mergers or combinations in business were initiated by magnates in the banking world with millions and billions under their control. Through their connections with one another, the banks formed a perfect network of agencies gathering up the pennies and dollars of the masses as well as the thousands of the rich and pouring them all into the channels of business and manufacturing. In this growth of banking on a national scale, it was inevitable that a few great centers, like Wall Street in New York or State Street in Boston, should rise to a position of dominance both in concentrating the savings and profits of the nation and in financing new as well as old corporations.

It was the banks that took on the task of selling the stocks and bonds issued by new companies and trusts and providing them with the credit needed to operate. In fact, many of the major mergers or business combinations were started by powerful figures in the banking sector who had millions and billions at their disposal. Through their connections, the banks created an efficient network of agencies collecting the pennies and dollars of everyday people, as well as the thousands from the wealthy , and funneled them into business and manufacturing. As banking expanded nationally, it was inevitable that a few major centers, like Wall Street in New York or State Street in Boston, would emerge as leaders in gathering the savings and profits of the country and financing both new and existing corporations.

The Significance of the Corporation.—The corporation, in fact, became the striking feature of American business life, one of the most marvelous institutions of all time, comparable in wealth and power and the number of its servants with kingdoms and states of old. The effect of its rise and growth cannot be summarily estimated; but some special facts are obvious. It made possible gigantic enterprises once entirely beyond the reach of any individual, no matter how rich. It eliminated many of the futile and costly wastes of competition in connection with manufacture, advertising, and selling. It studied the cheapest methods of production and shut down mills that were poorly equipped or disadvantageously located. It established laboratories for research in industry, chemistry, and mechanical inventions. Through the sale of stocks and bonds, it enabled tens of thousands of people to become capitalists, if only in a small way. The corporation made it possible for one person to own, for instance, a $50 share in a million dollar business concern—a thing entirely impossible under a régime of individual owners and partnerships.

The Significance of the Corporation.—The corporation has become a defining feature of American business life, one of the most incredible institutions in history, comparable in wealth, power, and the number of its workers to the kingdoms and states of the past. The impact of its emergence and expansion is hard to measure in full, but some key facts are clear. It enabled massive enterprises that were previously unattainable for any single individual, no matter how wealthy. It reduced many of the pointless and expensive inefficiencies of competition related to manufacturing, advertising, and selling. It researched the most cost-effective methods of production and closed down factories that were inadequately equipped or poorly situated. It created labs for research in industry, chemistry, and mechanical innovation. By allowing the sale of stocks and bonds, it made it possible for tens of thousands of people to become investors, even if only to a small extent. The corporation allowed one person to own, for example, a $50 share in a million-dollar business, which would have been completely impossible under a system of individual ownership and partnerships.

There was, of course, another side to the picture. Many of the corporations sought to become monopolies and to make profits, not by economies and good management, but by extortion from purchasers. Sometimes they mercilessly crushed small business men, their competitors, bribed members of legislatures to secure favorable laws, and contributed to the campaign funds of both leading parties. Wherever a trust approached the position of a monopoly, it acquired a dominion over the labor market which enabled it to break even the strongest trade unions. In short, the power of the trust in finance, in manufacturing, in politics, and in the field of labor control can hardly be measured.

There was, of course, another side to the story. Many corporations aimed to become monopolies and to make profits, not through cost-saving measures and effective management, but by exploiting customers. At times, they ruthlessly crushed small business owners— their competitors—bribed lawmakers to get favorable legislation, and donated to the campaign funds of both major parties. Whenever a trust moved closer to becoming a monopoly, it gained control over the labor market, allowing it to undermine even the strongest labor unions. In short, the influence of the trust in finance, manufacturing, politics, and labor management is almost immeasurable.

The Corporation and Labor.—In the development of the corporation there was to be observed a distinct severing of the old ties between master and workmen, which existed in the days of small industries. For the personal bond between the owner and the employees was substituted a new relation. "In most parts of our country," as President Wilson once said, "men work, not for themselves, not as partners in the old way in which they used to work, but generally as employees—in a higher or lower grade—of great corporations." The owner disappeared from the factory and in his place came the manager, representing the usually invisible stockholders and dependent for his success upon his ability to make profits for the owners. Hence the term "soulless corporation," which was to exert such a deep influence on American thinking about industrial relations.

The Corporation and Labor.—As corporations developed, there was a clear break from the old connections between employers and workers that were common in smaller industries. The direct relationship that existed between the owner and the employees was replaced by a new dynamic. "In most parts of our country," as President Wilson once said, "people work not for themselves, nor as partners in the traditional sense, but generally as employees—either higher or lower—of large corporations." The owner was no longer present in the factory; instead, the manager stepped in, representing usually unseen stockholders and relying on his ability to generate profits for the owners. This led to the term "soulless corporation," which had a significant impact on American perspectives regarding industrial relations.

Cities and Immigration.—Expressed in terms of human life, this era of unprecedented enterprise meant huge industrial cities and an immense labor supply, derived mainly from European immigration. Here, too, figures tell only a part of the story. In Washington's day nine-tenths of the American people were engaged in agriculture and lived in the country; in 1890 more than one-third of the population dwelt in towns of 2500 and over; in 1920 more than half of the population lived in towns of over 2500. In forty years, between 1860 and 1900, Greater New York had grown from 1,174,000 to 3,437,000; San Francisco from 56,000 to 342,000; Chicago from 109,000 to 1,698,000. The miles of city tenements began to rival, in the number of their residents, the farm homesteads of the West. The time so dreaded by Jefferson had arrived. People were "piled upon one another in great cities" and the republic of small farmers had passed away.

Cities and Immigration.—In terms of human life, this era of unprecedented enterprise meant massive industrial cities and a huge labor supply, mostly from European immigration. Here, too, the numbers only tell part of the story. In Washington's time, nine-tenths of the American population worked in agriculture and lived in rural areas; by 1890, more than one-third of the population lived in towns of 2,500 or more; by 1920, more than half of the population resided in towns over 2,500. Between 1860 and 1900, Greater New York grew from 1,174,000 to 3,437,000; San Francisco expanded from 56,000 to 342,000; Chicago increased from 109,000 to 1,698,000. The number of city tenements began to rival the farm homesteads of the West in terms of population. The time that Jefferson feared had come. People were "packed together in great cities," and the republic of small farmers had vanished.

To these industrial centers flowed annually an ever-increasing tide of immigration, reaching the half million point in 1880; rising to three-quarters of a million three years later; and passing the million mark in a single year at the opening of the new century. Immigration was as old as America but new elements now entered the situation. In the first place, there were radical changes in the nationality of the newcomers. The migration from Northern Europe—England, Ireland, Germany, and Scandinavia—diminished; that from Italy, Russia, and Austria-Hungary increased, more than three-fourths of the entire number coming from these three lands between the years 1900 and 1910. These later immigrants were Italians, Poles, Magyars, Czechs, Slovaks, Russians, and Jews, who came from countries far removed from the language and the traditions of England whence came the founders of America.

To these industrial centers, an increasing wave of immigrants arrived each year, hitting half a million in 1880; rising to three-quarters of a million three years later; and surpassing the million mark in a single year at the start of the new century. Immigration had been a part of America from the beginning, but new factors now changed the situation. First, there were significant changes in the nationalities of the newcomers. The migration from Northern Europe—England, Ireland, Germany, and Scandinavia—decreased; meanwhile, the influx from Italy, Russia, and Austria-Hungary grew, with more than three-quarters of the total coming from these three countries between 1900 and 1910. These later immigrants included Italians, Poles, Hungarians, Czechs, Slovaks, Russians, and Jews, who came from places that were far removed from the language and traditions of England, the homeland of America's founders.

In the second place, the reception accorded the newcomers differed from that given to the immigrants in the early days. By 1890 all the free land was gone. They could not, therefore, be dispersed widely among the native Americans to assimilate quickly and unconsciously the habits and ideas of American life. On the contrary, they were diverted mainly to the industrial centers. There they crowded—nay, overcrowded—into colonies of their own where they preserved their languages, their newspapers, and their old-world customs and views.

In addition, the way the newcomers were received was different from how immigrants were treated in the earlier days. By 1890, all the available land was taken. Because of this, they couldn't be spread out among native Americans to quickly and effortlessly adopt American habits and ideas. Instead, they were mainly directed toward industrial centers. There, they crowded—actually, overcrowded—into their own communities where they kept their languages, newspapers, and old-world customs and beliefs.

So eager were American business men to get an enormous labor supply that they asked few questions about the effect of this "alien invasion" upon the old America inherited from the fathers. They even stimulated the invasion artificially by importing huge armies of foreigners under contract to work in specified mines and mills. There seemed to be no limit to the factories, forges, refineries, and railways that could be built, to the multitudes that could be employed in conquering a continent. As for the future, that was in the hands of Providence!

American businesspeople were so eager to secure a massive workforce that they hardly questioned the impact of this "alien invasion" on the America passed down from previous generations. They even encouraged the influx by bringing in large groups of foreigners under contracts to work in designated mines and mills. There appeared to be no end to the factories, forges, refineries, and railways that could be constructed, nor to the countless people who could be employed to conquer the continent. As for the future, that was left to fate!

Business Theories of Politics.—As the statesmen of Hamilton's school and the planters of Calhoun's had their theories of government and politics, so the leaders in business enterprise had theirs. It was simple and easily stated. "It is the duty of the government," they urged, "to protect American industry against foreign competition by means of high tariffs on imported goods, to aid railways by generous grants of land, to sell mineral and timber lands at low prices to energetic men ready to develop them, and then to leave the rest to the initiative and drive of individuals and companies." All government interference with the management, prices, rates, charges, and conduct of private business they held to be either wholly pernicious or intolerably impertinent. Judging from their speeches and writings, they conceived the nation as a great collection of individuals, companies, and labor unions all struggling for profits or high wages and held together by a government whose principal duty was to keep the peace among them and protect industry against the foreign manufacturer. Such was the political theory of business during the generation that followed the Civil War.

Business Theories of Politics.—Just as the politicians from Hamilton's camp and the plantation owners aligned with Calhoun had their views on government and politics, the leaders in business had their own ideas. It was straightforward and easy to express. "The government's responsibility," they argued, "is to protect American industry from foreign competition through high tariffs on imported goods, support railways with generous land grants, sell mineral and timber lands at low prices to motivated individuals ready to develop them, and then to step back and let individuals and companies take the lead." They believed that any government interference with how private businesses were run, including management, pricing, rates, charges, and operations, was either completely harmful or extremely intrusive. From their speeches and writings, they viewed the nation as a large collection of individuals, companies, and labor unions all vying for profits or higher wages, linked together by a government whose main role was to maintain peace among them and protect domestic industry from foreign manufacturers. This was the political theory of business in the generation that followed the Civil War.

The Dominance of the Republican Party (1861-85)

Business Men and Republican Policies.—Most of the leaders in industry gravitated to the Republican ranks. They worked in the North and the Republican party was essentially Northern. It was moreover—at least so far as the majority of its members were concerned—committed to protective tariffs, a sound monetary and banking system, the promotion of railways and industry by land grants, and the development of internal improvements. It was furthermore generous in its immigration policy. It proclaimed America to be an asylum for the oppressed of all countries and flung wide the doors for immigrants eager to fill the factories, man the mines, and settle upon Western lands. In a word the Republicans stood for all those specific measures which favored the enlargement and prosperity of business. At the same time they resisted government interference with private enterprise. They did not regulate railway rates, prosecute trusts for forming combinations, or prevent railway companies from giving lower rates to some shippers than to others. To sum it up, the political theories of the Republican party for three decades after the Civil War were the theories of American business—prosperous and profitable industries for the owners and "the full dinner pail" for the workmen. Naturally a large portion of those who flourished under its policies gave their support to it, voted for its candidates, and subscribed to its campaign funds.

Businessmen and Republican Policies.—Most of the leaders in industry aligned with the Republican party. They operated primarily in the North, and the Republican party was essentially a Northern entity. For most of its members, it was also committed to protective tariffs, a stable monetary and banking system, promoting railways and industry through land grants, and developing internal improvements. Additionally, it had a generous immigration policy, declaring America to be a refuge for the oppressed from all countries and welcoming immigrants eager to work in factories, mines, and settle in the West. In short, the Republicans supported measures that promoted the growth and success of businesses while resisting government interference in private enterprise. They did not regulate railway rates, pursue trusts for forming monopolies, or stop railway companies from offering lower rates to some shippers than others. To sum it up, the political beliefs of the Republican party for thirty years after the Civil War reflected those of American business—successful and profitable industries for owners and "the full dinner pail" for workers. Naturally, many who thrived under its policies supported it, voted for its candidates, and contributed to its campaign funds.

Sources of Republican Strength in the North.—The Republican party was in fact a political organization of singular power. It originated in a wave of moral enthusiasm, having attracted to itself, if not the abolitionists, certainly all those idealists, like James Russell Lowell and George William Curtis, who had opposed slavery when opposition was neither safe nor popular. To moral principles it added practical considerations. Business men had confidence in it. Workingmen, who longed for the independence of the farmer, owed to its indulgent land policy the opportunity of securing free homesteads in the West. The immigrant, landing penniless on these shores, as a result of the same beneficent system, often found himself in a little while with an estate as large as many a baronial domain in the Old World. Under a Republican administration, the union had been saved. To it the veterans of the war could turn with confidence for those rewards of service which the government could bestow: pensions surpassing in liberality anything that the world had ever seen. Under a Republican administration also the great debt had been created in the defense of the union, and to the Republican party every investor in government bonds could look for the full and honorable discharge of the interest and principal. The spoils system, inaugurated by Jacksonian Democracy, in turn placed all the federal offices in Republican hands, furnishing an army of party workers to be counted on for loyal service in every campaign.

Sources of Republican Strength in the North.—The Republican party was truly a powerful political force. It started from a wave of moral enthusiasm, attracting not only abolitionists but also idealists like James Russell Lowell and George William Curtis, who stood against slavery at a time when it wasn't safe or popular to do so. In addition to strong moral principles, it offered practical benefits. Business people trusted it. Workers, who desired the independence of farmers, benefited from its generous land policies that allowed them to secure free homesteads in the West. Immigrants arriving here broke and, thanks to this same supportive system, often found themselves owning land as large as some noble estates in Europe in a short time. Under a Republican administration, the union had been preserved. The veterans of the war could count on receiving the benefits they deserved, with pensions more generous than anything the world had ever seen. The great debt incurred to defend the union was also under a Republican government, and every investor in government bonds could trust the Republican party for the complete and honorable repayment of interest and principal. The spoils system, initiated by Jacksonian Democracy, placed all federal offices in Republican control, creating a dedicated workforce of party loyalists ready to support every campaign.

Of all these things Republican leaders made full and vigorous use, sometimes ascribing to the party, in accordance with ancient political usage, merits and achievements not wholly its own. Particularly was this true in the case of saving the union. "When in the economy of Providence, this land was to be purged of human slavery ... the Republican party came into power," ran a declaration in one platform. "The Republican party suppressed a gigantic rebellion, emancipated four million slaves, decreed the equal citizenship of all, and established universal suffrage," ran another. As for the aid rendered by the millions of Northern Democrats who stood by the union and the tens of thousands of them who actually fought in the union army, the Republicans in their zeal were inclined to be oblivious. They repeatedly charged the Democratic party "with being the same in character and spirit as when it sympathized with treason."

Of all these things, Republican leaders made full and vigorous use, sometimes crediting the party with merits and achievements that weren't entirely its own, as is common in politics. This was especially true regarding saving the union. "When it was time for this country to be freed from human slavery, the Republican party came into power," said one platform. "The Republican party put down a massive rebellion, freed four million slaves, declared equal citizenship for all, and established universal suffrage," stated another. As for the support given by the millions of Northern Democrats who stood by the union and the tens of thousands who actually fought in the union army, the Republicans often overlooked this in their enthusiasm. They frequently accused the Democratic party of being "the same in character and spirit as when it sympathized with treason."

Republican Control of the South.—To the strength enjoyed in the North, the Republicans for a long time added the advantages that came from control over the former Confederate states where the newly enfranchised negroes, under white leadership, gave a grateful support to the party responsible for their freedom. In this branch of politics, motives were so mixed that no historian can hope to appraise them all at their proper values. On the one side of the ledger must be set the vigorous efforts of the honest and sincere friends of the freedmen to win for them complete civil and political equality, wiping out not only slavery but all its badges of misery and servitude. On the same side must be placed the labor of those who had valiantly fought in forum and field to save the union and who regarded continued Republican supremacy after the war as absolutely necessary to prevent the former leaders in secession from coming back to power. At the same time there were undoubtedly some men of the baser sort who looked on politics as a game and who made use of "carpet-bagging" in the South to win the spoils that might result from it. At all events, both by laws and presidential acts, the Republicans for many years kept a keen eye upon the maintenance of their dominion in the South. Their declaration that neither the law nor its administration should admit any discrimination in respect of citizens by reason of race, color, or previous condition of servitude appealed to idealists and brought results in elections. Even South Carolina, where reposed the ashes of John C. Calhoun, went Republican in 1872 by a vote of three to one!

Republican Control of the South.—For a long time, the Republicans not only enjoyed their strength in the North but also benefited from their control over the former Confederate states, where newly enfranchised Black voters, supported by white leaders, grateful for their freedom, rallied behind the party responsible for it. In this political landscape, motives were so complex that no historian can fully assess them all. On one side, there were the passionate and genuine advocates for the freedmen who aimed for complete civil and political equality, eliminating not just slavery but all its associated symbols of suffering and servitude. Also on this side were those who had bravely fought in battle and debate to preserve the union and believed that ongoing Republican dominance after the war was essential to stop former secession leaders from regaining power. At the same time, there were certainly some unscrupulous individuals who saw politics as a game, using "carpet-bagging" in the South to seize any rewards that might come from it. Regardless, through legislation and presidential actions, the Republicans vigilantly maintained their hold on the South for many years. Their assertion that neither the law nor its enforcement should discriminate against citizens based on race, color, or previous status of servitude resonated with idealists and affected election outcomes. Even South Carolina, the home of John C. Calhoun's remains, swung Republican in 1872 with a vote of three to one!

Republican control was made easy by the force bills described in a previous chapter—measures which vested the supervision of elections in federal officers appointed by Republican Presidents. These drastic measures, departing from American tradition, the Republican authors urged, were necessary to safeguard the purity of the ballot, not merely in the South where the timid freedman might readily be frightened from using it; but also in the North, particularly in New York City, where it was claimed that fraud was regularly practiced by Democratic leaders.

Republican control was made easier by the force bills mentioned in a previous chapter—measures that placed the supervision of elections in the hands of federal officers appointed by Republican Presidents. These drastic measures, which deviated from American tradition, were urged by their Republican authors as essential to protect the integrity of the ballot, not only in the South, where the timid freedman could easily be intimidated into not voting, but also in the North, especially in New York City, where it was alleged that Democratic leaders regularly engaged in fraud.

The Democrats, on their side, indignantly denied the charges, replying that the force bills were nothing but devices created by the Republicans for the purpose of securing their continued rule through systematic interference with elections. Even the measures of reconstruction were deemed by Democratic leaders as thinly veiled schemes to establish Republican power throughout the country. "Nor is there the slightest doubt," exclaimed Samuel J. Tilden, spokesman of the Democrats in New York and candidate for President in 1876, "that the paramount object and motive of the Republican party is by these means to secure itself against a reaction of opinion adverse to it in our great populous Northern commonwealths.... When the Republican party resolved to establish negro supremacy in the ten states in order to gain to itself the representation of those states in Congress, it had to begin by governing the people of those states by the sword.... The next was the creation of new electoral bodies for those ten states, in which, by exclusions, by disfranchisements and proscriptions, by control over registration, by applying test oaths ... by intimidation and by every form of influence, three million negroes are made to predominate over four and a half million whites."

The Democrats, on their part, angrily denied the accusations, stating that the force bills were merely tools created by the Republicans to maintain their power through systematic interference in elections. Democratic leaders considered even the reconstruction measures as barely disguised plans to establish Republican dominance across the country. "There is no doubt," declared Samuel J. Tilden, the Democratic spokesperson in New York and presidential candidate in 1876, "that the main goal and motivation of the Republican party is, by these means, to protect itself against any backlash in our large, populous Northern states.... When the Republican party decided to establish black supremacy in the ten states to gain representation in Congress, it had to start by ruling the people of those states with force.... The next step was creating new electoral bodies for those ten states, where, through exclusions, disenfranchisement, and restrictions, by managing voter registration, through test oaths ... by intimidation and various forms of manipulation, three million Black individuals were made to outnumber four and a half million whites."

The War as a Campaign Issue.—Even the repeal of force bills could not allay the sectional feelings engendered by the war. The Republicans could not forgive the men who had so recently been in arms against the union and insisted on calling them "traitors" and "rebels." The Southerners, smarting under the reconstruction acts, could regard the Republicans only as political oppressors. The passions of the war had been too strong; the distress too deep to be soon forgotten. The generation that went through it all remembered it all. For twenty years, the Republicans, in their speeches and platforms, made "a straight appeal to the patriotism of the Northern voters." They maintained that their party, which had saved the union and emancipated the slaves, was alone worthy of protecting the union and uplifting the freedmen.

The War as a Campaign Issue.—Even the repeal of force bills couldn’t calm the regional tensions created by the war. The Republicans couldn’t forgive those who had recently fought against the union and insisted on labeling them "traitors" and "rebels." Southerners, hurting from the reconstruction acts, saw the Republicans as political oppressors. The emotions from the war were too intense; the suffering too great to be forgotten quickly. The generation that lived through it all remembered everything. For twenty years, the Republicans, in their speeches and platforms, made "a direct appeal to the patriotism of Northern voters." They argued that their party, which had saved the union and freed the slaves, was the only one fit to protect the union and support the freedmen.

Though the Democrats, especially in the North, resented this policy and dubbed it with the expressive but inelegant phrase, "waving the bloody shirt," the Republicans refused to surrender a slogan which made such a ready popular appeal. As late as 1884, a leader expressed the hope that they might "wring one more President from the bloody shirt." They refused to let the country forget that the Democratic candidate, Grover Cleveland, had escaped military service by hiring a substitute; and they made political capital out of the fact that he had "insulted the veterans of the Grand Army of the Republic" by going fishing on Decoration Day.

Although the Democrats, especially in the North, resented this policy and called it the blunt term "waving the bloody shirt," the Republicans were unwilling to give up a slogan that resonated so well with the public. As late as 1884, a leader expressed hope that they could "extract one more President from the bloody shirt." They wouldn’t let the country forget that the Democratic candidate, Grover Cleveland, avoided military service by hiring a substitute; and they capitalized on the fact that he had "insulted the veterans of the Grand Army of the Republic" by going fishing on Decoration Day.

Three Republican Presidents.—Fortified by all these elements of strength, the Republicans held the presidency from 1869 to 1885. The three Presidents elected in this period, Grant, Hayes, and Garfield, had certain striking characteristics in common. They were all of origin humble enough to please the most exacting Jacksonian Democrat. They had been generals in the union army. Grant, next to Lincoln, was regarded as the savior of the Constitution. Hayes and Garfield, though lesser lights in the military firmament, had honorable records duly appreciated by veterans of the war, now thoroughly organized into the Grand Army of the Republic. It is true that Grant was not a politician and had never voted the Republican ticket; but this was readily overlooked. Hayes and Garfield on the other hand were loyal party men. The former had served in Congress and for three terms as governor of his state. The latter had long been a member of the House of Representatives and was Senator-elect when he received the nomination for President.

Three Republican Presidents.—Supported by all these elements of strength, the Republicans held the presidency from 1869 to 1885. The three Presidents elected during this time—Grant, Hayes, and Garfield—shared some notable traits. They all came from humble beginnings, which would have satisfied even the most demanding Jacksonian Democrat. They had served as generals in the Union Army. Grant, after Lincoln, was seen as the savior of the Constitution. Hayes and Garfield, although not as prominent in military circles, had respectable records that were well-regarded by war veterans, who were organized into the Grand Army of the Republic. It’s true that Grant was not a politician and had never voted for the Republican ticket, but this was easily overlooked. Hayes and Garfield, on the other hand, were loyal party members. Hayes had served in Congress and was governor of his state for three terms. Garfield had been a long-time member of the House of Representatives and was elected as a senator when he was nominated for President.

All of them possessed, moreover, another important asset, which was not forgotten by the astute managers who led in selecting candidates. All of them were from Ohio—though Grant had been in Illinois when the summons to military duties came—and Ohio was a strategic state. It lay between the manufacturing East and the agrarian country to the West. Having growing industries and wool to sell it benefited from the protective tariff. Yet being mainly agricultural still, it was not without sympathy for the farmers who showed low tariff or free trade tendencies. Whatever share the East had in shaping laws and framing policies, it was clear that the West was to have the candidates. This division in privileges—not uncommon in political management—was always accompanied by a judicious selection of the candidate for Vice President. With Garfield, for example, was associated a prominent New York politician, Chester A. Arthur, who, as fate decreed, was destined to more than three years' service as chief magistrate, on the assassination of his superior in office.

All of them had another important quality that the sharp managers in considered when choosing candidates. They were all from Ohio—though Grant was in Illinois when he was called to serve—and Ohio was a key state. It was located between the manufacturing East and the farming West. With growing industries and wool to sell, it gained from the protective tariff. Yet, being mostly agricultural, it still had sympathy for farmers who supported lower tariffs or free trade. No matter how much influence the East had in making laws and shaping policies, it was clear that the West would have the candidates. This division in privileges, which wasn’t uncommon in politics, always included a careful choice of candidate for Vice President. For instance, Garfield was paired with a notable New York politician, Chester A. Arthur, who, as fate would have it, ended up serving more than three years as president after the assassination of his superior.

The Disputed Election of 1876.—While taking note of the long years of Republican supremacy, it must be recorded that grave doubts exist in the minds of many historians as to whether one of the three Presidents, Hayes, was actually the victor in 1876 or not. His Democratic opponent, Samuel J. Tilden, received a popular plurality of a quarter of a million and had a plausible claim to a majority of the electoral vote. At all events, four states sent in double returns, one set for Tilden and another for Hayes; and a deadlock ensued. Both parties vehemently claimed the election and the passions ran so high that sober men did not shrink from speaking of civil war again. Fortunately, in the end, the counsels of peace prevailed. Congress provided for an electoral commission of fifteen men to review the contested returns. The Democrats, inspired by Tilden's moderation, accepted the judgment in favor of Hayes even though they were not convinced that he was really entitled to the office.

The Disputed Election of 1876.—While acknowledging the long years of Republican dominance, it's important to note that many historians have serious doubts about whether one of the three Presidents, Hayes, was truly the winner in 1876. His Democratic opponent, Samuel J. Tilden, garnered a popular plurality of a quarter of a million votes and had a believable claim to a majority of the electoral votes. In any case, four states submitted conflicting returns, one set for Tilden and another for Hayes, resulting in a deadlock. Both parties strongly asserted their claims to the election, and tensions ran so high that some people seriously talked about civil war again. Fortunately, in the end, peace prevailed. Congress established an electoral commission of fifteen members to evaluate the disputed returns. The Democrats, motivated by Tilden's restraint, accepted the decision in favor of Hayes, even though they weren’t fully convinced he deserved the office.

The Rise of Opposition to Republican Leadership

Abuses in American Political Life.—During their long tenure of office, the Republicans could not escape the inevitable consequences of power; that is, evil practices and corrupt conduct on the part of some who found shelter within the party. For that matter neither did the Democrats manage to avoid such difficulties in those states and cities where they had the majority. In New York City, for instance, the local Democratic organization, known as Tammany Hall, passed under the sway of a group of politicians headed by "Boss" Tweed. He plundered the city treasury until public-spirited citizens, supported by Samuel J. Tilden, the Democratic leader of the state, rose in revolt, drove the ringleader from power, and sent him to jail. In Philadelphia, the local Republican bosses were guilty of offenses as odious as those committed by New York politicians. Indeed, the decade that followed the Civil War was marred by so many scandals in public life that one acute editor was moved to inquire: "Are not all the great communities of the Western World growing more corrupt as they grow in wealth?"

Abuses in American Political Life.—During their long time in office, the Republicans couldn't avoid the inevitable consequences of power; that is, unethical practices and corruption by some who found a home in the party. Likewise, the Democrats also faced similar issues in the states and cities where they held the majority. For example, in New York City, the local Democratic organization, known as Tammany Hall, fell under the control of a group of politicians led by "Boss" Tweed. He raided the city treasury until concerned citizens, backed by Samuel J. Tilden, the Democratic leader of the state, revolted, drove the ringleader from power, and sent him to prison. In Philadelphia, the local Republican leaders were guilty of offenses as disgraceful as those committed by New York politicians. In fact, the decade following the Civil War was plagued by so many scandals in public life that one sharp editor felt compelled to ask: "Are not all the major communities of the Western World becoming more corrupt as they grow in wealth?"

In the sphere of national politics, where the opportunities were greater, betrayals of public trust were even more flagrant. One revelation after another showed officers, high and low, possessed with the spirit of peculation. Members of Congress, it was found, accepted railway stock in exchange for votes in favor of land grants and other concessions to the companies. In the administration as well as the legislature the disease was rife. Revenue officers permitted whisky distillers to evade their taxes and received heavy bribes in return. A probe into the post-office department revealed the malodorous "star route frauds"—the deliberate overpayment of certain mail carriers whose lines were indicated in the official record by asterisks or stars. Even cabinet officers did not escape suspicion, for the trail of the serpent led straight to the door of one of them.

In the world of national politics, where the chances were bigger, betrayals of public trust were even more obvious. One revelation after another uncovered that officials, both high-ranking and low, were driven by greed. It was discovered that members of Congress accepted stock from railway companies in exchange for votes supporting land grants and other benefits for those companies. This issue was widespread in both the administration and the legislature. Revenue officers allowed whisky distillers to dodge their taxes and took substantial bribes in return. An investigation into the post-office department uncovered the shady "star route frauds"—the intentional overpayment of certain mail carriers, with their routes marked by asterisks or stars in the official records. Even cabinet members were not above suspicion, as the evidence led directly to one of them.

In the lower ranges of official life, the spoils system became more virulent as the number of federal employees increased. The holders of offices and the seekers after them constituted a veritable political army. They crowded into Republican councils, for the Republicans, being in power, could alone dispense federal favors. They filled positions in the party ranging from the lowest township committee to the national convention. They helped to nominate candidates and draft platforms and elbowed to one side the busy citizen, not conversant with party intrigues, who could only give an occasional day to political matters. Even the Civil Service Act of 1883, wrung from a reluctant Congress two years after the assassination of Garfield, made little change for a long time. It took away from the spoilsmen a few thousand government positions, but it formed no check on the practice of rewarding party workers from the public treasury.

In lower levels of government, the spoils system became more intense as the number of federal employees grew. Those in office and those vying for positions formed a kind of political army. They crowded into Republican meetings, since the Republicans, being in charge, were the only ones who could hand out federal favors. They occupied roles in the party from the lowest township committee to the national convention. They helped to nominate candidates, draft platforms, and pushed aside the average citizen who wasn't familiar with party politics and could only dedicate a day or two to political issues. Even the Civil Service Act of 1883, forced through a reluctant Congress two years after Garfield's assassination, made little difference for a long time. It removed a few thousand government positions from the spoilsmen, but it did not stop the practice of rewarding party supporters with taxpayer money.

On viewing this state of affairs, many a distinguished citizen became profoundly discouraged. James Russell Lowell, for example, thought he saw a steady decline in public morals. In 1865, hearing of Lee's surrender, he had exclaimed: "There is something magnificent in having a country to love!" Ten years later, when asked to write an ode for the centennial at Philadelphia in 1876, he could think only of a biting satire on the nation:

On seeing this situation, many respected citizens felt deeply discouraged. For instance, James Russell Lowell believed he observed a consistent decline in public morals. In 1865, upon hearing about Lee's surrender, he exclaimed, "There's something incredible about having a country to love!" But ten years later, when he was asked to write an ode for the centennial in Philadelphia in 1876, all he could come up with was a sharp satire on the nation:

"Display your state legislatures; display your Rings;
And challenge Europe to create such things
As high-ranking officials sitting partially in view To distribute the loot and make things right. If that doesn't work, all you need to do is
To showcase your most recent fashion in martyrs,—Tweed:
She'll struggle to conceal her bitter tears. "At such an advance in just one hundred years."

When his critics condemned him for this "attack upon his native land," Lowell replied in sadness: "These fellows have no notion of what love of country means. It was in my very blood and bones. If I am not an American who ever was?... What fills me with doubt and dismay is the degradation of the moral tone. Is it or is it not a result of democracy? Is ours a 'government of the people, by the people, for the people,' or a Kakistocracy [a government of the worst], rather for the benefit of knaves at the cost of fools?"

When his critics accused him of "attacking his homeland," Lowell responded with sadness: "These guys have no idea what love for one’s country really means. It’s in my very blood and bones. If I’m not an American, then who ever was?... What troubles me is the decline in our moral standards. Is this a result of democracy or not? Is our government truly 'of the people, by the people, for the people,' or is it a Kakistocracy [a government run by the worst individuals], serving the interests of the dishonest at the expense of the naïve?"

The Reform Movement in Republican Ranks.—The sentiments expressed by Lowell, himself a Republican and for a time American ambassador to England, were shared by many men in his party. Very soon after the close of the Civil War some of them began to protest vigorously against the policies and conduct of their leaders. In 1872, the dissenters, calling themselves Liberal Republicans, broke away altogether, nominated a candidate of their own, Horace Greeley, and put forward a platform indicting the Republican President fiercely enough to please the most uncompromising Democrat. They accused Grant of using "the powers and opportunities of his high office for the promotion of personal ends." They charged him with retaining "notoriously corrupt and unworthy men in places of power and responsibility." They alleged that the Republican party kept "alive the passions and resentments of the late civil war to use them for their own advantages," and employed the "public service of the government as a machinery of corruption and personal influence."

The Reform Movement in Republican Ranks.—The views expressed by Lowell, who was a Republican and served as the American ambassador to England for a time, were shared by many in his party. Shortly after the Civil War ended, some of them began to strongly oppose the policies and actions of their leaders. In 1872, the dissidents, calling themselves Liberal Republicans, completely broke away, nominated their own candidate, Horace Greeley, and presented a platform that strongly criticized the Republican President, enough to satisfy even the most hardline Democrat. They accused Grant of using "the powers and opportunities of his high office for personal gain." They claimed he kept "notoriously corrupt and unworthy men in positions of power and responsibility." They asserted that the Republican party kept "alive the passions and resentments of the recent civil war to exploit them for their own benefit," and used "the public service of the government as a means of corruption and personal influence."

It was not apparent, however, from the ensuing election that any considerable number of Republicans accepted the views of the Liberals. Greeley, though indorsed by the Democrats, was utterly routed and died of a broken heart. The lesson of his discomfiture seemed to be that independent action was futile. So, at least, it was regarded by most men of the rising generation like Henry Cabot Lodge, of Massachusetts, and Theodore Roosevelt, of New York. Profiting by the experience of Greeley they insisted in season and out that reformers who desired to rid the party of abuses should remain loyal to it and do their work "on the inside."

It wasn't clear from the following election that many Republicans supported the views of the Liberals. Greeley, despite being backed by the Democrats, was completely defeated and died of a broken heart. The takeaway from his defeat seemed to be that independent action was pointless. This was how most of the younger generation, like Henry Cabot Lodge from Massachusetts and Theodore Roosevelt from New York, saw it. Learning from Greeley's experience, they consistently argued that reformers who wanted to eliminate abuses from the party should stay loyal to it and work "from the inside."

The Mugwumps and Cleveland Democracy in 1884.—Though aided by Republican dissensions, the Democrats were slow in making headway against the political current. They were deprived of the energetic and capable leadership once afforded by the planters, like Calhoun, Davis, and Toombs; they were saddled by their opponents with responsibility for secession; and they were stripped of the support of the prostrate South. Not until the last Southern state was restored to the union, not until a general amnesty was wrung from Congress, not until white supremacy was established at the polls, and the last federal soldier withdrawn from Southern capitals did they succeed in capturing the presidency.

The Mugwumps and Cleveland Democracy in 1884.—Even with help from divisions within the Republican Party, the Democrats struggled to make progress against the political tide. They lacked the energetic and capable leadership previously provided by figures like Calhoun, Davis, and Toombs; their opponents placed the blame for secession on them; and they lost the support of the defeated South. It wasn't until the last Southern state was readmitted to the union, a general amnesty was forced through Congress, white supremacy was established at the polls, and the final federal soldier was pulled from Southern capitals that they finally managed to win the presidency.

The opportune moment for them came in 1884 when a number of circumstances favored their aspirations. The Republicans, leaving the Ohio Valley in their search for a candidate, nominated James G. Blaine of Maine, a vigorous and popular leader but a man under fire from the reformers in his own party. The Democrats on their side were able to find at this juncture an able candidate who had no political enemies in the sphere of national politics, Grover Cleveland, then governor of New York and widely celebrated as a man of "sterling honesty." At the same time a number of dissatisfied Republicans openly espoused the Democratic cause,—among them Carl Schurz, George William Curtis, Henry Ward Beecher, and William Everett, men of fine ideals and undoubted integrity. Though the "regular" Republicans called them "Mugwumps" and laughed at them as the "men milliners, the dilettanti, and carpet knights of politics," they had a following that was not to be despised.

The perfect opportunity for them arose in 1884 when several factors aligned with their goals. The Republicans, looking beyond the Ohio Valley for a candidate, nominated James G. Blaine from Maine, a dynamic and popular leader but a man facing criticism from reformers within his own party. Meanwhile, the Democrats found a strong candidate who had no political enemies on the national stage, Grover Cleveland, who was then the governor of New York and widely regarded as a man of "genuine honesty." At the same time, several dissatisfied Republicans publicly supported the Democratic cause, including Carl Schurz, George William Curtis, Henry Ward Beecher, and William Everett—individuals known for their high ideals and unquestionable integrity. Although the "regular" Republicans dubbed them "Mugwumps" and mocked them as the "fancy men, the dilettantes, and the socialites of politics," they had a following that shouldn't be underestimated.

The campaign which took place that year was one of the most savage in American history. Issues were thrust into the background. The tariff, though mentioned, was not taken seriously. Abuse of the opposition was the favorite resource of party orators. The Democrats insisted that "the Republican party so far as principle is concerned is a reminiscence. In practice it is an organization for enriching those who control its machinery." For the Republican candidate, Blaine, they could hardly find words to express their contempt. The Republicans retaliated in kind. They praised their own good works, as of old, in saving the union, and denounced the "fraud and violence practiced by the Democracy in the Southern states." Seeing little objectionable in the public record of Cleveland as mayor of Buffalo and governor of New York, they attacked his personal character. Perhaps never in the history of political campaigns did the discussions on the platform and in the press sink to so low a level. Decent people were sickened. Even hot partisans shrank from their own words when, after the election, they had time to reflect on their heedless passions. Moreover, nothing was decided by the balloting. Cleveland was elected, but his victory was a narrow one. A change of a few hundred votes in New York would have sent his opponent to the White House instead.

The campaign that year was one of the most brutal in American history. Important issues were pushed aside. The tariff, while mentioned, wasn’t taken seriously. Party speakers loved to attack the opposition verbally. Democrats claimed that "the Republican party, in terms of principles, is just a memory. In reality, it's an organization for the benefit of those who run it." They could hardly find words to express their disdain for Republican candidate Blaine. The Republicans responded in kind. They boasted about their past achievements, like saving the union, and condemned the "fraud and violence committed by the Democrats in the Southern states." Finding little wrong with Cleveland's record as mayor of Buffalo and governor of New York, they resorted to attacking his personal character. Perhaps never in the history of political campaigns did the debates on stage and in the media sink to such a low point. Good people were appalled. Even the most passionate supporters reflected with embarrassment on their reckless words after the election. Moreover, the election results changed nothing. Cleveland won, but it was by a narrow margin. A shift of just a few hundred votes in New York could have put his opponent in the White House instead.

Changing Political Fortunes (1888-96).—After the Democrats had settled down to the enjoyment of their hard-earned victory, President Cleveland in his message of 1887 attacked the tariff as "vicious, inequitable, and illogical"; as a system of taxation that laid a burden upon "every consumer in the land for the benefit of our manufacturers." Business enterprise was thoroughly alarmed. The Republicans characterized the tariff message as a free-trade assault upon the industries of the country. Mainly on that issue they elected in 1888 Benjamin Harrison of Indiana, a shrewd lawyer, a reticent politician, a descendant of the hero of Tippecanoe, and a son of the old Northwest. Accepting the outcome of the election as a vindication of their principles, the Republicans, under the leadership of William McKinley in the House of Representatives, enacted in 1890 a tariff law imposing the highest duties yet laid in our history. To their utter surprise, however, they were instantly informed by the country that their program was not approved. That very autumn they lost in the congressional elections, and two years later they were decisively beaten in the presidential campaign, Cleveland once more leading his party to victory.

Changing Political Fortunes (1888-96).—After the Democrats settled in to enjoy their hard-earned victory, President Cleveland, in his 1887 message, criticized the tariff as "vicious, inequitable, and illogical"; a taxation system that placed a burden on "every consumer in the land for the benefit of our manufacturers." Business leaders were thoroughly alarmed. The Republicans described the tariff message as a free-trade attack on the country’s industries. Primarily on that issue, they elected Benjamin Harrison from Indiana in 1888, a clever lawyer, a reserved politician, a descendant of the hero of Tippecanoe, and a son of the old Northwest. Accepting the election results as a validation of their principles, the Republicans, led by William McKinley in the House of Representatives, passed a tariff law in 1890 that imposed the highest duties ever recorded in our history. To their complete surprise, they were quickly informed by the public that their agenda was not approved. That very autumn, they lost in the congressional elections, and two years later, they were decisively defeated in the presidential campaign, with Cleveland once again leading his party to victory.

References

L.H. Haney, Congressional History of Railways (2 vols.).

L.H. Haney, Congressional History of Railways (2 volumes).

J.P. Davis, Union Pacific Railway.

J.P. Davis, *Union Pacific Railway*.

J.M. Swank, History of the Manufacture of Iron.

J.M. Swank, History of the Manufacture of Iron.

M.T. Copeland, The Cotton Manufacturing Industry in the United States (Harvard Studies).

M.T. Copeland, The Cotton Manufacturing Industry in the United States (Harvard Studies).

E.W. Bryce, Progress of Invention in the Nineteenth Century.

E.W. Bryce, Progress of Invention in the Nineteenth Century.

Ida Tarbell, History of the Standard Oil Company (Critical).

Ida Tarbell, History of the Standard Oil Company (Critical).

G.H. Montague, Rise and Progress of the Standard Oil Company (Friendly).

G.H. Montague, Rise and Progress of the Standard Oil Company (Friendly).

H.P. Fairchild, Immigration, and F.J. Warne, The Immigrant Invasion (Both works favor exclusion).

H.P. Fairchild, Immigration, and F.J. Warne, The Immigrant Invasion (Both works support exclusion).

I.A. Hourwich, Immigration (Against exclusionist policies).

I.A. Hourwich, Immigration (Against exclusionary policies).

J.F. Rhodes, History of the United States, 1877-1896, Vol. VIII.

J.F. Rhodes, History of the United States, 1877-1896, Vol. VIII.

Edward Stanwood, A History of the Presidency, Vol. I, for the presidential elections of the period.

Edward Stanwood, A History of the Presidency, Vol. I, for the presidential elections of the time.

Questions

1. Contrast the state of industry and commerce at the close of the Civil War with its condition at the close of the Revolutionary War.

1. Compare the state of industry and commerce at the end of the Civil War with its condition at the end of the Revolutionary War.

2. Enumerate the services rendered to the nation by the railways.

2. List the services provided to the nation by the railways.

3. Explain the peculiar relation of railways to government.

3. Explain the unusual relationship between railways and the government.

4. What sections of the country have been industrialized?

4. Which areas of the country have been industrialized?

5. How do you account for the rise and growth of the trusts? Explain some of the economic advantages of the trust.

5. How do you explain the rise and growth of trusts? Discuss some of the economic benefits of trusts.

6. Are the people in cities more or less independent than the farmers? What was Jefferson's view?

6. Are city dwellers more or less independent than farmers? What did Jefferson think?

7. State some of the problems raised by unrestricted immigration.

7. Identify some of the issues caused by unrestricted immigration.

8. What was the theory of the relation of government to business in this period? Has it changed in recent times?

8. What was the theory behind the relationship between government and business during this time? Has it changed lately?

9. State the leading economic policies sponsored by the Republican party.

9. List the main economic policies supported by the Republican party.

10. Why were the Republicans especially strong immediately after the Civil War?

10. Why were the Republicans particularly strong right after the Civil War?

11. What illustrations can you give showing the influence of war in American political campaigns?

11. What examples can you provide that show how war influences political campaigns in America?

12. Account for the strength of middle-western candidates.

12. Consider the strength of candidates from the Midwest.

13. Enumerate some of the abuses that appeared in American political life after 1865.

13. List some of the abuses that emerged in American political life after 1865.

14. Sketch the rise and growth of the reform movement.

14. Outline the development and expansion of the reform movement.

15. How is the fluctuating state of public opinion reflected in the elections from 1880 to 1896?

15. How is the changing public opinion shown in the elections from 1880 to 1896?

Research Topics

Invention, Discovery, and Transportation.—Sparks, National Development (American Nation Series), pp. 37-67; Bogart, Economic History of the United States, Chaps. XXI, XXII, and XXIII.

Invention, Discovery, and Transportation.—Sparks, National Development (American Nation Series), pp. 37-67; Bogart, Economic History of the United States, Chaps. XXI, XXII, and XXIII.

Business and Politics.—Paxson, The New Nation (Riverside Series), pp. 92-107; Rhodes, History of the United States, Vol. VII, pp. 1-29, 64-73, 175-206; Wilson, History of the American People, Vol. IV, pp. 78-96.

Business and Politics.—Paxson, The New Nation (Riverside Series), pp. 92-107; Rhodes, History of the United States, Vol. VII, pp. 1-29, 64-73, 175-206; Wilson, History of the American People, Vol. IV, pp. 78-96.

Immigration.—Coman, Industrial History of the United States (2d ed.), pp. 369-374; E.L. Bogart, Economic History of the United States, pp. 420-422, 434-437; Jenks and Lauck, Immigration Problems, Commons, Races and Immigrants.

Immigration.—Coman, Industrial History of the United States (2nd ed.), pp. 369-374; E.L. Bogart, Economic History of the United States, pp. 420-422, 434-437; Jenks and Lauck, Immigration Problems, Commons, Races and Immigrants.

The Disputed Election of 1876.—Haworth, The United States in Our Own Time, pp. 82-94; Dunning, Reconstruction, Political and Economic (American Nation Series), pp. 294-341; Elson, History of the United States, pp. 835-841.

The Disputed Election of 1876.—Haworth, The United States in Our Own Time, pp. 82-94; Dunning, Reconstruction, Political and Economic (American Nation Series), pp. 294-341; Elson, History of the United States, pp. 835-841.

Abuses in Political Life.—Dunning, Reconstruction, pp. 281-293; see criticisms in party platforms in Stanwood, History of the Presidency, Vol. I; Bryce, American Commonwealth (1910 ed.), Vol. II, pp. 379-448; 136-167.

Abuses in Political Life.—Dunning, Reconstruction, pp. 281-293; see criticisms in party platforms in Stanwood, History of the Presidency, Vol. I; Bryce, American Commonwealth (1910 ed.), Vol. II, pp. 379-448; 136-167.

Studies of Presidential Administrations.—(a) Grant, (b) Hayes, (c) Garfield-Arthur, (d) Cleveland, and (e) Harrison, in Haworth, The United States in Our Own Time, or in Paxson, The New Nation (Riverside Series), or still more briefly in Elson.

Studies of Presidential Administrations.—(a) Grant, (b) Hayes, (c) Garfield-Arthur, (d) Cleveland, and (e) Harrison, in Haworth, The United States in Our Own Time, or in Paxson, The New Nation (Riverside Series), or even more briefly in Elson.

Cleveland Democracy.—Haworth, The United States, pp. 164-183; Rhodes, History of the United States, Vol. VIII, pp. 240-327; Elson, pp. 857-887.

Cleveland Democracy.—Haworth, The United States, pp. 164-183; Rhodes, History of the United States, Vol. VIII, pp. 240-327; Elson, pp. 857-887.

Analysis of Modern Immigration Problems.Syllabus in History (New York State, 1919), pp. 110-112.

Analysis of Modern Immigration Problems.Syllabus in History (New York State, 1919), pp. 110-112.


CHAPTER XVIII

THE DEVELOPMENT OF THE GREAT WEST

At the close of the Civil War, Kansas and Texas were sentinel states on the middle border. Beyond the Rockies, California, Oregon, and Nevada stood guard, the last of them having been just admitted to furnish another vote for the fifteenth amendment abolishing slavery. Between the near and far frontiers lay a vast reach of plain, desert, plateau, and mountain, almost wholly undeveloped. A broad domain, extending from Canada to Mexico, and embracing the regions now included in Washington, Idaho, Wyoming, Montana, Utah, Arizona, New Mexico, the Dakotas, and Oklahoma, had fewer than half a million inhabitants. It was laid out into territories, each administered under a governor appointed by the President and Senate and, as soon as there was the requisite number of inhabitants, a legislature elected by the voters. No railway line stretched across the desert. St. Joseph on the Missouri was the terminus of the Eastern lines. It required twenty-five days for a passenger to make the overland journey to California by the stagecoach system, established in 1858, and more than ten days for the swift pony express, organized in 1860, to carry a letter to San Francisco. Indians still roamed the plain and desert and more than one powerful tribe disputed the white man's title to the soil.

At the end of the Civil War, Kansas and Texas were key states on the middle border. Beyond the Rockies, California, Oregon, and Nevada were watchful, with Nevada just admitted to add another vote for the Fifteenth Amendment, which abolished slavery. Between the nearby and distant frontiers was a huge expanse of plains, deserts, plateaus, and mountains that was mostly undeveloped. A large area, stretching from Canada to Mexico and including parts of what are now Washington, Idaho, Wyoming, Montana, Utah, Arizona, New Mexico, the Dakotas, and Oklahoma, had fewer than half a million residents. It was divided into territories, each governed by a leader appointed by the President and Senate, and as soon as enough people lived there, a legislature elected by the voters. No railway crossed the desert. St. Joseph on the Missouri was the end point for Eastern rail lines. It took twenty-five days for a passenger to travel overland to California by the stagecoach system, established in 1858, and over ten days for the fast pony express, started in 1860, to deliver a letter to San Francisco. Native Americans still inhabited the plains and deserts, and more than one powerful tribe contested the white settlers' claim to the land.

The Railways as Innovators

Opening Railways to the Pacific.—A decade before the Civil War the importance of rail connection between the East and the Pacific Coast had been recognized. Pressure had already been brought to bear on Congress to authorize the construction of a line and to grant land and money in its aid. Both the Democrats and Republicans approved the idea, but it was involved in the slavery controversy. Indeed it was submerged in it. Southern statesmen wanted connections between the Gulf and the Pacific through Texas, while Northerners stood out for a central route.

Opening Railways to the Pacific.—A decade before the Civil War, the importance of a rail connection between the East and the Pacific Coast was clear. Pressure had already been put on Congress to approve the construction of a line and to provide land and money for it. Both Democrats and Republicans supported the idea, but it was tangled up in the slavery debate. In fact, it was overshadowed by it. Southern politicians wanted links from the Gulf to the Pacific through Texas, while Northerners pushed for a central route.

The North had its way during the war. Congress, by legislation initiated in 1862, provided for the immediate organization of companies to build a line from the Missouri River to California and made grants of land and loans of money to aid in the enterprise. The Western end, the Central Pacific, was laid out under the supervision of Leland Stanford. It was heavily financed by the Mormons of Utah and also by the state government, the ranchmen, miners, and business men of California; and it was built principally by Chinese labor. The Eastern end, the Union Pacific, starting at Omaha, was constructed mainly by veterans of the Civil War and immigrants from Ireland and Germany. In 1869 the two companies met near Ogden in Utah and the driving of the last spike, uniting the Atlantic and the Pacific, was the occasion of a great demonstration.

The North had its way during the war. Congress, through legislation initiated in 1862, organized companies to build a line from the Missouri River to California and provided land grants and loans to support the project. The western end, the Central Pacific, was laid out under the supervision of Leland Stanford. It received heavy financing from the Mormons of Utah as well as from the state government, ranchers, miners, and businesspeople in California; and it was primarily constructed by Chinese labor. The eastern end, the Union Pacific, which began in Omaha, was mainly built by veterans of the Civil War and immigrants from Ireland and Germany. In 1869, the two companies met near Ogden in Utah, and the driving of the last spike, which connected the Atlantic and the Pacific, was celebrated with a large demonstration.

Other lines to the Pacific were projected at the same time; but the panic of 1873 checked railway enterprise for a while. With the revival of prosperity at the end of that decade, construction was renewed with vigor and the year 1883 marked a series of railway triumphs. In February trains were running from New Orleans through Houston, San Antonio, and Yuma to San Francisco, as a result of a union of the Texas Pacific with the Southern Pacific and its subsidiary corporations. In September the last spike was driven in the Northern Pacific at Helena, Montana. Lake Superior was connected with Puget Sound. The waters explored by Joliet and Marquette were joined to the waters plowed by Sir Francis Drake while he was searching for a route around the world. That same year also a third line was opened to the Pacific by way of the Atchison, Topeka and Santa Fé, making connections through Albuquerque and Needles with San Francisco. The fondest hopes of railway promoters seemed to be realized.

Other rail lines to the Pacific were planned at the same time, but the panic of 1873 put a pause on railway initiatives for a bit. As the economy picked up again at the end of that decade, construction was restarted with enthusiasm, and by 1883, a series of railway successes were achieved. In February, trains were running from New Orleans through Houston, San Antonio, and Yuma to San Francisco, thanks to the merger of the Texas Pacific with the Southern Pacific and its subsidiary companies. In September, the last spike was driven in the Northern Pacific at Helena, Montana. Lake Superior was linked to Puget Sound. The waters explored by Joliet and Marquette were connected to those navigated by Sir Francis Drake while he searched for a route around the world. That same year, a third line to the Pacific was opened via the Atchison, Topeka, and Santa Fé, creating connections through Albuquerque and Needles to San Francisco. The railway promoters' greatest hopes seemed to be coming true.

United States in 1870
U.S. in 1870

Western Railways Precede Settlement.—In the Old World and on our Atlantic seaboard, railways followed population and markets. In the Far West, railways usually preceded the people. Railway builders planned cities on paper before they laid tracks connecting them. They sent missionaries to spread the gospel of "Western opportunity" to people in the Middle West, in the Eastern cities, and in Southern states. Then they carried their enthusiastic converts bag and baggage in long trains to the distant Dakotas and still farther afield. So the development of the Far West was not left to the tedious processes of time. It was pushed by men of imagination—adventurers who made a romance of money-making and who had dreams of empire unequaled by many kings of the past.

Western Railroads Lead the Way for Settlement.—In Europe and along our Atlantic coast, railroads typically followed population growth and market demand. In the Far West, however, railroads often arrived before the people. Railroad builders sketched out cities on paper before they laid down tracks to connect them. They sent out promoters to spread the message of "Western opportunity" to individuals in the Midwest, Eastern cities, and Southern states. Then they transported their eager followers, with all their belongings, in long trains to the faraway Dakotas and beyond. As a result, the development of the Far West wasn’t reliant on the slow passage of time. It was driven by imaginative men—adventurers who turned money-making into a grand story and who had dreams of building an empire that rivaled those of many past kings.

These empire builders bought railway lands in huge tracts; they got more from the government; they overcame every obstacle of cañon, mountain, and stream with the aid of science; they built cities according to the plans made by the engineers. Having the towns ready and railway and steamboat connections formed with the rest of the world, they carried out the people to use the railways, the steamships, the houses, and the land. It was in this way that "the frontier speculator paved the way for the frontier agriculturalist who had to be near a market before he could farm." The spirit of this imaginative enterprise, which laid out railways and towns in advance of the people, is seen in an advertisement of that day: "This extension will run 42 miles from York, northeast through the Island Lake country, and will have five good North Dakota towns. The stations on the line will be well equipped with elevators and will be constructed and ready for operation at the commencement of the grain season. Prospective merchants have been active in securing desirable locations at the different towns on the line. There are still opportunities for hotels, general merchandise, hardware, furniture, and drug stores, etc."

These empire builders bought large tracts of railroad land; they received more from the government; they used science to overcome every obstacle of canyon, mountain, and stream; they built cities based on the plans created by engineers. With the towns ready and connections to railways and steamboats made with the rest of the world, they brought in people to utilize the railways, steamships, houses, and land. This is how "the frontier speculator paved the way for the frontier agriculturalist who needed to be near a market before he could farm." The spirit of this ambitious venture, which established railways and towns ahead of the population, is reflected in an advertisement from that time: "This extension will run 42 miles from York, northeast through the Island Lake country, and will feature five thriving towns in North Dakota. The stations along the line will be well-equipped with elevators and will be constructed and ready for operation at the start of the grain season. Prospective merchants have been actively securing desirable locations in the various towns along the line. There are still opportunities for hotels, general merchandise, hardware, furniture, drugstores, etc."

A Town on the Prairie
Copyright by Underwood and Underwood, N.Y.
A Prairie Town

Among the railway promoters and builders in the West, James J. Hill, of the Great Northern and allied lines, was one of the most forceful figures. He knew that tracks and trains were useless without passengers and freight; without a population of farmers and town dwellers. He therefore organized publicity in the Virginias, Iowa, Ohio, Indiana, Illinois, Wisconsin, and Nebraska especially. He sent out agents to tell the story of Western opportunity in this vein: "You see your children come out of school with no chance to get farms of their own because the cost of land in your older part of the country is so high that you can't afford to buy land to start your sons out in life around you. They have to go to the cities to make a living or become laborers in the mills or hire out as farm hands. There is no future for them there. If you are doing well where you are and can safeguard the future of your children and see them prosper around you, don't leave here. But if you want independence, if you are renting your land, if the money-lender is carrying you along and you are running behind year after year, you can do no worse by moving.... You farmers talk of free trade and protection and what this or that political party will do for you. Why don't you vote a homestead for yourself? That is the only thing Uncle Sam will ever give you. Jim Hill hasn't an acre of land to sell you. We are not in the real estate business. We don't want you to go out West and make a failure of it because the rates at which we haul you and your goods make the first transaction a loss.... We must have landless men for a manless land."

Among the railway promoters and builders in the West, James J. Hill of the Great Northern and related lines was one of the most influential figures. He understood that tracks and trains were useless without passengers and cargo; without a population of farmers and urban residents. He organized marketing efforts in Virginia, Iowa, Ohio, Indiana, Illinois, Wisconsin, and especially Nebraska. He sent agents to share the story of opportunities in the West like this: "You see your kids graduate from school with no way to get their own farms because land is so expensive in your part of the country that you can’t afford it. They have to move to the cities to find work or end up as laborers in factories or as farmhands. There’s no future for them there. If you’re doing well where you are and can secure a good future for your kids and see them thrive nearby, don’t leave. But if you want independence, if you’re renting land, if a loan shark is dragging you down year after year, moving might not be a bad idea... You farmers talk about free trade and protection and what this or that political party will do for you. Why don’t you vote for a homestead for yourself? That’s the only thing Uncle Sam will ever give you. Jim Hill doesn’t have any land to sell you. We’re not in the real estate business. We don’t want you to head out West and fail because the transportation rates for you and your goods make the first deal a loss... We need landless people for a landless region."

Unlike steamship companies stimulating immigration to get the fares, Hill was seeking permanent settlers who would produce, manufacture, and use the railways as the means of exchange. Consequently he fixed low rates and let his passengers take a good deal of live stock and household furniture free. By doing this he made an appeal that was answered by eager families. In 1894 the vanguard of home seekers left Indiana in fourteen passenger coaches, filled with men, women, and children, and forty-eight freight cars carrying their household goods and live stock. In the ten years that followed, 100,000 people from the Middle West and the South, responding to his call, went to the Western country where they brought eight million acres of prairie land under cultivation.

Unlike steamship companies that encouraged immigration to boost fares, Hill was looking for permanent settlers who would farm, produce, and use the railways for trade. As a result, he set low rates and allowed his passengers to bring a lot of livestock and household furniture for free. This strategy attracted enthusiastic families. In 1894, the first wave of home seekers left Indiana in fourteen passenger coaches packed with men, women, and children, along with forty-eight freight cars filled with their belongings and livestock. In the following ten years, 100,000 people from the Midwest and South, answering his call, moved to the Western frontier where they cultivated eight million acres of prairie land.

When Hill got his people on the land, he took an interest in everything that increased the productivity of their labor. Was the output of food for his freight cars limited by bad drainage on the farms? Hill then interested himself in practical ways of ditching and tiling. Were farmers hampered in hauling their goods to his trains by bad roads? In that case, he urged upon the states the improvement of highways. Did the traffic slacken because the food shipped was not of the best quality? Then live stock must be improved and scientific farming promoted. Did the farmers need credit? Banks must be established close at hand to advance it. In all conferences on scientific farm management, conservation of natural resources, banking and credit in relation to agriculture and industry, Hill was an active participant. His was the long vision, seeing in conservation and permanent improvements the foundation of prosperity for the railways and the people.

When Hill got his people settled on the land, he became interested in everything that could boost their productivity. Was the food output for his freight cars limited by poor drainage on the farms? Then Hill looked into practical solutions for ditching and tiling. Were farmers struggling to transport their goods to his trains because of bad roads? In that case, he pushed the states to improve the highways. Was the traffic slowing down because the food being shipped wasn't of the best quality? Then livestock had to be improved, and scientific farming had to be encouraged. Did the farmers need credit? Banks needed to be established nearby to provide it. In all discussions about scientific farm management, conservation of natural resources, and banking and credit related to agriculture and industry, Hill was an active participant. He had the long-term vision, recognizing that conservation and lasting improvements were the foundation for prosperity for both the railways and the people.

Indeed, he neglected no opportunity to increase the traffic on the lines. He wanted no empty cars running in either direction and no wheat stored in warehouses for the lack of markets. So he looked to the Orient as well as to Europe as an outlet for the surplus of the farms. He sent agents to China and Japan to discover what American goods and produce those countries would consume and what manufactures they had to offer to Americans in exchange. To open the Pacific trade he bought two ocean monsters, the Minnesota and the Dakota, thus preparing for emergencies West as well as East. When some Japanese came to the United States on their way to Europe to buy steel rails, Hill showed them how easy it was for them to make their purchase in this country and ship by way of American railways and American vessels. So the railway builder and promoter, who helped to break the virgin soil of the prairies, lived through the pioneer epoch and into the age of great finance. Before he died he saw the wheat fields of North Dakota linked with the spinning jennies of Manchester and the docks of Yokohama.

He made sure to take every chance to boost traffic on the lines. He didn’t want empty cars running in either direction or wheat sitting in warehouses because there were no markets. So he looked to both the East and Europe for places to sell the farms' surplus. He sent agents to China and Japan to find out what American goods and produce those countries would buy and what products they had to offer Americans in return. To kick off the Pacific trade, he bought two massive ships, the Minnesota and the Dakota, preparing for emergencies both West and East. When some Japanese visitors came to the U.S. on their way to Europe to purchase steel rails, Hill showed them how simple it was to make their purchase here and ship it using American railways and vessels. So the railway builder and promoter, who helped cultivate the untouched land of the prairies, lived through the pioneering days and into the era of big finance. Before he died, he saw the wheat fields of North Dakota linked with the spinning jennies of Manchester and the docks of Yokohama.

The Development of Grazing and Farming

The Removal of the Indians.—Unlike the frontier of New England in colonial days or that of Kentucky later, the advancing lines of home builders in the Far West had little difficulty with warlike natives. Indian attacks were made on the railway construction gangs; General Custer had his fatal battle with the Sioux in 1876 and there were minor brushes; but they were all of relatively slight consequence. The former practice of treating with the Indians as independent nations was abandoned in 1871 and most of them were concentrated in reservations where they were mainly supported by the government. The supervision of their affairs was vested in a board of commissioners created in 1869 and instructed to treat them as wards of the nation—a trust which unfortunately was often betrayed. A further step in Indian policy was taken in 1887 when provision was made for issuing lands to individual Indians, thus permitting them to become citizens and settle down among their white neighbors as farmers or cattle raisers. The disappearance of the buffalo, the main food supply of the wild Indians, had made them more tractable and more willing to surrender the freedom of the hunter for the routine of the reservation, ranch, or wheat field.

The Removal of the Indians.—Unlike the New England frontier in colonial times or that of Kentucky later, the advancing settlers in the Far West faced little trouble with aggressive Native Americans. There were attacks on railway construction crews; General Custer fought his deadly battle with the Sioux in 1876, and there were some minor skirmishes, but these events were relatively insignificant. The previous approach of treating Native Americans as independent nations ended in 1871, and most were moved to reservations, where they depended primarily on government support. A board of commissioners was established in 1869 to oversee their affairs, treating them as wards of the nation—an obligation that was unfortunately often neglected. In 1887, Indian policy took another turn when provisions were made to award land to individual Native Americans, allowing them to become citizens and live among their white neighbors as farmers or ranchers. The decline of the buffalo, which was the main food source for wild Native Americans, made them more compliant and willing to exchange the freedom of hunting for the stability of life on a reservation, ranch, or wheat field.

The Cowboy and Cattle Ranger.—Between the frontier of farms and the mountains were plains and semi-arid regions in vast reaches suitable for grazing. As soon as the railways were open into the Missouri Valley, affording an outlet for stock, there sprang up to the westward cattle and sheep raising on an immense scale. The far-famed American cowboy was the hero in this scene. Great herds of cattle were bred in Texas; with the advancing spring and summer seasons, they were driven northward across the plains and over the buffalo trails. In a single year, 1884, it is estimated that nearly one million head of cattle were moved out of Texas to the North by four thousand cowboys, supplied with 30,000 horses and ponies.

The Cowboy and Cattle Ranger.—Between the farmland frontier and the mountains were vast plains and semi-arid regions ideal for grazing. Once the railways opened up into the Missouri Valley, providing a way to ship livestock, large-scale cattle and sheep ranching boomed to the west. The legendary American cowboy became the hero of this landscape. Huge herds of cattle were raised in Texas; as spring and summer approached, they were driven north across the plains along buffalo trails. In 1884 alone, it's estimated that nearly one million cattle were moved out of Texas to the North by four thousand cowboys, who had access to 30,000 horses and ponies.

During the two decades from 1870 to 1890 both the cattle men and the sheep raisers had an almost free run of the plains, using public lands without paying for the privilege and waging war on one another over the possession of ranges. At length, however, both had to go, as the homesteaders and land companies came and fenced in the plain and desert with endless lines of barbed wire. Already in 1893 a writer familiar with the frontier lamented the passing of the picturesque days: "The unique position of the cowboys among the Americans is jeopardized in a thousand ways. Towns are growing up on their pasture lands; irrigation schemes of a dozen sorts threaten to turn bunch-grass scenery into farm-land views; farmers are pre-empting valleys and the sides of waterways; and the day is not far distant when stock-raising must be done mainly in small herds, with winter corrals, and then the cowboy's days will end. Even now his condition disappoints those who knew him only half a dozen years ago. His breed seems to have deteriorated and his ranks are filling with men who work for wages rather than for the love of the free life and bold companionship that once tempted men into that calling. Splendid Cheyenne saddles are less and less numerous in the outfits; the distinctive hat that made its way up from Mexico may or may not be worn; all the civil authorities in nearly all towns in the grazing country forbid the wearing of side arms; nobody shoots up these towns any more. The fact is the old simon-pure cowboy days are gone already."

During the twenty years from 1870 to 1890, both cattle ranchers and sheep farmers roamed the plains almost freely, using public land without paying for it and fighting over grazing rights. Eventually, though, they had to leave as homesteaders and land companies arrived, fencing off the plains and deserts with endless lines of barbed wire. By 1893, a writer familiar with the frontier mourned the loss of those colorful days: "The unique status of cowboys among Americans is at risk in many ways. Towns are sprouting up on their pasture lands; various irrigation projects threaten to transform grasslands into farmland; farmers are claiming valleys and riverbanks; and the time isn’t far off when ranching will mostly be done in small herds, requiring winter enclosures, which will mark the end of the cowboy era. Even now, his situation disappoints those who knew him just a few years ago. His kind seems to be diminishing and his ranks are filling with men who work for pay instead of the passion for freedom and camaraderie that once drew people to this lifestyle. Beautiful Cheyenne saddles are becoming less common in the gear; the iconic hat that made its way up from Mexico might or might not be worn; all the local authorities in almost every town in grazing areas prohibit the carrying of firearms; no one is shooting up these towns anymore. The truth is, the genuine cowboy days are already gone."

Settlement under the Homestead Act of 1862.—Two factors gave a special stimulus to the rapid settlement of Western lands which swept away the Indians and the cattle rangers. The first was the policy of the railway companies in selling large blocks of land received from the government at low prices to induce immigration. The second was the operation of the Homestead law passed in 1862. This measure practically closed the long controversy over the disposition of the public domain that was suitable for agriculture. It provided for granting, without any cost save a small registration fee, public lands in lots of 160 acres each to citizens and aliens who declared their intention of becoming citizens. The one important condition attached was that the settler should occupy the farm for five years before his title was finally confirmed. Even this stipulation was waived in the case of the Civil War veterans who were allowed to count their term of military service as a part of the five years' occupancy required. As the soldiers of the Revolutionary and Mexican wars had advanced in great numbers to the frontier in earlier days, so now veterans led in the settlement of the middle border. Along with them went thousands of German, Irish, and Scandinavian immigrants, fresh from the Old World. Between 1867 and 1874, 27,000,000 acres were staked out in quarter-section farms. In twenty years (1860-80), the population of Nebraska leaped from 28,000 to almost half a million; Kansas from 100,000 to a million; Iowa from 600,000 to 1,600,000; and the Dakotas from 5000 to 140,000.

Settlement under the Homestead Act of 1862.—Two factors significantly boosted the rapid settlement of Western lands, displacing both Native Americans and cattle ranchers. The first was the strategy of railway companies, which sold large parcels of land obtained from the government at low prices to attract immigrants. The second was the implementation of the Homestead law passed in 1862. This law effectively resolved the long-standing debate over what to do with public land suitable for farming. It allowed citizens and immigrants who intended to become citizens to claim public lands in 160-acre lots at no cost except for a small registration fee. The main requirement was that the settler had to live on the farm for five years before their ownership was officially confirmed. This condition was waived for Civil War veterans, who could count their military service as part of the five years of required occupancy. Just as veterans from the Revolutionary and Mexican Wars had moved to the frontier previously, now veterans were at the forefront of settling the middle border. Accompanying them were thousands of German, Irish, and Scandinavian immigrants arriving fresh from Europe. Between 1867 and 1874, 27,000,000 acres were claimed as quarter-section farms. In twenty years (1860-80), the population of Nebraska soared from 28,000 to nearly half a million; Kansas rose from 100,000 to a million; Iowa increased from 600,000 to 1,600,000; and the Dakotas expanded from 5,000 to 140,000.

The Diversity of Western Agriculture.—In soil, produce, and management, Western agriculture presented many contrasts to that of the East and South. In the region of arable and watered lands the typical American unit—the small farm tilled by the owner—appeared as usual; but by the side of it many a huge domain owned by foreign or Eastern companies and tilled by hired labor. Sometimes the great estate took the shape of the "bonanza farm" devoted mainly to wheat and corn and cultivated on a large scale by machinery. Again it assumed the form of the cattle ranch embracing tens of thousands of acres. Again it was a vast holding of diversified interest, such as the Santa Anita ranch near Los Angeles, a domain of 60,000 acres "cultivated in a glorious sweep of vineyards and orange and olive orchards, rich sheep and cattle pastures and horse ranches, their life and customs handed down from the Spanish owners of the various ranches which were swept into one estate."

The Diversity of Western Agriculture.—In terms of soil, crops, and farming methods, Western agriculture showed significant differences compared to the East and South. In areas suitable for farming with access to water, the common American model—the small farm operated by the owner—was present as usual; however, alongside it were many large estates owned by foreign or Eastern companies and worked by hired labor. Sometimes, these large estates took the form of "bonanza farms" primarily focused on wheat and corn, cultivated extensively using machinery. Other times, they were cattle ranches covering tens of thousands of acres. Occasionally, it was a vast property with varied interests, like the Santa Anita ranch near Los Angeles, which spanned 60,000 acres "cultivated in a breathtaking expanse of vineyards, orange and olive orchards, and rich pastures for sheep and cattle, along with horse ranches, their traditions and customs passed down from the Spanish owners of various ranches that were consolidated into one estate."

Irrigation.—In one respect agriculture in the Far West was unique. In a large area spreading through eight states, Montana, Idaho, Wyoming, Utah, Colorado, Nevada, Arizona, New Mexico, and parts of adjoining states, the rainfall was so slight that the ordinary crops to which the American farmer was accustomed could not be grown at all. The Mormons were the first Anglo-Saxons to encounter aridity, and they were baffled at first; but they studied it and mastered it by magnificent irrigation systems. As other settlers poured into the West the problem of the desert was attacked with a will, some of them replying to the commiseration of Eastern farmers by saying that it was easier to scoop out an irrigation ditch than to cut forests and wrestle with stumps and stones. Private companies bought immense areas at low prices, built irrigation works, and disposed of their lands in small plots. Some ranchers with an instinct for water, like that of the miner for metal, sank wells into the dry sand and were rewarded with gushers that "soused the thirsty desert and turned its good-for-nothing sand into good-for-anything loam." The federal government came to the aid of the arid regions in 1894 by granting lands to the states to be used for irrigation purposes. In this work Wyoming took the lead with a law which induced capitalists to invest in irrigation and at the same time provided for the sale of the redeemed lands to actual settlers. Finally in 1902 the federal government by its liberal Reclamation Act added its strength to that of individuals, companies, and states in conquering "arid America."

Irrigation.—In one way, agriculture in the Far West was unique. In a large area covering eight states—Montana, Idaho, Wyoming, Utah, Colorado, Nevada, Arizona, New Mexico—and parts of neighboring states, the rainfall was so minimal that the common crops familiar to American farmers couldn't be grown at all. The Mormons were the first Anglo-Saxons to face the issue of dryness, and they were initially confused; however, they studied the situation and conquered it through impressive irrigation systems. As more settlers moved into the West, they tackled the problem of the desert with determination, some responding to the sympathy of Eastern farmers by claiming it was easier to dig an irrigation ditch than to clear forests and deal with stumps and rocks. Private companies acquired vast areas at low prices, constructed irrigation infrastructure, and sold the land in small parcels. Some ranchers, with a knack for finding water like miners for gold, drilled wells into the dry sand and struck water that "soaked the thirsty desert and transformed its useless sand into fertile soil." In 1894, the federal government supported the arid regions by granting lands to the states for irrigation purposes. Wyoming led the way with a law that encouraged investors to put money into irrigation while also allowing the sale of improved lands to actual settlers. Finally, in 1902, the federal government's generous Reclamation Act bolstered the efforts of individuals, companies, and states in overcoming "arid America."

"Nowhere," writes Powell, a historian of the West, in his picturesque End of the Trail, "has the white man fought a more courageous fight or won a more brilliant victory than in Arizona. His weapons have been the transit and the level, the drill and the dredge, the pick and the spade; and the enemy which he has conquered has been the most stubborn of all foes—the hostile forces of Nature.... The story of how the white man within the space of less than thirty years penetrated, explored, and mapped this almost unknown region; of how he carried law, order, and justice into a section which had never had so much as a speaking acquaintance with any one of the three before; of how, realizing the necessity for means of communication, he built highways of steel across this territory from east to west and from north to south; of how, undismayed by the savageness of the countenance which the desert turned upon him, he laughed and rolled up his sleeves, and spat upon his hands, and slashed the face of the desert with canals and irrigating ditches, and filled those ditches with water brought from deep in the earth or high in the mountains; and of how, in the conquered and submissive soil, he replaced the aloe with alfalfa, the mesquite with maize, the cactus with cotton, forms one of the most inspiring chapters in our history. It is one of the epics of civilization, this reclamation of the Southwest, and its heroes, thank God, are Americans.

"Nowhere," writes Powell, a historian of the West, in his vivid End of the Trail, "has the white man fought a braver fight or achieved a more remarkable victory than in Arizona. His tools have been the transit and the level, the drill and the dredge, the pick and the shovel; and the enemy he has overcome has been the most persistent of all adversaries—the hostile forces of Nature.... The story of how the white man, in less than thirty years, explored and mapped this almost unknown region; of how he brought law, order, and justice to an area that had never even been introduced to any of these concepts before; of how, understanding the need for communication, he built steel highways across this land from east to west and from north to south; of how, undeterred by the harshness of the desert, he laughed, rolled up his sleeves, spat in his hands, and carved canals and irrigation ditches into the desert, filling them with water from deep underground or from high in the mountains; and of how, in the tamed and willing soil, he replaced the aloe with alfalfa, the mesquite with corn, the cactus with cotton, forms one of the most inspiring chapters in our history. This reclamation of the Southwest is one of the great sagas of civilization, and its heroes, thank God, are Americans."

"Other desert regions have been redeemed by irrigation—Egypt, for example, and Mesopotamia and parts of the Sudan—but the people of all those regions lay stretched out in the shade of a convenient palm, metaphorically speaking, and waited for some one with more energy than themselves to come along and do the work. But the Arizonians, mindful of the fact that God, the government, and Carnegie help those who help themselves, spent their days wielding the pick and shovel, and their evenings in writing letters to Washington with toil-hardened hands. After a time the government was prodded into action and the great dams at Laguna and Roosevelt are the result. Then the people, organizing themselves into coöperative leagues and water-users' associations, took up the work of reclamation where the government left off; it is to these energetic, persevering men who have drilled wells, plowed fields, and dug ditches through the length and breadth of that great region which stretches from Yuma to Tucson, that the metamorphosis of Arizona is due."

Other desert areas have been transformed by irrigation—like Egypt, Mesopotamia, and parts of Sudan—but the people in all those places laid back in the shade of a convenient palm, so to speak, waiting for someone more energetic than themselves to come along and do the work. However, the people of Arizona, aware that God, the government, and Carnegie help those who help themselves, spent their days working with pickaxes and shovels, and their evenings writing letters to Washington with their hard-working hands. Eventually, the government was nudged into action, leading to the creation of the great dams at Laguna and Roosevelt. Then, people came together to form cooperative leagues and water-users' associations, continuing the reclamation efforts where the government left off; it is thanks to these hardworking, determined individuals who have drilled wells, plowed fields, and dug ditches across the vast area from Yuma to Tucson that Arizona has transformed.

The effect of irrigation wherever introduced was amazing. Stretches of sand and sagebrush gave way to fertile fields bearing crops of wheat, corn, fruits, vegetables, and grass. Huge ranches grazed by browsing sheep were broken up into small plots. The cowboy and ranchman vanished. In their place rose the prosperous community—a community unlike the township of Iowa or the industrial center of the East. Its intensive tillage left little room for hired labor. Its small holdings drew families together in village life rather than dispersing them on the lonely plain. Often the development of water power in connection with irrigation afforded electricity for labor-saving devices and lifted many a burden that in other days fell heavily upon the shoulders of the farmer and his family.

The impact of irrigation wherever it was introduced was remarkable. Areas of sand and sagebrush transformed into fertile fields producing crops like wheat, corn, fruits, vegetables, and grass. Large ranches that once supported roaming sheep were divided into smaller plots. The cowboy and rancher disappeared. In their place, a thriving community emerged—one different from the townships of Iowa or the industrial hubs of the East. Its intensive farming left little need for hired help. Its smaller farms brought families together in community life instead of scattering them across the isolated plains. Often, the development of hydroelectric power alongside irrigation provided electricity for labor-saving devices, easing many burdens that once heavily weighed on farmers and their families.

Mining and Manufacturing in the West

Mineral Resources.—In another important particular the Far West differed from the Mississippi Valley states. That was in the predominance of mining over agriculture throughout a vast section. Indeed it was the minerals rather than the land that attracted the pioneers who first opened the country. The discovery of gold in California in 1848 was the signal for the great rush of prospectors, miners, and promoters who explored the valleys, climbed the hills, washed the sands, and dug up the soil in their feverish search for gold, silver, copper, coal, and other minerals. In Nevada and Montana the development of mineral resources went on all during the Civil War. Alder Gulch became Virginia City in 1863; Last Chance Gulch was named Helena in 1864; and Confederate Gulch was christened Diamond City in 1865. At Butte the miners began operations in 1864 and within five years had washed out eight million dollars' worth of gold. Under the gold they found silver; under silver they found copper.

Mineral Resources.—In another significant way, the Far West was different from the Mississippi Valley states. This was in how mining was more prominent than agriculture over a large area. It was the minerals, not the land, that drew the pioneers who first settled the region. The gold discovery in California in 1848 sparked a massive influx of prospectors, miners, and promoters who scoured the valleys, climbed the hills, panned the streams, and dug into the earth in their intense search for gold, silver, copper, coal, and other minerals. In Nevada and Montana, the development of mineral resources continued throughout the Civil War. Alder Gulch became Virginia City in 1863; Last Chance Gulch was named Helena in 1864; and Confederate Gulch was renamed Diamond City in 1865. At Butte, miners started operations in 1864 and within five years extracted eight million dollars' worth of gold. Beneath the gold, they discovered silver; beneath the silver, they found copper.

Even at the end of the nineteenth century, after agriculture was well advanced and stock and sheep raising introduced on a large scale, minerals continued to be the chief source of wealth in a number of states. This was revealed by the figures for 1910. The gold, silver, iron, and copper of Colorado were worth more than the wheat, corn, and oats combined; the copper of Montana sold for more than all the cereals and four times the price of the wheat. The interest of Nevada was also mainly mining, the receipts from the mineral output being $43,000,000 or more than one-half the national debt of Hamilton's day. The yield of the mines of Utah was worth four or five times the wheat crop; the coal of Wyoming brought twice as much as the great wool clip; the minerals of Arizona were totaled at $43,000,000 as against a wool clip reckoned at $1,200,000; while in Idaho alone of this group of states did the wheat crop exceed in value the output of the mines.

Even by the end of the nineteenth century, after agriculture had advanced and large-scale livestock and sheep farming had been established, minerals remained the primary source of wealth in several states. This was shown by the 1910 figures. The gold, silver, iron, and copper from Colorado were worth more than the combined value of wheat, corn, and oats; the copper from Montana sold for more than all the grains and was four times the price of wheat. Nevada's main interest was also mining, with mineral earnings reaching $43,000,000, which was more than half of the national debt from Hamilton's time. The output from Utah's mines was worth four to five times the wheat crop; Wyoming's coal sold for twice the value of the large wool clip; Arizona's minerals totaled $43,000,000 compared to a wool clip valued at $1,200,000; and in Idaho alone, among this group of states, the wheat crop exceeded the value of the mineral output.

Logging
Copyright by Underwood and Underwood, N.Y.
Logging

Timber Resources.—The forests of the great West, unlike those of the Ohio Valley, proved a boon to the pioneers rather than a foe to be attacked. In Ohio and Indiana, for example, the frontier line of homemakers had to cut, roll, and burn thousands of trees before they could put out a crop of any size. Beyond the Mississippi, however, there were all ready for the breaking plow great reaches of almost treeless prairie, where every stick of timber was precious. In the other parts, often rough and mountainous, where stood primeval forests of the finest woods, the railroads made good use of the timber. They consumed acres of forests themselves in making ties, bridge timbers, and telegraph poles, and they laid a heavy tribute upon the forests for their annual upkeep. The surplus trees, such as had burdened the pioneers of the Northwest Territory a hundred years before, they carried off to markets on the east and west coasts.

Timber Resources.—The forests of the great West, unlike those of the Ohio Valley, were a blessing to the pioneers rather than an obstacle to be overcome. In Ohio and Indiana, for example, the frontier families had to cut down, roll, and burn thousands of trees before they could grow any substantial crops. However, beyond the Mississippi, there were vast stretches of nearly treeless prairie ready for plowing, where every piece of timber was valuable. In other areas, often rugged and mountainous, ancient forests of high-quality wood stood, and the railroads made good use of the timber. They consumed large areas of forests themselves to create ties, bridge timbers, and telegraph poles, and they demanded a hefty contribution from the forests for their yearly maintenance. The surplus trees that had burdened the pioneers of the Northwest Territory a hundred years earlier were transported to markets on the east and west coasts.

Western Industries.—The peculiar conditions of the Far West stimulated a rise of industries more rapid than is usual in new country. The mining activities which in many sections preceded agriculture called for sawmills to furnish timber for the mines and smelters to reduce and refine ores. The ranches supplied sheep and cattle for the packing houses of Kansas City as well as Chicago. The waters of the Northwest afforded salmon for 4000 cases in 1866 and for 1,400,000 cases in 1916. The fruits and vegetables of California brought into existence innumerable canneries. The lumber industry, starting with crude sawmills to furnish rough timbers for railways and mines, ended in specialized factories for paper, boxes, and furniture. As the railways preceded settlement and furnished a ready outlet for local manufactures, so they encouraged the early establishment of varied industries, thus creating a state of affairs quite unlike that which obtained in the Ohio Valley in the early days before the opening of the Erie Canal.

Western Industries.—The unique conditions of the Far West led to a faster rise in industries than typically seen in new territories. The mining activities that took place before agriculture in many areas required sawmills to provide timber for the mines and smelters to process and refine ores. The ranches supplied sheep and cattle to the packing houses in Kansas City as well as Chicago. The waters of the Northwest produced salmon for 4,000 cases in 1866 and 1,400,000 cases in 1916. The fruits and vegetables from California led to the creation of countless canneries. The lumber industry began with basic sawmills producing rough timber for railroads and mines and evolved into specialized factories for paper, boxes, and furniture. Just as the railroads came before settlements and provided an easy outlet for local products, they encouraged the early development of diverse industries, resulting in a situation very different from what was seen in the Ohio Valley in the early days before the Erie Canal opened.

Social Effects of Economic Activities.—In many respects the social life of the Far West also differed from that of the Ohio Valley. The treeless prairies, though open to homesteads, favored the great estate tilled in part by tenant labor and in part by migratory seasonal labor, summoned from all sections of the country for the harvests. The mineral resources created hundreds of huge fortunes which made the accumulations of eastern mercantile families look trivial by comparison. Other millionaires won their fortunes in the railway business and still more from the cattle and sheep ranges. In many sections the "cattle king," as he was called, was as dominant as the planter had been in the old South. Everywhere in the grazing country he was a conspicuous and important person. He "sometimes invested money in banks, in railroad stocks, or in city property.... He had his rating in the commercial reviews and could hobnob with bankers, railroad presidents, and metropolitan merchants.... He attended party caucuses and conventions, ran for the state legislature, and sometimes defeated a lawyer or metropolitan 'business man' in the race for a seat in Congress. In proportion to their numbers, the ranchers ... have constituted a highly impressive class."

Social Effects of Economic Activities.—In many ways, the social life in the Far West was quite different from that in the Ohio Valley. The treeless prairies, while open to homesteads, supported large estates worked partly by tenant farmers and partly by seasonal laborers brought in from all over the country for the harvests. The mineral wealth led to the creation of hundreds of massive fortunes, making the wealth of eastern merchant families seem small by comparison. Other millionaires made their money in the railroad industry, and even more came from cattle and sheep ranching. In many areas, the "cattle king" was as influential as the plantation owners had been in the old South. Across the grazing lands, he was a prominent and significant figure. He "sometimes invested money in banks, in railroad stocks, or in city property.... He had his rating in the commercial reviews and could mingle with bankers, railroad presidents, and city merchants.... He participated in party meetings and conventions, ran for the state legislature, and occasionally beat a lawyer or urban 'businessman' in the race for a Congressional seat. Relative to their numbers, the ranchers ... formed a remarkably impressive class."

Although many of the early capitalists of the great West, especially from Nevada, spent their money principally in the East, others took leadership in promoting the sections in which they had made their fortunes. A railroad pioneer, General Palmer, built his home at Colorado Springs, founded the town, and encouraged local improvements. Denver owed its first impressive buildings to the civic patriotism of Horace Tabor, a wealthy mine owner. Leland Stanford paid his tribute to California in the endowment of a large university. Colonel W.F. Cody, better known as "Buffalo Bill," started his career by building a "boom town" which collapsed, and made a large sum of money supplying buffalo meat to construction hands (hence his popular name). By his famous Wild West Show, he increased it to a fortune which he devoted mainly to the promotion of a western reclamation scheme.

Although many of the early capitalists of the great West, especially from Nevada, spent their money mostly in the East, others took the lead in promoting the areas where they made their fortunes. A railroad pioneer, General Palmer, built his home in Colorado Springs, founded the town, and supported local improvements. Denver’s first impressive buildings were thanks to the civic pride of Horace Tabor, a wealthy mine owner. Leland Stanford paid his respects to California by endowing a large university. Colonel W.F. Cody, better known as "Buffalo Bill," started his career by creating a "boom town" that failed and made a lot of money supplying buffalo meat to construction workers (which is where his popular name came from). Through his famous Wild West Show, he turned it into a fortune, which he mainly dedicated to promoting a western reclamation project.

While the Far West was developing this vigorous, aggressive leadership in business, a considerable industrial population was springing up. Even the cattle ranges and hundreds of farms were conducted like factories in that they were managed through overseers who hired plowmen, harvesters, and cattlemen at regular wages. At the same time there appeared other peculiar features which made a lasting impression on western economic life. Mining, lumbering, and fruit growing, for instance, employed thousands of workers during the rush months and turned them out at other times. The inevitable result was an army of migratory laborers wandering from camp to camp, from town to town, and from ranch to ranch, without fixed homes or established habits of life. From this extraordinary condition there issued many a long and lawless conflict between capital and labor, giving a distinct color to the labor movement in whole sections of the mountain and coast states.

While the Far West was developing strong, assertive leadership in business, a large industrial population was emerging. Even the cattle ranges and countless farms were run like factories, managed by overseers who hired plowmen, harvesters, and cattlemen for regular pay. At the same time, other unique characteristics began to shape western economic life. Mining, lumber, and fruit growing, for example, employed thousands of workers during busy seasons but left them without jobs at other times. The inevitable result was a group of migrant laborers moving from camp to camp, town to town, and ranch to ranch, without stable homes or consistent lifestyles. This unusual situation led to many long and violent conflicts between capital and labor, which significantly influenced the labor movement in various areas of the mountain and coast states.

Admitting New States

The Spirit of Self-Government.—The instinct of self-government was strong in the western communities. In the very beginning, it led to the organization of volunteer committees, known as "vigilantes," to suppress crime and punish criminals. As soon as enough people were settled permanently in a region, they took care to form a more stable kind of government. An illustration of this process is found in the Oregon compact made by the pioneers in 1843, the spirit of which is reflected in an editorial in an old copy of the Rocky Mountain News: "We claim that any body or community of American citizens which from any cause or under any circumstances is cut off from or from isolation is so situated as not to be under any active and protecting branch of the central government, have a right, if on American soil, to frame a government and enact such laws and regulations as may be necessary for their own safety, protection, and happiness, always with the condition precedent, that they shall, at the earliest moment when the central government shall extend an effective organization and laws over them, give it their unqualified support and obedience."

The Spirit of Self-Government.—The drive for self-government was strong in the western communities. From the very start, it led to the creation of volunteer groups, called "vigilantes," to fight crime and punish wrongdoers. Once enough people settled permanently in an area, they made sure to establish a more stable form of government. A good example of this is the Oregon compact formed by the pioneers in 1843, which is echoed in an editorial from an old issue of the Rocky Mountain News: "We assert that any group or community of American citizens that, for any reason or circumstance, is cut off from or isolated is in a position where it is not actively under the protection of the central government, has the right, if on American soil, to create a government and enact the laws and regulations necessary for their own safety, protection, and happiness, always with the prior condition that they shall, at the earliest opportunity when the central government extends effective organization and laws over them, offer it their full support and obedience."

People who turned so naturally to the organization of local administration were equally eager for admission to the union as soon as any shadow of a claim to statehood could be advanced. As long as a region was merely one of the territories of the United States, the appointment of the governor and other officers was controlled by politics at Washington. Moreover the disposition of land, mineral rights, forests, and water power was also in the hands of national leaders. Thus practical considerations were united with the spirit of independence in the quest for local autonomy.

People who naturally focused on organizing local government were just as eager to join the union as soon as there was any hint of a claim to statehood. As long as an area was just one of the territories of the United States, the appointment of the governor and other officials was dictated by politics in Washington. Additionally, decisions about land, mineral rights, forests, and water power were also in the hands of national leaders. Therefore, practical concerns combined with the desire for independence in the drive for local autonomy.

Nebraska and Colorado.—Two states, Nebraska and Colorado, had little difficulty in securing admission to the union. The first, Nebraska, had been organized as a territory by the famous Kansas-Nebraska bill which did so much to precipitate the Civil War. Lying to the north of Kansas, which had been admitted in 1861, it escaped the invasion of slave owners from Missouri and was settled mainly by farmers from the North. Though it claimed a population of only 67,000, it was regarded with kindly interest by the Republican Congress at Washington and, reduced to its present boundaries, it received the coveted statehood in 1867.

Nebraska and Colorado.—Two states, Nebraska and Colorado, faced little difficulty in becoming part of the union. Nebraska was established as a territory by the notable Kansas-Nebraska Act, which contributed significantly to the onset of the Civil War. Located north of Kansas, which entered the union in 1861, it avoided the influx of slave owners from Missouri and was primarily settled by farmers from the North. Despite claiming a population of just 67,000, it was viewed with favorable interest by the Republican Congress in Washington and, after being reduced to its current boundaries, achieved statehood in 1867.

This was hardly accomplished before the people of Colorado to the southwest began to make known their demands. They had been organized under territorial government in 1861 when they numbered only a handful; but within ten years the aspect of their affairs had completely changed. The silver and gold deposits of the Leadville and Cripple Creek regions had attracted an army of miners and prospectors. The city of Denver, founded in 1858 and named after the governor of Kansas whence came many of the early settlers, had grown from a straggling camp of log huts into a prosperous center of trade. By 1875 it was reckoned that the population of the territory was not less than one hundred thousand; the following year Congress, yielding to the popular appeal, made Colorado a member of the American union.

This was barely achieved before the people of Colorado to the southwest started expressing their demands. They had organized under a territorial government in 1861 when they were few in number; but within a decade, everything had completely changed for them. The silver and gold deposits in the Leadville and Cripple Creek regions had drawn in a large influx of miners and prospectors. The city of Denver, founded in 1858 and named after the governor of Kansas from which many of the early settlers came, had transformed from a scattered camp of log cabins into a thriving trade center. By 1875, the territory's population was estimated to be at least one hundred thousand; in the following year, Congress, responding to the popular demand, made Colorado a state in the American union.

Six New States (1889-1890).—For many years there was a deadlock in Congress over the admission of new states. The spell was broken in 1889 under the leadership of the Dakotas. For a long time the Dakota territory, organized in 1861, had been looked upon as the home of the powerful Sioux Indians whose enormous reservation blocked the advance of the frontier. The discovery of gold in the Black Hills, however, marked their doom. Even before Congress could open their lands to prospectors, pioneers were swarming over the country. Farmers from the adjoining Minnesota and the Eastern states, Scandinavians, Germans, and Canadians, came in swelling waves to occupy the fertile Dakota lands, now famous even as far away as the fjords of Norway. Seldom had the plow of man cut through richer soil than was found in the bottoms of the Red River Valley, and it became all the more precious when the opening of the Northern Pacific in 1883 afforded a means of transportation east and west. The population, which had numbered 135,000 in 1880, passed the half million mark before ten years had elapsed.

Six New States (1889-1890).—For many years, Congress was stuck on admitting new states. That changed in 1889 with the help of the Dakotas. The Dakota territory, organized in 1861, had long been seen as the land of the powerful Sioux Indians, whose vast reservation blocked the push of the frontier. However, the discovery of gold in the Black Hills marked the beginning of their decline. Even before Congress could officially open their lands to prospectors, pioneers were flooding into the area. Farmers from nearby Minnesota and the Eastern states, along with Scandinavians, Germans, and Canadians, arrived in droves to settle the fertile lands of Dakota, which became well-known even as far away as the fjords of Norway. Rarely had human plows turned soil richer than that found in the valleys of the Red River, especially once the Northern Pacific opened in 1883, providing a way to transport goods east and west. The population, which was 135,000 in 1880, surpassed half a million within a decade.

Remembering that Nebraska had been admitted with only 67,000 inhabitants, the Dakotans could not see why they should be kept under federal tutelage. At the same time Washington, far away on the Pacific Coast, Montana, Idaho, and Wyoming, boasting of their populations and their riches, put in their own eloquent pleas. But the members of Congress were busy with politics. The Democrats saw no good reason for admitting new Republican states until after their defeat in 1888. Near the end of their term the next year they opened the door for North and South Dakota, Washington, and Montana. In 1890, a Republican Congress brought Idaho and Wyoming into the union, the latter with woman suffrage, which had been granted twenty-one years before.

Remembering that Nebraska was admitted with only 67,000 residents, the Dakotans couldn't understand why they should stay under federal control. Meanwhile, far away in Washington on the Pacific Coast, Montana, Idaho, and Wyoming, proud of their populations and resources, made their own persuasive arguments. But the members of Congress were preoccupied with politics. The Democrats saw no reason to admit new Republican states until after their loss in 1888. Toward the end of their term the following year, they welcomed North and South Dakota, Washington, and Montana. In 1890, a Republican Congress admitted Idaho and Wyoming into the union, the latter having been granted women's suffrage twenty-one years earlier.

Utah.—Although Utah had long presented all the elements of a well-settled and industrious community, its admission to the union was delayed on account of popular hostility to the practice of polygamy. The custom, it is true, had been prohibited by act of Congress in 1862; but the law had been systematically evaded. In 1882 Congress made another and more effective effort to stamp out polygamy. Five years later it even went so far as to authorize the confiscation of the property of the Mormon Church in case the practice of plural marriages was not stopped. Meanwhile the Gentile or non-Mormon population was steadily increasing and the leaders in the Church became convinced that the battle against the sentiment of the country was futile. At last in 1896 Utah was admitted as a state under a constitution which forbade plural marriages absolutely and forever. Horace Greeley, who visited Utah in 1859, had prophesied that the Pacific Railroad would work a revolution in the land of Brigham Young. His prophecy had come true.

Utah.—Even though Utah had all the characteristics of a well-established and hardworking community, its entry into the union was postponed due to widespread opposition to polygamy. Although Congress had banned the practice in 1862, the law was routinely ignored. In 1882, Congress made another stronger attempt to eliminate polygamy. Five years later, they went so far as to allow the seizure of the Mormon Church’s property if plural marriages weren’t put to an end. Meanwhile, the Gentile or non-Mormon population was growing steadily, and Church leaders realized that fighting against the country’s sentiment was pointless. Finally, in 1896, Utah was admitted as a state under a constitution that completely and permanently prohibited plural marriages. Horace Greeley, who visited Utah in 1859, had predicted that the Pacific Railroad would bring a revolution to Brigham Young's territory. His prediction had come true.

The United States in 1912
The U.S. in 1912

Rounding out the Continent.—Three more territories now remained out of the Union. Oklahoma, long an Indian reservation, had been opened for settlement to white men in 1889. The rush upon the fertile lands of this region, the last in the history of America, was marked by all the frenzy of the final, desperate chance. At a signal from a bugle an army of men with families in wagons, men and women on horseback and on foot, burst into the territory. During the first night a city of tents was raised at Guthrie and Oklahoma City. In ten days wooden houses rose on the plains. In a single year there were schools, churches, business blocks, and newspapers. Within fifteen years there was a population of more than half a million. To the west, Arizona with a population of about 125,000 and New Mexico with 200,000 inhabitants joined Oklahoma in asking for statehood. Congress, then Republican, looked with reluctance upon the addition of more Democratic states; but in 1907 it was literally compelled by public sentiment and a sense of justice to admit Oklahoma. In 1910 the House of Representatives went to the Democrats and within two years Arizona and New Mexico were "under the roof." So the continental domain was rounded out.

Rounding out the Continent.—Three more territories were still not part of the Union. Oklahoma, which had long been an Indian reservation, was opened for settlement to white settlers in 1889. The rush for the fertile lands in this region, the last in American history, was filled with all the excitement of a final, desperate opportunity. At the sound of a bugle, an army of men with their families in wagons, along with men and women on horseback and on foot, surged into the territory. By the first night, a city of tents sprang up in Guthrie and Oklahoma City. Within ten days, wooden houses appeared on the plains. In just one year, there were schools, churches, business buildings, and newspapers. Within fifteen years, the population exceeded half a million. To the west, Arizona, with around 125,000 residents, and New Mexico, with 200,000 people, joined Oklahoma in seeking statehood. Congress, then controlled by Republicans, hesitated at the idea of adding more Democratic states; however, in 1907, it was essentially forced by public sentiment and a sense of fairness to admit Oklahoma. In 1910, the House of Representatives shifted to the Democrats, and within two years, Arizona and New Mexico were brought "under the roof." Thus, the continental domain was completed.

The Impact of the Far West on National Life

The Last of the Frontier.—When Horace Greeley made his trip west in 1859 he thus recorded the progress of civilization in his journal:

The Last of the Frontier.—When Horace Greeley traveled west in 1859, he noted the advancement of civilization in his journal:

"May 12th, Chicago.—Chocolate and morning journals last seen on the hotel breakfast table.

"May 12th, Chicago.—Chocolate and morning newspapers last spotted on the hotel breakfast table.

23rd, Leavenworth (Kansas).—Room bells and bath tubs make their final appearance.

23rd, Leavenworth (Kansas).—Room bells and bathtubs make their final appearance.

26th, Manhattan.—Potatoes and eggs last recognized among the blessings that 'brighten as they take their flight.'

26th, Manhattan.—Potatoes and eggs are once again appreciated as some of the blessings that 'brighten as they take their flight.'

27th, Junction City.—Last visitation of a boot-black, with dissolving views of a board bedroom. Beds bid us good-by."

27th, Junction City.—Last visit from a shoe shiner, with fading images of a shared bedroom. Beds say goodbye to us.

The Canadian Building at the Panama-California International Exposition, San Diego, 1915
Copyright by Panama-California Exposition
The Canadian Building at the Panama-California International Exposition in San Diego, 1915.

Within thirty years travelers were riding across that country in Pullman cars and enjoying at the hotels all the comforts of a standardized civilization. The "wild west" was gone, and with it that frontier of pioneers and settlers who had long given such a bent and tone to American life and had "poured in upon the floor of Congress" such a long line of "backwoods politicians," as they were scornfully styled.

Within thirty years, travelers were riding across the country in Pullman cars and enjoying all the comforts of a standardized civilization at hotels. The "wild west" was gone, and with it the frontier of pioneers and settlers who had long shaped American life and had "poured onto the floor of Congress" a long line of "backwoods politicians," as they were mockingly called.

Free Land and Eastern Labor.—It was not only the picturesque features of the frontier that were gone. Of far more consequence was the disappearance of free lands with all that meant for American labor. For more than a hundred years, any man of even moderate means had been able to secure a homestead of his own and an independent livelihood. For a hundred years America had been able to supply farms to as many immigrants as cared to till the soil. Every new pair of strong arms meant more farms and more wealth. Workmen in Eastern factories, mines, or mills who did not like their hours, wages, or conditions of labor, could readily find an outlet to the land. Now all that was over. By about 1890 most of the desirable land available under the Homestead act had disappeared. American industrial workers confronted a new situation.

Free Land and Eastern Labor.—It wasn't just the scenic qualities of the frontier that were gone. What mattered much more was the loss of free land and everything that meant for American workers. For over a hundred years, anyone with even a modest income could secure their own homestead and make a living independently. For a century, America was able to provide farms to as many immigrants as were willing to work the land. Every new pair of strong hands brought more farms and more wealth. Workers in Eastern factories, mines, or mills who were unhappy with their hours, pay, or working conditions could easily find an escape to the land. Now, all that was in the past. By around 1890, most of the desirable land available under the Homestead Act had vanished. American industrial workers faced a new reality.

Grain Supplants King Cotton.—In the meantime a revolution was taking place in agriculture. Until 1860 the chief staples sold by America were cotton and tobacco. With the advance of the frontier, corn and wheat supplanted them both in agrarian economy. The West became the granary of the East and of Western Europe. The scoop shovel once used to handle grain was superseded by the towering elevator, loading and unloading thousands of bushels every hour. The refrigerator car and ship made the packing industry as stable as the production of cotton or corn, and gave an immense impetus to cattle raising and sheep farming. So the meat of the West took its place on the English dinner table by the side of bread baked from Dakotan wheat.

Grain Replaces King Cotton.—Meanwhile, a transformation was happening in agriculture. Until 1860, the main products sold by America were cotton and tobacco. As the frontier expanded, corn and wheat took their place in the farming economy. The West became the breadbasket for the East and Western Europe. The scoop shovel that was once used to handle grain was replaced by towering elevators, which could load and unload thousands of bushels every hour. The refrigerator car and ship made the packing industry as reliable as the production of cotton or corn, significantly boosting cattle ranching and sheep farming. Thus, the meat from the West found its way to English dinner tables alongside bread made from Dakotan wheat.

Aid in American Economic Independence.—The effects of this economic movement were manifold and striking. Billions of dollars' worth of American grain, dairy produce, and meat were poured into European markets where they paid off debts due money lenders and acquired capital to develop American resources. Thus they accelerated the progress of American financiers toward national independence. The country, which had timidly turned to the Old World for capital in Hamilton's day and had borrowed at high rates of interest in London in Lincoln's day, moved swiftly toward the time when it would be among the world's first bankers and money lenders itself. Every grain of wheat and corn pulled the balance down on the American side of the scale.

Aid in American Economic Independence.—The impact of this economic movement was extensive and impressive. Billions of dollars' worth of American grain, dairy products, and meat flowed into European markets, helping to pay off debts owed to money lenders and providing capital to develop American resources. This sped up the progress of American financiers toward national independence. The country, which had hesitantly sought capital from the Old World in Hamilton's time and had borrowed at high interest rates in London during Lincoln's era, quickly moved towards becoming one of the world's leading bankers and lenders. Every grain of wheat and corn tipped the balance in favor of America.

Eastern Agriculture Affected.—In the East as well as abroad the opening of the western granary produced momentous results. The agricultural economy of that part of the country was changed in many respects. Whole sections of the poorest land went almost out of cultivation, the abandoned farms of the New England hills bearing solemn witness to the competing power of western wheat fields. Sheep and cattle raising, as well as wheat and corn production, suffered at least a relative decline. Thousands of farmers cultivating land of the lower grade were forced to go West or were driven to the margin of subsistence. Even the herds that supplied Eastern cities with milk were fed upon grain brought halfway across the continent.

Impact on Eastern Agriculture.—In the East and overseas, the opening of the western grain fields led to significant changes. The agricultural landscape in that region transformed in many ways. Large areas of the least fertile land nearly ceased to be cultivated, with the abandoned farms in the New England hills standing as a stark reminder of the competitiveness of western wheat farms. Raising sheep and cattle, along with growing wheat and corn, faced at least a relative decline. Thousands of farmers working lower-quality land were pushed to move West or were left struggling to survive. Even the herds supplying Eastern cities with milk were fed grain transported from halfway across the country.

The Expansion of the American Market.—Upon industry as well as agriculture, the opening of vast food-producing regions told in a thousand ways. The demand for farm machinery, clothing, boots, shoes, and other manufactures gave to American industries such a market as even Hamilton had never foreseen. Moreover it helped to expand far into the Mississippi Valley the industrial area once confined to the Northern seaboard states and to transform the region of the Great Lakes into an industrial empire. Herein lies the explanation of the growth of mid-western cities after 1865. Chicago, with its thirty-five railways, tapped every locality of the West and South. To the railways were added the water routes of the Lakes, thus creating a strategic center for industries. Long foresight carried the McCormick reaper works to Chicago before 1860. From Troy, New York, went a large stove plant. That was followed by a shoe factory from Massachusetts. The packing industry rose as a matter of course at a point so advantageous for cattle raisers and shippers and so well connected with Eastern markets.

The Expansion of the American Market.—The opening of vast food-producing areas impacted both industry and agriculture in countless ways. The demand for farm machinery, clothing, boots, shoes, and other manufactured goods created a market for American industries that even Hamilton could not have predicted. Additionally, it helped to extend the industrial area into the Mississippi Valley, which was once limited to the Northern seaboard states, and transformed the Great Lakes region into an industrial powerhouse. This explains the growth of mid-western cities after 1865. Chicago, with its thirty-five railways, connected every part of the West and South. The railways were complemented by the water routes of the Lakes, establishing a strategic hub for industries. Long-term planning brought the McCormick reaper works to Chicago before 1860. A large stove plant relocated from Troy, New York, followed by a shoe factory from Massachusetts. The packing industry naturally developed in a location so advantageous for cattle ranchers and shippers, as well as being well-connected to Eastern markets.

To the opening of the Far West also the Lake region was indebted for a large part of that water-borne traffic which made it "the Mediterranean basin of North America." The produce of the West and the manufactures of the East poured through it in an endless stream. The swift growth of shipbuilding on the Great Lakes helped to compensate for the decline of the American marine on the high seas. In response to this stimulus Detroit could boast that her shipwrights were able to turn out a ten thousand ton Leviathan for ore or grain about "as quickly as carpenters could put up an eight-room house." Thus in relation to the Far West the old Northwest territory—the wilderness of Jefferson's time—had taken the position formerly occupied by New England alone. It was supplying capital and manufactures for a vast agricultural empire West and South.

The opening of the Far West also brought a significant amount of waterborne traffic to the Lake region, earning it the title of "the Mediterranean basin of North America." Goods from the West and products from the East flowed through it endlessly. The rapid development of shipbuilding on the Great Lakes helped offset the decline of American shipping on the open seas. Because of this demand, Detroit could proudly claim that its shipwrights could build a ten-thousand-ton vessel for transporting ore or grain "as quickly as carpenters could construct an eight-room house." In relation to the Far West, the old Northwest territory—the wilderness from Jefferson's era—had taken over the role that New England once held. It was now providing capital and manufactured goods for a massive agricultural empire in the West and South.

America on the Pacific.—It has been said that the Mediterranean Sea was the center of ancient civilization; that modern civilization has developed on the shores of the Atlantic; and that the future belongs to the Pacific. At any rate, the sweep of the United States to the shores of the Pacific quickly exercised a powerful influence on world affairs and it undoubtedly has a still greater significance for the future.

America on the Pacific.—It's been said that the Mediterranean Sea was the heart of ancient civilization; that modern civilization grew along the Atlantic shores; and that the future is with the Pacific. Regardless, the United States' expansion to the Pacific coast rapidly had a strong impact on global affairs, and it certainly has even more importance for the future.

Very early regular traffic sprang up between the Pacific ports and the Hawaiian Islands, China, and Japan. Two years before the adjustment of the Oregon controversy with England, namely in 1844, the United States had established official and trading relations with China. Ten years later, four years after the admission of California to the union, the barred door of Japan was forced open by Commodore Perry. The commerce which had long before developed between the Pacific ports and Hawaii, China, and Japan now flourished under official care. In 1865 a ship from Honolulu carried sugar, molasses, and fruits from Hawaii to the Oregon port of Astoria. The next year a vessel from Hongkong brought rice, mats, and tea from China. An era of lucrative trade was opened. The annexation of Hawaii in 1898, the addition of the Philippines at the same time, and the participation of American troops in the suppression of the Boxer rebellion in Peking in 1900, were but signs and symbols of American power on the Pacific.

Very early, regular traffic started to develop between the Pacific ports and the Hawaiian Islands, China, and Japan. Two years before the resolution of the Oregon dispute with England, specifically in 1844, the United States established official and trading relations with China. Ten years later, four years after California joined the union, Commodore Perry opened Japan, which had previously been closed off. The trade that had already grown between the Pacific ports and Hawaii, China, and Japan now thrived under official oversight. In 1865, a ship from Honolulu carried sugar, molasses, and fruits from Hawaii to the Oregon port of Astoria. The following year, a vessel from Hongkong brought rice, mats, and tea from China. A new era of profitable trade began. The annexation of Hawaii in 1898, the addition of the Philippines at the same time, and the involvement of American troops in helping to suppress the Boxer Rebellion in Peking in 1900 were all signs of American power in the Pacific.

Commodore Perry's Men Making Presents to the Japanese
From an old print
Commodore Perry's Crew Giving Gifts to the Japanese

Conservation and the Land Problem.—The disappearance of the frontier also brought new and serious problems to the governments of the states and the nation. The people of the whole United States suddenly were forced to realize that there was a limit to the rich, new land to exploit and to the forests and minerals awaiting the ax and the pick. Then arose in America the questions which had long perplexed the countries of the Old World—the scientific use of the soils and conservation of natural resources. Hitherto the government had followed the easy path of giving away arable land and selling forest and mineral lands at low prices. Now it had to face far more difficult and complex problems. It also had to consider questions of land tenure again, especially if the ideal of a nation of home-owning farmers was to be maintained. While there was plenty of land for every man or woman who wanted a home on the soil, it made little difference if single landlords or companies got possession of millions of acres, if a hundred men in one western river valley owned 17,000,000 acres; but when the good land for small homesteads was all gone, then was raised the real issue. At the opening of the twentieth century the nation, which a hundred years before had land and natural resources apparently without limit, was compelled to enact law after law conserving its forests and minerals. Then it was that the great state of California, on the very border of the continent, felt constrained to enact a land settlement measure providing government assistance in an effort to break up large holdings into small lots and to make it easy for actual settlers to acquire small farms. America was passing into a new epoch.

Conservation and the Land Problem.—The end of the frontier brought new and serious issues for both state and national governments. The people of the United States suddenly realized that there was a limit to the rich, undeveloped land, as well as to the forests and minerals waiting to be exploited. This led to questions in America that had long troubled the nations of the Old World—the scientific management of soil and the conservation of natural resources. Until then, the government had taken the easy route by giving away farmland and selling forest and mineral lands at low prices. Now, it faced much more challenging and intricate problems. It also needed to reevaluate land ownership, especially if the vision of a nation of home-owning farmers was to be preserved. While there was still enough land for anyone wanting a home, it mattered little if large landowners or corporations controlled millions of acres; for example, a hundred individuals in one western river valley owning 17,000,000 acres was not a concern. However, when the prime land for small homesteads was all gone, the real issue emerged. At the turn of the twentieth century, the nation, which a hundred years earlier appeared to have limitless land and natural resources, was forced to create legislation to protect its forests and minerals. It was during this time that the significant state of California, on the very edge of the continent, felt the need to pass a land settlement measure to provide government help in breaking up large holdings into smaller lots, making it easier for actual settlers to acquire small farms. America was entering a new era.

References

Henry Inman, The Old Santa Fé Trail.

Henry Inman, The Old Santa Fé Trail.

R.I. Dodge, The Plains of the Great West (1877).

R.I. Dodge, *The Plains of the Great West* (1877).

C.H. Shinn, The Story of the Mine.

C.H. Shinn, The Story of the Mine.

Cy Warman, The Story of the Railroad.

Cy Warman, The Story of the Railroad.

Emerson Hough, The Story of the Cowboy.

Emerson Hough, The Story of the Cowboy.

H.H. Bancroft is the author of many works on the West but his writings will be found only in the larger libraries.

H.H. Bancroft wrote many books about the West, but you can only find his works in larger libraries.

Joseph Schafer, History of the Pacific Northwest (ed. 1918).

Joseph Schafer, History of the Pacific Northwest (ed. 1918).

T.H. Hittel, History of California (4 vols.).

T.H. Hittel, *History of California* (4 vols.).

W.H. Olin, American Irrigation Farming.

W.H. Olin, *American Irrigation Farming*.

W.E. Smythe, The Conquest of Arid America.

W.E. Smythe, The Conquest of Arid America.

H.A. Millis, The American-Japanese Problem.

H.A. Millis, *The American-Japanese Issue*.

E.S. Meany, History of the State of Washington.

E.S. Meany, History of the State of Washington.

H.K. Norton, The Story of California.

H.K. Norton, *The Story of California*.

Questions

1. Name the states west of the Mississippi in 1865.

1. Name the states west of the Mississippi in 1865.

2. In what manner was the rest of the western region governed?

2. How was the rest of the western region governed?

3. How far had settlement been carried?

3. How far had settlement progressed?

4. What were the striking physical features of the West?

4. What were the standout physical characteristics of the West?

5. How was settlement promoted after 1865?

5. How was settlement encouraged after 1865?

6. Why was admission to the union so eagerly sought?

6. Why was joining the union so eagerly pursued?

7. Explain how politics became involved in the creation of new states.

7. Explain how politics played a role in the formation of new states.

8. Did the West rapidly become like the older sections of the country?

8. Did the West quickly become like the older parts of the country?

9. What economic peculiarities did it retain or develop?

9. What unique economic traits did it keep or develop?

10. How did the federal government aid in western agriculture?

10. How did the federal government support agriculture in the West?

11. How did the development of the West affect the East? The South?

11. How did the growth of the West impact the East? The South?

12. What relation did the opening of the great grain areas of the West bear to the growth of America's commercial and financial power?

12. How did the opening of the vast grain regions in the West relate to the growth of America's commercial and financial power?

13. State some of the new problems of the West.

13. Talk about some of the new challenges facing the West.

14. Discuss the significance of American expansion to the Pacific Ocean.

14. Talk about the importance of America expanding to the Pacific Ocean.

Research Topics

The Passing of the Wild West.—Haworth, The United States in Our Own Times, pp. 100-124.

The Passing of the Wild West.—Haworth, The United States in Our Own Times, pp. 100-124.

The Indian Question.—Sparks, National Development (American Nation Series), pp. 265-281.

The Indian Question.—Sparks, National Development (American Nation Series), pp. 265-281.

The Chinese Question.—Sparks, National Development, pp. 229-250; Rhodes, History of the United States, Vol. VIII, pp. 180-196.

The Chinese Question.—Sparks, National Development, pp. 229-250; Rhodes, History of the United States, Vol. VIII, pp. 180-196.

The Railway Age.—Schafer, History of the Pacific Northwest, pp. 230-245; E.V. Smalley, The Northern Pacific Railroad; Paxson, The New Nation (Riverside Series), pp. 20-26, especially the map on p. 23, and pp. 142-148.

The Railway Age.—Schafer, History of the Pacific Northwest, pp. 230-245; E.V. Smalley, The Northern Pacific Railroad; Paxson, The New Nation (Riverside Series), pp. 20-26, especially the map on p. 23, and pp. 142-148.

Agriculture and Business.—Schafer, Pacific Northwest, pp. 246-289.

Agriculture and Business.—Schafer, Pacific Northwest, pp. 246-289.

Ranching in the Northwest.—Theodore Roosevelt, Ranch Life, and Autobiography, pp. 103-143.

Ranching in the Northwest.—Theodore Roosevelt, Ranch Life, and Autobiography, pp. 103-143.

The Conquest of the Desert.—W.E. Smythe, The Conquest of Arid America.

The Conquest of the Desert.—W.E. Smythe, The Conquest of Arid America.

Studies of Individual Western States.—Consult any good encyclopedia.

Studies of Individual Western States.—Check out any reliable encyclopedia.


CHAPTER XIX

DOMESTIC ISSUES BEFORE THE COUNTRY (1865-1897)

For thirty years after the Civil War the leading political parties, although they engaged in heated presidential campaigns, were not sharply and clearly opposed on many matters of vital significance. During none of that time was there a clash of opinion over specific issues such as rent the country in 1800 when Jefferson rode a popular wave to victory, or again in 1828 when Jackson's western hordes came sweeping into power. The Democrats, who before 1860 definitely opposed protective tariffs, federal banking, internal improvements, and heavy taxes, now spoke cautiously on all these points. The Republicans, conscious of the fact that they had been a minority of the voters in 1860 and warned by the early loss of the House of Representatives in 1874, also moved with considerable prudence among the perplexing problems of the day. Again and again the votes in Congress showed that no clear line separated all the Democrats from all the Republicans. There were Republicans who favored tariff reductions and "cheap money." There were Democrats who looked with partiality upon high protection or with indulgence upon the contraction of the currency. Only on matters relating to the coercion of the South was the division between the parties fairly definite; this could be readily accounted for on practical as well as sentimental grounds.

For thirty years after the Civil War, the main political parties, even though they held intense presidential campaigns, weren’t sharply opposed on many important issues. During this time, there wasn’t a strong clash of opinions over specific topics like there was in 1800 when Jefferson won with popular support, or in 1828 when Jackson’s supporters took control. The Democrats, who had firmly opposed protective tariffs, federal banking, internal improvements, and heavy taxes before 1860, now spoke cautiously about these issues. The Republicans, aware that they had only been a minority of the voters in 1860 and having lost the House of Representatives in 1874, also moved carefully among the complex problems of the day. Time and again, the votes in Congress showed that there was no clear divide between all Democrats and all Republicans. Some Republicans supported tariff reductions and "cheap money." Some Democrats favored high protection and were lenient toward reducing the currency. The only area where the division between the parties was quite clear was on matters concerning the South's coercion; this distinction could be easily explained for both practical and emotional reasons.

After all, the vague criticisms and proposals that found their way into the political platforms did but reflect the confusion of mind prevailing in the country. The fact that, out of the eighteen years between 1875 and 1893, the Democrats held the House of Representatives for fourteen years while the Republicans had every President but one showed that the voters, like the politicians, were in a state of indecision. Hayes had a Democratic House during his entire term and a Democratic Senate for two years of the four. Cleveland was confronted by a belligerent Republican majority in the Senate during his first administration; and at the same time was supported by a Democratic majority in the House. Harrison was sustained by continuous Republican successes in Senatorial elections; but in the House he had the barest majority from 1889 to 1891 and lost that altogether at the election held in the middle of his term. The opinion of the country was evidently unsettled and fluctuating. It was still distracted by memories of the dead past and uncertain as to the trend of the future.

After all, the vague criticisms and proposals that made their way into the political platforms only reflected the confusion of thought in the country. The fact that, out of the eighteen years between 1875 and 1893, the Democrats held the House of Representatives for fourteen years while the Republicans had every President except one showed that the voters, like the politicians, were uncertain. Hayes had a Democratic House throughout his entire term and a Democratic Senate for two out of his four years. Cleveland faced a confrontational Republican majority in the Senate during his first term, even while being supported by a Democratic majority in the House. Harrison benefited from ongoing Republican wins in Senate elections; however, in the House, he barely held a majority from 1889 to 1891 and lost that completely in the election held midway through his term. The mood of the country was clearly unsettled and fluctuating. It was still distracted by memories of the past and unsure about the direction of the future.

The Money Issue

Nevertheless these years of muddled politics and nebulous issues proved to be a period in which social forces were gathering for the great campaign of 1896. Except for three new features—the railways, the trusts, and the trade unions—the subjects of debate among the people were the same as those that had engaged their attention since the foundation of the republic: the currency, the national debt, banking, the tariff, and taxation.

Nevertheless, these years of confusing politics and unclear issues turned out to be a time when social forces were coming together for the big campaign of 1896. Apart from three new elements—the railways, the trusts, and the trade unions—the topics being debated by the public were the same ones that had caught their attention since the founding of the republic: currency, national debt, banking, tariffs, and taxes.

Debtors and the Fall in Prices.—For many reasons the currency question occupied the center of interest. As of old, the farmers and planters of the West and South were heavily in debt to the East for borrowed money secured by farm mortgages; and they counted upon the sale of cotton, corn, wheat, and hogs to meet interest and principal when due. During the war, the Western farmers had been able to dispose of their produce at high prices and thus discharge their debts with comparative ease; but after the war prices declined. Wheat that sold at two dollars a bushel in 1865 brought sixty-four cents twenty years later. The meaning of this for the farmers in debt—and nearly three-fourths of them were in that class—can be shown by a single illustration. A thousand-dollar mortgage on a Western farm could be paid off by five hundred bushels of wheat when prices were high; whereas it took about fifteen hundred bushels to pay the same debt when wheat was at the bottom of the scale. For the farmer, it must be remembered, wheat was the measure of his labor, the product of his toil under the summer sun; and in its price he found the test of his prosperity.

Debtors and the Fall in Prices.—The currency issue was a major concern for many reasons. Like before, farmers and planters in the West and South were deeply in debt to the East for loans secured by farm mortgages. They relied on selling cotton, corn, wheat, and hogs to pay off interest and principal when it was due. During the war, Western farmers could sell their crops at high prices, which allowed them to pay off their debts relatively easily. But after the war, prices fell. Wheat that sold for two dollars a bushel in 1865 was only worth sixty-four cents twenty years later. This had significant implications for the farmers in debt—almost three-quarters of them belonged to that group—illustrated by one example. A thousand-dollar mortgage on a Western farm could be settled with five hundred bushels of wheat when prices were high, but it took about fifteen hundred bushels to clear the same debt when wheat prices were at their lowest. For farmers, wheat represented the value of their labor and the fruit of their hard work under the summer sun; its price was the benchmark of their success.

Creditors and Falling Prices.—To the bondholders or creditors, on the other hand, falling prices were clear gain. If a fifty-dollar coupon on a bond bought seventy or eighty bushels of wheat instead of twenty or thirty, the advantage to the owner of the coupon was obvious. Moreover the advantage seemed to him entirely just. Creditors had suffered heavy losses when the Civil War carried prices skyward while the interest rates on their old bonds remained stationary. For example, if a man had a $1000 bond issued before 1860 and paying interest at five per cent, he received fifty dollars a year from it. Before the war each dollar would buy a bushel of wheat; in 1865 it would only buy half a bushel. When prices—that is, the cost of living—began to go down, creditors therefore generally regarded the change with satisfaction as a return to normal conditions.

Creditors and Falling Prices.—For the bondholders or creditors, falling prices were clearly beneficial. If a fifty-dollar coupon on a bond could buy seventy or eighty bushels of wheat instead of just twenty or thirty, the advantage for the coupon owner was obvious. Additionally, it seemed entirely fair to them. Creditors had faced significant losses when the Civil War drove prices up while the interest rates on their old bonds stayed the same. For instance, if someone had a $1000 bond issued before 1860 that paid five percent interest, they received fifty dollars a year from it. Before the war, each dollar would buy a bushel of wheat; by 1865, it would only buy half a bushel. When prices—meaning the cost of living—began to decline, creditors typically viewed the change positively as a return to normal conditions.

The Cause of Falling Prices.—The fall in prices was due, no doubt, to many factors. Among them must be reckoned the discontinuance of government buying for war purposes, labor-saving farm machinery, immigration, and the opening of new wheat-growing regions. The currency, too, was an element in the situation. Whatever the cause, the discontented farmers believed that the way to raise prices was to issue more money. They viewed it as a case of supply and demand. If there was a small volume of currency in circulation, prices would be low; if there was a large volume, prices would be high. Hence they looked with favor upon all plans to increase the amount of money in circulation. First they advocated more paper notes—greenbacks—and then they turned to silver as the remedy. The creditors, on the other hand, naturally approved the reduction of the volume of currency. They wished to see the greenbacks withdrawn from circulation and gold—a metal more limited in volume than silver—made the sole basis of the national monetary system.

The Cause of Falling Prices.—The drop in prices was definitely caused by several factors. These included the stopping of government purchases for war needs, the introduction of labor-saving farm machinery, immigration, and the opening of new wheat-growing areas. The currency situation was also a factor. Regardless of the cause, the dissatisfied farmers believed that increasing the money supply was the key to raising prices. They saw it through the lens of supply and demand. If there was a small amount of money circulating, prices would be low; if there was a lot, prices would be high. So, they supported all proposals to increase the money supply. At first, they pushed for more paper money—greenbacks—and then they looked to silver as the solution. Creditors, on the other hand, naturally favored reducing the money supply. They wanted to see the greenbacks taken out of circulation and gold—a metal whose supply is more limited than silver—become the sole foundation of the national monetary system.

The Battle over the Greenbacks.—The contest between these factions began as early as 1866. In that year, Congress enacted a law authorizing the Treasury to withdraw the greenbacks from circulation. The paper money party set up a shrill cry of protest, and kept up the fight until, in 1878, it forced Congress to provide for the continuous re-issue of the legal tender notes as they came into the Treasury in payment of taxes and other dues. Then could the friends of easy money rejoice:

The Battle over the Greenbacks.—The struggle between these groups started as early as 1866. That year, Congress passed a law allowing the Treasury to take the greenbacks out of circulation. The paper money supporters raised a loud protest and continued to fight until, in 1878, they pressured Congress to ensure the continuous re-issue of the legal tender notes as they were received by the Treasury in payment of taxes and other obligations. Then the supporters of easy money could celebrate:

"You, Greenback, it's about you
Fair money for the free,
We sing of you.

Resumption of Specie Payment.—There was, however, another side to this victory. The opponents of the greenbacks, unable to stop the circulation of paper, induced Congress to pass a law in 1875 providing that on and after January 1, 1879, "the Secretary of the Treasury shall redeem in coin the United States legal tender notes then outstanding on their presentation at the office of the Assistant Treasurer of the United States in the City of New York in sums of not less than fifty dollars." "The way to resume," John Sherman had said, "is to resume." When the hour for redemption arrived, the Treasury was prepared with a large hoard of gold. "On the appointed day," wrote the assistant secretary, "anxiety reigned in the office of the Treasury. Hour after hour passed; no news from New York. Inquiry by wire showed that all was quiet. At the close of the day this message came: '$135,000 of notes presented for coin—$400,000 of gold for notes.' That was all. Resumption was accomplished with no disturbance. By five o'clock the news was all over the land, and the New York bankers were sipping their tea in absolute safety."

Resumption of Specie Payment.—There was, however, another aspect to this victory. The opponents of the greenbacks, unable to halt the flow of paper money, convinced Congress to pass a law in 1875 stating that starting January 1, 1879, "the Secretary of the Treasury shall redeem in coin the United States legal tender notes then outstanding upon their presentation at the office of the Assistant Treasurer of the United States in New York City for amounts of not less than fifty dollars." "The way to resume," John Sherman had said, "is to resume." When the time for redemption came, the Treasury was ready with a large amount of gold. "On the designated day," wrote the assistant secretary, "anxiety filled the Treasury office. Hours ticked by; still no news from New York. An inquiry by wire revealed everything was calm. By the end of the day, this message arrived: '$135,000 of notes presented for coin—$400,000 of gold for notes.' That was it. Resumption was achieved without any issues. By five o'clock, the news spread across the country, and the New York bankers were enjoying their tea in complete safety."

The Specie Problem—the Parity of Gold and Silver.—Defeated in their efforts to stop "the present suicidal and destructive policy of contraction," the advocates of an abundant currency demanded an increase in the volume of silver in circulation. This precipitated one of the sharpest political battles in American history. The issue turned on legal as well as economic points. The Constitution gave Congress the power to coin money and it forbade the states to make anything but gold and silver legal tender in the payment of debts. It evidently contemplated the use of both metals in the currency system. Such, at least, was the view of many eminent statesmen, including no less a personage than James G. Blaine. The difficulty, however, lay in maintaining gold and silver coins on a level which would permit them to circulate with equal facility. Obviously, if the gold in a gold dollar exceeds the value of the silver in a silver dollar on the open market, men will hoard gold money and leave silver money in circulation. When, for example, Congress in 1792 fixed the ratio of the two metals at one to fifteen—one ounce of gold declared worth fifteen of silver—it was soon found that gold had been undervalued. When again in 1834 the ratio was put at one to sixteen, it was found that silver was undervalued. Consequently the latter metal was not brought in for coinage and silver almost dropped out of circulation. Many a silver dollar was melted down by silverware factories.

The Specie Problem—the Parity of Gold and Silver.—After failing to stop "the current suicidal and destructive policy of contraction," supporters of a plentiful currency called for an increase in the amount of silver in circulation. This triggered one of the most intense political battles in American history. The debate involved both legal and economic issues. The Constitution granted Congress the authority to mint money and prohibited states from making anything other than gold and silver legal tender for debt payments. It clearly intended for both metals to be used in the currency system. Many prominent statesmen, including James G. Blaine, shared this perspective. The challenge, however, was to keep gold and silver coins at a value that allowed them to circulate equally. If, for instance, the gold in a gold dollar is worth more than the silver in a silver dollar on the open market, people will hoard gold and leave silver in circulation. For example, when Congress set the ratio of the two metals at one to fifteen in 1792—declaring one ounce of gold worth fifteen ounces of silver—it soon became clear that gold was undervalued. When the ratio was adjusted to one to sixteen in 1834, it turned out that silver was undervalued. As a result, silver was not brought in for coinage, and it nearly disappeared from circulation. Many silver dollars were melted down by silverware manufacturers.

Silver Demonetized in 1873.—So things stood in 1873. At that time, Congress, in enacting a mintage law, discontinued the coinage of the standard silver dollar, then practically out of circulation. This act was denounced later by the friends of silver as "the crime of '73," a conspiracy devised by the money power and secretly carried out. This contention the debates in Congress do not seem to sustain. In the course of the argument on the mint law it was distinctly said by one speaker at least: "This bill provides for the making of changes in the legal tender coin of the country and for substituting as legal tender, coin of only one metal instead of two as heretofore."

Silver Demonetized in 1873.—So, in 1873, that was the situation. At that time, Congress passed a mintage law that stopped the production of the standard silver dollar, which was basically no longer in circulation. Later, supporters of silver condemned this act as "the crime of '73," claiming it was a conspiracy orchestrated by the financial elite and carried out in secret. However, this argument doesn’t seem to hold up in the Congressional debates. During the discussion about the mint law, at least one speaker clearly stated: "This bill allows for changes in the legal tender coin of the country and replaces legal tender with coin made of only one metal instead of two as it had been."

The Decline in the Value of Silver.—Absorbed in the greenback controversy, the people apparently did not appreciate, at the time, the significance of the "demonetization" of silver; but within a few years several events united in making it the center of a political storm. Germany, having abandoned silver in 1871, steadily increased her demand for gold. Three years later, the countries of the Latin Union followed this example, thus helping to enhance the price of the yellow metal. All the while, new silver lodes, discovered in the Far West, were pouring into the market great streams of the white metal, bearing down the price. Then came the resumption of specie payment, which, in effect, placed the paper money on a gold basis. Within twenty years silver was worth in gold only about half the price of 1870.

The Decline in the Value of Silver.—Caught up in the debate over greenbacks, people at the time didn’t seem to realize the importance of the "demonetization" of silver; however, within a few years, several events came together to create a political storm around it. Germany, having given up silver in 1871, consistently increased her demand for gold. Three years later, the countries of the Latin Union followed this lead, which helped to raise the price of gold. Meanwhile, new silver deposits discovered in the Far West flooded the market with large amounts of silver, driving down its price. Then, the resumption of specie payments effectively put paper money on a gold standard. Within twenty years, silver was worth only about half in gold compared to its price in 1870.

That there had been a real decline in silver was denied by the friends of that metal. They alleged that gold had gone up because it had been given a monopoly in the coinage markets of civilized governments. This monopoly, they continued, was the fruit of a conspiracy against the people conceived by the bankers of the world. Moreover, they went on, the placing of the greenbacks on a gold basis had itself worked a contraction of the currency; it lowered the prices of labor and produce to the advantage of the holders of long-term investments bearing a fixed rate of interest. When wheat sold at sixty-four cents a bushel, their search for relief became desperate, and they at last concentrated their efforts on opening the mints of the government for the free coinage of silver at the ratio of sixteen to one.

The supporters of silver denied that there had been a real decline in its value. They claimed that gold's increase was due to it being given a monopoly in the coinage markets of civilized governments. They argued that this monopoly was the result of a conspiracy against the people, orchestrated by the world’s bankers. Furthermore, they pointed out that placing greenbacks on a gold standard had contracted the currency; this had driven down labor and product prices, benefiting those with long-term investments that had fixed interest rates. As wheat prices dropped to sixty-four cents a bushel, their search for relief became urgent, and they ultimately focused their efforts on urging the government to open the mints for the free coinage of silver at a ratio of sixteen to one.

Republicans and Democrats Divided.—On this question both Republicans and Democrats were divided, the line being drawn between the East on the one hand and the South and West on the other, rather than between the two leading parties. So trusted a leader as James G. Blaine avowed, in a speech delivered in the Senate in 1878, that, as the Constitution required Congress to make both gold and silver the money of the land, the only question left was that of fixing the ratio between them. He affirmed, moreover, the main contention of the silver faction that a reopening of the government mints of the world to silver would bring it up to its old relation with gold. He admitted also that their most ominous warnings were well founded, saying: "I believe the struggle now going on in this country and in other countries for a single gold standard would, if successful, produce widespread disaster throughout the commercial world. The destruction of silver as money and the establishment of gold as the sole unit of value must have a ruinous effect on all forms of property, except those investments which yield a fixed return."

Republicans and Democrats Divided.—On this issue, both Republicans and Democrats were split, with the divide occurring between the East on one side and the South and West on the other, rather than between the two main parties. A respected leader like James G. Blaine stated, in a speech given in the Senate in 1878, that since the Constitution required Congress to make both gold and silver the country's money, the only remaining question was how to set the ratio between them. He also supported the main argument of the silver advocates that reopening the government mints worldwide to silver would restore its old relationship with gold. He acknowledged that their most alarming warnings were valid, saying: "I believe the struggle now taking place in this country and in other countries for a single gold standard would, if successful, lead to widespread disaster across the commercial world. The elimination of silver as currency and the establishment of gold as the only unit of value would have a devastating impact on all forms of property, except for those investments that provide a fixed return."

This was exactly the concession that the silver party wanted. "Three-fourths of the business enterprises of this country are conducted on borrowed capital," said Senator Jones, of Nevada. "Three-fourths of the homes and farms that stand in the names of the actual occupants have been bought on time and a very large proportion of them are mortgaged for the payment of some part of the purchase money. Under the operation of a shrinkage in the volume of money, this enormous mass of borrowers, at the maturity of their respective debts, though nominally paying no more than the amount borrowed, with interest, are in reality, in the amount of the principal alone, returning a percentage of value greater than they received—more in equity than they contracted to pay.... In all discussions of the subject the creditors attempt to brush aside the equities involved by sneering at the debtors."

This was exactly what the silver party wanted. "Three-fourths of the businesses in this country operate on borrowed money," said Senator Jones from Nevada. "Three-fourths of the homes and farms owned by the actual residents were bought on credit, and a large portion of them are mortgaged to cover part of the purchase price. When there’s a decrease in the amount of money available, this huge number of borrowers, at the end of their loans, even though they’re only paying back what they borrowed plus interest, are actually giving back more in value than they received in principal alone—more equity than they agreed to pay... In all discussions about this, the creditors try to dismiss the equities involved by mocking the debtors."

The Silver Purchase Act (1878).—Even before the actual resumption of specie payment, the advocates of free silver were a power to be reckoned with, particularly in the Democratic party. They had a majority in the House of Representatives in 1878 and they carried a silver bill through that chamber. Blocked by the Republican Senate they accepted a compromise in the Bland-Allison bill, which provided for huge monthly purchases of silver by the government for coinage into dollars. So strong was the sentiment that a two-thirds majority was mustered after President Hayes vetoed the measure.

The Silver Purchase Act (1878).—Even before the actual resumption of cash payments, supporters of free silver were a significant force, especially within the Democratic party. They held a majority in the House of Representatives in 1878 and successfully passed a silver bill through that chamber. Stalled by the Republican Senate, they accepted a compromise in the Bland-Allison bill, which allowed for large monthly purchases of silver by the government for the purpose of minting dollars. The support was so strong that a two-thirds majority was achieved after President Hayes vetoed the measure.

The effect of this act, as some had anticipated, was disappointing. It did not stay silver on its downward course. Thereupon the silver faction pressed through Congress in 1886 a bill providing for the issue of paper certificates based on the silver accumulated in the Treasury. Still silver continued to fall. Then the advocates of inflation declared that they would be content with nothing short of free coinage at the ratio of sixteen to one. If the issue had been squarely presented in 1890, there is good reason for believing that free silver would have received a majority in both houses of Congress; but it was not presented.

The impact of this action, as some had expected, was disappointing. It did not stop silver from its downward trend. Consequently, the silver supporters pushed a bill through Congress in 1886 for the creation of paper certificates backed by the silver held in the Treasury. Yet, silver continued to decline. The inflation advocates then declared they wouldn’t settle for anything less than free coinage at a ratio of sixteen to one. If the issue had been clearly presented in 1890, it’s likely that free silver would have won a majority in both houses of Congress; however, it wasn’t presented that way.

The Sherman Silver Purchase Act and the Bond Sales.—Republican leaders, particularly from the East, stemmed the silver tide by a diversion of forces. They passed the Sherman Act of 1890 providing for large monthly purchases of silver and for the issue of notes redeemable in gold or silver at the discretion of the Secretary of the Treasury. In a clause of superb ambiguity they announced that it was "the established policy of the United States to maintain the two metals on a parity with each other upon the present legal ratio or such other ratio as may be provided by law." For a while silver was buoyed up. Then it turned once more on its downward course. In the meantime the Treasury was in a sad plight. To maintain the gold reserve, President Cleveland felt compelled to sell government bonds; and to his dismay he found that as soon as the gold was brought in at the front door of the Treasury, notes were presented for redemption and the gold was quickly carried out at the back door. Alarmed at the vicious circle thus created, he urged upon Congress the repeal of the Sherman Silver Purchase Act. For this he was roundly condemned by many of his own followers who branded his conduct as "treason to the party"; but the Republicans, especially from the East, came to his rescue and in 1893 swept the troublesome sections of the law from the statute book. The anger of the silver faction knew no bounds, and the leaders made ready for the approaching presidential campaign.

The Sherman Silver Purchase Act and the Bond Sales.—Republican leaders, especially from the East, stopped the silver momentum by changing tactics. They passed the Sherman Act of 1890, which provided for large monthly silver purchases and allowed the issuance of notes that could be redeemed in gold or silver at the discretion of the Secretary of the Treasury. In a clause full of ambiguity, they declared it was "the established policy of the United States to maintain the two metals on a parity with each other upon the present legal ratio or such other ratio as may be provided by law." For a time, silver prices were supported. Then they started to decline again. Meanwhile, the Treasury was in a tough situation. To keep the gold reserve intact, President Cleveland felt he had to sell government bonds; unfortunately, he discovered that as soon as the gold came in through the front door of the Treasury, notes were presented for redemption, and the gold was quickly taken out through the back door. Concerned about this vicious cycle, he urged Congress to repeal the Sherman Silver Purchase Act. For this, he was harshly criticized by many of his own supporters, who labeled his actions as "treason to the party"; however, the Republicans, especially from the East, came to his aid, and in 1893, they removed the problematic sections of the law from the books. The anger of the silver faction was immense, and the leaders prepared for the upcoming presidential campaign.

The Protective Tariff and Taxes

Fluctuation in Tariff Policy.—As each of the old parties was divided on the currency question, it is not surprising that there was some confusion in their ranks over the tariff. Like the silver issue, the tariff tended to align the manufacturing East against the agricultural West and South rather than to cut directly between the two parties. Still the Republicans on the whole stood firmly by the rates imposed during the Civil War. If we except the reductions of 1872 which were soon offset by increases, we may say that those rates were substantially unchanged for nearly twenty years. When a revision was brought about, however, it was initiated by Republican leaders. Seeing a huge surplus of revenue in the Treasury in 1883, they anticipated popular clamor by revising the tariff on the theory that it ought to be reformed by its friends rather than by its enemies. On the other hand, it was the Republicans also who enacted the McKinley tariff bill of 1890, which carried protection to its highest point up to that time.

Fluctuation in Tariff Policy.—Since both of the old parties were split on the currency issue, it’s not surprising that there was some confusion about the tariff among them. Similar to the silver debate, the tariff issue often pitted the manufacturing East against the agricultural West and South instead of dividing the parties directly. Overall, the Republicans stood firmly by the tariff rates set during the Civil War. Aside from the reductions in 1872, which were quickly countered by increases, we can say that those rates remained largely unchanged for nearly twenty years. However, when a revision did occur, it was led by Republican leaders. Noticing a large surplus of revenue in the Treasury in 1883, they anticipated public demand by revising the tariff on the premise that its friends should reform it rather than its enemies. Conversely, it was also the Republicans who passed the McKinley tariff bill of 1890, which brought protection to its highest level up to that point.

The Democrats on their part were not all confirmed free traders or even advocates of tariff for revenue only. In Cleveland's first administration they did attack the protective system in the House, where they had a majority, and in this they were vigorously supported by the President. The assault, however, proved to be a futile gesture for it was blocked by the Republicans in the Senate. When, after the sweeping victory of 1892, the Democrats in the House again attempted to bring down the tariff by the Wilson bill of 1894, they were checkmated by their own party colleagues in the upper chamber. In the end they were driven into a compromise that looked more like a McKinley than a Calhoun tariff. The Republicans taunted them with being "babes in the woods." President Cleveland was so dissatisfied with the bill that he refused to sign it, allowing it to become a law, on the lapse of ten days, without his approval.

The Democrats weren’t all staunch free traders or just in favor of tariffs for revenue. During Cleveland's first term, they attacked the protective system in the House, where they held a majority, and they received strong support from the President. However, their efforts ended up being pointless because the Republicans in the Senate blocked them. After the big victory of 1892, when the Democrats in the House tried again to lower the tariff with the Wilson bill of 1894, they were stopped by their own party members in the Senate. In the end, they had to settle for a compromise that resembled a McKinley tariff more than a Calhoun one. The Republicans mocked them as being "babes in the woods." President Cleveland was so unhappy with the bill that he refused to sign it, allowing it to become law after ten days without his approval.

The Income Tax of 1894.—The advocates of tariff reduction usually associated with their proposal a tax on incomes. The argument which they advanced in support of their program was simple. Most of the industries, they said, are in the East and the protective tariff which taxes consumers for the benefit of manufacturers is, in effect, a tribute laid upon the rest of the country. As an offset they offered a tax on large incomes; this owing to the heavy concentration of rich people in the East, would fall mainly upon the beneficiaries of protection. "We propose," said one of them, "to place a part of the burden upon the accumulated wealth of the country instead of placing it all upon the consumption of the people." In this spirit the sponsors of the Wilson tariff bill laid a tax upon all incomes of $4000 a year or more.

The Income Tax of 1894.—The supporters of lowering tariffs typically linked their proposal to an income tax. The argument they used to back their plan was straightforward. Most industries, they claimed, are located in the East, and the protective tariff, which taxes consumers to benefit manufacturers, essentially imposes a burden on the rest of the country. To counter this, they suggested a tax on large incomes; since a significant number of wealthy individuals are in the East, this tax would primarily hit those who benefit from protection. "We propose," said one supporter, "to shift part of the burden onto the accumulated wealth of the country instead of putting it all on the people's consumption." In this vein, the proponents of the Wilson tariff bill imposed a tax on all incomes of $4000 a year or more.

In taking this step, the Democrats encountered opposition in their own party. Senator Hill, of New York, turned fiercely upon them, exclaiming: "The professors with their books, the socialists with their schemes, the anarchists with their bombs are all instructing the people in the ... principles of taxation." Even the Eastern Republicans were hardly as savage in their denunciation of the tax. But all this labor was wasted. The next year the Supreme Court of the United States declared the income tax to be a direct tax, and therefore null and void because it was laid on incomes wherever found and not apportioned among the states according to population. The fact that four of the nine judges dissented from this decision was also an index to the diversity of opinion that divided both parties.

In taking this step, the Democrats faced pushback within their own party. Senator Hill from New York lashed out at them, saying, "The professors with their books, the socialists with their ideas, the anarchists with their bombs are all teaching the people about the ... principles of taxation." Even the Eastern Republicans were not as harsh in their criticism of the tax. But all this effort was pointless. The following year, the Supreme Court of the United States ruled that the income tax was a direct tax and therefore invalid, since it was imposed on incomes regardless of where they were located and not distributed among the states based on population. The fact that four out of the nine judges disagreed with this ruling also highlighted the differing opinions that divided both parties.

The Railways and Trusts

The Grangers and State Regulation.—The same uncertainty about the railways and trusts pervaded the ranks of the Republicans and Democrats. As to the railways, the first firm and consistent demand for their regulation came from the West. There the farmers, in the early seventies, having got control in state legislatures, particularly in Iowa, Wisconsin, and Illinois, enacted drastic laws prescribing the maximum charges which companies could make for carrying freight and passengers. The application of these measures, however, was limited because the state could not fix the rates for transporting goods and passengers beyond its own borders. The power of regulating interstate commerce, under the Constitution, belonged to Congress.

The Grangers and State Regulation.—The same uncertainty about railroads and monopolies affected both Republicans and Democrats. Regarding railroads, the first strong and consistent push for regulation came from the West. There, farmers in the early 1870s, after gaining control in state legislatures, especially in Iowa, Wisconsin, and Illinois, passed strict laws setting maximum charges that companies could impose for transporting freight and passengers. However, the implementation of these measures was limited because states couldn’t set rates for transporting goods and passengers beyond their own borders. The authority to regulate interstate commerce, as stated in the Constitution, belonged to Congress.

The Interstate Commerce Act of 1887.—Within a few years, the movement which had been so effective in western legislatures appeared at Washington in the form of demands for the federal regulation of interstate rates. In 1887, the pressure became so strong that Congress created the interstate commerce commission and forbade many abuses on the part of railways; such as discriminating in charges between one shipper and another and granting secret rebates to favored persons. This law was a significant beginning; but it left the main question of rate-fixing untouched, much to the discontent of farmers and shippers.

The Interstate Commerce Act of 1887.—Within a few years, the movement that had been so effective in state legislatures showed up in Washington with demands for federal regulation of interstate rates. In 1887, the pressure grew so strong that Congress established the Interstate Commerce Commission and prohibited many abuses by railways, like charging different rates to different shippers and giving secret rebates to certain individuals. This law was an important start, but it left the main issue of setting rates unresolved, which frustrated farmers and shippers.

The Sherman Anti-Trust Law of 1890.—As in the case of the railways, attacks upon the trusts were first made in state legislatures, where it became the fashion to provide severe penalties for those who formed monopolies and "conspired to enhance prices." Republicans and Democrats united in the promotion of measures of this kind. As in the case of the railways also, the movement to curb the trusts soon had spokesmen at Washington. Though Blaine had declared that "trusts were largely a private affair with which neither the President nor any private citizen had any particular right to interfere," it was a Republican Congress that enacted in 1890 the first measure—the Sherman Anti-Trust Law—directed against great combinations in business. This act declared illegal "every contract, combination in the form of trust or otherwise, or conspiracy in restraint of trade and commerce among the several states or with foreign nations."

The Sherman Anti-Trust Law of 1890.—Similar to the situation with the railroads, initial efforts to combat trusts started in state legislatures, where it became common to impose strict penalties on those who formed monopolies and "conspired to raise prices." Both Republicans and Democrats joined forces to promote such measures. As with the railroads, the push to regulate trusts quickly gained advocates in Washington. Although Blaine stated that "trusts were mostly a private issue that neither the President nor any individual had any particular right to interfere with," it was a Republican Congress that passed the first significant legislation in 1890—the Sherman Anti-Trust Law—targeting large business combinations. This act declared illegal "every contract, combination in the form of trust or otherwise, or conspiracy in restraint of trade and commerce among the several states or with foreign nations."

The Futility of the Anti-Trust Law.—Whether the Sherman law was directed against all combinations or merely those which placed an "unreasonable restraint" on trade and competition was not apparent. Senator Platt of Connecticut, a careful statesman of the old school, averred: "The questions of whether the bill would be operative, of how it would operate, or whether it was within the power of Congress to enact it, have been whistled down the wind in this Senate as idle talk and the whole effort has been to get some bill headed: 'A bill to punish trusts,' with which to go to the country." Whatever its purpose, its effect upon existing trusts and upon the formation of new combinations was negligible. It was practically unenforced by President Harrison and President Cleveland, in spite of the constant demand for harsh action against "monopolies." It was patent that neither the Republicans nor the Democrats were prepared for a war on the trusts to the bitter end.

The Futility of the Anti-Trust Law.—It wasn't clear whether the Sherman law was meant to target all combinations or just those that imposed an "unreasonable restraint" on trade and competition. Senator Platt of Connecticut, a cautious politician of the old school, stated: "The questions of whether the bill would be effective, how it would operate, or if Congress even had the power to pass it, have been dismissed in this Senate as idle chatter, and the main goal has been to get a bill titled: 'A bill to punish trusts,' to present to the public." Regardless of its intentions, it had little impact on existing trusts or the creation of new ones. It was almost never enforced by President Harrison and President Cleveland, despite ongoing calls for severe measures against "monopolies." It was clear that neither the Republicans nor the Democrats were ready to fight a full-scale war against the trusts.

Minor Parties and Unrest

The Demands of Dissenting Parties.—From the election of 1872, when Horace Greeley made his ill-fated excursion into politics, onward, there appeared in each presidential campaign one, and sometimes two or more parties, stressing issues that appealed mainly to wage-earners and farmers. Whether they chose to call themselves Labor Reformers, Greenbackers, or Anti-monopolists, their slogans and their platforms all pointed in one direction. Even the Prohibitionists, who in 1872 started on their career with a single issue, the abolition of the liquor traffic, found themselves making declarations of faith on other matters and hopelessly split over the money question in 1896.

The Demands of Dissenting Parties.—Starting with the 1872 election, when Horace Greeley made his unsuccessful attempt at politics, each presidential campaign saw the emergence of one or sometimes multiple parties focusing on issues that mainly resonated with wage earners and farmers. Whether they called themselves Labor Reformers, Greenbackers, or Anti-monopolists, their slogans and platforms all pointed in one direction. Even the Prohibitionists, who began their journey in 1872 with a singular focus on ending the liquor trade, found themselves making statements about other issues and became divided over the money question in 1896.

A composite view of the platforms put forth by the dissenting parties from the administration of Grant to the close of Cleveland's second term reveals certain notions common to them all. These included among many others: the earliest possible payment of the national debt; regulation of the rates of railways and telegraph companies; repeal of the specie resumption act of 1875; the issue of legal tender notes by the government convertible into interest-bearing obligations on demand; unlimited coinage of silver as well as gold; a graduated inheritance tax; legislation to take from "land, railroad, money, and other gigantic corporate monopolies ... the powers they have so corruptly and unjustly usurped"; popular or direct election of United States Senators; woman suffrage; and a graduated income tax, "placing the burden of government on those who can best afford to pay instead of laying it on the farmers and producers."

A combined view of the platforms offered by the dissenting parties from Grant's administration to the end of Cleveland's second term shows certain ideas they all shared. These included, among many others: paying off the national debt as soon as possible; regulating the rates set by railways and telegraph companies; repealing the specie resumption act of 1875; allowing the government to issue legal tender notes that could be converted into interest-bearing bonds on demand; unlimited coinage of silver as well as gold; a graduated inheritance tax; laws to take away from "land, railroad, money, and other huge corporate monopolies ... the powers they have so corruptly and unjustly taken"; popular or direct election of United States Senators; women's suffrage; and a graduated income tax that "places the burden of government on those who can best afford to pay instead of on the farmers and producers."

Criticism of the Old Parties.—To this long program of measures the reformers added harsh and acrid criticism of the old parties and sometimes, it must be said, of established institutions of government. "We denounce," exclaimed the Labor party in 1888, "the Democratic and Republican parties as hopelessly and shamelessly corrupt and by reason of their affiliation with monopolies equally unworthy of the suffrages of those who do not live upon public plunder." "The United States Senate," insisted the Greenbackers, "is a body composed largely of aristocratic millionaires who according to their own party papers generally purchased their elections in order to protect the great monopolies which they represent." Indeed, if their platforms are to be accepted at face value, the Greenbackers believed that the entire government had passed out of the hands of the people.

Criticism of the Old Parties.—To this extensive list of measures, the reformers added sharp and biting criticism of the old parties and sometimes, it must be noted, of established government institutions. "We denounce," declared the Labor party in 1888, "the Democratic and Republican parties as deeply and disgracefully corrupt and because of their connections with monopolies, equally unworthy of the votes of those who do not benefit from public corruption." "The United States Senate," insisted the Greenbackers, "is made up primarily of wealthy aristocrats who, according to their own party publications, usually bought their elections to protect the major monopolies they represent." Indeed, if we take their platforms at face value, the Greenbackers believed that the whole government had slipped from the hands of the people.

The Grangers.—This unsparing, not to say revolutionary, criticism of American political life, appealed, it seems, mainly to farmers in the Middle West. Always active in politics, they had, before the Civil War, cast their lot as a rule with one or the other of the leading parties. In 1867, however, there grew up among them an association known as the "Patrons of Husbandry," which was destined to play a large rôle in the partisan contests of the succeeding decades. This society, which organized local lodges or "granges" on principles of secrecy and fraternity, was originally designed to promote in a general way the interests of the farmers. Its political bearings were apparently not grasped at first by its promoters. Yet, appealing as it did to the most active and independent spirits among the farmers and gathering to itself the strength that always comes from organization, it soon found itself in the hands of leaders more or less involved in politics. Where a few votes are marshaled together in a democracy, there is power.

The Grangers.—This harsh, almost revolutionary critique of American political life primarily attracted farmers in the Midwest. They were always engaged in politics and typically aligned themselves with one of the major parties before the Civil War. However, in 1867, an organization called the "Patrons of Husbandry" emerged among them and was set to play a significant role in the political battles of the coming decades. This group, which created local lodges known as "granges" based on principles of secrecy and brotherhood, was initially intended to generally promote farmers' interests. Its political implications weren't fully recognized by its founders at first. Yet, it appealed to the most active and independent farmers and harnessed the power that comes from being organized, quickly falling into the hands of leaders involved in politics. Where a few votes are brought together in a democracy, there is power.

The Greenback Party.—The first extensive activity of the Grangers was connected with the attack on the railways in the Middle West which forced several state legislatures to reduce freight and passenger rates by law. At the same time, some leaders in the movement, no doubt emboldened by this success, launched in 1876 a new political party, popularly known as the Greenbackers, favoring a continued re-issue of the legal tenders. The beginnings were disappointing; but two years later, in the congressional elections, the Greenbackers swept whole sections of the country. Their candidates polled more than a million votes and fourteen of them were returned to the House of Representatives. To all outward signs a new and formidable party had entered the lists.

The Greenback Party.—The Grangers' first major effort was focused on challenging the railways in the Midwest, which led several state legislatures to legally lower freight and passenger rates. At the same time, some leaders in the movement, likely encouraged by this win, started a new political party in 1876, commonly known as the Greenbackers, that supported the ongoing re-issue of legal tender. The initial results were disappointing; however, two years later, during the congressional elections, the Greenbackers made significant gains in various parts of the country. Their candidates garnered over a million votes, and fourteen of them were elected to the House of Representatives. To all appearances, a new and strong party had emerged.

The sanguine hopes of the leaders proved to be illusory. The quiet operations of the resumption act the following year, a revival of industry from a severe panic which had set in during 1873, the Silver Purchase Act, and the re-issue of Greenbacks cut away some of the grounds of agitation. There was also a diversion of forces to the silver faction which had a substantial support in the silver mine owners of the West. At all events the Greenback vote fell to about 300,000 in the election of 1880. A still greater drop came four years later and the party gave up the ghost, its sponsors returning to their former allegiance or sulking in their tents.

The optimistic expectations of the leaders turned out to be false. The quiet actions of the resumption act the next year, an industry revival after the severe panic that began in 1873, the Silver Purchase Act, and the re-issue of Greenbacks reduced some of the sources of unrest. There was also a shift of support to the silver faction, which had strong backing from the silver mine owners in the West. Regardless, the Greenback vote dropped to about 300,000 in the 1880 election. An even bigger decline happened four years later, and the party faded away, with its supporters either returning to their previous affiliations or withdrawing in disappointment.

The Rise of the Populist Party.—Those leaders of the old parties who now looked for a happy future unvexed by new factions were doomed to disappointment. The funeral of the Greenback party was hardly over before there arose two other political specters in the agrarian sections: the National Farmers' Alliance and Industrial Union, particularly strong in the South and West; and the Farmers' Alliance, operating in the North. By 1890 the two orders claimed over three million members. As in the case of the Grangers many years before, the leaders among them found an easy way into politics. In 1892 they held a convention, nominated a candidate for President, and adopted the name of "People's Party," from which they were known as Populists. Their platform, in every line, breathed a spirit of radicalism. They declared that "the newspapers are largely subsidized or muzzled; public opinion silenced; business prostrate; our homes covered with mortgages; and the land concentrating in the hands of capitalists.... The fruits of the toil of millions are boldly stolen to build up colossal fortunes for a few." Having delivered this sweeping indictment, the Populists put forward their remedies: the free coinage of silver, a graduated income tax, postal savings banks, and government ownership of railways and telegraphs. At the same time they approved the initiative, referendum, and popular election of Senators, and condemned the use of federal troops in labor disputes. On this platform, the Populists polled over a million votes, captured twenty-two presidential electors, and sent a powerful delegation to Congress.

The Rise of the Populist Party.—The leaders of the old parties who hoped for a bright future without the interference of new factions were bound to be disappointed. The end of the Greenback party was barely marked before two new political movements emerged in rural areas: the National Farmers' Alliance and Industrial Union, which were particularly strong in the South and West, and the Farmers' Alliance that operated in the North. By 1890, both groups claimed over three million members. Just like the Grangers years earlier, their leaders found a clear path into politics. In 1892, they held a convention, nominated a presidential candidate, and adopted the name "People's Party," which is why they became known as Populists. Their platform was filled with a spirit of radicalism. They stated that "the newspapers are largely subsidized or silenced; public opinion is suppressed; business is in decline; our homes are burdened with mortgages; and land is concentrating in the hands of wealthy capitalists... The fruits of the labor of millions are shamelessly stolen to build enormous fortunes for a few." After making this sweeping accusation, the Populists proposed their solutions: the free coinage of silver, a graduated income tax, postal savings banks, and government ownership of railways and telegraphs. Additionally, they supported the initiative, referendum, and popular election of Senators, and criticized the use of federal troops in labor disputes. With this platform, the Populists received over a million votes, secured twenty-two presidential electors, and sent a strong delegation to Congress.

Industrial Distress Augments Unrest.—The four years intervening between the campaign of 1892 and the next presidential election brought forth many events which aggravated the ill-feeling expressed in the portentous platform of Populism. Cleveland, a consistent enemy of free silver, gave his powerful support to the gold standard and insisted on the repeal of the Silver Purchase Act, thus alienating an increasing number of his own party. In 1893 a grave industrial crisis fell upon the land: banks and business houses went into bankruptcy with startling rapidity; factories were closed; idle men thronged the streets hunting for work; and the prices of wheat and corn dropped to a ruinous level. Labor disputes also filled the crowded record. A strike at the Pullman car works in Chicago spread to the railways. Disorders ensued. President Cleveland, against the protests of the governor of Illinois, John P. Altgeld, dispatched troops to the scene of action. The United States district court at Chicago issued an injunction forbidding the president of the Railway Union, Eugene V. Debs, or his assistants to interfere with the transmission of the mails or interstate commerce in any form. For refusing to obey the order, Debs was arrested and imprisoned. With federal troops in possession of the field, with their leader in jail, the strikers gave up the battle, defeated but not subdued. To cap the climax the Supreme Court of the United States, the following year (1895) declared null and void the income tax law just enacted by Congress, thus fanning the flames of Populist discontent all over the West and South.

Industrial Distress Increases Unrest.—The four years between the 1892 campaign and the next presidential election were marked by many events that intensified the tension captured in the ominous Populist platform. Cleveland, a steadfast opponent of free silver, strongly backed the gold standard and pushed for the repeal of the Silver Purchase Act, which alienated more and more members of his own party. In 1893, a serious industrial crisis hit the nation: banks and businesses went bankrupt at an alarming rate; factories shut down; jobless men filled the streets looking for work; and the prices of wheat and corn plummeted to disastrous levels. Labor disputes also filled the crowded records. A strike at the Pullman car works in Chicago spread to the railroads. Chaos ensued. President Cleveland, despite the objections of Illinois Governor John P. Altgeld, sent troops to the area. The U.S. district court in Chicago issued an injunction preventing the president of the Railway Union, Eugene V. Debs, or his aides from interfering with the mail or interstate commerce in any way. Debs was arrested and imprisoned for refusing to comply with the order. With federal troops in control of the area and their leader in jail, the strikers surrendered, defeated but not broken. To make matters worse, the Supreme Court of the United States declared the recently enacted income tax law null and void the following year (1895), further igniting Populist anger throughout the West and South.

The 1896 Sound Money Battle

Conservative Men Alarmed.—Men of conservative thought and leaning in both parties were by this time thoroughly disturbed. They looked upon the rise of Populism and the growth of labor disputes as the signs of a revolutionary spirit, indeed nothing short of a menace to American institutions and ideals. The income tax law of 1894, exclaimed the distinguished New York advocate, Joseph H. Choate, in an impassioned speech before the Supreme Court, "is communistic in its purposes and tendencies and is defended here upon principles as communistic, socialistic—what shall I call them—populistic as ever have been addressed to any political assembly in the world." Mr. Justice Field in the name of the Court replied: "The present assault upon capital is but the beginning. It will be but the stepping stone to others larger and more sweeping till our political conditions will become a war of the poor against the rich." In declaring the income tax unconstitutional, he believed that he was but averting greater evils lurking under its guise. As for free silver, nearly all conservative men were united in calling it a measure of confiscation and repudiation; an effort of the debtors to pay their obligations with money worth fifty cents on the dollar; the climax of villainies openly defended; a challenge to law, order, and honor.

Conservative Men Alarmed.—By this time, conservative-minded individuals in both parties were deeply troubled. They viewed the rise of Populism and the increase in labor disputes as signs of a revolutionary attitude, posing a serious threat to American institutions and values. The income tax law of 1894, declared the prominent New York attorney, Joseph H. Choate, during a passionate speech before the Supreme Court, "is communistic in its goals and tendencies and is defended here on principles as communistic, socialistic—what should I call them—populistic as ever presented to any political assembly in the world." Justice Field, speaking for the Court, responded: "The current attack on capital is just the beginning. It will serve as a stepping stone to bigger and broader assaults until our political situation turns into a struggle between the poor and the rich." By declaring the income tax unconstitutional, he believed he was preventing greater dangers hidden beneath its surface. Regarding free silver, nearly all conservative individuals were united in labeling it a method of confiscation and rejection; an attempt by debtors to settle their debts with money worth fifty cents on the dollar; the peak of openly defended wrongdoing; a challenge to law, order, and integrity.

The Republicans Come Out for the Gold Standard.—It was among the Republicans that this opinion was most widely shared and firmly held. It was they who picked up the gauge thrown down by the Populists, though a host of Democrats, like Cleveland and Hill of New York, also battled against the growing Populist defection in Democratic ranks. When the Republican national convention assembled in 1896, the die was soon cast; a declaration of opposition to free silver save by international agreement was carried by a vote of eight to one. The Republican party, to use the vigorous language of Mr. Lodge, arrayed itself against "not only that organized failure, the Democratic party, but all the wandering forces of political chaos and social disorder ... in these bitter times when the forces of disorder are loose and the wreckers with their false lights gather at the shore to lure the ship of state upon the rocks." Yet it is due to historic truth to state that McKinley, whom the Republicans nominated, had voted in Congress for the free coinage of silver, was widely known as a bimetallist, and was only with difficulty persuaded to accept the unequivocal indorsement of the gold standard which was pressed upon him by his counselors. Having accepted it, however, he proved to be a valiant champion, though his major interest was undoubtedly in the protective tariff. To him nothing was more reprehensible than attempts "to array class against class, 'the classes against the masses,' section against section, labor against capital, 'the poor against the rich,' or interest against interest." Such was the language of his acceptance speech. The whole program of Populism he now viewed as a "sudden, dangerous, and revolutionary assault upon law and order."

The Republicans Come Out for the Gold Standard.—This opinion was most widely shared and firmly held among the Republicans. They were the ones who took up the challenge posed by the Populists, although many Democrats, like Cleveland and Hill from New York, also fought against the rising Populist defection within the Democratic Party. When the Republican national convention convened in 1896, the decision was quickly made; a statement opposing free silver unless agreed upon internationally was passed by a vote of eight to one. The Republican party, in the strong words of Mr. Lodge, positioned itself against "not only that organized failure, the Democratic party, but all the wandering forces of political chaos and social disorder ... in these difficult times when the forces of chaos are unleashed and the disruptors with their false beacons gather at the shore to lead the ship of state onto the rocks." However, it is historically accurate to mention that McKinley, the Republican nominee, had previously voted in Congress for the free coinage of silver, was well-known as a supporter of bimetallism, and was only reluctantly persuaded to accept the clear endorsement of the gold standard that his advisers insisted upon. Once he accepted it, though, he became a strong advocate, even if his primary focus was clearly on the protective tariff. For him, nothing was more unacceptable than efforts "to set class against class, 'the classes against the masses,' section against section, labor against capital, 'the poor against the rich,' or interest against interest." Such was the tone of his acceptance speech. He now regarded the entire Populist agenda as a "sudden, dangerous, and revolutionary attack on law and order."

The Democratic Convention at Chicago.—Never, save at the great disruption on the eve of the Civil War, did a Democratic national convention display more feeling than at Chicago in 1896. From the opening prayer to the last motion before the house, every act, every speech, every scene, every resolution evoked passions and sowed dissensions. Departing from long party custom, it voted down in anger a proposal to praise the administration of the Democratic President, Cleveland. When the platform with its radical planks, including free silver, was reported, a veritable storm broke. Senator Hill, trembling with emotion, protested against the departure from old tests of Democratic allegiance; against principles that must drive out of the party men who had grown gray in its service; against revolutionary, unwise, and unprecedented steps in the history of the party. Senator Vilas of Wisconsin, in great fervor, avowed that there was no difference in principle between the free coinage of silver—"the confiscation of one-half of the credits of the nation for the benefit of debtors"—and communism itself—"a universal distribution of property." In the triumph of that cause he saw the beginning of "the overthrow of all law, all justice, all security and repose in the social order."

The Democratic Convention in Chicago.—Never, except during the major disruption just before the Civil War, did a Democratic national convention show as much emotion as the one in Chicago in 1896. From the opening prayer to the final motion before the assembly, every action, every speech, every moment, every resolution stirred up strong feelings and caused divisions. Breaking with long-standing party tradition, it rejected with anger a proposal to commend the administration of Democratic President Cleveland. When the platform, with its radical elements including free silver, was introduced, an actual uproar ensued. Senator Hill, shaken with emotion, objected to the departure from the traditional tests of Democratic loyalty; he argued against principles that would alienate loyal party members; against revolutionary, unwise, and unprecedented actions in the party’s history. Senator Vilas of Wisconsin passionately declared that there was no fundamental difference between free silver coinage—"the confiscation of half of the nation's credits for the benefit of debtors"—and communism itself—"a universal distribution of property." In the victory of that cause, he saw the start of "the downfall of all law, all justice, all security, and peace in the social order."

William J. Bryan in 1898
Copyright by Underwood and Underwood, New York.
William J. Bryan in 1898

The Crown of Thorns Speech.—The champions of free silver replied in strident tones. They accused the gold advocates of being the aggressors who had assailed the labor and the homes of the people. William Jennings Bryan, of Nebraska, voiced their sentiments in a memorable oration. He declared that their cause "was as holy as the cause of liberty—the cause of humanity." He exclaimed that the contest was between the idle holders of idle capital and the toiling millions. Then he named those for whom he spoke—the wage-earner, the country lawyer, the small merchant, the farmer, and the miner. "The man who is employed for wages is as much a business man as his employer. The attorney in a country town is as much a business man as the corporation counsel in a great metropolis. The merchant at the cross roads store is as much a business man as the merchant of New York. The farmer ... is as much a business man as the man who goes upon the board of trade and bets upon the price of grain. The miners who go a thousand feet into the earth or climb two thousand feet upon the cliffs ... are as much business men as the few financial magnates who in a back room corner the money of the world.... It is for these that we speak. We do not come as aggressors. Ours is not a war of conquest. We are fighting in defense of our homes, our families, and our posterity. We have petitioned and our petitions have been scorned. We have entreated and our entreaties have been disregarded. We have begged and they have mocked when our calamity came. We beg no longer; we entreat no more; we petition no more. We defy them.... We shall answer their demands for a gold standard by saying to them, 'You shall not press upon the brow of labor this crown of thorns. You shall not crucify mankind upon a cross of gold.'"

The Crown of Thorns Speech.—The supporters of free silver responded loudly. They accused the supporters of gold of being the attackers who had harmed the working people and their homes. William Jennings Bryan from Nebraska expressed their views in a powerful speech. He stated that their cause "was as holy as the cause of liberty—the cause of humanity." He emphasized that the struggle was between those who sit on their wealth and the working masses. He then identified those he represented—the wage worker, the rural lawyer, the small business owner, the farmer, and the miner. "The person who earns wages is just as much a business person as their boss. The lawyer in a small town is just as much a business person as the corporate lawyer in a big city. The shopkeeper at the crossroads is just as much a business person as the merchant in New York. The farmer ... is just as much a business person as the one who plays the commodity market and bets on grain prices. The miners who go a thousand feet underground or climb two thousand feet up cliffs ... are just as much business people as the handful of financial tycoons who hoard the world's money in a back room.... We speak for these people. We don’t come as attackers. This is not a war of conquest. We are fighting to protect our homes, our families, and our future generations. We have asked for help, and our requests have been ignored. We have pleaded, and our pleas have been dismissed. We have begged, and they laughed when our disaster struck. We no longer beg; we will not plead anymore; we will not ask anymore. We defy them.... We will respond to their demands for a gold standard by saying, 'You will not place this crown of thorns on the heads of labor. You will not crucify humanity on a cross of gold.'"

Bryan Nominated.—In all the history of national conventions never had an orator so completely swayed a multitude; not even Yancey in his memorable plea in the Charleston convention of 1860 when, with grave and moving eloquence, he espoused the Southern cause against the impending fates. The delegates, after cheering Mr. Bryan until they could cheer no more, tore the standards from the floor and gathered around the Nebraska delegation to renew the deafening applause. The platform as reported was carried by a vote of two to one and the young orator from the West, hailed as America's Tiberius Gracchus, was nominated as the Democratic candidate for President. The South and West had triumphed over the East. The division was sectional, admittedly sectional—the old combination of power which Calhoun had so anxiously labored to build up a century earlier. The Gold Democrats were repudiated in terms which were clear to all. A few, unable to endure the thought of voting the Republican ticket, held a convention at Indianapolis where, with the sanction of Cleveland, they nominated candidates of their own and endorsed the gold standard in a forlorn hope.

Bryan Nominated.—In all the history of national conventions, never had an orator so completely influenced a crowd; not even Yancey in his unforgettable speech at the Charleston convention of 1860 when, with serious and moving eloquence, he supported the Southern cause against looming challenges. The delegates, after cheering Mr. Bryan until they could cheer no more, tore the standards from the floor and gathered around the Nebraska delegation to renew the thunderous applause. The platform, as reported, passed by a vote of two to one and the young orator from the West, celebrated as America's Tiberius Gracchus, was nominated as the Democratic candidate for President. The South and West had triumphed over the East. The split was regional, undeniably regional—the old power structure that Calhoun had worked so hard to establish a century earlier. The Gold Democrats were rejected in terms that were clear to everyone. A few, unable to bear the thought of voting for the Republican ticket, held a convention in Indianapolis where, with Cleveland's approval, they nominated their own candidates and endorsed the gold standard in a desperate hope.

The Democratic Platform.—It was to the call from Chicago that the Democrats gave heed and the Republicans made answer. The platform on which Mr. Bryan stood, unlike most party manifestoes, was explicit in its language and its appeal. It denounced the practice of allowing national banks to issue notes intended to circulate as money on the ground that it was "in derogation of the Constitution," recalling Jackson's famous attack on the Bank in 1832. It declared that tariff duties should be laid "for the purpose of revenue"—Calhoun's doctrine. In demanding the free coinage of silver, it recurred to the practice abandoned in 1873. The income tax came next on the program. The platform alleged that the law of 1894, passed by a Democratic Congress, was "in strict pursuance of the uniform decisions of the Supreme Court for nearly a hundred years," and then hinted that the decision annulling the law might be reversed by the same body "as it may hereafter be constituted."

The Democratic Platform.—The Democrats responded to the call from Chicago, and the Republicans replied. The platform that Mr. Bryan stood on was clear in its wording and message, unlike most party statements. It criticized the practice of allowing national banks to issue notes meant to function as money, arguing that it was "against the Constitution," referencing Jackson's famous attack on the Bank in 1832. It stated that tariff duties should be imposed "for the purpose of revenue"—reflecting Calhoun's idea. In calling for the free coinage of silver, it referred back to the practice that was abandoned in 1873. Next came the income tax. The platform claimed that the law of 1894, passed by a Democratic Congress, was "in strict accordance with the consistent decisions of the Supreme Court for nearly a hundred years," and then suggested that the ruling that overturned the law could be reversed by that same court "as it may be composed in the future."

The appeal to labor voiced by Mr. Bryan in his "crown of thorns" speech was reinforced in the platform. "As labor creates the wealth of the country," ran one plank, "we demand the passage of such laws as may be necessary to protect it in all its rights." Referring to the recent Pullman strike, the passions of which had not yet died away, the platform denounced "arbitrary interference by federal authorities in local affairs as a violation of the Constitution of the United States and a crime against free institutions." A special objection was lodged against "government by injunction as a new and highly dangerous form of oppression by which federal judges, in contempt of the laws of states and rights of citizens, become at once legislators, judges, and executioners." The remedy advanced was a federal law assuring trial by jury in all cases of contempt in labor disputes. Having made this declaration of faith, the Democrats, with Mr. Bryan at the head, raised their standard of battle.

The call for labor made by Mr. Bryan in his "crown of thorns" speech was echoed in the platform. "Since labor generates the country’s wealth," stated one point, "we demand the enactment of laws necessary to protect all its rights." Citing the recent Pullman strike, whose emotions were still high, the platform condemned "the arbitrary interference by federal authorities in local matters as a violation of the Constitution of the United States and a crime against free institutions." A specific objection was raised against "government by injunction as a new and extremely dangerous form of oppression, where federal judges, disregarding state laws and citizens' rights, take on the roles of legislators, judges, and executioners." The proposed solution was a federal law guaranteeing trial by jury in all cases of contempt in labor disputes. After making this declaration of principle, the Democrats, led by Mr. Bryan, prepared for battle.

The Heated Campaign.—The campaign which ensued outrivaled in the range of its educational activities and the bitterness of its tone all other political conflicts in American history, not excepting the fateful struggle of 1860. Immense sums of money were contributed to the funds of both parties. Railway, banking, and other corporations gave generously to the Republicans; the silver miners, less lavishly but with the same anxiety, supported the Democrats. The country was flooded with pamphlets, posters, and handbills. Every public forum, from the great auditoriums of the cities to the "red schoolhouses" on the countryside, was occupied by the opposing forces.

The Heated Campaign.—The campaign that followed surpassed all other political conflicts in American history, including the significant struggle of 1860, in both the scope of its educational efforts and the intensity of its bitterness. Huge amounts of money were donated to both parties. Railroads, banks, and other companies contributed generously to the Republicans; the silver miners, while less extravagant, also supported the Democrats with the same concern. The country was inundated with pamphlets, posters, and flyers. Every public space, from the grand auditoriums in cities to the "red schoolhouses" in rural areas, was taken over by the opposing sides.

Mr. Bryan took the stump himself, visiting all parts of the country in special trains and addressing literally millions of people in the open air. Mr. McKinley chose the older and more formal plan. He received delegations at his home in Canton and discussed the issues of the campaign from his front porch, leaving to an army of well-organized orators the task of reaching the people in their home towns. Parades, processions, and monster demonstrations filled the land with politics. Whole states were polled in advance by the Republicans and the doubtful voters personally visited by men equipped with arguments and literature. Manufacturers, frightened at the possibility of disordered public credit, announced that they would close their doors if the Democrats won the election. Men were dismissed from public and private places on account of their political views, one eminent college president being forced out for advocating free silver. The language employed by impassioned and embittered speakers on both sides roused the public to a state of frenzy, once more showing the lengths to which men could go in personal and political abuse.

Mr. Bryan took to the campaign trail himself, traveling all over the country in special trains and speaking to literally millions of people outdoors. Mr. McKinley opted for the more traditional approach. He hosted delegations at his home in Canton and discussed the campaign issues from his front porch, leaving the job of reaching voters in their hometowns to a well-organized team of speakers. Parades, processions, and huge demonstrations filled the nation with political fervor. Whole states were surveyed beforehand by the Republicans, and uncertain voters were personally visited by people armed with arguments and pamphlets. Manufacturers, afraid of the potential disruption to public credit, warned that they would shut down if the Democrats won the election. People were dismissed from their jobs in both public and private sectors because of their political views, with one prominent college president being forced out for supporting free silver. The passionate and bitter language used by speakers on both sides incited the public to a frenzy, yet again demonstrating the extremes to which individuals could resort in personal and political attacks.

The Republican Victory.—The verdict of the nation was decisive. McKinley received 271 of the 447 electoral votes, and 7,111,000 popular votes as against Bryan's 6,509,000. The congressional elections were equally positive although, on account of the composition of the Senate, the "hold-over" Democrats and Populists still enjoyed a power out of proportion to their strength as measured at the polls. Even as it was, the Republicans got full control of both houses—a dominion of the entire government which they were to hold for fourteen years—until the second half of Mr. Taft's administration, when they lost possession of the House of Representatives. The yoke of indecision was broken. The party of sound finance and protective tariffs set out upon its lease of power with untroubled assurance.

The Republican Victory.—The nation’s verdict was clear. McKinley won 271 out of 447 electoral votes and received 7,111,000 popular votes compared to Bryan's 6,509,000. The congressional elections were likewise conclusive, although due to the makeup of the Senate, the "hold-over" Democrats and Populists still held more power than their electoral strength suggested. Nevertheless, the Republicans gained full control of both houses—a dominance of the entire government that they would maintain for fourteen years—until the latter part of Mr. Taft's term, when they lost control of the House of Representatives. The burden of uncertainty was lifted. The party of sound finance and protective tariffs began their term of power with complete confidence.

Republican Actions and Outcomes

The Gold Standard and the Tariff.—Yet strange as it may seem, the Republicans did not at once enact legislation making the gold dollar the standard for the national currency. Not until 1900 did they take that positive step. In his first inaugural President McKinley, as if still uncertain in his own mind or fearing a revival of the contest just closed, placed the tariff, not the money question, in the forefront. "The people have decided," he said, "that such legislation should be had as will give ample protection and encouragement to the industries and development of our country." Protection for American industries, therefore, he urged, is the task before Congress. "With adequate revenue secured, but not until then, we can enter upon changes in our fiscal laws." As the Republicans had only forty-six of the ninety Senators, and at least four of them were known advocates of free silver, the discretion exercised by the President in selecting the tariff for congressional debate was the better part of valor.

The Gold Standard and the Tariff.—Strange as it may seem, the Republicans didn't immediately pass legislation to make the gold dollar the standard for the national currency. It wasn't until 1900 that they took that significant step. In his first inaugural address, President McKinley, seeming uncertain in his own mind or worried about a revival of the recent conflict, prioritized the tariff over the money question. "The people have decided," he stated, "that we need legislation that will provide ample protection and support for the industries and development of our country." He insisted that protecting American industries was the main task for Congress. "With adequate revenue established, but not until then, we can begin making changes to our fiscal laws." Since the Republicans had only forty-six of the ninety Senators, and at least four of them were known supporters of free silver, the caution shown by the President in choosing the tariff for congressional debate was a wise choice.

Congress gave heed to the warning. Under the direction of Nelson P. Dingley, whose name was given to the bill, a tariff measure levying the highest rates yet laid in the history of American imposts was prepared and driven through the House of Representatives. The opposition encountered in the Senate, especially from the West, was overcome by concessions in favor of that section; but the duties on sugar, tin, steel, lumber, hemp, and in fact all of the essential commodities handled by combinations and trusts, were materially raised.

Congress took the warning seriously. Under the leadership of Nelson P. Dingley, after whom the bill was named, a tariff measure was created that imposed the highest rates ever seen in American trade history and was pushed through the House of Representatives. The opposition faced in the Senate, particularly from the West, was overcome by making concessions for that region; however, the tariffs on sugar, tin, steel, lumber, hemp, and basically all essential goods managed by monopolies and trusts were significantly increased.

President McKinley and His Cabinet
Copyright by Underwood and Underwood, N.Y.
President McKinley and His Team

Growth of Combinations.—The years that followed the enactment of the Dingley law were, whatever the cause, the most prosperous the country had witnessed for many a decade. Industries of every kind were soon running full blast; labor was employed; commerce spread more swiftly than ever to the markets of the world. Coincident with this progress was the organization of the greatest combinations and trusts the world had yet seen. In 1899 the smelters formed a trust with a capital of $65,000,000; in the same year the Standard Oil Company with a capital of over one hundred millions took the place of the old trust; and the Copper Trust was incorporated under the laws of New Jersey, its par value capital being fixed shortly afterward at $175,000,000. A year later the National Sugar Refining Company, of New Jersey, started with a capital of $90,000,000, adopting the policy of issuing to the stockholders no public statement of its earnings or financial condition. Before another twelvemonth had elapsed all previous corporate financing was reduced to small proportions by the flotation of the United States Steel Corporation with a capital of more than a billion dollars, an enterprise set in motion by the famous Morgan banking house of New York.

Growth of Combinations.—The years following the Dingley law were, for whatever reason, the most prosperous the country had seen in decades. Industries of all kinds were operating at full capacity; labor was in high demand; and commerce expanded more rapidly than ever into global markets. Alongside this progress came the formation of the largest combinations and trusts the world had ever known. In 1899, the smelters created a trust with a capital of $65,000,000; that same year, the Standard Oil Company, with a capital of over one hundred million, replaced the old trust; and the Copper Trust was established under New Jersey law, with an initial capital set at $175,000,000. A year later, the National Sugar Refining Company of New Jersey began with a capital of $90,000,000, choosing not to issue any public statements regarding its earnings or financial status to shareholders. Before another year had passed, all previous corporate financing became small-scale compared to the launch of the United States Steel Corporation, which had a capital of over one billion dollars, an initiative driven by the renowned Morgan banking house in New York.

In nearly all these gigantic undertakings, the same great leaders in finance were more or less intimately associated. To use the language of an eminent authority: "They are all allied and intertwined by their various mutual interests. For instance, the Pennsylvania Railroad interests are on the one hand allied with the Vanderbilts and on the other with the Rockefellers. The Vanderbilts are closely allied with the Morgan group.... Viewed as a whole we find the dominating influences in the trusts to be made up of a network of large and small capitalists, many allied to one another by ties of more or less importance, but all being appendages to or parts of the greater groups which are themselves dependent on and allied with the two mammoth or Rockefeller and Morgan groups. These two mammoth groups jointly ... constitute the heart of the business and commercial life of the nation." Such was the picture of triumphant business enterprise drawn by a financier within a few years after the memorable campaign of 1896.

In almost all of these massive projects, the same key financial leaders were usually involved to some extent. To quote a well-known expert: "They are all connected and intertwined through their various mutual interests. For example, the Pennsylvania Railroad interests are linked to the Vanderbilts on one side and the Rockefellers on the other. The Vanderbilts work closely with the Morgan group.... Overall, we see that the main influences in the trusts consist of a network of large and small investors, many connected by ties of varying significance, but all being extensions or parts of the larger groups that depend on and are allied with the two giant groups, Rockefeller and Morgan. These two giant groups together ... form the core of the country's business and commercial activity." This was the depiction of a successful business enterprise painted by a financier shortly after the notable campaign of 1896.

America had become one of the first workshops of the world. It was, by virtue of the closely knit organization of its business and finance, one of the most powerful and energetic leaders in the struggle of the giants for the business of the earth. The capital of the Steel Corporation alone was more than ten times the total national debt which the apostles of calamity in the days of Washington and Hamilton declared the nation could never pay. American industry, filling domestic markets to overflowing, was ready for new worlds to conquer.

America had become one of the first major industrial hubs in the world. Due to its tightly organized business and financial systems, it was one of the most powerful and dynamic players in the global competition for economic dominance. The capital of the Steel Corporation alone was more than ten times the entire national debt that the doomsayers during the times of Washington and Hamilton claimed the nation could never pay off. American industry, overflowing in domestic markets, was poised to conquer new frontiers.

References

F.W. Taussig, Tariff History of the United States.

F.W. Taussig, Tariff History of the United States.

J.L. Laughlin, Bimetallism in the United States.

J.L. Laughlin, Bimetallism in the United States.

A.B. Hepburn, History of Coinage and Currency in the United States.

A.B. Hepburn, History of Coinage and Currency in the United States.

E.R.A. Seligman, The Income Tax.

E.R.A. Seligman, *The Income Tax*.

S.J. Buck, The Granger Movement (Harvard Studies).

S.J. Buck, *The Granger Movement* (Harvard Studies).

F.H. Dixon, State Railroad Control.

F.H. Dixon, *State Railroad Control*.

H.R. Meyer, Government Regulation of Railway Rates.

H.R. Meyer, Government Regulation of Railway Rates.

W.Z. Ripley (editor), Trusts, Pools, and Corporations.

W.Z. Ripley (editor), Trusts, Pools, and Corporations.

R.T. Ely, Monopolies and Trusts.

R.T. Ely, *Monopolies and Trusts*.

J.B. Clark, The Control of Trusts.

J.B. Clark, *The Control of Trusts*.

Questions

1. What proof have we that the political parties were not clearly divided over issues between 1865 and 1896?

1. What evidence do we have that the political parties weren't clearly divided on issues between 1865 and 1896?

2. Why is a fall in prices a loss to farmers and a gain to holders of fixed investments?

2. Why does a drop in prices hurt farmers but benefit those with fixed investments?

3. Explain the theory that the quantity of money determines the prices of commodities.

3. Explain the theory that the amount of money affects the prices of goods.

4. Why was it difficult, if not impossible, to keep gold and silver at a parity?

4. Why was it hard, if not impossible, to keep gold and silver at the same value?

5. What special conditions favored a fall in silver between 1870 and 1896?

5. What specific circumstances contributed to the decline of silver between 1870 and 1896?

6. Describe some of the measures taken to raise the value of silver.

6. Describe some of the steps taken to increase the value of silver.

7. Explain the relation between the tariff and the income tax in 1894.

7. Explain the relationship between the tariff and the income tax in 1894.

8. How did it happen that the farmers led in regulating railway rates?

8. How did the farmers end up taking the lead in setting railway rates?

9. Give the terms of the Sherman Anti-Trust Act. What was its immediate effect?

9. What are the terms of the Sherman Anti-Trust Act? What was its immediate impact?

10. Name some of the minor parties. Enumerate the reforms they advocated.

10. Name some of the minor parties. List the reforms they supported.

11. Describe briefly the experiments of the farmers in politics.

11. Briefly describe the farmers' experiments in politics.

12. How did industrial conditions increase unrest?

12. How did industrial conditions lead to more unrest?

13. Why were conservative men disturbed in the early nineties?

13. Why were conservative men upset in the early nineties?

14. Explain the Republican position in 1896.

14. Explain the Republican stance in 1896.

15. Give Mr. Bryan's doctrines in 1896. Enumerate the chief features of the Democratic platform.

15. Outline Mr. Bryan's beliefs in 1896. List the main features of the Democratic platform.

16. What were the leading measures adopted by the Republicans after their victory in 1896?

16. What were the main actions taken by the Republicans after their win in 1896?

Research Topics

Greenbacks and Resumption.—Dewey, Financial History of the United States (6th ed.), Sections 122-125, 154, and 378; MacDonald, Documentary Source Book of American History, pp. 446, 566; Hart, American History Told by Contemporaries, Vol. IV, pp. 531-533; Rhodes, History of the United States, Vol. VIII, pp. 97-101.

Greenbacks and Resumption.—Dewey, Financial History of the United States (6th ed.), Sections 122-125, 154, and 378; MacDonald, Documentary Source Book of American History, pp. 446, 566; Hart, American History Told by Contemporaries, Vol. IV, pp. 531-533; Rhodes, History of the United States, Vol. VIII, pp. 97-101.

Demonetization and Coinage of Silver.—Dewey, Financial History, Sections 170-173, 186, 189, 194; MacDonald, Documentary Source Book, pp. 174, 573, 593, 595; Hart, Contemporaries, Vol. IV, pp. 529-531; Rhodes, History, Vol. VIII, pp. 93-97.

Demonetization and Coinage of Silver.—Dewey, Financial History, Sections 170-173, 186, 189, 194; MacDonald, Documentary Source Book, pp. 174, 573, 593, 595; Hart, Contemporaries, Vol. IV, pp. 529-531; Rhodes, History, Vol. VIII, pp. 93-97.

Free Silver and the Campaign of 1896.—Dewey, National Problems (American Nation Series), pp. 220-237, 314-328; Hart, Contemporaries, Vol. IV, pp. 533-538.

Free Silver and the Campaign of 1896.—Dewey, National Problems (American Nation Series), pp. 220-237, 314-328; Hart, Contemporaries, Vol. IV, pp. 533-538.

Tariff Revision.—Dewey, Financial History, Sections 167, 180, 181, 187, 192, 196; Hart, Contemporaries, Vol. IV, pp. 518-525; Rhodes, History, Vol. VIII, pp. 168-179, 346-351, 418-422.

Tariff Revision.—Dewey, Financial History, Sections 167, 180, 181, 187, 192, 196; Hart, Contemporaries, Vol. IV, pp. 518-525; Rhodes, History, Vol. VIII, pp. 168-179, 346-351, 418-422.

Federal Regulation of Railways.—Dewey, National Problems, pp. 91-111; MacDonald, Documentary Source Book, pp. 581-590; Hart, Contemporaries, Vol. IV, pp. 521-523; Rhodes, History, Vol. VIII, pp. 288-292.

Federal Regulation of Railways.—Dewey, National Problems, pp. 91-111; MacDonald, Documentary Source Book, pp. 581-590; Hart, Contemporaries, Vol. IV, pp. 521-523; Rhodes, History, Vol. VIII, pp. 288-292.

The Rise and Regulation of Trusts.—Dewey, National Problems, pp. 188-202; MacDonald, Documentary Source Book, pp. 591-593.

The Rise and Regulation of Trusts.—Dewey, National Problems, pp. 188-202; MacDonald, Documentary Source Book, pp. 591-593.

The Grangers and Populism.—Paxson, The New Nation (Riverside Series), pp. 20-37, 177-191, 208-223.

The Grangers and Populism.—Paxson, The New Nation (Riverside Series), pp. 20-37, 177-191, 208-223.

General Analysis of Domestic Problems.Syllabus in History (New York State, 1920), pp. 137-142.

General Analysis of Domestic Problems.Syllabus in History (New York State, 1920), pp. 137-142.


CHAPTER XX

AMERICA A WORLD POWER (1865-1900)

It has now become a fashion, sanctioned by wide usage and by eminent historians, to speak of America, triumphant over Spain and possessed of new colonies, as entering the twentieth century in the rôle of "a world power," for the first time. Perhaps at this late day, it is useless to protest against the currency of the idea. Nevertheless, the truth is that from the fateful moment in March, 1775, when Edmund Burke unfolded to his colleagues in the British Parliament the resources of an invincible America, down to the settlement at Versailles in 1919 closing the drama of the World War, this nation has been a world power, influencing by its example, by its institutions, by its wealth, trade, and arms the course of international affairs. And it should be said also that neither in the field of commercial enterprise nor in that of diplomacy has it been wanting in spirit or ingenuity.

It has become fashionable, backed by widespread usage and noted historians, to refer to America, having triumphed over Spain and acquired new colonies, as stepping into the twentieth century as "a world power" for the first time. Maybe at this point, it's pointless to argue against this idea. However, the fact is that from the crucial moment in March 1775, when Edmund Burke revealed to his colleagues in the British Parliament the strengths of an unyielding America, up until the settlement at Versailles in 1919 that marked the end of World War I, this nation has been a world power, impacting international affairs through its example, institutions, wealth, trade, and military. It's also important to note that in both commercial ventures and diplomacy, it has shown plenty of spirit and creativity.

When John Hay, Secretary of State, heard that an American citizen, Perdicaris, had been seized by Raisuli, a Moroccan bandit, in 1904, he wired his brusque message: "We want Perdicaris alive or Raisuli dead." This was but an echo of Commodore Decatur's equally characteristic answer, "Not a minute," given nearly a hundred years before to the pirates of Algiers begging for time to consider whether they would cease preying upon American merchantmen. Was it not as early as 1844 that the American commissioner, Caleb Cushing, taking advantage of the British Opium War on China, negotiated with the Celestial Empire a successful commercial treaty? Did he not then exultantly exclaim: "The laws of the Union follow its citizens and its banner protects them even within the domain of the Chinese Empire"? Was it not almost half a century before the battle of Manila Bay in 1898, that Commodore Perry with an adequate naval force "gently coerced Japan into friendship with us," leading all the nations of the earth in the opening of that empire to the trade of the Occident? Nor is it inappropriate in this connection to recall the fact that the Monroe Doctrine celebrates in 1923 its hundredth anniversary.

When John Hay, Secretary of State, learned that an American citizen, Perdicaris, had been kidnapped by Raisuli, a Moroccan bandit, in 1904, he sent a blunt message: "We want Perdicaris alive or Raisuli dead." This echoed Commodore Decatur's similarly direct response, "Not a minute," given nearly a hundred years earlier to the pirates of Algiers who were asking for time to decide whether they would stop attacking American merchant ships. Was it not as early as 1844 that American commissioner Caleb Cushing, taking advantage of the British Opium War in China, negotiated a successful commercial treaty with the Celestial Empire? Did he not then proudly declare: "The laws of the Union follow its citizens and its banner protects them even within the domain of the Chinese Empire"? Was it not almost half a century before the battle of Manila Bay in 1898, that Commodore Perry with a sufficient naval force "gently coerced Japan into friendship with us," leading all nations to open that empire to Western trade? It is also worth noting that the Monroe Doctrine is celebrating its hundredth anniversary in 1923.

U.S. Foreign Relations (1865-98)

French Intrigues in Mexico Blocked.—Between the war for the union and the war with Spain, the Department of State had many an occasion to present the rights of America among the powers of the world. Only a little while after the civil conflict came to a close, it was called upon to deal with a dangerous situation created in Mexico by the ambitions of Napoleon III. During the administration of Buchanan, Mexico had fallen into disorder through the strife of the Liberal and the Clerical parties; the President asked for authority to use American troops to bring to a peaceful haven "a wreck upon the ocean, drifting about as she is impelled by different factions." Our own domestic crisis then intervened.

French Intrigues in Mexico Blocked.—Between the Civil War and the war with Spain, the Department of State had many opportunities to assert America's rights among the world powers. Shortly after the Civil War ended, it faced a dangerous situation in Mexico caused by Napoleon III's ambitions. During Buchanan's presidency, Mexico fell into chaos due to the conflict between the Liberal and Clerical parties; the President requested permission to use American troops to bring "a wreck upon the ocean, drifting about as she is impelled by different factions" to a peaceful resolution. Our own domestic crisis then interfered.

Observing the United States heavily involved in its own problems, the great powers, England, France, and Spain, decided in the autumn of 1861 to take a hand themselves in restoring order in Mexico. They entered into an agreement to enforce the claims of their citizens against Mexico and to protect their subjects residing in that republic. They invited the United States to join them, and, on meeting a polite refusal, they prepared for a combined military and naval demonstration on their own account. In the midst of this action England and Spain, discovering the sinister purposes of Napoleon, withdrew their troops and left the field to him.

Seeing the United States deeply caught up in its own issues, the major powers—England, France, and Spain—decided in the fall of 1861 to step in and help restore order in Mexico. They reached an agreement to support their citizens' claims against Mexico and to protect their nationals living in that country. They invited the United States to join them, but after receiving a polite refusal, they prepared for a joint military and naval show of strength on their own. In the midst of this, England and Spain, realizing Napoleon's ulterior motives, pulled back their troops and left the situation to him.

The French Emperor, it was well known, looked with jealousy upon the growth of the United States and dreamed of establishing in the Western hemisphere an imperial power to offset the American republic. Intervention to collect debts was only a cloak for his deeper designs. Throwing off that guise in due time, he made the Archduke Maximilian, a brother of the ruler of Austria, emperor in Mexico, and surrounded his throne by French soldiers, in spite of all protests.

The French Emperor was well aware of his jealousy towards the rise of the United States and fantasized about building an imperial power in the Western Hemisphere to counterbalance the American republic. His intervention to collect debts was just a cover for his true ambitions. Eventually, in , he revealed his intentions by installing Archduke Maximilian, a brother of the Austrian ruler, as emperor in Mexico, surrounding his throne with French soldiers despite widespread protests.

This insolent attack upon the Mexican republic, deeply resented in the United States, was allowed to drift in its course until 1865. At that juncture General Sheridan was dispatched to the Mexican border with a large armed force; General Grant urged the use of the American army to expel the French from this continent. The Secretary of State, Seward, counseled negotiation first, and, applying the Monroe Doctrine, was able to prevail upon Napoleon III to withdraw his troops. Without the support of French arms, the sham empire in Mexico collapsed like a house of cards and the unhappy Maximilian, the victim of French ambition and intrigue, met his death at the hands of a Mexican firing squad.

This bold attack on the Mexican Republic, which was strongly opposed in the United States, was allowed to continue until 1865. At that point, General Sheridan was sent to the Mexican border with a large military force; General Grant pushed for using the American army to drive the French out of this continent. Secretary of State Seward advised negotiating first, and by invoking the Monroe Doctrine, he was able to convince Napoleon III to pull his troops out. Without French support, the fake empire in Mexico fell apart like a house of cards, and the unfortunate Maximilian, a victim of French ambition and scheming, was executed by a Mexican firing squad.

Alaska Purchased.—The Mexican affair had not been brought to a close before the Department of State was busy with negotiations which resulted in the purchase of Alaska from Russia. The treaty of cession, signed on March 30, 1867, added to the United States a domain of nearly six hundred thousand square miles, a territory larger than Texas and nearly three-fourths the size of the Louisiana purchase. Though it was a distant colony separated from our continental domain by a thousand miles of water, no question of "imperialism" or "colonization foreign to American doctrines" seems to have been raised at the time. The treaty was ratified promptly by the Senate. The purchase price, $7,200,000, was voted by the House of Representatives after the display of some resentment against a system that compelled it to appropriate money to fulfill an obligation which it had no part in making. Seward, who formulated the treaty, rejoiced, as he afterwards said, that he had kept Alaska out of the hands of England.

Alaska Purchased.—The situation with Mexico hadn't been resolved yet when the Department of State began negotiating the purchase of Alaska from Russia. The treaty of cession, signed on March 30, 1867, added nearly six hundred thousand square miles to the United States, a territory larger than Texas and almost three-fourths the size of the Louisiana Purchase. Even though it was a remote territory separated from the mainland by a thousand miles of water, no concerns about "imperialism" or "colonization foreign to American beliefs" seemed to arise at that time. The Senate quickly ratified the treaty. The House of Representatives approved the purchase price of $7,200,000 after showing some frustration over a system that forced them to allocate funds for an obligation they had no role in creating. Seward, who drafted the treaty, was pleased, as he later expressed, that he had kept Alaska out of British control.

American Interest in the Caribbean.—Having achieved this diplomatic triumph, Seward turned to the increase of American power in another direction. He negotiated, with Denmark, a treaty providing for the purchase of the islands of St. John and St. Thomas in the West Indies, strategic points in the Caribbean for sea power. This project, long afterward brought to fruition by other men, was defeated on this occasion by the refusal of the Senate to ratify the treaty. Evidently it was not yet prepared to exercise colonial dominion over other races.

American Interest in the Caribbean.—After achieving this diplomatic victory, Seward focused on expanding American influence in a different area. He negotiated a treaty with Denmark to purchase the islands of St. John and St. Thomas in the West Indies, which were key locations for sea power in the Caribbean. This initiative, eventually completed by others later on, was blocked this time by the Senate's refusal to ratify the treaty. Clearly, it was not yet ready to take on colonial control over other races.

Undaunted by the misadventure in Caribbean policies, President Grant warmly advocated the acquisition of Santo Domingo. This little republic had long been in a state of general disorder. In 1869 a treaty of annexation was concluded with its president. The document Grant transmitted to the Senate with his cordial approval, only to have it rejected. Not at all changed in his opinion by the outcome of his effort, he continued to urge the subject of annexation. Even in his last message to Congress he referred to it, saying that time had only proved the wisdom of his early course. The addition of Santo Domingo to the American sphere of protection was the work of a later generation. The State Department, temporarily checked, had to bide its time.

Undeterred by the challenges in Caribbean policies, President Grant strongly supported the acquisition of Santo Domingo. This small republic had been in a state of chaos for a long time. In 1869, a treaty for annexation was signed with its president. Grant sent the document to the Senate with his enthusiastic approval, only to have it rejected. Undiminished by the outcome of his efforts, he kept advocating for annexation. Even in his final message to Congress, he mentioned it, stating that time had only shown the wisdom of his earlier decision. The inclusion of Santo Domingo into the American sphere of influence would happen with a later generation. The State Department, momentarily stalled, had to wait for its opportunity.

The Alabama Claims Arbitrated.—Indeed, it had in hand a far more serious matter, a vexing issue that grew out of Civil War diplomacy. The British government, as already pointed out in other connections, had permitted Confederate cruisers, including the famous Alabama, built in British ports, to escape and prey upon the commerce of the Northern states. This action, denounced at the time by our government as a grave breach of neutrality as well as a grievous injury to American citizens, led first to remonstrances and finally to repeated claims for damages done to American ships and goods. For a long time Great Britain was firm. Her foreign secretary denied all obligations in the premises, adding somewhat curtly that "he wished to say once for all that Her Majesty's government disclaimed any responsibility for the losses and hoped that they had made their position perfectly clear." Still President Grant was not persuaded that the door of diplomacy, though closed, was barred. Hamilton Fish, his Secretary of State, renewed the demand. Finally he secured from the British government in 1871 the treaty of Washington providing for the arbitration not merely of the Alabama and other claims but also all points of serious controversy between the two countries.

The Alabama Claims Arbitrated.—In fact, it had a much bigger issue on its hands, a complicated problem stemming from Civil War diplomacy. The British government had allowed Confederate ships, including the famous Alabama, built in British ports, to escape and attack the trade of the Northern states. This action was condemned by our government at the time as a serious violation of neutrality and a significant injury to American citizens, leading to protests and eventually multiple claims for damages to American ships and property. For a long time, Great Britain stood firm. Her foreign secretary rejected all responsibilities in this matter, stating somewhat abruptly that "he wanted to make it clear once and for all that Her Majesty's government disclaimed any responsibility for the losses and hoped they had made their position perfectly clear." Still, President Grant wasn't convinced that the door to diplomacy was completely shut. Hamilton Fish, his Secretary of State, renewed the demand. Eventually, in 1871, he secured from the British government the Treaty of Washington, which provided for the arbitration not just of the Alabama claims but also all serious points of contention between the two countries.

The tribunal of arbitration thus authorized sat at Geneva in Switzerland, and after a long and careful review of the arguments on both sides awarded to the United States the lump sum of $15,500,000 to be distributed among the American claimants. The damages thus allowed were large, unquestionably larger than strict justice required and it is not surprising that the decision excited much adverse comment in England. Nevertheless, the prompt payment by the British government swept away at once a great cloud of ill-feeling in America. Moreover, the spectacle of two powerful nations choosing the way of peaceful arbitration to settle an angry dispute seemed a happy, if illusory, omen of a modern method for avoiding the arbitrament of war.

The arbitration tribunal met in Geneva, Switzerland, and after a thorough review of arguments from both sides, awarded the United States a total of $15,500,000 to be distributed among American claimants. The damages granted were significant, certainly more than what strict justice would have required, and it’s no surprise that the decision drew considerable criticism in England. However, the swift payment by the British government quickly resolved much of the negative sentiment in America. Additionally, the sight of two powerful nations opting for peaceful arbitration to resolve a heated dispute seemed like a positive, if misleading, sign of a modern approach to avoiding the need for war.

Samoa.—If the Senate had its doubts at first about the wisdom of acquiring strategic points for naval power in distant seas, the same could not be said of the State Department or naval officers. In 1872 Commander Meade, of the United States navy, alive to the importance of coaling stations even in mid-ocean, made a commercial agreement with the chief of Tutuila, one of the Samoan Islands, far below the equator, in the southern Pacific, nearer to Australia than to California. This agreement, providing among other things for our use of the harbor of Pago Pago as a naval base, was six years later changed into a formal treaty ratified by the Senate.

Samoa.—While the Senate initially had reservations about the value of securing strategic locations for naval power in remote waters, the same could not be said for the State Department or naval officers. In 1872, Commander Meade of the United States Navy recognized the significance of coaling stations even in the middle of the ocean and made a commercial agreement with the chief of Tutuila, one of the Samoan Islands, located well below the equator in the South Pacific, closer to Australia than California. This agreement, which included provisions for our use of the harbor of Pago Pago as a naval base, was turned into a formal treaty ratified by the Senate six years later.

Such enterprise could not escape the vigilant eyes of England and Germany, both mindful of the course of the sea power in history. The German emperor, seizing as a pretext a quarrel between his consul in the islands and a native king, laid claim to an interest in the Samoan group. England, aware of the dangers arising from German outposts in the southern seas so near to Australia, was not content to stand aside. So it happened that all three countries sent battleships to the Samoan waters, threatening a crisis that was fortunately averted by friendly settlement. If, as is alleged, Germany entertained a notion of challenging American sea power then and there, the presence of British ships must have dispelled that dream.

Such a venture couldn't go unnoticed by England and Germany, both aware of the history of naval power. The German emperor, using a dispute between his consul in the islands and a local king as an excuse, claimed an interest in the Samoan islands. England, understanding the risks of German bases in the southern seas so close to Australia, was not willing to just stand by. As a result, all three countries dispatched battleships to the Samoan waters, leading to a potential crisis that was thankfully resolved by friendly settlement. If, as some say, Germany had thoughts of challenging American naval power at that time, the presence of British ships surely put an end to that idea.

The result of the affair was a tripartite agreement by which the three powers in 1889 undertook a protectorate over the islands. But joint control proved unsatisfactory. There was constant friction between the Germans and the English. The spheres of authority being vague and open to dispute, the plan had to be abandoned at the end of ten years. England withdrew altogether, leaving to Germany all the islands except Tutuila, which was ceded outright to the United States. Thus one of the finest harbors in the Pacific, to the intense delight of the American navy, passed permanently under American dominion. Another triumph in diplomacy was set down to the credit of the State Department.

The result of the situation was a three-way agreement in 1889 where the three powers took on a protectorate over the islands. However, joint control didn't work out well. There was ongoing conflict between the Germans and the English. With vague and disputed areas of authority, the plan had to be scrapped after ten years. England completely withdrew, leaving all the islands to Germany except for Tutuila, which was directly given to the United States. This meant that one of the best harbors in the Pacific, much to the joy of the American navy, became permanently under American control. Another diplomatic success was added to the achievements of the State Department.

Cleveland and the Venezuela Affair.—In the relations with South America, as well as in those with the distant Pacific, the diplomacy of the government at Washington was put to the test. For some time it had been watching a dispute between England and Venezuela over the western boundary of British Guiana and, on an appeal from Venezuela, it had taken a lively interest in the contest. In 1895 President Cleveland saw that Great Britain would yield none of her claims. After hearing the arguments of Venezuela, his Secretary of State, Richard T. Olney, in a note none too conciliatory, asked the British government whether it was willing to arbitrate the points in controversy. This inquiry he accompanied by a warning to the effect that the United States could not permit any European power to contest its mastery in this hemisphere. "The United States," said the Secretary, "is practically sovereign on this continent and its fiat is law upon the subjects to which it confines its interposition.... Its infinite resources, combined with its isolated position, render it master of the situation and practically invulnerable against any or all other powers."

Cleveland and the Venezuela Affair.—In its dealings with South America and in the distant Pacific, the government in Washington faced a significant diplomatic challenge. For a while, it had been observing a dispute between England and Venezuela regarding the western boundary of British Guiana, and in response to Venezuela's appeal, it had shown considerable interest in the conflict. In 1895, President Cleveland realized that Great Britain would not concede any of its claims. After hearing Venezuela's arguments, his Secretary of State, Richard T. Olney, sent a somewhat blunt note to the British government, asking if it would agree to arbitrate the contested issues. He accompanied this inquiry with a warning that the United States could not allow any European power to challenge its dominance in this hemisphere. "The United States," said the Secretary, "is practically sovereign on this continent and its decree is law regarding the matters to which it intervenes.... Its vast resources, combined with its isolated position, make it the master of the situation and essentially invulnerable against any or all other powers."

The reply evoked from the British government by this strong statement was firm and clear. The Monroe Doctrine, it said, even if not so widely stretched by interpretation, was not binding in international law; the dispute with Venezuela was a matter of interest merely to the parties involved; and arbitration of the question was impossible. This response called forth President Cleveland's startling message of 1895. He asked Congress to create a commission authorized to ascertain by researches the true boundary between Venezuela and British Guiana. He added that it would be the duty of this country "to resist by every means in its power, as a willful aggression upon its rights and interests, the appropriation by Great Britain of any lands or the exercise of governmental jurisdiction over any territory which, after investigation, we have determined of right belongs to Venezuela." The serious character of this statement he thoroughly understood. He declared that he was conscious of his responsibilities, intimating that war, much as it was to be deplored, was not comparable to "a supine submission to wrong and injustice and the consequent loss of national self-respect and honor."

The response from the British government to this strong statement was firm and clear. The Monroe Doctrine, they said, even if not widely interpreted, wasn't binding in international law; the dispute with Venezuela was only of interest to the parties involved; and arbitration of the issue was impossible. This reply prompted President Cleveland's shocking message of 1895. He requested Congress to create a commission authorized to research and determine the true boundary between Venezuela and British Guiana. He added that it would be the responsibility of this country "to resist by every means in its power, as a willful aggression upon its rights and interests, the appropriation by Great Britain of any lands or the exercise of governmental jurisdiction over any territory which, after investigation, we have determined of right belongs to Venezuela." He fully understood the serious nature of this statement. He declared that he was aware of his responsibilities, suggesting that war, as much as it was to be regretted, was not as unacceptable as "a passive acceptance of wrong and injustice and the resulting loss of national self-respect and honor."

Grover Cleveland
Grover Cleveland

The note of defiance which ran through this message, greeted by shrill cries of enthusiasm in many circles, was viewed in other quarters as a portent of war. Responsible newspapers in both countries spoke of an armed settlement of the dispute as inevitable. Congress created the commission and appropriated money for the investigation; a body of learned men was appointed to determine the merits of the conflicting boundary claims. The British government, deaf to the clamor of the bellicose section of the London press, deplored the incident, courteously replied in the affirmative to a request for assistance in the search for evidence, and finally agreed to the proposition that the issue be submitted to arbitration. The outcome of this somewhat perilous dispute contributed not a little to Cleveland's reputation as "a sterling representative of the true American spirit." This was not diminished when the tribunal of arbitration found that Great Britain was on the whole right in her territorial claims against Venezuela.

The defiant tone of this message, met with excited cheers in many circles, was seen by others as a sign of impending war. Responsible newspapers in both countries predicted that a military resolution to the dispute was unavoidable. Congress established the commission and allocated funds for the investigation; a group of experts was appointed to assess the validity of the conflicting boundary claims. The British government, ignoring the loud calls for conflict from the aggressive London press, expressed regret over the incident, politely agreed to help gather evidence, and ultimately accepted that the issue should be resolved through arbitration. The outcome of this somewhat risky dispute greatly enhanced Cleveland's reputation as "a true representative of the American spirit." This reputation was not diminished when the arbitration tribunal concluded that Great Britain was largely justified in her territorial claims against Venezuela.

The Annexation of Hawaii.—While engaged in the dangerous Venezuela controversy, President Cleveland was compelled by a strange turn in events to consider the annexation of the Hawaiian Islands in the mid-Pacific. For more than half a century American missionaries had been active in converting the natives to the Christian faith and enterprising American business men had been developing the fertile sugar plantations. Both the Department of State and the Navy Department were fully conscious of the strategic relation of the islands to the growth of sea power and watched with anxiety any developments likely to bring them under some other Dominion.

The Annexation of Hawaii.—While dealing with the risky Venezuela controversy, President Cleveland was unexpectedly forced to think about annexing the Hawaiian Islands in the central Pacific. For over fifty years, American missionaries had been working to convert the local population to Christianity, and ambitious American businesspeople had been developing the rich sugar plantations. Both the State Department and the Navy Department were well aware of the strategic importance of the islands for expanding naval power and closely monitored any developments that could lead to them falling under another country’s control.

The country at large was indifferent, however, until 1893, when a revolution, headed by Americans, broke out, ending in the overthrow of the native government, the abolition of the primitive monarchy, and the retirement of Queen Liliuokalani to private life. This crisis, a repetition of the Texas affair in a small theater, was immediately followed by a demand from the new Hawaiian government for annexation to the United States. President Harrison looked with favor on the proposal, negotiated the treaty of annexation, and laid it before the Senate for approval. There it still rested when his term of office was brought to a close.

The country was mostly uninterested until 1893, when a revolution led by Americans broke out, resulting in the overthrow of the native government, the end of the basic monarchy, and the retirement of Queen Liliuokalani to private life. This crisis, similar to the Texas situation but on a smaller scale, was soon followed by a request from the new Hawaiian government for annexation to the United States. President Harrison supported the idea, negotiated the annexation treaty, and presented it to the Senate for approval. It remained there when his term ended.

Harrison's successor, Cleveland, it was well known, had doubts about the propriety of American action in Hawaii. For the purpose of making an inquiry into the matter, he sent a special commissioner to the islands. On the basis of the report of his agent, Cleveland came to the conclusion that "the revolution in the island kingdom had been accomplished by the improper use of the armed forces of the United States and that the wrong should be righted by a restoration of the queen to her throne." Such being his matured conviction, though the facts upon which he rested it were warmly controverted, he could do nothing but withdraw the treaty from the Senate and close the incident.

Harrison's successor, Cleveland, was known to have doubts about the appropriateness of American actions in Hawaii. To investigate the situation, he sent a special commissioner to the islands. Based on his agent's report, Cleveland concluded that "the revolution in the island kingdom had resulted from the misuse of the armed forces of the United States and that the situation should be corrected by restoring the queen to her throne." This was his firmly held belief, but despite the strong opposition to the facts he based it on, he had no choice but to withdraw the treaty from the Senate and close the matter.

To the Republicans this sharp and cavalier disposal of their plans, carried out in a way that impugned the motives of a Republican President, was nothing less than "a betrayal of American interests." In their platform of 1896 they made clear their position: "Our foreign policy should be at all times firm, vigorous, and dignified and all our interests in the Western hemisphere carefully watched and guarded. The Hawaiian Islands should be controlled by the United States and no foreign power should be permitted to interfere with them." There was no mistaking this view of the issue. As the vote in the election gave popular sanction to Republican policies, Congress by a joint resolution, passed on July 6, 1898, annexed the islands to the United States and later conferred upon them the ordinary territorial form of government.

To the Republicans, this abrupt and dismissive handling of their plans, which questioned the intentions of a Republican President, was nothing less than "a betrayal of American interests." In their 1896 platform, they clearly stated their position: "Our foreign policy should always be firm, strong, and dignified, and all our interests in the Western Hemisphere should be closely monitored and protected. The Hawaiian Islands should be under U.S. control, and no foreign power should be allowed to interfere with them." There was no ambiguity in their stance on the issue. As the election results endorsed Republican policies, Congress passed a joint resolution on July 6, 1898, to annex the islands to the United States and later granted them the usual territorial form of government.

Cuba and the Spanish-American War

Early American Relations with Cuba.—The year that brought Hawaii finally under the American flag likewise drew to a conclusion another long controversy over a similar outpost in the Atlantic, one of the last remnants of the once glorious Spanish empire—the island of Cuba.

Early American Relations with Cuba.—The year that brought Hawaii finally under the American flag also ended another long dispute over a similar territory in the Atlantic, one of the last remnants of the once glorious Spanish empire—the island of Cuba.

For a century the Department of State had kept an anxious eye upon this base of power, knowing full well that both France and England, already well established in the West Indies, had their attention also fixed upon Cuba. In the administration of President Fillmore they had united in proposing to the United States a tripartite treaty guaranteeing Spain in her none too certain ownership. This proposal, squarely rejected, furnished the occasion for a statement of American policy which stood the test of all the years that followed; namely, that the affair was one between Spain and the United States alone.

For a century, the State Department had been closely monitoring this power base, fully aware that both France and England, who were already established in the West Indies, were also focused on Cuba. During President Fillmore’s administration, they came together to propose a tripartite treaty to the United States that would guarantee Spain’s ownership, which was far from certain. This proposal was firmly rejected, leading to a declaration of American policy that endured over the years: that the matter was solely between Spain and the United States.

A Sight Too Bad

In that long contest in the United States for the balance of power between the North and South, leaders in the latter section often thought of bringing Cuba into the union to offset the free states. An opportunity to announce their purposes publicly was afforded in 1854 by a controversy over the seizure of an American ship by Cuban authorities. On that occasion three American ministers abroad, stationed at Madrid, Paris, and London respectively, held a conference and issued the celebrated "Ostend Manifesto." They united in declaring that Cuba, by her geographical position, formed a part of the United States, that possession by a foreign power was inimical to American interests, and that an effort should be made to purchase the island from Spain. In case the owner refused to sell, they concluded, with a menacing flourish, "by every law, human and divine, we shall be justified in wresting it from Spain if we possess the power." This startling proclamation to the world was promptly disowned by the United States government.

In the long struggle in the United States over the balance of power between the North and South, leaders in the South often considered bringing Cuba into the union to counter the free states. An opportunity to announce their intentions publicly came in 1854 during a dispute over the seizure of an American ship by Cuban authorities. At that time, three American ministers stationed in Madrid, Paris, and London held a conference and released the famous "Ostend Manifesto." They collectively stated that Cuba, due to its geographical location, was naturally part of the United States, that control by a foreign nation was against American interests, and that efforts should be made to buy the island from Spain. They concluded, with a threatening tone, that "by every law, human and divine, we shall be justified in taking it from Spain if we have the power," if the owner refused to sell. This shocking declaration was quickly rejected by the United States government.

Revolutions in Cuba.—For nearly twenty years afterwards the Cuban question rested. Then it was revived in another form during President Grant's administrations, when the natives became engaged in a destructive revolt against Spanish officials. For ten years—1868-78—a guerrilla warfare raged in the island. American citizens, by virtue of their ancient traditions of democracy, naturally sympathized with a war for independence and self-government. Expeditions to help the insurgents were fitted out secretly in American ports. Arms and supplies were smuggled into Cuba. American soldiers of fortune joined their ranks. The enforcement of neutrality against the friends of Cuban independence, no pleasing task for a sympathetic President, the protection of American lives and property in the revolutionary area, and similar matters kept our government busy with Cuba for a whole decade.

Revolutions in Cuba.—For almost twenty years after that, the Cuban issue went quiet. Then, during President Grant's administration, it flared up again when the locals started a violent uprising against Spanish officials. For ten years—1868-78—a guerrilla war raged on the island. American citizens, owing to their long-standing democratic values, naturally supported a fight for independence and self-rule. Secret expeditions to aid the rebels were launched from American ports. Weapons and supplies were smuggled into Cuba. American mercenaries joined their ranks. The enforcement of neutrality against those supporting Cuban independence was a challenging task for a sympathetic President, as was the protection of American lives and property in the conflict zone, and similar issues kept our government engaged with Cuba for an entire decade.

A brief lull in Cuban disorders was followed in 1895 by a renewal of the revolutionary movement. The contest between the rebels and the Spanish troops, marked by extreme cruelty and a total disregard for life and property, exceeded all bounds of decency, and once more raised the old questions that had tormented Grant's administration. Gomez, the leader of the revolt, intent upon provoking American interference, laid waste the land with fire and sword. By a proclamation of November 6, 1895, he ordered the destruction of sugar plantations and railway connections and the closure of all sugar factories. The work of ruin was completed by the ruthless Spanish general, Weyler, who concentrated the inhabitants from rural regions into military camps, where they died by the hundreds of disease and starvation. Stories of the atrocities, bad enough in simple form, became lurid when transmuted into American news and deeply moved the sympathies of the American people. Sermons were preached about Spanish misdeeds; orators demanded that the Cubans be sustained "in their heroic struggle for independence"; newspapers, scouting the ordinary forms of diplomatic negotiation, spurned mediation and demanded intervention and war if necessary.

A short pause in Cuban conflicts was followed in 1895 by a resurgence of the revolutionary movement. The battle between the rebels and Spanish troops, marked by extreme cruelty and complete disregard for life and property, went beyond all decency and once again brought up the old issues that had troubled Grant's administration. Gomez, the leader of the uprising, aimed to provoke American intervention by devastating the land with fire and violence. In a proclamation on November 6, 1895, he ordered the destruction of sugar plantations and railway connections and the closure of all sugar factories. The destruction was furthered by the merciless Spanish general, Weyler, who forced the inhabitants from rural areas into military camps, where they died in droves from disease and starvation. Stories of the atrocities, already horrifying in their basic form, became sensationalized in American news, deeply stirring the compassion of the American public. Sermons condemned Spanish wrongdoings; speakers called for support of the Cubans "in their heroic struggle for independence"; newspapers, bypassing the usual diplomatic talks, rejected mediation and demanded intervention and war if necessary.

Cuban Revolutionists
Underwood and Underwood, N.Y.
Cuban revolutionaries

President Cleveland's Policy.—Cleveland chose the way of peace. He ordered the observance of the rule of neutrality. He declined to act on a resolution of Congress in favor of giving to the Cubans the rights of belligerents. Anxious to bring order to the distracted island, he tendered to Spain the good offices of the United States as mediator in the contest—a tender rejected by the Spanish government with the broad hint that President Cleveland might be more vigorous in putting a stop to the unlawful aid in money, arms, and supplies, afforded to the insurgents by American sympathizers. Thereupon the President returned to the course he had marked out for himself, leaving "the public nuisance" to his successor, President McKinley.

President Cleveland's Policy.—Cleveland chose the path of peace. He ordered the enforcement of neutrality. He refused to act on a resolution from Congress that supported giving the Cubans the rights of belligerents. Eager to restore order to the troubled island, he offered the good offices of the United States as a mediator in the conflict—an offer that the Spanish government rejected with a clear suggestion that President Cleveland could be more proactive in stopping the illegal support in money, arms, and supplies being provided to the insurgents by American sympathizers. As a result, the President continued down the path he had set for himself, leaving "the public nuisance" to his successor, President McKinley.

Republican Policies.—The Republicans in 1897 found themselves in a position to employ that "firm, vigorous, and dignified" foreign policy which they had approved in their platform. They had declared: "The government of Spain having lost control of Cuba and being unable to protect the property or lives of resident American citizens or to comply with its treaty obligations, we believe that the government of the United States should actively use its influence and good offices to restore peace and give independence to the island." The American property in Cuba to which the Republicans referred in their platform amounted by this time to more than fifty million dollars; the commerce with the island reached more than one hundred millions annually; and the claims of American citizens against Spain for property destroyed totaled sixteen millions. To the pleas of humanity which made such an effective appeal to the hearts of the American people, there were thus added practical considerations of great weight.

Republican Policies.—In 1897, the Republicans were in a position to adopt the "firm, vigorous, and dignified" foreign policy they had endorsed in their platform. They stated: "Since the government of Spain has lost control of Cuba and is unable to protect the property or lives of American citizens living there or to fulfill its treaty obligations, we believe the government of the United States should actively use its influence and resources to restore peace and grant independence to the island." By this time, American property in Cuba referred to by the Republicans amounted to over fifty million dollars; trade with the island exceeded one hundred million dollars annually; and claims by American citizens against Spain for destroyed property totaled sixteen million dollars. The humanitarian pleas that resonated deeply with the American populace were thus reinforced by significant practical concerns.

President McKinley Negotiates.—In the face of the swelling tide of popular opinion in favor of quick, drastic, and positive action, McKinley chose first the way of diplomacy. A short time after his inauguration he lodged with the Spanish government a dignified protest against its policies in Cuba, thus opening a game of thrust and parry with the suave ministers at Madrid. The results of the exchange of notes were the recall of the obnoxious General Weyler, the appointment of a governor-general less bloodthirsty in his methods, a change in the policy of concentrating civilians in military camps, and finally a promise of "home rule" for Cuba. There is no doubt that the Spanish government was eager to avoid a war that could have but one outcome. The American minister at Madrid, General Woodford, was convinced that firm and patient pressure would have resulted in the final surrender of Cuba by the Spanish government.

President McKinley Negotiates.—With growing public support for quick, drastic, and decisive action, McKinley initially opted for diplomacy. Soon after taking office, he delivered a formal protest to the Spanish government regarding its actions in Cuba, setting off a series of exchanges with the smooth ministers in Madrid. The outcomes of these discussions included the removal of the unpopular General Weyler, the appointment of a less brutal governor-general, a shift away from the policy of concentrating civilians in military camps, and ultimately a commitment to "home rule" for Cuba. There is no doubt that the Spanish government wanted to avoid a war that would have only one result. The American minister in Madrid, General Woodford, believed that consistent and patient pressure would have led to Cuba's eventual surrender by the Spanish government.

The De Lome and the Maine Incidents.—Such a policy was defeated by events. In February, 1898, a private letter written by Señor de Lome, the Spanish ambassador at Washington, expressing contempt for the President of the United States, was filched from the mails and passed into the hands of a journalist, William R. Hearst, who published it to the world. In the excited state of American opinion, few gave heed to the grave breach of diplomatic courtesy committed by breaking open private correspondence. The Spanish government was compelled to recall De Lome, thus officially condemning his conduct.

The De Lome and the Maine Incidents.—Such a policy was derailed by events. In February 1898, a private letter written by Señor de Lome, the Spanish ambassador in Washington, expressing disdain for the President of the United States, was stolen from the mail and made its way into the hands of journalist William R. Hearst, who published it for everyone to see. In the heated atmosphere of American sentiment, few noticed the serious violation of diplomatic etiquette caused by opening private correspondence. The Spanish government had no choice but to recall De Lome, thereby officially condemning his actions.

At this point a far more serious crisis put the pacific relations of the two negotiating countries in dire peril. On February 15, the battleship Maine, riding in the harbor of Havana, was blown up and sunk, carrying to death two officers and two hundred and fifty-eight members of the crew. This tragedy, ascribed by the American public to the malevolence of Spanish officials, profoundly stirred an already furious nation. When, on March 21, a commission of inquiry reported that the ill-fated ship had been blown up by a submarine mine which had in turn set off some of the ship's magazines, the worst suspicions seemed confirmed. If any one was inclined to be indifferent to the Cuban war for independence, he was now met by the vehement cry: "Remember the Maine!"

At this point, a much more serious crisis put the peaceful relations between the two negotiating countries in serious jeopardy. On February 15, the battleship Maine, anchored in the harbor of Havana, was destroyed and sank, taking the lives of two officers and two hundred and fifty-eight crew members. This tragedy, blamed by the American public on the malicious actions of Spanish officials, deeply angered an already furious nation. When, on March 21, a commission of inquiry reported that the doomed ship had been blown up by a submarine mine that triggered some of the ship's ammunition, the worst fears seemed confirmed. If anyone had been indifferent to the Cuban war for independence, they were now confronted with the passionate rallying cry: "Remember the Maine!"

Spanish Concessions.—Still the State Department, under McKinley's steady hand, pursued the path of negotiation, Spain proving more pliable and more ready with promises of reform in the island. Early in April, however, there came a decided change in the tenor of American diplomacy. On the 4th, McKinley, evidently convinced that promises did not mean performances, instructed our minister at Madrid to warn the Spanish government that as no effective armistice had been offered to the Cubans, he would lay the whole matter before Congress. This decision, every one knew, from the temper of Congress, meant war—a prospect which excited all the European powers. The Pope took an active interest in the crisis. France and Germany, foreseeing from long experience in world politics an increase of American power and prestige through war, sought to prevent it. Spain, hopeless and conscious of her weakness, at last dispatched to the President a note promising to suspend hostilities, to call a Cuban parliament, and to grant all the autonomy that could be reasonably asked.

Spanish Concessions.—Nonetheless, the State Department, under McKinley's steady leadership, continued to pursue negotiations, with Spain becoming more flexible and promising reforms in the island. However, in early April, there was a clear shift in the tone of American diplomacy. On the 4th, McKinley, clearly convinced that promises didn’t lead to action, instructed our minister in Madrid to alert the Spanish government that since no effective ceasefire had been offered to the Cubans, he would present the entire matter to Congress. This decision, as everyone understood given Congress's mood, indicated war—a possibility that alarmed all the European powers. The Pope took a keen interest in the crisis. France and Germany, drawing from their long experience in global politics, anticipated that war would bolster American power and prestige and attempted to prevent it. Spain, feeling desperate and aware of her weaknesses, finally sent a note to the President promising to halt hostilities, to convene a Cuban parliament, and to grant all reasonable autonomy requests.

President McKinley Calls for War.—For reasons of his own—reasons which have never yet been fully explained—McKinley ignored the final program of concessions presented by Spain. At the very moment when his patient negotiations seemed to bear full fruit, he veered sharply from his course and launched the country into the war by sending to Congress his militant message of April 11, 1898. Without making public the last note he had received from Spain, he declared that he was brought to the end of his effort and the cause was in the hands of Congress. Humanity, the protection of American citizens and property, the injuries to American commerce and business, the inability of Spain to bring about permanent peace in the island—these were the grounds for action that induced him to ask for authority to employ military and naval forces in establishing a stable government in Cuba. They were sufficient for a public already straining at the leash.

President McKinley Calls for War.—For his own reasons—reasons that have never been fully explained—McKinley ignored the final concessions offered by Spain. Just when his patient negotiations seemed to be paying off, he abruptly changed direction and pushed the country into war by sending his aggressive message to Congress on April 11, 1898. Without revealing the last note he had received from Spain, he stated that he had reached the limit of his efforts and the matter was now in the hands of Congress. He cited humanity, the protection of American citizens and property, the damage to American commerce and business, and Spain's inability to achieve lasting peace in the island as reasons for seeking permission to use military and naval forces to establish a stable government in Cuba. These reasons were enough for a public that was already eager for action.

The Resolution of Congress.—There was no doubt of the outcome when the issue was withdrawn from diplomacy and placed in charge of Congress. Resolutions were soon introduced into the House of Representatives authorizing the President to employ armed force in securing peace and order in the island and "establishing by the free action of the people thereof a stable and independent government of their own." To the form and spirit of this proposal the Democrats and Populists took exception. In the Senate, where they were stronger, their position had to be reckoned with by the narrow Republican majority. As the resolution finally read, the independence of Cuba was recognized; Spain was called upon to relinquish her authority and withdraw from the island; and the President was empowered to use force to the extent necessary to carry the resolutions into effect. Furthermore the United States disclaimed "any disposition or intention to exercise sovereignty, jurisdiction, or control over said island except for the pacification thereof." Final action was taken by Congress on April 19, 1898, and approved by the President on the following day.

The Resolution of Congress.—There was no doubt about the outcome when the issue was removed from diplomacy and handed over to Congress. Resolutions were quickly introduced in the House of Representatives, allowing the President to use armed force to maintain peace and order in the island and "establish a stable and independent government through the free will of its people." The Democrats and Populists opposed the wording and intent of this proposal. In the Senate, where they had more influence, their views had to be considered by the slim Republican majority. As the resolution ultimately read, Cuba's independence was acknowledged; Spain was urged to give up its authority and leave the island; and the President was given the power to use force as needed to implement the resolutions. Additionally, the United States stated it had "no desire or intention to exercise sovereignty, jurisdiction, or control over said island, except for its pacification." Final action was taken by Congress on April 19, 1898, and it was approved by the President the next day.

War and Victory.—Startling events then followed in swift succession. The navy, as a result in no small measure of the alertness of Theodore Roosevelt, Assistant Secretary of the Department, was ready for the trial by battle. On May 1, Commodore Dewey at Manila Bay shattered the Spanish fleet, marking the doom of Spanish dominion in the Philippines. On July 3, the Spanish fleet under Admiral Cervera, in attempting to escape from Havana, was utterly destroyed by American forces under Commodore Schley. On July 17, Santiago, invested by American troops under General Shafter and shelled by the American ships, gave up the struggle. On July 25 General Miles landed in Porto Rico. On August 13, General Merritt and Admiral Dewey carried Manila by storm. The war was over.

War and Victory.—In quick succession, surprising events unfolded. The navy, largely thanks to the vigilance of Theodore Roosevelt, the Assistant Secretary of the Department, was ready for battle. On May 1, Commodore Dewey at Manila Bay completely defeated the Spanish fleet, signaling the end of Spanish control in the Philippines. On July 3, the Spanish fleet under Admiral Cervera was completely destroyed by American forces led by Commodore Schley while trying to escape from Havana. On July 17, Santiago, besieged by American troops under General Shafter and bombarded by American ships, surrendered. On July 25, General Miles landed in Puerto Rico. On August 13, General Merritt and Admiral Dewey captured Manila. The war was over.

The Peace Protocol.—Spain had already taken cognizance of stern facts. As early as July 26, 1898, acting through the French ambassador, M. Cambon, the Madrid government approached President McKinley for a statement of the terms on which hostilities could be brought to a close. After some skirmishing Spain yielded reluctantly to the ultimatum. On August 12, the preliminary peace protocol was signed, stipulating that Cuba should be free, Porto Rico ceded to the United States, and Manila occupied by American troops pending the formal treaty of peace. On October 1, the commissioners of the two countries met at Paris to bring about the final settlement.

The Peace Protocol.—Spain had already acknowledged the harsh realities. As early as July 26, 1898, through the French ambassador, M. Cambon, the Madrid government approached President McKinley to discuss the terms for ending hostilities. After some back-and-forth, Spain reluctantly accepted the ultimatum. On August 12, the preliminary peace protocol was signed, stating that Cuba would be free, Porto Rico would be ceded to the United States, and Manila would be occupied by American troops while awaiting the formal peace treaty. On October 1, the commissioners from both countries met in Paris to finalize the settlement.

Peace Negotiations.—When the day for the first session of the conference arrived, the government at Washington apparently had not made up its mind on the final disposition of the Philippines. Perhaps, before the battle of Manila Bay, not ten thousand people in the United States knew or cared where the Philippines were. Certainly there was in the autumn of 1898 no decided opinion as to what should be done with the fruits of Dewey's victory. President McKinley doubtless voiced the sentiment of the people when he stated to the peace commissioners on the eve of their departure that there had originally been no thought of conquest in the Pacific.

Peace Negotiations.—When the day for the first session of the conference came, the government in Washington seemed unsure about what to do with the Philippines. Before the battle of Manila Bay, probably fewer than ten thousand people in the United States knew or cared where the Philippines were located. By the fall of 1898, there was definitely no clear opinion on how to handle the outcome of Dewey's victory. President McKinley likely expressed the people's feelings when he told the peace commissioners, just before they left, that there had never been any intention of conquest in the Pacific.

The march of events, he added, had imposed new duties on the country. "Incidental to our tenure in the Philippines," he said, "is the commercial opportunity to which American statesmanship cannot be indifferent. It is just to use every legitimate means for the enlargement of American trade." On this ground he directed the commissioners to accept not less than the cession of the island of Luzon, the chief of the Philippine group, with its harbor of Manila. It was not until the latter part of October that he definitely instructed them to demand the entire archipelago, on the theory that the occupation of Luzon alone could not be justified "on political, commercial, or humanitarian grounds." This departure from the letter of the peace protocol was bitterly resented by the Spanish agents. It was with heaviness of heart that they surrendered the last sign of Spain's ancient dominion in the far Pacific.

The progress of events, he added, had created new responsibilities for the country. "As part of our time in the Philippines," he said, "there are commercial opportunities that American leadership cannot overlook. It's right to use every legitimate way to expand American trade." Based on this, he instructed the commissioners to accept at least the cession of Luzon, the main island in the Philippine group, along with its port of Manila. It wasn't until the end of October that he clearly told them to demand the entire archipelago, arguing that occupying Luzon alone couldn't be justified "on political, commercial, or humanitarian grounds." This move away from the terms of the peace protocol was strongly opposed by the Spanish agents. With great reluctance, they gave up the last remnants of Spain's historic control in the distant Pacific.

The Final Terms of Peace.—The treaty of peace, as finally agreed upon, embraced the following terms: the independence of Cuba; the cession of Porto Rico, Guam, and the Philippines to the United States; the settlement of claims filed by the citizens of both countries; the payment of twenty million dollars to Spain by the United States for the Philippines; and the determination of the status of the inhabitants of the ceded territories by Congress. The great decision had been made. Its issue was in the hands of the Senate where the Democrats and the Populists held the balance of power under the requirement of the two-thirds vote for ratification.

The Final Terms of Peace.—The peace treaty, as finally settled, included the following terms: the independence of Cuba; the cession of Puerto Rico, Guam, and the Philippines to the United States; the resolution of claims made by citizens of both countries; the payment of twenty million dollars by the United States to Spain for the Philippines; and the decision on the status of the residents of the ceded territories to be made by Congress. The major decision had been made. Its outcome was now in the hands of the Senate, where the Democrats and the Populists held the balance of power with the requirement of a two-thirds vote for ratification.

The Contest in America over the Treaty of Peace.—The publication of the treaty committing the United States to the administration of distant colonies directed the shifting tides of public opinion into two distinct channels: support of the policy and opposition to it. The trend in Republican leadership, long in the direction marked out by the treaty, now came into the open. Perhaps a majority of the men highest in the councils of that party had undergone the change of heart reflected in the letters of John Hay, Secretary of State. In August of 1898 he had hinted, in a friendly letter to Andrew Carnegie, that he sympathized with the latter's opposition to "imperialism"; but he had added quickly: "The only question in my mind is how far it is now possible for us to withdraw from the Philippines." In November of the same year he wrote to Whitelaw Reid, one of the peace commissioners at Paris: "There is a wild and frantic attack now going on in the press against the whole Philippine transaction. Andrew Carnegie really seems to be off his head.... But all this confusion of tongues will go its way. The country will applaud the resolution that has been reached and you will return in the rôle of conquering heroes with your 'brows bound with oak.'"

The Contest in America over the Treaty of Peace.—The release of the treaty that committed the United States to governing distant colonies split public opinion into two clear sides: those in favor of the policy and those against it. The trend among Republican leaders, which had been leaning toward the treaty's direction, became more evident. Probably most of the top figures in that party had experienced a change of heart, as shown in the letters of John Hay, Secretary of State. In August 1898, he hinted in a friendly letter to Andrew Carnegie that he was sympathetic to Carnegie's opposition to "imperialism"; however, he quickly added, "The only question I have is how far we can now withdraw from the Philippines." In November of the same year, he wrote to Whitelaw Reid, one of the peace commissioners in Paris: "There's a wild and frantic attack going on in the press against the entire Philippine situation. Andrew Carnegie really seems to be out of touch.... But all this confusion will blow over. The country will celebrate the resolution that's been made, and you'll return as conquering heroes with your 'brows bound with oak.'"

Senator Beveridge of Indiana and Senator Platt of Connecticut, accepting the verdict of history as the proof of manifest destiny, called for unquestioning support of the administration in its final step. "Every expansion of our territory," said the latter, "has been in accordance with the irresistible law of growth. We could no more resist the successive expansions by which we have grown to be the strongest nation on earth than a tree can resist its growth. The history of territorial expansion is the history of our nation's progress and glory. It is a matter to be proud of, not to lament. We should rejoice that Providence has given us the opportunity to extend our influence, our institutions, and our civilization into regions hitherto closed to us, rather than contrive how we can thwart its designs."

Senator Beveridge from Indiana and Senator Platt from Connecticut, acknowledging the verdict of history as evidence of manifest destiny, called for full support of the administration in its final move. "Every time we've expanded our territory," said Platt, "it's been in line with the unstoppable law of growth. We couldn’t stop the successive expansions that have made us the strongest nation on earth any more than a tree can stop its own growth. The history of territorial expansion is the story of our nation’s progress and glory. It's something to take pride in, not to regret. We should be thankful that Providence has given us the chance to spread our influence, our institutions, and our civilization into areas that were previously closed to us, instead of figuring out ways to undermine its plans."

This doctrine was savagely attacked by opponents of McKinley's policy, many a stanch Republican joining with the majority of Democrats in denouncing the treaty as a departure from the ideals of the republic. Senator Vest introduced in the Senate a resolution that "under the Constitution of the United States, no power is given to the federal Government to acquire territory to be held and governed permanently as colonies." Senator Hoar, of Massachusetts, whose long and honorable career gave weight to his lightest words, inveighed against the whole procedure and to the end of his days believed that the new drift into rivalry with European nations as a colonial power was fraught with genuine danger. "Our imperialistic friends," he said, "seem to have forgotten the use of the vocabulary of liberty. They talk about giving good government. 'We shall give them such a government as we think they are fitted for.' 'We shall give them a better government than they had before.' Why, Mr. President, that one phrase conveys to a free man and a free people the most stinging of insults. In that little phrase, as in a seed, is contained the germ of all despotism and of all tyranny. Government is not a gift. Free government is not to be given by all the blended powers of earth and heaven. It is a birthright. It belongs, as our fathers said, and as their children said, as Jefferson said, and as President McKinley said, to human nature itself."

This idea was harshly criticized by those against McKinley's policy, with many loyal Republicans joining most Democrats in condemning the treaty as a betrayal of the republic's ideals. Senator Vest introduced a resolution in the Senate stating that "under the Constitution of the United States, no power is granted to the federal Government to acquire territory to be held and governed permanently as colonies." Senator Hoar from Massachusetts, whose long and distinguished career made even his smallest comments significant, strongly opposed the entire process and believed until his dying day that the new direction toward competing with European nations as a colonial power was seriously risky. "Our imperialistic friends," he remarked, "seem to have forgotten how to speak about liberty. They discuss providing good government. 'We will give them a government we think they deserve.' 'We will give them a better government than they had before.' But, Mr. President, that single phrase is one of the greatest insults to a free man and free people. In that simple phrase, as in a seed, lies the root of all oppression and tyranny. Government isn't a gift. Free government cannot be bestowed by all the combined forces of earth and heaven. It's a birthright. It belongs, as our forefathers said, as their descendants said, as Jefferson said, and as President McKinley said, to human nature itself."

The Senate, more conservative on the question of annexation than the House of Representatives composed of men freshly elected in the stirring campaign of 1896, was deliberate about ratification of the treaty. The Democrats and Populists were especially recalcitrant. Mr. Bryan hurried to Washington and brought his personal influence to bear in favor of speedy action. Patriotism required ratification, it was said in one quarter. The country desires peace and the Senate ought not to delay, it was urged in another. Finally, on February 6, 1899, the requisite majority of two-thirds was mustered, many a Senator who voted for the treaty, however, sharing the misgivings of Senator Hoar as to the "dangers of imperialism." Indeed at the time, the Senators passed a resolution declaring that the policy to be adopted in the Philippines was still an open question, leaving to the future, in this way, the possibility of retracing their steps.

The Senate, generally more conservative about annexation than the House of Representatives made up of men recently elected in the vibrant campaign of 1896, was cautious about ratifying the treaty. The Democrats and Populists were especially resistant. Mr. Bryan rushed to Washington and used his personal influence to push for quick action. It was claimed in one circle that patriotism demanded ratification. Others argued that the country wanted peace and the Senate shouldn't hesitate. Finally, on February 6, 1899, the needed two-thirds majority was achieved, although many Senators who voted for the treaty shared Senator Hoar's concerns about the "dangers of imperialism." In fact, at that time, the Senators passed a resolution stating that the policy to be implemented in the Philippines was still undecided, thereby leaving open the possibility of reversing their decision in the future.

The Attitude of England.—The Spanish war, while accomplishing the simple objects of those who launched the nation on that course, like all other wars, produced results wholly unforeseen. In the first place, it exercised a profound influence on the drift of opinion among European powers. In England, sympathy with the United States was from the first positive and outspoken. "The state of feeling here," wrote Mr. Hay, then ambassador in London, "is the best I have ever known. From every quarter the evidences of it come to me. The royal family by habit and tradition are most careful not to break the rules of strict neutrality, but even among them I find nothing but hearty kindness and—so far as is consistent with propriety—sympathy. Among the political leaders on both sides I find not only sympathy but a somewhat eager desire that 'the other fellows' shall not seem more friendly."

The Attitude of England.—The Spanish war, while achieving the straightforward goals of those who set the nation down that path, like all wars, brought about entirely unexpected results. First, it had a significant impact on the shifting opinions among European powers. In England, support for the United States was immediate and vocal. "The feeling here," wrote Mr. Hay, who was the ambassador in London at the time, "is the best I have ever experienced. I receive evidence of it from every direction. The royal family, by habit and tradition, are careful not to violate strict neutrality, but even among them, I find nothing but genuine kindness and—so far as it’s appropriate—support. Among political leaders on both sides, I see not just support but a somewhat eager desire that 'the other side' doesn’t appear more friendly."

Joseph Chamberlain, the distinguished Liberal statesman, thinking no doubt of the continental situation, said in a political address at the very opening of the war that the next duty of Englishmen "is to establish and maintain bonds of permanent unity with our kinsmen across the Atlantic.... I even go so far as to say that, terrible as war may be, even war would be cheaply purchased if, in a great and noble cause, the Stars and Stripes and the Union Jack should wave together over an Anglo-Saxon alliance." To the American ambassador he added significantly that he did not "care a hang what they say about it on the continent," which was another way of expressing the hope that the warning to Germany and France was sufficient. This friendly English opinion, so useful to the United States when a combination of powers to support Spain was more than possible, removed all fears as to the consequences of the war. Henry Adams, recalling days of humiliation in London during the Civil War, when his father was the American ambassador, coolly remarked that it was "the sudden appearance of Germany as the grizzly terror" that "frightened England into America's arms"; but the net result in keeping the field free for an easy triumph of American arms was none the less appreciated in Washington where, despite outward calm, fears of European complications were never absent.

Joseph Chamberlain, the prominent Liberal politician, reflecting on the situation in Europe, stated in a political speech at the very start of the war that the next responsibility of the English was "to establish and maintain bonds of permanent unity with our kinsmen across the Atlantic.... I would even go so far as to say that, terrible as war may be, even war would be worth the cost if, for a great and noble cause, the Stars and Stripes and the Union Jack were to fly together over an Anglo-Saxon alliance." To the American ambassador, he notably added that he didn't "care a hang what they say about it in Europe," which was another way of expressing hope that the warning to Germany and France was clear enough. This supportive English perspective, so beneficial to the United States when a coalition of powers to back Spain seemed quite possible, eased any worries about the war's consequences. Henry Adams, recalling moments of embarrassment in London during the Civil War when his father was the American ambassador, coolly noted that it was "the sudden emergence of Germany as the grizzly terror" that "scared England into America's arms"; however, the end result of keeping the situation favorable for an easy victory for American forces was nonetheless recognized in Washington, where, despite a calm exterior, concerns about European conflicts were always present.

American Policies in the Philippines and the East

A Philippine Home
Copyright by Underwood and Underwood, New York.
A Filipino Home

The Filipino Revolt against American Rule.—In the sphere of domestic politics, as well as in the field of foreign relations, the outcome of the Spanish war exercised a marked influence. It introduced at once problems of colonial administration and difficulties in adjusting trade relations with the outlying dominions. These were furthermore complicated in the very beginning by the outbreak of an insurrection against American sovereignty in the Philippines. The leader of the revolt, Aguinaldo, had been invited to join the American forces in overthrowing Spanish dominion, and he had assumed, apparently without warrant, that independence would be the result of the joint operations. When the news reached him that the American flag had been substituted for the Spanish flag, his resentment was keen. In February, 1899, there occurred a slight collision between his men and some American soldiers. The conflict thus begun was followed by serious fighting which finally dwindled into a vexatious guerrilla warfare lasting three years and costing heavily in men and money. Atrocities were committed by the native insurrectionists and, sad to relate, they were repaid in kind; it was argued in defense of the army that the ordinary rules of warfare were without terror to men accustomed to fighting like savages. In vain did McKinley assure the Filipinos that the institutions and laws established in the islands would be designed "not for our satisfaction or for the expression of our theoretical views, but for the happiness, peace, and prosperity of the people of the Philippine Islands." Nothing short of military pressure could bring the warring revolutionists to terms.

The Filipino Revolt against American Rule.—In the realm of domestic politics and foreign relations, the outcome of the Spanish war had a significant impact. It immediately raised issues related to colonial administration and created challenges in managing trade relations with distant territories. These issues were further complicated right from the start by the eruption of a rebellion against American control in the Philippines. The revolt's leader, Aguinaldo, had been invited to join the American forces in defeating Spanish rule and had, apparently without justification, assumed that their joint efforts would lead to independence. When he learned that the American flag had replaced the Spanish flag, he felt deeply insulted. In February 1899, a minor clash occurred between his forces and some American soldiers. This initial conflict escalated into serious fighting, which eventually evolved into a troublesome guerrilla war lasting three years and costing many lives and resources. Both sides committed atrocities, and regrettably, they were met with similar actions; it was argued in defense of the army that normal rules of warfare held no fear for those used to fighting as savages. McKinley’s assurances to the Filipinos that the laws and institutions established in the islands would be designed "not for our satisfaction or for the expression of our theoretical views, but for the happiness, peace, and prosperity of the people of the Philippine Islands" proved ineffective. Only military pressure could bring the battling revolutionists to negotiate.

Attacks on Republican "Imperialism."—The Filipino insurrection, following so quickly upon the ratification of the treaty with Spain, moved the American opponents of McKinley's colonial policies to redouble their denunciation of what they were pleased to call "imperialism." Senator Hoar was more than usually caustic in his indictment of the new course. The revolt against American rule did but convince him of the folly hidden in the first fateful measures. Everywhere he saw a conspiracy of silence and injustice. "I have failed to discover in the speeches, public or private, of the advocates of this war," he contended in the Senate, "or in the press which supports it and them, a single expression anywhere of a desire to do justice to the people of the Philippine Islands, or of a desire to make known to the people of the United States the truth of the case.... The catchwords, the cries, the pithy and pregnant phrases of which their speech is full, all mean dominion. They mean perpetual dominion.... There is not one of these gentlemen who will rise in his place and affirm that if he were a Filipino he would not do exactly as the Filipinos are doing; that he would not despise them if they were to do otherwise. So much at least they owe of respect to the dead and buried history—the dead and buried history so far as they can slay and bury it—of their country." In the way of practical suggestions, the Senator offered as a solution of the problem: the recognition of independence, assistance in establishing self-government, and an invitation to all powers to join in a guarantee of freedom to the islands.

Attacks on Republican "Imperialism."—The Filipino uprising, coming so soon after the ratification of the treaty with Spain, prompted American critics of McKinley's colonial policies to intensify their condemnation of what they called "imperialism." Senator Hoar was particularly sharp in his criticism of this new direction. The rebellion against American authority only reinforced his view of the foolishness hidden in those initial, crucial decisions. He perceived everywhere a conspiracy of silence and injustice. "I have not found in the speeches, public or private, of those who support this war," he argued in the Senate, "or in the press that backs them, a single instance of a desire to do justice to the people of the Philippine Islands, or a willingness to inform the American people about the true situation.... The slogans, the shouts, the impactful phrases they use all signify control. They mean permanent control.... Not one of these gentlemen would stand up and say that if he were a Filipino, he would not behave exactly as the Filipinos are behaving; that he would not look down on them if they acted differently. They owe at least that much respect to the disregarded history—the disregarded history, as far as they can kill and bury it—of their country." As for practical solutions, the Senator proposed: recognizing independence, helping to establish self-government, and inviting all nations to join in guaranteeing freedom for the islands.

The Republican Answer.—To McKinley and his supporters, engaged in a sanguinary struggle to maintain American supremacy, such talk was more than quixotic; it was scarcely short of treasonable. They pointed out the practical obstacles in the way of uniform self-government for a collection of seven million people ranging in civilization from the most ignorant hill men to the highly cultivated inhabitants of Manila. The incidents of the revolt and its repression, they admitted, were painful enough; but still nothing as compared with the chaos that would follow the attempt of a people who had never had experience in such matters to set up and sustain democratic institutions. They preferred rather the gradual process of fitting the inhabitants of the islands for self-government. This course, in their eyes, though less poetic, was more in harmony with the ideals of humanity. Having set out upon it, they pursued it steadfastly to the end. First, they applied force without stint to the suppression of the revolt. Then they devoted such genius for colonial administration as they could command to the development of civil government, commerce, and industry.

The Republican Response.—For McKinley and his supporters, who were fiercely fighting to maintain American dominance, this kind of talk was not just unrealistic; it was almost treasonous. They highlighted the practical challenges of implementing uniform self-government for a group of seven million people with a wide range of civilization, from the very uneducated mountain dwellers to the well-educated residents of Manila. They acknowledged that the events of the revolt and its suppression were painful enough, but still nothing compared to the chaos that would ensue if a people with no prior experience tried to establish and maintain democratic institutions. They preferred the gradual approach of preparing the islanders for self-government. Though they considered this method less idealistic, they believed it was more aligned with humanitarian values. Once they committed to this path, they pursued it diligently to the end. First, they used all necessary force to suppress the revolt. Then, they channeled their efforts into developing civil governance, commerce, and industry.

The Boxer Rebellion in China.—For a nation with a world-wide trade, steadily growing, as the progress of home industries redoubled the zeal for new markets, isolation was obviously impossible. Never was this clearer than in 1900 when a native revolt against foreigners in China, known as the Boxer uprising, compelled the United States to join with the powers of Europe in a military expedition and a diplomatic settlement. The Boxers, a Chinese association, had for some time carried on a campaign of hatred against all aliens in the Celestial empire, calling upon the natives to rise in patriotic wrath and drive out the foreigners who, they said, "were lacerating China like tigers." In the summer of 1900 the revolt flamed up in deeds of cruelty. Missionaries and traders were murdered in the provinces; foreign legations were stoned; the German ambassador, one of the most cordially despised foreigners, was killed in the streets of Peking; and to all appearances a frightful war of extermination had begun. In the month of June nearly five hundred men, women, and children, representing all nations, were besieged in the British quarters in Peking under constant fire of Chinese guns and in peril of a terrible death.

The Boxer Rebellion in China.—For a nation with a growing global trade, fueled by the expansion of home industries and the pursuit of new markets, isolation was obviously impossible. This was especially evident in 1900 when a local uprising against foreigners in China, known as the Boxer uprising, forced the United States to team up with the major European powers in a military mission and diplomatic resolution. The Boxers, a Chinese group, had been conducting a campaign of hostility against all foreigners in the Celestial Empire, urging fellow citizens to rise in patriotic anger and expel the foreigners who they claimed "were tearing apart China like tigers." In the summer of 1900, the revolt escalated into acts of violence. Missionaries and traders were killed in the provinces; foreign embassies were attacked; the German ambassador, who was one of the most widely hated foreigners, was murdered in the streets of Peking; and it seemed as though a horrific war of extermination had begun. In June, nearly five hundred men, women, and children from various nations were trapped in the British compound in Peking, constantly under fire from Chinese guns and facing the imminent threat of death.

Intervention in China.—Nothing but the arrival of armed forces, made up of Japanese, Russian, British, American, French, and German soldiers and marines, prevented the destruction of the beleaguered aliens. When once the foreign troops were in possession of the Chinese capital, diplomatic questions of the most delicate character arose. For more than half a century, the imperial powers of Europe had been carving up the Chinese empire, taking to themselves territory, railway concessions, mining rights, ports, and commercial privileges at the expense of the huge but helpless victim. The United States alone among the great nations, while as zealous as any in the pursuit of peaceful trade, had refrained from seizing Chinese territory or ports. Moreover, the Department of State had been urging European countries to treat China with fairness, to respect her territorial integrity, and to give her equal trading privileges with all nations.

Intervention in China.—The only thing that stopped the destruction of the trapped foreigners was the arrival of armed forces made up of Japanese, Russian, British, American, French, and German soldiers and marines. Once the foreign troops took control of the Chinese capital, very sensitive diplomatic issues came up. For over fifty years, the major powers of Europe had been carving up the Chinese empire, claiming territory, railway concessions, mining rights, ports, and commercial privileges at the expense of the large but vulnerable victim. The United States, unlike the other great nations, while eager to engage in peaceful trade, had avoided taking Chinese territory or ports. Furthermore, the Department of State had been encouraging European countries to treat China fairly, respect its territorial integrity, and grant it equal trading privileges with all nations.

The American Policy of the "Open Door."—In the autumn of 1899, Secretary Hay had addressed to London, Berlin, Rome, Paris, Tokyo, and St. Petersburg his famous note on the "open door" policy in China. In this document he proposed that existing treaty ports and vested interests of the several foreign countries should be respected; that the Chinese government should be permitted to extend its tariffs to all ports held by alien powers except the few free ports; and that there should be no discrimination in railway and port charges among the citizens of foreign countries operating in the empire. To these principles the governments addressed by Mr. Hay, finally acceded with evident reluctance.

The American Policy of the "Open Door."—In the fall of 1899, Secretary Hay sent his well-known note on the "open door" policy in China to London, Berlin, Rome, Paris, Tokyo, and St. Petersburg. In this document, he suggested that the existing treaty ports and the interests of various foreign countries should be respected; that the Chinese government should be allowed to apply its tariffs to all ports controlled by foreign powers, except for a few free ports; and that there should be no discrimination in railway and port charges among the citizens of foreign countries operating in the empire. The governments that Mr. Hay addressed eventually agreed to these principles, although not without clear reluctance.

American Dominions in the Pacific
U.S. Territories in the Pacific

On this basis he then proposed the settlement that had to follow the Boxer uprising. "The policy of the Government of the United States," he said to the great powers, in the summer of 1900, "is to seek a solution which may bring about permanent safety and peace to China, preserve Chinese territorial and administrative entity, protect all rights guaranteed to friendly powers by treaty and international law, and safeguard for the world the principle of equal and impartial trade with all parts of the Chinese empire." This was a friendly warning to the world that the United States would not join in a scramble to punish the Chinese by carving out more territory. "The moment we acted," said Mr. Hay, "the rest of the world paused and finally came over to our ground; and the German government, which is generally brutal but seldom silly, recovered its senses, and climbed down off its perch."

Based on this, he proposed the settlement that needed to follow the Boxer uprising. "The policy of the U.S. government," he told the major powers in the summer of 1900, "is to find a solution that can ensure lasting safety and peace for China, maintain China's territorial and administrative integrity, protect all rights guaranteed to friendly nations by treaties and international law, and uphold the principle of equal and impartial trade throughout the entire Chinese empire." This was a clear warning to the world that the U.S. would not participate in efforts to punish China by grabbing more territory. "As soon as we took action," Mr. Hay said, "the rest of the world stopped and eventually aligned with us; even the German government, which is usually harsh but not often foolish, regained its senses and backed down."

In taking this position, the Secretary of State did but reflect the common sense of America. "We are, of course," he explained, "opposed to the dismemberment of that empire and we do not think that the public opinion of the United States would justify this government in taking part in the great game of spoliation now going on." Heavy damages were collected by the European powers from China for the injuries inflicted upon their citizens by the Boxers; but the United States, finding the sum awarded in excess of the legitimate claims, returned the balance in the form of a fund to be applied to the education of Chinese students in American universities. "I would rather be, I think," said Mr. Hay, "the dupe of China than the chum of the Kaiser." By pursuing a liberal policy, he strengthened the hold of the United States upon the affections of the Chinese people and, in the long run, as he remarked himself, safeguarded "our great commercial interests in that Empire."

By taking this stance, the Secretary of State was just reflecting the common sense of America. "We are, of course," he explained, "against breaking up that empire and we don’t believe that the American public would support our government getting involved in the ongoing acts of looting." European powers collected significant damages from China for the harm done to their citizens by the Boxers; however, the United States, finding the amount awarded beyond the valid claims, returned the excess as a fund for the education of Chinese students in American universities. "I would rather be, I think," said Mr. Hay, "the fool of China than the buddy of the Kaiser." By adopting a generous policy, he reinforced the connection of the United States with the Chinese people and, in the long run, as he noted himself, protected "our great commercial interests in that Empire."

Imperialism in the Presidential Campaign of 1900.—It is not strange that the policy pursued by the Republican administration in disposing of the questions raised by the Spanish War became one of the first issues in the presidential campaign of 1900. Anticipating attacks from every quarter, the Republicans, in renominating McKinley, set forth their position in clear and ringing phrases: "In accepting by the treaty of Paris the just responsibility of our victories in the Spanish War the President and Senate won the undoubted approval of the American people. No other course was possible than to destroy Spain's sovereignty throughout the West Indies and in the Philippine Islands. That course created our responsibility, before the world and with the unorganized population whom our intervention had freed from Spain, to provide for the maintenance of law and order, and for the establishment of good government and for the performance of international obligations. Our authority could not be less than our responsibility, and wherever sovereign rights were extended it became the high duty of the government to maintain its authority, to put down armed insurrection, and to confer the blessings of liberty and civilization upon all the rescued peoples. The largest measure of self-government consistent with their welfare and our duties shall be secured to them by law." To give more strength to their ticket, the Republican convention, in a whirlwind of enthusiasm, nominated for the vice presidency, against his protest, Theodore Roosevelt, the governor of New York and the hero of the Rough Riders, so popular on account of their Cuban campaign.

Imperialism in the Presidential Campaign of 1900.—It's no surprise that the policy taken by the Republican administration in addressing the issues raised by the Spanish War became one of the key topics in the 1900 presidential campaign. Anticipating criticism from all sides, the Republicans, while renominating McKinley, clearly stated their position: "By accepting the just responsibilities from our victories in the Spanish War through the treaty of Paris, the President and Senate earned the clear approval of the American people. There was no other option but to eliminate Spain's control over the West Indies and the Philippine Islands. This decision created our responsibility, both to the world and to the unorganized populations we liberated from Spain, to ensure law and order, establish good governance, and fulfill our international obligations. Our authority must match our responsibility, and wherever we extended sovereign rights, it became our duty to uphold our authority, suppress armed insurrections, and bring the benefits of freedom and civilization to all the rescued peoples. We will ensure that they receive the greatest degree of self-government that aligns with their well-being and our responsibilities, through law." To enhance their ticket, the Republican convention, in a surge of enthusiasm, nominated Theodore Roosevelt, the governor of New York and the hero of the Rough Riders, for the vice presidency, despite his objections.

The Democrats, as expected, picked up the gauntlet thrown down with such defiance by the Republicans. Mr. Bryan, whom they selected as their candidate, still clung to the currency issue; but the main emphasis, both of the platform and the appeal for votes, was on the "imperialistic program" of the Republican administration. The Democrats denounced the treatment of Cuba and Porto Rico and condemned the Philippine policy in sharp and vigorous terms. "As we are not willing," ran the platform, "to surrender our civilization or to convert the Republic into an empire, we favor an immediate declaration of the Nation's purpose to give to the Filipinos, first, a stable form of government; second, independence; third, protection from outside interference.... The greedy commercialism which dictated the Philippine policy of the Republican administration attempts to justify it with the plea that it will pay, but even this sordid and unworthy plea fails when brought to the test of facts. The war of 'criminal aggression' against the Filipinos entailing an annual expense of many millions has already cost more than any possible profit that could accrue from the entire Philippine trade for years to come.... We oppose militarism. It means conquest abroad and intimidation and oppression at home. It means the strong arm which has ever been fatal to free institutions. It is what millions of our citizens have fled from in Europe. It will impose upon our peace-loving people a large standing army, an unnecessary burden of taxation, and would be a constant menace to their liberties." Such was the tenor of their appeal to the voters.

The Democrats, as expected, accepted the challenge thrown down so boldly by the Republicans. Mr. Bryan, who was chosen as their candidate, still held on to the currency issue; however, the main focus of both the platform and the appeal for votes was on the "imperialistic program" of the Republican administration. The Democrats criticized the treatment of Cuba and Puerto Rico and strongly condemned the policy in the Philippines. "Since we are not willing," the platform stated, "to give up our civilization or turn the Republic into an empire, we support an immediate declaration of the Nation's intent to provide the Filipinos with, first, a stable form of government; second, independence; third, protection from outside interference.... The greedy commercialism that shaped the Republican administration's Philippine policy tries to justify it by claiming it will be profitable, but even this disreputable excuse falls apart when examined closely. The war of 'criminal aggression' against the Filipinos, costing many millions every year, has already exceeded any potential profit from the entire Philippine trade for years to come.... We oppose militarism. It brings conquest abroad and intimidation and oppression at home. It represents the strong arm that has always threatened free institutions. It's what millions of our citizens escaped from in Europe. It will impose on our peace-loving people a large standing army, an unnecessary tax burden, and would be a constant threat to their freedoms." Such was the tone of their appeal to the voters.

With the issues clearly joined, the country rejected the Democratic candidate even more positively than four years before. The popular vote cast for McKinley was larger and that cast for Bryan smaller than in the silver election. Thus vindicated at the polls, McKinley turned with renewed confidence to the development of the policies he had so far advanced. But fate cut short his designs. In the September following his second inauguration, he was shot by an anarchist while attending the Buffalo exposition. "What a strange and tragic fate it has been of mine," wrote the Secretary of State, John Hay, on the day of the President's death, "to stand by the bier of three of my dearest friends, Lincoln, Garfield, and McKinley, three of the gentlest of men, all risen to the head of the state and all done to death by assassins." On September 14, 1901, the Vice President, Theodore Roosevelt, took up the lines of power that had fallen from the hands of his distinguished chief, promising to continue "absolutely unbroken" the policies he had inherited.

With the issues clearly defined, the country rejected the Democratic candidate even more decisively than four years earlier. The popular vote for McKinley was larger and the vote for Bryan was smaller than in the silver election. Having been validated at the polls, McKinley moved forward with renewed confidence in the development of the policies he had previously championed. But fate interrupted his plans. In the September after his second inauguration, he was shot by an anarchist while attending the Buffalo exposition. "What a strange and tragic fate it has been for me," wrote Secretary of State John Hay on the day of the President's death, "to stand by the casket of three of my dearest friends, Lincoln, Garfield, and McKinley, three of the gentlest of men, all who rose to the head of state and all killed by assassins." On September 14, 1901, Vice President Theodore Roosevelt took up the mantle of power that had fallen from the hands of his distinguished predecessor, promising to continue "absolutely unbroken" the policies he had inherited.

Summary of National Growth and Global Politics

The economic aspects of the period between 1865 and 1900 may be readily summed up: the recovery of the South from the ruin of the Civil War, the extension of the railways, the development of the Great West, and the triumph of industry and business enterprise. In the South many of the great plantations were broken up and sold in small farms, crops were diversified, the small farming class was raised in the scale of social importance, the cotton industry was launched, and the coal, iron, timber, and other resources were brought into use. In the West the free arable land was practically exhausted by 1890 under the terms of the Homestead Act; gold, silver, copper, coal and other minerals were discovered in abundance; numerous rail connections were formed with the Atlantic seaboard; the cowboy and the Indian were swept away before a standardized civilization of electric lights and bathtubs. By the end of the century the American frontier had disappeared. The wild, primitive life so long associated with America was gone. The unity of the nation was established.

The economic situation from 1865 to 1900 can be summed up easily: the South recovering from the devastation of the Civil War, the expansion of railroads, the growth of the Great West, and the success of industry and entrepreneurship. In the South, many large plantations were divided and sold as small farms, crops became more varied, the small farming population gained social status, the cotton industry started up, and resources like coal, iron, and timber were utilized. In the West, free farmland was nearly depleted by 1890 due to the Homestead Act; there were plentiful discoveries of gold, silver, copper, coal, and other minerals; multiple railroads linked to the East Coast; and the cowboy and Indian faded away in the face of a growing civilization filled with electric lights and bathtubs. By the end of the century, the American frontier had vanished. The untamed, primitive lifestyle that had long been associated with America was gone. The nation’s unity was established.

In the field of business enterprise, progress was most marked. The industrial system, which had risen and flourished before the Civil War, grew into immense proportions and the industrial area was extended from the Northeast into all parts of the country. Small business concerns were transformed into huge corporations. Individual plants were merged under the management of gigantic trusts. Short railway lines were consolidated into national systems. The industrial population of wage-earners rose into the tens of millions. The immigration of aliens increased by leaps and bounds. The cities overshadowed the country. The nation that had once depended upon Europe for most of its manufactured goods became a competitor of Europe in the markets of the earth.

In the world of business, progress was especially notable. The industrial system, which had developed and thrived before the Civil War, expanded tremendously, and the industrial area spread from the Northeast to every corner of the country. Small businesses turned into massive corporations. Individual factories merged under the control of huge trusts. Short railway lines came together to form national networks. The industrial workforce surged into the tens of millions. Immigration increased rapidly. Cities outgrew rural areas. The nation that had once relied on Europe for most of its manufactured goods became a rival to Europe in global markets.

In the sphere of politics, the period witnessed the recovery of white supremacy in the South; the continued discussion of the old questions, such as the currency, the tariff, and national banking; and the injection of new issues like the trusts and labor problems. As of old, foreign affairs were kept well at the front. Alaska was purchased from Russia; attempts were made to extend American influence in the Caribbean region; a Samoan island was brought under the flag; and the Hawaiian islands were annexed. The Monroe Doctrine was applied with vigor in the dispute between Venezuela and Great Britain.

In politics, this period saw a resurgence of white supremacy in the South, ongoing debates about issues like currency, tariffs, and national banking, and the emergence of new topics such as trusts and labor issues. As always, foreign affairs were a priority. Alaska was bought from Russia; there were efforts to expand American influence in the Caribbean; a Samoan island came under U.S. control; and the Hawaiian Islands were annexed. The Monroe Doctrine was actively enforced during the conflict between Venezuela and Great Britain.

Assistance was given to the Cubans in their revolutionary struggle against Spain and thus there was precipitated a war which ended in the annexation of Porto Rico and the Philippines. American influence in the Pacific and the Orient was so enlarged as to be a factor of great weight in world affairs. Thus questions connected with foreign and "imperial" policies were united with domestic issues to make up the warp and woof of politics. In the direction of affairs, the Republicans took the leadership, for they held the presidency during all the years, except eight, between 1865 and 1900.

Support was provided to the Cubans in their fight against Spain, leading to a war that resulted in the annexation of Puerto Rico and the Philippines. American influence in the Pacific and Asia grew significantly, becoming an important factor in global affairs. As a result, issues related to foreign and "imperial" policies were intertwined with domestic matters, forming the core of political discussions. The Republicans took charge of the situation, as they held the presidency for all but eight years between 1865 and 1900.

References

J.W. Foster, A Century of American Diplomacy; American Diplomacy in the Orient.

J.W. Foster, A Century of American Diplomacy; American Diplomacy in the Orient.

W.F. Reddaway, The Monroe Doctrine.

W.F. Reddaway, *The Monroe Doctrine*.

J.H. Latané, The United States and Spanish America.

J.H. Latané, The United States and Spanish America.

A.C. Coolidge, United States as a World Power.

A.C. Coolidge, United States as a World Power.

A.T. Mahan, Interest of the United States in the Sea Power.

A.T. Mahan, The Importance of Sea Power to the United States.

F.E. Chadwick, Spanish-American War.

F.E. Chadwick, Spanish-American War.

D.C. Worcester, The Philippine Islands and Their People.

D.C. Worcester, The Philippine Islands and Their People.

M.M. Kalaw, Self-Government in the Philippines.

M.M. Kalaw, *Self-Government in the Philippines*.

L.S. Rowe, The United States and Porto Rico.

L.S. Rowe, The United States and Puerto Rico.

F.E. Chadwick, The Relations of the United States and Spain.

F.E. Chadwick, The Relations of the United States and Spain.

W.R. Shepherd, Latin America; Central and South America.

W.R. Shepherd, Latin America; Central and South America.

Questions

1. Tell the story of the international crisis that developed soon after the Civil War with regard to Mexico.

1. Share the story of the international crisis that emerged soon after the Civil War related to Mexico.

2. Give the essential facts relating to the purchase of Alaska.

2. Provide the key details about the purchase of Alaska.

3. Review the early history of our interest in the Caribbean.

3. Look back at our early interest in the Caribbean.

4. Amid what circumstances was the Monroe Doctrine applied in Cleveland's administration?

4. Under what circumstances was the Monroe Doctrine used during Cleveland's administration?

5. Give the causes that led to the war with Spain.

5. List the reasons that caused the war with Spain.

6. Tell the leading events in that war.

6. Describe the main events in that war.

7. What was the outcome as far as Cuba was concerned? The outcome for the United States?

7. What happened for Cuba? And what happened for the United States?

8. Discuss the attitude of the Filipinos toward American sovereignty in the islands.

8. Talk about how Filipinos feel about American rule in the islands.

9. Describe McKinley's colonial policy.

9. Describe McKinley's colonial policy.

10. How was the Spanish War viewed in England? On the Continent?

10. How did England view the Spanish War? What about on the Continent?

11. Was there a unified American opinion on American expansion?

11. Was there a single American viewpoint on American expansion?

12. Was this expansion a departure from our traditions?

12. Was this expansion a break from our traditions?

13. What events led to foreign intervention in China?

13. What events caused foreign intervention in China?

14. Explain the policy of the "open door."

14. Describe the "open door" policy.

Research Topics

Hawaii and Venezuela.—Dewey, National Problems (American Nation Series), pp. 279-313; Macdonald, Documentary Source Book, pp. 600-602; Hart, American History Told by Contemporaries, Vol. IV, pp. 612-616.

Hawaii and Venezuela.—Dewey, National Problems (American Nation Series), pp. 279-313; Macdonald, Documentary Source Book, pp. 600-602; Hart, American History Told by Contemporaries, Vol. IV, pp. 612-616.

Intervention in Cuba.—Latané, America as a World Power (American Nation Series), pp. 3-28; Macdonald, Documentary Source Book, pp. 597-598; Roosevelt, Autobiography, pp. 223-277; Haworth, The United States in Our Own Time, pp. 232-256; Hart, Contemporaries, Vol. IV, pp. 573-578.

Intervention in Cuba.—Latané, America as a World Power (American Nation Series), pp. 3-28; Macdonald, Documentary Source Book, pp. 597-598; Roosevelt, Autobiography, pp. 223-277; Haworth, The United States in Our Own Time, pp. 232-256; Hart, Contemporaries, Vol. IV, pp. 573-578.

The War with Spain.—Elson, History of the United States, pp. 889-896.

The War with Spain.—Elson, History of the United States, pp. 889-896.

Terms of Peace with Spain.—Latané, pp. 63-81; Macdonald, pp. 602-608; Hart, Contemporaries, Vol. IV, pp. 588-590.

Terms of Peace with Spain.—Latané, pp. 63-81; Macdonald, pp. 602-608; Hart, Contemporaries, Vol. IV, pp. 588-590.

The Philippine Insurrection.—Latané, pp. 82-99.

The Philippine Insurrection.—Latané, pp. 82-99.

Imperialism as a Campaign Issue.—Latané, pp. 120-132; Haworth, pp. 257-277; Hart, Contemporaries, Vol. IV, pp. 604-611.

Imperialism as a Campaign Issue.—Latané, pp. 120-132; Haworth, pp. 257-277; Hart, Contemporaries, Vol. IV, pp. 604-611.

Biographical Studies.—William McKinley, M.A. Hanna, John Hay; Admirals, George Dewey, W.T. Sampson, and W.S. Schley; and Generals, W.R. Shafter, Joseph Wheeler, and H.W. Lawton.

Biographical Studies.—William McKinley, M.A. Hanna, John Hay; Admirals George Dewey, W.T. Sampson, and W.S. Schley; and Generals W.R. Shafter, Joseph Wheeler, and H.W. Lawton.

General Analysis of American Expansion.Syllabus in History (New York State, 1920), pp. 142-147.

General Analysis of American Expansion.Syllabus in History (New York State, 1920), pp. 142-147.


PART VII. PROGRESSIVE DEMOCRACY AND THE WORLD WAR


CHAPTER XXI

THE EVOLUTION OF REPUBLICAN POLICIES (1901-13)

The Personality and Early Career of Roosevelt.—On September 14, 1901, when Theodore Roosevelt took the oath of office, the presidency passed to a new generation and a leader of a new type recalling, if comparisons must be made, Andrew Jackson rather than any Republican predecessor. Roosevelt was brusque, hearty, restless, and fond of action—"a young fellow of infinite dash and originality," as John Hay remarked of him; combining the spirit of his old college, Harvard, with the breezy freedom of the plains; interested in everything—a new species of game, a new book, a diplomatic riddle, or a novel theory of history or biology. Though only forty-three years old he was well versed in the art of practical politics. Coming upon the political scene in the early eighties, he had associated himself with the reformers in the Republican party; but he was no Mugwump. From the first he vehemently preached the doctrine of party loyalty; if beaten in the convention, he voted the straight ticket in the election. For twenty years he adhered to this rule and during a considerable portion of that period he held office as a spokesman of his party. He served in the New York legislature, as head of the metropolitan police force, as federal civil service commissioner under President Harrison, as assistant secretary of the navy under President McKinley, and as governor of the Empire state. Political managers of the old school spoke of him as "brilliant but erratic"; they soon found him equal to the shrewdest in negotiation and action.

The Personality and Early Career of Roosevelt.—On September 14, 1901, when Theodore Roosevelt took the oath of office, the presidency shifted to a new generation and a different kind of leader, reminiscent of Andrew Jackson rather than any previous Republican. Roosevelt was direct, enthusiastic, restless, and action-oriented—"a young guy with boundless energy and originality," as John Hay described him; blending the spirit of his alma mater, Harvard, with the laid-back vibe of the plains; curious about everything—a new type of game, a new book, a diplomatic puzzle, or a fresh theory in history or biology. Although he was only forty-three, he was skilled in the art of practical politics. He emerged onto the political scene in the early eighties, aligning himself with reformers in the Republican party; however, he was no Mugwump. From the start, he passionately advocated for party loyalty; if he lost in the convention, he voted along party lines in the election. For twenty years, he stuck to this principle, and during much of that time, he held office as a representative of his party. He served in the New York legislature, led the metropolitan police force, was a federal civil service commissioner under President Harrison, served as assistant secretary of the navy under President McKinley, and was governor of New York. Political operatives from the old school regarded him as "brilliant but unpredictable"; they quickly discovered he was as shrewd as anyone in negotiation and implementation.

Roosevelt Talking to the Engineer of a Railroad Train
Copyright by Underwood and Underwood, N.Y.
Roosevelt Talking to the Engineer of a Train

International Relations

The Panama Canal.—The most important foreign question confronting President Roosevelt on the day of his inauguration, that of the Panama Canal, was a heritage from his predecessor. The idea of a water route across the isthmus, long a dream of navigators, had become a living issue after the historic voyage of the battleship Oregon around South America during the Spanish War. But before the United States could act it had to undo the Clayton-Bulwer treaty, made with Great Britain in 1850, providing for the construction of the canal under joint supervision. This was finally effected by the Hay-Pauncefote treaty of 1901 authorizing the United States to proceed alone, on condition that there should be no discriminations against other nations in the matter of rates and charges.

The Panama Canal.—The most important foreign issue facing President Roosevelt on his inauguration day, the Panama Canal, was a legacy from his predecessor. The idea of a water route across the isthmus, long a dream for navigators, became a pressing topic after the historic journey of the battleship Oregon around South America during the Spanish War. But before the United States could take action, it had to dismantle the Clayton-Bulwer treaty, which was established with Great Britain in 1850, allowing for the construction of the canal under joint supervision. This was finally achieved through the Hay-Pauncefote treaty of 1901, which authorized the United States to proceed independently, as long as there were no discriminations against other nations regarding rates and charges.

This accomplished, it was necessary to decide just where the canal should be built. One group in Congress favored the route through Nicaragua; in fact, two official commissions had already approved that location. Another group favored cutting the way through Panama after purchasing the rights of the old French company which, under the direction of De Lesseps, the hero of the Suez Canal, had made a costly failure some twenty years before. After a heated argument over the merits of the two plans, preference was given to the Panama route. As the isthmus was then a part of Colombia, President Roosevelt proceeded to negotiate with the government at Bogota a treaty authorizing the United States to cut a canal through its territory. The treaty was easily framed, but it was rejected by the Colombian senate, much to the President's exasperation. "You could no more make an agreement with the Colombian rulers," he exclaimed, "than you could nail jelly to a wall." He was spared the necessity by a timely revolution. On November 3, 1903, Panama renounced its allegiance to Colombia and three days later the United States recognized its independence.

Once this was done, it was important to decide exactly where the canal should be built. One group in Congress supported the route through Nicaragua; in fact, two official commissions had already approved that location. Another group preferred to go through Panama after buying the rights from the old French company, which had been led by De Lesseps, the hero of the Suez Canal, and had suffered a costly failure about twenty years earlier. After a heated debate over the advantages of both plans, the Panama route was chosen. Since the isthmus was then part of Colombia, President Roosevelt began negotiations with the government in Bogota for a treaty allowing the United States to build a canal through its territory. The treaty was easy to create, but it was rejected by the Colombian senate, much to the President's frustration. "You could no more make an agreement with the Colombian leaders," he exclaimed, "than you could nail jelly to a wall." He was saved from this issue by a timely revolution. On November 3, 1903, Panama declared its independence from Colombia, and three days later, the United States recognized that independence.

Panama Canal
Courtesy of Panama Canal, Washington, D.C.
Deepest Excavated Section of the Panama Canal, Featuring Gold Hill on the Right and Contractor's Hill on the Left. June 1913

This amazing incident was followed shortly by the signature of a treaty between Panama and the United States in which the latter secured the right to construct the long-discussed canal, in return for a guarantee of independence and certain cash payments. The rights and property of the French concern were then bought, and the final details settled. A lock rather than a sea-level canal was agreed upon. Construction by the government directly instead of by private contractors was adopted. Scientific medicine was summoned to stamp out the tropical diseases that had made Panama a plague spot. Finally, in 1904, as the President said, "the dirt began to fly." After surmounting formidable difficulties—engineering, labor, and sanitary—the American forces in 1913 joined the waters of the Atlantic and the Pacific. Nearly eight thousand miles were cut off the sea voyage from New York to San Francisco. If any were inclined to criticize President Roosevelt for the way in which he snapped off negotiations with Colombia and recognized the Panama revolutionists, their attention was drawn to the magnificent outcome of the affair. Notwithstanding the treaty with Great Britain, Congress passed a tolls bill discriminating in rates in favor of American ships. It was only on the urgent insistence of President Wilson that the measure was later repealed.

This incredible event was soon followed by the signing of a treaty between Panama and the United States, where the U.S. secured the right to build the long-planned canal in exchange for a guarantee of independence and certain cash payments. The rights and assets of the French company were then purchased, and the final details were finalized. It was decided to go with a lock instead of a sea-level canal. The government took on the construction directly rather than hiring private contractors. Scientific medicine was brought in to eliminate the tropical diseases that had turned Panama into a health crisis. Finally, in 1904, as the President put it, "the dirt began to fly." After overcoming significant challenges—engineering, labor, and health—the American forces connected the waters of the Atlantic and the Pacific in 1913. Nearly eight thousand miles were cut from the sea route between New York and San Francisco. If anyone was inclined to criticize President Roosevelt for how he abruptly ended negotiations with Colombia and recognized the Panamanian revolutionaries, they were quickly reminded of the impressive results. Despite the treaty with Great Britain, Congress passed a tolls bill that favored American ships with lower rates. It was only due to President Wilson's strong insistence that the measure was later repealed.

The Conclusion of the Russo-Japanese War.—The applause which greeted the President's next diplomatic stroke was unmarred by censure of any kind. In the winter of 1904 there broke out between Japan and Russia a terrible conflict over the division of spoils in Manchuria. The fortunes of war were with the agile forces of Nippon. In this struggle, it seems, President Roosevelt's sympathies were mainly with the Japanese, although he observed the proprieties of neutrality. At all events, Secretary Hay wrote in his diary on New Year's Day, 1905, that the President was "quite firm in his view that we cannot permit Japan to be robbed a second time of her victory," referring to the fact that Japan, ten years before, after defeating China on the field of battle, had been forced by Russia, Germany, and France to forego the fruits of conquest.

The Conclusion of the Russo-Japanese War.—The applause that followed the President's next diplomatic move was free from any criticism. In the winter of 1904, a serious conflict erupted between Japan and Russia over the division of territory in Manchuria. The tides of war favored the swift forces of Japan. In this conflict, it appears that President Roosevelt's sympathies leaned largely towards the Japanese, even though he maintained the appearance of neutrality. In any case, Secretary Hay noted in his diary on New Year's Day, 1905, that the President was "quite firm in his view that we cannot allow Japan to be robbed a second time of her victory," alluding to the fact that Japan, ten years earlier, after defeating China in battle, had been pressured by Russia, Germany, and France to give up the rewards of its victory.

Whatever the President's personal feelings may have been, he was aware that Japan, despite her triumphs over Russia, was staggering under a heavy burden of debt. At a suggestion from Tokyo, he invited both belligerents in the summer of 1905 to join in a peace conference. The celerity of their reply was aided by the pressure of European bankers, who had already come to a substantial agreement that the war must stop. After some delay, Portsmouth, New Hampshire, was chosen as the meeting place for the spokesmen of the two warring powers. Roosevelt presided over the opening ceremonies with fine urbanity, thoroughly enjoying the justly earned honor of being for the moment at the center of the world's interest. He had the satisfaction of seeing the conference end in a treaty of peace and amity.

Whatever the President's personal feelings were, he knew that Japan, despite its victories over Russia, was struggling under a heavy load of debt. Following a suggestion from Tokyo, he invited both sides in the summer of 1905 to participate in a peace conference. Their quick response was influenced by the pressure from European bankers, who had already reached a significant agreement that the war needed to end. After some delays, Portsmouth, New Hampshire, was selected as the venue for representatives of the two conflicting nations. Roosevelt led the opening ceremonies with great poise, fully enjoying the well-deserved honor of being at the forefront of global attention. He took satisfaction in seeing the conference conclude with a treaty of peace and friendship.

The Monroe Doctrine Applied to Germany.—Less spectacular than the Russo-Japanese settlement but not less important was a diplomatic passage-at-arms with Germany over the Monroe Doctrine. This clash grew out of the inability or unwillingness of the Venezuelan government to pay debts due foreign creditors. Having exhausted their patience in negotiations, England and Germany, in December 1901, sent battleships to establish what they characterized as "a peaceful blockade" of Venezuelan ports. Their action was followed by the rupture of diplomatic relations; there was a possibility that war and the occupation of Venezuelan territory might result.

The Monroe Doctrine Applied to Germany.—Less dramatic than the Russo-Japanese settlement but still significant was a diplomatic confrontation with Germany regarding the Monroe Doctrine. This conflict arose from the Venezuelan government's failure or refusal to settle debts owed to foreign creditors. After losing patience during negotiations, England and Germany, in December 1901, sent battleships to set up what they called "a peaceful blockade" of Venezuelan ports. Their actions led to a breakdown in diplomatic relations; there was a chance that war and the occupation of Venezuelan territory could follow.

While unwilling to stand between a Latin-American country and its creditors, President Roosevelt was determined that debt collecting should not be made an excuse for European countries to seize territory. He therefore urged arbitration of the dispute, winning the assent of England and Italy. Germany, with a somewhat haughty air, refused to take the milder course. The President, learning of this refusal, called the German ambassador to the White House and informed him in very precise terms that, unless the Imperial German Government consented to arbitrate, Admiral Dewey would be ordered to the scene with instructions to prevent Germany from seizing any Venezuelan territory. A week passed and no answer came from Berlin. Not baffled, the President again took the matter up with the ambassador, this time with even more firmness; he stated in language admitting of but one meaning that, unless within forty-eight hours the Emperor consented to arbitration, American battleships, already coaled and cleared, would sail for Venezuelan waters. The hint was sufficient. The Kaiser accepted the proposal and the President, with the fine irony of diplomacy, complimented him publicly on "being so stanch an advocate of arbitration." In terms of the Monroe Doctrine this action meant that the United States, while not denying the obligations of debtors, would not permit any move on the part of European powers that might easily lead to the temporary or permanent occupation of Latin-American territory.

While not wanting to get in the way of a Latin American country and its creditors, President Roosevelt was determined that debt collection shouldn’t be used as an excuse for European countries to take over land. He pushed for arbitration of the dispute, gaining the agreement of England and Italy. Germany, with a somewhat arrogant attitude, refused to take the softer approach. When the President learned of this refusal, he summoned the German ambassador to the White House and clearly stated that unless the German government agreed to arbitrate, Admiral Dewey would be dispatched with orders to prevent Germany from taking any Venezuelan territory. A week went by with no response from Berlin. Undeterred, the President brought the issue up with the ambassador once more, this time with even more resolve; he indicated, in no uncertain terms, that if the Emperor did not agree to arbitration within forty-eight hours, American battleships, already fueled and ready, would head to Venezuelan waters. The implication was clear. The Kaiser accepted the proposal, and the President, with the clever irony of diplomacy, publicly praised him for "being such a strong advocate of arbitration." In terms of the Monroe Doctrine, this action meant that the United States, while not dismissing the responsibilities of debtors, would not allow any actions by European powers that could easily lead to the temporary or permanent occupation of Latin American territory.

The Santo Domingo Affair.—The same issue was involved in a controversy over Santo Domingo which arose in 1904. The Dominican republic, like Venezuela, was heavily in debt, and certain European countries declared that, unless the United States undertook to look after the finances of the embarrassed debtor, they would resort to armed coercion. What was the United States to do? The danger of having some European power strongly intrenched in Santo Domingo was too imminent to be denied. President Roosevelt acted with characteristic speed, and notwithstanding strong opposition in the Senate was able, in 1907, to effect a treaty arrangement which placed Dominican finances under American supervision.

The Santo Domingo Affair.—The same issue came up in a conflict over Santo Domingo that started in 1904. The Dominican Republic, like Venezuela, was deep in debt, and some European countries announced that if the United States didn’t step in to manage the finances of the struggling debtor, they would use military force. What was the United States supposed to do? The threat of having a European power firmly established in Santo Domingo was too serious to ignore. President Roosevelt responded quickly, and despite significant opposition in the Senate, he managed to secure a treaty in 1907 that put Dominican finances under American oversight.

In the course of the debate over this settlement, a number of interesting questions arose. It was pertinently asked whether the American navy should be used to help creditors collect their debts anywhere in Latin-America. It was suggested also that no sanction should be given to the practice among European governments of using armed force to collect private claims. Opponents of President Roosevelt's policy, and they were neither few nor insignificant, urged that such matters should be referred to the Hague Court or to special international commissions for arbitration. To this the answer was made that the United States could not surrender any question coming under the terms of the Monroe Doctrine to the decision of an international tribunal. The position of the administration was very clearly stated by President Roosevelt himself. "The country," he said, "would certainly decline to go to war to prevent a foreign government from collecting a just debt; on the other hand, it is very inadvisable to permit any foreign power to take possession, even temporarily, of the customs houses of an American republic in order to enforce the payment of its obligations; for such a temporary occupation might turn into a permanent occupation. The only escape from these alternatives may at any time be that we must ourselves undertake to bring about some arrangement by which so much as possible of a just obligation shall be paid." The Monroe Doctrine was negative. It denied to European powers a certain liberty of operation in this hemisphere. The positive obligations resulting from its application by the United States were points now emphasized and developed.

During the debate over this settlement, several interesting questions came up. It was pointed out whether the American navy should be used to assist creditors in collecting their debts throughout Latin America. It was also suggested that there should be no approval for the practice among European governments of using military force to collect private claims. Critics of President Roosevelt's policy, who were neither few nor insignificant, argued that these matters should be taken to the Hague Court or special international commissions for arbitration. In response, it was stated that the United States could not hand over any issues related to the Monroe Doctrine to the decisions of an international tribunal. President Roosevelt clearly expressed the administration's position: "The country," he said, "would certainly refuse to go to war to stop a foreign government from collecting a legitimate debt; on the other hand, it is very unwise to allow any foreign power to temporarily take control of the customs houses of an American republic to enforce the payment of its obligations; for that temporary occupation might become permanent. The only way out of these alternatives might be that we have to arrange for ensuring that as much of a legitimate obligation as possible is paid." The Monroe Doctrine was restrictive, denying European powers certain freedoms of operation in this hemisphere. The positive responsibilities that came from its application by the United States were now emphasized and further developed.

The Hague Conference.—The controversies over Latin-American relations and his part in bringing the Russo-Japanese War to a close naturally made a deep impression upon Roosevelt, turning his mind in the direction of the peaceful settlement of international disputes. The subject was moreover in the air. As if conscious of impending calamity, the statesmen of the Old World, to all outward signs at least, seemed searching for a way to reduce armaments and avoid the bloody and costly trial of international causes by the ancient process of battle. It was the Czar, Nicholas II, fated to die in one of the terrible holocausts which he helped to bring upon mankind, who summoned the delegates of the nations in the first Hague Peace Conference in 1899. The conference did nothing to reduce military burdens or avoid wars but it did recognize the right of friendly nations to offer the services of mediation to countries at war and did establish a Court at the Hague for the arbitration of international disputes.

The Hague Conference.—The debates over relationships with Latin America and Roosevelt's role in ending the Russo-Japanese War had a profound impact on him, steering his thoughts toward finding peaceful solutions for international conflicts. This topic was also gaining traction. With a sense of looming disaster, the leaders of Europe, at least outwardly, seemed to be looking for ways to cut down on military spending and prevent bloody and expensive wars by conventional means. It was Czar Nicholas II, who would eventually perish in one of the disastrous crises he helped create, who called together representatives of various nations for the first Hague Peace Conference in 1899. While the conference did not succeed in lowering military expenditures or stopping wars, it did acknowledge the right of friendly nations to offer mediation services to warring countries and established a Court in The Hague for resolving international disputes.

Encouraged by this experiment, feeble as it was, President Roosevelt in 1904 proposed a second conference, yielding to the Czar the honor of issuing the call. At this great international assembly, held at the Hague in 1907, the representatives of the United States proposed a plan for the compulsory arbitration of certain matters of international dispute. This was rejected with contempt by Germany. Reduction of armaments, likewise proposed in the conference, was again deferred. In fact, nothing was accomplished beyond agreement upon certain rules for the conduct of "civilized warfare," casting a somewhat lurid light upon the "pacific" intentions of most of the powers assembled.

Encouraged by this experiment, though it was weak, President Roosevelt in 1904 suggested a second conference, allowing the Czar to take the lead in issuing the invitation. At this major international gathering, held in The Hague in 1907, representatives from the United States introduced a plan for mandatory arbitration on specific international disputes. This was dismissed with scorn by Germany. The proposal to reduce military arms, also put forward at the conference, was once again postponed. In reality, nothing was achieved besides an agreement on certain rules for conducting "civilized warfare," which casts a rather grim light on the "peaceful" intentions of most of the participating powers.

The World Tour of the Fleet.—As if to assure the world then that the United States placed little reliance upon the frail reed of peace conferences, Roosevelt the following year (1908) made an imposing display of American naval power by sending a fleet of sixteen battleships on a tour around the globe. On his own authority, he ordered the ships to sail out of Hampton Roads and circle the earth by way of the Straits of Magellan, San Francisco, Australia, the Philippines, China, Japan, and the Suez Canal. This enterprise was not, as some critics claimed, a "mere boyish flourish." President Roosevelt knew how deep was the influence of sea power on the fate of nations. He was aware that no country could have a wide empire of trade and dominion without force adequate to sustain it. The voyage around the world therefore served a double purpose. It interested his own country in the naval program of the government, and it reminded other powers that the American giant, though quiet, was not sleeping in the midst of international rivalries.

The World Tour of the Fleet.—To show the world that the United States didn't depend on fragile peace conferences, Roosevelt the following year (1908) made a striking showcase of American naval power by sending a fleet of sixteen battleships on a global tour. On his own authority, he ordered the ships to leave Hampton Roads and circumnavigate the globe via the Straits of Magellan, San Francisco, Australia, the Philippines, China, Japan, and the Suez Canal. This venture was not, as some critics said, a "mere boyish flourish." President Roosevelt understood how significant sea power was in determining the fate of nations. He recognized that no country could maintain a vast empire of trade and influence without sufficient force to support it. Thus, the voyage around the world had a dual purpose. It engaged his own country in the government's naval program and reminded other powers that the American giant, though quiet, was not inactive amid international rivalries.

Colonial Government

A Constitutional Question Settled.—In colonial administration, as in foreign policy, President Roosevelt advanced with firm step in a path already marked out. President McKinley had defined the principles that were to control the development of Porto Rico and the Philippines. The Republican party had announced a program of pacification, gradual self-government, and commercial improvement. The only remaining question of importance, to use the popular phrase,—"Does the Constitution follow the flag?"—had been answered by the Supreme Court of the United States. Although it was well known that the Constitution did not contemplate the government of dependencies, such as the Philippines and Porto Rico, the Court, by generous and ingenious interpretations, found a way for Congress to apply any reasonable rules required by the occasion.

A Constitutional Question Settled.—In colonial administration, just like in foreign policy, President Roosevelt moved confidently along a path that had already been established. President McKinley had set the principles that would guide the development of Puerto Rico and the Philippines. The Republican Party had laid out a plan for peacekeeping, gradual self-governance, and economic improvement. The only significant question left, as people often asked, —"Does the Constitution follow the flag?"—had been addressed by the Supreme Court of the United States. Even though it was widely understood that the Constitution did not account for governing territories like the Philippines and Puerto Rico, the Court, through creative and clever interpretations, found a way for Congress to implement any necessary rules for the situation.

A Sugar Mill, Porto Rico
Photograph from Underwood and Underwood, N.Y.
A Sugar Mill, Puerto Rico

Porto Rico.—The government of Porto Rico was a relatively simple matter. It was a single island with a fairly homogeneous population apart from the Spanish upper class. For a time after military occupation in 1898, it was administered under military rule. This was succeeded by the establishment of civil government under the "organic act" passed by Congress in 1900. The law assured to the Porto Ricans American protection but withheld American citizenship—a boon finally granted in 1917. It provided for a governor and six executive secretaries appointed by the President with the approval of the Senate; and for a legislature of two houses—one elected by popular native vote, and an upper chamber composed of the executive secretaries and five other persons appointed in the same manner. Thus the United States turned back to the provincial system maintained by England in Virginia or New York in old colonial days. The natives were given a voice in their government and the power of initiating laws; but the final word both in law-making and administration was vested in officers appointed in Washington. Such was the plan under which the affairs of Porto Rico were conducted by President Roosevelt. It lasted until the new organic act of 1917.

Puerto Rico.—The government of Puerto Rico was relatively straightforward. It was a single island with a mostly uniform population, except for the Spanish upper class. After the military occupation in 1898, it was governed under military rule for a time. This was followed by the establishment of civil government through the "organic act" passed by Congress in 1900. The law provided Puerto Ricans with American protection but denied them American citizenship—a privilege that was finally granted in 1917. It set up a governor and six executive secretaries appointed by the President with Senate approval, as well as a two-house legislature—one elected by popular native vote and an upper chamber made up of the executive secretaries and five other people appointed in the same way. Thus, the United States reverted to the provincial system that England maintained in Virginia or New York during colonial times. The locals had a say in their government and could propose laws, but ultimate authority in law-making and administration rested with officials appointed in Washington. This was the framework under which President Roosevelt managed Puerto Rico's affairs until the new organic act of 1917.

The Philippines.—The administration of the Philippines presented far more difficult questions. The number of islands, the variety of languages and races, the differences in civilization all combined to challenge the skill of the government. Moreover, there was raging in 1901 a stubborn revolt against American authority, which had to be faced. Following the lines laid down by President McKinley, the evolution of American policy fell into three stages. At first the islands were governed directly by the President under his supreme military power. In 1901 a civilian commission, headed by William Howard Taft, was selected by the President and charged with the government of the provinces in which order had been restored. Six years later, under the terms of an organic act, passed by Congress in 1902, the third stage was reached. The local government passed into the hands of a governor and commission, appointed by the President and Senate, and a legislature—one house elected by popular vote and an upper chamber composed of the commission. This scheme, like that obtaining in Porto Rico, remained intact until a Democratic Congress under President Wilson's leadership carried the colonial administration into its fourth phase by making both houses elective. Thus, by the steady pursuit of a liberal policy, self-government was extended to the dependencies; but it encouraged rather than extinguished the vigorous movement among the Philippine natives for independence.

The Philippines.—The management of the Philippines posed much more challenging questions. The number of islands, the diverse languages and ethnic groups, and the differences in civilization all created significant challenges for the government. Additionally, there was a fierce revolt against American authority in 1901 that needed to be addressed. Following the guidelines set by President McKinley, the evolution of American policy unfolded in three stages. Initially, the islands were governed directly by the President using his supreme military power. In 1901, a civilian commission led by William Howard Taft was appointed by the President to govern the provinces where order had been restored. Six years later, under an organic act passed by Congress in 1902, the third stage was reached. Local government was transferred to a governor and a commission, appointed by the President and Senate, along with a legislature—one house elected by popular vote and an upper chamber made up of the commission. This structure, similar to that in Puerto Rico, remained unchanged until a Democratic Congress, under President Wilson's leadership, transitioned the colonial administration into its fourth phase by making both houses elective. Thus, through a consistent pursuit of a liberal policy, self-government was extended to the territories; however, it encouraged rather than diminished the strong movement among the Philippine natives for independence.

Mr Taft in the Philippines
Copyright by Underwood and Underwood, N.Y.
Taft in the Philippines

Cuban Relations.—Within the sphere of colonial affairs, Cuba, though nominally independent, also presented problems to the government at Washington. In the fine enthusiasm that accompanied the declaration of war on Spain, Congress, unmindful of practical considerations, recognized the independence of Cuba and disclaimed "any disposition or intention to exercise sovereignty, jurisdiction, or control over said island except for the pacification thereof." In the settlement that followed the war, however, it was deemed undesirable to set the young republic adrift upon the stormy sea of international politics without a guiding hand. Before withdrawing American troops from the island, Congress, in March, 1901, enacted, and required Cuba to approve, a series of restrictions known as the Platt amendment, limiting her power to incur indebtedness, securing the right of the United States to intervene whenever necessary to protect life and property, and reserving to the United States coaling stations at certain points to be agreed upon. The Cubans made strong protests against what they deemed "infringements of their sovereignty"; but finally with good grace accepted their fate. Even when in 1906 President Roosevelt landed American troops in the island to quell a domestic dissension, they acquiesced in the action, evidently regarding it as a distinct warning that they should learn to manage their elections in an orderly manner.

Cuban Relations.—In the context of colonial affairs, Cuba, while officially independent, also posed challenges for the government in Washington. In the fervor that accompanied the declaration of war on Spain, Congress, ignoring practical considerations, recognized Cuba's independence and stated that there was "no intention to exercise sovereignty, jurisdiction, or control over said island except for its pacification." However, in the aftermath of the war, it was seen as unwise to let the new republic face the chaotic realm of international politics without support. Before the American troops left the island, Congress enacted in March 1901 a series of restrictions known as the Platt amendment, which Cuba was required to accept. These limitations reduced Cuba's ability to accumulate debt, ensured the U.S. had the right to intervene whenever necessary to protect life and property, and allowed the U.S. to have coaling stations at specific agreed locations. The Cubans strongly protested what they considered "infringements of their sovereignty," but eventually accepted their situation with good grace. Even when President Roosevelt sent American troops to the island in 1906 to resolve internal conflict, they conceded to the action, clearly recognizing it as a stern reminder to manage their elections properly.

Roosevelt's Domestic Policies

Social Questions to the Front.—From the day of his inauguration to the close of his service in 1909, President Roosevelt, in messages, speeches, and interviews, kept up a lively and interesting discussion of trusts, capital, labor, poverty, riches, lawbreaking, good citizenship, and kindred themes. Many a subject previously touched upon only by representatives of the minor and dissenting parties, he dignified by a careful examination. That he did this with any fixed design or policy in mind does not seem to be the case. He admitted himself that when he became President he did not have in hand any settled or far-reaching plan of social betterment. He did have, however, serious convictions on general principles. "I was bent upon making the government," he wrote, "the most efficient possible instrument in helping the people of the United States to better themselves in every way, politically, socially, and industrially. I believed with all my heart in real and thorough-going democracy and I wished to make the democracy industrial as well as political, although I had only partially formulated the method I believed we should follow." It is thus evident at least that he had departed a long way from the old idea of the government as nothing but a great policeman keeping order among the people in a struggle over the distribution of the nation's wealth and resources.

Social Questions to the Front.—From the day he took office until the end of his term in 1909, President Roosevelt actively engaged in a lively and thought-provoking discussion about trusts, capital, labor, poverty, wealth, lawbreaking, good citizenship, and related topics through messages, speeches, and interviews. Many issues that had only been addressed by representatives of minor and dissenting parties were elevated by his thorough examination. It doesn’t appear that he had any specific plan or policy in mind for this. He acknowledged that when he became President, he didn’t have a solid or far-reaching plan for social improvement. However, he did hold strong beliefs about general principles. "I was determined to make the government," he wrote, "the most effective possible tool in helping the people of the United States improve themselves in every way—politically, socially, and industrially. I fully believed in true and comprehensive democracy, and I wanted to make democracy industrial as well as political, even though I had only partially figured out the methods we should pursue." It’s clear that he had moved far away from the old view of government as merely a big police force maintaining order among the people in a struggle for the distribution of the nation’s wealth and resources.

Roosevelt's View of the Constitution.—Equally significant was Roosevelt's attitude toward the Constitution and the office of President. He utterly repudiated the narrow construction of our national charter. He held that the Constitution "should be treated as the greatest document ever devised by the wit of man to aid a people in exercising every power necessary for its own betterment, not as a strait-jacket cunningly fashioned to strangle growth." He viewed the presidency as he did the Constitution. Strict constructionists of the Jeffersonian school, of whom there were many on occasion even in the Republican party, had taken a view that the President could do nothing that he was not specifically authorized by the Constitution to do. Roosevelt took exactly the opposite position. It was his opinion that it was not only the President's right but his duty "to do anything that the needs of the nation demanded unless such action was forbidden by the Constitution or the laws." He went on to say that he acted "for the common well-being of all our people whenever and in whatever manner was necessary, unless prevented by direct constitutional or legislative prohibition."

Roosevelt's View of the Constitution.—Equally significant was Roosevelt's attitude toward the Constitution and the office of President. He completely rejected the narrow interpretation of our national charter. He believed that the Constitution "should be seen as the greatest document ever created by the minds of man to help a people in exercising every power necessary for its own improvement, not as a straitjacket carefully designed to limit growth." He viewed the presidency the same way he viewed the Constitution. Strict constructionists from the Jeffersonian tradition, who were often found even within the Republican party, believed that the President could only do what was explicitly authorized by the Constitution. Roosevelt held the opposite view. In his opinion, it was not just the President's right but his duty "to do anything that the needs of the nation required unless such action was forbidden by the Constitution or the laws." He further stated that he acted "for the common good of all our people whenever and however necessary, unless stopped by direct constitutional or legislative prohibition."

The Trusts and Railways.—To the trust question, Roosevelt devoted especial attention. This was unavoidable. By far the larger part of the business of the country was done by corporations as distinguished from partnerships and individual owners. The growth of these gigantic aggregations of capital had been the leading feature in American industrial development during the last two decades of the nineteenth century. In the conquest of business by trusts and "the resulting private fortunes of great magnitude," the Populists and the Democrats had seen a grievous danger to the republic. "Plutocracy has taken the place of democracy; the tariff breeds trusts; let us destroy therefore the tariff and the trusts"—such was the battle cry which had been taken up by Bryan and his followers.

The Trusts and Railways.—Roosevelt paid special attention to the issue of trusts. This was unavoidable. Most of the country's business was conducted by corporations, as opposed to partnerships and individual owners. The rise of these massive capital conglomerates had been a major aspect of American industrial growth during the last two decades of the nineteenth century. In the battle for business control by trusts and "the resulting enormous private fortunes," the Populists and Democrats viewed this as a serious threat to the republic. "Plutocracy has replaced democracy; the tariff creates trusts; therefore, let’s get rid of both the tariff and the trusts"—this was the rallying cry taken up by Bryan and his supporters.

President Roosevelt countered vigorously. He rejected the idea that the trusts were the product of the tariff or of governmental action of any kind. He insisted that they were the outcome of "natural economic forces": (1) destructive competition among business men compelling them to avoid ruin by coöperation in fixing prices; (2) the growth of markets on a national scale and even international scale calling for vast accumulations of capital to carry on such business; (3) the possibility of immense savings by the union of many plants under one management. In the corporation he saw a new stage in the development of American industry. Unregulated competition he regarded as "the source of evils which all men concede must be remedied if this civilization of ours is to survive." The notion, therefore, that these immense business concerns should be or could be broken up by a decree of law, Roosevelt considered absurd.

President Roosevelt responded strongly. He dismissed the idea that trusts were caused by tariffs or any kind of government action. He argued that they were the result of "natural economic forces": (1) cutthroat competition among businesspeople pushing them to work together in setting prices to avoid going under; (2) the expansion of markets on a national and even international level needing large amounts of capital to operate such businesses; (3) the potential for significant savings by consolidating many plants under one management. He viewed the corporation as a new stage in the evolution of American industry. He believed that unregulated competition was "the source of evils that everyone agrees must be fixed if our civilization is to survive." Therefore, he considered the idea that these massive business entities should or could be broken up by a legal decree to be ridiculous.

At the same time he proposed that "evil trusts" should be prevented from "wrong-doing of any kind"; that is, punished for plain swindling, for making agreements to limit output, for refusing to sell to customers who dealt with rival firms, and for conspiracies with railways to ruin competitors by charging high freight rates and for similar abuses. Accordingly, he proposed, not the destruction of the trusts, but their regulation by the government. This, he contended, would preserve the advantages of business on a national scale while preventing the evils that accompanied it. The railway company he declared to be a public servant. "Its rates should be just to and open to all shippers alike." So he answered those who thought that trusts and railway combinations were private concerns to be managed solely by their owners without let or hindrance and also those who thought trusts and railway combinations could be abolished by tariff reduction or criminal prosecution.

At the same time, he suggested that "evil trusts" should be stopped from "wrongdoing of any kind"; that is, they should be punished for straightforward cheating, for making agreements to limit production, for refusing to sell to customers who worked with competing businesses, and for colluding with railways to harm rivals by charging excessive freight rates and for other similar abuses. Thus, he proposed not to dismantle the trusts, but to regulate them through the government. He argued that this approach would maintain the benefits of large-scale business while preventing the associated problems. He stated that the railway company was a public service. "Its rates should be fair and accessible to all shippers equally." So, he responded to those who believed that trusts and railway combinations were private entities to be run solely by their owners without interference, as well as those who thought trusts and railway combinations could be eliminated through tariff cuts or criminal charges.

The Labor Question.—On the labor question, then pressing to the front in public interest, President Roosevelt took advanced ground for his time. He declared that the working-man, single-handed and empty-handed, threatened with starvation if unemployed, was no match for the employer who was able to bargain and wait. This led him, accordingly, to accept the principle of the trade union; namely, that only by collective bargaining can labor be put on a footing to measure its strength equally with capital. While he severely arraigned labor leaders who advocated violence and destructive doctrines, he held that "the organization of labor into trade unions and federations is necessary, is beneficent, and is one of the greatest possible agencies in the attainment of a true industrial, as well as a true political, democracy in the United States." The last resort of trade unions in labor disputes, the strike, he approved in case negotiations failed to secure "a fair deal."

The Labor Question.—Regarding the labor issue, which has become a major topic of public interest, President Roosevelt took a progressive stance for his time. He stated that individual workers, alone and without resources, faced starvation if they were unemployed, making them no match for employers who could negotiate and wait. This understanding led him to support the idea of trade unions, asserting that only through collective bargaining could labor match its strength against capital. While he strongly criticized labor leaders who promoted violence and harmful ideologies, he maintained that "the organization of labor into trade unions and federations is necessary, is beneficial, and is one of the greatest possible means to achieving both a true industrial and a true political democracy in the United States." He endorsed strikes as the last resort for trade unions in labor disputes if negotiations didn't lead to "a fair deal."

He thought, however, that labor organizations, even if wisely managed, could not solve all the pressing social questions of the time. The aid of the government at many points he believed to be necessary to eliminate undeserved poverty, industrial diseases, unemployment, and the unfortunate consequences of industrial accidents. In his first message of 1901, for instance, he urged that workers injured in industry should have certain and ample compensation. From time to time he advocated other legislation to obtain what he called "a larger measure of social and industrial justice."

He believed that labor organizations, even if well-run, couldn’t address all the urgent social issues of the day. He thought the government’s help was essential to eliminate unfair poverty, workplace illnesses, unemployment, and the negative effects of industrial accidents. In his first message of 1901, for example, he urged that workers injured on the job should receive fair and adequate compensation. Occasionally, he promoted other laws to achieve what he referred to as "a larger measure of social and industrial justice."

Great Riches and Taxation.—Even the challenge of the radicals, such as the Populists, who alleged that "the toil of millions is boldly stolen to build up colossal fortunes for a few"—challenges which his predecessors did not consider worthy of notice—President Roosevelt refused to let pass without an answer. In his first message he denied the truth of the common saying that the rich were growing richer and the poor were growing poorer. He asserted that, on the contrary, the average man, wage worker, farmer, and small business man, was better off than ever before in the history of our country. That there had been abuses in the accumulation of wealth he did not pretend to ignore, but he believed that even immense fortunes, on the whole, represented positive benefits conferred upon the country. Nevertheless he felt that grave dangers to the safety and the happiness of the people lurked in great inequalities of wealth. In 1906 he wrote that he wished it were in his power to prevent the heaping up of enormous fortunes. The next year, to the astonishment of many leaders in his own party, he boldly announced in a message to Congress that he approved both income and inheritance taxes, then generally viewed as Populist or Democratic measures. He even took the stand that such taxes should be laid in order to bring about a more equitable distribution of wealth and greater equality of opportunity among citizens.

Great Riches and Taxation.—Even in response to radicals like the Populists, who claimed that "the hard work of millions is audaciously taken to create massive fortunes for a few"—challenges that his predecessors ignored—President Roosevelt made sure to respond. In his first message, he rejected the belief that the rich were getting richer while the poor were getting poorer. He argued that, on the contrary, the average person, including wage workers, farmers, and small business owners, was better off than ever before in our country’s history. While he acknowledged that there had been abuses in wealth accumulation, he believed that even immense fortunes generally brought positive benefits to the country. Still, he felt that serious dangers to the safety and happiness of the people were hidden in significant wealth inequalities. In 1906, he expressed a wish that he could stop the accumulation of enormous fortunes. The following year, to the surprise of many leaders in his own party, he boldly stated in a message to Congress that he supported both income and inheritance taxes, which were generally seen as Populist or Democratic policies. He even argued that such taxes should be imposed to create a fairer distribution of wealth and greater equality of opportunity among citizens.

Legislative and Executive Actions

Economic Legislation.—When President Roosevelt turned from the field of opinion he found himself in a different sphere. Many of his views were too advanced for the members of his party in Congress, and where results depended upon the making of new laws, his progress was slow. Nevertheless, in his administrations several measures were enacted that bore the stamp of his theories, though it could hardly be said that he dominated Congress to the same degree as did some other Presidents. The Hepburn Railway Act of 1906 enlarged the interstate commerce commission; it extended the commission's power over oil pipe lines, express companies, and other interstate carriers; it gave the commission the right to reduce rates found to be unreasonable and discriminatory; it forbade "midnight tariffs," that is, sudden changes in rates favoring certain shippers; and it prohibited common carriers from transporting goods owned by themselves, especially coal, except for their own proper use. Two important pure food and drug laws, enacted during the same year, were designed to protect the public against diseased meats and deleterious foods and drugs. A significant piece of labor legislation was an act of the same Congress making interstate railways liable to damages for injuries sustained by their employees. When this measure was declared unconstitutional by the Supreme Court it was reënacted with the objectionable clauses removed. A second installment of labor legislation was offered in the law of 1908 limiting the hours of railway employees engaged as trainmen or telegraph operators.

Economic Legislation.—When President Roosevelt shifted from discussing opinions, he found himself in a different environment. Many of his ideas were too progressive for his party members in Congress, and where changes required new laws, his progress was slow. However, during his administrations, several measures were passed that reflected his theories, although he could not be said to have controlled Congress as tightly as some other Presidents. The Hepburn Railway Act of 1906 expanded the interstate commerce commission; it increased the commission's authority over oil pipelines, express companies, and other interstate carriers; it gave the commission the power to cut rates deemed unreasonable and discriminatory; it prohibited "midnight tariffs," meaning sudden rate changes that benefitted certain shippers; and it banned common carriers from transporting their own goods, especially coal, except for personal use. Two important pure food and drug laws, enacted in the same year, aimed to protect the public from diseased meats and harmful foods and drugs. An important labor law from the same Congress made interstate railways liable for damages to employees who were injured. When this law was ruled unconstitutional by the Supreme Court, it was reintroduced with the problematic clauses removed. A further batch of labor legislation appeared in the 1908 law, which limited the working hours of railway employees, such as trainmen and telegraph operators.

The Roosevelt Dam, Phoenix, Arizona
Courtesy United States Reclamation Service.
Roosevelt Dam, Phoenix, AZ

Reclamation and Conservation.—The open country—the deserts, the forests, waterways, and the public lands—interested President Roosevelt no less than railway and industrial questions. Indeed, in his first message to Congress he placed the conservation of natural resources among "the most vital internal problems" of the age, and forcibly emphasized an issue that had been discussed in a casual way since Cleveland's first administration. The suggestion evoked an immediate response in Congress. Under the leadership of Senator Newlands, of Nevada, the Reclamation Act of 1902 was passed, providing for the redemption of the desert areas of the West. The proceeds from the sale of public lands were dedicated to the construction of storage dams and sluiceways to hold water and divert it as needed to the thirsty sands. Furthermore it was stipulated that the rents paid by water users should go into a reclamation fund to continue the good work forever. Construction was started immediately under the terms of the law. Within seventeen years about 1,600,000 acres had been reclaimed and more than a million were actually irrigated. In the single year 1918, the crops of the irrigated districts were valued at approximately $100,000,000.

Reclamation and Conservation.—The open land—the deserts, forests, waterways, and public lands—caught President Roosevelt's attention just as much as railway and industrial issues. In his first message to Congress, he identified the conservation of natural resources as one of "the most vital internal problems" of the time and strongly highlighted an issue that had been casually discussed since Cleveland's first administration. This suggestion sparked an immediate response in Congress. With Senator Newlands of Nevada at the forefront, the Reclamation Act of 1902 was passed, aimed at redeeming the desert areas of the West. The money from selling public lands was set aside for constructing storage dams and sluiceways to hold and direct water where it was needed in the arid land. Additionally, it was specified that the rent paid by water users would go into a reclamation fund to ensure the project’s continuance. Construction began right away under the law's provisions. Within seventeen years, about 1,600,000 acres had been reclaimed, and over a million were irrigated. In just the year 1918, the crops from the irrigated areas were valued at around $100,000,000.

In his first message, also, President Roosevelt urged the transfer of all control over national forests to trained men in the Bureau of Forestry—a recommendation carried out in 1907 when the Forestry Service was created. In every direction noteworthy advances were made in the administration of the national domain. The science of forestry was improved and knowledge of the subject spread among the people. Lands in the national forest available for agriculture were opened to settlers. Water power sites on the public domain were leased for a term of years to private companies instead of being sold outright. The area of the national forests was enlarged from 43 million acres to 194 million acres by presidential proclamation—more than 43 million acres being added in one year, 1907. The men who turned sheep and cattle to graze on the public lands were compelled to pay a fair rental, much to their dissatisfaction. Fire prevention work was undertaken in the forests on a large scale, reducing the appalling, annual destruction of timber. Millions of acres of coal land, such as the government had been carelessly selling to mining companies at low figures, were withdrawn from sale and held until Congress was prepared to enact laws for the disposition of them in the public interest. Prosecutions were instituted against men who had obtained public lands by fraud and vast tracts were recovered for the national domain. An agitation was begun which bore fruit under the administrations of Taft and Wilson in laws reserving to the federal government the ownership of coal, water power, phosphates, and other natural resources while authorizing corporations to develop them under leases for a period of years.

In his first message, President Roosevelt also pushed for all control over national forests to be handed over to trained professionals in the Bureau of Forestry—a recommendation that was implemented in 1907 when the Forestry Service was established. Significant progress was made in the management of national lands. The science of forestry improved, and public understanding of the topic grew. Lands within the national forest designated for agriculture were made available to settlers. Waterpower sites on public land were leased to private companies for years instead of being sold outright. The size of the national forests expanded from 43 million acres to 194 million acres through presidential proclamation—over 43 million acres were added in just one year, 1907. Grazers with sheep and cattle on public lands were required to pay a fair rental, which they were not happy about. Large-scale fire prevention efforts were initiated in the forests, significantly decreasing the devastating annual loss of timber. Millions of acres of coal land, previously sold off to mining companies at low prices, were withdrawn from sale and held until Congress was ready to pass laws for their management in the public interest. Legal actions were taken against individuals who had illegally acquired public lands, resulting in the recovery of extensive areas for the national domain. An effort was launched that yielded results under the Taft and Wilson administrations, leading to laws that maintained federal ownership of coal, waterpower, phosphates, and other natural resources while allowing corporations to develop them through leases for a designated period.

The Prosecution of the Trusts.—As an executive, President Roosevelt was also a distinct "personality." His discrimination between "good" and "bad" trusts led him to prosecute some of them with vigor. On his initiative, the Northern Securities Company, formed to obtain control of certain great western railways, was dissolved by order of the Supreme Court. Proceedings were instituted against the American Tobacco Company and the Standard Oil Company as monopolies in violation of the Sherman Anti-Trust law. The Sugar Trust was found guilty of cheating the New York customs house and some of the minor officers were sent to prison. Frauds in the Post-office Department were uncovered and the offenders brought to book. In fact hardly a week passed without stirring news of "wrong doers" and "malefactors" haled into federal courts.

The Prosecution of the Trusts.—As a leader, President Roosevelt was also a unique "personality." His ability to distinguish between "good" and "bad" trusts led him to take strong action against some of them. He initiated the dissolution of the Northern Securities Company, which was created to gain control of certain major western railroads, by order of the Supreme Court. Legal actions were taken against the American Tobacco Company and the Standard Oil Company for being monopolies in violation of the Sherman Anti-Trust law. The Sugar Trust was found guilty of deceiving the New York customs office, resulting in some lower-level officials being sent to prison. Corruption in the Post Office Department was exposed, and the wrongdoers were held accountable. In fact, hardly a week went by without breaking news about "wrongdoers" and "criminals" being brought into federal courts.

The Great Coal Strike.—The Roosevelt theory that the President could do anything for public welfare not forbidden by the Constitution and the laws was put to a severe test in 1902. A strike of the anthracite coal miners, which started in the summer, ran late into the autumn. Industries were paralyzed for the want of coal; cities were threatened with the appalling menace of a winter without heat. Governors and mayors were powerless and appealed for aid. The mine owners rejected the demands of the men and refused to permit the arbitration of the points in dispute, although John Mitchell, the leader of the miners, repeatedly urged it. After observing closely the course affairs, President Roosevelt made up his mind that the situation was intolerable. He arranged to have the federal troops, if necessary, take possession of the mines and operate them until the strike could be settled. He then invited the contestants to the White House and by dint of hard labor induced them to accept, as a substitute or compromise, arbitration by a commission which he appointed. Thus, by stepping outside the Constitution and acting as the first citizen of the land, President Roosevelt averted a crisis of great magnitude.

The Great Coal Strike.—The Roosevelt idea that the President could do anything for public welfare that the Constitution and laws didn't explicitly forbid was put to a tough test in 1902. A strike of the anthracite coal miners, which started in the summer, extended late into the autumn. Industries were crippled due to a coal shortage; cities faced the terrifying threat of a winter without heat. Governors and mayors were powerless and requested help. The mine owners dismissed the workers' demands and refused to allow arbitration on the disputed issues, even though John Mitchell, the miners' leader, repeatedly called for it. After closely observing the situation, President Roosevelt decided that it was unacceptable. He arranged for federal troops to take control of the mines and operate them if necessary until the strike could be resolved. He then invited both sides to the White House and, through persistent effort, convinced them to agree to arbitration by a commission he appointed as a compromise. In this way, by stepping outside the Constitution and acting as the first citizen of the nation, President Roosevelt prevented a major crisis.

The Election of 1904.—The views and measures which he advocated with such vigor aroused deep hostility within as well as without his party. There were rumors of a Republican movement to defeat his nomination in 1904 and it was said that the "financial and corporation interests" were in arms against him. A prominent Republican paper in New York City accused him of having "stolen Mr. Bryan's thunder," by harrying the trusts and favoring labor unions. When the Republican convention assembled in Chicago, however, the opposition disappeared and Roosevelt was nominated by acclamation.

The Election of 1904.—The views and policies he strongly supported sparked intense opposition both within and outside his party. There were whispers of a Republican effort to block his nomination in 1904, and it was alleged that "financial and corporate interests" were rallying against him. A leading Republican newspaper in New York City accused him of having "stolen Mr. Bryan's thunder" by challenging the trusts and supporting labor unions. However, when the Republican convention convened in Chicago, the opposition faded away and Roosevelt was nominated by unanimous consent.

This was the signal for a change on the part of Democratic leaders. They denounced the President as erratic, dangerous, and radical and decided to assume the moderate rôle themselves. They put aside Mr. Bryan and selected as their candidate, Judge Alton B. Parker, of New York, a man who repudiated free silver and made a direct appeal for the conservative vote. The outcome of the reversal was astounding. Judge Parker's vote fell more than a million below that cast for Bryan in 1900; of the 476 electoral votes he received only 140. Roosevelt, in addition to sweeping the Republican sections, even invaded Democratic territory, carrying the state of Missouri. Thus vindicated at the polls, he became more outspoken than ever. His leadership in the party was so widely recognized that he virtually selected his own successor.

This marked a turning point for the Democratic leaders. They criticized the President as unpredictable, dangerous, and extreme, choosing to take on a more moderate position themselves. They sidelined Mr. Bryan and picked Judge Alton B. Parker from New York as their candidate, a man who rejected free silver and aimed directly for the conservative vote. The results of this shift were surprising. Judge Parker's vote dropped by over a million compared to Bryan's in 1900; he only received 140 of the 476 electoral votes. Roosevelt not only dominated the Republican areas but also made inroads into Democratic regions, winning the state of Missouri. With this electoral victory, he became even more outspoken. His leadership within the party was so widely acknowledged that he essentially chose his own successor.

The Taft Administration

The Campaign of 1908.—Long before the end of his elective term, President Roosevelt let it be known that he favored as his successor, William Howard Taft, of Ohio, his Secretary of War. To attain this end he used every shred of his powerful influence. When the Republican convention assembled, Mr. Taft easily won the nomination. Though the party platform was conservative in tone, he gave it a progressive tinge by expressing his personal belief in the popular election of United States Senators, an income tax, and other liberal measures. President Roosevelt announced his faith in the Republican candidate and appealed to the country for his election.

The Campaign of 1908.—Long before his term was up, President Roosevelt made it clear that he supported William Howard Taft from Ohio, his Secretary of War, as his successor. To achieve this goal, he used all his considerable influence. When the Republican convention took place, Mr. Taft easily secured the nomination. While the party platform was conservative, he added a progressive touch by expressing his support for the direct election of U.S. Senators, an income tax, and other liberal policies. President Roosevelt declared his confidence in the Republican candidate and urged the nation to vote for him.

The turn in Republican affairs now convinced Mr. Bryan that the signs were propitious for a third attempt to win the presidency. The disaster to Judge Parker had taught the party that victory did not lie in a conservative policy. With little difficulty, therefore, the veteran leader from Nebraska once more rallied the Democrats around his standard, won the nomination, and wrote a platform vigorously attacking the tariff, trusts, and monopolies. Supported by a loyal following, he entered the lists, only to meet another defeat. Though he polled almost a million and a half more votes than did Judge Parker in 1904, the palm went to Mr. Taft.

The shift in Republican affairs now convinced Mr. Bryan that it was a good time for a third attempt to run for president. The failure of Judge Parker had taught the party that success didn’t come from a conservative approach. So, with relative ease, the veteran leader from Nebraska once again brought the Democrats together under his banner, secured the nomination, and crafted a platform that strongly criticized the tariff, trusts, and monopolies. Backed by a loyal base, he stepped into the race, only to face another loss. Even though he received almost a million and a half more votes than Judge Parker did in 1904, the victory went to Mr. Taft.

The Tariff Revision and Party Dissensions.—At the very beginning of his term, President Taft had to face the tariff issue. He had met it in the campaign. Moved by the Democratic demand for a drastic reduction, he had expressed opinions which were thought to imply a "downward revision." The Democrats made much of the implication and the Republicans from the Middle West rejoiced in it. Pressure was coming from all sides. More than ten years had elapsed since the enactment of the Dingley bill and the position of many industries had been altered with the course of time. Evidently the day for revision—at best a thankless task—had arrived. Taft accepted the inevitable and called Congress in a special session. Until the midsummer of 1909, Republican Senators and Representatives wrangled over tariff schedules, the President making little effort to influence their decisions. When on August 5 the Payne-Aldrich bill became a law, a breach had been made in Republican ranks. Powerful Senators from the Middle West had spoken angrily against many of the high rates imposed by the bill. They had even broken with their party colleagues to vote against the entire scheme of tariff revision.

The Tariff Revision and Party Conflicts.—At the start of his presidency, Taft had to tackle the tariff issue. He had addressed it during the campaign. Responding to the Democrats' call for significant cuts, he had shared views that seemed to suggest a "downward revision." The Democrats emphasized this implication, and the Republicans from the Midwest were pleased by it. There was pressure coming from all sides. More than ten years had passed since the Dingley bill was enacted, and many industries had changed over time. Clearly, the time for revision—at best a thankless job—had come. Taft accepted this reality and summoned Congress for a special session. Until the summer of 1909, Republican Senators and Representatives argued over tariff schedules, with the President making little effort to sway their decisions. When the Payne-Aldrich bill was enacted into law on August 5, a rift had occurred within Republican ranks. Influential Senators from the Midwest had voiced strong objections to many of the high rates set by the bill. They even broke from their party colleagues to vote against the entire tariff revision plan.

The Income Tax Amendment.—The rift in party harmony was widened by another serious difference of opinion. During the debate on the tariff bill, there was a concerted movement to include in it an income tax provision—this in spite of the decision of the Supreme Court in 1895 declaring it unconstitutional. Conservative men were alarmed by the evident willingness of some members to flout a solemn decree of that eminent tribunal. At the same time they saw a powerful combination of Republicans and Democrats determined upon shifting some of the burden of taxation to large incomes. In the press of circumstances, a compromise was reached. The income tax bill was dropped for the present; but Congress passed the sixteenth amendment to the Constitution, authorizing taxes upon incomes from whatever source they might be derived, without reference to any apportionment among the states on the basis of population. The states ratified the amendment and early in 1913 it was proclaimed.

The Income Tax Amendment.—The divide in party unity grew wider due to another major disagreement. During the discussion on the tariff bill, there was a coordinated push to add an income tax provision to it—despite the Supreme Court's 1895 ruling that deemed it unconstitutional. Conservative members were alarmed by the clear willingness of some to disregard a serious ruling from such a respected court. At the same time, they recognized a strong alliance of Republicans and Democrats intent on shifting some of the tax burden onto high incomes. In light of the circumstances, a compromise was reached. The income tax bill was set aside for now; however, Congress passed the sixteenth amendment to the Constitution, allowing taxes on incomes from any source, without needing to divide it among the states based on population. The states ratified the amendment, and it was officially announced in early 1913.

President Taft's Policies.—After the enactment of the tariff bill, Taft continued to push forward with his legislative program. He recommended, and Congress created, a special court of commerce with jurisdiction, among other things, over appeals from the interstate commerce commission, thus facilitating judicial review of the railway rates fixed and the orders issued by that body. This measure was quickly followed by an act establishing a system of postal savings banks in connection with the post office—a scheme which had long been opposed by private banks. Two years later, Congress defied the lobby of the express companies and supplemented the savings banks with a parcels post system, thus enabling the American postal service to catch up with that of other progressive nations. With a view to improving the business administration of the federal government, the President obtained from Congress a large appropriation for an economy and efficiency commission charged with the duty of inquiring into wasteful and obsolete methods and recommending improved devices and practices. The chief result of this investigation was a vigorous report in favor of a national budget system, which soon found public backing.

President Taft's Policies.—After the tariff bill was passed, Taft continued to advance his legislative agenda. He recommended the creation of a special commerce court, which Congress established, giving it the authority to handle appeals from the Interstate Commerce Commission. This made it easier to review judicial decisions regarding railway rates and the orders from that commission. It wasn't long before an act was passed to set up postal savings banks linked to the post office—a plan that had faced resistance from private banks. Two years later, Congress pushed back against the influence of express companies and added a parcels post system to the savings banks, allowing the American postal service to modernize and align with other progressive countries. To enhance the business operations of the federal government, the President secured a significant appropriation from Congress for an economy and efficiency commission tasked with investigating wasteful and outdated practices and suggesting better methods. The main outcome of this investigation was a strong report advocating for a national budget system, which quickly gained public support.

President Taft negotiated with England and France general treaties providing for the arbitration of disputes which were "justiciable" in character even though they might involve questions of "vital interest and national honor." They were coldly received in the Senate and so amended that Taft abandoned them altogether. A tariff reciprocity agreement with Canada, however, he forced through Congress in the face of strong opposition from his own party. After making a serious breach in Republican ranks, he was chagrined to see the whole scheme come to naught by the overthrow of the Liberals in the Canadian elections of 1911.

President Taft negotiated general treaties with England and France that called for the arbitration of disputes that were "justiciable" in nature, even if they involved issues of "vital interest and national honor." These treaties were received with indifference in the Senate and were amended so much that Taft ultimately abandoned them. However, he managed to push a tariff reciprocity agreement with Canada through Congress, despite strong opposition from his own party. After causing a significant rift within Republican ranks, he was disappointed to see the entire plan fall apart due to the defeat of the Liberals in the Canadian elections of 1911.

Prosecution of the Trusts.—The party schism was even enlarged by what appeared to be the successful prosecution of several great combinations. In two important cases, the Supreme Court ordered the dissolution of the Standard Oil Company and the American Tobacco Company on the ground that they violated the Sherman Anti-Trust law. In taking this step Chief Justice White was at some pains to state that the law did not apply to combinations which did not "unduly" restrain trade. His remark, construed to mean that the Court would not interfere with corporations as such, became the subject of a popular outcry against the President and the judges.

Prosecution of the Trusts.—The division in the party grew even wider due to what seemed like the successful prosecution of several major corporations. In two significant cases, the Supreme Court ordered the breakup of the Standard Oil Company and the American Tobacco Company on the basis that they violated the Sherman Anti-Trust law. In making this decision, Chief Justice White emphasized that the law didn't apply to combinations that didn’t “unduly” restrict trade. His comment, interpreted to mean that the Court wouldn’t interfere with corporations as a whole, sparked a public outcry against the President and the judges.

Progressive Movements and the 1912 Election

Growing Dissensions.—All in all, Taft's administration from the first day had been disturbed by party discord. High words had passed over the tariff bill and disgruntled members of Congress could not forget them. To differences over issues were added quarrels between youth and old age. In the House of Representatives there developed a group of young "insurgent" Republicans who resented the dominance of the Speaker, Joseph G. Cannon, and other members of the "old guard," as they named the men of long service and conservative minds. In 1910, the insurgents went so far as to join with the Democrats in a movement to break the Speaker's sway by ousting him from the rules committee and depriving him of the power to appoint its members. The storm was brewing. In the autumn of that year the Democrats won a clear majority in the House of Representatives and began an open battle with President Taft by demanding an immediate downward revision of the tariff.

Growing Dissensions.—Overall, Taft's administration had been fraught with party conflict from the very start. Heated arguments erupted over the tariff bill, and dissatisfied members of Congress couldn't forget them. Along with disagreements over issues, there were also conflicts between younger and older members. In the House of Representatives, a group of young "insurgent" Republicans emerged, frustrated with the control of the Speaker, Joseph G. Cannon, and other members of the "old guard," as they called the long-serving and conservative individuals. In 1910, the insurgents even teamed up with the Democrats to challenge the Speaker's power by removing him from the rules committee and taking away his ability to appoint its members. Tensions were rising. That autumn, the Democrats gained a clear majority in the House of Representatives and started a direct confrontation with President Taft by demanding an immediate reduction of the tariff.

The Rise of the Progressive Republicans.—Preparatory to the campaign of 1912, the dissenters within the Republican party added the prefix "Progressive" to their old title and began to organize a movement to prevent the renomination of Mr. Taft. As early as January 21, 1911, they formed a Progressive Republican League at the home of Senator La Follette of Wisconsin and launched an attack on the Taft measures and policies. In October they indorsed Mr. La Follette as "the logical Republican candidate" and appealed to the party for support. The controversy over the tariff had grown into a formidable revolt against the occupant of the White House.

The Rise of the Progressive Republicans.—In preparation for the 1912 campaign, the dissenters within the Republican party added "Progressive" to their name and started organizing a movement to block the renomination of Mr. Taft. As early as January 21, 1911, they formed a Progressive Republican League at Senator La Follette's home in Wisconsin and launched a critique of Taft's measures and policies. In October, they endorsed Mr. La Follette as "the logical Republican candidate" and sought support from the party. The debate over the tariff had escalated into a significant backlash against the current occupant of the White House.

Roosevelt in the Field.—After looking on for a while, ex-President Roosevelt took a hand in the fray. Soon after his return in 1910 from a hunting trip in Africa and a tour in Europe, he made a series of addresses in which he formulated a progressive program. In a speech in Kansas, he favored regulation of the trusts, a graduated income tax bearing heavily on great fortunes, tariff revision schedule by schedule, conservation of natural resources, labor legislation, the direct primary, and the recall of elective officials. In an address before the Ohio state constitutional convention in February, 1912, he indorsed the initiative and referendum and announced a doctrine known as the "recall of judicial decisions." This was a new and radical note in American politics. An ex-President of the United States proposed that the people at the polls should have the right to reverse the decision of a judge who set aside any act of a state legislature passed in the interests of social welfare. The Progressive Republicans, impressed by these addresses, turned from La Follette to Roosevelt and on February 24, induced him to come out openly as a candidate against Taft for the Republican nomination.

Roosevelt in the Field.—After observing for a while, former President Roosevelt jumped into the action. Shortly after returning in 1910 from a hunting trip in Africa and a tour in Europe, he delivered a series of speeches outlining a progressive agenda. In a speech in Kansas, he supported regulating trusts, implementing a graduated income tax that heavily taxed large fortunes, revising tariffs schedule by schedule, conserving natural resources, enacting labor laws, promoting the direct primary, and allowing the recall of elected officials. In a speech before the Ohio state constitutional convention in February 1912, he endorsed the initiative and referendum and introduced a concept called the "recall of judicial decisions." This was a fresh and radical idea in American politics. A former President of the United States proposed that voters should have the power to overturn a judge's decision that nullified any act of a state legislature aimed at social welfare. The Progressive Republicans, inspired by these speeches, shifted their support from La Follette to Roosevelt and on February 24, persuaded him to openly declare his candidacy against Taft for the Republican nomination.

The Split in the Republican Party.—The country then witnessed the strange spectacle of two men who had once been close companions engaged in a bitter rivalry to secure a majority of the delegates to the Republican convention to be held at Chicago. When the convention assembled, about one-fourth of the seats were contested, the delegates for both candidates loudly proclaiming the regularity of their election. In deciding between the contestants the national committee, after the usual hearings, settled the disputes in such a way that Taft received a safe majority. After a week of negotiation, Roosevelt and his followers left the Republican party. Most of his supporters withdrew from the convention and the few who remained behind refused to answer the roll call. Undisturbed by this formidable bolt, the regular Republicans went on with their work. They renominated Mr. Taft and put forth a platform roundly condemning such Progressive doctrines as the recall of judges.

The Split in the Republican Party.—The country then witnessed the unusual sight of two men who had once been close friends locked in a fierce competition to gain a majority of the delegates to the Republican convention that was set to take place in Chicago. When the convention convened, about a quarter of the seats were contested, with delegates for both candidates loudly insisting that their elections were legitimate. After the usual hearings, the national committee resolved the disputes in a way that gave Taft a solid majority. After a week of negotiations, Roosevelt and his followers left the Republican Party. Most of his supporters exited the convention, and the few who remained chose not to respond to the roll call. Unfazed by this significant walkout, the regular Republicans continued with their agenda. They renominated Mr. Taft and introduced a platform that strongly criticized Progressive ideas like the recall of judges.

The Formation of the Progressive Party.—The action of the Republicans in seating the Taft delegates was vigorously denounced by Roosevelt. He declared that the convention had no claim to represent the voters of the Republican party; that any candidate named by it would be "the beneficiary of a successful fraud"; and that it would be deeply discreditable to any man to accept the convention's approval under such circumstances. The bitterness of his followers was extreme. On July 8, a call went forth for a "Progressive" convention to be held in Chicago on August 5. The assembly which duly met on that day was a unique political conference. Prominence was given to women delegates, and "politicians" were notably absent. Roosevelt himself, who was cheered as a conquering hero, made an impassioned speech setting forth his "confession of faith." He was nominated by acclamation; Governor Hiram Johnson of California was selected as his companion candidate for Vice President. The platform endorsed such political reforms as woman suffrage, direct primaries, the initiative, referendum, and recall, popular election of United States Senators, and the short ballot. It favored a program of social legislation, including the prohibition of child labor and minimum wages for women. It approved the regulation, rather than the dissolution, of the trusts. Like apostles in a new and lofty cause, the Progressives entered a vigorous campaign for the election of their distinguished leader.

The Formation of the Progressive Party.—Roosevelt strongly criticized the Republicans for seating the Taft delegates. He stated that the convention didn’t truly represent the voters of the Republican party and that any candidate they nominated would be "the beneficiary of a successful fraud." He felt it would be deeply shameful for anyone to accept the convention's endorsement under those conditions. His supporters were extremely bitter. On July 8, a call was issued for a "Progressive" convention to be held in Chicago on August 5. The gathering that met on that day was a unique political event. Women delegates were prominently featured, and traditional "politicians" were notably absent. Roosevelt, who was cheered like a conquering hero, delivered a passionate speech outlining his "confession of faith." He was nominated by acclamation, and Governor Hiram Johnson of California was chosen as his running mate for Vice President. The platform supported various political reforms such as woman suffrage, direct primaries, the initiative, referendum, and recall, popular election of United States Senators, and the short ballot. It advocated for social legislation, including the ban on child labor and minimum wage for women. It favored regulating trusts instead of dissolving them. Like advocates of a new and noble cause, the Progressives launched an energetic campaign to elect their distinguished leader.

Woodrow Wilson and the Election of 1912.—With the Republicans divided, victory loomed up before the Democrats. Naturally, a terrific contest over the nomination occurred at their convention in Baltimore. Champ Clark, Speaker of the House of Representatives, and Governor Woodrow Wilson, of New Jersey, were the chief contestants. After tossing to and fro for seven long, hot days, and taking forty-six ballots, the delegates, powerfully influenced by Mr. Bryan, finally decided in favor of the governor. As a professor, a writer on historical and political subjects, and the president of Princeton University, Mr. Wilson had become widely known in public life. As the governor of New Jersey he had attracted the support of the progressives in both parties. With grim determination he had "waged war on the bosses," and pushed through the legislature measures establishing direct primaries, regulating public utilities, and creating a system of workmen's compensation in industries. During the presidential campaign that followed Governor Wilson toured the country and aroused great enthusiasm by a series of addresses later published under the title of The New Freedom. He declared that "the government of the United States is at present the foster child of the special interests." He proposed to free the country by breaking the dominance of "the big bankers, the big manufacturers, the big masters of commerce, the heads of railroad corporations and of steamship corporations."

Woodrow Wilson and the Election of 1912.—With the Republicans divided, victory was within reach for the Democrats. Naturally, there was an intense battle over the nomination at their convention in Baltimore. Champ Clark, Speaker of the House of Representatives, and Governor Woodrow Wilson of New Jersey were the main contenders. After a long and sweltering seven days and forty-six ballots, the delegates, heavily influenced by Mr. Bryan, ultimately chose the governor. As a professor, a writer on historical and political topics, and president of Princeton University, Mr. Wilson had become well-known in public life. As the governor of New Jersey, he gained support from progressives in both parties. With determined resolve, he had "waged war on the bosses" and pushed through legislation that established direct primaries, regulated public utilities, and created a workmen's compensation system in industries. During the subsequent presidential campaign, Governor Wilson traveled the country, generating significant enthusiasm with a series of speeches later published under the title The New Freedom. He stated that "the government of the United States is at present the foster child of the special interests." He aimed to liberate the country by breaking the power of "the big bankers, the big manufacturers, the big masters of commerce, the heads of railroad corporations and of steamship corporations."

In the election Governor Wilson easily secured a majority of the electoral votes, and his party, while retaining possession of the House of Representatives, captured the Senate as well. The popular verdict, however, indicated a state of confusion in the country. The combined Progressive and Republican vote exceeded that of the Democrats by 1,300,000. The Socialists, with Eugene V. Debs as their candidate again, polled about 900,000 votes, more than double the number received four years before. Thus, as the result of an extraordinary upheaval the Republicans, after holding the office of President for sixteen years, passed out of power, and the government of the country was intrusted to the Democrats under the leadership of a man destined to be one of the outstanding figures of the modern age, Woodrow Wilson.

In the election, Governor Wilson easily won a majority of the electoral votes, and his party, while keeping control of the House of Representatives, also took the Senate. However, the popular vote showed a sense of confusion in the country. The combined votes for the Progressive and Republican parties surpassed those of the Democrats by 1,300,000. The Socialists, with Eugene V. Debs as their candidate again, received about 900,000 votes, more than double what they got four years earlier. As a result of this major shift, the Republicans, after holding the presidency for sixteen years, lost power, and the government was handed over to the Democrats under the leadership of Woodrow Wilson, who was destined to become one of the standout figures of the modern era.

General References

General References

J.B. Bishop, Theodore Roosevelt and His Time (2 vols.).

J.B. Bishop, Theodore Roosevelt and His Time (2 vols.).

Theodore Roosevelt, Autobiography; New Nationalism; Progressive Principles.

Theodore Roosevelt, Autobiography; New Nationalism; Progressive Principles.

W.H. Taft, Popular Government.

W.H. Taft, *Popular Government*.

Walter Weyl, The New Democracy.

Walter Weyl, *The New Democracy*.

H. Croly, The Promise of American Life.

H. Croly, The Promise of American Life.

J.B. Bishop, The Panama Gateway.

J.B. Bishop, *The Panama Gateway*.

J.B. Scott, The Hague Peace Conferences.

J.B. Scott, *The Hague Peace Conferences*.

W.B. Munro (ed.), Initiative, Referendum, and Recall.

W.B. Munro (ed.), Initiative, Referendum, and Recall.

C.R. Van Hise, The Conservation of Natural Resources.

C.R. Van Hise, The Conservation of Natural Resources.

Gifford Pinchot, The Fight for Conservation.

Gifford Pinchot, *The Fight for Conservation*.

W.F. Willoughby, Territories and Dependencies of the United States (1905).

W.F. Willoughby, Territories and Dependencies of the United States (1905).

Research Topics

Roosevelt and "Big Business."—Haworth, The United States in Our Own Time, pp. 281-289; F.A. Ogg, National Progress (American Nation Series), pp. 40-75; Paxson, The New Nation (Riverside Series), pp. 293-307.

Roosevelt and "Big Business."—Haworth, The United States in Our Own Time, pp. 281-289; F.A. Ogg, National Progress (American Nation Series), pp. 40-75; Paxson, The New Nation (Riverside Series), pp. 293-307.

Our Insular Possessions.—Elson, History of the United States, pp. 896-904.

Our Insular Possessions.—Elson, History of the United States, pp. 896-904.

Latin-American Relations.—Haworth, pp. 294-299; Ogg, pp. 254-257.

Latin-American Relations.—Haworth, pp. 294-299; Ogg, pp. 254-257.

The Panama Canal.—Haworth, pp. 300-309; Ogg, pp. 266-277; Paxson, pp. 286-292; Elson, pp. 906-911.

The Panama Canal.—Haworth, pp. 300-309; Ogg, pp. 266-277; Paxson, pp. 286-292; Elson, pp. 906-911.

Conservation.—Haworth, pp. 331-334; Ogg, pp. 96-115; Beard, American Government and Politics (3d ed.), pp. 401-416.

Conservation.—Haworth, pp. 331-334; Ogg, pp. 96-115; Beard, American Government and Politics (3d ed.), pp. 401-416.

Republican Dissensions under Taft's Administration.—Haworth, pp. 351-360; Ogg, pp. 167-186; Paxson, pp. 324-342; Elson, pp. 916-924.

Republican Conflicts during Taft's Administration.—Haworth, pp. 351-360; Ogg, pp. 167-186; Paxson, pp. 324-342; Elson, pp. 916-924.

The Campaign of 1912.—Haworth, pp. 360-379; Ogg, pp. 187-208.

The Campaign of 1912.—Haworth, pp. 360-379; Ogg, pp. 187-208.

Questions

1. Compare the early career of Roosevelt with that of some other President.

1. Compare Roosevelt's early career with that of some other president.

2. Name the chief foreign and domestic questions of the Roosevelt-Taft administrations.

2. Identify the main foreign and domestic issues during the Roosevelt and Taft administrations.

3. What international complications were involved in the Panama Canal problem?

3. What international issues were involved in the Panama Canal situation?

4. Review the Monroe Doctrine. Discuss Roosevelt's applications of it.

4. Review the Monroe Doctrine. Talk about how Roosevelt applied it.

5. What is the strategic importance of the Caribbean to the United States?

5. Why is the Caribbean strategically important to the United States?

6. What is meant by the sea power? Trace the voyage of the fleet around the world and mention the significant imperial and commercial points touched.

6. What does sea power mean? Follow the fleet's journey around the world and highlight the key imperial and commercial locations visited.

7. What is meant by the question: "Does the Constitution follow the flag?"

7. What does the question "Does the Constitution follow the flag?" mean?

8. Trace the history of self-government in Porto Rico. In the Philippines.

8. Follow the history of self-government in Puerto Rico. In the Philippines.

9. What is Cuba's relation to the United States?

9. What is Cuba's relationship with the United States?

10. What was Roosevelt's theory of our Constitution?

10. What was Roosevelt's view on our Constitution?

11. Give Roosevelt's views on trusts, labor, taxation.

11. Share Roosevelt's opinions on trusts, labor, and taxation.

12. Outline the domestic phases of Roosevelt's administrations.

12. Outline the domestic phases of Roosevelt's administrations.

13. Account for the dissensions under Taft.

13. Explain the disagreements during Taft's presidency.

14. Trace the rise of the Progressive movement.

14. Follow the growth of the Progressive movement.

15. What was Roosevelt's progressive program?

15. What was Roosevelt's progressive plan?

16. Review Wilson's early career and explain the underlying theory of The New Freedom.

16. Review Wilson's early career and explain the underlying theory of The New Freedom.


CHAPTER XXII

THE SPIRIT OF REFORM IN AMERICA

An Era of Critique

Attacks on Abuses in American Life.—The crisis precipitated by the Progressive uprising was not a sudden and unexpected one. It had been long in preparation. The revolt against corruption in politics which produced the Liberal Republican outbreak in the seventies and the Mugwump movement of the eighties was followed by continuous criticism of American political and economic development. From 1880 until his death in 1892, George William Curtis, as president of the Civil Service Reform Association, kept up a running fire upon the abuses of the spoils system. James Bryce, an observant English scholar and man of affairs, in his great work, The American Commonwealth, published in 1888, by picturing fearlessly the political rings and machines which dominated the cities, gave the whole country a fresh shock. Six years later Henry D. Lloyd, in a powerful book entitled Wealth against Commonwealth, attacked in scathing language certain trusts which had destroyed their rivals and bribed public officials. In 1903 Miss Ida Tarbell, an author of established reputation in the historical field, gave to the public an account of the Standard Oil Company, revealing the ruthless methods of that corporation in crushing competition. About the same time Lincoln Steffens exposed the sordid character of politics in several municipalities in a series of articles bearing the painful heading: The Shame of the Cities. The critical spirit appeared in almost every form; in weekly and monthly magazines, in essays and pamphlets, in editorials and news stories, in novels like Churchill's Coniston and Sinclair's The Jungle. It became so savage and so wanton that the opening years of the twentieth century were well named "the age of the muckrakers."

Critiques of Abuses in American Life.—The crisis sparked by the Progressive movement was not sudden or surprising. It had been building for a long time. The backlash against political corruption that led to the Liberal Republican movement in the 1870s and the Mugwump movement of the 1880s was accompanied by ongoing criticism of American political and economic progress. From 1880 until his death in 1892, George William Curtis, as president of the Civil Service Reform Association, consistently criticized the abuses of the spoils system. James Bryce, an insightful English scholar and experienced individual, in his major work, The American Commonwealth, published in 1888, vividly portrayed the political rings and machines that controlled cities, shocking the entire nation. Six years later, Henry D. Lloyd wrote a powerful book called Wealth against Commonwealth, where he harshly criticized certain trusts that had wiped out their competitors and bribed public officials. In 1903, Miss Ida Tarbell, a well-known author in the historical field, published a report on the Standard Oil Company, exposing the extreme tactics that corporation used to eliminate competition. Around the same time, Lincoln Steffens revealed the corrupt nature of politics in several cities through a series of articles titled The Shame of the Cities. The critical perspective appeared in nearly every format: in weekly and monthly magazines, essays, pamphlets, editorials, news articles, and novels like Churchill's Coniston and Sinclair's The Jungle. It became so intense and reckless that the early years of the twentieth century were aptly named "the age of the muckrakers."

The Subjects of the Criticism.—In this outburst of invective, nothing was spared. It was charged that each of the political parties had fallen into the hands of professional politicians who devoted their time to managing conventions, making platforms, nominating candidates, and dictating to officials; in return for their "services" they sold offices and privileges. It was alleged that mayors and councils had bargained away for private benefit street railway and other franchises. It was asserted that many powerful labor unions were dominated by men who blackmailed employers. Some critics specialized in descriptions of the poverty, slums, and misery of great cities. Others took up "frenzied finance" and accused financiers of selling worthless stocks and bonds to an innocent public. Still others professed to see in the accumulations of millionaires the downfall of our republic.

The Subjects of the Criticism.—In this outburst of insults, nothing was held back. It was claimed that each of the political parties had fallen into the hands of career politicians who spent their time running conventions, creating platforms, nominating candidates, and controlling officials; in exchange for their "services," they sold offices and privileges. It was said that mayors and councils had traded away streetcar and other franchises for their own gain. Some argued that many powerful labor unions were controlled by people who extorted money from employers. Some critics focused on highlighting the poverty, slums, and suffering in major cities. Others tackled "frenzied finance" and accused financiers of selling worthless stocks and bonds to an unsuspecting public. Still others claimed to see in the wealth of millionaires the downfall of our republic.

The Attack on "Invisible Government."—Some even maintained that the control of public affairs had passed from the people to a sinister minority called "the invisible government." So eminent and conservative a statesman as the Hon. Elihu Root lent the weight of his great name to such an imputation. Speaking of his native state, New York, he said: "What is the government of this state? What has it been during the forty years of my acquaintance with it? The government of the Constitution? Oh, no; not half the time or half way.... From the days of Fenton and Conkling and Arthur and Cornell and Platt, from the days of David B. Hill down to the present time, the government of the state has presented two different lines of activity: one, of the constitutional and statutory officers of the state and the other of the party leaders; they call them party bosses. They call the system—I don't coin the phrase—the system they call 'invisible government.' For I don't know how many years Mr. Conkling was the supreme ruler in this state. The governor did not count, the legislature did not count, comptrollers and secretaries of state and what not did not count. It was what Mr. Conkling said, and in a great outburst of public rage he was pulled down. Then Mr. Platt ruled the state; for nigh upon twenty years he ruled it. It was not the governor; it was not the legislature; it was Mr. Platt. And the capital was not here [in Albany]; it was at 49 Broadway; Mr. Platt and his lieutenants. It makes no difference what name you give, whether you call it Fenton or Conkling or Cornell or Arthur or Platt or by the names of men now living. The ruler of the state during the greater part of the forty years of my acquaintance with the state government has not been any man authorized by the constitution or by law.... The party leader is elected by no one, accountable to no one, bound by no oath of office, removable by no one."

The Attack on "Invisible Government."—Some even argued that control of public affairs had shifted from the people to a shadowy minority referred to as "the invisible government." A respected and traditional statesman like Hon. Elihu Root supported this claim. Discussing his home state, New York, he remarked: "What is the government of this state? What has it been during the forty years that I've known it? The government of the Constitution? Oh, no; not even half the time or half the way.... Since the days of Fenton, Conkling, Arthur, Cornell, and Platt, from David B. Hill's time to now, the state government has followed two distinct paths: one for the constitutional and statutory officers of the state, and the other for the party leaders; they call them party bosses. They refer to the system—I’m not inventing the term—as 'invisible government.' For many years, Mr. Conkling was the supreme authority in this state. The governor didn’t matter, the legislature didn’t matter, comptrollers and secretaries of state and others didn’t matter. It was all about what Mr. Conkling said, until a significant public uproar led to his downfall. Then Mr. Platt took control; for nearly twenty years he was in charge. It wasn’t the governor; it wasn’t the legislature; it was Mr. Platt. And the center of power wasn’t here [in Albany]; it was at 49 Broadway, with Mr. Platt and his associates. It doesn’t matter what name you use, whether it’s Fenton, Conkling, Cornell, Arthur, Platt, or others still living. The leader of the state for most of the forty years I’ve known the state government hasn’t been anyone sanctioned by the constitution or by law.... The party leader isn’t elected by anyone, isn’t accountable to anyone, isn’t bound by any oath of office, and can’t be removed by anyone."

The Nation Aroused.—With the spirit of criticism came also the spirit of reform. The charges were usually exaggerated; often wholly false; but there was enough truth in them to warrant renewed vigilance on the part of American democracy. President Roosevelt doubtless summed up the sentiment of the great majority of citizens when he demanded the punishment of wrong-doers in 1907, saying: "It makes not a particle of difference whether these crimes are committed by a capitalist or by a laborer, by a leading banker or manufacturer or railroad man or by a leading representative of a labor union. Swindling in stocks, corrupting legislatures, making fortunes by the inflation of securities, by wrecking railroads, by destroying competitors through rebates—these forms of wrong-doing in the capitalist are far more infamous than any ordinary form of embezzlement or forgery." The time had come, he added, to stop "muckraking" and proceed to the constructive work of removing the abuses that had grown up.

The Nation Aroused.—With the surge of criticism came a wave of reform. The accusations were often exaggerated and sometimes completely false, but there was enough truth in them to justify a renewed alertness from American democracy. President Roosevelt expressed the feelings of most citizens when he called for accountability for wrongdoers in 1907, stating: "It makes no difference whether these crimes are committed by a capitalist or a laborer, by a top banker, manufacturer, or railroad executive, or by a key figure in a labor union. Fraud in stocks, corrupting legislatures, profiting from inflated securities, wrecking railroads, or undermining competitors through kickbacks—these wrongs committed by capitalists are far more disgraceful than any typical embezzlement or forgery." He noted that the time had come to stop "muckraking" and move on to the constructive work of addressing the abuses that had developed.

Political Reforms

The Public Service.—It was a wise comprehension of the needs of American democracy that led the friends of reform to launch and to sustain for more than half a century a movement to improve the public service. On the one side they struck at the spoils system; at the right of the politicians to use public offices as mere rewards for partisan work. The federal civil service act of 1883 opened the way to reform by establishing five vital principles in law: (1) admission to office, not on the recommendation of party workers, but on the basis of competitive examinations; (2) promotion for meritorious service of the government rather than of parties; (3) no assessment of office holders for campaign funds; (4) permanent tenure during good behavior; and (5) no dismissals for political reasons. The act itself at first applied to only 14,000 federal offices, but under the constant pressure from the reformers it was extended until in 1916 it covered nearly 300,000 employees out of an executive force of approximately 414,000. While gaining steadily at Washington, civil service reformers carried their agitation into the states and cities. By 1920 they were able to report ten states with civil service commissions and the merit system well intrenched in more than three hundred municipalities.

The Public Service.—It was a smart understanding of the needs of American democracy that motivated reform advocates to start and maintain a movement for over fifty years to improve public service. They challenged the spoils system, where politicians treated public offices as mere rewards for party loyalty. The federal civil service act of 1883 paved the way for reform by establishing five key principles in law: (1) appointments based on competitive examinations instead of party recommendations; (2) promotions based on exceptional service to the government rather than to political parties; (3) no fundraising from office holders for campaign contributions; (4) job security during good behavior; and (5) no firing for political reasons. Initially, the act applied to just 14,000 federal positions, but thanks to ongoing pressure from reformers, it was expanded until by 1916 it included nearly 300,000 employees out of a total executive workforce of about 414,000. While making steady progress in Washington, civil service reformers also took their efforts to the states and cities. By 1920, they reported that ten states had civil service commissions and the merit system was well established in over three hundred municipalities.

In excluding spoilsmen from public office, the reformers were, in a sense, engaged in a negative work: that of "keeping the rascals out." But there was a second and larger phase to their movement, one constructive in character: that of getting skilled, loyal, and efficient servants into the places of responsibility. Everywhere on land and sea, in town and country, new burdens were laid upon public officers. They were called upon to supervise the ships sailing to and from our ports; to inspect the water and milk supplies of our cities; to construct and operate great public works, such as the Panama and Erie canals; to regulate the complicated rates of railway companies; to safeguard health and safety in a thousand ways; to climb the mountains to fight forest fires; and to descend into the deeps of the earth to combat the deadly coal gases that assail the miners. In a word, those who labored to master the secrets and the powers of nature were summoned to the aid of the government: chemists, engineers, architects, nurses, surgeons, foresters—the skilled in all the sciences, arts, and crafts.

By excluding corrupt individuals from public office, the reformers were, in a way, engaged in a negative task: "keeping the wrongdoers out." But there was a broader and more positive aspect to their movement: getting skilled, loyal, and effective people into positions of responsibility. Everywhere, on land and sea, in cities and rural areas, new responsibilities were placed on public officials. They were required to supervise ships coming in and out of our ports, to inspect the water and milk supplies in our cities, to construct and manage major public projects like the Panama and Erie canals, to regulate the complex rates set by railroad companies, to ensure health and safety in countless ways, to climb mountains to fight forest fires, and to go deep underground to tackle the toxic coal gases that threaten miners. In short, those who worked to understand the secrets and powers of nature were called upon to assist the government: chemists, engineers, architects, nurses, surgeons, foresters—experts in all the sciences, arts, and trades.

Keeping rascals out was no task at all compared with the problem of finding competent people for all the technical offices. "Now," said the reformers, "we must make attractive careers in the government work for the best American talent; we must train those applying for admission and increase the skill of those already in positions of trust; we must see to it that those entering at the bottom have a chance to rise to the top; in short, we must work for a government as skilled and efficient as it is strong, one commanding all the wisdom and talent of America that public welfare requires."

Keeping troublemakers out was nothing compared to the challenge of finding capable people for all the technical positions. "Now," said the reformers, "we need to create appealing careers in government work for the best talent in America; we must train those applying for jobs and improve the skills of those already in trusted positions; we must ensure that those starting at the bottom have the opportunity to rise to the top; in short, we need to strive for a government that is as skilled and efficient as it is strong, one that harnesses all the knowledge and talent America has to offer for the sake of public welfare."

The Australian Ballot.—A second line of attack on the political machines was made in connection with the ballot. In the early days elections were frequently held in the open air and the poll was taken by a show of hands or by the enrollment of the voters under names of their favorite candidates. When this ancient practice was abandoned in favor of the printed ballot, there was still no secrecy about elections. Each party prepared its own ballot, often of a distinctive color, containing the names of its candidates. On election day, these papers were handed out to the voters by party workers. Any one could tell from the color of the ballot dropped into the box, or from some mark on the outside of the folded ballot, just how each man voted. Those who bought votes were sure that their purchases were "delivered." Those who intimidated voters could know when their intimidation was effective. In this way the party ballot strengthened the party machine.

The Australian Ballot.—A second way to challenge the political machines was through the ballot. In the early days, elections often took place outdoors, and votes were counted by a show of hands or by recording voters under the names of their preferred candidates. When this old practice was replaced by printed ballots, there was still no secrecy in elections. Each party made its own ballot, usually in a unique color, listing the names of its candidates. On election day, these ballots were distributed to voters by party workers. Anyone could tell from the color of the ballot dropped into the box or from some mark on the outside of the folded ballot how each person voted. Those who purchased votes were assured their transactions were "delivered." Those who intimidated voters could see when their pressure was effective. This way, the party ballot reinforced the party machine.

As a remedy for such abuses, reformers, learning from the experience of Australia, urged the adoption of the "Australian ballot." That ballot, though it appeared in many forms, had certain constant features. It was official, that is, furnished by the government, not by party workers; it contained the names of all candidates of all parties; it was given out only in the polling places; and it was marked in secret. The first state to introduce it was Massachusetts. The year was 1888. Before the end of the century it had been adopted by nearly all the states in the union. The salutary effect of the reform in reducing the amount of cheating and bribery in elections was beyond all question.

As a solution for these problems, reformers, learning from Australia’s experience, pushed for the use of the "Australian ballot." This ballot, while it came in various formats, had some consistent features. It was official, meaning it was provided by the government and not by party workers; it included the names of all candidates from all parties; it was distributed only at polling places; and it was filled out in private. The first state to implement it was Massachusetts in 1888. By the end of the century, nearly every state in the union had adopted it. The positive impact of this reform in reducing cheating and bribery in elections was undeniable.

The Direct Primary.—In connection with the uprising against machine politics, came a call for the abolition of the old method of nominating candidates by conventions. These time-honored party assemblies, which had come down from the days of Andrew Jackson, were, it was said, merely conclaves of party workers, sustained by the spoils system, and dominated by an inner circle of bosses. The remedy offered in this case was again "more democracy," namely, the abolition of the party convention and the adoption of the direct primary. Candidates were no longer to be chosen by secret conferences. Any member of a party was to be allowed to run for any office, to present his name to his party by securing signatures to a petition, and to submit his candidacy to his fellow partisans at a direct primary—an election within the party. In this movement Governor La Follette of Wisconsin took the lead and his state was the first in the union to adopt the direct primary for state-wide purposes. The idea spread, rapidly in the West, more slowly in the East. The public, already angered against "the bosses," grasped eagerly at it. Governor Hughes in New York pressed it upon the unwilling legislature. State after state accepted it until by 1918 Rhode Island, Delaware, Connecticut, and New Mexico were the only states that had not bowed to the storm. Still the results were disappointing and at that very time the pendulum was beginning to swing backward.

The Direct Primary.—With the push against machine politics came a demand to eliminate the old way of nominating candidates through conventions. These long-standing party gatherings, tracing back to the era of Andrew Jackson, were criticized as mere meet-ups of party insiders, supported by the spoils system, and dominated by a small group of bosses. The proposed solution was again "more democracy," specifically, getting rid of the party convention and adopting the direct primary. Candidates would no longer be selected in secret meetings. Any party member could run for any office by presenting their name to the party through a petition with signatures, and submit their candidacy to fellow party members at a direct primary—an election held within the party. In this movement, Governor La Follette of Wisconsin took the lead, making his state the first in the nation to implement the direct primary for statewide elections. The idea spread quickly in the West and more slowly in the East. The public, already frustrated with "the bosses," eagerly embraced it. Governor Hughes in New York pushed it onto a reluctant legislature. State after state adopted it until by 1918, Rhode Island, Delaware, Connecticut, and New Mexico were the only states that hadn't yet joined the movement. However, the outcomes were disappointing, and at that moment, the pendulum was starting to swing back.

Popular Election of Federal Senators.—While the movement for direct primaries was still advancing everywhere, a demand for the popular election of Senators, usually associated with it, swept forward to victory. Under the original Constitution, it had been expressly provided that Senators should be chosen by the legislatures of the states. In practice this rule transferred the selection of Senators to secret caucuses of party members in the state legislatures. In connection with these caucuses there had been many scandals, some direct proofs of brazen bribery and corruption, and dark hints besides. The Senate was called by its detractors "a millionaires' club" and it was looked upon as the "citadel of conservatism." The prescription in this case was likewise "more democracy"—direct election of Senators by popular vote.

Popular Election of Federal Senators.—As the movement for direct primaries continued to grow, the push for the popular election of Senators, often linked to it, gained momentum and achieved success. The original Constitution stated that Senators were to be chosen by the state legislatures. In reality, this meant that the selection of Senators became the job of secret party caucuses within the state legislatures. These caucuses were plagued by numerous scandals, revealing instances of blatant bribery and corruption, along with troubling speculation. The Senate earned the nickname "a millionaires' club" from its critics and was seen as the "citadel of conservatism." The solution proposed in this case was also "more democracy"—direct election of Senators through popular vote.

This reform was not a new idea. It had been proposed in Congress as early as 1826. President Johnson, an ardent advocate, made it the subject of a special message in 1868 Not long afterward it appeared in Congress. At last in 1893, the year after the great Populist upheaval, the House of Representatives by the requisite two-thirds vote incorporated it in an amendment to the federal Constitution. Again and again it passed the House; but the Senate itself was obdurate. Able Senators leveled their batteries against it. Mr. Hoar of Massachusetts declared that it would transfer the seat of power to the "great cities and masses of population"; that it would "overthrow the whole scheme of the Senate and in the end the whole scheme of the national Constitution as designed and established by the framers of the Constitution and the people who adopted it."

This reform wasn't a new idea. It had been brought up in Congress as early as 1826. President Johnson, a strong supporter, made it the focus of a special message in 1868. Shortly after, it was brought up again in Congress. Finally, in 1893, the year after the major Populist movement, the House of Representatives voted two-thirds in favor of incorporating it into an amendment to the federal Constitution. It passed the House time and again, but the Senate remained stubborn. Influential Senators launched their attacks against it. Mr. Hoar of Massachusetts argued that it would shift power to the "great cities and masses of population," and that it would "overturn the entire structure of the Senate and ultimately the whole framework of the national Constitution as designed and established by the framers of the Constitution and the people who adopted it."

Failing in the Senate, advocates of popular election made a rear assault through the states. They induced state legislatures to enact laws requiring the nomination of candidates for the Senate by the direct primary, and then they bound the legislatures to abide by the popular choice. Nevada took the lead in 1899. Shortly afterward Oregon, by the use of the initiative and referendum, practically bound legislators to accept the popular nominee and the country witnessed the spectacle of a Republican legislature "electing" a Democrat to represent the state in the Senate at Washington. By 1910 three-fourths of the states had applied the direct primary in some form to the choice of Senators. Men selected by that method began to pour in upon the floors of Congress; finally in 1912 the two-thirds majority was secured for an amendment to the federal Constitution providing for the popular election of Senators. It was quickly ratified by the states. The following year it was proclaimed in effect.

After failing in the Senate, supporters of direct election made a comeback through the states. They convinced state legislatures to pass laws requiring the nomination of Senate candidates by direct primary, and then they mandated that the legislatures had to follow the popular choice. Nevada led the way in 1899. Soon after, Oregon, using the initiative and referendum, effectively bound legislators to accept the popular nominee, resulting in a Republican legislature "electing" a Democrat to represent the state in the Senate in Washington. By 1910, three-fourths of the states had implemented some form of direct primary for choosing Senators. Men chosen through this method began to fill the halls of Congress; ultimately, in 1912, a two-thirds majority was achieved for an amendment to the federal Constitution that provided for the popular election of Senators. It was quickly ratified by the states, and the following year, it was put into effect.

The Initiative and Referendum.—As a corrective for the evils which had grown up in state legislatures there arose a demand for the introduction of a Swiss device known as the initiative and referendum. The initiative permits any one to draw up a proposed bill; and, on securing a certain number of signatures among the voters, to require the submission of the measure to the people at an election. If the bill thus initiated receives a sufficient majority, it becomes a law. The referendum allows citizens who disapprove any act passed by the legislature to get up a petition against it and thus bring about a reference of the measure to the voters at the polls for approval or rejection. These two practices constitute a form of "direct government."

The Initiative and Referendum.—In response to the issues that had developed in state legislatures, there was a push for the introduction of a Swiss method known as the initiative and referendum. The initiative allows anyone to draft a proposed bill and, by gathering a certain number of signatures from voters, require that the measure be put to a vote. If the bill receives a sufficient majority, it becomes law. The referendum enables citizens who disagree with any law passed by the legislature to organize a petition against it, leading to a vote by the people to approve or reject the measure. These two practices represent a form of "direct government."

These devices were prescribed "to restore the government to the people." The Populists favored them in their platform of 1896. Mr. Bryan, two years later, made them a part of his program, and in the same year South Dakota adopted them. In 1902 Oregon, after a strenuous campaign, added a direct legislation amendment to the state constitution. Within ten years all the Southwestern, Mountain, and Pacific states, except Texas and Wyoming, had followed this example. To the east of the Mississippi, however, direct legislation met a chilly reception. By 1920 only five states in this section had accepted it: Maine, Massachusetts, Ohio, Michigan, and Maryland, the last approving the referendum only.

These devices were introduced "to return power to the people." The Populists supported them in their 1896 platform. Two years later, Mr. Bryan included them in his agenda, and that same year South Dakota adopted them. In 1902, Oregon, after an intense campaign, added a direct legislation amendment to its state constitution. Within ten years, all the Southwestern, Mountain, and Pacific states, except Texas and Wyoming, had followed suit. However, east of the Mississippi, direct legislation faced a cool reception. By 1920, only five states in this region had approved it: Maine, Massachusetts, Ohio, Michigan, and Maryland, with the last only allowing the referendum.

The Recall.—Executive officers and judges, as well as legislatures, had come in for their share of criticism, and it was proposed that they should likewise be subjected to a closer scrutiny by the public. For this purpose there was advanced a scheme known as the recall—which permitted a certain percentage of the voters to compel any officer, at any time during his term, to go before the people at a new election. This feature of direct government, tried out first in the city of Los Angeles, was extended to state-wide uses in Oregon in 1908. It failed, however, to capture popular imagination to the same degree as the initiative and referendum. At the end of ten years' agitation, only ten states, mainly in the West, had adopted it for general purposes, and four of them did not apply it to the judges of the courts. Still it was extensively acclaimed in cities and incorporated into hundreds of municipal laws and charters.

The Recall.—Executive officers and judges, along with legislatures, faced their share of criticism, leading to a proposal for closer public scrutiny of these officials. To address this, a plan called the recall was introduced, allowing a certain percentage of voters to force any officer, at any time during their term, to stand for re-election. This approach to direct government was first tested in Los Angeles and then adopted statewide in Oregon in 1908. However, it didn't gain as much popularity as the initiative and referendum. After ten years of campaigning, only ten states, mostly in the West, adopted it for general use, and four of those states did not apply it to judges. Nevertheless, it received significant support in cities and was included in hundreds of municipal laws and charters.

As a general proposition, direct government in all its forms was bitterly opposed by men of a conservative cast of mind. It was denounced by Senator Henry Cabot Lodge as "nothing less than a complete revolution in the fabric of our government and in the fundamental principles upon which that government rests." In his opinion, it promised to break down the representative principle and "undermine and overthrow the bulwarks of ordered liberty and individual freedom." Mr. Taft shared Mr. Lodge's views and spoke of direct government with scorn. "Votes," he exclaimed, "are not bread ... referendums do not pay rent or furnish houses, recalls do not furnish clothes, initiatives do not supply employment or relieve inequalities of condition or of opportunity."

As a general rule, direct government in all its forms was strongly opposed by conservatives. Senator Henry Cabot Lodge described it as "nothing less than a complete revolution in the fabric of our government and in the fundamental principles upon which that government rests." He believed it would undermine the representative principle and "erode and dismantle the foundations of ordered liberty and individual freedom." Mr. Taft agreed with Mr. Lodge and spoke of direct government with disdain. "Votes," he declared, "are not food... referendums don’t pay rent or provide houses, recalls don’t provide clothes, and initiatives don’t create jobs or address inequalities in condition or opportunity."

Commission Government for Cities.—In the restless searching out of evils, the management of cities early came under critical scrutiny. City government, Mr. Bryce had remarked, was the one conspicuous failure in America. This sharp thrust, though resented by some, was accepted as a warning by others. Many prescriptions were offered by doctors of the body politic. Chief among them was the idea of simplifying the city government so that the light of public scrutiny could shine through it. "Let us elect only a few men and make them clearly responsible for the city government!" was the new cry in municipal reform. So, many city councils were reduced in size; one of the two houses, which several cities had adopted in imitation of the federal government, was abolished; and in order that the mayor could be held to account, he was given the power to appoint all the chief officials. This made the mayor, in some cases, the only elective city official and gave the voters a "short ballot" containing only a few names—an idea which some proposed to apply also to the state government.

Commission Government for Cities.—In the ongoing quest to address problems, city management came under scrutiny early on. As Mr. Bryce noted, city government was a notable failure in America. While some resented this criticism, others took it as a wake-up call. Many solutions were suggested by political experts. The main idea was to simplify city government so that it was more transparent to the public. "Let’s elect just a few people and hold them directly responsible for city government!" became the rallying cry for municipal reform. Consequently, many city councils were downsized; one of the two legislative bodies that some cities had adopted from the federal government was eliminated; and to ensure accountability, mayors were given the authority to appoint all key officials. This effectively made the mayor, in some instances, the only elected city official and provided voters with a "short ballot" featuring only a few names—an idea some suggested should also be applied to state government.

A further step in the concentration of authority was taken in Galveston, Texas, where the people, looking upon the ruin of their city wrought by the devastating storm of 1901, and confronted by the difficult problems of reconstruction, felt the necessity for a more businesslike management of city affairs and instituted a new form of local administration. They abolished the old scheme of mayor and council and vested all power in five commissioners, one of whom, without any special prerogatives, was assigned to the office of "mayor president." In 1908, the commission form of government, as it was soon characterized, was adopted by Des Moines, Iowa. The attention of all municipal reformers was drawn to it and it was hailed as the guarantee of a better day. By 1920, more than four hundred cities, including Memphis, Spokane, Birmingham, Newark, and Buffalo, had adopted it. Still the larger cities like New York and Chicago kept their boards of aldermen.

A significant shift in authority happened in Galveston, Texas, where the residents, faced with the devastation of their city caused by the catastrophic storm of 1901 and the challenging issues of rebuilding, recognized the need for a more efficient management of city affairs and established a new form of local governance. They eliminated the old system of a mayor and council and concentrated all power in five commissioners, one of whom, without any special privileges, was designated as "mayor president." In 1908, this commission form of government, as it soon became known, was adopted by Des Moines, Iowa. Municipal reformers nationwide took notice and viewed it as a promise for a brighter future. By 1920, over four hundred cities, including Memphis, Spokane, Birmingham, Newark, and Buffalo, had embraced it. Yet, larger cities like New York and Chicago maintained their boards of aldermen.

The City Manager Plan.—A few years' experience with commission government revealed certain patent defects. The division of the work among five men was frequently found to introduce dissensions and irresponsibility. Commissioners were often lacking in the technical ability required to manage such difficult matters as fire and police protection, public health, public works, and public utilities. Some one then proposed to carry over into city government an idea from the business world. In that sphere the stockholders of each corporation elect the directors and the directors, in turn, choose a business manager to conduct the affairs of the company. It was suggested that the city commissioners, instead of attempting to supervise the details of the city administration, should select a manager to do this. The scheme was put into effect in Sumter, South Carolina, in 1912. Like the commission plan, it became popular. Within eight years more than one hundred and fifty towns and cities had adopted it. Among the larger municipalities were Dayton, Springfield (Ohio), Akron, Kalamazoo, and Phoenix. It promised to create a new public service profession, that of city manager.

The City Manager Plan.—A few years of experience with commission government highlighted some obvious flaws. The division of responsibilities among five people often led to conflicts and a lack of accountability. Commissioners frequently lacked the technical skills needed to handle challenging issues like fire and police protection, public health, public works, and public utilities. Someone proposed bringing an idea from the business world into city government. In business, shareholders of a corporation elect the board of directors, and the directors then choose a business manager to run the company. It was suggested that instead of city commissioners trying to oversee the details of city administration, they should appoint a manager to take care of that. The plan was implemented in Sumter, South Carolina, in 1912. Like the commission plan, it gained popularity. Within eight years, more than one hundred and fifty towns and cities had adopted it. Notable larger municipalities included Dayton, Springfield (Ohio), Akron, Kalamazoo, and Phoenix. It was expected to establish a new public service profession: city manager.

Economic Reform Measures

The Spirit of American Reform.—The purification of the ballot, the restriction of the spoils system, the enlargement of direct popular control over the organs of government were not the sole answers made by the reformers to the critics of American institutions. Nor were they the most important. In fact, they were regarded not as ends in themselves, but as means to serve a wider purpose. That purpose was the promotion of the "general welfare." The concrete objects covered by that broad term were many and varied; but they included the prevention of extortion by railway and other corporations, the protection of public health, the extension of education, the improvement of living conditions in the cities, the elimination of undeserved poverty, the removal of gross inequalities in wealth, and more equality of opportunity.

The Spirit of American Reform.—Cleaning up the ballot, limiting the spoils system, and increasing direct public control over government functions weren't the only responses the reformers had to the critics of American institutions. They also weren't the most important. In fact, these were seen not as goals in themselves, but as ways to achieve a broader aim. That goal was to enhance the "general welfare." The specific issues encompassed by that wide term were numerous and diverse; they included stopping exploitation by railroads and other corporations, protecting public health, expanding education, improving living conditions in cities, eliminating unfair poverty, reducing extreme wealth inequality, and creating more equal opportunities.

All these things involved the use of the powers of government. Although a few clung to the ancient doctrine that the government should not interfere with private business at all, the American people at large rejected that theory as vigorously as they rejected the doctrines of an extreme socialism which exalts the state above the individual. Leaders representing every shade of opinion proclaimed the government an instrument of common welfare to be used in the public interest. "We must abandon definitely," said Roosevelt, "the laissez-faire theory of political economy and fearlessly champion a system of increased governmental control, paying no attention to the cries of worthy people who denounce this as socialistic." This view was shared by Mr. Taft, who observed: "Undoubtedly the government can wisely do much more ... to relieve the oppressed, to create greater equality of opportunity, to make reasonable terms for labor in employment, and to furnish vocational education." He was quick to add his caution that "there is a line beyond which the government cannot go with any good practical results in seeking to make men and society better."

All these things involved using the powers of government. While a few held on to the old belief that the government shouldn’t interfere with private business at all, the American people as a whole rejected that idea just as strongly as they rejected the principles of extreme socialism, which values the state over the individual. Leaders from all viewpoints declared the government to be a tool for the common good, meant to serve the public interest. "We must definitely abandon," Roosevelt said, "the laissez-faire theory of political economy and boldly advocate for a system of increased government control, ignoring the protests from respectable people who call this socialistic." This perspective was echoed by Mr. Taft, who noted: "Undoubtedly the government can wisely do much more ... to help the oppressed, create greater equality of opportunity, establish fair conditions for labor in employment, and provide vocational education." He quickly added a caution that "there is a limit beyond which the government cannot go with any good practical outcomes in trying to improve individuals and society."

The Regulation of Railways.—The first attempts to use the government in a large way to control private enterprise in the public interest were made by the Northwestern states in the decade between 1870 and 1880. Charges were advanced by the farmers, particularly those organized into Granges, that the railways extorted the highest possible rates for freight and passengers, that favoritism was shown to large shippers, that fraudulent stocks and bonds were sold to the innocent public. It was claimed that railways were not like other enterprises, but were "quasi-public" concerns, like the roads and ferries, and thus subject to government control. Accordingly laws were enacted bringing the railroads under state supervision. In some cases the state legislature fixed the maximum rates to be charged by common carriers, and in other cases commissions were created with the power to establish the rates after an investigation. This legislation was at first denounced in the East as nothing less than the "confiscation" of the railways in the interest of the farmers. Attempts to have the Supreme Court of the United States declare it unconstitutional were made without avail; still a principle was finally laid down to the effect that in fixing rates state legislatures and commissions must permit railway companies to earn a "fair" return on the capital invested.

The Regulation of Railways.—The first major efforts to have the government control private businesses for public benefit happened in the Northwestern states during the 1870s and 1880s. Farmers, especially those part of Granges, claimed that railways were charging excessively high rates for shipping goods and passengers, showing favoritism to big shippers, and selling misleading stocks and bonds to unsuspecting consumers. They argued that railways were different from other businesses, being "quasi-public" entities like roads and ferries, and therefore should be regulated by the government. As a result, laws were passed to put railroads under state oversight. In some instances, state legislatures set maximum rates for common carriers, while in others, commissions were established with the authority to determine rates after investigating. Initially, this legislation was criticized in the East as nothing short of "confiscation" of the railroads for the benefit of farmers. Attempts to get the Supreme Court of the United States to declare it unconstitutional were unsuccessful; however, a principle was eventually established that state legislatures and commissions must allow railway companies to earn a "fair" return on their invested capital when setting rates.

In a few years the Granger spirit appeared in Congress. An investigation revealed a long list of abuses committed by the railways against shippers and travelers. The result was the interstate commerce act of 1887, which created the Interstate Commerce Commission, forbade discriminations in rates, and prohibited other objectionable practices on the part of railways. This measure was loosely enforced and the abuses against which it was directed continued almost unabated. A demand for stricter control grew louder and louder. Congress was forced to heed. In 1903 it enacted the Elkins law, forbidding railways to charge rates other than those published, and laid penalties upon the officers and agents of companies, who granted secret favors to shippers, and upon shippers who accepted them. Three years later a still more drastic step was taken by the passage of the Hepburn act. The Interstate Commerce Commission was authorized, upon complaint of some party aggrieved, and after a public hearing, to determine whether just and reasonable rates had been charged by the companies. In effect, the right to fix freight and passenger rates was taken out of the hands of the owners of the railways engaged in interstate commerce and vested in the hands of the Interstate Commerce Commission. Thus private property to the value of $20,000,000,000 or more was declared to be a matter of public concern and subject to government regulation in the common interest.

In a few years, the Granger movement made its way into Congress. An investigation uncovered a long list of abuses by the railways against shippers and travelers. This led to the Interstate Commerce Act of 1887, which established the Interstate Commerce Commission, prohibited rate discrimination, and banned other undesirable practices by railways. However, this law was loosely enforced, and the abuses it aimed to prevent continued largely unchecked. Calls for stricter regulation grew stronger. Congress had to respond. In 1903, it passed the Elkins Law, which forbade railways from charging rates other than those that were published and imposed penalties on company officers and agents who provided secret favors to shippers, as well as on shippers who accepted them. Three years later, a more significant action was taken with the passage of the Hepburn Act. The Interstate Commerce Commission was authorized, upon the complaint of an aggrieved party and after a public hearing, to determine whether the companies had charged fair and reasonable rates. Essentially, the authority to set freight and passenger rates was removed from the hands of railway owners involved in interstate commerce and placed in the hands of the Interstate Commerce Commission. Consequently, private property valued at $20 billion or more was declared to be in the public interest and subject to government regulation.

Municipal Utilities.—Similar problems arose in connection with the street railways, electric light plants, and other utilities in the great cities. In the beginning the right to construct such undertakings was freely, and often corruptly, granted to private companies by city councils. Distressing abuses arose in connection with such practices. Many grants or franchises were made perpetual, or perhaps for a term of 999 years. The rates charged and services rendered were left largely to the will of the companies holding the franchises. Mergers or unions of companies were common and the public was deluged with stocks and bonds of doubtful value; bankruptcies were frequent. The connection between the utility companies and the politicians was, to say the least, not always in the public interest.

Municipal Utilities.—Similar issues occurred with street railways, electric light plants, and other utilities in major cities. At first, city councils freely and often corruptly granted private companies the right to build these projects. This led to serious abuses. Many grants or franchises were made permanent, or even for a term of 999 years. The rates charged and services provided were mostly left up to the companies holding the franchises. Mergers or combinations of companies were common, and the public was flooded with stocks and bonds of questionable value; bankruptcies were frequent. The relationship between the utility companies and the politicians was, to say the least, not always in the public's best interest.

American ingenuity was quick to devise methods for eliminating such evils. Three lines of progress were laid out by the reformers. One group proposed that such utilities should be subject to municipal or state regulation, that the formation of utility companies should be under public control, and that the issue of stocks and bonds must be approved by public authority. In some cases state, and in other cases municipal, commissions were created to exercise this great power over "quasi-public corporations." Wisconsin, by laws enacted in 1907, put all heat, light, water works, telephone, and street railway companies under the supervision of a single railway commission. Other states followed this example rapidly. By 1920 the principle of public control over municipal utilities was accepted in nearly every section of the union.

American ingenuity quickly came up with ways to eliminate such problems. Reformers laid out three lines of progress. One group suggested that utilities should be regulated by local or state authorities, that the formation of utility companies should be under public oversight, and that the issuance of stocks and bonds must get approval from public officials. In some instances, state and in others, local commissions were created to exercise this significant power over "quasi-public corporations." Wisconsin, through laws passed in 1907, placed all heat, light, water, telephone, and street railway companies under the supervision of a single railway commission. Other states soon followed this example. By 1920, the principle of public control over municipal utilities was accepted in nearly every part of the country.

A second line of reform appeared in the "model franchise" for utility corporations. An illustration of this tendency was afforded by the Chicago street railway settlement of 1906. The total capital of the company was fixed at a definite sum, its earnings were agreed upon, and the city was given the right to buy and operate the system if it desired to do so. In many states, about the same time, it was provided that no franchises to utility companies could run more than twenty-five years.

A second line of reform emerged in the "model franchise" for utility companies. A good example of this trend was the Chicago street railway settlement of 1906. The total capital of the company was set at a specific amount, its profits were agreed upon, and the city was given the option to purchase and run the system if it wanted to. Around the same time, many states established that no franchises for utility companies could last more than twenty-five years.

A third group of reformers were satisfied with nothing short of municipal ownership. They proposed to drive private companies entirely out of the field and vest the ownership and management of municipal plants in the city itself. This idea was extensively applied to electric light and water works plants, but to street railways in only a few cities, including San Francisco and Seattle. In New York the subways are owned by the city but leased for operation.

A third group of reformers wanted nothing less than municipal ownership. They suggested completely removing private companies from the sector and placing the ownership and management of municipal facilities in the hands of the city. This concept was widely used for electric light and water works plants, but only implemented in street railways in a few cities, such as San Francisco and Seattle. In New York, the subways are owned by the city but leased for operation.

An East Side Street in New York
An East Side street in New York

Tenement House Control.—Among the other pressing problems of the cities was the overcrowding in houses unfit for habitation. An inquiry in New York City made under the authority of the state in 1902 revealed poverty, misery, slums, dirt, and disease almost beyond imagination. The immediate answer was the enactment of a tenement house law prescribing in great detail the size of the rooms, the air space, the light and the sanitary arrangement for all new buildings. An immense improvement followed and the idea was quickly taken up in other states having large industrial centers. In 1920 New York made a further invasion of the rights of landlords by assuring to the public "reasonable rents" for flats and apartments.

Tenement House Control.—One of the major issues in cities was the overcrowding in buildings that were not safe to live in. An investigation in New York City conducted by the state in 1902 exposed extreme poverty, suffering, slums, filth, and disease that were nearly unimaginable. The immediate solution was to create a tenement house law that specified in detail the size of the rooms, the amount of air space, the lighting, and the sanitary conditions for all new constructions. This led to significant improvements, and the concept was quickly adopted by other states with large industrial cities. In 1920, New York further intruded on landlords' rights by guaranteeing the public "reasonable rents" for flats and apartments.

Workmen's Compensation.—No small part of the poverty in cities was due to the injury of wage-earners while at their trade. Every year the number of men and women killed or wounded in industry mounted higher. Under the old law, the workman or his family had to bear the loss unless the employer had been guilty of some extraordinary negligence. Even in that case an expensive lawsuit was usually necessary to recover "damages." In short, although employers insured their buildings and machinery against necessary risks from fire and storm, they allowed their employees to assume the heavy losses due to accidents. The injustice of this, though apparent enough now, was once not generally recognized. It was said to be unfair to make the employer pay for injuries for which he was not personally responsible; but the argument was overborne.

Worker's Compensation.—A significant part of urban poverty was caused by injuries to wage-earners while doing their jobs. Every year, the number of men and women killed or injured in the workplace increased. Under the old law, the worker or their family had to absorb the loss unless the employer had shown some extreme negligence. Even in that case, an expensive lawsuit was typically needed to recover "damages." In summary, while employers insured their buildings and machinery against essential risks like fire and storms, they made their employees take on the heavy financial burdens from accidents. The injustice of this, although clearly evident now, wasn’t widely recognized back then. It was argued to be unfair to hold the employer accountable for injuries they weren’t personally responsible for, but that argument lost out.

About 1910 there set in a decided movement in the direction of lifting the burden of accidents from the unfortunate victims. In the first place, laws were enacted requiring employers to pay damages in certain amounts according to the nature of the case, no matter how the accident occurred, as long as the injured person was not guilty of willful negligence. By 1914 more than one-half the states had such laws. In the second place, there developed schemes of industrial insurance in the form of automatic grants made by state commissions to persons injured in industries, the funds to be provided by the employers or the state or by both. By 1917 thirty-six states had legislation of this type.

Around 1910, there was a significant movement aimed at relieving the burden of accidents for unfortunate victims. First, laws were passed requiring employers to pay compensation in specific amounts based on the circumstances of the incident, regardless of how the accident happened, as long as the injured person was not guilty of deliberate negligence. By 1914, more than half the states had adopted such laws. Secondly, there were initiatives for industrial insurance in the form of automatic payments made by state commissions to individuals injured in industry, with funding coming from employers, the state, or both. By 1917, thirty-six states had legislation of this kind.

Minimum Wages and Mothers' Pensions.—Another source of poverty, especially among women and children, was found to be the low wages paid for their labor. Report after report showed this. In 1912 Massachusetts took a significant step in the direction of declaring the minimum wages which might be paid to women and children. Oregon, the following year, created a commission with power to prescribe minimum wages in certain industries, based on the cost of living, and to enforce the rates fixed. Within a short time one-third of the states had legislation of this character. To cut away some of the evils of poverty and enable widows to keep their homes intact and bring up their children, a device known as mothers' pensions became popular during the second decade of the twentieth century. At the opening of 1913 two states, Colorado and Illinois, had laws authorizing the payment from public funds of definite sums to widows with children. Within four years, thirty-five states had similar legislation.

Minimum Wages and Mothers' Pensions.—Another source of poverty, particularly among women and children, was the low wages they received for their work. Numerous reports highlighted this issue. In 1912, Massachusetts took an important step by establishing minimum wage laws for women and children. The following year, Oregon set up a commission with the authority to set minimum wages in certain industries based on the cost of living and to enforce these rates. Before long, one-third of the states enacted similar legislation. To address some of the challenges of poverty and help widows maintain their homes and raise their children, a program called mothers' pensions gained popularity in the second decade of the twentieth century. By the beginning of 1913, two states, Colorado and Illinois, had laws that allowed payments from public funds to widows with children. In just four years, thirty-five states had similar laws in place.

Taxation and Great Fortunes.—As a part of the campaign waged against poverty by reformers there came a demand for heavy taxes upon great fortunes, particularly taxes upon inheritances or estates passing to heirs on the decease of the owners. Roosevelt was an ardent champion of this type of taxation and dwelt upon it at length in his message to Congress in 1907. "Such a tax," he said, "would help to preserve a measurable equality of opportunity for the people of the generations growing to manhood.... Our aim is to recognize what Lincoln pointed out: the fact that there are some respects in which men are obviously not equal; but also to insist that there should be equality of self-respect and of mutual respect, an equality of rights before the law, and at least an approximate equality in the conditions under which each man obtains the chance to show the stuff that is in him when compared with his fellows."

Taxation and Great Fortunes.—As part of the campaign against poverty led by reformers, there was a push for high taxes on large fortunes, especially on inheritances or estates transferred to heirs after the owners died. Roosevelt was a strong supporter of this kind of taxation and discussed it extensively in his message to Congress in 1907. "Such a tax," he said, "would help maintain a reasonable equality of opportunity for the people of the generations growing to adulthood.... Our goal is to acknowledge what Lincoln pointed out: the reality that in some ways, men are clearly not equal; but we also need to advocate for equality of self-respect and mutual respect, an equality of rights under the law, and at least a rough balance in the circumstances that allow each person to demonstrate their true potential compared to their peers."

The spirit of the new age was, therefore, one of reform, not of revolution. It called for no evolutionary or utopian experiments, but for the steady and progressive enactment of measures aimed at admitted abuses and designed to accomplish tangible results in the name of public welfare.

The spirit of the new age was, therefore, one of reform, not of revolution. It called for no evolutionary or utopian experiments, but for the steady and progressive implementation of measures aimed at recognized issues and designed to achieve concrete outcomes in the name of public welfare.

General References

General References

J. Bryce, The American Commonwealth.

J. Bryce, The American Commonwealth.

R.C. Brooks, Corruption in American Life.

R.C. Brooks, *Corruption in American Life*.

E.A. Ross, Changing America.

E.A. Ross, *Changing America*.

P.L. Haworth, America in Ferment.

P.L. Haworth, *America in Ferment*.

E.R.A. Seligman, The Income Tax.

E.R.A. Seligman, *The Income Tax*.

W.Z. Ripley, Railroads: Rates and Regulation.

W.Z. Ripley, *Railroads: Rates and Regulation*.

E.S. Bradford, Commission Government in American Cities.

E.S. Bradford, Commission Government in American Cities.

H.R. Seager, A Program of Social Reform.

H.R. Seager, A Program of Social Reform.

C. Zueblin, American Municipal Progress.

C. Zueblin, *American Municipal Progress*.

W.E. Walling, Progressivism and After.

W.E. Walling, *Progressivism and Beyond*.

The American Year Book (an annual publication which contains reviews of reform legislation).

The American Year Book (an annual publication that features reviews of reform legislation).

Research Topics

"The Muckrakers."—Paxson, The New Nation (Riverside Series), pp. 309-323.

"The Muckrakers."—Paxson, The New Nation (Riverside Series), pp. 309-323.

Civil Service Reform.—Beard, American Government and Politics (3d ed.), pp. 222-230; Ogg, National Progress (American Nation Series), pp. 135-142.

Civil Service Reform.—Beard, American Government and Politics (3rd ed.), pp. 222-230; Ogg, National Progress (American Nation Series), pp. 135-142.

Direct Government.—Beard, American Government, pp. 461-473; Ogg, pp. 160-166.

Direct Government.—Beard, American Government, pp. 461-473; Ogg, pp. 160-166.

Popular Election of Senators.—Beard, American Government, pp. 241-244; Ogg, pp. 149-150.

Popular Election of Senators.—Beard, American Government, pp. 241-244; Ogg, pp. 149-150.

Party Methods.—Beard, American Government, pp. 656-672.

Party Methods.—Beard, American Government, pp. 656-672.

Ballot Reform.—Beard, American Government, pp. 672-705.

Voting Reform.—Beard, American Government, pp. 672-705.

Social and Economic Legislation.—Beard, American Government, pp. 721-752.

Social and Economic Legislation.—Beard, American Government, pp. 721-752.

Questions

1. Who were some of the critics of abuses in American life?

1. Who were some of the critics of wrongdoings in American life?

2. What particular criticisms were advanced?

2. What specific criticisms were made?

3. How did Elihu Root define "invisible government"?

3. How did Elihu Root define "invisible government"?

4. Discuss the use of criticism as an aid to progress in a democracy.

4. Talk about how criticism helps advance a democracy.

5. Explain what is meant by the "merit system" in the civil service. Review the rise of the spoils system.

5. Explain what the "merit system" means in the civil service. Look over the emergence of the spoils system.

6. Why is the public service of increasing importance? Give some of its new problems.

6. Why is public service becoming more important? What are some of its new challenges?

7. Describe the Australian ballot and the abuses against which it is directed.

7. Explain what the Australian ballot is and the abuses it aims to address.

8. What are the elements of direct government? Sketch their progress in the United States.

8. What are the components of direct government? Outline their development in the United States.

9. Trace the history of popular election of Senators.

9. Explore the history of the popular election of Senators.

10. Explain the direct primary. Commission government. The city manager plan.

10. Explain the direct primary, commission government, and the city manager plan.

11. How does modern reform involve government action? On what theory is it justified?

11. How does modern reform require government action? What is the reasoning behind it?

12. Enumerate five lines of recent economic reform.

12. List five recent economic reforms.


CHAPTER XXIII

THE NEW POLITICAL DEMOCRACY

Women in Public Affairs.—The social legislation enacted in response to the spirit of reform vitally affected women in the home and in industry and was promoted by their organizations. Where they did not lead, they were affiliated with movements for social improvement. No cause escaped their attention; no year passed without widening the range of their interests. They served on committees that inquired into the problems of the day; they appeared before legislative assemblies to advocate remedies for the evils they discovered. By 1912 they were a force to be reckoned with in national politics. In nine states complete and equal suffrage had been established, and a widespread campaign for a national suffrage amendment was in full swing. On every hand lay evidences that their sphere had been broadened to include public affairs. This was the culmination of forces that had long been operating.

Women in Public Affairs.—The social laws passed in response to the reform movement significantly impacted women at home and in the workforce, and were supported by their organizations. Where they didn’t take the lead, they were part of movements aimed at social improvement. No cause was overlooked; each year saw an expansion of their interests. They served on committees that studied contemporary issues and appeared before legislative bodies to advocate for solutions to the problems they identified. By 1912, they had become a powerful force in national politics. In nine states, complete and equal voting rights had been established, and a widespread campaign for a national voting rights amendment was actively underway. There were clear signs all around that their role had expanded to include public affairs. This was the result of long-standing efforts that had been in motion for quite some time.

A New Emphasis in History.—A movement so deeply affecting important interests could not fail to find a place in time in the written record of human progress. History often began as a chronicle of kings and queens, knights and ladies, written partly to amuse and partly to instruct the classes that appeared in its pages. With the growth of commerce, parliaments, and international relations, politics and diplomacy were added to such chronicles of royal and princely doings. After the rise of democracy, industry, and organized labor, the transactions of everyday life were deemed worthy of a place in the pages of history. In each case history was rewritten and the past rediscovered in the light of the new age. So it will be with the rise and growth of women's political power. The history of their labor, their education, their status in society, their influence on the course of events will be explored and given its place in the general record.

A New Emphasis in History.—A movement that significantly impacts important interests is bound to be documented in the record of human progress. History often started as a story of kings and queens, knights and ladies, written to entertain and educate the elite who featured in its narratives. As commerce, parliaments, and global relations developed, politics and diplomacy were incorporated into these accounts of royal and noble activities. Following the emergence of democracy, industry, and organized labor, the everyday lives of people were recognized as deserving a spot in history. In each instance, history was rewritten, and the past was revisited through the lens of the current era. The same will happen with the rise and expansion of women's political power. The history of their work, their education, their societal roles, and their impact on events will be examined and included in the broader historical record.

It will be a history of change. The superior position which women enjoy in America to-day is the result of a slow evolution from an almost rightless condition in colonial times. The founders of America brought with them the English common law. Under that law, a married woman's personal property—jewels, money, furniture, and the like—became her husband's property; the management of her lands passed into his control. Even the wages she earned, if she worked for some one else, belonged to him. Custom, if not law, prescribed that women should not take part in town meetings or enter into public discussions of religious questions. Indeed it is a far cry from the banishment of Anne Hutchinson from Massachusetts in 1637, for daring to dispute with the church fathers, to the political conventions of 1920 in which women sat as delegates, made nominating speeches, and served on committees. In the contrast between these two scenes may be measured the change in the privileges of women since the landing of the Pilgrims. The account of this progress is a narrative of individual effort on the part of women, of organizations among them, of generous aid from sympathetic men in the long agitation for the removal of civil and political disabilities. It is in part also a narrative of irresistible economic change which drew women into industry, created a leisure class, gave women wages and incomes, and therewith economic independence.

It will be a history of change. The higher status that women have in America today comes from a slow evolution from an almost powerless situation in colonial times. The founders of America brought with them English common law. Under that law, a married woman's personal belongings—jewels, money, furniture, and so on—became her husband's property; the management of her land was put under his control. Even the wages she earned, if she worked for someone else, belonged to him. Custom, if not law, dictated that women should not participate in town meetings or engage in public discussions about religious issues. Indeed, there is a significant difference between the exile of Anne Hutchinson from Massachusetts in 1637 for daring to challenge the church leaders and the political conventions of 1920 where women served as delegates, made nominating speeches, and participated in committees. The contrast between these two moments highlights the changes in women's rights since the arrival of the Pilgrims. The story of this progress is one of individual effort from women, their organizations, and the generous support from sympathetic men during the lengthy fight for the removal of civil and political restrictions. It is also partly a story of unstoppable economic change that brought women into the workforce, created a leisure class, provided women with wages and incomes, and thereby granted them economic independence.

The Rise of the Women's Movement

Abigail Adams
Abigail Adams

Protests of Colonial Women.—The republican spirit which produced American independence was of slow and steady growth. It did not spring up full-armed in a single night. It was, on the contrary, nourished during a long period of time by fireside discussions as well as by debates in the public forum. Women shared that fireside sifting of political principles and passed on the findings of that scrutiny in letters to their friends, newspaper articles, and every form of written word. How widespread was this potent, though not spectacular force, is revealed in the collections of women's letters, articles, songs, dramas, and satirical "skits" on English rule that have come down to us. In this search into the reasons of government, some women began to take thought about laws that excluded them from the ballot. Two women at least left their protests on record. Abigail, the ingenious and witty wife of John Adams, wrote to her husband, in March, 1776, that women objected "to all arbitrary power whether of state or males" and demanded political privileges in the new order then being created. Hannah Lee Corbin, the sister of "Lighthorse" Harry Lee, protested to her brother against the taxation of women without representation.

Protests of Colonial Women.—The republican spirit that led to American independence grew slowly and steadily. It didn’t emerge fully formed overnight. Instead, it was developed over a long time through discussions around the dinner table and debates in public spaces. Women were part of those conversations about political ideas and shared their insights in letters to friends, newspaper articles, and various forms of written communication. The extent of this powerful but often unnoticed influence is shown in the collections of women’s letters, articles, songs, plays, and satirical sketches about English rule that have been preserved. As they explored the rationale behind government, some women began to reflect on laws that prevented them from voting. At least two women left records of their protests. Abigail, the clever and sharp-witted wife of John Adams, wrote to her husband in March 1776 that women opposed "all arbitrary power whether of state or males" and called for political rights in the new system being established. Hannah Lee Corbin, the sister of "Lighthorse" Harry Lee, spoke out to her brother against taxing women without giving them representation.

The Stir among European Women.—Ferment in America, in the case of women as of men, was quickened by events in Europe. In 1792, Mary Wollstonecraft published in England the Vindication of the Rights of Women—a book that was destined to serve the cause of liberty among women as the writings of Locke and Paine had served that of men. The specific grievances which stirred English women were men's invasion of women's industries, such as spinning and weaving; the denial of equal educational opportunities; and political disabilities. In France also the great Revolution raised questionings about the status of women. The rights of "citizenesses" as well as the rights of "citizens" were examined by the boldest thinkers. This in turn reacted upon women in the United States.

The Stir among European Women.—The unrest in America, for both women and men, was intensified by events in Europe. In 1792, Mary Wollstonecraft published in England the Vindication of the Rights of Women—a book that would become crucial for women's liberty, much like the writings of Locke and Paine had been for men. The specific issues that concerned English women included men taking over women’s jobs, like spinning and weaving; the lack of equal educational opportunities; and political restrictions. In France, the great Revolution also sparked discussions about women's status. The rights of "citizenesses" were examined alongside the rights of "citizens" by some of the most progressive thinkers. This, in turn, influenced women in the United States.

Leadership in America.—The origins of the American woman movement are to be found in the writings of a few early intellectual leaders. During the first decades of the nineteenth century, books, articles, and pamphlets about women came in increasing numbers from the press. Lydia Maria Child wrote a history of women; Margaret Fuller made a critical examination of the status of women in her time; and Mrs. Elizabeth Ellet supplemented the older histories by showing what an important part women had played in the American Revolution.

Leadership in America.—The roots of the American women’s movement can be traced back to the writings of a few early intellectual leaders. In the first few decades of the nineteenth century, books, articles, and pamphlets about women began to appear in greater quantities from the press. Lydia Maria Child wrote a history of women; Margaret Fuller critically examined the status of women in her time; and Mrs. Elizabeth Ellet added to the older histories by highlighting the significant role women played in the American Revolution.

The Struggle for Education.—Along with criticism, there was carried on a constructive struggle for better educational facilities for women who had been from the beginning excluded from every college in the country. In this long battle, Emma Willard and Mary Lyon led the way; the former founded a seminary at Troy, New York; and the latter made the beginnings of Mount Holyoke College in Massachusetts. Oberlin College in Ohio, established in 1833, opened its doors to girls and from it were graduated young students to lead in the woman movement. Sarah J. Hale, who in 1827 became the editor of a "Ladies' Magazine," published in Boston, conducted a campaign for equal educational opportunities which helped to bear fruit in the founding of Vassar College shortly after the Civil War.

The Struggle for Education.—Alongside criticism, there was a proactive effort for better educational opportunities for women, who had been excluded from every college in the country from the start. In this long battle, Emma Willard and Mary Lyon were at the forefront; Willard established a seminary in Troy, New York, while Lyon initiated Mount Holyoke College in Massachusetts. Oberlin College in Ohio, founded in 1833, welcomed female students and graduated young women who became leaders in the women’s movement. Sarah J. Hale, who became the editor of a "Ladies' Magazine" in Boston in 1827, campaigned for equal educational opportunities, which contributed to the establishment of Vassar College shortly after the Civil War.

The Desire to Effect Reforms.—As they came to study their own history and their own part in civilization, women naturally became deeply interested in all the controversies going on around them. The temperance question made a special appeal to them and they organized to demand the right to be heard on it. In 1846 the "Daughters of Temperance" formed a secret society favoring prohibition. They dared to criticize the churches for their indifference and were so bold as to ask that drunkenness be made a ground for divorce.

The Desire to Effect Reforms.—As women began to examine their own history and their role in society, they became increasingly engaged in the debates happening around them. The issue of temperance particularly resonated with them, prompting them to organize and insist on having their voices heard. In 1846, the "Daughters of Temperance" established a secret society that supported prohibition. They were unafraid to challenge the churches for their lack of concern and went so far as to advocate for making drunkenness a valid reason for divorce.

The slavery issue even more than temperance called women into public life. The Grimké sisters of South Carolina emancipated their bondmen, and one of these sisters, exiled from Charleston for her "Appeal to the Christian Women of the South," went North to work against the slavery system. In 1837 the National Women's Anti-Slavery Convention met in New York; seventy-one women delegates represented eight states. Three years later eight American women, five of them in Quaker costume, attended the World Anti-Slavery Convention in London, much to the horror of the men, who promptly excluded them from the sessions on the ground that it was not fitting for women to take part in such meetings.

The issue of slavery, even more than temperance, drew women into public life. The Grimké sisters from South Carolina freed their enslaved people, and one of them, who was exiled from Charleston for her "Appeal to the Christian Women of the South," moved North to campaign against slavery. In 1837, the National Women's Anti-Slavery Convention took place in New York, with seventy-one women delegates representing eight states. Three years later, eight American women, five of them dressed in Quaker attire, attended the World Anti-Slavery Convention in London, shocking the men who quickly excluded them from the sessions, arguing that it was inappropriate for women to participate in such meetings.

In other spheres of activity, especially social service, women steadily enlarged their interest. Nothing human did they consider alien to them. They inveighed against cruel criminal laws and unsanitary prisons. They organized poor relief and led in private philanthropy. Dorothea Dix directed the movement that induced the New York legislature to establish in 1845 a separate asylum for the criminal insane. In the same year Sarah G. Bagley organized the Lowell Female Reform Association for the purpose of reducing the long hours of labor for women, safeguarding "the constitutions of future generations." Mrs. Eliza Woodson Farnham, matron in Sing Sing penitentiary, was known throughout the nation for her social work, especially prison reform. Wherever there were misery and suffering, women were preparing programs of relief.

In other areas of life, especially in social services, women consistently expanded their interests. They felt that nothing human was outside their concern. They spoke out against harsh criminal laws and filthy prisons. They organized assistance for the poor and took the lead in private charitable work. Dorothea Dix led the effort that convinced the New York legislature to create a separate asylum for the criminally insane in 1845. That same year, Sarah G. Bagley established the Lowell Female Reform Association to reduce long working hours for women, aiming to protect "the health of future generations." Mrs. Eliza Woodson Farnham, the matron at Sing Sing prison, was recognized nationwide for her social work, particularly in prison reform. Wherever there was suffering and hardship, women were busy developing relief programs.

Freedom of Speech for Women.—In the advancement of their causes, of whatever kind, women of necessity had to make public appeals and take part in open meetings. Here they encountered difficulties. The appearance of women on the platform was new and strange. Naturally it was widely resented. Antoinette Brown, although she had credentials as a delegate, was driven off the platform of a temperance convention in New York City simply because she was a woman. James Russell Lowell, editor of the "Atlantic Monthly," declined a poem from Julia Ward Howe on the theory that no woman could write a poem; but he added on second thought that he might consider an article in prose. Nathaniel Hawthorne, another editor, even objected to something in prose because to him "all ink-stained women were equally detestable." To the natural resentment against their intrusion into new fields was added that aroused by their ideas and methods. As temperance reformers, they criticized in a caustic manner those who would not accept their opinions. As opponents of slavery they were especially bitter. One of their conventions, held at Philadelphia in 1833, passed a resolution calling on all women to leave those churches that would not condemn every form of human bondage. This stirred against them many of the clergy who, accustomed to having women sit silent during services, were in no mood to treat such a revolt leniently. Then came the last straw. Women decided that they would preach—out of the pulpit first, and finally in it.

Freedom of Speech for Women.—In advocating for their causes, women had to make public appeals and participate in open meetings. This was challenging. The sight of women on stage was new and unusual. Naturally, it was met with widespread disapproval. Antoinette Brown, despite having credentials as a delegate, was pushed off the platform at a temperance convention in New York City simply because she was a woman. James Russell Lowell, editor of the "Atlantic Monthly," rejected a poem from Julia Ward Howe on the belief that no woman could write poetry; however, he later considered accepting an article in prose. Nathaniel Hawthorne, another editor, even objected to something written in prose because he believed that "all ink-stained women were equally detestable." In addition to the inherent resentment over their presence in new areas, their ideas and methods also provoked backlash. As temperance reformers, they sharply criticized those who disagreed with them. As opponents of slavery, they were particularly fierce. At one of their conventions in Philadelphia in 1833, they passed a resolution urging all women to leave any churches that did not denounce every form of human bondage. This incited backlash from many clergy, who were used to having women remain silent during services and were not inclined to tolerate such a rebellion. Then came the final straw. Women decided they would preach—first outside the pulpit, and eventually within it.

Women in Industry.—The period of this ferment was also the age of the industrial revolution in America, the rise of the factory system, and the growth of mill towns. The labor of women was transferred from the homes to the factories. Then arose many questions: the hours of labor, the sanitary conditions of the mills, the pressure of foreign immigration on native labor, the wages of women as compared with those of men, and the right of married women to their own earnings. Labor organizations sprang up among working women. The mill girls of Lowell, Massachusetts, mainly the daughters of New England farmers, published a magazine, "The Lowell Offering." So excellent were their writings that the French statesman, Thiers, carried a copy of their paper into the Chamber of Deputies to show what working women could achieve in a republic. As women were now admittedly earning their own way in the world by their own labor, they began to talk of their "economic independence."

Women in Industry.—This period of change was also the age of the industrial revolution in America, the rise of factories, and the growth of mill towns. Women’s labor shifted from homes to factories. Many questions emerged: work hours, the sanitary conditions of the mills, the impact of foreign immigration on local workers, the wages of women compared to men, and the rights of married women to keep their own earnings. Labor organizations formed among working women. The mill girls of Lowell, Massachusetts, mostly the daughters of New England farmers, published a magazine called "The Lowell Offering." Their writing was so impressive that the French statesman Thiers took a copy to the Chamber of Deputies to demonstrate what working women could accomplish in a republic. As women were now clearly making their own way in the world through their labor, they began discussing their "economic independence."

The World Shaken by Revolution.—Such was the quickening of women's minds in 1848 when the world was startled once more by a revolution in France which spread to Germany, Poland, Austria, Hungary, and Italy. Once more the people of the earth began to explore the principles of democracy and expound human rights. Women, now better educated and more "advanced" in their ideas, played a rôle of still greater importance in that revolution. They led in agitations and uprisings. They suffered from reaction and persecution. From their prison in France, two of them who had been jailed for too much insistence on women's rights exchanged greetings with American women who were raising the same issue here. By this time the women had more supporters among the men. Horace Greeley, editor of the New York Tribune, though he afterwards recanted, used his powerful pen in their behalf. Anti-slavery leaders welcomed their aid and repaid them by urging the enfranchisement of women.

The World Shaken by Revolution.—In 1848, there was a surge in women's awareness when the world was once again taken aback by a revolution in France that spread to Germany, Poland, Austria, Hungary, and Italy. People began to explore democratic principles and discuss human rights. Women, now better educated and more progressive in their thinking, played an even bigger role in this revolution. They led protests and uprisings. They faced backlash and persecution. From their prison in France, two women who had been jailed for advocating too strongly for women's rights sent greetings to American women who were addressing the same issue here. By then, women had gained more support from men. Horace Greeley, editor of the New York Tribune, although he later took back his stance, used his influential writing to support them. Anti-slavery leaders welcomed their involvement and, in return, encouraged the women’s right to vote.

The Woman's Rights Convention of 1848.—The forces, moral and intellectual, which had been stirring among women, crystallized a few months after the outbreak of the European revolution in the first Woman's Rights Convention in the history of America. It met at Seneca Falls, New York, in 1848, on the call of Lucretia Mott, Martha Wright, Elizabeth Cady Stanton, and Mary Ann McClintock, three of them Quakers. Accustomed to take part in church meetings with men, the Quakers naturally suggested that men as well as women be invited to attend the convention. Indeed, a man presided over the conference, for that position seemed too presumptuous even for such stout advocates of woman's rights.

The Woman's Rights Convention of 1848.—The moral and intellectual movements that had been developing among women came together a few months after the start of the European revolution in the first Woman's Rights Convention in American history. It took place at Seneca Falls, New York, in 1848, organized by Lucretia Mott, Martha Wright, Elizabeth Cady Stanton, and Mary Ann McClintock, three of whom were Quakers. Used to participating in church meetings alongside men, the Quakers naturally proposed that both men and women be invited to the convention. In fact, a man led the conference, as that role felt too bold even for such strong supporters of women's rights.

The deliberations of the Seneca Falls convention resulted in a Declaration of Rights modeled after the Declaration of Independence. For example, the preamble began: "When in the course of human events it becomes necessary for one portion of the family of man to assume among the people of the earth a position different from that which they have hitherto occupied...." So also it closed: "Such has been the patient suffering of women under this government and such is now the necessity which constrains them to demand the equal station to which they are entitled." Then followed the list of grievances, the same number which had been exhibited to George III in 1776. Especially did they assail the disabilities imposed upon them by the English common law imported into America—the law which denied married women their property, their wages, and their legal existence as separate persons. All these grievances they recited to "a candid world." The remedies for the evils which they endured were then set forth in detail. They demanded "equal rights" in the colleges, trades, and professions; equal suffrage; the right to share in all political offices, honors, and emoluments; the right to complete equality in marriage, including equal guardianship of the children; and for married women the right to own property, to keep wages, to make contracts, to transact business, and to testify in the courts of justice. In short, they declared women to be persons as men are persons and entitled to all the rights and privileges of human beings. Such was the clarion call which went forth to the world in 1848—to an amused and contemptuous world, it must be admitted—but to a world fated to heed and obey.

The discussions at the Seneca Falls convention led to a Declaration of Rights modeled after the Declaration of Independence. For instance, the preamble started: "When in the course of human events it becomes necessary for one part of the human family to take on a different role among people on earth than they have previously held...." It also concluded with: "Such has been the patient suffering of women under this government, and such is now the necessity that compels them to demand the equal status they deserve." This was followed by a list of grievances, the same number that had been presented to George III in 1776. They particularly criticized the restrictions placed on them by the English common law brought to America—laws that denied married women their property, their wages, and their legal identity as separate individuals. All these grievances were shared with "a candid world." The solutions for the wrongs they faced were then detailed. They demanded "equal rights" in colleges, trades, and professions; equal voting rights; the chance to participate in all political offices, honors, and benefits; the right to full equality in marriage, including equal custody of children; and for married women, the right to own property, retain wages, enter contracts, conduct business, and testify in court. In short, they asserted that women are people just like men and entitled to all the rights and privileges of human beings. This was the powerful message that went out to the world in 1848—to a world that found it amusing and dismissive, it must be said—but to a world destined to listen and comply.

The First Gains in Civil Liberty.—The convention of 1848 did not make political enfranchisement the leading issue. Rather did it emphasize the civil disabilities of women which were most seriously under discussion at the time. Indeed, the New York legislature of that very year, as the result of a twelve years' agitation, passed the Married Woman's Property Act setting aside the general principles of the English common law as applied to women and giving them many of the "rights of man." California and Wisconsin followed in 1850; Massachusetts in 1854; and Kansas in 1859. Other states soon fell into line. Women's earnings and inheritances were at last their own in some states at least. In a little while laws were passed granting women rights as equal guardians of their children and permitting them to divorce their husbands on the grounds of cruelty and drunkenness.

The First Gains in Civil Liberty.—The convention of 1848 didn’t focus on political rights as the main issue. Instead, it highlighted the civil restrictions placed on women, which were being seriously discussed at the time. In fact, that very year, the New York legislature, after twelve years of activism, passed the Married Woman's Property Act, which challenged the general principles of English common law as they applied to women and granted them many of the "rights of man." California and Wisconsin followed suit in 1850, Massachusetts in 1854, and Kansas in 1859. Other states quickly followed. Finally, women's earnings and inheritances became their own in at least some states. Before long, laws were enacted that gave women equal rights as guardians of their children and allowed them to divorce their husbands for reasons like cruelty and drunkenness.

By degrees other steps were taken. The Woman's Medical College of Pennsylvania was founded in 1850, and the Philadelphia School of Design for Women three years later. In 1852 the American Women's Educational Association was formed to initiate an agitation for enlarged educational opportunities for women. Other colleges soon emulated the example of Oberlin: the University of Utah in 1850; Hillsdale College in Michigan in 1855; Baker University in Kansas in 1858; and the University of Iowa in 1860. New trades and professions were opened to women and old prejudices against their activities and demands slowly gave way.

Gradually, more progress was made. The Woman's Medical College of Pennsylvania was established in 1850, followed by the Philadelphia School of Design for Women three years later. In 1852, the American Women's Educational Association was created to advocate for expanded educational opportunities for women. Other colleges quickly followed Oberlin's lead: the University of Utah in 1850; Hillsdale College in Michigan in 1855; Baker University in Kansas in 1858; and the University of Iowa in 1860. New trades and professions became accessible to women, and old biases against their activities and demands gradually faded.

The National Fight for Women's Voting Rights

The Beginnings of Organization.—As women surmounted one obstacle after another, the agitation for equal suffrage came to the front. If any year is to be fixed as the date of its beginning, it may very well be 1850, when the suffragists of Ohio urged the state constitutional convention to confer the vote upon them. With apparent spontaneity there were held in the same year state suffrage conferences in Indiana, Pennsylvania, and Massachusetts; and connections were formed among the leaders of these meetings. At the same time the first national suffrage convention was held in Worcester, Massachusetts, on the call of eighty-nine leading men and women representing six states. Accounts of the convention were widely circulated in this country and abroad. English women,—for instance, Harriet Martineau,—sent words of appreciation for the work thus inaugurated. It inspired a leading article in the "Westminster Review," which deeply interested the distinguished economist, John Stuart Mill. Soon he was the champion of woman suffrage in the British Parliament and the author of a powerful tract The Subjection of Women, widely read throughout the English-speaking world. Thus do world movements grow. Strange to relate the women of England were enfranchised before the adoption of the federal suffrage amendment in America.

The Beginnings of Organization.—As women overcame one challenge after another, the fight for equal voting rights gained momentum. If we had to pinpoint a starting year, 1850 would be a strong candidate, when suffragists in Ohio urged their state constitutional convention to grant them the vote. That same year, state suffrage conferences popped up in Indiana, Pennsylvania, and Massachusetts, and leaders from these events began to connect with one another. Simultaneously, the first national suffrage convention took place in Worcester, Massachusetts, organized by eighty-nine prominent men and women from six states. News about the convention spread widely both in the U.S. and abroad. English women, like Harriet Martineau, sent messages of support for the movement that had begun. This inspired a major article in the "Westminster Review," which captured the interest of the notable economist John Stuart Mill. He soon became a strong advocate for women's suffrage in the British Parliament and wrote an influential pamphlet, The Subjection of Women, that gained a wide readership throughout the English-speaking world. This is how global movements begin. Interestingly, the women in England were granted the right to vote before the federal suffrage amendment was passed in America.

The national suffrage convention of 1850 was followed by an extraordinary outburst of agitation. Pamphlets streamed from the press. Petitions to legislative bodies were drafted, signed, and presented. There were addresses by favorite orators like Garrison, Phillips, and Curtis, and lectures and poems by men like Emerson, Longfellow, and Whittier. In 1853 the first suffrage paper was founded by the wife of a member of Congress from Rhode Island. By this time the last barrier to white manhood suffrage in the North had been swept away and the woman's movement was gaining momentum every year.

The national suffrage convention of 1850 sparked an incredible wave of activism. Pamphlets were published in large numbers. Petitions to legislative bodies were created, signed, and submitted. Well-known speakers like Garrison, Phillips, and Curtis delivered addresses, while figures like Emerson, Longfellow, and Whittier contributed lectures and poems. In 1853, the first suffrage newspaper was established by the wife of a Congressman from Rhode Island. By this time, the final obstacle to white male suffrage in the North had been removed, and the women's movement was gaining strength every year.

The Suffrage Movement Checked by the Civil War.—Advocates of woman suffrage believed themselves on the high road to success when the Civil War engaged the energies and labors of the nation. Northern women became absorbed in the struggle to preserve the union. They held no suffrage conventions for five years. They transformed their associations into Loyalty Leagues. They banded together to buy only domestic goods when foreign imports threatened to ruin American markets. They rolled up monster petitions in favor of the emancipation of slaves. In hospitals, in military prisons, in agriculture, and in industry they bore their full share of responsibility. Even when the New York legislature took advantage of their unguarded moments and repealed the law giving the mother equal rights with the father in the guardianship of children, they refused to lay aside war work for agitation. As in all other wars, their devotion was unstinted and their sacrifices equal to the necessities of the hour.

The Suffrage Movement Checked by the Civil War.—Supporters of women's suffrage believed they were on the path to success when the Civil War took over the energies and efforts of the nation. Northern women became deeply invested in the fight to preserve the union. They didn't hold any suffrage conventions for five years. They changed their organizations into Loyalty Leagues. They joined together to buy only domestic goods when foreign imports threatened to harm American markets. They gathered massive petitions in support of the emancipation of slaves. In hospitals, military prisons, agriculture, and industry, they took on their full share of responsibilities. Even when the New York legislature took advantage of their vulnerable moments and repealed the law that granted mothers equal rights with fathers in child guardianship, they refused to set aside their war efforts for activism. As in all other wars, their commitment was unwavering, and their sacrifices matched the demands of the time.

The Federal Suffrage Amendment.—Their plans and activities, when the war closed, were shaped by events beyond their control. The emancipation of the slaves and their proposed enfranchisement made prominent the question of a national suffrage for the first time in our history. Friends of the colored man insisted that his civil liberties would not be safe unless he was granted the right to vote. The woman suffragists very pertinently asked why the same principle did not apply to women. The answer which they received was negative. The fourteenth amendment to the federal Constitution, adopted in 1868, definitely put women aside by limiting the scope of its application, so far as the suffrage was concerned, to the male sex. In making manhood suffrage national, however, it nationalized the issue.

The Federal Suffrage Amendment.—Their plans and activities, once the war ended, were influenced by events beyond their control. The freeing of the slaves and their potential right to vote highlighted the issue of national suffrage for the first time in our history. Advocates for the rights of Black individuals argued that their civil liberties wouldn't be secure unless they were given the right to vote. The women suffragists pointedly asked why this principle didn’t apply to women as well. The response they received was no. The fourteenth amendment to the federal Constitution, adopted in 1868, explicitly excluded women by limiting its application regarding suffrage to men. By establishing manhood suffrage as a national standard, it also made the issue of voting rights a national concern.

Susan B. Anthony
Copyright by Underwood and Underwood, New York.
Susan B. Anthony

This was the signal for the advocates of woman suffrage. In March, 1869, their proposed amendment was introduced in Congress by George W. Julian of Indiana. It provided that no citizen should be deprived of the vote on account of sex, following the language of the fifteenth amendment which forbade disfranchisement on account of race. Support for the amendment, coming from many directions, led the suffragists to believe that their case was hopeful. In their platform of 1872, for example, the Republicans praised the women for their loyal devotion to freedom, welcomed them to spheres of wider usefulness, and declared that the demand of any class of citizens for additional rights deserved "respectful consideration."

This was the signal for the supporters of women's voting rights. In March 1869, their proposed amendment was introduced in Congress by George W. Julian from Indiana. It stated that no citizen should be denied the right to vote because of their sex, echoing the language of the fifteenth amendment, which prohibited disenfranchisement based on race. The support for the amendment coming from various sources led the suffragists to believe that their cause was promising. For instance, in their platform of 1872, the Republicans commended women for their loyal commitment to freedom, welcomed them into roles with greater opportunities, and asserted that any group's demand for additional rights deserved "respectful consideration."

Experience soon demonstrated, however, that praise was not the ballot. Indeed the suffragists already had realized that a tedious contest lay before them. They had revived in 1866 their regular national convention. They gave the name of "The Revolution" to their paper, edited by Elizabeth Cady Stanton and Susan B. Anthony. They formed a national suffrage association and organized annual pilgrimages to Congress to present their claims. Such activities bore some results. Many eminent congressmen were converted to their cause and presented it ably to their colleagues of both chambers. Still the subject was ridiculed by the newspapers and looked upon as freakish by the masses.

Experience soon showed, however, that praise wasn't enough. In fact, the suffragists had already realized that a long struggle lay ahead of them. They revived their regular national convention in 1866. They named their paper "The Revolution," edited by Elizabeth Cady Stanton and Susan B. Anthony. They created a national suffrage association and organized annual trips to Congress to present their demands. These efforts had some impact. Many prominent congressmen were convinced to support their cause and presented it effectively to their colleagues in both chambers. Still, the topic was mocked by newspapers and viewed as odd by the general public.

The State Campaigns.—Discouraged by the outcome of the national campaign, suffragists turned to the voters of the individual states and sought the ballot at their hands. Gains by this process were painfully slow. Wyoming, it is true, while still a territory, granted suffrage to women in 1869 and continued it on becoming a state twenty years later, in spite of strong protests in Congress. In 1893 Colorado established complete political equality. In Utah, the third suffrage state, the cause suffered many vicissitudes. Women were enfranchised by the territorial legislature; they were deprived of the ballot by Congress in 1887; finally in 1896 on the admission of Utah to the union they recovered their former rights. During the same year, 1896, Idaho conferred equal suffrage upon the women. This was the last suffrage victory for more than a decade.

The State Campaigns.—Disheartened by the results of the national campaign, suffragists turned to individual states to seek the right to vote. Progress through this method was painfully slow. Wyoming, while still a territory, granted women the right to vote in 1869 and maintained it when it became a state twenty years later, despite strong opposition in Congress. In 1893, Colorado established complete political equality. In Utah, the third state to grant suffrage, the movement faced many challenges. Women gained the right to vote through the territorial legislature, lost it when Congress intervened in 1887, but finally regained their rights in 1896 when Utah joined the union. In the same year, 1896, Idaho granted equal suffrage to women. This was the last suffrage victory for over a decade.

The Suffrage Cause in Congress.—In the midst of the meager gains among the states there were occasional flurries of hope for immediate action on the federal amendment. Between 1878 and 1896 the Senate committee reported the suffrage resolution by a favorable majority on five different occasions. During the same period, however, there were nine unfavorable reports and only once did the subject reach the point of a general debate. At no time could anything like the required two-thirds vote be obtained.

The Suffrage Cause in Congress.—Amidst the slow progress in the states, there were brief moments of hope for prompt action on the federal amendment. Between 1878 and 1896, the Senate committee reported the suffrage resolution positively on five different occasions. However, during that same time, there were nine negative reports, and the topic only reached a general debate once. At no point was it possible to secure the necessary two-thirds vote.

The Changing Status of Women.—While the suffrage movement was lagging, the activities of women in other directions were steadily multiplying. College after college—Vassar, Bryn Mawr, Smith, Wellesley, to mention a few—was founded to give them the advantages of higher education. Other institutions, especially the state universities of the West, opened their doors to women, and women were received into the professions of law and medicine. By the rapid growth of public high schools in which girls enjoyed the same rights as boys, education was extended still more widely. The number of women teachers increased by leaps and bounds.

The Changing Status of Women.—While the suffrage movement was slow to progress, women were actively getting involved in various other areas. More and more colleges—like Vassar, Bryn Mawr, Smith, and Wellesley—were established to provide them with the benefits of higher education. Other institutions, particularly the state universities in the West, welcomed women, allowing them to enter fields like law and medicine. Public high schools expanded rapidly, giving girls the same rights as boys, which further broadened educational opportunities. The number of female teachers soared.

Meanwhile women were entering nearly every branch of industry and business. How many of them worked at gainful occupations before 1870 we do not know; but from that year forward we have the records of the census. Between 1870 and 1900 the proportion of women in the professions rose from less than two per cent to more than ten per cent; in trade and transportation from 24.8 per cent to 43.2 per cent; and in manufacturing from 13 to 19 per cent. In 1910, there were over 8,000,000 women gainfully employed as compared with 30,000,000 men. When, during the war on Germany, the government established the principle of equal pay for equal work and gave official recognition to the value of their services in industry, it was discovered how far women had traveled along the road forecast by the leaders of 1848.

Meanwhile, women were entering nearly every sector of industry and business. We don’t know how many of them held jobs that paid well before 1870, but from that year onwards, we have census records. Between 1870 and 1900, the percentage of women in the professions rose from less than two percent to more than ten percent; in trade and transportation from 24.8 percent to 43.2 percent; and in manufacturing from 13 percent to 19 percent. By 1910, there were over 8,000,000 women gainfully employed compared to 30,000,000 men. When, during the war against Germany, the government established the principle of equal pay for equal work and officially recognized the value of women’s contributions to industry, it became clear how far women had come along the path envisioned by the leaders of 1848.

The Club Movement among Women.—All over the country women's societies and clubs were started to advance this or that reform or merely to study literature, art, and science. In time these women's organizations of all kinds were federated into city, state, and national associations and drawn into the consideration of public questions. Under the leadership of Frances Willard they made temperance reform a vital issue. They took an interest in legislation pertaining to prisons, pure food, public health, and municipal government, among other things. At their sessions and conferences local, state, and national issues were discussed until finally, it seems, everything led to the quest of the franchise. By solemn resolution in 1914 the National Federation of Women's Clubs, representing nearly two million club women, formally endorsed woman suffrage. In the same year the National Education Association, speaking for the public school teachers of the land, added its seal of approval.

The Club Movement among Women.—Across the country, women's groups and clubs were formed to promote various reforms or simply to explore literature, art, and science. Over time, these women's organizations of all types came together into city, state, and national associations and began to engage with public issues. Led by Frances Willard, they made temperance reform an important agenda. They also focused on legislation related to prisons, safe food, public health, and local government, among other topics. During their meetings and conferences, local, state, and national issues were debated until, ultimately, everything seemed to lead to the fight for voting rights. In a significant resolution in 1914, the National Federation of Women's Clubs, representing nearly two million club members, officially supported women's suffrage. That same year, the National Education Association, representing public school teachers across the country, also endorsed it.

Conference of Men and Women Delegates at a National Convention in 1920
Copyright by Underwood and Underwood, N.Y.
Conference of Male and Female Delegates at a National Convention in 1920

State and National Action.—Again the suffrage movement was in full swing in the states. Washington in 1910, California in 1911, Oregon, Kansas, and Arizona in 1912, Nevada and Montana in 1914 by popular vote enfranchised their women. Illinois in 1913 conferred upon them the right to vote for President of the United States. The time had arrived for a new movement. A number of younger suffragists sought to use the votes of women in the equal suffrage states to compel one or both of the national political parties to endorse and carry through Congress the federal suffrage amendment. Pressure then came upon Congress from every direction: from the suffragists who made a straight appeal on the grounds of justice; and from the suffragists who besought the women of the West to vote against candidates for President, who would not approve the federal amendment. In 1916, for the first time, a leading presidential candidate, Mr. Charles E. Hughes, speaking for the Republicans, endorsed the federal amendment and a distinguished ex-President, Roosevelt, exerted a powerful influence to keep it an issue in the campaign.

State and National Action.—Once again, the suffrage movement was in full swing across the states. Washington in 1910, California in 1911, and Oregon, Kansas, and Arizona in 1912, along with Nevada and Montana in 1914, all granted women the right to vote through popular vote. In 1913, Illinois gave women the right to vote for the President of the United States. The moment had come for a new campaign. Several younger suffragists aimed to leverage the votes of women in the states that had already granted suffrage to pressure one or both national political parties into supporting and passing the federal suffrage amendment through Congress. Congress faced pressure from all sides: from suffragists making a direct appeal on the grounds of justice, and from those urging Western women to vote against presidential candidates who would not support the federal amendment. In 1916, for the first time, a major presidential candidate, Mr. Charles E. Hughes, representing the Republicans, endorsed the federal amendment, and a prominent former President, Roosevelt, played a significant role in keeping it a focal issue in the campaign.

National Enfranchisement.—After that, events moved rapidly. The great state of New York adopted equal suffrage in 1917. Oklahoma, South Dakota, and Michigan swung into line the following year; several other states, by legislative action, gave women the right to vote for President. In the meantime the suffrage battle at Washington grew intense. Appeals and petitions poured in upon Congress and the President. Militant suffragists held daily demonstrations in Washington. On September 30, 1918, President Wilson, who, two years before, had opposed federal action and endorsed suffrage by state adoption only, went before Congress and urged the passage of the suffrage amendment to the Constitution. In June, 1919, the requisite two-thirds vote was secured; the resolution was carried and transmitted to the states for ratification. On August 28, 1920, the thirty-sixth state, Tennessee, approved the amendment, making three-fourths of the states as required by the Constitution. Thus woman suffrage became the law of the land. A new political democracy had been created. The age of agitation was closed and the epoch of responsible citizenship opened.

National Enfranchisement.—After that, things moved quickly. The state of New York granted equal voting rights in 1917. Oklahoma, South Dakota, and Michigan followed suit the next year; several other states allowed women to vote for President through legislation. Meanwhile, the fight for suffrage in Washington grew more intense. Appeals and petitions flooded Congress and the President. Active suffragists held daily protests in Washington. On September 30, 1918, President Wilson, who two years earlier had opposed federal action and supported suffrage only through state adoption, went before Congress and urged them to pass the suffrage amendment to the Constitution. In June 1919, the necessary two-thirds vote was achieved; the resolution was approved and sent to the states for ratification. On August 28, 1920, the thirty-sixth state, Tennessee, ratified the amendment, reaching the required three-fourths of states as outlined by the Constitution. Thus, women’s suffrage became law across the nation. A new political democracy was established. The era of agitation ended and the age of responsible citizenship began.

General References

References

Edith Abbott, Women in Industry.

Edith Abbott, *Women in Industry*.

C.P. Gilman, Woman and Economics.

C.P. Gilman, *Woman and Economics*.

I.H. Harper, Life and Work of Susan B. Anthony.

I.H. Harper, Life and Work of Susan B. Anthony.

E.R. Hecker, Short History of Woman's Rights.

E.R. Hecker, Short History of Women's Rights.

S.B. Anthony and I.H. Harper, History of Woman Suffrage (4 vols.).

S.B. Anthony and I.H. Harper, History of Woman Suffrage (4 vols.).

J.W. Taylor, Before Vassar Opened.

J.W. Taylor, *Before Vassar Opened*.

A.H. Shaw, The Story of a Pioneer.

A.H. Shaw, The Story of a Pioneer.

Research Topics

The Rise of the Woman Suffrage Movement.—McMaster, History of the People of the United States, Vol. VIII, pp. 116-121; K. Porter, History of Suffrage in the United States, pp. 135-145.

The Rise of the Woman Suffrage Movement.—McMaster, History of the People of the United States, Vol. VIII, pp. 116-121; K. Porter, History of Suffrage in the United States, pp. 135-145.

The Development of the Suffrage Movement.—Porter, pp. 228-254; Ogg, National Progress (American Nation Series), pp. 151-156 and p. 382.

The Development of the Suffrage Movement.—Porter, pp. 228-254; Ogg, National Progress (American Nation Series), pp. 151-156 and p. 382.

Women's Labor in the Colonial Period.—E. Abbott, Women in Industry, pp. 10-34.

Women’s Labor in the Colonial Period.—E. Abbott, Women in Industry, pp. 10-34.

Women and the Factory System.—Abbott, pp. 35-62.

Women and the Factory System.—Abbott, pp. 35-62.

Early Occupations for Women.—Abbott, pp. 63-85.

Early Jobs for Women.—Abbott, pp. 63-85.

Women's Wages.—Abbott, pp. 262-316.

Women’s Pay.—Abbott, pp. 262-316.

Questions

1. Why were women involved in the reform movements of the new century?

1. Why were women engaged in the reform movements of the new century?

2. What is history? What determines the topics that appear in written history?

2. What is history? What decides which topics show up in written history?

3. State the position of women under the old common law.

3. Describe the status of women under the old common law.

4. What part did women play in the intellectual movement that preceded the American Revolution?

4. What role did women have in the intellectual movement that came before the American Revolution?

5. Explain the rise of the discussion of women's rights.

5. Discuss how the conversation about women's rights has gained momentum.

6. What were some of the early writings about women?

6. What were some of the early writings about women?

7. Why was there a struggle for educational opportunities?

7. Why was there a fight for access to education?

8. How did reform movements draw women into public affairs and what were the chief results?

8. How did reform movements engage women in public life, and what were the main outcomes?

9. Show how the rise of the factory affected the life and labor of women.

9. Demonstrate how the rise of factories impacted the lives and work of women.

10. Why is the year 1848 an important year in the woman movement? Discuss the work of the Seneca Falls convention.

10. Why is the year 1848 significant for the women's movement? Talk about the work done at the Seneca Falls convention.

11. Enumerate some of the early gains in civil liberty for women.

11. List some of the early achievements in civil rights for women.

12. Trace the rise of the suffrage movement. Show the effect of the Civil War.

12. Track the growth of the suffrage movement. Highlight the impact of the Civil War.

13. Review the history of the federal suffrage amendment.

13. Examine the history of the federal voting rights amendment.

14. Summarize the history of the suffrage in the states.

14. Summarize the history of suffrage in the states.


CHAPTER XXIV

INDUSTRIAL DEMOCRACY

The New Economic Age.—The spirit of criticism and the measures of reform designed to meet it, which characterized the opening years of the twentieth century, were merely the signs of a new age. The nation had definitely passed into industrialism. The number of city dwellers employed for wages as contrasted with the farmers working on their own land was steadily mounting. The free land, once the refuge of restless workingmen of the East and the immigrants from Europe, was a thing of the past. As President Roosevelt later said in speaking of the great coal strike, "a few generations ago, the American workman could have saved money, gone West, and taken up a homestead. Now the free lands were gone. In earlier days, a man who began with a pick and shovel might come to own a mine. That outlet was now closed as regards the immense majority.... The majority of men who earned wages in the coal industry, if they wished to progress at all, were compelled to progress not by ceasing to be wage-earners but by improving the conditions under which all the wage-earners of the country lived and worked."

The New Economic Age.—The critical spirit and the reform measures aimed at addressing it, which marked the early years of the twentieth century, were simply signs of a new era. The nation had clearly entered the age of industrialism. The number of city residents working for wages, compared to farmers working their own land, was consistently increasing. The availability of free land, once a refuge for restless workers from the East and immigrants from Europe, was a thing of the past. As President Roosevelt later stated while discussing the significant coal strike, "a few generations ago, the American worker could have saved money, moved West, and claimed a homestead. Now, the free lands were gone. In earlier times, a man who started with a pick and shovel could end up owning a mine. That opportunity was now closed for the vast majority.... Most men who worked in the coal industry, if they wanted to advance at all, had to do so not by stopping being wage-earners but by improving the conditions under which all wage-earners in the country lived and worked."

The disappearance of the free land, President Roosevelt went on to say, also produced "a crass inequality in the bargaining relation of the employer and the individual employee standing alone. The great coal-mining and coal-carrying companies which employed their tens of thousands could easily dispense with the services of any particular miner. The miner, on the other hand, however expert, could not dispense with the companies. He needed a job; his wife and children would starve if he did not get one.... Individually the miners were impotent when they sought to enter a wage contract with the great companies; they could make fair terms only by uniting into trade unions to bargain collectively." It was of this state of affairs that President Taft spoke when he favored the modification of the common law "so as to put employees of little power and means on a level with their employers in adjusting and agreeing upon their mutual obligations."

The loss of free land, President Roosevelt continued, also created "a glaring inequality in the bargaining power between the employer and the individual employee standing alone. The large coal-mining and coal-carrying companies that employed thousands could easily do without any particular miner. The miner, no matter how skilled, couldn't do without the companies. He needed a job; his wife and children would go hungry if he didn’t find one.... Individually, the miners were powerless when trying to negotiate a wage contract with the big companies; they could only secure fair terms by coming together in trade unions to negotiate collectively." This was the situation President Taft referred to when he supported changing common law "to level the playing field for employees with little power and resources so they could negotiate and agree on their mutual responsibilities with their employers."

John D. Rockefeller, Jr., on the side of the great captains of industry, recognized the same facts. He said: "In the early days of the development of industry, the employer and capital investor were frequently one. Daily contact was had between him and his employees, who were his friends and neighbors.... Because of the proportions which modern industry has attained, employers and employees are too often strangers to each other.... Personal relations can be revived only through adequate representation of the employees. Representation is a principle which is fundamentally just and vital to the successful conduct of industry.... It is not consistent for us as Americans to demand democracy in government and practice autocracy in industry.... With the developments what they are in industry to-day, there is sure to come a progressive evolution from aristocratic single control, whether by capital, labor, or the state, to democratic, coöperative control by all three."

John D. Rockefeller, Jr., aligned with the major leaders in industry, recognized the same truths. He said: "In the early days of industrial development, the employer and the investor were often the same person. They had daily interactions with their employees, who were also their friends and neighbors. Because modern industry has grown so large, employers and employees often don’t know each other. Personal relationships can only be restored through proper representation of the employees. Representation is a principle that is fundamentally fair and essential for successful industry. It’s not right for us as Americans to demand democracy in government while practicing autocracy in industry. Given the current state of industry, a gradual shift from an aristocratic single control—whether by capital, labor, or the state—to a democratic, cooperative control involving all three is inevitable."

Cooperation between Employers and Employees

Company Unions.—The changed economic life described by the three eminent men just quoted was acknowledged by several great companies and business concerns. All over the country decided efforts were made to bridge the gulf which industry and the corporation had created. Among the devices adopted was that of the "company union." In one of the Western lumber mills, for example, all the employees were invited to join a company organization; they held monthly meetings to discuss matters of common concern; they elected a "shop committee" to confer with the representatives of the company; and periodically the agents of the employers attended the conferences of the men to talk over matters of mutual interest. The function of the shop committee was to consider wages, hours, safety rules, sanitation, recreation and other problems. Whenever any employee had a grievance he took it up with the foreman and, if it was not settled to his satisfaction, he brought it before the shop committee. If the members of the shop committee decided in favor of the man with a grievance, they attempted to settle the matter with the company's agents. All these things failing, the dispute was transferred to a grand meeting of all the employees with the employers' representatives, in common council. A deadlock, if it ensued from such a conference, was broken by calling in impartial arbitrators selected by both sides from among citizens outside the mill. Thus the employees were given a voice in all decisions affecting their work and welfare; rights and grievances were treated as matters of mutual interest rather than individual concern. Representatives of trade unions from outside, however, were rigidly excluded from all negotiations between employers and the employees.

Company Unions.—The changes in the economy discussed by the three respected individuals previously mentioned were recognized by several major companies and businesses. Across the country, significant efforts were made to close the gap that had developed between industry and corporations. One of the methods implemented was the "company union." For instance, in a Western lumber mill, all employees were encouraged to join a company organization; they held monthly meetings to discuss shared issues; they elected a "shop committee" to communicate with representatives of the company; and periodically, employer agents attended the employees' meetings to discuss matters of mutual concern. The shop committee's role was to address wages, hours, safety protocols, sanitation, recreation, and other issues. Whenever an employee had a grievance, they would take it up with the foreman, and if it wasn't resolved to their satisfaction, they would present it to the shop committee. If the committee members sided with the employee, they would try to settle the issue with the company's agents. If that failed, the dispute would be escalated to a grand meeting involving all employees and the employers' representatives, coming together to discuss the matter. If a deadlock arose from such a meeting, impartial arbitrators chosen by both sides from the community outside the mill would be brought in to help resolve it. This way, employees had a say in all decisions affecting their work and well-being; rights and grievances were treated as shared concerns rather than individual issues. However, representatives of external trade unions were strictly excluded from all negotiations between employers and employees.

Profit-sharing.—Another proposal for drawing capital and labor together was to supplement the wage system by other ties. Sometimes lump sums were paid to employees who remained in a company's service for a definite period of years. Again they were given a certain percentage of the annual profits. In other instances, employees were allowed to buy stock on easy terms and thus become part owners in the concern. This last plan was carried so far by a large soap manufacturing company that the employees, besides becoming stockholders, secured the right to elect representatives to serve on the board of directors who managed the entire business. So extensive had profit-sharing become by 1914 that the Federal Industrial Relations Committee, appointed by the President, deemed it worthy of a special study. Though opposed by regular trade unions, it was undoubtedly growing in popularity.

Profit-sharing.—Another idea for bringing capital and labor together was to enhance the wage system with additional incentives. Sometimes, companies would pay lump sums to employees who stayed with the company for a specific number of years. Other times, employees received a percentage of the annual profits. In some cases, employees were given the option to purchase stock under favorable conditions, allowing them to become part owners of the company. This last approach was taken so far by a major soap manufacturing company that employees, in addition to becoming stockholders, gained the right to elect representatives to sit on the board of directors overseeing the entire business. By 1914, profit-sharing had expanded significantly that the Federal Industrial Relations Committee, appointed by the President, considered it worthy of special examination. Although traditional trade unions opposed it, profit-sharing was clearly gaining traction.

Labor Managers and Welfare Work.—Another effort of employers to meet the problems of the new age appeared in the appointment of specialists, known as employment managers, whose task it was to study the relations existing between masters and workers and discover practical methods for dealing with each grievance as it arose. By 1918, hundreds of big companies had recognized this modern "profession" and universities were giving courses of instruction on the subject to young men and women. In that year a national conference of employment managers was held at Rochester, New York. The discussion revealed a wide range of duties assigned to managers, including questions of wages, hours, sanitation, rest rooms, recreational facilities, and welfare work of every kind designed to make the conditions in mills and factories safer and more humane. Thus it was evident that hundreds of employers had abandoned the old idea that they were dealing merely with individual employees and that their obligations ended with the payment of any wages they saw fit to fix. In short, they were seeking to develop a spirit of coöperation to take the place of competition and enmity; and to increase the production of commodities by promoting the efficiency and happiness of the producers.

Labor Managers and Welfare Work.—Another attempt by employers to address the challenges of the modern era came with the hiring of specialists known as employment managers. Their role was to examine the relationships between employers and workers and find practical solutions for each issue as it arose. By 1918, hundreds of large companies had recognized this new "profession," and universities were offering courses on the topic to young men and women. That year, a national conference of employment managers took place in Rochester, New York. The discussions highlighted a wide range of responsibilities for managers, including matters related to wages, hours, sanitation, break rooms, recreational facilities, and all kinds of welfare work aimed at making conditions in factories and mills safer and more humane. It became clear that many employers had moved away from the outdated belief that their only responsibility was to individual employees and that their duties ended with the payment of whatever wages they deemed appropriate. In essence, they were working to foster a spirit of cooperation instead of competition and hostility, while also aiming to boost the production of goods by enhancing the efficiency and well-being of the workers.

The Rise and Expansion of Organized Labor

The American Federation of Labor.—Meanwhile a powerful association of workers representing all the leading trades and crafts, organized into unions of their own, had been built up outside the control of employers. This was the American Federation of Labor, a nation-wide union of unions, founded in 1886 on the basis of beginnings made five years before. At the time of its establishment it had approximately 150,000 members. Its growth up to the end of the century was slow, for the total enrollment in 1900 was only 300,000. At that point the increase became marked. The membership reached 1,650,000 in 1904 and more than 3,000,000 in 1919. To be counted in the ranks of organized labor were several strong unions, friendly to the Federation, though not affiliated with it. Such, for example, were the Railway Brotherhoods with more than half a million members. By the opening of 1920 the total strength of organized labor was put at about 4,000,000 members, meaning, if we include their families, that nearly one-fifth of the people of the United States were in some positive way dependent upon the operations of trade unions.

The American Federation of Labor.—In the meantime, a powerful association of workers representing all the main trades and crafts, organized into their own unions, had emerged outside of employer control. This was the American Federation of Labor, a nationwide union of unions, founded in 1886 based on foundations laid five years earlier. When it was established, it had around 150,000 members. Its growth was slow until the end of the century, with total enrollment in 1900 being only 300,000. After that, the increase became noticeable. Membership reached 1,650,000 in 1904 and over 3,000,000 in 1919. Included in the organized labor ranks were several strong unions that were friendly to the Federation but not officially affiliated with it. For instance, the Railway Brotherhoods boasted more than half a million members. By early 1920, the total strength of organized labor was estimated at about 4,000,000 members, which meant that, including their families, nearly one-fifth of the people in the United States were in some way reliant on the activities of trade unions.

Historical Background.—This was the culmination of a long and significant history. Before the end of the eighteenth century, the skilled workmen—printers, shoemakers, tailors, and carpenters—had, as we have seen, formed local unions in the large cities. Between 1830 and 1860, several aggressive steps were taken in the American labor movement. For one thing, the number of local unions increased by leaps and bounds in all the industrial towns. For another, there was established in every large manufacturing city a central labor body composed of delegates from the unions of the separate trades. In the local union the printers or the cordwainers, for example, considered only their special trade problems. In the central labor union, printers, cordwainers, iron molders, and other craftsmen considered common problems and learned to coöperate with one another in enforcing the demands of each craft. A third step was the federation of the unions of the same craftsmen in different cities. The printers of New York, Philadelphia, Boston, and other towns, for instance, drew together and formed a national trade union of printers built upon the local unions of that craft. By the eve of the Civil War there were four or five powerful national unions of this character. The expansion of the railway made travel and correspondence easier and national conventions possible even for workmen of small means. About 1834 an attempt was made to federate the unions of all the different crafts into a national organization; but the effort was premature.

Historical Background.—This marked the end of a long and important history. Before the end of the 18th century, skilled workers—printers, shoemakers, tailors, and carpenters—had, as we’ve seen, formed local unions in major cities. Between 1830 and 1860, the American labor movement took several bold steps. For one, the number of local unions surged in all the industrial towns. Additionally, in every large manufacturing city, a central labor body was established, made up of delegates from the unions of different trades. In the local unions, printers or cordwainers, for example, focused only on their specific trade issues. In the central labor union, printers, cordwainers, iron molders, and other craftsmen addressed common concerns and learned to work together to push for the demands of each trade. Another significant step was the federation of unions for the same trades in different cities. For instance, printers from New York, Philadelphia, Boston, and other places came together to form a national trade union of printers that was based on the local unions of that craft. By the time the Civil War was about to begin, there were four or five strong national unions of this kind. The growth of the railway made travel and communication easier, allowing national conventions to happen even for workers with limited resources. Around 1834, there was an attempt to federate the unions of all different crafts into a national organization; however, this effort came too soon.

The National Labor Union.—The plan which failed in 1834 was tried again in the sixties. During the war, industries and railways had flourished as never before; prices had risen rapidly; the demand for labor had increased; wages had mounted slowly, but steadily. Hundreds of new local unions had been founded and eight or ten national trade unions had sprung into being. The time was ripe, it seemed, for a national consolidation of all labor's forces; and in 1866, the year after the surrender of General Lee at Appomattox, the "National Labor Union" was formed at Baltimore under the leadership of an experienced organizer, W.H. Sylvis of the iron molders. The purpose of the National Labor Union was not merely to secure labor's standard demands touching hours, wages, and conditions of work or to maintain the gains already won. It leaned toward political action and radical opinions. Above all, it sought to eliminate the conflict between capital and labor by making workingmen the owners of shops through the formation of coöperative industries. For six years the National Labor Union continued to hold conferences and carry on its propaganda; but most of the coöperative enterprises failed, political dissensions arose, and by 1872 the experiment had come to an end.

The National Labor Union.—The plan that failed in 1834 was attempted again in the 1860s. During the war, industries and railways thrived like never before; prices increased rapidly; the demand for workers went up; wages rose slowly but steadily. Hundreds of new local unions were established, and eight to ten national trade unions emerged. It seemed like the right time for a national unification of all labor's forces, and in 1866, the year after General Lee's surrender at Appomattox, the "National Labor Union" was formed in Baltimore under the leadership of an experienced organizer, W.H. Sylvis of the iron molders. The purpose of the National Labor Union was not just to secure labor's standard demands regarding hours, wages, and working conditions or to maintain the gains already achieved. It aimed for political action and held radical views. Above all, it sought to eliminate the conflict between capital and labor by making workers the owners of shops through the creation of cooperative industries. For six years, the National Labor Union held conferences and promoted its agenda; however, most cooperative ventures failed, political disagreements emerged, and by 1872, the experiment came to an end.

The Knights of Labor.—While the National Labor Union was experimenting, there grew up in the industrial world a more radical organization known as the "Noble Order of the Knights of Labor." It was founded in Philadelphia in 1869, first as a secret society with rituals, signs, and pass words; "so that no spy of the boss can find his way into the lodge room to betray his fellows," as the Knights put it. In form the new organization was simple. It sought to bring all laborers, skilled and unskilled, men and women, white and colored, into a mighty body of local and national unions without distinction of trade or craft. By 1885, ten years after the national organization was established, it boasted a membership of over 700,000. In philosophy, the Knights of Labor were socialistic, for they advocated public ownership of the railways and other utilities and the formation of coöperative societies to own and manage stores and factories.

The Knights of Labor.—While the National Labor Union was trying out new ideas, a more radical group called the "Noble Order of the Knights of Labor" started to emerge in the industrial world. Founded in Philadelphia in 1869, it began as a secret society with rituals, signs, and passwords, "so that no spy from the boss can sneak into the lodge room to betray his fellow workers," as the Knights described it. The structure of this new organization was straightforward. It aimed to unite all workers, whether skilled or unskilled, men or women, white or people of color, into a powerful coalition of local and national unions without regard to trade or craft. By 1885, just ten years after the national organization was created, it claimed a membership of over 700,000. In ideology, the Knights of Labor were socialistic; they pushed for public ownership of railways and other utilities, as well as the establishment of cooperative societies to own and run stores and factories.

As the Knights were radical in spirit and their strikes, numerous and prolonged, were often accompanied by violence, the organization alarmed employers and the general public, raising up against itself a vigorous opposition. Weaknesses within, as well as foes from without, started the Knights on the path to dissolution. They waged more strikes than they could carry on successfully; their coöperative experiments failed as those of other labor groups before them had failed; and the rank and file could not be kept in line. The majority of the members wanted immediate gains in wages or the reduction of hours; when their hopes were not realized they drifted away from the order. The troubles were increased by the appearance of the American Federation of Labor, a still mightier organization composed mainly of skilled workers who held strategic positions in industry. When they failed to secure the effective support of the Federation in their efforts to organize the unskilled, the employers closed in upon them; then the Knights declined rapidly in power. By 1890 they were a negligible factor and in a short time they passed into the limbo of dead experiments.

As the Knights were radical in spirit and their strikes, numerous and lengthy, often turned violent, they worried employers and the general public, creating strong opposition against them. Internal weaknesses, along with outside enemies, pushed the Knights toward dissolution. They initiated more strikes than they could successfully manage; their cooperative efforts failed just like those of other labor groups before them; and they couldn't keep their members unified. Most members wanted immediate pay raises or shorter hours; when those hopes didn't materialize, they began to leave the organization. Their issues were worsened by the rise of the American Federation of Labor, a more powerful group mainly made up of skilled workers in key industry positions. When they couldn't get effective support from the Federation in their attempts to organize unskilled workers, employers closed in on them, leading to a rapid decline in the Knights' power. By 1890, they had become insignificant, and soon they faded into the realm of forgotten experiments.

The Policies of the American Federation.—Unlike the Knights of Labor, the American Federation of Labor sought, first of all, to be very practical in its objects and methods. It avoided all kinds of socialistic theories and attended strictly to the business of organizing unions for the purpose of increasing wages, shortening hours, and improving working conditions for its members. It did not try to include everybody in one big union but brought together the employees of each particular craft whose interests were clearly the same. To prepare for strikes and periods of unemployment, it raised large funds by imposing heavy dues and created a benefit system to hold men loyally to the union. In order to permit action on a national scale, it gave the superior officers extensive powers over local unions.

The Policies of the American Federation.—Unlike the Knights of Labor, the American Federation of Labor aimed to be very practical in its goals and methods. It steered clear of any kind of socialist theories and focused solely on organizing unions to raise wages, reduce hours, and improve working conditions for its members. Instead of trying to unite everyone into one large union, it brought together workers from specific trades with similar interests. To prepare for strikes and times of unemployment, it collected substantial funds through high dues and created a benefits system to keep members committed to the union. To allow for coordinated action on a national level, it granted its top officers broad authority over local unions.

While declaring that employers and employees had much in common, the Federation strongly opposed company unions. Employers, it argued, were affiliated with the National Manufacturers' Association or with similar employers' organizations; every important industry was now national in scope; and wages and hours, in view of competition with other shops, could not be determined in a single factory, no matter how amicable might be the relations of the company and its workers in that particular plant. For these reasons, the Federation declared company unions and local shop committees inherently weak; it insisted that hours, wages, and other labor standards should be fixed by general trade agreements applicable to all the plants of a given industry, even if subject to local modifications.

While stating that employers and employees had a lot in common, the Federation firmly opposed company unions. Employers, it contended, were connected to the National Manufacturers' Association or similar groups of employers; every major industry was now national in scope; and wages and hours, considering competition with other shops, couldn’t be set in just one factory, no matter how friendly the relationship was between the company and its workers there. For these reasons, the Federation claimed that company unions and local shop committees were fundamentally weak; it argued that hours, wages, and other labor standards should be established by general trade agreements that applied across all plants in an industry, even if they were subject to local adjustments.

At the same time, the Federation, far from deliberately antagonizing employers, sought to enlist their coöperation and support. It affiliated with the National Civic Federation, an association of business men, financiers, and professional men, founded in 1900 to promote friendly relations in the industrial world. In brief, the American Federation of Labor accepted the modern industrial system and, by organization within it, endeavored to secure certain definite terms and conditions for trade unionists.

At the same time, the Federation, instead of intentionally provoking employers, aimed to gain their cooperation and support. It teamed up with the National Civic Federation, a group of business leaders, financiers, and professionals, established in 1900 to foster positive relationships in the industrial sector. In short, the American Federation of Labor embraced the modern industrial system and, by organizing within it, worked to secure specific terms and conditions for trade unionists.

The Broader Connections of Organized Labor

The Socialists.—The trade unionism "pure and simple," espoused by the American Federation of Labor, seemed to involve at first glance nothing but businesslike negotiations with employers. In practice it did not work out that way. The Federation was only six years old when a new organization, appealing directly for the labor vote—namely, the Socialist Labor Party—nominated a candidate for President, launched into a national campaign, and called upon trade unionists to desert the older parties and enter its fold.

The Socialists.—The straightforward trade unionism promoted by the American Federation of Labor initially appeared to consist solely of professional negotiations with employers. However, it didn't turn out that way in reality. The Federation was only six years old when a new group, directly seeking labor support—specifically, the Socialist Labor Party—nominated a presidential candidate, kicked off a national campaign, and urged union members to leave the traditional parties and join its ranks.

The socialistic idea, introduced into national politics in 1892, had been long in germination. Before the Civil War, a number of reformers, including Nathaniel Hawthorne, Horace Greeley, and Wendell Phillips, deeply moved by the poverty of the great industrial cities, had earnestly sought relief in the establishment of coöperative or communistic colonies. They believed that people should go into the country, secure land and tools, own them in common so that no one could profit from exclusive ownership, and produce by common labor the food and clothing necessary for their support. For a time this movement attracted wide interest, but it had little vitality. Nearly all the colonies failed. Selfishness and indolence usually disrupted the best of them.

The socialistic idea, introduced into national politics in 1892, had been developing for a long time. Before the Civil War, several reformers, including Nathaniel Hawthorne, Horace Greeley, and Wendell Phillips, were deeply affected by the poverty in the great industrial cities. They actively sought relief through the establishment of cooperative or communal colonies. They believed that people should move to the countryside, secure land and tools, share ownership so that no one could profit from exclusive ownership, and collectively produce the food and clothing necessary for their survival. For a while, this movement attracted significant interest, but it lacked sustainability. Nearly all the colonies failed. Selfishness and laziness often disrupted even the best of them.

In the course of time this "Utopian" idea was abandoned, and another set of socialist doctrines, claiming to be more "scientific," appeared instead. The new school of socialists, adopting the principles of a German writer and agitator, Karl Marx, appealed directly to workingmen. It urged them to unite against the capitalists, to get possession of the machinery of government, and to introduce collective or public ownership of railways, land, mines, mills, and other means of production. The Marxian socialists, therefore, became political. They sought to organize labor and to win elections. Like the other parties they put forward candidates and platforms. The Socialist Labor party in 1892, for example, declared in favor of government ownership of utilities, free school books, woman suffrage, heavy income taxes, and the referendum. The Socialist party, founded in 1900, with Eugene V. Debs, the leader of the Pullman strike, as its candidate, called for public ownership of all trusts, monopolies, mines, railways; and the chief means of production. In the course of time the vote of the latter organization rose to considerable proportions, reaching almost a million in 1912. It declined four years later and then rose in 1920 to about the same figure.

Over time, this "Utopian" idea was dropped, and a new set of socialist beliefs, claiming to be more "scientific," emerged instead. This new group of socialists, inspired by the ideas of German writer and activist Karl Marx, reached out directly to workers. They encouraged them to join together against capitalists, take control of the government, and implement public ownership of railways, land, mines, mills, and other means of production. The Marxist socialists, therefore, became politically active. They aimed to organize labor and win elections. Like other political parties, they nominated candidates and developed platforms. The Socialist Labor Party in 1892, for example, supported government ownership of utilities, free textbooks, women’s voting rights, high income taxes, and the referendum. The Socialist Party, founded in 1900 with Eugene V. Debs, the leader of the Pullman strike, as its candidate, advocated for public ownership of all trusts, monopolies, mines, and railways, as well as the main means of production. Over time, the vote of this organization grew significantly, reaching nearly a million in 1912. It dropped four years later but then rose again in 1920 to about the same number.

In their appeal for votes, the socialists of every type turned first to labor. At the annual conventions of the American Federation of Labor they besought the delegates to endorse socialism. The president of the Federation, Samuel Gompers, on each occasion took the floor against them. He repudiated socialism and the socialists, on both theoretical and practical grounds. He opposed too much public ownership, declaring that the government was as likely as any private employer to oppress labor. The approval of socialism, he maintained, would split the Federation on the rock of politics, weaken it in its fight for higher wages and shorter hours, and prejudice the public against it. At every turn he was able to vanquish the socialists in the Federation, although he could not prevent it from endorsing public ownership of the railways at the convention of 1920.

In their push for votes, socialists of all kinds first reached out to labor. At the annual conventions of the American Federation of Labor, they begged the delegates to support socialism. Each time, the president of the Federation, Samuel Gompers, took the stage to oppose them. He rejected socialism and the socialists, arguing against them on both theoretical and practical grounds. He was against too much public ownership, stating that the government could be just as oppressive to labor as any private employer. He argued that endorsing socialism would divide the Federation over politics, weaken its fight for better wages and shorter hours, and turn the public against it. Time and again, he managed to defeat the socialists within the Federation, although he couldn't stop it from supporting public ownership of the railways at the 1920 convention.

The Extreme Radicals.—Some of the socialists, defeated in their efforts to capture organized labor and seeing that the gains in elections were very meager, broke away from both trade unionism and politics. One faction, the Industrial Workers of the World, founded in 1905, declared themselves opposed to all capitalists, the wages system, and craft unions. They asserted that the "working class and the employing class have nothing in common" and that trade unions only pitted one set of workers against another set. They repudiated all government ownership and the government itself, boldly proclaiming their intention to unite all employees into one big union and seize the railways, mines, and mills of the country. This doctrine, so revolutionary in tone, called down upon the extremists the condemnation of the American Federation of Labor as well as of the general public. At its convention in 1919, the Federation went on record as "opposed to Bolshevism, I.W.W.-ism, and the irresponsible leadership that encourages such a policy." It announced its "firm adherence to American ideals."

The Extreme Radicals.—Some socialists, frustrated in their attempts to gain control over organized labor and noticing that their election victories were minimal, distanced themselves from both trade unions and politics. One group, the Industrial Workers of the World, established in 1905, stated that they were against all capitalists, the wage system, and craft unions. They claimed that the "working class and the employing class have nothing in common" and that trade unions only created conflict among different groups of workers. They rejected all government ownership and the government itself, boldly declaring their goal to unite all workers into one large union and take control of the country's railways, mines, and mills. This revolutionary ideology earned the extremists criticism from the American Federation of Labor as well as from the general public. During its convention in 1919, the Federation officially declared itself “opposed to Bolshevism, I.W.W.-ism, and the irresponsible leadership that encourages such a policy.” It affirmed its “strong commitment to American ideals.”

The Federation and Political Issues.—The hostility of the Federation to the socialists did not mean, however, that it was indifferent to political issues or political parties. On the contrary, from time to time, at its annual conventions, it endorsed political and social reforms, such as the initiative, referendum, and recall, the abolition of child labor, the exclusion of Oriental labor, old-age pensions, and government ownership. Moreover it adopted the policy of "rewarding friends and punishing enemies" by advising members to vote for or against candidates according to their stand on the demands of organized labor.

The Federation and Political Issues.—The Federation’s hostility towards socialists didn’t mean it ignored political issues or parties. In fact, at its annual conventions, it often supported political and social reforms like the initiative, referendum, recall, the abolition of child labor, the exclusion of Asian labor, old-age pensions, and government ownership. Additionally, it adopted the policy of "rewarding friends and punishing enemies" by advising members to vote for or against candidates based on their position on organized labor’s demands.

Samuel Gompers and Other Labor Leaders
Copyright by Underwood and Underwood, N.Y.
Samuel Gompers and Other Labor Leaders

This policy was pursued with especial zeal in connection with disputes over the use of injunctions in labor controversies. An injunction is a bill or writ issued by a judge ordering some person or corporation to do or to refrain from doing something. For example, a judge may order a trade union to refrain from interfering with non-union men or to continue at work handling goods made by non-union labor; and he may fine or imprison those who disobey his injunction, the penalty being inflicted for "contempt of court." This ancient legal device came into prominence in connection with nation-wide railway strikes in 1877. It was applied with increasing frequency after its effective use against Eugene V. Debs in the Pullman strike of 1894.

This policy was pursued with particular enthusiasm regarding disputes over the use of injunctions in labor issues. An injunction is a legal order issued by a judge directing someone or a corporation to do something or not do something. For instance, a judge might instruct a trade union to stop interfering with non-union workers or to keep working with goods produced by non-union labor; he can fine or jail those who ignore his injunction, with the penalty being applied for "contempt of court." This old legal tool gained attention during the nationwide railway strikes in 1877. It was used more frequently after its effective application against Eugene V. Debs during the Pullman strike of 1894.

Aroused by the extensive use of the writ, organized labor demanded that the power of judges to issue injunctions in labor disputes be limited by law. Representatives of the unions sought support from the Democrats and the Republicans; they received from the former very specific and cordial endorsement. In 1896 the Democratic platform denounced "government by injunction as a new and highly dangerous form of oppression." Mr. Gompers, while refusing to commit the Federation to Democratic politics, privately supported Mr. Bryan. In 1908, he came out openly and boasted that eighty per cent of the votes of the Federation had been cast for the Democratic candidate. Again in 1912 the same policy was pursued. The reward was the enactment in 1914 of a federal law exempting trade unions from prosecution as combinations in restraint of trade, limiting the use of the injunction in labor disputes, and prescribing trial by jury in case of contempt of court. This measure was hailed by Mr. Gompers as the "Magna Carta of Labor" and a vindication of his policy. As a matter of fact, however, it did not prevent the continued use of injunctions against trade unions. Nevertheless Mr. Gompers was unshaken in his conviction that organized labor should not attempt to form an independent political party or endorse socialist or other radical economic theories.

Motivated by the widespread use of court orders, organized labor demanded that the power of judges to issue injunctions in labor disputes be limited by law. Union representatives sought support from both Democrats and Republicans; they received very specific and enthusiastic backing from the former. In 1896, the Democratic platform condemned "government by injunction as a new and highly dangerous form of oppression." Mr. Gompers, while refusing to tie the Federation to Democratic politics, privately supported Mr. Bryan. In 1908, he publicly declared that eighty percent of the votes from the Federation had gone to the Democratic candidate. Again in 1912, the same strategy was followed. The result was the passage in 1914 of a federal law that exempted trade unions from prosecution as combinations in restraint of trade, limited the use of injunctions in labor disputes, and mandated trial by jury in contempt of court cases. Mr. Gompers praised this measure as the "Magna Carta of Labor" and a validation of his approach. In reality, however, it did not stop the continued use of injunctions against trade unions. Nevertheless, Mr. Gompers remained committed to the belief that organized labor should not try to create an independent political party or endorse socialist or other radical economic ideas.

Organized Labor and the Public.—Besides its relations to employers, radicals within its own ranks, and political questions, the Federation had to face responsibilities to the general public. With the passing of time these became heavy and grave. While industries were small and conflicts were local in character, a strike seldom affected anybody but the employer and the employees immediately involved in it. When, however, industries and trade unions became organized on a national scale and a strike could paralyze a basic enterprise like coal mining or railways, the vital interests of all citizens were put in jeopardy. Moreover, as increases in wages and reductions in hours often added directly to the cost of living, the action of the unions affected the well-being of all—the food, clothing, and shelter of the whole people.

Organized Labor and the Public.—In addition to its relationships with employers, radicals within its ranks, and political issues, the Federation had to consider its responsibilities to the general public. Over time, these responsibilities became significant and serious. When industries were smaller and conflicts were localized, a strike usually only impacted the employer and the employees involved. However, as industries and trade unions became nationally organized, a strike could disrupt essential operations like coal mining or railways, putting the vital interests of all citizens at risk. Furthermore, as wage increases and reductions in working hours often directly raised the cost of living, the unions' actions affected the well-being of everyone—impacting the food, clothing, and housing of the entire population.

For the purpose of meeting the issue raised by this state of affairs, it was suggested that employers and employees should lay their disputes before commissions of arbitration for decision and settlement. President Cleveland, in a message of April 2, 1886, proposed such a method for disposing of industrial controversies, and two years later Congress enacted a voluntary arbitration law applicable to the railways. The principle was extended in 1898 and again in 1913, and under the authority of the federal government many contentions in the railway world were settled by arbitration.

To address the issue created by this situation, it was suggested that employers and employees should present their disputes to arbitration commissions for resolution. President Cleveland, in a message dated April 2, 1886, proposed this method for resolving industrial conflicts, and two years later Congress passed a voluntary arbitration law for the railways. This principle was expanded in 1898 and again in 1913, and with the federal government's support, many disputes in the railway industry were settled through arbitration.

The success of such legislation induced some students of industrial questions to urge that unions and employers should be compelled to submit all disputes to official tribunals of arbitration. Kansas actually passed such a law in 1920. Congress in the Esch-Cummins railway bill of the same year created a federal board of nine members to which all railway controversies, not settled by negotiation, must be submitted. Strikes, however, were not absolutely forbidden. Generally speaking, both employers and employees opposed compulsory adjustments without offering any substitute in case voluntary arbitration should not be accepted by both parties to a dispute.

The success of this legislation led some students of industrial issues to argue that unions and employers should be required to take all disputes to official arbitration tribunals. Kansas actually passed such a law in 1920. That same year, Congress created a federal board of nine members in the Esch-Cummins railway bill, to which all railway disputes not resolved through negotiation had to be submitted. However, strikes were not completely prohibited. Generally, both employers and employees opposed mandatory adjustments without proposing any alternatives if voluntary arbitration was not agreed upon by both sides in a dispute.

Immigration and Americanization

The Problems of Immigration.—From its very inception, the American Federation of Labor, like the Knights of Labor before it, was confronted by numerous questions raised by the ever swelling tide of aliens coming to our shores. In its effort to make each trade union all-inclusive, it had to wrestle with a score or more languages. When it succeeded in thoroughly organizing a craft, it often found its purposes defeated by an influx of foreigners ready to work for lower wages and thus undermine the foundations of the union.

The Problems of Immigration.—From the very beginning, the American Federation of Labor, similar to the Knights of Labor before it, faced many issues raised by the constant arrival of immigrants to our shores. In its attempt to make every trade union inclusive, it had to deal with many different languages. When it managed to fully organize a trade, it often found its goals undermined by an influx of foreign workers willing to work for lower wages, thereby threatening the foundations of the union.

At the same time, persons outside the labor movement began to be apprehensive as they contemplated the undoubted evil, as well as the good, that seemed to be associated with the "alien invasion." They saw whole sections of great cities occupied by people speaking foreign tongues, reading only foreign newspapers, and looking to the Old World alone for their ideas and their customs. They witnessed an expanding army of total illiterates, men and women who could read and write no language at all; while among those aliens who could read few there were who knew anything of American history, traditions, and ideals. Official reports revealed that over twenty per cent of the men of the draft army during the World War could not read a newspaper or write a letter home. Perhaps most alarming of all was the discovery that thousands of alien men are in the United States only on a temporary sojourn, solely to make money and return home with their savings. These men, willing to work for low wages and live in places unfit for human beings, have no stake in this country and do not care what becomes of it.

At the same time, people outside the labor movement started to feel uneasy as they considered both the clear problems and the benefits that seemed to be tied to the "foreign influx." They saw entire parts of major cities filled with people speaking different languages, reading only foreign newspapers, and looking exclusively to their home countries for their ideas and customs. They observed a growing group of completely illiterate individuals, men and women who couldn’t read or write any language; among those foreigners who could read, few had any knowledge of American history, traditions, and ideals. Official reports showed that over twenty percent of draft army men during World War I could not read a newspaper or write a letter home. Perhaps most concerning was the realization that thousands of foreign men were in the United States only temporarily, just to earn money and go back home with their savings. These men, willing to work for low wages and live in unsuitable conditions, had no investment in this country and didn’t care what happened to it.

The Restriction of Immigration.—In all this there was, strictly speaking, no cause for surprise. Since the foundation of our republic the policy of the government had been to encourage the coming of the alien. For nearly one hundred years no restraining act was passed by Congress, while two important laws positively encouraged it; namely, the homestead act of 1862 and the contract immigration law of 1864. Not until American workingmen came into open collision with cheap Chinese labor on the Pacific Coast did the federal government spread the first measure of limitation on the statute books. After the discovery of gold, and particularly after the opening of the railway construction era, a horde of laborers from China descended upon California. Accustomed to starvation wages and indifferent to the conditions of living, they threatened to cut the American standard to the point of subsistence. By 1876 the protest of American labor was loud and long and both the Republicans and the Democrats gave heed to it. In 1882 Congress enacted a law prohibiting the admission of Chinese laborers to the United States for a term of ten years—later extended by legislation. In a little while the demand arose for the exclusion of the Japanese as well. In this case no exclusion law was passed; but an understanding was reached by which Japan agreed not to issue passports to her laborers authorizing them to come to the United States. By act of Congress in 1907 the President was empowered to exclude any laborers who, having passports to Canada, Hawaii, or Mexico, attempted to enter our country.

The Restriction of Immigration.—In all this, there was really no reason for surprise. Since the founding of our republic, the government's policy had been to encourage the arrival of immigrants. For nearly a hundred years, Congress didn’t pass any restrictive laws, while two significant laws actively promoted it: the Homestead Act of 1862 and the Contract Immigration Law of 1864. It wasn’t until American workers clashed with low-wage Chinese labor on the Pacific Coast that the federal government introduced its first limitation law. After gold was discovered and especially with the start of the railway construction era, a flood of laborers from China moved to California. Used to low wages and indifferent living conditions, they posed a threat to lower the American wage standard to mere survival. By 1876, the outcry from American labor was loud and persistent, prompting both the Republicans and Democrats to take notice. In 1882 Congress passed a law barring Chinese laborers from entering the United States for ten years—later extended by further legislation. Before long, there was also a demand to exclude Japanese laborers. In this case, no formal exclusion law was enacted; instead, an agreement was made where Japan consented not to issue passports to her laborers allowing them to come to the United States. By an act of Congress in 1907, the President was authorized to bar any laborers who, holding passports to Canada, Hawaii, or Mexico, tried to enter our country.

These laws and agreements, however, did not remove all grounds for the agitation of the subject. They were difficult to enforce and it was claimed by residents of the Coast that in spite of federal authority Oriental laborers were finding their way into American ports. Moreover, several Western states, anxious to preserve the soil for American ownership, enacted laws making it impossible for Chinese and Japanese to buy land outright; and in other ways they discriminated against Orientals. Such proceedings placed the federal government in an embarrassing position. By treaty it had guaranteed specific rights to Japanese citizens in the United States, and the government at Tokyo contended that the state laws just cited violated the terms of the international agreement. The Western states were fixed in their determination to control Oriental residents; Japan was equally persistent in asking that no badge of inferiority be attached to her citizens. Subjected to pressure on both sides, the federal government sought a way out of the deadlock.

These laws and agreements, however, did not eliminate all reasons for discussing the issue. They were tough to enforce, and residents of the Coast claimed that, despite federal authority, Asian workers were still entering American ports. Additionally, several Western states, eager to keep the land for American ownership, passed laws that made it impossible for Chinese and Japanese people to buy land outright; they also discriminated against Asians in other ways. These actions put the federal government in a tricky position. By treaty, it had guaranteed certain rights to Japanese citizens in the United States, and the government in Tokyo argued that the state laws mentioned violated the terms of the international agreement. The Western states were determined to control Asian residents, while Japan was equally insistent that no stigma of inferiority be placed on its citizens. Pressured from both sides, the federal government looked for a way to resolve the stalemate.

Having embarked upon the policy of restriction in 1882, Congress readily extended it. In that same year it barred paupers, criminals, convicts, and the insane. Three years later, mainly owing to the pressure of the Knights of Labor, it forbade any person, company, or association to import aliens under contract. By an act of 1887, the contract labor restriction was made even more severe. In 1903, anarchists were excluded and the bureau of immigration was transferred from the Treasury Department to the Department of Commerce and Labor, in order to provide for a more rigid execution of the law. In 1907 the classes of persons denied admission were widened to embrace those suffering from physical and mental defects and otherwise unfit for effective citizenship. When the Department of Labor was established in 1913 the enforcement of the law was placed in the hands of the Secretary of Labor, W.B. Wilson, who was a former leader in the American Federation of Labor.

Having started the restriction policy in 1882, Congress quickly expanded it. That same year, it excluded poor people, criminals, convicts, and those deemed insane. Three years later, largely due to pressure from the Knights of Labor, it prohibited any individual, company, or group from bringing in workers who were under contract. An act in 1887 made the contract labor restrictions even tougher. In 1903, anarchists were banned, and the immigration bureau was moved from the Treasury Department to the Department of Commerce and Labor to ensure stricter enforcement of the laws. By 1907, the list of people denied entry was broadened to include those with physical and mental disabilities and anyone else unfit for active citizenship. When the Department of Labor was created in 1913, the authority to enforce the law was given to the Secretary of Labor, W.B. Wilson, a former leader in the American Federation of Labor.

The Literacy Test.—Still the advocates of restriction were not satisfied. Still organized labor protested and demanded more protection against the competition of immigrants. In 1917 it won a thirty-year battle in the passage of a bill excluding "all aliens over sixteen years of age, physically capable of reading, who cannot read the English language or some other language or dialect, including Hebrew or Yiddish." Even President Wilson could not block it, for a two-thirds vote to overcome his veto was mustered in Congress.

The Literacy Test.—Yet, the supporters of restrictions were still not content. Organized labor continued to protest and ask for more protection against immigrant competition. In 1917, they achieved a thirty-year struggle with the passage of a bill that excluded "all aliens over sixteen years of age, physically capable of reading, who cannot read the English language or some other language or dialect, including Hebrew or Yiddish." Even President Wilson couldn't stop it, as Congress managed to gather a two-thirds vote to override his veto.

This act, while it served to exclude illiterates, made no drastic cut in the volume of immigration. Indeed a material reduction was resolutely opposed in many quarters. People of certain nationalities already in the United States objected to every barrier that shut out their own kinsmen. Some Americans of the old stock still held to the idea that the United States should continue to be an asylum for "the oppressed of the earth." Many employers looked upon an increased labor supply as the means of escaping what they called "the domination of trade unions." In the babel of countless voices, the discussion of these vital matters went on in town and country.

This law, while it aimed to exclude illiterates, didn’t significantly reduce the amount of immigration. In fact, many groups firmly opposed any substantial cuts. People from certain nationalities already in the United States fought against any barriers that kept out their relatives. Some long-established Americans still believed that the U.S. should remain a refuge for “the oppressed of the earth.” Many employers saw a larger labor pool as a way to avoid what they referred to as “the domination of trade unions.” Amid a loud mix of voices, discussions about these important issues continued in both cities and rural areas.

Americanization.—Intimately connected with the subject of immigration was a call for the "Americanization" of the alien already within our gates. The revelation of the illiteracy in the army raised the cry and the demand was intensified when it was found that many of the leaders among the extreme radicals were foreign in birth and citizenship. Innumerable programs for assimilating the alien to American life were drawn up, and in 1919 a national conference on the subject was held in Washington under the auspices of the Department of the Interior. All were agreed that the foreigner should be taught to speak and write the language and understand the government of our country. Congress was urged to lend aid in this vast undertaking. America, as ex-President Roosevelt had said, was to find out "whether it was a nation or a boarding-house."

Americanization.—Closely linked to the issue of immigration was the push for the "Americanization" of the foreigners already in our country. The discovery of illiteracy in the army sparked this outcry, and the demand grew when it became apparent that many of the prominent leaders among the extreme radicals were born and raised outside the U.S. Countless programs aimed at integrating these individuals into American life were created, and in 1919 a national conference on the topic took place in Washington under the guidance of the Department of the Interior. There was a consensus that foreigners needed to be taught to speak and write in English and understand our government. Congress was encouraged to support this enormous effort. America, as former President Roosevelt stated, was set to determine "whether it was a nation or a boarding house."

General References

General References

J.R. Commons and Associates, History of Labor in the United States (2 vols.).

J.R. Commons and Associates, History of Labor in the United States (2 vols.).

Samuel Gompers, Labor and the Common Welfare.

Samuel Gompers, Labor and the Common Welfare.

W.E. Walling, Socialism as It Is.

W.E. Walling, *Socialism as It Is*.

W.E. Walling (and Others), The Socialism of Today.

W.E. Walling (and Others), The Socialism of Today.

R.T. Ely, The Labor Movement in America.

R.T. Ely, The Labor Movement in America.

T.S. Adams and H. Sumner, Labor Problems.

T.S. Adams and H. Sumner, Labor Problems.

J.G. Brooks, American Syndicalism and Social Unrest.

J.G. Brooks, *American Syndicalism* and *Social Unrest*.

P.F. Hall, Immigration and Its Effects on the United States.

P.F. Hall, Immigration and Its Effects on the United States.

Research Topics

The Rise of Trade Unionism.—Mary Beard, Short History of the American Labor Movement, pp. 10-18, 47-53, 62-79; Carlton, Organized Labor in American History, pp. 11-44.

The Rise of Trade Unionism.—Mary Beard, Short History of the American Labor Movement, pp. 10-18, 47-53, 62-79; Carlton, Organized Labor in American History, pp. 11-44.

Labor and Politics.—Beard, Short History, pp. 33-46, 54-61, 103-112; Carlton, pp. 169-197; Ogg, National Progress (American Nation Series), pp. 76-85.

Labor and Politics.—Beard, Short History, pp. 33-46, 54-61, 103-112; Carlton, pp. 169-197; Ogg, National Progress (American Nation Series), pp. 76-85.

The Knights of Labor.—Beard, Short History, pp. 116-126; Dewey, National Problems (American Nation Series), pp. 40-49.

The Knights of Labor.—Beard, Short History, pp. 116-126; Dewey, National Problems (American Nation Series), pp. 40-49.

The American Federation of Labor—Organization and Policies.—Beard, Short History, pp. 86-112.

The American Federation of Labor—Organization and Policies.—Beard, Short History, pp. 86-112.

Organized Labor and the Socialists.—Beard, Short History, pp. 126-149.

Organized Labor and the Socialists.—Beard, Short History, pp. 126-149.

Labor and the Great War.—Carlton, pp. 282-306; Beard, Short History, pp. 150-170.

Labor and the Great War.—Carlton, pp. 282-306; Beard, Short History, pp. 150-170.

Questions

1. What are the striking features of the new economic age?

1. What are the standout characteristics of the new economic age?

2. Give Mr. Rockefeller's view of industrial democracy.

2. Explain Mr. Rockefeller's perspective on industrial democracy.

3. Outline the efforts made by employers to establish closer relations with their employees.

3. Describe the efforts employers have made to build closer relationships with their employees.

4. Sketch the rise and growth of the American Federation of Labor.

4. Outline the rise and growth of the American Federation of Labor.

5. How far back in our history does the labor movement extend?

5. How far back does the labor movement go in our history?

6. Describe the purposes and outcome of the National Labor Union and the Knights of Labor.

6. Explain the goals and results of the National Labor Union and the Knights of Labor.

7. State the chief policies of the American Federation of Labor.

7. List the main policies of the American Federation of Labor.

8. How does organized labor become involved with outside forces?

8. How does organized labor get involved with outside forces?

9. Outline the rise of the socialist movement. How did it come into contact with the American Federation?

9. Describe how the socialist movement grew. How did it connect with the American Federation?

10. What was the relation of the Federation to the extreme radicals? To national politics? To the public?

10. What was the relationship of the Federation to the extreme radicals? To national politics? To the public?

11. Explain the injunction.

Explain the court order.

12. Why are labor and immigration closely related?

12. Why are labor and immigration closely connected?

13. Outline the history of restrictions on immigration.

13. Describe the history of immigration restrictions.

14. What problems arise in connection with the assimilation of the alien to American life?

14. What issues come up when it comes to integrating immigrants into American life?


CHAPTER XXV

PRESIDENT WILSON AND THE WORLD WAR

"The welfare, the happiness, the energy, and the spirit of the men and women who do the daily work in our mines and factories, on our railroads, in our offices and ports of trade, on our farms, and on the sea are the underlying necessity of all prosperity." Thus spoke Woodrow Wilson during his campaign for election. In this spirit, as President, he gave the signal for work by summoning Congress in a special session on April 7, 1913. He invited the coöperation of all "forward-looking men" and indicated that he would assume the rôle of leadership. As an evidence of his resolve, he appeared before Congress in person to read his first message, reviving the old custom of Washington and Adams. Then he let it be known that he would not give his party any rest until it fulfilled its pledges to the country. When Democratic Senators balked at tariff reductions, they were sharply informed that the party had plighted its word and that no excuses or delays would be tolerated.

"The well-being, happiness, energy, and spirit of the men and women who work daily in our mines and factories, on our railroads, in our offices and trade ports, on our farms, and at sea are the fundamental requirements for all prosperity." This is what Woodrow Wilson said during his campaign for election. In this spirit, as President, he kicked off the work by calling Congress into a special session on April 7, 1913. He invited the cooperation of all "forward-thinking individuals" and signaled that he would take on the role of leadership. To show his commitment, he spoke before Congress in person to deliver his first message, reviving the old practice of Washington and Adams. He then made it clear that he would not allow his party any rest until it honored its commitments to the country. When Democratic Senators hesitated over tariff reductions, they were firmly reminded that the party had made a promise and that no excuses or delays would be accepted.

Domestic Laws

Financial Measures.—Under this spirited leadership Congress went to work, passing first the Underwood tariff act of 1913, which made a downward revision in the rates of duty, fixing them on the average about twenty-six per cent lower than the figures of 1907. The protective principle was retained, but an effort was made to permit a moderate element of foreign competition. As a part of the revenue act Congress levied a tax on incomes as authorized by the sixteenth amendment to the Constitution. The tax which roused such party passions twenty years before was now accepted as a matter of course.

Financial Measures.—With this dynamic leadership, Congress got to work, first passing the Underwood Tariff Act of 1913, which lowered duty rates, making them around twenty-six percent lower than in 1907. The protective principle was still in place, but there was an effort to allow a reasonable level of foreign competition. As part of the revenue act, Congress implemented an income tax as authorized by the sixteenth amendment to the Constitution. The tax that had previously stirred intense party debates twenty years earlier was now accepted as normal.

Having disposed of the tariff, Congress took up the old and vexatious currency question and offered a new solution in the form of the federal reserve law of December, 1913. This measure, one of the most interesting in the history of federal finance, embraced four leading features. In the first place, it continued the prohibition on the issuance of notes by state banks and provided for a national currency. In the second place, it put the new banking system under the control of a federal reserve board composed entirely of government officials. To prevent the growth of a "central money power," it provided, in the third place, for the creation of twelve federal reserve banks, one in each of twelve great districts into which the country is divided. All local national banks were required and certain other banks permitted to become members of the new system and share in its control. Finally, with a view to expanding the currency, a step which the Democrats had long urged upon the country, the issuance of paper money, under definite safeguards, was authorized.

After getting rid of the tariff, Congress tackled the long-standing and troublesome currency issue and proposed a new solution with the federal reserve law of December 1913. This law, significant in the history of federal finance, included four main features. First, it maintained the ban on state banks issuing notes and established a national currency. Second, it placed the new banking system under the governance of a federal reserve board made up entirely of government officials. To avoid the rise of a "central money power," it also provided for the establishment of twelve federal reserve banks, one in each of the twelve large districts the country is divided into. All local national banks were required and some other banks were allowed to join the new system and participate in its management. Lastly, to expand the currency—a step the Democrats had advocated for a long time—the issuance of paper money, with specific safeguards in place, was approved.

Mindful of the agricultural interest, ever dear to the heart of Jefferson's followers, the Democrats supplemented the reserve law by the Farm Loan Act of 1916, creating federal agencies to lend money on farm mortgages at moderate rates of interest. Within a year $20,000,000 had been lent to farmers, the heaviest borrowing being in nine Western and Southern states, with Texas in the lead.

Keeping in mind the agricultural interest, which is always important to Jefferson's supporters, the Democrats added to the reserve law with the Farm Loan Act of 1916. This created federal agencies to provide loans on farm mortgages at reasonable interest rates. Within a year, $20,000,000 had been lent to farmers, with the most borrowing happening in nine Western and Southern states, led by Texas.

Anti-trust Legislation.—The tariff and currency laws were followed by three significant measures relative to trusts. Rejecting utterly the Progressive doctrine of government regulation, President Wilson announced that it was the purpose of the Democrats "to destroy monopoly and maintain competition as the only effective instrument of business liberty." The first step in this direction, the Clayton Anti-trust Act, carried into great detail the Sherman law of 1890 forbidding and penalizing combinations in restraint of interstate and foreign trade. In every line it revealed a determined effort to tear apart the great trusts and to put all business on a competitive basis. Its terms were reinforced in the same year by a law creating a Federal Trade Commission empowered to inquire into the methods of corporations and lodge complaints against concerns "using any unfair method of competition." In only one respect was the severity of the Democratic policy relaxed. An act of 1918 provided that the Sherman law should not apply to companies engaged in export trade, the purpose being to encourage large corporations to enter foreign commerce.

Anti-trust Legislation.—The tariff and currency laws were followed by three important measures concerning trusts. Completely rejecting the Progressive idea of government regulation, President Wilson stated that the Democrats aimed "to eliminate monopoly and keep competition as the only effective tool for business freedom." The first step in this direction, the Clayton Anti-trust Act, expanded upon the Sherman law of 1890, which prohibited and penalized combinations that restrained interstate and foreign trade. Every detail of the Act showed a strong commitment to breaking apart the major trusts and ensuring that all businesses operated competitively. Its terms were reinforced that same year by a law that established a Federal Trade Commission, which was authorized to investigate corporate practices and file complaints against companies "using any unfair method of competition." There was only one area where the strictness of the Democratic policy was eased. An act of 1918 declared that the Sherman law would not apply to companies involved in export trade, aiming to encourage large corporations to participate in foreign commerce.

The effect of this whole body of anti-trust legislation, in spite of much labor on it, remained problematical. Very few combinations were dissolved as a result of it. Startling investigations were made into alleged abuses on the part of trusts; but it could hardly be said that huge business concerns had lost any of their predominance in American industry.

The impact of all this antitrust legislation, despite a lot of effort put into it, was still uncertain. Very few mergers were broken up because of it. There were shocking investigations into claimed abuses by trusts, but it can hardly be said that large corporations lost their dominance in American industry.

Labor Legislation.—By no mere coincidence, the Clayton Anti-trust law of 1914 made many concessions to organized labor. It declared that "the labor of a human being is not a commodity or an article of commerce," and it exempted unions from prosecution as "combinations in restraint of trade." It likewise defined and limited the uses which the federal courts might make of injunctions in labor disputes and guaranteed trial by jury to those guilty of disobedience (see p. 581).

Labor Legislation.—Not surprisingly, the Clayton Anti-trust Act of 1914 made several concessions to organized labor. It stated that "the labor of a human being is not a commodity or an article of commerce," and it exempted unions from being prosecuted as "combinations in restraint of trade." It also defined and restricted how federal courts could use injunctions in labor disputes and ensured the right to a jury trial for those accused of disobedience (see p. 581).

The Clayton law was followed the next year by the Seamen's Act giving greater liberty of contract to American sailors and requiring an improvement of living conditions on shipboard. This was such a drastic law that shipowners declared themselves unable to meet foreign competition under its terms, owing to the low labor standards of other countries.

The Clayton law was followed the next year by the Seamen's Act, which provided American sailors with more freedom to negotiate contracts and mandated better living conditions on ships. This law was so extreme that shipowners claimed they couldn't compete with foreign companies because of the lower labor standards in other countries.

Still more extraordinary than the Seamen's Act was the Adamson law of 1916 fixing a standard eight-hour work-day for trainmen on railroads—a measure wrung from Congress under a threat of a great strike by the four Railway Brotherhoods. This act, viewed by union leaders as a triumph, called forth a bitter denunciation of "trade union domination," but it was easier to criticize than to find another solution of the problem.

Even more remarkable than the Seamen's Act was the Adamson Law of 1916, which established an eight-hour workday for railroad workers—a law pushed through Congress under the threat of a major strike by the four Railway Brotherhoods. Union leaders saw this act as a significant victory, but it also sparked harsh criticism of "trade union control." It was easier to complain than to come up with an alternative solution to the issue.

Three other laws enacted during President Wilson's administration were popular in the labor world. One of them provided compensation for federal employees injured in the discharge of their duties. Another prohibited the labor of children under a certain age in the industries of the nation. A third prescribed for coal miners in Alaska an eight-hour day and modern safeguards for life and health. There were positive proofs that organized labor had obtained a large share of power in the councils of the country.

Three other laws passed during President Wilson's time were well-received in the labor community. One granted compensation for federal employees injured while performing their job duties. Another banned child labor under a certain age across the country’s industries. A third law set an eight-hour workday for coal miners in Alaska and introduced modern safety measures for their health and well-being. There was clear evidence that organized labor had gained significant influence in the country’s decision-making processes.

Federal and State Relations.—If the interference of the government with business and labor represented a departure from the old idea of "the less government the better," what can be said of a large body of laws affecting the rights of states? The prohibition of child labor everywhere was one indication of the new tendency. Mr. Wilson had once declared such legislation unconstitutional; the Supreme Court declared it unconstitutional; but Congress, undaunted, carried it into effect under the guise of a tax on goods made by children below the age limit. There were other indications of the drift. Large sums of money were appropriated by Congress in 1916 to assist the states in building and maintaining highways. The same year the Farm Loan Act projected the federal government into the sphere of local money lending. In 1917 millions of dollars were granted to states in aid of vocational education, incidentally imposing uniform standards throughout the country. Evidently the government was no longer limited to the duties of the policeman.

Federal and State Relations.—If government interference with business and labor marked a shift from the old idea of "less government is better," what can we say about the numerous laws impacting state rights? The nationwide ban on child labor was one sign of this new trend. Mr. Wilson had previously stated that such legislation was unconstitutional; the Supreme Court agreed with him. However, Congress, undeterred, implemented it by framing it as a tax on products made by children under the age limit. There were other signs of this shift as well. In 1916, Congress allocated large amounts of money to help states build and maintain highways. That same year, the Farm Loan Act brought the federal government into local money lending. In 1917, millions of dollars were granted to states to support vocational education, which also imposed uniform standards across the nation. Clearly, the government was no longer just acting as a policeman.

The Prohibition Amendment.—A still more significant form of intervention in state affairs was the passage, in December, 1917, of an amendment to the federal Constitution establishing national prohibition of the manufacture and sale of intoxicating liquors as beverages. This was the climax of a historical movement extending over half a century. In 1872, a National Prohibition party, launched three years before, nominated its first presidential candidate and inaugurated a campaign of agitation. Though its vote was never large, the cause for which it stood found increasing favor among the people. State after state by popular referendum abolished the liquor traffic within its borders. By 1917 at least thirty-two of the forty-eight were "dry." When the federal amendment was submitted for approval, the ratification was surprisingly swift. In a little more than a year, namely, on January 16, 1919, it was proclaimed. Twelve months later the amendment went into effect.

The Prohibition Amendment.—An even more significant intervention in state affairs occurred in December 1917 with the passage of an amendment to the federal Constitution that established national prohibition of the manufacture and sale of alcoholic beverages. This marked the peak of a historical movement that spanned over fifty years. In 1872, a National Prohibition party, formed three years earlier, nominated its first presidential candidate and began a campaign of activism. Although its voter turnout was never substantial, the cause for which it represented gained increasing support among the public. State by state, popular referendums abolished the liquor trade within their borders. By 1917, at least thirty-two of the forty-eight states were "dry." When the federal amendment was presented for approval, the ratification process was surprisingly rapid. In just over a year, on January 16, 1919, it was officially proclaimed. Twelve months later, the amendment took effect.

Colonial and Foreign Policies

The Philippines and Porto Rico.—Independence for the Philippines and larger self-government for Porto Rico had been among the policies of the Democratic party since the campaign of 1900. President Wilson in his annual messages urged upon Congress more autonomy for the Filipinos and a definite promise of final independence. The result was the Jones Organic Act for the Philippines passed in 1916. This measure provided that the upper as well as the lower house of the Philippine legislature should be elected by popular vote, and declared it to be the intention of the United States to grant independence "as soon as a stable government can be established." This, said President Wilson on signing the bill, is "a very satisfactory advance in our policy of extending to them self-government and control of their own affairs." The following year Congress, yielding to President Wilson's insistence, passed a new organic act for Porto Rico, making both houses of the legislature elective and conferring American citizenship upon the inhabitants of the island.

The Philippines and Puerto Rico.—Independence for the Philippines and greater self-government for Puerto Rico had been part of the Democratic party's agenda since the 1900 campaign. President Wilson, in his annual messages, urged Congress to grant more autonomy to the Filipinos and to make a firm commitment to eventual independence. This led to the Jones Organic Act for the Philippines, which was passed in 1916. This law stated that both the upper and lower houses of the Philippine legislature would be elected by popular vote and expressed the intention of the United States to grant independence "as soon as a stable government can be established." When signing the bill, President Wilson remarked that this was "a very satisfactory advance in our policy of extending to them self-government and control of their own affairs." The following year, Congress, responding to President Wilson's insistence, passed a new organic act for Puerto Rico, making both houses of the legislature elected and granting American citizenship to the island's residents.

The Caribbean Region
The Caribbean

American Power in the Caribbean.—While extending more self-government to its dominions, the United States enlarged its sphere of influence in the Caribbean. The supervision of finances in Santo Domingo, inaugurated in Roosevelt's administration, was transformed into a protectorate under Wilson. In 1914 dissensions in the republic led to the landing of American marines to "supervise" the elections. Two years later, an officer in the American navy, with authority from Washington, placed the entire republic "in a state of military occupation." He proceeded to suspend the government and laws of the country, exile the president, suppress the congress, and substitute American military authority. In 1919 a consulting board of four prominent Dominicans was appointed to aid the American military governor; but it resigned the next year after making a plea for the restoration of independence to the republic. For all practical purposes, it seemed, the sovereignty of Santo Domingo had been transferred to the United States.

American Power in the Caribbean.—As the United States granted more self-government to its territories, it expanded its influence in the Caribbean. The oversight of finances in Santo Domingo, which began during Roosevelt's presidency, became a protectorate under Wilson. In 1914, conflicts in the republic prompted the arrival of American marines to "oversee" the elections. Two years later, an officer in the American navy, authorized by Washington, put the entire republic "under military occupation." He went on to suspend the government and laws of the country, exile the president, dissolve the congress, and impose American military rule. In 1919, a consulting board of four prominent Dominicans was appointed to assist the American military governor; however, it resigned the following year after advocating for the restoration of independence to the republic. For all practical purposes, it appeared that the sovereignty of Santo Domingo had been handed over to the United States.

In the neighboring republic of Haiti, a similar state of affairs existed. In the summer of 1915 a revolution broke out there—one of a long series beginning in 1804—and our marines were landed to restore order. Elections were held under the supervision of American officers, and a treaty was drawn up placing the management of Haitian finances and the local constabulary under American authority. In taking this action, our Secretary of State was careful to announce: "The United States government has no purpose of aggression and is entirely disinterested in promoting this protectorate." Still it must be said that there were vigorous protests on the part of natives and American citizens against the conduct of our agents in the island. In 1921 President Wilson was considering withdrawal.

In the neighboring country of Haiti, a similar situation was happening. In the summer of 1915, a revolution broke out there—one in a long series that started in 1804—and our marines were deployed to restore order. Elections were held under the supervision of American officials, and a treaty was created that put control of Haitian finances and the local police under American authority. In making this move, our Secretary of State was careful to state: "The United States government has no intention of aggression and is completely uninterested in establishing this protectorate." Still, it should be noted that there were strong protests from both locals and American citizens against the actions of our agents on the island. In 1921, President Wilson was considering withdrawal.

In line with American policy in the West Indian waters was the purchase in 1917 of the Danish Islands just off the coast of Porto Rico. The strategic position of the islands, especially in relation to Haiti and Porto Rico, made them an object of American concern as early as 1867, when a treaty of purchase was negotiated only to be rejected by the Senate of the United States. In 1902 a second arrangement was made, but this time it was defeated by the upper house of the Danish parliament. The third treaty brought an end to fifty years of bargaining and the Stars and Stripes were raised over St. Croix, St. Thomas, St. John, and numerous minor islands scattered about in the neighborhood. "It would be suicidal," commented a New York newspaper, "for America, on the threshold of a great commercial expansion in South America, to suffer a Heligoland, or a Gibraltar, or an Aden to be erected by her rivals at the mouth of her Suez." On the mainland American power was strengthened by the establishment of a protectorate over Nicaragua in 1916.

In line with American policy in the West Indian waters, the purchase of the Danish Islands just off the coast of Puerto Rico took place in 1917. The islands' strategic position, particularly in relation to Haiti and Puerto Rico, caught American interest as early as 1867, when a purchase treaty was negotiated but ultimately rejected by the U.S. Senate. In 1902, a second agreement was attempted, but it was blocked by the upper house of the Danish parliament. The third treaty marked the end of fifty years of negotiations, and the American flag was raised over St. Croix, St. Thomas, St. John, and several smaller islands nearby. "It would be disastrous," stated a New York newspaper, "for America, on the verge of significant commercial growth in South America, to allow a Heligoland, or a Gibraltar, or an Aden to be established by her competitors at the entrance to her Suez." On the mainland, American power was further enhanced by the establishment of a protectorate over Nicaragua in 1916.

Mexican Relations.—The extension of American enterprise southward into Latin America, of which the operations in the Caribbean regions were merely one phase, naturally carried Americans into Mexico to develop the natural resources of that country. Under the iron rule of General Porfirio Diaz, established in 1876 and maintained with only a short break until 1911, Mexico had become increasingly attractive to our business men. On the invitation of President Diaz, they had invested huge sums in Mexican lands, oil fields, and mines, and had laid the foundations of a new industrial order. The severe régime instituted by Diaz, however, stirred popular discontent. The peons, or serfs, demanded the break-up of the great estates, some of which had come down from the days of Cortez. Their clamor for "the restoration of the land to the people could not be silenced." In 1911 Diaz was forced to resign and left the country.

Mexican Relations.—The expansion of American business into Latin America, with operations in the Caribbean being just one aspect, naturally led Americans to Mexico to tap into its natural resources. Under the tough regime of General Porfirio Diaz, which began in 1876 and lasted, with only a brief interruption, until 1911, Mexico became more appealing to our entrepreneurs. At Diaz's invitation, they invested large amounts of money in Mexican land, oil fields, and mines, laying the groundwork for a new industrial era. However, Diaz's harsh rule sparked widespread dissatisfaction. The peons, or laborers, called for the division of large estates, some of which dated back to the time of Cortez. Their demand for "the return of the land to the people could not be ignored." In 1911, Diaz was forced to resign and left the country.

Mexico now slid down the path to disorder. Revolutions and civil commotions followed in swift succession. A liberal president, Madero, installed as the successor to Diaz, was deposed in 1913 and brutally murdered. Huerta, a military adventurer, hailed for a time as another "strong man," succeeded Madero whose murder he was accused of instigating. Although Great Britain and nearly all the powers of Europe accepted the new government as lawful, the United States steadily withheld recognition. In the meantime Mexico was torn by insurrections under the leadership of Carranza, a friend of Madero, Villa, a bandit of generous pretensions, and Zapata, a radical leader of the peons. Without the support of the United States, Huerta was doomed.

Mexico was now descending into chaos. Revolutions and civil unrest followed one after another. A liberal president, Madero, who took over from Diaz, was overthrown in 1913 and brutally killed. Huerta, a military opportunist, was celebrated for a time as another "strong man," even though he was accused of being behind Madero's murder. While Great Britain and nearly all European powers recognized the new government as legitimate, the United States refused to acknowledge it. Meanwhile, Mexico was ravaged by uprisings led by Carranza, Madero's ally, Villa, a bandit with noble claims, and Zapata, a radical leader of the peasants. Without support from the United States, Huerta was doomed.

In the summer of 1914, the dictator resigned and fled from the capital, leaving the field to Carranza. For six years the new president, recognized by the United States, held a precarious position which he vigorously strove to strengthen against various revolutionary movements. At length in 1920, he too was deposed and murdered, and another military chieftain, Obregon, installed in power.

In the summer of 1914, the dictator stepped down and escaped from the capital, leaving the stage clear for Carranza. For six years, the new president, recognized by the United States, held a shaky position that he worked hard to strengthen against various revolutionary movements. Finally, in 1920, he was also overthrown and killed, and another military leader, Obregon, took over.

These events right at our door could not fail to involve the government of the United States. In the disorders many American citizens lost their lives. American property was destroyed and land owned by Americans was confiscated. A new Mexican constitution, in effect nationalizing the natural resources of the country, struck at the rights of foreign investors. Moreover the Mexican border was in constant turmoil. Even in the last days of his administration, Mr. Taft felt compelled to issue a solemn warning to the Mexican government protesting against the violation of American rights.

These events happening so close to home couldn't help but involve the U.S. government. Many American citizens lost their lives during the unrest. American property was destroyed, and land owned by Americans was seized. A new Mexican constitution, which effectively nationalized the country's natural resources, undermined the rights of foreign investors. Additionally, the Mexican border was in a constant state of upheaval. Even in the final days of his administration, Mr. Taft felt it necessary to issue a serious warning to the Mexican government, protesting the violations of American rights.

President Wilson, soon after his inauguration, sent a commissioner to Mexico to inquire into the situation. Although he declared a general policy of "watchful waiting," he twice came to blows with Mexican forces. In 1914 some American sailors at Tampico were arrested by a Mexican officer; the Mexican government, although it immediately released the men, refused to make the required apology for the incident. As a result President Wilson ordered the landing of American forces at Vera Cruz and the occupation of the city. A clash of arms followed in which several Americans were killed. War seemed inevitable, but at this juncture the governments of Argentina, Brazil, and Chile tendered their good offices as mediators. After a few weeks of negotiation, during which Huerta was forced out of power, American forces were withdrawn from Vera Cruz and the incident closed.

President Wilson, shortly after he took office, sent a commissioner to Mexico to look into the situation. Even though he stated a general policy of "watchful waiting," he had two confrontations with Mexican forces. In 1914, some American sailors in Tampico were arrested by a Mexican officer; the Mexican government, although it quickly released the men, refused to give the necessary apology for the incident. As a result, President Wilson ordered American forces to land in Vera Cruz and occupy the city. This led to a military clash that resulted in the deaths of several Americans. War seemed unavoidable, but at this point, the governments of Argentina, Brazil, and Chile offered to mediate. After a few weeks of negotiations, during which Huerta was removed from power, American forces were withdrawn from Vera Cruz, and the incident was resolved.

In 1916 a second break in amicable relations occurred. In the spring of that year a band of Villa's men raided the town of Columbus, New Mexico, killing several citizens and committing robberies. A punitive expedition under the command of General Pershing was quickly sent out to capture the offenders. Against the protests of President Carranza, American forces penetrated deeply into Mexico without effecting the object of the undertaking. This operation lasted until January, 1917, when the imminence of war with Germany led to the withdrawal of the American soldiers. Friendly relations were resumed with the Mexican government and the policy of "watchful waiting" was continued.

In 1916, a second break in friendly relations happened. In the spring of that year, a group of Villa's men raided the town of Columbus, New Mexico, killing several residents and stealing valuables. A punitive expedition led by General Pershing was quickly dispatched to capture those responsible. Despite President Carranza's objections, American forces entered deep into Mexico without achieving their goal . This mission continued until January 1917, when the threat of war with Germany resulted in the withdrawal of American troops. Friendly relations were reestablished with the Mexican government, and the policy of "watchful waiting" continued.

The U.S. and the European War

The Outbreak of the War.—In the opening days of August, 1914, the age-long jealousies of European nations, sharpened by new imperial ambitions, broke out in another general conflict such as had shaken the world in the days of Napoleon. On June 28, the heir to the Austro-Hungarian throne was assassinated at Serajevo, the capital of Bosnia, an Austrian province occupied mainly by Serbs. With a view to stopping Serbian agitation for independence, Austria-Hungary laid the blame for this incident on the government of Serbia and made humiliating demands on that country. Germany at once proposed that the issue should be regarded as "an affair which should be settled solely between Austria-Hungary and Serbia"; meaning that the small nation should be left to the tender mercies of a great power. Russia refused to take this view. Great Britain proposed a settlement by mediation. Germany backed up Austria to the limit. To use the language of the German authorities: "We were perfectly aware that a possible warlike attitude of Austria-Hungary against Serbia might bring Russia upon the field and that it might therefore involve us in a war, in accordance with our duties as allies. We could not, however, in these vital interests of Austria-Hungary which were at stake, advise our ally to take a yielding attitude not compatible with his dignity nor deny him our assistance." That made the war inevitable.

The Outbreak of the War.—In the early days of August 1914, the long-standing rivalries between European nations, intensified by fresh imperial ambitions, erupted into another widespread conflict reminiscent of the wars during Napoleon's era. On June 28, the heir to the Austro-Hungarian throne was assassinated in Sarajevo, the capital of Bosnia, which was primarily inhabited by Serbs. To curb Serbian demands for independence, Austria-Hungary blamed Serbia's government for the attack and issued humiliating demands. Germany quickly suggested that the situation should be seen as "a matter to be resolved solely between Austria-Hungary and Serbia," implying that the smaller nation should be left to the mercy of a larger power. Russia disagreed with this perspective. Great Britain offered to mediate a resolution. Germany supported Austria to the fullest extent. As stated by German authorities: "We were fully aware that a potential military action by Austria-Hungary against Serbia could bring Russia into the conflict, which might consequently involve us in a war due to our obligations as allies. However, given the critical interests of Austria-Hungary at stake, we could not advise our ally to adopt a submissive approach that would compromise his dignity or deny him our support." This made war inevitable.

Every day of the fateful August, 1914, was crowded with momentous events. On the 1st, Germany declared war on Russia. On the 2d, the Germans invaded the little duchy of Luxemburg and notified the King of Belgium that they were preparing to violate the neutrality of his realm on their way to Paris. On the same day, Great Britain, anxiously besought by the French government, promised the aid of the British navy if German warships made hostile demonstrations in the Channel. August 3d, the German government declared war on France. The following day, Great Britain demanded of Germany respect for Belgian neutrality and, failing to receive the guarantee, broke off diplomatic relations. On the 5th, the British prime minister announced that war had opened between England and Germany. The storm now broke in all its pitiless fury.

Every day in that pivotal August of 1914 was filled with significant events. On the 1st, Germany declared war on Russia. On the 2nd, the Germans invaded the small duchy of Luxembourg and informed the King of Belgium that they were about to violate his country’s neutrality as they headed toward Paris. On the same day, Great Britain, urgently requested by the French government, promised to assist with the British navy if German warships showed aggression in the Channel. On the 3rd, the German government declared war on France. The next day, Great Britain demanded that Germany respect Belgian neutrality and, when they didn’t receive a guarantee, cut off diplomatic relations. On the 5th, the British prime minister announced that war had officially started between England and Germany. The storm was now unleashed in all its merciless intensity.

The State of American Opinion.—Although President Wilson promptly proclaimed the neutrality of the United States, the sympathies of a large majority of the American people were without doubt on the side of Great Britain and France. To them the invasion of the little kingdom of Belgium and the horrors that accompanied German occupation were odious in the extreme. Moreover, they regarded the German imperial government as an autocratic power wielded in the interest of an ambitious military party. The Kaiser, William II, and the Crown Prince were the symbols of royal arrogance. On the other hand, many Americans of German descent, in memory of their ties with the Fatherland, openly sympathized with the Central Powers; and many Americans of Irish descent, recalling their long and bitter struggle for home rule in Ireland, would have regarded British defeat as a merited redress of ancient grievances.

The State of American Opinion.—Although President Wilson quickly declared the neutrality of the United States, a large majority of the American people definitely sympathized with Great Britain and France. They found the invasion of the small kingdom of Belgium and the horrors that came with German occupation incredibly repulsive. Furthermore, they viewed the German imperial government as an autocratic force acting in the interests of a power-hungry military group. The Kaiser, William II, and the Crown Prince were seen as symbols of royal arrogance. On the flip side, many Americans of German descent, remembering their connections to the homeland, openly supported the Central Powers; and many Americans of Irish descent, recalling their long and painful fight for home rule in Ireland, would have seen British defeat as a deserved resolution of historical grievances.

Extremely sensitive to American opinion, but ill informed about it, the German government soon began systematic efforts to present its cause to the people of the United States in the most favorable light possible. Dr. Bernhard Dernburg, the former colonial secretary of the German empire, was sent to America as a special agent. For months he filled the newspapers, magazines, and periodicals with interviews, articles, and notes on the justice of the Teutonic cause. From a press bureau in New York flowed a stream of pamphlets, leaflets, and cartoons. A magazine, "The Fatherland," was founded to secure "fair play for Germany and Austria." Several professors in American universities, who had received their training in Germany, took up the pen in defense of the Central Empires. The German language press, without exception it seems, the National German Alliance, minor German societies, and Lutheran churches came to the support of the German cause. Even the English language papers, though generally favorable to the Entente Allies, opened their columns in the interest of equal justice to the spokesmen for all the contending powers of Europe.

Extremely sensitive to American opinion, but poorly informed about it, the German government quickly started organized efforts to present its case to the people of the United States in the best possible light. Dr. Bernhard Dernburg, the former colonial secretary of the German empire, was sent to America as a special agent. For months, he filled newspapers, magazines, and periodicals with interviews, articles, and notes on the justice of the German cause. From a press bureau in New York came a steady flow of pamphlets, leaflets, and cartoons. A magazine, "The Fatherland," was founded to secure "fair play for Germany and Austria." Several professors at American universities, who had been trained in Germany, began writing in defense of the Central Empires. The German-language press, without exception, the National German Alliance, minor German societies, and Lutheran churches rallied behind the German cause. Even the English-language papers, although generally supportive of the Entente Allies, opened their columns to provide equal justice to the representatives of all the conflicting powers in Europe.

Before two weeks had elapsed the controversy had become so intense that President Wilson (August 18, 1914) was moved to caution his countrymen against falling into angry disputes. "Every man," he said, "who really loves America will act and speak in the true spirit of neutrality which is the spirit of impartiality and fairness and friendliness to all concerned.... We must be impartial in thought as well as in action, must put a curb upon our sentiments as well as upon every transaction that might be construed as a preference of one party to the struggle before another."

Before two weeks had passed, the controversy had become so heated that President Wilson (August 18, 1914) felt compelled to warn his fellow Americans against getting caught up in angry arguments. "Every person," he stated, "who truly loves America will act and speak in the genuine spirit of neutrality, which is about being impartial, fair, and friendly to everyone involved.... We must be neutral in our thoughts as well as in our actions, and we must control our feelings just as we should manage any actions that could be seen as favoring one side in the conflict over another."

The Clash over American Trade.—As in the time of the Napoleonic wars, the conflict in Europe raised fundamental questions respecting rights of Americans trading with countries at peace as well as those at war. On this point there existed on August 1, 1914, a fairly definite body of principles by which nations were bound. Among them the following were of vital significance. In the first place, it was recognized that an enemy merchant ship caught on the high seas was a legitimate prize of war which might be seized and confiscated. In the second place, it was agreed that "contraband of war" found on an enemy or neutral ship was a lawful prize; any ship suspected of carrying it was liable to search and if caught with forbidden goods was subject to seizure. In the third place, international law prescribed that a peaceful merchant ship, whether belonging to an enemy or to a neutral country, should not be destroyed or sunk without provision for the safety of crew and passengers. In the fourth place, it was understood that a belligerent had the right, if it could, to blockade the ports of an enemy and prevent the ingress and egress of all ships; but such a blockade, to be lawful, had to be effective.

The Clash over American Trade.—Just like during the Napoleonic wars, the conflict in Europe raised important questions about the rights of Americans trading with both peaceful and warring countries. By August 1, 1914, there was a clear set of principles that nations followed. Among these, the following were crucial. First, it was acknowledged that an enemy merchant ship encountered on the high seas was a legitimate target of war that could be seized and confiscated. Second, it was agreed that "contraband of war" found on an enemy or neutral ship was a valid target; any ship suspected of carrying it could be searched, and if caught with illegal goods, it could be seized. Third, international law stated that a peaceful merchant ship, regardless of whether it belonged to an enemy or a neutral nation, should not be destroyed or sunk without ensuring the safety of the crew and passengers. Fourth, it was understood that a warring party had the right to blockade the ports of an enemy and block the entry and exit of all ships; however, to be lawful, such a blockade had to be effective.

These general principles left undetermined two important matters: "What is an effective blockade?" and "What is contraband of war?" The task of answering these questions fell to Great Britain as mistress of the seas. Although the German submarines made it impossible for her battleships to maintain a continuous patrol of the waters in front of blockaded ports, she declared the blockade to be none the less "effective" because her navy was supreme. As to contraband of war Great Britain put such a broad interpretation upon the term as to include nearly every important article of commerce. Early in 1915 she declared even cargoes of grain and flour to be contraband, defending the action on the ground that the German government had recently taken possession of all domestic stocks of corn, wheat, and flour.

These general principles left two important issues unclear: "What counts as an effective blockade?" and "What items are considered contraband of war?" It was up to Great Britain, the dominant naval power, to answer these questions. Although German submarines made it difficult for her battleships to consistently patrol the waters near blockaded ports, she claimed the blockade was still "effective" due to her naval supremacy. Regarding contraband of war, Great Britain took a very broad approach, including almost every significant commercial item. In early 1915, she even declared cargoes of grain and flour to be contraband, justifying this decision by pointing out that the German government had recently seized all domestic supplies of corn, wheat, and flour.

A new question arose in connection with American trade with the neutral countries surrounding Germany. Great Britain early began to intercept ships carrying oil, gasoline, and copper—all war materials of prime importance—on the ground that they either were destined ultimately to Germany or would release goods for sale to Germans. On November 2, 1914, the English government announced that the Germans wore sowing mines in open waters and that therefore the whole of the North Sea was a military zone. Ships bound for Denmark, Norway, and Sweden were ordered to come by the English Channel for inspection and sailing directions. In effect, Americans were now licensed by Great Britain to trade in certain commodities and in certain amounts with neutral countries.

A new question came up regarding American trade with the neutral countries around Germany. Great Britain quickly started to intercept ships carrying oil, gasoline, and copper—all crucial war materials—arguing that these supplies were either headed to Germany or would allow for goods to be sold to Germans. On November 2, 1914, the British government announced that the Germans were laying mines in open waters, making the entire North Sea a military zone. Ships heading to Denmark, Norway, and Sweden were instructed to go through the English Channel for inspection and sailing directions. Essentially, Americans were now granted permission by Great Britain to trade certain goods in specific amounts with neutral countries.

Against these extraordinary measures, the State Department at Washington lodged pointed objections, saying: "This government is reluctantly forced to the conclusion that the present policy of His Majesty's government toward neutral ships and cargoes exceeds the manifest necessity of a belligerent and constitutes restrictions upon the rights of American citizens on the high seas, which are not justified by the rules of international law or required under the principle of self-preservation."

Against these extraordinary measures, the State Department in Washington raised strong objections, stating: "This government is reluctantly driven to conclude that the current policy of His Majesty's government towards neutral ships and cargoes goes beyond what is clearly necessary for a belligerent and imposes restrictions on the rights of American citizens on the high seas that are not supported by international law or justified under the principle of self-defense."

Germany Begins the Submarine Campaign.—Germany now announced that, on and after February 18, 1915, the whole of the English Channel and the waters around Great Britain would be deemed a war zone and that every enemy ship found therein would be destroyed. The German decree added that, as the British admiralty had ordered the use of neutral flags by English ships in time of distress, neutral vessels would be in danger of destruction if found in the forbidden area. It was clear that Germany intended to employ submarines to destroy shipping. A new factor was thus introduced into naval warfare, one not provided for in the accepted laws of war. A warship overhauling a merchant vessel could easily take its crew and passengers on board for safe keeping as prescribed by international law; but a submarine ordinarily could do nothing of the sort. Of necessity the lives and the ships of neutrals, as well as of belligerents, were put in mortal peril. This amazing conduct Germany justified on the ground that it was mere retaliation against Great Britain for her violations of international law.

Germany Begins the Submarine Campaign.—Germany announced that starting on February 18, 1915, the entire English Channel and the waters around Great Britain would be considered a war zone, and any enemy ship found there would be destroyed. The German decree also mentioned that since the British admiralty had instructed English ships to use neutral flags in emergencies, neutral vessels would be at risk of destruction if found in the restricted area. It was evident that Germany planned to use submarines to attack shipping. This introduced a new element into naval warfare that was not covered by the established laws of war. A warship chasing a merchant vessel could easily take its crew and passengers on board for safety as international law required, but a submarine typically could not do that. Consequently, the lives and ships of both neutral and belligerent parties were placed in serious danger. Germany justified this surprising action by claiming it was simply retaliation against Great Britain for its breaches of international law.

The response of the United States to the ominous German order was swift and direct. On February 10, 1915, it warned Germany that if her commanders destroyed American lives and ships in obedience to that decree, the action would "be very hard indeed to reconcile with the friendly relations happily subsisting between the two governments." The American note added that the German imperial government would be held to "strict accountability" and all necessary steps would be taken to safeguard American lives and American rights. This was firm and clear language, but the only response which it evoked from Germany was a suggestion that, if Great Britain would allow food supplies to pass through the blockade, the submarine campaign would be dropped.

The United States reacted quickly and decisively to the troubling German order. On February 10, 1915, it warned Germany that if its commanders harmed American lives and ships following that decree, it would "be very hard indeed to reconcile with the friendly relations happily subsisting between the two governments." The American note stated that the German imperial government would be held to "strict accountability," and all necessary measures would be taken to protect American lives and rights. This was straightforward and clear language, but Germany's only response was a suggestion that if Great Britain permitted food supplies to get through the blockade, the submarine campaign would be called off.

Violations of American Rights.—Meanwhile Germany continued to ravage shipping on the high seas. On January 28, a German raider sank the American ship, William P. Frye, in the South Atlantic; on March 28, a British ship, the Falaba, was sunk by a submarine and many on board, including an American citizen, were killed; and on April 28, a German airplane dropped bombs on the American steamer Cushing. On the morning of May 1, 1915, Americans were astounded to see in the newspapers an advertisement, signed by the German Imperial Embassy, warning travelers of the dangers in the war zone and notifying them that any who ventured on British ships into that area did so at their own risk. On that day, the Lusitania, a British steamer, sailed from New York for Liverpool. On May 7, without warning, the ship was struck by two torpedoes and in a few minutes went down by the bow, carrying to death 1153 persons including 114 American men, women, and children. A cry of horror ran through the country. The German papers in America and a few American people argued that American citizens had been duly warned of the danger and had deliberately taken their lives into their own hands; but the terrible deed was almost universally condemned by public opinion.

Violations of American Rights.—Meanwhile, Germany continued to attack shipping on the high seas. On January 28, a German raider sank the American ship, William P. Frye, in the South Atlantic; on March 28, a British ship, the Falaba, was sunk by a submarine and many onboard, including an American citizen, were killed; and on April 28, a German airplane dropped bombs on the American steamer Cushing. On the morning of May 1, 1915, Americans were shocked to see an advertisement in the newspapers, signed by the German Imperial Embassy, warning travelers about the dangers in the war zone and informing them that anyone who traveled on British ships into that area did so at their own risk. On that day, the Lusitania, a British steamer, set sail from New York for Liverpool. On May 7, without warning, the ship was hit by two torpedoes and within minutes sank, taking 1,153 lives, including 114 American men, women, and children. A wave of horror swept across the country. German newspapers in America and a few Americans argued that citizens had been properly warned of the danger and had willingly put themselves at risk; however, the horrific act was almost universally condemned by public opinion.

The Lusitania Notes.—On May 14, the Department of State at Washington made public the first of three famous notes on the Lusitania case. It solemnly informed the German government that "no warning that an unlawful and inhumane act will be committed can possibly be accepted as an excuse or palliation for that act or as an abatement of the responsibility for its commission." It called upon the German government to disavow the act, make reparation as far as possible, and take steps to prevent "the recurrence of anything so obviously subversive of the principles of warfare." The note closed with a clear caution to Germany that the government of the United States would not "omit any word or any act necessary to the performance of its sacred duty of maintaining the rights of the United States and its citizens and of safeguarding their free exercise and enjoyment." The die was cast; but Germany in reply merely temporized.

The Lusitania Notes.—On May 14, the State Department in Washington released the first of three well-known notes regarding the Lusitania case. It formally informed the German government that "no warning of an unlawful and inhumane act can possibly be accepted as an excuse or justification for that act or as a reduction of responsibility for carrying it out." It urged the German government to disavow the act, provide compensation as much as possible, and take measures to prevent "the recurrence of anything so clearly undermining the principles of warfare." The note ended with a direct warning to Germany that the U.S. government would not "omit any word or action necessary to fulfill its sacred duty of protecting the rights of the United States and its citizens and ensuring their free exercise and enjoyment." The die was cast; but Germany, in response, simply delayed action.

In a second note, made public on June 11, the position of the United States was again affirmed. William Jennings Bryan, the Secretary of State, had resigned because the drift of President Wilson's policy was not toward mediation but the strict maintenance of American rights, if need be, by force of arms. The German reply was still evasive and German naval commanders continued their course of sinking merchant ships. In a third and final note of July 21, 1915, President Wilson made it clear to Germany that he meant what he said when he wrote that he would maintain the rights of American citizens. Finally after much discussion and shifting about, the German ambassador on September 1, 1915, sent a brief note to the Secretary of State: "Liners will not be sunk by our submarines without warning and without safety of the lives of non-combatants, provided the liners do not try to escape or offer resistance." Editorially, the New York Times declared: "It is a triumph not only of diplomacy but of reason, of humanity, of justice, and of truth." The Secretary of State saw in it "a recognition of the fundamental principles for which we have contended."

In a second note released on June 11, the United States reaffirmed its stance. William Jennings Bryan, the Secretary of State, resigned because he felt that President Wilson's policy was not about mediation but was focused on firmly upholding American rights, even if that meant using military force. The German response was still unclear, and German naval commanders continued to sink merchant ships. In a third and final note on July 21, 1915, President Wilson made it clear to Germany that he meant what he said about protecting the rights of American citizens. After much discussion and back-and-forth, the German ambassador on September 1, 1915, sent a short note to the Secretary of State: "Liners will not be sunk by our submarines without warning and without ensuring the safety of non-combatants' lives, as long as the liners do not attempt to escape or resist." In an editorial, the New York Times declared: "It is a victory not just of diplomacy but also of reason, humanity, justice, and truth." The Secretary of State viewed it as "a recognition of the fundamental principles we have been advocating."

The Presidential Election of 1916.—In the midst of this crisis came the presidential campaign. On the Republican side everything seemed to depend upon the action of the Progressives. If the breach created in 1912 could be closed, victory was possible; if not, defeat was certain. A promise of unity lay in the fact that the conventions of the Republicans and Progressives were held simultaneously in Chicago. The friends of Roosevelt hoped that both parties would select him as their candidate; but this hope was not realized. The Republicans chose, and the Progressives accepted, Charles E. Hughes, an associate justice of the federal Supreme Court who, as governor of New York, had won a national reputation by waging war on "machine politicians."

The Presidential Election of 1916.—Amidst this crisis, the presidential campaign kicked off. On the Republican side, everything seemed to hinge on what the Progressives would do. If the split from 1912 could be healed, victory was possible; if not, defeat was guaranteed. A promise of unity was evident in the fact that the conventions for both the Republicans and Progressives were held at the same time in Chicago. Roosevelt's supporters hoped that both parties would choose him as their candidate, but that didn't happen. The Republicans selected, and the Progressives accepted, Charles E. Hughes, an associate justice of the federal Supreme Court who, as governor of New York, had gained national recognition for fighting against "machine politicians."

In the face of the clamor for expressions of sympathy with one or the other of the contending powers of Europe, the Republicans chose a middle course, declaring that they would uphold all American rights "at home and abroad, by land and by sea." This sentiment Mr. Hughes echoed in his acceptance speech. By some it was interpreted to mean a firmer policy in dealing with Great Britain; by others, a more vigorous handling of the submarine menace. The Democrats, on their side, renominated President Wilson by acclamation, reviewed with pride the legislative achievements of the party, and commended "the splendid diplomatic victories of our great President who has preserved the vital interests of our government and its citizens and kept us out of war."

In response to the loud calls for sympathy with one or the other of the competing powers in Europe, the Republicans took a neutral stance, stating that they would protect all American rights "at home and abroad, by land and by sea." Mr. Hughes echoed this sentiment in his acceptance speech. Some interpreted it as a call for a tougher approach toward Great Britain; others saw it as a more aggressive stance against the submarine threat. Meanwhile, the Democrats unanimously renominated President Wilson, proudly highlighted the party’s legislative achievements, and praised "the remarkable diplomatic successes of our great President who has safeguarded the vital interests of our government and its citizens and kept us out of war."

In the election which ensued President Wilson's popular vote exceeded that cast for Mr. Hughes by more than half a million, while his electoral vote stood 277 to 254. The result was regarded, and not without warrant, as a great personal triumph for the President. He had received the largest vote yet cast for a presidential candidate. The Progressive party practically disappeared, and the Socialists suffered a severe set-back, falling far behind the vote of 1912.

In the election that followed, President Wilson received over half a million more popular votes than Mr. Hughes, with an electoral vote count of 277 to 254. This outcome was seen, and rightly so, as a significant personal victory for the President. He garnered the largest number of votes ever for a presidential candidate. The Progressive Party nearly vanished, and the Socialists faced a major decline, falling well short of their 1912 vote totals.

President Wilson Urges Peace upon the Warring Nations.—Apparently convinced that his pacific policies had been profoundly approved by his countrymen, President Wilson, soon after the election, addressed "peace notes" to the European belligerents. On December 16, the German Emperor proposed to the Allied Powers that they enter into peace negotiations, a suggestion that was treated as a mere political maneuver by the opposing governments. Two days later President Wilson sent a note to the warring nations asking them to avow "the terms upon which war might be concluded." To these notes the Central Powers replied that they were ready to meet their antagonists in a peace conference; and Allied Powers answered by presenting certain conditions precedent to a satisfactory settlement. On January 22, 1917, President Wilson in an address before the Senate, declared it to be a duty of the United States to take part in the establishment of a stable peace on the basis of certain principles. These were, in short: "peace without victory"; the right of nationalities to freedom and self-government; the independence of Poland; freedom of the seas; the reduction of armaments; and the abolition of entangling alliances. The whole world was discussing the President's remarkable message, when it was dumbfounded to hear, on January 31, that the German ambassador at Washington had announced the official renewal of ruthless submarine warfare.

President Wilson Urges Peace upon the Warring Nations.—Clearly convinced that his peaceful policies had been strongly supported by his fellow citizens, President Wilson, shortly after the election, sent "peace notes" to the European nations at war. On December 16, the German Emperor suggested to the Allied Powers that they start peace negotiations, a proposal that the opposing governments dismissed as a mere political maneuver. Two days later, President Wilson sent a note to the conflicting nations asking them to clarify "the terms upon which war might be concluded." In response, the Central Powers stated that they were willing to meet their opponents in a peace conference; the Allied Powers replied by presenting certain conditions that needed to be met for a satisfactory agreement. On January 22, 1917, President Wilson addressed the Senate, declaring that it was the duty of the United States to participate in establishing a stable peace based on specific principles. These included: "peace without victory"; the right of nations to freedom and self-governance; the independence of Poland; freedom of the seas; reduction of armaments; and the elimination of entangling alliances. The entire world was discussing the President's remarkable message when it was shocked to hear, on January 31, that the German ambassador in Washington announced the official resumption of ruthless submarine warfare.

The U.S. at War

Steps toward War.—Three days after the receipt of the news that the German government intended to return to its former submarine policy, President Wilson severed diplomatic relations with the German empire. At the same time he explained to Congress that he desired no conflict with Germany and would await an "overt act" before taking further steps to preserve American rights. "God grant," he concluded, "that we may not be challenged to defend them by acts of willful injustice on the part of the government of Germany." Yet the challenge came. Between February 26 and April 2, six American merchant vessels were torpedoed, in most cases without any warning and without regard to the loss of American lives. President Wilson therefore called upon Congress to answer the German menace. The reply of Congress on April 6 was a resolution, passed with only a few dissenting votes, declaring the existence of a state of war with Germany. Austria-Hungary at once severed diplomatic relations with the United States; but it was not until December 7 that Congress, acting on the President's advice, declared war also on that "vassal of the German government."

Steps toward War.—Three days after hearing that the German government planned to resume its previous submarine strategy, President Wilson cut diplomatic ties with the German Empire. He also told Congress that he didn't want any conflict with Germany and would wait for an "overt act" before taking further action to protect American rights. "God grant," he finished, "that we may not be forced to defend them by acts of willful injustice on the part of the government of Germany." Yet the provocation came. Between February 26 and April 2, six American merchant ships were torpedoed, mostly without any warning and without concern for American lives. President Wilson therefore urged Congress to respond to the German threat. On April 6, Congress passed a resolution with only a few opposing votes, declaring that a state of war existed with Germany. Austria-Hungary immediately cut diplomatic relations with the United States; however, it wasn't until December 7 that Congress, following the President's advice, also declared war on that "vassal of the German government."

American War Aims.—In many addresses at the beginning and during the course of the war, President Wilson stated the purposes which actuated our government in taking up arms. He first made it clear that it was a war of self-defense. "The military masters of Germany," he exclaimed, "denied us the right to be neutral." Proof of that lay on every hand. Agents of the German imperial government had destroyed American lives and American property on the high seas. They had filled our communities with spies. They had planted bombs in ships and munition works. They had fomented divisions among American citizens.

American War Aims.—In many speeches at the start and throughout the war, President Wilson outlined the reasons our government took up arms. He made it clear that this was a war of self-defense. "The military leaders of Germany," he declared, "denied us the right to remain neutral." Evidence of this was everywhere. Agents of the German imperial government had caused the loss of American lives and property on the high seas. They had infiltrated our communities with spies. They had planted bombs in ships and munitions factories. They had sown discord among American citizens.

Though assailed in many ways and compelled to resort to war, the United States sought no material rewards. "The world must be made safe for democracy. Its peace must be planted upon the tested foundations of political liberty. We have no selfish ends to serve. We desire no conquest, no dominion. We seek no indemnities for ourselves."

Though faced with many challenges and forced into war, the United States was not after any material gains. "The world needs to be made safe for democracy. Its peace must be built on the proven foundations of political freedom. We have no selfish ambitions. We want no conquests or control. We seek no compensation for ourselves."

In a very remarkable message read to Congress on January 8, 1918, President Wilson laid down his famous "fourteen points" summarizing the ideals for which we were fighting. They included open treaties of peace, openly arrived at; absolute freedom of navigation upon the seas; the removal, as far as possible, of trade barriers among nations; reduction of armaments; adjustment of colonial claims in the interest of the populations concerned; fair and friendly treatment of Russia; the restoration of Belgium; righting the wrong done to France in 1871 in the matter of Alsace-Lorraine; adjustment of Italian frontiers along the lines of nationality; more liberty for the peoples of Austria-Hungary; the restoration of Serbia and Rumania; the readjustment of the Turkish Empire; an independent Poland; and an association of nations to afford mutual guarantees to all states great and small. On a later occasion President Wilson elaborated the last point, namely, the formation of a league of nations to guarantee peace and establish justice among the powers of the world. Democracy, the right of nations to determine their own fate, a covenant of enduring peace—these were the ideals for which the American people were to pour out their blood and treasure.

In a remarkable message delivered to Congress on January 8, 1918, President Wilson outlined his well-known "fourteen points," which summarized the ideals for which we were fighting. These included open treaties of peace that are freely negotiated; complete freedom of navigation on the seas; the removal, wherever possible, of trade barriers between nations; reduction of armaments; addressing colonial claims in the interests of the affected populations; fair and friendly treatment of Russia; the restoration of Belgium; correcting the injustice done to France in 1871 regarding Alsace-Lorraine; adjusting Italian borders based on nationality; more freedom for the peoples of Austria-Hungary; the restoration of Serbia and Romania; re-evaluating the Turkish Empire; creating an independent Poland; and forming an association of nations to provide mutual guarantees for all states, big and small. Later, President Wilson elaborated on the final point, which was the creation of a league of nations to ensure peace and establish justice among the world's powers. Democracy, the right of nations to determine their own destinies, and a covenant for lasting peace—these were the ideals for which the American people were prepared to sacrifice their lives and resources.

The Selective Draft.—The World War became a war of nations. The powers against which we were arrayed had every able-bodied man in service and all their resources, human and material, thrown into the scale. For this reason, President Wilson summoned the whole people of the United States to make every sacrifice necessary for victory. Congress by law decreed that the national army should be chosen from all male citizens and males not enemy aliens who had declared their intention of becoming citizens. By the first act of May 18, 1917, it fixed the age limits at twenty-one to thirty-one inclusive. Later, in August, 1918, it extended them to eighteen and forty-five. From the men of the first group so enrolled were chosen by lot the soldiers for the World War who, with the regular army and the national guard, formed the American Expeditionary Force upholding the American cause on the battlefields of Europe. "The whole nation," said the President, "must be a team in which each man shall play the part for which he is best fitted."

The Selective Draft.—The World War became a war of nations. The powers we were up against had every able-bodied man in service and all their resources, both human and material, thrown into the mix. For this reason, President Wilson called on the entire population of the United States to make every sacrifice necessary for victory. Congress passed a law stating that the national army should be formed from all male citizens and males who were not enemy aliens but had declared their intent to become citizens. With the first act of May 18, 1917, they set the age limits from twenty-one to thirty-one inclusive. Later, in August 1918, they extended these limits to eighteen and forty-five. From the men of the first group who were enrolled, soldiers for the World War were chosen by lottery to join the regular army and the national guard, forming the American Expeditionary Force that supported the American cause on the battlefields of Europe. "The whole nation," said the President, "must be a team in which each man shall play the part for which he is best fitted."

Liberty Loans and Taxes.—In order that the military and naval forces should be stinted in no respect, the nation was called upon to place its financial resources at the service of the government. Some urged the "conscription of wealth as well as men," meaning the support of the war out of taxes upon great fortunes; but more conservative counsels prevailed. Four great Liberty Loans were floated, all the agencies of modern publicity being employed to enlist popular interest. The first loan had four and a half million subscribers; the fourth more than twenty million. Combined with loans were heavy taxes. A progressive tax was laid upon incomes beginning with four per cent on incomes in the lower ranges and rising to sixty-three per cent of that part of any income above $2,000,000. A progressive tax was levied upon inheritances. An excess profits tax was laid upon all corporations and partnerships, rising in amount to sixty per cent of the net income in excess of thirty-three per cent on the invested capital. "This," said a distinguished economist, "is the high-water mark in the history of taxation. Never before in the annals of civilization has an attempt been made to take as much as two-thirds of a man's income by taxation."

Liberty Loans and Taxes.—To ensure that the military and naval forces had everything they needed, the nation was asked to put its financial resources at the government's disposal. Some advocated for the "conscription of wealth as well as men," meaning funding the war through taxes on large fortunes; however, more conservative views won out. Four significant Liberty Loans were issued, using all the modern publicity tools to generate public interest. The first loan attracted four and a half million subscribers; the fourth had over twenty million. Alongside the loans, hefty taxes were imposed. A progressive tax was introduced on incomes starting at four percent for lower incomes and climbing to sixty-three percent on any income over $2,000,000. A progressive tax was also applied to inheritances. An excess profits tax was levied on all corporations and partnerships, increasing to sixty percent of the net income that exceeded thirty-three percent of the invested capital. "This," said a prominent economist, "is the peak of taxation in history. Never before in human history has there been an effort to tax as much as two-thirds of a person's income."

Mobilizing Material Resources.—No stone was left unturned to provide the arms, munitions, supplies, and transportation required in the gigantic undertaking. Between the declaration of war and the armistice, Congress enacted law after law relative to food supplies, raw materials, railways, mines, ships, forests, and industrial enterprises. No power over the lives and property of citizens, deemed necessary to the prosecution of the armed conflict, was withheld from the government. The farmer's wheat, the housewife's sugar, coal at the mines, labor in the factories, ships at the wharves, trade with friendly countries, the railways, banks, stores, private fortunes—all were mobilized and laid under whatever obligations the government deemed imperative. Never was a nation more completely devoted to a single cause.

Mobilizing Material Resources.—Every effort was made to supply the arms, munitions, supplies, and transportation needed for this massive undertaking. From the declaration of war to the armistice, Congress passed multiple laws regarding food supplies, raw materials, railways, mines, ships, forests, and industrial operations. The government did not hesitate to take control over the lives and property of citizens if it was necessary for the war effort. The farmer's wheat, the housewife's sugar, coal from the mines, labor in the factories, ships at the docks, trade with friendly nations, the railways, banks, stores, and private wealth—everything was mobilized and subjected to whatever demands the government deemed essential. Never before had a nation been so completely committed to a single cause.

A law of August 10, 1917, gave the President power to fix the prices of wheat and coal and to take almost any steps necessary to prevent monopoly and excessive prices. By a series of measures, enlarging the principles of the shipping act of 1916, ships and shipyards were brought under public control and the government was empowered to embark upon a great ship-building program. In December, 1917, the government assumed for the period of the war the operation of the railways under a presidential proclamation which was elaborated in March, 1918, by act of Congress. In the summer of 1918 the express, telephone, and telegraph business of the entire country passed under government control. By war risk insurance acts allowances were made for the families of enlisted men, compensation for injuries was provided, death benefits were instituted, and a system of national insurance was established in the interest of the men in service. Never before in the history of the country had the government taken such a wise and humane view of its obligations to those who served on the field of battle or on the seas.

A law passed on August 10, 1917, gave the President the authority to set prices for wheat and coal and to take almost any necessary actions to prevent monopolies and high prices. Through a series of measures that expanded the shipping act of 1916, ships and shipyards were placed under public control, allowing the government to start a major shipbuilding program. In December 1917, the government took over the operation of the railways during the war under a presidential proclamation that was detailed in March 1918 by an act of Congress. In the summer of 1918, the express, telephone, and telegraph services across the country were placed under government control. Through war risk insurance acts, provisions were made for the families of enlisted personnel, compensation for injuries was established, death benefits were introduced, and a national insurance system was created for those in service. Never before in the nation's history had the government taken such a thoughtful and compassionate approach to its responsibilities towards those who served in battle or at sea.

The Espionage and Sedition Acts.—By the Espionage law of June 15, 1917, and the amending law, known as the Sedition act, passed in May of the following year, the government was given a drastic power over the expression of opinion. The first measure penalized those who conveyed information to a foreign country to be used to the injury of the United States; those who made false statements designed to interfere with the military or naval forces of the United States; those who attempted to stir up insubordination or disloyalty in the army and navy; and those who willfully obstructed enlistment. The Sedition act was still more severe and sweeping in its terms. It imposed heavy penalties upon any person who used "abusive language about the government or institutions of the country." It authorized the dismissal of any officer of the government who committed "disloyal acts" or uttered "disloyal language," and empowered the Postmaster General to close the mails to persons violating the law. This measure, prepared by the Department of Justice, encountered vigorous opposition in the Senate, where twenty-four Republicans and two Democrats voted against it. Senator Johnson of California denounced it as a law "to suppress the freedom of the press in the United States and to prevent any man, no matter who he is, from expressing legitimate criticism concerning the present government." The constitutionality of the acts was attacked; but they were sustained by the Supreme Court and stringently enforced.

The Espionage and Sedition Acts.—The Espionage Act of June 15, 1917, and the subsequent Sedition Act passed in May of the following year gave the government significant power over free speech. The Espionage Act penalized anyone who shared information with a foreign entity that could harm the United States; who made false statements that could disrupt the military or naval forces; who tried to incite disobedience or disloyalty in the army and navy; and who intentionally hindered enlistment. The Sedition Act was even harsher and broader in scope. It imposed severe penalties on anyone who used "abusive language about the government or institutions of the country." It allowed for the dismissal of any government official who committed "disloyal acts" or spoke "disloyal language," and gave the Postmaster General the authority to stop mail delivery to those breaking the law. This measure, drafted by the Department of Justice, faced strong opposition in the Senate, where twenty-four Republicans and two Democrats voted against it. Senator Johnson of California condemned it as a law "to suppress the freedom of the press in the United States and to prevent anyone, regardless of who they are, from expressing legitimate criticism of the current government." The constitutionality of these acts was challenged, but they were upheld by the Supreme Court and strictly enforced.

The Launching of a Ship at the Great Naval Yards, Newark, N.J.
Copyright by Underwood and Underwood, N.Y.
The Launch of a Ship at the Great Naval Yards, Newark, N.J.

Labor and the War.—In view of the restlessness of European labor during the war and especially the proletarian revolution in Russia in November, 1917, some anxiety was early expressed as to the stand which organized labor might take in the United States. It was, however, soon dispelled. Samuel Gompers, speaking for the American Federation of Labor, declared that "this is labor's war," and pledged the united support of all the unions. There was some dissent. The Socialist party denounced the war as a capitalist quarrel; but all the protests combined were too slight to have much effect. American labor leaders were sent to Europe to strengthen the wavering ranks of trade unionists in war-worn England, France, and Italy. Labor was given representation on the important boards and commissions dealing with industrial questions. Trade union standards were accepted by the government and generally applied in industry. The Department of Labor became one of the powerful war centers of the nation. In a memorable address to the American Federation of Labor, President Wilson assured the trade unionists that labor conditions should not be made unduly onerous by the war and received in return a pledge of loyalty from the Federation. Recognition of labor's contribution to winning the war was embodied in the treaty of peace, which provided for a permanent international organization to promote the world-wide effort of labor to improve social conditions. "The league of nations has for its object the establishment of universal peace," runs the preamble to the labor section of the treaty, "and such a peace can be established only if it is based upon social justice.... The failure of any nation to adopt humane conditions of labor is an obstacle in the way of other nations which desire to improve the conditions in their own countries."

Labor and the War.—Given the unrest among European workers during the war, especially the proletarian revolution in Russia in November 1917, there were early concerns about how organized labor would respond in the United States. However, those concerns were quickly alleviated. Samuel Gompers, representing the American Federation of Labor, stated that "this is labor's war," and promised the full support of all unions. There was some disagreement; the Socialist Party criticized the war as a capitalist dispute, but the combined protests were too minor to make a significant impact. American labor leaders were sent to Europe to bolster the uncertain trade union ranks in war-torn England, France, and Italy. Labor was given a voice on important boards and commissions that addressed industrial issues. The government accepted trade union standards and generally applied them in industry. The Department of Labor became one of the key centers of war efforts for the nation. In a memorable speech to the American Federation of Labor, President Wilson assured union leaders that work conditions should not be made excessively burdensome by the war and received a pledge of loyalty in return from the Federation. Acknowledgment of labor's role in winning the war was included in the peace treaty, which called for a permanent international organization to support the global labor movement in improving social conditions. "The league of nations has for its objective the establishment of universal peace," states the preamble to the labor section of the treaty, "and such a peace can be established only if it is based upon social justice.... The failure of any nation to adopt humane conditions of labor is an obstacle for other nations that want to enhance conditions in their own countries."

The American Navy in the War.—As soon as Congress declared war the fleet was mobilized, American ports were thrown open to the warships of the Allies, immediate provision was made for increasing the number of men and ships, and a contingent of war vessels was sent to coöperate with the British and French in their life-and-death contest with submarines. Special effort was made to stimulate the production of "submarine chasers" and "scout cruisers" to be sent to the danger zone. Convoys were provided to accompany the transports conveying soldiers to France. Before the end of the war more than three hundred American vessels and 75,000 officers and men were operating in European waters. Though the German fleet failed to come out and challenge the sea power of the Allies, the battleships of the United States were always ready to do their full duty in such an event. As things turned out, the service of the American navy was limited mainly to helping in the campaign that wore down the submarine menace to Allied shipping.

The American Navy in the War.—As soon as Congress declared war, the fleet was mobilized, American ports were opened to the warships of the Allies, immediate plans were made to increase the number of personnel and ships, and a group of war vessels was sent to cooperate with the British and French in their critical battle against submarines. Special efforts were made to boost the production of "submarine chasers" and "scout cruisers" to be deployed in the danger zone. Convoys were organized to accompany the transports carrying soldiers to France. Before the end of the war, more than three hundred American vessels and 75,000 officers and men were active in European waters. Although the German fleet did not come out to challenge the sea power of the Allies, the United States battleships were always prepared to fully engage if necessary. Ultimately, the role of the American navy primarily revolved around assisting in the campaign that diminished the submarine threat to Allied shipping.

The War in France.—Owing to the peculiar character of the warfare in France, it required a longer time for American military forces to get into action; but there was no unnecessary delay. Soon after the declaration of war, steps were taken to give military assistance to the Allies. The regular army was enlarged and the troops of the national guard were brought into national service. On June 13, General John J. Pershing, chosen head of the American Expeditionary Forces, reached Paris and began preparations for the arrival of our troops. In June, the vanguard of the army reached France. A slow and steady stream followed. As soon as the men enrolled under the draft were ready, it became a flood. During the period of the war the army was enlarged from about 190,000 men to 3,665,000, of whom more than 2,000,000 were in France when the armistice was signed.

The War in France.—Because of the unique nature of the fighting in France, it took longer for American military forces to get involved; however, there were no unnecessary delays. Shortly after the declaration of war, efforts were made to provide military support to the Allies. The regular army was expanded and national guard troops were called into national service. On June 13, General John J. Pershing, appointed leader of the American Expeditionary Forces, arrived in Paris and began making preparations for the arrival of our troops. In June, the first units of the army reached France. A slow and steady influx followed. Once the drafted men were ready, it became a surge. During the war, the army grew from about 190,000 personnel to 3,665,000, with over 2,000,000 stationed in France when the armistice was signed.

Although American troops did not take part on a large scale until the last phase of the war in 1918, several battalions of infantry were in the trenches by October, 1917, and had their first severe encounter with the Germans early in November. In January, 1918, they took over a part of the front line as an American sector. In March, General Pershing placed our forces at the disposal of General Foch, commander-in-chief of the Allied armies. The first division, which entered the Montdidier salient in April, soon was engaged with the enemy, "taking with splendid dash the town of Cantigny and all other objectives, which were organized and held steadfastly against vicious counter attacks and galling artillery fire."

Although American troops didn't engage on a large scale until the final phase of the war in 1918, several battalions of infantry were in the trenches by October 1917 and had their first serious encounter with the Germans in early November. In January 1918, they took over a section of the front line as an American sector. In March, General Pershing made our forces available to General Foch, the commander-in-chief of the Allied armies. The first division entered the Montdidier salient in April and quickly got involved with the enemy, "taking with great energy the town of Cantigny and all other objectives, which were organized and held firmly against fierce counterattacks and relentless artillery fire."

Troops Returning from France
Copyright by Underwood and Underwood, N.Y.
Troops Coming Back from France

When the Germans launched their grand drives toward the Marne and Paris, in June and July, 1918, every available man was placed at General Foch's command. At Belleau Wood, at Château-Thierry, and other points along the deep salient made by the Germans into the French lines, American soldiers distinguished themselves by heroic action. They also played an important rôle in the counter attack that "smashed" the salient and drove the Germans back.

When the Germans initiated their major offensives towards the Marne and Paris in June and July 1918, every available man was put under General Foch's command. At Belleau Wood, Château-Thierry, and other locations along the deep wedge created by the Germans into the French lines, American soldiers showed exceptional bravery. They also played a key role in the counterattack that "smashed" the wedge and pushed the Germans back.

In September, American troops, with French aid, "wiped out" the German salient at St. Mihiel. By this time General Pershing was ready for the great American drive to the northeast in the Argonne forest, while he also coöperated with the British in the assault on the Hindenburg line. In the Meuse-Argonne battle, our soldiers encountered some of the most severe fighting of the war and pressed forward steadily against the most stubborn resistance from the enemy. On the 6th of November, reported General Pershing, "a division of the first corps reached a point on the Meuse opposite Sedan, twenty-five miles from our line of departure. The strategical goal which was our highest hope was gained. We had cut the enemy's main line of communications and nothing but a surrender or an armistice could save his army from complete disaster." Five days later the end came. On the morning of November 11, the order to cease firing went into effect. The German army was in rapid retreat and demoralization had begun. The Kaiser had abdicated and fled into Holland. The Hohenzollern dreams of empire were shattered. In the fifty-second month, the World War, involving nearly every civilized nation on the globe, was brought to a close. More than 75,000 American soldiers and sailors had given their lives. More than 250,000 had been wounded or were missing or in German prison camps.

In September, American troops, with help from the French, "wiped out" the German hold at St. Mihiel. By this time, General Pershing was ready for the major American offensive to the northeast in the Argonne forest, while also collaborating with the British in the attack on the Hindenburg line. During the Meuse-Argonne battle, our soldiers faced some of the toughest fighting of the war and moved steadily forward against fierce resistance from the enemy. On November 6, General Pershing reported, "a division of the first corps reached a point on the Meuse opposite Sedan, twenty-five miles from our starting line. The strategic goal, which had been our greatest hope, was achieved. We had cut the enemy's main supply line, and only a surrender or an armistice could save his army from total disaster." Five days later, it was over. On the morning of November 11, the order to stop firing took effect. The German army was retreating rapidly, and demoralization had started. The Kaiser had abdicated and fled to Holland. The Hohenzollern dreams of empire were shattered. In the fifty-second month, the World War, which involved nearly every civilized nation on the globe, came to an end. More than 75,000 American soldiers and sailors had sacrificed their lives. More than 250,000 had been wounded, were missing, or ended up in German prison camps.

Western Battle Lines of the Various Years of the World War
Western Battle Lines During the Various Years of World War

The Paris Agreement

The Peace Conference.—On January 18, 1919, a conference of the Allied and Associated Powers assembled to pronounce judgment upon the German empire and its defeated satellites: Austria-Hungary, Bulgaria, and Turkey. It was a moving spectacle. Seventy-two delegates spoke for thirty-two states. The United States, Great Britain, France, Italy, and Japan had five delegates each. Belgium, Brazil, and Serbia were each assigned three. Canada, Australia, South Africa, India, China, Greece, Hedjaz, Poland, Portugal, Rumania, Siam, and Czechoslovakia were allotted two apiece. The remaining states of New Zealand, Bolivia, Cuba, Ecuador, Guatemala, Haiti, Honduras, Liberia, Nicaragua, Panama, Peru, and Uruguay each had one delegate. President Wilson spoke in person for the United States. England, France, and Italy were represented by their premiers: David Lloyd George, Georges Clémenceau, and Vittorio Orlando.

The Peace Conference.—On January 18, 1919, a conference of the Allied and Associated Powers gathered to decide the fate of the German empire and its defeated allies: Austria-Hungary, Bulgaria, and Turkey. It was an emotional event. Seventy-two delegates represented thirty-two nations. The United States, Great Britain, France, Italy, and Japan each had five delegates. Belgium, Brazil, and Serbia were assigned three each. Canada, Australia, South Africa, India, China, Greece, Hedjaz, Poland, Portugal, Romania, Siam, and Czechoslovakia each had two delegates. The remaining countries—New Zealand, Bolivia, Cuba, Ecuador, Guatemala, Haiti, Honduras, Liberia, Nicaragua, Panama, Peru, and Uruguay—each had one delegate. President Wilson represented the United States. England, France, and Italy were represented by their leaders: David Lloyd George, Georges Clémenceau, and Vittorio Orlando.

Premiers Lloyd George, Orlando and Clémenceau and President Wilson at Paris
Prime Ministers Lloyd George, Orlando, and Clémenceau, along with President Wilson in Paris.

The Supreme Council.—The real work of the settlement was first committed to a Supreme Council of ten representing the United States, Great Britain, France, Italy, and Japan. This was later reduced to five members. Then Japan dropped out and finally Italy, leaving only President Wilson and the Premiers, Lloyd George and Clémenceau, the "Big Three," who assumed the burden of mighty decisions. On May 6, their work was completed and in a secret session of the full conference the whole treaty of peace was approved, though a few of the powers made reservations or objections. The next day the treaty was presented to the Germans who, after prolonged protests, signed on the last day of grace, June 28. This German treaty was followed by agreements with Austria, Hungary, Bulgaria, and Turkey. Collectively these great documents formed the legal basis of the general European settlement.

The Supreme Council.—The actual work of the settlement was initially entrusted to a Supreme Council of ten representatives from the United States, Great Britain, France, Italy, and Japan. This number was later cut down to five members. Japan then withdrew, followed by Italy, leaving only President Wilson and the Prime Ministers, Lloyd George and Clémenceau, the "Big Three," who took on the responsibility of making significant decisions. On May 6, their work was completed, and in a confidential session of the full conference, the entire peace treaty was approved, although a few of the powers expressed reservations or objections. The following day, the treaty was presented to the Germans, who, after lengthy protests, signed on the final day permitted, June 28. This German treaty was then followed by agreements with Austria, Hungary, Bulgaria, and Turkey. Together, these important documents established the legal foundation for the overall European settlement.

The Terms of the Settlement.—The combined treaties make a huge volume. The German treaty alone embraces about 80,000 words. Collectively they cover an immense range of subjects which may be summarized under five heads: (1) The territorial settlement in Europe; (2) the destruction of German military power; (3) reparations for damages done by Germany and her allies; (4) the disposition of German colonies and protectorates; and (5) the League of Nations.

The Terms of the Settlement.—The combined treaties create a huge document. The German treaty alone contains about 80,000 words. Together, they address a vast array of topics that can be summarized under five categories: (1) the territorial arrangement in Europe; (2) the dismantling of German military power; (3) compensation for damages caused by Germany and its allies; (4) the handling of German colonies and protectorates; and (5) the League of Nations.

Germany was reduced by the cession of Alsace-Lorraine to France and the loss of several other provinces. Austria-Hungary was dissolved and dismembered. Russia was reduced by the creation of new states on the west. Bulgaria was stripped of her gains in the recent Balkan wars. Turkey was dismembered. Nine new independent states were created: Poland, Finland, Lithuania, Latvia, Esthonia, Ukraine, Czechoslovakia, Armenia, and Hedjaz. Italy, Greece, Rumania, and Serbia were enlarged by cessions of territory and Serbia was transformed into the great state of Jugoslavia.

Germany lost Alsace-Lorraine to France and several other provinces. Austria-Hungary was broken apart. Russia was reduced with the creation of new states to the west. Bulgaria lost its gains from the recent Balkan wars. Turkey was dismantled. Nine new independent states were formed: Poland, Finland, Lithuania, Latvia, Estonia, Ukraine, Czechoslovakia, Armenia, and Hedjaz. Italy, Greece, Romania, and Serbia expanded by gaining territory, and Serbia became the larger state of Yugoslavia.

The destruction of German military power was thorough. The entire navy, with minor exceptions, was turned over to the Allied and Associated Powers; Germany's total equipment for the future was limited to six battleships and six light cruisers, with certain small vessels but no submarines. The number of enlisted men and officers for the army was fixed at not more than 100,000; the General Staff was dissolved; and the manufacture of munitions restricted.

The destruction of German military power was complete. The entire navy, with a few minor exceptions, was handed over to the Allied and Associated Powers; Germany's total equipment for the future was limited to six battleships and six light cruisers, along with some smaller vessels but no submarines. The number of enlisted men and officers in the army was capped at no more than 100,000; the General Staff was disbanded; and the production of munitions was restricted.

Germany was compelled to accept full responsibility for all damages; to pay five billion dollars in cash and goods, and to make certain other payments which might be ordered from time to time by an inter-allied reparations commission. She was also required to deliver to Belgium, France, and Italy, millions of tons of coal every year for ten years; while by way of additional compensation to France the rich coal basin of the Saar was placed under inter-allied control to be exploited under French administration for a period of at least fifteen years. Austria and the other associates of Germany were also laid under heavy obligations to the victors. Damages done to shipping by submarines and other vessels were to be paid for on the basis of ton for ton.

Germany was forced to take full responsibility for all damages; to pay five billion dollars in cash and goods, and to make additional payments that might be required from time to time by an inter-allied reparations commission. She was also required to deliver millions of tons of coal every year for ten years to Belgium, France, and Italy; and as extra compensation to France, the rich coal basin of the Saar was put under inter-allied control to be managed under French administration for at least fifteen years. Austria and Germany’s other allies were also burdened with heavy obligations to the victors. Damages to shipping caused by submarines and other vessels were to be paid for on a ton-for-ton basis.

The disposition of the German colonies and the old Ottoman empire presented knotty problems. It was finally agreed that the German colonies and Turkish provinces which were in a backward stage of development should be placed under the tutelage of certain powers acting as "mandatories" holding them in "a sacred trust of civilization." An exception to the mandatory principle arose in the case of German rights in Shantung, all of which were transferred directly to Japan. It was this arrangement that led the Chinese delegation to withhold their signatures from the treaty.

The management of the German colonies and the former Ottoman Empire posed complicated challenges. Eventually, it was decided that the German colonies and Turkish regions that were not well-developed should be placed under the care of specific countries acting as "mandatories," who would hold them in "a sacred trust of civilization." An exception to this mandatory rule occurred with the German rights in Shantung, which were transferred directly to Japan. This arrangement caused the Chinese delegation to refuse to sign the treaty.

The League of Nations.—High among the purposes which he had in mind in summoning the nation to arms, President Wilson placed the desire to put an end to war. All through the United States the people spoke of the "war to end war." No slogan called forth a deeper response from the public. The President himself repeatedly declared that a general association of nations must be formed to guard the peace and protect all against the ambitions of the few. "As I see it," he said in his address on opening the Fourth Liberty Loan campaign, "the constitution of the League of Nations and the clear definition of its objects must be a part, in a sense the most essential part, of the peace settlement itself."

The League of Nations.—One of the main reasons President Wilson called the nation to arms was his desire to end war. Across the United States, people referred to it as the "war to end war." No other slogan resonated more with the public. The President himself consistently stated that a global association of nations had to be formed to maintain peace and protect everyone from the ambitions of the few. "In my view," he said during his speech at the start of the Fourth Liberty Loan campaign, "the structure of the League of Nations and the clear definition of its goals must be an integral part, and in many ways the most crucial part, of the peace settlement itself."

Nothing was more natural, therefore, than Wilson's insistence at Paris upon the formation of an international association. Indeed he had gone to Europe in person largely to accomplish that end. Part One of the treaty with Germany, the Covenant of the League of Nations, was due to his labors more than to any other influence. Within the League thus created were to be embraced all the Allied and Associated Powers and nearly all the neutrals. By a two-thirds vote of the League Assembly the excluded nations might be admitted.

Nothing was more natural, therefore, than Wilson's insistence at Paris on the formation of an international association. In fact, he had traveled to Europe in person primarily to achieve that goal. Part One of the treaty with Germany, the Covenant of the League of Nations, was the result of his efforts more than any other factor. The League created would include all the Allied and Associated Powers and almost all the neutral countries. With a two-thirds vote from the League Assembly, the excluded nations could be admitted.

The agencies of the League of Nations were to be three in number: (1) a permanent secretariat located at Geneva; (2) an Assembly consisting of one delegate from each country, dominion, or self-governing colony (including Canada, Australia, South Africa, New Zealand, and India); (3) and a Council consisting of representatives of the United States, Great Britain, France, Italy, and Japan, and four other representatives selected by the Assembly from time to time.

The League of Nations was set to have three main agencies: (1) a permanent secretariat based in Geneva; (2) an Assembly made up of one delegate from each country, dominion, or self-governing colony (including Canada, Australia, South Africa, New Zealand, and India); (3) and a Council composed of representatives from the United States, Great Britain, France, Italy, and Japan, along with four additional representatives chosen by the Assembly as needed.

The duties imposed on the League and the obligations accepted by its members were numerous and important. The Council was to take steps to formulate a scheme for the reduction of armaments and to submit a plan for the establishment of a permanent Court of International Justice. The members of the League (Article X) were to respect and preserve as against external aggression the territorial integrity and existing political independence of all the associated nations. They were to submit to arbitration or inquiry by the Council all disputes which could not be adjusted by diplomacy and in no case to resort to war until three months after the award. Should any member disregard its covenants, its action would be considered an act of war against the League, which would accordingly cut off the trade and business of the hostile member and recommend through the Council to the several associated governments the military measures to be taken. In case the decision in any arbitration of a dispute was unanimous, the members of the League affected by it were to abide by it.

The responsibilities given to the League and the commitments accepted by its members were numerous and significant. The Council was tasked with creating a plan to reduce weapons and proposing the establishment of a permanent International Court of Justice. The League members (Article X) were required to protect and uphold the territorial integrity and political independence of all associated nations against external threats. They had to submit any disputes that couldn’t be resolved through diplomacy to arbitration or investigation by the Council and could not go to war until three months after the arbitration decision was made. If any member ignored its agreements, their actions would be seen as an act of war against the League, leading to the suspension of trade and business with that member, along with military actions recommended by the Council to other member governments. If a decision in any arbitration was unanimous, the affected League members were required to comply with it.

Such was the settlement at Paris and such was the association of nations formed to promote the peace of the world. They were quickly approved by most of the powers, and the first Assembly of the League of Nations met at Geneva late in 1920.

Such was the agreement made in Paris and the alliance of nations created to encourage global peace. Most of the powers quickly endorsed it, and the first Assembly of the League of Nations convened in Geneva late in 1920.

The Treaty in the United States.—When the treaty was presented to the United States Senate for approval, a violent opposition appeared. In that chamber the Republicans had a slight majority and a two-thirds vote was necessary for ratification. The sentiment for and against the treaty ran mainly along party lines; but the Republicans were themselves divided. The major portion, known as "reservationists," favored ratification with certain conditions respecting American rights; while a small though active minority rejected the League of Nations in its entirety, announcing themselves to be "irreconcilables." The grounds of this Republican opposition lay partly in the terms of peace imposed on Germany and partly in the Covenant of the League of Nations. Exception was taken to the clauses which affected the rights of American citizens in property involved in the adjustment with Germany, but the burden of criticism was directed against the League. Article X guaranteeing against external aggression the political independence and territorial integrity of the members of the League was subjected to a specially heavy fire; while the treatment accorded to China and the sections affecting American internal affairs were likewise attacked as "unjust and dangerous." As an outcome of their deliberations, the Republicans proposed a long list of reservations which touched upon many of the vital parts of the treaty. These were rejected by President Wilson as amounting in effect to a "nullification of the treaty." As a deadlock ensued the treaty was definitely rejected, owing to the failure of its sponsors to secure the requisite two-thirds vote.

The Treaty in the United States.—When the treaty was submitted to the United States Senate for approval, there was strong opposition. In that chamber, the Republicans had a slight majority, and a two-thirds vote was required for ratification. Support for and against the treaty primarily followed party lines; however, the Republicans were also divided. The majority, known as "reservationists," supported ratification with certain conditions regarding American rights, while a small but active minority outright rejected the League of Nations, calling themselves "irreconcilables." The reasons for this Republican opposition were partly due to the peace terms imposed on Germany and partly because of the Covenant of the League of Nations. They objected to the clauses affecting American citizens' property rights tied to the adjustments with Germany, but the main focus of criticism was directed at the League. Article X, which guaranteed the political independence and territorial integrity of League members against external aggression, faced particularly intense scrutiny; the treatment of China and sections related to American internal affairs were also criticized as "unjust and dangerous." In response to their discussions, the Republicans proposed a lengthy list of reservations that impacted many crucial aspects of the treaty. President Wilson rejected these, stating they effectively amounted to a "nullification of the treaty." As a result of the deadlock, the treaty was ultimately rejected due to the failure of its supporters to secure the required two-thirds vote.

Europe

The League of Nations in the Campaign of 1920.—At this juncture the presidential campaign of 1920 opened. The Republicans, while condemning the terms of the proposed League, endorsed the general idea of an international agreement to prevent war. Their candidate, Senator Warren G. Harding of Ohio, maintained a similar position without saying definitely whether the League devised at Paris could be recast in such a manner as to meet his requirements. The Democrats, on the other hand, while not opposing limitations clarifying the obligations of the United States, demanded "the immediate ratification of the treaty without reservations which would impair its essential integrity." The Democratic candidate, Governor James M. Cox, of Ohio, announced his firm conviction that the United States should "go into the League," without closing the door to mild reservations; he appealed to the country largely on that issue. The election of Senator Harding, in an extraordinary "landslide," coupled with the return of a majority of Republicans to the Senate, made uncertain American participation in the League of Nations.

The League of Nations in the Campaign of 1920.—At this point, the presidential campaign of 1920 kicked off. The Republicans, while criticizing the proposed League's terms, supported the general idea of an international agreement to stop wars. Their candidate, Senator Warren G. Harding from Ohio, took a similar stance but didn’t clearly state whether the League created in Paris could be adjusted to meet his standards. On the other hand, the Democrats, while not opposing limitations that would clarify the United States' obligations, insisted on "the immediate ratification of the treaty without reservations that would compromise its core integrity." The Democratic candidate, Governor James M. Cox from Ohio, expressed his strong belief that the United States should "join the League," while keeping room for some mild reservations; he largely campaigned on that issue. Senator Harding’s election, in a remarkable "landslide," along with a majority of Republicans returning to the Senate, left American involvement in the League of Nations in doubt.

The United States and International Entanglements.—Whether America entered the League or not, it could not close its doors to the world and escape perplexing international complications. It had ever-increasing financial and commercial connections with all other countries. Our associates in the recent war were heavily indebted to our government. The prosperity of American industries depended to a considerable extent upon the recovery of the impoverished and battle-torn countries of Europe.

The United States and International Entanglements.—Whether America joined the League or not, it couldn't shut itself off from the world and avoid complicated international issues. It had growing financial and commercial ties with all other nations. Our allies from the recent war owed a significant debt to our government. The success of American industries relied heavily on the recovery of the struggling and war-damaged countries in Europe.

There were other complications no less specific. The United States was compelled by force of circumstances to adopt a Russian policy. The government of the Czar had been overthrown by a liberal revolution, which in turn had been succeeded by an extreme, communist "dictatorship." The Bolsheviki, or majority faction of the socialists, had obtained control of the national council of peasants, workingmen, and soldiers, called the soviet, and inaugurated a radical régime. They had made peace with Germany in March, 1918. Thereupon the United States joined England, France, and Japan in an unofficial war upon them. After the general settlement at Paris in 1919, our government, while withdrawing troops from Siberia and Archangel, continued in its refusal to recognize the Bolshevists or to permit unhampered trade with them. President Wilson repeatedly denounced them as the enemies of civilization and undertook to lay down for all countries the principles which should govern intercourse with Russia.

There were other complexities just as specific. The United States had to adopt a Russian policy due to the circumstances. The Czar's government was overthrown by a liberal revolution, which was then followed by an extreme communist "dictatorship." The Bolsheviks, or the majority faction of the socialists, gained control of the national council of peasants, workers, and soldiers called the soviet, and they established a radical regime. They made peace with Germany in March 1918. Following that, the United States joined England, France, and Japan in an unofficial war against them. After the general settlement in Paris in 1919, our government, while withdrawing troops from Siberia and Archangel, still refused to recognize the Bolsheviks or allow unrestricted trade with them. President Wilson repeatedly condemned them as the enemies of civilization and attempted to lay out the principles that should guide interactions with Russia.

Further international complications were created in connection with the World War, wholly apart from the terms of peace or the League of Nations. The United States had participated in a general European conflict which changed the boundaries of countries, called into being new nations, and reduced the power and territories of the vanquished. Accordingly, it was bound to face the problem of how far it was prepared to coöperate with the victors in any settlement of Europe's difficulties. By no conceivable process, therefore, could America be disentangled from the web of world affairs. Isolation, if desirable, had become impossible. Within three hundred years from the founding of the tiny settlements at Jamestown and Plymouth, America, by virtue of its institutions, its population, its wealth, and its commerce, had become first among the nations of the earth. By moral obligations and by practical interests its fate was thus linked with the destiny of all mankind.

Further international complications arose in connection with World War, completely separate from the peace terms or the League of Nations. The United States had been involved in a widespread European conflict that altered country borders, established new nations, and diminished the power and territories of the defeated. Consequently, it had to confront the question of how far it was willing to coöperate with the victors in resolving Europe's challenges. Thus, there was no way for America to untangle itself from the web of global affairs. Isolation, if it was ever a goal, had become unfeasible. Within three hundred years of the founding of the small settlements at Jamestown and Plymouth, America, due to its institutions, population, wealth, and commerce, had risen to be the foremost nation on Earth. By both moral obligations and practical interests, its fate was intertwined with the destiny of all humanity.

Summary of Democracy and World War

The astounding industrial progress that characterized the period following the Civil War bequeathed to the new generation many perplexing problems connected with the growth of trusts and railways, the accumulation of great fortunes, the increase of poverty in the industrial cities, the exhaustion of the free land, and the acquisition of dominions in distant seas. As long as there was an abundance of land in the West any able-bodied man with initiative and industry could become an independent farmer. People from the cities and immigrants from Europe had always before them that gateway to property and prosperity. When the land was all gone, American economic conditions inevitably became more like those of Europe.

The incredible industrial growth that happened after the Civil War left the new generation with many confusing issues related to the rise of trusts and railroads, the buildup of vast fortunes, the rise of poverty in industrial cities, the depletion of free land, and the expansion into distant territories. As long as there was plenty of land in the West, any hardworking person with ambition could become a self-sufficient farmer. People from cities and immigrants from Europe always saw that path to property and prosperity. When the land ran out, American economic conditions inevitably started to resemble those of Europe.

Though the new economic questions had been vigorously debated in many circles before his day, it was President Roosevelt who first discussed them continuously from the White House. The natural resources of the country were being exhausted; he advocated their conservation. Huge fortunes were being made in business creating inequalities in opportunity; he favored reducing them by income and inheritance taxes. Industries were disturbed by strikes; he pressed arbitration upon capital and labor. The free land was gone; he declared that labor was in a less favorable position to bargain with capital and therefore should organize in unions for collective bargaining. There had been wrong-doing on the part of certain great trusts; those responsible should be punished.

Although the new economic issues had been actively debated in many circles before his time, it was President Roosevelt who first addressed them consistently from the White House. The country's natural resources were running out; he supported conserving them. Huge fortunes were being created in business, leading to unequal opportunities; he advocated for reducing these inequalities through income and inheritance taxes. Industries were facing disruptions due to strikes; he urged both capital and labor to engage in arbitration. Free land had run out; he stated that labor was at a disadvantage when negotiating with capital and should therefore organize into unions for collective bargaining. There had been wrongdoing by certain powerful trusts; those responsible needed to be held accountable.

The spirit of reform was abroad in the land. The spoils system was attacked. It was alleged that the political parties were dominated by "rings and bosses." The United States Senate was called "a millionaires' club." Poverty and misery were observed in the cities. State legislatures and city governments were accused of corruption.

The spirit of reform was alive across the country. The spoils system was being challenged. People claimed that political parties were controlled by "rings and bosses." The United States Senate was referred to as "a millionaires' club." Poverty and suffering were evident in the cities. State legislatures and city governments faced accusations of corruption.

In answer to the charges, remedies were proposed and adopted. Civil service reform was approved. The Australian ballot, popular election of Senators, the initiative, referendum, and recall, commission and city manager plans for cities, public regulation of railways, compensation for those injured in industries, minimum wages for women and children, pensions for widows, the control of housing in the cities—these and a hundred other reforms were adopted and tried out. The national watchword became: "America, Improve Thyself."

In response to the accusations, solutions were suggested and implemented. Civil service reform was approved. The Australian ballot, direct election of Senators, the initiative, referendum, and recall, commission and city manager plans for cities, public regulation of railways, compensation for workers injured on the job, minimum wage laws for women and children, pensions for widows, and control of housing in cities—these and many other reforms were adopted and tested. The national motto became: "America, Improve Thyself."

The spirit of reform broke into both political parties. It appeared in many statutes enacted by Congress under President Taft's leadership. It disrupted the Republicans temporarily in 1912 when the Progressive party entered the field. It led the Democratic candidate in that year, Governor Wilson, to make a "progressive appeal" to the voters. It inspired a considerable program of national legislation under President Wilson's two administrations.

The spirit of reform swept through both political parties. It showed up in several laws passed by Congress under President Taft's leadership. It temporarily divided the Republicans in 1912 when the Progressive Party emerged. It prompted the Democratic candidate that year, Governor Wilson, to make a "progressive appeal" to voters. It motivated a significant program of national legislation during President Wilson's two administrations.

In the age of change, four important amendments to the federal constitution, the first in more than forty years, were adopted. The sixteenth empowered Congress to lay an income tax. The seventeenth assured popular election of Senators. The eighteenth made prohibition national. The nineteenth, following upon the adoption of woman suffrage in many states, enfranchised the women of the nation.

In a time of change, four significant amendments to the federal constitution, the first in over forty years, were adopted. The sixteenth gave Congress the authority to impose an income tax. The seventeenth ensured that Senators would be elected by popular vote. The eighteenth established nationwide prohibition. The nineteenth, coming on the heels of the passage of women's suffrage in many states, granted the right to vote to women across the country.

In the sphere of industry, equally great changes took place. The major portion of the nation's business passed into the hands of corporations. In all the leading industries of the country labor was organized into trade unions and federated in a national organization. The power of organized capital and organized labor loomed upon the horizon. Their struggles, their rights, and their place in the economy of the nation raised problems of the first magnitude.

In the industrial world, significant changes occurred as well. Most of the nation's businesses became controlled by corporations. In all the key industries across the country, workers formed trade unions and united in a national organization. The power of organized capital and organized labor began to emerge prominently. Their conflicts, their rights, and their role in the nation's economy created major challenges.

While the country was engaged in a heated debate upon its domestic issues, the World War broke out in Europe in 1914. As a hundred years before, American rights upon the high seas became involved at once. They were invaded on both sides; but Germany, in addition to assailing American ships and property, ruthlessly destroyed American lives. She set at naught the rules of civilized warfare upon the sea. Warnings from President Wilson were without avail. Nothing could stay the hand of the German war party.

While the country was caught up in a heated debate about its domestic issues, World War I erupted in Europe in 1914. Just like a hundred years earlier, American rights on the high seas were immediately at stake. They were threatened on both sides; however, Germany, in addition to attacking American ships and property, brutally took American lives. It ignored the rules of civilized warfare at sea. Warnings from President Wilson went unheeded. Nothing could stop the actions of the German war party.

After long and patient negotiations, President Wilson in 1917 called upon the nation to take up arms against an assailant that had in effect declared war upon America. The answer was swift and firm. The national resources, human and material, were mobilized. The navy was enlarged, a draft army created, huge loans floated, heavy taxes laid, and the spirit of sacrifice called forth in a titanic struggle against an autocratic power that threatened to dominate Europe and the World.

After extensive and patient negotiations, President Wilson in 1917 urged the nation to take up arms against an aggressor that had essentially declared war on America. The response was quick and resolute. The country's resources, both human and material, were mobilized. The navy was expanded, a draft army was established, large loans were issued, high taxes were imposed, and the spirit of sacrifice was invoked in a monumental battle against an authoritarian power that threatened to control Europe and the world.

In the end, American financial, naval, and military assistance counted heavily in the scale. American sailors scoured the seas searching for the terrible submarines. American soldiers took part in the last great drives that broke the might of Germany's army. Such was the nation's response to the President's summons to arms in a war "for democracy" and "to end war."

In the end, American financial, naval, and military support made a significant impact. American sailors patrolled the seas looking for the dangerous submarines. American soldiers participated in the final major offensives that defeated Germany's army. This was the nation’s response to the President's call to arms in a war "for democracy" and "to end war."

When victory crowned the arms of the powers united against Germany, President Wilson in person took part in the peace council. He sought to redeem his pledge to end wars by forming a League of Nations to keep the peace. In the treaty drawn at the close of the war the first part was a covenant binding the nations in a permanent association for the settlement of international disputes. This treaty, the President offered to the United States Senate for ratification and to his country for approval.

When victory rewarded the countries united against Germany, President Wilson personally joined the peace council. He aimed to fulfill his promise to end wars by establishing a League of Nations to maintain peace. The treaty created at the end of the war included a covenant that committed the nations to a permanent association for resolving international disputes. This treaty was presented by the President to the United States Senate for ratification and to his country for approval.

Once again, as in the days of the Napoleonic wars, the people seriously discussed the place of America among the powers of the earth. The Senate refused to ratify the treaty. World politics then became an issue in the campaign of 1920. Though some Americans talked as if the United States could close its doors and windows against all mankind, the victor in the election, Senator Harding, of Ohio, knew better. The election returns were hardly announced before he began to ask the advice of his countrymen on the pressing theme that would not be downed: "What part shall America—first among the nations of the earth in wealth and power—assume at the council table of the world?"

Once again, just like during the Napoleonic wars, people seriously discussed America’s position among the world powers. The Senate declined to ratify the treaty. World politics then became a key issue in the 1920 campaign. While some Americans spoke as if the United States could shut itself off from the rest of the world, the election winner, Senator Harding from Ohio, understood the reality. The election results were barely announced when he started seeking advice from his fellow citizens on the pressing issue that wouldn’t go away: "What role should America—first among the nations in wealth and power—take at the world’s council table?"

General References

General References

Woodrow Wilson, The New Freedom.

Woodrow Wilson, *The New Freedom*.

C.L. Jones, The Caribbean Interests of the United States.

C.L. Jones, The Caribbean Interests of the United States.

H.P. Willis, The Federal Reserve.

H.P. Willis, *The Federal Reserve*.

C.W. Barron, The Mexican Problem (critical toward Mexico).

C.W. Barron, The Mexican Problem (critical of Mexico).

L.J. de Bekker, The Plot against Mexico (against American intervention).

L.J. de Bekker, The Plot against Mexico (against American intervention).

Theodore Roosevelt, America and the World War.

Theodore Roosevelt, America and the World War.

E.E. Robinson and V.J. West, The Foreign Policy of Woodrow Wilson.

E.E. Robinson and V.J. West, The Foreign Policy of Woodrow Wilson.

J.S. Bassett, Our War with Germany.

J.S. Bassett, *Our War with Germany*.

Carlton J.H. Hayes, A Brief History of the Great War.

Carlton J.H. Hayes, A Brief History of the Great War.

J.B. McMaster, The United States in the World War.

J.B. McMaster, The United States in the World War.

Research Topics

President Wilson's First Term.—Elson, History of the United States, pp. 925-941.

President Wilson's First Term.—Elson, History of the United States, pp. 925-941.

The Underwood Tariff Act.—Ogg, National Progress (The American Nation Series), pp. 209-226.

The Underwood Tariff Act.—Ogg, National Progress (The American Nation Series), pp. 209-226.

The Federal Reserve System.—Ogg, pp. 228-232.

The Federal Reserve System.—Ogg, pp. 228-232.

Trust and Labor Legislation.—Ogg, pp. 232-236.

Trust and Labor Legislation.—Ogg, pp. 232-236.

Legislation Respecting the Territories.—Ogg, pp. 236-245.

Legislation Regarding the Territories.—Ogg, pp. 236-245.

American Interests in the Caribbean.—Ogg, pp. 246-265.

American Interests in the Caribbean.—Ogg, pp. 246-265.

American Interests in the Pacific.—Ogg, pp. 304-324.

American Interests in the Pacific.—Ogg, pp. 304-324.

Mexican Affairs.—Haworth, pp. 388-395; Ogg, pp. 284-304.

Mexican Affairs.—Haworth, pp. 388-395; Ogg, pp. 284-304.

The First Phases of the European War.—Haworth, pp. 395-412; Ogg, pp. 325-343.

The First Phases of the European War.—Haworth, pp. 395-412; Ogg, pp. 325-343.

The Campaign of 1916.—Haworth, pp. 412-418; Ogg, pp. 364-383.

The Campaign of 1916.—Haworth, pp. 412-418; Ogg, pp. 364-383.

America Enters the War.—Haworth, pp. 422-440; pp. 454-475. Ogg, pp. 384-399; Elson, pp. 951-970.

America Enters the War.—Haworth, pp. 422-440; pp. 454-475. Ogg, pp. 384-399; Elson, pp. 951-970.

Mobilizing the Nation.—Haworth, pp. 441-453.

Mobilizing the Nation.—Haworth, pp. 441-453.

The Peace Settlement.—Haworth, pp. 475-497; Elson, pp. 971-982.

The Peace Settlement.—Haworth, pp. 475-497; Elson, pp. 971-982.

Questions

1. Enumerate the chief financial measures of the Wilson administration. Review the history of banks and currency and give the details of the Federal reserve law.

1. List the main financial policies of the Wilson administration. Examine the history of banks and currency, and provide the specifics of the Federal Reserve Act.

2. What was the Wilson policy toward trusts? Toward labor?

2. What was Wilson's policy regarding trusts? Regarding labor?

3. Review again the theory of states' rights. How has it fared in recent years?

3. Take another look at the theory of states' rights. How has it been doing in recent years?

4. What steps were taken in colonial policies? In the Caribbean?

4. What actions were taken in colonial policies? In the Caribbean?

5. Outline American-Mexican relations under Wilson.

5. Describe the relationship between the U.S. and Mexico during Wilson’s presidency.

6. How did the World War break out in Europe?

6. How did World War I start in Europe?

7. Account for the divided state of opinion in America.

7. Consider the split opinions in America.

8. Review the events leading up to the War of 1812. Compare them with the events from 1914 to 1917.

8. Look over the events that led to the War of 1812. Compare them to the events from 1914 to 1917.

9. State the leading principles of international law involved and show how they were violated.

9. Identify the main principles of international law that are relevant and explain how they were breached.

10. What American rights were assailed in the submarine campaign?

10. What American rights were attacked in the submarine campaign?

11. Give Wilson's position on the Lusitania affair.

11. State Wilson's stance on the Lusitania incident.

12. How did the World War affect the presidential campaign of 1916?

12. How did World War I impact the presidential campaign of 1916?

13. How did Germany finally drive the United States into war?

13. How did Germany finally push the United States into war?

14. State the American war aims given by the President.

14. List the American war goals stated by the President.

15. Enumerate the measures taken by the government to win the war.

15. List the actions the government took to win the war.

16. Review the part of the navy in the war. The army.

16. Review the role of the navy in the war. The army.

17. How were the terms of peace formulated?

17. How were the peace terms created?

18. Enumerate the principal results of the war.

18. List the main outcomes of the war.

19. Describe the League of Nations.

19. Describe the League of Nations.

20. Trace the fate of the treaty in American politics.

20. Follow the outcome of the treaty in American politics.

21. Can there be a policy of isolation for America?

21. Is it possible for America to have a policy of isolation?


APPENDIX

CONSTITUTION OF THE UNITED STATES

We the people of the United States, in order to form a more perfect union, establish justice, insure domestic tranquillity, provide for the common defence, promote the general welfare, and secure the blessings of liberty to ourselves and our posterity, do ordain and establish this Constitution for the United States of America.

We the people of the United States, in order to create a better union, establish justice, ensure peace at home, provide for the common defense, promote overall well-being, and secure the blessings of freedom for ourselves and our future generations, do ordain and establish this Constitution for the United States of America.

Article 1

Section 1. All legislative powers herein granted shall be vested in a Congress of the United States, which shall consist of a Senate and House of Representatives.

Section 1. All legislative powers granted here will be held by a Congress of the United States, which will be made up of a Senate and a House of Representatives.

Section 2. 1. The House of Representatives shall be composed of members chosen every second year by the people of the several States, and the electors in each State shall have the qualifications requisite for electors of the most numerous branch of the State legislature.

Section 2. 1. The House of Representatives will be made up of members elected every two years by the people of each State, and the voters in each State must meet the requirements needed to vote for the largest branch of the State legislature.

2. No person shall be a representative who shall not have attained to the age of twenty-five years, and been seven years a citizen of the United States, and who shall not, when elected, be an inhabitant of that State in which he shall be chosen.

2. No person can be a representative unless they are at least twenty-five years old, have been a citizen of the United States for seven years, and are a resident of the state they are elected to represent.

3. Representatives and direct taxes[3] shall be apportioned among the several States which may be included within this Union, according to their respective numbers, which shall be determined by adding to the whole number of free persons, including those bound to service for a term of years, and excluding Indians not taxed, three-fifths of all other persons.[3] The actual enumeration shall be made within three years after the first meeting of the Congress of the United States, and within every subsequent term of ten years, in such manner as they shall by law direct. The number of representatives shall not exceed one for every thirty thousand, but each State shall have at least one representative; and until such enumeration shall be made, the State of New Hampshire shall be entitled to choose three, Massachusetts eight, Rhode Island and Providence Plantations one, Connecticut five, New York six, New Jersey four, Pennsylvania eight, Delaware one, Maryland six, Virginia ten, North Carolina five, South Carolina five, and Georgia three.

3. Representatives and direct taxes[3] will be distributed among the various States in this Union based on their population, which will be calculated by adding the total number of free people, including those serving on a contract basis, and excluding non-taxed Indians, plus three-fifths of all other individuals.[3] An actual count will happen within three years after the first meeting of Congress and every ten years after that, in a way determined by law. The number of representatives cannot go over one for every thirty thousand individuals, but each State will have at least one representative; and until the count is made, the State of New Hampshire can choose three, Massachusetts eight, Rhode Island and Providence Plantations one, Connecticut five, New York six, New Jersey four, Pennsylvania eight, Delaware one, Maryland six, Virginia ten, North Carolina five, South Carolina five, and Georgia three.

4. When vacancies happen in the representation from any State, the executive authority thereof shall issue writs of election to fill such vacancies.

4. When there are vacancies in the representation from any State, the executive authority will issue writs of election to fill those vacancies.

5. The House of Representatives shall choose their speaker and other officers; and shall have the sole power of impeachment.

5. The House of Representatives will select their speaker and other officials; and they will have the exclusive power to impeach.

Section 3. 1. The Senate of the United States shall be composed of two senators from each State, chosen by the legislature thereof, for six years; and each senator shall have one vote.[4]

Section 3. 1. The Senate of the United States will consist of two senators from each State, selected by their legislature, for a term of six years; and each senator will have one vote.[4]

2. Immediately after they shall be assembled in consequence of the first election, they shall be divided as equally as may be into three classes. The seats of the senators of the first class shall be vacated at the expiration of the second year, of the second class at the expiration of the fourth year, and of the third class at the expiration of the sixth year, so that one-third may be chosen every second year; and if vacancies happen by resignation, or otherwise, during the recess of the legislature of any State, the executive thereof may make temporary appointments until the next meeting of the legislature, which shall then fill such vacancies.[5]

2. Right after they gather for the first election, they will be divided as equally as possible into three groups. The seats of the senators in the first group will be up for grabs at the end of the second year, in the second group at the end of the fourth year, and in the third group at the end of the sixth year, so that one-third can be elected every two years. If any seats become vacant due to resignations or other reasons during the legislature's break in any state, the state's executive can make temporary appointments until the legislature meets again, which will then fill those vacancies.[5]

3. No person shall be a senator who shall not have attained to the age of thirty years, and been nine years a citizen of the United States, and who shall not, when elected, be an inhabitant of that State for which he shall be chosen.

3. No one can be a senator unless they are at least thirty years old, have been a citizen of the United States for nine years, and are a resident of the state they are elected to represent.

4. The Vice-President of the United States shall be President of the Senate, but shall have no vote, unless they be equally divided.

4. The Vice-President of the United States will be the President of the Senate, but will only vote in case of a tie.

5. The Senate shall choose their other officers, and also a President pro tempore, in the absence of the Vice-President, or when he shall exercise the office of President of the United States.

5. The Senate will select their other officers, and also a President pro tempore, when the Vice President is absent or when they are serving as President of the United States.

6. The Senate shall have the sole power to try all impeachments. When sitting for that purpose, they shall be on oath or affirmation. When the President of the United States is tried, the chief justice shall preside: And no person shall be convicted without the concurrence of two-thirds of the members present.

6. The Senate has the exclusive authority to conduct all impeachment trials. When doing so, they must take an oath or affirmation. If the President of the United States is being tried, the chief justice will preside: And no one can be convicted without the agreement of two-thirds of the members present.

7. Judgment in cases of impeachment shall not extend further than to removal from office, and disqualification to hold and enjoy any office of honor, trust, or profit under the United States: but the party convicted shall nevertheless be liable and subject to indictment, trial, judgment, and punishment, according to law.

7. In impeachment cases, the consequences will only include removal from office and disqualification from holding any position of honor, trust, or profit under the United States. However, the person convicted can still be charged, tried, judged, and punished according to the law.

Section 4. 1. The times, places, and manner of holding elections for senators and representatives, shall be prescribed in each State by the legislature thereof; but the Congress may at any time by law make or alter such regulations, except as to the places of choosing senators.

Section 4. 1. The times, locations, and methods for holding elections for senators and representatives will be determined by the legislature of each State; however, Congress can, at any time through legislation, create or change these regulations, except for the locations where senators are elected.

2. The Congress shall assemble at least once in every year, and such meeting shall be on the first Monday in December, unless they shall by law appoint a different day.

2. Congress must meet at least once a year, and that meeting will be on the first Monday in December, unless they decide by law to choose a different day.

Section 5. 1. Each House shall be the judge of the elections, returns and qualifications of its own members, and a majority of each shall constitute a quorum to do business; but a smaller number may adjourn from day to day, and may be authorized to compel the attendance of absent members, in such manner, and under such penalties as each House may provide.

Section 5. 1. Each House will determine the elections, returns, and qualifications of its own members. A majority of each House will be enough to conduct business; however, a smaller group can adjourn from day to day and may have the authority to compel the attendance of absent members in whatever way and under whatever penalties each House decides.

2. Each House may determine the rules of its proceedings, punish its members for disorderly behaviour, and, with the concurrence of two-thirds, expel a member.

2. Each House can set its own rules for how it operates, punish its members for misconduct, and, with the agreement of two-thirds, remove a member.

3. Each House shall keep a journal of its proceedings, and from time to time publish the same, excepting such parts as may in their judgment require secrecy; and the yeas and nays of the members of either House on any question shall, at the desire of one-fifth of those present, be entered on the journal.

3. Each House will maintain a record of its activities and will publish this periodically, excluding any portions that they believe need to remain confidential; and the votes of the members of either House on any issue will be recorded in the journal if one-fifth of those present request it.

4. Neither House, during the session of Congress, shall, without the consent of the other, adjourn for more than three days, nor to any other place than that in which the two Houses shall be sitting.

4. Neither House, during the session of Congress, shall, without the consent of the other, take a break for more than three days, nor move to any location other than where both Houses are meeting.

Section 6. 1. The senators and representatives shall receive a compensation for their services, to be ascertained by law, and paid out of the Treasury of the United States. They shall in all cases, except treason, felony, and breach of the peace, be privileged from arrest during their attendance at the sessions of their respective Houses, and in going to and returning from the same; and, for any speech or debate in either House, they shall not be questioned in any other place.

Section 6. 1. Senators and representatives will receive payment for their services, as determined by law, and funded by the Treasury of the United States. They will be exempt from arrest in all cases, except for treason, felony, and breach of peace, while attending their House sessions and while traveling to and from them; additionally, they cannot be questioned anywhere else for any speech or debate made in either House.

2. No senator or representative shall, during the time for which he was elected, be appointed to any civil office under the authority of the United States, which shall have been created, or the emoluments whereof shall have been increased during such time; and no person, holding any office under the United States, shall be a member of either House during his continuance in office.

2. No senator or representative can be appointed to any civil office under the authority of the United States during their elected term if that office was created or its pay was increased during that time; and no person holding an office under the United States can be a member of either House while they remain in that office.

Section 7. 1. All bills for raising revenue shall originate in the House of Representatives; but the Senate may propose or concur with amendments as on other bills.

Section 7. 1. All bills to raise revenue must start in the House of Representatives; however, the Senate can suggest changes or agree with amendments just like any other bills.

2. Every bill, which shall have passed the House of Representatives; and the Senate, shall, before it become a law, be presented to the President of the United States; if he approve he shall sign it, but if not he shall return it with his objections to that House, in which it shall have originated, who shall enter the objections at large on their journal, and proceed to reconsider it. If after such reconsideration two-thirds of that House shall agree to pass the bill, it shall be sent, together with the objections, to the other House, by which it shall likewise be reconsidered, and if approved by two-thirds of that House, it shall become a law. But in all such cases the votes of both Houses shall be determined by yeas and nays, and the names of the persons voting for and against the bill shall be entered on the journal of each House respectively. If any bill shall not be returned by the President within ten days (Sundays excepted) after it shall have been presented to him, the same shall be a law, in like manner as if he had signed it, unless the Congress by their adjournment prevent its return, in which case it shall not be a law.

2. Every bill that has passed the House of Representatives and the Senate must be presented to the President of the United States before it can become law. If he approves it, he will sign it; if not, he will return it with his objections to the House where it originated, which will record the objections in their journal and reconsider the bill. If two-thirds of that House agree to pass the bill after reconsideration, it will be sent to the other House, which will also reconsider it, and if approved by two-thirds of that House, it will become law. In all these cases, the votes from both Houses will be recorded as yeas and nays, and the names of those voting for and against the bill will be entered in the journal of each House respectively. If the President does not return a bill within ten days (excluding Sundays) after it has been presented to him, it will become law as if he had signed it, unless Congress adjourns and prevents its return, in which case it will not become law.

3. Every order, resolution, or vote to which the concurrence of the Senate and House of Representatives may be necessary (except on a question of adjournment) shall be presented to the President of the United States and before the same shall take effect, shall be approved by him, or being disapproved by him, shall be repassed by two-thirds of the Senate and House of Representatives, according to the rules and limitations prescribed in the case of a bill.

3. Every order, resolution, or vote that requires the agreement of both the Senate and the House of Representatives (except for a motion to adjourn) must be presented to the President of the United States. For it to take effect, it must be approved by the President, or if he disapproves it, it must be reapproved by two-thirds of both the Senate and the House of Representatives, following the rules and limitations set for a bill.

Section 8. The Congress shall have power: 1. To lay and collect taxes, duties, imposts, and excises, to pay the debts and provide for the common defence and general welfare of the United States; but all duties, imposts, and excises shall be uniform throughout the United States;

Section 8. Congress has the authority: 1. To impose and collect taxes, duties, tariffs, and excises to pay off debts and support the common defense and overall well-being of the United States; however, all duties, tariffs, and excises must be uniform across the United States;

2. To borrow money on the credit of the United States;

2. To borrow money based on the credit of the United States;

3. To regulate commerce with foreign nations, and among the several States, and with the Indian tribes;

3. To control trade with other countries, between the states, and with Native American tribes;

4. To establish an uniform rule of naturalization, and uniform laws on the subject of bankruptcies throughout the United States;

4. To create a consistent process for naturalization and uniform laws regarding bankruptcies across the United States;

5. To coin money, regulate the value thereof, and of foreign coin, and fix the standard of weights and measures;

5. To create money, manage its value, and handle foreign currency, and set the standard for weights and measures;

6. To provide for the punishment of counterfeiting the securities and current coin of the United States;

6. To establish penalties for counterfeiting U.S. securities and currency;

7. To establish post offices and post roads;

7. To set up post offices and mail routes;

8. To promote the progress of science and useful arts by securing for limited times to authors and inventors the exclusive right to their respective writings and discoveries;

8. To encourage the advancement of science and useful arts by granting authors and inventors exclusive rights to their writings and discoveries for a limited time;

9. To constitute tribunals inferior to the Supreme Court;

9. To create courts that are below the Supreme Court;

10. To define and punish piracies and felonies committed on the high seas, and offences against the law of nations;

10. To define and punish acts of piracy and crimes committed on the high seas, as well as violations of international law;

11. To declare war, grant letters of marque and reprisal, and make rules concerning captures on land and water;

11. To declare war, issue letters of marque and reprisal, and establish rules regarding captures on land and water;

12. To raise and support armies, but no appropriation of money to that use shall be for a longer term than two years;

12. To raise and support armies, but no funding for that purpose shall last longer than two years;

13. To provide and maintain a navy;

13. To establish and sustain a navy;

14. To make rules for the government and regulation of the land and naval forces;

14. To create rules for the management and regulation of the land and naval forces;

15. To provide for calling forth the militia to execute the laws of the Union, suppress insurrections, and repel invasions;

15. To allow for the mobilization of the militia to enforce the laws of the Union, put down uprisings, and fend off invasions;

16. To provide for organizing, arming, and disciplining the militia, and for governing such part of them as may be employed in the service of the United States, reserving to the States respectively the appointment of the officers, and the authority of training the militia according to the discipline prescribed by Congress.

16. To organize, arm, and discipline the militia, and to govern those who may be serving the United States, while allowing the States to appoint their officers and train the militia according to the rules set by Congress.

17. To exercise exclusive legislation in all cases whatsoever, over such district (not exceeding ten miles square) as may, by cession of particular States and the acceptance of Congress, become the seat of the government of the United States, and to exercise like authority over all places purchased by the consent of the legislature of the State in which the same shall be, for the erection of forts, magazines, arsenals, dock-yards, and other needful buildings;—and

17. To have exclusive authority to make laws for all cases related to any area (not exceeding ten square miles) that may be transferred by specific States and accepted by Congress as the location of the U.S. government, and to have the same authority over all sites bought with the approval of the state legislature where those sites are located, for the construction of forts, storage facilities, arms depots, shipyards, and other necessary buildings;—and

18. To make all laws which shall be necessary and proper for carrying into execution the foregoing powers, and all other powers vested by this Constitution in the government of the United States, or in any department or officer thereof.

18. To create all laws that are necessary and appropriate for implementing the powers mentioned above, and all other powers granted by this Constitution to the government of the United States, or to any department or officer of it.

Section 9. 1. The migration or importation of such persons as any of the States now existing shall think proper to admit, shall not be prohibited by the Congress prior to the year one thousand eight hundred and eight, but a tax or duty may be imposed on such importation, not exceeding ten dollars for each person.

Section 9. 1. The migration or importation of individuals that any of the current States deem appropriate to allow shall not be restricted by Congress before the year 1808, but a tax or duty may be placed on such importation, not exceeding ten dollars for each person.

2. The privilege of the writ of habeas corpus shall not be suspended, unless when in cases of rebellion or invasion the public safety may require it.

2. The right to habeas corpus cannot be suspended, except in cases of rebellion or invasion where public safety calls for it.

3. No bill of attainder or ex post facto law shall be passed.

3. No bill of attainder or ex post facto law can be enacted.

4. No capitation, or other direct, tax shall be laid, unless in proportion to the census or enumeration hereinbefore directed to be taken.[6]

4. No head tax or any other direct tax can be imposed unless it's based on the census or count mentioned earlier.[6]

5. No tax or duty shall be laid on articles exported from any State.

5. No tax or fee will be imposed on goods exported from any State.

6. No preference shall be given by any regulation of commerce or revenue to the ports of one State over those of another: nor shall vessels bound to, or from, one State, be obliged to enter, clear, or pay duties in another.

6. No regulation of commerce or revenue shall favor the ports of one state over those of another; nor shall vessels heading to or from one state be required to enter, clear, or pay duties in another.

7. No money shall be drawn from the Treasury, but in consequence of appropriations made by law; and a regular statement and account of the receipts and expenditures of all public money shall be published from time to time.

7. No money can be taken from the Treasury unless it's based on legal appropriations; and a regular report and account of all public money received and spent shall be published periodically.

8. No title of nobility shall be granted by the United States; and no person, holding any office of profit or trust under them, shall, without the consent of the Congress, accept of any present, emolument, office, or title, of any kind whatever, from any king, prince, or foreign State.

8. No title of nobility will be given by the United States; and no person holding any position of profit or trust under them shall, without the approval of Congress, accept any gift, payment, position, or title of any kind from any king, prince, or foreign government.

Section 10. 1. No State shall enter into any treaty, alliance, or confederation; grant letters of marque and reprisal; coin money; emit bills of credit; make anything but gold and silver coin a tender in payment of debts; pass any bill of attainder, ex post facto law, or law impairing the obligation of contracts; or grant any title of nobility.

Section 10. 1. No state may enter into any treaty, alliance, or confederation; issue letters of marque and reprisal; mint money; issue bills of credit; make anything other than gold and silver coins acceptable for payment of debts; pass any bill of attainder, ex post facto law, or law that weakens the obligation of contracts; or grant any title of nobility.

2. No State shall, without the consent of the Congress, lay any imposts or duties on imports or exports, except what may be absolutely necessary for executing its inspection laws: and the net produce of all duties and imposts, laid by any State on imports or exports, shall be for the use of the Treasury of the United States; and all such laws shall be subject to the revision and control of the Congress.

2. No state shall, without the approval of Congress, impose any taxes or duties on imports or exports, except what is absolutely necessary for enforcing its inspection laws; and the net revenue from all taxes and duties imposed by any state on imports or exports shall go to the Treasury of the United States; and all such laws will be subject to review and control by Congress.

3. No State shall, without the consent of Congress, lay any duty of tonnage, keep troops, or ships of war in time of peace, enter into any agreement or compact with another State, or with a foreign power, or engage in war unless actually invaded, or in such imminent danger as will not admit of delay.

3. No state shall, without Congress's approval, impose any tonnage duties, maintain troops or warships during peacetime, enter into any agreements or compacts with another state or a foreign power, or go to war unless it is actually invaded or in such immediate danger that there isn't time to wait.

Article 2

Section 1. 1. The executive power shall be vested in a President of the United States of America. He shall hold his office during the term of four years, and, together with the Vice-President, chosen for the same term, be elected, as follows:

Section 1. 1. The executive power will be held by a President of the United States of America. He will serve a term of four years and, along with the Vice-President, who is chosen for the same term, be elected as follows:

2. Each State shall appoint, in such manner as the legislature thereof may direct, a number of electors, equal to the whole number of senators and representatives to which the State may be entitled in the Congress; but no senator or representative, or person holding an office of trust or profit under the United States, shall be appointed an elector.[7] The electors shall meet in their respective States, and vote by ballot for two persons, of whom one at least shall not be an inhabitant of the same State with themselves. And they shall make a list of all the persons voted for, and of the number of votes for each; which list they shall sign and certify, and transmit sealed to the seat of the government of the United States, directed to the president of the Senate. The President of the Senate shall, in the presence of the Senate and House of Representatives, open all the certificates, and the votes shall then be counted. The person having the greatest number of votes shall be the President, if such number be a majority of the whole number of electors appointed; and if there be more than one who have such majority, and have an equal number of votes, then the House of Representatives shall immediately choose by ballot one of them for President; and if no person have a majority, then from the five highest on the list the said House shall in like manner choose the President. But in choosing the President, the votes shall be taken by States, the representation from each State having one vote; a quorum for this purpose shall consist of a member or members from two-thirds of the States and a majority of all the States shall be necessary to a choice. In every case, after the choice of the President, the person having the greatest number of votes of the electors shall be the Vice-President. But if there should remain two or more who have equal votes, the Senate shall choose from them by ballot the Vice-President.[8]

2. Each State will appoint, in a way determined by its legislature, a number of electors equal to the total number of senators and representatives that the State is entitled to in Congress; however, no senator or representative, or anyone holding an office of trust or profit under the United States, can be appointed as an elector.[7] The electors will meet in their respective States and vote by ballot for two people, at least one of whom should not live in the same State as them. They will create a list of all the people voted for, along with the number of votes each received; this list will be signed and certified, then sent sealed to the seat of the government of the United States, addressed to the president of the Senate. The President of the Senate will open all the certificates in front of the Senate and House of Representatives, and the votes will then be counted. The person with the most votes will become the President if that number is a majority of all the electors appointed; if more than one person has such a majority and they have an equal number of votes, then the House of Representatives will immediately choose one of them as President by ballot; and if no one has a majority, then from the five highest on the list, the House will choose the President in the same way. When choosing the President, the votes will be taken by States, with each State's representation holding one vote; a quorum for this purpose will consist of members from two-thirds of the States, and a majority of all the States will be needed for a choice. In every case, after the choice of the President, the person with the most votes from the electors will be the Vice-President. If there are two or more candidates with equal votes, the Senate will choose from them by ballot for Vice-President.[8]

3. The Congress may determine the time of choosing the electors, and the day on which they shall give their votes; which day shall be the same throughout the United States.

3. Congress can decide when to choose the electors and the day they will cast their votes; this day must be the same across the United States.

4. No person except a natural born citizen, or a citizen of the United States, at the time of the adoption of this Constitution, shall be eligible to the office of President; neither shall any person be eligible to that office who shall not have attained to the age of thirty-five years, and been fourteen years a resident within the United States.

4. No one except a natural born citizen, or a citizen of the United States at the time this Constitution was adopted, can be eligible for the office of President; nor can anyone be eligible for that office who has not reached the age of thirty-five and has been a resident in the United States for fourteen years.

5. In case of the removal of the President from office, or of his death, resignation, or inability to discharge the powers and duties of the said office, the same shall devolve on the Vice-President, and the Congress may by law provide for the case of removal, death, resignation, or inability both of the President and Vice-President, declaring what officer shall then act as President, and such officer shall act accordingly, until the disability be removed, or a President shall be elected.

5. If the President is removed from office, dies, resigns, or is unable to perform the duties of the office, the Vice-President will take over the role. Congress can create laws to address situations involving the removal, death, resignation, or inability of both the President and Vice-President, specifying who will act as President in those cases. That designated officer will serve in that capacity until the issue is resolved or a new President is elected.

6. The President shall, at stated times, receive for his services a compensation, which shall neither be increased nor diminished during the period for which he shall have been elected, and he shall not receive within that period any other emolument from the United States, or any of them.

6. The President will receive a salary at designated times for his services, which cannot be increased or decreased during his elected term, and he will not receive any other payment from the United States, or any of its entities, during that time.

7. Before he enter on the execution of his office, he shall take the following oath or affirmation:—"I do solemnly swear (or affirm) that I will faithfully execute the office of President of the United States, and will to the best of my ability, preserve, protect, and defend the Constitution of the United States."

7. Before he begins his duties, he must take the following oath or affirmation:—"I do solemnly swear (or affirm) that I will faithfully execute the office of President of the United States, and will to the best of my ability, preserve, protect, and defend the Constitution of the United States."

Section 2. 1. The President shall be commander-in-chief of the army and navy of the United States, and of the militia of the several States, when called into the actual service of the United States; he may require the opinion, in writing, of the principal officer in each of the executive departments, upon any subject relating to the duties of their respective offices, and he shall have power to grant reprieves and pardons for offences against the United States, except in cases of impeachment.

Section 2. 1. The President is the commander-in-chief of the army and navy of the United States, as well as the militias of the individual states when they are called into active service. He can ask for written opinions from the heads of each executive department on any matters related to their duties, and he has the authority to grant reprieves and pardons for offenses against the United States, except in impeachment cases.

2. He shall have power, by and with the advice and consent of the Senate, to make treaties, provided two-thirds of the senators present concur; and he shall nominate, and by and with the advice and consent of the Senate, shall appoint ambassadors, other public ministers and consuls, judges of the Supreme Court, and all other officers of the United States, whose appointments are not herein otherwise provided for, and which shall be established by law: but the Congress may by law vest the appointment of such inferior officers, as they think proper, in the President alone, in the courts of law, or in the heads of departments.

2. The President has the power, with the advice and approval of the Senate, to make treaties, as long as two-thirds of the senators present agree; and he can nominate, and with the advice and consent of the Senate, appoint ambassadors, other public ministers and consuls, judges of the Supreme Court, and all other officers of the United States whose appointments are not otherwise covered here, and which shall be established by law: but Congress can, through legislation, give the President alone, the courts, or the heads of departments the authority to appoint such lower-level officers as they see fit.

3. The President shall have power to fill all vacancies that may happen during the recess of the Senate, by granting commissions which shall expire at the end of their next session.

3. The President has the authority to fill any vacancies that occur during the Senate's recess by issuing commissions that will expire at the end of the Senate's next session.

Section 3. He shall from time to time give to the Congress information on the state of the Union, and recommend to their consideration such measures as he shall judge necessary and expedient; he may, on extraordinary occasions, convene both Houses, or either of them, and in case of disagreement between them, with respect to the time of adjournment, he may adjourn them to such time as he shall think proper; he shall receive ambassadors and other public ministers; he shall take care that the laws be faithfully executed, and shall commission all the officers of the United States.

Section 3. He will periodically provide Congress with updates on the state of the Union and suggest any measures he believes are necessary and appropriate; he may, in exceptional situations, call both Houses or either one of them to meet, and if they disagree about when to adjourn, he can set the adjournment time as he sees fit; he will receive ambassadors and other public officials; he will ensure that the laws are faithfully executed and will appoint all the officers of the United States.

Section 4. The President, Vice-President, and all civil officers of the United States shall be removed from office on impeachment for, and conviction of, treason, bribery, or other high crimes and misdemeanors.

Section 4. The President, Vice-President, and all federal officials of the United States can be removed from their positions if they are impeached and convicted of treason, bribery, or other serious crimes and misdemeanors.

Article III

Section 1. The judicial power of the United States shall be vested in one Supreme Court, and in such inferior courts as the Congress may from time to time ordain and establish. The judges, both of the Supreme and inferior courts, shall hold their offices during good behaviour, and shall, at stated times, receive for their services a compensation, which shall not be diminished during their continuance in office.

Section 1. The judicial power of the United States will be held by one Supreme Court and any lower courts that Congress may create. The judges of both the Supreme and lower courts will serve as long as they behave properly and will receive a salary at regular intervals, which cannot be reduced while they are in office.

Section 2. 1. The judicial power shall extend to all cases, in law and equity, arising under this Constitution, the laws of the United States, and treaties made, or which shall be made, under their authority;—to all cases affecting ambassadors, other public ministers and consuls;—to all cases of admiralty and maritime jurisdiction;—to controversies to which the United States shall be a party;—to controversies between two or more States;—between a State and citizens of another State;[9]—between citizens of different States;—between citizens of the same State claiming lands under grants of different States;—and between a State, or the citizens thereof, and foreign States, citizens, or subjects.

Section 2. 1. The judicial power covers all cases in law and equity that arise under this Constitution, the laws of the United States, and treaties made or that will be made under their authority;—including all cases involving ambassadors, other public ministers and consuls;—all cases related to admiralty and maritime jurisdiction;—disputes where the United States is a party;—disputes between two or more States;—between a State and citizens of another State;—between citizens of different States;—between citizens of the same State claiming land under grants from different States;—and between a State, or its citizens, and foreign States, citizens, or subjects.

2. In all cases affecting ambassadors, other public ministers and consuls and those in which a State shall be a party, the Supreme Court shall have original jurisdiction. In all the other cases before mentioned, the Supreme Court shall have appellate jurisdiction, both as to law and fact, with such exceptions and under such regulations as the Congress shall make.

2. In all cases involving ambassadors, other public ministers, consuls, and those in which a state is a party, the Supreme Court will have the original jurisdiction. In all other previously mentioned cases, the Supreme Court will have appellate jurisdiction regarding both law and facts, with exceptions and regulations as determined by Congress.

3. The trial of all crimes, except in cases of impeachment, shall be by jury; and such trial shall be held in the State where the said crimes shall have been committed; but when not committed within any State, the trial shall be at such place or places as the Congress may by law have directed.

3. The trial for all crimes, except in cases of impeachment, will be by jury; and that trial will take place in the State where the crimes were committed. However, if the crimes weren't committed in any State, the trial will occur at a place or places that Congress directs by law.

Section 3. 1. Treason against the United States shall consist only in levying war against them, or in adhering to their enemies, giving them aid and comfort. No person shall be convicted of treason unless on the testimony of two witnesses to the same overt act, or on confession in open court.

Section 3. 1. Treason against the United States means only engaging in war against them or supporting their enemies by providing them assistance and comfort. No one can be convicted of treason unless there are two witnesses to the same open act, or there is a confession made in open court.

2. The Congress shall have power to declare the punishment of treason, but no attainder of treason shall work corruption of blood or forfeiture except during the life of the person attainted.

2. Congress has the power to declare the punishment for treason, but no conviction for treason will result in the loss of rights or property except during the lifetime of the person convicted.

Article IV

Section 1. Full faith and credit shall be given in each State to the public acts, records, and judicial proceedings of every other State. And the Congress may by general laws prescribe the manner in which such acts, records, and proceedings shall be proved, and the effect thereof.

Section 1. Each State will give full recognition to the public acts, records, and judicial proceedings of every other State. Congress may establish general laws to outline how these acts, records, and proceedings should be validated and their impact.

Section 2. 1. The citizens of each State shall be entitled to all privileges and immunities of citizens in the several States.

Section 2. 1. The citizens of each State will have all the rights and protections that citizens have in other States.

2. A person charged in any State with treason, felony, or other crime, who shall flee from justice, and be found in another State, shall on demand of the executive authority of the State from which he fled, be delivered up, to be removed to the State having jurisdiction of the crime.

2. A person accused of treason, felony, or any other crime in any State, who flees from justice and is found in another State, shall, upon the request of the executive authority of the State they fled from, be handed over to be taken back to the State that has jurisdiction over the crime.

3. No person held to service or labor in one State, under the laws thereof, escaping into another, shall, in consequence of any law or regulation therein, be discharged from such service or labor, but shall be delivered up on claim of the party to whom such service or labor may be due.

3. No one who is required to work in one state and escapes to another will be freed from that obligation due to any laws or regulations in the new state. Instead, they will be returned to the person to whom they owe that work.

Section 3. 1. New States may be admitted by the Congress into this Union; but no new State shall be formed or erected within the jurisdiction of any other State; nor any State be formed by the junction of two or more States, or parts of States, without the consent of the legislatures of the States concerned as well as of the Congress.

Section 3. 1. Congress can admit new states into this Union; however, no new state can be created within the borders of any existing state, nor can any state be formed by merging two or more states, or parts of states, without the approval of the legislatures of the states involved and Congress.

2. The Congress shall have power to dispose of and make all needful rules and regulations respecting the territory or other property belonging to the United States; and nothing in this Constitution shall be so construed as to prejudice any claims, of the United States, or of any particular State.

2. Congress has the authority to manage and create all necessary rules and regulations regarding the territory or other property owned by the United States; and nothing in this Constitution should be interpreted to harm any claims, whether from the United States or any specific State.

Section 4. The United States shall guarantee to every State in this Union a republican form of government, and shall protect each of them against invasion; and on application of the legislature, or of the executive (when the legislature cannot be convened), against domestic violence.

Section 4. The United States will guarantee every state in this union a republic-style government and will protect each one from invasion; and upon request from the legislature, or from the executive (when the legislature can’t be brought together), from domestic violence.

Article V

The Congress, whenever two-thirds of both Houses shall deem it necessary, shall propose amendments to this Constitution, or, on the application of the legislatures of two-thirds of the several States, shall call a convention for proposing amendments, which, in either case, shall be valid to all intents and purposes as part of this Constitution, when ratified by the legislatures of three-fourths of the several States, or by conventions in three-fourths thereof, as the one or the other mode of ratification may be proposed by the Congress; provided that no amendment which may be made prior to the year one thousand eight hundred and eight shall in any manner affect the first and fourth clauses in the ninth Section of the first article; and that no State, without its consent, shall be deprived of its equal suffrage in the Senate.

The Congress, whenever two-thirds of both Houses consider it necessary, will propose amendments to this Constitution, or, upon the request of the legislatures of two-thirds of the States, will call a convention to propose amendments. In either case, these amendments will be valid as part of this Constitution once ratified by the legislatures of three-fourths of the States, or by conventions in three-fourths of them, depending on which method of ratification Congress proposes. However, no amendment made before the year 1808 shall affect the first and fourth clauses in the ninth Section of the first article; and no State shall be deprived of its equal voting rights in the Senate without its consent.

Article 6

1. All debts contracted and engagements entered into, before the adoption of this Constitution, shall be as valid against the United States under this Constitution, as under the Confederation.

1. All debts incurred and agreements made before this Constitution was adopted will be just as valid against the United States under this Constitution as they were under the Confederation.

2. This Constitution and the laws of the United States which shall be made in pursuance thereof and all treaties made, or which shall be made, under the authority of the United States, shall be the supreme law of the land; and the judges in every State shall be bound thereby, anything in the Constitution or laws of any State to the contrary notwithstanding.

2. This Constitution and the laws of the United States that are created under it, along with all treaties made or that will be made under the authority of the United States, will be the highest law of the land; and judges in every State must follow it, regardless of anything in the Constitution or laws of any State that says otherwise.

3. The senators and representatives before mentioned, and the members of the several State legislatures, and all executive and judicial officers, both of the United States and of the several States, shall be bound by oath or affirmation to support this Constitution; but no religious test shall ever be required as a qualification to any office or public trust under the United States.

3. The senators and representatives mentioned earlier, along with members of state legislatures and all executive and judicial officers at both the federal and state levels, must take an oath or affirmation to uphold this Constitution; however, no religious test will ever be required as a qualification for any office or public trust under the United States.

Article 7

The ratification of the conventions of nine States shall be sufficient for the establishment of this Constitution between the States so ratifying the same.

The approval of the conventions by nine States is enough to establish this Constitution among those States that ratify it.

Done in Convention by the unanimous consent of the States present the seventeenth day of September in the year of our Lord one thousand seven hundred and eighty-seven and of the independence of the United States of America the twelfth. In witness whereof we have hereunto subscribed our names,

Done in Convention by the unanimous consent of the States present on the seventeenth day of September in the year of our Lord eighteen hundred and eighty-seven and the twelfth year of the independence of the United States of America. In witness whereof we have hereunto subscribed our names,

Go. Washington D.C.
Presidt. and Deputy from Virginia

[and thirty-eight members from all the States except Rhode Island.]

[and thirty-eight members from all the states except Rhode Island.]


Articles in addition to, and amendment of, the Constitution of the United States of America, proposed by Congress, and ratified by the legislatures of the several States pursuant to the fifth article of the original Constitution.

Articles in addition to, and changes to, the Constitution of the United States of America, proposed by Congress and approved by the legislatures of the various States in accordance with the fifth article of the original Constitution.

Article 1[10]

Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the government for a redress of grievances.

Congress cannot create a law that establishes a religion or prohibits the free practice of religion; nor can it limit freedom of speech or the press; or the right of people to gather peacefully and ask the government to address their concerns.

Article II

A well regulated militia, being necessary to the security of a free State, the right of the people to keep and bear arms shall not be infringed.

A well-regulated militia is essential for the security of a free state, so the people's right to keep and carry weapons shall not be violated.

Article III

No soldier shall, in time of peace, be quartered in any house, without the consent of the owner, nor in time of war, but in a manner to be prescribed by law.

No soldier can be housed in any home during peacetime without the owner's permission, and during wartime, it must be done in a way specified by law.

Article IV

The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no warrants shall issue, but upon probable cause, supported by oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.

The people's right to feel safe in their bodies, homes, documents, and belongings from unreasonable searches and seizures cannot be violated. No warrants will be issued unless there is probable cause, supported by an oath or affirmation, specifically describing the location to be searched and the people or items to be seized.

Article 5

No person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a grand jury, except in cases arising in the land or naval forces, or in the militia, when in actual service in time of war or public danger; nor shall any person be subject for the same offence to be twice put in jeopardy of life or limb; nor shall be compelled in any criminal case to be a witness against himself; nor be deprived of life, liberty, or property, without due process of law; nor shall private property be taken for public use, without just compensation.

No one can be tried for a serious crime unless a grand jury presents an indictment, except for cases related to the military or militia when they're actively serving in wartime or during a public emergency. No person can be tried twice for the same crime, nor can they be forced to testify against themselves in a criminal case. Everyone has the right to due process; no one can be deprived of life, liberty, or property without it. Additionally, private property cannot be taken for public use without fair compensation.

Article 6

In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed, which district shall have been previously ascertained by law, and to be informed of the nature and cause of the accusation; to be confronted with the witnesses against him; to have compulsory process for obtaining witnesses in his favor, and to have the assistance of counsel for his defence.

In all criminal cases, the accused has the right to a speedy and public trial by an impartial jury from the state and district where the crime was committed. This district must have been established by law beforehand. The accused has the right to be informed about the nature and reasons for the charges against them, to confront the witnesses who testify against them, to have a process to obtain witnesses in their favor, and to have the assistance of a lawyer for their defense.

Article 7

In suits at common law, where the value in controversy shall exceed twenty dollars, the right of trial by jury shall be preserved, and no fact tried by a jury shall be otherwise reexamined in any court of the United States, than according to the rules of the common law.

In lawsuits at common law, if the amount in dispute is more than twenty dollars, the right to a trial by jury will be maintained, and no fact decided by a jury can be reexamined in any court in the United States, except according to common law rules.

Article 8

Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.

Excessive bail shouldn’t be required, nor should excessive fines be imposed, and cruel or unusual punishments shouldn’t be inflicted.

Article 9

The enumeration in the Constitution, of certain rights, shall not be construed to deny or disparage others retained by the people.

The list of specific rights in the Constitution shouldn’t be taken to deny or belittle other rights kept by the people.

Article X

The powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people.

The powers that the Constitution doesn't assign to the United States or restrict for the States belong to the States or to the people.

Article 11[11]

The judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by citizens of another State, or by citizens or subjects of any foreign State.

The judicial power of the United States can't be interpreted to cover any legal action, whether in law or equity, that is started or pursued against one of the United States by citizens of another state, or by citizens or subjects of any foreign state.

Article 12[12]

The electors shall meet in their respective States, and vote by ballot for President and Vice-President, one of whom at least shall not be an inhabitant of the same State with themselves; they shall name in their ballots the person voted for as President, and in distinct ballots the person voted for as Vice-President, and they shall make distinct lists of all persons voted for as President, and of all persons voted for as Vice-President, and of the number of votes for each, which lists they shall sign and certify, and transmit sealed to the seat of the government of the United States, directed to the President of the Senate;—The President of the Senate shall, in presence of the Senate and House of Representatives, open all the certificates and the votes shall then be counted;—The person having the greatest number of votes for President, shall be the President, if such number be a majority of the whole number of electors appointed; and if no person have such majority, then from the persons having the highest numbers not exceeding three on the list of those voted for as President, the House of Representatives shall choose immediately, by ballot, the President. But in choosing the President, the votes shall be taken by States, the representation from each State having one vote; a quorum for this purpose shall consist of a member or members from two-thirds of the States, and a majority of all the States shall be necessary to a choice. And if the House of Representatives shall not choose a President whenever the right of choice shall devolve upon them, before the fourth day of March next following, then the Vice-President shall act as President, as in the case of the death or other constitutional disability of the President. The person having the greatest number of votes as Vice-President, shall be the Vice-President, if such number be a majority of the whole number of electors appointed, and if no person have a majority, then from the two highest members on the list, the Senate shall choose the Vice-President; a quorum for the purpose shall consist of two-thirds of the whole number of senators, and a majority of the whole number shall be necessary to a choice. But no person constitutionally ineligible to the office of President shall be eligible to that of Vice-President of the United States.

The electors will meet in their respective States and vote by ballot for President and Vice-President, with at least one of them not being a resident of the same State as the others. They will indicate on their ballots the person they are voting for as President and, on separate ballots, the person they are voting for as Vice-President. They will create separate lists of all individuals voted for as President and Vice-President, along with the number of votes each received, which they will sign, certify, and send sealed to the seat of government in the United States, addressed to the President of the Senate. The President of the Senate will then open all the certificates in the presence of the Senate and House of Representatives, and the votes will be counted. The candidate with the most votes for President will be the President, provided that number is a majority of all appointed electors. If no candidate receives a majority, the House of Representatives will select the President from the top three candidates, voting by ballot. In this process, votes will be taken by States, with each State having one vote; a quorum will require members from two-thirds of the States, and a majority of all States is necessary for a selection. If the House of Representatives does not select a President before the fourth day of March following the election, the Vice-President will act as President, similar to what happens if the President dies or is otherwise incapacitated. The candidate with the most votes for Vice-President will be the Vice-President, assuming that number is a majority. If no one has a majority, the Senate will choose the Vice-President from the top two candidates, with a quorum consisting of two-thirds of all senators and a majority required for selection. However, anyone who is constitutionally ineligible to be President cannot be eligible for the Vice-President of the United States.

Article 13[13]

Section 1. Neither slavery nor involuntary servitude, except as a punishment for crime whereof the party shall have been duly convicted, shall exist within the United States, or any place subject to their jurisdiction.

Section 1. Neither slavery nor forced labor, except as a punishment for a crime for which the person has been properly convicted, shall exist within the United States, or any area under their control.

Section 2. Congress shall have power to enforce this article by appropriate legislation.

Section 2. Congress has the authority to enforce this article through relevant legislation.

Article 14[14]

Section 1. All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.

Section 1. All individuals born or naturalized in the United States, and under its authority, are citizens of the United States and the state in which they live. No state can create or enforce any law that limits the rights or privileges of United States citizens; nor can any state take away someone's life, liberty, or property without fair legal procedures; nor can any state deny anyone within its borders equal protection under the law.

Section 2. Representatives shall be apportioned among the several States according to their respective numbers, counting the whole number of persons in each State, excluding Indians not taxed. But when the right to vote at any election for the choice of electors for President and Vice-President of the United States, representatives in Congress, the executive and judicial officers of a State, or the members of the legislature thereof, is denied to any of the male inhabitants of such State, being twenty-one years of age, and citizens of the United States, or in any way abridged, except for participation in rebellion or other crime, the basis of representation therein shall be reduced in the proportion which the number of such male citizens shall bear to the whole number of male citizens twenty-one years of age in such State.

Section 2. Representatives will be distributed among the various States based on their populations, counting the total number of people in each State, excluding untaxed Native Americans. However, if the right to vote in any election for choosing electors for the President and Vice-President of the United States, representatives in Congress, executive and judicial officers of a State, or members of the state legislature is denied to any male residents of that State who are twenty-one years old and U.S. citizens, or if it is limited in any way, except for participation in a rebellion or other crime, the basis for representation will be reduced in proportion to the number of those male citizens compared to the total number of male citizens aged twenty-one and over in that State.

Section 3. No person shall be a senator or representative in Congress, or elector of President and Vice-President, or hold any office, civil or military, under the United States, or under any State, who, having previously taken an oath, as a member of Congress, or as an officer of the United States, or as a member of any State legislature, or as an executive or judicial officer of any State, to support the Constitution of the United States, shall have engaged in insurrection or rebellion against the same, or given aid or comfort to the enemies thereof. But Congress may by two-thirds vote of each House, remove such disability.

Section 3. No one can be a senator or representative in Congress, an elector for President and Vice-President, or hold any office, civil or military, under the United States or any State, if they have previously taken an oath as a member of Congress, an officer of the United States, a member of any State legislature, or an executive or judicial officer of any State to support the Constitution of the United States, and then have participated in insurrection or rebellion against it, or provided aid or comfort to its enemies. However, Congress can remove this disability with a two-thirds vote from both Houses.

Section 4. The validity of the public debt of the United States, authorized by law, including debts incurred for payment of pensions and bounties for services in suppressing insurrection or rebellion, shall not be questioned. But neither the United States nor any State shall assume or pay any debt or obligation incurred in aid of insurrection or rebellion against the United States, or any claim for the loss or emancipation of any slave; but all such debts, obligations, and claims shall be held illegal and void.

Section 4. The validity of the public debt of the United States, authorized by law, including debts for pensions and rewards for services in putting down insurrection or rebellion, cannot be questioned. However, neither the United States nor any State will take on or pay any debt or obligation incurred in support of insurrection or rebellion against the United States, nor any claim related to the loss or emancipation of any slave; all such debts, obligations, and claims are considered illegal and void.

Section 5. The Congress shall have power to enforce, by appropriate legislation, the provisions of this article.

Section 5. Congress has the authority to enforce the provisions of this article through appropriate legislation.

Article 15[15]

Section 1. The right of citizens of the United States to vote shall not be denied or abridged by the United States or by any State on account of race, color, or previous condition of servitude.

Section 1. Citizens of the United States have the right to vote, and this right cannot be denied or limited by the United States or any State because of race, color, or past conditions of servitude.

Section 2. The Congress shall have power to enforce this article by appropriate legislation.

Section 2. Congress has the power to enforce this article through appropriate legislation.

Article 16[16]

The Congress shall have power to lay and collect taxes on incomes, from whatever source derived, without apportionment among the several States, and without regard to any census or enumeration.

The Congress has the authority to impose and collect taxes on incomes from any source, without dividing it among the various States, and without considering any census or count.

Article 17[17]

The Senate of the United States shall be composed of two senators from each State, elected by the people thereof, for six years; and each senator shall have one vote. The electors in each State shall have the qualifications requisite for electors of the most numerous branch of the State legislature.

The Senate of the United States will consist of two senators from each State, elected by the people, for six years; and each senator will have one vote. The voters in each State must meet the qualifications required for voters in the most populous branch of the State legislature.

When vacancies happen in the representation of any State in the Senate, the executive authority of each State shall issue writs of election to fill such vacancies: Provided that the legislature of any State may empower the executive thereof to make temporary appointments until the people fill the vacancies by election as the legislature may direct.

When there are vacancies in a State's Senate representation, the executive authority of each State will issue election writs to fill those vacancies: Provided that the legislature of any State can allow the executive to make temporary appointments until the people elect representatives to fill the vacancies as the legislature decides.

This amendment shall not be so construed as to effect the election or term of any senator chosen before it becomes valid as part of the Constitution.

This amendment should not be interpreted as affecting the election or term of any senator elected before it becomes valid as part of the Constitution.

Article 18[18]

Section 1. After one year from the ratification of this article the manufacture, sale, or transportation of intoxicating liquors within, the importation thereof into, or the exportation thereof from the United States and all territory subject to the jurisdiction thereof for beverage purposes is hereby prohibited.

Section 1. One year after this article is ratified, the production, sale, or transportation of alcoholic beverages within the United States, as well as their importation and exportation for drinking purposes, is prohibited.

Section 2. The Congress and the several States shall have concurrent power to enforce this article by appropriate legislation.

Section 2. Congress and the states will have the shared authority to enforce this article through appropriate laws.

Section 3. This article shall be inoperative unless it shall have been ratified as an amendment to the Constitution by the legislatures of the several States, as provided in the Constitution, within seven years from the date of the submission hereof to the States by the Congress.

Section 3. This article will not be effective unless it has been approved as an amendment to the Constitution by the legislatures of the various States, as outlined in the Constitution, within seven years from the date it is submitted to the States by Congress.

Article 19[19]

The right of citizens of the United States to vote shall not be denied or abridged by the United States or any State on account of sex.

The right of citizens of the United States to vote cannot be denied or limited by the United States or any state based on sex.

The Congress shall have power to enforce this article by appropriate legislation.

Congress has the authority to enforce this article through appropriate laws.


POPULATION OF THE UNITED STATES, BY STATES: 1920, 1910, 1900

States Population 
 192019101900
United States105,708,77191,972,26675,994,575
Alabama
Arizona
Arkansas
California
Colorado
Connecticut
Delaware
District of Columbia
Florida
Georgia
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky
Louisiana
Maine
Maryland
Massachusetts
Michigan
Minnesota
Mississippi
Missouri
Montana
Nebraska
Nevada
New Hampshire
New Jersey
New Mexico
New York
North Carolina
North Dakota
Ohio
Oklahoma
Oregon
Pennsylvania
Rhode Island
South Carolina
South Dakota
Tennessee
Texas
Utah
Vermont
Virginia
Washington
West Virginia
Wisconsin
Wyoming
2,348,174
333,903
1,752,204
3,426,861
939,629
1,380,631
223,003
437,571
968,470
2,895,832
431,866
6,485,280
2,930,390
2,404,021
1,769,257
2,416,630
1,798,509
768,014
1,449,661
3,852,356
3,668,412
2,387,125
1,790,618
3,404,055
548,889
1,296,372
77,407
443,407
3,155,900
360,350
10,384,829
2,559,123
645,680
5,759,394
2,028,283
783,389
8,720,017
604,397
1,683,724
636,547
2,337,885
4,663,228
449,396
352,428
2,309,187
1,356,621
1,463,701
2,632,067
194,402
2,138,093
204,354
1,574,449
2,377,549
799,024
1,114,756
202,322
331,069
752,619
2,609,121
325,594
5,638,591
2,700,876
2,224,771
1,690,949
2,289,905
1,656,388
742,371
1,295,346
3,366,416
2,810,173
2,075,708
1,797,114
3,293,335
376,053
1,192,214
81,875
430,572
2,537,167
327,301
9,113,614
2,206,287
577,056
4,767,121
1,657,155
672,765
7,665,111
542,610
1,515,400
583,888
2,184,789
3,896,542
373,351
355,956
2,061,612
1,141,990
1,221,119
2,333,860
145,965
1,828,697
122,931
1,311,564
1,485,053
539,700
908,420
184,735
278,718
528,542
2,216,331
161,772
4,821,550
2,516,462
2,231,853
1,470,495
2,147,174
1,381,625
694,466
1,188,044
2,805,346
2,420,982
1,751,394
1,551,270
3,106,665
243,329
1,066,300
42,335
411,588
1,883,669
195,310
7,268,894
1,893,810
319,146
4,157,545
790,391
413,536
6,302,115
428,556
1,340,316
401,570
2,020,616
3,048,710
276,749
343,641
1,854,184
518,103
958,800
2,069,042
92,531


APPENDIX

TABLE OF PRESIDENTS

 NameStateGet-togetherYear in
Workplace
Vice President
1George WashingtonVa.Fed.1789-1797John Adams
2John AdamsMass.Fed.1797-1801Thomas Jefferson
3Thomas JeffersonVa.Rep.1801-1809Aaron Burr
George Clinton
4James MadisonVa.Rep.1809-1817George Clinton
Elbridge Gerry
5James MonroeVa.Rep.1817-1825Daniel D. Tompkins
6John Q. AdamsMass.Rep.1825-1829John C. Calhoun
7Andrew JacksonTenn.Dem.1829-1837John C. Calhoun
Martin Van Buren
8Martin Van BurenN.Y.Dem.1837-1841Richard M. Johnson
9Wm. H. HarrisonOhioWhig1841-1841John Tyler
10John Tyler[20]Va.Whig1841-1845
11James K. PolkTenn.Dem.1845-1849George M. Dallas
12Zachary TaylorLa.Whig1849-1850Millard Fillmore
13Millard Fillmore[20]N.Y.Whig1850-1853
14Franklin PierceN.H.Dem.1853-1857William R. King
15James BuchananPa.Dem.1857-1861J.C. Breckinridge
16Abraham LincolnIll.Rep.1861-1865Hannibal Hamlin
Andrew Johnson
17Andrew Johnson[20]Tenn.Rep.1865-1869
18Ulysses S. GrantIll.Rep.1869-1877Schuyler Colfax
Henry Wilson
19Rutherford B. HayesOhioRep.1877-1881Wm. A. Wheeler
20James A. GarfieldOhioRep.1881-1881Chester A. Arthur
21Chester A. Arthur[20]N.Y.Rep.1881-1885
22Grover ClevelandN.Y.Dem.1885-1889Thomas A. Hendricks
23Benjamin HarrisonInd.Rep.1889-1893Levi P. Morton
24Grover ClevelandN.Y.Dem.1893-1897Adlai E. Stevenson
25William McKinleyOhioRep.1897-1901Garrett A. Hobart
Theodore Roosevelt
26Theodore Roosevelt[20]N.Y.Rep.1901-1909Chas. W. Fairbanks
27William H. TaftOhioRep.1909-1913James S. Sherman
28Woodrow WilsonN.J.Dem.1913-1921Thomas R. Marshall
29Warren G. HardingOhioRep.1921-Calvin Coolidge


POPULATION OF THE OUTLYING POSSESSIONS: 1920 AND 1910

AREA19201910
United States with outlying possessions117,857,509101,146,530
Continental United States105,708,77191,972,266
Outlying Possessions12,148,7389,174 264
Alaska
American Samoa
Guam
Hawaii
Panama Canal Area
Puerto Rico
Military and naval service abroad, etc.
Philippines
U.S. Virgin Islands
54,899    
8,056    
13,275    
255,912    
22,858    
1,299,809    
117,238    
10,350,640[22]
26,051[24]
64,356    
7,251[21]
11,806    
191,909    
62,810[21]
1,118,012    
55,608    
7,635,426[23]
27,086[25]


A TOPICAL SYLLABUS

As a result of a wholesome reaction against the purely chronological treatment of history, there is now a marked tendency in the direction of a purely topical handling of the subject. The topical method, however, may also be pushed too far. Each successive stage of any topic can be understood only in relation to the forces of the time. For that reason, the best results are reached when there is a combination of the chronological and the topical methods. It is therefore suggested that the teacher first follow the text closely and then review the subject with the aid of this topical syllabus. The references are to pages.

As a result of a healthy pushback against the strictly chronological approach to history, there is now a clear trend toward a purely topical focus on the subject. However, the topical method can also be taken too far. Each stage of any topic can only be understood in the context of the forces at play during that time. For this reason, the best outcomes come from combining both chronological and topical methods. It is suggested that the teacher first follow the text closely and then review the topic using this topical syllabus. The references are to pages.

Immigration

I. Causes: religious (1-2, 4-11, 302), economic (12-17, 302-303), and political (302-303).
II. Colonial immigration.
1. Diversified character: English, Scotch-Irish, Irish, Jews, Germans and other peoples (6-12).
2. Assimilation to an American type; influence of the land system (23-25, 411).
3. Enforced immigration: indentured servitude, slavery, etc. (13-17).
III. Immigration between 1789-1890
1. Nationalities: English, Irish, Germans, and Scandinavians (278, 302-303).
2. Relations to American life (432-433, 445).
IV. Immigration and immigration questions after 1890.
1. Change in nationalities (410-411).
2. Changes in economic opportunities (411).
3. Problems of congestion and assimilation (410).
4. Relations to labor and illiteracy (582-586).
5. Oriental immigration (583).
6. The restriction of immigration (583-585).


Expansion of the United States

I. Territorial growth.
1. Territory of the United States in 1783 (134 and color map).
2. Louisiana purchase, 1803 (188-193 and color map).
3. Florida purchase, 1819 (204).
4. Annexation of Texas, 1845 (278-281).
5. Acquisition of Arizona, New Mexico, California, and other territory at close of Mexican War, 1848 (282-283).
6. The Gadsden purchase, 1853 (283).
7. Settlement of the Oregon boundary question, 1846 (284-286).
8. Purchase of Alaska from Russia, 1867 (479).
9. Acquisition of Tutuila in Samoan group, 1899 (481-482).
10. Annexation of Hawaii, 1898 (484).
11. Acquisition of Porto Rico, the Philippines, and Guam at close of Spanish War, 1898 (493-494).
12. Acquisition of Panama Canal strip, 1904 (508-510).
13. Purchase of Danish West Indies, 1917 (593).
14. Extension of protectorate over Haiti, Santo Domingo, and Nicaragua (593-594).
II. Development of colonial self-government.
1. Hawaii (485).
2. Philippines (516-518).
3. Porto Rico (515-516).
III. Sea power.
1. In American Revolution (118).
2. In the War of 1812 (193-201).
3. In the Civil War (353-354).
4. In the Spanish-American War (492).
5. In the Caribbean region (512-519).
6. In the Pacific (447-448, 481).
7. The rôle of the American navy (515).


The Westward Advance of the People

I. Beyond the Appalachians.
1. Government and land system (217-231).
2. The routes (222-224).
3. The settlers (221-223, 228-230).
4. Relations with the East (230-236).
II. Beyond the Mississippi.
1. The lower valley (271-273).
2. The upper valley (275-276).
III. Prairies, plains, and desert.
1. Cattle ranges and cowboys (276-278, 431-432).
2. The free homesteads (432-433).
3. Irrigation (434-436, 523-525).
IV. The Far West.
1. Peculiarities of the West (433-440).
2. The railways (425-431).
3. Relations to the East and Europe (443-447).
4. American power in the Pacific (447-449).


The Wars of American History

I. Indian wars (57-59).
II. Early colonial wars: King William's, Queen Anne's, and King George's (59).
III. French and Indian War (Seven Years' War), 1754-1763 (59-61).
IV. Revolutionary War, 1775-1783 (99-135).
V. The War of 1812, 1812-1815 (193-201).
VI. The Mexican War, 1845-1848 (276-284).
VII. The Civil War, 1861-1865 (344-375).
VIII. The Spanish War, 1898 (485-497).
IX. The World War, 1914-1918 [American participation, 1917-1918] (596-625).


Government

I. Development of the American system of government.
1. Origin and growth of state government.
a. The trading corporation (2-4), religious congregation (4-5), and proprietary system (5-6).
b. Government of the colonies (48-53).
c. Formation of the first state constitutions (108-110).
d. The admission of new states (see Index under each state).
e. Influence of Jacksonian Democracy (238-247).
f. Growth of manhood suffrage (238-244).
g. Nullification and state sovereignty (180-182, 251-257).
h. The doctrine of secession (345-346).
i. Effects of the Civil War on position of states (366, 369-375).
j. Political reform—direct government—initiative, referendum, and recall (540-544).
2. Origin and growth of national government.
a. British imperial control over the colonies (64-72).
b. Attempts at intercolonial union—New England Confederation, Albany plan (61-62).
c. The Stamp Act Congress (85-86).
d. The Continental Congresses (99-101).
e. The Articles of Confederation (110-111, 139-143).
f. The formation of the federal Constitution (143-160).
g. Development of the federal Constitution.
(1) Amendments 1-11—rights of persons and states (163).
(2) Twelfth amendment—election of President (184, note).
(3) Amendments 13-15—Civil War settlement (358, 366, 369, 370, 374, 375).
(4) Sixteenth amendment—income tax (528-529).
(5) Seventeenth amendment—election of Senators (541-542).
(6) Eighteenth amendment—prohibition (591-592).
(7) Nineteenth amendment—woman suffrage (563-568).
3. Development of the suffrage.
a. Colonial restrictions (51-52).
b. Provisions of the first state constitutions (110, 238-240).
c. Position under federal Constitution of 1787(149).
d. Extension of manhood suffrage (241-244).
e. Extension and limitation of negro suffrage (373-375, 382-387).
f. Woman suffrage (560-568).
II. Relation of government to economic and social welfare.
1. Debt and currency.
a. Colonial paper money (80).
b. Revolutionary currency and debt (125-127).
c. Disorders under Articles of Confederation (140-141).
d. Powers of Congress under the Constitution to coin money (see Constitution in the Appendix).
e. First United States bank notes (167).
f. Second United States bank notes (257).
g. State bank notes (258).
h. Civil War greenbacks and specie payment (352-353, 454).
i. The Civil War debt (252).
j. Notes of National Banks under act of 1864 (369).
k. Demonetization of silver and silver legislation (452-458).
l. The gold standard (472).
m. The federal reserve notes (589).
n. Liberty bonds (606).
2. Banking systems.
a. The first United States bank (167).
b. The second United States bank—origin and destruction (203, 257-259).
c. United States treasury system (263).
d. State banks (258).
e. The national banking system of 1864 (369).
f. Services of banks (407-409).
g. Federal reserve system (589).
3. The tariff.
a. British colonial system (69-72).
b. Disorders under Articles of Confederation (140).
c. The first tariff under the Constitution (150, 167-168).
d. Development of the tariff, 1816-1832 (252-254).
f. Tariff and nullification (254-256).
g. Development to the Civil War—attitude of South and West (264, 309-314, 357).
h. Republicans and Civil War tariffs (352, 367).
i. Revival of the tariff controversy under Cleveland (422).
j. Tariff legislation after 1890—McKinley bill (422), Wilson bill (459), Dingley bill (472), Payne-Aldrich bill (528), Underwood bill (588).
4. Foreign and domestic commerce and transportation (see Tariff, Immigration, and Foreign Relations).
a. British imperial regulations (69-72).
b. Confusion under Articles of Confederation (140).
c. Provisions of federal Constitution (150).
d. Internal improvements—aid to roads, canals, etc. (230-236).
e. Aid to railways (403).
f. Service of railways (402).
g. Regulation of railways (460-461, 547-548).
h. Control of trusts and corporations (461-462, 589-590).
5. Land and natural resources.
a. British control over lands (80).
b. Early federal land measures (219-221).
c. The Homestead act (368, 432-445).
d. Irrigation and reclamation (434-436, 523-525).
e. Conservation of natural resources (523-526).
6. Legislation advancing human rights and general welfare (see Suffrage).
a. Abolition of slavery: civil and political rights of negroes (357-358, 373-375).
b. Extension of civil and political rights to women (554-568).
c. Legislation relative to labor conditions (549-551, 579-581, 590-591).
d. Control of public utilities (547-549).
e. Social reform and the war on poverty (549-551).
f. Taxation and equality of opportunity (551-552).


Political Parties and Political Issues

I. The Federalists versus the Anti-Federalists [Jeffersonian Republicans] from about 1790 to about 1816 (168-208, 201-203).
1. Federalist leaders: Hamilton, John Adams, John Marshall, Robert Morris.
2. Anti-Federalist leaders: Jefferson, Madison, Monroe.
3. Issues: funding the debt, assumption of state debts, first United States bank, taxation, tariff, strong central government versus states' rights, and the Alien and Sedition acts.
II. Era of "Good Feeling" from about 1816 to about 1824, a period of no organized party opposition (248).
III. The Democrats [former Jeffersonian Republicans] versus  the Whigs [or National Republicans] from about 1832 to 1856 (238-265, 276-290, 324-334).
1. Democratic leaders: Jackson, Van Buren, Calhoun, Benton.
2. Whig leaders: Webster and Clay.
3. Issues: second United States bank, tariff, nullification, Texas, internal improvements, and disposition of Western lands.
IV. The Democrats versus the Republicans from about 1856 to the present time (334-377, 388-389, 412-422, 451-475, 489-534, 588-620).
1. Democratic leaders: Jefferson Davis, Tilden, Cleveland, Bryan, and Wilson.
2. Republican leaders: Lincoln, Blaine, McKinley, Roosevelt.
3. Issues: Civil War and reconstruction, currency, tariff, taxation, trusts, railways, foreign policies, imperialism, labor questions, and policies with regard to land and conservation.
V. Minor political parties.
1. Before the Civil War: Free Soil (319) and Labor Parties (306-307).
2. Since the Civil War: Greenback (463-464), Populist (464), Liberal Republican (420), Socialistic (577-579), Progressive (531-534, 602-603).



The Economic Development of the United States

I. The land and natural resources.
1. The colonial land system: freehold, plantation, and manor (20-25).
2. Development of the freehold in the West (220-221, 228-230).
3. The Homestead act and its results (368, 432-433).
4. The cattle range and cowboy (431-432).
5. Disappearance of free land (443-445).
6. Irrigation and reclamation (434-436).
7. Movement for the conservation of resources (523-526).
II. Industry.
1. The rise of local and domestic industries (28-32).
2. British restrictions on American enterprise (67-69, 70-72).
3. Protective tariffs (see above, 648-649).
4. Development of industry previous to the Civil War (295-307).
5. Great progress of industry after the war (401-406).
6. Rise and growth of trusts and combinations (406-412, 472-474).
III. Commerce and transportation.
1. Extent of colonial trade and commerce (32-35).
2. British regulation (69-70).
3. Effects of the Revolution and the Constitution (139-140, 154).
4. Growth of American shipping (195-196).
5. Waterways and canals (230-236).
6. Rise and extension of the railway system (298-300).
7. Growth of American foreign trade (445-449).
IV. Rise of organized labor.
1. Early phases before the Civil War: local unions, city federations, and national unions in specific trades (304-307).
2. The National Trade Union, 1866-1872 (574-575).
3. The Knights of Labor (575-576).
4. The American Federation of Labor (573-574).
a. Policies of the Federation (576-577).
b. Relations to politics (579-581).
c. Contests with socialists and radicals (577-579).
d. Problems of immigration (582-585).
5. The relations of capital and labor.
a. The corporation and labor (410, 570-571).
b. Company unions and profit-sharing (571-572).
c. Welfare work (573).
d. Strikes (465, 526, 580-581).
e. Arbitration (581-582).



American Foreign Relations

I. Colonial period.
1. Indian relations (57-59).
2. French relations (59-61).
II. Period of conflict and independence.
1. Relations with Great Britain (77-108, 116-125, 132-135).
2. Establishment of connections with European powers (128).
3. The French alliance of 1778 (128-130).
4. Assistance of Holland and Spain (130).
III. Relations with Great Britain since 1783.
1. Commercial settlement in Jay treaty of 1794 (177-178).
2. Questions arising out of European wars [1793-1801] (176-177, 180).
3. Blockade and embargo problems (193-199).
4. War of 1812 (199-201).
5. Monroe Doctrine and Holy Alliance (205-207).
6. Maine boundary—Webster-Ashburton treaty (265).
7. Oregon boundary (284-286).
8. Attitude of Great Britain during Civil War (354-355).
9. Arbitration of Alabama claims (480-481).
10. The Samoan question (481-482)
11. The Venezuelan question (482-484).
12. British policy during Spanish-American War (496-497).
13. Controversy over blockade, 1914-1917 (598-600).
14. The World War (603-620).
IV. Relations with France.
1. The colonial wars (59-61).
2. The French alliance of 1778 (128-130).
3. Controversies over the French Revolution (128-130).
4. Commercial questions arising out of the European wars (176-177, 180, 193-199).
5. Attitude of Napoleon III toward the Civil War (354-355).
6. The Mexican entanglement (478-479).
7. The World War (596-620).
V. Relations with Germany.
1. Negotiations with Frederick, king of Prussia (128).
2. The Samoan controversy (481-482).
3. Spanish-American War (491).
4. The Venezuelan controversy (512).
5. The World War (596-620).
VI. Relations with the Orient.
1. Early trading connections (486-487).
2. The opening of China (447).
3. The opening of Japan (448).
4. The Boxer rebellion and the "open door" policy (499-502).
5. Roosevelt and the close of the Russo-Japanese War (511).
6. The Oriental immigration question (583-584).
VII. The United States and Latin America.
1. Mexican relations.
a. Mexican independence and the Monroe Doctrine (205-207).
b. Mexico and French intervention—policy of the United States (478-479).
c. The overthrow of Diaz (1911) and recent questions (594-596).
2. Cuban relations.
a. Slavery and the "Ostend Manifesto" (485-486).
b. The revolutionary period, 1867-1877 (487).
c. The revival of revolution (487-491).
d. American intervention and the Spanish War (491-496).
e. The Platt amendment and American protection (518-519).
3. Caribbean and other relations.
a. Acquisition of Porto Rico (493).
b. The acquisition of the Panama Canal strip (508-510).
c. Purchase of Danish West Indies (593).
d. Venezuelan controversies (482-484, 512).
e. Extension of protectorate over Haiti, Santo Domingo, and Nicaragua (513-514, 592-594).


INDEX

Abolition, 318, 331

Adams, Abigail, 556

Adams, John, 97, 128, 179f.

Adams, J.Q., 247, 319

Adams, Samuel, 90, 99, 108

Adamson law, 590

Aguinaldo, 497

Alabama, admission, 227

Alabama claims, 480

Alamance, battle, 92

Alamo, 280

Alaska, purchase, 479

Albany, plan of union, 62

Algonquins, 57

Alien law, 180

Amendment, method of, 156

Amendments to federal Constitution: first eleven, 163
12th, __A_TAG_PLACEHOLDER_0__ note
thirteenth, __A_TAG_PLACEHOLDER_0__
fourteen, __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__, __A_TAG_PLACEHOLDER_2__
15th, __A_TAG_PLACEHOLDER_0__
sixteen, __A_TAG_PLACEHOLDER_0__
seventeenth, __A_TAG_PLACEHOLDER_0__
eighteenth, __A_TAG_PLACEHOLDER_0__
nineteenth, __A_TAG_PLACEHOLDER_0__f.

American expeditionary force, 610

American Federation of Labor, 573, 608

Americanization, 585

Amnesty, for Confederates, 383

Andros, 65

Annapolis, convention, 144

Antietam, 357

Anti-Federalists, 169

Anti-slavery. See Abolition

Anthony, Susan, 564

Appomattox, 363

Arbitration: international, 480 514, 617
workplace conflicts, __A_TAG_PLACEHOLDER_0__

Arizona, admission, 443

Arkansas, admission, 272

Arnold, Benedict, 114, 120

Articles of Confederation, 110, 139ff., 146

Ashburton, treaty, 265

Assembly, colonial, 49f., 89f.

Assumption, 164f.

Atlanta, 361

Australian ballot, 540


Bacon, Nathaniel, 58

Ballot: Australian, 540
short, __A_TAG_PLACEHOLDER_0__

Baltimore, Lord, 6

Bank: first U.S., 167
second, __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__ff.

Banking system: state, 300
U.S. national, __A_TAG_PLACEHOLDER_0__
services of, __A_TAG_PLACEHOLDER_0__
Check this out __A_TAG_PLACEHOLDER_0__

Barry, John, 118

Bastille, 172

Bell, John, 341

Belleau Wood, 611

Berlin decree, 194

Blockade: by England and France, 193f.
Southern ports, __A_TAG_PLACEHOLDER_0__
law and practice in 1914, __A_TAG_PLACEHOLDER_0__f.

Bond servants, 13f.

Boone, Daniel, 28, 218

Boston: massacre, 91
evacuation, __A_TAG_PLACEHOLDER_0__
port invoice, __A_TAG_PLACEHOLDER_0__

Bowdoin, Governor, 142

Boxer rebellion, 499

Brandywine, 129

Breckinridge, J.C., 340

Bright, John, 355

Brown, John, 338

Brown University, 45

Bryan, W.J., 468f., 495, 502, 503, 527

Buchanan, James, 335, 368

Budget system, 529

Bull Run, 350

Bunker Hill, 102

Burgoyne, General, 116, 118, 130

Burke, Edmund, 87, 96ff., 132, 175

Burr, Aaron, 183, 231

Business. See Industry


Calhoun, J.C., 198f., 203, 208, 281, 321, 328

California, 286f.

Canada, 61, 114, 530

Canals, 233, 298, 508

Canning, British premier, 206

Cannon, J.G., 530

Cantigny, 611

Caribbean, 479

Carpet baggers, 373

Cattle ranger, 431f.

Caucus, 245

Censorship. See Newspapers

Charles I, 3

Charles II, 65

Charleston, 36, 116

Charters, colonial, 2ff., 41

Chase, Justice, 187

Château-Thierry, 611

Checks and balances, 153

Chesapeake, the, 195

Chickamauga, 361

Child labor law, 591

China, 447, 499ff.

Chinese labor, 583

Churches, colonial, 39f., 42, 43

Cities, 35, 36, 300f., 395, 410, 544

City manager plan, 545

Civil liberty, 358f., 561

Civil service, 419, 536, 538f.

Clarendon, Lord, 6

Clark, G.R., 116, 218

Clay, Henry, 198, 203, 248, 261, 328

Clayton anti-trust act, 489

Clergy. See Churches

Cleveland, Grover, 421, 465, 482, 484, 489, 582

Clinton, Sir Henry, 119

Colorado, admission, 441

Combination. See Trusts

Commerce, colonial, 33f.
disorders after 1781, __A_TAG_PLACEHOLDER_0__
Constitutional provisions regarding, __A_TAG_PLACEHOLDER_0__
Napoleonic Wars, __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__ff.
domestic growth of __A_TAG_PLACEHOLDER_0__
congressional regulation of, __A_TAG_PLACEHOLDER_0__f., __A_TAG_PLACEHOLDER_1__
See also __A_TAG_PLACEHOLDER_0__ and __A_TAG_PLACEHOLDER_1__

Commission government, 544

Committees of correspondence, 108

Commonsense, pamphlet, 103

Communism, colonial, 20.

Company, trading, 2f.

Compromises: of Constitution, 148, 150, 151
Missouri, __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__
of 1850, __A_TAG_PLACEHOLDER_0__f.
Crittenden, __A_TAG_PLACEHOLDER_0__

Conciliation, with England, 131

Concord, battle, 100

Confederacy, Southern, 346f.

Confederation: New England, 61.
See also __A_TAG_PLACEHOLDER_0__

Congregation, religious, 4

Congress: stamp act, 85
continental, __A_TAG_PLACEHOLDER_0__f.
under Articles, __A_TAG_PLACEHOLDER_0__.
under the Constitution, __A_TAG_PLACEHOLDER_0__
powers of, __A_TAG_PLACEHOLDER_0__

Connecticut: founded, 4ff.
self-government, __A_TAG_PLACEHOLDER_0__
See also __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__

Conservation, 523f.

Constitution: formation of, 143f.
Check this out __A_TAG_PLACEHOLDER_0__

Constitution, the, 200

Constitutions, state, 109f., 238f., 385f.

Constitutional union party, 340

Contract labor law, 584

Convention: 1787, 144f.
nominating, __A_TAG_PLACEHOLDER_0__

Convicts, colonial, 15

Conway Cabal, 120

Cornwallis, General, 116, 119, 131

Corporation and labor, 571 See also Trusts

Cotton. See Planting system

Cowboy, 431f.

Cowpens, battle, 116

Cox, J.M., 619

Crisis, The, pamphlet, 115

Crittenden Compromise, 350

Cuba, 485f., 518

Cumberland Gap, 223

Currency. See Banking


Danish West Indies, purchased, 593

Dartmouth College, 45

Daughters of liberty, 84

Davis, Jefferson, 346f.

Deane, Silas, 128

Debs, E.V., 465, 534

Debt, national, 164f.

Decatur, Commodore, 477

Declaration of Independence, 101f.

Defense, national, 154

De Kalb, 121

Delaware, 3, 49

De Lome affair, 490

Democratic party, name assumed, 260
Check out __A_TAG_PLACEHOLDER_0__

Dewey, Admiral, 492

Diplomacy: of the Revolution, 127f.
Civil War, __A_TAG_PLACEHOLDER_0__

Domestic industry, 28

Donelson, Fort, 361

Dorr Rebellion, 243

Douglas, Stephen A., 333, 337, 368

Draft: Civil War, 351
World War, __A_TAG_PLACEHOLDER_0__

Draft riots, 351

Dred Scott case, 335, 338

Drug act, 523

Duquesne, Fort, 60

Dutch, 3, 12


East India Company, 93

Education, 43f., 557, 591

Electors, popular election of, 245

Elkins law, 547

Emancipation, 357f.

Embargo acts, 186f.

England: Colonial policy of, 64f.
Revolutionary War, __A_TAG_PLACEHOLDER_0__f.
Jay Treaty, __A_TAG_PLACEHOLDER_0__
War of 1812, __A_TAG_PLACEHOLDER_0__f.
Monroe Doctrine, __A_TAG_PLACEHOLDER_0__
Ashburton Treaty, __A_TAG_PLACEHOLDER_0__
Civil War, __A_TAG_PLACEHOLDER_0__
Alabama asserts, __A_TAG_PLACEHOLDER_0__
Samoa, __A_TAG_PLACEHOLDER_0__
Venezuela issue, __A_TAG_PLACEHOLDER_0__
Spanish War, __A_TAG_PLACEHOLDER_0__
World War, __A_TAG_PLACEHOLDER_0__f.

Erie Canal, 233

Esch-Cummins bill, 582

Espionage act, 607

Excess profits tax, 606

Executive, federal, plans for, 151

Expunging resolution, 260


Farm loan act, 589

Federal reserve act, 589

Federal trade commission, 590

Federalist, the, 158

Federalists, 168f., 201f.

Feudal elements in colonies, 21.

Filipino revolt. See Philippines

Fillmore, President, 485

Finances: colonial, 64
revolutionary, __A_TAG_PLACEHOLDER_0__f.
disorders, __A_TAG_PLACEHOLDER_0__
Civil War, __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__ff.
World War, __A_TAG_PLACEHOLDER_0__
Check out __A_TAG_PLACEHOLDER_0__

Fishing industry, 31

Fleet, world tour, 515

Florida, 134, 204

Foch, General, 611

Food and fuel law, 607

Force bills, 384ff., 375

Forests, national, 525f.

Fourteen points, 605

Fox, C.J., 132

France: colonization, 59f.
French and Indian War, __A_TAG_PLACEHOLDER_0__f.
American Revolution, __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__, __A_TAG_PLACEHOLDER_2__f.
French Revolution, __A_TAG_PLACEHOLDER_0__f.
Argue with, __A_TAG_PLACEHOLDER_0__
Napoleonic Wars, __A_TAG_PLACEHOLDER_0__f.
Louisiana Purchase, __A_TAG_PLACEHOLDER_0__
French Revolution of 1830, __A_TAG_PLACEHOLDER_0__
Civil War, __A_TAG_PLACEHOLDER_0__
Mexican relationship, __A_TAG_PLACEHOLDER_0__
World War, __A_TAG_PLACEHOLDER_0__f.

Franchises, utility, 548

Franklin, Benjamin, 45, 62, 82, 86, 128, 134

Freedmen. See Negro

Freehold. See Land

Free-soil party, 319

Frémont, J.C., 288, 334

French. See France

Friends, the, 5

Frontier. See Land

Fugitive slave act, 329

Fulton, Robert, 231, 234

Fundamental articles, 5

Fundamental orders, 5


Gage, General, 95, 100

Garfield, President, 416

Garrison, William Lloyd, 318

Gaspee, the, 92

Gates, General, 116, 120, 131

Genêt, 177

George I, 66

George II, 4, 66, 82

George III, 77f.

Georgia: founded, 4
royal territory, __A_TAG_PLACEHOLDER_0__
state constitution, __A_TAG_PLACEHOLDER_0__
Check out __A_TAG_PLACEHOLDER_0__

Germans: colonial immigration, 9ff.
in the Revolutionary War, __A_TAG_PLACEHOLDER_0__f.
later immigration, __A_TAG_PLACEHOLDER_0__

Germany: Samoa, 481
Venezuela situation, __A_TAG_PLACEHOLDER_0__
World War, __A_TAG_PLACEHOLDER_0__

Gerry, Elbridge, 148

Gettysburg, 362

Gibbon, Edward, 133

Gold: discovery, 288
standard, __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__

Gompers, Samuel, 573, 608

Governor, royal, 49f.

Grandfather clause, 386.

Grangers, 460f.

Grant, General, 361, 416, 480, 487

Great Britain. See England

Greeley, Horace, 420

Greenbacks, 454f.

Greenbackers, 462f.

Greene, General, 117, 120

Grenville, 79f.

Guilford, battle, 117


Habeas corpus, 358

Hague conferences, 514

Haiti, 593

Hamilton, Alexander, 95, 143, 158, 162, 168f., 231

Harding, W.G., 389, 619

Harlem Heights, battle, 114

Harper's Ferry, 339

Harrison, Benjamin, 422, 484

Harrison, W.H., 198, 263f.

Hartford convention, 201f., 238

Harvard, 44

Hawaii, 484.

Hay, John, 477, 500ff.

Hayne, Robert, 256

Hays, President, 416.

Henry, Patrick, 85

Hepburn act, 523

Hill, James J., 429

Holland, 130

Holy Alliance, 205

Homestead act, 368, 432

Hooker, Thomas, 5

Houston, Sam, 279f.

Howe, General, 118

Hughes, Charles E., 602

Huguenots, 10

Hume, David, 132

Hutchinson, Anne, 5


Idaho, admission, 442

Income tax, 459, 466, 528, 588, 606

Inheritance tax, 606

Illinois, admission, 226

Illiteracy, 585

Immigration: colonial, 1-17
before the Civil War, __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__
after the Civil War, __A_TAG_PLACEHOLDER_0__f.
problems of, __A_TAG_PLACEHOLDER_0__f.

Imperialism, 494f., 498., 502f.

Implied powers, 212

Impressment of seamen, 194

Indentured servants, 13.

Independence, Declaration of, 107

Indiana, admission, 226

Indians, 57f., 81, 431

Industry: colonial, 28f.
growth of, __A_TAG_PLACEHOLDER_0__f.
during the Civil War, __A_TAG_PLACEHOLDER_0__
after 1865, __A_TAG_PLACEHOLDER_0__f., __A_TAG_PLACEHOLDER_1__f., __A_TAG_PLACEHOLDER_2__f., __A_TAG_PLACEHOLDER_3__
Check out __A_TAG_PLACEHOLDER_0__

Initiative, the, 543

Injunction, 465, 580

Internal improvements, 260, 368

Interstate commerce act, 461, 529

Intolerable acts, 93

Invisible government, 537

Iowa, admission, 275

Irish, 11, 302

Iron. See Industry

Irrigation, 434f., 523f.


Jackson, Andrew, 201, 204, 246, 280

Jacobins, 174

James I, 3

James II, 65

Jamestown, 3, 21

Japan, relations with, 447, 511, 583

Jay, John, 128, 158, 177

Jefferson, Thomas: Declaration of Independence, 107
Secretary of State, __A_TAG_PLACEHOLDER_0__f.
political leader, __A_TAG_PLACEHOLDER_0__
as President, __A_TAG_PLACEHOLDER_0__f.
Monroe Doctrine, __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__

Jews, migration of, 11

Johnson, Andrew, 365, 368, 371.

Johnson, Samuel, 132

Joliet, 59

Jones, John Paul, 118

Judiciary: British system, 67
federal, __A_TAG_PLACEHOLDER_0__


Kansas, admission, 441

Kansas-Nebraska bill, 333

Kentucky: admission, 224
Resolutions, __A_TAG_PLACEHOLDER_0__

King George's War, 59

King Philip's War, 57

King William's War, 59

King's College (Columbia), 45

Knights of Labor, 575f.

Kosciusko, 121

Ku Klux Klan, 382


Labor: rise of organized, 304
parties, __A_TAG_PLACEHOLDER_0__f.
question, __A_TAG_PLACEHOLDER_0__
American Federation, __A_TAG_PLACEHOLDER_0__f.
legislation, __A_TAG_PLACEHOLDER_0__
World War, __A_TAG_PLACEHOLDER_0__f.

Lafayette, 121

La Follette, Senator, 531

Land: tenure20f.
sales limited, __A_TAG_PLACEHOLDER_0__
Western survey, __A_TAG_PLACEHOLDER_0__
federal sales policy, __A_TAG_PLACEHOLDER_0__
Western ownership, __A_TAG_PLACEHOLDER_0__
disappearance of free, __A_TAG_PLACEHOLDER_0__
new issues, __A_TAG_PLACEHOLDER_0__
Check this out __A_TAG_PLACEHOLDER_0__

La Salle, 59

Lawrence, Captain, 200

League of Nations, 616f.

Le Bœuf, Fort, 59

Lee, General Charles, 131

Lee, R.E., 357

Lewis and Clark expedition, 193

Lexington, battle, 100

Liberal Republicans, 420

Liberty loan, 606

Lincoln: Mexican War, 282
Douglas debates, __A_TAG_PLACEHOLDER_0__.
election, __A_TAG_PLACEHOLDER_0__
Civil War, __A_TAG_PLACEHOLDER_0__f.
rebuilding, __A_TAG_PLACEHOLDER_0__

Literacy test, 585

Livingston, R.R., 191

Locke, John, 95

London Company, 3

Long Island, battle, 114

Lords of trade, 67f.

Louis XVI, 171f.

Louisiana: ceded to Spain, 61
buy, __A_TAG_PLACEHOLDER_0__f.
admission, __A_TAG_PLACEHOLDER_0__

Loyalists, See Tories

Lusitania, the, 601f.


McClellan, General, 362, 365

McCulloch vs. Maryland, 211

McKinley, William, 422, 467ff., 489f.

Macaulay, Catherine, 132

Madison, James, 158, 197ff.

Maine, 325

Maine, the, 490

Manila Bay, battle, 492

Manors, colonial, 22

Manufactures, See Industry

Marbury vs. Madison, 209

Marietta, 220

Marion, Francis, 117, 120

Marquette, 59

Marshall, John, 208f.

Martineau, Harriet, 267

Maryland, founded, 6, 49, 109, 239, 242

Massachusetts: founded, 3ff.
See also __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__, __A_TAG_PLACEHOLDER_2__, __A_TAG_PLACEHOLDER_3__, __A_TAG_PLACEHOLDER_4__, __A_TAG_PLACEHOLDER_5__, __A_TAG_PLACEHOLDER_6__, and __A_TAG_PLACEHOLDER_7__

Massachusetts Bay Company, 3
founded, __A_TAG_PLACEHOLDER_0__ff.
See also __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__

Mayflower compact, 4

Mercantile theory, 69

Merchants. See Commerce

Merrimac, the, 353

Meuse-Argonne, battle, 612

Mexico: and Texas, 278f.
future relationships, __A_TAG_PLACEHOLDER_0__.

Michigan, admission, 273

Midnight appointees, 187

Milan Decree, 194

Militia, Revolutionary War, 122

Minimum wages, 551

Minnesota, admission, 275

Mississippi River, and West, 189.

Missouri Compromise, 207, 227, 271, 325, 332

Molasses act, 71

Money, paper, 80, 126, 155, 369

Monitor, the, 353

Monroe, James, 204f., 191

Monroe Doctrine, 205, 512

Montana, admission, 442

Montgomery, General, 114

Morris, Robert, 127

Mothers' pensions, 551

Mohawks, 57

Muckraking, 536.

Mugwumps, 420

Municipal ownership, 549


Napoleon I, 190

Napoleon III: Civil War, 354.
Mexico, __A_TAG_PLACEHOLDER_0__

National Labor Union, 574

National road, 232

Nationalism, colonial, 56f.

Natural rights, 95

Navigation acts, 69

Navy: in Revolution, 188
War of 1812, __A_TAG_PLACEHOLDER_0__
Civil War, __A_TAG_PLACEHOLDER_0__
World War, __A_TAG_PLACEHOLDER_0__
Also see __A_TAG_PLACEHOLDER_0__

Nebraska, admission, 441

Negro: Civil rights, 370f.
in agriculture, __A_TAG_PLACEHOLDER_0__f.
status of, __A_TAG_PLACEHOLDER_0__pp.
Check out __A_TAG_PLACEHOLDER_0__

New England: colonial times, 6ff., 35, 40ff.
See also __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__, __A_TAG_PLACEHOLDER_2__, and __A_TAG_PLACEHOLDER_3__

New Hampshire: founded, 4ff.
See also __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__, __A_TAG_PLACEHOLDER_2__, and __A_TAG_PLACEHOLDER_3__

New Jersey, founded, 6
See also __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__, __A_TAG_PLACEHOLDER_2__, and __A_TAG_PLACEHOLDER_3__

Newlands, Senator, 524

New Mexico, admission, 443

New Orleans, 59, 190
battle, __A_TAG_PLACEHOLDER_0__

Newspapers, colonial, 46f.

New York: founded by Dutch, 3
translated to English, __A_TAG_PLACEHOLDER_0__
See also __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__, __A_TAG_PLACEHOLDER_2__, __A_TAG_PLACEHOLDER_3__, __A_TAG_PLACEHOLDER_4__, and __A_TAG_PLACEHOLDER_5__

New York City, colonial, 36

Niagara, Fort, 59

Nicaragua protectorate, 594

Non-intercourse act, 196f.

Non-importation, 84f., 99

North, Lord, 100, 131, 133

North Carolina: founded, 6
See also __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__, __A_TAG_PLACEHOLDER_2__, and __A_TAG_PLACEHOLDER_3__

North Dakota, admission, 442

Northwest Ordinance, 219

Nullification, 182, 251ff.


Oglethorpe, James, 3

Ohio, admission, 225

Oklahoma, admission, 443

Open door policy, 500

Oregon, 284f.

Ostend Manifesto, 486

Otis, James, 88, 95f.


Pacific, American influence, 447

Paine, Thomas, 103, 115, 175

Panama Canal, 508f.

Panics: 1837, 262
1857, __A_TAG_PLACEHOLDER_0__
1873, __A_TAG_PLACEHOLDER_0__
1893, __A_TAG_PLACEHOLDER_0__

Parcel post, 529

Parker, A.B., 527

Parties: rise of, 168f.
Federalists, __A_TAG_PLACEHOLDER_0__f.
Anti-Federalists (Jeffersonian Republicans), __A_TAG_PLACEHOLDER_0__f.
Democrats, __A_TAG_PLACEHOLDER_0__
Whigs, __A_TAG_PLACEHOLDER_0__f.
Republicans, __A_TAG_PLACEHOLDER_0__f.
Liberal Republicans, __A_TAG_PLACEHOLDER_0__
Constitutional union, __A_TAG_PLACEHOLDER_0__
minor parties, __A_TAG_PLACEHOLDER_0__f.

Paterson, William, 196f.

Penn, William, 6

Pennsylvania: founded, 6
See also __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__, __A_TAG_PLACEHOLDER_2__, __A_TAG_PLACEHOLDER_3__, __A_TAG_PLACEHOLDER_4__, __A_TAG_PLACEHOLDER_5__, __A_TAG_PLACEHOLDER_6__

Pennsylvania University, 45

Pensions, soldiers and sailors, 413, 607
moms', __A_TAG_PLACEHOLDER_0__

Pequots, 57

Perry, O.H., 200

Pershing, General, 610

Philadelphia, 36, 116

Philippines, 492f., 516f., 592

Phillips, Wendell, 320

Pierce, Franklin, 295, 330

Pike, Z., 193, 287

Pilgrims, 4

Pinckney, Charles, 148

Pitt, William, 61, 79, 87, 132

Planting system, 22., 25, 149, 389, 393ff.

Plymouth, 4, 21

Polk, J.K., 265, 285f.

Polygamy, 290.

Populist party, 464

Porto Rico, 515, 592

Postal savings bank, 529

Preble, Commodore, 196

Press. See Newspapers

Primary, direct, 541

Princeton, battle, 129
University, __A_TAG_PLACEHOLDER_0__

Profit sharing, 572

Progressive party, 531

Prohibition, 591

Proprietary colonies, 3, 6

Provinces, royal, 49f.

Public service, 538f.

Pulaski, 121

Pullman strike, 465

Pure food act, 523

Puritans, 3, 7, 40f.


Quakers, 6ff.

Quartering act, 83

Quebec act, 94

Queen Anne's War, 59

Quit rents, 21


Radicals, 579

Railways, 298, 402, 425, 460ff., 547, 621

Randolph, Edmund, 146, 147, 162

Ratification, of Constitution, 156f.

Recall, 543

Reclamation, 523f.

Reconstruction, 370f.

Referendum, the, 543

Reign of terror, 174

Republicans: Jeffersonian, 179
rise of current party, __A_TAG_PLACEHOLDER_0__f.
supremacy of __A_TAG_PLACEHOLDER_0__ f.
Also see __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__, and __A_TAG_PLACEHOLDER_2__

Resumption, 454

Revolution: American, 99f.
French, __A_TAG_PLACEHOLDER_0__f.
Russian, __A_TAG_PLACEHOLDER_0__

Rhode Island: founded, 4ff.
self-governance, __A_TAG_PLACEHOLDER_0__
Check out __A_TAG_PLACEHOLDER_0__

Roosevelt, Theodore, 492, 500ff., 531, 570

Royal province, 49f.

Russia, 205, 207, 355, 479, 619

Russo-Japanese War, 511


Saint Mihiel, 612

Samoa, 481

San Jacinto, 280

Santa Fé trail, 287

Santo Domingo, 480, 513, 592

Saratoga, battle, 116, 130

Savannah, 116, 131

Scandinavians, 278

Schools. See Education

Scott, General, 283, 330

Scotch-Irish, 7ff.

Seamen's act, 590

Sea power: American Revolution, 118
Napoleonic Wars, __A_TAG_PLACEHOLDER_0__f.
Civil War, __A_TAG_PLACEHOLDER_0__
Caribbean, __A_TAG_PLACEHOLDER_0__
Pacific, __A_TAG_PLACEHOLDER_0__
World War, __A_TAG_PLACEHOLDER_0__f.

Secession, 344f.

Sedition: act of 1798, 180f., 187
of 1918, __A_TAG_PLACEHOLDER_0__

Senators, popular election, 527, 541ff.

Seven Years' War, 60f.

Sevier, John, 218

Seward, W.H., 322, 342

Shafter, General, 492

Shays's rebellion, 142

Sherman, General, 361

Sherman: anti-trust law, 461
silver act, __A_TAG_PLACEHOLDER_0__

Shiloh, 361

Shipping. See Commerce

Shipping act, 607

Silver, free, 455f.

Slavery: colonial, 16.
trade, __A_TAG_PLACEHOLDER_0__
in the Northwest, __A_TAG_PLACEHOLDER_0__
decline in the North, __A_TAG_PLACEHOLDER_0__.
growth in the South, __A_TAG_PLACEHOLDER_0__f.
and the Constitution, __A_TAG_PLACEHOLDER_0__
and territories, __A_TAG_PLACEHOLDER_0__f.
compromises, __A_TAG_PLACEHOLDER_0__
abolished, __A_TAG_PLACEHOLDER_0__f.

Smith, Joseph, 290

Socialism, 577f.

Solid South, 388

Solomon, Hayn, 126

Sons of liberty, 82

South: economic and political views, 309f.
See also __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__, and __A_TAG_PLACEHOLDER_2__

South Carolina: founded, 6
nullification, __A_TAG_PLACEHOLDER_0__f.
See also __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__, __A_TAG_PLACEHOLDER_2__, and __A_TAG_PLACEHOLDER_3__

South Dakota, 442

Spain: and Revolution, 130
Louisiana, __A_TAG_PLACEHOLDER_0__
Monroe Doctrine, __A_TAG_PLACEHOLDER_0__
Spanish War, __A_TAG_PLACEHOLDER_0__ f.

Spoils system, 244, 250, 418, 536ff.

Stamp act, 82f.

Stanton, Elizabeth Cady, 564

States: disorders under Articles of Confederation, 141
federal limitations on constitutions, __A_TAG_PLACEHOLDER_0__
position after Civil War, __A_TAG_PLACEHOLDER_0__f.
Check out __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__, and __A_TAG_PLACEHOLDER_2__

Steamboat, 234

Stowe, H.B., 332

Strikes: of 1877, 581
Pullman, __A_TAG_PLACEHOLDER_0__
coal, __A_TAG_PLACEHOLDER_0__
Check out __A_TAG_PLACEHOLDER_0__

Submarine campaign, 600f.

Suffrage: colonial, 42, 51
first state constitutions, __A_TAG_PLACEHOLDER_0__
White manhood, __A_TAG_PLACEHOLDER_0__
Black, __A_TAG_PLACEHOLDER_0__f., __A_TAG_PLACEHOLDER_1__.
Woman, __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__ff.

Sugar act, 81

Sumner, Charles, 319

Sumter, Fort, 350

Swedes, 3, 13


Taft, W.H., 527f.

Tammany Hall, 306, 418

Taney, Chief Justice, 357

Tariff: first, 167
of 1816, __A_TAG_PLACEHOLDER_0__
development of, __A_TAG_PLACEHOLDER_0__f.
abominations, __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__
nullification, __A_TAG_PLACEHOLDER_0__
of 1842, __A_TAG_PLACEHOLDER_0__
Southern views of, __A_TAG_PLACEHOLDER_0__f.
of 1857, __A_TAG_PLACEHOLDER_0__
Civil War, __A_TAG_PLACEHOLDER_0__
Wilson bill, __A_TAG_PLACEHOLDER_0__
McKinley tariff, __A_TAG_PLACEHOLDER_0__
Dingley tariff, __A_TAG_PLACEHOLDER_0__
Payne-Aldrich, __A_TAG_PLACEHOLDER_0__
Underwood, __A_TAG_PLACEHOLDER_0__

Taxation: and representation, 149
and Constitution, __A_TAG_PLACEHOLDER_0__
Civil War, __A_TAG_PLACEHOLDER_0__
and wealth, __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__
and World War, __A_TAG_PLACEHOLDER_0__

Tea act, 88

Tea party, 92

Tenement house reform, 549

Tennessee, 28, 224

Territories, Northwest, 219
South of the Ohio, __A_TAG_PLACEHOLDER_0__
Check out __A_TAG_PLACEHOLDER_0__

Texas, 278f.

Tippecanoe, battle, 198

Tocqueville, 267

Toleration, religious, 42

Tories, colonial, 84
in Revolution, __A_TAG_PLACEHOLDER_0__

Townshend acts, 80, 87

Trade, colonial, 70
legislation, __A_TAG_PLACEHOLDER_0__ See __A_TAG_PLACEHOLDER_1__

Transylvania company, 28

Treasury, independent, 263

Treaties, of 1763, 61
alliance with France, __A_TAG_PLACEHOLDER_0__
of 1783 with England, __A_TAG_PLACEHOLDER_0__
Jay, __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__
Louisiana Purchase, __A_TAG_PLACEHOLDER_0__.
of 1815, __A_TAG_PLACEHOLDER_0__
Ashburton, __A_TAG_PLACEHOLDER_0__
of 1848 with Mexico, __A_TAG_PLACEHOLDER_0__
Washington and England, __A_TAG_PLACEHOLDER_0__
with Spain, __A_TAG_PLACEHOLDER_0__
Versailles (1919), __A_TAG_PLACEHOLDER_0__ f.

Trenton, battle, 116

Trollope, Mrs., 268

Trusts, 405f., 461, 472ff., 521, 526, 530

Tweed, W.M., 418

Tyler, President, 264f., 281, 349


"Uncle Tom's Cabin," 332

Union party, 365

Unions. See Labor

Utah, 290f., 329, 442

Utilities, municipal, 548


Vallandigham, 360

Valley Forge, 116, 129

Van Buren, Martin, 262

Venango, Fort, 59

Venezuela, 482f., 512

Vermont, 223

Vicksburg, 361

Virginia: founded, 6
See also __A_TAG_PLACEHOLDER_0__, __A_TAG_PLACEHOLDER_1__, __A_TAG_PLACEHOLDER_2__, __A_TAG_PLACEHOLDER_3__, __A_TAG_PLACEHOLDER_4__, and __A_TAG_PLACEHOLDER_5__


Walpole, Sir Robert, 66

Wars: colonial, 57f.
Revolutionary, __A_TAG_PLACEHOLDER_0__ f.
of 1812, __A_TAG_PLACEHOLDER_0__f.
Mexican, __A_TAG_PLACEHOLDER_0__f.
Civil, __A_TAG_PLACEHOLDER_0__f.
Spanish, __A_TAG_PLACEHOLDER_0__ f.
World, __A_TAG_PLACEHOLDER_0__f.

Washington: warns French, 60
in French conflict, __A_TAG_PLACEHOLDER_0__
commander-in-chief, __A_TAG_PLACEHOLDER_0__f.
and movement for Constitution, __A_TAG_PLACEHOLDER_0__f.
as President, __A_TAG_PLACEHOLDER_0__ f.
Farewell Speech, __A_TAG_PLACEHOLDER_0__

Washington City, 166

Washington State, 442

Webster, 256, 265, 328

Welfare work, 573

Whigs: English, 78
colonial, __A_TAG_PLACEHOLDER_0__
rise of party, __A_TAG_PLACEHOLDER_0__f., __A_TAG_PLACEHOLDER_1__, __A_TAG_PLACEHOLDER_2__

Whisky Rebellion, 171

White Camelia, 382

White Plains, battle, 114

Whitman, Marcus, 284

William and Mary College, 45

Williams, Roger, 5, 42

Wilmot Proviso, 326

Wilson, James, 147

Wilson, Woodrow, election, 533.
administrations, __A_TAG_PLACEHOLDER_0__f.

Winthrop, John, 3

Wisconsin, admission, 274

Witchcraft, 41

Wollstonecraft, Mary, 556

Women: colonial, 28
Revolutionary War, __A_TAG_PLACEHOLDER_0__
work, __A_TAG_PLACEHOLDER_0__
education and civil rights, __A_TAG_PLACEHOLDER_0__f.
voting rights, __A_TAG_PLACEHOLDER_0__f.

Workmen's compensation, 549

Writs of assistance, 88

Wyoming, admission, 442


X, Y, Z affair, 180


Yale, 44

Young, Brigham, 290


Zenger, Peter, 48

Printed in the United States of America.

FOOTNOTES:

[1] North Carolina ratified in November, 1789, and Rhode Island in May, 1790.

I'm sorry, but there is no text provided. Please share the phrase you would like me to modernize. North Carolina approved it in November 1789, and Rhode Island followed in May 1790.

[2] To prevent a repetition of such an unfortunate affair, the twelfth amendment of the Constitution was adopted in 1804, changing slightly the method of electing the President.

[2] To avoid repeating such an unfortunate event, the twelfth amendment of the Constitution was adopted in 1804, slightly altering the way the President is elected.

[3] Partly superseded by the 14th Amendment, p. 639.

[3] Partially replaced by the 14th Amendment, p. 639.

[4] See the 17th Amendment, p. 641.

[4] Refer to the 17th Amendment, p. 641.

[5] Ibid., p. 641.

__A_TAG_PLACEHOLDER_0__ Same Source, p. __A_TAG_PLACEHOLDER_1__.

[6] See the 16th Amendment, p. 640.

[6] Refer to the 16th Amendment, p. 640.

[7] The following paragraph was in force only from 1788 to 1803.

[7] The following paragraph was only in effect from 1788 to 1803.

[8] Superseded by the 12th Amendment, p. 638.

[8] Replaced by the 12th Amendment, p. 638.

[9] See the 11th Amendment, p. 638.

__A_TAG_PLACEHOLDER_0__ See the 11th Amendment, p. __A_TAG_PLACEHOLDER_1__.

[10] First ten amendments proposed by Congress, Sept. 25, 1789. Proclaimed to be in force Dec. 15, 1791.

[10] The first ten amendments suggested by Congress on September 25, 1789. Officially in effect as of December 15, 1791.

[11] Proposed Sept. 5, 1794. Declared in force January 8, 1798.

[11] Proposed September 5, 1794. Took effect January 8, 1798.

[12] Adopted in 1804.

__A_TAG_PLACEHOLDER_0__ Adopted in 1804.

[13] Adopted in 1865.

Adopted in 1865.

[14] Adopted in 1868.

__A_TAG_PLACEHOLDER_0__ Adopted in 1868.

[15] Proposed February 27, 1869. Declared in force March 30, 1870.

[15] Proposed February 27, 1869. Put into effect March 30, 1870.

[16] Passed July, 1909; proclaimed February 25, 1913.

[16] Passed in July 1909; declared on February 25, 1913.

[17] Passed May, 1912, in lieu of paragraph one, Section 3, Article I, of the Constitution and so much of paragraph two of the same Section as relates to the filling of vacancies; proclaimed May 31, 1913.

[17] Enacted May, 1912, instead of paragraph one, Section 3, Article I, of the Constitution and the relevant portion of paragraph two of the same Section regarding filling vacancies; announced May 31, 1913.

[18] Ratified January 16, 1919.

Ratified January 16, 1919.

[19] Ratified August 26, 1920.

Ratified August 26, 1920.

[20] Promoted from the vice-presidency on the death of the president.

[20] Elevated from the vice-presidency after the president's death.

[21] Population in 1912.

__A_TAG_PLACEHOLDER_0__ Population in 1912.

[22] Population in 1918.

__A_TAG_PLACEHOLDER_0__ Population in 1918.

[23] Population in 1903.

__A_TAG_PLACEHOLDER_0__ Population in 1903.

[24] Population in 1917.

__A_TAG_PLACEHOLDER_0__ Population in 1917.

[25] Population in 1911.

__A_TAG_PLACEHOLDER_0__ Population in 1911.


Transcriber’s Notes:

Punctuation normalized in all Underwood and Underwood, N.Y.

Punctuation standardized in all Underwood and Underwood, N.Y.

Period added after Mass on verso page. Original read "Mass, U.S.A."

Period added after Mass on the back page. Original read "Mass, U.S.A."

Chapter I, page 19, period added to pp. 55-159 and pp. 242-244.

Chapter I, page 19, period added to pp. 55-159 and pp. 242-244.

Chapter VIII, page 185, period added to "Vol." Original read "Vol III,"

Chapter VIII, page 185, period added to "Vol." Original read "Vol III,"

Chapter XII, page 269 added period after "Vol" Vol. II

Chapter XII, page 269 added a period after "Vol" Vol. II

Chapter XII, page 270. Title of work reads "Selected Documents of United States History, 1776-1761". Research shows the document does have this title.

Chapter XII, page 270. Title of work reads "Selected Documents of United States History, 1776-1761". Research indicates that the document is indeed titled this way.

Topical Syllabus. Missing periods added to normalize punctuation in entries such as on page 648 (4) Sixteenth Amendment—income tax (528-529).

Topical Syllabus. Missing periods have been added to standardize punctuation in entries like on page 648 (4) Sixteenth Amendment—income tax (528-529).

Index, Page 662, added comma to States: disorders under Articles of Constitution, 141

Index, Page 662, added a comma to States: disorders under Articles of Constitution, 141

The remaining corrections made are indicated by dotted lines under the corrections. Scroll the cursor over the word and the original text will appear.

The remaining corrections are shown with dotted lines underneath them. Hover your cursor over the word, and the original text will appear.




        
        
    
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